Proposed Agency Information Collection Activities; Comment Request, 56752-56753 [C1-2016-19268]
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56752
Federal Register / Vol. 81, No. 162 / Monday, August 22, 2016 / Notices
of administering the IRC’s excise tax
provisions, the TTB regulations also
require marks, brands, and labels on
kegs, cans, bottles, and cases of beer.
These marks, brands, and labels identify
the name or trade name of the brewer,
the place of production of the beer, the
contents of the container, and the nature
of the product (beer, ale, etc.).
Current Actions: TTB is submitting
this collection as a revision. The
information collection remains
unchanged. However, TTB is increasing
the estimated number of respondents
due to an increase in the number of
brewers regulated by TTB. While TTB is
increasing the number or respondents,
there is no increase in the estimated
total annual burden hours for this
information collection because markings
on and suitable measuring devices for
brewery equipment and structures and
marking and labeling containers of beer
are usual and customary business
practices, and would be undertaken
even without the TTB regulatory
requirements to do so.
Type of Review: Revision of a
currently approved collection.
Affected Public: Businesses and other
for-profits.
Estimated Number of Respondents:
5,864.
Estimated Total Annual Burden
Hours: 1 (one).
Title: Formula and Process for
Domestic and Imported Alcohol
Beverages.
OMB Number: 1513–0122.
TTB Form Number: TTB F 5100.51.
Abstract: TTB F 5100.51 (in all
formats, including its online equivalent
completed using Formulas Online
(FONL)) is used by industry members to
obtain approval of formulas for alcohol
beverage products where the TTB
regulations require such approval. The
form collect information regarding the
person filing, the type of product made,
the ingredients used, and the
manufacturing process. TTB uses the
collected information to ensure
appropriate classification of distilled
spirits, wine, and malt beverages for
labeling and taxation purposes.
Current Actions: TTB is submitting
this collection as a revision. TTB F
5100.51 (in all formats, including the
FONL version) remains unchanged.
However, TTB is adding an additional
information collection instrument to
this information collection request, the
Flavor Ingredient Data Sheet (FIDS).
TTB provides the FIDS for respondents
to use to disclose the ingredients of
certain flavors used in the formulas they
submit to TTB for approval. The FIDS
helps TTB identify the flavors used for
labeling and taxation purposes.
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Respondents will submit the FIDS as
supplemental documents to their paper
or online entries. We also are increasing
the number of respondents to reflect an
increase in the number of alcohol
beverage industry members submitting
formula requests to TTB, and we are
increasing the estimated total annual
burden hours to reflect that increase and
the addition of the FIDS to this
information collection request.
Type of Review: Revision of a
currently approved collection.
Affected Public: Businesses or other
for-profits.
Estimated Number of Respondents:
3,000.
Estimated Total Annual Burden
Hours: 34,320.
Title: Surveys for Applications,
Permits Online (PONL), Formulas
Online (FONL), and COLAs (Certificates
of Label Approval) Online.
OMB Number: 1513–0124.
TTB Form Number: None.
Abstract: As part of our efforts to
improve customer service, TTB surveys
its customers who apply for original or
amended permits, submit formula
approval requests, and submit requests
for certificates of label approval. These
surveys assist TTB in identifying
potential customer needs and problems,
as well as opportunities for
improvement in our applications
processes, with particular focus on our
customers’ experiences with TTB’s
various electronic application systems.
Current Actions: TTB is submitting
this collection as a revision. The surveys
approved under this OMB control
number remain unchanged. However,
TTB intends to increase the number of
customers it surveys on an annual basis
and is, therefore, increasing the number
of respondents and the resulting burden
hours associated with this information
collection. Participation in TTB
customer satisfaction surveys is
voluntary.
Type of Review: Revision of a
currently approved collection.
Affected Public: Businesses and other
for-profits; individuals.
Estimated Number of Respondents:
50,000.
Estimated Total Annual Burden
Hours: 25,000.
Title: Generic Clearance for the
Collection of Qualitative Feedback on
Agency Service Delivery.
OMB Number: 1513–0132.
TTB Form Number: None.
Abstract: This collection of
information is necessary to enable TTB
to obtain customer and stakeholder
feedback in an efficient, timely manner,
in accordance with our commitment to
improving service delivery. The
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information collected from our
customers and stakeholders through
surveys, usability tests, focus groups,
and other evaluative tools approved
under this information collection will
help ensure that TTB customers and
stakeholders have effective, efficient,
and satisfying experiences with TTB’s
programs and Web site.
Current Actions: TTB is submitting
this collection as a revision. TTB
intends to increase its use of surveys,
usability tests, focus groups, and other
tools it uses to obtain customer and
stakeholder feedback in order to
improve its service delivery, programs,
and Web site. As a result, TTB is
increasing the number of respondents
and the resulting burden hours
associated with this information
collection. Participation in TTB surveys,
usability tests, focus groups, and other
evaluative tools is voluntary.
Type of Review: Revision of a
currently approved collection.
Affected Public: Businesses and other
for-profits; Non-profits; individuals.
Estimated Number of Respondents:
30,000.
Estimated Total Annual Burden
Hours: 30,000.
Dated: August 17, 2016.
Amy R. Greenberg,
Director, Regulations and Rulings Division.
[FR Doc. 2016–19955 Filed 8–19–16; 8:45 am]
BILLING CODE 4810–31–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
Proposed Agency Information
Collection Activities; Comment
Request
Correction
In notice document 2016–19268,
appearing on pages 54190 through
54216 in the issue of Monday, August
15, 2016, make the following
corrections:
1. On page 54213, at the top of the
page, above the table labelled Data Items
Removed, insert the heading ‘‘Appendix
B’’ and, on the following line, insert the
heading ‘‘FFIEC 031: Data Items
Removed or Change in Reporting
Threshold’’.
2. On page 54214, above the table
labelled Data Items Removed, insert the
heading ‘‘Appendix C’’ and, on the
following line, insert the heading
E:\FR\FM\22AUN1.SGM
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Federal Register / Vol. 81, No. 162 / Monday, August 22, 2016 / Notices
‘‘FFIEC 041: Data Items Removed or
Change in Reporting Threshold’’.
[FR Doc. C1–2016–19268 Filed 8–19–16; 8:45 am]
BILLING CODE 1505–01–D
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
Agency Information Collection
Activities: Information Collection
Revision; Submission for OMB
Review; Uniform Interagency Transfer
Agent Registration and Amendment
Form
Office of the Comptroller of the
Currency (OCC), Treasury.
ACTION: Notice and request for comment.
AGENCY:
The OCC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to comment on the revision of
an information collection, as required
by the Paperwork Reduction Act of 1995
(PRA).
An agency may not conduct or
sponsor, and a respondent is not
required to respond to, an information
collection unless it displays a currently
valid Office of Management and Budget
(OMB) control number.
The OCC is soliciting comment on a
revision to its collection titled ‘‘Uniform
Transfer Agency Registration and
Amendment Form.’’ The OCC also is
giving notice that it has sent the
collection to OMB for review.
DATES: Comments must be submitted on
or before September 21, 2016.
ADDRESSES: Because paper mail in the
Washington, DC, area and at the OCC is
subject to delay, commenters are
encouraged to submit comments by
email, if possible. Comments may be
sent to: Legislative and Regulatory
Activities Division, Office of the
Comptroller of the Currency, Attention
‘‘1557–0124, Form TA–1,’’ 400 7th
Street SW., Suite 3E–218, Mail Stop
9W–11, Washington, DC 20219. In
addition, comments may be sent by fax
to 571–465–4326 or by electronic mail
to prainfo@occ.treas.gov.
You may personally inspect and
photocopy comments at the OCC, 400
7th Street SW., Washington, DC 20219.
For security reasons, the OCC requires
that visitors make an appointment to
inspect comments. You may do so by
calling 202–649–6700 or, for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597. Upon arrival, visitors
will be required to present valid
government-issued photo identification
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and submit to security screening in
order to inspect and photocopy
comments.
All comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comments or supporting materials that
you consider confidential or
inappropriate for public disclosure.
Additionally, please send a copy of
your comments by mail to: OCC Desk
Officer, 1557–0124, U.S. Office of
Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW., Washington, DC
20503; by fax to 202–395–6974; or by
email to oira_submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT:
Shaquita Merritt, OCC Clearance
Officer, 202–649–5490 or, for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597, Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency, 400 7th
Street SW., Washington, DC 20219. In
addition, copies of the current Form
TA–1 reporting form and instructions
can be obtained at the Federal Financial
Institutions Examination Council Web
site (https://www.ffiec.gov/ffiec_report_
forms.htm).
furtherance of the purposes of this
section.’’ 1 In general, an entity
performing transfer agent functions for a
security is required to register with its
appropriate regulatory agency (‘‘ARA’’)
if the security is registered on a national
securities exchange or if the issuer of
the security has total assets exceeding
$10 million and a class of equity
security held of record by 2,000 persons
or, for an issuer that is not a bank, BHC,
or SLHC, by 500 persons who are not
accredited investors.2 The OCC’s 12
CFR 9.20 implements these provisions
of the Act.
To accomplish the registration of
transfer agents, Form TA–1 was
developed in 1975 as an interagency
effort by the Securities and Exchange
Commission (SEC) and the Federal
banking agencies (the OCC, the Board of
Governors of the Federal Reserve
System, and the Federal Deposit
Insurance Corporation). The agencies
primarily use the data collected on
Form TA–1 to determine whether an
application for registration should be
approved, denied, accelerated, or
postponed, and they use the data in
connection with their supervisory
responsibilities.
The OCC
is proposing to revise the following
information collection:
Report Title: Uniform Interagency
Transfer Agent Registration and
Amendment Form.
Form Number: Form TA–1.
Frequency of Response: On occasion.
Affected Public: National banks and
their subsidiaries, federal savings
associations and their subsidiaries.
OMB Control No.: 1557–0124.
Estimated Number of Respondents:
registrations: 1; amendments: 10.
Estimated Average Time per
Response: registrations: 1.25 hours;
amendments: 10 minutes.
Estimated Total Annual Burden: 3
hours.
The OCC proposes to revise the
reporting instructions for Form TA–1.
The proposed revisions remove
outdated references to the OTS, clarify
the definition of a ‘‘qualifying security’’
pursuant to statutory changes, alter the
number of Form TA–1 copies that
registrants are required to file with their
ARA, and make other minor
instructional clarifications. The OCC
currently requires the filing of an
original plus two copies of any
registration or amendment. The
proposed change is to require the filing
of only the original.
Pursuant to statutory changes,3 the
definition of a ‘‘qualifying security’’ was
altered to include securities registered
on a national securities exchange
pursuant to section 12(b) of the Act, as
well as equity securities registered
pursuant to section 12(g)(1) of the Act
for issuers that have:
(a) Total assets exceeding $10 million
and a class of equity security (other than
an exempted security) held of record by
either 2,000 persons, or 500 persons
SUPPLEMENTARY INFORMATION:
General Description of Report
Section 17A(c) of the Security
Exchange Act of 1934 (the Act) requires
all transfer agents for securities
registered under section 12 of the Act
or, if the security would be required to
be registered except for the exemption
from registration provided by section
12(g)(2)(B) or section 12(g)(2)(G), to
‘‘fil[e] with the appropriate regulatory
agency . . . an application for
registration in such form and containing
such information and documents . . . as
such appropriate regulatory agency may
prescribe as necessary or appropriate in
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Current Actions
1 15
U.S.C. 78q–1.
U.S.C. 78l(g)(1).
3 See Fixing America’s Surface Transportation
Act section 85001, Pub. L. 114–94, 129 Stat. 1312,
1797 (2010), amending 15 U.S.C. 78a et seq;
Jumpstart Our Business Startups Act section 501,
Pub. L. 112–106, 126 Stat. 306, 325 (2012),
amending 15 U.S.C. 78l(g)(1)(A).
2 15
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Agencies
[Federal Register Volume 81, Number 162 (Monday, August 22, 2016)]
[Notices]
[Pages 56752-56753]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-2016-19268]
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DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE CORPORATION
Proposed Agency Information Collection Activities; Comment
Request
Correction
In notice document 2016-19268, appearing on pages 54190 through
54216 in the issue of Monday, August 15, 2016, make the following
corrections:
1. On page 54213, at the top of the page, above the table labelled
Data Items Removed, insert the heading ``Appendix B'' and, on the
following line, insert the heading ``FFIEC 031: Data Items Removed or
Change in Reporting Threshold''.
2. On page 54214, above the table labelled Data Items Removed,
insert the heading ``Appendix C'' and, on the following line, insert
the heading
[[Page 56753]]
``FFIEC 041: Data Items Removed or Change in Reporting Threshold''.
[FR Doc. C1-2016-19268 Filed 8-19-16; 8:45 am]
BILLING CODE 1505-01-D