Harmonizing and Streamlining Rules Concerning Requirements for Licensees to Overcome a CMRS Presumption, 55161-55165 [2016-19564]
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Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 4, 9, and 20
[WT Docket No. 16–240; FCC 16–95]
Harmonizing and Streamlining Rules
Concerning Requirements for
Licensees to Overcome a CMRS
Presumption
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document, the Federal
Communications Commission
(Commission or FCC) proposes and
seeks comment on revising the
Commission’s rules governing
commercial mobile radio services. We
propose to end the presumption
contained in the Commission’s rules
that all applicants and licensees in the
services identified in that section intend
to license their facilities as commercial
mobile radio service (‘‘CMRS’’)
operations by eliminating that section
and making related rule changes.
DATES: Submit comments on or before
October 17, 2016 and reply comments
on or before November 16, 2016.
ADDRESSES: You may submit comments,
identified by WT Docket No. 16–240, by
any of the following methods:
• Federal Communications
Commission’s Web site: https://
fjallfoss.fcc.gov/ecfs2/. Follow the
instructions for submitting comments.
• Mail: All hand-delivered or
messenger-delivered paper filings for
the Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th Street SW., Room TW–A325,
Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
Commercial overnight mail (other than
U.S. Postal Service Express Mail and
Priority Mail) must be sent to 9300 East
Hampton Drive, Capitol Heights, MD
20743. U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW.,
Washington, DC 20554.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
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see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT:
Wilbert E. Nixon Jr., Wilbert.nixon@
fcc.gov, Mobility Division, Wireless
Telecommunications Bureau, (202) 418–
0985, or TTY (202) 418–7233.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM) in WT
Docket No. 16–240, FCC 16–95, adopted
July 27, 2016, and released July 28,
2016. The full text of this document is
available for inspection and copying
during normal business hours in the
FCC Reference Center, 445 12th Street
SW., Washington, DC 20554. The
complete text may be purchased from
the Commission’s copy contractor, Best
Copy and Printing, Inc., 445 12th Street
SW., Room CY–B402, Washington, DC
20554, (202) 488–5300, facsimile (202)
488–5563, or via email at fcc@
bcpiweb.com. The full text may also be
downloaded at: https://transition.fcc.gov/
Daily_Releases/Daily_Business/2016/
db0728/FCC-16-95A1.pdf. Alternative
formats are available to persons with
disabilities by sending an email to
fcc504@fcc.gov or by calling the
Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
Comment Filing Instructions
Pursuant to sections 1.415 and 1.419
of the Commission’s rules, 47 CFR 1.415
and 1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(‘‘ECFS’’). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121, May 1, 1998.
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th Street SW., Room TW–A325,
Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
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deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW.,
Washington DC 20554.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
Synopsis
I. Introduction
A. Proposal To Revise Part 20 and Make
Related Changes
1. In this document, the Commission
proposes amendments to the Part 20
rules to update, streamline, and
modernize them, including harmonizing
the regulatory treatment of the various
mobile radio services with regard to
how applicants must report the
regulatory classification of their
facilities and easing spectrum
acquisition in the secondary market
consistent with suggestions received as
part of the Commission’s process reform
efforts. Specifically, we tentatively
conclude that eliminating the CMRS
presumption for those operators of
services currently identified in section
20.9 would streamline application
preparation and processing, and
promote comparable treatment of
wireless applicants and licensees.
Under the proposed elimination of
section 20.9 contained in this NPRM,
applicants and licensees could simply
inform the Commission in initial,
modification, or assignment
applications of their regulatory status.
We seek comment on our tentative
conclusions, as well as the costs and
benefits of our proposed approach.
2. This proposed approach would
shorten the period for processing of a
number of applications, as well as
eliminate the obligation of certain
licensees and applicants in the services
specified in section 20.9 to make a
showing, even if brief, regarding their
intent to operate on a non-common
carrier or private basis. We tentatively
conclude that shortening the period for
application processing as well as
lightening the regulatory burden
currently imposed on licensees and
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applicants that apply to operate as nonCMRS providers in the services listed in
section 20.9 will lead to more efficient
and timely use of the licensed spectrum,
without imposing any more regulatory
burdens than those necessary for the
Commission to oversee spectrum usage.
We seek comment on this tentative
conclusion.
3. In addition, we believe that the
proposed elimination of section 20.9
would help to eliminate uneven and
disparate regulation of wireless
applicants and licensees. As we
discussed above, the regulatory filing
requirements and potential lengthening
of the application processing period
imposed by section 20.9 on licensees
and applicants desiring to use spectrum
identified in this rule section on a nonCMRS basis are not imposed uniformly
on all spectrum and services,
particularly when compared with those
services for which service rules have
been adopted in recent years by the
Commission. We tentatively conclude
that the public interest would be served
by treating similarly situated entities on
a more equitable, comparable basis.
4. The Commission, in adopting
section 20.9, conducted an extensive
review of the Omnibus Budget
Reconciliation Act of 1993, Public Law
103–66, Title VI, section 6002(b) (‘‘1993
OBRA’’), amending the
Communications Act of 1934 and
codified at 47 U.S.C. 332(c), its
legislative history, and developments in
regulation of wireless services. The
Commission noted that Congress
‘‘replaced the common carrier and
private radio definitions that evolved
under the prior version of Section 332
of the Act with two newly defined
categories of mobile services:
Commercial mobile radio service
(CMRS) and private mobile radio service
(PMRS),’’ and ‘‘replaced traditional
regulation of mobile services with an
approach that brings all mobile service
providers under a comprehensive,
consistent regulatory framework and
gives the Commission flexibility to
establish appropriate levels of
regulation for mobile radio services
providers.’’ Two Congressional
objectives appeared to drive these
statutory changes: (1) ‘‘To ensure that
similar [mobile] services would be
subject to consistent regulatory
classification[;]’’ and (2) to ‘‘establish[ ]
and administer[ ] for CMRS providers’’
‘‘an appropriate level of regulation.’’
5. The Commission also noted that
Congress was concerned with the
‘‘disparate regulatory treatment’’ that
had evolved across services, observing
that Congress’s intent that the
Commission establish consistent
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regulations was reflected in the
statutory requirement that any service
that amounted to a ‘‘functional
equivalent’’ of CMRS be treated as
CMRS even if the service did not fit the
strict definition of that service. At the
same time, the Commission
‘‘anticipat[ed] that very few mobile
services that do not meet the definition
of CMRS will be a close substitute for
a [CMRS].’’ The Commission therefore
decided to ‘‘presume that a mobile
service that does not meet the definition
of CMRS is a [PMRS].’’ To rebut the
presumption, a challenger to a PMRS
claim was required to follow the method
and meet the criteria that the
Commission prescribed for
demonstrating that the carrier claiming
PMRS status was actually providing the
functional equivalent of CMRS. Section
20.9(a)(14) memorializes this
presumption and the criteria for the
showing that someone challenging the
presumption would need to make to
overcome it (i.e., to demonstrate that an
applicant purporting to offer PMRS is
actually offering services that are the
functional equivalent of CMRS and thus
warrants the corresponding level of
regulation). This rebuttable presumption
has served as a reasonable mechanism
for classifying a service as PMRS or
CMRS for filing purposes, consistent
with the statutory definitions. It does
not, however, constitute the only
approach for identifying whether a
provider’s proposed or existing service
should be classified one way or another,
and changes may now be warranted
based on the development of CMRS and
PMRS services and our experience with
the application of the presumption,
such as how parties have used it, how
often and how successfully it has been
challenged, and whether it tends to
streamline the licensing processes or
encumber them.
6. As discussed above, the substantial
changes that have occurred in the
wireless industry since the rule’s
adoption suggest that it is now an
appropriate time to reexamine the need
for the presumption, and this NPRM
seeks comment on its continued use and
on other possible approaches. There has
been increasing demand for PMRS use
of spectrum and other rule changes
permitting more flexible uses of
spectrum in ways that section 20.9 does
not encourage (i.e., by requiring the
filing of a waiver). We observe that the
section 20.9 construct, which treats
certain mobile services differently
depending upon where they fall in our
rules, can result in application
processing inefficiencies and delays for
the affected services. Given changed
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circumstances since the Commission
adopted section 20.9, we tentatively
conclude that eliminating the rule
would help to further Congressional
intent that the Commission avoid
‘‘disparate regulatory treatment’’ across
mobile radio services.
7. We also observe that section 20.3 of
the rules defines ‘‘commercial mobile
radio service’’ to include a mobile
service that is ‘‘[t]he functional
equivalent of a mobile service described
in paragraph (a) of this section,
including a mobile broadband Internet
access service as defined in section 8.2
of this chapter.’’ We therefore believe
that section 20.3 of the rules, either in
its current form or as we propose below
to modify it, and in combination with
other Commission rules and processes,
helps ensure that the Commission will
continue to treat as CMRS any service
that amounts to a ‘‘functional
equivalent’’ of CMRS. We anticipate that
the combined effect of our proposals to
eliminate section 20.9 of the rules and
rely on the CMRS definition in section
20.3 will continue to treat services
operating as functionally equivalent to
CMRS in the same way as we treat
CMRS, while eliminating minor
processing differences across types of
wireless applications.
8. We seek comment on these
proposals, including other ways to
overcome the processing inefficiencies
discussed above. For example, would
amending section 20.9 help to address
these concerns more effectively than
eliminating the rule in its entirety? We
seek comments on such alternatives, if
any, as well as their costs and benefits.
9. We note that the elimination of one
subsection of section 20.9 was recently
endorsed by commenters responding to
the Wireless Telecommunications
Bureau’s Public Notice regarding the
applicability of paging and
radiotelephone rules and soliciting
comment on the need for technical
flexibility. For example, the Land
Mobile Communications Council
stressed that eliminating section
20.9(a)(6) would be consistent with the
eligibility standard now reflected in
section 22.7 and ‘‘would eliminate an
unnecessary burden on applicants and
the FCC staff.’’ Both the BloostonLaw
Licensees and Nebraska Public Power
District agreed that section 20.9(a)(6)
should be eliminated. We believe that
the reasons used to support arguments
in favor of the elimination of section
20.9(a)(6) apply to removal of section
20.9 in its entirety and seek comment on
this view.
10. Regardless of what action we take
regarding our proposal to eliminate
section 20.9, we tentatively conclude
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that we should make a technical
corrective edit to section 9.3 of the
Commission’s rules which includes
definitions to be used in connection
with the provision of interconnected
Voice over Internet Protocol services.
Specifically, section 9.3 defines
‘‘CMRS’’ as ‘‘Commercial Mobile Radio
Service, as defined in section 20.9 of
this chapter.’’ We propose that this
definition refer instead to section 20.3,
which is the definition section for Part
20 and includes a definition of
‘‘commercial mobile radio service.’’
11. We also find that a corrective edit
to section 4.3(f) of our rules is
appropriate, whether or not we adopt
the proposal to eliminate section 20.9.
Section 4.3(f), which defines ‘‘wireless
service providers’’ subject to outage
reporting requirements, includes a
cross-reference to section 20.9 for a
definition of ‘‘commercial mobile radio
service.’’ As discussed above with
respect to section 9.3, we propose
instead that the definition in this
section refer to the definition of
‘‘commercial mobile radio service’’ in
section 20.3.
12. We also propose to eliminate
section 20.7, which includes a list of
services defined as falling within the
definition of ‘‘mobile services’’ as used
in sections 3(n) and 332 of the
Communications Act. As with section
20.9, in light of the mobile services
created since the Commission adopted
this rule, section 20.7 is under-inclusive
insofar as it does not include all the
services that in fact are ‘‘mobile
services’’ under the statutory language.
Eliminating section 20.7 would not
change the definition of ‘‘mobile
service’’ contained in section 20.3, the
Definitions section of Part 20. We
tentatively conclude that section 20.7 no
longer appears to serve a useful
purpose, and we seek comment on that
tentative conclusion and our proposal to
eliminate this section.
13. As we noted above, section 20.3
defines the term ‘‘commercial mobile
radio service,’’ and includes as part of
that definition a mobile service that is
‘‘[t]he functional equivalent of a mobile
service described in paragraph (a) of this
section.’’ Section 20.9(a)(14), which
would be deleted if we were to
eliminate section 20.9 in its entirety,
enumerates some of the factors that the
Commission may consider in
determining whether a mobile service is
the functional equivalent of a
commercial mobile radio service in
cases where the service otherwise does
not meet the definition of CMRS and the
resulting presumptive classification of
the service as PMRS has been
challenged. In this regard, section
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20.9(a)(14) lays out the process for
making such a challenge—i.e., a
challenger may attempt to defeat this
presumptive classification by filing a
petition for declaratory ruling
challenging a mobile service provider’s
regulatory treatment as a private mobile
radio service. We ask interested parties
to comment on whether retaining
section 20.9(a)(14), or any of its
subsections, would be useful to
maintain as a practical and procedural
set of guidelines for both the providers
of mobile services and the Commission
when applying the definitions of CMRS
and PMRS, and whether we should
move this language to section 20.3, as a
subsection under the definition of
commercial mobile radio service, or to
another section in part 20.
14. We tentatively conclude that
nothing in the proposed elimination of
sections 20.7 or 20.9 would affect the
definition of ‘‘commercial mobile radio
service’’ contained in section 20.3 of our
rules or the obligations imposed on
providers of commercial mobile radio
services. Indeed, we wish to reiterate
that we do not intend to change either
any substantive CMRS regulatory
policies with our proposal or other
substantive policies pursuant to existing
Commission rules affecting the licensees
in the services that an amended section
20.3 would address. Rather, our
proposal in this rulemaking regarding
section 20.9 is narrow and we intend for
it to eliminate an unnecessary burden
upon certain licensees and applicants in
services named in that section. There
would be no change in the obligations
imposed upon entities providing
commercial or private mobile radio
service. In this regard, we observe that
we have the necessary authority,
independent of the requirements of
section 20.9, to take enforcement action
against a licensee that intentionally tries
to avoid CMRS regulation by
misrepresenting that its service is or
will be operated on a ‘‘non-common
carrier’’ or ‘‘private’’ basis (e.g., by
selecting such status in an application
filed with the Commission), when its
service offering in fact falls within the
CMRS definition and warrants being
subject to the appropriate regulations as
a result of that status. We also observe
that even if we eliminate the section
20.9(a)(14) PMRS presumption for
providers whose service does not meet
the strict CMRS definition, potential
challengers would continue to have
avenues available to challenge an
applicant’s or licensee’s designation of
its service as ‘‘non-common carrier’’ or
‘‘private,’’ (e.g., by filing a pleading
challenging an application or its grant,
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based on the charge that the applicant’s
claimed regulatory status was incorrect).
Similarly, although those that might
seek to challenge an application filed
under section 20.9(b) of the rules might
lose the 30-day notice period currently
afforded by public notice, other avenues
to challenge such applications would
remain available. We request comment
on our tentative conclusions.
15. Section 20.9(a)(10) includes
certain mobile satellite services and
section 20.9(a)(13) includes certain FM
subcarrier communications within the
definition of ‘‘commercial mobile radio
service.’’ At this time, we see no reason
not to treat these services the same as
the other services identified in section
20.9, but we seek comment on any
potential impact.
16. We request comment on the
necessary changes we need to make to
our forms. For example, at present,
Form 603 does not include the option
for a proposed assignee/transferee to
indicate a different regulatory status for
a license that is the subject of a
proposed transaction. We believe that, if
we adopt revised rules as proposed
above, we also will need to revise Form
603 to permit a proposed assignee or
transferee to indicate a change in
regulatory status.
17. In connection with revising our
forms consistent with whatever action
we take in this proceeding, at present,
many of our forms provide the option of
selecting one of the following statuses:
‘‘common carrier;’’ ‘‘non-common
carrier;’’ or ‘‘private, internal
communications.’’ The existing terms
derive from past usage about categories
of mobile wireless operations. We seek
comment on whether we should replace
these existing regulatory status terms in
the forms to reflect the CMRS/PMRS
terminology. We note that both CMRS
and PMRS are defined terms in section
20.3, and are terms consistent with
section 332 of the Communications Act.
We tentatively conclude that using the
existing terms of ‘‘common carrier,’’
‘‘non-common carrier,’’ and ‘‘private,
internal communications’’ tend to be
confusing and that usage of the terms
‘‘CMRS’’ and ‘‘PMRS’’ with
accompanying definitions in the form
instructions would reflect more
accurately the rules and statutory
provisions on which the forms are based
and thus be easier to understand. We
seek comment on this tentative
conclusion.
B. Initial Regulatory Flexibility
Certification
18. The Regulatory Flexibility Act
(RFA) requires that an agency prepare a
regulatory flexibility analysis for notice-
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and-comment rulemaking proceedings,
unless the agency certifies that ‘‘the rule
will not, if promulgated, have a
significant economic impact on a
substantial number of small entities.’’
The RFA generally defines ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one that: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
19. In this NPRM, we seek comment
on proposals to streamline and
harmonize our requirements for wireless
licensees and applicants. We address a
proposal to revise the Commission’s
Part 20 rules governing commercial
mobile radio services. We propose to
end the presumption contained in
section 20.9 of the Commission’s rules
that all applicants and licensees in the
services identified in that section intend
to license their facilities as commercial
mobile radio service (‘‘CMRS’’)
operations by eliminating that section
and making related rule changes. In
addition, we propose to simplify the
process by which an applicant or
license in the affected services indicates
its regulatory status in the relevant
application forms.
20. We initiate this proceeding as a
part of the Commission’s process reform
initiative and to update and modernize
our Part 20 and related wireless service
rules. These proposed revisions to part
20 are intended to eliminate the burden
on applicants and licensees—including
small entities—that desire to operate on
a non-CMRS basis of having to
overcome the presumption that their
service offerings are CMRS.
21. The closest estimate of the number
of small businesses that may potentially
be affected by our proposed rule
changes is the SBA’s ‘‘Wireless
Telecommunications Carriers (except
Satellite)’’ category. This industry
comprises establishments engaged in
operating and maintaining switching
and transmission facilities to provide
communications via airwaves.
Establishments in this industry have
spectrum licenses and provide services
using spectrum, such as wireless phone
services, paging services, wireless
Internet access, and wireless video
services—which are the types of
services provided by the different types
of licensees listed in section 20.9 of the
Commission’s rules. For this category, a
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business is considered small if it has
1,500 or fewer employees. For this
category, census data for 2007 show that
were 1,383 firms that operated for the
entire year. Of this total, 1,368 firms had
999 or fewer employees and 15 had
1,000 or more. Thus, under this category
and the associated small business size
standard, the Commission estimates that
the majority of wireless
telecommunications carriers (except
satellite) are small entities that may be
affected by our proposed action. We
note that using this category to estimate
the number of small entities potentially
affected by our proposed action likely
overstates the number of entities (small
or otherwise) that in fact might be
affected by our proposed rule changes
since there are some entities falling in
the wireless telecommunications
carriers (except satellite) carrier that
have no operations potentially affected
by any of the changes we propose to
make to part 20.
22. We have determined that the
impact on the entities affect by the
proposed rule changes will not be
significant. The most significant effect
of the proposed rule change is to allow
the affected entities, including small
entities, greater flexibility in choosing
their regulatory status as common
carrier/CMRS or non-common carrier/
private/PMRS and to reduce regulatory
delays in the processing of applications
that would implement such choices. We
expect the impact of the proposed
amendments to be a reduction in
processing time regarding applications
related to the entity’s preferred
regulatory status. We believe that this
reduction in processing time and also
perhaps in paperwork will be minimal
but beneficial to all affected entities,
including small businesses.
23. The Commission therefore
certifies, pursuant to the RFA, that the
proposals in this NPRM, if adopted, will
not have a significant economic impact
on a substantial number of small
entities. If commenters believe that the
proposals discussed in the NPRM
require additional RFA analysis, they
should include a discussion of these
issues in their comments and
additionally label them as RFA
comments. The Commission will send a
copy of the NPRM, including a copy of
this initial certification, to the Chief
Counsel for Advocacy of the SBA. In
addition, a copy of the NPRM and this
initial certification will be published in
the Federal Register.
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II. Procedural Matters
A. Ex Parte Presentations
24. Permit-But-Disclose. The
proceeding this NPRM initiates shall be
treated as a ‘‘permit-but-disclose’’
proceeding in accordance with the
Commission’s ex parte rules. Persons
making presentations must file a copy of
any written presentation or a
memorandum summarizing any oral
presentation within two business days
after the presentation (unless a different
deadline applicable to the Sunshine
period applies). Persons making oral ex
parte presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda, or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
(‘‘ECFS’’) available for that proceeding,
and must be filed in their native format
(e.g., .doc, .xml, .ppt, searchable .pdf).
Participants in this proceeding should
familiarize themselves with the
Commission’s ex parte rules.
B. Filing Requirements
25. Pursuant to sections 1.415 and
1.419 of the Commission’s rules, 47 CFR
1.415, 1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
E:\FR\FM\18AUP1.SGM
18AUP1
Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules
sradovich on DSK3GMQ082PROD with PROPOSALS
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St. SW., Room TW–A325,
Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW.,
Washington DC 20554.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
Governmental Affairs Bureau, Reference
Information Center, will send a copy of
this NPRM, including the IRFC, to the
Chief Counsel for Advocacy of the Small
Business Administration.
III. Initial Regulatory Flexibility
Certification
26. The Regulatory Flexibility Act of
1980 (RFA) requires that an agency
prepare a regulatory flexibility analysis
for notice and comment rulemakings,
unless the agency certifies that ‘‘the rule
will not, if promulgated, have a
significant economic impact on a
substantial number of small entities.’’
Accordingly, we have prepared an
Initial Regulatory Flexibility
Certification (‘‘IRFC’’) of the possible
significant economic impact on small
entities of the policies and rules
proposed in this NPRM. The
certification is found in the Appendix.
We request written public comment on
the certification. Comments must be
filed in accordance with the same
deadlines as comments filed in response
to the NPRM, and must have a separate
and distinct heading designating them
as responses to the IRFC. The
Commission’s Consumer and
List of Subjects
VerDate Sep<11>2014
15:03 Aug 17, 2016
Jkt 238001
IV. Paperwork Reduction Analysis
27. This document contains proposed
new and modified information
collection requirements. The
Commission, as part of its continuing
effort to reduce paperwork burdens,
invites the general public and the Office
of Management and Budget (OMB) to
comment on the information collection
requirements contained in this
document, as required by the Paperwork
Reduction Act of 1995, Public Law 104–
13. In addition, pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4), we seek specific comment on
how we might further reduce the
information collection burden for small
business concerns with fewer than 25
employees.
28. Availability of Documents.
Comments, reply comments, and ex
parte submissions will be publically
available online via ECFS. These
documents will also be available for
public inspection during regular
business hours in the FCC Reference
Information Center, which is located in
Room CY–A257 at FCC Headquarters,
445 12th Street SW., Washington, DC
20554. The Reference Information
Center is open to the public Monday
through Thursday from 8:00 a.m. to 4:30
p.m. and Friday from 8:00 a.m. to 11:30
a.m.
47 CFR Part 4
Disruptions to communications,
Reporting requirements.
47 CFR Part 9
Interconnected voice over internet
protocol services, Definitions.
47 CFR Part 20
Commercial mobile services, Mobile
services and Commercial mobile radio
services.
PART 4—DISRUPTIONS TO
COMMUNICATIONS
1. The authority citation of part 4
continues to read as follows:
■
Authority: Sec. 5, 48 Stat. 1068, as
amended; 47 U.S.C. 154, 155, 201, 251, 307,
316, 615a–1, 1302(a), and 1302(b) unless
otherwise noted.
2. Section 4.3 is amended by revising
paragraph (f) to read as follows:
*
*
*
*
*
(f) Wireless service providers include
Commercial Mobile Radio Service
communications providers that use
cellular architecture and CMRS paging
providers. See § 20.3 of this chapter for
the definition of Commercial Mobile
Radio Service. Also included are
affiliated and non-affiliated entities that
maintain or provide communications
networks or services used by the
provider in offering such
communications.
*
*
*
*
*
■
PART 9—INTERCONNECTED VOICE
OVER INTERNET PROTOCOL
SERVICES
3. The authority citation of part 9
continues to read as follows:
■
Authority: 47 U.S.C. 151, 154(i)–(j), 251(e),
303(r), and 615a–1 unless otherwise noted.
4. Section 9.3 is amended by revising
the definition of ‘‘CMRS’’ to read as
follows:
*
*
*
*
*
CMRS. Commercial Mobile Radio
Services, as defined in § 20.3 of this
chapter.
*
*
*
*
*
■
PART 20—COMMERCIAL MOBILE
SERVICES
5. The authority citation of part 20
continues to read as follows:
■
Authority: 47 U.S.C. 151, 152(a), 154(i),
157, 160, 201, 214, 222, 251(e), 301, 302, 303,
303(b), 303(r), 307, 307(a), 309, 309(j)(3), 316,
316(a), 332, 615, 615a, 615b, and 615c unless
otherwise noted.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
§§ 20.7 and 20.9
Proposed Rules
BILLING CODE 6712–01–P
■
Frm 00011
Fmt 4702
Sfmt 9990
[Removed].
6. Remove §§ 20.7 and 20.9.
[FR Doc. 2016–19564 Filed 8–17–16; 8:45 am]
For the reasons discussed in the
preamble, the Federal Communications
Commission propose to amend 47 CFR
parts 4, 9, and 20 as follows:
PO 00000
55165
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Agencies
[Federal Register Volume 81, Number 160 (Thursday, August 18, 2016)]
[Proposed Rules]
[Pages 55161-55165]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-19564]
[[Page 55161]]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 4, 9, and 20
[WT Docket No. 16-240; FCC 16-95]
Harmonizing and Streamlining Rules Concerning Requirements for
Licensees to Overcome a CMRS Presumption
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission or FCC) proposes and seeks comment on revising the
Commission's rules governing commercial mobile radio services. We
propose to end the presumption contained in the Commission's rules that
all applicants and licensees in the services identified in that section
intend to license their facilities as commercial mobile radio service
(``CMRS'') operations by eliminating that section and making related
rule changes.
DATES: Submit comments on or before October 17, 2016 and reply comments
on or before November 16, 2016.
ADDRESSES: You may submit comments, identified by WT Docket No. 16-240,
by any of the following methods:
Federal Communications Commission's Web site: https://fjallfoss.fcc.gov/ecfs2/. Follow the instructions for submitting
comments.
Mail: All hand-delivered or messenger-delivered paper
filings for the Commission's Secretary must be delivered to FCC
Headquarters at 445 12th Street SW., Room TW-A325, Washington, DC
20554. The filing hours are 8:00 a.m. to 7:00 p.m. All hand deliveries
must be held together with rubber bands or fasteners. Any envelopes and
boxes must be disposed of before entering the building. Commercial
overnight mail (other than U.S. Postal Service Express Mail and
Priority Mail) must be sent to 9300 East Hampton Drive, Capitol
Heights, MD 20743. U.S. Postal Service first-class, Express, and
Priority mail must be addressed to 445 12th Street SW., Washington, DC
20554.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: FCC504@fcc.gov or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Wilbert E. Nixon Jr.,
Wilbert.nixon@fcc.gov, Mobility Division, Wireless Telecommunications
Bureau, (202) 418-0985, or TTY (202) 418-7233.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM) in WT Docket No. 16-240, FCC 16-95,
adopted July 27, 2016, and released July 28, 2016. The full text of
this document is available for inspection and copying during normal
business hours in the FCC Reference Center, 445 12th Street SW.,
Washington, DC 20554. The complete text may be purchased from the
Commission's copy contractor, Best Copy and Printing, Inc., 445 12th
Street SW., Room CY-B402, Washington, DC 20554, (202) 488-5300,
facsimile (202) 488-5563, or via email at fcc@bcpiweb.com. The full
text may also be downloaded at: https://transition.fcc.gov/Daily_Releases/Daily_Business/2016/db0728/FCC-16-95A1.pdf. Alternative
formats are available to persons with disabilities by sending an email
to fcc504@fcc.gov or by calling the Consumer & Governmental Affairs
Bureau at 202-418-0530 (voice), 202-418-0432 (TTY).
Comment Filing Instructions
Pursuant to sections 1.415 and 1.419 of the Commission's rules, 47
CFR 1.415 and 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using the Commission's Electronic
Comment Filing System (``ECFS''). See Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121, May 1, 1998.
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://fjallfoss.fcc.gov/ecfs2/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th Street SW., Room TW-A325, Washington, DC 20554. The filing
hours are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held
together with rubber bands or fasteners. Any envelopes and boxes must
be disposed of before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW., Washington DC 20554.
People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
Synopsis
I. Introduction
A. Proposal To Revise Part 20 and Make Related Changes
1. In this document, the Commission proposes amendments to the Part
20 rules to update, streamline, and modernize them, including
harmonizing the regulatory treatment of the various mobile radio
services with regard to how applicants must report the regulatory
classification of their facilities and easing spectrum acquisition in
the secondary market consistent with suggestions received as part of
the Commission's process reform efforts. Specifically, we tentatively
conclude that eliminating the CMRS presumption for those operators of
services currently identified in section 20.9 would streamline
application preparation and processing, and promote comparable
treatment of wireless applicants and licensees. Under the proposed
elimination of section 20.9 contained in this NPRM, applicants and
licensees could simply inform the Commission in initial, modification,
or assignment applications of their regulatory status. We seek comment
on our tentative conclusions, as well as the costs and benefits of our
proposed approach.
2. This proposed approach would shorten the period for processing
of a number of applications, as well as eliminate the obligation of
certain licensees and applicants in the services specified in section
20.9 to make a showing, even if brief, regarding their intent to
operate on a non-common carrier or private basis. We tentatively
conclude that shortening the period for application processing as well
as lightening the regulatory burden currently imposed on licensees and
[[Page 55162]]
applicants that apply to operate as non-CMRS providers in the services
listed in section 20.9 will lead to more efficient and timely use of
the licensed spectrum, without imposing any more regulatory burdens
than those necessary for the Commission to oversee spectrum usage. We
seek comment on this tentative conclusion.
3. In addition, we believe that the proposed elimination of section
20.9 would help to eliminate uneven and disparate regulation of
wireless applicants and licensees. As we discussed above, the
regulatory filing requirements and potential lengthening of the
application processing period imposed by section 20.9 on licensees and
applicants desiring to use spectrum identified in this rule section on
a non-CMRS basis are not imposed uniformly on all spectrum and
services, particularly when compared with those services for which
service rules have been adopted in recent years by the Commission. We
tentatively conclude that the public interest would be served by
treating similarly situated entities on a more equitable, comparable
basis.
4. The Commission, in adopting section 20.9, conducted an extensive
review of the Omnibus Budget Reconciliation Act of 1993, Public Law
103-66, Title VI, section 6002(b) (``1993 OBRA''), amending the
Communications Act of 1934 and codified at 47 U.S.C. 332(c), its
legislative history, and developments in regulation of wireless
services. The Commission noted that Congress ``replaced the common
carrier and private radio definitions that evolved under the prior
version of Section 332 of the Act with two newly defined categories of
mobile services: Commercial mobile radio service (CMRS) and private
mobile radio service (PMRS),'' and ``replaced traditional regulation of
mobile services with an approach that brings all mobile service
providers under a comprehensive, consistent regulatory framework and
gives the Commission flexibility to establish appropriate levels of
regulation for mobile radio services providers.'' Two Congressional
objectives appeared to drive these statutory changes: (1) ``To ensure
that similar [mobile] services would be subject to consistent
regulatory classification[;]'' and (2) to ``establish[ ] and
administer[ ] for CMRS providers'' ``an appropriate level of
regulation.''
5. The Commission also noted that Congress was concerned with the
``disparate regulatory treatment'' that had evolved across services,
observing that Congress's intent that the Commission establish
consistent regulations was reflected in the statutory requirement that
any service that amounted to a ``functional equivalent'' of CMRS be
treated as CMRS even if the service did not fit the strict definition
of that service. At the same time, the Commission ``anticipat[ed] that
very few mobile services that do not meet the definition of CMRS will
be a close substitute for a [CMRS].'' The Commission therefore decided
to ``presume that a mobile service that does not meet the definition of
CMRS is a [PMRS].'' To rebut the presumption, a challenger to a PMRS
claim was required to follow the method and meet the criteria that the
Commission prescribed for demonstrating that the carrier claiming PMRS
status was actually providing the functional equivalent of CMRS.
Section 20.9(a)(14) memorializes this presumption and the criteria for
the showing that someone challenging the presumption would need to make
to overcome it (i.e., to demonstrate that an applicant purporting to
offer PMRS is actually offering services that are the functional
equivalent of CMRS and thus warrants the corresponding level of
regulation). This rebuttable presumption has served as a reasonable
mechanism for classifying a service as PMRS or CMRS for filing
purposes, consistent with the statutory definitions. It does not,
however, constitute the only approach for identifying whether a
provider's proposed or existing service should be classified one way or
another, and changes may now be warranted based on the development of
CMRS and PMRS services and our experience with the application of the
presumption, such as how parties have used it, how often and how
successfully it has been challenged, and whether it tends to streamline
the licensing processes or encumber them.
6. As discussed above, the substantial changes that have occurred
in the wireless industry since the rule's adoption suggest that it is
now an appropriate time to reexamine the need for the presumption, and
this NPRM seeks comment on its continued use and on other possible
approaches. There has been increasing demand for PMRS use of spectrum
and other rule changes permitting more flexible uses of spectrum in
ways that section 20.9 does not encourage (i.e., by requiring the
filing of a waiver). We observe that the section 20.9 construct, which
treats certain mobile services differently depending upon where they
fall in our rules, can result in application processing inefficiencies
and delays for the affected services. Given changed circumstances since
the Commission adopted section 20.9, we tentatively conclude that
eliminating the rule would help to further Congressional intent that
the Commission avoid ``disparate regulatory treatment'' across mobile
radio services.
7. We also observe that section 20.3 of the rules defines
``commercial mobile radio service'' to include a mobile service that is
``[t]he functional equivalent of a mobile service described in
paragraph (a) of this section, including a mobile broadband Internet
access service as defined in section 8.2 of this chapter.'' We
therefore believe that section 20.3 of the rules, either in its current
form or as we propose below to modify it, and in combination with other
Commission rules and processes, helps ensure that the Commission will
continue to treat as CMRS any service that amounts to a ``functional
equivalent'' of CMRS. We anticipate that the combined effect of our
proposals to eliminate section 20.9 of the rules and rely on the CMRS
definition in section 20.3 will continue to treat services operating as
functionally equivalent to CMRS in the same way as we treat CMRS, while
eliminating minor processing differences across types of wireless
applications.
8. We seek comment on these proposals, including other ways to
overcome the processing inefficiencies discussed above. For example,
would amending section 20.9 help to address these concerns more
effectively than eliminating the rule in its entirety? We seek comments
on such alternatives, if any, as well as their costs and benefits.
9. We note that the elimination of one subsection of section 20.9
was recently endorsed by commenters responding to the Wireless
Telecommunications Bureau's Public Notice regarding the applicability
of paging and radiotelephone rules and soliciting comment on the need
for technical flexibility. For example, the Land Mobile Communications
Council stressed that eliminating section 20.9(a)(6) would be
consistent with the eligibility standard now reflected in section 22.7
and ``would eliminate an unnecessary burden on applicants and the FCC
staff.'' Both the BloostonLaw Licensees and Nebraska Public Power
District agreed that section 20.9(a)(6) should be eliminated. We
believe that the reasons used to support arguments in favor of the
elimination of section 20.9(a)(6) apply to removal of section 20.9 in
its entirety and seek comment on this view.
10. Regardless of what action we take regarding our proposal to
eliminate section 20.9, we tentatively conclude
[[Page 55163]]
that we should make a technical corrective edit to section 9.3 of the
Commission's rules which includes definitions to be used in connection
with the provision of interconnected Voice over Internet Protocol
services. Specifically, section 9.3 defines ``CMRS'' as ``Commercial
Mobile Radio Service, as defined in section 20.9 of this chapter.'' We
propose that this definition refer instead to section 20.3, which is
the definition section for Part 20 and includes a definition of
``commercial mobile radio service.''
11. We also find that a corrective edit to section 4.3(f) of our
rules is appropriate, whether or not we adopt the proposal to eliminate
section 20.9. Section 4.3(f), which defines ``wireless service
providers'' subject to outage reporting requirements, includes a cross-
reference to section 20.9 for a definition of ``commercial mobile radio
service.'' As discussed above with respect to section 9.3, we propose
instead that the definition in this section refer to the definition of
``commercial mobile radio service'' in section 20.3.
12. We also propose to eliminate section 20.7, which includes a
list of services defined as falling within the definition of ``mobile
services'' as used in sections 3(n) and 332 of the Communications Act.
As with section 20.9, in light of the mobile services created since the
Commission adopted this rule, section 20.7 is under-inclusive insofar
as it does not include all the services that in fact are ``mobile
services'' under the statutory language. Eliminating section 20.7 would
not change the definition of ``mobile service'' contained in section
20.3, the Definitions section of Part 20. We tentatively conclude that
section 20.7 no longer appears to serve a useful purpose, and we seek
comment on that tentative conclusion and our proposal to eliminate this
section.
13. As we noted above, section 20.3 defines the term ``commercial
mobile radio service,'' and includes as part of that definition a
mobile service that is ``[t]he functional equivalent of a mobile
service described in paragraph (a) of this section.'' Section
20.9(a)(14), which would be deleted if we were to eliminate section
20.9 in its entirety, enumerates some of the factors that the
Commission may consider in determining whether a mobile service is the
functional equivalent of a commercial mobile radio service in cases
where the service otherwise does not meet the definition of CMRS and
the resulting presumptive classification of the service as PMRS has
been challenged. In this regard, section 20.9(a)(14) lays out the
process for making such a challenge--i.e., a challenger may attempt to
defeat this presumptive classification by filing a petition for
declaratory ruling challenging a mobile service provider's regulatory
treatment as a private mobile radio service. We ask interested parties
to comment on whether retaining section 20.9(a)(14), or any of its
subsections, would be useful to maintain as a practical and procedural
set of guidelines for both the providers of mobile services and the
Commission when applying the definitions of CMRS and PMRS, and whether
we should move this language to section 20.3, as a subsection under the
definition of commercial mobile radio service, or to another section in
part 20.
14. We tentatively conclude that nothing in the proposed
elimination of sections 20.7 or 20.9 would affect the definition of
``commercial mobile radio service'' contained in section 20.3 of our
rules or the obligations imposed on providers of commercial mobile
radio services. Indeed, we wish to reiterate that we do not intend to
change either any substantive CMRS regulatory policies with our
proposal or other substantive policies pursuant to existing Commission
rules affecting the licensees in the services that an amended section
20.3 would address. Rather, our proposal in this rulemaking regarding
section 20.9 is narrow and we intend for it to eliminate an unnecessary
burden upon certain licensees and applicants in services named in that
section. There would be no change in the obligations imposed upon
entities providing commercial or private mobile radio service. In this
regard, we observe that we have the necessary authority, independent of
the requirements of section 20.9, to take enforcement action against a
licensee that intentionally tries to avoid CMRS regulation by
misrepresenting that its service is or will be operated on a ``non-
common carrier'' or ``private'' basis (e.g., by selecting such status
in an application filed with the Commission), when its service offering
in fact falls within the CMRS definition and warrants being subject to
the appropriate regulations as a result of that status. We also observe
that even if we eliminate the section 20.9(a)(14) PMRS presumption for
providers whose service does not meet the strict CMRS definition,
potential challengers would continue to have avenues available to
challenge an applicant's or licensee's designation of its service as
``non-common carrier'' or ``private,'' (e.g., by filing a pleading
challenging an application or its grant, based on the charge that the
applicant's claimed regulatory status was incorrect). Similarly,
although those that might seek to challenge an application filed under
section 20.9(b) of the rules might lose the 30-day notice period
currently afforded by public notice, other avenues to challenge such
applications would remain available. We request comment on our
tentative conclusions.
15. Section 20.9(a)(10) includes certain mobile satellite services
and section 20.9(a)(13) includes certain FM subcarrier communications
within the definition of ``commercial mobile radio service.'' At this
time, we see no reason not to treat these services the same as the
other services identified in section 20.9, but we seek comment on any
potential impact.
16. We request comment on the necessary changes we need to make to
our forms. For example, at present, Form 603 does not include the
option for a proposed assignee/transferee to indicate a different
regulatory status for a license that is the subject of a proposed
transaction. We believe that, if we adopt revised rules as proposed
above, we also will need to revise Form 603 to permit a proposed
assignee or transferee to indicate a change in regulatory status.
17. In connection with revising our forms consistent with whatever
action we take in this proceeding, at present, many of our forms
provide the option of selecting one of the following statuses: ``common
carrier;'' ``non-common carrier;'' or ``private, internal
communications.'' The existing terms derive from past usage about
categories of mobile wireless operations. We seek comment on whether we
should replace these existing regulatory status terms in the forms to
reflect the CMRS/PMRS terminology. We note that both CMRS and PMRS are
defined terms in section 20.3, and are terms consistent with section
332 of the Communications Act. We tentatively conclude that using the
existing terms of ``common carrier,'' ``non-common carrier,'' and
``private, internal communications'' tend to be confusing and that
usage of the terms ``CMRS'' and ``PMRS'' with accompanying definitions
in the form instructions would reflect more accurately the rules and
statutory provisions on which the forms are based and thus be easier to
understand. We seek comment on this tentative conclusion.
B. Initial Regulatory Flexibility Certification
18. The Regulatory Flexibility Act (RFA) requires that an agency
prepare a regulatory flexibility analysis for notice-
[[Page 55164]]
and-comment rulemaking proceedings, unless the agency certifies that
``the rule will not, if promulgated, have a significant economic impact
on a substantial number of small entities.'' The RFA generally defines
``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A ``small business concern'' is one that: (1) Is independently
owned and operated; (2) is not dominant in its field of operation; and
(3) satisfies any additional criteria established by the Small Business
Administration (SBA).
19. In this NPRM, we seek comment on proposals to streamline and
harmonize our requirements for wireless licensees and applicants. We
address a proposal to revise the Commission's Part 20 rules governing
commercial mobile radio services. We propose to end the presumption
contained in section 20.9 of the Commission's rules that all applicants
and licensees in the services identified in that section intend to
license their facilities as commercial mobile radio service (``CMRS'')
operations by eliminating that section and making related rule changes.
In addition, we propose to simplify the process by which an applicant
or license in the affected services indicates its regulatory status in
the relevant application forms.
20. We initiate this proceeding as a part of the Commission's
process reform initiative and to update and modernize our Part 20 and
related wireless service rules. These proposed revisions to part 20 are
intended to eliminate the burden on applicants and licensees--including
small entities--that desire to operate on a non-CMRS basis of having to
overcome the presumption that their service offerings are CMRS.
21. The closest estimate of the number of small businesses that may
potentially be affected by our proposed rule changes is the SBA's
``Wireless Telecommunications Carriers (except Satellite)'' category.
This industry comprises establishments engaged in operating and
maintaining switching and transmission facilities to provide
communications via airwaves. Establishments in this industry have
spectrum licenses and provide services using spectrum, such as wireless
phone services, paging services, wireless Internet access, and wireless
video services--which are the types of services provided by the
different types of licensees listed in section 20.9 of the Commission's
rules. For this category, a business is considered small if it has
1,500 or fewer employees. For this category, census data for 2007 show
that were 1,383 firms that operated for the entire year. Of this total,
1,368 firms had 999 or fewer employees and 15 had 1,000 or more. Thus,
under this category and the associated small business size standard,
the Commission estimates that the majority of wireless
telecommunications carriers (except satellite) are small entities that
may be affected by our proposed action. We note that using this
category to estimate the number of small entities potentially affected
by our proposed action likely overstates the number of entities (small
or otherwise) that in fact might be affected by our proposed rule
changes since there are some entities falling in the wireless
telecommunications carriers (except satellite) carrier that have no
operations potentially affected by any of the changes we propose to
make to part 20.
22. We have determined that the impact on the entities affect by
the proposed rule changes will not be significant. The most significant
effect of the proposed rule change is to allow the affected entities,
including small entities, greater flexibility in choosing their
regulatory status as common carrier/CMRS or non-common carrier/private/
PMRS and to reduce regulatory delays in the processing of applications
that would implement such choices. We expect the impact of the proposed
amendments to be a reduction in processing time regarding applications
related to the entity's preferred regulatory status. We believe that
this reduction in processing time and also perhaps in paperwork will be
minimal but beneficial to all affected entities, including small
businesses.
23. The Commission therefore certifies, pursuant to the RFA, that
the proposals in this NPRM, if adopted, will not have a significant
economic impact on a substantial number of small entities. If
commenters believe that the proposals discussed in the NPRM require
additional RFA analysis, they should include a discussion of these
issues in their comments and additionally label them as RFA comments.
The Commission will send a copy of the NPRM, including a copy of this
initial certification, to the Chief Counsel for Advocacy of the SBA. In
addition, a copy of the NPRM and this initial certification will be
published in the Federal Register.
II. Procedural Matters
A. Ex Parte Presentations
24. Permit-But-Disclose. The proceeding this NPRM initiates shall
be treated as a ``permit-but-disclose'' proceeding in accordance with
the Commission's ex parte rules. Persons making presentations must file
a copy of any written presentation or a memorandum summarizing any oral
presentation within two business days after the presentation (unless a
different deadline applicable to the Sunshine period applies). Persons
making oral ex parte presentations are reminded that memoranda
summarizing the presentation must (1) list all persons attending or
otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and
arguments made during the presentation. If the presentation consisted
in whole or in part of the presentation of data or arguments already
reflected in the presenter's written comments, memoranda, or other
filings in the proceeding, the presenter may provide citations to such
data or arguments in his or her prior comments, memoranda, or other
filings (specifying the relevant page and/or paragraph numbers where
such data or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with rule 1.1206(b). In proceedings governed by
rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system (``ECFS'')
available for that proceeding, and must be filed in their native format
(e.g., .doc, .xml, .ppt, searchable .pdf). Participants in this
proceeding should familiarize themselves with the Commission's ex parte
rules.
B. Filing Requirements
25. Pursuant to sections 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using the Commission's Electronic
Comment Filing System (ECFS). See Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121 (1998).
[[Page 55165]]
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://fjallfoss.fcc.gov/ecfs2/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held together
with rubber bands or fasteners. Any envelopes and boxes must be
disposed of before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW., Washington DC 20554.
People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
III. Initial Regulatory Flexibility Certification
26. The Regulatory Flexibility Act of 1980 (RFA) requires that an
agency prepare a regulatory flexibility analysis for notice and comment
rulemakings, unless the agency certifies that ``the rule will not, if
promulgated, have a significant economic impact on a substantial number
of small entities.'' Accordingly, we have prepared an Initial
Regulatory Flexibility Certification (``IRFC'') of the possible
significant economic impact on small entities of the policies and rules
proposed in this NPRM. The certification is found in the Appendix. We
request written public comment on the certification. Comments must be
filed in accordance with the same deadlines as comments filed in
response to the NPRM, and must have a separate and distinct heading
designating them as responses to the IRFC. The Commission's Consumer
and Governmental Affairs Bureau, Reference Information Center, will
send a copy of this NPRM, including the IRFC, to the Chief Counsel for
Advocacy of the Small Business Administration.
IV. Paperwork Reduction Analysis
27. This document contains proposed new and modified information
collection requirements. The Commission, as part of its continuing
effort to reduce paperwork burdens, invites the general public and the
Office of Management and Budget (OMB) to comment on the information
collection requirements contained in this document, as required by the
Paperwork Reduction Act of 1995, Public Law 104-13. In addition,
pursuant to the Small Business Paperwork Relief Act of 2002, Public Law
107-198, see 44 U.S.C. 3506(c)(4), we seek specific comment on how we
might further reduce the information collection burden for small
business concerns with fewer than 25 employees.
28. Availability of Documents. Comments, reply comments, and ex
parte submissions will be publically available online via ECFS. These
documents will also be available for public inspection during regular
business hours in the FCC Reference Information Center, which is
located in Room CY-A257 at FCC Headquarters, 445 12th Street SW.,
Washington, DC 20554. The Reference Information Center is open to the
public Monday through Thursday from 8:00 a.m. to 4:30 p.m. and Friday
from 8:00 a.m. to 11:30 a.m.
List of Subjects
47 CFR Part 4
Disruptions to communications, Reporting requirements.
47 CFR Part 9
Interconnected voice over internet protocol services, Definitions.
47 CFR Part 20
Commercial mobile services, Mobile services and Commercial mobile
radio services.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission propose to amend 47 CFR parts 4, 9, and 20 as
follows:
PART 4--DISRUPTIONS TO COMMUNICATIONS
0
1. The authority citation of part 4 continues to read as follows:
Authority: Sec. 5, 48 Stat. 1068, as amended; 47 U.S.C. 154,
155, 201, 251, 307, 316, 615a-1, 1302(a), and 1302(b) unless
otherwise noted.
0
2. Section 4.3 is amended by revising paragraph (f) to read as follows:
* * * * *
(f) Wireless service providers include Commercial Mobile Radio
Service communications providers that use cellular architecture and
CMRS paging providers. See Sec. 20.3 of this chapter for the
definition of Commercial Mobile Radio Service. Also included are
affiliated and non-affiliated entities that maintain or provide
communications networks or services used by the provider in offering
such communications.
* * * * *
PART 9--INTERCONNECTED VOICE OVER INTERNET PROTOCOL SERVICES
0
3. The authority citation of part 9 continues to read as follows:
Authority: 47 U.S.C. 151, 154(i)-(j), 251(e), 303(r), and 615a-
1 unless otherwise noted.
0
4. Section 9.3 is amended by revising the definition of ``CMRS'' to
read as follows:
* * * * *
CMRS. Commercial Mobile Radio Services, as defined in Sec. 20.3 of
this chapter.
* * * * *
PART 20--COMMERCIAL MOBILE SERVICES
0
5. The authority citation of part 20 continues to read as follows:
Authority: 47 U.S.C. 151, 152(a), 154(i), 157, 160, 201, 214,
222, 251(e), 301, 302, 303, 303(b), 303(r), 307, 307(a), 309,
309(j)(3), 316, 316(a), 332, 615, 615a, 615b, and 615c unless
otherwise noted.
Sec. Sec. 20.7 and 20.9 [Removed].
0
6. Remove Sec. Sec. 20.7 and 20.9.
[FR Doc. 2016-19564 Filed 8-17-16; 8:45 am]
BILLING CODE 6712-01-P