Confirmatory Order; In the Matter of AREVA, Inc., 53169-53173 [2016-19105]
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document referenced (if it is available in
ADAMS) is provided the first time that
it is mentioned in this document.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT:
Robert Fretz, Office of Enforcement,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–001; telephone:
301–415–1980, email: Robert.Fretz@
nrc.gov.
SUPPLEMENTARY INFORMATION: The text of
the Order is attached.
site: https://www.nsf.gov/events/. This
information may also be requested by
telephoning, 703/292–8687.
Dated: August 5, 2016.
Crystal Robinson,
Committee Management Officer.
Dated: August 5, 2016.
[FR Doc. 2016–19050 Filed 8–10–16; 8:45 am]
BILLING CODE 7555–01–P
NUCLEAR REGULATORY
COMMISSION
[EA–16–016; NRC–2016–0163]
Confirmatory Order; In the Matter of
AREVA, Inc.
Dated at Rockville, Maryland, this 4th day
of August 2016.
For the Nuclear Regulatory Commission.
Patricia K. Holahan,
Director, Office of Enforcement.
Nuclear Regulatory
Commission.
ACTION: Confirmatory order; issuance.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) issued a
confirmatory order (Order) to AREVA,
Inc. (AREVA), confirming the agreement
reached in an Alternative Dispute
Resolution mediation session held on
June 13, 2016. This Order will resolve
the issues that were identified during an
NRC records review related to AREVA’s
export of nuclear components and
equipment.
SUMMARY:
The confirmatory order was
issued on August 4, 2016.
ADDRESSES: Please refer to Docket ID
NRC–2016–0163 when contacting the
NRC about the availability of
information regarding this document.
You may obtain publicly-available
information related to this document
using any of the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2016–0163. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov. For
questions about this Order, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
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United States of America
Nuclear Regulatory Commission
In the Matter of AREVA, Inc. EA–16–
016
Confirmatory Order (Effective Upon
Issuance)
I
AREVA, Inc. (AREVA) is a
multinational corporation specializing
in nuclear power and renewable energy
services, including the export of reactor
components under Part 110 of title 10 of
the Code of Federal Regulations (10
CFR). AREVA’s headquarters is located
in Charlotte, North Carolina.
This Confirmatory Order (CO) is the
result of an agreement reached during
an Alternative Dispute Resolution
(ADR) mediation session conducted on
June 13, 2016.
II
On September 9, 2015, AREVA met
with representatives from the NRC’s
Office of Nuclear Material Safety and
Safeguards (NMSS) to discuss licensee
responsibilities under the Protocol
Additional to the Agreement between
the United States of America and the
International Atomic Energy Agency for
the Application of Safeguards in the
United States of America (hereinafter
referred to as the Additional Protocol).
During the meeting, AREVA officials
informed NMSS representatives that
AREVA may have exported reactor
components to other countries without
making the notifications required by the
Additional Protocol and the NRC’s
regulations in 10 CFR 110.54(a)(1).
Subsequently, AREVA conducted a
review of its export activities, and later
notified the NRC that it had exported
zirconium tubes between June 1, 2009,
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53169
and March 18, 2015, some of which
went to nuclear power plants located in
Taiwan, and that it had exported a
reactor coolant pump (RCP) to France
on July 25, 2014. On October 29, 2015,
AREVA provided the required export
notifications to the U.S. Department of
Commerce (DOC), and on November 3,
2015, this information was provided to
the NRC (NRC’s Agencywide
Documents Access and Management
System (ADAMS) Accession No.
ML16056A349).
Section 110.54(a)(1) of 10 CFR states,
in part, that reports of exports of nuclear
facilities and equipment shipped during
the previous quarter must be made by
licensees making exports under the
general license or specific license in 10
CFR part 110 by January 15, April 15,
July 15, and October 15 of each year on
DOC/NRC Forms AP–M or AP–13, and
associated forms. In accordance with 10
CFR 110.54(a)(2), these required reports
must be submitted to the DOC, Bureau
of Industry and Security. The reports
must contain information on all nuclear
facilities, equipment, and non-nuclear
materials listed in Annex II of the
Additional Protocol.
Between June 2009 and March 2015,
AREVA failed to report exports under
the general license and specific license
in 10 CFR part 110 of nuclear
equipment shipped during the previous
quarter. Specifically, AREVA exported
nuclear reactor equipment and
components from the United States
including components described in
paragraphs (4), (5), (6), and (7) of
Appendix A to 10 CFR part 110 and
failed to submit quarterly reports to the
NRC and DOC as noted by the following
examples:
1. On June 1, 2009, AREVA exported
zircalloy boiling water reactor fuel
channels to a nuclear power plant
located in Taiwan.
2. On April 26, 2012, AREVA exported
zirconium tubes designed and
prepared for use as fuel cladding to
CEZUS in France.
3. On December 3, 2013, AREVA
exported inert zircalloy fuel rods
designed and prepared for use as
fuel cladding to a nuclear power
plant located in Taiwan.
4. On February 20, 2014, AREVA
exported zirconium fuel assembly
guide tubes to CEZUS in France.
5. On March 18, 2015, AREVA exported
zirconium tubes designed and
prepared for use as fuel cladding to
GDE–SA (a fuel recycler) in France.
6. On July 25, 2014, AREVA exported an
RCP (without motor), especially
designed and prepared for
circulation of the primary coolant
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in a nuclear reactor, to Jeumont in
France.
Reactor coolant pumps, reactor
pressure tubes, fuel channels, zirconium
tubes designed and prepared for use as
fuel cladding, and zirconium fuel
assembly guide tubes are nuclear reactor
equipment and components described
in paragraphs (4), (5), (6), and (7) of
Appendix A to 10 CFR part 110, and are
listed in Annex II of the Additional
Protocol. France and Taiwan are also
listed in 10 CFR 110.26(b) as approved
destinations for the export of nuclear
reactor components under a general
license. As such, AREVA was required
by 10 CFR 110.54(a)(1) to submit
quarterly export reports to the DOC,
Bureau of Industry and Security.
NRC staff reviewed the export
notifications submitted on November 3,
2015, and during this review, identified
a second apparent violation regarding
the export of an RCP (without motor) to
France without a specific license
authorizing the export (as listed in
example 6 above). Section 110.5 of 10
CFR states, in part, that no person may
export any nuclear equipment listed in
10 CFR 110.8 unless authorized by a
general or specific license issued under
10 CFR part 110. Section 110.20(a) of 10
CFR states that a person may use an
NRC general license as authority to
export or import nuclear equipment or
material, if the nuclear equipment or
material to be exported or imported is
covered by the NRC general licenses
described in § 110.21 through 110.27. If
an export or import is not covered by an
NRC general license, a person must file
an application for a specific license in
accordance with § 110.31 through 32.
On July 25, 2014, AREVA exported
nuclear equipment listed in 10 CFR
110.8 to France that was not authorized
by a general license and without filing
an application for a specific license in
accordance with § 110.31 through 32. In
its annual report of exports required by
10 CFR 110.54(c), dated January 16,
2015 (non-public), AREVA stated that it
had exported an ‘‘RCP’’ under the 10
CFR 110.26 general license. AREVA
inappropriately keyed the component to
paragraph (9) of Appendix A to 10 CFR
part 110, ‘‘Illustrative List of Nuclear
Reactor Equipment under NRC Export
Licensing Authority.’’ However, reactor
primary coolant pumps are described in
paragraph (4) of Appendix A to 10 CFR
part 110 and are, therefore, not
permitted to be exported under the NRC
general license in 10 CFR 110.26.
On April 21, 2016, the NRC issued a
letter to AREVA that detailed the results
of the NRC’s findings, as described
above, and outlined two apparent
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violations (ADAMS Accession No.
ML16110A402). The apparent violation
involved (1) the failure to make
quarterly reports of the export of nuclear
reactor components subject to the
Additional Protocol and as required by
the NRC’s regulations; and (2) the export
of an RCP (without motor) to France
without a specific license authorizing
the export.
The first apparent violation impacted
the U.S. Government’s ability to comply
with international obligations for
reporting certain exports under the
Additional Protocol. The second
apparent violation raised significant
regulatory concerns because an RCP is
considered a ‘‘major reactor
component’’ and requires the highest
level of review under the Atomic Energy
Act of 1954, as amended, and 10 CFR
part 110. Specifically, the export of an
RCP would require a NRC Commissionlevel review and solicitation of U.S.
Executive Branch views including
government-to-government assurances
from EURATOM in accordance with the
Agreement for Cooperation in the
Peaceful Uses of Nuclear Energy
between the European Atomic Energy
Community and the United States of
America (commonly referred to as the
Section 123 Agreement). AREVA’s
failure to apply for and receive an
export license significantly impacted
the NRC’s regulatory process.
In the April 21, 2016, letter the NRC
offered AREVA the opportunity to: (1)
request a Predecisional Enforcement
Conference (PEC) or (2) request an ADR.
In response to the NRC’s letter, AREVA
requested to use the NRC’s ADR
process. On June 13, 2016, AREVA and
the NRC met in an ADR session
mediated by a professional mediator,
arranged through Cornell University’s
Institute on Conflict Resolution. The
ADR process is one in which a neutral
mediator, with no decision-making
authority, assists the parties in reaching
an agreement on resolving any
differences regarding the dispute. This
CO is issued pursuant to the agreement
reached during the ADR process.
III
During the ADR session, AREVA and
the NRC reached a preliminary
settlement agreement. The elements of
the agreement included corrective
actions that AREVA stated were
completed as described below and
future actions as follows:
Completed Corrective Actions
1. AREVA provided quarterly reports to
the NRC via the DOC for export
reports of reactor equipment and
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components for calendar years 2009
through 2015.
Future AREVA Actions
Communications
1. AREVA will submit an article,
reviewed by AREVA’s General
Counsel and Export Control Officer,
to be included in the quarterly
Nuclear Materials Management and
Safeguards Systems (NMMSS)
newsletter.
a. Within 60 calendar days from the
date of the CO, AREVA will submit
a draft of the article to the Director,
Office of Enforcement, for review
and approval.
b. The article will summarize the
existence of NRC import/export
requirements, emphasizing the
importance of specific and general
license requirements under 10 CFR
part 110, including the reporting
requirements.
c. The article will also include
lessons-learned regarding EA–16–
016.
d. Within 15 calendar days of the
NRC’s receipt of the draft article
submitted by AREVA, the NRC will
provide its comments, if any, to
AREVA and approve the article.
e. AREVA will incorporate any NRC
comments into the article.
f. The NRC will publish the article in
the next quarterly newsletter.
2. AREVA will conduct a presentation,
as outlined below, at the NMMSS
Annual Users Conference to be held
in May 2017.
a. At least 30 calendar days prior to
the conference, AREVA will submit
its draft presentation to the NRC.
b. The presentation will summarize
the existence of NRC import/export
requirements, emphasizing the
importance of specific and general
license requirements under 10 CFR
part 110, including the reporting
requirements.
c. The presentation will also include
lessons-learned regarding EA–16–
016.
d. Within 15 calendar days of the
NRC’s receipt of the draft
presentation submitted by AREVA,
the NRC will provide its comments,
if any, to AREVA and approve the
presentation.
e. AREVA will incorporate any NRC
comments into the presentation.
3. By the end of calendar year 2016,
AREVA will offer to discuss and
exchange views on the lessonslearned regarding EA–16–016 with
Westinghouse Electric Company,
General Electric-Hitachi, and
Urenco USA, during a conference
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call or a meeting. Significant
observations from the discussions
should be incorporated into the
presentation outlined in paragraph
2 above.
Work Processes
4. Within 12 months, AREVA will
develop and/or update written
procedures related to NRC
requirements contained in 10 CFR
parts 75 and 110. These written
procedures will include a corporate
focus and apply to all AREVA
facilities.
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Training
5. Within 60 calendar days, AREVA will
conduct training with management
and staff responsible for the import/
export activities within AREVA to
outline the requirements contained
in 10 CFR parts 75 and 110, and to
emphasize and reinforce NRC
compliance expectations. AREVA
will maintain documentation of
management and staff that attended
such training.
6. AREVA will provide annual refresher
training for management and staff
responsible for the import/export
activities including training on any
developed or updated written
procedures referred to in paragraph
4. AREVA will maintain
documentation of management and
staff that attended such training.
7. AREVA will provide initial training
for new management and staff
responsible for import/export
activities, including training on any
developed or updated written
procedures referred to in paragraph
4. AREVA will maintain
documentation of management and
staff that attended such training.
Audits
8. No later than 60 calendar days
following the development of the
procedures described in paragraph
4, AREVA will engage an
independent third-party consultant
to conduct a review and provide a
written assessment of AREVA’s
written import/export compliance
program and training activities.
Within 30 calendar days of the
receipt of the final audit report,
AREVA will share the consultant’s
written assessment, which may
include recommendations or
suggestions for improvement, with
the NRC. The consultant will
possess NRC regulatory experience.
AREVA’s submission of the first
audit report to the NRC shall in no
event be later than 2 years from the
issuance of the CO.
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9. Following the initial audit, the audits
will continue on an annual basis.
Within 30 calendar days of the
receipt of the annual audit report,
AREVA will share the consultant’s
written assessment, which may
include recommendations or
suggestions for improvement, with
the NRC. After the third annual
audit, upon request by AREVA and
a showing of good cause, the
Director, Office of Enforcement,
shall rescind the audit
requirements.
Office of Enforcement, U.S. Nuclear
Regulatory Commission, One White
Flint North, 11555 Rockville Pike,
Rockville, MD 20852–2783, with a
copy to the Director, Office of
International Programs, NRC.
On July 29, 2016, AREVA consented
to issuing this Order with the
commitments, as described in Section V
below (ADAMS Accession No.
ML16176A139). AREVA further agreed
that this Order is to be effective upon
issuance and that it has waived its right
to a hearing.
AREVA Annual Report
10. Concurrently with the submission of
the initial audit report discussed in
paragraph 8 and annually
thereafter, AREVA will submit to
the Director, Office of Enforcement,
an annual letter confirming its
compliance with the CO and
providing relevant details
demonstrating such compliance.
After the fourth submission of the
compliance letter, upon request by
AREVA and a showing of good
cause, the Director, Office of
Enforcement, shall rescind the
compliance letter requirement.
IV
Because AREVA has agreed to take
additional actions to address NRC
concerns, as set forth in Section III
above, the NRC has concluded that its
concerns can be resolved through
issuance of this CO.
I find that AREVA’s commitments as
set forth in Section V are acceptable and
necessary and conclude that with these
commitments, the public health and
safety are reasonably assured. In view of
the foregoing, I have determined that
public health and safety require that
AREVA’s commitments be confirmed by
this Order. Based on the above and
AREVA’s consent, this CO is effective
upon issuance.
Safety Culture
11. Within 60 calendar days of issuance
of the CO, AREVA will provide to
the Director, Office of Enforcement,
AREVA’s written policies,
procedures, and other information
relating to AREVA’s safety culture
including, but not limited to, safety
conscious work environment,
employee concerns, and its
corrective action program for NRC
review and comment.
General
12. The NRC agrees not to pursue
further enforcement action in
connection with its April 21, 2016,
letter to AREVA.
13. In consideration of the commitments
above, the NRC agrees to refrain
from imposing a civil penalty or
issuing a Notice of Violation.
14. The CO will constitute an escalated
enforcement action.
15. Additionally, the CO resulting from
this ADR will correct and document
incorrect information in the NRC’s
April 21, 2016, letter to AREVA.
16. AREVA’s successor in interest will
be bound by the terms and
conditions set forth in the CO.
17. Unless otherwise specified, all dates
are from the date of issuance of the
CO.
18. Unless otherwise specified, all
documents required to be submitted
to the NRC will be sent to: Director,
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V
Accordingly, pursuant to Sections 81,
161b, 161i, 161o, 182 and 186 of the
Atomic Energy Act of 1954, as amended,
and the Commission’s regulations in 10
CFR 2.202 and 10 CFR part 110, IT IS
HEREBY ORDERED, EFFECTIVE UPON
ISSUANCE, THAT AREVA COMPLETE
THE FOLLOWING ACTIONS:
Communications
1. AREVA will submit an article,
reviewed by AREVA’s General
Counsel and Export Control Officer,
to be included in the quarterly
NMMSS newsletter.
a. Within 60 calendar days from the
date of the CO, AREVA will submit
a draft of the article to the Director,
Office of Enforcement, for review
and approval.
b. The article will summarize the
existence of NRC import/export
requirements, emphasizing the
importance of specific and general
license requirements under 10 CFR
part 110, including the reporting
requirements.
c. The article will also include
lessons-learned regarding EA–16–
016.
d. Within 15 calendar days of the
NRC’s receipt of the draft article
submitted by AREVA, the NRC will
provide its comments, if any, to
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AREVA and approve the article.
e. AREVA will incorporate any NRC
comments into the article.
f. The NRC will publish the article in
the next quarterly newsletter.
2. AREVA will conduct a presentation,
as outlined below, at the NMMSS
Annual Users Conference to be held
in May 2017.
a. At least 30 calendar days prior to
the conference, AREVA will submit
its draft presentation to the NRC.
b. The presentation will summarize
the existence of NRC import/export
requirements, emphasizing the
importance of specific and general
license requirements under 10 CFR
part 110, including the reporting
requirements.
c. The presentation will also include
lessons-learned regarding EA–16–
016.
d. Within 15 calendar days of the
NRC’s receipt of the draft
presentation submitted by AREVA,
the NRC will provide its comments,
if any, to AREVA and approve the
presentation.
e. AREVA will incorporate any NRC
comments into the presentation.
3. By the end of calendar year 2016,
AREVA will offer to discuss and
exchange views on the lessonslearned regarding EA–16–016 with
Westinghouse Electric Company,
General Electric-Hitachi, and
Urenco USA, during a conference
call or a meeting. Significant
observations from the discussions
should be incorporated into the
presentation outlined in paragraph
2 above.
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Work Processes
4. Within 12 months, AREVA will
develop and/or update written
procedures related to NRC
requirements contained in 10 CFR
parts 75 and 110. These written
procedures will include a corporate
focus and apply to all AREVA
facilities.
Training
5. Within 60 calendar days, AREVA will
conduct training with management
and staff responsible for the import/
export activities within AREVA to
outline the requirements contained
in 10 CFR parts 75 and 110, and to
emphasize and reinforce NRC
compliance expectations. AREVA
will maintain documentation of
management and staff that attended
such training.
6. AREVA will provide annual refresher
training for management and staff
responsible for the import/export
activities including training on any
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developed or updated written
procedures referred to in paragraph
4. AREVA will maintain
documentation of management and
staff that attended such training.
7. AREVA will provide initial training
for new management and staff
responsible for the import/export
activities including training on any
developed or updated written
procedures referred to in paragraph
4. AREVA will maintain
documentation of management and
staff that attended such training.
Audits
8. No later than 60 calendar days
following the development of the
procedures described in paragraph
4, AREVA will engage an
independent third-party consultant
to conduct a review and provide a
written assessment of AREVA’s
written import/export compliance
program and training activities.
Within 30 calendar days of the
receipt of the final audit report,
AREVA will share the consultant’s
written assessment, which may
include recommendations or
suggestions for improvement, with
the NRC. The consultant will
possess NRC regulatory experience.
AREVA’s submission of the first
audit report to the NRC shall in no
event be later than 2 years from the
issuance of the CO.
9. Following the initial audit, the audits
will continue on an annual basis.
Within 30 calendar days of the
receipt of the annual audit report,
AREVA will share the consultant’s
written assessment, which may
include recommendations or
suggestions for improvement, with
the NRC. After the third annual
audit, upon request by AREVA and
a showing of good cause, the
Director, Office of Enforcement
shall rescind the audit
requirements.
AREVA Annual Report
10. Concurrently with the submission of
the initial audit report discussed in
paragraph 8 and annually
thereafter, AREVA will submit to
the Director, Office of Enforcement,
an annual letter confirming its
compliance with the CO and
providing relevant details
demonstrating such compliance.
After the fourth submission of the
compliance letter, upon request by
AREVA and a showing of good
cause, the Director, OE shall rescind
the compliance letter requirement.
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Safety Culture
11. Within 60 calendar days of issuance
of the CO, AREVA will provide to
the Director, Office of Enforcement,
AREVA’s written policies,
procedures, and other information
relating to AREVA’s safety culture
including, but not limited to, safety
conscious work environment,
employee concerns, and its
corrective action program for NRC
review and comment.
In the event of the transfer of
ownership of AREVA to another entity,
the terms and conditions set forth
hereunder shall continue to apply to the
new entity and accordingly survive any
transfer of ownership.
Unless otherwise specified, all dates
are from the date of issuance of the CO.
The Director, Office of Enforcement,
may, in writing, relax or rescind any of
the above conditions upon
demonstration by AREVA of good cause.
VI
In accordance with 10 CFR 2.202 and
10 CFR 2.309, any person adversely
affected by this CO, other than AREVA,
may request a hearing within 30
calendar days of the date of issuance of
this CO. Where good cause is shown,
consideration will be given to extending
the time to request a hearing. A request
for extension of time must be made in
writing to the Director, Office of
Enforcement, U.S. Nuclear Regulatory
Commission, Washington, DC 20555,
and include a statement of good cause
for the extension.
All documents filed in NRC
adjudicatory proceedings, including a
request for hearing, a petition for leave
to intervene, any motion or other
document filed in the proceeding prior
to the submission of a request for
hearing or petition to intervene, and
documents filed by interested
governmental entities participating
under 10 CFR 2.315(c), must be filed in
accordance with the NRC E-Filing rule
(72 FR 49139, August 28, 2007, as
amended at 77 FR 46562, August 3,
2012). The E-Filing process requires
participants to submit and serve all
adjudicatory documents over the
internet, or in some cases to mail copies
on electronic storage media. Participants
may not submit paper copies of their
filings unless they seek an exemption in
accordance with the procedures
described below.
To comply with the procedural
requirements of E-Filing, at least ten
(10) days prior to the filing deadline, the
participant should contact the Office of
the Secretary by email at
hearing.docket@nrc.gov, or by telephone
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at (301) 415–1677, to request (1) a
digital identification (ID) certificate,
which allows the participant (or its
counsel or representative) to digitally
sign documents and access the ESubmittal server for any proceeding in
which it is participating; and (2) advise
the Secretary that the participant will be
submitting a request or petition for
hearing (even in instances in which the
participant, or its counsel or
representative, already holds an NRCissued digital ID certificate). Based upon
this information, the Secretary will
establish an electronic docket for the
hearing in this proceeding if the
Secretary has not already established an
electronic docket.
Information about applying for a
digital ID certificate is available on
NRC’s public Web site at https://
www.nrc.gov/site-help/e-submittals/
getting-started.html. System
requirements for accessing the ESubmittal server are detailed in NRC’s
‘‘Guidance for Electronic Submission,’’
which is available on the agency’s
public Web site at https://www.nrc.gov/
site-help/e-submittals.html. Participants
may attempt to use other software not
listed on the Web site, but should note
that the NRC’s E-Filing system does not
support unlisted software, and the NRC
Electronic Filing Help Desk will not be
able to offer assistance in using unlisted
software.
If a participant is electronically
submitting a document to the NRC in
accordance with the E-Filing rule, the
participant must file the document
using the NRC’s online, Web-based
submission form. In order to serve
documents through the Electronic
Information Exchange System (EIE),
users will be required to install a Web
browser plug-in from the NRC Web site.
Further information on the Web-based
submission form, including the
installation of the Web browser plug-in,
is available on the NRC’s public Web
site at https://www.nrc.gov/site-help/esubmittals.html.
Once a participant has obtained a
digital ID certificate and a docket has
been created, the participant can then
submit a request for hearing or petition
for leave to intervene through the EIE
System. Submissions should be in
Portable Document Format (PDF) in
accordance with NRC guidance
available on the NRC public Web site at
https://www.nrc.gov/site-help/esubmittals.html. A filing is considered
complete at the time the documents are
submitted through the NRC’s E-Filing
VerDate Sep<11>2014
17:44 Aug 10, 2016
Jkt 238001
system. To be timely, an electronic
filing must be submitted to the E-Filing
system no later than 11:59 p.m. Eastern
Time on the due date. Upon receipt of
a transmission, the E-Filing system
time-stamps the document and sends
the submitter an email notice
confirming receipt of the document. The
E-Filing system also distributes an email
notice that provides access to the
document to the NRC Office of the
General Counsel and any others who
have advised the Office of the Secretary
that they wish to participate in the
proceeding, so that the filer need not
serve the documents on those
participants separately. Therefore,
applicants and other participants (or
their counsel or representative) must
apply for and receive a digital ID
certificate before a hearing request/
petition to intervene is filed so that they
can obtain access to the document via
the E-Filing system.
A person filing electronically using
the agency’s adjudicatory E-Filing
system may seek assistance by
contacting the NRC Electronic Filing
Help Desk through the ‘‘Contact Us’’
link located on the NRC Web site at
https://www.nrc.gov/site-help/esubmittals.html, by email at
MSHD.Resource@nrc.gov, or by a tollfree call at (866) 672–7640. The NRC
Electronic Filing Help Desk is available
between 9 a.m. and 7 p.m., Eastern
Time, Monday through Friday,
excluding government holidays.
Participants who believe that they
have a good cause for not submitting
documents electronically must file an
exemption request, in accordance with
10 CFR 2.302(g), with their initial paper
filing stating why there is good cause for
not filing electronically and requesting
authorization to continue to submit
documents in paper format. Such filings
must be submitted by: (1) First class
mail addressed to the Office of the
Secretary of the Commission, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, Attention:
Rulemaking and Adjudications Staff; or
(2) courier, express mail, or expedited
delivery service to the Office of the
Secretary, Sixteenth Floor, One White
Flint North, 11555 Rockville Pike,
Rockville, Maryland 20852, Attention:
Rulemaking and Adjudications Staff.
Participants filing a document in this
manner are responsible for serving the
document on all other participants.
Filing is considered complete by firstclass mail as of the time of deposit in
the mail, or by courier, express mail, or
PO 00000
Frm 00056
Fmt 4703
Sfmt 4703
53173
expedited delivery service upon
depositing the document with the
provider of the service. A presiding
officer, having granted an exemption
request from using E-Filing, may require
a participant or party to use E-Filing if
the presiding officer subsequently
determines that the reason for granting
the exemption from use of E-Filing no
longer exists.
Documents submitted in adjudicatory
proceedings will appear in NRC’s
electronic hearing docket which is
available to the public at https://
ehd1.nrc.gov/ehd/, unless excluded
pursuant to an order of the Commission,
or the presiding officer. Participants are
requested not to include personal
privacy information, such as social
security numbers, home addresses, or
home phone numbers in their filings,
unless an NRC regulation or other law
requires submission of such
information. With respect to
copyrighted works, except for limited
excerpts that serve the purpose of the
adjudicatory filings and would
constitute a Fair Use application,
participants are requested not to include
copyrighted materials in their
submission.
If a person (other than AREVA)
requests a hearing, that person shall set
forth with particularity the manner in
which his interest is adversely affected
by this CO and shall address the criteria
set forth in 10 CFR 2.309(d) and (f).
If a hearing is requested by a person
whose interest is adversely affected, the
Commission will issue an order
designating the time and place of any
hearing. If a hearing is held, the issue to
be considered at such hearing shall be
whether this CO should be sustained.
In the absence of any request for
hearing, or written approval of an
extension of time in which to request a
hearing, the provisions specified in
Section V above shall be final 30 days
from the date of this CO without further
order or proceedings. If an extension of
time for requesting a hearing has been
approved, the provisions specified in
Section V shall be final when the
extension expires if a hearing request
has not been received.
Dated at Rockville, Maryland, this 4th day
of August 2016.
For the Nuclear Regulatory Commission,
Patricia K. Holahan,
Director Office of Enforcement.
[FR Doc. 2016–19105 Filed 8–10–16; 8:45 am]
BILLING CODE 7590–01–P
E:\FR\FM\11AUN1.SGM
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Agencies
[Federal Register Volume 81, Number 155 (Thursday, August 11, 2016)]
[Notices]
[Pages 53169-53173]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-19105]
=======================================================================
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NUCLEAR REGULATORY COMMISSION
[EA-16-016; NRC-2016-0163]
Confirmatory Order; In the Matter of AREVA, Inc.
AGENCY: Nuclear Regulatory Commission.
ACTION: Confirmatory order; issuance.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) issued a
confirmatory order (Order) to AREVA, Inc. (AREVA), confirming the
agreement reached in an Alternative Dispute Resolution mediation
session held on June 13, 2016. This Order will resolve the issues that
were identified during an NRC records review related to AREVA's export
of nuclear components and equipment.
DATES: The confirmatory order was issued on August 4, 2016.
ADDRESSES: Please refer to Docket ID NRC-2016-0163 when contacting the
NRC about the availability of information regarding this document. You
may obtain publicly-available information related to this document
using any of the following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2016-0163. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: Carol.Gallagher@nrc.gov. For questions about this Order,
contact the individual listed in the FOR FURTHER INFORMATION CONTACT
section of this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly-available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS,
please contact the NRC's Public Document Room (PDR) reference staff at
1-800-397-4209, 301-415-4737, or by email to pdr.resource@nrc.gov. The
ADAMS accession number for each document referenced (if it is available
in ADAMS) is provided the first time that it is mentioned in this
document.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Robert Fretz, Office of Enforcement,
U.S. Nuclear Regulatory Commission, Washington, DC 20555-001;
telephone: 301-415-1980, email: Robert.Fretz@nrc.gov.
SUPPLEMENTARY INFORMATION: The text of the Order is attached.
Dated at Rockville, Maryland, this 4th day of August 2016.
For the Nuclear Regulatory Commission.
Patricia K. Holahan,
Director, Office of Enforcement.
United States of America
Nuclear Regulatory Commission
In the Matter of AREVA, Inc. EA-16-016
Confirmatory Order (Effective Upon Issuance)
I
AREVA, Inc. (AREVA) is a multinational corporation specializing in
nuclear power and renewable energy services, including the export of
reactor components under Part 110 of title 10 of the Code of Federal
Regulations (10 CFR). AREVA's headquarters is located in Charlotte,
North Carolina.
This Confirmatory Order (CO) is the result of an agreement reached
during an Alternative Dispute Resolution (ADR) mediation session
conducted on June 13, 2016.
II
On September 9, 2015, AREVA met with representatives from the NRC's
Office of Nuclear Material Safety and Safeguards (NMSS) to discuss
licensee responsibilities under the Protocol Additional to the
Agreement between the United States of America and the International
Atomic Energy Agency for the Application of Safeguards in the United
States of America (hereinafter referred to as the Additional Protocol).
During the meeting, AREVA officials informed NMSS representatives that
AREVA may have exported reactor components to other countries without
making the notifications required by the Additional Protocol and the
NRC's regulations in 10 CFR 110.54(a)(1). Subsequently, AREVA conducted
a review of its export activities, and later notified the NRC that it
had exported zirconium tubes between June 1, 2009, and March 18, 2015,
some of which went to nuclear power plants located in Taiwan, and that
it had exported a reactor coolant pump (RCP) to France on July 25,
2014. On October 29, 2015, AREVA provided the required export
notifications to the U.S. Department of Commerce (DOC), and on November
3, 2015, this information was provided to the NRC (NRC's Agencywide
Documents Access and Management System (ADAMS) Accession No.
ML16056A349).
Section 110.54(a)(1) of 10 CFR states, in part, that reports of
exports of nuclear facilities and equipment shipped during the previous
quarter must be made by licensees making exports under the general
license or specific license in 10 CFR part 110 by January 15, April 15,
July 15, and October 15 of each year on DOC/NRC Forms AP-M or AP-13,
and associated forms. In accordance with 10 CFR 110.54(a)(2), these
required reports must be submitted to the DOC, Bureau of Industry and
Security. The reports must contain information on all nuclear
facilities, equipment, and non-nuclear materials listed in Annex II of
the Additional Protocol.
Between June 2009 and March 2015, AREVA failed to report exports
under the general license and specific license in 10 CFR part 110 of
nuclear equipment shipped during the previous quarter. Specifically,
AREVA exported nuclear reactor equipment and components from the United
States including components described in paragraphs (4), (5), (6), and
(7) of Appendix A to 10 CFR part 110 and failed to submit quarterly
reports to the NRC and DOC as noted by the following examples:
1. On June 1, 2009, AREVA exported zircalloy boiling water reactor fuel
channels to a nuclear power plant located in Taiwan.
2. On April 26, 2012, AREVA exported zirconium tubes designed and
prepared for use as fuel cladding to CEZUS in France.
3. On December 3, 2013, AREVA exported inert zircalloy fuel rods
designed and prepared for use as fuel cladding to a nuclear power plant
located in Taiwan.
4. On February 20, 2014, AREVA exported zirconium fuel assembly guide
tubes to CEZUS in France.
5. On March 18, 2015, AREVA exported zirconium tubes designed and
prepared for use as fuel cladding to GDE-SA (a fuel recycler) in
France.
6. On July 25, 2014, AREVA exported an RCP (without motor), especially
designed and prepared for circulation of the primary coolant
[[Page 53170]]
in a nuclear reactor, to Jeumont in France.
Reactor coolant pumps, reactor pressure tubes, fuel channels,
zirconium tubes designed and prepared for use as fuel cladding, and
zirconium fuel assembly guide tubes are nuclear reactor equipment and
components described in paragraphs (4), (5), (6), and (7) of Appendix A
to 10 CFR part 110, and are listed in Annex II of the Additional
Protocol. France and Taiwan are also listed in 10 CFR 110.26(b) as
approved destinations for the export of nuclear reactor components
under a general license. As such, AREVA was required by 10 CFR
110.54(a)(1) to submit quarterly export reports to the DOC, Bureau of
Industry and Security.
NRC staff reviewed the export notifications submitted on November
3, 2015, and during this review, identified a second apparent violation
regarding the export of an RCP (without motor) to France without a
specific license authorizing the export (as listed in example 6 above).
Section 110.5 of 10 CFR states, in part, that no person may export any
nuclear equipment listed in 10 CFR 110.8 unless authorized by a general
or specific license issued under 10 CFR part 110. Section 110.20(a) of
10 CFR states that a person may use an NRC general license as authority
to export or import nuclear equipment or material, if the nuclear
equipment or material to be exported or imported is covered by the NRC
general licenses described in Sec. 110.21 through 110.27. If an export
or import is not covered by an NRC general license, a person must file
an application for a specific license in accordance with Sec. 110.31
through 32.
On July 25, 2014, AREVA exported nuclear equipment listed in 10 CFR
110.8 to France that was not authorized by a general license and
without filing an application for a specific license in accordance with
Sec. 110.31 through 32. In its annual report of exports required by 10
CFR 110.54(c), dated January 16, 2015 (non-public), AREVA stated that
it had exported an ``RCP'' under the 10 CFR 110.26 general license.
AREVA inappropriately keyed the component to paragraph (9) of Appendix
A to 10 CFR part 110, ``Illustrative List of Nuclear Reactor Equipment
under NRC Export Licensing Authority.'' However, reactor primary
coolant pumps are described in paragraph (4) of Appendix A to 10 CFR
part 110 and are, therefore, not permitted to be exported under the NRC
general license in 10 CFR 110.26.
On April 21, 2016, the NRC issued a letter to AREVA that detailed
the results of the NRC's findings, as described above, and outlined two
apparent violations (ADAMS Accession No. ML16110A402). The apparent
violation involved (1) the failure to make quarterly reports of the
export of nuclear reactor components subject to the Additional Protocol
and as required by the NRC's regulations; and (2) the export of an RCP
(without motor) to France without a specific license authorizing the
export.
The first apparent violation impacted the U.S. Government's ability
to comply with international obligations for reporting certain exports
under the Additional Protocol. The second apparent violation raised
significant regulatory concerns because an RCP is considered a ``major
reactor component'' and requires the highest level of review under the
Atomic Energy Act of 1954, as amended, and 10 CFR part 110.
Specifically, the export of an RCP would require a NRC Commission-level
review and solicitation of U.S. Executive Branch views including
government-to-government assurances from EURATOM in accordance with the
Agreement for Cooperation in the Peaceful Uses of Nuclear Energy
between the European Atomic Energy Community and the United States of
America (commonly referred to as the Section 123 Agreement). AREVA's
failure to apply for and receive an export license significantly
impacted the NRC's regulatory process.
In the April 21, 2016, letter the NRC offered AREVA the opportunity
to: (1) request a Predecisional Enforcement Conference (PEC) or (2)
request an ADR. In response to the NRC's letter, AREVA requested to use
the NRC's ADR process. On June 13, 2016, AREVA and the NRC met in an
ADR session mediated by a professional mediator, arranged through
Cornell University's Institute on Conflict Resolution. The ADR process
is one in which a neutral mediator, with no decision-making authority,
assists the parties in reaching an agreement on resolving any
differences regarding the dispute. This CO is issued pursuant to the
agreement reached during the ADR process.
III
During the ADR session, AREVA and the NRC reached a preliminary
settlement agreement. The elements of the agreement included corrective
actions that AREVA stated were completed as described below and future
actions as follows:
Completed Corrective Actions
1. AREVA provided quarterly reports to the NRC via the DOC for export
reports of reactor equipment and components for calendar years 2009
through 2015.
Future AREVA Actions
Communications
1. AREVA will submit an article, reviewed by AREVA's General Counsel
and Export Control Officer, to be included in the quarterly Nuclear
Materials Management and Safeguards Systems (NMMSS) newsletter.
a. Within 60 calendar days from the date of the CO, AREVA will
submit a draft of the article to the Director, Office of Enforcement,
for review and approval.
b. The article will summarize the existence of NRC import/export
requirements, emphasizing the importance of specific and general
license requirements under 10 CFR part 110, including the reporting
requirements.
c. The article will also include lessons-learned regarding EA-16-
016.
d. Within 15 calendar days of the NRC's receipt of the draft
article submitted by AREVA, the NRC will provide its comments, if any,
to AREVA and approve the article.
e. AREVA will incorporate any NRC comments into the article.
f. The NRC will publish the article in the next quarterly
newsletter.
2. AREVA will conduct a presentation, as outlined below, at the NMMSS
Annual Users Conference to be held in May 2017.
a. At least 30 calendar days prior to the conference, AREVA will
submit its draft presentation to the NRC.
b. The presentation will summarize the existence of NRC import/
export requirements, emphasizing the importance of specific and general
license requirements under 10 CFR part 110, including the reporting
requirements.
c. The presentation will also include lessons-learned regarding EA-
16-016.
d. Within 15 calendar days of the NRC's receipt of the draft
presentation submitted by AREVA, the NRC will provide its comments, if
any, to AREVA and approve the presentation.
e. AREVA will incorporate any NRC comments into the presentation.
3. By the end of calendar year 2016, AREVA will offer to discuss and
exchange views on the lessons-learned regarding EA-16-016 with
Westinghouse Electric Company, General Electric-Hitachi, and Urenco
USA, during a conference
[[Page 53171]]
call or a meeting. Significant observations from the discussions should
be incorporated into the presentation outlined in paragraph 2 above.
Work Processes
4. Within 12 months, AREVA will develop and/or update written
procedures related to NRC requirements contained in 10 CFR parts 75 and
110. These written procedures will include a corporate focus and apply
to all AREVA facilities.
Training
5. Within 60 calendar days, AREVA will conduct training with management
and staff responsible for the import/export activities within AREVA to
outline the requirements contained in 10 CFR parts 75 and 110, and to
emphasize and reinforce NRC compliance expectations. AREVA will
maintain documentation of management and staff that attended such
training.
6. AREVA will provide annual refresher training for management and
staff responsible for the import/export activities including training
on any developed or updated written procedures referred to in paragraph
4. AREVA will maintain documentation of management and staff that
attended such training.
7. AREVA will provide initial training for new management and staff
responsible for import/export activities, including training on any
developed or updated written procedures referred to in paragraph 4.
AREVA will maintain documentation of management and staff that attended
such training.
Audits
8. No later than 60 calendar days following the development of the
procedures described in paragraph 4, AREVA will engage an independent
third-party consultant to conduct a review and provide a written
assessment of AREVA's written import/export compliance program and
training activities. Within 30 calendar days of the receipt of the
final audit report, AREVA will share the consultant's written
assessment, which may include recommendations or suggestions for
improvement, with the NRC. The consultant will possess NRC regulatory
experience. AREVA's submission of the first audit report to the NRC
shall in no event be later than 2 years from the issuance of the CO.
9. Following the initial audit, the audits will continue on an annual
basis. Within 30 calendar days of the receipt of the annual audit
report, AREVA will share the consultant's written assessment, which may
include recommendations or suggestions for improvement, with the NRC.
After the third annual audit, upon request by AREVA and a showing of
good cause, the Director, Office of Enforcement, shall rescind the
audit requirements.
AREVA Annual Report
10. Concurrently with the submission of the initial audit report
discussed in paragraph 8 and annually thereafter, AREVA will submit to
the Director, Office of Enforcement, an annual letter confirming its
compliance with the CO and providing relevant details demonstrating
such compliance. After the fourth submission of the compliance letter,
upon request by AREVA and a showing of good cause, the Director, Office
of Enforcement, shall rescind the compliance letter requirement.
Safety Culture
11. Within 60 calendar days of issuance of the CO, AREVA will provide
to the Director, Office of Enforcement, AREVA's written policies,
procedures, and other information relating to AREVA's safety culture
including, but not limited to, safety conscious work environment,
employee concerns, and its corrective action program for NRC review and
comment.
General
12. The NRC agrees not to pursue further enforcement action in
connection with its April 21, 2016, letter to AREVA.
13. In consideration of the commitments above, the NRC agrees to
refrain from imposing a civil penalty or issuing a Notice of Violation.
14. The CO will constitute an escalated enforcement action.
15. Additionally, the CO resulting from this ADR will correct and
document incorrect information in the NRC's April 21, 2016, letter to
AREVA.
16. AREVA's successor in interest will be bound by the terms and
conditions set forth in the CO.
17. Unless otherwise specified, all dates are from the date of issuance
of the CO.
18. Unless otherwise specified, all documents required to be submitted
to the NRC will be sent to: Director, Office of Enforcement, U.S.
Nuclear Regulatory Commission, One White Flint North, 11555 Rockville
Pike, Rockville, MD 20852-2783, with a copy to the Director, Office of
International Programs, NRC.
On July 29, 2016, AREVA consented to issuing this Order with the
commitments, as described in Section V below (ADAMS Accession No.
ML16176A139). AREVA further agreed that this Order is to be effective
upon issuance and that it has waived its right to a hearing.
IV
Because AREVA has agreed to take additional actions to address NRC
concerns, as set forth in Section III above, the NRC has concluded that
its concerns can be resolved through issuance of this CO.
I find that AREVA's commitments as set forth in Section V are
acceptable and necessary and conclude that with these commitments, the
public health and safety are reasonably assured. In view of the
foregoing, I have determined that public health and safety require that
AREVA's commitments be confirmed by this Order. Based on the above and
AREVA's consent, this CO is effective upon issuance.
V
Accordingly, pursuant to Sections 81, 161b, 161i, 161o, 182 and 186
of the Atomic Energy Act of 1954, as amended, and the Commission's
regulations in 10 CFR 2.202 and 10 CFR part 110, IT IS HEREBY ORDERED,
EFFECTIVE UPON ISSUANCE, THAT AREVA COMPLETE THE FOLLOWING ACTIONS:
Communications
1. AREVA will submit an article, reviewed by AREVA's General Counsel
and Export Control Officer, to be included in the quarterly NMMSS
newsletter.
a. Within 60 calendar days from the date of the CO, AREVA will
submit a draft of the article to the Director, Office of Enforcement,
for review and approval.
b. The article will summarize the existence of NRC import/export
requirements, emphasizing the importance of specific and general
license requirements under 10 CFR part 110, including the reporting
requirements.
c. The article will also include lessons-learned regarding EA-16-
016.
d. Within 15 calendar days of the NRC's receipt of the draft
article submitted by AREVA, the NRC will provide its comments, if any,
to
[[Page 53172]]
AREVA and approve the article.
e. AREVA will incorporate any NRC comments into the article.
f. The NRC will publish the article in the next quarterly
newsletter.
2. AREVA will conduct a presentation, as outlined below, at the NMMSS
Annual Users Conference to be held in May 2017.
a. At least 30 calendar days prior to the conference, AREVA will
submit its draft presentation to the NRC.
b. The presentation will summarize the existence of NRC import/
export requirements, emphasizing the importance of specific and general
license requirements under 10 CFR part 110, including the reporting
requirements.
c. The presentation will also include lessons-learned regarding EA-
16-016.
d. Within 15 calendar days of the NRC's receipt of the draft
presentation submitted by AREVA, the NRC will provide its comments, if
any, to AREVA and approve the presentation.
e. AREVA will incorporate any NRC comments into the presentation.
3. By the end of calendar year 2016, AREVA will offer to discuss and
exchange views on the lessons-learned regarding EA-16-016 with
Westinghouse Electric Company, General Electric-Hitachi, and Urenco
USA, during a conference call or a meeting. Significant observations
from the discussions should be incorporated into the presentation
outlined in paragraph 2 above.
Work Processes
4. Within 12 months, AREVA will develop and/or update written
procedures related to NRC requirements contained in 10 CFR parts 75 and
110. These written procedures will include a corporate focus and apply
to all AREVA facilities.
Training
5. Within 60 calendar days, AREVA will conduct training with management
and staff responsible for the import/export activities within AREVA to
outline the requirements contained in 10 CFR parts 75 and 110, and to
emphasize and reinforce NRC compliance expectations. AREVA will
maintain documentation of management and staff that attended such
training.
6. AREVA will provide annual refresher training for management and
staff responsible for the import/export activities including training
on any developed or updated written procedures referred to in paragraph
4. AREVA will maintain documentation of management and staff that
attended such training.
7. AREVA will provide initial training for new management and staff
responsible for the import/export activities including training on any
developed or updated written procedures referred to in paragraph 4.
AREVA will maintain documentation of management and staff that attended
such training.
Audits
8. No later than 60 calendar days following the development of the
procedures described in paragraph 4, AREVA will engage an independent
third-party consultant to conduct a review and provide a written
assessment of AREVA's written import/export compliance program and
training activities. Within 30 calendar days of the receipt of the
final audit report, AREVA will share the consultant's written
assessment, which may include recommendations or suggestions for
improvement, with the NRC. The consultant will possess NRC regulatory
experience. AREVA's submission of the first audit report to the NRC
shall in no event be later than 2 years from the issuance of the CO.
9. Following the initial audit, the audits will continue on an annual
basis. Within 30 calendar days of the receipt of the annual audit
report, AREVA will share the consultant's written assessment, which may
include recommendations or suggestions for improvement, with the NRC.
After the third annual audit, upon request by AREVA and a showing of
good cause, the Director, Office of Enforcement shall rescind the audit
requirements.
AREVA Annual Report
10. Concurrently with the submission of the initial audit report
discussed in paragraph 8 and annually thereafter, AREVA will submit to
the Director, Office of Enforcement, an annual letter confirming its
compliance with the CO and providing relevant details demonstrating
such compliance. After the fourth submission of the compliance letter,
upon request by AREVA and a showing of good cause, the Director, OE
shall rescind the compliance letter requirement.
Safety Culture
11. Within 60 calendar days of issuance of the CO, AREVA will provide
to the Director, Office of Enforcement, AREVA's written policies,
procedures, and other information relating to AREVA's safety culture
including, but not limited to, safety conscious work environment,
employee concerns, and its corrective action program for NRC review and
comment.
In the event of the transfer of ownership of AREVA to another
entity, the terms and conditions set forth hereunder shall continue to
apply to the new entity and accordingly survive any transfer of
ownership.
Unless otherwise specified, all dates are from the date of issuance
of the CO.
The Director, Office of Enforcement, may, in writing, relax or
rescind any of the above conditions upon demonstration by AREVA of good
cause.
VI
In accordance with 10 CFR 2.202 and 10 CFR 2.309, any person
adversely affected by this CO, other than AREVA, may request a hearing
within 30 calendar days of the date of issuance of this CO. Where good
cause is shown, consideration will be given to extending the time to
request a hearing. A request for extension of time must be made in
writing to the Director, Office of Enforcement, U.S. Nuclear Regulatory
Commission, Washington, DC 20555, and include a statement of good cause
for the extension.
All documents filed in NRC adjudicatory proceedings, including a
request for hearing, a petition for leave to intervene, any motion or
other document filed in the proceeding prior to the submission of a
request for hearing or petition to intervene, and documents filed by
interested governmental entities participating under 10 CFR 2.315(c),
must be filed in accordance with the NRC E-Filing rule (72 FR 49139,
August 28, 2007, as amended at 77 FR 46562, August 3, 2012). The E-
Filing process requires participants to submit and serve all
adjudicatory documents over the internet, or in some cases to mail
copies on electronic storage media. Participants may not submit paper
copies of their filings unless they seek an exemption in accordance
with the procedures described below.
To comply with the procedural requirements of E-Filing, at least
ten (10) days prior to the filing deadline, the participant should
contact the Office of the Secretary by email at hearing.docket@nrc.gov,
or by telephone
[[Page 53173]]
at (301) 415-1677, to request (1) a digital identification (ID)
certificate, which allows the participant (or its counsel or
representative) to digitally sign documents and access the E-Submittal
server for any proceeding in which it is participating; and (2) advise
the Secretary that the participant will be submitting a request or
petition for hearing (even in instances in which the participant, or
its counsel or representative, already holds an NRC-issued digital ID
certificate). Based upon this information, the Secretary will establish
an electronic docket for the hearing in this proceeding if the
Secretary has not already established an electronic docket.
Information about applying for a digital ID certificate is
available on NRC's public Web site at https://www.nrc.gov/site-help/e-submittals/getting-started.html. System requirements for accessing the
E-Submittal server are detailed in NRC's ``Guidance for Electronic
Submission,'' which is available on the agency's public Web site at
https://www.nrc.gov/site-help/e-submittals.html. Participants may
attempt to use other software not listed on the Web site, but should
note that the NRC's E-Filing system does not support unlisted software,
and the NRC Electronic Filing Help Desk will not be able to offer
assistance in using unlisted software.
If a participant is electronically submitting a document to the NRC
in accordance with the E-Filing rule, the participant must file the
document using the NRC's online, Web-based submission form. In order to
serve documents through the Electronic Information Exchange System
(EIE), users will be required to install a Web browser plug-in from the
NRC Web site. Further information on the Web-based submission form,
including the installation of the Web browser plug-in, is available on
the NRC's public Web site at https://www.nrc.gov/site-help/e-submittals.html.
Once a participant has obtained a digital ID certificate and a
docket has been created, the participant can then submit a request for
hearing or petition for leave to intervene through the EIE System.
Submissions should be in Portable Document Format (PDF) in accordance
with NRC guidance available on the NRC public Web site at https://www.nrc.gov/site-help/e-submittals.html. A filing is considered
complete at the time the documents are submitted through the NRC's E-
Filing system. To be timely, an electronic filing must be submitted to
the E-Filing system no later than 11:59 p.m. Eastern Time on the due
date. Upon receipt of a transmission, the E-Filing system time-stamps
the document and sends the submitter an email notice confirming receipt
of the document. The E-Filing system also distributes an email notice
that provides access to the document to the NRC Office of the General
Counsel and any others who have advised the Office of the Secretary
that they wish to participate in the proceeding, so that the filer need
not serve the documents on those participants separately. Therefore,
applicants and other participants (or their counsel or representative)
must apply for and receive a digital ID certificate before a hearing
request/petition to intervene is filed so that they can obtain access
to the document via the E-Filing system.
A person filing electronically using the agency's adjudicatory E-
Filing system may seek assistance by contacting the NRC Electronic
Filing Help Desk through the ``Contact Us'' link located on the NRC Web
site at https://www.nrc.gov/site-help/e-submittals.html, by email at
MSHD.Resource@nrc.gov, or by a toll-free call at (866) 672-7640. The
NRC Electronic Filing Help Desk is available between 9 a.m. and 7 p.m.,
Eastern Time, Monday through Friday, excluding government holidays.
Participants who believe that they have a good cause for not
submitting documents electronically must file an exemption request, in
accordance with 10 CFR 2.302(g), with their initial paper filing
stating why there is good cause for not filing electronically and
requesting authorization to continue to submit documents in paper
format. Such filings must be submitted by: (1) First class mail
addressed to the Office of the Secretary of the Commission, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention:
Rulemaking and Adjudications Staff; or (2) courier, express mail, or
expedited delivery service to the Office of the Secretary, Sixteenth
Floor, One White Flint North, 11555 Rockville Pike, Rockville, Maryland
20852, Attention: Rulemaking and Adjudications Staff. Participants
filing a document in this manner are responsible for serving the
document on all other participants. Filing is considered complete by
first-class mail as of the time of deposit in the mail, or by courier,
express mail, or expedited delivery service upon depositing the
document with the provider of the service. A presiding officer, having
granted an exemption request from using E-Filing, may require a
participant or party to use E-Filing if the presiding officer
subsequently determines that the reason for granting the exemption from
use of E-Filing no longer exists.
Documents submitted in adjudicatory proceedings will appear in
NRC's electronic hearing docket which is available to the public at
https://ehd1.nrc.gov/ehd/, unless excluded pursuant to an order of the
Commission, or the presiding officer. Participants are requested not to
include personal privacy information, such as social security numbers,
home addresses, or home phone numbers in their filings, unless an NRC
regulation or other law requires submission of such information. With
respect to copyrighted works, except for limited excerpts that serve
the purpose of the adjudicatory filings and would constitute a Fair Use
application, participants are requested not to include copyrighted
materials in their submission.
If a person (other than AREVA) requests a hearing, that person
shall set forth with particularity the manner in which his interest is
adversely affected by this CO and shall address the criteria set forth
in 10 CFR 2.309(d) and (f).
If a hearing is requested by a person whose interest is adversely
affected, the Commission will issue an order designating the time and
place of any hearing. If a hearing is held, the issue to be considered
at such hearing shall be whether this CO should be sustained.
In the absence of any request for hearing, or written approval of
an extension of time in which to request a hearing, the provisions
specified in Section V above shall be final 30 days from the date of
this CO without further order or proceedings. If an extension of time
for requesting a hearing has been approved, the provisions specified in
Section V shall be final when the extension expires if a hearing
request has not been received.
Dated at Rockville, Maryland, this 4th day of August 2016.
For the Nuclear Regulatory Commission,
Patricia K. Holahan,
Director Office of Enforcement.
[FR Doc. 2016-19105 Filed 8-10-16; 8:45 am]
BILLING CODE 7590-01-P