Amendment of the Emergency Alert System, 53039-53045 [2016-18962]
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Federal Register / Vol. 81, No. 155 / Thursday, August 11, 2016 / Rules and Regulations
activities (e.g., issuing press releases,
newsletters and notices of funding
availability), internal and external program
evaluation and monitoring (e.g., site visits),
database development and maintenance, and
computer systems administration.
A2. Routine activities that the Commission
does to support its program partners and
stakeholders, such as serving on task forces,
ad hoc committees or representing
Commission interests in other forums.
A3. Approving and issuing grants for
administrative overhead support.
A4. Approving and issuing grants for social
services, education and training programs,
including but not limited to support for Head
Start, senior citizen programs, drug treatment
programs, and funding internships, except
for projects involving construction,
renovation, or changes in land use.
A5. Approving and issuing grants for
facility planning and design.
A6. Nondestructive data collection,
inventory, study, research, and monitoring
activities (e.g., field, aerial and satellite
surveying and mapping).
A7. Research, planning grants and
technical assistance projects that are not
reasonably expected to commit the federal
government to a course of action, to result in
legislative proposals, or to result in direct
development.
A8. Acquisition and installation of
equipment including, but not limited to,
EMS, emergency and non-expendable
medical equipment (e.g., digital imaging
devices and dental equipment), and
communications equipment (e.g., computer
upgrades).
B. Program Categorical Exclusions
Actions consistent with any of the
following categories are, in the absence of
extraordinary circumstances, categorically
excluded from further analysis and
documentation in an EA or EIS upon
completion of the Denali Commission
CATEX checklist:
B1. Upgrade, repair, maintenance,
replacement, or minor renovations and
additions to buildings, roads, harbors and
other maritime facilities, grounds,
equipment, and other facilities, including but
not limited to, roof replacement, foundation
repair, ADA access ramp and door
improvements, weatherization and energy
efficiency related improvements, HVAC
renovations, painting, floor system
replacement, repaving parking lots and
ground maintenance, that do not result in a
change in the functional use of the real
property.
B2. Engineering studies and investigations
that do not permanently change the
environment.
B3. Construction or lease of new
infrastructure including, but not limited to,
health care facilities, community buildings,
housing, and bulk fuel storage and power
generation plants, where such lease or
construction:
(a) Is at the site of existing infrastructure
and capacity is not substantially increased; or
(b) Is for infrastructure of less than 12,000
square feet of useable space when less than
two aces of surface land area are involved at
a new site.
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B4. Construction or modification of electric
power stations or interconnection facilities
(including, but not limited to, switching
stations and support facilities).
B5. Construction of electric powerlines
approximately ten miles in length or less, or
approximately 20 miles in length or less
within previously disturbed or developed
powerline or pipeline rights-of-way.
B6. Upgrading or rebuilding approximately
twenty miles in length or less of existing
electric powerlines, which may involve
minor relocations of small segments or the
powerlines.
B7. Demolition, disposal, or improvements
involving buildings or structures when done
in accordance with applicable regulations,
including those regulations applying to
removal of asbestos, polychlorinated
biphenyls (PCBs), and other hazardous
materials.
Synopsis of the Order
PARTS 901–999 [RESERVED]
2. The EAS is a national public
warning system through which
broadcasters, cable systems, and other
EAS Participants deliver alerts to the
public to warn them of impending
emergencies and dangers to life and
property. The primary purpose of the
EAS is to provide the President with
‘‘the capability to provide immediate
communications and information to the
general public at the national, state and
local levels during periods of national
emergency.’’ The EAS also is used by
state and local governments, as well as
the NWS, to distribute alerts. According
to NWS, about 90 percent of all EAS
activations are generated by NWS and
relate to short-term weather events. The
Commission, the Federal Emergency
Management Agency (FEMA), and NWS
implement the EAS at the federal level.
The EAS is a broadcast-based,
hierarchical alert message distribution
system through which an alert message
originator at the local, state or national
level encodes (or arranges to have
encoded) a message in the EAS Protocol,
which provides basic information about
the emergency involved. The message is
then broadcast by one or more EAS
Participants and subsequently relayed
from one station to another until all
affected EAS Participants have received
the alert and delivered it to the public.
This process of EAS alert distribution
among EAS Participants is often referred
to as the ‘‘daisy chain’’ distribution
architecture.
3. The EAS Protocol utilizes fixed
codes to identify various aspects of the
alert. Of particular relevance to the
Order, the EAS Protocol utilizes a threecharacter ‘‘event code’’ to describe the
nature of the alert (e.g., ‘‘TOR’’ signifies
tornado). The EAS Protocol identifies
‘‘National’’ event codes, such as the
EAN and National Periodic Test (NPT),
which EAS Participants use as part of
required Presidential alerts and tests,
Dated: July 6, 2016.
Joel Neimeyer,
Federal Co-Chair.
[FR Doc. 2016–18176 Filed 8–10–16; 8:45 am]
BILLING CODE P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 11
[PS Docket No. 15–94; FCC 16–80]
Amendment of the Emergency Alert
System
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission (FCC or
Commission) revises its rules governing
the Emergency Alert System (EAS) to
add three new EAS event codes,
covering extreme wind and storm
surges, as well as revise the territorial
boundaries of the geographic location
codes for two offshore marine areas.
DATES: Effective September 12, 2016.
FOR FURTHER INFORMATION CONTACT: Lisa
Fowlkes, Deputy Bureau Chief, Public
Safety and Homeland Security Bureau,
at (202) 418–7452, or by email at
Lisa.Fowlkes@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Order
(Order) in PS Docket No. 15–94, FCC
16–80, adopted on July 6, 2016, and
released on July 11, 2016. The full text
of this document is available for
inspection and copying during normal
business hours in the FCC Reference
Center (Room CY–A257), 445 12th
Street SW., Washington, DC 20554. The
full text may also be downloaded at:
www.fcc.gov.
SUMMARY:
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1. The Order revises the Part 11 EAS
rules to add three new EAS event codes,
covering extreme wind and storm
surges, as well as revise the territorial
boundaries of the geographic location
codes for two offshore marine areas. The
Commission initiated this proceeding in
response to a request from the National
Weather Service (NWS) of the National
Oceanic and Atmospheric
Administration (NOAA) that the
Commission adopt these revisions to
harmonize the EAS with the NWS’s
weather radio system. Virtually all
commenters addressing these revisions
supported their adoption.
I. Background
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and which EAS Participants are
required to disseminate, and ‘‘State and
Local’’ event codes, such as Amber
alerts and weather-related alerts issued
by the NWS, which EAS Participants
disseminate on a voluntary basis. In
addition, the EAS Protocol utilizes sixdigit numerical location codes to
identify the geographic area(s) to which
the alert applies. Unlike the state and
territory geographic location codes,
which are based on an American
National Standards Institute (ANSI)
standard, the codes assigned to the
offshore marine areas were created by
the NWS and adopted by the
Commission in 2002 at NWS’s request,
following notice and opportunity for
public comment.
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II. Discussion
A. Proposed EAS Event Codes
4. NWS requested that the
Commission add a new ‘‘Extreme Wind
Warning’’ (EWW) event code to provide
the public with advance notice of the
onset of extreme sustained surface
winds (greater than or equal to 115
miles per hour) associated with a major
land-falling hurricane (Category 3 or
higher). NWS also requested that the
Commission add two new event codes
covering storm surges: ‘‘Storm Surge
Watch’’ (SSA) and ‘‘Storm Surge
Warning’’ (SSW). NWS indicated that
the ‘‘Storm Surge Watch/Warning will
be issued when there is a significant risk
of life-threatening inundation from
rising water moving inland from the
ocean.’’
5. Decision. We grant NWS’s request
and revise Section 11.31 of the EAS
rules to add the EWW, SSA and SSW
event codes to the EAS Protocol. As we
observed in the Notice of Proposed
Rulemaking (NWS NPRM) in PS Docket
No. 15–94, 80 FR 47886 (Aug. 10, 2015),
there is considerable data attesting to
the dangers posed to life and property
by both high winds and, in particular,
storm surges, associated with
hurricanes. While the EAS Protocol
currently contains event codes covering
hurricanes, these codes only generally
warn of an impending hurricane—they
do not specifically cover extreme high
winds associated with a Category 3 or
higher hurricane or storm surges
associated with a hurricane. The record
demonstrates that existing event codes
contained in the EAS Protocol are not
adequate substitutes for the adoption of
the EWW, SSA and SSW event codes.
As NWS has observed, for example, use
of the TOR event code during prior
hurricanes led to confusion among the
public and the dissemination of
incorrect risk-avoidance advice. Monroe
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County Florida Emergency Management
observes that ‘‘[c]oastal residents may
know or have an anticipated expectation
regarding the impact of flood warnings
which may be due in part to wind, tide,
or heavy rain[, and] that anticipation
can be confused unless the wording
used is completely different as
proposed.’’ We do not find that the
public interest would be served by
relying on inadequate warnings that
might provide incorrect or even
opposite remedial advice to the public.
Based on the record before us and the
subject matter expertise of the NWS, we
conclude that adoption of the event
codes proposed by the NWS will
improve the function of the EAS,
enhance safety of life and property, and
therefore is in the public interest.
6. We do not find EAS equipment
manufacturer, TFT, Inc.’s (TFT),
arguments against adoption of the new
event codes persuasive. The dangers
posed by hurricane-induced extreme
high winds and storm surges are well
established, and the record in this
proceeding establishes a need and
desire for adoption of these codes to
better address such dangers. The
National Association of Broadcasters,
for example, states that ‘‘[e]xplicit codes
for storm surges and warnings would
better reflect their rapid development
and movement than the existing codes
for a flood watch or warning, or other
water-related situations.’’ Radio Hatteras
states that ‘‘[t]he addition of EWW, SSA
and SSW codes would significantly
enhance public safety in coastal
regions’’ TFT’s objection that the public
will not appreciate the nuances between
the specific dangers posed by extreme
winds and storm surges caused by a
hurricane and the dangers posed
generally by the hurricane itself has no
support in the record. Monroe County
Florida Emergency Management, for
example, contends that ‘‘[s]tudies show,
the public is more likely to follow
protective action recommendation, such
as evacuations or shelter in place, or
limit travel, if the directives are clearly
and concisely communicated to them.’’
Moreover, the NWS indicates that
having the new codes become effective
in the summer of 2016 will provide the
NWS sufficient time to conduct
outreach and education on the meaning
of these new codes before the NWS
begins to issue alerts using these codes
for the 2017 hurricane season. The
outreach and education that NWS
intends to conduct will include a public
education campaign, including ‘‘public
service announcements over NWR;
NWS News Releases; official NWS
Service Change Notifications;
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advertising on NWS Web sites; updates
to official preparedness brochures and
pamphlets; briefings to emergency
managers; presentations at federal, state
and local hurricane conferences;
concurrent outreach and partnering
efforts with FEMA; and extensive
community outreach efforts by the NWS
Warning Coordination Meteorologist in
every Weather Forecast Office impacted
by tropical cyclones.’’
B. Proposed Geographic Location Code
Revisions
7. NWS also requested that the
Commission revise the areas defined in
the geographic location codes identified
in Section 11.31(f) of the EAS rules as
location codes 75 and 77, which cover
offshore marine areas. Specifically,
NWS indicated that it has changed the
end point it uses for generating weather
alerts for both of these areas from Bonita
Beach, Florida, to Ocean Reef, Florida,
and, accordingly, requested that the area
covered by location code 75 be changed
to ‘‘Western North Atlantic Ocean, and
along U.S. East Coast, south of Currituck
Beach Light, NC, following the coastline
to Ocean Reef, FL, including the
Caribbean,’’ and that the area covered by
location code 77 be changed to ‘‘Gulf of
Mexico, and along the U.S. Gulf Coast
from the Mexican border to Ocean Reef,
FL.’’ NWS stated that harmonizing the
definitions for these areas in the EAS
rules to match those used by the NWS
would alleviate potential confusion
among broadcasters, the emergency
management community and the
maritime commerce community that
issue and monitor alerts for these areas.
NWS again noted that it had checked
with several EAS encoder/decoder
manufacturers, and was informed that
the cost and time to make the requested
change would be nominal.
8. Decision. We grant NWS’s request
and change the defined areas identified
in Section 11.31(f) of the EAS rules for
location codes 75 and 77 to ‘‘Western
North Atlantic Ocean, and along U.S.
East Coast, south of Currituck Beach
Light, NC, following the coastline to
Ocean Reef, FL, including the
Caribbean,’’ and ‘‘Gulf of Mexico, and
along the U.S. Gulf Coast from the
Mexican border to Ocean Reef, FL,’’
respectively. These definitional changes
amount to minor modifications to
location definitions created and used by
the NWS. Further, harmonizing the Part
11 definitions for these locations with
those used by the NWS is necessary to
ensure that the SMW and other marinespecific alerts reach their intended
audiences. Such action also should
eliminate any potential for confusion
that might otherwise exist among EAS
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Participants, the emergency
management community and the
maritime commerce community in the
event that the EAS rules and NWS used
different location definitions. We also
observe that EAS equipment
manufacturers have confirmed that
these changes can be implemented by
EAS Participants via software
downloads with minimal effort.
9. We do not find TFT’s arguments
against adoption of the new location
codes persuasive. Whether these codes
are widely used or not, we do not see
what public interest would be served by
allowing continued disharmony
between the EAS definitions and those
used by the NWS, particularly as these
could lead to marine alerts not reaching
their intended audiences as well as
confusion among the maritime users
operating in these geographic areas,
potentially placing the safety of vessels
and their crews at risk. Further, EAS
Participants may install and utilize the
revised codes as they deem fit, and we
find that the EAS Participants that
actually use these codes are best
situated to determine whether use of the
revised location codes is necessary and
meaningful to the areas they serve.
10. Finally, we also revise footnote 1
of Section 11.31 to delete the reference
to the past deadline and to clarify that
the numbers assigned to the offshore
marine areas listed in the table of
geographic areas in Section 11.31(f),
while consistent with the ANSI
standard, are not a product of that
standard, but rather were assigned by
the NWS. No party commented on that
proposed change, which in any event, is
largely administrative in nature. We
conclude that harmonizing the
definitions in the EAS with those used
by the NWS will eliminate the potential
for needless confusion among EAS
Participants, the emergency
management community and the
maritime commerce community as to
the geographic application of these
codes, and maintain the efficiency of
marine operations and safety of vessels
and their crews.
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C. Cost Benefit Analysis
11. The Commission observes that
EAS equipment manufacturers have
indicated in the record that the new
codes and code revisions can be
implemented by EAS Participants via
minimally burdensome and low-cost
software downloads. Further, use of
these codes is not mandatory for EAS
Participants; EAS Participants are free to
implement them if and when they see
fit, thus reducing the overall costs to
EAS Participants even further.
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12. We observe that although EAS
equipment manufacturers must make
the new event and locations codes
available to all EAS Participants, these
manufacturers have indicated in the
record that the codes can be
implemented by EAS Participants via
minimally burdensome and low cost
software downloads. Further, use of
these codes is not mandatory for EAS
Participants; EAS Participants are free to
implement them if and when they see
fit, thus reducing the overall costs to
EAS Participants even further. While
some currently deployed legacy EAS
device models may not be capable of
being updated to accommodate these
codes, we observe that any such
equipment already is required to be
replaced to accommodate the recently
adopted NPT event code and ‘‘000000’’
geographic code for national testing no
later than July 30, 2016, thus, no EAS
Participant will be faced with the cost
of obtaining new EAS equipment simply
to use the new event codes and
geographic locations code revisions
adopted in this item.
13. Based on the record, we anticipate
that the only cost to EAS Participants
who elect to install these new event
codes and geographic location code
revisions will be whatever labor cost is
involved in downloading the software
patches into their devices and
associated clerical work. We further
anticipate that such installation would
not on average take more than one hour.
However, even using a worst case cost
figure of $125.00 per device—which
figure represents the labor cost estimate
approved by the Office of Management
and Budget for an EAS Participant to fill
out the Commission’s online reporting
form for EAS National Tests at a total
time expenditure of five hours—the cost
of implementing these codes are far
exceeded by the benefits they provide.
At a per-unit cost of $125.00, even if all
EAS Participants elected to implement
these codes (an unlikely event in areas
not prone to hurricanes), the aggregate
cost of adopting these new codes would
be approximately $3.5 million.
14. With respect to benefits, we have
proposed that the benchmark for
measuring these types of expected
benefits should be the value of a
statistical life (VSL), currently estimated
at $9.1 million. Accordingly, the value
of this risk reduction to the public,
measured in terms of expected lives
saved, is at least $9.1 million, which far
exceeds the one-time, highly
conservative $3.5 million aggregated
cost estimate if each and every EAS
Participant across the U.S. elected to
implement these new codes and code
revisions. Furthermore, this expected
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benefit is a conservative valuation
because the EAS is likely to save more
than just one life in the event of a storm
surge or extreme high winds caused by
a Category 3 or higher hurricane, will
accrue annually, and does not include
the benefits associated with reducing
injuries and associated medical costs,
mitigating property damage, and
minimizing the disruption of our
national economy. Accordingly, we
conclude that the minor burdens
associated with adopting these codes
will be more than offset by the benefits
to public safety that will accrue from the
introduction of these new codes into the
EAS alerting framework.
D. Implementation Schedule
15. Decision. We believe that the
prompt deployment of alerts using these
new codes is consistent with the safety
of the public in affected areas.
Accordingly, we require EAS equipment
manufacturers to integrate these codes
into equipment yet to be manufactured
or sold, and make necessary software
upgrades available to EAS Participants
no later than six months from the
effective date of the rule amendments
adopted in this Order. We observe that
EAS equipment manufacturers already
have confirmed that these code changes
can be implemented fairly easily in the
field, and no manufacturer has
indicated that implementing such
changes on the production line would
present any difficulties or require any
more time than six months. We also
allow EAS Participants to upgrade their
existing EAS equipment to include the
new event and location code revisions
on a voluntary basis until their
equipment is replaced. We observe that
this approach is the same approach
taken by the Commission the only other
time that it adopted new event and
location codes, and the record does not
indicate that any problems arose as a
result of that approach.
16. We will not mandate installation
of these codes. First, the event codes
and location code revisions adopted in
this item are germane to only a
relatively small subset of EAS
Participants located in areas affected by
hurricane high winds and storm surges.
We believe EAS Participants in these
areas already are highly motivated to
install and use these codes, as
demonstrated by NWS’s surveys.
Second, as indicated, this approach is
consistent with the approach taken by
the Commission the only other time it
adopted event and location codes, and
that time the Commission adopted
codes that were germane to all EAS
Participants. Third, the use by EAS
Participants of these codes, like all State
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and local event codes, is and has always
been voluntary, and no commenter has
presented any arguments as to why that
should not continue to be the case.
17. Although we are not mandating
that EAS Participants upgrade their
existing EAS equipment to incorporate
the new event codes and location code
revisions, we will require EAS
Participants who replace their EAS
equipment after one year from the
effective date of this Order to install
EAS equipment that is capable of
receiving and transmitting the new
event codes and revised location codes.
Thus, after this deadline, EAS
Participants may not replace their
existing EAS equipment with used
equipment or older models of
equipment that has not been upgraded
to incorporate the new codes. This will
ensure that all EAS Participants have
the capability to receive and transmit
the new codes when their EAS
equipment is replaced. We observe that
this approach is consistent with that
taken by the Commission in the Report
and Order in EB Docket No. 01–66, 67
FR 18502 (April 16, 2002), and allows
for a transition of deployed equipment
that mirrors ordinary equipment
replacement cycles for those EAS
Participants that do not have an
immediate need to install the new
codes.
18. With respect to transitioning to
the new codes, NWS has indicated that
it will not initiate alerts using any of the
proposed codes until the 2017 Atlantic
Hurricane season. The NWS states that
focusing on the 2017 Atlantic Hurricane
season will allow the NWS to deploy
the codes in a uniform manner, and will
allow for an extensive public outreach
program. The 2017 Atlantic Hurricane
season falls well outside of the six
month deadline we adopt today for
equipment yet to be manufactured or
sold and the one year deadline we
require for EAS Participants who
replace their EAS equipment. Thus,
EAS Participants will have sufficient
time to install the codes or purchase
compliant equipment in time for the
NWS actual adoption of the codes.
Because the NWS implementation dates
for the proposed codes fall outside of
our deadlines, and because the NWS
will only deploy the codes after an
extensive education and outreach
program, we believe that the NWS will
be able to deliver the appropriate alerts
to all recipients without the need for
any transition period where it issues
alerts using both codes. We also believe
that the deadlines we adopt today are
consistent with the NWS schedule, as
any extra time between our deadline
and the NWS’s actual use of the codes
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in an alert will allow EAS equipment
manufacturers and EAS Participants
time to resolve any technical issues that
may arise.
III. Procedural Matters
property, and ensure that the geographic
definitions of location codes 75 and 77
utilized by the EAS are harmonized
with those employed by the National
Weather Service (NWS).
A. Accessible Formats
19. To request materials in accessible
formats for people with disabilities
(Braille, large print, electronic files,
audio format), send an email to fcc504@
fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (TTY).
2. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
B. Regulatory Flexibility Analysis
20. As required by the Regulatory
Flexibility Act of 1980, see 5 U.S.C. 603,
the Commission has prepared a Final
Regulatory Flexibility Analysis (FRFA)
of the possible significant economic
impact on small entities of the policies
and rules addressed in this document.
3. Description and Estimate of the
Number of Small Entities to Which
Rules Will Apply
C. Paperwork Reduction Act Analysis
21. This document does not contain
proposed information collection(s)
subject to the Paperwork Reduction Act
of 1995 (PRA), Public Law 104–13. In
addition, therefore, it does not contain
any new or modified information
collection burden for small business
concerns with fewer than 25 employees,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4).
D. Congressional Review Act
22. The Commission will send a copy
of this Order to Congress and the
Government Accountability Office
pursuant to the Congressional Review
Act (‘‘CRA’’), see 5 U.S.C. 801(a)(1)(A).
E. Final Regulatory Flexibility Analysis
23. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was included in the
NWS NPRM. The Commission sought
comments on the IRFA. Because the
Order amends the Commission’s rules,
this Final Regulatory Flexibility
Analysis (FRFA) conforms to the RFA.
1. Need for, and Objectives of, the Order
24. This Order adopts changes to the
Commission’s Part 11 rules governing
the Emergency Alert System (EAS).
Specifically, the Order adds three new
EAS Event Codes, covering extreme
wind (‘‘Extreme Wind Warning’’) and
storm surges (‘‘Storm Surge Watch’’ and
‘‘Storm Surge Warning’’), and revises
the territorial boundaries of geographic
location codes 75 and 77 used by the
EAS. These rule revisions improve the
capacity of the EAS to warn the public
of impending threats to life and
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25. The Small Business
Administration (SBA) filed no
comments in this proceeding, and there
were no other comments specifically
addressed to the IRFA.
26. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of, the number of
small entities that may be affected by
the rules adopted herein. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA. The following
are categories of small entities that may
be affected by the rules adopted in the
Order: Small Businesses, Small
Organizations, and Small Governmental
Jurisdictions; Television Broadcasting
(including commercial television
stations; licensed noncommercial
educational stations; licensed Class A
stations; licensed low power television
stations; and licensed TV translators);
Radio Stations (including low power
FM stations); Wired
Telecommunications Carriers;
Incumbent Local Exchange Carriers
(Incumbent LECs); Competitive Local
Exchange Carriers (Competitive LECs),
Competitive Access Providers (CAPs),
Shared-Tenant Service Providers, and
Other Local Service Providers; Satellite
Telecommunications; Direct Broadcast
Satellite (‘‘DBS’’) Service; and ‘‘All
Other Telecommunications’’ (comprised
of establishments primarily engaged in
providing specialized
telecommunications services, such as
satellite tracking, communications
telemetry, and radar station operation).
4. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
27. None.
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Federal Register / Vol. 81, No. 155 / Thursday, August 11, 2016 / Rules and Regulations
5. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities and Significant Alternatives
Considered
28. The RFA requires an agency to
describe any significant, specifically
small business alternatives that it has
considered in reaching its conclusions,
which may include the following four
alternatives (among others): ‘‘(1) The
establishment of differing compliance or
reporting requirements or timetables
that take into account the resources
available to small entities; (2) the
clarification, consolidation, or
simplification of compliance or
reporting requirements under the rule
for small entities; (3) the use of
performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.’’
29. The rule changes adopted in this
Order implement certain EAS warning
codes and location code definitional
changes that are unique, and
implemented by small entity and largersized regulated entities on a voluntary
basis. Thus, the Order does not mandate
burdens on regulated entities of any
size. Moreover, the record in this
proceeding indicates that the costs
associated with voluntarily
implementing the codes contained in
the Order should be de minimis or nonexistent.
30. Report to Congress: The
Commission will send a copy of the
Order, including this FRFA, in a report
to be sent to Congress and the
Government Accountability Office
pursuant to the Congressional Review
Act. A copy of the Order and FRFA (or
summaries thereof) will also be
published in the Federal Register.
IV. Ordering Clauses
31. Accordingly, IT IS ORDERED that
pursuant to Sections 1, 2, 4(i), 4(o), 301,
303(r), 303(v), 307, 309, 335, 403,
624(g), 706, and 715 of the
Communications Act of 1934, as
amended, 47 U.S.C. 151, 152, 154(i),
154(o), 301, 303(r), 303(v), 307, 309,
335, 403, 544(g), 606, and 615, this
Order IS ADOPTED.
List of Subjects in 47 CFR Part 11
Radio, Television.
Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 11 as
follows:
PART 11—EMERGENCY ALERT
SYSTEM (EAS)
1. The authority citation for part 11
continues to read as follows:
■
Authority: 47 U.S.C. 151, 154 (i) and (o),
303(r), 544(g) and 606.
2. Section 11.31 is amended by
revising paragraphs (e) and (f) to read as
follows:
■
§ 11.31
EAS protocol.
*
*
*
*
*
(e) The following Event (EEE) codes
are presently authorized:
sradovich on DSK3GMQ082PROD with RULES
Nature of activation
Event codes
National Codes (Required):
Emergency Action Notification (National only) ..................................................................................................
National Information Center ...............................................................................................................................
National Periodic Test ........................................................................................................................................
Required Monthly Test .......................................................................................................................................
Required Weekly Test ........................................................................................................................................
State and Local Codes (Optional):
Administrative Message .....................................................................................................................................
Avalanche Warning ............................................................................................................................................
Avalanche Watch ...............................................................................................................................................
Blizzard Warning ................................................................................................................................................
Child Abduction Emergency ...............................................................................................................................
Civil Danger Warning .........................................................................................................................................
Civil Emergency Message .................................................................................................................................
Coastal Flood Warning ......................................................................................................................................
Coastal Flood Watch ..........................................................................................................................................
Dust Storm Warning ...........................................................................................................................................
Earthquake Warning ..........................................................................................................................................
Evacuation Immediate ........................................................................................................................................
Extreme Wind Warning ......................................................................................................................................
Fire Warning .......................................................................................................................................................
Flash Flood Warning ..........................................................................................................................................
Flash Flood Watch .............................................................................................................................................
Flash Flood Statement .......................................................................................................................................
Flood Warning ....................................................................................................................................................
Flood Watch .......................................................................................................................................................
Flood Statement .................................................................................................................................................
Hazardous Materials Warning ............................................................................................................................
High Wind Warning ............................................................................................................................................
High Wind Watch ...............................................................................................................................................
Hurricane Warning .............................................................................................................................................
Hurricane Watch ................................................................................................................................................
Hurricane Statement ..........................................................................................................................................
Law Enforcement Warning .................................................................................................................................
Local Area Emergency .......................................................................................................................................
Network Message Notification ...........................................................................................................................
911 Telephone Outage Emergency ...................................................................................................................
Nuclear Power Plant Warning ............................................................................................................................
Practice/Demo Warning .....................................................................................................................................
Radiological Hazard Warning ............................................................................................................................
Severe Thunderstorm Warning ..........................................................................................................................
Severe Thunderstorm Watch .............................................................................................................................
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E:\FR\FM\11AUR1.SGM
EAN.
NIC
NPT.
RMT.
RWT.
ADR.
AVW.
AVA.
BZW.
CAE.
CDW.
CEM.
CFW.
CFA.
DSW.
EQW.
EVI.
EWW.
FRW.
FFW.
FFA.
FFS.
FLW.
FLA.
FLS.
HMW.
HWW.
HWA.
HUW.
HUA.
HLS.
LEW.
LAE.
NMN.
TOE.
NUW.
DMO.
RHW.
SVR.
SVA.
11AUR1
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Federal Register / Vol. 81, No. 155 / Thursday, August 11, 2016 / Rules and Regulations
Nature of activation
Event codes
Severe Weather Statement ................................................................................................................................
Shelter in Place Warning ...................................................................................................................................
Special Marine Warning .....................................................................................................................................
Special Weather Statement ...............................................................................................................................
Storm Surge Watch ............................................................................................................................................
Storm Surge Warning ........................................................................................................................................
Tornado Warning ...............................................................................................................................................
Tornado Watch ...................................................................................................................................................
Tropical Storm Warning .....................................................................................................................................
Tropical Storm Watch ........................................................................................................................................
Tsunami Warning ...............................................................................................................................................
Tsunami Watch ..................................................................................................................................................
Volcano Warning ................................................................................................................................................
Winter Storm Warning ........................................................................................................................................
Winter Storm Watch ...........................................................................................................................................
(f) The All U.S. State, Territory and
Offshore (Marine Area) ANSI number
codes (SS) are as follows. County ANSI
numbers (CCC) are contained in the
State EAS Mapbook.
(f) The All U.S., State, Territory and
Offshore (Marine Area) ANSI number
SVS.
SPW
SMW.
SPS.
SSA.
SSW.
TOR.
TOA.
TRW.
TRA.
TSW.
TSA.
VOW.
WSW.
WSA.
codes (SS) are as follows. County ANSI
numbers (CCC) are contained in the
State EAS Mapbook.
sradovich on DSK3GMQ082PROD with RULES
ANSI No.
All U.S ......................................................................................................................................................................................................
State: ........................................................................................................................................................................................................
AL .....................................................................................................................................................................................................
AK .....................................................................................................................................................................................................
AZ .....................................................................................................................................................................................................
AR .....................................................................................................................................................................................................
CA .....................................................................................................................................................................................................
CO ....................................................................................................................................................................................................
CT .....................................................................................................................................................................................................
DE .....................................................................................................................................................................................................
DC .....................................................................................................................................................................................................
FL ......................................................................................................................................................................................................
GA .....................................................................................................................................................................................................
HI ......................................................................................................................................................................................................
ID ......................................................................................................................................................................................................
IL .......................................................................................................................................................................................................
IN ......................................................................................................................................................................................................
IA ......................................................................................................................................................................................................
KS .....................................................................................................................................................................................................
KY .....................................................................................................................................................................................................
LA .....................................................................................................................................................................................................
ME ....................................................................................................................................................................................................
MD ....................................................................................................................................................................................................
MA ....................................................................................................................................................................................................
MI ......................................................................................................................................................................................................
MN ....................................................................................................................................................................................................
MS ....................................................................................................................................................................................................
MO ....................................................................................................................................................................................................
MT .....................................................................................................................................................................................................
NE .....................................................................................................................................................................................................
NV .....................................................................................................................................................................................................
NH .....................................................................................................................................................................................................
NJ .....................................................................................................................................................................................................
NM ....................................................................................................................................................................................................
NY .....................................................................................................................................................................................................
NC .....................................................................................................................................................................................................
ND .....................................................................................................................................................................................................
OH ....................................................................................................................................................................................................
OK .....................................................................................................................................................................................................
OR ....................................................................................................................................................................................................
PA .....................................................................................................................................................................................................
RI ......................................................................................................................................................................................................
SC .....................................................................................................................................................................................................
SD .....................................................................................................................................................................................................
TN .....................................................................................................................................................................................................
TX .....................................................................................................................................................................................................
UT .....................................................................................................................................................................................................
VT .....................................................................................................................................................................................................
VA .....................................................................................................................................................................................................
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Federal Register / Vol. 81, No. 155 / Thursday, August 11, 2016 / Rules and Regulations
53045
ANSI No.
WA ....................................................................................................................................................................................................
WV ....................................................................................................................................................................................................
WI .....................................................................................................................................................................................................
WY ....................................................................................................................................................................................................
Terr.:
AS .....................................................................................................................................................................................................
FM .....................................................................................................................................................................................................
GU ....................................................................................................................................................................................................
MH ....................................................................................................................................................................................................
PR .....................................................................................................................................................................................................
PW ....................................................................................................................................................................................................
UM ....................................................................................................................................................................................................
VI ......................................................................................................................................................................................................
Offshore (Marine Areas) 1
Eastern North Pacific Ocean, and along U.S. West Coast from Canadian border to Mexican border ..........................................
North Pacific Ocean near Alaska, and along Alaska coastline, including the Bering Sea and the Gulf of Alaska ........................
Central Pacific Ocean, including Hawaiian waters ..........................................................................................................................
South Central Pacific Ocean, including American Samoa waters ...................................................................................................
Western Pacific Ocean, including Mariana Island waters ................................................................................................................
Western North Atlantic Ocean, and along U.S. East Coast, from Canadian border south to Currituck Beach Light, N.C ............
Western North Atlantic Ocean, and along U.S. East Coast, south of Currituck Beach Light, NC, following the coastline to
Ocean Reef, FL, including the Caribbean ....................................................................................................................................
Gulf of Mexico, and along the U.S. Gulf Coast from the Mexican border to Ocean Reef, FL .......................................................
Lake Superior ...................................................................................................................................................................................
Lake Michigan ..................................................................................................................................................................................
Lake Huron .......................................................................................................................................................................................
Lake St. Clair ....................................................................................................................................................................................
Lake Erie ..........................................................................................................................................................................................
Lake Ontario .....................................................................................................................................................................................
St. Lawrence River above St. Regis ................................................................................................................................................
53
54
55
56
60
64
66
68
72
70
74
78
57
58
59
61
65
73
75
77
91
92
93
94
96
97
98
1 The numbers assigned to the offshore marine areas listed in this table are not described under the ANSI standard, but rather are numeric
codes that were assigned by the National Weather Service.
Defense Pentagon, Washington, DC
20301–3060. Telephone 571–372–6115;
facsimile 571–372–6094.
SUPPLEMENTARY INFORMATION: This final
rule amends DFARS 213.201(g) to add a
reference to guidance available in
DFARS Procedures, Guidance, and
Information on the use of the higher
micro-purchase thresholds prescribed in
FAR 13.201(g) to support a declared
contingency operation or to facilitate
defense against or recovery from
nuclear, biological, chemical, or
radiological attack. A reference to
DFARS 213.201 is also added at DFARS
218.201.
[FR Doc. 2016–18962 Filed 8–10–16; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF DEFENSE
Defense Acquisition Regulations
System
48 CFR Parts 213 and 218
[Docket DARS–2016–0023]
Defense Federal Acquisition
Regulation Supplement; Technical
Amendment
Defense Acquisition
Regulations System, Department of
Defense (DoD).
ACTION: Final rule.
AGENCY:
List of Subjects in 48 CFR Parts 213 and
218
Government procurement.
Jennifer L. Hawes,
Editor, Defense Acquisition Regulations
System.
DoD is making a technical
amendment to the Defense Federal
Acquisition Regulation Supplement
(DFARS) to provide needed editorial
changes.
sradovich on DSK3GMQ082PROD with RULES
SUMMARY:
DATES:
Therefore, 48 CFR parts 213 and 218
are amended as follows:
Effective August 11, 2016.
Ms.
Jennifer L. Hawes, Defense Acquisition
Regulations System, OUSD (AT&L)
DPAP (DARS), Room 3B941, 3060
FOR FURTHER INFORMATION CONTACT:
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PART 213—SIMPLIFIED ACQUISITION
PROCEDURES
1. The authority citation for 48 CFR
part 213 continues to read as follows:
■
PO 00000
Frm 00077
Fmt 4700
Sfmt 4700
Authority: 41 U.S.C. 1303 and 48 CFR
chapter 1.
2. Add section 213.201 to read as
follows:
■
213.201
General.
(g) See PGI 213.201(g) for guidance on
use of the higher micro-purchase
thresholds prescribed in FAR 13.201(g)
to support a declared contingency
operation or to facilitate defense against
or recovery from nuclear, biological,
chemical, or radiological attack.
PART 218—EMERGENCY
ACQUISITIONS
3. The authority citation for 48 CFR
part 218 is revised to read as follows:
■
Authority: 41 U.S.C. 1303 and 48 CFR
chapter 1.
218.201
[Amended]
4. Amend section 218.201 by, in
paragraph (3), removing ‘‘See
213.270(c)(3)’’ and adding ‘‘See
213.201(g) and 213.270(c)(3)’’ in its
place.
■
[FR Doc. 2016–18705 Filed 8–10–16; 8:45 am]
BILLING CODE 5001–06–P
E:\FR\FM\11AUR1.SGM
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Agencies
[Federal Register Volume 81, Number 155 (Thursday, August 11, 2016)]
[Rules and Regulations]
[Pages 53039-53045]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-18962]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 11
[PS Docket No. 15-94; FCC 16-80]
Amendment of the Emergency Alert System
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission (FCC
or Commission) revises its rules governing the Emergency Alert System
(EAS) to add three new EAS event codes, covering extreme wind and storm
surges, as well as revise the territorial boundaries of the geographic
location codes for two offshore marine areas.
DATES: Effective September 12, 2016.
FOR FURTHER INFORMATION CONTACT: Lisa Fowlkes, Deputy Bureau Chief,
Public Safety and Homeland Security Bureau, at (202) 418-7452, or by
email at Lisa.Fowlkes@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order
(Order) in PS Docket No. 15-94, FCC 16-80, adopted on July 6, 2016, and
released on July 11, 2016. The full text of this document is available
for inspection and copying during normal business hours in the FCC
Reference Center (Room CY-A257), 445 12th Street SW., Washington, DC
20554. The full text may also be downloaded at: www.fcc.gov.
Synopsis of the Order
1. The Order revises the Part 11 EAS rules to add three new EAS
event codes, covering extreme wind and storm surges, as well as revise
the territorial boundaries of the geographic location codes for two
offshore marine areas. The Commission initiated this proceeding in
response to a request from the National Weather Service (NWS) of the
National Oceanic and Atmospheric Administration (NOAA) that the
Commission adopt these revisions to harmonize the EAS with the NWS's
weather radio system. Virtually all commenters addressing these
revisions supported their adoption.
I. Background
2. The EAS is a national public warning system through which
broadcasters, cable systems, and other EAS Participants deliver alerts
to the public to warn them of impending emergencies and dangers to life
and property. The primary purpose of the EAS is to provide the
President with ``the capability to provide immediate communications and
information to the general public at the national, state and local
levels during periods of national emergency.'' The EAS also is used by
state and local governments, as well as the NWS, to distribute alerts.
According to NWS, about 90 percent of all EAS activations are generated
by NWS and relate to short-term weather events. The Commission, the
Federal Emergency Management Agency (FEMA), and NWS implement the EAS
at the federal level. The EAS is a broadcast-based, hierarchical alert
message distribution system through which an alert message originator
at the local, state or national level encodes (or arranges to have
encoded) a message in the EAS Protocol, which provides basic
information about the emergency involved. The message is then broadcast
by one or more EAS Participants and subsequently relayed from one
station to another until all affected EAS Participants have received
the alert and delivered it to the public. This process of EAS alert
distribution among EAS Participants is often referred to as the ``daisy
chain'' distribution architecture.
3. The EAS Protocol utilizes fixed codes to identify various
aspects of the alert. Of particular relevance to the Order, the EAS
Protocol utilizes a three-character ``event code'' to describe the
nature of the alert (e.g., ``TOR'' signifies tornado). The EAS Protocol
identifies ``National'' event codes, such as the EAN and National
Periodic Test (NPT), which EAS Participants use as part of required
Presidential alerts and tests,
[[Page 53040]]
and which EAS Participants are required to disseminate, and ``State and
Local'' event codes, such as Amber alerts and weather-related alerts
issued by the NWS, which EAS Participants disseminate on a voluntary
basis. In addition, the EAS Protocol utilizes six-digit numerical
location codes to identify the geographic area(s) to which the alert
applies. Unlike the state and territory geographic location codes,
which are based on an American National Standards Institute (ANSI)
standard, the codes assigned to the offshore marine areas were created
by the NWS and adopted by the Commission in 2002 at NWS's request,
following notice and opportunity for public comment.
II. Discussion
A. Proposed EAS Event Codes
4. NWS requested that the Commission add a new ``Extreme Wind
Warning'' (EWW) event code to provide the public with advance notice of
the onset of extreme sustained surface winds (greater than or equal to
115 miles per hour) associated with a major land-falling hurricane
(Category 3 or higher). NWS also requested that the Commission add two
new event codes covering storm surges: ``Storm Surge Watch'' (SSA) and
``Storm Surge Warning'' (SSW). NWS indicated that the ``Storm Surge
Watch/Warning will be issued when there is a significant risk of life-
threatening inundation from rising water moving inland from the
ocean.''
5. Decision. We grant NWS's request and revise Section 11.31 of the
EAS rules to add the EWW, SSA and SSW event codes to the EAS Protocol.
As we observed in the Notice of Proposed Rulemaking (NWS NPRM) in PS
Docket No. 15-94, 80 FR 47886 (Aug. 10, 2015), there is considerable
data attesting to the dangers posed to life and property by both high
winds and, in particular, storm surges, associated with hurricanes.
While the EAS Protocol currently contains event codes covering
hurricanes, these codes only generally warn of an impending hurricane--
they do not specifically cover extreme high winds associated with a
Category 3 or higher hurricane or storm surges associated with a
hurricane. The record demonstrates that existing event codes contained
in the EAS Protocol are not adequate substitutes for the adoption of
the EWW, SSA and SSW event codes. As NWS has observed, for example, use
of the TOR event code during prior hurricanes led to confusion among
the public and the dissemination of incorrect risk-avoidance advice.
Monroe County Florida Emergency Management observes that ``[c]oastal
residents may know or have an anticipated expectation regarding the
impact of flood warnings which may be due in part to wind, tide, or
heavy rain[, and] that anticipation can be confused unless the wording
used is completely different as proposed.'' We do not find that the
public interest would be served by relying on inadequate warnings that
might provide incorrect or even opposite remedial advice to the public.
Based on the record before us and the subject matter expertise of the
NWS, we conclude that adoption of the event codes proposed by the NWS
will improve the function of the EAS, enhance safety of life and
property, and therefore is in the public interest.
6. We do not find EAS equipment manufacturer, TFT, Inc.'s (TFT),
arguments against adoption of the new event codes persuasive. The
dangers posed by hurricane-induced extreme high winds and storm surges
are well established, and the record in this proceeding establishes a
need and desire for adoption of these codes to better address such
dangers. The National Association of Broadcasters, for example, states
that ``[e]xplicit codes for storm surges and warnings would better
reflect their rapid development and movement than the existing codes
for a flood watch or warning, or other water-related situations.''
Radio Hatteras states that ``[t]he addition of EWW, SSA and SSW codes
would significantly enhance public safety in coastal regions'' TFT's
objection that the public will not appreciate the nuances between the
specific dangers posed by extreme winds and storm surges caused by a
hurricane and the dangers posed generally by the hurricane itself has
no support in the record. Monroe County Florida Emergency Management,
for example, contends that ``[s]tudies show, the public is more likely
to follow protective action recommendation, such as evacuations or
shelter in place, or limit travel, if the directives are clearly and
concisely communicated to them.'' Moreover, the NWS indicates that
having the new codes become effective in the summer of 2016 will
provide the NWS sufficient time to conduct outreach and education on
the meaning of these new codes before the NWS begins to issue alerts
using these codes for the 2017 hurricane season. The outreach and
education that NWS intends to conduct will include a public education
campaign, including ``public service announcements over NWR; NWS News
Releases; official NWS Service Change Notifications; advertising on NWS
Web sites; updates to official preparedness brochures and pamphlets;
briefings to emergency managers; presentations at federal, state and
local hurricane conferences; concurrent outreach and partnering efforts
with FEMA; and extensive community outreach efforts by the NWS Warning
Coordination Meteorologist in every Weather Forecast Office impacted by
tropical cyclones.''
B. Proposed Geographic Location Code Revisions
7. NWS also requested that the Commission revise the areas defined
in the geographic location codes identified in Section 11.31(f) of the
EAS rules as location codes 75 and 77, which cover offshore marine
areas. Specifically, NWS indicated that it has changed the end point it
uses for generating weather alerts for both of these areas from Bonita
Beach, Florida, to Ocean Reef, Florida, and, accordingly, requested
that the area covered by location code 75 be changed to ``Western North
Atlantic Ocean, and along U.S. East Coast, south of Currituck Beach
Light, NC, following the coastline to Ocean Reef, FL, including the
Caribbean,'' and that the area covered by location code 77 be changed
to ``Gulf of Mexico, and along the U.S. Gulf Coast from the Mexican
border to Ocean Reef, FL.'' NWS stated that harmonizing the definitions
for these areas in the EAS rules to match those used by the NWS would
alleviate potential confusion among broadcasters, the emergency
management community and the maritime commerce community that issue and
monitor alerts for these areas. NWS again noted that it had checked
with several EAS encoder/decoder manufacturers, and was informed that
the cost and time to make the requested change would be nominal.
8. Decision. We grant NWS's request and change the defined areas
identified in Section 11.31(f) of the EAS rules for location codes 75
and 77 to ``Western North Atlantic Ocean, and along U.S. East Coast,
south of Currituck Beach Light, NC, following the coastline to Ocean
Reef, FL, including the Caribbean,'' and ``Gulf of Mexico, and along
the U.S. Gulf Coast from the Mexican border to Ocean Reef, FL,''
respectively. These definitional changes amount to minor modifications
to location definitions created and used by the NWS. Further,
harmonizing the Part 11 definitions for these locations with those used
by the NWS is necessary to ensure that the SMW and other marine-
specific alerts reach their intended audiences. Such action also should
eliminate any potential for confusion that might otherwise exist among
EAS
[[Page 53041]]
Participants, the emergency management community and the maritime
commerce community in the event that the EAS rules and NWS used
different location definitions. We also observe that EAS equipment
manufacturers have confirmed that these changes can be implemented by
EAS Participants via software downloads with minimal effort.
9. We do not find TFT's arguments against adoption of the new
location codes persuasive. Whether these codes are widely used or not,
we do not see what public interest would be served by allowing
continued disharmony between the EAS definitions and those used by the
NWS, particularly as these could lead to marine alerts not reaching
their intended audiences as well as confusion among the maritime users
operating in these geographic areas, potentially placing the safety of
vessels and their crews at risk. Further, EAS Participants may install
and utilize the revised codes as they deem fit, and we find that the
EAS Participants that actually use these codes are best situated to
determine whether use of the revised location codes is necessary and
meaningful to the areas they serve.
10. Finally, we also revise footnote 1 of Section 11.31 to delete
the reference to the past deadline and to clarify that the numbers
assigned to the offshore marine areas listed in the table of geographic
areas in Section 11.31(f), while consistent with the ANSI standard, are
not a product of that standard, but rather were assigned by the NWS. No
party commented on that proposed change, which in any event, is largely
administrative in nature. We conclude that harmonizing the definitions
in the EAS with those used by the NWS will eliminate the potential for
needless confusion among EAS Participants, the emergency management
community and the maritime commerce community as to the geographic
application of these codes, and maintain the efficiency of marine
operations and safety of vessels and their crews.
C. Cost Benefit Analysis
11. The Commission observes that EAS equipment manufacturers have
indicated in the record that the new codes and code revisions can be
implemented by EAS Participants via minimally burdensome and low-cost
software downloads. Further, use of these codes is not mandatory for
EAS Participants; EAS Participants are free to implement them if and
when they see fit, thus reducing the overall costs to EAS Participants
even further.
12. We observe that although EAS equipment manufacturers must make
the new event and locations codes available to all EAS Participants,
these manufacturers have indicated in the record that the codes can be
implemented by EAS Participants via minimally burdensome and low cost
software downloads. Further, use of these codes is not mandatory for
EAS Participants; EAS Participants are free to implement them if and
when they see fit, thus reducing the overall costs to EAS Participants
even further. While some currently deployed legacy EAS device models
may not be capable of being updated to accommodate these codes, we
observe that any such equipment already is required to be replaced to
accommodate the recently adopted NPT event code and ``000000''
geographic code for national testing no later than July 30, 2016, thus,
no EAS Participant will be faced with the cost of obtaining new EAS
equipment simply to use the new event codes and geographic locations
code revisions adopted in this item.
13. Based on the record, we anticipate that the only cost to EAS
Participants who elect to install these new event codes and geographic
location code revisions will be whatever labor cost is involved in
downloading the software patches into their devices and associated
clerical work. We further anticipate that such installation would not
on average take more than one hour. However, even using a worst case
cost figure of $125.00 per device--which figure represents the labor
cost estimate approved by the Office of Management and Budget for an
EAS Participant to fill out the Commission's online reporting form for
EAS National Tests at a total time expenditure of five hours--the cost
of implementing these codes are far exceeded by the benefits they
provide. At a per-unit cost of $125.00, even if all EAS Participants
elected to implement these codes (an unlikely event in areas not prone
to hurricanes), the aggregate cost of adopting these new codes would be
approximately $3.5 million.
14. With respect to benefits, we have proposed that the benchmark
for measuring these types of expected benefits should be the value of a
statistical life (VSL), currently estimated at $9.1 million.
Accordingly, the value of this risk reduction to the public, measured
in terms of expected lives saved, is at least $9.1 million, which far
exceeds the one-time, highly conservative $3.5 million aggregated cost
estimate if each and every EAS Participant across the U.S. elected to
implement these new codes and code revisions. Furthermore, this
expected benefit is a conservative valuation because the EAS is likely
to save more than just one life in the event of a storm surge or
extreme high winds caused by a Category 3 or higher hurricane, will
accrue annually, and does not include the benefits associated with
reducing injuries and associated medical costs, mitigating property
damage, and minimizing the disruption of our national economy.
Accordingly, we conclude that the minor burdens associated with
adopting these codes will be more than offset by the benefits to public
safety that will accrue from the introduction of these new codes into
the EAS alerting framework.
D. Implementation Schedule
15. Decision. We believe that the prompt deployment of alerts using
these new codes is consistent with the safety of the public in affected
areas. Accordingly, we require EAS equipment manufacturers to integrate
these codes into equipment yet to be manufactured or sold, and make
necessary software upgrades available to EAS Participants no later than
six months from the effective date of the rule amendments adopted in
this Order. We observe that EAS equipment manufacturers already have
confirmed that these code changes can be implemented fairly easily in
the field, and no manufacturer has indicated that implementing such
changes on the production line would present any difficulties or
require any more time than six months. We also allow EAS Participants
to upgrade their existing EAS equipment to include the new event and
location code revisions on a voluntary basis until their equipment is
replaced. We observe that this approach is the same approach taken by
the Commission the only other time that it adopted new event and
location codes, and the record does not indicate that any problems
arose as a result of that approach.
16. We will not mandate installation of these codes. First, the
event codes and location code revisions adopted in this item are
germane to only a relatively small subset of EAS Participants located
in areas affected by hurricane high winds and storm surges. We believe
EAS Participants in these areas already are highly motivated to install
and use these codes, as demonstrated by NWS's surveys. Second, as
indicated, this approach is consistent with the approach taken by the
Commission the only other time it adopted event and location codes, and
that time the Commission adopted codes that were germane to all EAS
Participants. Third, the use by EAS Participants of these codes, like
all State
[[Page 53042]]
and local event codes, is and has always been voluntary, and no
commenter has presented any arguments as to why that should not
continue to be the case.
17. Although we are not mandating that EAS Participants upgrade
their existing EAS equipment to incorporate the new event codes and
location code revisions, we will require EAS Participants who replace
their EAS equipment after one year from the effective date of this
Order to install EAS equipment that is capable of receiving and
transmitting the new event codes and revised location codes. Thus,
after this deadline, EAS Participants may not replace their existing
EAS equipment with used equipment or older models of equipment that has
not been upgraded to incorporate the new codes. This will ensure that
all EAS Participants have the capability to receive and transmit the
new codes when their EAS equipment is replaced. We observe that this
approach is consistent with that taken by the Commission in the Report
and Order in EB Docket No. 01-66, 67 FR 18502 (April 16, 2002), and
allows for a transition of deployed equipment that mirrors ordinary
equipment replacement cycles for those EAS Participants that do not
have an immediate need to install the new codes.
18. With respect to transitioning to the new codes, NWS has
indicated that it will not initiate alerts using any of the proposed
codes until the 2017 Atlantic Hurricane season. The NWS states that
focusing on the 2017 Atlantic Hurricane season will allow the NWS to
deploy the codes in a uniform manner, and will allow for an extensive
public outreach program. The 2017 Atlantic Hurricane season falls well
outside of the six month deadline we adopt today for equipment yet to
be manufactured or sold and the one year deadline we require for EAS
Participants who replace their EAS equipment. Thus, EAS Participants
will have sufficient time to install the codes or purchase compliant
equipment in time for the NWS actual adoption of the codes. Because the
NWS implementation dates for the proposed codes fall outside of our
deadlines, and because the NWS will only deploy the codes after an
extensive education and outreach program, we believe that the NWS will
be able to deliver the appropriate alerts to all recipients without the
need for any transition period where it issues alerts using both codes.
We also believe that the deadlines we adopt today are consistent with
the NWS schedule, as any extra time between our deadline and the NWS's
actual use of the codes in an alert will allow EAS equipment
manufacturers and EAS Participants time to resolve any technical issues
that may arise.
III. Procedural Matters
A. Accessible Formats
19. To request materials in accessible formats for people with
disabilities (Braille, large print, electronic files, audio format),
send an email to fcc504@fcc.gov or call the Consumer & Governmental
Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (TTY).
B. Regulatory Flexibility Analysis
20. As required by the Regulatory Flexibility Act of 1980, see 5
U.S.C. 603, the Commission has prepared a Final Regulatory Flexibility
Analysis (FRFA) of the possible significant economic impact on small
entities of the policies and rules addressed in this document.
C. Paperwork Reduction Act Analysis
21. This document does not contain proposed information
collection(s) subject to the Paperwork Reduction Act of 1995 (PRA),
Public Law 104-13. In addition, therefore, it does not contain any new
or modified information collection burden for small business concerns
with fewer than 25 employees, pursuant to the Small Business Paperwork
Relief Act of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4).
D. Congressional Review Act
22. The Commission will send a copy of this Order to Congress and
the Government Accountability Office pursuant to the Congressional
Review Act (``CRA''), see 5 U.S.C. 801(a)(1)(A).
E. Final Regulatory Flexibility Analysis
23. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), an Initial Regulatory Flexibility Analysis (IRFA) was
included in the NWS NPRM. The Commission sought comments on the IRFA.
Because the Order amends the Commission's rules, this Final Regulatory
Flexibility Analysis (FRFA) conforms to the RFA.
1. Need for, and Objectives of, the Order
24. This Order adopts changes to the Commission's Part 11 rules
governing the Emergency Alert System (EAS). Specifically, the Order
adds three new EAS Event Codes, covering extreme wind (``Extreme Wind
Warning'') and storm surges (``Storm Surge Watch'' and ``Storm Surge
Warning''), and revises the territorial boundaries of geographic
location codes 75 and 77 used by the EAS. These rule revisions improve
the capacity of the EAS to warn the public of impending threats to life
and property, and ensure that the geographic definitions of location
codes 75 and 77 utilized by the EAS are harmonized with those employed
by the National Weather Service (NWS).
2. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
25. The Small Business Administration (SBA) filed no comments in
this proceeding, and there were no other comments specifically
addressed to the IRFA.
3. Description and Estimate of the Number of Small Entities to Which
Rules Will Apply
26. The RFA directs agencies to provide a description of and, where
feasible, an estimate of, the number of small entities that may be
affected by the rules adopted herein. The RFA generally defines the
term ``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A ``small business concern'' is one which: (1) Is independently
owned and operated; (2) is not dominant in its field of operation; and
(3) satisfies any additional criteria established by the SBA. The
following are categories of small entities that may be affected by the
rules adopted in the Order: Small Businesses, Small Organizations, and
Small Governmental Jurisdictions; Television Broadcasting (including
commercial television stations; licensed noncommercial educational
stations; licensed Class A stations; licensed low power television
stations; and licensed TV translators); Radio Stations (including low
power FM stations); Wired Telecommunications Carriers; Incumbent Local
Exchange Carriers (Incumbent LECs); Competitive Local Exchange Carriers
(Competitive LECs), Competitive Access Providers (CAPs), Shared-Tenant
Service Providers, and Other Local Service Providers; Satellite
Telecommunications; Direct Broadcast Satellite (``DBS'') Service; and
``All Other Telecommunications'' (comprised of establishments primarily
engaged in providing specialized telecommunications services, such as
satellite tracking, communications telemetry, and radar station
operation).
4. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
27. None.
[[Page 53043]]
5. Steps Taken To Minimize the Significant Economic Impact on Small
Entities and Significant Alternatives Considered
28. The RFA requires an agency to describe any significant,
specifically small business alternatives that it has considered in
reaching its conclusions, which may include the following four
alternatives (among others): ``(1) The establishment of differing
compliance or reporting requirements or timetables that take into
account the resources available to small entities; (2) the
clarification, consolidation, or simplification of compliance or
reporting requirements under the rule for small entities; (3) the use
of performance, rather than design, standards; and (4) an exemption
from coverage of the rule, or any part thereof, for small entities.''
29. The rule changes adopted in this Order implement certain EAS
warning codes and location code definitional changes that are unique,
and implemented by small entity and larger-sized regulated entities on
a voluntary basis. Thus, the Order does not mandate burdens on
regulated entities of any size. Moreover, the record in this proceeding
indicates that the costs associated with voluntarily implementing the
codes contained in the Order should be de minimis or non-existent.
30. Report to Congress: The Commission will send a copy of the
Order, including this FRFA, in a report to be sent to Congress and the
Government Accountability Office pursuant to the Congressional Review
Act. A copy of the Order and FRFA (or summaries thereof) will also be
published in the Federal Register.
IV. Ordering Clauses
31. Accordingly, IT IS ORDERED that pursuant to Sections 1, 2,
4(i), 4(o), 301, 303(r), 303(v), 307, 309, 335, 403, 624(g), 706, and
715 of the Communications Act of 1934, as amended, 47 U.S.C. 151, 152,
154(i), 154(o), 301, 303(r), 303(v), 307, 309, 335, 403, 544(g), 606,
and 615, this Order IS ADOPTED.
List of Subjects in 47 CFR Part 11
Radio, Television.
Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer.
Final Rules
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR part 11 as follows:
PART 11--EMERGENCY ALERT SYSTEM (EAS)
0
1. The authority citation for part 11 continues to read as follows:
Authority: 47 U.S.C. 151, 154 (i) and (o), 303(r), 544(g) and
606.
0
2. Section 11.31 is amended by revising paragraphs (e) and (f) to read
as follows:
Sec. 11.31 EAS protocol.
* * * * *
(e) The following Event (EEE) codes are presently authorized:
------------------------------------------------------------------------
Nature of activation Event codes
------------------------------------------------------------------------
National Codes (Required):
Emergency Action Notification (National EAN.
only).
National Information Center................ NIC
National Periodic Test..................... NPT.
Required Monthly Test...................... RMT.
Required Weekly Test....................... RWT.
State and Local Codes (Optional):
Administrative Message..................... ADR.
Avalanche Warning.......................... AVW.
Avalanche Watch............................ AVA.
Blizzard Warning........................... BZW.
Child Abduction Emergency.................. CAE.
Civil Danger Warning....................... CDW.
Civil Emergency Message.................... CEM.
Coastal Flood Warning...................... CFW.
Coastal Flood Watch........................ CFA.
Dust Storm Warning......................... DSW.
Earthquake Warning......................... EQW.
Evacuation Immediate....................... EVI.
Extreme Wind Warning....................... EWW.
Fire Warning............................... FRW.
Flash Flood Warning........................ FFW.
Flash Flood Watch.......................... FFA.
Flash Flood Statement...................... FFS.
Flood Warning.............................. FLW.
Flood Watch................................ FLA.
Flood Statement............................ FLS.
Hazardous Materials Warning................ HMW.
High Wind Warning.......................... HWW.
High Wind Watch............................ HWA.
Hurricane Warning.......................... HUW.
Hurricane Watch............................ HUA.
Hurricane Statement........................ HLS.
Law Enforcement Warning.................... LEW.
Local Area Emergency....................... LAE.
Network Message Notification............... NMN.
911 Telephone Outage Emergency............. TOE.
Nuclear Power Plant Warning................ NUW.
Practice/Demo Warning...................... DMO.
Radiological Hazard Warning................ RHW.
Severe Thunderstorm Warning................ SVR.
Severe Thunderstorm Watch.................. SVA.
[[Page 53044]]
Severe Weather Statement................... SVS.
Shelter in Place Warning................... SPW
Special Marine Warning..................... SMW.
Special Weather Statement.................. SPS.
Storm Surge Watch.......................... SSA.
Storm Surge Warning........................ SSW.
Tornado Warning............................ TOR.
Tornado Watch.............................. TOA.
Tropical Storm Warning..................... TRW.
Tropical Storm Watch....................... TRA.
Tsunami Warning............................ TSW.
Tsunami Watch.............................. TSA.
Volcano Warning............................ VOW.
Winter Storm Warning....................... WSW.
Winter Storm Watch......................... WSA.
------------------------------------------------------------------------
(f) The All U.S. State, Territory and Offshore (Marine Area) ANSI
number codes (SS) are as follows. County ANSI numbers (CCC) are
contained in the State EAS Mapbook.
(f) The All U.S., State, Territory and Offshore (Marine Area) ANSI
number codes (SS) are as follows. County ANSI numbers (CCC) are
contained in the State EAS Mapbook.
------------------------------------------------------------------------
ANSI No.
------------------------------------------------------------------------
All U.S.................................................... 00
State:.....................................................
AL..................................................... 01
AK..................................................... 02
AZ..................................................... 04
AR..................................................... 05
CA..................................................... 06
CO..................................................... 08
CT..................................................... 09
DE..................................................... 10
DC..................................................... 11
FL..................................................... 12
GA..................................................... 13
HI..................................................... 15
ID..................................................... 16
IL..................................................... 17
IN..................................................... 18
IA..................................................... 19
KS..................................................... 20
KY..................................................... 21
LA..................................................... 22
ME..................................................... 23
MD..................................................... 24
MA..................................................... 25
MI..................................................... 26
MN..................................................... 27
MS..................................................... 28
MO..................................................... 29
MT..................................................... 30
NE..................................................... 31
NV..................................................... 32
NH..................................................... 33
NJ..................................................... 34
NM..................................................... 35
NY..................................................... 36
NC..................................................... 37
ND..................................................... 38
OH..................................................... 39
OK..................................................... 40
OR..................................................... 41
PA..................................................... 42
RI..................................................... 44
SC..................................................... 45
SD..................................................... 46
TN..................................................... 47
TX..................................................... 48
UT..................................................... 49
VT..................................................... 50
VA..................................................... 51
[[Page 53045]]
WA..................................................... 53
WV..................................................... 54
WI..................................................... 55
WY..................................................... 56
Terr.:
AS..................................................... 60
FM..................................................... 64
GU..................................................... 66
MH..................................................... 68
PR..................................................... 72
PW..................................................... 70
UM..................................................... 74
VI..................................................... 78
Offshore (Marine Areas) \1\
Eastern North Pacific Ocean, and along U.S. West Coast 57
from Canadian border to Mexican border................
North Pacific Ocean near Alaska, and along Alaska 58
coastline, including the Bering Sea and the Gulf of
Alaska................................................
Central Pacific Ocean, including Hawaiian waters....... 59
South Central Pacific Ocean, including American Samoa 61
waters................................................
Western Pacific Ocean, including Mariana Island waters. 65
Western North Atlantic Ocean, and along U.S. East 73
Coast, from Canadian border south to Currituck Beach
Light, N.C............................................
Western North Atlantic Ocean, and along U.S. East 75
Coast, south of Currituck Beach Light, NC, following
the coastline to Ocean Reef, FL, including the
Caribbean.............................................
Gulf of Mexico, and along the U.S. Gulf Coast from the 77
Mexican border to Ocean Reef, FL......................
Lake Superior.......................................... 91
Lake Michigan.......................................... 92
Lake Huron............................................. 93
Lake St. Clair......................................... 94
Lake Erie.............................................. 96
Lake Ontario........................................... 97
St. Lawrence River above St. Regis..................... 98
------------------------------------------------------------------------
\1\ The numbers assigned to the offshore marine areas listed in this
table are not described under the ANSI standard, but rather are
numeric codes that were assigned by the National Weather Service.
[FR Doc. 2016-18962 Filed 8-10-16; 8:45 am]
BILLING CODE 6712-01-P