Agency Information Collection Activities; Proposed eCollection eComments Requested; Firearms Transaction Record (ATF Form 4473 (5300.9), 48847-48848 [2016-17616]
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Federal Register / Vol. 81, No. 143 / Tuesday, July 26, 2016 / Notices
(4) As required under 5 CFR
1320.8(d), a Federal Register notice
soliciting comments on the information
collection was published on March 21,
2016 (81 FR 15120). No comments were
received. This notice provides the
public with an additional 30 days in
which to comment on the proposed
information collection activity.
srobinson on DSK5SPTVN1PROD with NOTICES
III. Request for Comments
The Department of the Interior invites
comments on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) The accuracy of the agency’s
estimate of the burden of the collection
and the validity of the methodology and
assumptions used;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected; and
(d) Ways to minimize the burden of
the collection of information on those
who are to respond, including through
the use of appropriate automated,
electronic, mechanical, or other
collection techniques or other forms of
information techniques.
‘‘Burden’’ means the total time, effort,
or financial resources expended by
persons to generate, maintain, retain,
disclose or provide information to or for
a Federal agency. This includes the time
needed to review instructions; to
develop, acquire, install and utilize
technology and systems for the purpose
of collecting, validating and verifying
information, processing and
maintaining information, and disclosing
and providing information; to train
personnel and to be able to respond to
a collection of information, to search
data sources, to complete and review
the collection of information; and to
transmit or otherwise disclose the
information.
While you may ask us in your
comment to withhold PII from public
view, we cannot guarantee that we will
be able to do so.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
Office of Management and Budget
control number.
David Alspach,
Information Collection Clearance Officer,
Office of the Secretary, Department of the
Interior.
[FR Doc. 2016–17549 Filed 7–25–16; 8:45 am]
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DEPARTMENT OF JUSTICE
Bureau of Alcohol, Tobacco, Firearms
and Explosives
[OMB Number 1140–0020]
Agency Information Collection
Activities; Proposed eCollection
eComments Requested; Firearms
Transaction Record (ATF Form 4473
(5300.9)
Bureau of Alcohol, Tobacco,
Firearms and Explosives, Department of
Justice.
ACTION: 30-day notice.
AGENCY:
The Department of Justice
(DOJ), Bureau of Alcohol, Tobacco,
Firearms and Explosives (ATF), will
submit the following information
collection request to the Office of
Management and Budget (OMB) for
review and approval in accordance with
the Paperwork Reduction Act of 1995.
The proposed information collection
was previously published in the Federal
Register 81 FR 20424, on April 7, 2016,
allowing for a 60-day comment period.
DATES: Comments are encouraged and
will be accepted for an additional 30
days until August 25, 2016.
FOR FURTHER INFORMATION CONTACT: If
you have additional comments
especially on the estimated public
burden or associated response time,
suggestions, or need a copy of the
proposed information collection
instrument with instructions or
additional information, please contact:
Helen Koppe, Program Manager, ATF
Firearms & Explosives Industry
Division, 99 New York Avenue NE.,
Washington, DC 20226 at email:
FederalRegisterNoticeATFF4473@
atf.gov. Written comments and/or
suggestions can also be directed to the
Office of Management and Budget,
Office of Information and Regulatory
Affairs, Attention Department of Justice
Desk Officer, Washington, DC 20503 or
sent to OIRA_submissions@
omb.eop.gov.
SUMMARY:
Written
comments and suggestions from the
public and affected agencies concerning
the proposed collection of information
are encouraged. Your comments should
address one or more of the following
four points:
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
SUPPLEMENTARY INFORMATION:
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48847
proposed collection of information,
including the validity of the
methodology and assumptions used;
• Evaluate whether and if so how the
quality, utility, and clarity of the
information to be collected can be
enhanced; and
• Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submission of
responses.
Overview of This Information
Collection
1 Type of Information Collection:
Revision of a currently approved
collection.
2 The Title of the Form/Collection:
Firearms Transaction Record Outreach.
3 The agency form number, if any,
and the applicable component of the
Department sponsoring the collection:
Form number: ATF Form 4473
(5300.9.).
Component: Bureau of Alcohol,
Tobacco, Firearms and Explosives, U.S.
Department of Justice.
4 Affected public who will be asked or
required to respond, as well as a brief
abstract:
Primary: Individuals or households.
Other: Business or other for-profit.
Abstract: The information and
certification on the Form 4473 are
designed so that a person licensed
under 18 U.S.C. 923 may determine if
he or she may lawfully sell or deliver a
firearm to the person identified in
Section A. It also alerts buyers to certain
restrictions on the receipt and
possession of firearms.
5 An estimate of the total number of
respondents and the amount of time
estimated for an average respondent to
respond: An estimated 18,275,240
respondents will take 30 minutes to
complete the form.
6 An estimate of the total public
burden (in hours) associated with the
collection: The estimated annual public
burden associated with this collection is
9,137,620 hours.
If additional information is required
contact: Jerri Murray, Department
Clearance Officer, United States
Department of Justice, Justice
Management Division, Policy and
Planning Staff, Two Constitution
Square, 145 N Street NE., Room 3E–
405B, Washington, DC 20530.
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48848
Federal Register / Vol. 81, No. 143 / Tuesday, July 26, 2016 / Notices
Dated: July 21, 2016.
Jerri Murray,
Department Clearance Officer for PRA, U.S.
Department of Justice.
[FR Doc. 2016–17616 Filed 7–25–16; 8:45 am]
BILLING CODE 4410–FY–P
200 Constitution Avenue, NW.,
Washington, DC 20210; or by email:
DOL_PRA_PUBLIC@dol.gov.
FOR FURTHER INFORMATION CONTACT:
Michel Smyth by telephone at 202–693–
4129, TTY 202–693–8064, (these are not
toll-free numbers) or by email at DOL_
PRA_PUBLIC@dol.gov.
DEPARTMENT OF LABOR
Authority: 44 U.S.C. 3507(a)(1)(D).
Office of the Secretary
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Statutory
Exemption for Cross-Trading of
Securities
ACTION:
Notice.
The Department of Labor
(DOL) is submitting the Employee
Benefits Security Administration
(EBSA) sponsored information
collection request (ICR) titled,
‘‘Statutory Exemption for Cross-Trading
of Securities,’’ to the Office of
Management and Budget (OMB) for
review and approval for continued use,
without change, in accordance with the
Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq. Public
comments on the ICR are invited.
DATES: The OMB will consider all
written comments that agency receives
on or before August 25, 2016.
ADDRESSES: A copy of this ICR with
applicable supporting documentation;
including a description of the likely
respondents, proposed frequency of
response, and estimated total burden
may be obtained free of charge from the
RegInfo.gov Web site at https://
www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=201605–1210–005
(this link will only become active on the
day following publication of this notice)
or by contacting Michel Smyth by
telephone at 202–693–4129, TTY 202–
693–8064, (these are not toll-free
numbers) or by email at DOL_PRA_
PUBLIC@dol.gov.
Submit comments about this request
by mail or courier to the Office of
Information and Regulatory Affairs,
Attn: OMB Desk Officer for DOL–EBSA,
Office of Management and Budget,
Room 10235, 725 17th Street, NW.,
Washington, DC 20503; by Fax: 202–
395–5806 (this is not a toll-free
number); or by email: OIRA_
submission@omb.eop.gov. Commenters
are encouraged, but not required, to
send a courtesy copy of any comments
by mail or courier to the U.S.
Department of Labor-OASAM, Office of
the Chief Information Officer, Attn:
Departmental Information Compliance
Management Program, Room N1301,
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SUMMARY:
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This ICR
seeks to extend PRA authority for the
Statutory Exemption for Cross-Trading
of Securities information collection
requirements codified in regulations 29
CFR 2550.408b–19 that implements the
content requirements for written crosstrading policies and procedures
required under Employee Retirement
Income Security Act of 1974 (ERISA)
section 408(b)(19)(H). ERISA section
408(b)(19) exempts cross-trading
transactions involving the purchase and
sale of a security between an account
holding assets of a pension plan and any
other account managed by the same
investment manager from ERISA
sections 406(a)(1)(A) and 406(b)(2)
prohibitions, provided that certain
conditions are satisfied.
Regulations 29 CFR 2550.408b–19
provides that policies and procedures
for cross-trading under the statutory
exemption must: (1) be written in a
manner calculated to be understood by
the plan fiduciary authorizing crosstrading, (2) be sufficiently detailed to
facilitate a periodic review of all crosstrades by a compliance officer
designated by the investment manager
and a determination by the compliance
officer that the cross-trades comply with
the investment manager’s written crosstrading policies and procedures, and (3)
include, at a minimum: (A) a statement
of general policy describing the criteria
that will be applied by the investment
manager in determining whether
execution of a securities transaction as
a cross-trade will be beneficial to both
parties to the transaction; (B) a
description of how the investment
manager will determine the price at
which the securities are cross-traded, in
a manner that is consistent with 17 CFR
270.17a–7(b) and Securities and
Exchange Commission interpretations
thereunder, including the identity of
sources used to establish the price; (C)
a description of how the investment
manager’s policies and procedures will
mitigate any potentially conflicting
division of loyalties and responsibilities
to the parties involved in any crosstrade transaction; (D) a requirement that
the investment manager allocate crosstrades among accounts participating in
the cross-trading program in an
objective and equitable manner and a
SUPPLEMENTARY INFORMATION:
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description of the policies and
procedures that will be used; (E) the
identity of the compliance officer
responsible for reviewing the
investment manager’s compliance with
ERISA section 408(b)(19) and its written
cross-trading policies and procedures
and the compliance officer’s
qualifications for this position; (F) the
steps to be performed by the compliance
officer during its periodic review of the
investment manager’s purchases and
sales of securities to ensure compliance
with the written cross-trading policies
and procedures; and (G) a description of
the procedures by which the
compliance officer will determine
whether the requirements of section
408(b)(19) are met. Pension Protection
Act section 611(g) authorizes this
information collection. See Public Law
109–280 section 611(g)(3).
This information collection is subject
to the PRA. A Federal agency generally
cannot conduct or sponsor a collection
of information, and the public is
generally not required to respond to an
information collection, unless it is
approved by the OMB under the PRA
and displays a currently valid OMB
Control Number. In addition,
notwithstanding any other provisions of
law, no person shall generally be subject
to penalty for failing to comply with a
collection of information that does not
display a valid Control Number. See 5
CFR 1320.5(a) and 1320.6. The DOL
obtains OMB approval for this
information collection under Control
Number 1210–0130.
OMB authorization for an ICR cannot
be for more than three (3) years without
renewal, and the current approval for
this collection is scheduled to expire on
July 31, 2016. The DOL seeks to extend
PRA authorization for this information
collection for three (3) more years,
without any change to existing
requirements. The DOL notes that
existing information collection
requirements submitted to the OMB
receive a month-to-month extension
while they undergo review. For
additional substantive information
about this ICR, see the related notice
published in the Federal Register on
November 23, 2015 (80 FR 72990).
Interested parties are encouraged to
send comments to the OMB, Office of
Information and Regulatory Affairs at
the address shown in the ADDRESSES
section within thirty (30) days of
publication of this notice in the Federal
Register. In order to help ensure
appropriate consideration, comments
should mention OMB Control Number
1210–0130. The OMB is particularly
interested in comments that:
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]]>Agencies
[Federal Register Volume 81, Number 143 (Tuesday, July 26, 2016)]
[Notices]
[Pages 48847-48848]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-17616]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
Bureau of Alcohol, Tobacco, Firearms and Explosives
[OMB Number 1140-0020]
Agency Information Collection Activities; Proposed eCollection
eComments Requested; Firearms Transaction Record (ATF Form 4473
(5300.9)
AGENCY: Bureau of Alcohol, Tobacco, Firearms and Explosives, Department
of Justice.
ACTION: 30-day notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Justice (DOJ), Bureau of Alcohol, Tobacco,
Firearms and Explosives (ATF), will submit the following information
collection request to the Office of Management and Budget (OMB) for
review and approval in accordance with the Paperwork Reduction Act of
1995. The proposed information collection was previously published in
the Federal Register 81 FR 20424, on April 7, 2016, allowing for a 60-
day comment period.
DATES: Comments are encouraged and will be accepted for an additional
30 days until August 25, 2016.
FOR FURTHER INFORMATION CONTACT: If you have additional comments
especially on the estimated public burden or associated response time,
suggestions, or need a copy of the proposed information collection
instrument with instructions or additional information, please contact:
Helen Koppe, Program Manager, ATF Firearms & Explosives Industry
Division, 99 New York Avenue NE., Washington, DC 20226 at email:
FederalRegisterNoticeATFF4473@atf.gov. Written comments and/or
suggestions can also be directed to the Office of Management and
Budget, Office of Information and Regulatory Affairs, Attention
Department of Justice Desk Officer, Washington, DC 20503 or sent to
OIRA_submissions@omb.eop.gov.
SUPPLEMENTARY INFORMATION: Written comments and suggestions from the
public and affected agencies concerning the proposed collection of
information are encouraged. Your comments should address one or more of
the following four points:
Evaluate whether the proposed collection of information is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
Evaluate the accuracy of the agency's estimate of the
burden of the proposed collection of information, including the
validity of the methodology and assumptions used;
Evaluate whether and if so how the quality, utility, and
clarity of the information to be collected can be enhanced; and
Minimize the burden of the collection of information on
those who are to respond, including through the use of appropriate
automated, electronic, mechanical, or other technological collection
techniques or other forms of information technology, e.g., permitting
electronic submission of responses.
Overview of This Information Collection
1 Type of Information Collection: Revision of a currently approved
collection.
2 The Title of the Form/Collection: Firearms Transaction Record
Outreach.
3 The agency form number, if any, and the applicable component of
the Department sponsoring the collection:
Form number: ATF Form 4473 (5300.9.).
Component: Bureau of Alcohol, Tobacco, Firearms and Explosives,
U.S. Department of Justice.
4 Affected public who will be asked or required to respond, as well
as a brief abstract:
Primary: Individuals or households.
Other: Business or other for-profit.
Abstract: The information and certification on the Form 4473 are
designed so that a person licensed under 18 U.S.C. 923 may determine if
he or she may lawfully sell or deliver a firearm to the person
identified in Section A. It also alerts buyers to certain restrictions
on the receipt and possession of firearms.
5 An estimate of the total number of respondents and the amount of
time estimated for an average respondent to respond: An estimated
18,275,240 respondents will take 30 minutes to complete the form.
6 An estimate of the total public burden (in hours) associated with
the collection: The estimated annual public burden associated with this
collection is 9,137,620 hours.
If additional information is required contact: Jerri Murray,
Department Clearance Officer, United States Department of Justice,
Justice Management Division, Policy and Planning Staff, Two
Constitution Square, 145 N Street NE., Room 3E-405B, Washington, DC
20530.
[[Page 48848]]
Dated: July 21, 2016.
Jerri Murray,
Department Clearance Officer for PRA, U.S. Department of Justice.
[FR Doc. 2016-17616 Filed 7-25-16; 8:45 am]
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