Food Additives Permitted for Direct Addition to Food for Human Consumption; Vitamin D2, 46578-46582 [2016-16738]
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Federal Register / Vol. 81, No. 137 / Monday, July 18, 2016 / Rules and Regulations
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 172
[Docket No. FDA–2013–N–0888]
Food Additives Permitted for Direct
Addition to Food for Human
Consumption; Vitamin D2 and
Vitamin D3
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final rule.
The Food and Drug
Administration (FDA or we) is
amending the food additive regulations
to expand the safe uses of vitamin D2 as
a nutrient supplement in edible plantbased beverages intended for use as
milk alternatives and in edible plantbased yogurt alternatives and vitamin D3
as a nutrient supplement in milk at
levels higher than those currently
permitted. We are taking this action in
response to a food additive petition filed
by Dean Foods Company and
WhiteWave Foods Company.
DATES: This rule is effective July 18,
2016. See section VIII for further
information on the filing of objections.
Submit either electronic or written
objections and requests for a hearing by
August 17, 2016. The Director of the
Federal Register approves the
incorporation by reference of certain
publications listed in the rule as of July
18, 2016.
ADDRESSES: You may submit objections
and requests for a hearing as follows:
SUMMARY:
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Electronic Submissions
Submit electronic objections in the
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• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Objections submitted electronically,
including attachments, to https://
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the docket unchanged. Because your
objection will be made public, you are
solely responsible for ensuring that your
objection does not include any
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such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
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identifies you in the body of your
objection, that information will be
posted on https://www.regulations.gov.
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Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper objections
submitted to the Division of Dockets
Management, FDA will post your
objection, as well as any attachments,
except for information submitted,
marked and identified, as confidential,
if submitted as detailed in
‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2013–N–0888 for ‘‘Food Additives
Permitted for Direct Addition to Food
for Human Consumption; Vitamin D2
and Vitamin D3 Final Rule.’’ Received
objections will be placed in the docket
and, except for those submitted as
‘‘Confidential Submissions,’’ publicly
viewable at https://www.regulations.gov
or at the Division of Dockets
Management between 9 a.m. and 4 p.m.,
Monday through Friday.
• Confidential Submissions—To
submit an objection with confidential
information that you do not wish to be
made publicly available, submit your
objections only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ The
Agency will review this copy, including
the claimed confidential information, in
its consideration of comments. The
second copy, which will have the
claimed confidential information
redacted/blacked out, will be available
for public viewing and posted on https://
www.regulations.gov. Submit both
copies to the Division of Dockets
Management. If you do not wish your
name and contact information to be
made publicly available, you can
provide this information on the cover
sheet and not in the body of your
comments and you must identify this
information as ‘‘confidential.’’ Any
information marked as ‘‘confidential’’
will not be disclosed except in
accordance with 21 CFR 10.20 and other
applicable disclosure law. For more
information about FDA’s posting of
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comments to public dockets, see 80 FR
56469, September 18, 2015, or access
the information at: https://www.fda.gov/
regulatoryinformation/dockets/
default.htm.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Judith Kidwell, Center for Food Safety
and Applied Nutrition (CFSAN) (HFS–
265), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park,
MD 20740–3835, 240–402–1071.
SUPPLEMENTARY INFORMATION:
I. Background
In a document published in the
Federal Register of August 16, 2013 (78
FR 49990), FDA announced that Dean
Foods Company (Dean Foods) and
WhiteWave Foods Company
(WhiteWave), c/o Hogan Lovells US
LLP, Columbia Square, 555 13th Street
NW., Washington, DC 20004, had jointly
filed a food additive petition (FAP
3A4801). The petition proposed to
amend 21 CFR 172.379 to provide for
the safe use of vitamin D2 as a nutrient
supplement in edible plant-based food
products intended for use as alternatives
to milk and milk products and to amend
21 CFR 172.380 to provide for the safe
use of vitamin D3 as a nutrient
supplement in milk at levels higher than
those currently permitted. After the
notice of filing published, the
petitioners amended the petition to
limit the proposed use of vitamin D2 to
only edible plant-based beverages
intended as alternatives to milk (e.g.,
soy-, rice-, almond-, coconut-based
beverages) and edible plant-based
yogurt alternatives. This final rule is a
complete response to the petition.
Dean Foods/WhiteWave have
requested that we amend § 172.379 to
authorize the use of vitamin D2 as a
nutrient supplement at levels not to
exceed 84 International Units (IU) per
100 grams (g) in edible plant-based
beverages intended for use as milk
alternatives and not to exceed 89 IU per
100 g in edible plant-based yogurt
alternatives. Dean Foods/WhiteWave
requested that the proposed use of 84 IU
vitamin D2 per 100 g in edible plantbased beverages replace the current
allowable maximum use of 50 IU per
100 g in soy beverages authorized under
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§ 172.379(c). Specifically, Dean Foods/
WhiteWave requested that we amend
§ 172.379(c) to eliminate the ‘‘soy
beverages’’ category, and instead create
a new category of food that may be
supplemented with vitamin D2. This
category, ‘‘edible plant-based beverages
intended for use as milk alternatives’’,
would include soy beverages intended
as milk alternatives, and would have a
maximum allowable use of 84 IU
vitamin D2 per 100 g. This category
would also include other edible plantbased beverages made from rice,
almond, and coconut, among other
foods, that are intended as milk
alternatives. Dean Foods/WhiteWave
also requested that we amend § 172.380
to allow for the addition of vitamin D3
as a nutrient supplement in milk at
levels not to exceed 84 IU per 100 g
milk. For milk with more than the
amount of vitamin D provided for in the
milk standard of identity in 21 CFR
131.110(b)(2), the milk would be
required to be named by use of a
nutrient content claim and a
standardized term in accordance with
21 CFR 130.10.
Vitamin D comprises a group of fatsoluble seco-sterols and comes in many
forms. The two major physiologically
relevant forms are vitamin D2 and
vitamin D3. Vitamin D without a
subscript represents either vitamin D2 or
vitamin D3 or both. Vitamin D is
affirmed as generally recognized as safe
(GRAS) for use in food as a nutrient
supplement in accordance with 21 CFR
184.1950(c)(1) and 21 CFR 184.1(b)(2),
with the following specific limitations:
Category of food
Breakfast cereals ..................
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Grain products and pasta .....
Milk .......................................
Milk products ........................
Maximum
levels in food
(as served)
350 IU/100
grams (g).
90 IU/100 g.
42 IU/100 g.
89 IU/100 g.
Additionally, under § 184.1950(c)(2)
and (3), vitamin D is affirmed as GRAS
for use in infant formulas and
margarine, respectively. Under
§ 172.380, vitamin D3 is approved for
use as a food additive as a nutrient
supplement in calcium-fortified fruit
juices and fruit juice drinks, meal
replacement and other type bars, soy
protein-based meal replacement
beverages represented for special dietary
use in reducing or maintaining body
weight, certain cheese and cheese
products, meal replacement beverages
that are not intended for special dietary
use in reducing or maintaining body
weight, and foods represented for use as
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a sole source of nutrition for enteral
feeding.
Under § 172.379, vitamin D2 is
approved for use as a food additive as
a nutrient supplement in soy beverages,
soy beverage products, soy-based butter
substitute spreads, and soy-based cheese
substitutes, and soy-based cheese
substitute products.
Under § 172.381, vitamin D2 bakers
yeast is approved for use as a food
additive as a source of vitamin D2 and
as a leavening agent in yeast-leavened
baked goods and baking mixes and
yeast-leavened baked snack foods.
Vitamin D is essential for human
health. The major function of vitamin D
is the maintenance of blood serum
concentrations of calcium and
phosphorus by enhancing the
absorption of these minerals in the
small intestine. Vitamin D deficiency
can lead to abnormalities in calcium
and bone metabolism, such as rickets in
children or osteomalacia in adults.
Excessive intake of vitamin D elevates
blood plasma calcium levels
(hypercalcemia) by increased intestinal
absorption and/or mobilization from the
bone.
To ensure that vitamin D is not added
to the U.S. food supply at levels that
could raise safety concerns, FDA
affirmed vitamin D as GRAS with
specific limitations as listed in
§ 184.1950. Under § 184.1(b)(2), an
ingredient affirmed as GRAS with
specific limitations may be used in food
only within such limitations, including
the category of food, functional use of
the ingredient, and level of use. Any
addition of vitamin D to food beyond
those limitations set out in § 184.1950
requires either a food additive
regulation or an amendment of
§ 184.1950.
To support their petition, Dean
Foods/WhiteWave submitted dietary
exposure estimates of vitamin D from
the proposed uses of vitamin D2 and
vitamin D3, as well as all dietary sources
from naturally occurring sources of
vitamin D and uses in accordance with
our approved food additive regulations
(§§ 172.379, 172.380, and 172.381) and
our GRAS affirmation regulation
(§ 184.1950). They also included dietary
supplements in their estimates and
compared these intake estimates to the
Tolerable Upper Intake Level (UL) for
vitamin D established by the Institute of
Medicine (IOM) of the National
Academies. Dean Foods/WhiteWave
also submitted a number of publications
pertaining to human clinical studies on
vitamin D. Based on this information,
Dean Foods/WhiteWave concluded that
the proposed uses of vitamin D2 in
edible plant-based beverages intended
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as alternatives to milk, edible plantbased yogurt alternatives, and vitamin
D3 in milk are safe.
II. Evaluation of Safety
To establish with reasonable certainty
that a food additive is not harmful
under its intended conditions of use, we
consider the projected human dietary
exposure to the additive, the additive’s
toxicological data, and other relevant
information (such as published
literature) available to us. We compare
the estimated daily intake (EDI) of the
additive from all food sources to an
acceptable daily intake level established
by toxicological data. The EDI is
determined by projections based on the
amount of the additive proposed for use
in particular foods and on data
regarding the amount consumed from
all food sources of the additive. We
commonly use the EDI for the 90th
percentile consumer of a food additive
as a measure of high chronic dietary
intake.
A. Acceptable Daily Intake Level for
Vitamin D
In 2011, the Standing Committee on
the Scientific Evaluation of Dietary
Reference Intakes of the Food and
Nutrition Board at the IOM conducted
an extensive review of relevant
published scientific literature on
vitamin D to update current dietary
reference intakes and ULs for vitamin D.
Based on this information, the IOM
revised the ULs for vitamin D and
developed a report on their findings
(Ref. 1). In their 2011 assessment of
vitamin D, the IOM established a UL of
1,000 IU per day (IU/p/d) for infants 0
months to 6 months of age and a UL of
1,500 IU/p/d for infants 6 months to 12
months of age. For children 1 year to 3
years of age, the IOM established a UL
of 2,500 IU/p/d; for children 4 years to
8 years of age, the IOM established a UL
of 3,000 IU/p/d. For children 9 years to
18 years of age and adults, the IOM
established a UL of 4,000 IU/p/d.
The IOM considers the UL as the
highest average daily intake level of a
nutrient that poses no risk of adverse
effects when the nutrient is consumed
over long periods of time. The UL is
determined using a risk assessment
model developed specifically for
nutrients. The dose-response
assessment, which concludes with an
estimate of the UL, is built upon three
toxicological concepts commonly used
in assessing the risk of exposures to
chemical substances: No-observedadverse-effect level, lowest-observedeffect level, and application of an
uncertainty factor. We considered the
ULs established by the IOM relative to
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the intake estimates as the primary basis
for assessing the safety of the petitioned
uses of vitamin D2 and vitamin D3. We
also reviewed scientific articles on the
safety of vitamin D submitted in the
petition, as well as other relevant
published studies available to FDA.
B. Estimated Daily Intake for Vitamin D
For the proposed uses of vitamin D2
and vitamin D3, Dean Foods/WhiteWave
provided dietary intake estimates of
vitamin D for 11 population groups,
assuming maximum levels of vitamin D
in all foods that could be fortified
(except for one scenario where typical
fortification levels in infant formula
were used), as well as in the petitioned
foods. They also included exposure
from dietary supplements as reported in
the 2003–2008 National Health and
Nutrition Survey (NHANES) 30-day
dietary supplement use data (https://
wwwn.cdc.gov/nchs/nhanes/search/
datapage.aspx?Component=dietary) and
from naturally occurring food sources.
The exposure estimates performed by
Dean Foods/WhiteWave are appropriate.
However, there are some exposure
parameters that have changed since the
estimates were completed in 2013. In
particular, Dean Foods/WhiteWave
provided estimates that included
vitamin D exposure from fortification of
edible plant-based dairy analogs other
than edible plant-based yogurt
alternatives, which they are no longer
seeking to fortify. Dean Food/
WhiteWave also included fortification
of meal replacement bars at a level of
500 IU/40 g in anticipation of the
approval of FAP 2A4788 (Abbott
Laboratories); however, this use was
subsequently withdrawn from the
petition before the final rule issued (see
79 FR 46993, August 12, 2014). In
addition, more recent 24-hour recall
dietary supplement data from the 2009–
2012 NHANES (https://wwwn.cdc.gov/
nchs/nhanes/search/
datapage.aspx?Component=dietary)
have become available that may better
represent current vitamin D exposure
from dietary supplements than the 30day dietary supplement use data from
the 2003–2008 NHANES used by Dean
Foods/WhiteWave. Moreover, a recent
published study suggests that it may be
appropriate to include dietary sources of
the vitamin D metabolite, 25hydroxyvitamin D (25(OH)D), in
vitamin D exposure estimates to take
into account discrepancies seen
between dietary intake and blood serum
levels of vitamin D (Ref. 2). The foods
that were identified in the study as
sources of 25(OH)D were beef, pork,
chicken, turkey, and eggs. The study
also indicated that 25(OH)D may have a
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potency five times that of vitamin D. For
these reasons, we have used the 2009–
2012 NHANES data to estimate dietary
exposure to vitamin D from: (1) The
petitioned uses in milk, edible plantbased beverages intended as milk
alternatives, and edible plant-based
yogurt alternatives; and (2) cumulative
exposure from all current sources of
vitamin D (i.e., naturally occurring
sources, approved fortified sources, and
dietary supplements), the petitioned
uses of vitamin D in milk, edible plantbased beverages intended as milk
alternatives, and edible plant-based
yogurt, and exposure from sources of
25(OH)D, which have been adjusted to
account for the difference in potency
between 25(OH)D and vitamin D.
For the overall U.S. population 1 year
of age and older, the cumulative
exposure at the 90th percentile from all
food sources of vitamin D, including the
proposed uses, dietary supplements,
and 25(OH)D, was estimated to be 2,000
IU/p/d. The cumulative exposure for
infants 0 to 6 months of age and infants
6 to 12 months of age from all food
sources of vitamin D, including the
proposed uses, dietary supplements,
and 25(OH)D, was estimated to be 948
IU/p/d and 988 IU/p/d, respectively, for
the 90th percentile consumer (Ref. 3).
C. Safety of the Petitioned Uses of
Vitamin D2
We reviewed and evaluated the
information submitted by Dean Foods/
WhiteWave regarding the safety of the
dietary intake of vitamin D from the
proposed uses in milk, edible plantbased beverages intended as milk
alternatives, and edible plant-based
yogurt alternatives. Dean Food/
WhiteWave submitted reports of
scientific studies published subsequent
to the 1997 IOM report and issuance of
the final rule (79 FR 46993) authorizing
the use of vitamin D3 in meal
replacement beverages that are not
intended for special dietary use in
reducing or maintaining body weight
and in foods represented for use as a
sole source of nutrition for enteral
feeding. Dean Food/WhiteWave
concluded that these publications
support a conclusion that the proposed
use of vitamin D is safe.
We reviewed the published reports of
scientific studies on vitamin D
submitted by Dean Food/WhiteWave, as
well as other relevant published studies
available to us since our previous
evaluations of six food additive
petitions for fortifying a variety of foods
with vitamin D (77 FR 52228, August
29, 2012; 74 FR 11019, March 16, 2009;
70 FR 69435, November 16, 2005; 70 FR
37255, June 29, 2005; 70 FR 36021, June
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22, 2005; 68 FR 9000, February 27,
2003). These studies did not raise any
new safety concerns regarding the
current or proposed uses of vitamin D.
The most recent food additive petition
resulted in our amendment of the food
additive regulations in § 172.380 to
allow for the safe use of vitamin D3 in
meal replacement beverages that are not
intended for special dietary use in
reducing or maintaining body weight
and in foods represented for use as a
sole source of nutrition for enteral
feeding (79 FR 46993). The six earlier
food additive petitions also resulted in
amendments of the food additive
regulations to allow for the safe use of
vitamin D as a nutrient supplement in
certain foods.
We considered the ULs established by
the IOM relative to the intake estimates
as the primary basis for assessing the
safety of the petitioned uses of vitamin
D. Depending on the age group, the IOM
UL for vitamin D for the U.S. population
1 year of age and older ranges from
2,500 IU/p/d to 4,000 IU/p/d. The
estimated dietary exposure to vitamin D
from all food sources, including the
proposed uses, at the 90th percentile for
the U.S. population (1 years of age and
older) is estimated to be 2,000 IU/p/d,
which is below the lowest IOM UL of
2,500 IU/p/d in the range of ULs for the
overall U.S. population (1 year of age
and older). Estimated exposure to
vitamin D from all food sources,
including the proposed uses, for infants
0 months to 6 months of age at the 90th
percentile is 948 IU/p/d; for infants 6
months to 12 months of age, estimated
exposure to vitamin D is 988 IU/p/d.
Both of these estimates are below the
IOM UL of 1,000 IU/p/d for infants 0
months to 6 months of age and 1,500 IU/
p/d for infants 6 months to 12 months
of age. Because the 90th percentile EDI
of vitamin D from all current and
proposed food sources for each
population group is less than the
corresponding IOM UL for that
population group, we conclude that
dietary intake of vitamin D2 from the
proposed use as a nutrient supplement
in edible plant-based beverages
intended as milk alternatives and edible
plant-based yogurt alternatives and the
proposed increased maximum permitted
level of vitamin D3 in milk are safe
(Ref. 4).
III. Incorporation by Reference
FDA is incorporating by reference two
monographs from the Food Chemicals
Codex 9th Edition (FCC 9), which was
approved by the Office of the Federal
Register. You may purchase a copy of
the material from the United States
Pharmacopeial Convention, 12601
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Twinbrook Pkwy., Rockville, MD 20852,
1–800–227–8772, https://www.usp.org/.
The current regulation for the use of
vitamin D3 in food (§ 172.380) indicates
that the additive must meet the
specifications in the FCC 8. The more
current FCC is the 9th Edition. The
current regulation for vitamin D2
(§ 172.379) indicates the additive must
meet the specifications in the 7th
edition of the FCC (FCC 7). Because the
specifications for vitamin D2 and
vitamin D3 in FCC 9 are identical to
those in FCC 7 and FCC 8, respectively,
Dean Foods/WhiteWave requested that
the respective regulations be updated to
reference the specifications in FCC 9.
Therefore, we are amending §§ 172.379
and 172.380 by adopting the
specifications for vitamin D2 and
vitamin D3 in FCC 9 in place of FCC 7
and FCC 8, respectively.
IV. Conclusion
Based on all data relevant to vitamin
D that we reviewed, we conclude that
the petitioned uses of vitamin D in milk
and edible plant-based beverages
intended as milk alternatives and edible
plant-based yogurt alternatives within
the limits proposed by Dean Food/
WhiteWave are safe. Consequently, we
are amending the food additive
regulations as set forth in this
document.
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V. Public Disclosure
In accordance with § 171.1(h) (21 CFR
171.1(h)), the petition and the
documents that we considered and
relied upon in reaching our decision to
approve the petition will be made
available for public disclosure (see FOR
FURTHER INFORMATION CONTACT). As
provided in § 171.1(h), we will delete
from the documents any materials that
are not available for public disclosure.
VI. Analysis of Environmental Impact
We previously considered the
environmental effects of this rule, as
stated in the August 16, 2013, Federal
Register document of petition for FAP
3A4801. We stated that we had
determined, under 21 CFR 25.32(k), that
this action ‘‘is of a type that does not
individually or cumulatively have a
significant effect on the human
environment’’ such that neither an
environmental assessment nor an
environmental impact statement is
required. We have not received any new
information or comments that would
affect our previous determination.
VII. Paperwork Reduction Act of 1995
This final rule contains no collection
of information. Therefore, clearance by
the Office of Management and Budget
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under the Paperwork Reduction Act of
1995 is not required.
VIII. Objections
If you will be adversely affected by
one or more provisions of this
regulation, you may file with the
Division of Dockets Management (see
ADDRESSES) either electronic or written
objections. You must separately number
each objection, and within each
numbered objection you must specify
with particularity the provision(s) to
which you object, and the grounds for
your objection. Within each numbered
objection, you must specifically state
whether you are requesting a hearing on
the particular provision that you specify
in that numbered objection. If you do
not request a hearing for any particular
objection, you waive the right to a
hearing on that objection. If you request
a hearing, your objection must include
a detailed description and analysis of
the specific factual information you
intend to present in support of the
objection in the event that a hearing is
held. If you do not include such a
description and analysis for any
particular objection, you waive the right
to a hearing on the objection.
Any objections received in response
to the regulation may be seen in the
Division of Dockets Management
between 9 a.m. and 4 p.m., Monday
through Friday, and will be posted to
the docket at https://
www.regulations.gov.
IX. Section 301(ll) of the Federal Food,
Drug, and Cosmetic Act
Our review of this petition was
limited to section 409 of the Federal
Food, Drug, and Cosmetic Act (the
FD&C Act) (21 U.S.C. 348). This final
rule is not a statement regarding
compliance with other sections of the
FD&C Act. For example, section 301(ll)
of the FD&C Act (21 U.S.C. 331(ll))
prohibits the introduction or delivery
for introduction into interstate
commerce of any food that contains a
drug approved under section 505 of the
FD&C Act (21 U.S.C. 355), a biological
product licensed under section 351 of
the Public Health Service Act (42 U.S.C.
262), or a drug or biological product for
which substantial clinical investigations
have been instituted and their existence
has been made public, unless one of the
exemptions in section 301(ll)(1) to (4) of
the FD&C Act applies. In our review of
this petition, FDA did not consider
whether section 301(ll) of the FD&C Act
or any of its exemptions apply to food
containing this additive. Accordingly,
this final rule should not be construed
to be a statement that a food containing
this additive, if introduced or delivered
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46581
for introduction into interstate
commerce, would not violate section
301(ll) of the FD&C Act. Furthermore,
this language is included in all food
additive final rules and therefore should
not be construed to be a statement of the
likelihood that section 301(ll) of the
FD&C Act applies.
X. References
References marked with an asterisk
(*) are on display at the Division of
Dockets Management (see ADDRESSES),
under Docket No. FDA–2013–N–0888,
and are available for viewing by
interested persons between 9 a.m. and 4
p.m., Monday through Friday; they are
also available electronically at https://
www.regulations.gov. References
without asterisks are not on display;
they are available as published articles
and books.
1. Committee to Review Dietary Reference
Intakes for Vitamin D and Calcium, Food
and Nutrition Board, Institute of
Medicine, ‘‘Dietary Reference Intakes for
Calcium and Vitamin D,’’ National
Academies Press, Washington, DC, 2011.
2. Taylor, C., K. Patterson, J. Roseland, et al.,
‘‘Including Food 25-Hydroxyvitamin D
in Intake Estimates May Reduce the
Discrepancy Between Dietary and Serum
Measures of Vitamin D Status,’’ Journal
of Nutrition, 144:654–659, 2014.
*3. FDA Memorandum from D. Folmer,
CFSAN Chemistry Review Group,
Division of Petition Review, to J.
Kidwell, Regulatory Group I, Division of
Petition Review, January 27, 2016.
*4. FDA Memorandum from T. Tyler, CFSAN
Toxicology Team, Division of Petition
Review, to J. Kidwell, Division of
Petition Review, February 10, 2016.
List of Subjects in 21 CFR Part 172
Food additives, Incorporation by
reference, Reporting and recordkeeping
requirements.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs and redelegated to
the Director, Center for Food Safety and
Applied Nutrition, 21 CFR part 172 is
amended as follows:
PART 172—FOOD ADDITIVES
PERMITTED FOR DIRECT ADDITION
TO FOOD FOR HUMAN
CONSUMPTION
1. The authority citation for part 172
continues to read as follows:
■
Authority: 21 U.S.C. 321, 341, 342, 348,
371, 379e.
2. Amend § 172.379 by revising the
first sentence in paragraph (b) and
revising the table in paragraph (c) by
removing the entry for ‘‘Soy beverages’’
and adding entries for ‘‘Edible plant-
■
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Federal Register / Vol. 81, No. 137 / Monday, July 18, 2016 / Rules and Regulations
based beverages intended as milk
alternatives’’ and ‘‘Edible plant-based
yogurt alternatives’’ in alphabetical
order to read as follows:
§ 172.379
Vitamin D2.
*
*
*
*
*
(b) Vitamin D2 meets the
specifications of the 2015 Food
Chemical Codex, 9th edition (through
Third Supplement), effective December
1, 2015, pp. 1260–1261, which is
incorporated by reference. * * *
(c) * * *
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[TD 9777]
RIN 1545–BG41; RIN 1545–BH38
Arbitrage Guidance for Tax-Exempt
Bonds
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations.
AGENCY:
This document contains final
regulations on the arbitrage restrictions
under section 148 of the Internal
Revenue Code (Code) applicable to taxexempt bonds and other tax-advantaged
bonds issued by State and local
governments. These final regulations
amend existing regulations to address
certain market developments, simplify
certain provisions, address certain
technical issues, and make existing
regulations more administrable. These
final regulations affect State and local
governments that issue tax-exempt and
other tax-advantaged bonds.
DATES: Effective Date: These final
regulations are effective on July 18,
2016.
Applicability Date: For dates of
applicability, see §§ 1.141–15, 1.148–11,
1.150–1(a)(2)(iii), and 1.150–2(j).
FOR FURTHER INFORMATION CONTACT:
Spence Hanemann, (202) 317–6980 (not
a toll-free number).
SUPPLEMENTARY INFORMATION:
SUMMARY:
Maximum
levels in food
(as served)
Category of food
Edible plant-based beverages intended as milk alternatives.
Edible plant-based yogurt alternatives.
*
*
*
*
84 IU/100 g.
89 IU/100 g.
*
3. Amend § 172.380 by revising the
first sentence in paragraph (b) and by
adding paragraph (c)(8) to read as
follows:
■
§ 172.380
Vitamin D3.
*
*
*
*
*
(b) Vitamin D3 meets the
specifications of the 2015 Food
Chemical Codex, 9th edition (through
Third Supplement), effective December
1, 2015, pp. 1261–1262, which is
incorporated by reference. * * *
(c) * * *
(8) At levels not to exceed 84 IU per
100 g (800 IU/quart) in milk that
contains more than 42 IU vitamin D per
100 g (400 IU/quart) and that meets the
requirements for foods named by use of
a nutrient content claim and a
standardized term in accordance with
§ 130.10 of this chapter.
Dated: July 11, 2016.
Susan Bernard,
Director, Office of Regulations, Policy and
Social Sciences, Center for Food Safety and
Applied Nutrition.
[FR Doc. 2016–16738 Filed 7–15–16; 8:45 am]
asabaliauskas on DSK3SPTVN1PROD with RULES
BILLING CODE 4164–01–P
VerDate Sep<11>2014
16:07 Jul 15, 2016
Jkt 238001
Paperwork Reduction Act
The collection of information
contained in these final regulations has
been reviewed and approved by the
Office of Management and Budget in
accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)) under control number 1545–
1347. The collection of information in
these final regulations is in § 1.148–
4(h)(2)(viii), which contains a
requirement that the issuer maintain in
its records a certificate from the hedge
provider. For a hedge to be a qualified
hedge, existing regulations require,
among other items, that the actual issuer
identify the hedge on its books and
records. The identification must specify
the hedge provider, the terms of the
contract, and the hedged bonds. These
final regulations require that the
identification also include a certificate
from the hedge provider specifying
certain information regarding the hedge.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
PO 00000
Frm 00016
Fmt 4700
Sfmt 4700
unless it displays a valid control
number.
Books and records relating to a
collection of information must be
retained as long as their contents might
become material in the administration
of any internal revenue law. Generally,
tax returns and tax return information
are confidential, as required by 26
U.S.C. 6103.
Background
This document contains amendments
to the Income Tax Regulations (26 CFR
part 1) on the arbitrage investment
restrictions under section 148 of the
Code and related provisions. On June
18, 1993, the Department of the
Treasury (the Treasury Department) and
the IRS published comprehensive final
regulations in the Federal Register (TD
8476, 58 FR 33510) on the arbitrage
investment restrictions and related
provisions for tax-exempt bonds under
sections 103, 148, 149, and 150, and,
since that time, those final regulations
have been amended in certain limited
respects (the regulations issued in 1993
and the amendments thereto
collectively are referred to as the
Existing Regulations).
A notice of proposed rulemaking was
published in the Federal Register (72
FR 54606; REG–106143–07) on
September 26, 2007 (the 2007 Proposed
Regulations). The 2007 Proposed
Regulations proposed amendments to
the Existing Regulations. Comments on
the 2007 Proposed Regulations were
received and a public hearing was held
on January 30, 2008.
Another notice of proposed
rulemaking was published in the
Federal Register (78 FR 56842; REG–
148659–07) on September 16, 2013 (the
2013 Proposed Regulations). The 2013
Proposed Regulations proposed
additional amendments to the Existing
Regulations (the 2007 Proposed
Regulations and the 2013 Proposed
Regulations collectively are referred to
as the Proposed Regulations). Comments
on the 2013 Proposed Regulations were
received and a public hearing was held
on February 5, 2014. The 2013 Proposed
Regulations addressed the definition of
issue price, among other topics.
A partial withdrawal of notice of
proposed rulemaking and notice of
proposed rulemaking was published in
the Federal Register (80 FR 36301;
REG–138526–14) on June 24, 2015, reproposing amendments to the definition
of issue price. After consideration of all
the comments, the remaining portions of
the Proposed Regulations are adopted as
amended by this Treasury decision (the
Final Regulations).
E:\FR\FM\18JYR1.SGM
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Agencies
[Federal Register Volume 81, Number 137 (Monday, July 18, 2016)]
[Rules and Regulations]
[Pages 46578-46582]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-16738]
[[Page 46578]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 172
[Docket No. FDA-2013-N-0888]
Food Additives Permitted for Direct Addition to Food for Human
Consumption; Vitamin D2 and Vitamin D3
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or we) is amending the
food additive regulations to expand the safe uses of vitamin
D2 as a nutrient supplement in edible plant-based beverages
intended for use as milk alternatives and in edible plant-based yogurt
alternatives and vitamin D3 as a nutrient supplement in milk
at levels higher than those currently permitted. We are taking this
action in response to a food additive petition filed by Dean Foods
Company and WhiteWave Foods Company.
DATES: This rule is effective July 18, 2016. See section VIII for
further information on the filing of objections. Submit either
electronic or written objections and requests for a hearing by August
17, 2016. The Director of the Federal Register approves the
incorporation by reference of certain publications listed in the rule
as of July 18, 2016.
ADDRESSES: You may submit objections and requests for a hearing as
follows:
Electronic Submissions
Submit electronic objections in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Objections submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your objection will be
made public, you are solely responsible for ensuring that your
objection does not include any confidential information that you or a
third party may not wish to be posted, such as medical information,
your or anyone else's Social Security number, or confidential business
information, such as a manufacturing process. Please note that if you
include your name, contact information, or other information that
identifies you in the body of your objection, that information will be
posted on https://www.regulations.gov.
If you want to submit an objection with confidential
information that you do not wish to be made available to the public,
submit the objection as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper objections submitted to the Division of
Dockets Management, FDA will post your objection, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2013-N-0888 for ``Food Additives Permitted for Direct Addition to
Food for Human Consumption; Vitamin D2 and Vitamin
D3 Final Rule.'' Received objections will be placed in the
docket and, except for those submitted as ``Confidential Submissions,''
publicly viewable at https://www.regulations.gov or at the Division of
Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.
Confidential Submissions--To submit an objection with
confidential information that you do not wish to be made publicly
available, submit your objections only as a written/paper submission.
You should submit two copies total. One copy will include the
information you claim to be confidential with a heading or cover note
that states ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The
Agency will review this copy, including the claimed confidential
information, in its consideration of comments. The second copy, which
will have the claimed confidential information redacted/blacked out,
will be available for public viewing and posted on https://www.regulations.gov. Submit both copies to the Division of Dockets
Management. If you do not wish your name and contact information to be
made publicly available, you can provide this information on the cover
sheet and not in the body of your comments and you must identify this
information as ``confidential.'' Any information marked as
``confidential'' will not be disclosed except in accordance with 21 CFR
10.20 and other applicable disclosure law. For more information about
FDA's posting of comments to public dockets, see 80 FR 56469, September
18, 2015, or access the information at: https://www.fda.gov/regulatoryinformation/dockets/default.htm.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Division of Dockets Management, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Judith Kidwell, Center for Food Safety
and Applied Nutrition (CFSAN) (HFS-265), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park, MD 20740-3835, 240-402-1071.
SUPPLEMENTARY INFORMATION:
I. Background
In a document published in the Federal Register of August 16, 2013
(78 FR 49990), FDA announced that Dean Foods Company (Dean Foods) and
WhiteWave Foods Company (WhiteWave), c/o Hogan Lovells US LLP, Columbia
Square, 555 13th Street NW., Washington, DC 20004, had jointly filed a
food additive petition (FAP 3A4801). The petition proposed to amend 21
CFR 172.379 to provide for the safe use of vitamin D2 as a
nutrient supplement in edible plant-based food products intended for
use as alternatives to milk and milk products and to amend 21 CFR
172.380 to provide for the safe use of vitamin D3 as a
nutrient supplement in milk at levels higher than those currently
permitted. After the notice of filing published, the petitioners
amended the petition to limit the proposed use of vitamin D2
to only edible plant-based beverages intended as alternatives to milk
(e.g., soy-, rice-, almond-, coconut-based beverages) and edible plant-
based yogurt alternatives. This final rule is a complete response to
the petition.
Dean Foods/WhiteWave have requested that we amend Sec. 172.379 to
authorize the use of vitamin D2 as a nutrient supplement at
levels not to exceed 84 International Units (IU) per 100 grams (g) in
edible plant-based beverages intended for use as milk alternatives and
not to exceed 89 IU per 100 g in edible plant-based yogurt
alternatives. Dean Foods/WhiteWave requested that the proposed use of
84 IU vitamin D2 per 100 g in edible plant-based beverages
replace the current allowable maximum use of 50 IU per 100 g in soy
beverages authorized under
[[Page 46579]]
Sec. 172.379(c). Specifically, Dean Foods/WhiteWave requested that we
amend Sec. 172.379(c) to eliminate the ``soy beverages'' category, and
instead create a new category of food that may be supplemented with
vitamin D2. This category, ``edible plant-based beverages
intended for use as milk alternatives'', would include soy beverages
intended as milk alternatives, and would have a maximum allowable use
of 84 IU vitamin D2 per 100 g. This category would also
include other edible plant-based beverages made from rice, almond, and
coconut, among other foods, that are intended as milk alternatives.
Dean Foods/WhiteWave also requested that we amend Sec. 172.380 to
allow for the addition of vitamin D3 as a nutrient
supplement in milk at levels not to exceed 84 IU per 100 g milk. For
milk with more than the amount of vitamin D provided for in the milk
standard of identity in 21 CFR 131.110(b)(2), the milk would be
required to be named by use of a nutrient content claim and a
standardized term in accordance with 21 CFR 130.10.
Vitamin D comprises a group of fat-soluble seco-sterols and comes
in many forms. The two major physiologically relevant forms are vitamin
D2 and vitamin D3. Vitamin D without a subscript
represents either vitamin D2 or vitamin D3 or
both. Vitamin D is affirmed as generally recognized as safe (GRAS) for
use in food as a nutrient supplement in accordance with 21 CFR
184.1950(c)(1) and 21 CFR 184.1(b)(2), with the following specific
limitations:
------------------------------------------------------------------------
Maximum levels in food (as
Category of food served)
------------------------------------------------------------------------
Breakfast cereals......................... 350 IU/100 grams (g).
Grain products and pasta.................. 90 IU/100 g.
Milk...................................... 42 IU/100 g.
Milk products............................. 89 IU/100 g.
------------------------------------------------------------------------
Additionally, under Sec. 184.1950(c)(2) and (3), vitamin D is
affirmed as GRAS for use in infant formulas and margarine,
respectively. Under Sec. 172.380, vitamin D3 is approved
for use as a food additive as a nutrient supplement in calcium-
fortified fruit juices and fruit juice drinks, meal replacement and
other type bars, soy protein-based meal replacement beverages
represented for special dietary use in reducing or maintaining body
weight, certain cheese and cheese products, meal replacement beverages
that are not intended for special dietary use in reducing or
maintaining body weight, and foods represented for use as a sole source
of nutrition for enteral feeding.
Under Sec. 172.379, vitamin D2 is approved for use as a
food additive as a nutrient supplement in soy beverages, soy beverage
products, soy-based butter substitute spreads, and soy-based cheese
substitutes, and soy-based cheese substitute products.
Under Sec. 172.381, vitamin D2 bakers yeast is approved
for use as a food additive as a source of vitamin D2 and as
a leavening agent in yeast-leavened baked goods and baking mixes and
yeast-leavened baked snack foods.
Vitamin D is essential for human health. The major function of
vitamin D is the maintenance of blood serum concentrations of calcium
and phosphorus by enhancing the absorption of these minerals in the
small intestine. Vitamin D deficiency can lead to abnormalities in
calcium and bone metabolism, such as rickets in children or
osteomalacia in adults. Excessive intake of vitamin D elevates blood
plasma calcium levels (hypercalcemia) by increased intestinal
absorption and/or mobilization from the bone.
To ensure that vitamin D is not added to the U.S. food supply at
levels that could raise safety concerns, FDA affirmed vitamin D as GRAS
with specific limitations as listed in Sec. 184.1950. Under Sec.
184.1(b)(2), an ingredient affirmed as GRAS with specific limitations
may be used in food only within such limitations, including the
category of food, functional use of the ingredient, and level of use.
Any addition of vitamin D to food beyond those limitations set out in
Sec. 184.1950 requires either a food additive regulation or an
amendment of Sec. 184.1950.
To support their petition, Dean Foods/WhiteWave submitted dietary
exposure estimates of vitamin D from the proposed uses of vitamin
D2 and vitamin D3, as well as all dietary sources
from naturally occurring sources of vitamin D and uses in accordance
with our approved food additive regulations (Sec. Sec. 172.379,
172.380, and 172.381) and our GRAS affirmation regulation (Sec.
184.1950). They also included dietary supplements in their estimates
and compared these intake estimates to the Tolerable Upper Intake Level
(UL) for vitamin D established by the Institute of Medicine (IOM) of
the National Academies. Dean Foods/WhiteWave also submitted a number of
publications pertaining to human clinical studies on vitamin D. Based
on this information, Dean Foods/WhiteWave concluded that the proposed
uses of vitamin D2 in edible plant-based beverages intended
as alternatives to milk, edible plant-based yogurt alternatives, and
vitamin D3 in milk are safe.
II. Evaluation of Safety
To establish with reasonable certainty that a food additive is not
harmful under its intended conditions of use, we consider the projected
human dietary exposure to the additive, the additive's toxicological
data, and other relevant information (such as published literature)
available to us. We compare the estimated daily intake (EDI) of the
additive from all food sources to an acceptable daily intake level
established by toxicological data. The EDI is determined by projections
based on the amount of the additive proposed for use in particular
foods and on data regarding the amount consumed from all food sources
of the additive. We commonly use the EDI for the 90th percentile
consumer of a food additive as a measure of high chronic dietary
intake.
A. Acceptable Daily Intake Level for Vitamin D
In 2011, the Standing Committee on the Scientific Evaluation of
Dietary Reference Intakes of the Food and Nutrition Board at the IOM
conducted an extensive review of relevant published scientific
literature on vitamin D to update current dietary reference intakes and
ULs for vitamin D. Based on this information, the IOM revised the ULs
for vitamin D and developed a report on their findings (Ref. 1). In
their 2011 assessment of vitamin D, the IOM established a UL of 1,000
IU per day (IU/p/d) for infants 0 months to 6 months of age and a UL of
1,500 IU/p/d for infants 6 months to 12 months of age. For children 1
year to 3 years of age, the IOM established a UL of 2,500 IU/p/d; for
children 4 years to 8 years of age, the IOM established a UL of 3,000
IU/p/d. For children 9 years to 18 years of age and adults, the IOM
established a UL of 4,000 IU/p/d.
The IOM considers the UL as the highest average daily intake level
of a nutrient that poses no risk of adverse effects when the nutrient
is consumed over long periods of time. The UL is determined using a
risk assessment model developed specifically for nutrients. The dose-
response assessment, which concludes with an estimate of the UL, is
built upon three toxicological concepts commonly used in assessing the
risk of exposures to chemical substances: No-observed-adverse-effect
level, lowest-observed-effect level, and application of an uncertainty
factor. We considered the ULs established by the IOM relative to
[[Page 46580]]
the intake estimates as the primary basis for assessing the safety of
the petitioned uses of vitamin D2 and vitamin D3.
We also reviewed scientific articles on the safety of vitamin D
submitted in the petition, as well as other relevant published studies
available to FDA.
B. Estimated Daily Intake for Vitamin D
For the proposed uses of vitamin D2 and vitamin
D3, Dean Foods/WhiteWave provided dietary intake estimates
of vitamin D for 11 population groups, assuming maximum levels of
vitamin D in all foods that could be fortified (except for one scenario
where typical fortification levels in infant formula were used), as
well as in the petitioned foods. They also included exposure from
dietary supplements as reported in the 2003-2008 National Health and
Nutrition Survey (NHANES) 30-day dietary supplement use data (https://wwwn.cdc.gov/nchs/nhanes/search/datapage.aspx?Component=dietary) and
from naturally occurring food sources.
The exposure estimates performed by Dean Foods/WhiteWave are
appropriate. However, there are some exposure parameters that have
changed since the estimates were completed in 2013. In particular, Dean
Foods/WhiteWave provided estimates that included vitamin D exposure
from fortification of edible plant-based dairy analogs other than
edible plant-based yogurt alternatives, which they are no longer
seeking to fortify. Dean Food/WhiteWave also included fortification of
meal replacement bars at a level of 500 IU/40 g in anticipation of the
approval of FAP 2A4788 (Abbott Laboratories); however, this use was
subsequently withdrawn from the petition before the final rule issued
(see 79 FR 46993, August 12, 2014). In addition, more recent 24-hour
recall dietary supplement data from the 2009-2012 NHANES (https://wwwn.cdc.gov/nchs/nhanes/search/datapage.aspx?Component=dietary) have
become available that may better represent current vitamin D exposure
from dietary supplements than the 30-day dietary supplement use data
from the 2003-2008 NHANES used by Dean Foods/WhiteWave. Moreover, a
recent published study suggests that it may be appropriate to include
dietary sources of the vitamin D metabolite, 25-hydroxyvitamin D
(25(OH)D), in vitamin D exposure estimates to take into account
discrepancies seen between dietary intake and blood serum levels of
vitamin D (Ref. 2). The foods that were identified in the study as
sources of 25(OH)D were beef, pork, chicken, turkey, and eggs. The
study also indicated that 25(OH)D may have a potency five times that of
vitamin D. For these reasons, we have used the 2009-2012 NHANES data to
estimate dietary exposure to vitamin D from: (1) The petitioned uses in
milk, edible plant-based beverages intended as milk alternatives, and
edible plant-based yogurt alternatives; and (2) cumulative exposure
from all current sources of vitamin D (i.e., naturally occurring
sources, approved fortified sources, and dietary supplements), the
petitioned uses of vitamin D in milk, edible plant-based beverages
intended as milk alternatives, and edible plant-based yogurt, and
exposure from sources of 25(OH)D, which have been adjusted to account
for the difference in potency between 25(OH)D and vitamin D.
For the overall U.S. population 1 year of age and older, the
cumulative exposure at the 90th percentile from all food sources of
vitamin D, including the proposed uses, dietary supplements, and
25(OH)D, was estimated to be 2,000 IU/p/d. The cumulative exposure for
infants 0 to 6 months of age and infants 6 to 12 months of age from all
food sources of vitamin D, including the proposed uses, dietary
supplements, and 25(OH)D, was estimated to be 948 IU/p/d and 988 IU/p/
d, respectively, for the 90th percentile consumer (Ref. 3).
C. Safety of the Petitioned Uses of Vitamin D2
We reviewed and evaluated the information submitted by Dean Foods/
WhiteWave regarding the safety of the dietary intake of vitamin D from
the proposed uses in milk, edible plant-based beverages intended as
milk alternatives, and edible plant-based yogurt alternatives. Dean
Food/WhiteWave submitted reports of scientific studies published
subsequent to the 1997 IOM report and issuance of the final rule (79 FR
46993) authorizing the use of vitamin D3 in meal replacement
beverages that are not intended for special dietary use in reducing or
maintaining body weight and in foods represented for use as a sole
source of nutrition for enteral feeding. Dean Food/WhiteWave concluded
that these publications support a conclusion that the proposed use of
vitamin D is safe.
We reviewed the published reports of scientific studies on vitamin
D submitted by Dean Food/WhiteWave, as well as other relevant published
studies available to us since our previous evaluations of six food
additive petitions for fortifying a variety of foods with vitamin D (77
FR 52228, August 29, 2012; 74 FR 11019, March 16, 2009; 70 FR 69435,
November 16, 2005; 70 FR 37255, June 29, 2005; 70 FR 36021, June 22,
2005; 68 FR 9000, February 27, 2003). These studies did not raise any
new safety concerns regarding the current or proposed uses of vitamin
D. The most recent food additive petition resulted in our amendment of
the food additive regulations in Sec. 172.380 to allow for the safe
use of vitamin D3 in meal replacement beverages that are not
intended for special dietary use in reducing or maintaining body weight
and in foods represented for use as a sole source of nutrition for
enteral feeding (79 FR 46993). The six earlier food additive petitions
also resulted in amendments of the food additive regulations to allow
for the safe use of vitamin D as a nutrient supplement in certain
foods.
We considered the ULs established by the IOM relative to the intake
estimates as the primary basis for assessing the safety of the
petitioned uses of vitamin D. Depending on the age group, the IOM UL
for vitamin D for the U.S. population 1 year of age and older ranges
from 2,500 IU/p/d to 4,000 IU/p/d. The estimated dietary exposure to
vitamin D from all food sources, including the proposed uses, at the
90th percentile for the U.S. population (1 years of age and older) is
estimated to be 2,000 IU/p/d, which is below the lowest IOM UL of 2,500
IU/p/d in the range of ULs for the overall U.S. population (1 year of
age and older). Estimated exposure to vitamin D from all food sources,
including the proposed uses, for infants 0 months to 6 months of age at
the 90th percentile is 948 IU/p/d; for infants 6 months to 12 months of
age, estimated exposure to vitamin D is 988 IU/p/d. Both of these
estimates are below the IOM UL of 1,000 IU/p/d for infants 0 months to
6 months of age and 1,500 IU/p/d for infants 6 months to 12 months of
age. Because the 90th percentile EDI of vitamin D from all current and
proposed food sources for each population group is less than the
corresponding IOM UL for that population group, we conclude that
dietary intake of vitamin D2 from the proposed use as a
nutrient supplement in edible plant-based beverages intended as milk
alternatives and edible plant-based yogurt alternatives and the
proposed increased maximum permitted level of vitamin D3 in
milk are safe (Ref. 4).
III. Incorporation by Reference
FDA is incorporating by reference two monographs from the Food
Chemicals Codex 9th Edition (FCC 9), which was approved by the Office
of the Federal Register. You may purchase a copy of the material from
the United States Pharmacopeial Convention, 12601
[[Page 46581]]
Twinbrook Pkwy., Rockville, MD 20852, 1-800-227-8772, https://www.usp.org/.
The current regulation for the use of vitamin D3 in food
(Sec. 172.380) indicates that the additive must meet the
specifications in the FCC 8. The more current FCC is the 9th Edition.
The current regulation for vitamin D2 (Sec. 172.379)
indicates the additive must meet the specifications in the 7th edition
of the FCC (FCC 7). Because the specifications for vitamin
D2 and vitamin D3 in FCC 9 are identical to those
in FCC 7 and FCC 8, respectively, Dean Foods/WhiteWave requested that
the respective regulations be updated to reference the specifications
in FCC 9. Therefore, we are amending Sec. Sec. 172.379 and 172.380 by
adopting the specifications for vitamin D2 and vitamin
D3 in FCC 9 in place of FCC 7 and FCC 8, respectively.
IV. Conclusion
Based on all data relevant to vitamin D that we reviewed, we
conclude that the petitioned uses of vitamin D in milk and edible
plant-based beverages intended as milk alternatives and edible plant-
based yogurt alternatives within the limits proposed by Dean Food/
WhiteWave are safe. Consequently, we are amending the food additive
regulations as set forth in this document.
V. Public Disclosure
In accordance with Sec. 171.1(h) (21 CFR 171.1(h)), the petition
and the documents that we considered and relied upon in reaching our
decision to approve the petition will be made available for public
disclosure (see FOR FURTHER INFORMATION CONTACT). As provided in Sec.
171.1(h), we will delete from the documents any materials that are not
available for public disclosure.
VI. Analysis of Environmental Impact
We previously considered the environmental effects of this rule, as
stated in the August 16, 2013, Federal Register document of petition
for FAP 3A4801. We stated that we had determined, under 21 CFR
25.32(k), that this action ``is of a type that does not individually or
cumulatively have a significant effect on the human environment'' such
that neither an environmental assessment nor an environmental impact
statement is required. We have not received any new information or
comments that would affect our previous determination.
VII. Paperwork Reduction Act of 1995
This final rule contains no collection of information. Therefore,
clearance by the Office of Management and Budget under the Paperwork
Reduction Act of 1995 is not required.
VIII. Objections
If you will be adversely affected by one or more provisions of this
regulation, you may file with the Division of Dockets Management (see
ADDRESSES) either electronic or written objections. You must separately
number each objection, and within each numbered objection you must
specify with particularity the provision(s) to which you object, and
the grounds for your objection. Within each numbered objection, you
must specifically state whether you are requesting a hearing on the
particular provision that you specify in that numbered objection. If
you do not request a hearing for any particular objection, you waive
the right to a hearing on that objection. If you request a hearing,
your objection must include a detailed description and analysis of the
specific factual information you intend to present in support of the
objection in the event that a hearing is held. If you do not include
such a description and analysis for any particular objection, you waive
the right to a hearing on the objection.
Any objections received in response to the regulation may be seen
in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday, and will be posted to the docket at https://www.regulations.gov.
IX. Section 301(ll) of the Federal Food, Drug, and Cosmetic Act
Our review of this petition was limited to section 409 of the
Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 U.S.C. 348).
This final rule is not a statement regarding compliance with other
sections of the FD&C Act. For example, section 301(ll) of the FD&C Act
(21 U.S.C. 331(ll)) prohibits the introduction or delivery for
introduction into interstate commerce of any food that contains a drug
approved under section 505 of the FD&C Act (21 U.S.C. 355), a
biological product licensed under section 351 of the Public Health
Service Act (42 U.S.C. 262), or a drug or biological product for which
substantial clinical investigations have been instituted and their
existence has been made public, unless one of the exemptions in section
301(ll)(1) to (4) of the FD&C Act applies. In our review of this
petition, FDA did not consider whether section 301(ll) of the FD&C Act
or any of its exemptions apply to food containing this additive.
Accordingly, this final rule should not be construed to be a statement
that a food containing this additive, if introduced or delivered for
introduction into interstate commerce, would not violate section
301(ll) of the FD&C Act. Furthermore, this language is included in all
food additive final rules and therefore should not be construed to be a
statement of the likelihood that section 301(ll) of the FD&C Act
applies.
X. References
References marked with an asterisk (*) are on display at the
Division of Dockets Management (see ADDRESSES), under Docket No. FDA-
2013-N-0888, and are available for viewing by interested persons
between 9 a.m. and 4 p.m., Monday through Friday; they are also
available electronically at https://www.regulations.gov. References
without asterisks are not on display; they are available as published
articles and books.
1. Committee to Review Dietary Reference Intakes for Vitamin D and
Calcium, Food and Nutrition Board, Institute of Medicine, ``Dietary
Reference Intakes for Calcium and Vitamin D,'' National Academies
Press, Washington, DC, 2011.
2. Taylor, C., K. Patterson, J. Roseland, et al., ``Including Food
25-Hydroxyvitamin D in Intake Estimates May Reduce the Discrepancy
Between Dietary and Serum Measures of Vitamin D Status,'' Journal of
Nutrition, 144:654-659, 2014.
*3. FDA Memorandum from D. Folmer, CFSAN Chemistry Review Group,
Division of Petition Review, to J. Kidwell, Regulatory Group I,
Division of Petition Review, January 27, 2016.
*4. FDA Memorandum from T. Tyler, CFSAN Toxicology Team, Division of
Petition Review, to J. Kidwell, Division of Petition Review,
February 10, 2016.
List of Subjects in 21 CFR Part 172
Food additives, Incorporation by reference, Reporting and
recordkeeping requirements.
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs and
redelegated to the Director, Center for Food Safety and Applied
Nutrition, 21 CFR part 172 is amended as follows:
PART 172--FOOD ADDITIVES PERMITTED FOR DIRECT ADDITION TO FOOD FOR
HUMAN CONSUMPTION
0
1. The authority citation for part 172 continues to read as follows:
Authority: 21 U.S.C. 321, 341, 342, 348, 371, 379e.
0
2. Amend Sec. 172.379 by revising the first sentence in paragraph (b)
and revising the table in paragraph (c) by removing the entry for ``Soy
beverages'' and adding entries for ``Edible plant-
[[Page 46582]]
based beverages intended as milk alternatives'' and ``Edible plant-
based yogurt alternatives'' in alphabetical order to read as follows:
Sec. 172.379 Vitamin D2.
* * * * *
(b) Vitamin D2 meets the specifications of the 2015 Food
Chemical Codex, 9th edition (through Third Supplement), effective
December 1, 2015, pp. 1260-1261, which is incorporated by reference. *
* *
(c) * * *
------------------------------------------------------------------------
Maximum levels in food (as
Category of food served)
------------------------------------------------------------------------
Edible plant-based beverages intended as 84 IU/100 g.
milk alternatives.
Edible plant-based yogurt alternatives.... 89 IU/100 g.
* * * * *
------------------------------------------------------------------------
0
3. Amend Sec. 172.380 by revising the first sentence in paragraph (b)
and by adding paragraph (c)(8) to read as follows:
Sec. 172.380 Vitamin D3.
* * * * *
(b) Vitamin D3 meets the specifications of the 2015 Food
Chemical Codex, 9th edition (through Third Supplement), effective
December 1, 2015, pp. 1261-1262, which is incorporated by reference. *
* *
(c) * * *
(8) At levels not to exceed 84 IU per 100 g (800 IU/quart) in milk
that contains more than 42 IU vitamin D per 100 g (400 IU/quart) and
that meets the requirements for foods named by use of a nutrient
content claim and a standardized term in accordance with Sec. 130.10
of this chapter.
Dated: July 11, 2016.
Susan Bernard,
Director, Office of Regulations, Policy and Social Sciences, Center for
Food Safety and Applied Nutrition.
[FR Doc. 2016-16738 Filed 7-15-16; 8:45 am]
BILLING CODE 4164-01-P