Office of Direct Service and Contracting Tribes; National Indian Health Outreach and Education II, 46100-46109 [2016-16819]
Download as PDF
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reportfraud/index.asp. (Include
‘‘Mandatory Grant Disclosures’’ in
subject line). Fax: (202) 205–0604.
(Include ‘‘Mandatory Grant Disclosures’’
in subject line) or email:
MandatoryGranteeDisclosures@
oig.hhs.gov.
Failure to make required disclosures
can result in any of the remedies
described in 45 CFR 75.371. Remedies
for noncompliance, including
suspension or debarment (See 2 CFR
parts 180 and 376 and 31 U.S.C. 3321).
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
VII. Agency Contacts
Key Dates
Application Deadline Date: August
15, 2016.
Review Date: August 22, 2016.
Earliest Anticipated Start Date:
September 15, 2016.
Proof of Non-Profit Status Due Date:
August 15, 2016.
1. Questions on the programmatic
issues may be directed to: Ms. Michelle
EagleHawk, Deputy Director, ODSCT,
Mail Stop: 8E17, 5600 Fishers Lane,
Rockville, Maryland 20857, Telephone:
(301) 443–1104, email:
Michelle.EagleHawk@ihs.gov.
2. Questions on grants management
and fiscal matters may be directed to:
Ms. Patience Musikikongo, Grants
Management Specialist, Division of
Grants Management, Mail Stop: 09E70,
5600 Fishers Lane, Rockville, MD
20857, Telephone: (301) 443–2059, Fax:
(301) 594–0899, email:
Patience.Musikikongo@ihs.gov.
3. Questions on systems matters may
be directed to: Mr. Paul Gettys, Grant
Systems Coordinator, Division of Grants
Management, Mail Stop: 09E70, 5600
Fishers Lane, Rockville, MD 20857,
Phone: (301) 443–2114; or the DGM
main line (301) 443–5204, Fax: (301)
594–0899, email: Paul.Gettys@ihs.gov.
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VIII. Other Information
The Public Health Service strongly
encourages all cooperative agreement
and contract recipients to provide a
smoke-free workplace and promote the
non-use of all tobacco products. In
addition, Public Law 103–227, the ProChildren Act of 1994, prohibits smoking
in certain facilities (or in some cases,
any portion of the facility) in which
regular or routine education, library,
day care, health care, or early childhood
development services are provided to
children. This is consistent with the
HHS mission to protect and advance the
physical and mental health of the
American people.
Dated: July 7, 2016.
Elizabeth A. Fowler,
Deputy Director for Management Operations
Indian Health Service.
[FR Doc. 2016–16824 Filed 7–14–16; 8:45 am]
BILLING CODE 4160–16–P
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Indian Health Service
Office of Direct Service and
Contracting Tribes; National Indian
Health Outreach and Education II
Announcement Type: New/
Competing Continuation.
Announcement Number: HHS–2016–
IHS–NIHOE–2–BH–HIV/AIDS–0001.
Catalog of Federal Domestic
Assistance Number: 93.933.
I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is
accepting competitive applications for
two limited competition cooperative
agreements under the National Indian
Health Outreach and Education
(NIHOE–II) program: The Behavioral
Health (BH)—to include the Substance
Abuse and Suicide Prevention (SASP)
program, formerly known as the
Methamphetamine and Suicide
Prevention Intervention, and the
Domestic Violence Prevention (DVP)
program, formerly known as the
Domestic Violence Prevention
Initiative—national awareness,
visibility, advocacy, outreach and
education award and the Human
Immunodeficiency Virus/Acquired
Immune Deficiency Syndrome (HIV/
AIDS) outreach and education award.
The BH national awareness, visibility,
advocacy, and education award is
funded by IHS and is authorized under
the Snyder Act, codified at 25 U.S.C. 13;
the Transfer Act, codified at 42 U.S.C.
2001; the Consolidated Appropriations
Act, 2016, Public Law 114–113. The
HIV/AIDS outreach and education
award is funded by the Office of the
Secretary (OS), Department of Health
and Human Services (HHS). Funding for
the HIV/AIDS award will be provided
by OS via an Intra-Departmental
Delegation of Authority dated May 1st,
2016 to IHS to permit obligation of
funding appropriated by the
Consolidated Appropriations Act, 2016,
Public Law 114–113. Each award is
funded through a separate funding
stream by each respective Agency’s
appropriations. The awardee is
responsible for accounting for each of
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the two awards separately and must
provide two separate financial reports
per year of funding (one for each
award), as indicated below. This
program is described in the Catalog of
Federal Domestic Assistance under
93.933.
Background
The NIHOE program carries out
health program objectives in the
American Indian/Alaska Native (AI/AN)
community in the interest of improving
Indian health care for all 567 Federallyrecognized Tribes including Tribal
governments operating their own health
care delivery systems through Indian
Self-Determination and Education
Assistance Act (ISDEAA) contracts and
compacts with the IHS and Tribes that
continue to receive health care directly
from the IHS. This program addresses
health policy and health programs
issues and disseminates educational
information to all AI/AN Tribes and
villages. The NIHOE II BH and HIV/
AIDS awards require that public forums
be held at Tribal educational consumer
conferences to disseminate changes and
updates in the latest health care
information. These awards also require
that regional and national meetings be
coordinated for information
dissemination as well as for the
inclusion of planning and technical
assistance and health care
recommendations on behalf of
participating Tribes to ultimately inform
IHS and the HHS based on Tribal input
through a broad based consumer
network.
Purpose
The purpose of these cooperative
agreements is to further IHS health
program objectives in the AI/AN
community with awareness, visibility,
advocacy, and education efforts for the
BH and HIV/AIDS programs on a
national scale and in the interest of
improving Indian health care. This
announcement includes two separate
awards, each of which will be awarded
as noted below. The purpose of the BH
award is to promote behavioral health as
central to the health and well-being of
AI/AN communities.
The purpose of the HIV/AIDS award
is to further the goals of the national
HIV/AIDS program. HIV and AIDS are a
critical and growing health issue within
the AI/AN population. The IHS National
HIV/AIDS Program seeks to avoid
complacency and to increase awareness
of the impact of HIV/AIDS on AI/ANs.
All activities are part of the IHS’s
implementation plan to meet the three
goals of the President’s National HIV/
AIDS Strategy (NHAS) to reduce the
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number of people who become infected
with HIV, increase access to care and
optimize health outcomes for people
living with HIV, and reduce HIV-related
disparities. This population faces
additional health disparities that
contribute significantly to the risk of
HIV transmission such as substance
abuse and sexually transmitted
infections. Amongst AI/AN people,
HIV/AIDS exists in both urban and rural
populations (and on or near Tribal
lands); however, many of those living
with HIV are not aware of their status.
These statistics, risk factors, and missed
opportunities for screening illuminate
the need to go beyond raising awareness
about HIV and begin active integration
of initiatives that will help routinize
HIV services. If the status quo is
unchanged, prevalence will continue to
increase and AI/AN communities may
face an irreversible problem. Therefore,
the National HIV/AIDS Program is
working to change the way HIV is
discussed, to change and improve the
way HIV testing is integrated into health
services, and to firmly establish linkages
and access to care. The IHS HIV/AIDS
Program is implemented and executed
via an integrated and comprehensive
approach through collaborations across
multi-health sectors, both internal and
external to the agency. It attempts to
encompass all types of service delivery
‘systems’ including IHS/Tribal/Urban
facilities. The IHS HIV/AIDS Program is
committed to realizing the goals of the
President’s NHAS and has bridged the
objectives and implementation to the
IHS HIV/AIDS Strategic Plan.
Limited Competition Justification
Competition for both of the awards
included in this announcement is
limited to national Indian health care
organizations with at least ten years of
experience providing national
awareness, visibility, advocacy,
education and outreach on a national
scale. This limitation ensures that the
awardee will have: (1) A national
information-sharing infrastructure
which will facilitate the timely
exchange of information between HHS
and Tribes and Tribal organizations on
a broad scale; (2) a national perspective
on the needs of AI/AN communities that
will ensure that the information
developed and disseminated through
the projects is appropriate, useful and
addresses the most pressing needs of AI/
AN communities; and (3) established
relationships with Tribes and Tribal
organizations that will foster open and
honest participation by AI/AN
communities. Regional or local
organizations will not have the
mechanisms in place to conduct
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communication on a national level, nor
will they have an accurate picture of the
health care needs facing AI/ANs
nationwide. Organizations with less
experience will lack the established
relationships with Tribes and Tribal
organizations throughout the country
that will facilitate participation and the
open and honest exchange of
information between Tribes and HHS.
With the limited funds available for
these projects, HHS must ensure that the
education and outreach efforts
described in this announcement reach
the widest audience possible in a timely
fashion, are appropriately tailored to the
needs of AI/AN communities
throughout the country, and come from
a source that AI/ANs recognize and
trust. For these reasons, this is a limited
competition announcement.
II. Award Information
Type of Award
Cooperative Agreement.
Estimated Funds Available
The total amount of funding
identified for the current funding period
covering fiscal year (FY) 2016–2018 is
approximately $1,200,000 (i.e., $400,000
to fund two cooperative agreements per
year); $300,000 will be awarded for the
BH award and $100,000 will be awarded
for the HIV/AIDS award. The amount of
funding available for competing and
continuation awards issued under this
announcement is subject to the
availability of appropriations and
budgetary priorities of the Agency. The
IHS is under no obligation to make
awards that are selected for funding
under this announcement.
Anticipated Number of Awards
Two awards will be issued under this
program announcement. It is the
intention of IHS and the OS that one
entity will receive both awards. OS and
IHS will concur on the final decision as
to who will receive both awards.
Project Period
The project periods for each award
will be for three consecutive years and
will run from September 15, 2016 with
completion by September 14, 2019.
Cooperative Agreement
Cooperative agreements awarded by
the HHS are administered under the
same policies as a grant. The funding
agency (IHS and OS) is required to have
substantial programmatic involvement
in the project during the entire award
segment. Below is a detailed description
of the level of involvement required for
both IHS, acting on behalf of the OS for
the HIV/AIDS award, and the grantee.
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IHS will be responsible for activities
listed under section A and the grantee
will be responsible for activities listed
under section B as stated:
Substantial Involvement Description for
Cooperative Agreement
A. IHS Programmatic Involvement
The IHS assigned program official
will monitor the overall progress of the
awardee’s execution of the requirements
of the two awards: IHS award and OS
award noted below as well as their
adherence to the terms and conditions
of the cooperative agreements. This
includes providing guidance for
required reports, developing of tools,
and other products, interpreting
program findings, and assisting with
evaluations and overcoming any
difficulties or performance issues
encountered. The IHS assigned program
official must approve all presentations,
electronic content, and other materials,
including mass emails, developed by
awardee pursuant to these awards and
any supplemental awards prior to the
presentation or dissemination of such
materials to any party.
(1) Behavioral Health award:
i. The IHS assigned program official
will work in partnership with the
awardee to elevate the priority of
behavioral health by coordinating inperson and virtual meetings of the
National Tribal Advisory Committee on
Behavioral Health and represent the
National Indian Health Board on Action
Alliance for Suicide Prevention’s AI/AN
Task Force to assist in national
awareness, visibility, and advocacy to
promote behavioral health and wellness.
ii. The IHS assigned program official
will work in partnership with the
awardee to promote a national premier
AI/AN behavioral health conference, to
include a SASP grantee, and DVP
grantee meeting with the ultimate goal
of reducing the outstanding behavioral
health disparities among AI/AN people.
(2) HIV/AIDS award:
IHS staff will provide support for the
HIV/AIDS award as follows:
i. The IHS assigned program official
will work in partnership with the
awardee in all decisions involving
strategy, hiring of grantee personnel,
deployment of resources, release of
public information materials, quality
assurance, coordination of activities,
training, reports, budgets, and
evaluations. Collaboration includes data
analysis, interpretation of findings, and
reporting.
ii. The IHS assigned program official
will work closely with OS and all
participating IHS health services/
programs, as appropriate, to coordinate
award activities.
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iii. The IHS assigned program official
will coordinate the following for OS and
the participating IHS program offices
and staff:
• Discussion and release of any and
all special grant conditions upon
fulfillment.
• Monthly scheduled conference
calls.
• Appropriate dissemination of
required reports to each participating
program.
iv. The IHS will, jointly with the
awardee, plan and set an agenda for
each of the conferences mentioned in
this announcement that:
• Shares the training and/or
accomplishments.
• Fosters collaboration amongst the
participating program offices, agencies,
and/or departments.
• Increases visibility for the
partnership between the awardee and
the IHS and OS.
v. IHS will provide guidance in
addressing deliverables and
requirements.
vi. IHS will provide guidance in
preparing articles for publication and/or
presentations of program successes,
lessons learned, and new findings.
vii. IHS will communicate via
monthly conference calls, individual or
collective site visits, and monthly
meetings.
viii. IHS staff will review articles
concerning the HHS, OS, and the
Agency for accuracy and may, as
requested by the awardee, provide
relevant articles.
ix. IHS will provide technical
assistance to the entity as requested.
x. IHS staff may, at the request of the
entity’s board, participate on study
groups and may recommend topics for
analysis and discussion.
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B. Grantee Cooperative Agreement
Award Activities
The awardee must comply with
relevant Office of Management and
Budget (OMB) Circular provisions
regarding lobbying, any applicable
lobbying restrictions provided under
other law and any applicable restriction
on the use of appropriated funds for
lobbying activities.
The awardee is responsible for the
following in addition to fulfilling all
requirements noted for each award
component: BH and HIV/AIDS.
i. To succinctly and independently
address the requirements for each of the
two awards listed below: BH and HIV/
AIDS.
ii. To facilitate a forum or forums at
which concerns can be heard that are
representative of all Tribal governments
in the area of health care policy analysis
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and program development for each of
the two components listed above.
iii. To assure that health care outreach
and education is based on Tribal input
through a broad-based consumer
network involving the Area Indian
health boards or health board
representatives from each of the 12 IHS
Areas.
iv. To establish relationships with
other national Indian organizations,
professional groups, and Federal, State,
and local entities supportive of AI/AN
health programs.
v. To improve and expand access for
AI/AN Tribal governments to all
available programs within the HHS.
vi. To disseminate timely health care
information to Tribal governments, AI/
AN health boards, other national Indian
organizations, professional groups,
Federal, State, and local entities.
vii. To provide periodic
dissemination of health care
information, including publication of a
newsletter four times a year that features
articles on BH, SASP, DVP, and HIV/
AIDS health promotion/disease/
prevention activities and models of best
or promising practices, health policy,
and funding information relevant to AI/
AN, etc.
SUMMARY OF TASKS TO BE
PERFORMED
BH:
In alignment with the above program
and independent from HIV/AIDS
activities (both via fiscal resources and
programmatic implementation), the
awardee shall:
• Facilitate and host an annual inperson meeting and virtual meeting of
the National Tribal Advisory Committee
on Behavioral Health.
• Provide leadership for the National
Action Alliance for Suicide Prevention’s
American Indian/Alaska Native Task
Force.
• Host and promote, in partnership
with program official, a national
premier AI/AN conference on current
and pressing Behavioral Health topics,
including meetings of the SASP and
DVP grantees, provide workshops, preconference institutes, and/or
presentations including, but not limited
to, suicide, substance use, domestic
violence, sexual assault, mental health
illness, wellness, promising practices,
and/or best practices of Tribal BH
programs (venue location, theme and
content of presentations to be agreed
upon by the awardee and the IHS
assigned program official).
• Increase capacity at the tribal level
on grant writing to increase the
likelihood of awards from various
Federal agencies.
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• Develop, maintain, and disseminate
comprehensive information on tribal BH
programs, curricula, findings, articles,
and strategies to all Tribal BH programs.
HIV/AIDS:
In alignment with the above program
and independent from BH activities
(both via fiscal resources and
programmatic implementation), the
awardee shall:
• Disseminate existing HIV/AIDS
messages to AI/AN audiences in a
format designed to solicit, collect, and
report on community-level feedback and
generate discussion regarding the
disease and its prevention. This may
include electronic and emerging means
of communication. At least four distinct
audiences (such as women, young
people, etc.) will be addressed and
engaged. Preference will be given to
reaching audiences with the highest HIV
burden or potential increases as
supported by the NHAS.
• Disseminate existing IHS HIV/AIDS
program and other HIV/AIDS training
materials to educators, health care
providers, and other key audiences.
Collect and report on relevant
evaluation criteria, including impacts
on underlying knowledge, attitudes, or
beliefs about HIV acquisition, testing, or
treatment.
• Deliver HIV/AIDS technical
assistance and activity support program.
Engage in documented partnerships
with AI/AN communities to expand
their capacity relevant to HIV/AIDS
education and prevention efforts. Local
activity support may include subawards of resources and distribution of
incentives to qualified AI/AN-serving
community organizations increasing
HIV/AIDS education and prevention in
their populations. Sub-award eligibility
standards and management controls will
be proposed by the awardee and will be
subject to IHS approval. These activities
must be conducted in accordance with
Federal grant policies and procedures.
Awardee will collect and maintain
relevant evaluation materials and
generate reports that highlight progress
towards the President’s NHAS goals on
the community level and that collect
best practices for dissemination to other
communities.
• Contribute technical expertise to
the IHS HIV/AIDS program and develop
formal written documents responding to
information requests from the public
regarding HIV/AIDS initiatives.
• Develop and launch anti-stigma
messaging for at least one audience,
coordinated with other local activities to
increase HIV screening and increase
access to services, or increase positive
role modeling for people living with, or
at risk of, acquiring HIV/AIDS.
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• Support and document issuespecific discussions with Tribal Leaders
as needed to address effective
prevention interventions for AI/AN
populations as noted in the President’s
NHAS.
• Obtain approval from the IHS
assigned program official of all
presentations, electronic content, and
other materials, including mass emails,
developed by awardee pursuant to this
award and any supplemental awards
prior to the presentation or
dissemination of such materials to any
party, allowing for a reasonable amount
of time for IHS review.
III. Eligibility Information
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I.
1. Eligibility
To be eligible for this ‘‘New/
Competing Continuation
Announcement’’, an applicant must:
Provide proof of non-profit status
with the application, e.g. 501(c)(3).
Be a national Indian health care
organizations with at least ten years of
experience providing national
awareness, visibility, advocacy,
education and outreach on a national
scale to ensure:
(1) A national information-sharing
infrastructure which will facilitate the
timely exchange of information between
HHS and Tribes and Tribal
organizations on a broad scale with the
infrastructure in place to accomplish the
work under the proposed program;
(2) A national perspective on the
needs of AI/AN communities that will
ensure that the information developed
and disseminated through the projects is
appropriate, useful and addresses the
most pressing needs of AI/AN
communities; and,
(3) Established relationships with
Tribes and Tribal organizations that will
foster open and honest participation by
AI/AN communities.
Organizations with less experience
will lack the established relationships
with Tribes and Tribal organizations
throughout the country to facilitate
participation and the open and honest
exchange of information between Tribes
and HHS.
Demonstrate expertise in the
following areas:
• Representing all Tribal governments
and providing a variety of services to
Tribes, Area health boards, Tribal
organizations, and Federal agencies, and
playing a major role in focusing
attention on Indian health care needs,
resulting in improved health outcomes
for AI/ANs.
• Promotion and support of Indian
education and coordinating efforts to
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inform AI/AN of Federal decisions that
affect Tribal government interests
including the improvement of Indian
health care.
• National health policy and health
programs administration.
• Have a national AI/AN constituency
and clearly support critical services and
activities within the IHS mission of
improving the quality of health care for
AI/AN people.
• Portray evidence of their solid
support of improved health care in
Indian Country.
• Provide evidence of at least ten
years of experience providing education
and outreach on a national scale.
Regional and or local organizations
that do not have mechanisms in place
to conduct communication on a national
level to meet the health care needs
facing AI/ANs nationwide as outlined in
this funding announcement will not be
considered eligible.
With the limited funds available for
these projects, HHS must ensure that the
education and outreach efforts
described in this announcement reach
the widest audience possible in a timely
fashion; are appropriately tailored to the
needs of AI/AN communities
throughout the country, and come from
a source that AI/ANs recognize and
trust.
Note: Please refer to Section IV.2
(Application and Submission Information/
Subsection 2, Content and Form of
Application Submission) for additional proof
of applicant status documents required such
as Tribal resolutions, proof of non-profit
status, etc.
2. Cost Sharing or Matching
The IHS does not require matching
funds or cost sharing for grants or
cooperative agreements.
3. Other Requirements
If application budgets exceed the
highest dollar amount outlined under
the ‘‘Estimated Funds Available’’
section within this funding
announcement, the application will be
considered ineligible and will not be
reviewed for further consideration. If
deemed ineligible, IHS will not return
the application. The applicant will be
notified by email by the Division of
Grants Management (DGM) of this
decision.
Proof of Non-Profit Status
Organizations claiming non-profit
status must submit proof. A copy of the
501(c)(3) Certificate must be received
with the application submission by the
Application Deadline Date listed under
the Key Dates section on page one of
this announcement.
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An applicant submitting any of the
above additional documentation after
the initial application submission due
date is required to ensure the
information was received by the IHS by
obtaining documentation confirming
delivery (i.e., FedEx tracking, postal
return receipt, etc.).
IV. Application and Submission
Information
1. Obtaining Application Materials
The application package and detailed
instructions for this announcement can
be found at https://www.Grants.gov or
https://www.ihs.gov/dgm/funding/.
Questions regarding the electronic
application process may be directed to
Mr. Paul Gettys at (301) 443–2114 or
(301) 443–5204.
2. Content and Form Application
Submission
Two complete separate signed
applications are required. Both
applications should address all the
following components separately in
each application. Each separate
application must include the project
narrative as an attachment to the
application package. Mandatory
documents for all applicants include:
• Table of contents.
• Abstract (one page) summarizing
the project.
• Application forms:
Æ SF–424, Application for Federal
Assistance.
Æ SF–424A, Budget Information—
Non-Construction Programs.
Æ SF–424B, Assurances—NonConstruction Programs.
• Budget Justification and Narrative
(must be single spaced and not exceed
five pages).
• Project Narrative (must be single
spaced and not exceed 20 pages).
Æ Background information on the
organization.
Æ Proposed scope of work, objectives,
and activities that provide a description
of what will be accomplished, including
a one-page Timeframe Chart.
• Letter of Support from
Organization’s Board of Directors.
• 501(c)(3) Certificate (if applicable).
• Position Descriptions for all key
personnel.
• Contractor/Consultant resumes or
qualifications and scope of work.
• Disclosure of Lobbying Activities
(SF–LLL).
• Certification Regarding Lobbying
(GG–Lobbying Form).
• Copy of current Negotiated Indirect
Cost (IDC) rate agreement (required) in
order to receive IDC.
• Organizational Chart (optional).
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limitations below are for each narrative
and budget submitted.
Public Policy Requirements
All Federal-wide public policies
apply to IHS grants and cooperative
agreements with exception of the
Discrimination policy.
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• Documentation of current Office of
Management and Budget (OMB) 45 CFR
part 75 or other required Financial
Audit (if applicable). Acceptable forms
of documentation include:
Æ Email confirmation from Federal
Audit Clearinghouse (FAC) that audits
were submitted; or
Æ Face sheets from audit reports.
These can be found on the FAC Web
site: https://harvester.census.gov/sac/
dissem/accessoptions.html?submit=Go+
To+Database
Part B: Program Planning and
Evaluation (7 Page Limitation)
Section 1: Program Plans.
Describe fully and clearly how the
national Indian organization plans to
address the NIHOE II BH and HIV/AIDS
requirements, including how the
national Indian organization plans to
demonstrate improved health education
and outreach services to all 567
Federally-recognized Tribes for each of
the two components described herein.
Section 2: Program Evaluation.
Describe fully and clearly how the
outreach and education efforts will
impact changes in knowledge and
awareness in Tribal communities
regarding both components. Identify
anticipated or expected benefits for the
Tribal constituency.
Requirements for Project and Budget
Narratives
A. Project Narrative: This narrative
should be a separate Word document
that is no longer than 20 pages and
must: Be single-spaced, be type written,
have consecutively numbered pages, use
black type not smaller than 12
characters per one inch, and be printed
on one side only of standard size 81⁄2″
x 11″ paper.
Be sure to succinctly address and
answer all questions listed under the
narrative and place them under the
evaluation criteria (refer to Section V.1,
Evaluation criteria in this
announcement) and place all responses
and required information in the correct
section (noted below), or they shall not
be considered or scored. These
narratives will assist the Objective
Review Committee (ORC) in becoming
familiar with the applicant’s activities
and accomplishments prior to this
cooperative agreement award. If the
narrative exceeds the page limit, only
the first 20 pages will be reviewed. The
20-page limit for the narrative does not
include the work plan, standard forms,
Tribal resolutions, table of contents,
budget, budget justifications, narratives,
and/or other appendix items.
There are three parts to the narrative:
Part A—Program Information; Part B—
Program Planning and Evaluation; and
Part C—Program Report. See below for
additional details about what must be
included in the narrative.
Reminder: You are required to submit
two separate complete and signed
application packages. One for the BH
cooperative agreement and one
complete signed application package for
the HIV/AIDS cooperative agreement.
This applies to the narratives and
budgets as well and all components
listed below. Be sure to address each
component separately in its respective
application package. The page
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Part A: Program Information (8 Page
Limitation)
Section 1: Needs.
Describe how the national Indian
organization has the experience to
provide outreach and education efforts
regarding the pertinent changes and
updates in health care for each of the
two components listed herein: BH and
HIV/AIDS.
Part C: Program Report (5 Page
Limitation)
Section 1: Describe major
accomplishments over the last 24
months.
Identify and describe significant
program achievements associated with
the delivery of quality health outreach
and education. Provide a comparison of
the actual accomplishments to the goals
established for the project period for
both components, or if applicable,
provide justification for the lack of
progress.
Section 2: Describe major activities
over the last 24 months.
Identify and summarize recent major
health related outreach and education
project activities of the work performed
for both components during the last
project period.
B. Budget Narrative: This narrative
must include a line item budget with a
narrative justification for all
expenditures identifying reasonable and
allowable costs necessary to accomplish
the goals and objectives as outlined in
the project narrative. Budget should
match the scope of work described in
the project narrative. The budget
narrative should not exceed five pages.
3. Submission Dates and Times
Applications must be submitted
electronically through Grants.gov by
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11:59 p.m. Eastern Daylight Time (EDT)
on the Application Deadline Date listed
in the Key Dates section on page one of
this announcement. Any application
received after the application deadline
will not be accepted for processing, nor
will it be given further consideration for
funding. Grants.gov will notify the
applicant via email if the application is
rejected.
If technical challenges arise and
assistance is required with the
electronic application process, contact
Grants.gov Customer Support via email
to support@grants.gov or at (800) 518–
4726. Customer Support is available to
address questions 24 hours a day, 7 days
a week (except on Federal holidays). If
problems persist, contact Mr. Paul
Gettys (Paul.Gettys@ihs.gov), DGM
Grant Systems Coordinator, by
telephone at (301) 443–2114 or (301)
443–5204. Please be sure to contact Mr.
Gettys at least ten days prior to the
application deadline. Please do not
contact the DGM until you have
received a Grants.gov tracking number.
In the event you are not able to obtain
a tracking number, call the DGM as soon
as possible.
If the applicant needs to submit a
paper application instead of submitting
electronically through Grants.gov, a
waiver must be requested. Prior
approval must be requested and
obtained from Mr. Robert Tarwater,
Director, DGM, (see Section IV.6 below
for additional information). The waiver
must: (1) Be documented in writing
(emails are acceptable), before
submitting a paper application, and (2)
include clear justification for the need
to deviate from the required electronic
grants submission process. A written
waiver request must be sent to
GrantsPolicy@ihs.gov with a copy to
Robert.Tarwater@ihs.gov. Once the
waiver request has been approved, the
applicant will receive a confirmation of
approval email containing submission
instructions and the mailing address to
submit the application. A copy of the
written approval must be submitted
along with the hardcopy of the
application that is mailed to DGM.
Paper applications that are submitted
without a copy of the signed waiver
from the Senior Policy Analyst of the
DGM will not be reviewed or considered
for funding. The applicant will be
notified via email of this decision by the
Grants Management Officer of the DGM.
Paper applications must be received by
the DGM no later than 5 p.m., EDT, on
the Application Deadline Date listed in
the Key Dates section on page one of
this announcement. Late applications
will not be accepted for processing or
considered for funding.
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4. Intergovernmental Review
Executive Order 12372 requiring
intergovernmental review is not
applicable to this program.
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5. Funding Restrictions
• Pre-award costs are not allowable.
• The available funds are inclusive of
direct and appropriate indirect costs.
• Only one grant/cooperative
agreement will be awarded per
component.
• IHS will not acknowledge receipt of
applications.
6. Electronic Submission Requirements
All applications must be submitted
electronically. Please use the https://
www.Grants.gov Web site to submit an
application electronically and select the
‘‘Find Grant Opportunities’’ link on the
homepage. Download a copy of the
application package, complete it offline,
and then upload and submit the
completed application via the https://
www.Grants.gov Web site. Electronic
copies of the application may not be
submitted as attachments to email
messages addressed to IHS employees or
offices.
If the applicant receives a waiver to
submit paper application documents,
they must follow the rules and timelines
that are noted below. The applicant
must seek assistance at least ten days
prior to the Application Deadline Date
listed in the Key Dates section on page
one of this announcement.
Applicants that do not adhere to the
timelines for System for Award
Management (SAM) and/or https://
www.Grants.gov registration or that fail
to request timely assistance with
technical issues will not be considered
for a waiver to submit a paper
application.
Please be aware of the following:
• Please search for the application
package in https://www.Grants.gov by
entering the CFDA number or the
Funding Opportunity Number. Both
numbers are located in the header of
this announcement.
• If you experience technical
challenges while submitting your
application electronically, please
contact Grants.gov Support directly at:
support@grants.gov or (800) 518–4726.
Customer Support is available to
address questions 24 hours a day, 7 days
a week (except on Federal holidays).
• Upon contacting Grants.gov, obtain
a tracking number as proof of contact.
The tracking number is helpful if there
are technical issues that cannot be
resolved and a waiver from the agency
must be obtained.
• If it is determined that a waiver is
needed, the applicant must submit a
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request in writing (emails are
acceptable) to GrantsPolicy@ihs.gov
with a copy to Robert.Tarwater@ihs.gov.
Please include a clear justification for
the need to deviate from the standard
electronic submission process.
• If the waiver is approved, the
application should be sent directly to
the DGM by the Application Deadline
Date listed in the Key Dates section on
page one of this announcement.
• Applicants are strongly encouraged
not to wait until the deadline date to
begin the application process through
Grants.gov as the registration process for
SAM and Grants.gov could take up to
fifteen working days.
• Please use the optional attachment
feature in Grants.gov to attach
additional documentation that may be
requested by the DGM.
• All applicants must comply with
any page limitation requirements
described in this Funding
Announcement.
• After electronically submitting the
application, the applicant will receive
an automatic acknowledgment from
Grants.gov that contains a Grants.gov
tracking number. The DGM will
download the application from
Grants.gov and provide necessary copies
to the appropriate agency officials.
Neither the DGM nor the Office of Direct
Service and Contracting Tribes will
notify the applicant that the application
has been received.
• Email applications will not be
accepted under this announcement.
Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
All IHS applicants and grantee
organizations are required to obtain a
DUNS number and maintain an active
registration in the SAM database. The
DUNS number is a unique 9-digit
identification number provided by D&B
which uniquely identifies each entity.
The DUNS number is site specific;
therefore, each distinct performance site
may be assigned a DUNS number.
Obtaining a DUNS number is easy, and
there is no charge. To obtain a DUNS
number, please access it through https://
fedgov.dnb.com/webform, or to expedite
the process, call (866) 705–5711.
All HHS recipients are required by the
Federal Funding Accountability and
Transparency Act of 2006, as amended
(‘‘Transparency Act’’), to report
information on sub-awards.
Accordingly, all IHS grantees must
notify potential first-tier sub-recipients
that no entity may receive a first-tier
sub-award unless the entity has
provided its DUNS number to the prime
grantee organization. This requirement
ensures the use of a universal identifier
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to enhance the quality of information
available to the public pursuant to the
Transparency Act.
System for Award Management (SAM)
Organizations that were not registered
with Central Contractor Registration
(CCR) and have not registered with SAM
will need to obtain a DUNS number first
and then access the SAM online
registration through the SAM home page
at https://www.sam.gov (U.S.
organizations will also need to provide
an Employer Identification Number
from the Internal Revenue Service that
may take an additional 2–5 weeks to
become active). Completing and
submitting the registration takes
approximately one hour to complete
and SAM registration will take 3–5
business days to process. Registration
with the SAM is free of charge.
Applicants may register online at
https://www.sam.gov.
Additional information on
implementing the Transparency Act,
including the specific requirements for
DUNS and SAM, can be found on the
IHS Grants Management, Grants Policy
Web site: https://www.ihs.gov/dgm/
policytopics/.
V. Application Review Information
The instructions for preparing the
application narrative also constitute the
evaluation criteria for reviewing and
scoring the application. Weights
assigned to each section are noted in
parentheses. The 20-page narrative
should include only the first year of
activities; information for multi-year
projects should be included as an
appendix. See ‘‘Multi-year Project
Requirements’’ at the end of this section
for more information. The narrative
section should be written in a manner
that is clear to outside reviewers
unfamiliar with prior related activities
of the applicant. It should be well
organized, succinct, and contain all
information necessary for reviewers to
understand the project fully. Points will
be assigned to each evaluation criteria
adding up to a total of 100 points. A
minimum score of 60 points is required
for funding. Points are assigned as
follows:
1. Criteria
A. Introduction and Need for Assistance
(15 Points)
(1) Describe the organization’s current
health, education and technical
assistance operations as related to the
broad spectrum of health needs of the
AI/AN community. Include what
programs and services are currently
provided (i.e., Federally-funded, Statefunded, etc.), and identify any
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memorandums of agreement with other
national, Area or local Indian health
board organizations. This could also
include HHS agencies that rely on the
applicant as the primary gateway
organization that is capable of providing
the dissemination of health information
to Tribes. Include information regarding
technologies currently used (i.e.,
hardware, software, services, Web sites,
etc.), and identify the source(s) of
technical support for those technologies
(i.e., in-house staff, contractors, vendors,
etc.). Include information regarding how
long the applicant has been operating
and its length of association/
partnerships with Area health boards,
etc. [historical collaboration].
(2) Describe the organization’s current
technical assistance ability. Include
what programs and services are
currently provided, programs and
services projected to be provided, and
describe any memorandums of
agreement with other national Indian
organizations that deem the applicant as
the primary source of health policy
information for AI/ANs, or any other
memorandums of agreement with other
Area Indian health boards, etc.
(3) Describe the population to be
served by the proposed projects. Are
they hard to reach? Are there barriers?
Include a description of the number of
Tribes who currently benefit from the
technical assistance provided by the
applicant.
(4) Describe the geographic location of
the proposed project including any
geographic barriers experienced by the
recipients of the technical assistance to
the health care information provided.
(5) Identify all previous IHS
cooperative agreement awards received,
dates of funding and summaries of the
projects’ accomplishments. State how
previous cooperative agreement funds
facilitated education, training and
technical assistance nationwide for AI/
ANs. (Copies of reports will not be
accepted.)
(6) Describe collaborative and
supportive efforts with national, Area,
and local Indian health boards.
(7) Explain the need/reason for the
proposed projects by identifying
specific gaps or weaknesses in services
or infrastructure that will be addressed
by the proposed projects. Explain how
these gaps/weaknesses have been
assessed.
(8) Explain what measures were taken
or will be taken to ensure the proposed
projects will not create new gaps or
weaknesses in services or infrastructure.
(9) Describe the effect of the proposed
project on current programs (i.e.,
Federally-funded, State funded, etc.)
and, if applicable, on current equipment
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(i.e., hardware, software, services, etc.).
Include the effect of the proposed
projects on planned/anticipated
programs and/or equipment.
(10) Describe how the projects relate
to the purpose of the cooperative
agreement by identifying how the
proposed project will address national
Indian health care outreach and
education regarding various health data
listed, e.g., BH and HIV and AIDS,
dissemination, training, and technical
assistance, etc.
B. Project Objective(s), Work Plan and
Approach (40 Points)
(1) Identify the proposed project
objective(s) for each of the two projects,
as applicable, addressing the following:
• Measurable and (if applicable)
quantifiable.
• results oriented.
• time-limited.
Example: Issue four quarterly
newsletters, provide alerts and quantify
number of contacts with Tribes. Goals
must be clear and concise.
(2) Address how the proposed
projects will result in change or
improvement in program operations or
processes for each proposed project
objective for the selected projects. Also
address what tangible products, if any,
are expected from the project, (i.e.,
legislative analysis, policy analysis,
annual conferences, mid-year
conferences, summits, etc.).
(3) Address the extent to which the
proposed projects will provide,
improve, or expand services that
address the need(s) of the target
population. Include a strategic plan and
business plan currently in place that are
being used that will include the
expanded services. Include the plan(s)
with the application submission.
(4) Submit a work plan in the
Appendix that:
• Provides the action steps on a
timeline for accomplishing each of the
projects’ proposed objective(s).
• Identifies who will perform the
action steps.
• Identifies who will supervise the
action steps taken.
• Identifies what tangible products
will be produced during and at the end
of the proposed project objective(s).
• Identifies who will accept and/or
approve work products during the
duration of the proposed projects and at
the end of the proposed projects.
• Identifies any training that will take
place during the proposed projects and
who will be attending the training.
• Identifies evaluation activities
proposed in the work plans.
(5) If consultants or contractors will
be used during the proposed project,
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please include the following
information in their scope of work (or
note if consultants/contractors will not
be used):
• Educational requirements.
• Desired qualifications and work
experience.
• Expected work products to be
delivered on a timeline.
If a potential consultant/contractor
has already been identified, please
include a resume in the Appendix.
(6) Describe what updates will be
required for the continued success of
the proposed project. Include when
these updates are anticipated and where
funds will come from to conduct the
update and/or maintenance.
C. Program Evaluation (20 Points)
Each proposed objective requires an
evaluation component to assess its
progress and ensure its completion.
Also, include the evaluation activities in
the work plan.
Describe the proposed plan to
evaluate both outcomes and process.
Outcome evaluation relates to the
results identified in the objectives, and
process evaluation relates to the work
plan and activities of the project.
(1) For outcome evaluation, describe:
• What will the criteria be for
determining success of each objective?
• What data will be collected to
determine whether the objective was
met?
• At what intervals will data be
collected?
• Who will collect the data and their
qualifications?
• How will the data be analyzed?
• How will the results be used?
(2) For process evaluation, describe:
• How will the projects be monitored
and assessed for potential problems and
needed quality improvements?
• Who will be responsible for
monitoring and managing project
improvements based on results of
ongoing process improvements and
what are their qualifications?
• How will ongoing monitoring be
used to improve the projects?
• Describe any products, such as
manuals or policies, that might be
developed and how they might lend
themselves to replication by others.
• How will the organization
document what is learned throughout
the projects’ grant periods?
(3) Describe any evaluation efforts
planned after the grant period has
ended.
(4) Describe the ultimate benefit to the
AI/AN population served by the
applicant organization that will be
derived from these projects.
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D. Organizational Capabilities, Key
Personnel and Qualifications (15 Points)
This section outlines the broader
capacity of the organization to complete
the project outlined in the work plan. It
includes the identification of personnel
responsible for completing tasks and the
chain of responsibility for successful
completion of the projects outlined in
the work plans.
(1) Describe the organizational
structure of the organization beyond
health care activities, if applicable.
(2) Describe the ability of the
organization to manage the proposed
projects. Include information regarding
similarly sized projects in scope and
financial assistance, as well as other
cooperative agreements/grants and
projects successfully completed.
(3) Describe what equipment (i.e., fax
machine, phone, computer, etc.) and
facility space (i.e., office space) will be
available for use during the proposed
projects. Include information about any
equipment not currently available that
will be purchased through the
cooperative agreement/grant.
(4) List key personnel who will work
on the projects. Include title used in the
work plans. In the Appendix, include
position descriptions and resumes for
all key personnel. Position descriptions
should clearly describe each position
and duties, indicating desired
qualifications and experience
requirements related to the proposed
project. Resumes must indicate that the
proposed staff member is qualified to
carry out the proposed project activities.
If a position is to be filled, indicate that
information on the proposed position
description.
(5) If personnel are to be only partially
funded by this cooperative agreement,
indicate the percentage of time to be
allocated to this project and identify the
resources used to fund the remainder of
the individual’s salary.
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E. Categorical Budget and Budget
Justification (10 Points)
This section should provide a clear
estimate of the program costs and
justification for expenses for the entire
cooperative agreement period for each
award. The budgets and budget
justifications should be consistent with
the tasks identified in the work plans.
Because each of the two awards
included in this announcement are
funded through separate funding
streams, the applicant must provide a
separate budget and budget narrative for
each of the two components and must
account for costs separately.
(1) Provide a categorical budget for
each of the 12-month budget periods
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requested for each of the two projects.
One additional page per year addressing
the developmental plans for each
additional year of the project.
(2) If IDC are claimed, indicate and
apply the current negotiated rate to the
budget. Include a copy of the rate
agreement in the Appendix. See Section
VI. Award Administration Information,
3. Indirect Costs.
(3) Provide a narrative justification
explaining why each line item is
necessary or relevant to the proposed
project. Include sufficient costs and
other details to facilitate the
determination that the cost is allowable
(i.e., equipment specifications, etc.).
Multi-Year Project Requirements
Projects requiring a second and/or
third year must include a brief project
narrative and budget (one additional
page per year) addressing the
developmental plans for each additional
year of the project.
Additional documents can be uploaded
as Appendix Items in Grants.gov
• Work plan, logic model and/or time
line for proposed objectives.
• Position descriptions for key staff.
• Resumes of key staff that reflect
current duties.
• Consultant or contractor proposed
scope of work and letter of commitment
(if applicable).
• Current Indirect Cost Agreement.
• Organizational chart.
• Map of area identifying project
location(s).
• Additional documents to support
narrative (i.e., data tables, key news
articles, etc.).
2. Review and Selection
Each application will be prescreened
by the DGM staff for eligibility and
completeness as outlined in the funding
announcement. Applications that meet
the eligibility criteria shall be reviewed
for merit by the ORC based on
evaluation criteria in this funding
announcement. The ORC could be
composed of both Tribal and Federal
reviewers appointed by the Office of
Direct Service and Contracting Tribes
(ODSCT) to review and make
recommendations on these applications.
The technical review process ensures
selection of quality projects in a
national competition for limited
funding. Incomplete applications and
applications that are non-responsive to
the eligibility criteria will not be
referred to the ORC. The applicant will
be notified via email of this decision by
the Grants Management Officer of the
DGM. Applicants will be notified by
DGM, via email, to outline minor
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missing components (i.e., budget
narratives, audit documentation, key
contact form) needed for an otherwise
complete application. All missing
documents must be sent to DGM on or
before the due date listed in the email
of notification of missing documents
required.
To obtain a minimum score for
funding by the ORC, applicants must
address all program requirements and
provide all required documentation.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) is a
legally binding document signed by the
Grants Management Officer and serves
as the official notification of the grant
award. The NoA will be initiated by the
DGM in our grant system,
GrantSolutions (https://
www.grantsolutions.gov). Each entity
that is approved for funding under this
announcement will need to request or
have a user account in GrantSolutions
in order to retrieve their NoA. The NoA
is the authorizing document for which
funds are dispersed to the approved
entities and reflects the amount of
Federal funds awarded, the purpose of
the grant, the terms and conditions of
the award, the effective date of the
award, and the budget/project period.
Disapproved Applicants
Applicants who received a score less
than the recommended funding level for
approval, 60 points, and were deemed
to be disapproved by the ORC, will
receive an Executive Summary
Statement from the ODSCT within 30
days of the conclusion of the ORC
outlining the strengths and weaknesses
of their application submitted. The
ODSCT will also provide additional
contact information as needed to
address questions and concerns as well
as provide technical assistance if
desired.
Approved But Unfunded Applicants
Approved but unfunded applicants
that met the minimum scoring range
and were deemed by the ORC to be
‘‘Approved’’, but were not funded due
to lack of funding, will have their
applications held by DGM for a period
of one year. If additional funding
becomes available during the course of
FY 2016 the approved but unfunded
application may be re-considered by the
awarding program office for possible
funding. The applicant will also receive
an Executive Summary Statement from
the IHS program office within 30 days
of the conclusion of the ORC.
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Note: Any correspondence other than the
official NoA signed by an IHS Grants
Management Official announcing to the
Project Director that an award has been made
to their organization is not an authorization
to implement their program on behalf of IHS.
2. Administrative Requirements
Cooperative agreements are
administered in accordance with the
following regulations, policies, and
OMB cost principles:
A. The criteria as outlined in this
Program Announcement.
B. Administrative Regulations for
Grants:
• Uniform Administrative
Requirements for HHS Awards, located
at 45 CFR part 75.
C. Grants Policy:
• HHS Grants Policy Statement,
Revised 01/07.
D. Cost Principles:
• Uniform Administrative
Requirements for HHS Awards, ‘‘Cost
Principles,’’ located at 45 CFR part 75,
subpart E.
E. Audit Requirements:
• Uniform Administrative
Requirements for HHS Awards, ‘‘Audit
Requirements,’’ located at 45 CFR part
75, subpart F.
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3. Indirect Costs
This section applies to all grant
recipients that request reimbursement of
IDC in their grant application. In
accordance with HHS Grants Policy
Statement, Part II–27, IHS requires
applicants to obtain a current IDC rate
agreement prior to award. The rate
agreement must be prepared in
accordance with the applicable cost
principles and guidance as provided by
the cognizant agency or office. A current
rate covers the applicable grant
activities under the current award’s
budget period. If the current rate is not
on file with the DGM at the time of
award, the IDC portion of the budget
will be restricted. The restrictions
remain in place until the current rate is
provided to the DGM.
Generally, IDC rates for IHS grantees
are negotiated with the Division of Cost
Allocation (DCA) https://rates.psc.gov/
and the Department of Interior (Interior
Business Center) https://www.doi.gov/
ibc/services/finance/indirect-CostServices/indian-tribes. For questions
regarding the indirect cost policy, please
call the Grants Management Specialist
listed under ‘‘Agency Contacts’’ or the
main DGM office at (301) 443–5204.
4. Reporting Requirements
The grantee must submit required
reports consistent with the applicable
deadlines. Failure to submit required
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reports within the time allowed may
result in suspension or termination of
an active grant, withholding of
additional awards for the project, or
other enforcement actions such as
withholding of payments or converting
to the reimbursement method of
payment. Continued failure to submit
required reports may result in one or
both of the following: (1) The
imposition of special award provisions;
and (2) the non-funding or non-award of
other eligible projects or activities. This
requirement applies whether the
delinquency is attributable to the failure
of the grantee organization or the
individual responsible for preparation
of the reports. Per DGM policy, all
reports are required to be submitted
electronically by attaching them as a
‘‘Grant Note’’ in GrantSolutions.
Personnel responsible for submitting
reports will be required to obtain a login
and password for GrantSolutions. Please
see the Agency Contacts list in section
VII for the systems contact information.
The reporting requirements for this
program are noted below.
A. Progress Reports
Program progress reports are required
semi-annually within 30 days after the
budget period ends. These reports must
include a brief comparison of actual
accomplishments to the goals
established for the period, or, if
applicable, provide sound justification
for the lack of progress, and other
pertinent information as required. A
final report must be submitted within 90
days of expiration of the budget/project
period.
B. Financial Reports
Federal Financial Report FFR (SF–
425), Cash Transaction Reports are due
30 days after the close of every calendar
quarter to the Payment Management
Services, HHS at: https://
www.dpm.psc.gov. It is recommended
that the applicant also send a copy of
the FFR (SF–425) report to the Grants
Management Specialist. Failure to
submit timely reports may cause a
disruption in timely payments to the
organization.
Grantees are responsible and
accountable for accurate information
being reported on all required reports:
The Progress Reports and Federal
Financial Report.
C. Federal Sub-Award Reporting System
(FSRS)
This award may be subject to the
Transparency Act sub-award and
executive compensation reporting
requirements of 2 CFR part 170.
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The Transparency Act requires the
OMB to establish a single searchable
database, accessible to the public, with
information on financial assistance
awards made by Federal agencies. The
Transparency Act also includes a
requirement for recipients of Federal
grants to report information about firsttier sub-awards and executive
compensation under Federal assistance
awards.
IHS has implemented a Term of
Award into all IHS Standard Terms and
Conditions, NoAs and funding
announcements regarding the FSRS
reporting requirement. This IHS Term of
Award is applicable to all IHS grant and
cooperative agreements issued on or
after October 1, 2010, with a $25,000
sub-award obligation dollar threshold
met for any specific reporting period.
Additionally, all new (discretionary)
IHS awards (where the project period is
made up of more than one budget
period) and where: (1) The project
period start date was October 1, 2010 or
after and (2) the primary awardee will
have a $25,000 sub-award obligation
dollar threshold during any specific
reporting period will be required to
address the FSRS reporting. For the full
IHS award term implementing this
requirement and additional award
applicability information, visit the DGM
Grants Policy Web site at: https://
www.ihs.gov/dgm/policytopics/.
D. Compliance With Executive Order
13166 Implementation of Services
Accessibility Provisions for All Grant
Application Packages and Funding
Opportunity Announcements
Recipients of federal financial
assistance (FFA) from HHS must
administer their programs in
compliance with federal civil rights law.
This means that recipients of HHS funds
must ensure equal access to their
programs without regard to a person’s
race, color, national origin, disability,
age and, in some circumstances, sex and
religion. This includes ensuring your
programs are accessible to persons with
limited English proficiency. HHS
provides guidance to recipients of FFA
on meeting their legal obligation to take
reasonable steps to provide meaningful
access to their programs by persons with
limited English proficiency. Please see
https://www.hhs.gov/civil-rights/forindividuals/special-topics/limitedenglish-proficiency/guidance-federalfinancial-assistance-recipients-title-VI/.
The HHS Office for Civil Rights (OCR)
also provides guidance on complying
with civil rights laws enforced by HHS.
Please see https://www.hhs.gov/civilrights/for-individuals/section-1557/
index.html; and https://www.hhs.gov/
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sradovich on DSK3GMQ082PROD with NOTICES
civil-rights/. Recipients of
FFA also have specific legal obligations
for serving qualified individuals with
disabilities. Please see https://
www.hhs.gov/civil-rights/forindividuals/disability/.
Please contact the HHS OCR for more
information about obligations and
prohibitions under federal civil rights
laws at https://www.hhs.gov/civil-rights/
for-individuals/disability/ or
call 1–800–368–1019 or TDD 1–800–
537–7697. Also note it is an HHS
Departmental goal to ensure access to
quality, culturally competent care,
including long-term services and
supports, for vulnerable populations.
For further guidance on providing
culturally and linguistically appropriate
services, recipients should review the
National Standards for Culturally and
Linguistically Appropriate Services in
Health and Health Care at https://
minorityhealth.hhs.gov/omh/
browse.aspx?lvl=2&lvlid=53.
Pursuant to 45 CFR 80.3(d), an
individual shall not be deemed
subjected to discrimination by reason of
his/her exclusion from benefits limited
by federal law to individuals eligible for
benefits and services from the IHS.
Recipients will be required to sign the
HHS–690 Assurance of Compliance
form which can be obtained from the
following Web site: https://www.hhs.gov/
sites/default/files/forms/hhs-690.pdf,
and send it directly to the: U.S.
Department of Health and Human
Services, Office of Civil Rights, 200
Independence Ave. SW., Washington,
DC 20201.
E. Federal Awardee Performance and
Integrity Information System (FAPIIS)
The IHS is required to review and
consider any information about the
applicant that is in the Federal Awardee
Performance and Integrity Information
System (FAPIIS) before making any
award in excess of the simplified
acquisition threshold (currently
$150,000) over the period of
performance. An applicant may review
and comment on any information about
itself that a federal awarding agency
previously entered. IHS will consider
any comments by the applicant, in
addition to other information in FAPIIS
in making a judgment about the
applicant’s integrity, business ethics,
and record of performance under federal
awards when completing the review of
risk posed by applicants as described in
45 CFR 75.205.
As required by 45 CFR part 75
Appendix XII of the Uniform Guidance,
non-federal entities (NFEs) are required
to disclose in FAPIIS any information
about criminal, civil, and administrative
VerDate Sep<11>2014
19:03 Jul 14, 2016
Jkt 238001
proceedings, and/or affirm that there is
no new information to provide. This
applies to NFEs that receive federal
awards (currently active grants,
cooperative agreements, and
procurement contracts) greater than
$10,000,000 for any period of time
during the period of performance of an
award/project.
Mandatory Disclosure Requirements
As required by 2 CFR part 200 of the
Uniform Guidance, and the HHS
implementing regulations at 45 CFR part
75, effective January 1, 2016, the Indian
Health Service must require a nonfederal entity or an applicant for a
federal award to disclose, in a timely
manner, in writing to the IHS or passthrough entity all violations of federal
criminal law involving fraud, bribery, or
gratutity violations potentially affecting
the federal award.
Submission is required for all
applicants and recipients, in writing, to
the IHS and to the HHS Office of
Inspector General all information
related to violations of Federal criminal
law involving fraud, bribery, or gratuity
violations potentially affecting the
Federal award. 45 CFR 75.113
Disclosures must be sent in writing to:
U.S. Department of Health and Human
Services, Indian Health Service,
Division of Grants Management, ATTN:
Robert Tarwater, Director, 5600 Fishers
Lane, Mailstop: 09E70, Rockville,
Maryland 20857. (Include ‘‘Mandatory
Grant Disclosures’’ in subject line.) Ofc:
(301) 443–5204. Fax: (301) 594–0899.
email: Robert.Tarwater@ihs.gov. AND
U.S. Department of Health and Human
Services, Office of Inspector General,
ATTN: Mandatory Grant Disclosures,
Intake Coordinator, 330 Independence
Avenue SW., Cohen Building, Room
5527, Washington, DC 20201. URL:
https://oig.hhs.gov/fraud/reportfraud/
index.asp (Include ‘‘Mandatory Grant
Disclosures’’ in subject line) Fax: (202)
205–0604 (Include ‘‘Mandatory Grant
Disclosures’’ in subject line.) or email:
MandatoryGranteeDisclosures@
oig.hhs.gov.
Failure to make required disclosures
can result in any of the remedies
described in 45 CFR 75.371 Remedies
for noncompliance, including
suspension or debarment (See 2 CFR
parts 180 and 376 and 31 U.S.C. 3321).
VII. Agency Contacts
1. Questions on the programmatic
issues may be directed to: Ms. Michelle
EagleHawk, Deputy Director, ODSCT,
5600 Fishers Lane, Mail Stop: 8E17,
Rockville, Maryland 20857, Telephone:
(301) 443–1104, email:
Michelle.EagleHawk@ihs.gov.
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46109
2. Questions on grants management
and fiscal matters may be directed to:
Ms. Patience Musikikongo, DGM, Grants
Management Specialist, 5600 Fishers
Lane, Mail Stop: 09E70, Rockville, MD
20857, Telephone: (301) 443–2059, Fax:
(301) 594–0899, email:
Patience.Musikikongo@ihs.
3. Questions on systems matters may
be directed to: Paul Gettys, Grant
Systems Coordinator, 5600 Fishers
Lane, Mail Stop: 09E70, Rockville, MD
20857, Phone: (301) 443–2114; or the
DGM main line 301–443–5204, Fax:
(301) 594–0899, email: Paul.Gettys@
ihs.gov.
VIII. Other Information
The Public Health Service strongly
encourages all cooperative agreement
and contract recipients to provide a
smoke-free workplace and promote the
non-use of all tobacco products. In
addition, Public Law 103–227, the ProChildren Act of 1994, prohibits smoking
in certain facilities (or in some cases,
any portion of the facility) in which
regular or routine education, library,
day care, health care, or early childhood
development services are provided to
children. This is consistent with the
HHS mission to protect and advance the
physical and mental health of the
American people.
Dated: July 7, 2016.
Elizabeth A. Fowler,
Deputy Director for Management Operations,
Indian Health Service.
[FR Doc. 2016–16819 Filed 7–14–16; 8:45 am]
BILLING CODE 4165–16–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
National Institute on Alcohol Abuse
and Alcoholism; Notice of Closed
Meetings
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended (5 U.S.C. App.), notice is
hereby given of the following meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
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Agencies
[Federal Register Volume 81, Number 136 (Friday, July 15, 2016)]
[Notices]
[Pages 46100-46109]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-16819]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service
Office of Direct Service and Contracting Tribes; National Indian
Health Outreach and Education II
Announcement Type: New/Competing Continuation.
Announcement Number: HHS-2016-IHS-NIHOE-2-BH-HIV/AIDS-0001.
Catalog of Federal Domestic Assistance Number: 93.933.
Key Dates
Application Deadline Date: August 15, 2016.
Review Date: August 22, 2016.
Earliest Anticipated Start Date: September 15, 2016.
Proof of Non-Profit Status Due Date: August 15, 2016.
I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is accepting competitive
applications for two limited competition cooperative agreements under
the National Indian Health Outreach and Education (NIHOE-II) program:
The Behavioral Health (BH)--to include the Substance Abuse and Suicide
Prevention (SASP) program, formerly known as the Methamphetamine and
Suicide Prevention Intervention, and the Domestic Violence Prevention
(DVP) program, formerly known as the Domestic Violence Prevention
Initiative--national awareness, visibility, advocacy, outreach and
education award and the Human Immunodeficiency Virus/Acquired Immune
Deficiency Syndrome (HIV/AIDS) outreach and education award. The BH
national awareness, visibility, advocacy, and education award is funded
by IHS and is authorized under the Snyder Act, codified at 25 U.S.C.
13; the Transfer Act, codified at 42 U.S.C. 2001; the Consolidated
Appropriations Act, 2016, Public Law 114-113. The HIV/AIDS outreach and
education award is funded by the Office of the Secretary (OS),
Department of Health and Human Services (HHS). Funding for the HIV/AIDS
award will be provided by OS via an Intra-Departmental Delegation of
Authority dated May 1st, 2016 to IHS to permit obligation of funding
appropriated by the Consolidated Appropriations Act, 2016, Public Law
114-113. Each award is funded through a separate funding stream by each
respective Agency's appropriations. The awardee is responsible for
accounting for each of the two awards separately and must provide two
separate financial reports per year of funding (one for each award), as
indicated below. This program is described in the Catalog of Federal
Domestic Assistance under 93.933.
Background
The NIHOE program carries out health program objectives in the
American Indian/Alaska Native (AI/AN) community in the interest of
improving Indian health care for all 567 Federally-recognized Tribes
including Tribal governments operating their own health care delivery
systems through Indian Self-Determination and Education Assistance Act
(ISDEAA) contracts and compacts with the IHS and Tribes that continue
to receive health care directly from the IHS. This program addresses
health policy and health programs issues and disseminates educational
information to all AI/AN Tribes and villages. The NIHOE II BH and HIV/
AIDS awards require that public forums be held at Tribal educational
consumer conferences to disseminate changes and updates in the latest
health care information. These awards also require that regional and
national meetings be coordinated for information dissemination as well
as for the inclusion of planning and technical assistance and health
care recommendations on behalf of participating Tribes to ultimately
inform IHS and the HHS based on Tribal input through a broad based
consumer network.
Purpose
The purpose of these cooperative agreements is to further IHS
health program objectives in the AI/AN community with awareness,
visibility, advocacy, and education efforts for the BH and HIV/AIDS
programs on a national scale and in the interest of improving Indian
health care. This announcement includes two separate awards, each of
which will be awarded as noted below. The purpose of the BH award is to
promote behavioral health as central to the health and well-being of
AI/AN communities.
The purpose of the HIV/AIDS award is to further the goals of the
national HIV/AIDS program. HIV and AIDS are a critical and growing
health issue within the AI/AN population. The IHS National HIV/AIDS
Program seeks to avoid complacency and to increase awareness of the
impact of HIV/AIDS on AI/ANs. All activities are part of the IHS's
implementation plan to meet the three goals of the President's National
HIV/AIDS Strategy (NHAS) to reduce the
[[Page 46101]]
number of people who become infected with HIV, increase access to care
and optimize health outcomes for people living with HIV, and reduce
HIV-related disparities. This population faces additional health
disparities that contribute significantly to the risk of HIV
transmission such as substance abuse and sexually transmitted
infections. Amongst AI/AN people, HIV/AIDS exists in both urban and
rural populations (and on or near Tribal lands); however, many of those
living with HIV are not aware of their status. These statistics, risk
factors, and missed opportunities for screening illuminate the need to
go beyond raising awareness about HIV and begin active integration of
initiatives that will help routinize HIV services. If the status quo is
unchanged, prevalence will continue to increase and AI/AN communities
may face an irreversible problem. Therefore, the National HIV/AIDS
Program is working to change the way HIV is discussed, to change and
improve the way HIV testing is integrated into health services, and to
firmly establish linkages and access to care. The IHS HIV/AIDS Program
is implemented and executed via an integrated and comprehensive
approach through collaborations across multi-health sectors, both
internal and external to the agency. It attempts to encompass all types
of service delivery `systems' including IHS/Tribal/Urban facilities.
The IHS HIV/AIDS Program is committed to realizing the goals of the
President's NHAS and has bridged the objectives and implementation to
the IHS HIV/AIDS Strategic Plan.
Limited Competition Justification
Competition for both of the awards included in this announcement is
limited to national Indian health care organizations with at least ten
years of experience providing national awareness, visibility, advocacy,
education and outreach on a national scale. This limitation ensures
that the awardee will have: (1) A national information-sharing
infrastructure which will facilitate the timely exchange of information
between HHS and Tribes and Tribal organizations on a broad scale; (2) a
national perspective on the needs of AI/AN communities that will ensure
that the information developed and disseminated through the projects is
appropriate, useful and addresses the most pressing needs of AI/AN
communities; and (3) established relationships with Tribes and Tribal
organizations that will foster open and honest participation by AI/AN
communities. Regional or local organizations will not have the
mechanisms in place to conduct communication on a national level, nor
will they have an accurate picture of the health care needs facing AI/
ANs nationwide. Organizations with less experience will lack the
established relationships with Tribes and Tribal organizations
throughout the country that will facilitate participation and the open
and honest exchange of information between Tribes and HHS. With the
limited funds available for these projects, HHS must ensure that the
education and outreach efforts described in this announcement reach the
widest audience possible in a timely fashion, are appropriately
tailored to the needs of AI/AN communities throughout the country, and
come from a source that AI/ANs recognize and trust. For these reasons,
this is a limited competition announcement.
II. Award Information
Type of Award
Cooperative Agreement.
Estimated Funds Available
The total amount of funding identified for the current funding
period covering fiscal year (FY) 2016-2018 is approximately $1,200,000
(i.e., $400,000 to fund two cooperative agreements per year); $300,000
will be awarded for the BH award and $100,000 will be awarded for the
HIV/AIDS award. The amount of funding available for competing and
continuation awards issued under this announcement is subject to the
availability of appropriations and budgetary priorities of the Agency.
The IHS is under no obligation to make awards that are selected for
funding under this announcement.
Anticipated Number of Awards
Two awards will be issued under this program announcement. It is
the intention of IHS and the OS that one entity will receive both
awards. OS and IHS will concur on the final decision as to who will
receive both awards.
Project Period
The project periods for each award will be for three consecutive
years and will run from September 15, 2016 with completion by September
14, 2019.
Cooperative Agreement
Cooperative agreements awarded by the HHS are administered under
the same policies as a grant. The funding agency (IHS and OS) is
required to have substantial programmatic involvement in the project
during the entire award segment. Below is a detailed description of the
level of involvement required for both IHS, acting on behalf of the OS
for the HIV/AIDS award, and the grantee. IHS will be responsible for
activities listed under section A and the grantee will be responsible
for activities listed under section B as stated:
Substantial Involvement Description for Cooperative Agreement
A. IHS Programmatic Involvement
The IHS assigned program official will monitor the overall progress
of the awardee's execution of the requirements of the two awards: IHS
award and OS award noted below as well as their adherence to the terms
and conditions of the cooperative agreements. This includes providing
guidance for required reports, developing of tools, and other products,
interpreting program findings, and assisting with evaluations and
overcoming any difficulties or performance issues encountered. The IHS
assigned program official must approve all presentations, electronic
content, and other materials, including mass emails, developed by
awardee pursuant to these awards and any supplemental awards prior to
the presentation or dissemination of such materials to any party.
(1) Behavioral Health award:
i. The IHS assigned program official will work in partnership with
the awardee to elevate the priority of behavioral health by
coordinating in-person and virtual meetings of the National Tribal
Advisory Committee on Behavioral Health and represent the National
Indian Health Board on Action Alliance for Suicide Prevention's AI/AN
Task Force to assist in national awareness, visibility, and advocacy to
promote behavioral health and wellness.
ii. The IHS assigned program official will work in partnership with
the awardee to promote a national premier AI/AN behavioral health
conference, to include a SASP grantee, and DVP grantee meeting with the
ultimate goal of reducing the outstanding behavioral health disparities
among AI/AN people.
(2) HIV/AIDS award:
IHS staff will provide support for the HIV/AIDS award as follows:
i. The IHS assigned program official will work in partnership with
the awardee in all decisions involving strategy, hiring of grantee
personnel, deployment of resources, release of public information
materials, quality assurance, coordination of activities, training,
reports, budgets, and evaluations. Collaboration includes data
analysis, interpretation of findings, and reporting.
ii. The IHS assigned program official will work closely with OS and
all participating IHS health services/programs, as appropriate, to
coordinate award activities.
[[Page 46102]]
iii. The IHS assigned program official will coordinate the
following for OS and the participating IHS program offices and staff:
Discussion and release of any and all special grant
conditions upon fulfillment.
Monthly scheduled conference calls.
Appropriate dissemination of required reports to each
participating program.
iv. The IHS will, jointly with the awardee, plan and set an agenda
for each of the conferences mentioned in this announcement that:
Shares the training and/or accomplishments.
Fosters collaboration amongst the participating program
offices, agencies, and/or departments.
Increases visibility for the partnership between the
awardee and the IHS and OS.
v. IHS will provide guidance in addressing deliverables and
requirements.
vi. IHS will provide guidance in preparing articles for publication
and/or presentations of program successes, lessons learned, and new
findings.
vii. IHS will communicate via monthly conference calls, individual
or collective site visits, and monthly meetings.
viii. IHS staff will review articles concerning the HHS, OS, and
the Agency for accuracy and may, as requested by the awardee, provide
relevant articles.
ix. IHS will provide technical assistance to the entity as
requested.
x. IHS staff may, at the request of the entity's board, participate
on study groups and may recommend topics for analysis and discussion.
B. Grantee Cooperative Agreement Award Activities
The awardee must comply with relevant Office of Management and
Budget (OMB) Circular provisions regarding lobbying, any applicable
lobbying restrictions provided under other law and any applicable
restriction on the use of appropriated funds for lobbying activities.
The awardee is responsible for the following in addition to
fulfilling all requirements noted for each award component: BH and HIV/
AIDS.
i. To succinctly and independently address the requirements for
each of the two awards listed below: BH and HIV/AIDS.
ii. To facilitate a forum or forums at which concerns can be heard
that are representative of all Tribal governments in the area of health
care policy analysis and program development for each of the two
components listed above.
iii. To assure that health care outreach and education is based on
Tribal input through a broad-based consumer network involving the Area
Indian health boards or health board representatives from each of the
12 IHS Areas.
iv. To establish relationships with other national Indian
organizations, professional groups, and Federal, State, and local
entities supportive of AI/AN health programs.
v. To improve and expand access for AI/AN Tribal governments to all
available programs within the HHS.
vi. To disseminate timely health care information to Tribal
governments, AI/AN health boards, other national Indian organizations,
professional groups, Federal, State, and local entities.
vii. To provide periodic dissemination of health care information,
including publication of a newsletter four times a year that features
articles on BH, SASP, DVP, and HIV/AIDS health promotion/disease/
prevention activities and models of best or promising practices, health
policy, and funding information relevant to AI/AN, etc.
SUMMARY OF TASKS TO BE PERFORMED
BH:
In alignment with the above program and independent from HIV/AIDS
activities (both via fiscal resources and programmatic implementation),
the awardee shall:
Facilitate and host an annual in-person meeting and
virtual meeting of the National Tribal Advisory Committee on Behavioral
Health.
Provide leadership for the National Action Alliance for
Suicide Prevention's American Indian/Alaska Native Task Force.
Host and promote, in partnership with program official, a
national premier AI/AN conference on current and pressing Behavioral
Health topics, including meetings of the SASP and DVP grantees, provide
workshops, pre-conference institutes, and/or presentations including,
but not limited to, suicide, substance use, domestic violence, sexual
assault, mental health illness, wellness, promising practices, and/or
best practices of Tribal BH programs (venue location, theme and content
of presentations to be agreed upon by the awardee and the IHS assigned
program official).
Increase capacity at the tribal level on grant writing to
increase the likelihood of awards from various Federal agencies.
Develop, maintain, and disseminate comprehensive
information on tribal BH programs, curricula, findings, articles, and
strategies to all Tribal BH programs.
HIV/AIDS:
In alignment with the above program and independent from BH
activities (both via fiscal resources and programmatic implementation),
the awardee shall:
Disseminate existing HIV/AIDS messages to AI/AN audiences
in a format designed to solicit, collect, and report on community-level
feedback and generate discussion regarding the disease and its
prevention. This may include electronic and emerging means of
communication. At least four distinct audiences (such as women, young
people, etc.) will be addressed and engaged. Preference will be given
to reaching audiences with the highest HIV burden or potential
increases as supported by the NHAS.
Disseminate existing IHS HIV/AIDS program and other HIV/
AIDS training materials to educators, health care providers, and other
key audiences. Collect and report on relevant evaluation criteria,
including impacts on underlying knowledge, attitudes, or beliefs about
HIV acquisition, testing, or treatment.
Deliver HIV/AIDS technical assistance and activity support
program. Engage in documented partnerships with AI/AN communities to
expand their capacity relevant to HIV/AIDS education and prevention
efforts. Local activity support may include sub-awards of resources and
distribution of incentives to qualified AI/AN-serving community
organizations increasing HIV/AIDS education and prevention in their
populations. Sub-award eligibility standards and management controls
will be proposed by the awardee and will be subject to IHS approval.
These activities must be conducted in accordance with Federal grant
policies and procedures. Awardee will collect and maintain relevant
evaluation materials and generate reports that highlight progress
towards the President's NHAS goals on the community level and that
collect best practices for dissemination to other communities.
Contribute technical expertise to the IHS HIV/AIDS program
and develop formal written documents responding to information requests
from the public regarding HIV/AIDS initiatives.
Develop and launch anti-stigma messaging for at least one
audience, coordinated with other local activities to increase HIV
screening and increase access to services, or increase positive role
modeling for people living with, or at risk of, acquiring HIV/AIDS.
[[Page 46103]]
Support and document issue-specific discussions with
Tribal Leaders as needed to address effective prevention interventions
for AI/AN populations as noted in the President's NHAS.
Obtain approval from the IHS assigned program official of
all presentations, electronic content, and other materials, including
mass emails, developed by awardee pursuant to this award and any
supplemental awards prior to the presentation or dissemination of such
materials to any party, allowing for a reasonable amount of time for
IHS review.
III. Eligibility Information
I.
1. Eligibility
To be eligible for this ``New/Competing Continuation
Announcement'', an applicant must:
Provide proof of non-profit status with the application, e.g.
501(c)(3).
Be a national Indian health care organizations with at least ten
years of experience providing national awareness, visibility, advocacy,
education and outreach on a national scale to ensure:
(1) A national information-sharing infrastructure which will
facilitate the timely exchange of information between HHS and Tribes
and Tribal organizations on a broad scale with the infrastructure in
place to accomplish the work under the proposed program;
(2) A national perspective on the needs of AI/AN communities that
will ensure that the information developed and disseminated through the
projects is appropriate, useful and addresses the most pressing needs
of AI/AN communities; and,
(3) Established relationships with Tribes and Tribal organizations
that will foster open and honest participation by AI/AN communities.
Organizations with less experience will lack the established
relationships with Tribes and Tribal organizations throughout the
country to facilitate participation and the open and honest exchange of
information between Tribes and HHS.
Demonstrate expertise in the following areas:
Representing all Tribal governments and providing a
variety of services to Tribes, Area health boards, Tribal
organizations, and Federal agencies, and playing a major role in
focusing attention on Indian health care needs, resulting in improved
health outcomes for AI/ANs.
Promotion and support of Indian education and coordinating
efforts to inform AI/AN of Federal decisions that affect Tribal
government interests including the improvement of Indian health care.
National health policy and health programs administration.
Have a national AI/AN constituency and clearly support
critical services and activities within the IHS mission of improving
the quality of health care for AI/AN people.
Portray evidence of their solid support of improved health
care in Indian Country.
Provide evidence of at least ten years of experience
providing education and outreach on a national scale.
Regional and or local organizations that do not have mechanisms in
place to conduct communication on a national level to meet the health
care needs facing AI/ANs nationwide as outlined in this funding
announcement will not be considered eligible.
With the limited funds available for these projects, HHS must
ensure that the education and outreach efforts described in this
announcement reach the widest audience possible in a timely fashion;
are appropriately tailored to the needs of AI/AN communities throughout
the country, and come from a source that AI/ANs recognize and trust.
Note: Please refer to Section IV.2 (Application and Submission
Information/Subsection 2, Content and Form of Application
Submission) for additional proof of applicant status documents
required such as Tribal resolutions, proof of non-profit status,
etc.
2. Cost Sharing or Matching
The IHS does not require matching funds or cost sharing for grants
or cooperative agreements.
3. Other Requirements
If application budgets exceed the highest dollar amount outlined
under the ``Estimated Funds Available'' section within this funding
announcement, the application will be considered ineligible and will
not be reviewed for further consideration. If deemed ineligible, IHS
will not return the application. The applicant will be notified by
email by the Division of Grants Management (DGM) of this decision.
Proof of Non-Profit Status
Organizations claiming non-profit status must submit proof. A copy
of the 501(c)(3) Certificate must be received with the application
submission by the Application Deadline Date listed under the Key Dates
section on page one of this announcement.
An applicant submitting any of the above additional documentation
after the initial application submission due date is required to ensure
the information was received by the IHS by obtaining documentation
confirming delivery (i.e., FedEx tracking, postal return receipt,
etc.).
IV. Application and Submission Information
1. Obtaining Application Materials
The application package and detailed instructions for this
announcement can be found at https://www.Grants.gov or https://www.ihs.gov/dgm/funding/.
Questions regarding the electronic application process may be
directed to Mr. Paul Gettys at (301) 443-2114 or (301) 443-5204.
2. Content and Form Application Submission
Two complete separate signed applications are required. Both
applications should address all the following components separately in
each application. Each separate application must include the project
narrative as an attachment to the application package. Mandatory
documents for all applicants include:
Table of contents.
Abstract (one page) summarizing the project.
Application forms:
[cir] SF-424, Application for Federal Assistance.
[cir] SF-424A, Budget Information--Non-Construction Programs.
[cir] SF-424B, Assurances--Non-Construction Programs.
Budget Justification and Narrative (must be single spaced
and not exceed five pages).
Project Narrative (must be single spaced and not exceed 20
pages).
[cir] Background information on the organization.
[cir] Proposed scope of work, objectives, and activities that
provide a description of what will be accomplished, including a one-
page Timeframe Chart.
Letter of Support from Organization's Board of Directors.
501(c)(3) Certificate (if applicable).
Position Descriptions for all key personnel.
Contractor/Consultant resumes or qualifications and scope
of work.
Disclosure of Lobbying Activities (SF-LLL).
Certification Regarding Lobbying (GG-Lobbying Form).
Copy of current Negotiated Indirect Cost (IDC) rate
agreement (required) in order to receive IDC.
Organizational Chart (optional).
[[Page 46104]]
Documentation of current Office of Management and Budget
(OMB) 45 CFR part 75 or other required Financial Audit (if applicable).
Acceptable forms of documentation include:
[cir] Email confirmation from Federal Audit Clearinghouse (FAC)
that audits were submitted; or
[cir] Face sheets from audit reports. These can be found on the FAC
Web site: https://harvester.census.gov/sac/dissem/accessoptions.html?submit=Go+To+Database
Public Policy Requirements
All Federal-wide public policies apply to IHS grants and
cooperative agreements with exception of the Discrimination policy.
Requirements for Project and Budget Narratives
A. Project Narrative: This narrative should be a separate Word
document that is no longer than 20 pages and must: Be single-spaced, be
type written, have consecutively numbered pages, use black type not
smaller than 12 characters per one inch, and be printed on one side
only of standard size 8\1/2\'' x 11'' paper.
Be sure to succinctly address and answer all questions listed under
the narrative and place them under the evaluation criteria (refer to
Section V.1, Evaluation criteria in this announcement) and place all
responses and required information in the correct section (noted
below), or they shall not be considered or scored. These narratives
will assist the Objective Review Committee (ORC) in becoming familiar
with the applicant's activities and accomplishments prior to this
cooperative agreement award. If the narrative exceeds the page limit,
only the first 20 pages will be reviewed. The 20-page limit for the
narrative does not include the work plan, standard forms, Tribal
resolutions, table of contents, budget, budget justifications,
narratives, and/or other appendix items.
There are three parts to the narrative: Part A--Program
Information; Part B--Program Planning and Evaluation; and Part C--
Program Report. See below for additional details about what must be
included in the narrative.
Reminder: You are required to submit two separate complete and
signed application packages. One for the BH cooperative agreement and
one complete signed application package for the HIV/AIDS cooperative
agreement. This applies to the narratives and budgets as well and all
components listed below. Be sure to address each component separately
in its respective application package. The page limitations below are
for each narrative and budget submitted.
Part A: Program Information (8 Page Limitation)
Section 1: Needs.
Describe how the national Indian organization has the experience to
provide outreach and education efforts regarding the pertinent changes
and updates in health care for each of the two components listed
herein: BH and HIV/AIDS.
Part B: Program Planning and Evaluation (7 Page Limitation)
Section 1: Program Plans.
Describe fully and clearly how the national Indian organization
plans to address the NIHOE II BH and HIV/AIDS requirements, including
how the national Indian organization plans to demonstrate improved
health education and outreach services to all 567 Federally-recognized
Tribes for each of the two components described herein.
Section 2: Program Evaluation.
Describe fully and clearly how the outreach and education efforts
will impact changes in knowledge and awareness in Tribal communities
regarding both components. Identify anticipated or expected benefits
for the Tribal constituency.
Part C: Program Report (5 Page Limitation)
Section 1: Describe major accomplishments over the last 24 months.
Identify and describe significant program achievements associated
with the delivery of quality health outreach and education. Provide a
comparison of the actual accomplishments to the goals established for
the project period for both components, or if applicable, provide
justification for the lack of progress.
Section 2: Describe major activities over the last 24 months.
Identify and summarize recent major health related outreach and
education project activities of the work performed for both components
during the last project period.
B. Budget Narrative: This narrative must include a line item budget
with a narrative justification for all expenditures identifying
reasonable and allowable costs necessary to accomplish the goals and
objectives as outlined in the project narrative. Budget should match
the scope of work described in the project narrative. The budget
narrative should not exceed five pages.
3. Submission Dates and Times
Applications must be submitted electronically through Grants.gov by
11:59 p.m. Eastern Daylight Time (EDT) on the Application Deadline Date
listed in the Key Dates section on page one of this announcement. Any
application received after the application deadline will not be
accepted for processing, nor will it be given further consideration for
funding. Grants.gov will notify the applicant via email if the
application is rejected.
If technical challenges arise and assistance is required with the
electronic application process, contact Grants.gov Customer Support via
email to support@grants.gov or at (800) 518-4726. Customer Support is
available to address questions 24 hours a day, 7 days a week (except on
Federal holidays). If problems persist, contact Mr. Paul Gettys
(Paul.Gettys@ihs.gov), DGM Grant Systems Coordinator, by telephone at
(301) 443-2114 or (301) 443-5204. Please be sure to contact Mr. Gettys
at least ten days prior to the application deadline. Please do not
contact the DGM until you have received a Grants.gov tracking number.
In the event you are not able to obtain a tracking number, call the DGM
as soon as possible.
If the applicant needs to submit a paper application instead of
submitting electronically through Grants.gov, a waiver must be
requested. Prior approval must be requested and obtained from Mr.
Robert Tarwater, Director, DGM, (see Section IV.6 below for additional
information). The waiver must: (1) Be documented in writing (emails are
acceptable), before submitting a paper application, and (2) include
clear justification for the need to deviate from the required
electronic grants submission process. A written waiver request must be
sent to GrantsPolicy@ihs.gov with a copy to Robert.Tarwater@ihs.gov.
Once the waiver request has been approved, the applicant will receive a
confirmation of approval email containing submission instructions and
the mailing address to submit the application. A copy of the written
approval must be submitted along with the hardcopy of the application
that is mailed to DGM. Paper applications that are submitted without a
copy of the signed waiver from the Senior Policy Analyst of the DGM
will not be reviewed or considered for funding. The applicant will be
notified via email of this decision by the Grants Management Officer of
the DGM. Paper applications must be received by the DGM no later than 5
p.m., EDT, on the Application Deadline Date listed in the Key Dates
section on page one of this announcement. Late applications will not be
accepted for processing or considered for funding.
[[Page 46105]]
4. Intergovernmental Review
Executive Order 12372 requiring intergovernmental review is not
applicable to this program.
5. Funding Restrictions
Pre-award costs are not allowable.
The available funds are inclusive of direct and
appropriate indirect costs.
Only one grant/cooperative agreement will be awarded per
component.
IHS will not acknowledge receipt of applications.
6. Electronic Submission Requirements
All applications must be submitted electronically. Please use the
https://www.Grants.gov Web site to submit an application electronically
and select the ``Find Grant Opportunities'' link on the homepage.
Download a copy of the application package, complete it offline, and
then upload and submit the completed application via the https://www.Grants.gov Web site. Electronic copies of the application may not
be submitted as attachments to email messages addressed to IHS
employees or offices.
If the applicant receives a waiver to submit paper application
documents, they must follow the rules and timelines that are noted
below. The applicant must seek assistance at least ten days prior to
the Application Deadline Date listed in the Key Dates section on page
one of this announcement.
Applicants that do not adhere to the timelines for System for Award
Management (SAM) and/or https://www.Grants.gov registration or that fail
to request timely assistance with technical issues will not be
considered for a waiver to submit a paper application.
Please be aware of the following:
Please search for the application package in https://www.Grants.gov by entering the CFDA number or the Funding Opportunity
Number. Both numbers are located in the header of this announcement.
If you experience technical challenges while submitting
your application electronically, please contact Grants.gov Support
directly at: support@grants.gov or (800) 518-4726. Customer Support is
available to address questions 24 hours a day, 7 days a week (except on
Federal holidays).
Upon contacting Grants.gov, obtain a tracking number as
proof of contact. The tracking number is helpful if there are technical
issues that cannot be resolved and a waiver from the agency must be
obtained.
If it is determined that a waiver is needed, the applicant
must submit a request in writing (emails are acceptable) to
GrantsPolicy@ihs.gov with a copy to Robert.Tarwater@ihs.gov. Please
include a clear justification for the need to deviate from the standard
electronic submission process.
If the waiver is approved, the application should be sent
directly to the DGM by the Application Deadline Date listed in the Key
Dates section on page one of this announcement.
Applicants are strongly encouraged not to wait until the
deadline date to begin the application process through Grants.gov as
the registration process for SAM and Grants.gov could take up to
fifteen working days.
Please use the optional attachment feature in Grants.gov
to attach additional documentation that may be requested by the DGM.
All applicants must comply with any page limitation
requirements described in this Funding Announcement.
After electronically submitting the application, the
applicant will receive an automatic acknowledgment from Grants.gov that
contains a Grants.gov tracking number. The DGM will download the
application from Grants.gov and provide necessary copies to the
appropriate agency officials. Neither the DGM nor the Office of Direct
Service and Contracting Tribes will notify the applicant that the
application has been received.
Email applications will not be accepted under this
announcement.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
All IHS applicants and grantee organizations are required to obtain
a DUNS number and maintain an active registration in the SAM database.
The DUNS number is a unique 9-digit identification number provided by
D&B which uniquely identifies each entity. The DUNS number is site
specific; therefore, each distinct performance site may be assigned a
DUNS number. Obtaining a DUNS number is easy, and there is no charge.
To obtain a DUNS number, please access it through https://fedgov.dnb.com/webform, or to expedite the process, call (866) 705-
5711.
All HHS recipients are required by the Federal Funding
Accountability and Transparency Act of 2006, as amended (``Transparency
Act''), to report information on sub-awards. Accordingly, all IHS
grantees must notify potential first-tier sub-recipients that no entity
may receive a first-tier sub-award unless the entity has provided its
DUNS number to the prime grantee organization. This requirement ensures
the use of a universal identifier to enhance the quality of information
available to the public pursuant to the Transparency Act.
System for Award Management (SAM)
Organizations that were not registered with Central Contractor
Registration (CCR) and have not registered with SAM will need to obtain
a DUNS number first and then access the SAM online registration through
the SAM home page at https://www.sam.gov (U.S. organizations will also
need to provide an Employer Identification Number from the Internal
Revenue Service that may take an additional 2-5 weeks to become
active). Completing and submitting the registration takes approximately
one hour to complete and SAM registration will take 3-5 business days
to process. Registration with the SAM is free of charge. Applicants may
register online at https://www.sam.gov.
Additional information on implementing the Transparency Act,
including the specific requirements for DUNS and SAM, can be found on
the IHS Grants Management, Grants Policy Web site: https://www.ihs.gov/dgm/policytopics/.
V. Application Review Information
The instructions for preparing the application narrative also
constitute the evaluation criteria for reviewing and scoring the
application. Weights assigned to each section are noted in parentheses.
The 20-page narrative should include only the first year of activities;
information for multi-year projects should be included as an appendix.
See ``Multi-year Project Requirements'' at the end of this section for
more information. The narrative section should be written in a manner
that is clear to outside reviewers unfamiliar with prior related
activities of the applicant. It should be well organized, succinct, and
contain all information necessary for reviewers to understand the
project fully. Points will be assigned to each evaluation criteria
adding up to a total of 100 points. A minimum score of 60 points is
required for funding. Points are assigned as follows:
1. Criteria
A. Introduction and Need for Assistance (15 Points)
(1) Describe the organization's current health, education and
technical assistance operations as related to the broad spectrum of
health needs of the AI/AN community. Include what programs and services
are currently provided (i.e., Federally-funded, State-funded, etc.),
and identify any
[[Page 46106]]
memorandums of agreement with other national, Area or local Indian
health board organizations. This could also include HHS agencies that
rely on the applicant as the primary gateway organization that is
capable of providing the dissemination of health information to Tribes.
Include information regarding technologies currently used (i.e.,
hardware, software, services, Web sites, etc.), and identify the
source(s) of technical support for those technologies (i.e., in-house
staff, contractors, vendors, etc.). Include information regarding how
long the applicant has been operating and its length of association/
partnerships with Area health boards, etc. [historical collaboration].
(2) Describe the organization's current technical assistance
ability. Include what programs and services are currently provided,
programs and services projected to be provided, and describe any
memorandums of agreement with other national Indian organizations that
deem the applicant as the primary source of health policy information
for AI/ANs, or any other memorandums of agreement with other Area
Indian health boards, etc.
(3) Describe the population to be served by the proposed projects.
Are they hard to reach? Are there barriers? Include a description of
the number of Tribes who currently benefit from the technical
assistance provided by the applicant.
(4) Describe the geographic location of the proposed project
including any geographic barriers experienced by the recipients of the
technical assistance to the health care information provided.
(5) Identify all previous IHS cooperative agreement awards
received, dates of funding and summaries of the projects'
accomplishments. State how previous cooperative agreement funds
facilitated education, training and technical assistance nationwide for
AI/ANs. (Copies of reports will not be accepted.)
(6) Describe collaborative and supportive efforts with national,
Area, and local Indian health boards.
(7) Explain the need/reason for the proposed projects by
identifying specific gaps or weaknesses in services or infrastructure
that will be addressed by the proposed projects. Explain how these
gaps/weaknesses have been assessed.
(8) Explain what measures were taken or will be taken to ensure the
proposed projects will not create new gaps or weaknesses in services or
infrastructure.
(9) Describe the effect of the proposed project on current programs
(i.e., Federally-funded, State funded, etc.) and, if applicable, on
current equipment (i.e., hardware, software, services, etc.). Include
the effect of the proposed projects on planned/anticipated programs
and/or equipment.
(10) Describe how the projects relate to the purpose of the
cooperative agreement by identifying how the proposed project will
address national Indian health care outreach and education regarding
various health data listed, e.g., BH and HIV and AIDS, dissemination,
training, and technical assistance, etc.
B. Project Objective(s), Work Plan and Approach (40 Points)
(1) Identify the proposed project objective(s) for each of the two
projects, as applicable, addressing the following:
Measurable and (if applicable) quantifiable.
results oriented.
time-limited.
Example: Issue four quarterly newsletters, provide alerts and
quantify number of contacts with Tribes. Goals must be clear and
concise.
(2) Address how the proposed projects will result in change or
improvement in program operations or processes for each proposed
project objective for the selected projects. Also address what tangible
products, if any, are expected from the project, (i.e., legislative
analysis, policy analysis, annual conferences, mid-year conferences,
summits, etc.).
(3) Address the extent to which the proposed projects will provide,
improve, or expand services that address the need(s) of the target
population. Include a strategic plan and business plan currently in
place that are being used that will include the expanded services.
Include the plan(s) with the application submission.
(4) Submit a work plan in the Appendix that:
Provides the action steps on a timeline for accomplishing
each of the projects' proposed objective(s).
Identifies who will perform the action steps.
Identifies who will supervise the action steps taken.
Identifies what tangible products will be produced during
and at the end of the proposed project objective(s).
Identifies who will accept and/or approve work products
during the duration of the proposed projects and at the end of the
proposed projects.
Identifies any training that will take place during the
proposed projects and who will be attending the training.
Identifies evaluation activities proposed in the work
plans.
(5) If consultants or contractors will be used during the proposed
project, please include the following information in their scope of
work (or note if consultants/contractors will not be used):
Educational requirements.
Desired qualifications and work experience.
Expected work products to be delivered on a timeline.
If a potential consultant/contractor has already been identified,
please include a resume in the Appendix.
(6) Describe what updates will be required for the continued
success of the proposed project. Include when these updates are
anticipated and where funds will come from to conduct the update and/or
maintenance.
C. Program Evaluation (20 Points)
Each proposed objective requires an evaluation component to assess
its progress and ensure its completion. Also, include the evaluation
activities in the work plan.
Describe the proposed plan to evaluate both outcomes and process.
Outcome evaluation relates to the results identified in the objectives,
and process evaluation relates to the work plan and activities of the
project.
(1) For outcome evaluation, describe:
What will the criteria be for determining success of each
objective?
What data will be collected to determine whether the
objective was met?
At what intervals will data be collected?
Who will collect the data and their qualifications?
How will the data be analyzed?
How will the results be used?
(2) For process evaluation, describe:
How will the projects be monitored and assessed for
potential problems and needed quality improvements?
Who will be responsible for monitoring and managing
project improvements based on results of ongoing process improvements
and what are their qualifications?
How will ongoing monitoring be used to improve the
projects?
Describe any products, such as manuals or policies, that
might be developed and how they might lend themselves to replication by
others.
How will the organization document what is learned
throughout the projects' grant periods?
(3) Describe any evaluation efforts planned after the grant period
has ended.
(4) Describe the ultimate benefit to the AI/AN population served by
the applicant organization that will be derived from these projects.
[[Page 46107]]
D. Organizational Capabilities, Key Personnel and Qualifications (15
Points)
This section outlines the broader capacity of the organization to
complete the project outlined in the work plan. It includes the
identification of personnel responsible for completing tasks and the
chain of responsibility for successful completion of the projects
outlined in the work plans.
(1) Describe the organizational structure of the organization
beyond health care activities, if applicable.
(2) Describe the ability of the organization to manage the proposed
projects. Include information regarding similarly sized projects in
scope and financial assistance, as well as other cooperative
agreements/grants and projects successfully completed.
(3) Describe what equipment (i.e., fax machine, phone, computer,
etc.) and facility space (i.e., office space) will be available for use
during the proposed projects. Include information about any equipment
not currently available that will be purchased through the cooperative
agreement/grant.
(4) List key personnel who will work on the projects. Include title
used in the work plans. In the Appendix, include position descriptions
and resumes for all key personnel. Position descriptions should clearly
describe each position and duties, indicating desired qualifications
and experience requirements related to the proposed project. Resumes
must indicate that the proposed staff member is qualified to carry out
the proposed project activities. If a position is to be filled,
indicate that information on the proposed position description.
(5) If personnel are to be only partially funded by this
cooperative agreement, indicate the percentage of time to be allocated
to this project and identify the resources used to fund the remainder
of the individual's salary.
E. Categorical Budget and Budget Justification (10 Points)
This section should provide a clear estimate of the program costs
and justification for expenses for the entire cooperative agreement
period for each award. The budgets and budget justifications should be
consistent with the tasks identified in the work plans. Because each of
the two awards included in this announcement are funded through
separate funding streams, the applicant must provide a separate budget
and budget narrative for each of the two components and must account
for costs separately.
(1) Provide a categorical budget for each of the 12-month budget
periods requested for each of the two projects. One additional page per
year addressing the developmental plans for each additional year of the
project.
(2) If IDC are claimed, indicate and apply the current negotiated
rate to the budget. Include a copy of the rate agreement in the
Appendix. See Section VI. Award Administration Information, 3. Indirect
Costs.
(3) Provide a narrative justification explaining why each line item
is necessary or relevant to the proposed project. Include sufficient
costs and other details to facilitate the determination that the cost
is allowable (i.e., equipment specifications, etc.).
Multi-Year Project Requirements
Projects requiring a second and/or third year must include a brief
project narrative and budget (one additional page per year) addressing
the developmental plans for each additional year of the project.
Additional documents can be uploaded as Appendix Items in Grants.gov
Work plan, logic model and/or time line for proposed
objectives.
Position descriptions for key staff.
Resumes of key staff that reflect current duties.
Consultant or contractor proposed scope of work and letter
of commitment (if applicable).
Current Indirect Cost Agreement.
Organizational chart.
Map of area identifying project location(s).
Additional documents to support narrative (i.e., data
tables, key news articles, etc.).
2. Review and Selection
Each application will be prescreened by the DGM staff for
eligibility and completeness as outlined in the funding announcement.
Applications that meet the eligibility criteria shall be reviewed for
merit by the ORC based on evaluation criteria in this funding
announcement. The ORC could be composed of both Tribal and Federal
reviewers appointed by the Office of Direct Service and Contracting
Tribes (ODSCT) to review and make recommendations on these
applications. The technical review process ensures selection of quality
projects in a national competition for limited funding. Incomplete
applications and applications that are non-responsive to the
eligibility criteria will not be referred to the ORC. The applicant
will be notified via email of this decision by the Grants Management
Officer of the DGM. Applicants will be notified by DGM, via email, to
outline minor missing components (i.e., budget narratives, audit
documentation, key contact form) needed for an otherwise complete
application. All missing documents must be sent to DGM on or before the
due date listed in the email of notification of missing documents
required.
To obtain a minimum score for funding by the ORC, applicants must
address all program requirements and provide all required
documentation.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) is a legally binding document signed by
the Grants Management Officer and serves as the official notification
of the grant award. The NoA will be initiated by the DGM in our grant
system, GrantSolutions (https://www.grantsolutions.gov). Each entity
that is approved for funding under this announcement will need to
request or have a user account in GrantSolutions in order to retrieve
their NoA. The NoA is the authorizing document for which funds are
dispersed to the approved entities and reflects the amount of Federal
funds awarded, the purpose of the grant, the terms and conditions of
the award, the effective date of the award, and the budget/project
period.
Disapproved Applicants
Applicants who received a score less than the recommended funding
level for approval, 60 points, and were deemed to be disapproved by the
ORC, will receive an Executive Summary Statement from the ODSCT within
30 days of the conclusion of the ORC outlining the strengths and
weaknesses of their application submitted. The ODSCT will also provide
additional contact information as needed to address questions and
concerns as well as provide technical assistance if desired.
Approved But Unfunded Applicants
Approved but unfunded applicants that met the minimum scoring range
and were deemed by the ORC to be ``Approved'', but were not funded due
to lack of funding, will have their applications held by DGM for a
period of one year. If additional funding becomes available during the
course of FY 2016 the approved but unfunded application may be re-
considered by the awarding program office for possible funding. The
applicant will also receive an Executive Summary Statement from the IHS
program office within 30 days of the conclusion of the ORC.
[[Page 46108]]
Note: Any correspondence other than the official NoA signed by
an IHS Grants Management Official announcing to the Project Director
that an award has been made to their organization is not an
authorization to implement their program on behalf of IHS.
2. Administrative Requirements
Cooperative agreements are administered in accordance with the
following regulations, policies, and OMB cost principles:
A. The criteria as outlined in this Program Announcement.
B. Administrative Regulations for Grants:
Uniform Administrative Requirements for HHS Awards,
located at 45 CFR part 75.
C. Grants Policy:
HHS Grants Policy Statement, Revised 01/07.
D. Cost Principles:
Uniform Administrative Requirements for HHS Awards, ``Cost
Principles,'' located at 45 CFR part 75, subpart E.
E. Audit Requirements:
Uniform Administrative Requirements for HHS Awards,
``Audit Requirements,'' located at 45 CFR part 75, subpart F.
3. Indirect Costs
This section applies to all grant recipients that request
reimbursement of IDC in their grant application. In accordance with HHS
Grants Policy Statement, Part II-27, IHS requires applicants to obtain
a current IDC rate agreement prior to award. The rate agreement must be
prepared in accordance with the applicable cost principles and guidance
as provided by the cognizant agency or office. A current rate covers
the applicable grant activities under the current award's budget
period. If the current rate is not on file with the DGM at the time of
award, the IDC portion of the budget will be restricted. The
restrictions remain in place until the current rate is provided to the
DGM.
Generally, IDC rates for IHS grantees are negotiated with the
Division of Cost Allocation (DCA) https://rates.psc.gov/ and the
Department of Interior (Interior Business Center) https://www.doi.gov/ibc/services/finance/indirect-Cost-Services/indian-tribes. For
questions regarding the indirect cost policy, please call the Grants
Management Specialist listed under ``Agency Contacts'' or the main DGM
office at (301) 443-5204.
4. Reporting Requirements
The grantee must submit required reports consistent with the
applicable deadlines. Failure to submit required reports within the
time allowed may result in suspension or termination of an active
grant, withholding of additional awards for the project, or other
enforcement actions such as withholding of payments or converting to
the reimbursement method of payment. Continued failure to submit
required reports may result in one or both of the following: (1) The
imposition of special award provisions; and (2) the non-funding or non-
award of other eligible projects or activities. This requirement
applies whether the delinquency is attributable to the failure of the
grantee organization or the individual responsible for preparation of
the reports. Per DGM policy, all reports are required to be submitted
electronically by attaching them as a ``Grant Note'' in GrantSolutions.
Personnel responsible for submitting reports will be required to obtain
a login and password for GrantSolutions. Please see the Agency Contacts
list in section VII for the systems contact information.
The reporting requirements for this program are noted below.
A. Progress Reports
Program progress reports are required semi-annually within 30 days
after the budget period ends. These reports must include a brief
comparison of actual accomplishments to the goals established for the
period, or, if applicable, provide sound justification for the lack of
progress, and other pertinent information as required. A final report
must be submitted within 90 days of expiration of the budget/project
period.
B. Financial Reports
Federal Financial Report FFR (SF-425), Cash Transaction Reports are
due 30 days after the close of every calendar quarter to the Payment
Management Services, HHS at: https://www.dpm.psc.gov. It is recommended
that the applicant also send a copy of the FFR (SF-425) report to the
Grants Management Specialist. Failure to submit timely reports may
cause a disruption in timely payments to the organization.
Grantees are responsible and accountable for accurate information
being reported on all required reports: The Progress Reports and
Federal Financial Report.
C. Federal Sub-Award Reporting System (FSRS)
This award may be subject to the Transparency Act sub-award and
executive compensation reporting requirements of 2 CFR part 170.
The Transparency Act requires the OMB to establish a single
searchable database, accessible to the public, with information on
financial assistance awards made by Federal agencies. The Transparency
Act also includes a requirement for recipients of Federal grants to
report information about first-tier sub-awards and executive
compensation under Federal assistance awards.
IHS has implemented a Term of Award into all IHS Standard Terms and
Conditions, NoAs and funding announcements regarding the FSRS reporting
requirement. This IHS Term of Award is applicable to all IHS grant and
cooperative agreements issued on or after October 1, 2010, with a
$25,000 sub-award obligation dollar threshold met for any specific
reporting period. Additionally, all new (discretionary) IHS awards
(where the project period is made up of more than one budget period)
and where: (1) The project period start date was October 1, 2010 or
after and (2) the primary awardee will have a $25,000 sub-award
obligation dollar threshold during any specific reporting period will
be required to address the FSRS reporting. For the full IHS award term
implementing this requirement and additional award applicability
information, visit the DGM Grants Policy Web site at: https://www.ihs.gov/dgm/policytopics/.
D. Compliance With Executive Order 13166 Implementation of Services
Accessibility Provisions for All Grant Application Packages and Funding
Opportunity Announcements
Recipients of federal financial assistance (FFA) from HHS must
administer their programs in compliance with federal civil rights law.
This means that recipients of HHS funds must ensure equal access to
their programs without regard to a person's race, color, national
origin, disability, age and, in some circumstances, sex and religion.
This includes ensuring your programs are accessible to persons with
limited English proficiency. HHS provides guidance to recipients of FFA
on meeting their legal obligation to take reasonable steps to provide
meaningful access to their programs by persons with limited English
proficiency. Please see https://www.hhs.gov/civil-rights/for-individuals/special-topics/limited-english-proficiency/guidance-federal-financial-assistance-recipients-title-VI/.
The HHS Office for Civil Rights (OCR) also provides guidance on
complying with civil rights laws enforced by HHS. Please see https://www.hhs.gov/civil-rights/for-individuals/section-1557/; and
https://www.hhs.gov/
[[Page 46109]]
civil-rights/. Recipients of FFA also have specific legal
obligations for serving qualified individuals with disabilities. Please
see https://www.hhs.gov/civil-rights/for-individuals/disability/. Please contact the HHS OCR for more information about
obligations and prohibitions under federal civil rights laws at https://www.hhs.gov/civil-rights/for-individuals/disability/ or call
1-800-368-1019 or TDD 1-800-537-7697. Also note it is an HHS
Departmental goal to ensure access to quality, culturally competent
care, including long-term services and supports, for vulnerable
populations. For further guidance on providing culturally and
linguistically appropriate services, recipients should review the
National Standards for Culturally and Linguistically Appropriate
Services in Health and Health Care at https://minorityhealth.hhs.gov/omh/browse.aspx?lvl=2&lvlid=53.
Pursuant to 45 CFR 80.3(d), an individual shall not be deemed
subjected to discrimination by reason of his/her exclusion from
benefits limited by federal law to individuals eligible for benefits
and services from the IHS.
Recipients will be required to sign the HHS-690 Assurance of
Compliance form which can be obtained from the following Web site:
https://www.hhs.gov/sites/default/files/forms/hhs-690.pdf, and send it
directly to the: U.S. Department of Health and Human Services, Office
of Civil Rights, 200 Independence Ave. SW., Washington, DC 20201.
E. Federal Awardee Performance and Integrity Information System
(FAPIIS)
The IHS is required to review and consider any information about
the applicant that is in the Federal Awardee Performance and Integrity
Information System (FAPIIS) before making any award in excess of the
simplified acquisition threshold (currently $150,000) over the period
of performance. An applicant may review and comment on any information
about itself that a federal awarding agency previously entered. IHS
will consider any comments by the applicant, in addition to other
information in FAPIIS in making a judgment about the applicant's
integrity, business ethics, and record of performance under federal
awards when completing the review of risk posed by applicants as
described in 45 CFR 75.205.
As required by 45 CFR part 75 Appendix XII of the Uniform Guidance,
non-federal entities (NFEs) are required to disclose in FAPIIS any
information about criminal, civil, and administrative proceedings, and/
or affirm that there is no new information to provide. This applies to
NFEs that receive federal awards (currently active grants, cooperative
agreements, and procurement contracts) greater than $10,000,000 for any
period of time during the period of performance of an award/project.
Mandatory Disclosure Requirements
As required by 2 CFR part 200 of the Uniform Guidance, and the HHS
implementing regulations at 45 CFR part 75, effective January 1, 2016,
the Indian Health Service must require a non-federal entity or an
applicant for a federal award to disclose, in a timely manner, in
writing to the IHS or pass-through entity all violations of federal
criminal law involving fraud, bribery, or gratutity violations
potentially affecting the federal award.
Submission is required for all applicants and recipients, in
writing, to the IHS and to the HHS Office of Inspector General all
information related to violations of Federal criminal law involving
fraud, bribery, or gratuity violations potentially affecting the
Federal award. 45 CFR 75.113
Disclosures must be sent in writing to: U.S. Department of Health
and Human Services, Indian Health Service, Division of Grants
Management, ATTN: Robert Tarwater, Director, 5600 Fishers Lane,
Mailstop: 09E70, Rockville, Maryland 20857. (Include ``Mandatory Grant
Disclosures'' in subject line.) Ofc: (301) 443-5204. Fax: (301) 594-
0899. email: Robert.Tarwater@ihs.gov. AND U.S. Department of Health and
Human Services, Office of Inspector General, ATTN: Mandatory Grant
Disclosures, Intake Coordinator, 330 Independence Avenue SW., Cohen
Building, Room 5527, Washington, DC 20201. URL: https://oig.hhs.gov/fraud/reportfraud/index.asp (Include ``Mandatory Grant Disclosures'' in
subject line) Fax: (202) 205-0604 (Include ``Mandatory Grant
Disclosures'' in subject line.) or email:
MandatoryGranteeDisclosures@oig.hhs.gov.
Failure to make required disclosures can result in any of the
remedies described in 45 CFR 75.371 Remedies for noncompliance,
including suspension or debarment (See 2 CFR parts 180 and 376 and 31
U.S.C. 3321).
VII. Agency Contacts
1. Questions on the programmatic issues may be directed to: Ms.
Michelle EagleHawk, Deputy Director, ODSCT, 5600 Fishers Lane, Mail
Stop: 8E17, Rockville, Maryland 20857, Telephone: (301) 443-1104,
email: Michelle.EagleHawk@ihs.gov.
2. Questions on grants management and fiscal matters may be
directed to: Ms. Patience Musikikongo, DGM, Grants Management
Specialist, 5600 Fishers Lane, Mail Stop: 09E70, Rockville, MD 20857,
Telephone: (301) 443-2059, Fax: (301) 594-0899, email:
Patience.Musikikongo@ihs.
3. Questions on systems matters may be directed to: Paul Gettys,
Grant Systems Coordinator, 5600 Fishers Lane, Mail Stop: 09E70,
Rockville, MD 20857, Phone: (301) 443-2114; or the DGM main line 301-
443-5204, Fax: (301) 594-0899, email: Paul.Gettys@ihs.gov.
VIII. Other Information
The Public Health Service strongly encourages all cooperative
agreement and contract recipients to provide a smoke-free workplace and
promote the non-use of all tobacco products. In addition, Public Law
103-227, the Pro-Children Act of 1994, prohibits smoking in certain
facilities (or in some cases, any portion of the facility) in which
regular or routine education, library, day care, health care, or early
childhood development services are provided to children. This is
consistent with the HHS mission to protect and advance the physical and
mental health of the American people.
Dated: July 7, 2016.
Elizabeth A. Fowler,
Deputy Director for Management Operations, Indian Health Service.
[FR Doc. 2016-16819 Filed 7-14-16; 8:45 am]
BILLING CODE 4165-16-P