Endangered and Threatened Wildlife and Plants: Final Listing Determination on the Proposal To List the Nassau Grouper as Threatened Under the Endangered Species Act, 42268-42285 [2016-15101]
Download as PDF
42268
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
also reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements.
Similarly, the Trade Agreements Act
of 1979 (Pub. L. 96–39), as amended by
the Uruguay Round Agreements Act
(Pub. L. 103–465), prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. For purposes of these
requirements, Federal agencies may
participate in the establishment of
international standards, so long as the
standards have a legitimate domestic
objective, such as providing for safety,
and do not operate to exclude imports
that meet this objective. The statute also
requires consideration of international
standards and, where appropriate, that
they be the basis for U.S. standards.
PHMSA participates in the
establishment of international standards
in order to protect the safety of the
American public, and we have assessed
the effects of the interim final rule to
ensure that it does not cause
unnecessary obstacles to foreign trade.
Accordingly, this rulemaking is
consistent with Executive Order 13609
and PHMSA’s obligations.
List of Subjects
49 CFR Part 107
Administrative practices and
procedure, Hazardous materials
transportation, Packaging and
containers, Penalties, Reporting and
recordkeeping requirements.
General information, Regulations, and
Definitions.
In consideration of the foregoing, 49
CFR Chapter I is amended as follows:
PART 107—HAZARDOUS MATERIALS
PROGRAM PROCEDURES
1. The authority citation for part 107
is revised to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701;
Pub. L. 101–410 section 4; Pub. L. 104–121,
sections 212–213; Pub. L. 104–134, section
31001; Pub. L. 114–74 section 4 (28 U.S.C.
2461 note); 49 CFR 1.81 and 1.97.
2. Revise § 107.329 to read as follows:
mstockstill on DSK3G9T082PROD with RULES
§ 107.329
Maximum penalties.
16:45 Jun 28, 2016
Jkt 238001
3. In Appendix A to subpart D of part
107, Section II.B. (‘‘Penalty Increases for
Multiple Counts’’), the first sentence of
the second paragraph is revised to read
as follows:
[Docket No. 1206013326–6497–03]
Appendix A to Subpart D of Part 107—
Guidelines for Civil Penalties
*
*
*
*
*
Under the Federal hazmat law, 49 U.S.C.
5123(a), each violation of the HMR and each
day of a continuing violation (except for
violations relating to packaging manufacture
or qualification) is subject to a civil penalty
of up to $77,114 or $179,933 for a violation
occurring on or after August 1, 2016.
*
*
*
*
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
4. The authority citation for part 171
is revised to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701;
Pub. L. 101–410 section 4; Pub. L. 104–134,
section 31001; Pub. L. 114–74 section 4 (28
U.S.C. 2461 note); 49 CFR 1.81 and 1.97.
5. In § 171.1, paragraph (g) is revised
to read as follows:
■
PO 00000
Frm 00044
Fmt 4700
Sfmt 4700
*
*
*
*
*
(g) Penalties for noncompliance. Each
person who knowingly violates a
requirement of the Federal hazardous
material transportation law, an order
issued under Federal hazardous
material transportation law, subchapter
A of this chapter, or a special permit or
approval issued under subchapter A or
C of this chapter is liable for a civil
penalty of not more than $77,114 for
each violation, except the maximum
civil penalty is $179,933 if the violation
results in death, serious illness or severe
injury to any person or substantial
destruction of property. There is no
minimum civil penalty, except for a
minimum civil penalty of $463 for a
violation relating to training.
Issued in Washington, DC, on June 14,
2016 under authority delegated in 49 CFR
part 1.97.
Marie Therese Dominguez,
Administrator, Pipeline and Hazardous
Materials Safety Administration.
[FR Doc. 2016–15404 Filed 6–28–16; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 223
RIN 0648–XA984
Endangered and Threatened Wildlife
and Plants: Final Listing Determination
on the Proposal To List the Nassau
Grouper as Threatened Under the
Endangered Species Act
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule; request for
information.
AGENCY:
We, NMFS, are publishing
this final rule to implement our
determination to list the Nassau grouper
(Epinephelus striatus) as threatened
under the Endangered Species Act of
1973, as amended (ESA). We have
completed a status review of the Nassau
grouper in response to a petition
submitted by WildEarth Guardians.
After reviewing the best scientific and
commercial data available, including
the status review and comments
received on the proposed rule, we have
determined that the Nassau grouper
SUMMARY:
*
■
(a) A person who knowingly violates
a requirement of the Federal hazardous
material transportation law, an order
issued thereunder, this subchapter,
subchapter C of the chapter, or a special
permit or approval issued under this
subchapter applicable to the
transportation of hazardous materials or
VerDate Sep<11>2014
§ 171.1 Applicability of Hazardous
Materials Regulations (HMR) to persons and
functions.
■
49 CFR Part 171
■
the causing of them to be transported or
shipped is liable for a civil penalty of
not more than $77,114 for each
violation, except the maximum civil
penalty is $179,933 if the violation
results in death, serious illness or severe
injury to any person or substantial
destruction of property. There is no
minimum civil penalty, except for a
minimum civil penalty of $463 for
violations relating to training. When the
violation is a continuing one, each day
of the violation constitutes a separate
offense.
(b) A person who knowingly violates
a requirement of the Federal hazardous
material transportation law, an order
issued thereunder, this subchapter,
subchapter C of the chapter, or a special
permit or approval issued under this
subchapter applicable to the design,
manufacture, fabrication, inspection,
marking, maintenance, reconditioning,
repair or testing of a package, container,
or packaging component which is
represented, marked, certified, or sold
by that person as qualified for use in the
transportation of hazardous materials in
commerce is liable for a civil penalty of
not more than $77,114 for each
violation, except the maximum civil
penalty is $179,933 if the violation
results in death, serious illness or severe
injury to any person or substantial
destruction of property. There is no
minimum civil penalty, except for a
minimum civil penalty of $463 for
violations relating to training.
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
meets the definition of a threatened
species. While the species still occupies
its historical range, overutilization
through historical harvest has reduced
the number of individuals which in turn
has reduced the number and size of
spawning aggregations. Although
harvest of Nassau grouper has
diminished due to management
measures, the reduced number and size
of spawning aggregations and the
inadequacy of law enforcement
continue to present extinction risk to
Nassau grouper. Based on these
considerations, described in more detail
within this action, we conclude that the
Nassau grouper is not currently in
danger of extinction throughout all or a
significant portion of its range, but is
likely to become so within the
foreseeable future. We also solicit
information that may be relevant to the
designation of critical habitat for Nassau
grouper, including information on
physical or biological features essential
to the species’ conservation, areas
containing these features, and potential
impacts of a designation.
DATES: The effective date of this final
rule is July 29, 2016. Information on
features, areas, and potential impacts,
that may support designation of critical
habitat for Nassau grouper must be
received by August 29, 2016.
ADDRESSES: Information regarding this
final rule may be obtained by contacting
NMFS, Southeast Regional Office, 263
13th Avenue South, Saint Petersburg,
FL 33701. Supporting information,
including the Biological Report, is
available electronically on the NMFS
Web site at: https://sero.nmfs.noaa.gov/
protected_resources/listing_petitions/
species_esa_consideration/.
You may submit information
regarding potential critical habitat
designation to the Protected Resources
Division by either of the following
methods:
• Electronic Submissions: Submit all
electronic comments via the Federal
eRulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20150130, click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written information to
the Protected Resources Division, NMFS
Southeast Regional Office, 263 13th
Avenue South, Saint Petersburg, FL
33701.
FOR FURTHER INFORMATION CONTACT:
Adam Brame, NMFS, Southeast
Regional Office (727) 209–5958; or Lisa
Manning, NMFS, Office of Protected
Resources (301) 427–8466.
SUPPLEMENTARY INFORMATION:
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
Background
On September 3, 2010, we received a
petition from the WildEarth Guardians
to list speckled hind (Epinephelus
drummondhayi), goliath grouper (E.
itajara), and Nassau grouper (E. striatus)
as threatened or endangered under the
ESA. The petition asserted that (1) the
present or threatened destruction,
modification, or curtailment of habitat
or range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) inadequacy of
existing regulatory mechanisms; and (4)
other natural or manmade factors are
affecting the continued existence of and
contributing to the imperiled statuses of
these species. The petitioner also
requested that critical habitat be
designated for these species concurrent
with listing under the ESA. Due to the
scope of the WildEarth Guardians’
petition, as well as the breadth and
extent of the required evaluation and
response, we provided species-specific
90-day findings (76 FR 31592, June 1,
2011; 77 FR 25687, May 1, 2012; 77 FR
61559, October 10, 2012).
On October 10, 2012, we published a
90-day finding for Nassau grouper with
our determination that the petition
presented substantial scientific and
commercial information indicating that
the petitioned action may be warranted
(77 FR 61559). At that time, we
announced the initiation of a formal
status review and requested scientific
and commercial information from the
public on: (1) The status of historical
and current spawning aggregation sites;
(2) historical and current distribution,
abundance, and population trends; (3)
biological information (life history,
genetics, population connectivity, etc.);
(4) management measures, regulatory
mechanisms designed to protect
spawning aggregations, and enforcement
information; (5) any current or planned
activities that may adversely impact the
species; and (6) ongoing or planned
efforts to protect and restore the species
and its habitat.
As part of the status review process to
determine whether the Nassau grouper
warrants listing under the ESA, we
completed a Biological Report and an
extinction risk analysis (ERA). The
Biological Report summarizes the
taxonomy, distribution, abundance, life
history, and biology of the species. The
Biological Report also identifies threats
or stressors affecting the status of the
species as well as a description of the
fisheries, fisheries management, and
conservation efforts. The Biological
Report incorporates information
received in response to our request for
information (77 FR 61559, October 10,
PO 00000
Frm 00045
Fmt 4700
Sfmt 4700
42269
2012) and comments from three
independent peer reviewers. We used
the Biological Report to complete a
threats evaluation and an ERA to
determine the status of the species.
After completing the Biological
Report and considering the information
received on the 90-day finding, we
published a proposed rule to list Nassau
grouper as a threatened species on
September 2, 2014 (79 FR 51929).
During a 90-day comment period, we
solicited comments on our proposal
from the public and any other interested
parties.
Listing Determinations Under the ESA
We are responsible for determining
whether the Nassau grouper is
threatened or endangered under the
ESA (16 U.S.C. 1531 et seq.). Section
4(b)(1)(A) of the ESA requires us to
make listing determinations based
solely on the best scientific and
commercial data available after
conducting a review of the status of the
species and after taking into account
efforts being made by any state or
foreign nation to protect the species. To
be considered for listing under the ESA,
a group of organisms must constitute a
‘‘species,’’ which is defined in section 3
of the ESA to include taxonomic species
and ‘‘any subspecies of fish, or wildlife,
or plants, and any distinct population
segment of any species of vertebrate fish
or wildlife which interbreeds when
mature.’’
Section 3 of the ESA defines an
endangered species as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range’’ and a threatened species as
one ‘‘which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range.’’ Thus,
we interpret an ‘‘endangered species’’ to
be one that is presently in danger of
extinction. A ‘‘threatened species,’’ on
the other hand, is not currently in
danger of extinction but is likely to
become so in the foreseeable future. In
other words, a key statutory difference
between a threatened and endangered
species is the timing of when a species
may be in danger of extinction, either
presently (endangered) or in the
foreseeable future (threatened).
Under section 4(a) of the ESA, we
must determine whether any species is
endangered or threatened due to any of
the following five factors: (A) The
present or threatened destruction,
modification, or curtailment of its
habitat or range; (B) overutilization for
commercial, recreational, scientific, or
educational purposes; (C) disease or
predation; (D) the inadequacy of
E:\FR\FM\29JNR1.SGM
29JNR1
42270
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
mstockstill on DSK3G9T082PROD with RULES
existing regulatory mechanisms; or (E)
other natural or manmade factors
affecting its continued existence
(sections 4(a)(1)(A) through (E)). We are
required to make listing determinations
based solely on the best scientific and
commercial data available after
conducting a review of the status of the
species and after taking into account
efforts being made by any state or
foreign nation to protect the species.
In determining whether the Nassau
grouper meets the standard of
endangered or threatened, we followed
a stepwise approach. First we
considered the specific life history,
ecology, and status of the species as
documented in the Biological Report.
We then considered information on
factors adversely affecting and posing
extinction risk to the species in a threats
evaluation. In this evaluation we
assessed the threats affecting the status
of the species using the factors
identified in ESA section 4(a)(1). We
considered the nature of the threats and
the species response to those threats.
We also considered each threat
identified, both individually and
cumulatively. Once we evaluated the
threats, we assessed the efforts being
made to protect the species to determine
if these conservation efforts were
adequate to mitigate the existing threats
and alter extinction risk. Finally, we
considered the public comments
received in response to the proposed
rule. In making this finding, we have
relied on the best available scientific
and commercial data.
Summary of Comments Received
Below we address the comments
received on the proposed listing for
Nassau grouper. In response to our
request for public comments, we
received 17 written responses. The
overall feedback was supportive of the
rule with the exception of three
commenters, who believe current
regulations within the United States are
sufficient in protecting this species. No
comments addressed threats to Nassau
grouper throughout the rest of their
range. We did not receive any
information on additional conservation
efforts being taken.
Comment 1: Multiple commenters
supported the proposed rule to list
Nassau grouper as a threatened species
and further encouraged regional
collaboration to develop adequate
management measures.
Response: We agree that regional
collaboration will strengthen efforts to
consistently manage and conserve the
species, and we hope this listing will
encourage collaborative efforts. In some
cases, adding a species to the
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
endangered species list leads to
increased funding opportunities and
potential for collaboration between state
and federal partners, as well as
stakeholders. We will seek regional
collaborative conservation efforts within
the Caribbean region to further the
conservation of the species.
Comment 2: We received comments
that the existing management measures
implemented by Fishery Management
Councils are already effective at
protecting Nassau grouper within U.S.
waters, (including U.S. territorial waters
of Puerto Rico and the U.S. Virgin
Islands) and that the listing may add
unnecessary burdens on our domestic
fisheries.
Response: We agree that the South
Atlantic Fishery Management Council
and the Caribbean Fishery Management
Council have taken significant steps to
protect and rebuild the Nassau grouper
population in U.S. waters.
Unfortunately, a large part of the
species’ range and population is outside
of U.S. jurisdiction and is therefore not
directly aided by Council protections.
We must make our determination based
on the best scientific and commercial
data available, independent of the
potential burdens to our other domestic
fisheries. This standard has been
applied when making the Nassau
grouper final listing determination.
Comment 3: Some comments
expressed concern over the economic
consequences of listing Nassau grouper,
including possible effects on
commercial fishermen.
Response: We are unable to consider
economic impacts in a listing
determination. The ESA requires us to
make listing determinations by
evaluating the standards and factors in
section 4 of the ESA, and based solely
on the best scientific and commercial
data available. Listing Nassau grouper as
a threatened species would not create
any immediate additional regulatory
requirements directly affecting
commercial fishermen. Potential future
regulations affecting conservation of
Nassau grouper, including take and
import regulations may be proposed via
a separate rulemaking process which
would include consideration of certain
economic impacts (e.g., impacts on
small businesses) and opportunities for
public input. Individuals that require
federal permits or funding for actions
that might affect Nassau grouper might
need to make adjustments to their
activities to avoid jeopardizing Nassau
grouper, and to avoid or minimize take
of the species, but that would be a
determination for a specific section 7
consultation in the future.
PO 00000
Frm 00046
Fmt 4700
Sfmt 4700
Comment 4: Several comments
indicated that spawning aggregation
sites need to be protected and that
proper enforcement of both existing and
future rules is paramount in protecting
the species.
Response: We agree that the lack of
adequate protections for Nassau grouper
spawning aggregations and the
inadequacy of law enforcement are
major contributors to the species’
decline throughout its range. These
threats were rated ‘high’ during the ERA
as explained in the proposed rule and,
as such, were taken into consideration
when making our final listing
determination.
Comment 5: One commenter
supported the rule stating, ‘‘We agree
that the best available science
demonstrates that Nassau grouper is
likely to be at risk of extinction in the
foreseeable future, and may in fact be in
danger of extinction now.’’ They further
encouraged swift designation of critical
habitat to protect spawning aggregation
sites, nursery and juvenile habitat, and
feeding habitat.
Response: We acknowledge the
concern raised by the commenter that
the species may be in danger of
extinction now and provide further
detail below as to how we reached our
listing determination in this final rule.
With regard to critical habitat, section
4(a)(3)(A) of the ESA (16 U.S.C.
1533(a)(3)(A)) requires that, if prudent
and determinable, critical habitat be
designated concurrently with the listing
of a species. We do not currently have
sufficient information to determine
what physical and biological features
within Nassau grouper habitats facilitate
the species’ life history strategy and
thus are essential to the species’
conservation. Therefore, we cannot yet
determine what areas meet the
definition of critical habitat under the
ESA. Because critical habitat is not
currently determinable, we will not
designate critical habitat concurrently
with this final rule. Designation of
critical habitat may occur via a
subsequent rule-making process if we
can identify critical habitat and
designation is prudent. We are soliciting
information on features, areas, and
impacts of designation, that may
support designation of critical habitat
for Nassau grouper.
Comment 6: One commenter
suggested the use of size restrictions,
monitoring, closed fishing seasons for
the protection of spawning aggregations,
and the use of marine protected areas as
measures to protect the species.
Response: We summarize in this rule
the existing regulations currently in
place throughout the Caribbean Sea that
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
include many of these suggested
practices. Within U.S. waters, measures
to protect Nassau grouper are already in
place under the Magnuson-Stevens Act
and State and Territorial fishery
management authorities. As a species
listed as threatened under the ESA, any
federal action implemented, authorized
or funded that ‘‘may affect’’ Nassau
grouper will require consultation to
ensure the action is not likely to
jeopardize the species’ continued
existence. We may also implement
additional protective regulations for
Nassau grouper under section 4(d) of the
ESA if we determine such regulations
are necessary and advisable for the
conservation of this threatened species.
Issuance of a 4(d) rule would be a
separate rule-making process that would
include specific opportunities for public
input.
Comment 7: The U.S. Navy identified
three Navy installations or properties
that are within the geographic range of
Nassau grouper. They expressed
concern over their ability to utilize and
maintain those areas with a listing and
designation of critical habitat. In
particular, the Navy expressed concern
over their ability to conduct
maintenance dredging and requested we
consult with them prior to proposing
critical habitat.
Response: A rule to list Nassau
grouper will require federal agencies to
assess whether any actions
implemented, authorized, or funded
within the range of the species ‘‘may
affect’’ Nassau grouper, and consult
with NMFS to ensure their actions are
not likely to jeopardize the species’
continued existence. The rule-making
process for identifying critical habitat is
separate from this final listing rule and
would include opportunities for public
participation and input, as well as
coordination with all military branches.
Unlike ESA listing decisions, the
designation of critical habitat requires
us to consider economic, national
security, and other impacts of the
designation.
Comment 8: One commenter opposed
the proposed rule to list Nassau grouper
as a threatened species stating this is
‘‘merely a precursor to an attempt to
form a basis for a push for Marine
Protection Areas.’’
Response: The proposed rule to list
Nassau grouper was the result of the
petition we received from WildEarth
Guardians, our 90-day finding that the
petition presented substantial
information that listing may be
warranted, and our 12-month finding
that listing as a threatened species was
warranted. Section 4(b)(1)(A) of the ESA
requires us to make listing
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
determinations based solely on the best
scientific and commercial data available
after conducting a review of the status
of the species and after taking into
account efforts being made by any state
or foreign nation to protect the species.
We have not proposed any additional
regulations affecting management of
Nassau grouper as a result of the
proposed listing rule. However, we will
need to determine whether we can
identify critical habitat for this species,
and if so, make an appropriate
designation of critical habitat. A critical
habitat designation could have
implications for fishing activities. Any
designation of critical habitat would
include opportunities for public input.
As previously mentioned, we could also
implement additional protective
regulations for Nassau grouper under
section 4(d) of the ESA, if we determine
they are necessary and advisable for the
conservation of this threatened species.
Issuance of a 4(d) rule would be a
separate rule-making process that would
include specific opportunities for public
input.
Changes From the Proposed Rule
In addition to responding to the
comments, we made a number of
changes in this final rule. These
included making revisions to the
Biological Review section (most notably
in the Population Structure and
Genetics, and the Fishing Impacts on
Spawning Aggregations subsections),
including a more detailed description of
our role in the Threats Evaluation,
providing more detail in the Extinction
Risk Analysis section, and clarifying the
role of foreign conservation measures as
they relate to making our final listing
determination. We made several of these
changes to provide clarity on how we
reached our listing determination in
response to the comment that, ‘‘. . .
Nassau grouper is likely to be at risk of
extinction in the foreseeable future, and
may in fact be in danger of extinction
now.’’
Biological Review
This section provides a summary of
key biological information presented in
the Biological Report (Hill and Sadovy
de Mitcheson 2013), which provides the
baseline context and foundation for our
listing determination.
Species Description
The Nassau grouper, E. striatus (Bloch
1792), is a long-lived, moderate sized
serranid fish with large eyes and a
robust body. Coloration is variable, but
adult fish are generally buff, with five
dark brown vertical bars, a large black
saddle blotch on top of the base of the
PO 00000
Frm 00047
Fmt 4700
Sfmt 4700
42271
tail, and a row of black spots below and
behind each eye. Color pattern can also
change within minutes from almost
white to bicolored to uniformly dark
brown, according to the behavioral state
of the fish (Longley 1917, Colin 1992,
Heemstra and Randall 1993, Carter et al.
1994). A distinctive bicolor pattern is
seen when two adults or an adult and
large juvenile meet and is frequently
observed at spawning aggregations
(Heemstra and Randall 1993). There is
also a distinctive dark tuning-fork mark
that begins at the front of the upper jaw,
extends back between the eyes, and then
divides into two branches on top of the
head behind the eyes. Another dark
band runs from the tip of the snout
through the eye and then curves upward
to meet its corresponding band from the
opposite side just in front of the dorsal
fin. Juveniles exhibit a color pattern
similar to adults (e.g., Silva Lee 1977).
Maximum age has been estimated as
29 years, based on an ageing study using
sagittal otoliths (Bush et al. 2006). Most
studies indicate a rapid growth rate for
juveniles, which has been estimated to
be about 10 mm/month total length (TL)
for small juveniles, and 8.4 to 11.7 mm/
month TL for larger juveniles (Beets and
Hixon 1994, Eggleston 1995). Maximum
size is about 122 cm TL and maximum
weight is about 25 kg (Heemstra and
Randall 1993, Humann and Deloach
2002, Froese and Pauly 2010).
Generation time (the interval between
the birth of an individual and the
subsequent birth of its first offspring) is
estimated as 9–10 years (Sadovy and
Eklund 1999).
Distribution
The Nassau grouper’s confirmed
distribution currently includes
‘‘Bermuda and Florida (USA),
throughout the Bahamas and Caribbean
Sea’’ (e.g., Heemstra and Randall 1993).
The occurrence of Nassau grouper from
the Brazilian coast south of the equator
as reported in Heemstra and Randall
(1993) is ‘‘unsubstantiated’’ (Craig et al.
2011). The Nassau grouper has been
documented in the Gulf of Mexico, at
Arrecife Alacranes (north of Progreso) to
the west off the Yucatan Peninsula,
Mexico, (Hildebrand et al. 1964).
Nassau grouper is generally replaced
ecologically in the eastern Gulf by red
grouper (E. morio) in areas north of Key
West or the Tortugas (Smith 1971). They
are considered a rare or transient
species off Texas in the northwestern
Gulf of Mexico (Gunter and Knapp 1951
in Hoese and Moore 1998). The first
confirmed sighting of Nassau grouper in
the Flower Garden Banks National
Marine Sanctuary, which is located in
the northwest Gulf of Mexico
E:\FR\FM\29JNR1.SGM
29JNR1
42272
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
mstockstill on DSK3G9T082PROD with RULES
approximately 180 km southeast of
Galveston, Texas, was reported by Foley
et al. (2007). Many earlier reports of
Nassau grouper up the Atlantic coast to
North Carolina have not been
confirmed. The Biological Report (Hill
and Sadovy de Mitcheson, 2013)
provides a detailed description of their
distribution.
Habitat and Depth
The Nassau grouper is primarily a
shallow-water, insular fish species that
has long been valued as a major fishery
resource throughout the wider
Caribbean, South Florida, Bermuda, and
the Bahamas (Carter et al. 1994). The
Nassau grouper is considered a reef fish,
but it transitions through a series of
developmental shifts in habitat. As
larvae, they are planktonic. After an
average of 35–40 days and at an average
size of 32 mm TL, larvae recruit from an
oceanic environment into demersal
habitats (Colin 1992, Eggleston 1995).
Following settlement, juvenile Nassau
grouper inhabit macroalgae (primarily
Laurencia spp.), coral clumps (Porites
spp.), and seagrass beds (Eggleston
1995, Dahlgren 1998). Recently-settled
Nassau grouper have also been collected
from rubble mounds, some from tilefish
(Malacanthus plumieri), at 18 m depth
(Colin et al. 1997). Post-settlement,
small Nassau grouper have been
reported with discarded queen conch
shells (Strombus gigas) and other debris
around Thalassia beds (Randall 1983,
Eggleston 1995).
Juvenile Nassau grouper (12–15 cm
TL) are relatively solitary and remain in
specific areas for months (Bardach
1958). Juveniles of this size class are
associated with macroalgae, and both
natural and artificial reef structure. As
juveniles grow, they move progressively
to deeper areas and offshore reefs
(Tucker et al. 1993, Colin et al. 1997).
Schools of 30–40 juveniles (25–35 cm
TL) were observed at 8–10 m depths in
the Cayman Islands (Tucker et al. 1993).
No clear distinction can be made
between types of adult and juvenile
habitats, although a general size
segregation with depth occurs—with
smaller Nassau grouper in shallower
inshore waters (3.7–16.5 m) and larger
individuals more common on deeper
(18.3–54.9 m) offshore banks (Bardach
´
et al. 1958, Cervigon 1966, Silva Lee
1974, Radakov et al. 1975, Thompson
and Munro 1978).
Recent work by Nemeth and
coworkers in the U. S. Virgin Islands
(U.S.V.I.; manuscript, in prep) found
more overlap in home ranges of smaller
juveniles compared to larger juveniles
and adults have larger home ranges with
less overlap. Mean home range of adult
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
Diet and Feeding
Adult Nassau grouper are
unspecialized, bottom-dwelling,
ambush-suction predators (Randall
1965, Thompson and Munro 1978).
Numerous studies describe adult Nassau
grouper as piscivorous (Randall and
Brock 1960, Randall 1965, Randall 1967,
Carter et al. 1994, Eggleston et al. 1998).
Feeding can take place around the clock
although most fresh food is found in
stomachs collected in the early morning
and at dusk (Randall 1967). Young
Nassau grouper (20.2–27.2 mm standard
length; SL) feed on a variety of
plankton, including pteropods,
amphipods, and copepods (Greenwood
1991, Grover et al. 1998).
single panmictic population within the
northern Caribbean basin with high
gene flow through the region.
A recent study, published subsequent
to the Biological Report, analyzed
genetic variation in mtDNA,
microsatellites, and single nucleotide
polymorphisms for Nassau grouper
(Jackson et al. 2014). The study
identified three potential ‘‘permeable’’
barriers to dispersal and concluded that
large-scale oceanographic patterns likely
influence larval dispersal and
population structuring (regional genetic
differentiation). However, the evidence
of population structuring was limited.
In pairwise analyses of genetic distance
between the sample populations (using
Fst for microsatellites and Ast for
mtDNA), zero (of 171) comparisons
based on microsatellite DNA were
statistically signficant, only 47 (of 153)
comparisons based on mtDNA were
statistically significant (p < 0.00029),
and there was no indication of isolation
by distance in any of the genetic
datasets. Overall, while this study
indicated some instances of genetic
differentiation, the results do not
indicate a high degree of population
structuring across the range. When the
Jackson et al. study is considered in the
context of the larger body of literature,
there remains some uncertainty as to
population substructuring for Nassau
grouper.
Population Structure and Genetics
Early genetic analyses indicated high
gene flow throughout the geographic
range of Nassau grouper but were
unable to determine the relative
contributions of populations
(Hinegardner and Rosen 1972, Hateley
2005). A study of Nassau grouper
genetic population structure, using
mitochondrial DNA (mtDNA) and
nuclear microsatellite DNA, revealed no
clearly defined population
substructuring based on samples from
Belize, Cuba, Bahamas, and Florida.
These data indicated that spawning
aggregations are not exclusively selfrecruiting and that larvae can disperse
over great distances, but the relative
importance of self-recruitment and
larval immigration to local populations
was unclear (Sedberry et al. 1996).
Similarly, a study by Hateley (2005) that
analyzed samples from Belize, Bahamas,
Turks and Caicos, and Cayman Islands
using enzyme electrophoresis indicated
low to intermediate levels of genetic
variability. Results from this study
provided no evidence for population
substructuring by sex or small-scale
spatial distribution, or for
macrogeographic stock separation.
These results are consistent with a
Reproductive Biology
The Nassau grouper was originally
considered to be a monandric
protogynous hermaphrodite, meaning
males derive from adult females that
undergo a change in sex (Smith 1971,
Claro et al. 1990, Carter et al. 1994).
While it is taxonomically similar to
other hermaphroditic groupers, the
Nassau grouper is now primarily
considered a gonochore with separate
sexes (Sadovy and Colin 1995).
Juveniles were found to possess both
male and female tissue, indicating they
can mature directly into either sex
(Sadovy and Colin 1995). Other
characteristics such as the strong size
overlap between males and females, the
presence of males that develop directly
from the juvenile phase, the
reproductive behavior of forming
spawning aggregations, and the mating
system were found to be inconsistent
with the protogynous reproductive
strategy (Colin 1992, Sadovy and Colin
1995).
Both male and female Nassau grouper
typically mature at 4–5 years of age and
at lengths between 40 and 45 cm SL (44
and 50 cm TL). Size, rather than age,
may be the major determinant of sexual
maturation (Sadovy and Eklund 1999).
Nassau grouper in the Bahamas was
18,305 m2 ± 5,806 (SD) with larger
ranges at less structurally-complex reefs
(Bolden 2001). The availability of
habitat and prey was found to
significantly influence home range of
adults (Bolden 2001).
Adult Nassau grouper tend to be
relatively sedentary and are generally
associated with high-relief coral reefs or
rocky substrate in clear waters to depths
of 130 m. Generally, adults are most
common at depths less than 100 m (Hill
and Sadovy de Mitcheson, 2013) except
when at spawning aggregations where
they are known to descend to depths of
255 m (Starr et al. 2007).
PO 00000
Frm 00048
Fmt 4700
Sfmt 4700
E:\FR\FM\29JNR1.SGM
29JNR1
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
mstockstill on DSK3G9T082PROD with RULES
Nassau grouper raised from eggs in
captivity matured at 40–45 cm SL (44–
50 cm TL) in just over 2 years (Tucker
and Woodward 1994). Yet, the
minimum age at sexual maturity based
on otoliths is between 4 and 8 years
(Bush et al. 1996, 2006). Most fish have
spawned by age 7+ years (Bush et al.
2006).
Fecundity estimates vary by location
throughout the Caribbean. Mean
fecundity estimates are generally
between 3 and 5 eggs/mg of ripe ovary.
For example, Carter et al. (1994) found
female Nassau grouper between 30–70
cm SL from Belize yielded a mean
relative fecundity of 4.1 eggs/mg ovary
weight and a mean total number of
4,200,000 oocytes (range =
350,000¥6,500,000). Estimated number
of eggs in the ripe ovary (90.7 g) of a
44.5 cm SL Nassau grouper from
Bermuda was 785,101 (Bardach et al.
1958). In the U.S.V.I., mean fecundity
was 4.97 eggs/mg of ovary (s.d. = 2.32)
with mean egg production of 4,800,000
eggs (Olsen and LaPlace 1979); however,
this may be an overestimate as it
included premature eggs that may not
develop. Fecundity estimates based only
on vitellogenic oocytes, from fish
captured in the Bahamas indicated a
mean relative fecundity of 2.9 eggs/mg
ripe ovary (s.d. = 1.09; n = 64) and a
mean egg production of 716,664 (range
= 11,724¥4,327,440 for females
between 47.5–68.6 cm SL). Estimates of
oocyte production from Nassau grouper
induced to spawn in captivity are closer
to the lower estimates based solely on
vitellogenic oocyte counts.
Spawning Behavior and Habitat
Nassau grouper form spawning
aggregations at predictable locations
around the winter full moons, or
between full and new moons (Smith
1971, Colin 1992, Tucker et al. 1993,
Aguilar-Perera 1994, Carter et al. 1994,
Tucker and Woodward 1994).
Aggregations consist of hundreds,
thousands, or, historically, tens of
thousands of individuals. Some
aggregations have persisted at known
locations for periods of 90 years or more
(see references in Hill and Sadovy de
Mitcheson 2013). Pair spawning has not
been observed.
About 50 individual spawning
aggregation sites have been recorded,
mostly from insular areas in the
Bahamas, Belize, Bermuda, British
Virgin Islands, Cayman Islands, Cuba,
Honduras, Jamaica, Mexico, Puerto
Rico, Turks and Caicos, and the U.S.V.I.;
however, many of these may no longer
form (Figure 10 in Hill and Sadovy de
Mitcheson 2013). Recent evidence
suggests that spawning is occurring at
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
what may be reconstituted or novel
spawning sites in both Puerto Rico and
the U.S.V.I. (Hill and Sadovy de
Mitcheson 2013). Suspected or
anecdotal evidence also identifies
spawning aggregations in Los Roques,
Venezuela (Boomhower et al. 2010) and
Old Providence in Colombia’s San
´
Andres Archipelago (Prada et al. 2004).
Neither aggregation nor spawning has
been reported from South America,
despite the fact ripe Nassau grouper are
frequently caught in certain areas (F.
´
Cervigon, Fundacion Cientifica Los
Roques-Venezuela, pers. comm. to Y.
Sadovy, NMFS, 1991). Spawning
aggregation sites have not been reported
in the Lesser Antilles, Central America
south of Honduras, or Florida.
‘‘Spawning runs,’’ or movements of
adult Nassau grouper from coral reefs to
spawning aggregation sites, were first
described in Cuba in 1884 by Vilaro
Diaz, and later by Guitart-Manday and
Juarez-Fernandez (1966). Nassau
grouper migrate to aggregation sites in
groups numbering between 25 and 500,
moving parallel to the coast or along
shelf edges or even inshore reefs (Colin
1992, Carter et al. 1994, Aguilar-Perera
and Aguilar-Davila 1996, Nemeth et al.
2009). Distance traveled by Nassau
grouper to aggregation sites is highly
variable; some fish move only a few
kilometers (km), while others move up
to several hundred km (Colin 1992,
Carter et al. 1994, Bolden 2000).
Ongoing research in the Exuma Sound,
Bahamas has tracked migrating Nassau
grouper up to 200 km, with likely
estimates of up to 330 km, as they move
to aggregation sites (Hill and Sadovy de
Mitcheson 2013).
Observations suggest that individuals
can return to their original home reef
following spawning. Bolden (2001)
reported 2 out of 22 tagged fish
returning to home reefs in the Bahamas
one year after spawning. Sonic tracking
studies around Little Cayman Island
have demonstrated that spawners may
return to the aggregation site in
successive months with returns to their
residential reefs in between (Semmens
et al. 2007). Sixty percent of fish tagged
at the west end spawning aggregation
site in Little Cayman in January 2005
returned to the same aggregation site in
February 2005 (Semmens et al. 2007).
Larger fish are more likely to return to
aggregation sites and spawn in
successive months than smaller fish
(Semmens et al. 2007).
It is not known how Nassau grouper
select and locate aggregation sites or
why they aggregate to spawn. Spawning
aggregation sites are typically located
near significant geomorphological
features, such as projections
PO 00000
Frm 00049
Fmt 4700
Sfmt 4700
42273
(promontories) of the reef as little as 50
m from the shore, and close to a dropoff into deep water over a wide (6–60 m)
depth range (Craig 1966, Smith 1972,
Burnett-Herkes 1975, Olsen and LaPlace
1979, Colin et al. 1987, Carter 1989,
Fine 1990, Beets and Friedlander 1998,
Colin 1992, Aguilar-Perera 1994). Sites
are characteristically small, highly
circumscribed areas, measuring several
hundred meters in diameter, with soft
corals, sponges, stony coral outcrops,
and sandy depressions (Craig 1966,
Smith 1972, Burnett-Herkes 1975, Olsen
and LaPlace 1979, Colin et al. 1987,
Carter 1989, Fine 1990, Beets and
Friedlander 1999, Colin 1992, AguilarPerera 1994). Recent work has identified
geomorphological similarities in
spawning sites that may be useful in
applying remote sensing techniques to
discover previously unknown spawning
sites (Kobara and Heyman 2010).
The link between spawning sites and
settlement sites is also not well
understood. Researchers speculate the
location of spawning sites assists
offshore transport of fertilized eggs.
However, currents nearby aggregation
sites do not necessarily favor offshore
egg transport, indicating some locations
may be at least partially self-recruiting
(e.g., Colin 1992). In a study around a
spawning aggregation site at Little
Cayman, surface velocity profile drifters
released on the night of peak spawning
tended to remain near or returned to the
spawning reef due to eddy formation,
while drifters released on the days
preceding the peak spawn tended to
move away from the reef in line with
the dominant currents (Heppell et al.
2011).
Spawning aggregations form around
the full moon between December and
March (reviewed in Sadovy and Eklund
1999), though this may occur later
(May–August) in more northerly
latitudes (La Gorce 1939, Bardach et al.
1958, Smith 1971, Burnett-Herkes 1975).
The formation of spawning aggregations
is triggered by a very narrow range of
water temperatures between 25°–26 °C.
While day length has also been
considered as a trigger for aggregation
formation (Colin 1992, Tucker et al.
1993, Carter et al. 1994), temperature is
evidently a more important stimulus
(Hill and Sadovy de Mitcheson 2013).
The narrow range of water temperature
is likely responsible for the later
reproductive season in more northerly
latitudes like Bermuda.
Spawning occurs for up to 1.5 hours
around sunset for several days (Whaylen
et al. 2007). At spawning aggregation
sites, Nassau grouper tend to mill
around for a day or two in a ‘‘staging
area’’ adjacent to the core area where
E:\FR\FM\29JNR1.SGM
29JNR1
42274
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
mstockstill on DSK3G9T082PROD with RULES
spawning activity later occurs (Colin
1992, Kadison et al. 2010, Nemeth
2012). Courtship is indicated by two
behaviors that occur late in the
afternoon: ‘‘following’’ and ‘‘circling’’
(Colin 1992). The aggregation then
moves into deeper water shortly before
spawning (Colin 1992, Tucker et al.
1993, Carter et al. 1994). Progression
from courtship to spawning may depend
on aggregation size, but generally fish
move up into the water column, with an
increasing number exhibiting the
bicolor phase (Colin 1992, Carter et al.
1994).
Spawning involves a rapid horizontal
swim or a ‘‘rush’’ of bicolor fish
following dark fish closely in either a
column or cone rising to within 20–25
m of the water surface where groupspawning occurs in sub-groups of 3–25
fish (Olsen and LaPlace 1979, Carter
1986, Aguilar-Perera and Aguilar-Davila
1996). Following the release of sperm
and eggs, there is a rapid return of the
fragmented sub-group to the bottom. All
spawning events have been recorded
within 20 minutes of sunset, with most
within 10 minutes of sunset (Colin
1992).
Repeated spawning occurs at the same
site for up to three consecutive months
generally around the full moon or
between the full and new moons (Smith
1971, Colin 1992, Tucker et al. 1993,
Aguilar-Perera 1994, Carter et al. 1994,
Tucker and Woodward 1994).
Participation by individual fish across
the months is unknown. Examination of
female reproductive tissue suggests
multiple spawning events across several
days at a single aggregation (Smith 1972,
Sadovy, NMFS, pers. obs.). A video
recording shows a single female in
repeated spawning rushes during a
single night, repeatedly releasing eggs
(Colin 1992). It is unknown whether a
single, mature female will spawn
continuously throughout the spawning
season or just once per year.
Status Assessments
Few formal stock assessments have
been conducted for the Nassau grouper.
The most recent published assessment,
conducted in the Bahamas, indicates
fishing effort, and hence fishing
mortality (F), in the Bahamas needs to
be reduced from the 1998–2001 levels,
otherwise the stocks are likely to be
overexploited relative to biological
reference points (Cheung et al. 2013).
The population dynamic modeling by
Cheung et al. (2013) found: ‘‘assuming
that the closure of the spawning
aggregation season is perfectly
implemented and enforced, the median
value of FSPR (the fishing mortality rate
that produces a certain spawning
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
potential ratio) = 35 percent on nonspawning fish would be 50 percent of
the fishing mortality of the 1998 to 2001
level. The 5 percent and 95 percent
confidence limits are estimated to be
less than 20 percent and more than 100
percent of the fishing mortality at the
1998 to 2001 level, respectively. In other
words, if (1) fishing mortality (F) rates
of non-spawning fish are maintained at
the 1998 to 2001 level, and (2) fishing
on spawning aggregations is negligible,
the median spawning potential
(spawner biomass relative to the
unexploited level) is expected to be
around 25 percent (5 and 95 percent
confidence interval (CI) of 20 and 30
percent, respectively). This level is
significantly below the reference limit of
35 percent of spawning potential,
meaning that there is a high chance of
recruitment overfishing because of the
low spawning stock biomass.’’
The Nassau grouper was formerly one
of the most common and important
commercial groupers in the insular
tropical western Atlantic and Caribbean
(Smith 1978, Randall 1983, Appeldoorn
et al. 1987, Sadovy 1997). Declines in
landings and catch per unit of effort
(CPUE) have been reported throughout
its range, and it is now considered to be
commercially extinct (i.e., the species is
extinct for fishery purposes due to low
catch per unit effort) in a number of
areas, including Jamaica, Dominican
Republic, U.S.V.I., and Puerto Rico
(Sadovy and Eklund 1999). Information
on past and present abundance and
density, at coral reefs and aggregation
sites, is based on a combination of
anecdotal accounts, visual census
surveys, and fisheries data. Because
grouper species are reported collectively
in landings data, there are limited
species-specific data to determine catch
of Nassau grouper throughout its range.
While fisheries dependent data are
generally limited for the species
throughout its range, there are some
1970s and 1980s port-sampling data
from the U.S.V.I. and Puerto Rico. In the
U.S.V.I., Nassau grouper accounted for
22 percent of total grouper landings, and
85 percent of the Nassau grouper catch
came from spawning aggregations (D.
Olsen, Chief Scientist—St. Thomas
Fishermen’s Association, pers. comm. to
J. Rueter, NMFS, October 2013). The
first U.S. survey of the fishery resources
of Puerto Rico noted the Nassau grouper
was common and a very important food
fish, reaching a weight of 22.7 kg or
more (Evermann 1900). The Nassau
grouper was still the fourth-most
common shallow-water species landed
in Puerto Rico in the 1970s (Thompson
1978), and it was common in the reef
fish fishery of the U.S.V.I. (Olsen and
PO 00000
Frm 00050
Fmt 4700
Sfmt 4700
LaPlace 1979). By 1981, ‘‘the Nassau
grouper ha[d] practically disappeared
from the local catches and the ones that
d[id] appear [were] small compared
with previous years’’ (CFMC 1985). By
1986, the Nassau grouper was
considered commercially extinct in the
U.S. Caribbean (Bohnsack et al. 1986).
About 1,000 kg of Nassau grouper
landings were reported in the Puerto
Rico Reef Fish Fishery during the latter
half of the 1980s, and most of them were
less than 50 cm indicating they were
likely sexually immature (Sadovy 1997).
A number of organizations and
agencies have conducted surveys to
examine the status of coral reefs and
reef-fish populations throughout the
western Atlantic. Results from these
monitoring studies offer some
indication of relative abundance of
Nassau grouper in various locations,
although different methods are often
employed and thus results of different
studies cannot be directly compared
(Kellison et al. 2009). The Atlantic and
Gulf Rapid Reef Assessment Program
(AGRRA), which samples a broad
spectrum of western Atlantic reefs,
includes few reports of Nassau grouper,
as sighting frequency (proportion of all
surveys with at least one Nassau
grouper present) ranged from less than
1 percent to less than 10 percent per
survey from 1997–2000. Density of
Nassau grouper ranged from 1 to 15
fish/hectare with a mean of 5.6 fish/
hectare across all areas surveyed
(AGRRA). NOAA’s Coral Reef
Ecosystem Monitoring Program
(CREMP) has conducted studies on coral
reefs in Puerto Rico and the U.S.V.I.
since 2000, and sighting frequency of
Nassau grouper has ranged from 0 to 0.5
percent with density between 0 to 0.5
fish/hectare. Data from SCUBA surveys
conducted by the University of the
Virgin Islands report a density of 4
Nassau grouper/hectare per survey
across reef habitat types in the U.S.V.I.
SCUBA surveys by NOAA in the Florida
Keys across reef habitat types have
sighting frequencies of 2–10 percent per
survey, with a density of 1 Nassau
grouper/hectare (NOAA’s NMFS FRVC).
In addition to these surveys, Hodgson
and Liebeler (2002) noted that Nassau
grouper were absent from 82 percent of
shallow Caribbean reefs surveyed (3–10
m) during a 5-year period (1997–2001)
for the ReefCheck project.
Fishing Impacts on Spawning
Aggregations
Because we lack sufficient stock
assessments or population estimates, we
considered the changes in spawning
aggregations as a proxy for the status of
the current population. We believe the
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
status of spawning aggregations is likely
to be reflective of the overall population
because adults migrate to spawning
aggregations for the only known
reproductive events. Historically, 50
spawning aggregation sites had been
identified throughout the Caribbean
(Sadovy de Mitcheson et al. 2008). Of
these 50, less than 20 probably still
remain (Sadovy de Mitcheson et al.
2008). Furthermore, while numbers of
fish at aggregation sites once numbered
in the tens of thousands (30,000–
100,000 fish; Smith 1972), they have
now been reduced to less than 3,000 at
those sites where counts have been
made (Sadovy de Mitcheson et al. 2008).
Based on the size and number of current
spawning aggregations the Nassau
grouper population appears to be just a
fraction of its historical size.
In general, slow-growing, long-lived
species (such as snappers and groupers)
with limited spawning periods, and
possibly with narrow recruitment
windows, are susceptible to
overexploitation (Bannerot et al. 1987,
Polovina and Ralston 1987). The strong
appeal of spawning aggregations as
targets for fishing, their importance in
many seasonal fisheries, and the
apparent abundance of fish at
aggregations make spawning
aggregations particularly susceptible to
over-exploitation. There are repeated
reports from across the Caribbean where
Nassau grouper spawning aggregations
have been discovered and fished to the
point that the aggregation ceased to
form, or formed at such low densities
that spawning was no longer viable. For
example, the commercial fishing of
Nassau grouper aggregations in
Bermuda resulted in decreased landings
from 75,000 tons in 1975 to 10,000 tons
by 1981 (Luckhurst 1996, Sadovy de
Mitcheson and Erisman 2012). The four
known spawning aggregation sites in
Bermuda ceased to form shortly
thereafter and have yet to recover
(Sadovy de Mitcheson and Erisman
2012). However, Nassau grouper are still
present in Bermuda and reported
observations have slightly increased
over the last 10–15 years (B. Luckhurst,
Bermuda Department of Agriculture,
Fisheries, and Parks, Division of
Fisheries, pers. comm. to Y. Sadovy,
University of Hong Kong, 2012). In
Puerto Rico, historical spawning
aggregations no longer form, though a
small aggregation has recently been
found, and may be a reconstitution of
¨
one of the former aggregations (Scharer
et al. 2012). In Mahahual, Quintana Roo,
Mexico, aggregations of up to 15,000
fish formed each year, but due to
increased fishing pressure in the 1990’s,
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
aggregations have not formed in
Mahahual since 1996 (Aguilar-Perera
2006). Inadequate enforcement of
management measures designed to
protect spawning aggregations in
Mexico has further affected aggregations
(Aguilar-Perera 2006), though at least
three aggregation sites remain viable. In
Cuba, Nassau grouper were almost
exclusively targeted during aggregation
formation; because of this, there have
been severe declines in the number of
Nassau grouper at 8 of the 10
aggregations and moderate declines in
the other 2 (Claro et al. 2009). Similar
situations are known to have occurred
in the Bahamas, U.S.V.I., Puerto Rico,
and Honduras (Sadovy de Mitcheson
and Erisman 2012, see also Hill and
Sadovy de Mitcheson 2013).
Overexploitation has also occurred in
Belize. Between 1975 and 2001 there
was an 80 percent decline in the
number of Nassau grouper (15,000 fish
to 3,000) at the Glover’s Reef aggregation
(Sala et al. 2001). Additionally, a 2001
assessment concluded that only 2 of the
9 aggregation sites identified in 1994
remained viable, and those had been
reduced from 30,000 fish to 3,000–5,000
fish (Heyman 2002). More recent
monitoring (2003–2012) at the two sites
at Glover’s Reef indicates further
declines in the sizes of these
aggregations. A maximum of 800–3,000
Nassau grouper were counted per year
at these sites over the ten years of
monitoring (Belize SPAG Working
Group 2012).
Further indicators of population
decline through over-exploitation
include reduced size and/or age of fish
harvested compared to maximum sizes
and ages. Nassau grouper can attain
sizes of greater than 120 cm (Heemstra
and Randall 1993, Humann and Deloach
2002, Froese and Pauly 2010) and live
as long as 29 years (Bush et al. 2006).
However, it is unusual to obtain
individuals of more than 12 years of age
in exploited fisheries, and more heavily
fished areas yield much younger fish on
average. The maximum age estimates in
heavily exploited areas are depressed—
9 years in the U.S.V.I. (Olsen and
LaPlace 1979), 12 years in northern
Cuba, 17 years in southern Cuba (Claro
et al. 1990), and 21 years in the
Bahamas (Sadovy and Colin 1995).
Similarly, there is some indication that
size at capture of both sexes declined in
areas of higher exploitation versus
unexploited populations within a
specific region (Carter et al 1994). When
exploitation is high, catches are largely
comprised of juveniles. For example,
most catches of Nassau grouper in
heavily exploited areas of Puerto Rico,
Florida (Sadovy and Eklund 1999), and
PO 00000
Frm 00051
Fmt 4700
Sfmt 4700
42275
Cuba (Espinosa 1980) consisted of
juveniles. In exploited U.S.V.I.
aggregations, harvest of Nassau grouper
larger than 70 cm TL was uncommon
(Olsen and LaPlace 1979).
While direct fishing of spawning
aggregations was a primary driver of
Nassau grouper population declines as
indicated by the observed declines in
spawning aggregations (Sadovy de
Mitcheson and Erisman 2012), other
factors also affect abundance. For
example, removal of adults from
spawning runs and intensive capture of
juveniles, either through direct targeting
(e.g., spearfishing) or using small mesh
traps or nets, also occur (Hill and
Sadovy de Mitcheson 2013). In addition
to the high fishing pressure in some
areas, poaching also appears to be
affecting some populations (e.g., in the
Cayman Islands; Semmens et al. 2012).
NMFS’s Conclusions From the
Biological Report
The species is made up of a single
population over its entire geographic
range. As summarized above, multiple
genetic analyses indicate that there is
high gene flow throughout the
geographic range of the Nassau grouper,
and no clearly defined population
substructuring has been identified
(Hinegardner and Rosen 1972, Sedberry
et al. 1996, Hateley 2005). Although a
recent study (Jackson et al. 2014)
reported genetic differentiation, it does
not provide evidence to support
biological differences between
populations. We believe further studies
are needed to verify and expand upon
the work presented by Jackson et al
(2014). Based on the best available
information, we conclude there is a
single population of Nassau grouper
throughout the Caribbean.
The species has patchy abundance,
with declines identified in many areas.
The Biological Report describes the
reduction in both size and number of
spawning aggregations throughout the
range. Patchy abundance throughout the
range of a species is common due to
differences in habitat quality/quantity or
exploitation levels at different locations.
However, dramatic, consistent declines
of Nassau grouper have been noted
throughout its range. In many areas
throughout the Caribbean, the species is
now considered commercially extinct
and numerous spawning aggregations
have been extirpated with no signs of
recovery.
The species possesses life history
characteristics that increase
vulnerability to harvest, including slow
growth to a large size, late maturation,
formation of large spawning
aggregations, and occurrence in shallow
E:\FR\FM\29JNR1.SGM
29JNR1
42276
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
mstockstill on DSK3G9T082PROD with RULES
habitat. This conclusion is based on the
Description of the Species in the
Biological Report (Hill and Sadovy de
Mitcheson 2013). Slow growth and late
maturation expose sub-adults to harvest
prior to reproduction. Sub-adult and
adult Nassau grouper form large
conspicuous spawning aggregations.
These aggregations are often in shallow
habitat areas that are easily accessible to
fishermen and thus heavily exploited.
Despite these life-history vulnerabilities,
there are remaining spawning
aggregations that, while reduced in size
and number, still function and provide
recruits into the population.
The species is broadly distributed,
and its current range is similar to its
historical range. The Range-wide
Distribution section of the Biological
Report (Hill and Sadovy de Mitcheson
2013) concluded that the current range
is equivalent to the historical range,
though abundance has been severely
depleted.
Threats Evaluation
The threats evaluation was the second
step in the process of making an ESA
listing determination for Nassau grouper
as described above in ‘‘Listing
Determinations under the ESA’’. The
Extinction Risk Analysis Group (ERAG),
which consisted of 12 NOAA Fisheries
Science Center and Regional Office
personnel, was asked to independently
review the Biological Report and assess
4 demographic factors (abundance,
growth rate/productivity, spatial
structure/connectivity, and diversity)
and 13 specific threats (see ERA Threat
Table under supporting documents).
The group members were asked to
provide qualitative scores based on their
perceived severity of each factor and
threat.
Members of the ERAG were asked to
independently evaluate the severity,
scope, and certainty for these threats
currently and in the foreseeable future
(30 years from now). The foreseeable
future was based on the upper estimate
of generation time for Nassau grouper
(9–10 years) as described by Sadovy and
Eklund (1999) and an age at maturity of
8 years (Bush et al. 1996, 2006). We
chose 30 years, which would potentially
allow recruitment of 2–3 generations of
mature individuals to appear in
spawning aggregations as a result of
fishery management actions. Given the
limited information we have to predict
the impacts of threats, we felt the 30
year timeframe was the most
appropriate to assess threats in the
foreseeable future.
Members of the ERAG were asked to
rank each of four demographic factors
and 13 identified threats as ‘‘very low
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
risk,’’ ‘‘low risk,’’ ‘‘moderate risk,’’
‘‘increasing risk,’’ ‘‘high risk,’’ or
‘‘unknown.’’ ‘‘Very low risk’’ meant that
it is unlikely that the demographic
factor or threat affects the species’
overall status. ‘‘Low risk’’ meant that the
demographic factor may affect species’
status, but only to a degree that it is
unlikely that this factor significantly
elevates risk of extinction now or in the
future. ‘‘Moderate risk’’ meant that the
demographic factor or threat contributes
significantly to long term risk of
extinction, but does not constitute a
danger of extinction in the near future.
‘‘Increasing risk’’ meant that the present
demographic risk or threat is low or
moderate, but is likely to increase to
high risk in the foreseeable future if
present conditions continue. Finally,
‘‘high risk’’ meant that the demographic
factor or threat indicates danger of
extinction in the near future. Each
member of the ERAG evaluated risk on
this scale, and we then interpreted these
rankings against the statutory language
for threatened or endangered to
determine the status of Nassau grouper.
We did not directly relate the risk levels
with particular listing outcomes,
because the risk levels alone are not
very informative. Acknowledging the
differences in terminology between the
ERAG risk scale and the ESA statutory
definitions of threatened and
endangered, we relied upon our own
judgment and expertise in reviewing the
ERA to determine the status of Nassau
grouper and form our final listing
determination.
ERAG members were also asked to
consider the potential interactions
between demographic factors and
threats. If the demographic factor or
threat was ranked higher due to
interactions with other demographic
factors or threats, each member was
asked to then identify those factors or
threats that caused them to score the
risk higher or lower than it would have
been if it were considered
independently. We then examined the
independent responses from each ERAG
member for each demographic factor
and threat and used the modal response
to determine the level of threat to
Nassau grouper.
Climate change and international
trade regulations (e.g., the Convention
on International Trade in Endangered
Species (CITES), as described in the
Biological Report) were categorized by
the ERAG as ‘‘unknown.’’ Habitat
alteration, U.S. federal regulations,
disease/parasites/abnormalities, and
aquaculture were ranked as ‘‘very low
risk’’ to ‘‘low risk.’’ State/territorial
regulations, growth rate/productivity,
abundance, spatial structure/
PO 00000
Frm 00052
Fmt 4700
Sfmt 4700
connectivity, commercial harvest,
foreign regulations, artificial selection,
and diversity were ranked as ‘‘moderate
risk’’ to ‘‘increasing risk.’’ Historical
harvest (the effect of prior harvest on
current population status), fishing at
spawning aggregations, and inadequate
law enforcement were classified as
‘‘high risk.’’ The demographic factors
and threats are described below by the
five ESA factors with the corresponding
ERAG ranking and our analysis.
A. The Present or Threatened
Destruction, Modification, or
Curtailment of Its Habitat or Range
Spatial structure/connectivity and
habitat alteration were considered under
ESA Factor A; this included habitat loss
or degradation, and the loss of habitat
patches, critical source populations,
subpopulations, or dispersal among
populations.
Nassau grouper use many different
habitat types within the coral reef
ecosystem. The increase in urban,
industrial, and tourist developments
throughout the species range impacts
coastal mangroves, seagrass beds,
estuaries, and live coral (Mahon 1990).
Loss of juvenile habitat, such as
macroalgae, seagrass beds, and
mangrove channels is likely to
negatively affect recruitment rates.
Habitat alteration was ranked by the
ERAG as a ‘‘low risk’’ threat to Nassau
grouper. We agree with the ERAG that
habitat alteration presents a low risk to
the species and is unlikely to contribute
to the threat of extinction presently or
over the foreseeable future. The use of
many different habitat types by Nassau
grouper may spread the risk of impacts
associated with habitat loss to a point
that reduces overall extinction risk to
the species.
The range of Nassau grouper is
influenced by spatial structure and
connectivity of the population. As
described in Hill and Sadovy de
Mitcheson (2013), a study of genetic
population structure in Nassau grouper
revealed no clearly defined population
substructuring at the geographic
locations sampled, i.e., Belize, Cuba,
Bahamas, and Florida (Sedberry et al.
1996). Based on ERAG scores, spatial
structure/connectivity was
characterized as an ‘‘increasing’’ risk for
Nassau grouper. We agree with the
ERAG ranking and believe this
increasing risk is due, in part, to the
declining number and size of spawning
aggregations, which affects population
structure. Given the increasing risk
associated with this demographic factor
we believe it could lead the species to
become endangered over the foreseeable
future.
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
B. Overutilization for Commercial,
Recreational, Scientific, or Educational
Purposes
Based on ERAG rankings, historical
harvest and fishing at spawning
aggregations are two of the three most
severe threats (the third being
inadequate law enforcement) to Nassau
grouper. Historical harvest and fishing
at spawning aggregations were both
classified as ‘‘high’’ risk threats to
Nassau grouper. Curiously, the ERAG
rankings for commercial harvest, which
often includes the fishing on spawning
aggregations, were lower and indicated
current commercial harvest was a
‘‘moderate’’ threat for Nassau grouper.
We believe this lower ranking may be
related to the fact that the species has
declined to the point that commercial
harvest is not as large a threat as in
decades past. This is also related to
abundance which was similarly
classified as a ‘‘moderate’’ risk for
Nassau grouper.
Two different aspects of fishing affect
Nassau grouper abundance: Fishing
effort throughout the non-spawning
months and directed fishing at
spawning aggregations or on migrating
adults. In some countries Nassau
grouper are fished commercially and
recreationally throughout the year by
handline, longline, fish traps, spear
guns, and gillnets (NMFS General
Canvas Landing System). Fishing at
spawning aggregations is mainly
conducted by handlines or by fish traps,
although gillnets were being used in
Mexico in the early to mid-1990s
(Aguilar-Perera 2004). Declines in
landings, catch per unit effort (CPUE)
and, by implication, abundance in the
late 1980s and early 1990s occurred
throughout its range, which has led
Nassau grouper to now be considered
commercially extinct in a number of
areas (Sadovy and Eklund 1999).
Population declines and loss of
spawning aggregations continue
throughout the Nassau grouper’s range
(Sadovy de Mitcheson 2012).
We agree with the ERAG’s assessment
for the threat of abundance. It is clear
that the abundance of Nassau grouper
has diminished dramatically over the
past several decades. This decline is a
direct impact of historical harvest and
the overfishing of spawning
aggregations. The current abundance of
Nassau grouper is not causing or
contributing to the species currently
being in danger of extinction but does
raise concern for the status of the
species over the foreseeable future if
abundance continues to decline.
We disagree with the ERAG’s ‘‘high
risk’’ rating for historical harvest. We
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
believe that while historical harvest has
reduced the population size of Nassau
grouper, which has in turn affected the
ability of the population to recover, we
don’t agree that this threat continues to
be a ‘‘high risk’’. It seems more
appropriate to consider the ERAG’s risk
assessment for the abundance of the
current population in making our listing
determination.
Predictable spawning aggregations
make Nassau grouper a vulnerable
fishing target. In many places, annual
landings for Nassau grouper were
mostly from aggregation-fishing (e.g.,
Claro et al. 1990, Bush et al. 2006).
Because Nassau grouper are only known
to reproduce in spawning aggregations,
removing ripe individuals from the
spawning aggregations greatly
influences population dynamics and
future fishery yields (Shapiro 1987).
Harvesting a species during its
reproductive period increases adult
mortality and diminishes juvenile
recruitment rates. The loss of adults and
the lack of recruitment greatly increase
a species’ extinction risk. The collapse
of aggregations in many countries
(Sadovy de Mitcheson 2012) was likely
a result of overharvesting fish from
spawning aggregations (Olsen and
LaPlace 1979, Aguilar-Perera 1994,
Sadovy and Eklund 1999). As Semmens
et al. (2012) noted from the results of a
mark-recapture study on Cayman Brac,
Cayman Island fishermen appear to
catch sufficient adult grouper outside
the spawning season to seriously impact
population size. It appears that fishing
at spawning aggregations has depressed
population size such that fishing
operations away from the aggregations
are also impacting population status.
We agree that fishing at spawning
aggregations has reduced the population
of Nassau grouper and has affected its
current status. While the ERAG
determined this is a ‘‘high risk’’ threat,
we are less certain about our
determination. We believe that this
threat is in large part exacerbated by the
inadequacy of regulatory mechanisms as
discussed further below under Factor D.
If existing regulatory mechanisms and
corresponding law enforcement were
adequate, this threat would be less of a
concern. In the absence of adequate law
enforcement, we believe that fishing at
spawning aggregations is increasing the
extinction risk of Nassau grouper.
The final threat analyzed for Factor B
was artificial selection. The ERAG
scores indicated artificial selection was
a ‘‘moderate’’ threat; however, ranking
of this threat was widely distributed
amongst ERAG members, indicating a
high level of uncertainty about the
effects of artificial selection on Nassau
PO 00000
Frm 00053
Fmt 4700
Sfmt 4700
42277
grouper. We recognize the uncertainty
associated with this threat and believe
more information is needed. That said,
we do not believe available information
indicates artificial selection is currently
impacting the species’ risk of extinction.
C. Disease
There is very little information on the
impacts of disease, parasites, and
abnormalities on Nassau grouper, yet
the species is not known to be affected
by any specific disease or parasite.
Given this, NMFS agrees with the ERAG
ranking indicating a ‘‘very low risk’’
threat from disease, parasites, and
abnormalities. We do not believe any of
these threats will rise to the level of
impacting the species’ status over the
foreseeable future.
D. Inadequacy of Existing Regulatory
Mechanisms
Consideration of the inadequacy of
existing regulatory mechanisms,
includes whether enforcement of those
mechanisms is adequate. The relevance
of existing regulatory mechanisms to
extinction risk for an individual species
depends on the vulnerability of that
species to each of the threats identified
under the other factors of ESA section
4, and the extent to which regulatory
mechanisms could or do control the
threats that are contributing to the
species’ extinction risk. If a species is
not currently, and not expected within
the foreseeable future to become,
vulnerable to a particular threat, it is not
necessary to evaluate the adequacy of
existing regulatory mechanisms for
addressing that threat. Conversely, if a
species is vulnerable to a particular
threat (now or in the foreseeable future),
we do evaluate the adequacy of existing
measures, if any, in controlling or
mitigating that threat. In the following
paragraphs, we will discuss existing
regulatory mechanisms for addressing
the threats to Nassau grouper generally,
and assess their adequacy for
controlling those threats. In the
Extinction Risk Analysis section, we
determine if the inadequacy of
regulatory mechanisms is a contributing
factor to the species’ status as
threatened or endangered because the
existing regulatory mechanisms fail to
adequately control or mitigate the
underlying threats.
Summary of Existing Regulatory
Mechanisms
As discussed in detail in the
Biological Report (Hill and Sadovy de
Mitcheson 2013), a wide array of
regulatory mechanisms exists
throughout the range of Nassau grouper
that are intended to limit harvest and
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
42278
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
thus maintain abundance. Existing
regulatory mechanisms include
minimum size restrictions, seasonal
closures, spatial closures, and gear and
access restrictions. We summarize some
of these regulatory mechanisms below
by country.
The Bahamas has implemented a
number of regulatory mechanisms to
limit harvest. In the 1980s, the Bahamas
introduced a minimum size of 3 lbs.
(1.36 kg) for Nassau grouper. This was
followed in 1998 with a 10-day seasonal
closure at several spawning
aggregations. An annual ‘‘two-month’’
fishery closure was added in December
2003 to coincide with the spawning
period and was extended to three
months in 2005 to encompass the
December through February spawning
period. Up until 2015, the
implementation of the 3-month closure
was determined annually and could be
shortened or otherwise influenced by
such factors as the economy (Sadovy
and Eklund 1999). In 2015, the annual
assessment of the closure was removed
ensuring a fixed 3-month closure each
year moving forward (Fisheries
Resources [Jurisdiction and
Conservation] [Amendment]
Regulations 2015). During the 3-month
closure there is a national ban on
Nassau grouper catches; however, the
Bahamas Reef Educational Foundation
(BREEF; unpub. data), has reported large
numbers of fish being taken according to
fisher accounts with photodocumentation and confirming reports
of poaching of the species during the
aggregation season.
The Bahamas has implemented
several other actions that aid the
conservation of Nassau grouper. There
are marine parks in the Bahamas that
are closed to fishing year round and
therefore protect Nassau grouper. The
Exuma Cays Land and Sea Park, first
established in 1959, has been closed to
fishing since 1986, thus protecting both
nursery and adult habitat for Nassau
grouper and other depleted marine
species. Other sites, including the South
Berry Islands Marine Reserve
(established on December 29, 2008),
Southwest New Providence National
Park, and North Exumas Study Site have
also been established and closed to
fishing. Several gear restrictions in the
Bahamas are also protective of Nassau
grouper. Fishing with SCUBA and the
use of explosives, poisons, and
spearguns is prohibited in the Bahamas,
although snorkeling with sling spears is
allowed. The use of bleach or other
noxious or poisonous substances for
fishing, or possession of such
substances on board a fishing vessel,
without written approval of the
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
Minister, is prohibited. Commercial
fishing in the Bahamas is restricted to
only the native population and, as a
consequence, all vessels fishing within
the Bahamas Exclusive Fishery Zone
must be fully owned by a Bahamian
citizen residing in the Bahamas.
In Belize, the first measure to protect
Nassau grouper was a seasonal closure
within the Glover’s Reef Marine Reserve
in 1993; the area was closed from
December 1 to March 1 to protect
spawning aggregations. A seasonal
closure zone to protect Nassau grouper
spawning aggregations was included
when the Bacalar Chico marine reserve
was established in 1996 (Paz and Truly
2007). Minimum and maximum capture
sizes were later introduced (Hill and
Sadovy de Mitcheson 2013 and citations
therein).
In 2001 the Belize National Spawning
Aggregation Working Group established
protective legislation for 11 of the
known Nassau grouper spawning sites
within Belize. Seven of those 11 sites
are monitored as regularly as possible.
The Working Group meets regularly to
share data and develop management
strategies (www.spagbelize.org; retrieved
on 15 April 2012). In 2003, Belize
introduced a four-month closed season
to protect spawning fish (O’Connor
2002, Gibson 2008). However, the 2003
legislation also allowed for exemptions
to the closures by special license
granted by the Fisheries Administrator,
provided data be taken on any Nassau
grouper removed. These special licenses
made it difficult to enforce the national
prohibition and in 2010 Belize stopped
issuing permits to fish for Nassau
grouper during the 4-month spawning
period, except at Maugre Caye and
Northern Two Caye.
In 2009, Belize issued additional
protective measures to help manage and
protect the Nassau grouper. These
include minimum and maximum size
limits of 20 inches and 30 inches,
respectively. Belize has also introduced
a plan to ban spear fishing within all
marine reserves (yet to be
implemented). Furthermore, as a large
proportion of finfish are landed as
fillets, the new regulations require that
all Nassau grouper be landed whole,
and if filleted must have a 1-inch by 2inch skin patch (The Belize Spawning
Aggregation Working Group 2009).
Other gear restrictions are in place to
generally aid in the management of reef
fish, such as no spearfishing on
compressed air.
Although Bermuda closed red hind
aggregation sites in 1974, Nassau
grouper aggregation sites located
seaward of these sites were not included
and continued to be fished. In 1990, a
PO 00000
Frm 00054
Fmt 4700
Sfmt 4700
two-fish bag limit and minimum size
restriction (35.6 cm FL) were enacted in
Bermuda (Luckhurst 1996). Since 1996,
Nassau grouper has been completely
protected through a prohibition on take
and possession and likely benefits from
numerous no-take marine reserves (Hill
and Sadovy de Mitcheson 2013).
In the Cayman Islands, the three main
(‘‘traditional’’) grouper ‘‘holes’’ were
officially protected in the late 1970’s
and only residents were allowed to fish
by lines during the spawning season
(Hill and Sadovy de Mitcheson 2013). In
1986, increasing complaints from
fishermen of a decline in both numbers
and size of Nassau grouper taken from
the fishery prompted the
implementation of a monitoring
program by the Department of the
Environment (Bush et al. 2006).
Following the development of the
monitoring program, the Cayman
Islands implemented a number of
management measures. In the early
1990s, legislation prohibited
spearfishing at spawning aggregation
sites. In 1998, the three main grouper
holes at the eastern end of the islands
were formally designated as ‘‘Restricted
Marine Areas’’ where access requires
licensing by the Marine Conservation
Board (Bush et al. 2006). In February
2002, protective legislation defined a
spawning season as November 1 to
March 31, and an ‘‘Alternate Year
Fishing’’ rule was passed. This law
allowed fishing of the spawning
aggregations to occur every other year
with the first non-fishing year starting in
2003. A catch limit of 12 Nassau
grouper per boat, per day during fishing
years was also set. The 2002 law defined
a one nautical mile (nm) ‘‘no trapping’’
zone around each spawning site, and set
a minimum size limit of 12 inches for
Nassau grouper in response to juveniles
being taken by fish traps inside the
sounds (Whaylen et al. 2004, Bush et al.
2006). In 2003, spearguns were
restricted from use within 1 nm of any
designated grouper spawning area from
November through March. In 2008, it
was prohibited to take any Nassau
grouper by speargun anywhere in
Cayman waters. Effective December 29,
2003, the Marine Conservation Board,
closed fishing at all designated Nassau
grouper spawning sites for a period of
8 years. The conservation measure was
renewed for a further 8 years in 2011.
In Cuba, there is a minimum size limit
for Nassau grouper though this
regulation is largely unprotective. The
minimum size of 32 cm TL (or 570g) for
Nassau grouper is less than the reported
average size at maturity of 50 cm TL,
indicating that Nassau grouper can be
harvested before having the opportunity
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
to reproduce. Of some benefit to Nassau
grouper are more general fishing
regulations such as bag limits for
recreational fishing, regulations to
increase selectivity of fishing gears to
avoid the catch of juveniles, limits of
net use during spawning aggregation
time, and controls of speargun use, both
commercially and recreationally.
Marine protected areas have also been
introduced throughout the country. In
2002, the total number of recreational
licenses was limited to 3,500 for the
whole country hoping to reduce
directed fishing pressure nationally.
In Mexico, following scientific
documentation of declines of Nassau
grouper at Mahahual (Aguilar-Perera
1994), two regulations were enacted: (1)
In 1993 spear-fishing was banned at any
spawning aggregation site in southern
Quintana Roo; and (2) in 1997 the
fishing of any grouper species was
banned during December and January
(Aguilar-Perera 2006). Then, in 2003, a
closed season for all grouper was
implemented from February 15 to
March 15 in all waters of the Mexican
Exclusive Economic Zone. Although
aimed at protecting red grouper this
closure also protects Nassau grouper
during a part of its spawning season
(Aguilar-Perera et al. 2008). A
management plan was to have gone into
effect in 2012 to protect all
commercially exploited groupers in
Mexico’s southern Gulf of Mexico and
Caribbean Sea; yet at this time the plan
has not been implemented.
In the Turks and Caicos Islands, the
only documented Nassau grouper
spawning aggregation site is protected
from fishing in Northwest Point Marine
National Park, Providenciales (DECR
2004; National Parks Ordinance and
Subsidiary Legislation CAP. 80 of 1988).
Similar to situations in other countries,
protection of Nassau grouper habitat
and spawning migration corridors on
the narrow ledge of Caicos Bank is
problematic as it would impose
economic hardship on local fishers who
depend on those areas for commercial
species (e.g., spiny lobsters) and
subsistence fishing (Rudd 2001).
In U.S. federal waters, including those
federal waters around Puerto Rico and
the U.S.V.I., take and possession of
Nassau grouper have been prohibited
since 1990. Since 1993, a ban on
fishing/possessing Nassau grouper was
implemented for the state of Florida and
has since been enacted in all U.S. state
waters. The species was fully protected
in both state and federal waters of
Puerto Rico by 2004. The Caribbean
Fishery Management Council, with
support of local fishermen, established
a no-take marine protected area off the
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
southwest coast of St. Thomas, U.S.V.I.
in 1990. This area, known as the Hind
Bank Marine Conservation District
(HBMCD), was intended to protect red
hind and their spawning aggregations,
as well as a former Nassau grouper
spawning site (Brown 2007). The
HBMCD was first subject to a seasonal
closure beginning in 1990 (Beets and
Friedlander 1999, Nemeth 2005,
Nemeth et al. 2006) to protect spawning
aggregations of red hind, and was later
closed to fishing year-round in 1998
(DPNR 2005). Additional fishing
restrictions in the U.S.V.I. such as gear
restrictions, rules on the sale of fish, and
protected areas such as the Virgin
Islands Coral Reef National Monument
and Buck Island Reef National
Monument where all take is prohibited,
Virgin Islands National Park
(commercial fishing prohibited), and
several U.S.V.I. marine reserves offer
additional protection to Nassau grouper.
In 2006, the U.S.V.I. instituted
regulations to prohibit harvest and
possession of Nassau grouper in
territorial waters and filleting at sea was
´
prohibited (Garcıa-Moliner and Sadovy
2008).
´
In Colombia, the San Andres
Archipelago has a number of areas that
are designated as no-take fishing zones,
and in 2000 the entire archipelago was
declared by the United Nations
Educational, Scientific and Cultural
Organization (UNESCO) as the
Seaflower Biosphere Reserve. In 2004,
large portions of the archipelago were
declared as a system of marine protected
areas with varying zones of fisheries
management; however, enforcement is
largely lacking (M. Prada, Coralina, San
Andres, Colombia, pers. comm. R. Hill,
NMFS, 2010). Right-to-fish laws in
Colombia also require that fishermen be
allowed to fish at a subsistence level
even within the no-take zones (M.
Prada, Coralina, San Andres, Colombia,
pers. comm. R. Hill, NMFS, 2010).
There are other Caribbean countries
that have either few management
measures in place or have yet to
implement any conservation measures
for Nassau grouper. We are not aware of
special conservation or management
regulations for Nassau grouper in
Anguilla. In Antigua-Barbuda, while
Nassau grouper is not specifically
managed or protected, closed seasons
were considered in 2008 for Nassau
grouper and red hind, though the status
of these closed seasons is not known. In
the British Virgin Islands, there is a
closed season for landing Nassau
grouper between March 1 and May 31
(Munro and Blok 2005). In the
Dominican Republic the catch and sale
of ripe female Nassau grouper during
PO 00000
Frm 00055
Fmt 4700
Sfmt 4700
42279
the spawning season is not allowed
(Bohnsack 1989, Sadovy and Eklund
1999, Box and Bonilla Mejia 2008) and
at least one marine park has been
established with fishing regulations. In
Guadeloupe and Martinique, there are
plans to protect the species (F. Gourdin,
Regional Activity Center for Specially
Protected Areas and Wildlife—UNEP,
pers. comm. to Y. Sadovy, University of
Hong Kong, 2011) although no details
are available at this time. In Honduras,
there is no legislation that controls
fishing in the snapper/grouper fishery;
however, traps and spears are illegal in
the Bay Islands. There are no Nassau
grouper special regulations in Jamaica;
yet, some marine protected areas were
designated in 2011.
Analysis of Existing Regulatory
Mechanisms
The ERAG considered several threats
under Factor D including law
enforcement, international trade
regulations, foreign regulations in their
jurisdictional waters, U.S. federal laws,
and U.S. state and territorial laws. The
ERAG determined that these threats
substantially contribute to the overall
risk to the species. Inadequate law
enforcement was noted by several ERAG
members as influencing their scoring for
abundance, fishing of spawning
aggregations, commercial harvest, and
historical harvest. Inadequate law
enforcement led to higher risk scores for
each of these threats. The ERAG scored
law enforcement as a ‘‘high risk’’ threat
for Nassau grouper. ERAG rankings for
the other threats were widely
distributed. The inadequacy of foreign
regulations in jurisdictional waters was
considered an ‘‘increasing’’ risk while
the risk of international trade
regulations was ‘‘unknown.’’ The
remaining two categories of regulations
(U.S. Federal and State of Florida/U.S.
territory regulations) were considered
‘‘low risk’’ and ‘‘moderate risk’’
respectively. While the ERAG rankings
for threats impacting the adequacy of
regulatory mechanisms were generally
moderate, we believe the concern about
fishing at spawning aggregations (‘‘high
risk’’ according to the ERAG) is due in
part to the inadequacy of existing
regulatory mechanisms.
Overall, we believe existing regulatory
mechanisms throughout the species’
range (international trade, foreign, U.S.
federal, and U.S. state and territorial
regulations) vary in their effectiveness,
especially in addressing the most
serious threat to Nassau grouper—
fishing of spawning aggregations. In
some countries, an array of national
regulatory mechanisms, increases in
marine protected areas, and customary
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
42280
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
management may be effective at
addressing fishing of spawning
aggregations. For example, the Exuma
Cays Land and Sea Park (Bahamas), has
been closed to fishing for over 25 years
and protects both nursery and adult
habitat for Nassau grouper and other
marine species. In that park, there is a
clear difference in the number, biomass,
and size of Nassau grouper in
comparison to adjacent areas where
fishing is permitted (Sluka et al. 1997).
We note, however, that many
countries have few, if any, specific
Nassau grouper regulations. Instead they
rely on general fisheries regulations
(e.g., Anguilla, Antigua-Barbuda,
Colombia, and Cuba all rely only on size
limits, while Guadeloupe and
Martinique, Honduras, Jamaica, Mexico,
St. Lucia, and the Turks and Caicos rely
on a variety of general fishing
regulations). Additionally, where
Nassau grouper-specific regulations do
exist, the ERAG scores indicated that
law enforcement still presents a high
risk threat to the species. We agree with
the ERAG’s risk assessment and believe
that law enforcement in many foreign
countries is less than adequate, thus
rendering the regulations ineffective.
Some foreign regulations may be
ephemeral, unprotective of migrating
adults, or inadequate to conserve the
viability of a species. In some cases,
regulations do not completely protect all
known spawning aggregations (e.g.,
Belize, where 2 spawning aggregations
are fished by license). In another
instance, we found no protections for
Nassau grouper in any foreign country
during the period they move to and
from spawning aggregation sites.
Foreign regulations in some countries
specify exemptions for ‘‘historical,’’
‘‘local,’’ or artisanal fishermen (e.g.,
Colombia). Finally, some particular
types of regulations are insufficient to
protect the species (e.g., minimum size
limits in both the Bahamas and Cuba are
less than size-at-maturity).
In some places, such as Bermuda, no
recovery has been documented after
years of regulations (B. Luckhurst,
Bermuda Department of Agriculture,
Fisheries, and Parks, pers. comm. to Y.
Sadovy, University of Hong Kong,
September, 2012). In other places (e.g.,
Cayman Islands) there are indications of
potential recovery at spawning
aggregation sites, but fishing continues
to keep the population depressed
(Semmens et al. 2012) and inconsistent
surveys do not provide data adequate to
realize impacts. Additionally, larval
recruitment is highly variable due to
currents in the Caribbean basin. Some
populations may receive larval input
from neighboring spawning
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
aggregations, while other local
circulation patterns may entrain larvae
(Colin et al. 1987) making the
population entirely self-recruiting.
In conclusion, although many
countries have taken regulatory
measures to conserve Nassau grouper,
the species faces an ongoing threat due
to the inadequacy of regulatory
mechanisms to prevent or remediate the
impacts of other threats that are
elevating the species’ extinction risk,
particularly fishing of spawning
aggregations.
E. Other Natural or Manmade Factors
Affecting Its Continued Existence
The ERAG considered climate change
as a threat to Nassau grouper including
global warming, sea level rise, and
ocean acidification for Factor E.
Although Nassau grouper occur across a
range of temperatures, spawning occurs
when sea surface temperatures range
between 25 °C–26 °C (Colin 1992,
Tucker and Woodward 1996). Because
Nassau grouper spawn in a narrow
window of temperatures, a rise in sea
surface temperature outside that range
could impact spawning or shift the
geographic range of it to overlap with
waters within the required temperature
parameters. Increased sea surface
temperatures have also been linked to
coral loss through bleaching and
disease. Further, increased global
temperatures are also predicted to
change parasite-host relationships and
may present additional unknown
concerns (Harvell et al. 2002,
Marcogliese 2001). Rising sea surface
temperatures are also associated with
sea level rise. If sea level changed
rapidly, water depth at reef sites may be
modified with such rapidity that coral
and coral reefs could be affected
(Munday et al. 2008).
Another potential effect of climate
change could be the loss of structural
habitat in coral reef ecosystems as ocean
acidification is anticipated to affect the
integrity of coral reefs (Munday et al.
2008). Bioerosion may reduce the 3dimensional structure of coral reefs
(Alvarez-Filip et al. 2009), reducing
adult habitat for Nassau grouper
(Coleman and Koenig 2010, Rogers and
Beets 2001). Results of the ERAG scores
indicated that climate change was an
‘‘unknown risk’’ to Nassau grouper. We
agree with the assessment of the ERAG
and believe there is not enough
information at this time to determine
how climate change is affecting the
extinction risk of Nassau grouper now
or in the foreseeable future.
The ERAG also considered threats
from aquaculture to Nassau grouper
under Factor E and determined that
PO 00000
Frm 00056
Fmt 4700
Sfmt 4700
aquaculture was a ‘‘very low’’ risk threat
to Nassau grouper. Experiments to
determine the success rate of larval
Nassau grouper culture (Watanabe et al.
1995a, 1995b) and survival of released
hatchery-reared juveniles have been
conducted and feasibility of restocking
reefs has been tested (Roberts et al.
1995) in St. Thomas, U.S.V.I. However,
the potential of Nassau grouper stock
enhancement, as with any other grouper
species, has yet to be determined
(Roberts et al. 1995). Serious concerns
about the genetic consequences of
introducing Nassau grouper raised in
facilities, possible problems of juvenile
habitat availability, introduction of
maladapted individuals, and the
inability of stocked individuals to locate
traditional spawning locations, continue
to be raised. Given the number of
concerns with aquaculture and the fact
that some spawning aggregations
remain, we believe that it is unlikely
that Nassau grouper aquaculture will
develop further. Therefore we agree
with the ERAG that aquaculture
presents a very low extinction risk to
Nassau grouper and is not contributing
to the species’ current status.
Demographic factors of abundance,
population growth rate/productivity and
diversity were also considered by the
ERAG under Factor E. Each ERAG
member considered whether the species
is likely to be able to maintain a
sustainable population size and
adequate genetic diversity. They also
considered whether the species is at risk
due to a loss in the breeding population,
which leads to a reduction in survival
and production of eggs and offspring.
Trends or shifts in demographic or
reproductive traits were considered
when assessing the ranking of threats by
each ERAG member to identify a decline
in population growth rate. The ERAG
scores indicated that abundance of
Nassau grouper was a ‘‘moderate risk,’’
growth rate/productivity was an
‘‘increasing risk,’’ and that diversity was
a ‘‘moderate risk.’’ We agree with these
rankings and believe they are supported
by the declining number and size of
spawning aggregations, which affects
growth rate/productivity and diversity.
NMFS’s Conclusions From Threats
Evaluation
The most serious threats to Nassau
grouper are fishing at spawning
aggregations and inadequate law
enforcement. These threats, considered
under Factors B and D, were rated by
the ERAG as ‘‘high risk’’ threats to the
species. We agree with the ERAG’s
assessment that these threats are
currently affecting the status of Nassau
grouper, putting it at a heightened risk
E:\FR\FM\29JNR1.SGM
29JNR1
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
mstockstill on DSK3G9T082PROD with RULES
of extinction. A variety of other threats
were identified by the ERAG as also
impacting the status of this species.
Growth rate/productivity (Factor E),
spatial structure/connectivity (Factors A
and E), and effectiveness of foreign
regulations (Factor D) were identified by
the ERAG as ‘‘increasing risks.’’
Artificial selection (Factor B),
abundance (Factors B and E), diversity
(Factor E), commercial harvest (Factors
B and D), and effectiveness of state and
territory regulations (Factor D) were
determined to be ‘‘moderate risks.’’
NMFS concurs that these threats have
the potential to adversely affect the
status of Nassau grouper over the
foreseeable future.
Extinction Risk Analysis
We must assess the ERA results and
make a determination as to whether the
Nassau grouper is currently in danger of
extinction, or likely to become so within
the foreseeable future. We first
evaluated the current status of the
Nassau grouper in light of the four
demographic factors. Based on our
assessment of the ERA in regards to
these demographic factors (abundance,
growth rate/productivity, spatial
structure and connectivity, and
diversity) we do not believe the Nassau
grouper is currently in danger of
extinction. Each of these demographic
factors was ranked by the ERAG as a
moderate or increasing risk to the
species’ current status.
We acknowledge that the abundance
of Nassau grouper has been dramatically
reduced in relation to historical records,
but we do not believe abundance is
currently so low that the species is at
risk of extinction from stochastic events,
environmental variation, anthropogenic
perturbations, lack of genetic diversity,
or depensatory processes. Although the
reduced abundance of Nassau grouper
has diminished the size and number of
spawning aggregations, spawning is still
occurring and abundance is increasing
in some locations (e.g. Cayman Islands
and Bermuda) where adequate
protections are effectively being
implemented. The abundance of Nassau
grouper is now patchily distributed
throughout the Caribbean with areas of
higher abundance correlated with those
areas with effective regulations. We
believe the abundance of Nassau
grouper in these protected areas is large
enough to sustain the overall population
and limit extinction risk. However, we
also believe that further regulations will
be necessary in other countries to
counteract past population declines and
ultimately recover the population of
Nassau grouper throughout the
Caribbean.
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
Abundance is closely related with the
other three demographic factors. Growth
rate/productivity, spatial structure and
connectivity, and diversity are all
negatively affected by decreased
abundance associated with
overexploitation. Historical overfishing
has led to a decreased average length
and earlier age at maturity in exploited
populations, which affects the species’
ability to maintain the population
growth rate above replacement level.
Reductions in the number and
distribution of spawning aggregations
has the potential to affect larval and
juvenile dispersal. This can further
affect genetic diversity within the
population. However, we don’t believe
that any of these demographic factors
have been adversely affected to the
point that Nassau grouper is currently in
danger of extinction. As described
previously, the species continues to
occupy its current range, spawning is
still occurring in several locations thus
continuing to deliver new recruits to the
population, and recovery of spawning
aggregations has been documented in
locations with adequate regulatory
mechanisms and enforcement. The size
of Nassau grouper is also increasing in
areas where protections are in place
(e.g., Belize and U.S.V.I.), indicating
that current abundance is not adversely
affecting growth rate and productivity at
these locations.
After considering the current status of
Nassau grouper based on the four
demographic factors, we next assessed
how the identified threats are expected
to affect the status of the species,
including its demographic factors, over
the foreseeable future. The ERAG
identified a variety of threats that have
the potential to impact Nassau grouper.
The ERAG ranked and we agreed that
several threats (habitat alteration,
disease, aquaculture, and U.S. federal
regulations) ranked as ‘‘very low’’ or
‘‘low’’ risk, will have little to no effect
on the extinction risk of Nassau grouper
within the foreseeable future. Several
other threats (commercial harvest,
artificial selection, foreign regulations
within jurisdictional waters, and
regulations of the U.S. and its
territories), were ranked as moderate or
increasing risks to the status of Nassau
grouper. We agree that collectively these
threats could cause Nassau grouper to
become in danger of extinction within
the foreseeable future.
Finally, the ERAG identified three
threats that present a ‘‘high’’ risk to the
status of Nassau grouper over the
foreseeable future. We agree with the
ERAG’s assessment that fishing of
spawning aggregations combined with
inadequate law enforcement is currently
PO 00000
Frm 00057
Fmt 4700
Sfmt 4700
42281
adversely affecting the status of Nassau
grouper as discussed above, but disagree
with the ERAG’s ranking of historic
harvest as a high risk. These high risk
threats will continue to elevate the
extinction risk of Nassau grouper over
the foreseeable future. Both threats
directly affect the current abundance of
the species, its ability to maintain
population growth rate, the population
structure of the species, and its diversity
in terms of genetics and overall ecology.
As previously described, the ERAG
analyzed inadequate law enforcement as
a standalone threat under Factor D,
inadequacy of existing regulatory
mechanisms, and ranked it as a ‘‘high
risk’’ threat. We agree that existing
regulations, and enforcement of existing
regulations, are inadequate to control
the threat posed by fishing on spawning
aggregations, and thus this threat under
Factor D is contributing to the
extinction risk and status of Nassau
grouper.
Based on the information in the
Biological Report and the results from
the ERA, we conclude that ESA Factors
B (overutilization for commercial,
recreational, scientific, or educational
purposes), D (inadequacy of regulatory
mechanisms), and E (other natural or
manmade factors) are contributing to a
threatened status for Nassau grouper.
Overutilization in the form of historical
harvest has reduced population size and
led to the collapse of spawning
aggregations in many locations. While
some countries have made efforts to
curb harvest, fishing at spawning
aggregation sites remains a ‘‘high risk’’
threat. Further contributing to the risk of
Nassau grouper extinction is the
inadequacy of regulatory control and
law enforcement, which leads to
continued overutilization (low
abundance), reduced reproductive
output, and reduced recruitment. If
growth and sexual recruitment rates
cannot balance the loss from these
threats, populations will become more
vulnerable to extinction over the future
(Primack 1993).
Protective Efforts
Section 4(b)(1)(A) of the ESA requires
the Secretary, when making a listing
determination for a species, to take into
consideration those efforts, if any, being
made by any State or foreign nation to
protect the species. To evaluate the
efficacy of domestic efforts that have not
yet implemented or that have been
implemented, but have not yet
demonstrated to be effective, the
Services developed a joint ‘‘Policy for
Evaluation of Conservation Efforts
When Making Listing Decisions’’
(‘‘PECE’’; 68 FR 15100; March 28, 2003).
E:\FR\FM\29JNR1.SGM
29JNR1
mstockstill on DSK3G9T082PROD with RULES
42282
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
The PECE is designed to ensure
consistent and adequate evaluation on
whether domestic conservation efforts
that have been recently adopted or
implemented, but not yet proven to be
successful, will result in recovering the
species to the point at which listing is
not warranted or contribute to forming
the basis for listing a species as
threatened rather than endangered. The
PECE is expected to facilitate the
development of conservation efforts by
states and other entities that sufficiently
improve a species’ status so as to make
listing the species as threatened or
endangered unnecessary.
The PECE establishes two overarching
criteria to use in evaluating efforts
identified in conservations plans,
conservation agreements, management
plans or similar documents: (1) The
certainty that the conservation efforts
will be implemented; and (2) the
certainty that the efforts will be
effective. While section 4(b)(1)(A)
requires that we evaluate both domestic
and foreign conservation efforts, it does
not set out particular criteria for doing
so. While the particular framework of
the PECE policy only directly applies to
consideration of domestic efforts, we
have discretion to evaluate foreign
efforts using a similar approach and find
that it is reasonable to do so here. In our
discretion, we evaluated foreign
conservation efforts to protect and
recover Nassau grouper that are either
underway, but not yet fully
implemented, or are only planned,
using these overarching criteria.
Conservation efforts with the
potential to address identified threats to
Nassau grouper include, but are not
limited to, fisheries management plans,
education about overfishing and fishing
of spawning aggregations, and projects
addressing the health of coral reef
ecosystems. These conservation efforts
may be conducted by countries, states,
local governments, individuals, NGOs,
academic institutions, private
companies, individuals, or other
entities. They also include global
conservation organizations that conduct
coral reef and/or marine environment
conservation projects, global coral reef
monitoring networks and research
projects, regional or global conventions,
and education and outreach projects
throughout the range of Nassau grouper.
The Biological Report summarizes
known conservation efforts, including
those that have yet to be fully
implemented or have yet to demonstrate
effectiveness. Conservation efforts that
we considered that are yet to be fully
implemented include Mexico’s 2012
proposed management plan, AntiguaBarbuda’s 2008 closed season proposal,
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
and Guadeloupe and Martinique’s plans
to protect the species. Because these
proposed plans are several years old
with no updates or known
implementation, we find that there is
not a sufficient basis to conclude that
there is a reasonable certainty of
implementation or effectiveness. We
also considered the marine protected
areas implemented by Jamaica in 2011,
though based on Jamaica’s historic
overfishing and difficulty in enforcing
existing regulations, we find that there
is not a sufficient basis to conclude that
these marine protected areas present a
reasonable certainty of effectiveness in
reducing threats that contribute to
Nassau grouper’s extinction risk. We
carefully considered the other
conservation efforts summarized in the
Biological Report and acknowledge that
time is required to see the benefit of
mature adults in the spawning
aggregations; however, the continued
decline in number and size of Nassau
grouper spawning aggregations indicates
the effectiveness of those conservation
efforts is currently unknown and thus
there is insufficient basis to conclude
there is a reasonable certainty of
effectiveness. While some conservation
efforts have been partially successful on
localized scales, Nassau grouper appear
to still be overutilized and at heightened
risk of extinction based on the ERA.
After taking into account these
conservation efforts, our evaluation of
the section 4(a)(1) factors is that the
conservation efforts do not reduce the
risk of extinction of Nassau grouper to
the point at which listing is not
warranted.
Significant Portion of Range
There are two situations under which
a species is eligible for listing under
ESA: A species may be endangered or
threatened throughout all of its range or
a species may be endangered or
threatened throughout only a
‘‘significant portion of its range’’
(SPOIR). Although the ESA does not
define ‘‘SPOIR,’’ NMFS and the U.S.
Fish and Wildlife Service (USFWS)
published a final policy clarifying their
interpretation of this phrase (79 FR
37577; July 7, 2014). Under the policy,
if a species is found to be endangered
or threatened throughout only a
significant portion of its range, the
entire species is subject to listing and
must be protected everywhere. A
portion of a species’ range is
‘‘significant’’ if ‘‘. . . the species is not
currently endangered or threatened
throughout its range, but the portion’s
contribution to the viability of the
species is so important that, without the
members in that portion, the species
PO 00000
Frm 00058
Fmt 4700
Sfmt 4700
would be in danger of extinction, or
likely to become so in the foreseeable
future, throughout all of its range.’’
Thus, if the species is found to be
threatened or endangered throughout its
range, we do not separately evaluate
portions of the species’ range.
Although the SPOIR Policy had yet to
go into effect during our status review
of Nassau grouper, we considered the
interpretations and principles contained
in the 2014 Draft Policy with regards to
the Nassau grouper and completed an
assessment of potential ‘‘SPOIR,’’ which
is documented in the ERA. However,
throughout the status review process
NMFS determined threats and risks to
the status of Nassau grouper are
affecting the species over the entirety of
its range. Because the threats and risks
are widespread throughout the entire
range of this species, there is no portion
of the range that can be considered
‘‘significant.’’
Listing Determination
Based on the Biological Report, the
Threats Evaluation, the Extinction Risk
Analysis, and Protective Efforts we
determined that the Nassau grouper
warrants a threatened status under the
ESA. We summarize the results of our
comprehensive status review as follows:
(1) The species is made up of a single
population over a broad geographic
range, and its current range is
indistinguishable from its historical
range; (2) the species possesses life
history characteristics that increase
vulnerability to unregulated harvest; (3)
historical harvest greatly diminished the
population of Nassau grouper and the
species has yet to recover from this
overexploitation; (4) spawning
aggregations have drastically declined
in size and number across the species’
range; (5) there are two threats the
ERAG rated as ‘‘high risk,’’ that we agree
are affecting the current status of the
species and will continue to do so over
the foreseeable future—fishing at
spawning aggregations and inadequate
law enforcement; and (6) historical
harvest has abated, though existing
regulatory mechanisms and law
enforcement have not been effective in
preventing fishing at many spawning
aggregation sites. Conservation efforts in
some nations (U.S., Puerto Rico,
U.S.V.I., and Belize) have almost
certainly prevented further declines.
Given the life history characteristics of
Nassau grouper, more time will be
needed to determine if these protective
measures are successful in recovering
the population. Collectively, the
information obtained during the status
review indicates the species is not
currently in danger of extinction
E:\FR\FM\29JNR1.SGM
29JNR1
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
(though reduced in number, the species
maintains its historical range and still
forms spawning aggregations at some
sites), but it is likely to become
endangered within the foreseeable
future (based on continued risk of
harvest, especially at spawning
aggregation sites inadequately
controlled by regulations and law
enforcement). Accordingly, we have
determined that the Nassau grouper
warrants listing as a threatened species
under the ESA.
Effects of Listing
Conservation measures provided for
species listed as endangered or
threatened under the ESA include
recovery plans (16 U.S.C. 1533(f)),
critical habitat designations (16 U.S.C.
1533(a)(3)(A)), Federal agency
consultation requirements (16 U.S.C.
1536), and protective regulations (16
U.S.C. 1533(d)). Recognition of the
species’ status through listing promotes
conservation actions by Federal and
state agencies, private groups, and
individuals, as well as the international
community. Both a recovery program
and designation of critical habitat could
result from this final listing. Given its
broad range across the Caribbean Sea, a
regional cooperative effort to protect
and restore Nassau grouper is necessary.
We anticipate that protective regulations
for Nassau grouper will also be
necessary for the conservation of the
species. Federal, state, and the private
sectors will need to cooperate to
conserve listed Nassau grouper and the
ecosystems upon which they depend.
mstockstill on DSK3G9T082PROD with RULES
Identifying ESA Section 7 Consultation
Requirements
Section 7(a)(2) of the ESA and NMFS/
FWS regulations require Federal
agencies to consult with us on any
actions they authorize, fund, or carry
out if those actions may affect the listed
species or designated critical habitat.
Based on currently available
information, we can conclude that
examples of Federal actions that may
affect Nassau grouper include, but are
not limited to, artificial reef creation,
dredging, pile-driving, military
activities, and fisheries management
practices.
Critical Habitat
Critical habitat is defined in section 3
of the ESA (16 U.S.C. 1532(5)) as: (1)
The specific areas within the
geographical area occupied by a species,
at the time it is listed in accordance
with the ESA, on which are found those
physical or biological features (a)
essential to the conservation of the
species and (b) that may require special
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
management considerations or
protection; and (2) specific areas outside
the geographical area occupied by a
species at the time it is listed upon a
determination that such areas are
essential for the conservation of the
species. ‘‘Conservation’’ means the use
of all methods and procedures needed
to bring the species to the point at
which listing under the ESA is no
longer necessary. Critical habitat may
also include areas unoccupied by
Nassau grouper if those areas are
essential to the conservation of the
species.
Section 4(a)(3)(A) of the ESA (16
U.S.C. 1533(a)(3)(A)) requires that, to
the maximum extent prudent and
determinable, critical habitat be
designated concurrently with the listing
of a species. Pursuant to 50 CFR
424.12(a), designation of critical habitat
is not determinable when one or both of
the following situations exist: Data
sufficient to perform required analyses
are lacking; or the biological needs of
the species are not sufficiently well
known to identify any area that meets
the definition of ‘‘critical habitat.’’
Although we have gathered information
through the status review and public
comment periods on the habitats
occupied by this species, we currently
do not have enough information to
determine what physical and biological
features within those habitats facilitate
the species’ life history strategy and are
thus essential to the conservation of
Nassau grouper, and may require special
management considerations or
protection. To the maximum extent
prudent and determinable, we will
publish a proposed designation of
critical habitat for Nassau grouper in a
separate rule. Designations of critical
habitat must be based on the best
scientific data available and must take
into consideration the economic,
national security, and other relevant
impacts of specifying any particular area
as critical habitat. Once critical habitat
is designated, section 7 of the ESA
requires Federal agencies to ensure that
they do not fund, authorize, or carry out
any actions that are likely to destroy or
adversely modify that habitat. This
requirement is in addition to the section
7 requirement that Federal agencies
ensure that their actions do not
jeopardize the continued existence of
listed species.
Identification of Those Activities That
Would Constitute a Violation of Section
9 of the ESA
Because we are proposing to list
Nassau grouper as threatened, the ESA
section 9 prohibitions do not
automatically apply. Therefore,
PO 00000
Frm 00059
Fmt 4700
Sfmt 4700
42283
pursuant to ESA section 4(d), we will
evaluate whether there are protective
regulations we deem necessary and
advisable for the conservation of Nassau
grouper, including application of some
or all of the take prohibitions. If
protective regulations are deemed
necessary, a proposed 4(d) rule would
be subject to public comment.
Policies on Peer Review
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review establishing minimum peer
review standards, a transparent process
for public disclosure of peer review
planning, and opportunities for public
participation. The OMB Bulletin,
implemented under the Information
Quality Act (Pub. L. 106–554) is
intended to enhance the quality and
credibility of the Federal government’s
scientific information, and applies to
influential or highly influential
scientific information disseminated on
or after June 16, 2005. To satisfy our
requirements under the OMB Bulletin,
we obtained independent peer review of
the Biological Report. Five independent
specialists were selected from the
academic and scientific community,
Federal and state agencies, and the
private sector for this review (with three
respondents). All peer reviewer
comments were addressed prior to
dissemination of the final Biological
Report and publication of this final rule.
Solicitation of Information
We are soliciting information on
features and areas that may support
designation of critical habitat for Nassau
grouper. Information provided should
identify the physical and biological
features essential to the conservation of
the species and areas that contain these
features. Areas outside the occupied
geographical area should also be
identified if such areas themselves are
essential to the conservation of the
species. Essential features may include,
but are not limited to, features specific
to the species’ range, habitats, and life
history characteristics within the
following general categories of habitat
features: (1) Space for individual growth
and for normal behavior; (2) food, water,
air, light, minerals, or other nutritional
or physiological requirements; (3) cover
or shelter; (4) sites for reproduction and
development of offspring; and (5)
habitats that are protected from
disturbance or are representative of the
historical, geographical, and ecological
distributions of the species (50 CFR
424.12(b)). ESA implementing
regulations at 50 CFR 424.12(h) specify
that critical habitat shall not be
E:\FR\FM\29JNR1.SGM
29JNR1
42284
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
designated within foreign countries or
in other areas outside of U.S.
jurisdiction. Therefore, we request
information only on potential areas of
critical habitat within waters in U.S.
jurisdiction.
For features and areas potentially
qualifying as critical habitat, we also
request information describing: (1)
Activities or other threats to the
essential features or activities that could
be affected by designating them as
critical habitat, and (2) the positive and
negative economic, national security
and other relevant impacts, including
benefits to the recovery of the species,
likely to result if these areas are
designated as critical habitat.
References
A complete list of the references used
in this final rule is available at: (https://
sero.nmfs.noaa.gov/protected_
resources/listing_petitions/species_esa_
consideration/).
Classifications
National Environmental Policy Act
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing. Based
on this limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 675 F. 2d
825 (6th Cir. 1981), NMFS has
concluded that ESA listing actions are
not subject to the environmental
assessment requirements of the National
Environmental Policy Act (See NOAA
Administrative Order 216–6).
Executive Order 12866, Regulatory
Flexibility Act and Paperwork
Reduction Act
As noted in the Conference Report on
the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analysis
requirements of the Regulatory
Flexibility Act are not applicable to the
listing process. In addition, this final
rule is exempt from review under
Executive Order 12866. This final rule
does not contain a collection-ofinformation requirement for the
purposes of the Paperwork Reduction
Act.
Executive Order 13132, Federalism
In keeping with the intent of the
Administration and Congress to provide
continuing and meaningful dialogue on
issues of mutual state and Federal
interest, the proposed rule was provided
to the relevant agencies in each state in
which the subject species occurs, and
these agencies were invited to comment.
We did not receive comments from any
state agencies.
Executive Order 12898, Environmental
Justice
Executive Order 12898 requires that
Federal actions address environmental
justice in the decision-making process.
In particular, the environmental effects
of the actions should not have a
disproportionate effect on minority and
low-income communities. This final
rule is not expected to have a
disproportionately high effect on
minority populations or low-income
populations.
List of Subjects in 50 CFR Part 223
Endangered and threatened species,
Exports, Transportation.
Dated: June 21, 2016.
Samuel D Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, we amend 50 CFR part 223 as
follows:
PART 223—THREATENED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 223
continues to read as follows:
■
Authority: 16 U.S.C. 1531–1543; subpart B,
§ 223.201–202 also issued under 16 U.S.C.
1361 et seq.; 16 U.S.C. 5503(d) for
§ 223.206(d)(9).
2. In § 223.102, amend the table in
paragraph (e) by adding an entry under
the ‘‘Fishes’’ subheading for ‘‘Grouper,
Nassau’’ in alphabetical order to read as
follows:
■
§ 223.102 Enumeration of threatened
marine and anadromous species.
*
*
*
(e) * * *
*
*
Species 1
Common name
*
FISHES
*
*
Grouper, Nassau .......
*
*
*
Epinephelus striatus ..
*
Citation(s) for listing determination(s)
Description of listed
entity
Scientific name
*
*
*
*
*
*
Entire species ............ [Insert Federal Register citation],
June 29, 2016.
*
*
Critical habitat
*
*
*
*
NA
*
1 Species
ESA rules
NA
*
mstockstill on DSK3G9T082PROD with RULES
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
PO 00000
Frm 00060
Fmt 4700
Sfmt 9990
E:\FR\FM\29JNR1.SGM
29JNR1
Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Rules and Regulations
*
*
*
*
can be found in the preamble of the
proposed rule published on May 2, 2013
(78 FR 25685). Copies are available from
NMFS (see ADDRESSES), or can be
viewed electronically at the Federal ERulemaking portal for this action: https://
www.regulations.gov.
*
[FR Doc. 2016–15101 Filed 6–28–16; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 600
[Docket No. 111014628–6513–02]
RIN 0648–BB54
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Implementation of the
Shark Conservation Act of 2010
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
This final action updates
agency regulations consistent with
provisions of the Shark Conservation
Act of 2010 (SCA) and prohibits any
person from removing any of the fins of
a shark at sea, possessing shark fins on
board a fishing vessel unless they are
naturally attached to the corresponding
carcass, transferring or receiving fins
from one vessel to another at sea unless
the fins are naturally attached to the
corresponding carcass, landing shark
fins unless they are naturally attached to
the corresponding carcass, or landing
shark carcasses without their fins
naturally attached. This action amends
existing regulations and makes them
consistent with the SCA.
DATES: Effective July 29, 2016.
ADDRESSES: Copies of the
Environmental Assessment (EA)/
Regulatory Impact Review (RIR)/Final
Regulatory Flexibility Analysis (FRFA)
prepared for this action can be obtained
from: Erin Wilkinson, National Marine
Fisheries Service, 1315 East-West
Highway, Room 13437, Silver Spring
MD 20910. An electronic copy of the
EA/RIR/FRFA document as well as
copies of public comments received can
be viewed at the Federal e-rulemaking
portal: https://www.regulations.gov/
(Docket ID: NOAA–NMFS–2012–0092).
FOR FURTHER INFORMATION CONTACT: Erin
Wilkinson by phone at 301–427–8561,
or by email: erin.wilkinson@noaa.gov or
sca.rulemaking@noaa.gov.
SUPPLEMENTARY INFORMATION:
mstockstill on DSK3G9T082PROD with RULES
SUMMARY:
I. Overview of the Shark Conservation
Act
Background information and an
overview of the Shark Conservation Act
VerDate Sep<11>2014
16:45 Jun 28, 2016
Jkt 238001
II. Major Components of the Final
Action
Retaining a shark fin while discarding
the shark carcass (shark finning) has
been prohibited in the United States
since the 2000 Shark Finning
Prohibition Act. The 2010 SCA included
provisions that amended the MagnusonStevens Fishery Conservation and
Management Act (MSA) to prohibit any
person from: (1) Removing any of the
fins of a shark (including the tail) at sea;
(2) having custody, control, or
possession of a fin aboard a fishing
vessel unless it is naturally attached to
the corresponding carcass; (3)
transferring a fin from one vessel to
another vessel at sea, or receiving a fin
in such transfer, unless the fin is
naturally attached to the corresponding
carcass; or (4) landing a fin that is not
naturally attached to the corresponding
carcass, or landing a shark carcass
without its fins naturally attached. For
the purpose of the SCA and these
regulations, ‘‘naturally attached,’’ with
respect to a shark fin, means to be
attached to the corresponding shark
carcass through some portion of uncut
skin.
This action amends NMFS’
regulations consistent with these
provisions of the SCA. Specifically, the
rule amends regulations at 50 CFR part
600, subpart N, to prohibit the removal
of shark fins at sea, namely, the
possession, transfer and landing of
shark fins that are not naturally attached
to the corresponding carcass, and the
landing of shark carcasses without the
corresponding fins naturally attached.
In the preamble to the proposed rule,
NMFS noted that it interprets the
prohibitions in subpart N as applying to
sharks, not skates and rays, and
solicited public comment on whether
clarification was needed in the
regulatory text on this issue. See 78 FR
25685, 25686 (May 2, 2013). NMFS
received only one public comment on
this point, which was supportive of this
interpretation, and NMFS thus affirms
in this final rule that the prohibitions do
not apply to skates and rays.
This final rule also updates subpart N
to be consistent with section 103(b) of
the SCA regarding an exception for
individuals engaged in commercial
fishing for smooth dogfish.
Interpretation of that exception was
addressed in a rule finalized in
PO 00000
Frm 00061
Fmt 4700
Sfmt 4700
42285
November 2015, for Amendment 9 to
the 2006 Consolidated Atlantic Highly
Migratory Species Fishery Management
Plan (November 24, 2015; 80 FR 73128).
That final rule, among other things,
allows for the at-sea removal of smooth
dogfish fins provided that fishing occurs
within 50 nautical miles of shore along
the Atlantic Coast from Maine through
the east coast of Florida; smooth dogfish
fin weight does not exceed 12 percent
of the carcass weight on board; smooth
dogfish make up at least 25 percent of
the total retained catch, by weight; and
the fisherman/vessel holds both federal
and state permits appropriate for the
retention of smooth dogfish.
This final rule also combines the
existing §§ 600.1203 and 600.1204 into
one section. The text throughout 50 CFR
part 600, subpart N, is amended to make
it consistent with the provisions of the
SCA.
The MSA authorizes the Secretary to
regulate fisheries seaward of the inner
boundary of the U.S. exclusive
economic zone (EEZ), which is defined
as a line coterminous with the seaward
boundary of each U.S. coastal state. 16
U.S.C. 1802(11). Thus, as noted in the
proposed rule, the SCA provisions
apply to any person subject to the
jurisdiction of the United States,
including persons on board U.S. and
foreign vessels, engaging in activities
prohibited under the statute with
respect to sharks harvested seaward of
the inner boundary of the EEZ. See 78
FR 25685, 25686 (May 2, 2013). Federal
regulations pertaining to the
conservation and management of
specific shark fisheries are set forth in
parts 635, 648, and 660 of title 50 of the
Code of Federal Regulations. For
Atlantic highly migratory species
fisheries, as a condition of its Federal
permit, a vessel’s fishing, catch, and
gear are subject to federal requirements
even when fishing in state waters. See
50 CFR 635.4(a)(10) (noting also that,
when fishing within the waters of a state
with more restrictive regulations,
persons aboard the vessel must comply
with those requirements). This rule
amends 50 CFR part 600, subpart N, and
does not supersede or amend any other
federal regulation or requirement related
to the conservation and management of
sharks.
The SCA also amended the High Seas
Driftnet Fishing Moratorium Protection
Act, which provides for identification
and certification of nations to address
illegal, unreported, or unregulated
fishing; bycatch of protected living
marine resources; and, as amended by
the SCA, shark catches. 16 U.S.C.
1826h–1826k. With regard to sharks, the
High Seas Driftnet Fishing Moratorium
E:\FR\FM\29JNR1.SGM
29JNR1
Agencies
[Federal Register Volume 81, Number 125 (Wednesday, June 29, 2016)]
[Rules and Regulations]
[Pages 42268-42285]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-15101]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 223
[Docket No. 1206013326-6497-03]
RIN 0648-XA984
Endangered and Threatened Wildlife and Plants: Final Listing
Determination on the Proposal To List the Nassau Grouper as Threatened
Under the Endangered Species Act
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule; request for information.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, are publishing this final rule to implement our
determination to list the Nassau grouper (Epinephelus striatus) as
threatened under the Endangered Species Act of 1973, as amended (ESA).
We have completed a status review of the Nassau grouper in response to
a petition submitted by WildEarth Guardians. After reviewing the best
scientific and commercial data available, including the status review
and comments received on the proposed rule, we have determined that the
Nassau grouper
[[Page 42269]]
meets the definition of a threatened species. While the species still
occupies its historical range, overutilization through historical
harvest has reduced the number of individuals which in turn has reduced
the number and size of spawning aggregations. Although harvest of
Nassau grouper has diminished due to management measures, the reduced
number and size of spawning aggregations and the inadequacy of law
enforcement continue to present extinction risk to Nassau grouper.
Based on these considerations, described in more detail within this
action, we conclude that the Nassau grouper is not currently in danger
of extinction throughout all or a significant portion of its range, but
is likely to become so within the foreseeable future. We also solicit
information that may be relevant to the designation of critical habitat
for Nassau grouper, including information on physical or biological
features essential to the species' conservation, areas containing these
features, and potential impacts of a designation.
DATES: The effective date of this final rule is July 29, 2016.
Information on features, areas, and potential impacts, that may support
designation of critical habitat for Nassau grouper must be received by
August 29, 2016.
ADDRESSES: Information regarding this final rule may be obtained by
contacting NMFS, Southeast Regional Office, 263 13th Avenue South,
Saint Petersburg, FL 33701. Supporting information, including the
Biological Report, is available electronically on the NMFS Web site at:
https://sero.nmfs.noaa.gov/protected_resources/listing_petitions/species_esa_consideration/.
You may submit information regarding potential critical habitat
designation to the Protected Resources Division by either of the
following methods:
Electronic Submissions: Submit all electronic comments via
the Federal eRulemaking Portal. Go to www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2015-0130, click the ``Comment Now!'' icon,
complete the required fields, and enter or attach your comments.
Mail: Submit written information to the Protected
Resources Division, NMFS Southeast Regional Office, 263 13th Avenue
South, Saint Petersburg, FL 33701.
FOR FURTHER INFORMATION CONTACT: Adam Brame, NMFS, Southeast Regional
Office (727) 209-5958; or Lisa Manning, NMFS, Office of Protected
Resources (301) 427-8466.
SUPPLEMENTARY INFORMATION:
Background
On September 3, 2010, we received a petition from the WildEarth
Guardians to list speckled hind (Epinephelus drummondhayi), goliath
grouper (E. itajara), and Nassau grouper (E. striatus) as threatened or
endangered under the ESA. The petition asserted that (1) the present or
threatened destruction, modification, or curtailment of habitat or
range; (2) overutilization for commercial, recreational, scientific, or
educational purposes; (3) inadequacy of existing regulatory mechanisms;
and (4) other natural or manmade factors are affecting the continued
existence of and contributing to the imperiled statuses of these
species. The petitioner also requested that critical habitat be
designated for these species concurrent with listing under the ESA. Due
to the scope of the WildEarth Guardians' petition, as well as the
breadth and extent of the required evaluation and response, we provided
species-specific 90-day findings (76 FR 31592, June 1, 2011; 77 FR
25687, May 1, 2012; 77 FR 61559, October 10, 2012).
On October 10, 2012, we published a 90-day finding for Nassau
grouper with our determination that the petition presented substantial
scientific and commercial information indicating that the petitioned
action may be warranted (77 FR 61559). At that time, we announced the
initiation of a formal status review and requested scientific and
commercial information from the public on: (1) The status of historical
and current spawning aggregation sites; (2) historical and current
distribution, abundance, and population trends; (3) biological
information (life history, genetics, population connectivity, etc.);
(4) management measures, regulatory mechanisms designed to protect
spawning aggregations, and enforcement information; (5) any current or
planned activities that may adversely impact the species; and (6)
ongoing or planned efforts to protect and restore the species and its
habitat.
As part of the status review process to determine whether the
Nassau grouper warrants listing under the ESA, we completed a
Biological Report and an extinction risk analysis (ERA). The Biological
Report summarizes the taxonomy, distribution, abundance, life history,
and biology of the species. The Biological Report also identifies
threats or stressors affecting the status of the species as well as a
description of the fisheries, fisheries management, and conservation
efforts. The Biological Report incorporates information received in
response to our request for information (77 FR 61559, October 10, 2012)
and comments from three independent peer reviewers. We used the
Biological Report to complete a threats evaluation and an ERA to
determine the status of the species.
After completing the Biological Report and considering the
information received on the 90-day finding, we published a proposed
rule to list Nassau grouper as a threatened species on September 2,
2014 (79 FR 51929). During a 90-day comment period, we solicited
comments on our proposal from the public and any other interested
parties.
Listing Determinations Under the ESA
We are responsible for determining whether the Nassau grouper is
threatened or endangered under the ESA (16 U.S.C. 1531 et seq.).
Section 4(b)(1)(A) of the ESA requires us to make listing
determinations based solely on the best scientific and commercial data
available after conducting a review of the status of the species and
after taking into account efforts being made by any state or foreign
nation to protect the species. To be considered for listing under the
ESA, a group of organisms must constitute a ``species,'' which is
defined in section 3 of the ESA to include taxonomic species and ``any
subspecies of fish, or wildlife, or plants, and any distinct population
segment of any species of vertebrate fish or wildlife which interbreeds
when mature.''
Section 3 of the ESA defines an endangered species as ``any species
which is in danger of extinction throughout all or a significant
portion of its range'' and a threatened species as one ``which is
likely to become an endangered species within the foreseeable future
throughout all or a significant portion of its range.'' Thus, we
interpret an ``endangered species'' to be one that is presently in
danger of extinction. A ``threatened species,'' on the other hand, is
not currently in danger of extinction but is likely to become so in the
foreseeable future. In other words, a key statutory difference between
a threatened and endangered species is the timing of when a species may
be in danger of extinction, either presently (endangered) or in the
foreseeable future (threatened).
Under section 4(a) of the ESA, we must determine whether any
species is endangered or threatened due to any of the following five
factors: (A) The present or threatened destruction, modification, or
curtailment of its habitat or range; (B) overutilization for
commercial, recreational, scientific, or educational purposes; (C)
disease or predation; (D) the inadequacy of
[[Page 42270]]
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence (sections 4(a)(1)(A) through (E)). We
are required to make listing determinations based solely on the best
scientific and commercial data available after conducting a review of
the status of the species and after taking into account efforts being
made by any state or foreign nation to protect the species.
In determining whether the Nassau grouper meets the standard of
endangered or threatened, we followed a stepwise approach. First we
considered the specific life history, ecology, and status of the
species as documented in the Biological Report. We then considered
information on factors adversely affecting and posing extinction risk
to the species in a threats evaluation. In this evaluation we assessed
the threats affecting the status of the species using the factors
identified in ESA section 4(a)(1). We considered the nature of the
threats and the species response to those threats. We also considered
each threat identified, both individually and cumulatively. Once we
evaluated the threats, we assessed the efforts being made to protect
the species to determine if these conservation efforts were adequate to
mitigate the existing threats and alter extinction risk. Finally, we
considered the public comments received in response to the proposed
rule. In making this finding, we have relied on the best available
scientific and commercial data.
Summary of Comments Received
Below we address the comments received on the proposed listing for
Nassau grouper. In response to our request for public comments, we
received 17 written responses. The overall feedback was supportive of
the rule with the exception of three commenters, who believe current
regulations within the United States are sufficient in protecting this
species. No comments addressed threats to Nassau grouper throughout the
rest of their range. We did not receive any information on additional
conservation efforts being taken.
Comment 1: Multiple commenters supported the proposed rule to list
Nassau grouper as a threatened species and further encouraged regional
collaboration to develop adequate management measures.
Response: We agree that regional collaboration will strengthen
efforts to consistently manage and conserve the species, and we hope
this listing will encourage collaborative efforts. In some cases,
adding a species to the endangered species list leads to increased
funding opportunities and potential for collaboration between state and
federal partners, as well as stakeholders. We will seek regional
collaborative conservation efforts within the Caribbean region to
further the conservation of the species.
Comment 2: We received comments that the existing management
measures implemented by Fishery Management Councils are already
effective at protecting Nassau grouper within U.S. waters, (including
U.S. territorial waters of Puerto Rico and the U.S. Virgin Islands) and
that the listing may add unnecessary burdens on our domestic fisheries.
Response: We agree that the South Atlantic Fishery Management
Council and the Caribbean Fishery Management Council have taken
significant steps to protect and rebuild the Nassau grouper population
in U.S. waters. Unfortunately, a large part of the species' range and
population is outside of U.S. jurisdiction and is therefore not
directly aided by Council protections. We must make our determination
based on the best scientific and commercial data available, independent
of the potential burdens to our other domestic fisheries. This standard
has been applied when making the Nassau grouper final listing
determination.
Comment 3: Some comments expressed concern over the economic
consequences of listing Nassau grouper, including possible effects on
commercial fishermen.
Response: We are unable to consider economic impacts in a listing
determination. The ESA requires us to make listing determinations by
evaluating the standards and factors in section 4 of the ESA, and based
solely on the best scientific and commercial data available. Listing
Nassau grouper as a threatened species would not create any immediate
additional regulatory requirements directly affecting commercial
fishermen. Potential future regulations affecting conservation of
Nassau grouper, including take and import regulations may be proposed
via a separate rulemaking process which would include consideration of
certain economic impacts (e.g., impacts on small businesses) and
opportunities for public input. Individuals that require federal
permits or funding for actions that might affect Nassau grouper might
need to make adjustments to their activities to avoid jeopardizing
Nassau grouper, and to avoid or minimize take of the species, but that
would be a determination for a specific section 7 consultation in the
future.
Comment 4: Several comments indicated that spawning aggregation
sites need to be protected and that proper enforcement of both existing
and future rules is paramount in protecting the species.
Response: We agree that the lack of adequate protections for Nassau
grouper spawning aggregations and the inadequacy of law enforcement are
major contributors to the species' decline throughout its range. These
threats were rated `high' during the ERA as explained in the proposed
rule and, as such, were taken into consideration when making our final
listing determination.
Comment 5: One commenter supported the rule stating, ``We agree
that the best available science demonstrates that Nassau grouper is
likely to be at risk of extinction in the foreseeable future, and may
in fact be in danger of extinction now.'' They further encouraged swift
designation of critical habitat to protect spawning aggregation sites,
nursery and juvenile habitat, and feeding habitat.
Response: We acknowledge the concern raised by the commenter that
the species may be in danger of extinction now and provide further
detail below as to how we reached our listing determination in this
final rule. With regard to critical habitat, section 4(a)(3)(A) of the
ESA (16 U.S.C. 1533(a)(3)(A)) requires that, if prudent and
determinable, critical habitat be designated concurrently with the
listing of a species. We do not currently have sufficient information
to determine what physical and biological features within Nassau
grouper habitats facilitate the species' life history strategy and thus
are essential to the species' conservation. Therefore, we cannot yet
determine what areas meet the definition of critical habitat under the
ESA. Because critical habitat is not currently determinable, we will
not designate critical habitat concurrently with this final rule.
Designation of critical habitat may occur via a subsequent rule-making
process if we can identify critical habitat and designation is prudent.
We are soliciting information on features, areas, and impacts of
designation, that may support designation of critical habitat for
Nassau grouper.
Comment 6: One commenter suggested the use of size restrictions,
monitoring, closed fishing seasons for the protection of spawning
aggregations, and the use of marine protected areas as measures to
protect the species.
Response: We summarize in this rule the existing regulations
currently in place throughout the Caribbean Sea that
[[Page 42271]]
include many of these suggested practices. Within U.S. waters, measures
to protect Nassau grouper are already in place under the Magnuson-
Stevens Act and State and Territorial fishery management authorities.
As a species listed as threatened under the ESA, any federal action
implemented, authorized or funded that ``may affect'' Nassau grouper
will require consultation to ensure the action is not likely to
jeopardize the species' continued existence. We may also implement
additional protective regulations for Nassau grouper under section 4(d)
of the ESA if we determine such regulations are necessary and advisable
for the conservation of this threatened species. Issuance of a 4(d)
rule would be a separate rule-making process that would include
specific opportunities for public input.
Comment 7: The U.S. Navy identified three Navy installations or
properties that are within the geographic range of Nassau grouper. They
expressed concern over their ability to utilize and maintain those
areas with a listing and designation of critical habitat. In
particular, the Navy expressed concern over their ability to conduct
maintenance dredging and requested we consult with them prior to
proposing critical habitat.
Response: A rule to list Nassau grouper will require federal
agencies to assess whether any actions implemented, authorized, or
funded within the range of the species ``may affect'' Nassau grouper,
and consult with NMFS to ensure their actions are not likely to
jeopardize the species' continued existence. The rule-making process
for identifying critical habitat is separate from this final listing
rule and would include opportunities for public participation and
input, as well as coordination with all military branches. Unlike ESA
listing decisions, the designation of critical habitat requires us to
consider economic, national security, and other impacts of the
designation.
Comment 8: One commenter opposed the proposed rule to list Nassau
grouper as a threatened species stating this is ``merely a precursor to
an attempt to form a basis for a push for Marine Protection Areas.''
Response: The proposed rule to list Nassau grouper was the result
of the petition we received from WildEarth Guardians, our 90-day
finding that the petition presented substantial information that
listing may be warranted, and our 12-month finding that listing as a
threatened species was warranted. Section 4(b)(1)(A) of the ESA
requires us to make listing determinations based solely on the best
scientific and commercial data available after conducting a review of
the status of the species and after taking into account efforts being
made by any state or foreign nation to protect the species. We have not
proposed any additional regulations affecting management of Nassau
grouper as a result of the proposed listing rule. However, we will need
to determine whether we can identify critical habitat for this species,
and if so, make an appropriate designation of critical habitat. A
critical habitat designation could have implications for fishing
activities. Any designation of critical habitat would include
opportunities for public input. As previously mentioned, we could also
implement additional protective regulations for Nassau grouper under
section 4(d) of the ESA, if we determine they are necessary and
advisable for the conservation of this threatened species. Issuance of
a 4(d) rule would be a separate rule-making process that would include
specific opportunities for public input.
Changes From the Proposed Rule
In addition to responding to the comments, we made a number of
changes in this final rule. These included making revisions to the
Biological Review section (most notably in the Population Structure and
Genetics, and the Fishing Impacts on Spawning Aggregations
subsections), including a more detailed description of our role in the
Threats Evaluation, providing more detail in the Extinction Risk
Analysis section, and clarifying the role of foreign conservation
measures as they relate to making our final listing determination. We
made several of these changes to provide clarity on how we reached our
listing determination in response to the comment that, ``. . . Nassau
grouper is likely to be at risk of extinction in the foreseeable
future, and may in fact be in danger of extinction now.''
Biological Review
This section provides a summary of key biological information
presented in the Biological Report (Hill and Sadovy de Mitcheson 2013),
which provides the baseline context and foundation for our listing
determination.
Species Description
The Nassau grouper, E. striatus (Bloch 1792), is a long-lived,
moderate sized serranid fish with large eyes and a robust body.
Coloration is variable, but adult fish are generally buff, with five
dark brown vertical bars, a large black saddle blotch on top of the
base of the tail, and a row of black spots below and behind each eye.
Color pattern can also change within minutes from almost white to
bicolored to uniformly dark brown, according to the behavioral state of
the fish (Longley 1917, Colin 1992, Heemstra and Randall 1993, Carter
et al. 1994). A distinctive bicolor pattern is seen when two adults or
an adult and large juvenile meet and is frequently observed at spawning
aggregations (Heemstra and Randall 1993). There is also a distinctive
dark tuning-fork mark that begins at the front of the upper jaw,
extends back between the eyes, and then divides into two branches on
top of the head behind the eyes. Another dark band runs from the tip of
the snout through the eye and then curves upward to meet its
corresponding band from the opposite side just in front of the dorsal
fin. Juveniles exhibit a color pattern similar to adults (e.g., Silva
Lee 1977).
Maximum age has been estimated as 29 years, based on an ageing
study using sagittal otoliths (Bush et al. 2006). Most studies indicate
a rapid growth rate for juveniles, which has been estimated to be about
10 mm/month total length (TL) for small juveniles, and 8.4 to 11.7 mm/
month TL for larger juveniles (Beets and Hixon 1994, Eggleston 1995).
Maximum size is about 122 cm TL and maximum weight is about 25 kg
(Heemstra and Randall 1993, Humann and Deloach 2002, Froese and Pauly
2010). Generation time (the interval between the birth of an individual
and the subsequent birth of its first offspring) is estimated as 9-10
years (Sadovy and Eklund 1999).
Distribution
The Nassau grouper's confirmed distribution currently includes
``Bermuda and Florida (USA), throughout the Bahamas and Caribbean Sea''
(e.g., Heemstra and Randall 1993). The occurrence of Nassau grouper
from the Brazilian coast south of the equator as reported in Heemstra
and Randall (1993) is ``unsubstantiated'' (Craig et al. 2011). The
Nassau grouper has been documented in the Gulf of Mexico, at Arrecife
Alacranes (north of Progreso) to the west off the Yucatan Peninsula,
Mexico, (Hildebrand et al. 1964). Nassau grouper is generally replaced
ecologically in the eastern Gulf by red grouper (E. morio) in areas
north of Key West or the Tortugas (Smith 1971). They are considered a
rare or transient species off Texas in the northwestern Gulf of Mexico
(Gunter and Knapp 1951 in Hoese and Moore 1998). The first confirmed
sighting of Nassau grouper in the Flower Garden Banks National Marine
Sanctuary, which is located in the northwest Gulf of Mexico
[[Page 42272]]
approximately 180 km southeast of Galveston, Texas, was reported by
Foley et al. (2007). Many earlier reports of Nassau grouper up the
Atlantic coast to North Carolina have not been confirmed. The
Biological Report (Hill and Sadovy de Mitcheson, 2013) provides a
detailed description of their distribution.
Habitat and Depth
The Nassau grouper is primarily a shallow-water, insular fish
species that has long been valued as a major fishery resource
throughout the wider Caribbean, South Florida, Bermuda, and the Bahamas
(Carter et al. 1994). The Nassau grouper is considered a reef fish, but
it transitions through a series of developmental shifts in habitat. As
larvae, they are planktonic. After an average of 35-40 days and at an
average size of 32 mm TL, larvae recruit from an oceanic environment
into demersal habitats (Colin 1992, Eggleston 1995). Following
settlement, juvenile Nassau grouper inhabit macroalgae (primarily
Laurencia spp.), coral clumps (Porites spp.), and seagrass beds
(Eggleston 1995, Dahlgren 1998). Recently-settled Nassau grouper have
also been collected from rubble mounds, some from tilefish (Malacanthus
plumieri), at 18 m depth (Colin et al. 1997). Post-settlement, small
Nassau grouper have been reported with discarded queen conch shells
(Strombus gigas) and other debris around Thalassia beds (Randall 1983,
Eggleston 1995).
Juvenile Nassau grouper (12-15 cm TL) are relatively solitary and
remain in specific areas for months (Bardach 1958). Juveniles of this
size class are associated with macroalgae, and both natural and
artificial reef structure. As juveniles grow, they move progressively
to deeper areas and offshore reefs (Tucker et al. 1993, Colin et al.
1997). Schools of 30-40 juveniles (25-35 cm TL) were observed at 8-10 m
depths in the Cayman Islands (Tucker et al. 1993). No clear distinction
can be made between types of adult and juvenile habitats, although a
general size segregation with depth occurs--with smaller Nassau grouper
in shallower inshore waters (3.7-16.5 m) and larger individuals more
common on deeper (18.3-54.9 m) offshore banks (Bardach et al. 1958,
Cervig[oacute]n 1966, Silva Lee 1974, Radakov et al. 1975, Thompson and
Munro 1978).
Recent work by Nemeth and coworkers in the U. S. Virgin Islands
(U.S.V.I.; manuscript, in prep) found more overlap in home ranges of
smaller juveniles compared to larger juveniles and adults have larger
home ranges with less overlap. Mean home range of adult Nassau grouper
in the Bahamas was 18,305 m\2\ 5,806 (SD) with larger
ranges at less structurally-complex reefs (Bolden 2001). The
availability of habitat and prey was found to significantly influence
home range of adults (Bolden 2001).
Adult Nassau grouper tend to be relatively sedentary and are
generally associated with high-relief coral reefs or rocky substrate in
clear waters to depths of 130 m. Generally, adults are most common at
depths less than 100 m (Hill and Sadovy de Mitcheson, 2013) except when
at spawning aggregations where they are known to descend to depths of
255 m (Starr et al. 2007).
Diet and Feeding
Adult Nassau grouper are unspecialized, bottom-dwelling, ambush-
suction predators (Randall 1965, Thompson and Munro 1978). Numerous
studies describe adult Nassau grouper as piscivorous (Randall and Brock
1960, Randall 1965, Randall 1967, Carter et al. 1994, Eggleston et al.
1998). Feeding can take place around the clock although most fresh food
is found in stomachs collected in the early morning and at dusk
(Randall 1967). Young Nassau grouper (20.2-27.2 mm standard length; SL)
feed on a variety of plankton, including pteropods, amphipods, and
copepods (Greenwood 1991, Grover et al. 1998).
Population Structure and Genetics
Early genetic analyses indicated high gene flow throughout the
geographic range of Nassau grouper but were unable to determine the
relative contributions of populations (Hinegardner and Rosen 1972,
Hateley 2005). A study of Nassau grouper genetic population structure,
using mitochondrial DNA (mtDNA) and nuclear microsatellite DNA,
revealed no clearly defined population substructuring based on samples
from Belize, Cuba, Bahamas, and Florida. These data indicated that
spawning aggregations are not exclusively self-recruiting and that
larvae can disperse over great distances, but the relative importance
of self-recruitment and larval immigration to local populations was
unclear (Sedberry et al. 1996). Similarly, a study by Hateley (2005)
that analyzed samples from Belize, Bahamas, Turks and Caicos, and
Cayman Islands using enzyme electrophoresis indicated low to
intermediate levels of genetic variability. Results from this study
provided no evidence for population substructuring by sex or small-
scale spatial distribution, or for macrogeographic stock separation.
These results are consistent with a single panmictic population within
the northern Caribbean basin with high gene flow through the region.
A recent study, published subsequent to the Biological Report,
analyzed genetic variation in mtDNA, microsatellites, and single
nucleotide polymorphisms for Nassau grouper (Jackson et al. 2014). The
study identified three potential ``permeable'' barriers to dispersal
and concluded that large-scale oceanographic patterns likely influence
larval dispersal and population structuring (regional genetic
differentiation). However, the evidence of population structuring was
limited. In pairwise analyses of genetic distance between the sample
populations (using Fst for microsatellites and [Fcy]st for mtDNA), zero
(of 171) comparisons based on microsatellite DNA were statistically
signficant, only 47 (of 153) comparisons based on mtDNA were
statistically significant (p < 0.00029), and there was no indication of
isolation by distance in any of the genetic datasets. Overall, while
this study indicated some instances of genetic differentiation, the
results do not indicate a high degree of population structuring across
the range. When the Jackson et al. study is considered in the context
of the larger body of literature, there remains some uncertainty as to
population substructuring for Nassau grouper.
Reproductive Biology
The Nassau grouper was originally considered to be a monandric
protogynous hermaphrodite, meaning males derive from adult females that
undergo a change in sex (Smith 1971, Claro et al. 1990, Carter et al.
1994). While it is taxonomically similar to other hermaphroditic
groupers, the Nassau grouper is now primarily considered a gonochore
with separate sexes (Sadovy and Colin 1995). Juveniles were found to
possess both male and female tissue, indicating they can mature
directly into either sex (Sadovy and Colin 1995). Other characteristics
such as the strong size overlap between males and females, the presence
of males that develop directly from the juvenile phase, the
reproductive behavior of forming spawning aggregations, and the mating
system were found to be inconsistent with the protogynous reproductive
strategy (Colin 1992, Sadovy and Colin 1995).
Both male and female Nassau grouper typically mature at 4-5 years
of age and at lengths between 40 and 45 cm SL (44 and 50 cm TL). Size,
rather than age, may be the major determinant of sexual maturation
(Sadovy and Eklund 1999).
[[Page 42273]]
Nassau grouper raised from eggs in captivity matured at 40-45 cm SL
(44-50 cm TL) in just over 2 years (Tucker and Woodward 1994). Yet, the
minimum age at sexual maturity based on otoliths is between 4 and 8
years (Bush et al. 1996, 2006). Most fish have spawned by age 7+ years
(Bush et al. 2006).
Fecundity estimates vary by location throughout the Caribbean. Mean
fecundity estimates are generally between 3 and 5 eggs/mg of ripe
ovary. For example, Carter et al. (1994) found female Nassau grouper
between 30-70 cm SL from Belize yielded a mean relative fecundity of
4.1 eggs/mg ovary weight and a mean total number of 4,200,000 oocytes
(range = 350,000-6,500,000). Estimated number of eggs in the ripe ovary
(90.7 g) of a 44.5 cm SL Nassau grouper from Bermuda was 785,101
(Bardach et al. 1958). In the U.S.V.I., mean fecundity was 4.97 eggs/mg
of ovary (s.d. = 2.32) with mean egg production of 4,800,000 eggs
(Olsen and LaPlace 1979); however, this may be an overestimate as it
included premature eggs that may not develop. Fecundity estimates based
only on vitellogenic oocytes, from fish captured in the Bahamas
indicated a mean relative fecundity of 2.9 eggs/mg ripe ovary (s.d. =
1.09; n = 64) and a mean egg production of 716,664 (range = 11,724-
4,327,440 for females between 47.5-68.6 cm SL). Estimates of oocyte
production from Nassau grouper induced to spawn in captivity are closer
to the lower estimates based solely on vitellogenic oocyte counts.
Spawning Behavior and Habitat
Nassau grouper form spawning aggregations at predictable locations
around the winter full moons, or between full and new moons (Smith
1971, Colin 1992, Tucker et al. 1993, Aguilar-Perera 1994, Carter et
al. 1994, Tucker and Woodward 1994). Aggregations consist of hundreds,
thousands, or, historically, tens of thousands of individuals. Some
aggregations have persisted at known locations for periods of 90 years
or more (see references in Hill and Sadovy de Mitcheson 2013). Pair
spawning has not been observed.
About 50 individual spawning aggregation sites have been recorded,
mostly from insular areas in the Bahamas, Belize, Bermuda, British
Virgin Islands, Cayman Islands, Cuba, Honduras, Jamaica, Mexico, Puerto
Rico, Turks and Caicos, and the U.S.V.I.; however, many of these may no
longer form (Figure 10 in Hill and Sadovy de Mitcheson 2013). Recent
evidence suggests that spawning is occurring at what may be
reconstituted or novel spawning sites in both Puerto Rico and the
U.S.V.I. (Hill and Sadovy de Mitcheson 2013). Suspected or anecdotal
evidence also identifies spawning aggregations in Los Roques, Venezuela
(Boomhower et al. 2010) and Old Providence in Colombia's San
Andr[eacute]s Archipelago (Prada et al. 2004). Neither aggregation nor
spawning has been reported from South America, despite the fact ripe
Nassau grouper are frequently caught in certain areas (F.
Cervig[oacute]n, Fundacion Cientifica Los Roques-Venezuela, pers. comm.
to Y. Sadovy, NMFS, 1991). Spawning aggregation sites have not been
reported in the Lesser Antilles, Central America south of Honduras, or
Florida.
``Spawning runs,'' or movements of adult Nassau grouper from coral
reefs to spawning aggregation sites, were first described in Cuba in
1884 by Vilaro Diaz, and later by Guitart-Manday and Juarez-Fernandez
(1966). Nassau grouper migrate to aggregation sites in groups numbering
between 25 and 500, moving parallel to the coast or along shelf edges
or even inshore reefs (Colin 1992, Carter et al. 1994, Aguilar-Perera
and Aguilar-Davila 1996, Nemeth et al. 2009). Distance traveled by
Nassau grouper to aggregation sites is highly variable; some fish move
only a few kilometers (km), while others move up to several hundred km
(Colin 1992, Carter et al. 1994, Bolden 2000). Ongoing research in the
Exuma Sound, Bahamas has tracked migrating Nassau grouper up to 200 km,
with likely estimates of up to 330 km, as they move to aggregation
sites (Hill and Sadovy de Mitcheson 2013).
Observations suggest that individuals can return to their original
home reef following spawning. Bolden (2001) reported 2 out of 22 tagged
fish returning to home reefs in the Bahamas one year after spawning.
Sonic tracking studies around Little Cayman Island have demonstrated
that spawners may return to the aggregation site in successive months
with returns to their residential reefs in between (Semmens et al.
2007). Sixty percent of fish tagged at the west end spawning
aggregation site in Little Cayman in January 2005 returned to the same
aggregation site in February 2005 (Semmens et al. 2007). Larger fish
are more likely to return to aggregation sites and spawn in successive
months than smaller fish (Semmens et al. 2007).
It is not known how Nassau grouper select and locate aggregation
sites or why they aggregate to spawn. Spawning aggregation sites are
typically located near significant geomorphological features, such as
projections (promontories) of the reef as little as 50 m from the
shore, and close to a drop-off into deep water over a wide (6-60 m)
depth range (Craig 1966, Smith 1972, Burnett-Herkes 1975, Olsen and
LaPlace 1979, Colin et al. 1987, Carter 1989, Fine 1990, Beets and
Friedlander 1998, Colin 1992, Aguilar-Perera 1994). Sites are
characteristically small, highly circumscribed areas, measuring several
hundred meters in diameter, with soft corals, sponges, stony coral
outcrops, and sandy depressions (Craig 1966, Smith 1972, Burnett-Herkes
1975, Olsen and LaPlace 1979, Colin et al. 1987, Carter 1989, Fine
1990, Beets and Friedlander 1999, Colin 1992, Aguilar-Perera 1994).
Recent work has identified geomorphological similarities in spawning
sites that may be useful in applying remote sensing techniques to
discover previously unknown spawning sites (Kobara and Heyman 2010).
The link between spawning sites and settlement sites is also not
well understood. Researchers speculate the location of spawning sites
assists offshore transport of fertilized eggs. However, currents nearby
aggregation sites do not necessarily favor offshore egg transport,
indicating some locations may be at least partially self-recruiting
(e.g., Colin 1992). In a study around a spawning aggregation site at
Little Cayman, surface velocity profile drifters released on the night
of peak spawning tended to remain near or returned to the spawning reef
due to eddy formation, while drifters released on the days preceding
the peak spawn tended to move away from the reef in line with the
dominant currents (Heppell et al. 2011).
Spawning aggregations form around the full moon between December
and March (reviewed in Sadovy and Eklund 1999), though this may occur
later (May-August) in more northerly latitudes (La Gorce 1939, Bardach
et al. 1958, Smith 1971, Burnett-Herkes 1975). The formation of
spawning aggregations is triggered by a very narrow range of water
temperatures between 25[deg]-26 [deg]C. While day length has also been
considered as a trigger for aggregation formation (Colin 1992, Tucker
et al. 1993, Carter et al. 1994), temperature is evidently a more
important stimulus (Hill and Sadovy de Mitcheson 2013). The narrow
range of water temperature is likely responsible for the later
reproductive season in more northerly latitudes like Bermuda.
Spawning occurs for up to 1.5 hours around sunset for several days
(Whaylen et al. 2007). At spawning aggregation sites, Nassau grouper
tend to mill around for a day or two in a ``staging area'' adjacent to
the core area where
[[Page 42274]]
spawning activity later occurs (Colin 1992, Kadison et al. 2010, Nemeth
2012). Courtship is indicated by two behaviors that occur late in the
afternoon: ``following'' and ``circling'' (Colin 1992). The aggregation
then moves into deeper water shortly before spawning (Colin 1992,
Tucker et al. 1993, Carter et al. 1994). Progression from courtship to
spawning may depend on aggregation size, but generally fish move up
into the water column, with an increasing number exhibiting the bicolor
phase (Colin 1992, Carter et al. 1994).
Spawning involves a rapid horizontal swim or a ``rush'' of bicolor
fish following dark fish closely in either a column or cone rising to
within 20-25 m of the water surface where group-spawning occurs in sub-
groups of 3-25 fish (Olsen and LaPlace 1979, Carter 1986, Aguilar-
Perera and Aguilar-Davila 1996). Following the release of sperm and
eggs, there is a rapid return of the fragmented sub-group to the
bottom. All spawning events have been recorded within 20 minutes of
sunset, with most within 10 minutes of sunset (Colin 1992).
Repeated spawning occurs at the same site for up to three
consecutive months generally around the full moon or between the full
and new moons (Smith 1971, Colin 1992, Tucker et al. 1993, Aguilar-
Perera 1994, Carter et al. 1994, Tucker and Woodward 1994).
Participation by individual fish across the months is unknown.
Examination of female reproductive tissue suggests multiple spawning
events across several days at a single aggregation (Smith 1972, Sadovy,
NMFS, pers. obs.). A video recording shows a single female in repeated
spawning rushes during a single night, repeatedly releasing eggs (Colin
1992). It is unknown whether a single, mature female will spawn
continuously throughout the spawning season or just once per year.
Status Assessments
Few formal stock assessments have been conducted for the Nassau
grouper. The most recent published assessment, conducted in the
Bahamas, indicates fishing effort, and hence fishing mortality (F), in
the Bahamas needs to be reduced from the 1998-2001 levels, otherwise
the stocks are likely to be overexploited relative to biological
reference points (Cheung et al. 2013). The population dynamic modeling
by Cheung et al. (2013) found: ``assuming that the closure of the
spawning aggregation season is perfectly implemented and enforced, the
median value of FSPR (the fishing mortality rate that
produces a certain spawning potential ratio) = 35 percent on non-
spawning fish would be 50 percent of the fishing mortality of the 1998
to 2001 level. The 5 percent and 95 percent confidence limits are
estimated to be less than 20 percent and more than 100 percent of the
fishing mortality at the 1998 to 2001 level, respectively. In other
words, if (1) fishing mortality (F) rates of non-spawning fish are
maintained at the 1998 to 2001 level, and (2) fishing on spawning
aggregations is negligible, the median spawning potential (spawner
biomass relative to the unexploited level) is expected to be around 25
percent (5 and 95 percent confidence interval (CI) of 20 and 30
percent, respectively). This level is significantly below the reference
limit of 35 percent of spawning potential, meaning that there is a high
chance of recruitment overfishing because of the low spawning stock
biomass.''
The Nassau grouper was formerly one of the most common and
important commercial groupers in the insular tropical western Atlantic
and Caribbean (Smith 1978, Randall 1983, Appeldoorn et al. 1987, Sadovy
1997). Declines in landings and catch per unit of effort (CPUE) have
been reported throughout its range, and it is now considered to be
commercially extinct (i.e., the species is extinct for fishery purposes
due to low catch per unit effort) in a number of areas, including
Jamaica, Dominican Republic, U.S.V.I., and Puerto Rico (Sadovy and
Eklund 1999). Information on past and present abundance and density, at
coral reefs and aggregation sites, is based on a combination of
anecdotal accounts, visual census surveys, and fisheries data. Because
grouper species are reported collectively in landings data, there are
limited species-specific data to determine catch of Nassau grouper
throughout its range.
While fisheries dependent data are generally limited for the
species throughout its range, there are some 1970s and 1980s port-
sampling data from the U.S.V.I. and Puerto Rico. In the U.S.V.I.,
Nassau grouper accounted for 22 percent of total grouper landings, and
85 percent of the Nassau grouper catch came from spawning aggregations
(D. Olsen, Chief Scientist--St. Thomas Fishermen's Association, pers.
comm. to J. Rueter, NMFS, October 2013). The first U.S. survey of the
fishery resources of Puerto Rico noted the Nassau grouper was common
and a very important food fish, reaching a weight of 22.7 kg or more
(Evermann 1900). The Nassau grouper was still the fourth-most common
shallow-water species landed in Puerto Rico in the 1970s (Thompson
1978), and it was common in the reef fish fishery of the U.S.V.I.
(Olsen and LaPlace 1979). By 1981, ``the Nassau grouper ha[d]
practically disappeared from the local catches and the ones that d[id]
appear [were] small compared with previous years'' (CFMC 1985). By
1986, the Nassau grouper was considered commercially extinct in the
U.S. Caribbean (Bohnsack et al. 1986). About 1,000 kg of Nassau grouper
landings were reported in the Puerto Rico Reef Fish Fishery during the
latter half of the 1980s, and most of them were less than 50 cm
indicating they were likely sexually immature (Sadovy 1997).
A number of organizations and agencies have conducted surveys to
examine the status of coral reefs and reef-fish populations throughout
the western Atlantic. Results from these monitoring studies offer some
indication of relative abundance of Nassau grouper in various
locations, although different methods are often employed and thus
results of different studies cannot be directly compared (Kellison et
al. 2009). The Atlantic and Gulf Rapid Reef Assessment Program (AGRRA),
which samples a broad spectrum of western Atlantic reefs, includes few
reports of Nassau grouper, as sighting frequency (proportion of all
surveys with at least one Nassau grouper present) ranged from less than
1 percent to less than 10 percent per survey from 1997-2000. Density of
Nassau grouper ranged from 1 to 15 fish/hectare with a mean of 5.6
fish/hectare across all areas surveyed (AGRRA). NOAA's Coral Reef
Ecosystem Monitoring Program (CREMP) has conducted studies on coral
reefs in Puerto Rico and the U.S.V.I. since 2000, and sighting
frequency of Nassau grouper has ranged from 0 to 0.5 percent with
density between 0 to 0.5 fish/hectare. Data from SCUBA surveys
conducted by the University of the Virgin Islands report a density of 4
Nassau grouper/hectare per survey across reef habitat types in the
U.S.V.I. SCUBA surveys by NOAA in the Florida Keys across reef habitat
types have sighting frequencies of 2-10 percent per survey, with a
density of 1 Nassau grouper/hectare (NOAA's NMFS FRVC). In addition to
these surveys, Hodgson and Liebeler (2002) noted that Nassau grouper
were absent from 82 percent of shallow Caribbean reefs surveyed (3-10
m) during a 5-year period (1997-2001) for the ReefCheck project.
Fishing Impacts on Spawning Aggregations
Because we lack sufficient stock assessments or population
estimates, we considered the changes in spawning aggregations as a
proxy for the status of the current population. We believe the
[[Page 42275]]
status of spawning aggregations is likely to be reflective of the
overall population because adults migrate to spawning aggregations for
the only known reproductive events. Historically, 50 spawning
aggregation sites had been identified throughout the Caribbean (Sadovy
de Mitcheson et al. 2008). Of these 50, less than 20 probably still
remain (Sadovy de Mitcheson et al. 2008). Furthermore, while numbers of
fish at aggregation sites once numbered in the tens of thousands
(30,000-100,000 fish; Smith 1972), they have now been reduced to less
than 3,000 at those sites where counts have been made (Sadovy de
Mitcheson et al. 2008). Based on the size and number of current
spawning aggregations the Nassau grouper population appears to be just
a fraction of its historical size.
In general, slow-growing, long-lived species (such as snappers and
groupers) with limited spawning periods, and possibly with narrow
recruitment windows, are susceptible to overexploitation (Bannerot et
al. 1987, Polovina and Ralston 1987). The strong appeal of spawning
aggregations as targets for fishing, their importance in many seasonal
fisheries, and the apparent abundance of fish at aggregations make
spawning aggregations particularly susceptible to over-exploitation.
There are repeated reports from across the Caribbean where Nassau
grouper spawning aggregations have been discovered and fished to the
point that the aggregation ceased to form, or formed at such low
densities that spawning was no longer viable. For example, the
commercial fishing of Nassau grouper aggregations in Bermuda resulted
in decreased landings from 75,000 tons in 1975 to 10,000 tons by 1981
(Luckhurst 1996, Sadovy de Mitcheson and Erisman 2012). The four known
spawning aggregation sites in Bermuda ceased to form shortly thereafter
and have yet to recover (Sadovy de Mitcheson and Erisman 2012).
However, Nassau grouper are still present in Bermuda and reported
observations have slightly increased over the last 10-15 years (B.
Luckhurst, Bermuda Department of Agriculture, Fisheries, and Parks,
Division of Fisheries, pers. comm. to Y. Sadovy, University of Hong
Kong, 2012). In Puerto Rico, historical spawning aggregations no longer
form, though a small aggregation has recently been found, and may be a
reconstitution of one of the former aggregations (Sch[auml]rer et al.
2012). In Mahahual, Quintana Roo, Mexico, aggregations of up to 15,000
fish formed each year, but due to increased fishing pressure in the
1990's, aggregations have not formed in Mahahual since 1996 (Aguilar-
Perera 2006). Inadequate enforcement of management measures designed to
protect spawning aggregations in Mexico has further affected
aggregations (Aguilar-Perera 2006), though at least three aggregation
sites remain viable. In Cuba, Nassau grouper were almost exclusively
targeted during aggregation formation; because of this, there have been
severe declines in the number of Nassau grouper at 8 of the 10
aggregations and moderate declines in the other 2 (Claro et al. 2009).
Similar situations are known to have occurred in the Bahamas, U.S.V.I.,
Puerto Rico, and Honduras (Sadovy de Mitcheson and Erisman 2012, see
also Hill and Sadovy de Mitcheson 2013).
Overexploitation has also occurred in Belize. Between 1975 and 2001
there was an 80 percent decline in the number of Nassau grouper (15,000
fish to 3,000) at the Glover's Reef aggregation (Sala et al. 2001).
Additionally, a 2001 assessment concluded that only 2 of the 9
aggregation sites identified in 1994 remained viable, and those had
been reduced from 30,000 fish to 3,000-5,000 fish (Heyman 2002). More
recent monitoring (2003-2012) at the two sites at Glover's Reef
indicates further declines in the sizes of these aggregations. A
maximum of 800-3,000 Nassau grouper were counted per year at these
sites over the ten years of monitoring (Belize SPAG Working Group
2012).
Further indicators of population decline through over-exploitation
include reduced size and/or age of fish harvested compared to maximum
sizes and ages. Nassau grouper can attain sizes of greater than 120 cm
(Heemstra and Randall 1993, Humann and Deloach 2002, Froese and Pauly
2010) and live as long as 29 years (Bush et al. 2006). However, it is
unusual to obtain individuals of more than 12 years of age in exploited
fisheries, and more heavily fished areas yield much younger fish on
average. The maximum age estimates in heavily exploited areas are
depressed--9 years in the U.S.V.I. (Olsen and LaPlace 1979), 12 years
in northern Cuba, 17 years in southern Cuba (Claro et al. 1990), and 21
years in the Bahamas (Sadovy and Colin 1995). Similarly, there is some
indication that size at capture of both sexes declined in areas of
higher exploitation versus unexploited populations within a specific
region (Carter et al 1994). When exploitation is high, catches are
largely comprised of juveniles. For example, most catches of Nassau
grouper in heavily exploited areas of Puerto Rico, Florida (Sadovy and
Eklund 1999), and Cuba (Espinosa 1980) consisted of juveniles. In
exploited U.S.V.I. aggregations, harvest of Nassau grouper larger than
70 cm TL was uncommon (Olsen and LaPlace 1979).
While direct fishing of spawning aggregations was a primary driver
of Nassau grouper population declines as indicated by the observed
declines in spawning aggregations (Sadovy de Mitcheson and Erisman
2012), other factors also affect abundance. For example, removal of
adults from spawning runs and intensive capture of juveniles, either
through direct targeting (e.g., spearfishing) or using small mesh traps
or nets, also occur (Hill and Sadovy de Mitcheson 2013). In addition to
the high fishing pressure in some areas, poaching also appears to be
affecting some populations (e.g., in the Cayman Islands; Semmens et al.
2012).
NMFS's Conclusions From the Biological Report
The species is made up of a single population over its entire
geographic range. As summarized above, multiple genetic analyses
indicate that there is high gene flow throughout the geographic range
of the Nassau grouper, and no clearly defined population substructuring
has been identified (Hinegardner and Rosen 1972, Sedberry et al. 1996,
Hateley 2005). Although a recent study (Jackson et al. 2014) reported
genetic differentiation, it does not provide evidence to support
biological differences between populations. We believe further studies
are needed to verify and expand upon the work presented by Jackson et
al (2014). Based on the best available information, we conclude there
is a single population of Nassau grouper throughout the Caribbean.
The species has patchy abundance, with declines identified in many
areas. The Biological Report describes the reduction in both size and
number of spawning aggregations throughout the range. Patchy abundance
throughout the range of a species is common due to differences in
habitat quality/quantity or exploitation levels at different locations.
However, dramatic, consistent declines of Nassau grouper have been
noted throughout its range. In many areas throughout the Caribbean, the
species is now considered commercially extinct and numerous spawning
aggregations have been extirpated with no signs of recovery.
The species possesses life history characteristics that increase
vulnerability to harvest, including slow growth to a large size, late
maturation, formation of large spawning aggregations, and occurrence in
shallow
[[Page 42276]]
habitat. This conclusion is based on the Description of the Species in
the Biological Report (Hill and Sadovy de Mitcheson 2013). Slow growth
and late maturation expose sub-adults to harvest prior to reproduction.
Sub-adult and adult Nassau grouper form large conspicuous spawning
aggregations. These aggregations are often in shallow habitat areas
that are easily accessible to fishermen and thus heavily exploited.
Despite these life-history vulnerabilities, there are remaining
spawning aggregations that, while reduced in size and number, still
function and provide recruits into the population.
The species is broadly distributed, and its current range is
similar to its historical range. The Range-wide Distribution section of
the Biological Report (Hill and Sadovy de Mitcheson 2013) concluded
that the current range is equivalent to the historical range, though
abundance has been severely depleted.
Threats Evaluation
The threats evaluation was the second step in the process of making
an ESA listing determination for Nassau grouper as described above in
``Listing Determinations under the ESA''. The Extinction Risk Analysis
Group (ERAG), which consisted of 12 NOAA Fisheries Science Center and
Regional Office personnel, was asked to independently review the
Biological Report and assess 4 demographic factors (abundance, growth
rate/productivity, spatial structure/connectivity, and diversity) and
13 specific threats (see ERA Threat Table under supporting documents).
The group members were asked to provide qualitative scores based on
their perceived severity of each factor and threat.
Members of the ERAG were asked to independently evaluate the
severity, scope, and certainty for these threats currently and in the
foreseeable future (30 years from now). The foreseeable future was
based on the upper estimate of generation time for Nassau grouper (9-10
years) as described by Sadovy and Eklund (1999) and an age at maturity
of 8 years (Bush et al. 1996, 2006). We chose 30 years, which would
potentially allow recruitment of 2-3 generations of mature individuals
to appear in spawning aggregations as a result of fishery management
actions. Given the limited information we have to predict the impacts
of threats, we felt the 30 year timeframe was the most appropriate to
assess threats in the foreseeable future.
Members of the ERAG were asked to rank each of four demographic
factors and 13 identified threats as ``very low risk,'' ``low risk,''
``moderate risk,'' ``increasing risk,'' ``high risk,'' or ``unknown.''
``Very low risk'' meant that it is unlikely that the demographic factor
or threat affects the species' overall status. ``Low risk'' meant that
the demographic factor may affect species' status, but only to a degree
that it is unlikely that this factor significantly elevates risk of
extinction now or in the future. ``Moderate risk'' meant that the
demographic factor or threat contributes significantly to long term
risk of extinction, but does not constitute a danger of extinction in
the near future. ``Increasing risk'' meant that the present demographic
risk or threat is low or moderate, but is likely to increase to high
risk in the foreseeable future if present conditions continue. Finally,
``high risk'' meant that the demographic factor or threat indicates
danger of extinction in the near future. Each member of the ERAG
evaluated risk on this scale, and we then interpreted these rankings
against the statutory language for threatened or endangered to
determine the status of Nassau grouper. We did not directly relate the
risk levels with particular listing outcomes, because the risk levels
alone are not very informative. Acknowledging the differences in
terminology between the ERAG risk scale and the ESA statutory
definitions of threatened and endangered, we relied upon our own
judgment and expertise in reviewing the ERA to determine the status of
Nassau grouper and form our final listing determination.
ERAG members were also asked to consider the potential interactions
between demographic factors and threats. If the demographic factor or
threat was ranked higher due to interactions with other demographic
factors or threats, each member was asked to then identify those
factors or threats that caused them to score the risk higher or lower
than it would have been if it were considered independently. We then
examined the independent responses from each ERAG member for each
demographic factor and threat and used the modal response to determine
the level of threat to Nassau grouper.
Climate change and international trade regulations (e.g., the
Convention on International Trade in Endangered Species (CITES), as
described in the Biological Report) were categorized by the ERAG as
``unknown.'' Habitat alteration, U.S. federal regulations, disease/
parasites/abnormalities, and aquaculture were ranked as ``very low
risk'' to ``low risk.'' State/territorial regulations, growth rate/
productivity, abundance, spatial structure/connectivity, commercial
harvest, foreign regulations, artificial selection, and diversity were
ranked as ``moderate risk'' to ``increasing risk.'' Historical harvest
(the effect of prior harvest on current population status), fishing at
spawning aggregations, and inadequate law enforcement were classified
as ``high risk.'' The demographic factors and threats are described
below by the five ESA factors with the corresponding ERAG ranking and
our analysis.
A. The Present or Threatened Destruction, Modification, or Curtailment
of Its Habitat or Range
Spatial structure/connectivity and habitat alteration were
considered under ESA Factor A; this included habitat loss or
degradation, and the loss of habitat patches, critical source
populations, subpopulations, or dispersal among populations.
Nassau grouper use many different habitat types within the coral
reef ecosystem. The increase in urban, industrial, and tourist
developments throughout the species range impacts coastal mangroves,
seagrass beds, estuaries, and live coral (Mahon 1990). Loss of juvenile
habitat, such as macroalgae, seagrass beds, and mangrove channels is
likely to negatively affect recruitment rates. Habitat alteration was
ranked by the ERAG as a ``low risk'' threat to Nassau grouper. We agree
with the ERAG that habitat alteration presents a low risk to the
species and is unlikely to contribute to the threat of extinction
presently or over the foreseeable future. The use of many different
habitat types by Nassau grouper may spread the risk of impacts
associated with habitat loss to a point that reduces overall extinction
risk to the species.
The range of Nassau grouper is influenced by spatial structure and
connectivity of the population. As described in Hill and Sadovy de
Mitcheson (2013), a study of genetic population structure in Nassau
grouper revealed no clearly defined population substructuring at the
geographic locations sampled, i.e., Belize, Cuba, Bahamas, and Florida
(Sedberry et al. 1996). Based on ERAG scores, spatial structure/
connectivity was characterized as an ``increasing'' risk for Nassau
grouper. We agree with the ERAG ranking and believe this increasing
risk is due, in part, to the declining number and size of spawning
aggregations, which affects population structure. Given the increasing
risk associated with this demographic factor we believe it could lead
the species to become endangered over the foreseeable future.
[[Page 42277]]
B. Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
Based on ERAG rankings, historical harvest and fishing at spawning
aggregations are two of the three most severe threats (the third being
inadequate law enforcement) to Nassau grouper. Historical harvest and
fishing at spawning aggregations were both classified as ``high'' risk
threats to Nassau grouper. Curiously, the ERAG rankings for commercial
harvest, which often includes the fishing on spawning aggregations,
were lower and indicated current commercial harvest was a ``moderate''
threat for Nassau grouper. We believe this lower ranking may be related
to the fact that the species has declined to the point that commercial
harvest is not as large a threat as in decades past. This is also
related to abundance which was similarly classified as a ``moderate''
risk for Nassau grouper.
Two different aspects of fishing affect Nassau grouper abundance:
Fishing effort throughout the non-spawning months and directed fishing
at spawning aggregations or on migrating adults. In some countries
Nassau grouper are fished commercially and recreationally throughout
the year by handline, longline, fish traps, spear guns, and gillnets
(NMFS General Canvas Landing System). Fishing at spawning aggregations
is mainly conducted by handlines or by fish traps, although gillnets
were being used in Mexico in the early to mid-1990s (Aguilar-Perera
2004). Declines in landings, catch per unit effort (CPUE) and, by
implication, abundance in the late 1980s and early 1990s occurred
throughout its range, which has led Nassau grouper to now be considered
commercially extinct in a number of areas (Sadovy and Eklund 1999).
Population declines and loss of spawning aggregations continue
throughout the Nassau grouper's range (Sadovy de Mitcheson 2012).
We agree with the ERAG's assessment for the threat of abundance. It
is clear that the abundance of Nassau grouper has diminished
dramatically over the past several decades. This decline is a direct
impact of historical harvest and the overfishing of spawning
aggregations. The current abundance of Nassau grouper is not causing or
contributing to the species currently being in danger of extinction but
does raise concern for the status of the species over the foreseeable
future if abundance continues to decline.
We disagree with the ERAG's ``high risk'' rating for historical
harvest. We believe that while historical harvest has reduced the
population size of Nassau grouper, which has in turn affected the
ability of the population to recover, we don't agree that this threat
continues to be a ``high risk''. It seems more appropriate to consider
the ERAG's risk assessment for the abundance of the current population
in making our listing determination.
Predictable spawning aggregations make Nassau grouper a vulnerable
fishing target. In many places, annual landings for Nassau grouper were
mostly from aggregation-fishing (e.g., Claro et al. 1990, Bush et al.
2006). Because Nassau grouper are only known to reproduce in spawning
aggregations, removing ripe individuals from the spawning aggregations
greatly influences population dynamics and future fishery yields
(Shapiro 1987). Harvesting a species during its reproductive period
increases adult mortality and diminishes juvenile recruitment rates.
The loss of adults and the lack of recruitment greatly increase a
species' extinction risk. The collapse of aggregations in many
countries (Sadovy de Mitcheson 2012) was likely a result of
overharvesting fish from spawning aggregations (Olsen and LaPlace 1979,
Aguilar-Perera 1994, Sadovy and Eklund 1999). As Semmens et al. (2012)
noted from the results of a mark-recapture study on Cayman Brac, Cayman
Island fishermen appear to catch sufficient adult grouper outside the
spawning season to seriously impact population size. It appears that
fishing at spawning aggregations has depressed population size such
that fishing operations away from the aggregations are also impacting
population status.
We agree that fishing at spawning aggregations has reduced the
population of Nassau grouper and has affected its current status. While
the ERAG determined this is a ``high risk'' threat, we are less certain
about our determination. We believe that this threat is in large part
exacerbated by the inadequacy of regulatory mechanisms as discussed
further below under Factor D. If existing regulatory mechanisms and
corresponding law enforcement were adequate, this threat would be less
of a concern. In the absence of adequate law enforcement, we believe
that fishing at spawning aggregations is increasing the extinction risk
of Nassau grouper.
The final threat analyzed for Factor B was artificial selection.
The ERAG scores indicated artificial selection was a ``moderate''
threat; however, ranking of this threat was widely distributed amongst
ERAG members, indicating a high level of uncertainty about the effects
of artificial selection on Nassau grouper. We recognize the uncertainty
associated with this threat and believe more information is needed.
That said, we do not believe available information indicates artificial
selection is currently impacting the species' risk of extinction.
C. Disease
There is very little information on the impacts of disease,
parasites, and abnormalities on Nassau grouper, yet the species is not
known to be affected by any specific disease or parasite. Given this,
NMFS agrees with the ERAG ranking indicating a ``very low risk'' threat
from disease, parasites, and abnormalities. We do not believe any of
these threats will rise to the level of impacting the species' status
over the foreseeable future.
D. Inadequacy of Existing Regulatory Mechanisms
Consideration of the inadequacy of existing regulatory mechanisms,
includes whether enforcement of those mechanisms is adequate. The
relevance of existing regulatory mechanisms to extinction risk for an
individual species depends on the vulnerability of that species to each
of the threats identified under the other factors of ESA section 4, and
the extent to which regulatory mechanisms could or do control the
threats that are contributing to the species' extinction risk. If a
species is not currently, and not expected within the foreseeable
future to become, vulnerable to a particular threat, it is not
necessary to evaluate the adequacy of existing regulatory mechanisms
for addressing that threat. Conversely, if a species is vulnerable to a
particular threat (now or in the foreseeable future), we do evaluate
the adequacy of existing measures, if any, in controlling or mitigating
that threat. In the following paragraphs, we will discuss existing
regulatory mechanisms for addressing the threats to Nassau grouper
generally, and assess their adequacy for controlling those threats. In
the Extinction Risk Analysis section, we determine if the inadequacy of
regulatory mechanisms is a contributing factor to the species' status
as threatened or endangered because the existing regulatory mechanisms
fail to adequately control or mitigate the underlying threats.
Summary of Existing Regulatory Mechanisms
As discussed in detail in the Biological Report (Hill and Sadovy de
Mitcheson 2013), a wide array of regulatory mechanisms exists
throughout the range of Nassau grouper that are intended to limit
harvest and
[[Page 42278]]
thus maintain abundance. Existing regulatory mechanisms include minimum
size restrictions, seasonal closures, spatial closures, and gear and
access restrictions. We summarize some of these regulatory mechanisms
below by country.
The Bahamas has implemented a number of regulatory mechanisms to
limit harvest. In the 1980s, the Bahamas introduced a minimum size of 3
lbs. (1.36 kg) for Nassau grouper. This was followed in 1998 with a 10-
day seasonal closure at several spawning aggregations. An annual ``two-
month'' fishery closure was added in December 2003 to coincide with the
spawning period and was extended to three months in 2005 to encompass
the December through February spawning period. Up until 2015, the
implementation of the 3-month closure was determined annually and could
be shortened or otherwise influenced by such factors as the economy
(Sadovy and Eklund 1999). In 2015, the annual assessment of the closure
was removed ensuring a fixed 3-month closure each year moving forward
(Fisheries Resources [Jurisdiction and Conservation] [Amendment]
Regulations 2015). During the 3-month closure there is a national ban
on Nassau grouper catches; however, the Bahamas Reef Educational
Foundation (BREEF; unpub. data), has reported large numbers of fish
being taken according to fisher accounts with photo-documentation and
confirming reports of poaching of the species during the aggregation
season.
The Bahamas has implemented several other actions that aid the
conservation of Nassau grouper. There are marine parks in the Bahamas
that are closed to fishing year round and therefore protect Nassau
grouper. The Exuma Cays Land and Sea Park, first established in 1959,
has been closed to fishing since 1986, thus protecting both nursery and
adult habitat for Nassau grouper and other depleted marine species.
Other sites, including the South Berry Islands Marine Reserve
(established on December 29, 2008), Southwest New Providence National
Park, and North Exumas Study Site have also been established and closed
to fishing. Several gear restrictions in the Bahamas are also
protective of Nassau grouper. Fishing with SCUBA and the use of
explosives, poisons, and spearguns is prohibited in the Bahamas,
although snorkeling with sling spears is allowed. The use of bleach or
other noxious or poisonous substances for fishing, or possession of
such substances on board a fishing vessel, without written approval of
the Minister, is prohibited. Commercial fishing in the Bahamas is
restricted to only the native population and, as a consequence, all
vessels fishing within the Bahamas Exclusive Fishery Zone must be fully
owned by a Bahamian citizen residing in the Bahamas.
In Belize, the first measure to protect Nassau grouper was a
seasonal closure within the Glover's Reef Marine Reserve in 1993; the
area was closed from December 1 to March 1 to protect spawning
aggregations. A seasonal closure zone to protect Nassau grouper
spawning aggregations was included when the Bacalar Chico marine
reserve was established in 1996 (Paz and Truly 2007). Minimum and
maximum capture sizes were later introduced (Hill and Sadovy de
Mitcheson 2013 and citations therein).
In 2001 the Belize National Spawning Aggregation Working Group
established protective legislation for 11 of the known Nassau grouper
spawning sites within Belize. Seven of those 11 sites are monitored as
regularly as possible. The Working Group meets regularly to share data
and develop management strategies (www.spagbelize.org; retrieved on 15
April 2012). In 2003, Belize introduced a four-month closed season to
protect spawning fish (O'Connor 2002, Gibson 2008). However, the 2003
legislation also allowed for exemptions to the closures by special
license granted by the Fisheries Administrator, provided data be taken
on any Nassau grouper removed. These special licenses made it difficult
to enforce the national prohibition and in 2010 Belize stopped issuing
permits to fish for Nassau grouper during the 4-month spawning period,
except at Maugre Caye and Northern Two Caye.
In 2009, Belize issued additional protective measures to help
manage and protect the Nassau grouper. These include minimum and
maximum size limits of 20 inches and 30 inches, respectively. Belize
has also introduced a plan to ban spear fishing within all marine
reserves (yet to be implemented). Furthermore, as a large proportion of
finfish are landed as fillets, the new regulations require that all
Nassau grouper be landed whole, and if filleted must have a 1-inch by
2-inch skin patch (The Belize Spawning Aggregation Working Group 2009).
Other gear restrictions are in place to generally aid in the management
of reef fish, such as no spearfishing on compressed air.
Although Bermuda closed red hind aggregation sites in 1974, Nassau
grouper aggregation sites located seaward of these sites were not
included and continued to be fished. In 1990, a two-fish bag limit and
minimum size restriction (35.6 cm FL) were enacted in Bermuda
(Luckhurst 1996). Since 1996, Nassau grouper has been completely
protected through a prohibition on take and possession and likely
benefits from numerous no-take marine reserves (Hill and Sadovy de
Mitcheson 2013).
In the Cayman Islands, the three main (``traditional'') grouper
``holes'' were officially protected in the late 1970's and only
residents were allowed to fish by lines during the spawning season
(Hill and Sadovy de Mitcheson 2013). In 1986, increasing complaints
from fishermen of a decline in both numbers and size of Nassau grouper
taken from the fishery prompted the implementation of a monitoring
program by the Department of the Environment (Bush et al. 2006).
Following the development of the monitoring program, the Cayman
Islands implemented a number of management measures. In the early
1990s, legislation prohibited spearfishing at spawning aggregation
sites. In 1998, the three main grouper holes at the eastern end of the
islands were formally designated as ``Restricted Marine Areas'' where
access requires licensing by the Marine Conservation Board (Bush et al.
2006). In February 2002, protective legislation defined a spawning
season as November 1 to March 31, and an ``Alternate Year Fishing''
rule was passed. This law allowed fishing of the spawning aggregations
to occur every other year with the first non-fishing year starting in
2003. A catch limit of 12 Nassau grouper per boat, per day during
fishing years was also set. The 2002 law defined a one nautical mile
(nm) ``no trapping'' zone around each spawning site, and set a minimum
size limit of 12 inches for Nassau grouper in response to juveniles
being taken by fish traps inside the sounds (Whaylen et al. 2004, Bush
et al. 2006). In 2003, spearguns were restricted from use within 1 nm
of any designated grouper spawning area from November through March. In
2008, it was prohibited to take any Nassau grouper by speargun anywhere
in Cayman waters. Effective December 29, 2003, the Marine Conservation
Board, closed fishing at all designated Nassau grouper spawning sites
for a period of 8 years. The conservation measure was renewed for a
further 8 years in 2011.
In Cuba, there is a minimum size limit for Nassau grouper though
this regulation is largely unprotective. The minimum size of 32 cm TL
(or 570g) for Nassau grouper is less than the reported average size at
maturity of 50 cm TL, indicating that Nassau grouper can be harvested
before having the opportunity
[[Page 42279]]
to reproduce. Of some benefit to Nassau grouper are more general
fishing regulations such as bag limits for recreational fishing,
regulations to increase selectivity of fishing gears to avoid the catch
of juveniles, limits of net use during spawning aggregation time, and
controls of speargun use, both commercially and recreationally. Marine
protected areas have also been introduced throughout the country. In
2002, the total number of recreational licenses was limited to 3,500
for the whole country hoping to reduce directed fishing pressure
nationally.
In Mexico, following scientific documentation of declines of Nassau
grouper at Mahahual (Aguilar-Perera 1994), two regulations were
enacted: (1) In 1993 spear-fishing was banned at any spawning
aggregation site in southern Quintana Roo; and (2) in 1997 the fishing
of any grouper species was banned during December and January (Aguilar-
Perera 2006). Then, in 2003, a closed season for all grouper was
implemented from February 15 to March 15 in all waters of the Mexican
Exclusive Economic Zone. Although aimed at protecting red grouper this
closure also protects Nassau grouper during a part of its spawning
season (Aguilar-Perera et al. 2008). A management plan was to have gone
into effect in 2012 to protect all commercially exploited groupers in
Mexico's southern Gulf of Mexico and Caribbean Sea; yet at this time
the plan has not been implemented.
In the Turks and Caicos Islands, the only documented Nassau grouper
spawning aggregation site is protected from fishing in Northwest Point
Marine National Park, Providenciales (DECR 2004; National Parks
Ordinance and Subsidiary Legislation CAP. 80 of 1988). Similar to
situations in other countries, protection of Nassau grouper habitat and
spawning migration corridors on the narrow ledge of Caicos Bank is
problematic as it would impose economic hardship on local fishers who
depend on those areas for commercial species (e.g., spiny lobsters) and
subsistence fishing (Rudd 2001).
In U.S. federal waters, including those federal waters around
Puerto Rico and the U.S.V.I., take and possession of Nassau grouper
have been prohibited since 1990. Since 1993, a ban on fishing/
possessing Nassau grouper was implemented for the state of Florida and
has since been enacted in all U.S. state waters. The species was fully
protected in both state and federal waters of Puerto Rico by 2004. The
Caribbean Fishery Management Council, with support of local fishermen,
established a no-take marine protected area off the southwest coast of
St. Thomas, U.S.V.I. in 1990. This area, known as the Hind Bank Marine
Conservation District (HBMCD), was intended to protect red hind and
their spawning aggregations, as well as a former Nassau grouper
spawning site (Brown 2007). The HBMCD was first subject to a seasonal
closure beginning in 1990 (Beets and Friedlander 1999, Nemeth 2005,
Nemeth et al. 2006) to protect spawning aggregations of red hind, and
was later closed to fishing year-round in 1998 (DPNR 2005). Additional
fishing restrictions in the U.S.V.I. such as gear restrictions, rules
on the sale of fish, and protected areas such as the Virgin Islands
Coral Reef National Monument and Buck Island Reef National Monument
where all take is prohibited, Virgin Islands National Park (commercial
fishing prohibited), and several U.S.V.I. marine reserves offer
additional protection to Nassau grouper. In 2006, the U.S.V.I.
instituted regulations to prohibit harvest and possession of Nassau
grouper in territorial waters and filleting at sea was prohibited
(Garc[iacute]a-Moliner and Sadovy 2008).
In Colombia, the San Andr[eacute]s Archipelago has a number of
areas that are designated as no-take fishing zones, and in 2000 the
entire archipelago was declared by the United Nations Educational,
Scientific and Cultural Organization (UNESCO) as the Seaflower
Biosphere Reserve. In 2004, large portions of the archipelago were
declared as a system of marine protected areas with varying zones of
fisheries management; however, enforcement is largely lacking (M.
Prada, Coralina, San Andres, Colombia, pers. comm. R. Hill, NMFS,
2010). Right-to-fish laws in Colombia also require that fishermen be
allowed to fish at a subsistence level even within the no-take zones
(M. Prada, Coralina, San Andres, Colombia, pers. comm. R. Hill, NMFS,
2010).
There are other Caribbean countries that have either few management
measures in place or have yet to implement any conservation measures
for Nassau grouper. We are not aware of special conservation or
management regulations for Nassau grouper in Anguilla. In Antigua-
Barbuda, while Nassau grouper is not specifically managed or protected,
closed seasons were considered in 2008 for Nassau grouper and red hind,
though the status of these closed seasons is not known. In the British
Virgin Islands, there is a closed season for landing Nassau grouper
between March 1 and May 31 (Munro and Blok 2005). In the Dominican
Republic the catch and sale of ripe female Nassau grouper during the
spawning season is not allowed (Bohnsack 1989, Sadovy and Eklund 1999,
Box and Bonilla Mejia 2008) and at least one marine park has been
established with fishing regulations. In Guadeloupe and Martinique,
there are plans to protect the species (F. Gourdin, Regional Activity
Center for Specially Protected Areas and Wildlife--UNEP, pers. comm. to
Y. Sadovy, University of Hong Kong, 2011) although no details are
available at this time. In Honduras, there is no legislation that
controls fishing in the snapper/grouper fishery; however, traps and
spears are illegal in the Bay Islands. There are no Nassau grouper
special regulations in Jamaica; yet, some marine protected areas were
designated in 2011.
Analysis of Existing Regulatory Mechanisms
The ERAG considered several threats under Factor D including law
enforcement, international trade regulations, foreign regulations in
their jurisdictional waters, U.S. federal laws, and U.S. state and
territorial laws. The ERAG determined that these threats substantially
contribute to the overall risk to the species. Inadequate law
enforcement was noted by several ERAG members as influencing their
scoring for abundance, fishing of spawning aggregations, commercial
harvest, and historical harvest. Inadequate law enforcement led to
higher risk scores for each of these threats. The ERAG scored law
enforcement as a ``high risk'' threat for Nassau grouper. ERAG rankings
for the other threats were widely distributed. The inadequacy of
foreign regulations in jurisdictional waters was considered an
``increasing'' risk while the risk of international trade regulations
was ``unknown.'' The remaining two categories of regulations (U.S.
Federal and State of Florida/U.S. territory regulations) were
considered ``low risk'' and ``moderate risk'' respectively. While the
ERAG rankings for threats impacting the adequacy of regulatory
mechanisms were generally moderate, we believe the concern about
fishing at spawning aggregations (``high risk'' according to the ERAG)
is due in part to the inadequacy of existing regulatory mechanisms.
Overall, we believe existing regulatory mechanisms throughout the
species' range (international trade, foreign, U.S. federal, and U.S.
state and territorial regulations) vary in their effectiveness,
especially in addressing the most serious threat to Nassau grouper--
fishing of spawning aggregations. In some countries, an array of
national regulatory mechanisms, increases in marine protected areas,
and customary
[[Page 42280]]
management may be effective at addressing fishing of spawning
aggregations. For example, the Exuma Cays Land and Sea Park (Bahamas),
has been closed to fishing for over 25 years and protects both nursery
and adult habitat for Nassau grouper and other marine species. In that
park, there is a clear difference in the number, biomass, and size of
Nassau grouper in comparison to adjacent areas where fishing is
permitted (Sluka et al. 1997).
We note, however, that many countries have few, if any, specific
Nassau grouper regulations. Instead they rely on general fisheries
regulations (e.g., Anguilla, Antigua-Barbuda, Colombia, and Cuba all
rely only on size limits, while Guadeloupe and Martinique, Honduras,
Jamaica, Mexico, St. Lucia, and the Turks and Caicos rely on a variety
of general fishing regulations). Additionally, where Nassau grouper-
specific regulations do exist, the ERAG scores indicated that law
enforcement still presents a high risk threat to the species. We agree
with the ERAG's risk assessment and believe that law enforcement in
many foreign countries is less than adequate, thus rendering the
regulations ineffective.
Some foreign regulations may be ephemeral, unprotective of
migrating adults, or inadequate to conserve the viability of a species.
In some cases, regulations do not completely protect all known spawning
aggregations (e.g., Belize, where 2 spawning aggregations are fished by
license). In another instance, we found no protections for Nassau
grouper in any foreign country during the period they move to and from
spawning aggregation sites. Foreign regulations in some countries
specify exemptions for ``historical,'' ``local,'' or artisanal
fishermen (e.g., Colombia). Finally, some particular types of
regulations are insufficient to protect the species (e.g., minimum size
limits in both the Bahamas and Cuba are less than size-at-maturity).
In some places, such as Bermuda, no recovery has been documented
after years of regulations (B. Luckhurst, Bermuda Department of
Agriculture, Fisheries, and Parks, pers. comm. to Y. Sadovy, University
of Hong Kong, September, 2012). In other places (e.g., Cayman Islands)
there are indications of potential recovery at spawning aggregation
sites, but fishing continues to keep the population depressed (Semmens
et al. 2012) and inconsistent surveys do not provide data adequate to
realize impacts. Additionally, larval recruitment is highly variable
due to currents in the Caribbean basin. Some populations may receive
larval input from neighboring spawning aggregations, while other local
circulation patterns may entrain larvae (Colin et al. 1987) making the
population entirely self-recruiting.
In conclusion, although many countries have taken regulatory
measures to conserve Nassau grouper, the species faces an ongoing
threat due to the inadequacy of regulatory mechanisms to prevent or
remediate the impacts of other threats that are elevating the species'
extinction risk, particularly fishing of spawning aggregations.
E. Other Natural or Manmade Factors Affecting Its Continued Existence
The ERAG considered climate change as a threat to Nassau grouper
including global warming, sea level rise, and ocean acidification for
Factor E. Although Nassau grouper occur across a range of temperatures,
spawning occurs when sea surface temperatures range between 25 [deg]C-
26 [deg]C (Colin 1992, Tucker and Woodward 1996). Because Nassau
grouper spawn in a narrow window of temperatures, a rise in sea surface
temperature outside that range could impact spawning or shift the
geographic range of it to overlap with waters within the required
temperature parameters. Increased sea surface temperatures have also
been linked to coral loss through bleaching and disease. Further,
increased global temperatures are also predicted to change parasite-
host relationships and may present additional unknown concerns (Harvell
et al. 2002, Marcogliese 2001). Rising sea surface temperatures are
also associated with sea level rise. If sea level changed rapidly,
water depth at reef sites may be modified with such rapidity that coral
and coral reefs could be affected (Munday et al. 2008).
Another potential effect of climate change could be the loss of
structural habitat in coral reef ecosystems as ocean acidification is
anticipated to affect the integrity of coral reefs (Munday et al.
2008). Bioerosion may reduce the 3-dimensional structure of coral reefs
(Alvarez-Filip et al. 2009), reducing adult habitat for Nassau grouper
(Coleman and Koenig 2010, Rogers and Beets 2001). Results of the ERAG
scores indicated that climate change was an ``unknown risk'' to Nassau
grouper. We agree with the assessment of the ERAG and believe there is
not enough information at this time to determine how climate change is
affecting the extinction risk of Nassau grouper now or in the
foreseeable future.
The ERAG also considered threats from aquaculture to Nassau grouper
under Factor E and determined that aquaculture was a ``very low'' risk
threat to Nassau grouper. Experiments to determine the success rate of
larval Nassau grouper culture (Watanabe et al. 1995a, 1995b) and
survival of released hatchery-reared juveniles have been conducted and
feasibility of restocking reefs has been tested (Roberts et al. 1995)
in St. Thomas, U.S.V.I. However, the potential of Nassau grouper stock
enhancement, as with any other grouper species, has yet to be
determined (Roberts et al. 1995). Serious concerns about the genetic
consequences of introducing Nassau grouper raised in facilities,
possible problems of juvenile habitat availability, introduction of
maladapted individuals, and the inability of stocked individuals to
locate traditional spawning locations, continue to be raised. Given the
number of concerns with aquaculture and the fact that some spawning
aggregations remain, we believe that it is unlikely that Nassau grouper
aquaculture will develop further. Therefore we agree with the ERAG that
aquaculture presents a very low extinction risk to Nassau grouper and
is not contributing to the species' current status.
Demographic factors of abundance, population growth rate/
productivity and diversity were also considered by the ERAG under
Factor E. Each ERAG member considered whether the species is likely to
be able to maintain a sustainable population size and adequate genetic
diversity. They also considered whether the species is at risk due to a
loss in the breeding population, which leads to a reduction in survival
and production of eggs and offspring. Trends or shifts in demographic
or reproductive traits were considered when assessing the ranking of
threats by each ERAG member to identify a decline in population growth
rate. The ERAG scores indicated that abundance of Nassau grouper was a
``moderate risk,'' growth rate/productivity was an ``increasing risk,''
and that diversity was a ``moderate risk.'' We agree with these
rankings and believe they are supported by the declining number and
size of spawning aggregations, which affects growth rate/productivity
and diversity.
NMFS's Conclusions From Threats Evaluation
The most serious threats to Nassau grouper are fishing at spawning
aggregations and inadequate law enforcement. These threats, considered
under Factors B and D, were rated by the ERAG as ``high risk'' threats
to the species. We agree with the ERAG's assessment that these threats
are currently affecting the status of Nassau grouper, putting it at a
heightened risk
[[Page 42281]]
of extinction. A variety of other threats were identified by the ERAG
as also impacting the status of this species. Growth rate/productivity
(Factor E), spatial structure/connectivity (Factors A and E), and
effectiveness of foreign regulations (Factor D) were identified by the
ERAG as ``increasing risks.'' Artificial selection (Factor B),
abundance (Factors B and E), diversity (Factor E), commercial harvest
(Factors B and D), and effectiveness of state and territory regulations
(Factor D) were determined to be ``moderate risks.'' NMFS concurs that
these threats have the potential to adversely affect the status of
Nassau grouper over the foreseeable future.
Extinction Risk Analysis
We must assess the ERA results and make a determination as to
whether the Nassau grouper is currently in danger of extinction, or
likely to become so within the foreseeable future. We first evaluated
the current status of the Nassau grouper in light of the four
demographic factors. Based on our assessment of the ERA in regards to
these demographic factors (abundance, growth rate/productivity, spatial
structure and connectivity, and diversity) we do not believe the Nassau
grouper is currently in danger of extinction. Each of these demographic
factors was ranked by the ERAG as a moderate or increasing risk to the
species' current status.
We acknowledge that the abundance of Nassau grouper has been
dramatically reduced in relation to historical records, but we do not
believe abundance is currently so low that the species is at risk of
extinction from stochastic events, environmental variation,
anthropogenic perturbations, lack of genetic diversity, or depensatory
processes. Although the reduced abundance of Nassau grouper has
diminished the size and number of spawning aggregations, spawning is
still occurring and abundance is increasing in some locations (e.g.
Cayman Islands and Bermuda) where adequate protections are effectively
being implemented. The abundance of Nassau grouper is now patchily
distributed throughout the Caribbean with areas of higher abundance
correlated with those areas with effective regulations. We believe the
abundance of Nassau grouper in these protected areas is large enough to
sustain the overall population and limit extinction risk. However, we
also believe that further regulations will be necessary in other
countries to counteract past population declines and ultimately recover
the population of Nassau grouper throughout the Caribbean.
Abundance is closely related with the other three demographic
factors. Growth rate/productivity, spatial structure and connectivity,
and diversity are all negatively affected by decreased abundance
associated with overexploitation. Historical overfishing has led to a
decreased average length and earlier age at maturity in exploited
populations, which affects the species' ability to maintain the
population growth rate above replacement level. Reductions in the
number and distribution of spawning aggregations has the potential to
affect larval and juvenile dispersal. This can further affect genetic
diversity within the population. However, we don't believe that any of
these demographic factors have been adversely affected to the point
that Nassau grouper is currently in danger of extinction. As described
previously, the species continues to occupy its current range, spawning
is still occurring in several locations thus continuing to deliver new
recruits to the population, and recovery of spawning aggregations has
been documented in locations with adequate regulatory mechanisms and
enforcement. The size of Nassau grouper is also increasing in areas
where protections are in place (e.g., Belize and U.S.V.I.), indicating
that current abundance is not adversely affecting growth rate and
productivity at these locations.
After considering the current status of Nassau grouper based on the
four demographic factors, we next assessed how the identified threats
are expected to affect the status of the species, including its
demographic factors, over the foreseeable future. The ERAG identified a
variety of threats that have the potential to impact Nassau grouper.
The ERAG ranked and we agreed that several threats (habitat alteration,
disease, aquaculture, and U.S. federal regulations) ranked as ``very
low'' or ``low'' risk, will have little to no effect on the extinction
risk of Nassau grouper within the foreseeable future. Several other
threats (commercial harvest, artificial selection, foreign regulations
within jurisdictional waters, and regulations of the U.S. and its
territories), were ranked as moderate or increasing risks to the status
of Nassau grouper. We agree that collectively these threats could cause
Nassau grouper to become in danger of extinction within the foreseeable
future.
Finally, the ERAG identified three threats that present a ``high''
risk to the status of Nassau grouper over the foreseeable future. We
agree with the ERAG's assessment that fishing of spawning aggregations
combined with inadequate law enforcement is currently adversely
affecting the status of Nassau grouper as discussed above, but disagree
with the ERAG's ranking of historic harvest as a high risk. These high
risk threats will continue to elevate the extinction risk of Nassau
grouper over the foreseeable future. Both threats directly affect the
current abundance of the species, its ability to maintain population
growth rate, the population structure of the species, and its diversity
in terms of genetics and overall ecology.
As previously described, the ERAG analyzed inadequate law
enforcement as a standalone threat under Factor D, inadequacy of
existing regulatory mechanisms, and ranked it as a ``high risk''
threat. We agree that existing regulations, and enforcement of existing
regulations, are inadequate to control the threat posed by fishing on
spawning aggregations, and thus this threat under Factor D is
contributing to the extinction risk and status of Nassau grouper.
Based on the information in the Biological Report and the results
from the ERA, we conclude that ESA Factors B (overutilization for
commercial, recreational, scientific, or educational purposes), D
(inadequacy of regulatory mechanisms), and E (other natural or manmade
factors) are contributing to a threatened status for Nassau grouper.
Overutilization in the form of historical harvest has reduced
population size and led to the collapse of spawning aggregations in
many locations. While some countries have made efforts to curb harvest,
fishing at spawning aggregation sites remains a ``high risk'' threat.
Further contributing to the risk of Nassau grouper extinction is the
inadequacy of regulatory control and law enforcement, which leads to
continued overutilization (low abundance), reduced reproductive output,
and reduced recruitment. If growth and sexual recruitment rates cannot
balance the loss from these threats, populations will become more
vulnerable to extinction over the future (Primack 1993).
Protective Efforts
Section 4(b)(1)(A) of the ESA requires the Secretary, when making a
listing determination for a species, to take into consideration those
efforts, if any, being made by any State or foreign nation to protect
the species. To evaluate the efficacy of domestic efforts that have not
yet implemented or that have been implemented, but have not yet
demonstrated to be effective, the Services developed a joint ``Policy
for Evaluation of Conservation Efforts When Making Listing Decisions''
(``PECE''; 68 FR 15100; March 28, 2003).
[[Page 42282]]
The PECE is designed to ensure consistent and adequate evaluation on
whether domestic conservation efforts that have been recently adopted
or implemented, but not yet proven to be successful, will result in
recovering the species to the point at which listing is not warranted
or contribute to forming the basis for listing a species as threatened
rather than endangered. The PECE is expected to facilitate the
development of conservation efforts by states and other entities that
sufficiently improve a species' status so as to make listing the
species as threatened or endangered unnecessary.
The PECE establishes two overarching criteria to use in evaluating
efforts identified in conservations plans, conservation agreements,
management plans or similar documents: (1) The certainty that the
conservation efforts will be implemented; and (2) the certainty that
the efforts will be effective. While section 4(b)(1)(A) requires that
we evaluate both domestic and foreign conservation efforts, it does not
set out particular criteria for doing so. While the particular
framework of the PECE policy only directly applies to consideration of
domestic efforts, we have discretion to evaluate foreign efforts using
a similar approach and find that it is reasonable to do so here. In our
discretion, we evaluated foreign conservation efforts to protect and
recover Nassau grouper that are either underway, but not yet fully
implemented, or are only planned, using these overarching criteria.
Conservation efforts with the potential to address identified
threats to Nassau grouper include, but are not limited to, fisheries
management plans, education about overfishing and fishing of spawning
aggregations, and projects addressing the health of coral reef
ecosystems. These conservation efforts may be conducted by countries,
states, local governments, individuals, NGOs, academic institutions,
private companies, individuals, or other entities. They also include
global conservation organizations that conduct coral reef and/or marine
environment conservation projects, global coral reef monitoring
networks and research projects, regional or global conventions, and
education and outreach projects throughout the range of Nassau grouper.
The Biological Report summarizes known conservation efforts,
including those that have yet to be fully implemented or have yet to
demonstrate effectiveness. Conservation efforts that we considered that
are yet to be fully implemented include Mexico's 2012 proposed
management plan, Antigua-Barbuda's 2008 closed season proposal, and
Guadeloupe and Martinique's plans to protect the species. Because these
proposed plans are several years old with no updates or known
implementation, we find that there is not a sufficient basis to
conclude that there is a reasonable certainty of implementation or
effectiveness. We also considered the marine protected areas
implemented by Jamaica in 2011, though based on Jamaica's historic
overfishing and difficulty in enforcing existing regulations, we find
that there is not a sufficient basis to conclude that these marine
protected areas present a reasonable certainty of effectiveness in
reducing threats that contribute to Nassau grouper's extinction risk.
We carefully considered the other conservation efforts summarized in
the Biological Report and acknowledge that time is required to see the
benefit of mature adults in the spawning aggregations; however, the
continued decline in number and size of Nassau grouper spawning
aggregations indicates the effectiveness of those conservation efforts
is currently unknown and thus there is insufficient basis to conclude
there is a reasonable certainty of effectiveness. While some
conservation efforts have been partially successful on localized
scales, Nassau grouper appear to still be overutilized and at
heightened risk of extinction based on the ERA. After taking into
account these conservation efforts, our evaluation of the section
4(a)(1) factors is that the conservation efforts do not reduce the risk
of extinction of Nassau grouper to the point at which listing is not
warranted.
Significant Portion of Range
There are two situations under which a species is eligible for
listing under ESA: A species may be endangered or threatened throughout
all of its range or a species may be endangered or threatened
throughout only a ``significant portion of its range'' (SPOIR).
Although the ESA does not define ``SPOIR,'' NMFS and the U.S. Fish and
Wildlife Service (USFWS) published a final policy clarifying their
interpretation of this phrase (79 FR 37577; July 7, 2014). Under the
policy, if a species is found to be endangered or threatened throughout
only a significant portion of its range, the entire species is subject
to listing and must be protected everywhere. A portion of a species'
range is ``significant'' if ``. . . the species is not currently
endangered or threatened throughout its range, but the portion's
contribution to the viability of the species is so important that,
without the members in that portion, the species would be in danger of
extinction, or likely to become so in the foreseeable future,
throughout all of its range.'' Thus, if the species is found to be
threatened or endangered throughout its range, we do not separately
evaluate portions of the species' range.
Although the SPOIR Policy had yet to go into effect during our
status review of Nassau grouper, we considered the interpretations and
principles contained in the 2014 Draft Policy with regards to the
Nassau grouper and completed an assessment of potential ``SPOIR,''
which is documented in the ERA. However, throughout the status review
process NMFS determined threats and risks to the status of Nassau
grouper are affecting the species over the entirety of its range.
Because the threats and risks are widespread throughout the entire
range of this species, there is no portion of the range that can be
considered ``significant.''
Listing Determination
Based on the Biological Report, the Threats Evaluation, the
Extinction Risk Analysis, and Protective Efforts we determined that the
Nassau grouper warrants a threatened status under the ESA. We summarize
the results of our comprehensive status review as follows: (1) The
species is made up of a single population over a broad geographic
range, and its current range is indistinguishable from its historical
range; (2) the species possesses life history characteristics that
increase vulnerability to unregulated harvest; (3) historical harvest
greatly diminished the population of Nassau grouper and the species has
yet to recover from this overexploitation; (4) spawning aggregations
have drastically declined in size and number across the species' range;
(5) there are two threats the ERAG rated as ``high risk,'' that we
agree are affecting the current status of the species and will continue
to do so over the foreseeable future--fishing at spawning aggregations
and inadequate law enforcement; and (6) historical harvest has abated,
though existing regulatory mechanisms and law enforcement have not been
effective in preventing fishing at many spawning aggregation sites.
Conservation efforts in some nations (U.S., Puerto Rico, U.S.V.I., and
Belize) have almost certainly prevented further declines. Given the
life history characteristics of Nassau grouper, more time will be
needed to determine if these protective measures are successful in
recovering the population. Collectively, the information obtained
during the status review indicates the species is not currently in
danger of extinction
[[Page 42283]]
(though reduced in number, the species maintains its historical range
and still forms spawning aggregations at some sites), but it is likely
to become endangered within the foreseeable future (based on continued
risk of harvest, especially at spawning aggregation sites inadequately
controlled by regulations and law enforcement). Accordingly, we have
determined that the Nassau grouper warrants listing as a threatened
species under the ESA.
Effects of Listing
Conservation measures provided for species listed as endangered or
threatened under the ESA include recovery plans (16 U.S.C. 1533(f)),
critical habitat designations (16 U.S.C. 1533(a)(3)(A)), Federal agency
consultation requirements (16 U.S.C. 1536), and protective regulations
(16 U.S.C. 1533(d)). Recognition of the species' status through listing
promotes conservation actions by Federal and state agencies, private
groups, and individuals, as well as the international community. Both a
recovery program and designation of critical habitat could result from
this final listing. Given its broad range across the Caribbean Sea, a
regional cooperative effort to protect and restore Nassau grouper is
necessary. We anticipate that protective regulations for Nassau grouper
will also be necessary for the conservation of the species. Federal,
state, and the private sectors will need to cooperate to conserve
listed Nassau grouper and the ecosystems upon which they depend.
Identifying ESA Section 7 Consultation Requirements
Section 7(a)(2) of the ESA and NMFS/FWS regulations require Federal
agencies to consult with us on any actions they authorize, fund, or
carry out if those actions may affect the listed species or designated
critical habitat. Based on currently available information, we can
conclude that examples of Federal actions that may affect Nassau
grouper include, but are not limited to, artificial reef creation,
dredging, pile-driving, military activities, and fisheries management
practices.
Critical Habitat
Critical habitat is defined in section 3 of the ESA (16 U.S.C.
1532(5)) as: (1) The specific areas within the geographical area
occupied by a species, at the time it is listed in accordance with the
ESA, on which are found those physical or biological features (a)
essential to the conservation of the species and (b) that may require
special management considerations or protection; and (2) specific areas
outside the geographical area occupied by a species at the time it is
listed upon a determination that such areas are essential for the
conservation of the species. ``Conservation'' means the use of all
methods and procedures needed to bring the species to the point at
which listing under the ESA is no longer necessary. Critical habitat
may also include areas unoccupied by Nassau grouper if those areas are
essential to the conservation of the species.
Section 4(a)(3)(A) of the ESA (16 U.S.C. 1533(a)(3)(A)) requires
that, to the maximum extent prudent and determinable, critical habitat
be designated concurrently with the listing of a species. Pursuant to
50 CFR 424.12(a), designation of critical habitat is not determinable
when one or both of the following situations exist: Data sufficient to
perform required analyses are lacking; or the biological needs of the
species are not sufficiently well known to identify any area that meets
the definition of ``critical habitat.'' Although we have gathered
information through the status review and public comment periods on the
habitats occupied by this species, we currently do not have enough
information to determine what physical and biological features within
those habitats facilitate the species' life history strategy and are
thus essential to the conservation of Nassau grouper, and may require
special management considerations or protection. To the maximum extent
prudent and determinable, we will publish a proposed designation of
critical habitat for Nassau grouper in a separate rule. Designations of
critical habitat must be based on the best scientific data available
and must take into consideration the economic, national security, and
other relevant impacts of specifying any particular area as critical
habitat. Once critical habitat is designated, section 7 of the ESA
requires Federal agencies to ensure that they do not fund, authorize,
or carry out any actions that are likely to destroy or adversely modify
that habitat. This requirement is in addition to the section 7
requirement that Federal agencies ensure that their actions do not
jeopardize the continued existence of listed species.
Identification of Those Activities That Would Constitute a Violation of
Section 9 of the ESA
Because we are proposing to list Nassau grouper as threatened, the
ESA section 9 prohibitions do not automatically apply. Therefore,
pursuant to ESA section 4(d), we will evaluate whether there are
protective regulations we deem necessary and advisable for the
conservation of Nassau grouper, including application of some or all of
the take prohibitions. If protective regulations are deemed necessary,
a proposed 4(d) rule would be subject to public comment.
Policies on Peer Review
In December 2004, the Office of Management and Budget (OMB) issued
a Final Information Quality Bulletin for Peer Review establishing
minimum peer review standards, a transparent process for public
disclosure of peer review planning, and opportunities for public
participation. The OMB Bulletin, implemented under the Information
Quality Act (Pub. L. 106-554) is intended to enhance the quality and
credibility of the Federal government's scientific information, and
applies to influential or highly influential scientific information
disseminated on or after June 16, 2005. To satisfy our requirements
under the OMB Bulletin, we obtained independent peer review of the
Biological Report. Five independent specialists were selected from the
academic and scientific community, Federal and state agencies, and the
private sector for this review (with three respondents). All peer
reviewer comments were addressed prior to dissemination of the final
Biological Report and publication of this final rule.
Solicitation of Information
We are soliciting information on features and areas that may
support designation of critical habitat for Nassau grouper. Information
provided should identify the physical and biological features essential
to the conservation of the species and areas that contain these
features. Areas outside the occupied geographical area should also be
identified if such areas themselves are essential to the conservation
of the species. Essential features may include, but are not limited to,
features specific to the species' range, habitats, and life history
characteristics within the following general categories of habitat
features: (1) Space for individual growth and for normal behavior; (2)
food, water, air, light, minerals, or other nutritional or
physiological requirements; (3) cover or shelter; (4) sites for
reproduction and development of offspring; and (5) habitats that are
protected from disturbance or are representative of the historical,
geographical, and ecological distributions of the species (50 CFR
424.12(b)). ESA implementing regulations at 50 CFR 424.12(h) specify
that critical habitat shall not be
[[Page 42284]]
designated within foreign countries or in other areas outside of U.S.
jurisdiction. Therefore, we request information only on potential areas
of critical habitat within waters in U.S. jurisdiction.
For features and areas potentially qualifying as critical habitat,
we also request information describing: (1) Activities or other threats
to the essential features or activities that could be affected by
designating them as critical habitat, and (2) the positive and negative
economic, national security and other relevant impacts, including
benefits to the recovery of the species, likely to result if these
areas are designated as critical habitat.
References
A complete list of the references used in this final rule is
available at: (https://sero.nmfs.noaa.gov/protected_resources/listing_petitions/species_esa_consideration/).
Classifications
National Environmental Policy Act
The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the
information that may be considered when assessing species for listing.
Based on this limitation of criteria for a listing decision and the
opinion in Pacific Legal Foundation v. Andrus, 675 F. 2d 825 (6th Cir.
1981), NMFS has concluded that ESA listing actions are not subject to
the environmental assessment requirements of the National Environmental
Policy Act (See NOAA Administrative Order 216-6).
Executive Order 12866, Regulatory Flexibility Act and Paperwork
Reduction Act
As noted in the Conference Report on the 1982 amendments to the
ESA, economic impacts cannot be considered when assessing the status of
a species. Therefore, the economic analysis requirements of the
Regulatory Flexibility Act are not applicable to the listing process.
In addition, this final rule is exempt from review under Executive
Order 12866. This final rule does not contain a collection-of-
information requirement for the purposes of the Paperwork Reduction
Act.
Executive Order 13132, Federalism
In keeping with the intent of the Administration and Congress to
provide continuing and meaningful dialogue on issues of mutual state
and Federal interest, the proposed rule was provided to the relevant
agencies in each state in which the subject species occurs, and these
agencies were invited to comment. We did not receive comments from any
state agencies.
Executive Order 12898, Environmental Justice
Executive Order 12898 requires that Federal actions address
environmental justice in the decision-making process. In particular,
the environmental effects of the actions should not have a
disproportionate effect on minority and low-income communities. This
final rule is not expected to have a disproportionately high effect on
minority populations or low-income populations.
List of Subjects in 50 CFR Part 223
Endangered and threatened species, Exports, Transportation.
Dated: June 21, 2016.
Samuel D Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, we amend 50 CFR part 223
as follows:
PART 223--THREATENED MARINE AND ANADROMOUS SPECIES
0
1. The authority citation for part 223 continues to read as follows:
Authority: 16 U.S.C. 1531-1543; subpart B, Sec. 223.201-202
also issued under 16 U.S.C. 1361 et seq.; 16 U.S.C. 5503(d) for
Sec. 223.206(d)(9).
0
2. In Sec. 223.102, amend the table in paragraph (e) by adding an
entry under the ``Fishes'' subheading for ``Grouper, Nassau'' in
alphabetical order to read as follows:
Sec. 223.102 Enumeration of threatened marine and anadromous species.
* * * * *
(e) * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species \1\
---------------------------------------------------------------------------------------------- Citation(s) for listing Critical ESA rules
Common name Scientific name Description of listed entity determination(s) habitat
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
Fishes
* * * * * * *
Grouper, Nassau............... Epinephelus striatus.......... Entire species............... [Insert Federal NA NA
Register citation],
June 29, 2016.
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7, 1996), and
evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
[[Page 42285]]
* * * * *
[FR Doc. 2016-15101 Filed 6-28-16; 8:45 am]
BILLING CODE 3510-22-P