Airworthiness Directives; Saab AB, Saab Aeronautics (Type Certificate Previously Held by Saab AB, Saab Aerosystems) Airplanes, 41432-41435 [2016-14871]
Download as PDF
41432
Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Rules and Regulations
(h) Repair
If any crack is found during any inspection
required by this AD, and Boeing Alert
Service Bulletin 767–53A0266, dated April
20, 2015, specifies to contact Boeing for
repair instructions: Before further flight,
repair the crack in accordance with the
procedures specified in paragraph (j) of this
AD. Accomplishing a reinforcing repair
terminates the inspections required by
paragraph (g) of this AD in the area under the
repair only.
Lhorne on DSK30JT082PROD with RULES
(i) Exceptions to the Service Information
Where Boeing Alert Service Bulletin 767–
53A0266, dated April 20, 2015, specifies a
compliance time ‘‘after the original issue date
of this service bulletin,’’ this AD requires
compliance within the specified time after
the effective date of this AD.
(j) Alternative Methods of Compliance
(AMOCs)
(1) The Manager, Seattle Aircraft
Certification Office (ACO), FAA, has the
authority to approve AMOCs for this AD, if
requested using the procedures found in 14
CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector
or local Flight Standards District Office, as
appropriate. If sending information directly
to the manager of the ACO, send it to the
attention of the person identified in
paragraph (k) of this AD. Information may be
emailed to: 9-ANM-Seattle-ACO-AMOCRequests@faa.gov.
(2) Before using any approved AMOC,
notify your appropriate principal inspector,
or lacking a principal inspector, the manager
of the local flight standards district office/
certificate holding district office.
(3) An AMOC that provides an acceptable
level of safety may be used for any repair
required by this AD if it is approved by the
Boeing Commercial Airplanes Organization
Designation Authorization (ODA) that has
been authorized by the Manager, Seattle
ACO, to make those findings. For a repair
method to be approved, the repair must meet
the certification basis of the airplane, and the
approval must specifically refer to this AD.
(4) Except as required by paragraph (h) of
this AD: For service information that
contains steps that are labeled as Required
for Compliance (RC), the provisions of
paragraphs (j)(4)(i) and (j)(4)(ii) apply.
(i) The steps labeled as RC, including
substeps under an RC step and any figures
identified in an RC step, must be done to
comply with the AD. An AMOC is required
for any deviations to RC steps, including
substeps and identified figures.
(ii) Steps not labeled as RC may be
deviated from using accepted methods in
accordance with the operator’s maintenance
or inspection program without obtaining
approval of an AMOC, provided the RC steps,
including substeps and identified figures, can
still be done as specified, and the airplane
can be put back in an airworthy condition.
(k) Related Information
For more information about this AD,
contact Wayne Lockett, Aerospace Engineer,
Airframe Branch, ANM–120S, FAA, Seattle
Aircraft Certification Office (ACO), 1601 Lind
VerDate Sep<11>2014
15:06 Jun 24, 2016
Jkt 238001
Avenue SW., Renton, WA 98057–3356;
phone: 425–917–6447; fax: 425–917–6590;
email: wayne.lockett@faa.gov.
(l) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless the AD specifies otherwise.
(i) Boeing Alert Service Bulletin 767–
53A0266, dated April 20, 2015.
(ii) Reserved.
(3) For service information identified in
this AD, contact Boeing Commercial
Airplanes, Attention: Data & Services
Management, P.O. Box 3707, MC 2H–65,
Seattle, WA 98124–2207; telephone 206–
544–5000, extension 1; fax 206–766–5680;
Internet https://www.myboeingfleet.com.
(4) You may view this service information
at the FAA, Transport Airplane Directorate,
1601 Lind Avenue SW., Renton, WA. For
information on the availability of this
material at the FAA, call 425–227–1221.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA, call
202–741–6030, or go to: https://
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued in Renton, Washington, on June 14,
2016.
Dionne Palermo,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
revision of the applicable airplane flight
manual (AFM), repetitive inspections of
the horizontal stabilizer de-icing boots,
and applicable corrective actions. We
are issuing this AD to detect and correct
damage of the de-icing boot; such
damage could lead to a ruptured boot,
severe vibrations, and possible reduced
control of the airplane.
DATES: This AD is effective August 1,
2016.
The Director of the Federal Register
approved the incorporation by reference
of certain publications listed in this AD
as of August 1, 2016.
ADDRESSES: For service information
identified in this final rule, contact Saab
AB, Saab Aeronautics, SE–581 88,
¨
Linkoping, Sweden; telephone +46 13
18 5591; fax +46 13 18 4874; email
saab340techsupport@saabgroup.com;
Internet https://www.saabgroup.com.
You may view this referenced service
information at the FAA, Transport
Airplane Directorate, 1601 Lind Avenue
SW., Renton, WA. For information on
the availability of this material at the
FAA, call 425–227–1221. It is also
available on the Internet at https://
www.regulations.gov by searching for
and locating Docket No. FAA–2015–
8432.
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov by searching for
and locating Docket No. FAA–2015–
8432; or in person at the Docket
Management Facility between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket
contains this AD, the regulatory
evaluation, any comments received, and
other information. The street address for
the Docket Office (telephone 800–647–
5527) is Docket Management Facility,
U.S. Department of Transportation,
Docket Operations, M–30, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE.,
Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT:
Shahram Daneshmandi, Aerospace
Engineer, International Branch, ANM–
116, Transport Airplane Directorate,
FAA, 1601 Lind Avenue SW., Renton,
WA 98057–3356; telephone (425) 227–
1112; fax (425) 227–1149.
SUPPLEMENTARY INFORMATION:
We are adopting a new
airworthiness directive (AD) for certain
Saab AB, Saab Aeronautics Model 340A
(SAAB/SF340A) and SAAB 340B
airplanes. This AD was prompted by
reports of ruptured horizontal stabilizer
de-icing boots. This AD requires a
Discussion
We issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 by adding an AD that would
apply to certain Saab AB, Saab
Aeronautics Model 340A (SAAB/
SF340A) and SAAB 340B airplanes. The
[FR Doc. 2016–14752 Filed 6–24–16; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2015–8432; Directorate
Identifier 2015–NM–100–AD; Amendment
39–18570; AD 2016–13–06]
RIN 2120–AA64
Airworthiness Directives; Saab AB,
Saab Aeronautics (Type Certificate
Previously Held by Saab AB, Saab
Aerosystems) Airplanes
AGENCY:
SUMMARY:
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
E:\FR\FM\27JNR1.SGM
27JNR1
Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Rules and Regulations
NPRM published in the Federal
Register on January 13, 2016 (81 FR
1588) (‘‘the NPRM’’). The NPRM was
prompted by reports of ruptured
horizontal stabilizer de-icing boots. The
NPRM proposed to require a revision of
the applicable AFM, repetitive
inspections of the horizontal stabilizer
de-icing boots, and applicable corrective
actions. We are issuing this AD to detect
and correct damage of the de-icing boot;
such damage could lead to a ruptured
boot, severe vibrations, and possible
reduced control of the airplane.
The European Aviation Safety Agency
(EASA), which is the Technical Agent
for Member States of the European
Union, has issued EASA Airworthiness
Directive 2015–0129, dated July 6, 2015
(referred to after this as the Mandatory
Continuing Airworthiness Information,
or ‘‘the MCAI’’), to correct an unsafe
condition for certain Saab AB, Saab
Aeronautics Model 340A (SAAB/
SF340A) and SAAB 340B airplanes. The
MCAI states:
Request To Revise Paragraph (g) To
Allow Later Approved Revisions of
AFMs
There have been some reported events of
ruptured horizontal stabilizer de-icing boots.
In-flight rupture of a de-icing boot will result
in complete loss of the de-icing function
within its associated zone. In addition, in
some of these events, the de-icing boot had
formed a large open scoop.
This condition, if not detected and
corrected, could lead to severe vibrations,
possibly resulting in reduced control of the
aeroplane.
To address this potential unsafe condition,
SAAB issued Alert Operations Bulletin
(AOB) No. 12 and AOB No. 23 as a temporary
measure, recommending performing a flap 0
landing in the event of a suspected rupture
of the de-icing boot on the horizontal
stabilizer.
In addition, SAAB issued SB 340–30–094
to provide instructions to inspect the affected
de-icing boots.
For the reasons described above, this
[EASA] AD requires an amendment of the
applicable Airplane Flight Manual (AFM)
and, pending the development of a
modification by SAAB, repetitive inspections
of the horizontal stabilizer de-icing boots
and, depending on findings, accomplishment
of applicable corrective action(s).
This [EASA] AD is considered to be an
interim action and further AD action may
follow.
Saab AB, Saab Aeronautics also
requested that we revise paragraph (h)
of the proposed AD to explain that the
inspection is not only for damage, but
also for existing repairs. The commenter
stated that the inspection of existing
repairs is described in Saab Service
Bulletin 340–30–094, dated March 27,
2015, but missing from paragraph (h) of
the proposed AD.
We agree with the request. The
referenced service information specifies
inspecting for damage of the de-icing
boots, and a sub-step specifies to ‘‘make
sure that already made repairs are
within specified limits.’’ That action
was not specifically stated in the
proposed AD. We have clarified the
requirement by changing paragraph (h)
of this AD to ensure that de-icing boots
as well as existing repairs are within
specified limits.
Lhorne on DSK30JT082PROD with RULES
You may examine the MCAI in the
AD docket on the Internet at https://
www.regulations.gov by searching for
and locating Docket No. FAA–2015–
8432.
Comments
We gave the public the opportunity to
participate in developing this AD. The
following presents the comments
received on the NPRM and the FAA’s
response to each comment.
VerDate Sep<11>2014
15:06 Jun 24, 2016
Jkt 238001
Saab AB, Saab Aeronautics requested
that we revise paragraph (g) of the
proposed AD to state that the use of
later-approved revisions of the
applicable AFMs is also acceptable for
compliance with the proposed AD.
We do not agree. When referring to
specific service information in an AD,
using the phrase, ‘‘or later FAAapproved revisions,’’ violates Office of
the Federal Register regulations for
approving materials that are
incorporated by reference. However,
affected operators may request approval
to use a later revision of the referenced
service information as an alternative
method of compliance, under the
provisions of paragraph (i)(1) of this AD.
We have not changed this AD in this
regard.
Request To Expand Description of
Inspection
Request To Change the Repetitive
Inspection Interval to 600 Flight Hours
PenAir requested a change to the
repetitive inspection interval. The
commenter requested that the repetitive
inspection interval be increased from
the proposed 400-flight-hour interval to
a 600-flight-hour interval. The
commenter also stated that in the event
that a 600-flight-hour interval is
determined to be unsuitable, then a 450flight-hour interval should be used. The
commenter stated that this change
would align with scheduled E-check
inspections, alleviate the undue burden
of creating maintenance outside of
scheduled computerized aircraft
maintenance program inspections, and
maintain safe operation of the airplane.
PO 00000
Frm 00023
Fmt 4700
Sfmt 4700
41433
We do not agree with the commenter’s
request to extend the compliance time.
We have determined that the
compliance time, as proposed,
represents the maximum interval of
time allowable for the affected airplanes
to continue to operate safely before the
next inspection is required. In addition,
since maintenance schedules vary
among operators, there would be no
assurance that a different interval would
satisfy all operators’ schedules.
However, under the provisions of
paragraph (i)(1) of this AD, we will
consider requests for approval of an
extension of the compliance time if
sufficient data are submitted to
substantiate that the new compliance
time would provide an acceptable level
of safety. We have not changed this AD
in this regard.
Conclusion
We reviewed the relevant data,
considered the comments received, and
determined that air safety and the
public interest require adopting this AD
with the changes described previously
and minor editorial changes. We have
determined that these minor changes:
• Are consistent with the intent that
was proposed in the NPRM for
correcting the unsafe condition; and
• Do not add any additional burden
upon the public than was already
proposed in the NPRM.
We also determined that these
changes will not increase the economic
burden on any operator or increase the
scope of this AD.
Related Service Information Under 1
CFR Part 51
We reviewed Saab Service Bulletin
340–30–094, dated March 27, 2015. The
service information describes
procedures for repetitive detailed
inspections of the de-icing boots
installed on the horizontal stabilizers,
and repair and replacement of damaged
de-icing boots.
We also reviewed the following
AFMs, which describe performance
limitations and general data:
• Saab AFM 340A 001, Revision 57,
dated March 27, 2015.
• Saab AFM 340B 001, Revision 35,
dated March 27, 2015.
• Saab AFM 340B 010, Revision 28,
dated March 27, 2015.
This service information is reasonably
available because the interested parties
have access to it through their normal
course of business or by the means
identified in the ADDRESSES section.
Costs of Compliance
We estimate that this AD affects 92
airplanes of U.S. registry.
E:\FR\FM\27JNR1.SGM
27JNR1
41434
Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Rules and Regulations
We also estimate that it will take
about 6 work-hours per product to
comply with the basic requirements of
this AD. The average labor rate is $85
per work-hour. Required parts will cost
about $0 per product. Based on these
figures, we estimate the cost of this AD
on U.S. operators to be $46,920, or $510
per product.
In addition, we estimate that any
necessary follow-on actions would take
about 6 work-hours and require parts
costing $9,500, for a cost of $10,010 per
product. We have no way of
determining the number of aircraft that
might need these actions.
Authority for This Rulemaking
Lhorne on DSK30JT082PROD with RULES
Regulatory Findings
We determined that this AD will not
have federalism implications under
Executive Order 13132. This AD will
not have a substantial direct effect on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify that this AD:
1. Is not a ‘‘significant regulatory
action’’ under Executive Order 12866;
2. Is not a ‘‘significant rule’’ under the
DOT Regulatory Policies and Procedures
(44 FR 11034, February 26, 1979);
3. Will not affect intrastate aviation in
Alaska; and
4. Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
15:06 Jun 24, 2016
Jkt 238001
Adoption of the Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA amends 14 CFR part 39 as
follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. ‘‘Subtitle VII:
Aviation Programs,’’ describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in ‘‘Subtitle VII,
Part A, Subpart III, Section 44701:
General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority
because it addresses an unsafe condition
that is likely to exist or develop on
products identified in this rulemaking
action.
VerDate Sep<11>2014
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
[Amended]
2. The FAA amends § 39.13 by adding
the following new airworthiness
directive (AD):
■
2016–13–06 Saab AB, Saab Aeronautics
(Type Certificate Previously Held by
Saab AB, Saab Aerosystems):
Amendment 39–18570. Docket No.
FAA–2015–8432; Directorate Identifier
2015–NM–100–AD.
(a) Effective Date
This AD is effective August 1, 2016.
(b) Affected ADs
None.
(c) Applicability
This AD applies to Saab AB, Saab
Aeronautics (Type Certificate Previously
Held by Saab AB, Saab Aerosystems)
airplanes, certificated in any category,
identified in paragraphs (c)(1) and (c)(2) of
this AD.
(1) Saab AB, Saab Aeronautics Model 340A
(SAAB/SF340A) airplanes, serial numbers
(S/Ns) 004 through 138 inclusive, on which
Saab Modification 1462 has been embodied
in production, or Saab Service Bulletin 340–
55–008 has been embodied in service, except
those on which Saab Modification 1793 has
also been embodied in production, or Saab
Service Bulletin 340–55–010 has been
embodied in service; and Saab AB, Saab
Aeronautics Model 340A (SAAB/SF340A)
airplanes, S/Ns 139 through 159 inclusive.
Applicable Saab AB, Saab Aeronautics Model
340A (SAAB/SF340A) airplanes S/N 004–
138, Post Modification No. 1462 but Pre
Modification No. 1793, have a maximum flap
setting of 35 degrees instead of 20 degrees,
and horizontal stabilizer boots with spanwise
tubes instead of chordwise tubes.
(2) Saab AB, Saab Aeronautics Model
SAAB 340B airplanes, S/Ns 160 through 459
inclusive.
(d) Subject
Air Transport Association (ATA) of
America Code 30, Ice and Rain Protection.
(e) Reason
This AD was prompted by reports of
ruptured horizontal stabilizer de-icing boots.
We are issuing this AD to detect and correct
damage of the de-icing boot; such damage
PO 00000
Frm 00024
Fmt 4700
Sfmt 4700
could lead to a ruptured boot, severe
vibrations, and possible reduced control of
the airplane.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(g) Revision of the Airplane Flight Manual
(AFM)
Within 30 days after the effective date of
this AD, revise the ‘‘Abnormal Procedures’’
section of the applicable Saab 340 AFM to
incorporate the revision specified in
paragraphs (g)(1) through (g)(3) of this AD.
(1) For Saab AB, Saab Aeronautics Model
340A (SAAB/SF340A) airplanes, revise AFM
340A 001 by incorporating Revision 57,
dated March 27, 2015.
(2) For Saab AB, Saab Aeronautics Model
SAAB 340B airplanes, revise AFM 340B 001
by incorporating Revision 35, dated March
27, 2015.
(3) For Saab AB, Saab Aeronautics Model
SAAB 340B airplanes with extended wing
tips, revise AFM 340B 010 by incorporating
Revision 28, dated March 27, 2015.
(h) Inspection/Replacement
Within 400 flight hours or 6 months,
whichever occurs first after the effective date
of this AD, do a detailed inspection for
damage of the horizontal stabilizer de-icing
boots, and existing repairs of horizontal
stabilizer de-icing boots, in accordance with
the Accomplishment Instructions of Saab
Service Bulletin 340–30–094, dated March
27, 2015. Repeat the inspection thereafter at
intervals not to exceed 400 flight hours. If,
during any inspection required by this
paragraph, any damage or existing repair
outside the limits specified in Saab Service
Bulletin 340–30–094, dated March 27, 2015,
is found, before further flight, repair or
replace the horizontal stabilizer de-icing
boots, in accordance with the
Accomplishment Instructions of Saab Service
Bulletin 340–30–094, dated March 27, 2015.
Repair or replacement on an airplane of the
horizontal stabilizer de-icing boots, as
required by this paragraph, does not
constitute terminating action for the
repetitive inspections required by this
paragraph for that airplane.
(i) Other FAA AD Provisions
The following provisions also apply to this
AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
Branch, ANM–116, Transport Airplane
Directorate, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
In accordance with 14 CFR 39.19, send your
request to your principal inspector or local
Flight Standards District Office, as
appropriate. If sending information directly
to the International Branch, send it to ATTN:
Shahram Daneshmandi, Aerospace Engineer,
International Branch, ANM–116, Transport
Airplane Directorate, FAA, 1601 Lind
Avenue SW., Renton, WA 98057–3356;
telephone 425–227–1112; fax 425–227–1149.
Information may be emailed to: 9-ANM-116AMOC-REQUESTS@faa.gov. Before using
E:\FR\FM\27JNR1.SGM
27JNR1
Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Rules and Regulations
any approved AMOC, notify your appropriate
principal inspector, or lacking a principal
inspector, the manager of the local flight
standards district office/certificate holding
district office. The AMOC approval letter
must specifically reference this AD.
(2) Contacting the Manufacturer: For any
requirement in this AD to obtain corrective
actions from a manufacturer, the action must
be accomplished using a method approved
by the Manager, International Branch, ANM–
116, Transport Airplane Directorate, FAA; or
the European Aviation Safety Agency
(EASA); or Saab AB, Saab Aeronautics’ EASA
Design Organization Approval (DOA). If
approved by the DOA, the approval must
include the DOA-authorized signature.
(j) Related Information
Refer to Mandatory Continuing
Airworthiness Information (MCAI) EASA
Airworthiness Directive 2015–0129, dated
July 6, 2015, for related information. This
MCAI may be found in the AD docket on the
Internet at https://www.regulations.gov by
searching for and locating Docket No. FAA–
2015–8432.
(k) Material Incorporated by Reference
Lhorne on DSK30JT082PROD with RULES
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless this AD specifies otherwise.
(i) Saab Service Bulletin 340–30–094,
dated March 27, 2015.
(ii) Saab AFM 340A 001, Revision 57,
dated March 27, 2015.
(iii) Saab AFM 340B 001, Revision 35,
dated March 27, 2015.
(iv) Saab AFM 340B 010, Revision 28,
dated March 27, 2015.
(3) For service information identified in
this AD, contact Saab AB, Saab Aeronautics,
¨
SE–581 88, Linkoping, Sweden; telephone
+46 13 18 5591; fax +46 13 18 4874; email
saab340techsupport@saabgroup.com;
Internet https://www.saabgroup.com.
(4) You may view this service information
at the FAA, Transport Airplane Directorate,
1601 Lind Avenue SW., Renton, WA. For
information on the availability of this
material at the FAA, call 425–227–1221.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA, call
202–741–6030, or go to: https://
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued in Renton, Washington, on June 13,
2016.
Dionne Palermo,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
[FR Doc. 2016–14871 Filed 6–24–16; 8:45 am]
BILLING CODE 4910–13–P
VerDate Sep<11>2014
15:06 Jun 24, 2016
Jkt 238001
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 143
RIN 3038–AE45
Adjustment of Civil Monetary Penalties
for Inflation
Commodity Futures Trading
Commission.
ACTION: Interim final rule.
AGENCY:
The Commodity Futures
Trading Commission (Commission) is
amending its rule that governs the
maximum amount of civil monetary
penalties, to adjust for inflation. This
rule sets forth the maximum, inflationadjusted dollar amount for civil
monetary penalties (CMPs) assessable
for violations of the Commodity
Exchange Act (CEA) and Commission
rules, regulations and orders
thereunder. The rule, as amended,
implements the Federal Civil Penalties
Inflation Adjustment Act of 1990, as
amended.
SUMMARY:
Effective Date: This interim final
rule is effective August 1, 2016.
FOR FURTHER INFORMATION CONTACT:
Edward J. Riccobene, Associate Chief
Counsel, Division of Enforcement, at
(202) 418–5327 or ericcobene@cftc.gov,
Commodity Futures Trading
Commission, 1155 21st Street NW.,
Washington, DC 20581.
SUPPLEMENTARY INFORMATION:
DATES:
I. Background
The Federal Civil Penalties Inflation
Adjustment Act of 1990 (FCPIAA) 1
requires the head of each Federal agency
to periodically adjust for inflation the
minimum and maximum amount of
CMPs provided by law within the
jurisdiction of that agency.2 On
November 2, 2015, the President signed
into law the Federal Civil Penalties
Inflation Adjustment Act Improvements
Act of 2015 (the 2015 Act),3 which
further amended the FCPIAA to
1 The FCPIAA, Public Law 101–410 (1990), as
amended, is codified at 28 U.S.C. 2461 note. The
FCPIAA states that the purpose of the act is to
establish a mechanism that (1) allows for regular
adjustment for inflation of civil monetary penalties;
(2) maintains the deterrent effect of civil monetary
penalties and promote compliance with the law;
and (3) improves the collection by the Federal
Government of civil monetary penalties.
2 For the relevant CMPs within the Commission’s
jurisdiction, the Act provides only for maximum
amounts that can be assessed for each violation of
the Act or the rules, regulations and orders
promulgated thereunder; the Act does not set forth
any minimum penalties. Therefore, the remainder
of this release will refer only to CMP maximums.
3 See 2015 Act, Public Law 114–74, 129 Stat. 584
(2015), title VII, Section 701.
PO 00000
Frm 00025
Fmt 4700
Sfmt 4700
41435
improve the effectiveness of civil
monetary penalties and to maintain
their deterrent effect. The 2015 Act
requires agencies to: (1) Adjust the level
of civil monetary penalties with an
initial ‘‘catch-up’’ adjustment through
an interim final rulemaking; and (2)
make subsequent annual adjustments
for inflation.4 Agencies are required to
publish interim final rules with the
initial penalty adjustment amounts by
July 1, 2016, and the new penalty levels
must take effect no later than August 1,
2016.5
II. Commodity Exchange Act Civil
Monetary Penalties
The inflation adjustment requirement
applies to any penalty, fine or other
sanction that (A) is for a specific
monetary amount as provided by
Federal law or has a maximum amount
provided for by Federal law; (B) is
assessed or enforced by an agency
pursuant to Federal law; and (C) is
assessed or enforced pursuant to an
administrative proceeding or a civil
action in the Federal courts. 28 U.S.C.
2461 note. The CEA provides for CMPs
that meet the above definition and are,
therefore, subject to the inflation
adjustment in the following instances:
Sections 6(c), 6(d), 6b, and 6c of the
CEA.6
Section 6(c) of the CEA,7 as adjusted
by the FCPIAA,8 currently sets the
maximum CMP that may be imposed by
the Commission in an administrative
proceeding on ‘‘any person (other than
a registered entity)’’ for: (1) Each
violation of Section 6(c) of the CEA or
any other provisions of the Act or of the
rules, regulations, or orders of the
Commission thereunder to the greater of
$140,000 or triple the monetary gain to
the violator; and (2) any manipulation
or attempted manipulation in violation
of Section 6(c) or 9(a)(2) of the CEA to
the greater of $1,000,000 or triple the
monetary gain to the violator.
Section 6(d) of the CEA,9 as adjusted
by the FCPIAA,10 currently sets the
maximum CMP that may be imposed by
the Commission in an administrative
proceeding on ‘‘any person (other than
a registered entity)’’ 11 for violations of
4 Id., Section 701(b). Rule 143.8(b) is amended to
reflect the change to annual adjustments from ‘‘once
every four years.’’
5 2015 Act, Section 701(b).
6 7 U.S.C. 9, 13a, 13a–1, 13b.
7 7 U.S.C. 9.
8 See 17 CFR 143.8(a)(1).
9 7 U.S.C. 13b.
10 See 17 CFR 143.8(a)(2).
11 The term ‘‘registered entity’’ is a defined term
under the CEA. Section 1a(40) provides that the
term ‘‘registered entity’’ means (A) a board of trade
designated as a contract market under section 7 of
E:\FR\FM\27JNR1.SGM
Continued
27JNR1
Agencies
[Federal Register Volume 81, Number 123 (Monday, June 27, 2016)]
[Rules and Regulations]
[Pages 41432-41435]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-14871]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2015-8432; Directorate Identifier 2015-NM-100-AD;
Amendment 39-18570; AD 2016-13-06]
RIN 2120-AA64
Airworthiness Directives; Saab AB, Saab Aeronautics (Type
Certificate Previously Held by Saab AB, Saab Aerosystems) Airplanes
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We are adopting a new airworthiness directive (AD) for certain
Saab AB, Saab Aeronautics Model 340A (SAAB/SF340A) and SAAB 340B
airplanes. This AD was prompted by reports of ruptured horizontal
stabilizer de-icing boots. This AD requires a revision of the
applicable airplane flight manual (AFM), repetitive inspections of the
horizontal stabilizer de-icing boots, and applicable corrective
actions. We are issuing this AD to detect and correct damage of the de-
icing boot; such damage could lead to a ruptured boot, severe
vibrations, and possible reduced control of the airplane.
DATES: This AD is effective August 1, 2016.
The Director of the Federal Register approved the incorporation by
reference of certain publications listed in this AD as of August 1,
2016.
ADDRESSES: For service information identified in this final rule,
contact Saab AB, Saab Aeronautics, SE-581 88, Link[ouml]ping, Sweden;
telephone +46 13 18 5591; fax +46 13 18 4874; email
saab340techsupport@saabgroup.com; Internet https://www.saabgroup.com.
You may view this referenced service information at the FAA, Transport
Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For information
on the availability of this material at the FAA, call 425-227-1221. It
is also available on the Internet at https://www.regulations.gov by
searching for and locating Docket No. FAA-2015-8432.
Examining the AD Docket
You may examine the AD docket on the Internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2015-
8432; or in person at the Docket Management Facility between 9 a.m. and
5 p.m., Monday through Friday, except Federal holidays. The AD docket
contains this AD, the regulatory evaluation, any comments received, and
other information. The street address for the Docket Office (telephone
800-647-5527) is Docket Management Facility, U.S. Department of
Transportation, Docket Operations, M-30, West Building Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: Shahram Daneshmandi, Aerospace
Engineer, International Branch, ANM-116, Transport Airplane
Directorate, FAA, 1601 Lind Avenue SW., Renton, WA 98057-3356;
telephone (425) 227-1112; fax (425) 227-1149.
SUPPLEMENTARY INFORMATION:
Discussion
We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR
part 39 by adding an AD that would apply to certain Saab AB, Saab
Aeronautics Model 340A (SAAB/SF340A) and SAAB 340B airplanes. The
[[Page 41433]]
NPRM published in the Federal Register on January 13, 2016 (81 FR 1588)
(``the NPRM''). The NPRM was prompted by reports of ruptured horizontal
stabilizer de-icing boots. The NPRM proposed to require a revision of
the applicable AFM, repetitive inspections of the horizontal stabilizer
de-icing boots, and applicable corrective actions. We are issuing this
AD to detect and correct damage of the de-icing boot; such damage could
lead to a ruptured boot, severe vibrations, and possible reduced
control of the airplane.
The European Aviation Safety Agency (EASA), which is the Technical
Agent for Member States of the European Union, has issued EASA
Airworthiness Directive 2015-0129, dated July 6, 2015 (referred to
after this as the Mandatory Continuing Airworthiness Information, or
``the MCAI''), to correct an unsafe condition for certain Saab AB, Saab
Aeronautics Model 340A (SAAB/SF340A) and SAAB 340B airplanes. The MCAI
states:
There have been some reported events of ruptured horizontal
stabilizer de-icing boots. In-flight rupture of a de-icing boot will
result in complete loss of the de-icing function within its
associated zone. In addition, in some of these events, the de-icing
boot had formed a large open scoop.
This condition, if not detected and corrected, could lead to
severe vibrations, possibly resulting in reduced control of the
aeroplane.
To address this potential unsafe condition, SAAB issued Alert
Operations Bulletin (AOB) No. 12 and AOB No. 23 as a temporary
measure, recommending performing a flap 0 landing in the event of a
suspected rupture of the de-icing boot on the horizontal stabilizer.
In addition, SAAB issued SB 340-30-094 to provide instructions
to inspect the affected de-icing boots.
For the reasons described above, this [EASA] AD requires an
amendment of the applicable Airplane Flight Manual (AFM) and,
pending the development of a modification by SAAB, repetitive
inspections of the horizontal stabilizer de-icing boots and,
depending on findings, accomplishment of applicable corrective
action(s).
This [EASA] AD is considered to be an interim action and further
AD action may follow.
You may examine the MCAI in the AD docket on the Internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2015-
8432.
Comments
We gave the public the opportunity to participate in developing
this AD. The following presents the comments received on the NPRM and
the FAA's response to each comment.
Request To Revise Paragraph (g) To Allow Later Approved Revisions of
AFMs
Saab AB, Saab Aeronautics requested that we revise paragraph (g) of
the proposed AD to state that the use of later-approved revisions of
the applicable AFMs is also acceptable for compliance with the proposed
AD.
We do not agree. When referring to specific service information in
an AD, using the phrase, ``or later FAA-approved revisions,'' violates
Office of the Federal Register regulations for approving materials that
are incorporated by reference. However, affected operators may request
approval to use a later revision of the referenced service information
as an alternative method of compliance, under the provisions of
paragraph (i)(1) of this AD. We have not changed this AD in this
regard.
Request To Expand Description of Inspection
Saab AB, Saab Aeronautics also requested that we revise paragraph
(h) of the proposed AD to explain that the inspection is not only for
damage, but also for existing repairs. The commenter stated that the
inspection of existing repairs is described in Saab Service Bulletin
340-30-094, dated March 27, 2015, but missing from paragraph (h) of the
proposed AD.
We agree with the request. The referenced service information
specifies inspecting for damage of the de-icing boots, and a sub-step
specifies to ``make sure that already made repairs are within specified
limits.'' That action was not specifically stated in the proposed AD.
We have clarified the requirement by changing paragraph (h) of this AD
to ensure that de-icing boots as well as existing repairs are within
specified limits.
Request To Change the Repetitive Inspection Interval to 600 Flight
Hours
PenAir requested a change to the repetitive inspection interval.
The commenter requested that the repetitive inspection interval be
increased from the proposed 400-flight-hour interval to a 600-flight-
hour interval. The commenter also stated that in the event that a 600-
flight-hour interval is determined to be unsuitable, then a 450-flight-
hour interval should be used. The commenter stated that this change
would align with scheduled E-check inspections, alleviate the undue
burden of creating maintenance outside of scheduled computerized
aircraft maintenance program inspections, and maintain safe operation
of the airplane.
We do not agree with the commenter's request to extend the
compliance time. We have determined that the compliance time, as
proposed, represents the maximum interval of time allowable for the
affected airplanes to continue to operate safely before the next
inspection is required. In addition, since maintenance schedules vary
among operators, there would be no assurance that a different interval
would satisfy all operators' schedules. However, under the provisions
of paragraph (i)(1) of this AD, we will consider requests for approval
of an extension of the compliance time if sufficient data are submitted
to substantiate that the new compliance time would provide an
acceptable level of safety. We have not changed this AD in this regard.
Conclusion
We reviewed the relevant data, considered the comments received,
and determined that air safety and the public interest require adopting
this AD with the changes described previously and minor editorial
changes. We have determined that these minor changes:
Are consistent with the intent that was proposed in the
NPRM for correcting the unsafe condition; and
Do not add any additional burden upon the public than was
already proposed in the NPRM.
We also determined that these changes will not increase the
economic burden on any operator or increase the scope of this AD.
Related Service Information Under 1 CFR Part 51
We reviewed Saab Service Bulletin 340-30-094, dated March 27, 2015.
The service information describes procedures for repetitive detailed
inspections of the de-icing boots installed on the horizontal
stabilizers, and repair and replacement of damaged de-icing boots.
We also reviewed the following AFMs, which describe performance
limitations and general data:
Saab AFM 340A 001, Revision 57, dated March 27, 2015.
Saab AFM 340B 001, Revision 35, dated March 27, 2015.
Saab AFM 340B 010, Revision 28, dated March 27, 2015.
This service information is reasonably available because the
interested parties have access to it through their normal course of
business or by the means identified in the ADDRESSES section.
Costs of Compliance
We estimate that this AD affects 92 airplanes of U.S. registry.
[[Page 41434]]
We also estimate that it will take about 6 work-hours per product
to comply with the basic requirements of this AD. The average labor
rate is $85 per work-hour. Required parts will cost about $0 per
product. Based on these figures, we estimate the cost of this AD on
U.S. operators to be $46,920, or $510 per product.
In addition, we estimate that any necessary follow-on actions would
take about 6 work-hours and require parts costing $9,500, for a cost of
$10,010 per product. We have no way of determining the number of
aircraft that might need these actions.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. ``Subtitle VII: Aviation
Programs,'' describes in more detail the scope of the Agency's
authority.
We are issuing this rulemaking under the authority described in
``Subtitle VII, Part A, Subpart III, Section 44701: General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce. This regulation is within
the scope of that authority because it addresses an unsafe condition
that is likely to exist or develop on products identified in this
rulemaking action.
Regulatory Findings
We determined that this AD will not have federalism implications
under Executive Order 13132. This AD will not have a substantial direct
effect on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.
For the reasons discussed above, I certify that this AD:
1. Is not a ``significant regulatory action'' under Executive Order
12866;
2. Is not a ``significant rule'' under the DOT Regulatory Policies
and Procedures (44 FR 11034, February 26, 1979);
3. Will not affect intrastate aviation in Alaska; and
4. Will not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
Adoption of the Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by adding the following new airworthiness
directive (AD):
2016-13-06 Saab AB, Saab Aeronautics (Type Certificate Previously
Held by Saab AB, Saab Aerosystems): Amendment 39-18570. Docket No.
FAA-2015-8432; Directorate Identifier 2015-NM-100-AD.
(a) Effective Date
This AD is effective August 1, 2016.
(b) Affected ADs
None.
(c) Applicability
This AD applies to Saab AB, Saab Aeronautics (Type Certificate
Previously Held by Saab AB, Saab Aerosystems) airplanes,
certificated in any category, identified in paragraphs (c)(1) and
(c)(2) of this AD.
(1) Saab AB, Saab Aeronautics Model 340A (SAAB/SF340A)
airplanes, serial numbers (S/Ns) 004 through 138 inclusive, on which
Saab Modification 1462 has been embodied in production, or Saab
Service Bulletin 340-55-008 has been embodied in service, except
those on which Saab Modification 1793 has also been embodied in
production, or Saab Service Bulletin 340-55-010 has been embodied in
service; and Saab AB, Saab Aeronautics Model 340A (SAAB/SF340A)
airplanes, S/Ns 139 through 159 inclusive. Applicable Saab AB, Saab
Aeronautics Model 340A (SAAB/SF340A) airplanes S/N 004-138, Post
Modification No. 1462 but Pre Modification No. 1793, have a maximum
flap setting of 35 degrees instead of 20 degrees, and horizontal
stabilizer boots with spanwise tubes instead of chordwise tubes.
(2) Saab AB, Saab Aeronautics Model SAAB 340B airplanes, S/Ns
160 through 459 inclusive.
(d) Subject
Air Transport Association (ATA) of America Code 30, Ice and Rain
Protection.
(e) Reason
This AD was prompted by reports of ruptured horizontal
stabilizer de-icing boots. We are issuing this AD to detect and
correct damage of the de-icing boot; such damage could lead to a
ruptured boot, severe vibrations, and possible reduced control of
the airplane.
(f) Compliance
Comply with this AD within the compliance times specified,
unless already done.
(g) Revision of the Airplane Flight Manual (AFM)
Within 30 days after the effective date of this AD, revise the
``Abnormal Procedures'' section of the applicable Saab 340 AFM to
incorporate the revision specified in paragraphs (g)(1) through
(g)(3) of this AD.
(1) For Saab AB, Saab Aeronautics Model 340A (SAAB/SF340A)
airplanes, revise AFM 340A 001 by incorporating Revision 57, dated
March 27, 2015.
(2) For Saab AB, Saab Aeronautics Model SAAB 340B airplanes,
revise AFM 340B 001 by incorporating Revision 35, dated March 27,
2015.
(3) For Saab AB, Saab Aeronautics Model SAAB 340B airplanes with
extended wing tips, revise AFM 340B 010 by incorporating Revision
28, dated March 27, 2015.
(h) Inspection/Replacement
Within 400 flight hours or 6 months, whichever occurs first
after the effective date of this AD, do a detailed inspection for
damage of the horizontal stabilizer de-icing boots, and existing
repairs of horizontal stabilizer de-icing boots, in accordance with
the Accomplishment Instructions of Saab Service Bulletin 340-30-094,
dated March 27, 2015. Repeat the inspection thereafter at intervals
not to exceed 400 flight hours. If, during any inspection required
by this paragraph, any damage or existing repair outside the limits
specified in Saab Service Bulletin 340-30-094, dated March 27, 2015,
is found, before further flight, repair or replace the horizontal
stabilizer de-icing boots, in accordance with the Accomplishment
Instructions of Saab Service Bulletin 340-30-094, dated March 27,
2015. Repair or replacement on an airplane of the horizontal
stabilizer de-icing boots, as required by this paragraph, does not
constitute terminating action for the repetitive inspections
required by this paragraph for that airplane.
(i) Other FAA AD Provisions
The following provisions also apply to this AD:
(1) Alternative Methods of Compliance (AMOCs): The Manager,
International Branch, ANM-116, Transport Airplane Directorate, FAA,
has the authority to approve AMOCs for this AD, if requested using
the procedures found in 14 CFR 39.19. In accordance with 14 CFR
39.19, send your request to your principal inspector or local Flight
Standards District Office, as appropriate. If sending information
directly to the International Branch, send it to ATTN: Shahram
Daneshmandi, Aerospace Engineer, International Branch, ANM-116,
Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton,
WA 98057-3356; telephone 425-227-1112; fax 425-227-1149. Information
may be emailed to: 9-ANM-116-AMOC-REQUESTS@faa.gov. Before using
[[Page 41435]]
any approved AMOC, notify your appropriate principal inspector, or
lacking a principal inspector, the manager of the local flight
standards district office/certificate holding district office. The
AMOC approval letter must specifically reference this AD.
(2) Contacting the Manufacturer: For any requirement in this AD
to obtain corrective actions from a manufacturer, the action must be
accomplished using a method approved by the Manager, International
Branch, ANM-116, Transport Airplane Directorate, FAA; or the
European Aviation Safety Agency (EASA); or Saab AB, Saab
Aeronautics' EASA Design Organization Approval (DOA). If approved by
the DOA, the approval must include the DOA-authorized signature.
(j) Related Information
Refer to Mandatory Continuing Airworthiness Information (MCAI)
EASA Airworthiness Directive 2015-0129, dated July 6, 2015, for
related information. This MCAI may be found in the AD docket on the
Internet at https://www.regulations.gov by searching for and locating
Docket No. FAA-2015-8432.
(k) Material Incorporated by Reference
(1) The Director of the Federal Register approved the
incorporation by reference (IBR) of the service information listed
in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.
(2) You must use this service information as applicable to do
the actions required by this AD, unless this AD specifies otherwise.
(i) Saab Service Bulletin 340-30-094, dated March 27, 2015.
(ii) Saab AFM 340A 001, Revision 57, dated March 27, 2015.
(iii) Saab AFM 340B 001, Revision 35, dated March 27, 2015.
(iv) Saab AFM 340B 010, Revision 28, dated March 27, 2015.
(3) For service information identified in this AD, contact Saab
AB, Saab Aeronautics, SE-581 88, Link[ouml]ping, Sweden; telephone
+46 13 18 5591; fax +46 13 18 4874; email
saab340techsupport@saabgroup.com; Internet https://www.saabgroup.com.
(4) You may view this service information at the FAA, Transport
Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For
information on the availability of this material at the FAA, call
425-227-1221.
(5) You may view this service information that is incorporated
by reference at the National Archives and Records Administration
(NARA). For information on the availability of this material at
NARA, call 202-741-6030, or go to: https://www.archives.gov/federal-register/cfr/ibr-locations.html.
Issued in Renton, Washington, on June 13, 2016.
Dionne Palermo,
Acting Manager, Transport Airplane Directorate, Aircraft Certification
Service.
[FR Doc. 2016-14871 Filed 6-24-16; 8:45 am]
BILLING CODE 4910-13-P