International Fisheries; Western and Central Pacific Fisheries for Highly Migratory Species; Purse Seine Observer Requirements, and Fishing Restrictions and Limits in Purse Seine and Longline Fisheries for 2016-2017, 41239-41251 [2016-14967]
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[FR Doc. 2016–14851 Filed 6–23–16; 8:45 am]
BILLING CODE 7510–13–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 300
[Docket No. 160205084–6510–02]
RIN 0648–BF76
International Fisheries; Western and
Central Pacific Fisheries for Highly
Migratory Species; Purse Seine
Observer Requirements, and Fishing
Restrictions and Limits in Purse Seine
and Longline Fisheries for 2016–2017
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
Under authority of the
Western and Central Pacific Fisheries
Convention Implementation Act
(WCPFC Implementation Act), NMFS
issues this final rule that, first, requires
that U.S. purse seine vessels carry
observers on fishing trips in the western
and central Pacific Ocean (WCPO);
second, establishes restrictions in 2016
and 2017 on the use of fish aggregating
devices (FADs) by U.S. purse seine
vessels in the WCPO; and third,
establishes limits in 2016 and 2017 on
the amount of bigeye tuna that may be
captured by U.S. longline vessels in the
WCPO. This action implementing
specific provisions of Conservation and
Management Measure (CMM) 2015–01
is necessary to satisfy the obligations of
the United States as a Contracting Party
to the Convention on the Conservation
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SUMMARY:
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and Management of Highly Migratory
Fish Stocks in the Western and Central
Pacific Ocean (Convention), pursuant to
the authority of the WCPFC
Implementation Act.
DATES: Effective July 25, 2016, except
§ 300.223(b)(1) introductory text and
paragraphs (b)(2)(i) through (iv), and
§ 300.224(a), which shall be effective
July 1, 2016.
ADDRESSES: Copies of supporting
documents prepared for this final rule,
including the regulatory impact review
(RIR), and the programmatic
environmental assessment (PEA) and
supplemental information report (SIR)
prepared for National Environmental
Policy Act (NEPA) purposes, as well as
the proposed rule, are available via the
Federal e-rulemaking Portal, at
www.regulations.gov (search for Docket
ID NOAA–NMFS–2016–0031). Those
documents are also available from
NMFS at the following address: Michael
Tosatto, Regional Administrator, NMFS,
Pacific Islands Regional Office (PIRO),
1845 Wasp Blvd., Building 176,
Honolulu, HI 96818.
A final regulatory flexibility analysis
(FRFA) prepared under authority of the
Regulatory Flexibility Act is included in
the Classification section of the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: Tom
Graham, NMFS PIRO, 808–725–5032.
SUPPLEMENTARY INFORMATION:
Background
On April 27, 2016, NMFS published
a proposed rule in the Federal Register
(81 FR 24772). The proposed rule was
open for public comment until May 12,
2016.
This final rule is issued under the
authority of the WCPFC Implementation
Act (16 U.S.C. 6901 et seq.), which
authorizes the Secretary of Commerce,
in consultation with the Secretary of
State and the Secretary of the
Department in which the United States
Coast Guard is operating (currently the
Department of Homeland Security), to
promulgate such regulations as may be
necessary to carry out the obligations of
the United States under the Convention,
including the decisions of the
Commission for the Conservation and
Management of Highly Migratory Fish
Stocks in the Western and Central
Pacific Ocean (Commission or WCPFC).
The authority to promulgate regulations
has been delegated to NMFS.
This final rule implements specific
provisions of the Commission’s
Conservation and Management Measure
(CMM) 2015–01, ‘‘Conservation and
Management Measure for Bigeye,
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41239
Yellowfin, and Skipjack Tuna in the
Western and Central Pacific Ocean.’’
The preamble to the proposed rule
provides background information on the
Convention and the Commission, the
provisions of CMM 2015–01 that are
being implemented in this rule, and the
basis for the proposed regulations,
which is not repeated here.
The Action
This final rule includes three
elements, described in detail below, that
will be included in regulations at 50
CFR part 300, subpart O.
1. Purse Seine Observer Requirements
This final rule prohibits U.S. purse
seine vessels from fishing in the
Convention Area between the latitudes
of 20 °N. and 20 °S. without a WCPFC
observer on board, with the exception of
fishing trips during which any fishing in
the Convention Area takes place entirely
within areas under the jurisdiction of a
single nation other than the United
States. Although U.S. purse seine
vessels are exempt from this
requirement on trips in which fishing
occurs only in the waters of a single
foreign nation, it is expected that such
foreign nations will require that U.S.
purse seine vessels carry observers if
fishing in their waters.
A WCPFC observer is an observer
deployed from an observer program that
has been authorized by the Commission
to be part of the WCPFC Regional
Observer Programme (see definition at
50 CFR 300.211). Currently, the Pacific
Islands Forum Fisheries Agency (FFA)
observer program, from which observers
for the U.S. WCPO purse seine fleet
have traditionally been deployed, and
the NMFS observer program, among
others, are authorized as part of the
WCPFC Regional Observer Programme.
Thus, observers deployed by these
programs are considered WCPFC
observers.
2. Purse Seine FAD Restrictions for
2016–2017
This final rule establishes restrictions
on the use of FADs by purse seine
vessels, including periods in 2016 and
2017 during which specific uses of
FADs are prohibited (FAD prohibition
periods), annual limits in 2016 and 2017
on the number of purse seine sets that
may be made on FADs (FAD sets), and
restrictions on the use of FADs on the
high seas throughout 2017.
Specifically, this final rule establishes
FAD prohibition periods from July 1
through September 30 in each of 2016
and 2017, a limit of 2,522 FAD sets in
each of 2016 and 2017, and a
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prohibition on FAD sets on the high
seas during 2017.
As defined at 50 CFR 300.211, a FAD
is ‘‘any artificial or natural floating
object, whether anchored or not and
whether situated at the water surface or
not, that is capable of aggregating fish,
as well as any object used for that
purpose that is situated on board a
vessel or otherwise out of the water. The
definition of FAD does not include a
vessel.’’ Although the definition of a
FAD does not include a vessel, the
restrictions during the FAD prohibition
periods include certain activities related
to fish that have aggregated in
association with a vessel, or drawn by
a vessel, as described below.
During the July–September FAD
prohibition periods in each of 2016 and
2017, after the 2,522 FAD set limit is
reached in 2016 or 2017 (until the end
of the respective calendar year), and on
the high seas throughout 2017, owners,
operators, and crew of fishing vessels of
the United States are prohibited from
doing any of the following activities in
the Convention Area in the area
between 20 °N. latitude and 20 °S.
latitude:
(1) Set a purse seine around a FAD or
within one nautical mile of a FAD.
(2) Set a purse seine in a manner
intended to capture fish that have
aggregated in association with a FAD or
a vessel, such as by setting the purse
seine in an area from which a FAD or
a vessel has been moved or removed
within the previous eight hours, setting
the purse seine in an area in which a
FAD has been inspected or handled
within the previous eight hours, or
setting the purse seine in an area into
which fish were drawn by a vessel from
the vicinity of a FAD or a vessel.
(3) Deploy a FAD into the water.
(4) Repair, clean, maintain, or
otherwise service a FAD, including any
electronic equipment used in
association with a FAD, in the water or
on a vessel while at sea, except that: A
FAD may be inspected and handled as
needed to identify the FAD, identify and
release incidentally captured animals,
un-foul fishing gear, or prevent damage
to property or risk to human safety; and
a FAD may be removed from the water
and if removed may be cleaned,
provided that it is not returned to the
water.
(5) From a purse seine vessel or any
associated skiffs, other watercraft or
equipment, submerge lights under
water; suspend or hang lights over the
side of the purse seine vessel, skiff,
watercraft or equipment, or direct or use
lights in a manner other than as needed
to illuminate the deck of the purse seine
vessel or associated skiffs, watercraft or
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equipment, to comply with navigational
requirements, and to ensure the health
and safety of the crew. These
prohibitions do not apply during
emergencies as needed to prevent
human injury or the loss of human life,
the loss of the purse seine vessel, skiffs,
watercraft or aircraft, or environmental
damage.
3. Longline Bigeye Tuna Catch Limits for
2016–2017
This final rule establishes limits on
the amount of bigeye tuna that may be
caught in the Convention Area by U.S.
fishing vessels using longline gear in
each of 2016 and 2017. The limit for
2016 is 3,554 mt, and the limit for 2017
is 3,345 mt. If NMFS later determines
that there was an overage of the limit for
2016, NMFS will adjust the 2017 limit
in accordance with the provisions of
CMM 2015–01 and any other pertinent
Commission decisions in force at the
time.
The 2016 and 2017 longline bigeye
tuna catch limits apply only to U.Sflagged longline vessels operating as
part of the U.S. longline fisheries. The
limits do not apply to U.S. longline
vessels operating as part of the longline
fisheries of American Samoa, the
Commonwealth of the Northern Mariana
Islands, or Guam, which are U.S.
Participating Territories in the
Commission. Existing regulations at 50
CFR 300.224(b), (c), and (d) detail the
manner in which longline-caught bigeye
tuna is attributed among the fisheries of
the United States and the U.S.
Participating Territories.
The catch limits will be measured in
terms of retained catches—that is,
bigeye tuna that are caught by longline
gear and retained on board the vessel.
As set forth under the existing
regulations at 50 CFR 300.224(e), if
NMFS determines that the 2016 or 2017
limit is expected to be reached before
the end of the respective calendar year,
NMFS will publish a notice in the
Federal Register to announce specific
fishing restrictions that will be effective
from the date the limit is expected to be
reached until the end of that calendar
year. NMFS will publish the notice of
the restrictions at least 7 calendar days
before the effective date to provide
vessel owners and operators with
advance notice. Periodic forecasts of the
date the limit is expected to be reached
will be made available to the public on
the Web site of the NMFS Pacific
Islands Regional Office, at
www.fpir.noaa.gov/SFD/SFD_regs_
3.html, to help vessel owners and
operators plan for the possibility of the
limit being reached.
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As set forth under the existing
regulations at 50 CFR 300.224(f), if the
2016 or 2017 limit is reached, the
following restrictions will go into effect:
(1) Retaining on board, transshipping,
or landing bigeye tuna: Starting on the
effective date of the restrictions and
extending through December 31 of the
applicable year, it will be prohibited to
use a U.S. fishing vessel to retain on
board, transship, or land bigeye tuna
captured in the Convention Area by
longline gear, with three exceptions, as
described below.
First, any bigeye tuna already on
board a fishing vessel upon the effective
date of the restrictions may be retained
on board, transshipped, and/or landed,
provided that they are landed within 14
days after the restrictions become
effective. A vessel that had declared to
NMFS pursuant to 50 CFR 665.803(a)
that the current trip type is shallowsetting will not be subject to this 14-day
landing restriction, so these vessels will
be able to land bigeye tuna more than
14 days after the restrictions become
effective.
Second, bigeye tuna captured by
longline gear may be retained on board,
transshipped, and/or landed if they are
caught by a fishing vessel registered for
use under a valid American Samoa
Longline Limited Access Permit, or if
they are landed in American Samoa,
Guam, or the CNMI. However, the
bigeye tuna must not be caught in the
portion of the U.S. exclusive economic
zone (EEZ) surrounding the Hawaiian
Archipelago, and must be landed by a
U.S. fishing vessel operated in
compliance with a valid permit issued
under 50 CFR 660.707 or 665.801.
Third, bigeye tuna captured by
longline gear may be retained on board,
transshipped, and/or landed if they are
caught by a vessel that is included in a
valid specified fishing agreement under
50 CFR 665.819(d), in accordance with
50 CFR 300.224(f)(1)(iv).
(2) Transshipping bigeye tuna to
certain vessels: To the extent authorized
under the prohibition described above
on ‘‘retaining on board, transshipping,
or landing bigeye tuna,’’ starting on the
effective date of the restrictions and
extending through December 31 of the
applicable year, it will be prohibited to
transship bigeye tuna caught by longline
gear in the Convention Area to any
vessel other than a U.S. fishing vessel
operated in compliance with a valid
permit issued under 50 CFR 660.707 or
665.801.
(3) Fishing inside and outside the
Convention Area: To help ensure
compliance with the restrictions related
to bigeye tuna caught by longline gear
in the Convention Area, this final rule
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establishes two additional, related
prohibitions that will go into effect
starting on the effective date of the
restrictions and extending through
December 31 of the applicable year.
First, vessels will be prohibited from
fishing with longline gear both inside
and outside the Convention Area during
the same fishing trip, with the exception
of a fishing trip that is in progress at the
time the announced restrictions go into
effect. In the case of a fishing trip that
is in progress at the time the restrictions
go into effect, the vessel still must land
any bigeye tuna taken in the Convention
Area within 14 days of the effective date
of the restrictions, as described above.
Second, if a vessel is used to fish using
longline gear outside the Convention
Area and enters the Convention Area at
any time during the same fishing trip,
the longline gear on the fishing vessel
must be stowed in a manner so as not
to be readily available for fishing while
the vessel is in the Convention Area.
These two prohibitions will not apply to
vessels on declared shallow-setting trips
pursuant to 50 CFR 665.803(a), or
vessels operating for the purposes of
this rule as part of the longline fisheries
of American Samoa, Guam, or the
CNMI. This second group includes
vessels registered for use under valid
American Samoa Longline Limited
Access Permits; vessels landing their
bigeye tuna catch in one of the three
U.S. Participating Territories, so long as
these vessels conduct fishing activities
in accordance with the conditions
described above; and vessels included
in a specified fishing agreement under
50 CFR 665.819(d), in accordance with
50 CFR 300.224(f)(1)(iv).
Comments and Responses
NMFS received several comments on
the proposed rule. The comments are
summarized below, followed by
responses from NMFS.
Comment 1: I support the proposed
regulations; they are logical steps
towards sustainable use of international
fisheries and will have a positive impact
on these fisheries and will contribute to
improving sustainability of tropical tuna
stocks. Additionally, the regulations
may set a new standard for other nations
to improve regulations on these
important and vulnerable resources.
Response: NMFS acknowledges the
comment.
Comment 2: The Hawaii Longline
Association commented as follows on
the proposed longline bigeye tuna catch
limits for 2016–2017.
It is well established that the United
States cannot end overfishing of bigeye
tuna in the WCPO through unilateral
actions, and unilateral suppression of
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U.S. commercial longline bigeye tuna
fishing would be counterproductive to
conservation of bigeye tuna and other
species.
We understand that there was no
overage of the U.S. longline bigeye tuna
catch limit for 2015, so we expect the
2016 limit to be 3,554 mt, as in the
proposed rule. If the 2016 limit is
reached and a specified fishing
agreement (under 50 CFR 665.819(c)) is
effective and has been approved at the
time the limit is reached, any fish
landed immediately after the limit is
reached should be attributed to the U.S.
territory that is a party to the specified
fishing agreement.
In 2015 the Hawaii deep-set longline
fishery was closed for an extended
period in the WCPO and a great many
vessels had to cease fishing entirely—
even though a specified fishing
agreement had been executed—because
NMFS’ issuance of territory
specification regulations was delayed.
We request that NMFS act promptly and
with all due diligence in completing the
territory specification rulemaking
process in 2016.
Response: NMFS agrees that ending
overfishing of bigeye tuna will require
multilateral efforts by the countries
involved in fisheries for the stock.
With respect to the 2015 longline
bigeye tuna catch limit, the commenter’s
understanding that there was no overage
of the 2015 limit is correct. NMFS
explained in the proposed rule that if,
after publishing the proposed rule,
NMFS determines that there was an
overage in 2015, NMFS would adjust
the 2016 limit as follows: An amount
equal to the overage would be
subtracted from 3,554 mt to determine
the annual limit for 2016. Since
publication of the proposed rule, NMFS
has determined that that there was no
overage of the 2015 limit. As a result,
the limit for 2016, as established in this
final rule, is unchanged from the
proposed limit, 3,554 mt.
With respect to what will occur if the
2016 longline bigeye tuna limit is
reached, bigeye tuna caught by vessels
included in specified fishing agreements
under 50 CFR 665.819(c) will be
attributed among fisheries according to
the existing criteria and procedures at
50 CFR 300.224(d) and 665.819, which
are not revised by this final rule. NMFS
emphasizes that whether a given bigeye
tuna will be attributed to the U.S.
territory that is party to a specified
fishing agreement will depend on,
among other things, the start date for the
agreement as determined under 50 CFR
665.819(c)(9).
With respect to the issuance of
specifications related to longline bigeye
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41241
tuna catch limits for the U.S. territories
and specified fishing agreements for
2016, NMFS acknowledges the
comment and will undertake the
rulemaking process in accordance with
applicable laws and regulations.
Comment 3: The Center for Biological
Diversity (CBD) submitted comments
stating that it has a strong interest in
eliminating fisheries impacts on marine
mammals protected under the Marine
Mammal Protection Act (MMPA), as
well as marine species listed under the
Endangered Species Act (ESA).
In support of its comments, CBD
stated that WCPO fisheries involve
primarily purse seine and longline
fishing, targeting bigeye, yellowfin, and
skipjack tuna species, but that bycatch
in these fisheries is common, sometimes
accounting for more than 30 percent of
a ship’s annual haul. CBD stated that
every year, fishing fleets are known to
ensnare species protected under the
MMPA and ESA as part of their fishing
operation, but observers on U.S. vessels
only conduct limited identification and
reporting of impacts to protected marine
mammals and sea turtles, and observers
remain undertrained for this task. CBD
noted that the Biological Opinion on the
Effects of the U.S. Tuna Purse Seine
Fishery in the Western and Central
Pacific Ocean on Listed Sea Turtles and
Marine Mammals (2006 BiOp) described
limitations on observer data collected
for the U.S. purse seine fishery
operating in the WCPO regarding the
specific protected species with which
the fishery interacts. Due to the
limitations on the data, the 2006 BiOp
did not estimate the total number of
marine mammals projected to be
captured each year, and NMFS did not
set a take limit for these species. CBD
noted that according to the 2006 BiOp,
four of the 12 recorded capture events
between 1997 and 2004 involved
interactions with whale species,
possibly involving multiple individuals
each time.
Response: NMFS acknowledges that
that there were limitations in available
data during completion of the 2006
BiOp. Beginning in 2010, however,
consistent with WCPFC conservation
and management measures, the U.S.
WCPO purse seine fishery has been
subject to increased observer coverage
requirements adopted by the WCPFC.
With this increased observer coverage,
more robust data have become available.
NMFS reinitiated formal ESA Section 7
consultation for the WCPO purse seine
fishery for the effects of the fishery on
the recently listed Indo-West Pacific
Distinct Population Segment (DPS) of
the scalloped hammerhead shark, and
we expect completion of formal
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consultation for that species by the end
of 2016. NMFS also is developing a
biological assessment for the U.S.
WCPO purse seine fishery in
anticipation of reinitiating ESA Section
7 consultation for one or more other
species, as may be warranted, based on
raw observer data recently obtained
from the Pacific Islands Forum Fisheries
Agency (FFA), located in Honiara,
Solomon Islands.
Comment 4: CBD submitted
comments stating that in the 2006 BiOp,
NMFS estimated that purse seining in
the WCPO would take 61 sea turtles
annually, and possibly as many as 122.
In addition to being caught in nets,
NMFS also determined in the 2006
BiOp that ship strikes remain a risk to
both sea turtles and marine mammals,
though the 2006 BiOp failed to estimate
the number of individuals that may be
taken in this manner or to set take limits
based on assumptions regarding the risk
of ship strikes.
Response: The 2006 BiOp provides
information on worldwide ship strikes
of whales, but indicates that there were
no recorded ship strikes in the action
area and that observer data for the U.S.
WCPO purse seine fishery available at
the time indicated that interactions with
large whales, including ESA-listed
species, were relatively uncommon in
both the action area and throughout the
Pacific Ocean. According to the 2006
BiOp, of the 292 recorded ship strikes
from the years 1975 to 2002, 134
incidents had a known vessel type and
fishing vessels were responsible for four
of those 134 ship strikes. Thus, NMFS
determined that the probability of a
vessel in the U.S. WCPO purse seine
fishery colliding with listed whale
species was low in the action area.
The 2006 BiOp also states that relative
to other threats, vessel collisions are not
considered a current problem for sea
turtle species in the action area, with
the possible exception of green and
hawksbill turtles in Hawaii and green
turtles in Palau. The 2006 BiOp
indicates that there are no reports of
ship strikes of the U.S. WCPO purse
seine fishery on sea turtles. Moreover,
the 2006 BiOp states that data regarding
sea turtles in the U.S. WCPO purse seine
fishery available at the time indicate
that all sea turtles caught in nets were
released alive.
Comment 5: CBD submitted
comments stating that in order for
reporting to be meaningful and effective,
NMFS must ensure observers are
properly trained and that they provide
accurate, reliable reports of protected
animals taken down to the species level.
According to CBD, the 2006 BiOp and
the PEA highlight that the quality of
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purse seine observer data is
unacceptably low. Moreover, CBD
stated, one of the enforceable terms and
conditions in the BiOp is to improve
data collection, as NMFS mandated that
the agency work to ensure that observers
collect standardized information
regarding the incidental capture, injury,
and mortality of sea turtles including
species, gear and set information for
each interaction that occurs. That NMFS
has no observer data regarding protected
species is evidence that this term and
condition has not been met. CBD stated
that to ensure compliance with the ESA,
the observer program must have a
separate and equal focus of recording
and reporting adequate information on
the species taken, the number of
impacted individuals in each observed
take event, and all observed impacts to
these individuals, in light of the low
threshold for take. Without this
information, it is impossible for NMFS
to ensure that the WCPO fishery
participants are adhering to the terms of
its 2006 Incidental Take Statement
(ITS). Additionally, observers should
not myopically focus only on net-related
take events; instead, they also should be
trained and ordered to report on all
observed take events, including ship
strikes, as other take events may be a
significant yet unreported portion of the
incidental take within this fishery.
Response: As stated above, beginning
in 2010, the U.S. WCPO purse seine
fishery has been subject to increased
observer coverage requirements adopted
by the WCPFC. These observers are
deployed by FFA and must undergo
specialized training and certifications.
FFA observers also have been
authorized by the WCPFC to function as
WCPFC observers and so meet the
training and certification requirements
of the WCPFC’s Regional Observer
Programme. NMFS has provided
financial resources to the FFA to
support the augmentation of the FFA
observer training curriculum to focus on
better identification of species of special
concern, which include but are not
limited to marine mammals, marine
reptiles, sharks, and seabirds. FFAdeployed observers on U.S. purse seine
vessels have collected specific
information on all protected species
interactions since 2008. This
information is not focused solely on netrelated take events. Preliminary raw
data are currently available from 2008 to
2014. This raw observer data recently
received from the FFA indicates low
levels of interactions with some
protected species since 2008. This data
is currently being analyzed for
management use. NMFS is continuing to
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work with FFA to obtain verified data
closer to real-time in accordance with
the ITS specified in the 2006 BiOp and
the terms and condition of the 2006
BiOp. As stated above, NMFS also is
developing a biological assessment for
the U.S. WCPO purse seine fishery in
anticipation of reinitiating ESA Section
7 consultation for one or more species
(other than the Indo-West Pacific DPS of
the scalloped hammerhead shark), as
may be warranted, based on the
observer data recently obtained from
FFA.
Comment 6: CBD also provided
comments stating that it is crucial that
NMFS annually make observer reports
available to the public. The last time
NMFS made these data available was in
the 2006 BiOp, prior to the transition to
100 percent observer coverage. Without
these observer data, it is impossible for
concerned citizens, scientists, or
organizations to evaluate adherence to
or the effectiveness of any conservation
measures NMFS has proposed and is
authorized to enforce. Publishing this
information would make it possible for
interested parties to independently
judge the quality of observer data, and,
over the years, track any improvement
or decline in the quality of this
information. For these reasons and
others, it is important that NMFS
provide access to this information on a
regular basis.
Response: Observer data collected by
the FFA observer program are subject to
confidential handling under various
authorities, including but not limited to
the Privacy Act, 5 U.S.C. 552a; Trade
Secrets Act, 18 U.S.C. 1905; MagnusonStevens Fishery Conservation and
Management Act, 16 U.S.C. 1801 et seq.;
Marine Mammal Protection Act, 16
U.S.C. 1361, et seq.; South Pacific Tuna
Act, 16 U.S.C. 973; and Endangered
Species Act, 16 U.S.C. 1531, et seq.
NMFS endeavors to make information
on protected species impacts accessible
to the public, but in a format that does
not compromise the confidentiality of
non-public domain data, or violate the
United States’ international obligations.
NMFS further notes that the
dissemination of observer data is
outside the scope of this rulemaking.
Comment 7: CBD provided comments
stating that NMFS should reinitiate ESA
Section 7 consultation for the U.S.
WCPO purse seine fishery, based on
events and conditions occurring after
NMFS finalized its 2006 BiOp.
According to CBD, the PEA incorrectly
states that the U.S. purse seine fishery
operating in the WCPO has had limited
interactions with marine mammals in
recent years and the number of these
interactions and whether the marine
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mammals were ESA-listed species is
unknown at this time. CBD states that
the 2006 BiOp includes references to
recorded impacts to ESA-listed whales
and sea turtles and is evidence that
NMFS anticipates future take, by virtue
of the incidental take limits set for each
species of sea turtle that occurs within
the Convention Area. In addition, since
2006, fishing effort has increased
dramatically, which requires reinitiation
of consultation and revision of the 2006
BiOp. Since 2006, the U.S. WCPO purse
seine fishery has increased both in the
number of vessels participating and in
the total tonnage of fish caught, so the
fishery is likely operating in a manner
that exceeds the take limits set for each
sea turtle species in the 2006 BiOp. The
new relaxed fishing vessel registration
policy, the four-fold increase in the
number of U.S. fishing vessels, and the
two-fold increase in fishing effort are
more than sufficient to trigger
reinitiation of Section 7 consultation.
Moreover, the recent changes to the
listing status of green and loggerhead
turtles trigger reinitiation of
consultation. The new DPS for these
species contain new information that
may affect listed species in a manner or
to an extent not previously considered.
Response: NMFS acknowledges CBD’s
comments. As stated above, observers
deployed by the FFA on U.S. purse
seine vessels operating in the WCPO
currently collect detailed information
on incidentally caught species, discards
and interactions with species of special
interest, including species protected
under the ESA and MMPA. Since 2010,
there has been observer coverage on
virtually 100 percent of U.S. purse seine
fishing trips in the Convention Area.
NMFS is continuing to analyze the
observer-collected data for recent
years—that is, for years subsequent to
the data used for the completion of the
2006 BiOp. NMFS has reinitiated ESA
Section 7 consultation on the effects of
the U.S. WCPO purse seine fishery on
the Indo-West Pacific DPS of the
scalloped hammerhead shark and, as
indicated in the SIR, expects that
consultation to be completed by the end
of 2016. NMFS also is developing a
biological assessment for the U.S.
WCPO purse seine fishery in
anticipation of reinitiating ESA Section
7 consultation for one or more other
species under the jurisdiction of NMFS
and any new ITS for ESA-listed species
will be based on the completed analysis
of the best available information.
Observer-collected data would be made
available, as appropriate, to the public
in nonconfidential form through the
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publication of any Biological Opinion
for the fishery.
NMFS acknowledges that the number
of vessels participating in the fishery
has returned to historic levels since the
2006 BiOP was completed, and the
current number of active vessels and the
number of sets per year is more similar
to the historic activity of the fleet in the
late 1990s (see Table 2 of the PEA).
However, the number of available
licenses from FFA for the fleet that was
analyzed within the PEA remains the
same, the area where the fishery
operates remains essentially the same,
and the fishing techniques remain the
same. As stated above, NMFS has
reinitiated ESA Section 7 consultation
on the effects of the U.S. WCPO purse
seine fishery on the Indo-West Pacific
DPS of the scalloped hammerhead shark
and as indicated in the SIR, expects that
consultation to be completed by the end
of 2016. NMFS also is developing a
biological assessment for the U.S.
WCPO purse seine fishery in
anticipation of reinitiating ESA Section
7 consultation for one or more other
species under the jurisdiction of NMFS,
as applicable, based on observer data
recently obtained from the FFA.
Comment 8: CBD provided comments
stating that in its new BiOp, NMFS must
set a take limit for any ESA-listed
marine mammals that occur within the
Convention Area. In the 2006 BiOp,
NMFS acknowledged that whales have
interacted with nets and risk being
struck by fishing vessels, but despite
this, the 2006 BiOp failed to set a take
limit for listed whale species. Contrary
to the conclusions in the 2006 BiOp,
any interaction with fishing gear
constitutes a take within the meaning of
the ESA, and take limits must be set
accordingly. Furthermore, NMFS should
consider take not only based off of net
interactions, but also from probable ship
strikes. Considering the real risk of these
impacts, it is important for NMFS to
reevaluate the risk of take, especially in
light of the four-fold increase in U.S.
fishing vessels and two-fold increase in
fishing effort since NMFS published its
WCPO BiOp in 2006. To issue a take
limit for ESA-listed marine mammals,
NMFS must first issue an MMPA
authorization. The MMPA places a
moratorium on the taking of marine
mammals, and only under limited
exceptions to this moratorium may
NMFS allow take incidental to
commercial fishing operations. NMFS
must authorize vessels’ take of
threatened or endangered marine
mammals during a period of up to three
years after making a finding of
negligible impact and finding that other
MMPA requirements are met. NMFS
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cannot issue such authorization without
a thorough analysis of the impacts of the
fishery on the listed marine mammals.
Thus, adequate monitoring of marine
mammal mortality is necessary for
continued operation of the fishery.
Response: As stated above, NMFS is
developing a biological assessment for
the U.S. WCPO purse seine fishery in
anticipation of reinitiating ESA Section
7 consultation for one or more other
species under the jurisdiction of NMFS,
based on recently obtained raw observer
data from the FFA. NMFS will analyze
the effects of the fishery on any ESAlisted species, including marine
mammals, in the action area and
develop ITS, as appropriate, based on
the best available data. NMFS notes that
some of the marine mammal species
present in the action area are not ESAlisted or depleted under the MMPA. The
U.S. WCPO purse seine fishery has been
designated as a Category II fishery under
the regulations that govern the
incidental take of marine mammals
during fishing operations under the
MMPA. This means that the fishery is
considered to result in occasional
serious injuries and mortalities to
marine mammals. NMFS is continuing
to analyze observer-collected data, as
well as other available data, and will
follow the process to obtain the
appropriate permits under the MMPA if
they indicate that incidental takes of
ESA-listed marine mammals have
occurred in the U.S. WCPO purse seine
fishery.
Changes From Proposed Rule
No changes from the proposed
regulations have been made in these
final regulations.
Classification
The Administrator, Pacific Islands
Region, NMFS, has determined that this
final rule is consistent with the WCPFC
Implementation Act and other
applicable laws.
Administrative Procedure Act
There is good cause under 5 U.S.C.
553(d)(3) to establish an effective date
less than 30 days after date of
publication for the purse seine FAD
restrictions and the 2016 longline bigeye
tuna catch limit. NMFS must establish
the FAD restrictions by July 1, 2016, to
comply with the provisions of CMM
2015–01. With respect to the longline
bigeye tuna catch limit, NMFS’ latest
forecast indicates that the 2016 limit of
3,554 mt could be reached in the latter
half of July. Also, in the event the catch
limit is expected to be reached, the
regulations at 50 CFR 300.224(e)
provide for NMFS to publish the notice
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announcing fishing prohibitions at least
seven days in advance of the date the
prohibitions go into effect. Thus, there
would be substantial risk of the 2016
longline bigeye tuna catch limit being
exceeded if this rule is not made
effective by July 1, 2016. The FAD
restrictions and longline bigeye tuna
catch limits are intended to reduce or
otherwise control fishing pressure on
bigeye tuna in the WCPO in order to
restore this stock to levels capable of
producing maximum sustainable yield
on a continuing basis. According to the
NMFS stock status determination
criteria, bigeye tuna in the Pacific Ocean
is currently experiencing overfishing.
Failure to establish the FAD restrictions
and the 2016 longline bigeye tuna catch
limit by July 1, 2016, would result in
additional fishing pressure on this
stock, and would be inconsistent with
CMM 2015–01. Thus, NMFS finds that
delaying the effective date of the FAD
restrictions and the 2016 longline bigeye
tuna catch limit past July 1, 2016, would
be contrary to the public interest.
Executive Order 12866
This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
sradovich on DSK3GDR082PROD with RULES
Regulatory Flexibility Act (RFA)
A final regulatory flexibility analysis
(FRFA) was prepared as required by
section 604 of the RFA. The FRFA
incorporates the initial regulatory
flexibility analysis (IRFA) prepared for
the proposed rule. The analysis in the
IRFA is not repeated here in its entirety.
A description of the action, why it is
being considered, and the legal basis for
this action are contained in the SUMMARY
section of the preamble and in other
sections of this SUPPLEMENTARY
INFORMATION section of this final rule,
above. The analysis follows:
Significant Issues Raised by Public
Comments in Response to the IRFA
NMFS did not receive any comments
on the IRFA, but the Hawaii Longline
Association provided comments on the
economic impacts of the longline bigeye
tuna catch limit established in a
previous rule, for 2015, and requested
that NMFS act promptly and with all
due diligence in completing the territory
specification rulemaking process in
2016 (see comment 2 and NMFS’
response, above).
Description of Small Entities to Which
the Rule Will Apply
Small entities include ‘‘small
businesses,’’ ‘‘small organizations,’’ and
‘‘small governmental jurisdictions.’’ The
Small Business Administration (SBA)
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has established size standards for all
major industry sectors in the United
States, including commercial finfish
harvesters (NAICS code 114111). A
business primarily involved in finfish
harvesting is classified as a small
business if it is independently owned
and operated, is not dominant in its
field of operation (including its
affiliates), and has combined annual
receipts not in excess of $20.5 million
for all its affiliated operations
worldwide.
The final rule applies to owners and
operators of U.S. purse seine and
longline vessels used for fishing for
HMS in the Convention Area. The
number of purse seine vessels affected
by the rule is approximated by the
number with WCPFC Area
Endorsements, which are the NMFSissued authorizations required to use a
vessel to fish commercially for HMS on
the high seas in the Convention Area.
As of May 2016 the number of purse
seine vessels with WCPFC Area
Endorsements was 41.
The final rule applies to U.S. longline
vessels used to fish for HMS in the
Convention Area, except those operating
as part of the longline fisheries of
American Samoa, the CNMI, or Guam.
The total number of affected longline
vessels is approximated by the number
of vessels with Hawaii Longline Limited
Access Permits (issued under 50 CFR
665.13), although some such vessels
might be able to operate as part of the
longline fisheries of the U.S.
Participating Territories and thus not be
affected. Under the Hawaii longline
limited access program, no more than
164 permits may be issued. During
2006–2012 the number of permitted
vessels ranged from 130 to 145. The
number of permitted vessels as of April
2016 was 139. U.S. longline vessels
based on the U.S. west coast without
Hawaii Longline Limited Access
Permits also could be affected by this
rule if they fish in the Convention Area.
However, the number of such vessels is
very small and fishing in the
Convention Area by such vessels is rare,
so it is expected that very few, if any,
such vessels will be affected.
Most of the Hawaii longline fleet
targets bigeye tuna using deep sets, and
during certain parts of the year, portions
of the fleet target swordfish using
shallow sets. In the years 2005 through
2013, the estimated numbers of Hawaii
longline vessels that actually fished
ranged from 124 to 135. Of the vessels
that fished, the number of vessels that
engaged in deep-setting in the years
2005 through 2013 ranged from 122 to
135, and the number of vessels that
engaged in shallow-setting ranged from
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15 to 35. The number of vessels that
engaged in both deep-setting and
shallow-setting ranged from 15 to 35.
The number of vessels that engaged
exclusively in shallow-setting ranged
from zero to two.
Based on limited available financial
information about the affected fishing
vessels and the SBA’s small entity size
standards for commercial finfish
harvesters, and using individual vessels
as proxies for individual businesses,
NMFS believes that all the affected fish
harvesting businesses—in both the
purse seine and longline sectors—are
small entities. NMFS used estimates of
average per-vessel returns over recent
years to estimate annual revenue,
because gross receipts and ex-vessel
price information specific to the
individual affected vessels are not
available to NMFS.
For the affected purse seine vessels,
2013 is the most recent year for which
complete catch data are available, and
NMFS estimates that the average annual
receipts over 2011–2013 for each purse
seine vessel were less than the $20.5
million threshold for finfish harvesting
businesses. The greatest was about $20
million, and the average was about $12
million. This is based on the estimated
catches of each vessel in the purse seine
fleet during that period, and indicative
regional cannery prices developed by
the FFA (available at https://
www.ffa.int/node/425). Since 2013,
cannery prices for purse seine-caught
tuna have declined dramatically, so the
vessels’ revenues in 2014 and 2015 very
likely declined as well.
For the longline fishery, the ex-vessel
value of catches in the Hawaii longline
fishery in 2013 was about $0.7 million
per vessel, on average, well below the
$20.5 million threshold for finfish
harvesting businesses.
Recordkeeping, Reporting, and Other
Compliance Requirements
The recordkeeping, reporting, and
other compliance requirements are
discussed below for each element of the
final rule, as described earlier in the
SUPPLEMENTARY INFORMATION section of
the preamble. Fulfillment of these
requirements is not expected to require
any professional skills that the affected
vessel owners and operators do not
already possess. The costs of complying
with the requirements are described
below to the extent possible:
1. Purse Seine Observer Requirements
This element of the final rule does not
establish any new reporting or
recordkeeping requirements. The new
compliance requirement is for affected
vessel owners and operators to carry
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WCPFC observers on all fishing trips in
the Convention Area between the
latitudes of 20 °N. and 20 °S., with the
exception of fishing trips during which
any fishing in the Convention Area
takes place entirely within areas under
the jurisdiction of a single nation other
than the United States. The expected
costs of complying with this
requirement are described below.
Under the South Pacific Tuna Treaty
(SPTT), U.S. purse seine vessels
operating in the Treaty Area (which is
almost entirely in the Convention Area)
are required to carry observers on about
20 percent of their fishing trips, which
equates to roughly one trip per year per
vessel. The observers required under the
terms of the SPTT are deployed by the
FFA, which acts as the SPTT
Administrator on behalf of the Pacific
Island Parties to the SPTT. The FFA
observer program has been authorized to
be part of the WCPFC observer program,
so FFA-deployed observers are also
WCPFC observers. Thus, in a typical
year for a typical U.S. purse seine
vessel, the cost of carrying observers to
satisfy requirements under the SPTT
can be expected to constitute 20 percent
of the costs of the requirement in this
rule. However, recent events associated
with the SPTT make 2016 an atypical
year. Because of late negotiations among
the SPTT parties on the terms of access
in foreign zones in the SPTT Area for
2016, no U.S. vessels were licensed
under the SPTT until March of 2016,
and thus none were authorized to fish
in foreign zones or on the high seas in
the Treaty Area until then. The terms of
access for future years, and the SPTT
itself, are uncertain. Given this
uncertainty, an upper-bound estimate of
the costs of compliance is provided
here. For this purpose, it is assumed
that fishing patterns in the Convention
Area will be similar to the pattern in
recent years, and that observer coverage
under the terms of the SPTT will not
contribute at all to the costs of
complying with this requirement.
Based on the U.S. purse seine fleet’s
fishing patterns in 2011–2013, it is
expected that each vessel will spend
about 252 days at sea per year, on
average, with some vessels spending as
many as about 354 days at sea per year.
The compliance costs of the
requirement can be broken into two
parts: 1) The costs of providing food,
accommodation, and medical facilities
to observers (observer accommodation
costs); and 2) the fees imposed by
observer providers for deploying
observers (observer deployment costs).
Observer accommodation costs are
expected to be about $20 per vessel per
day-at-sea.
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With respect to observer deployment
costs, affected fishing companies can
use observers from any program that has
been authorized by the Commission to
be part of the WCPFC Regional Observer
Programme. In other words, they are not
required to use FFA observers, which
they have traditionally used until now.
Nonetheless, the costs of deploying FFA
observers are probably good indications
of observer deployment costs in the
region generally, and they are used for
this analysis. Based on budgets and
arrangements for the deployment of
observers under the FFA observer
program, observer deployment costs are
expected to be about $230 per vessel per
day-at-sea. Thus, combined observer
accommodation costs and observer
deployment costs are expected to be
about $250 per vessel per day-at-sea. For
the average vessel, which is expected to
spend about 252 days at sea per year,
the total cost of compliance are
therefore expected to be about $63,000
per year. The cost for vessels that spend
fewer days at sea will be accordingly
less. At the other extreme, if a vessel
spends 354 days at sea (the top of the
range in 2011–2013), the total cost of
compliance will be about $88,500 per
year. Both of these figures are upperbound estimates. If arrangements under
the SPTT return to something like they
have been in the past, then the numbers
of days spent at sea on fishing trips in
the Convention Area are likely to be
close to the levels described above, but
the compliance costs will be about 20
percent less than estimated above
because observer coverage under the
SPTT will satisfy about 20 percent of
the coverage required under this rule. If
arrangements under the SPTT do not
return to something like they have been
in the recent past, then the number of
days spent at sea on fishing trips in the
Convention Area could be substantially
lower than as described above, and the
costs of complying with this
requirement will be accordingly less.
2. Purse Seine FAD Restrictions for
2016–2017
This element of the final rule does not
establish any new reporting or
recordkeeping requirements. The new
requirement is for affected vessel
owners and operators to comply with
the FAD restrictions described earlier in
the SUPPLEMENTARY INFORMATION section
of the preamble, including FAD
prohibition periods from July 1 through
September 30 in each of 2016 and 2017;
limits of 2,522 FAD sets that may be
made in each of 2016 and 2017; and
prohibitions on specific uses of FADs on
the high seas in 2017. The expected
costs of complying with this
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requirement are described below to the
extent possible.
The FAD restrictions will
substantially constrain the manner in
which purse seine fishing can be
conducted in the specified areas and
periods in the Convention Area; in those
areas and during those periods, vessels
will be able to set only on free, or
‘‘unassociated,’’ schools.
The costs associated with the FAD
restrictions cannot be quantitatively
estimated, but the fleet’s historical use
of FADs can give a qualitative
indication of the costs. In the years
1997–2013, the proportion of sets made
on FADs in the U.S. purse seine fishery
ranged from less than 30 percent in
some years to more than 90 percent in
others. Thus, the importance of FAD
sets in terms of profits appears to be
quite variable over time, and is probably
a function of many factors, including
fuel prices (unassociated sets involve
more searching time and thus tend to
bring higher fuel costs than FAD sets)
and market conditions (e.g., FAD
fishing, which tends to result in greater
catches of lower-value skipjack tuna and
smaller yellowfin tuna and bigeye tuna
than unassociated sets, might be more
attractive and profitable when canneries
are not rejecting small fish). Thus, the
costs of complying with the FAD
restrictions will depend on a variety of
factors.
In 2010–2013, the last 4 years for
which complete data are available and
for which there was 100 percent
observer coverage, the U.S. WCPO purse
seine fleet made about 39 percent of its
sets on FADs. During the months when
setting on FADs was allowed, the
percentage was about 58 percent. The
fact that the fleet has made such a
substantial portion of its sets on FADs
indicates that prohibiting the use of
FADs in the specified areas and periods
could bring substantial costs and/or
revenue losses.
To mitigate these impacts, vessel
operators might choose to schedule their
routine vessel and equipment
maintenance during the FAD
prohibition periods. However, the
limited number of vessel maintenance
facilities in the region might constrain
vessel operators’ ability to do this. It
also is conceivable that some vessels
might choose not to fish at all during the
FAD prohibition periods rather than fish
without the use of FADs. Observations
of the fleet’s behavior in 2009–2013,
when FAD prohibition periods were in
effect, do not suggest that either of these
responses occurred to an appreciable
degree. The proportion of the fleet that
fished during the two- and three-month
FAD prohibition periods of 2009–2013
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did not appreciably differ from the
proportion that fished during the same
months in the years 1997–2008, when
no FAD prohibition periods were in
place.
The FAD restrictions for 2016 are
similar to those in place in 2013–2015,
except that there is a limit of 2,522 FAD
sets instead of the October FAD
prohibition period that was in place in
2013–2015. 2016 is an unusual year in
that SPTT licenses for 2016 were not
issued until March, and the number of
licensed vessels (34 as of May 2016) is
fewer than in recent years. Thus, the
level of purse seine fishing effort to date
in the Convention Area in 2016 is
somewhat lower than typical levels in
recent years. As a result, the expected
amount of fishing effort in the
Convention Area in 2016 is expected to
be substantially less than in recent
years. Consequently, the 2,522 FAD set
limit will be less constraining than it
would be if fishing effort were greater.
For example, if total fishing effort in
2016 is 5,000 fishing days (about 62%
of the average in 2010–2013), and the
average number of sets made per fishing
day is the same as in 2010–2013 (0.97),
and the average number of all sets that
are FAD sets (‘‘FAD set ratio’’) during
periods when FAD sets are allowed is
the same as in 2010–2013 (58%), and if
fishing effort is evenly distributed
through the year, then the number of
FAD sets expected in 2016 under the
final rule will be about 2,130, somewhat
less than the limit of 2,522. Under the
assumptions described above, the limit
of 2,522 FAD sets will start to become
constraining at a total fishing effort level
of 5,900 fishing days.
The effects of the FAD restrictions in
2017 will likely be greater than in 2016
because of the additional prohibition on
setting on FADs on the high seas. The
magnitude of that additional impact
cannot be predicted, but as an
indication of the additional impact, in
2010–2013, about 10 percent of the
fleet’s fishing effort occurred on the
high seas. As in 2016, the impact of the
2,522 FAD set limit in 2017 will be
primarily a function of the fleet’s total
level of fishing effort. Given the
uncertainty related to the future of the
SPTT, fishing effort in 2017 is very
difficult to predict. As described above
for 2016, the limit will start to become
constraining at a fishing effort level of
about 5,900 fishing days, but in 2017
that threshold will be applicable only in
the portion of the Convention Area that
is not high seas (again, about 10 percent
of fishing effort has occurred on the
high seas in recent years).
In summary, the economic impacts of
the FAD prohibition periods and FAD
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set limits in 2016 and 2017 and the
prohibition on using FADs on the high
seas throughout 2017 cannot be
quantified, but they could be
substantial. Their magnitude will
depend in part on market conditions,
oceanic conditions, and the fleet’s
fishing effort in 2016 and 2017, which
will be determined in part by any limits
on allowable levels of fishing effort in
foreign EEZs and on the high seas in the
Convention Area.
3. Longline Bigeye Tuna Catch Limits for
2016–2017
This element of the final rule will not
establish any new reporting or
recordkeeping requirements. The new
compliance requirement is for affected
vessel owners and operators to cease
retaining, landing, and transshipping
bigeye tuna caught with longline gear in
the Convention Area if and when the
bigeye tuna catch limit is reached in
2016 (3,554 mt) or 2017 (3,345 mt), for
the remainder of the calendar year,
subject to the exceptions and provisos
described in other sections of this
SUPPLEMENTARY INFORMATION section of
the preamble. Although the restrictions
that will come into effect in the event
the catch limit is reached will not
prohibit longline fishing, per se, they
are sometimes referred to in this
analysis as constituting a fishery
closure. The costs of complying with
this requirement are described below to
the extent possible.
Complying with this element of the
final rule could cause foregone fishing
opportunities and result in associated
economic losses in the event that the
bigeye tuna catch limit is reached in
2016 or 2017 and the restrictions on
retaining, landing, and transshipping
bigeye tuna are imposed for portions of
either or both of those years. These costs
cannot be projected quantitatively with
any certainty. The limits of 3,554 mt for
2016 and 3,345 mt for 2017 can be
compared to catches in 2005–2008,
before limits were in place. The average
annual catch in that period was 4,709
mt. Based on that history, as well as
fishing patterns in 2009–2015, when
limits were in place, there appears to be
a relatively high likelihood of the limits
being reached in 2016 and 2017. 2015
saw exceptionally high catches of bigeye
tuna. Although final estimates for 2015
are not available, the limit of 3,502 mt
was estimated to have been reached by,
and the fishery was closed on, August
5 (see temporary rule published July 28,
2015; 80 FR 44883). The fishery was
subsequently re-opened for vessels
included in agreements with the
governments of the CNMI and Guam
under regulations implementing
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Amendment 7 to the Fishery Ecosystem
Plan for Pelagic Fisheries of the Western
Pacific Region (Pelagics FEP) (50 CFR
665.819). If bigeye tuna catch patterns in
2016 or 2017 are like those in 2005–
2008, the limits will likely be reached
in the fourth quarter of the year. If
catches are more accelerated, as in 2015,
the limits could be reached in the third
quarter of the year.
If the bigeye tuna limit is reached
before the end of 2016 or 2017 and the
Convention Area longline bigeye tuna
fishery is consequently closed for the
remainder of the calendar year, it can be
expected that affected vessels would
shift to the next most profitable fishing
opportunity (which might be not fishing
at all). Revenues from that next best
alternative activity reflect the
opportunity costs associated with
longline fishing for bigeye tuna in the
Convention Area. The economic cost of
the rule would not be the direct losses
in revenues that would result from not
being able to fish for bigeye tuna in the
Convention Area, but rather the
difference in benefits derived from that
activity and those derived from the next
best activity. The economic cost of the
rule on affected entities is examined
here by first estimating the direct losses
in revenues that would result from not
being able to fish for bigeye tuna in the
Convention Area as a result of the catch
limit being reached. Those losses
represent the upper bound of the
economic cost of the rule on affected
entities. Potential next-best alternative
activities that affected entities could
undertake are then identified in order to
provide a (mostly qualitative)
description of the degree to which
actual costs would be lower than that
upper bound.
Upper bounds on potential economic
costs can be estimated by examining the
projected value of longline landings
from the Convention Area that would
not be made as a result of reaching the
limit. For this purpose, it is assumed
that, absent this rule, bigeye tuna
catches in the Convention Area in each
of 2016 and 2017 would be 5,000 mt,
slightly more than the average in 2005–
2008. Under this scenario, imposition of
limits of 3,554 mt for 2016 and 3,345 mt
for 2017 would result in 29 percent and
33 percent less bigeye tuna being caught
in those two years, respectively, than
under no action. In the deep-set fishery,
catches of marketable species other than
bigeye tuna would likely be affected in
a similar way if vessels do not shift to
alternative activities. Assuming for the
moment that ex-vessel prices would not
be affected by a fishery closure, under
the rule, revenues in 2016 and 2017 to
entities that participate exclusively in
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the deep-set fishery would be
approximately 29 and 33 percent less
than under no action in 2016 and 2017,
respectively. Average annual ex-vessel
revenues (from all species) per mt of
bigeye tuna caught during 2005–2008
were about $14,332/mt (in 2015 dollars,
derived from the latest available annual
report on the pelagic fisheries of the
western Pacific Region (Western Pacific
Regional Fishery Management Council,
2016, Pelagic Fisheries of the Western
Pacific Region: 2013 Annual Report.
Honolulu, Western Pacific Fishery
Management Council). If there are 128
active vessels in the fleet, as there were
during 2005–2008, on average, then
under the no-action scenario of fleetwide annual catches of 5,000 mt, each
vessel would catch 39 mt/yr, on average.
Reductions of 29 percent and 33 percent
in 2016 and 2017, respectively, as a
result of the limits would be about 11
mt and 13 mt, respectively. Applying
the average ex-vessel revenues (from all
species) of $14,332 per mt of bigeye
tuna caught, the reductions in ex-vessel
revenue per vessel would be $162,000
and $185,000, on average, for 2016 and
2017, respectively.
In the shallow-set fishery, affected
entities would bear limited costs in the
event of the limit being reached (but
most affected entities also participate in
the deep-set fishery and might bear
costs in that fishery, as described
below). The cost would be about equal
to the revenues lost from not being able
to retain or land bigeye tuna captured
while shallow-setting in the Convention
Area, or the cost of shifting to shallowsetting in the eastern Pacific Ocean
(EPO), which is to the east of 150
degrees W. longitude, whichever is less.
In the fourth calendar quarters of 2005–
2008, almost all shallow-setting effort
took place in the EPO, and 97 percent
of bigeye tuna catches were made there,
so the cost of a bigeye tuna fishery
closure to shallow-setting vessels would
appear to be very limited. During 2005–
2008, the shallow-set fishery caught an
average of 54 mt of bigeye tuna per year
from the Convention Area. If the bigeye
tuna catch limit is reached even as early
as July 31 in 2016 or 2017, the
Convention Area shallow-set fishery
would have caught at that point, based
on 2005–2008 data, on average, 99
percent of its average annual bigeye
tuna catches. Imposition of the landings
restriction at that point in 2016 or 2017
would result in the loss of revenues
from approximately 0.5 mt (1 percent of
54 mt) of bigeye tuna, which, based on
recent ex-vessel prices, would be worth
no more than $5,000. Thus, expecting
about 26 vessels to engage in the
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shallow-set fishery (the annual average
in 2005–2013), the average of those
potentially lost annual revenues would
be no more than $200 per vessel. The
remainder of this analysis focuses on
the potential costs of compliance in the
deep-set fishery.
It should be noted that the impacts on
affected entities’ profits would be less
than impacts on revenues when
considering the costs of operating
vessels, because costs would be lower if
a vessel ceases fishing after the catch
limit is reached. Variable costs can be
expected to be affected roughly in
proportion to revenues, as both variable
costs and revenues would stop accruing
once a vessel stops fishing. But affected
entities’ costs also include fixed costs,
which are borne regardless of whether a
vessel is used to fish—e.g., if it is tied
up at the dock during a fishery closure.
Thus, profits would likely be adversely
impacted proportionately more than
revenues.
As stated previously, actual
compliance costs for a given entity
might be less than the upper bounds
described above, because ceasing fishing
would not necessarily be the most
profitable alternative opportunity when
the catch limit is reached. Two
alternative opportunities that are
expected to be attractive to affected
entities include: (1) Deep-set longline
fishing for bigeye tuna in the
Convention Area in a manner such that
the vessel is considered part of the
longline fishery of American Samoa,
Guam, or the CNMI; and (2) deep-set
longline fishing for bigeye tuna and
other species in the EPO. These two
opportunities are discussed in detail
below. Four additional opportunities
are: (3) Shallow-set longline fishing for
swordfish (for deep-setting vessels that
would not otherwise do so), (4) deep-set
longline fishing in the Convention Area
for species other than bigeye tuna, (5)
working in cooperation with vessels
operating as part of the longline
fisheries of the Participating
Territories—specifically, receiving
transshipments at sea from them and
delivering the fish to the Hawaii market,
and (6) vessel repair and maintenance.
A study by NMFS of the effects of the
WCPO bigeye tuna longline fishery
closure in 2010 (Richmond, L., D.
Kotowicz, J. Hospital and S. Allen,
2015, Monitoring socioeconomic
impacts of Hawai‘i’s 2010 bigeye tuna
closure: Complexities of local
management in a global fishery, Ocean
& Coastal Management 106:87–96) did
not identify the occurrence of any
alternative activities that vessels
engaged in during the closure, other
than deep-setting for bigeye tuna in the
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41247
EPO, vessel maintenance and repairs,
and granting lengthy vacations to
employees. Based on those findings,
NMFS expects that alternative
opportunities (3), (4), (5) and (6) are
probably unattractive relative to the first
two alternatives, and are not discussed
here in any further detail. NMFS
recognizes that vessel maintenance and
repairs and granting lengthy vacations
to employees are two alternative
activities that might be taken advantage
of if the fishery is closed, but no further
analysis of their mitigating effects is
provided here.
Before examining in detail the two
potential alternative fishing
opportunities that would appear to be
the most attractive to affected entities, it
is important to note that under the rule,
once the limit is reached and the WCPO
bigeye tuna fishery is closed, fishing
with longline gear both inside and
outside the Convention Area during the
same trip would be prohibited (except
in the case of a fishing trip that is in
progress when the limit is reached and
the restrictions go into effect). For
example, after the restrictions go into
effect, during a given fishing trip, a
vessel could be used for longline fishing
for bigeye tuna in the EPO or for
longline fishing for species other than
bigeye tuna in the Convention Area, but
not for both. This reduced operational
flexibility would bring costs, since it
would constrain the potential profits
from alternative opportunities. Those
costs cannot be quantified.
A vessel could take advantage of the
first alternative opportunity (deepsetting for bigeye tuna in a manner such
that the vessel is considered part of the
longline fishery of one of the three U.S.
Participating Territories), by three
possible methods: (a) Landing the
bigeye tuna in one of the three
Participating Territories, (b) holding an
American Samoa Longline Limited
Access Permit, or (c) being considered
part of a Participating Territory’s
longline fishery, by agreement with one
or more of the three Participating
Territories under the regulations
implementing Amendment 7 to the
Pelagics FEP (50 CFR 665.819). In the
first two circumstances, the vessel
would be considered part of the longline
fishery of the Participating Territory
only if the bigeye tuna were not caught
in the portion of the U.S. EEZ around
the Hawaiian Islands and were landed
by a U.S. vessel operating in compliance
with a permit issued under the
regulations implementing the Pelagics
FEP or the Fishery Management Plan for
U.S. West Coast Fisheries for Highly
Migratory Species.
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With respect to the first method of
engaging in alternative opportunity 1
(1.a.) (landing the bigeye tuna in one of
the Participating Territories), there are
three potentially important constraints.
First, whether the fish are landed by the
vessel that caught the fish or by a vessel
to which the fish were transshipped, the
costs of a vessel transiting from the
traditional fishing grounds in the
vicinity of the Hawaiian Archipelago to
one of the Participating Territories
would be substantial. Second, none of
these three locales has large local
consumer markets to absorb substantial
additional landings of fresh sashimigrade bigeye tuna. Third, transporting
the bigeye tuna from these locales to
larger markets, such as markets in
Hawaii, the U.S. west coast, or Japan,
would bring substantial additional costs
and risks. These cost constraints suggest
that this alternative opportunity has
limited potential to mitigate the
economic impacts of the rule on affected
small entities.
The second method of engaging in the
first alternative opportunity (1.b.)
(having an American Samoa Longline
Limited Access Permit), would be
available only to the subset of the
Hawaii longline fleet that has both
Hawaii and American Samoa longline
permits (dual permit vessels). Vessels
that do not have both permits could
obtain them if they meet the eligibility
requirements and pay the required
costs. For example, the number of dual
permit vessels increased from 12 in
2009, when the first WCPO bigeye tuna
catch limit was established, to 20 in
both 2011 and 2012. The previously
cited NMFS study of the 2010 fishery
closure (Richmond et al. 2015) found
that bigeye tuna landings of dual permit
vessels increased substantially after the
start of the closure on November 22,
2010, indicating that this was an
attractive opportunity for dual permit
vessels, and suggesting that those
entities might have benefitted from the
catch limit and the closure.
The third method of engaging in the
first alternative opportunity (1.c.)
(entering into an Amendment 7
agreement), was also available in 2011–
2015 (in 2011–2013, under section
113(a) of Public Law 112–55, 125 Stat.
552 et seq., the Consolidated and
Further Continuing Appropriations Act,
2012, continued by Public Law 113–6,
125 Stat. 603, section 110, the
Department of Commerce
Appropriations Act, 2013; hereafter,
‘‘section 113(a)’’). As a result of
agreements that were in place in 2011–
2014, the WCPO bigeye tuna fishery was
not closed in any of those four years
because the annual limit for U.S.
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longline fisheries adopted by the
WCPFC was not reached. In 2015 the
fishery was closed in August but then
reopened when agreements with the
CNMI, and later with Guam, went into
effect. Participation in an Amendment 7
agreement would likely not come
without costs to fishing businesses. As
an indication of the possible cost, the
terms of the agreement between
American Samoa and the members of
the Hawaii Longline Association (HLA)
in effect in 2011 and 2012 included
payments totaling $250,000 from the
HLA to the Western Pacific Sustainable
Fisheries Fund, equal to $2,000 per
vessel. It is not known how the total
cost was allocated among the members
of the HLA, so it is possible that the
owners of particular vessels paid
substantially more than or less than
$2,000.
The second alternative opportunity
(2) (deep-set fishing for bigeye tuna in
the EPO), would be an option for
affected entities only if it is allowed
under regulations implementing the
decisions of the Inter-American Tropical
Tuna Commission (IATTC). Annual
longline bigeye tuna catch limits have
been in place for the EPO in most years
since 2004. Since 2009, a bigeye tuna
catch limit of 500 mt for 2016 has
applied to U.S. longline vessels greater
than 24 meters (m) in length (50 CFR
300.25), and the limits were reached in
2013 (November 11), 2014 (October 31),
and 2015 (August 12). The highly
seasonal nature of bigeye tuna catches
in the EPO and the relatively high interannual variation in catches prevents
NMFS from making a useful prediction
of whether and when the limit in 2016
is likely to be reached. However, the
trend in 2013–2015 suggests a relatively
high likelihood of it being reached in
2016. If it is reached, this alternative
opportunity would not be available for
large longline vessels, which constitute
about a quarter of the fleet. Currently
there is no limit in place for 2017; the
IATTC would have to take further action
to adopt a limit for 2017, and NMFS
would then need to implement it to put
it into effect.
Historical fishing patterns can provide
an indication of the likelihood of
affected entities making use of the
opportunity of deep-setting in the EPO
in the event of a closure in the WCPO.
The proportion of the U.S. fishery’s
annual bigeye tuna catches that were
captured in the EPO from 2005 through
2008 ranged from 2 percent to 22
percent, and averaged 11 percent. In
2005–2007, that proportion ranged from
2 percent to 11 percent, and may have
been constrained by the IATTC-adopted
bigeye tuna catch limits established by
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NMFS (no limit was in place for 2008).
Prior to 2009, most of the U.S. annual
bigeye tuna catch by longline vessels in
the EPO typically was made in the
second and third quarters of the year; in
2005–2008 the percentages caught in the
first, second, third, and fourth quarters
were 14, 33, 50, and 3 percent,
respectively. These data demonstrate
two historical patterns—that relatively
little of the bigeye tuna catch in the
longline fishery was typically taken in
the EPO (11 percent in 2005–2008, on
average), and that most EPO bigeye tuna
catches were made in the second and
third quarters, with relatively few
catches in the fourth quarter when the
catch limit will most likely be reached.
These two patterns suggest that there
could be substantial costs for at least
some affected entities that shift to deepset fishing in the EPO in the event of a
closure in the WCPO. On the other
hand, fishing patterns since 2008
suggest that a substantial shift in deepset fishing effort to the EPO could occur.
In 2009, 2010, 2011, 2012, 2013, and
2014, the proportions of the fishery’s
annual bigeye tuna catches that were
captured in the EPO were about 16, 27,
23, 19, 36, and 36 percent, respectively,
and most bigeye tuna catches in the EPO
were made in the latter half of the
calendar years.
The NMFS study of the 2010 closure
(Richmond et al. 2015) found that some
businesses—particularly those with
smaller vessels—were less inclined than
others to fish in the EPO during the
closure because of the relatively long
distances that would need to be
travelled in the relatively rough winter
ocean conditions. The study identified a
number of factors that likely made
fishing in the EPO less lucrative than
fishing in the WCPO during that part of
the year, including fuel costs and the
need to limit trip length in order to
maintain fish quality and because of
limited fuel storage capacity.
In addition to affecting the volume of
landings of bigeye tuna and other
species, the catch limits could affect fish
prices, particularly during a fishery
closure. Both increases and decreases
appear possible. After a limit is reached
and landings from the WCPO are
prohibited, ex-vessel prices of bigeye
tuna (e.g., that are caught in the EPO or
by vessels in the longline fisheries of the
three U.S. Participating Territories), as
well as of other species landed by the
fleet, could increase as a result of the
constricted supply. This would mitigate
economic losses for vessels that are able
to continue fishing and landing bigeye
tuna during the closure. For example,
the NMFS study of the 2010 closure
(Richmond et al. 2015) found that ex-
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vessel prices during the closure in
December were 50 percent greater than
the average during the previous five
Decembers. (It is emphasized that
because it was an observational study,
neither this nor other observations of
what occurred during the closure can be
affirmatively linked as effects of the
fishery closure.)
Conversely, a WCPO bigeye tuna
fishery closure could cause a decrease
in ex-vessel prices of bigeye tuna and
other products landed by affected
entities if the interruption in the local
supply prompts the Hawaii market to
shift to alternative (e.g., imported)
sources of bigeye tuna. Such a shift
could be temporary—that is, limited to
2016 and/or 2017—or it could lead to a
more permanent change in the market
(e.g., as a result of wholesale and retail
buyers wanting to mitigate the
uncertainty in the continuity of supply
from the Hawaii longline fisheries). In
the latter case, if locally caught bigeye
tuna fetches lower prices because of
stiffer competition with imported bigeye
tuna, then ex-vessel prices of local
product could be depressed indefinitely.
The NMFS study of the 2010 closure
(Richmond et al. 2015) found that a
common concern in the Hawaii fishing
community prior to the closure in
November 2010 was retailers having to
rely more heavily on imported tuna,
causing imports to gain a greater market
share in local markets. The study found
this not to have been borne out, at least
not in 2010, when the evidence gathered
in the study suggested that few buyers
adapted to the closure by increasing
their reliance on imports, and no reports
or indications were found of a dramatic
increase in the use of imported bigeye
tuna during the closure. The study
concluded, however, that the 2010
closure caused buyers to give increased
consideration to imports as part of their
business model, and it was predicted
that tuna imports could increase during
any future closure. To the extent that exvessel prices would be reduced by this
action, revenues earned by affected
entities would be affected accordingly,
and these impacts could occur both
before and after the limit is reached, and
as described above, possibly after 2017.
The potential economic effects
identified above would vary among
individual business entities, but it is not
possible to predict the range of
variation. Furthermore, the impacts on a
particular entity would depend on both
that entity’s response to the rule and the
behavior of other vessels in the fleet,
both before and after the catch limit is
reached. For example, the greater the
number of vessels that take advantage—
before the limit is reached—of the first
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alternative opportunity (1), fishing as
part of one of the Participating
Territory’s fisheries, the lower the
likelihood that the limit would be
reached. The fleet’s behavior in 2011
and 2012 is illustrative. In both those
years, most vessels in the Hawaii fleet
were included in a section 113(a)
arrangement with the government of
American Samoa, and as a consequence,
the U.S. longline catch limit was not
reached in either year. Thus, none of the
vessels in the fleet, including those not
included in the section 113(a)
arrangements, were prohibited from
fishing for bigeye tuna in the
Convention Area at any time during
those two years. The fleet’s experience
in 2010 (before opportunities under
section 113(a) or Amendment 7 to the
Pelagics FEP were available) provides
another example of how economic
impacts could be distributed among
different entities. In 2010 the limit was
reached and the WCPO bigeye tuna
fishery was closed on November 22. As
described above, dual permit vessels
were able to continue fishing outside
the U.S. EEZ around the Hawaiian
Archipelago and benefit from the
relatively high ex-vessel prices that
bigeye tuna fetched during the closure.
In summary, based on potential
reductions in ex-vessel revenues, NMFS
has estimated that the upper bound of
potential economic impacts of the rule
on affected longline fishing entities
could be roughly $162,000 per vessel,
on average, in 2016 and $185,000 per
vessel, on average, in 2017. The actual
impacts to most entities are likely to be
substantially less than those upper
bounds, and for some entities the
impacts could be neutral or positive
(e.g., if one or more Amendment 7
agreements are in place in 2016 and
2017 and the terms of the agreements
are such that the U.S. longline fleet is
effectively unconstrained by the catch
limits).
Disproportionate Impacts
As indicated above, all affected
entities are believed to be small entities,
so small entities would not be
disproportionately affected relative to
large entities. Nor would there be
disproportionate economic impacts
based on home port.
Purse seine vessels would be
impacted differently than longline
vessels, but whether the impacts would
be disproportional between the two gear
types cannot be determined.
For the longline sector, as described
above, there could be disproportionate
impacts according to vessel type and
size and the type of fishing permits
held. A vessel with both a Hawaii
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41249
Longline Limited Access Permit and an
American Samoa Longline Limited
Access Permit would be considered part
of the American Samoa longline fishery
(except when fishing in the U.S. EEZ
around the Hawaiian Archipelago), so it
would not be subject to the catch limits.
Because the EPO bigeye tuna catch limit
for 2016 applies only to vessels greater
than 24 m in length, in the event that
the WCPO bigeye tuna fishery is closed
and the 500 mt limit is reached in the
EPO, only vessels 24 m or less in length
would be able to take advantage of the
alternative opportunity of deep-setting
for bigeye tuna in the EPO. On the other
hand, smaller vessels can be expected to
find it more difficult, risky, and/or
costly to fish in the EPO during the
relatively rough winter months than
larger vessels. If there are any large
entities among the affected entities, and
if the vessels of the large entities are
larger than those of small entities, then
it is possible that small entities could be
disproportionately affected relative to
large entities.
Steps Taken To Minimize the
Significant Economic Impacts on Small
Entities
NMFS has sought to identify
alternatives that would minimize the
rule’s economic impact on small entities
(‘‘significant alternatives’’). Taking no
action could result in lesser adverse
economic impacts than the action for
affected entities in the purse seine and
longline fisheries (but as described
below, for some affected longline
entities, the rule could be more
economically beneficial than no-action),
but NMFS has determined that the noaction alternative would be inconsistent
with the United States’ obligations
under the Convention, and NMFS has
rejected it for that reason. Alternatives
identified for each of the three elements
of the rule are discussed below.
1. Purse Seine Observer Requirements
NMFS has not identified any
significant alternatives to the purse
seine observer requirements that would
comport with U.S. obligations to
implement the Commission decisions
regarding observer coverage.
2. Purse Seine FAD Restrictions for
2016–2017
NMFS considered in detail one set of
alternatives to the restrictions on the use
of FADs. Under CMM 2015–01, the
United States could use either of two
options in either of 2016 and 2017 (in
addition to the three-month FAD
closure periods in both years and the
prohibition on FAD sets on the high
seas in 2017). One option is a fourth-
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month FAD prohibition period, in
October. The second option, which is
part of this rule, is an annual limit of
2,522 FAD sets. The relative effects of
the two options would depend on the
total amount of fishing effort exerted by
the U.S. purse seine fleet in the
Convention Area in a given year. If total
fishing effort is relatively high, an
October FAD prohibition period would
likely allow for more FAD sets than a
limit of 2,522 FAD sets, and thus likely
cause lesser adverse impacts. The
opposite would be the case for relatively
low levels of total fishing effort. For
example, given the fleet’s recent
historical average FAD set ratio of 58
percent when FAD-setting is allowed
(2010–2013), and assuming an even
distribution of sets throughout the year,
the estimated ‘‘breakeven’’ point
between the two options is 6,502 total
sets for the year. The levels of fishing
effort in 2016 and 2017 are very difficult
to predict; they will be determined
largely by the level of participation in
the fishery (number of vessels) and any
limits imposed on fishing effort. Fishing
effort in foreign zones and on the high
seas in the SPTT Area is likely to be
limited by the terms of arrangements
under the SPTT. Fishing effort
elsewhere in the Convention Area (e.g.,
in the U.S. EEZ and on the high seas
outside the Treaty Area) will be
constrained by any limits established by
NMFS to implement the provisions of
CMM 2015–01. NMFS has not yet
established or proposed any such limits
for 2016 or 2017, and cannot speculate
what limits it might propose, but a point
of reference are the limits that were in
place in 2009–2015. Those limits
applied to the Effort Limit Area for
Purse Seine, or ELAPS, which consists
of all areas of high seas and U.S.
exclusive economic zone in the
Convention Area between the latitudes
of 20 °N. and 20 °S. The limits in 2009–
2013 were 2,588 fishing days per year.
The limits in 2014–2015 were 1,828
fishing days per year. With respect to
numbers of vessels and allowable
fishing effort limits under the SPTT,
2016 is an unusual year in that SPTT
licenses for 2016 were not issued until
March, and the number of licensed
vessels (34 as of May 2016) is fewer than
in recent years. Thus, there has been
relatively little purse seine fishing effort
to date in the Convention Area in 2016,
and NMFS expects that total fishing
effort in 2016 is likely to be less than
6,502 sets (the estimated breakeven
point between the two options). For
reference, the average number of sets
made annually in 2010–2013, when an
average of 38 vessels were active in the
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fishery, was 7,835. The average number
of fishing days made annually in 2010–
2013 was 8,030, so the average number
of sets made per fishing day was 0.97.
Predicting the situation for 2017 is even
more difficult than for 2016, but current
circumstances suggest that participation
in 2017 could be less than in recent
years. Also, because setting on FADs on
the high seas will be prohibited in 2017
under this rule, the estimated breakeven
point of 6,502 total sets applies not
everywhere in the Convention Area, but
only those portions that are not high
seas. Assuming that about 10 percent of
fishing effort takes place on the high
seas, as in 2010–2013, the breakeven
point for the Convention Area as a
whole is about 7,224 total sets.
Assuming 0.97 sets per fishing day, on
average, as occurred in 2010–2013, this
equates roughly to 7,371 fishing days.
This is slightly less than the average
annual fishing effort in 2010–2013
(7,835 sets; 8,030 fishing days), but
again, given current circumstances and
uncertainty surrounding the future of
the SPTT, NMFS expects that total
fishing effort in 2017 is likely to be less
than that breakeven level. Based on the
above expectations and assumptions for
conditions in 2016 and 2017, a FAD
prohibition period in October is likely
to have greater adverse impacts on
fishing businesses than an annual limit
of 2,522 FAD sets, in both 2016 and
2017. After considering the objectives of
CMM 2015–01, the expected economic
impacts of both alternatives on U.S.
fishing operations and the nation as a
whole, and expected environmental and
other effects, NMFS expects that for
both 2016 and 2017, a limit of 2,522
FAD sets is likely to be somewhat more
cost-effective than a FAD prohibition
period in October. For this reason,
NMFS has rejected the latter alternative.
3. Longline Bigeye Tuna Catch Limits
NMFS has not identified any
significant alternatives to this element
of the rule, other than the no-action
alternative.
Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. NMFS has prepared
small entity compliance guides for this
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Fmt 4700
Sfmt 4700
rule, and will send the appropriate
guide(s) to holders of permits in the
relevant fisheries. The guides and this
final rule also will be available at
www.fpir.noaa.gov and by request from
NMFS PIRO (see ADDRESSES).
List of Subjects in 50 CFR Part 300
Administrative practice and
procedure, Fish, Fisheries, Fishing,
Marine resources, Reporting and
recordkeeping requirements, Treaties.
Dated: June 17, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 300 is amended
as follows:
PART 300—INTERNATIONAL
FISHERIES REGULATIONS
Subpart O—Western and Central
Pacific Fisheries for Highly Migratory
Species
1. The authority citation for 50 CFR
part 300, subpart O, continues to read as
follows:
■
Authority: 16 U.S.C. 6901 et seq.
2. In § 300.222, add paragraph (ww) to
read as follows:
■
§ 300.222
Prohibitions.
*
*
*
*
*
(ww) Fail to carry an observer as
required in § 300.223(e).
3. In § 300.223:
a. Revise paragraph (b)(1) introductory
text and paragraphs (b)(2)(i) and (ii); and
■ b. Add paragraphs (b)(2)(iii) and (iv),
and paragraph (e) to read as follows:
■
■
§ 300.223
Purse seine fishing restrictions.
*
*
*
*
*
(b) * * *
(1) During the periods and in the areas
specified in paragraph (b)(2) of this
section, owners, operators, and crew of
fishing vessels of the United States shall
not do any of the activities described
below in the Convention Area in the
area between 20° N. latitude and 20° S.
latitude:
*
*
*
*
*
(2) * * *
(i) From July 1 through September 30,
2016;
(ii) From July 1 through September
30, 2017;
(iii) During any period specified in a
Federal Register notice issued by NMFS
announcing that NMFS has determined
that U.S. purse seine vessels have
collectively made, or are projected to
make, 2,522 sets on FADs in the
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Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Rules and Regulations
Convention Area in the area between
20° N. latitude and 20° S. latitude in
2016 or 2017. The Federal Register
notice will be published at least seven
days in advance of the start of the
period announced in the notice. NMFS
will estimate and project the number of
FAD sets using vessel logbooks, and/or
other information sources that it deems
most appropriate and reliable for the
purposes of this section; and
(iv) In any area of high seas, from
January 1 through December 31, 2017.
*
*
*
*
*
(e) Observer coverage. (1) A fishing
vessel of the United States may not be
used to fish with purse seine gear in the
Convention Area without a WCPFC
observer on board. This requirement
does not apply to fishing trips that meet
either of the following conditions:
(i) The portion of the fishing trip
within the Convention Area takes place
entirely within areas under the
jurisdiction of a single nation other than
the United States; or,
(ii) No fishing takes place during the
fishing trip in the Convention Area in
the area between 20 °N. latitude and 20
°S. latitude.
(2) Owners, operators, and crew of
fishing vessels subject to paragraph
(e)(1) of this section must accommodate
WCPFC observers in accordance with
the provisions of § 300.215(c).
(3) Meeting either of the conditions in
paragraphs (e)(1)(i) and (ii) of this
section does not exempt a fishing vessel
from having to carry and accommodate
a WCPFC observer pursuant to § 300.215
or other applicable regulations.
4. In § 300.224, revise paragraph (a) to
read as follows:
■
sradovich on DSK3GDR082PROD with RULES
§ 300.224
Longline fishing restrictions.
(a) Establishment of bigeye tuna catch
limits. (1) During calendar year 2016
there is a limit of 3,554 metric tons of
bigeye tuna that may be captured in the
Convention Area by longline gear and
retained on board by fishing vessels of
the United States.
(2) During calendar year 2017 there is
a limit of 3,345 metric tons of bigeye
tuna that may be captured in the
Convention Area by longline gear and
retained on board by fishing vessels of
the United States.
*
*
*
*
*
[FR Doc. 2016–14967 Filed 6–23–16; 8:45 am]
BILLING CODE 3510–22–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 160411325–6535–02]
RIN 0648–XE568
Fisheries Off West Coast States;
Coastal Pelagic Species Fisheries;
Annual Specifications
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues this final rule to
implement annual management
measures and harvest specifications to
establish the allowable catch levels (i.e.,
annual catch limit (ACL)/harvest
guideline (HG)) for the northern
subpopulation of Pacific sardine
(hereafter, simply Pacific sardine), in
the U.S. Exclusive Economic Zone (EEZ)
off the Pacific coast for the fishing
season of July 1, 2016, through June 30,
2017. These specifications were
determined according to the Coastal
Pelagic Species (CPS) Fishery
Management Plan (FMP). This action
includes a prohibition on directed nontribal Pacific sardine commercial fishing
for Pacific sardine off the coasts of
Washington, Oregon and California,
which is required because the estimated
2016 biomass of Pacific sardine is below
the biomass threshold specified in the
HG control rule. Under this action,
Pacific sardine may still be harvested as
part of either the live bait or tribal
fishery or as incidental catch in other
fisheries; the incidental harvest of
Pacific sardine would initially be
limited to 40-percent by weight of all
fish per trip when caught with other
CPS or up to 2 metric tons (mt) when
caught with non-CPS. The annual catch
limit (ACL) for the 2016–2017 Pacific
sardine fishing year is 8,000 mt. This
rule is intended to conserve and manage
the Pacific sardine stock off the U.S.
West Coast.
DATES: Effective July 1, 2016, through
June 30, 2017.
FOR FURTHER INFORMATION CONTACT:
Joshua Lindsay, West Coast Region,
NMFS, (562) 980–4034, joshua.lindsay@
noaa.gov.
SUPPLEMENTARY INFORMATION: NMFS
manages the Pacific sardine fishery in
the U.S. EEZ off the Pacific coast
(California, Oregon, and Washington) in
accordance with the CPS FMP. Annual
specifications published in the Federal
SUMMARY:
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Frm 00081
Fmt 4700
Sfmt 4700
41251
Register establish the allowable harvest
levels (i.e., overfishing limit (OFL)/ACL/
HG) for each Pacific sardine fishing
year. The purpose of this final rule is to
implement these annual catch reference
points for the 2016–2017 fishing year.
This final rule adopts, without changes,
the catch levels and restrictions that
NMFS proposed in the rule published
on May 26, 2016 (81 FR 33454),
including an OFL and an ABC that takes
into consideration uncertainty
surrounding the current estimate of
biomass for Pacific sardine in the U.S.
EEZ off the Pacific coast.
The FMP and its implementing
regulations require NMFS to set these
annual catch levels for the Pacific
sardine fishery based on the annual
specification framework and control
rules in the FMP. These control rules
include the HG control rule, which, in
conjunction with the OFL and ABC
rules in the FMP, are used to manage
harvest levels for Pacific sardine, in
accordance with the Magnuson-Stevens
Fishery Conservation and Management
Act, 16 U.S.C. 1801 et seq. According to
the FMP, the quota for the principal
commercial fishery is determined using
the FMP-specified HG formula. The HG
formula in the CPS FMP is HG =
[(Biomass¥CUTOFF) * FRACTION *
DISTRIBUTION] with the parameters
described as follows:
1. Biomass. The estimated stock biomass of
Pacific sardine age one and above. For the
2016–2017 management season this is
106,137 mt.
2. CUTOFF. This is the biomass level
below which no HG is set. The FMP
established this level at 150,000 mt.
3. DISTRIBUTION. The average portion of
the Pacific sardine biomass estimated in the
EEZ off the Pacific coast. The FMP
established this at 87 percent.
4. FRACTION. The temperature-varying
harvest fraction is the percentage of the
biomass above 150,000 mt that may be
harvested.
As described above, the Pacific
sardine HG control rule, the primary
mechanism for setting the annual
directed commercial fishery quota,
includes a CUTOFF parameter which
has been set as a biomass level of
150,000 mt. This amount is subtracted
from the annual biomass estimate before
calculating the applicable HG for the
fishing year. Therefore, because this
year’s biomass estimate is below that
value, the formula results in an HG of
zero and therefore no Pacific sardine are
available for the commercial directed
fishery during the 2016–2017 fishing
season.
At the April 2016 Council meeting,
the Council’s SSC approved, and the
Council adopted, the ‘‘Assessment of
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Agencies
[Federal Register Volume 81, Number 122 (Friday, June 24, 2016)]
[Rules and Regulations]
[Pages 41239-41251]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-14967]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 300
[Docket No. 160205084-6510-02]
RIN 0648-BF76
International Fisheries; Western and Central Pacific Fisheries
for Highly Migratory Species; Purse Seine Observer Requirements, and
Fishing Restrictions and Limits in Purse Seine and Longline Fisheries
for 2016-2017
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Under authority of the Western and Central Pacific Fisheries
Convention Implementation Act (WCPFC Implementation Act), NMFS issues
this final rule that, first, requires that U.S. purse seine vessels
carry observers on fishing trips in the western and central Pacific
Ocean (WCPO); second, establishes restrictions in 2016 and 2017 on the
use of fish aggregating devices (FADs) by U.S. purse seine vessels in
the WCPO; and third, establishes limits in 2016 and 2017 on the amount
of bigeye tuna that may be captured by U.S. longline vessels in the
WCPO. This action implementing specific provisions of Conservation and
Management Measure (CMM) 2015-01 is necessary to satisfy the
obligations of the United States as a Contracting Party to the
Convention on the Conservation and Management of Highly Migratory Fish
Stocks in the Western and Central Pacific Ocean (Convention), pursuant
to the authority of the WCPFC Implementation Act.
DATES: Effective July 25, 2016, except Sec. 300.223(b)(1) introductory
text and paragraphs (b)(2)(i) through (iv), and Sec. 300.224(a), which
shall be effective July 1, 2016.
ADDRESSES: Copies of supporting documents prepared for this final rule,
including the regulatory impact review (RIR), and the programmatic
environmental assessment (PEA) and supplemental information report
(SIR) prepared for National Environmental Policy Act (NEPA) purposes,
as well as the proposed rule, are available via the Federal e-
rulemaking Portal, at www.regulations.gov (search for Docket ID NOAA-
NMFS-2016-0031). Those documents are also available from NMFS at the
following address: Michael Tosatto, Regional Administrator, NMFS,
Pacific Islands Regional Office (PIRO), 1845 Wasp Blvd., Building 176,
Honolulu, HI 96818.
A final regulatory flexibility analysis (FRFA) prepared under
authority of the Regulatory Flexibility Act is included in the
Classification section of the SUPPLEMENTARY INFORMATION section of this
document.
FOR FURTHER INFORMATION CONTACT: Tom Graham, NMFS PIRO, 808-725-5032.
SUPPLEMENTARY INFORMATION:
Background
On April 27, 2016, NMFS published a proposed rule in the Federal
Register (81 FR 24772). The proposed rule was open for public comment
until May 12, 2016.
This final rule is issued under the authority of the WCPFC
Implementation Act (16 U.S.C. 6901 et seq.), which authorizes the
Secretary of Commerce, in consultation with the Secretary of State and
the Secretary of the Department in which the United States Coast Guard
is operating (currently the Department of Homeland Security), to
promulgate such regulations as may be necessary to carry out the
obligations of the United States under the Convention, including the
decisions of the Commission for the Conservation and Management of
Highly Migratory Fish Stocks in the Western and Central Pacific Ocean
(Commission or WCPFC). The authority to promulgate regulations has been
delegated to NMFS.
This final rule implements specific provisions of the Commission's
Conservation and Management Measure (CMM) 2015-01, ``Conservation and
Management Measure for Bigeye, Yellowfin, and Skipjack Tuna in the
Western and Central Pacific Ocean.'' The preamble to the proposed rule
provides background information on the Convention and the Commission,
the provisions of CMM 2015-01 that are being implemented in this rule,
and the basis for the proposed regulations, which is not repeated here.
The Action
This final rule includes three elements, described in detail below,
that will be included in regulations at 50 CFR part 300, subpart O.
1. Purse Seine Observer Requirements
This final rule prohibits U.S. purse seine vessels from fishing in
the Convention Area between the latitudes of 20 [deg]N. and 20 [deg]S.
without a WCPFC observer on board, with the exception of fishing trips
during which any fishing in the Convention Area takes place entirely
within areas under the jurisdiction of a single nation other than the
United States. Although U.S. purse seine vessels are exempt from this
requirement on trips in which fishing occurs only in the waters of a
single foreign nation, it is expected that such foreign nations will
require that U.S. purse seine vessels carry observers if fishing in
their waters.
A WCPFC observer is an observer deployed from an observer program
that has been authorized by the Commission to be part of the WCPFC
Regional Observer Programme (see definition at 50 CFR 300.211).
Currently, the Pacific Islands Forum Fisheries Agency (FFA) observer
program, from which observers for the U.S. WCPO purse seine fleet have
traditionally been deployed, and the NMFS observer program, among
others, are authorized as part of the WCPFC Regional Observer
Programme. Thus, observers deployed by these programs are considered
WCPFC observers.
2. Purse Seine FAD Restrictions for 2016-2017
This final rule establishes restrictions on the use of FADs by
purse seine vessels, including periods in 2016 and 2017 during which
specific uses of FADs are prohibited (FAD prohibition periods), annual
limits in 2016 and 2017 on the number of purse seine sets that may be
made on FADs (FAD sets), and restrictions on the use of FADs on the
high seas throughout 2017.
Specifically, this final rule establishes FAD prohibition periods
from July 1 through September 30 in each of 2016 and 2017, a limit of
2,522 FAD sets in each of 2016 and 2017, and a
[[Page 41240]]
prohibition on FAD sets on the high seas during 2017.
As defined at 50 CFR 300.211, a FAD is ``any artificial or natural
floating object, whether anchored or not and whether situated at the
water surface or not, that is capable of aggregating fish, as well as
any object used for that purpose that is situated on board a vessel or
otherwise out of the water. The definition of FAD does not include a
vessel.'' Although the definition of a FAD does not include a vessel,
the restrictions during the FAD prohibition periods include certain
activities related to fish that have aggregated in association with a
vessel, or drawn by a vessel, as described below.
During the July-September FAD prohibition periods in each of 2016
and 2017, after the 2,522 FAD set limit is reached in 2016 or 2017
(until the end of the respective calendar year), and on the high seas
throughout 2017, owners, operators, and crew of fishing vessels of the
United States are prohibited from doing any of the following activities
in the Convention Area in the area between 20 [deg]N. latitude and 20
[deg]S. latitude:
(1) Set a purse seine around a FAD or within one nautical mile of a
FAD.
(2) Set a purse seine in a manner intended to capture fish that
have aggregated in association with a FAD or a vessel, such as by
setting the purse seine in an area from which a FAD or a vessel has
been moved or removed within the previous eight hours, setting the
purse seine in an area in which a FAD has been inspected or handled
within the previous eight hours, or setting the purse seine in an area
into which fish were drawn by a vessel from the vicinity of a FAD or a
vessel.
(3) Deploy a FAD into the water.
(4) Repair, clean, maintain, or otherwise service a FAD, including
any electronic equipment used in association with a FAD, in the water
or on a vessel while at sea, except that: A FAD may be inspected and
handled as needed to identify the FAD, identify and release
incidentally captured animals, un-foul fishing gear, or prevent damage
to property or risk to human safety; and a FAD may be removed from the
water and if removed may be cleaned, provided that it is not returned
to the water.
(5) From a purse seine vessel or any associated skiffs, other
watercraft or equipment, submerge lights under water; suspend or hang
lights over the side of the purse seine vessel, skiff, watercraft or
equipment, or direct or use lights in a manner other than as needed to
illuminate the deck of the purse seine vessel or associated skiffs,
watercraft or equipment, to comply with navigational requirements, and
to ensure the health and safety of the crew. These prohibitions do not
apply during emergencies as needed to prevent human injury or the loss
of human life, the loss of the purse seine vessel, skiffs, watercraft
or aircraft, or environmental damage.
3. Longline Bigeye Tuna Catch Limits for 2016-2017
This final rule establishes limits on the amount of bigeye tuna
that may be caught in the Convention Area by U.S. fishing vessels using
longline gear in each of 2016 and 2017. The limit for 2016 is 3,554 mt,
and the limit for 2017 is 3,345 mt. If NMFS later determines that there
was an overage of the limit for 2016, NMFS will adjust the 2017 limit
in accordance with the provisions of CMM 2015-01 and any other
pertinent Commission decisions in force at the time.
The 2016 and 2017 longline bigeye tuna catch limits apply only to
U.S-flagged longline vessels operating as part of the U.S. longline
fisheries. The limits do not apply to U.S. longline vessels operating
as part of the longline fisheries of American Samoa, the Commonwealth
of the Northern Mariana Islands, or Guam, which are U.S. Participating
Territories in the Commission. Existing regulations at 50 CFR
300.224(b), (c), and (d) detail the manner in which longline-caught
bigeye tuna is attributed among the fisheries of the United States and
the U.S. Participating Territories.
The catch limits will be measured in terms of retained catches--
that is, bigeye tuna that are caught by longline gear and retained on
board the vessel.
As set forth under the existing regulations at 50 CFR 300.224(e),
if NMFS determines that the 2016 or 2017 limit is expected to be
reached before the end of the respective calendar year, NMFS will
publish a notice in the Federal Register to announce specific fishing
restrictions that will be effective from the date the limit is expected
to be reached until the end of that calendar year. NMFS will publish
the notice of the restrictions at least 7 calendar days before the
effective date to provide vessel owners and operators with advance
notice. Periodic forecasts of the date the limit is expected to be
reached will be made available to the public on the Web site of the
NMFS Pacific Islands Regional Office, at www.fpir.noaa.gov/SFD/SFD_regs_3.html, to help vessel owners and operators plan for the
possibility of the limit being reached.
As set forth under the existing regulations at 50 CFR 300.224(f),
if the 2016 or 2017 limit is reached, the following restrictions will
go into effect:
(1) Retaining on board, transshipping, or landing bigeye tuna:
Starting on the effective date of the restrictions and extending
through December 31 of the applicable year, it will be prohibited to
use a U.S. fishing vessel to retain on board, transship, or land bigeye
tuna captured in the Convention Area by longline gear, with three
exceptions, as described below.
First, any bigeye tuna already on board a fishing vessel upon the
effective date of the restrictions may be retained on board,
transshipped, and/or landed, provided that they are landed within 14
days after the restrictions become effective. A vessel that had
declared to NMFS pursuant to 50 CFR 665.803(a) that the current trip
type is shallow-setting will not be subject to this 14-day landing
restriction, so these vessels will be able to land bigeye tuna more
than 14 days after the restrictions become effective.
Second, bigeye tuna captured by longline gear may be retained on
board, transshipped, and/or landed if they are caught by a fishing
vessel registered for use under a valid American Samoa Longline Limited
Access Permit, or if they are landed in American Samoa, Guam, or the
CNMI. However, the bigeye tuna must not be caught in the portion of the
U.S. exclusive economic zone (EEZ) surrounding the Hawaiian
Archipelago, and must be landed by a U.S. fishing vessel operated in
compliance with a valid permit issued under 50 CFR 660.707 or 665.801.
Third, bigeye tuna captured by longline gear may be retained on
board, transshipped, and/or landed if they are caught by a vessel that
is included in a valid specified fishing agreement under 50 CFR
665.819(d), in accordance with 50 CFR 300.224(f)(1)(iv).
(2) Transshipping bigeye tuna to certain vessels: To the extent
authorized under the prohibition described above on ``retaining on
board, transshipping, or landing bigeye tuna,'' starting on the
effective date of the restrictions and extending through December 31 of
the applicable year, it will be prohibited to transship bigeye tuna
caught by longline gear in the Convention Area to any vessel other than
a U.S. fishing vessel operated in compliance with a valid permit issued
under 50 CFR 660.707 or 665.801.
(3) Fishing inside and outside the Convention Area: To help ensure
compliance with the restrictions related to bigeye tuna caught by
longline gear in the Convention Area, this final rule
[[Page 41241]]
establishes two additional, related prohibitions that will go into
effect starting on the effective date of the restrictions and extending
through December 31 of the applicable year. First, vessels will be
prohibited from fishing with longline gear both inside and outside the
Convention Area during the same fishing trip, with the exception of a
fishing trip that is in progress at the time the announced restrictions
go into effect. In the case of a fishing trip that is in progress at
the time the restrictions go into effect, the vessel still must land
any bigeye tuna taken in the Convention Area within 14 days of the
effective date of the restrictions, as described above. Second, if a
vessel is used to fish using longline gear outside the Convention Area
and enters the Convention Area at any time during the same fishing
trip, the longline gear on the fishing vessel must be stowed in a
manner so as not to be readily available for fishing while the vessel
is in the Convention Area. These two prohibitions will not apply to
vessels on declared shallow-setting trips pursuant to 50 CFR
665.803(a), or vessels operating for the purposes of this rule as part
of the longline fisheries of American Samoa, Guam, or the CNMI. This
second group includes vessels registered for use under valid American
Samoa Longline Limited Access Permits; vessels landing their bigeye
tuna catch in one of the three U.S. Participating Territories, so long
as these vessels conduct fishing activities in accordance with the
conditions described above; and vessels included in a specified fishing
agreement under 50 CFR 665.819(d), in accordance with 50 CFR
300.224(f)(1)(iv).
Comments and Responses
NMFS received several comments on the proposed rule. The comments
are summarized below, followed by responses from NMFS.
Comment 1: I support the proposed regulations; they are logical
steps towards sustainable use of international fisheries and will have
a positive impact on these fisheries and will contribute to improving
sustainability of tropical tuna stocks. Additionally, the regulations
may set a new standard for other nations to improve regulations on
these important and vulnerable resources.
Response: NMFS acknowledges the comment.
Comment 2: The Hawaii Longline Association commented as follows on
the proposed longline bigeye tuna catch limits for 2016-2017.
It is well established that the United States cannot end
overfishing of bigeye tuna in the WCPO through unilateral actions, and
unilateral suppression of U.S. commercial longline bigeye tuna fishing
would be counterproductive to conservation of bigeye tuna and other
species.
We understand that there was no overage of the U.S. longline bigeye
tuna catch limit for 2015, so we expect the 2016 limit to be 3,554 mt,
as in the proposed rule. If the 2016 limit is reached and a specified
fishing agreement (under 50 CFR 665.819(c)) is effective and has been
approved at the time the limit is reached, any fish landed immediately
after the limit is reached should be attributed to the U.S. territory
that is a party to the specified fishing agreement.
In 2015 the Hawaii deep-set longline fishery was closed for an
extended period in the WCPO and a great many vessels had to cease
fishing entirely--even though a specified fishing agreement had been
executed--because NMFS' issuance of territory specification regulations
was delayed. We request that NMFS act promptly and with all due
diligence in completing the territory specification rulemaking process
in 2016.
Response: NMFS agrees that ending overfishing of bigeye tuna will
require multilateral efforts by the countries involved in fisheries for
the stock.
With respect to the 2015 longline bigeye tuna catch limit, the
commenter's understanding that there was no overage of the 2015 limit
is correct. NMFS explained in the proposed rule that if, after
publishing the proposed rule, NMFS determines that there was an overage
in 2015, NMFS would adjust the 2016 limit as follows: An amount equal
to the overage would be subtracted from 3,554 mt to determine the
annual limit for 2016. Since publication of the proposed rule, NMFS has
determined that that there was no overage of the 2015 limit. As a
result, the limit for 2016, as established in this final rule, is
unchanged from the proposed limit, 3,554 mt.
With respect to what will occur if the 2016 longline bigeye tuna
limit is reached, bigeye tuna caught by vessels included in specified
fishing agreements under 50 CFR 665.819(c) will be attributed among
fisheries according to the existing criteria and procedures at 50 CFR
300.224(d) and 665.819, which are not revised by this final rule. NMFS
emphasizes that whether a given bigeye tuna will be attributed to the
U.S. territory that is party to a specified fishing agreement will
depend on, among other things, the start date for the agreement as
determined under 50 CFR 665.819(c)(9).
With respect to the issuance of specifications related to longline
bigeye tuna catch limits for the U.S. territories and specified fishing
agreements for 2016, NMFS acknowledges the comment and will undertake
the rulemaking process in accordance with applicable laws and
regulations.
Comment 3: The Center for Biological Diversity (CBD) submitted
comments stating that it has a strong interest in eliminating fisheries
impacts on marine mammals protected under the Marine Mammal Protection
Act (MMPA), as well as marine species listed under the Endangered
Species Act (ESA).
In support of its comments, CBD stated that WCPO fisheries involve
primarily purse seine and longline fishing, targeting bigeye,
yellowfin, and skipjack tuna species, but that bycatch in these
fisheries is common, sometimes accounting for more than 30 percent of a
ship's annual haul. CBD stated that every year, fishing fleets are
known to ensnare species protected under the MMPA and ESA as part of
their fishing operation, but observers on U.S. vessels only conduct
limited identification and reporting of impacts to protected marine
mammals and sea turtles, and observers remain undertrained for this
task. CBD noted that the Biological Opinion on the Effects of the U.S.
Tuna Purse Seine Fishery in the Western and Central Pacific Ocean on
Listed Sea Turtles and Marine Mammals (2006 BiOp) described limitations
on observer data collected for the U.S. purse seine fishery operating
in the WCPO regarding the specific protected species with which the
fishery interacts. Due to the limitations on the data, the 2006 BiOp
did not estimate the total number of marine mammals projected to be
captured each year, and NMFS did not set a take limit for these
species. CBD noted that according to the 2006 BiOp, four of the 12
recorded capture events between 1997 and 2004 involved interactions
with whale species, possibly involving multiple individuals each time.
Response: NMFS acknowledges that that there were limitations in
available data during completion of the 2006 BiOp. Beginning in 2010,
however, consistent with WCPFC conservation and management measures,
the U.S. WCPO purse seine fishery has been subject to increased
observer coverage requirements adopted by the WCPFC. With this
increased observer coverage, more robust data have become available.
NMFS reinitiated formal ESA Section 7 consultation for the WCPO purse
seine fishery for the effects of the fishery on the recently listed
Indo-West Pacific Distinct Population Segment (DPS) of the scalloped
hammerhead shark, and we expect completion of formal
[[Page 41242]]
consultation for that species by the end of 2016. NMFS also is
developing a biological assessment for the U.S. WCPO purse seine
fishery in anticipation of reinitiating ESA Section 7 consultation for
one or more other species, as may be warranted, based on raw observer
data recently obtained from the Pacific Islands Forum Fisheries Agency
(FFA), located in Honiara, Solomon Islands.
Comment 4: CBD submitted comments stating that in the 2006 BiOp,
NMFS estimated that purse seining in the WCPO would take 61 sea turtles
annually, and possibly as many as 122. In addition to being caught in
nets, NMFS also determined in the 2006 BiOp that ship strikes remain a
risk to both sea turtles and marine mammals, though the 2006 BiOp
failed to estimate the number of individuals that may be taken in this
manner or to set take limits based on assumptions regarding the risk of
ship strikes.
Response: The 2006 BiOp provides information on worldwide ship
strikes of whales, but indicates that there were no recorded ship
strikes in the action area and that observer data for the U.S. WCPO
purse seine fishery available at the time indicated that interactions
with large whales, including ESA-listed species, were relatively
uncommon in both the action area and throughout the Pacific Ocean.
According to the 2006 BiOp, of the 292 recorded ship strikes from the
years 1975 to 2002, 134 incidents had a known vessel type and fishing
vessels were responsible for four of those 134 ship strikes. Thus, NMFS
determined that the probability of a vessel in the U.S. WCPO purse
seine fishery colliding with listed whale species was low in the action
area.
The 2006 BiOp also states that relative to other threats, vessel
collisions are not considered a current problem for sea turtle species
in the action area, with the possible exception of green and hawksbill
turtles in Hawaii and green turtles in Palau. The 2006 BiOp indicates
that there are no reports of ship strikes of the U.S. WCPO purse seine
fishery on sea turtles. Moreover, the 2006 BiOp states that data
regarding sea turtles in the U.S. WCPO purse seine fishery available at
the time indicate that all sea turtles caught in nets were released
alive.
Comment 5: CBD submitted comments stating that in order for
reporting to be meaningful and effective, NMFS must ensure observers
are properly trained and that they provide accurate, reliable reports
of protected animals taken down to the species level. According to CBD,
the 2006 BiOp and the PEA highlight that the quality of purse seine
observer data is unacceptably low. Moreover, CBD stated, one of the
enforceable terms and conditions in the BiOp is to improve data
collection, as NMFS mandated that the agency work to ensure that
observers collect standardized information regarding the incidental
capture, injury, and mortality of sea turtles including species, gear
and set information for each interaction that occurs. That NMFS has no
observer data regarding protected species is evidence that this term
and condition has not been met. CBD stated that to ensure compliance
with the ESA, the observer program must have a separate and equal focus
of recording and reporting adequate information on the species taken,
the number of impacted individuals in each observed take event, and all
observed impacts to these individuals, in light of the low threshold
for take. Without this information, it is impossible for NMFS to ensure
that the WCPO fishery participants are adhering to the terms of its
2006 Incidental Take Statement (ITS). Additionally, observers should
not myopically focus only on net-related take events; instead, they
also should be trained and ordered to report on all observed take
events, including ship strikes, as other take events may be a
significant yet unreported portion of the incidental take within this
fishery.
Response: As stated above, beginning in 2010, the U.S. WCPO purse
seine fishery has been subject to increased observer coverage
requirements adopted by the WCPFC. These observers are deployed by FFA
and must undergo specialized training and certifications. FFA observers
also have been authorized by the WCPFC to function as WCPFC observers
and so meet the training and certification requirements of the WCPFC's
Regional Observer Programme. NMFS has provided financial resources to
the FFA to support the augmentation of the FFA observer training
curriculum to focus on better identification of species of special
concern, which include but are not limited to marine mammals, marine
reptiles, sharks, and seabirds. FFA-deployed observers on U.S. purse
seine vessels have collected specific information on all protected
species interactions since 2008. This information is not focused solely
on net-related take events. Preliminary raw data are currently
available from 2008 to 2014. This raw observer data recently received
from the FFA indicates low levels of interactions with some protected
species since 2008. This data is currently being analyzed for
management use. NMFS is continuing to work with FFA to obtain verified
data closer to real-time in accordance with the ITS specified in the
2006 BiOp and the terms and condition of the 2006 BiOp. As stated
above, NMFS also is developing a biological assessment for the U.S.
WCPO purse seine fishery in anticipation of reinitiating ESA Section 7
consultation for one or more species (other than the Indo-West Pacific
DPS of the scalloped hammerhead shark), as may be warranted, based on
the observer data recently obtained from FFA.
Comment 6: CBD also provided comments stating that it is crucial
that NMFS annually make observer reports available to the public. The
last time NMFS made these data available was in the 2006 BiOp, prior to
the transition to 100 percent observer coverage. Without these observer
data, it is impossible for concerned citizens, scientists, or
organizations to evaluate adherence to or the effectiveness of any
conservation measures NMFS has proposed and is authorized to enforce.
Publishing this information would make it possible for interested
parties to independently judge the quality of observer data, and, over
the years, track any improvement or decline in the quality of this
information. For these reasons and others, it is important that NMFS
provide access to this information on a regular basis.
Response: Observer data collected by the FFA observer program are
subject to confidential handling under various authorities, including
but not limited to the Privacy Act, 5 U.S.C. 552a; Trade Secrets Act,
18 U.S.C. 1905; Magnuson-Stevens Fishery Conservation and Management
Act, 16 U.S.C. 1801 et seq.; Marine Mammal Protection Act, 16 U.S.C.
1361, et seq.; South Pacific Tuna Act, 16 U.S.C. 973; and Endangered
Species Act, 16 U.S.C. 1531, et seq. NMFS endeavors to make information
on protected species impacts accessible to the public, but in a format
that does not compromise the confidentiality of non-public domain data,
or violate the United States' international obligations. NMFS further
notes that the dissemination of observer data is outside the scope of
this rulemaking.
Comment 7: CBD provided comments stating that NMFS should
reinitiate ESA Section 7 consultation for the U.S. WCPO purse seine
fishery, based on events and conditions occurring after NMFS finalized
its 2006 BiOp. According to CBD, the PEA incorrectly states that the
U.S. purse seine fishery operating in the WCPO has had limited
interactions with marine mammals in recent years and the number of
these interactions and whether the marine
[[Page 41243]]
mammals were ESA-listed species is unknown at this time. CBD states
that the 2006 BiOp includes references to recorded impacts to ESA-
listed whales and sea turtles and is evidence that NMFS anticipates
future take, by virtue of the incidental take limits set for each
species of sea turtle that occurs within the Convention Area. In
addition, since 2006, fishing effort has increased dramatically, which
requires reinitiation of consultation and revision of the 2006 BiOp.
Since 2006, the U.S. WCPO purse seine fishery has increased both in the
number of vessels participating and in the total tonnage of fish
caught, so the fishery is likely operating in a manner that exceeds the
take limits set for each sea turtle species in the 2006 BiOp. The new
relaxed fishing vessel registration policy, the four-fold increase in
the number of U.S. fishing vessels, and the two-fold increase in
fishing effort are more than sufficient to trigger reinitiation of
Section 7 consultation. Moreover, the recent changes to the listing
status of green and loggerhead turtles trigger reinitiation of
consultation. The new DPS for these species contain new information
that may affect listed species in a manner or to an extent not
previously considered.
Response: NMFS acknowledges CBD's comments. As stated above,
observers deployed by the FFA on U.S. purse seine vessels operating in
the WCPO currently collect detailed information on incidentally caught
species, discards and interactions with species of special interest,
including species protected under the ESA and MMPA. Since 2010, there
has been observer coverage on virtually 100 percent of U.S. purse seine
fishing trips in the Convention Area. NMFS is continuing to analyze the
observer-collected data for recent years--that is, for years subsequent
to the data used for the completion of the 2006 BiOp. NMFS has
reinitiated ESA Section 7 consultation on the effects of the U.S. WCPO
purse seine fishery on the Indo-West Pacific DPS of the scalloped
hammerhead shark and, as indicated in the SIR, expects that
consultation to be completed by the end of 2016. NMFS also is
developing a biological assessment for the U.S. WCPO purse seine
fishery in anticipation of reinitiating ESA Section 7 consultation for
one or more other species under the jurisdiction of NMFS and any new
ITS for ESA-listed species will be based on the completed analysis of
the best available information. Observer-collected data would be made
available, as appropriate, to the public in nonconfidential form
through the publication of any Biological Opinion for the fishery.
NMFS acknowledges that the number of vessels participating in the
fishery has returned to historic levels since the 2006 BiOP was
completed, and the current number of active vessels and the number of
sets per year is more similar to the historic activity of the fleet in
the late 1990s (see Table 2 of the PEA). However, the number of
available licenses from FFA for the fleet that was analyzed within the
PEA remains the same, the area where the fishery operates remains
essentially the same, and the fishing techniques remain the same. As
stated above, NMFS has reinitiated ESA Section 7 consultation on the
effects of the U.S. WCPO purse seine fishery on the Indo-West Pacific
DPS of the scalloped hammerhead shark and as indicated in the SIR,
expects that consultation to be completed by the end of 2016. NMFS also
is developing a biological assessment for the U.S. WCPO purse seine
fishery in anticipation of reinitiating ESA Section 7 consultation for
one or more other species under the jurisdiction of NMFS, as
applicable, based on observer data recently obtained from the FFA.
Comment 8: CBD provided comments stating that in its new BiOp, NMFS
must set a take limit for any ESA-listed marine mammals that occur
within the Convention Area. In the 2006 BiOp, NMFS acknowledged that
whales have interacted with nets and risk being struck by fishing
vessels, but despite this, the 2006 BiOp failed to set a take limit for
listed whale species. Contrary to the conclusions in the 2006 BiOp, any
interaction with fishing gear constitutes a take within the meaning of
the ESA, and take limits must be set accordingly. Furthermore, NMFS
should consider take not only based off of net interactions, but also
from probable ship strikes. Considering the real risk of these impacts,
it is important for NMFS to reevaluate the risk of take, especially in
light of the four-fold increase in U.S. fishing vessels and two-fold
increase in fishing effort since NMFS published its WCPO BiOp in 2006.
To issue a take limit for ESA-listed marine mammals, NMFS must first
issue an MMPA authorization. The MMPA places a moratorium on the taking
of marine mammals, and only under limited exceptions to this moratorium
may NMFS allow take incidental to commercial fishing operations. NMFS
must authorize vessels' take of threatened or endangered marine mammals
during a period of up to three years after making a finding of
negligible impact and finding that other MMPA requirements are met.
NMFS cannot issue such authorization without a thorough analysis of the
impacts of the fishery on the listed marine mammals. Thus, adequate
monitoring of marine mammal mortality is necessary for continued
operation of the fishery.
Response: As stated above, NMFS is developing a biological
assessment for the U.S. WCPO purse seine fishery in anticipation of
reinitiating ESA Section 7 consultation for one or more other species
under the jurisdiction of NMFS, based on recently obtained raw observer
data from the FFA. NMFS will analyze the effects of the fishery on any
ESA-listed species, including marine mammals, in the action area and
develop ITS, as appropriate, based on the best available data. NMFS
notes that some of the marine mammal species present in the action area
are not ESA-listed or depleted under the MMPA. The U.S. WCPO purse
seine fishery has been designated as a Category II fishery under the
regulations that govern the incidental take of marine mammals during
fishing operations under the MMPA. This means that the fishery is
considered to result in occasional serious injuries and mortalities to
marine mammals. NMFS is continuing to analyze observer-collected data,
as well as other available data, and will follow the process to obtain
the appropriate permits under the MMPA if they indicate that incidental
takes of ESA-listed marine mammals have occurred in the U.S. WCPO purse
seine fishery.
Changes From Proposed Rule
No changes from the proposed regulations have been made in these
final regulations.
Classification
The Administrator, Pacific Islands Region, NMFS, has determined
that this final rule is consistent with the WCPFC Implementation Act
and other applicable laws.
Administrative Procedure Act
There is good cause under 5 U.S.C. 553(d)(3) to establish an
effective date less than 30 days after date of publication for the
purse seine FAD restrictions and the 2016 longline bigeye tuna catch
limit. NMFS must establish the FAD restrictions by July 1, 2016, to
comply with the provisions of CMM 2015-01. With respect to the longline
bigeye tuna catch limit, NMFS' latest forecast indicates that the 2016
limit of 3,554 mt could be reached in the latter half of July. Also, in
the event the catch limit is expected to be reached, the regulations at
50 CFR 300.224(e) provide for NMFS to publish the notice
[[Page 41244]]
announcing fishing prohibitions at least seven days in advance of the
date the prohibitions go into effect. Thus, there would be substantial
risk of the 2016 longline bigeye tuna catch limit being exceeded if
this rule is not made effective by July 1, 2016. The FAD restrictions
and longline bigeye tuna catch limits are intended to reduce or
otherwise control fishing pressure on bigeye tuna in the WCPO in order
to restore this stock to levels capable of producing maximum
sustainable yield on a continuing basis. According to the NMFS stock
status determination criteria, bigeye tuna in the Pacific Ocean is
currently experiencing overfishing. Failure to establish the FAD
restrictions and the 2016 longline bigeye tuna catch limit by July 1,
2016, would result in additional fishing pressure on this stock, and
would be inconsistent with CMM 2015-01. Thus, NMFS finds that delaying
the effective date of the FAD restrictions and the 2016 longline bigeye
tuna catch limit past July 1, 2016, would be contrary to the public
interest.
Executive Order 12866
This final rule has been determined to be not significant for
purposes of Executive Order 12866.
Regulatory Flexibility Act (RFA)
A final regulatory flexibility analysis (FRFA) was prepared as
required by section 604 of the RFA. The FRFA incorporates the initial
regulatory flexibility analysis (IRFA) prepared for the proposed rule.
The analysis in the IRFA is not repeated here in its entirety. A
description of the action, why it is being considered, and the legal
basis for this action are contained in the SUMMARY section of the
preamble and in other sections of this SUPPLEMENTARY INFORMATION
section of this final rule, above. The analysis follows:
Significant Issues Raised by Public Comments in Response to the IRFA
NMFS did not receive any comments on the IRFA, but the Hawaii
Longline Association provided comments on the economic impacts of the
longline bigeye tuna catch limit established in a previous rule, for
2015, and requested that NMFS act promptly and with all due diligence
in completing the territory specification rulemaking process in 2016
(see comment 2 and NMFS' response, above).
Description of Small Entities to Which the Rule Will Apply
Small entities include ``small businesses,'' ``small
organizations,'' and ``small governmental jurisdictions.'' The Small
Business Administration (SBA) has established size standards for all
major industry sectors in the United States, including commercial
finfish harvesters (NAICS code 114111). A business primarily involved
in finfish harvesting is classified as a small business if it is
independently owned and operated, is not dominant in its field of
operation (including its affiliates), and has combined annual receipts
not in excess of $20.5 million for all its affiliated operations
worldwide.
The final rule applies to owners and operators of U.S. purse seine
and longline vessels used for fishing for HMS in the Convention Area.
The number of purse seine vessels affected by the rule is approximated
by the number with WCPFC Area Endorsements, which are the NMFS-issued
authorizations required to use a vessel to fish commercially for HMS on
the high seas in the Convention Area. As of May 2016 the number of
purse seine vessels with WCPFC Area Endorsements was 41.
The final rule applies to U.S. longline vessels used to fish for
HMS in the Convention Area, except those operating as part of the
longline fisheries of American Samoa, the CNMI, or Guam. The total
number of affected longline vessels is approximated by the number of
vessels with Hawaii Longline Limited Access Permits (issued under 50
CFR 665.13), although some such vessels might be able to operate as
part of the longline fisheries of the U.S. Participating Territories
and thus not be affected. Under the Hawaii longline limited access
program, no more than 164 permits may be issued. During 2006-2012 the
number of permitted vessels ranged from 130 to 145. The number of
permitted vessels as of April 2016 was 139. U.S. longline vessels based
on the U.S. west coast without Hawaii Longline Limited Access Permits
also could be affected by this rule if they fish in the Convention
Area. However, the number of such vessels is very small and fishing in
the Convention Area by such vessels is rare, so it is expected that
very few, if any, such vessels will be affected.
Most of the Hawaii longline fleet targets bigeye tuna using deep
sets, and during certain parts of the year, portions of the fleet
target swordfish using shallow sets. In the years 2005 through 2013,
the estimated numbers of Hawaii longline vessels that actually fished
ranged from 124 to 135. Of the vessels that fished, the number of
vessels that engaged in deep-setting in the years 2005 through 2013
ranged from 122 to 135, and the number of vessels that engaged in
shallow-setting ranged from 15 to 35. The number of vessels that
engaged in both deep-setting and shallow-setting ranged from 15 to 35.
The number of vessels that engaged exclusively in shallow-setting
ranged from zero to two.
Based on limited available financial information about the affected
fishing vessels and the SBA's small entity size standards for
commercial finfish harvesters, and using individual vessels as proxies
for individual businesses, NMFS believes that all the affected fish
harvesting businesses--in both the purse seine and longline sectors--
are small entities. NMFS used estimates of average per-vessel returns
over recent years to estimate annual revenue, because gross receipts
and ex-vessel price information specific to the individual affected
vessels are not available to NMFS.
For the affected purse seine vessels, 2013 is the most recent year
for which complete catch data are available, and NMFS estimates that
the average annual receipts over 2011-2013 for each purse seine vessel
were less than the $20.5 million threshold for finfish harvesting
businesses. The greatest was about $20 million, and the average was
about $12 million. This is based on the estimated catches of each
vessel in the purse seine fleet during that period, and indicative
regional cannery prices developed by the FFA (available at https://www.ffa.int/node/425). Since 2013, cannery prices for purse seine-
caught tuna have declined dramatically, so the vessels' revenues in
2014 and 2015 very likely declined as well.
For the longline fishery, the ex-vessel value of catches in the
Hawaii longline fishery in 2013 was about $0.7 million per vessel, on
average, well below the $20.5 million threshold for finfish harvesting
businesses.
Recordkeeping, Reporting, and Other Compliance Requirements
The recordkeeping, reporting, and other compliance requirements are
discussed below for each element of the final rule, as described
earlier in the SUPPLEMENTARY INFORMATION section of the preamble.
Fulfillment of these requirements is not expected to require any
professional skills that the affected vessel owners and operators do
not already possess. The costs of complying with the requirements are
described below to the extent possible:
1. Purse Seine Observer Requirements
This element of the final rule does not establish any new reporting
or recordkeeping requirements. The new compliance requirement is for
affected vessel owners and operators to carry
[[Page 41245]]
WCPFC observers on all fishing trips in the Convention Area between the
latitudes of 20 [deg]N. and 20 [deg]S., with the exception of fishing
trips during which any fishing in the Convention Area takes place
entirely within areas under the jurisdiction of a single nation other
than the United States. The expected costs of complying with this
requirement are described below.
Under the South Pacific Tuna Treaty (SPTT), U.S. purse seine
vessels operating in the Treaty Area (which is almost entirely in the
Convention Area) are required to carry observers on about 20 percent of
their fishing trips, which equates to roughly one trip per year per
vessel. The observers required under the terms of the SPTT are deployed
by the FFA, which acts as the SPTT Administrator on behalf of the
Pacific Island Parties to the SPTT. The FFA observer program has been
authorized to be part of the WCPFC observer program, so FFA-deployed
observers are also WCPFC observers. Thus, in a typical year for a
typical U.S. purse seine vessel, the cost of carrying observers to
satisfy requirements under the SPTT can be expected to constitute 20
percent of the costs of the requirement in this rule. However, recent
events associated with the SPTT make 2016 an atypical year. Because of
late negotiations among the SPTT parties on the terms of access in
foreign zones in the SPTT Area for 2016, no U.S. vessels were licensed
under the SPTT until March of 2016, and thus none were authorized to
fish in foreign zones or on the high seas in the Treaty Area until
then. The terms of access for future years, and the SPTT itself, are
uncertain. Given this uncertainty, an upper-bound estimate of the costs
of compliance is provided here. For this purpose, it is assumed that
fishing patterns in the Convention Area will be similar to the pattern
in recent years, and that observer coverage under the terms of the SPTT
will not contribute at all to the costs of complying with this
requirement.
Based on the U.S. purse seine fleet's fishing patterns in 2011-
2013, it is expected that each vessel will spend about 252 days at sea
per year, on average, with some vessels spending as many as about 354
days at sea per year.
The compliance costs of the requirement can be broken into two
parts: 1) The costs of providing food, accommodation, and medical
facilities to observers (observer accommodation costs); and 2) the fees
imposed by observer providers for deploying observers (observer
deployment costs). Observer accommodation costs are expected to be
about $20 per vessel per day-at-sea.
With respect to observer deployment costs, affected fishing
companies can use observers from any program that has been authorized
by the Commission to be part of the WCPFC Regional Observer Programme.
In other words, they are not required to use FFA observers, which they
have traditionally used until now. Nonetheless, the costs of deploying
FFA observers are probably good indications of observer deployment
costs in the region generally, and they are used for this analysis.
Based on budgets and arrangements for the deployment of observers under
the FFA observer program, observer deployment costs are expected to be
about $230 per vessel per day-at-sea. Thus, combined observer
accommodation costs and observer deployment costs are expected to be
about $250 per vessel per day-at-sea. For the average vessel, which is
expected to spend about 252 days at sea per year, the total cost of
compliance are therefore expected to be about $63,000 per year. The
cost for vessels that spend fewer days at sea will be accordingly less.
At the other extreme, if a vessel spends 354 days at sea (the top of
the range in 2011-2013), the total cost of compliance will be about
$88,500 per year. Both of these figures are upper-bound estimates. If
arrangements under the SPTT return to something like they have been in
the past, then the numbers of days spent at sea on fishing trips in the
Convention Area are likely to be close to the levels described above,
but the compliance costs will be about 20 percent less than estimated
above because observer coverage under the SPTT will satisfy about 20
percent of the coverage required under this rule. If arrangements under
the SPTT do not return to something like they have been in the recent
past, then the number of days spent at sea on fishing trips in the
Convention Area could be substantially lower than as described above,
and the costs of complying with this requirement will be accordingly
less.
2. Purse Seine FAD Restrictions for 2016-2017
This element of the final rule does not establish any new reporting
or recordkeeping requirements. The new requirement is for affected
vessel owners and operators to comply with the FAD restrictions
described earlier in the SUPPLEMENTARY INFORMATION section of the
preamble, including FAD prohibition periods from July 1 through
September 30 in each of 2016 and 2017; limits of 2,522 FAD sets that
may be made in each of 2016 and 2017; and prohibitions on specific uses
of FADs on the high seas in 2017. The expected costs of complying with
this requirement are described below to the extent possible.
The FAD restrictions will substantially constrain the manner in
which purse seine fishing can be conducted in the specified areas and
periods in the Convention Area; in those areas and during those
periods, vessels will be able to set only on free, or ``unassociated,''
schools.
The costs associated with the FAD restrictions cannot be
quantitatively estimated, but the fleet's historical use of FADs can
give a qualitative indication of the costs. In the years 1997-2013, the
proportion of sets made on FADs in the U.S. purse seine fishery ranged
from less than 30 percent in some years to more than 90 percent in
others. Thus, the importance of FAD sets in terms of profits appears to
be quite variable over time, and is probably a function of many
factors, including fuel prices (unassociated sets involve more
searching time and thus tend to bring higher fuel costs than FAD sets)
and market conditions (e.g., FAD fishing, which tends to result in
greater catches of lower-value skipjack tuna and smaller yellowfin tuna
and bigeye tuna than unassociated sets, might be more attractive and
profitable when canneries are not rejecting small fish). Thus, the
costs of complying with the FAD restrictions will depend on a variety
of factors.
In 2010-2013, the last 4 years for which complete data are
available and for which there was 100 percent observer coverage, the
U.S. WCPO purse seine fleet made about 39 percent of its sets on FADs.
During the months when setting on FADs was allowed, the percentage was
about 58 percent. The fact that the fleet has made such a substantial
portion of its sets on FADs indicates that prohibiting the use of FADs
in the specified areas and periods could bring substantial costs and/or
revenue losses.
To mitigate these impacts, vessel operators might choose to
schedule their routine vessel and equipment maintenance during the FAD
prohibition periods. However, the limited number of vessel maintenance
facilities in the region might constrain vessel operators' ability to
do this. It also is conceivable that some vessels might choose not to
fish at all during the FAD prohibition periods rather than fish without
the use of FADs. Observations of the fleet's behavior in 2009-2013,
when FAD prohibition periods were in effect, do not suggest that either
of these responses occurred to an appreciable degree. The proportion of
the fleet that fished during the two- and three-month FAD prohibition
periods of 2009-2013
[[Page 41246]]
did not appreciably differ from the proportion that fished during the
same months in the years 1997-2008, when no FAD prohibition periods
were in place.
The FAD restrictions for 2016 are similar to those in place in
2013-2015, except that there is a limit of 2,522 FAD sets instead of
the October FAD prohibition period that was in place in 2013-2015. 2016
is an unusual year in that SPTT licenses for 2016 were not issued until
March, and the number of licensed vessels (34 as of May 2016) is fewer
than in recent years. Thus, the level of purse seine fishing effort to
date in the Convention Area in 2016 is somewhat lower than typical
levels in recent years. As a result, the expected amount of fishing
effort in the Convention Area in 2016 is expected to be substantially
less than in recent years. Consequently, the 2,522 FAD set limit will
be less constraining than it would be if fishing effort were greater.
For example, if total fishing effort in 2016 is 5,000 fishing days
(about 62% of the average in 2010-2013), and the average number of sets
made per fishing day is the same as in 2010-2013 (0.97), and the
average number of all sets that are FAD sets (``FAD set ratio'') during
periods when FAD sets are allowed is the same as in 2010-2013 (58%),
and if fishing effort is evenly distributed through the year, then the
number of FAD sets expected in 2016 under the final rule will be about
2,130, somewhat less than the limit of 2,522. Under the assumptions
described above, the limit of 2,522 FAD sets will start to become
constraining at a total fishing effort level of 5,900 fishing days.
The effects of the FAD restrictions in 2017 will likely be greater
than in 2016 because of the additional prohibition on setting on FADs
on the high seas. The magnitude of that additional impact cannot be
predicted, but as an indication of the additional impact, in 2010-2013,
about 10 percent of the fleet's fishing effort occurred on the high
seas. As in 2016, the impact of the 2,522 FAD set limit in 2017 will be
primarily a function of the fleet's total level of fishing effort.
Given the uncertainty related to the future of the SPTT, fishing effort
in 2017 is very difficult to predict. As described above for 2016, the
limit will start to become constraining at a fishing effort level of
about 5,900 fishing days, but in 2017 that threshold will be applicable
only in the portion of the Convention Area that is not high seas
(again, about 10 percent of fishing effort has occurred on the high
seas in recent years).
In summary, the economic impacts of the FAD prohibition periods and
FAD set limits in 2016 and 2017 and the prohibition on using FADs on
the high seas throughout 2017 cannot be quantified, but they could be
substantial. Their magnitude will depend in part on market conditions,
oceanic conditions, and the fleet's fishing effort in 2016 and 2017,
which will be determined in part by any limits on allowable levels of
fishing effort in foreign EEZs and on the high seas in the Convention
Area.
3. Longline Bigeye Tuna Catch Limits for 2016-2017
This element of the final rule will not establish any new reporting
or recordkeeping requirements. The new compliance requirement is for
affected vessel owners and operators to cease retaining, landing, and
transshipping bigeye tuna caught with longline gear in the Convention
Area if and when the bigeye tuna catch limit is reached in 2016 (3,554
mt) or 2017 (3,345 mt), for the remainder of the calendar year, subject
to the exceptions and provisos described in other sections of this
SUPPLEMENTARY INFORMATION section of the preamble. Although the
restrictions that will come into effect in the event the catch limit is
reached will not prohibit longline fishing, per se, they are sometimes
referred to in this analysis as constituting a fishery closure. The
costs of complying with this requirement are described below to the
extent possible.
Complying with this element of the final rule could cause foregone
fishing opportunities and result in associated economic losses in the
event that the bigeye tuna catch limit is reached in 2016 or 2017 and
the restrictions on retaining, landing, and transshipping bigeye tuna
are imposed for portions of either or both of those years. These costs
cannot be projected quantitatively with any certainty. The limits of
3,554 mt for 2016 and 3,345 mt for 2017 can be compared to catches in
2005-2008, before limits were in place. The average annual catch in
that period was 4,709 mt. Based on that history, as well as fishing
patterns in 2009-2015, when limits were in place, there appears to be a
relatively high likelihood of the limits being reached in 2016 and
2017. 2015 saw exceptionally high catches of bigeye tuna. Although
final estimates for 2015 are not available, the limit of 3,502 mt was
estimated to have been reached by, and the fishery was closed on,
August 5 (see temporary rule published July 28, 2015; 80 FR 44883). The
fishery was subsequently re-opened for vessels included in agreements
with the governments of the CNMI and Guam under regulations
implementing Amendment 7 to the Fishery Ecosystem Plan for Pelagic
Fisheries of the Western Pacific Region (Pelagics FEP) (50 CFR
665.819). If bigeye tuna catch patterns in 2016 or 2017 are like those
in 2005-2008, the limits will likely be reached in the fourth quarter
of the year. If catches are more accelerated, as in 2015, the limits
could be reached in the third quarter of the year.
If the bigeye tuna limit is reached before the end of 2016 or 2017
and the Convention Area longline bigeye tuna fishery is consequently
closed for the remainder of the calendar year, it can be expected that
affected vessels would shift to the next most profitable fishing
opportunity (which might be not fishing at all). Revenues from that
next best alternative activity reflect the opportunity costs associated
with longline fishing for bigeye tuna in the Convention Area. The
economic cost of the rule would not be the direct losses in revenues
that would result from not being able to fish for bigeye tuna in the
Convention Area, but rather the difference in benefits derived from
that activity and those derived from the next best activity. The
economic cost of the rule on affected entities is examined here by
first estimating the direct losses in revenues that would result from
not being able to fish for bigeye tuna in the Convention Area as a
result of the catch limit being reached. Those losses represent the
upper bound of the economic cost of the rule on affected entities.
Potential next-best alternative activities that affected entities could
undertake are then identified in order to provide a (mostly
qualitative) description of the degree to which actual costs would be
lower than that upper bound.
Upper bounds on potential economic costs can be estimated by
examining the projected value of longline landings from the Convention
Area that would not be made as a result of reaching the limit. For this
purpose, it is assumed that, absent this rule, bigeye tuna catches in
the Convention Area in each of 2016 and 2017 would be 5,000 mt,
slightly more than the average in 2005-2008. Under this scenario,
imposition of limits of 3,554 mt for 2016 and 3,345 mt for 2017 would
result in 29 percent and 33 percent less bigeye tuna being caught in
those two years, respectively, than under no action. In the deep-set
fishery, catches of marketable species other than bigeye tuna would
likely be affected in a similar way if vessels do not shift to
alternative activities. Assuming for the moment that ex-vessel prices
would not be affected by a fishery closure, under the rule, revenues in
2016 and 2017 to entities that participate exclusively in
[[Page 41247]]
the deep-set fishery would be approximately 29 and 33 percent less than
under no action in 2016 and 2017, respectively. Average annual ex-
vessel revenues (from all species) per mt of bigeye tuna caught during
2005-2008 were about $14,332/mt (in 2015 dollars, derived from the
latest available annual report on the pelagic fisheries of the western
Pacific Region (Western Pacific Regional Fishery Management Council,
2016, Pelagic Fisheries of the Western Pacific Region: 2013 Annual
Report. Honolulu, Western Pacific Fishery Management Council). If there
are 128 active vessels in the fleet, as there were during 2005-2008, on
average, then under the no-action scenario of fleet-wide annual catches
of 5,000 mt, each vessel would catch 39 mt/yr, on average. Reductions
of 29 percent and 33 percent in 2016 and 2017, respectively, as a
result of the limits would be about 11 mt and 13 mt, respectively.
Applying the average ex-vessel revenues (from all species) of $14,332
per mt of bigeye tuna caught, the reductions in ex-vessel revenue per
vessel would be $162,000 and $185,000, on average, for 2016 and 2017,
respectively.
In the shallow-set fishery, affected entities would bear limited
costs in the event of the limit being reached (but most affected
entities also participate in the deep-set fishery and might bear costs
in that fishery, as described below). The cost would be about equal to
the revenues lost from not being able to retain or land bigeye tuna
captured while shallow-setting in the Convention Area, or the cost of
shifting to shallow-setting in the eastern Pacific Ocean (EPO), which
is to the east of 150 degrees W. longitude, whichever is less. In the
fourth calendar quarters of 2005-2008, almost all shallow-setting
effort took place in the EPO, and 97 percent of bigeye tuna catches
were made there, so the cost of a bigeye tuna fishery closure to
shallow-setting vessels would appear to be very limited. During 2005-
2008, the shallow-set fishery caught an average of 54 mt of bigeye tuna
per year from the Convention Area. If the bigeye tuna catch limit is
reached even as early as July 31 in 2016 or 2017, the Convention Area
shallow-set fishery would have caught at that point, based on 2005-2008
data, on average, 99 percent of its average annual bigeye tuna catches.
Imposition of the landings restriction at that point in 2016 or 2017
would result in the loss of revenues from approximately 0.5 mt (1
percent of 54 mt) of bigeye tuna, which, based on recent ex-vessel
prices, would be worth no more than $5,000. Thus, expecting about 26
vessels to engage in the shallow-set fishery (the annual average in
2005-2013), the average of those potentially lost annual revenues would
be no more than $200 per vessel. The remainder of this analysis focuses
on the potential costs of compliance in the deep-set fishery.
It should be noted that the impacts on affected entities' profits
would be less than impacts on revenues when considering the costs of
operating vessels, because costs would be lower if a vessel ceases
fishing after the catch limit is reached. Variable costs can be
expected to be affected roughly in proportion to revenues, as both
variable costs and revenues would stop accruing once a vessel stops
fishing. But affected entities' costs also include fixed costs, which
are borne regardless of whether a vessel is used to fish--e.g., if it
is tied up at the dock during a fishery closure. Thus, profits would
likely be adversely impacted proportionately more than revenues.
As stated previously, actual compliance costs for a given entity
might be less than the upper bounds described above, because ceasing
fishing would not necessarily be the most profitable alternative
opportunity when the catch limit is reached. Two alternative
opportunities that are expected to be attractive to affected entities
include: (1) Deep-set longline fishing for bigeye tuna in the
Convention Area in a manner such that the vessel is considered part of
the longline fishery of American Samoa, Guam, or the CNMI; and (2)
deep-set longline fishing for bigeye tuna and other species in the EPO.
These two opportunities are discussed in detail below. Four additional
opportunities are: (3) Shallow-set longline fishing for swordfish (for
deep-setting vessels that would not otherwise do so), (4) deep-set
longline fishing in the Convention Area for species other than bigeye
tuna, (5) working in cooperation with vessels operating as part of the
longline fisheries of the Participating Territories--specifically,
receiving transshipments at sea from them and delivering the fish to
the Hawaii market, and (6) vessel repair and maintenance. A study by
NMFS of the effects of the WCPO bigeye tuna longline fishery closure in
2010 (Richmond, L., D. Kotowicz, J. Hospital and S. Allen, 2015,
Monitoring socioeconomic impacts of Hawai`i's 2010 bigeye tuna closure:
Complexities of local management in a global fishery, Ocean & Coastal
Management 106:87-96) did not identify the occurrence of any
alternative activities that vessels engaged in during the closure,
other than deep-setting for bigeye tuna in the EPO, vessel maintenance
and repairs, and granting lengthy vacations to employees. Based on
those findings, NMFS expects that alternative opportunities (3), (4),
(5) and (6) are probably unattractive relative to the first two
alternatives, and are not discussed here in any further detail. NMFS
recognizes that vessel maintenance and repairs and granting lengthy
vacations to employees are two alternative activities that might be
taken advantage of if the fishery is closed, but no further analysis of
their mitigating effects is provided here.
Before examining in detail the two potential alternative fishing
opportunities that would appear to be the most attractive to affected
entities, it is important to note that under the rule, once the limit
is reached and the WCPO bigeye tuna fishery is closed, fishing with
longline gear both inside and outside the Convention Area during the
same trip would be prohibited (except in the case of a fishing trip
that is in progress when the limit is reached and the restrictions go
into effect). For example, after the restrictions go into effect,
during a given fishing trip, a vessel could be used for longline
fishing for bigeye tuna in the EPO or for longline fishing for species
other than bigeye tuna in the Convention Area, but not for both. This
reduced operational flexibility would bring costs, since it would
constrain the potential profits from alternative opportunities. Those
costs cannot be quantified.
A vessel could take advantage of the first alternative opportunity
(deep-setting for bigeye tuna in a manner such that the vessel is
considered part of the longline fishery of one of the three U.S.
Participating Territories), by three possible methods: (a) Landing the
bigeye tuna in one of the three Participating Territories, (b) holding
an American Samoa Longline Limited Access Permit, or (c) being
considered part of a Participating Territory's longline fishery, by
agreement with one or more of the three Participating Territories under
the regulations implementing Amendment 7 to the Pelagics FEP (50 CFR
665.819). In the first two circumstances, the vessel would be
considered part of the longline fishery of the Participating Territory
only if the bigeye tuna were not caught in the portion of the U.S. EEZ
around the Hawaiian Islands and were landed by a U.S. vessel operating
in compliance with a permit issued under the regulations implementing
the Pelagics FEP or the Fishery Management Plan for U.S. West Coast
Fisheries for Highly Migratory Species.
[[Page 41248]]
With respect to the first method of engaging in alternative
opportunity 1 (1.a.) (landing the bigeye tuna in one of the
Participating Territories), there are three potentially important
constraints. First, whether the fish are landed by the vessel that
caught the fish or by a vessel to which the fish were transshipped, the
costs of a vessel transiting from the traditional fishing grounds in
the vicinity of the Hawaiian Archipelago to one of the Participating
Territories would be substantial. Second, none of these three locales
has large local consumer markets to absorb substantial additional
landings of fresh sashimi-grade bigeye tuna. Third, transporting the
bigeye tuna from these locales to larger markets, such as markets in
Hawaii, the U.S. west coast, or Japan, would bring substantial
additional costs and risks. These cost constraints suggest that this
alternative opportunity has limited potential to mitigate the economic
impacts of the rule on affected small entities.
The second method of engaging in the first alternative opportunity
(1.b.) (having an American Samoa Longline Limited Access Permit), would
be available only to the subset of the Hawaii longline fleet that has
both Hawaii and American Samoa longline permits (dual permit vessels).
Vessels that do not have both permits could obtain them if they meet
the eligibility requirements and pay the required costs. For example,
the number of dual permit vessels increased from 12 in 2009, when the
first WCPO bigeye tuna catch limit was established, to 20 in both 2011
and 2012. The previously cited NMFS study of the 2010 fishery closure
(Richmond et al. 2015) found that bigeye tuna landings of dual permit
vessels increased substantially after the start of the closure on
November 22, 2010, indicating that this was an attractive opportunity
for dual permit vessels, and suggesting that those entities might have
benefitted from the catch limit and the closure.
The third method of engaging in the first alternative opportunity
(1.c.) (entering into an Amendment 7 agreement), was also available in
2011-2015 (in 2011-2013, under section 113(a) of Public Law 112-55, 125
Stat. 552 et seq., the Consolidated and Further Continuing
Appropriations Act, 2012, continued by Public Law 113-6, 125 Stat. 603,
section 110, the Department of Commerce Appropriations Act, 2013;
hereafter, ``section 113(a)''). As a result of agreements that were in
place in 2011-2014, the WCPO bigeye tuna fishery was not closed in any
of those four years because the annual limit for U.S. longline
fisheries adopted by the WCPFC was not reached. In 2015 the fishery was
closed in August but then reopened when agreements with the CNMI, and
later with Guam, went into effect. Participation in an Amendment 7
agreement would likely not come without costs to fishing businesses. As
an indication of the possible cost, the terms of the agreement between
American Samoa and the members of the Hawaii Longline Association (HLA)
in effect in 2011 and 2012 included payments totaling $250,000 from the
HLA to the Western Pacific Sustainable Fisheries Fund, equal to $2,000
per vessel. It is not known how the total cost was allocated among the
members of the HLA, so it is possible that the owners of particular
vessels paid substantially more than or less than $2,000.
The second alternative opportunity (2) (deep-set fishing for bigeye
tuna in the EPO), would be an option for affected entities only if it
is allowed under regulations implementing the decisions of the Inter-
American Tropical Tuna Commission (IATTC). Annual longline bigeye tuna
catch limits have been in place for the EPO in most years since 2004.
Since 2009, a bigeye tuna catch limit of 500 mt for 2016 has applied to
U.S. longline vessels greater than 24 meters (m) in length (50 CFR
300.25), and the limits were reached in 2013 (November 11), 2014
(October 31), and 2015 (August 12). The highly seasonal nature of
bigeye tuna catches in the EPO and the relatively high inter-annual
variation in catches prevents NMFS from making a useful prediction of
whether and when the limit in 2016 is likely to be reached. However,
the trend in 2013-2015 suggests a relatively high likelihood of it
being reached in 2016. If it is reached, this alternative opportunity
would not be available for large longline vessels, which constitute
about a quarter of the fleet. Currently there is no limit in place for
2017; the IATTC would have to take further action to adopt a limit for
2017, and NMFS would then need to implement it to put it into effect.
Historical fishing patterns can provide an indication of the
likelihood of affected entities making use of the opportunity of deep-
setting in the EPO in the event of a closure in the WCPO. The
proportion of the U.S. fishery's annual bigeye tuna catches that were
captured in the EPO from 2005 through 2008 ranged from 2 percent to 22
percent, and averaged 11 percent. In 2005-2007, that proportion ranged
from 2 percent to 11 percent, and may have been constrained by the
IATTC-adopted bigeye tuna catch limits established by NMFS (no limit
was in place for 2008). Prior to 2009, most of the U.S. annual bigeye
tuna catch by longline vessels in the EPO typically was made in the
second and third quarters of the year; in 2005-2008 the percentages
caught in the first, second, third, and fourth quarters were 14, 33,
50, and 3 percent, respectively. These data demonstrate two historical
patterns--that relatively little of the bigeye tuna catch in the
longline fishery was typically taken in the EPO (11 percent in 2005-
2008, on average), and that most EPO bigeye tuna catches were made in
the second and third quarters, with relatively few catches in the
fourth quarter when the catch limit will most likely be reached. These
two patterns suggest that there could be substantial costs for at least
some affected entities that shift to deep-set fishing in the EPO in the
event of a closure in the WCPO. On the other hand, fishing patterns
since 2008 suggest that a substantial shift in deep-set fishing effort
to the EPO could occur. In 2009, 2010, 2011, 2012, 2013, and 2014, the
proportions of the fishery's annual bigeye tuna catches that were
captured in the EPO were about 16, 27, 23, 19, 36, and 36 percent,
respectively, and most bigeye tuna catches in the EPO were made in the
latter half of the calendar years.
The NMFS study of the 2010 closure (Richmond et al. 2015) found
that some businesses--particularly those with smaller vessels--were
less inclined than others to fish in the EPO during the closure because
of the relatively long distances that would need to be travelled in the
relatively rough winter ocean conditions. The study identified a number
of factors that likely made fishing in the EPO less lucrative than
fishing in the WCPO during that part of the year, including fuel costs
and the need to limit trip length in order to maintain fish quality and
because of limited fuel storage capacity.
In addition to affecting the volume of landings of bigeye tuna and
other species, the catch limits could affect fish prices, particularly
during a fishery closure. Both increases and decreases appear possible.
After a limit is reached and landings from the WCPO are prohibited, ex-
vessel prices of bigeye tuna (e.g., that are caught in the EPO or by
vessels in the longline fisheries of the three U.S. Participating
Territories), as well as of other species landed by the fleet, could
increase as a result of the constricted supply. This would mitigate
economic losses for vessels that are able to continue fishing and
landing bigeye tuna during the closure. For example, the NMFS study of
the 2010 closure (Richmond et al. 2015) found that ex-
[[Page 41249]]
vessel prices during the closure in December were 50 percent greater
than the average during the previous five Decembers. (It is emphasized
that because it was an observational study, neither this nor other
observations of what occurred during the closure can be affirmatively
linked as effects of the fishery closure.)
Conversely, a WCPO bigeye tuna fishery closure could cause a
decrease in ex-vessel prices of bigeye tuna and other products landed
by affected entities if the interruption in the local supply prompts
the Hawaii market to shift to alternative (e.g., imported) sources of
bigeye tuna. Such a shift could be temporary--that is, limited to 2016
and/or 2017--or it could lead to a more permanent change in the market
(e.g., as a result of wholesale and retail buyers wanting to mitigate
the uncertainty in the continuity of supply from the Hawaii longline
fisheries). In the latter case, if locally caught bigeye tuna fetches
lower prices because of stiffer competition with imported bigeye tuna,
then ex-vessel prices of local product could be depressed indefinitely.
The NMFS study of the 2010 closure (Richmond et al. 2015) found that a
common concern in the Hawaii fishing community prior to the closure in
November 2010 was retailers having to rely more heavily on imported
tuna, causing imports to gain a greater market share in local markets.
The study found this not to have been borne out, at least not in 2010,
when the evidence gathered in the study suggested that few buyers
adapted to the closure by increasing their reliance on imports, and no
reports or indications were found of a dramatic increase in the use of
imported bigeye tuna during the closure. The study concluded, however,
that the 2010 closure caused buyers to give increased consideration to
imports as part of their business model, and it was predicted that tuna
imports could increase during any future closure. To the extent that
ex-vessel prices would be reduced by this action, revenues earned by
affected entities would be affected accordingly, and these impacts
could occur both before and after the limit is reached, and as
described above, possibly after 2017.
The potential economic effects identified above would vary among
individual business entities, but it is not possible to predict the
range of variation. Furthermore, the impacts on a particular entity
would depend on both that entity's response to the rule and the
behavior of other vessels in the fleet, both before and after the catch
limit is reached. For example, the greater the number of vessels that
take advantage--before the limit is reached--of the first alternative
opportunity (1), fishing as part of one of the Participating
Territory's fisheries, the lower the likelihood that the limit would be
reached. The fleet's behavior in 2011 and 2012 is illustrative. In both
those years, most vessels in the Hawaii fleet were included in a
section 113(a) arrangement with the government of American Samoa, and
as a consequence, the U.S. longline catch limit was not reached in
either year. Thus, none of the vessels in the fleet, including those
not included in the section 113(a) arrangements, were prohibited from
fishing for bigeye tuna in the Convention Area at any time during those
two years. The fleet's experience in 2010 (before opportunities under
section 113(a) or Amendment 7 to the Pelagics FEP were available)
provides another example of how economic impacts could be distributed
among different entities. In 2010 the limit was reached and the WCPO
bigeye tuna fishery was closed on November 22. As described above, dual
permit vessels were able to continue fishing outside the U.S. EEZ
around the Hawaiian Archipelago and benefit from the relatively high
ex-vessel prices that bigeye tuna fetched during the closure.
In summary, based on potential reductions in ex-vessel revenues,
NMFS has estimated that the upper bound of potential economic impacts
of the rule on affected longline fishing entities could be roughly
$162,000 per vessel, on average, in 2016 and $185,000 per vessel, on
average, in 2017. The actual impacts to most entities are likely to be
substantially less than those upper bounds, and for some entities the
impacts could be neutral or positive (e.g., if one or more Amendment 7
agreements are in place in 2016 and 2017 and the terms of the
agreements are such that the U.S. longline fleet is effectively
unconstrained by the catch limits).
Disproportionate Impacts
As indicated above, all affected entities are believed to be small
entities, so small entities would not be disproportionately affected
relative to large entities. Nor would there be disproportionate
economic impacts based on home port.
Purse seine vessels would be impacted differently than longline
vessels, but whether the impacts would be disproportional between the
two gear types cannot be determined.
For the longline sector, as described above, there could be
disproportionate impacts according to vessel type and size and the type
of fishing permits held. A vessel with both a Hawaii Longline Limited
Access Permit and an American Samoa Longline Limited Access Permit
would be considered part of the American Samoa longline fishery (except
when fishing in the U.S. EEZ around the Hawaiian Archipelago), so it
would not be subject to the catch limits. Because the EPO bigeye tuna
catch limit for 2016 applies only to vessels greater than 24 m in
length, in the event that the WCPO bigeye tuna fishery is closed and
the 500 mt limit is reached in the EPO, only vessels 24 m or less in
length would be able to take advantage of the alternative opportunity
of deep-setting for bigeye tuna in the EPO. On the other hand, smaller
vessels can be expected to find it more difficult, risky, and/or costly
to fish in the EPO during the relatively rough winter months than
larger vessels. If there are any large entities among the affected
entities, and if the vessels of the large entities are larger than
those of small entities, then it is possible that small entities could
be disproportionately affected relative to large entities.
Steps Taken To Minimize the Significant Economic Impacts on Small
Entities
NMFS has sought to identify alternatives that would minimize the
rule's economic impact on small entities (``significant
alternatives''). Taking no action could result in lesser adverse
economic impacts than the action for affected entities in the purse
seine and longline fisheries (but as described below, for some affected
longline entities, the rule could be more economically beneficial than
no-action), but NMFS has determined that the no-action alternative
would be inconsistent with the United States' obligations under the
Convention, and NMFS has rejected it for that reason. Alternatives
identified for each of the three elements of the rule are discussed
below.
1. Purse Seine Observer Requirements
NMFS has not identified any significant alternatives to the purse
seine observer requirements that would comport with U.S. obligations to
implement the Commission decisions regarding observer coverage.
2. Purse Seine FAD Restrictions for 2016-2017
NMFS considered in detail one set of alternatives to the
restrictions on the use of FADs. Under CMM 2015-01, the United States
could use either of two options in either of 2016 and 2017 (in addition
to the three-month FAD closure periods in both years and the
prohibition on FAD sets on the high seas in 2017). One option is a
fourth-
[[Page 41250]]
month FAD prohibition period, in October. The second option, which is
part of this rule, is an annual limit of 2,522 FAD sets. The relative
effects of the two options would depend on the total amount of fishing
effort exerted by the U.S. purse seine fleet in the Convention Area in
a given year. If total fishing effort is relatively high, an October
FAD prohibition period would likely allow for more FAD sets than a
limit of 2,522 FAD sets, and thus likely cause lesser adverse impacts.
The opposite would be the case for relatively low levels of total
fishing effort. For example, given the fleet's recent historical
average FAD set ratio of 58 percent when FAD-setting is allowed (2010-
2013), and assuming an even distribution of sets throughout the year,
the estimated ``breakeven'' point between the two options is 6,502
total sets for the year. The levels of fishing effort in 2016 and 2017
are very difficult to predict; they will be determined largely by the
level of participation in the fishery (number of vessels) and any
limits imposed on fishing effort. Fishing effort in foreign zones and
on the high seas in the SPTT Area is likely to be limited by the terms
of arrangements under the SPTT. Fishing effort elsewhere in the
Convention Area (e.g., in the U.S. EEZ and on the high seas outside the
Treaty Area) will be constrained by any limits established by NMFS to
implement the provisions of CMM 2015-01. NMFS has not yet established
or proposed any such limits for 2016 or 2017, and cannot speculate what
limits it might propose, but a point of reference are the limits that
were in place in 2009-2015. Those limits applied to the Effort Limit
Area for Purse Seine, or ELAPS, which consists of all areas of high
seas and U.S. exclusive economic zone in the Convention Area between
the latitudes of 20 [deg]N. and 20 [deg]S. The limits in 2009-2013 were
2,588 fishing days per year. The limits in 2014-2015 were 1,828 fishing
days per year. With respect to numbers of vessels and allowable fishing
effort limits under the SPTT, 2016 is an unusual year in that SPTT
licenses for 2016 were not issued until March, and the number of
licensed vessels (34 as of May 2016) is fewer than in recent years.
Thus, there has been relatively little purse seine fishing effort to
date in the Convention Area in 2016, and NMFS expects that total
fishing effort in 2016 is likely to be less than 6,502 sets (the
estimated breakeven point between the two options). For reference, the
average number of sets made annually in 2010-2013, when an average of
38 vessels were active in the fishery, was 7,835. The average number of
fishing days made annually in 2010-2013 was 8,030, so the average
number of sets made per fishing day was 0.97. Predicting the situation
for 2017 is even more difficult than for 2016, but current
circumstances suggest that participation in 2017 could be less than in
recent years. Also, because setting on FADs on the high seas will be
prohibited in 2017 under this rule, the estimated breakeven point of
6,502 total sets applies not everywhere in the Convention Area, but
only those portions that are not high seas. Assuming that about 10
percent of fishing effort takes place on the high seas, as in 2010-
2013, the breakeven point for the Convention Area as a whole is about
7,224 total sets. Assuming 0.97 sets per fishing day, on average, as
occurred in 2010-2013, this equates roughly to 7,371 fishing days. This
is slightly less than the average annual fishing effort in 2010-2013
(7,835 sets; 8,030 fishing days), but again, given current
circumstances and uncertainty surrounding the future of the SPTT, NMFS
expects that total fishing effort in 2017 is likely to be less than
that breakeven level. Based on the above expectations and assumptions
for conditions in 2016 and 2017, a FAD prohibition period in October is
likely to have greater adverse impacts on fishing businesses than an
annual limit of 2,522 FAD sets, in both 2016 and 2017. After
considering the objectives of CMM 2015-01, the expected economic
impacts of both alternatives on U.S. fishing operations and the nation
as a whole, and expected environmental and other effects, NMFS expects
that for both 2016 and 2017, a limit of 2,522 FAD sets is likely to be
somewhat more cost-effective than a FAD prohibition period in October.
For this reason, NMFS has rejected the latter alternative.
3. Longline Bigeye Tuna Catch Limits
NMFS has not identified any significant alternatives to this
element of the rule, other than the no-action alternative.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides.'' The agency shall explain the actions a small entity is
required to take to comply with a rule or group of rules. NMFS has
prepared small entity compliance guides for this rule, and will send
the appropriate guide(s) to holders of permits in the relevant
fisheries. The guides and this final rule also will be available at
www.fpir.noaa.gov and by request from NMFS PIRO (see ADDRESSES).
List of Subjects in 50 CFR Part 300
Administrative practice and procedure, Fish, Fisheries, Fishing,
Marine resources, Reporting and recordkeeping requirements, Treaties.
Dated: June 17, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 300 is amended
as follows:
PART 300--INTERNATIONAL FISHERIES REGULATIONS
Subpart O--Western and Central Pacific Fisheries for Highly
Migratory Species
0
1. The authority citation for 50 CFR part 300, subpart O, continues to
read as follows:
Authority: 16 U.S.C. 6901 et seq.
0
2. In Sec. 300.222, add paragraph (ww) to read as follows:
Sec. 300.222 Prohibitions.
* * * * *
(ww) Fail to carry an observer as required in Sec. 300.223(e).
0
3. In Sec. 300.223:
0
a. Revise paragraph (b)(1) introductory text and paragraphs (b)(2)(i)
and (ii); and
0
b. Add paragraphs (b)(2)(iii) and (iv), and paragraph (e) to read as
follows:
Sec. 300.223 Purse seine fishing restrictions.
* * * * *
(b) * * *
(1) During the periods and in the areas specified in paragraph
(b)(2) of this section, owners, operators, and crew of fishing vessels
of the United States shall not do any of the activities described below
in the Convention Area in the area between 20[deg] N. latitude and
20[deg] S. latitude:
* * * * *
(2) * * *
(i) From July 1 through September 30, 2016;
(ii) From July 1 through September 30, 2017;
(iii) During any period specified in a Federal Register notice
issued by NMFS announcing that NMFS has determined that U.S. purse
seine vessels have collectively made, or are projected to make, 2,522
sets on FADs in the
[[Page 41251]]
Convention Area in the area between 20[deg] N. latitude and 20[deg] S.
latitude in 2016 or 2017. The Federal Register notice will be published
at least seven days in advance of the start of the period announced in
the notice. NMFS will estimate and project the number of FAD sets using
vessel logbooks, and/or other information sources that it deems most
appropriate and reliable for the purposes of this section; and
(iv) In any area of high seas, from January 1 through December 31,
2017.
* * * * *
(e) Observer coverage. (1) A fishing vessel of the United States
may not be used to fish with purse seine gear in the Convention Area
without a WCPFC observer on board. This requirement does not apply to
fishing trips that meet either of the following conditions:
(i) The portion of the fishing trip within the Convention Area
takes place entirely within areas under the jurisdiction of a single
nation other than the United States; or,
(ii) No fishing takes place during the fishing trip in the
Convention Area in the area between 20 [deg]N. latitude and 20 [deg]S.
latitude.
(2) Owners, operators, and crew of fishing vessels subject to
paragraph (e)(1) of this section must accommodate WCPFC observers in
accordance with the provisions of Sec. 300.215(c).
(3) Meeting either of the conditions in paragraphs (e)(1)(i) and
(ii) of this section does not exempt a fishing vessel from having to
carry and accommodate a WCPFC observer pursuant to Sec. 300.215 or
other applicable regulations.
0
4. In Sec. 300.224, revise paragraph (a) to read as follows:
Sec. 300.224 Longline fishing restrictions.
(a) Establishment of bigeye tuna catch limits. (1) During calendar
year 2016 there is a limit of 3,554 metric tons of bigeye tuna that may
be captured in the Convention Area by longline gear and retained on
board by fishing vessels of the United States.
(2) During calendar year 2017 there is a limit of 3,345 metric tons
of bigeye tuna that may be captured in the Convention Area by longline
gear and retained on board by fishing vessels of the United States.
* * * * *
[FR Doc. 2016-14967 Filed 6-23-16; 8:45 am]
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