Federal Civil Penalties Adjustment Act Amendments, 40523-40525 [2016-14592]
Download as PDF
Federal Register / Vol. 81, No. 120 / Wednesday, June 22, 2016 / Rules and Regulations
environment. This rule involves the
establishment of a safety zone and is
therefore categorically excluded from
further review under paragraph 34(g) of
Figure 2–1 of the Commandant
Instruction. An environmental analysis
checklist supporting this determination
and a Categorical Exclusion
Determination are available in the
docket where indicated under
ADDRESSES. We seek any comments or
information that may lead to the
discovery of a significant environmental
impact from this rule.
G. Protest Activities
The Coast Guard respects the First
Amendment rights of protesters.
Protesters are asked to contact the
person listed in the FOR FURTHER
INFORMATION CONTACT section to
coordinate protest activities so that your
message can be received without
jeopardizing the safety or security of
people, places, or vessels.
H. Taking of Private Property
This rule will not cause a taking of
private property or otherwise have
taking implications under E.O. 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights.
I. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of E.O.
12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and
reduce burden.
J. Protection of Children
We have analyzed this rule under E.O.
13045, Protection of Children from
Environmental Health Risks and Safety
Risks. This rule is not an economically
significant rule and does not create an
environmental risk to health or risk to
safety that may disproportionately affect
children.
K. Energy Effects
This action is not a ‘‘significant
energy action’’ under E.O. 13211,
Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use.
sradovich on DSK3TPTVN1PROD with RULES
List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation
(water), Reporting and record keeping
requirements, Security measures,
Waterways.
For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR part 165 as follows:
VerDate Sep<11>2014
16:06 Jun 21, 2016
Jkt 238001
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
1. The authority citation for part 165
continues to read as follows:
■
Authority: 33 U.S.C. 1231; 50 U.S.C. 191;
33 CFR 1.05–1, 6.04–1, 6.04–6, and 160.5;
Department of Homeland Security Delegation
No. 0170.1.
2. Add § 165.T09–0460 to read as
follows:
■
40523
Dated: June 14, 2016.
Scott B. Lemasters,
Captain, U.S. Coast Guard, Captain of the
Port Detroit.
[FR Doc. 2016–14817 Filed 6–21–16; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF VETERANS
AFFAIRS
38 CFR Parts 36 and 42
§ 165.T09–0460 Safety Zone; Detroit River
Days Air Show, Detroit River, Detroit, MI.
RIN 2900–AP78
(a) Location. The following area is a
temporary safety zone: All U.S. waters
of the Detroit River, Detroit, MI from a
point on shore in Milliken State Park at
42°19.87′ N., 083°01.65′ W., proceeding
South-Southeast approximately 450
yards to a point mid-river on the
international boundary at 42°19.67′ N.,
083°01.57′ N., then proceeding
approximately 1.3 miles WestSouthwest along the international
boundary to a point mid-river at
42°19.28′ N., 083°03.03′ W., and then
proceeding to a point on shore
immediately West of the Joe Lewis arena
at 42°19.45′ N., 083°03.17′ N., and then
following the U.S. bank of the Detroit
River upstream to the point of origin
(NAD 83).
(b) Enforcement periods. The safety
zone described in paragraph (a) of this
section will be enforced from 12:30 p.m.
until 6:30 p.m. on June 24, 25, and 26,
2016.
(c) Regulations. (1) In accordance with
the general regulations in § 165.23, entry
into, transiting, or anchoring within this
safety zone is prohibited unless
authorized by the Captain of the Port
Detroit (COTP) or his on-scene
representative.
(2) The safety zone is closed to all
vessel traffic, except as may be
permitted by the COTP or his on-scene
representative on a case-by-case basis.
(3) The ‘‘on-scene representative’’ of
the COTP is any Coast Guard
commissioned, warrant or petty officer
or a Federal, State, or local law
enforcement officer designated by or
assisting the COTP to act on his behalf.
(4) Vessel operators must contact the
COTP or his on-scene representative to
obtain permission to enter or operate
within the safety zone. The Captain of
the Port Detroit or his on-scene
representative may be contacted via
VHF Channel 16 or at 313–568–9560.
Vessel operators given permission to
enter or operate in the safety zone must
comply with all directions given to
them by the COTP or his on-scene
representative.
Federal Civil Penalties Adjustment Act
Amendments
PO 00000
Frm 00047
Fmt 4700
Sfmt 4700
Department of Veterans Affairs.
Interim final rule.
AGENCY:
ACTION:
The Federal Civil Monetary
Penalties Act of 1990, as amended by
the Federal Civil Penalties Inflation
Adjustment Act Improvements Act of
2015, sets forth a formula increasing the
maximum statutory amounts for civil
monetary penalties and requires federal
agencies to give notice of the new
maximum amounts by regulation.
Accordingly, this document gives notice
that the Department of Veterans Affairs
(VA) is increasing maximum civil
monetary penalties from $10,000 to
$21,563 for false loan guaranty
certifications and from $5,500 to
$10,781 for fraudulent claims or
fraudulent statements in any VA
program.
DATES: Effective Date: This interim final
rule is effective June 22, 2016.
Comment Date: Comments must be
received on or before August 22, 2016.
ADDRESSES: Written comments may be
submitted through
www.Regulations.gov; by mail or handdelivery to Director, Regulation Policy
and Management (02REG), Department
of Veterans Affairs, 810 Vermont Ave.
NW., Room 1068, Washington, DC
20420; or by fax to (202) 273–9026.
Comments should indicate that they are
submitted in response to ‘‘RIN 2900–
AP78, Federal Civil Penalties
Adjustment Act Amendments.’’ Copies
of comments received will be available
for public inspection in the Office of
Regulation Policy and Management,
Room 1068, between the hours of 8:00
a.m. and 4:30 p.m., Monday through
Friday (except holidays). Please call
(202) 461–4902 (this is not a toll-free
number) for an appointment. In
addition, during the comment period,
comments may be viewed online
through the Federal Docket Management
System (FDMS) at www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT: Bill
Russo, Director, Office of Regulations
SUMMARY:
E:\FR\FM\22JNR1.SGM
22JNR1
40524
Federal Register / Vol. 81, No. 120 / Wednesday, June 22, 2016 / Rules and Regulations
sradovich on DSK3TPTVN1PROD with RULES
Management, Department of Veterans
Affairs, 810 Vermont Avenue NW.,
Washington, DC 20420, (202) 386–6406.
SUPPLEMENTARY INFORMATION: On
November 2, 2015, the President signed
into law the Federal Civil Penalties
Inflation Adjustment Act Improvements
Act of 2015 (the 2015 Act) (Sec. 701 of
Pub. L. 114–74), which amended the
Federal Civil Penalties Inflation
Adjustment Act of 1990 (the Inflation
Adjustment Act) (Pub. L. 101–410), to
improve the effectiveness of civil
monetary penalties and to maintain
their deterrent effect.
The 2015 Act requires agencies to: (1)
Adjust the level of civil monetary
penalties with an initial ‘‘catch-up’’
adjustment through an interim final
rulemaking (IFR); and (2) make
subsequent annual adjustments for
inflation. Catch-up adjustments are to be
based on the percent change between
the Consumer Price Index for all Urban
Consumers (CPI–U) for the month of
October in the year of the previous
adjustment, and the October 2015 CPI–
U. Annual inflation adjustments are to
be based on the percent change between
the October CPI–U preceding the date of
the adjustment, and the prior year’s
October CPI–U.
The Executive Office of the President
Office of Management and Budget
(OMB) published guidance on February
24, 2016, advising the heads of federal
agencies how to implement the 2015
Act. See https://www.whitehouse.gov/
sites/default/files/omb/memoranda/
2016/m-16-06.pdf. In the guidance,
OMB provided the applicable
multipliers that federal agencies should
use when calculating their first
adjustment. Agencies may not increase
penalty levels by more than 150 percent
of the corresponding levels in effect on
November 2, 2015. Note: The 150
percent limitation is on the amount of
the increase; therefore, the adjusted
penalty level(s) are up to 250 percent of
the level(s) in effect on November 2,
2015.
Civil Monetary Penalties in the Home
Loan Guaranty Program
The Veterans’ Benefits Improvement
and Health-Care Authorization Act of
1986 authorized VA to levy civil
monetary penalties against lenders that
make false certifications in VA’s home
loan guaranty program. Public Law 99–
576, sec. 402, Oct. 28, 1986, codified at
38 U.S.C. 3710(g)(4). Any lender that
knowingly and willfully makes a false
certification related to VA’s credit
information and loan processing
standards is liable to the United States
Government for a civil penalty equal to
two times the amount of the Secretary’s
VerDate Sep<11>2014
16:06 Jun 21, 2016
Jkt 238001
loss on the loan involved or to another
appropriate amount, not to exceed
$10,000, whichever is greater. See 38
CFR 36.4340(k). The applicable
multiplier for a law enacted in 1986 is
2.15628. Therefore, this rule increases
the civil penalty found at 38 CFR
36.4340(k)(1)(i) and 36.4340(k)(3) to the
greater of two times the amount of the
Secretary’s loss on the loan involved or
to another appropriate amount, not to
exceed $21,563.
Program Fraud Civil Remedies
The Program Fraud Civil Remedies
Act of 1986 authorized federal agencies
to establish civil penalties and
assessments against persons who
commit fraud in federal programs. See
Public Law 99–509, secs. 6101–6104,
Oct. 21, 1986. For participants in VA’s
programs, a person is subject to a civil
penalty (in addition to any other remedy
that may be prescribed by law) for
making a fraudulent claim or statement,
as described in 38 CFR 42.3. .
The Program Fraud Civil Remedies
Act of 1986 originally established the
amount of the civil penalty at $5,000.
See Public Law 99–509, secs. 6101–
6104, Oct. 21, 1986. VA increased the
amount to $5,500 in 1990, in accordance
with the Inflation Adjustment Act. VA
has not changed the amount other than
when it implemented the adjustment
due to the Inflation Adjustment Act.
As stated above, OMB has advised
that the applicable multiplier for laws
enacted in 1986 is 2.15628. Rather than
applying the multiplier to $5,500,
however, VA is applying the multiplier
to the amount originally established in
the Program Fraud Civil Remedies Act
of 1986, $5,000. The initial adjustment
from $5,000 to $5,500 is not to be taken
into account. This is because, under the
2015 Act, agencies are to exclude from
the catch-up prior inflationary
adjustments implemented under the
Inflation Adjustment Act. Therefore, as
of the effective date of this rule, the
amounts found at 38 CFR 42.3(a)(1) and
38 CFR 42.3(b)(1) are amended from
$5,500 to $10,781.
Updating Authority Section, 38 CFR
Part 42
VA is also updating the language to
account for the codification of the
authority cited by 38 U.S.C. Ch. I, Pt. 41,
Refs & Annos. Currently, the language
states that the cited authorities are ‘‘. . .
to be codified at 31 U.S.C. 3801–3812.’’
The authorities are now codified at 31
U.S.C. 3801–3812. Consequently, VA is
removing ‘‘to be codified’’ and replacing
it with ‘‘codified’’.
PO 00000
Frm 00048
Fmt 4700
Sfmt 4700
Administrative Procedure Act
In accordance with 5 U.S.C. 553(b)(B)
and (d)(3), the Secretary of Veterans
Affairs finds, with good cause, that
notice and public procedure thereon are
unnecessary. This interim final rule
merely calculates the adjustment
percentages, specified by the 2015 Act,
for codification as a VA regulation.
This final rule does not impose any
additional responsibilities on any entity
and therefore requires no adjustment to
any entity’s current operations, policies,
or practices. Instead, it simply adjusts
the amount of each civil monetary
penalty as prescribed by the 2015 Act.
Executive Orders 12866 and 13563
Executive Orders 12866 and 13563
direct agencies to assess the costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, and other advantages;
distributive impacts; and equity).
Executive Order 13563 (Improving
Regulation and Regulatory Review)
emphasizes the importance of
quantifying both costs and benefits,
reducing costs, harmonizing rules, and
promoting flexibility. Executive Order
12866 (Regulatory Planning and
Review) defines a ‘‘significant
regulatory action,’’ which requires
review by OMB, as ‘‘any regulatory
action that is likely to result in a rule
that may: (1) Have an annual effect on
the economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities; (2) Create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; (3) Materially alter the
budgetary impact of entitlements,
grants, user fees, or loan programs or the
rights and obligations of recipients
thereof; or (4) Raise novel legal or policy
issues arising out of legal mandates, the
President’s priorities, or the principles
set forth in this Executive Order.’’
The economic, interagency,
budgetary, legal, and policy
implications of this regulatory action
have been examined, and it has been
determined that it is not a significant
regulatory action under Executive Order
12866.
Unfunded Mandates
The Unfunded Mandates Reform Act
of 1995 requires, at 2 U.S.C. 1532, that
E:\FR\FM\22JNR1.SGM
22JNR1
Federal Register / Vol. 81, No. 120 / Wednesday, June 22, 2016 / Rules and Regulations
agencies prepare an assessment of
anticipated costs and benefits before
issuing any rule that may result in
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
(adjusted annually for inflation) in any
one year. This interim final rule will
have no such effect on State, local, and
tribal governments, or on the private
sector.
Paperwork Reduction Act
This interim final rule contains no
provisions constituting a collection of
information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3521).
Regulatory Flexibility Act
The Secretary hereby certifies that
this final rule will not have a significant
economic impact on a substantial
number of small entities as they are
defined in the Regulatory Flexibility
Act, 5 U.S.C. 601–612. Accordingly, no
proposed rulemaking was required in
connection with the adoption of this
final rule. Pursuant to 5 U.S.C. 605(b),
this final rule is exempt from the initial
and final regulatory flexibility analyses
requirements of sections 603 and 604.
Catalog of Federal Domestic Assistance
The Catalog of Federal Domestic
Assistance number and title for the
program affected by this document is
64.114, Veterans Housing—Guaranteed
and Insured Loans.
Signing Authority
The Secretary of Veterans Affairs, or
designee, approved this document and
authorized the undersigned to sign and
submit the document to the Office of the
Federal Register for publication
electronically as an official document of
the Department of Veterans Affairs.
Robert D. Snyder, Chief of Staff,
Department of Veterans Affairs,
approved this document on May 31,
2016, for publication.
sradovich on DSK3TPTVN1PROD with RULES
Dated: June 16, 2016.
Jeffrey Martin,
Office Program Manager, Office of Regulation
Policy & Management, Office of the Secretary,
Department of Veterans Affairs.
List of Subjects in 38 CFR Part 36
Condominiums, Housing, Individuals
with disabilities, Loan programshousing and community development,
Loan programs-veterans, Manufactured
homes, Mortgage insurance, Reporting
and recordkeeping requirements,
Veterans.
For the reasons set out in the
preamble, VA amends 38 CFR parts 36
and 42 as follows:
VerDate Sep<11>2014
16:06 Jun 21, 2016
Jkt 238001
PART 36—LOAN GUARANTY
1. The authority citation for part 36
continues to read as follows:
■
Authority: 38 U.S.C. 501 and as otherwise
noted.
2. In § 36.4340, amend paragraphs
(k)(1)(i) and (k)(3) by removing
‘‘$10,000’’ and adding, in its place,
‘‘$21,563’’ and by revising the authority
citation at the end of the section to read
as follows:
■
§ 36.4340 Underwriting standards,
processing procedures, lender
responsibility, and lender certification.
*
*
*
*
*
(Authority: 28 U.S.C. 2461; 38 U.S.C. 3710)
PART 42—STANDARDS
IMPLEMENTING THE PROGRAM
FRAUD CIVIL REMEDIES ACT
3. The authority citation for part 42 is
revised to read as follows:
■
Authority: Pub. L. 99–509, secs. 6101–
6104, 100 Stat. 1874, codified at 31 U.S.C.
3801–3812.
4. In § 42.3, amend paragraphs (a)(1)
and (b)(1) by removing ‘‘$5,500’’ and
adding, in its place, ‘‘$10,781’’, and by
revising the authority citation at the end
of the section, to read as follows:
■
§ 42.3 Basis for Civil Penalties and
Assessments.
*
*
*
*
*
(Authority: 28 U.S.C. 2461; 31 U.S.C. 3802)
[FR Doc. 2016–14592 Filed 6–21–16; 8:45 am]
BILLING CODE 8320–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2015–0187; FRL–9948–01–
Region 9]
Limited Disapproval of Air Plan
Revisions; Arizona; New Source
Review; PM2.5
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) is finalizing a limited
disapproval of a revision to the Arizona
Department of Environmental Quality
(ADEQ) portion of the Arizona State
Implementation Plan (SIP) under the
Clean Air Act (CAA or Act). This ADEQsubmitted SIP revision primarily was
intended to serve as a replacement of
ADEQ’s SIP-approved rules for the
issuance of New Source Review (NSR)
SUMMARY:
PO 00000
Frm 00049
Fmt 4700
Sfmt 4700
40525
permits for stationary sources, including
but not limited to the rules governing
the review and permitting of major
sources and major modifications under
the Act. This action concerns only the
major nonattainment NSR provisions in
ADEQ’s submittal as they pertain to the
Nogales and West Central Pinal
nonattainment areas for particulate
matter with a diameter of 2.5
micrometers or less (PM2.5). The EPA
previously finalized a limited approval
for these PM2.5 nonattainment areas
related to certain major nonattainment
NSR permitting requirements for PM2.5
under the CAA. We subsequently
proposed a limited disapproval for these
PM2.5 nonattainment areas to set the
stage for remedying certain deficiencies
related to these nonattainment NSR
permitting requirements for PM2.5, and
this action finalizes this limited
disapproval.
DATES: This rule will be effective on July
22, 2016.
ADDRESSES: The EPA has established
docket number EPA–R09–OAR–2015–
0187 for this action. Generally,
documents in the docket for this action
are available electronically at https://
www.regulations.gov or in hard copy at
EPA Region IX, 75 Hawthorne Street,
San Francisco, California 94105–3901.
While all documents in the docket are
listed at https://www.regulations.gov,
some information may be publicly
available only at the hard copy location
(e.g., copyrighted material, large maps,
multi-volume reports), and some may
not be available in either location (e.g.,
confidential business information
(CBI)). To inspect the hard copy
materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: Lisa
Beckham, EPA Region IX, (415) 972–
3811, beckham.lisa@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, ‘‘we,’’ ‘‘us’’
and ‘‘our’’ refer to the EPA.
Table of Contents
I. Proposed Action
II. Public Comments and EPA Responses
III. EPA Action
IV. Statutory and Executive Order Reviews
I. Proposed Action
On May 2, 2016, the EPA proposed a
limited disapproval of the major
nonattainment NSR portion of ADEQ’s
NSR SIP submittal for PM2.5 as it
pertains to the requirements of CAA
section 189(e). See 81 FR 26185.
ADEQ’s NSR SIP submittal generally
includes requirements for the PM2.5
E:\FR\FM\22JNR1.SGM
22JNR1
Agencies
[Federal Register Volume 81, Number 120 (Wednesday, June 22, 2016)]
[Rules and Regulations]
[Pages 40523-40525]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-14592]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF VETERANS AFFAIRS
38 CFR Parts 36 and 42
RIN 2900-AP78
Federal Civil Penalties Adjustment Act Amendments
AGENCY: Department of Veterans Affairs.
ACTION: Interim final rule.
-----------------------------------------------------------------------
SUMMARY: The Federal Civil Monetary Penalties Act of 1990, as amended
by the Federal Civil Penalties Inflation Adjustment Act Improvements
Act of 2015, sets forth a formula increasing the maximum statutory
amounts for civil monetary penalties and requires federal agencies to
give notice of the new maximum amounts by regulation. Accordingly, this
document gives notice that the Department of Veterans Affairs (VA) is
increasing maximum civil monetary penalties from $10,000 to $21,563 for
false loan guaranty certifications and from $5,500 to $10,781 for
fraudulent claims or fraudulent statements in any VA program.
DATES: Effective Date: This interim final rule is effective June 22,
2016.
Comment Date: Comments must be received on or before August 22,
2016.
ADDRESSES: Written comments may be submitted through
www.Regulations.gov; by mail or hand-delivery to Director, Regulation
Policy and Management (02REG), Department of Veterans Affairs, 810
Vermont Ave. NW., Room 1068, Washington, DC 20420; or by fax to (202)
273-9026. Comments should indicate that they are submitted in response
to ``RIN 2900-AP78, Federal Civil Penalties Adjustment Act
Amendments.'' Copies of comments received will be available for public
inspection in the Office of Regulation Policy and Management, Room
1068, between the hours of 8:00 a.m. and 4:30 p.m., Monday through
Friday (except holidays). Please call (202) 461-4902 (this is not a
toll-free number) for an appointment. In addition, during the comment
period, comments may be viewed online through the Federal Docket
Management System (FDMS) at www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT: Bill Russo, Director, Office of
Regulations
[[Page 40524]]
Management, Department of Veterans Affairs, 810 Vermont Avenue NW.,
Washington, DC 20420, (202) 386-6406.
SUPPLEMENTARY INFORMATION: On November 2, 2015, the President signed
into law the Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015 (the 2015 Act) (Sec. 701 of Pub. L. 114-74),
which amended the Federal Civil Penalties Inflation Adjustment Act of
1990 (the Inflation Adjustment Act) (Pub. L. 101-410), to improve the
effectiveness of civil monetary penalties and to maintain their
deterrent effect.
The 2015 Act requires agencies to: (1) Adjust the level of civil
monetary penalties with an initial ``catch-up'' adjustment through an
interim final rulemaking (IFR); and (2) make subsequent annual
adjustments for inflation. Catch-up adjustments are to be based on the
percent change between the Consumer Price Index for all Urban Consumers
(CPI-U) for the month of October in the year of the previous
adjustment, and the October 2015 CPI-U. Annual inflation adjustments
are to be based on the percent change between the October CPI-U
preceding the date of the adjustment, and the prior year's October CPI-
U.
The Executive Office of the President Office of Management and
Budget (OMB) published guidance on February 24, 2016, advising the
heads of federal agencies how to implement the 2015 Act. See https://www.whitehouse.gov/sites/default/files/omb/memoranda/2016/m-16-06.pdf.
In the guidance, OMB provided the applicable multipliers that federal
agencies should use when calculating their first adjustment. Agencies
may not increase penalty levels by more than 150 percent of the
corresponding levels in effect on November 2, 2015. Note: The 150
percent limitation is on the amount of the increase; therefore, the
adjusted penalty level(s) are up to 250 percent of the level(s) in
effect on November 2, 2015.
Civil Monetary Penalties in the Home Loan Guaranty Program
The Veterans' Benefits Improvement and Health-Care Authorization
Act of 1986 authorized VA to levy civil monetary penalties against
lenders that make false certifications in VA's home loan guaranty
program. Public Law 99-576, sec. 402, Oct. 28, 1986, codified at 38
U.S.C. 3710(g)(4). Any lender that knowingly and willfully makes a
false certification related to VA's credit information and loan
processing standards is liable to the United States Government for a
civil penalty equal to two times the amount of the Secretary's loss on
the loan involved or to another appropriate amount, not to exceed
$10,000, whichever is greater. See 38 CFR 36.4340(k). The applicable
multiplier for a law enacted in 1986 is 2.15628. Therefore, this rule
increases the civil penalty found at 38 CFR 36.4340(k)(1)(i) and
36.4340(k)(3) to the greater of two times the amount of the Secretary's
loss on the loan involved or to another appropriate amount, not to
exceed $21,563.
Program Fraud Civil Remedies
The Program Fraud Civil Remedies Act of 1986 authorized federal
agencies to establish civil penalties and assessments against persons
who commit fraud in federal programs. See Public Law 99-509, secs.
6101-6104, Oct. 21, 1986. For participants in VA's programs, a person
is subject to a civil penalty (in addition to any other remedy that may
be prescribed by law) for making a fraudulent claim or statement, as
described in 38 CFR 42.3. .
The Program Fraud Civil Remedies Act of 1986 originally established
the amount of the civil penalty at $5,000. See Public Law 99-509, secs.
6101-6104, Oct. 21, 1986. VA increased the amount to $5,500 in 1990, in
accordance with the Inflation Adjustment Act. VA has not changed the
amount other than when it implemented the adjustment due to the
Inflation Adjustment Act.
As stated above, OMB has advised that the applicable multiplier for
laws enacted in 1986 is 2.15628. Rather than applying the multiplier to
$5,500, however, VA is applying the multiplier to the amount originally
established in the Program Fraud Civil Remedies Act of 1986, $5,000.
The initial adjustment from $5,000 to $5,500 is not to be taken into
account. This is because, under the 2015 Act, agencies are to exclude
from the catch-up prior inflationary adjustments implemented under the
Inflation Adjustment Act. Therefore, as of the effective date of this
rule, the amounts found at 38 CFR 42.3(a)(1) and 38 CFR 42.3(b)(1) are
amended from $5,500 to $10,781.
Updating Authority Section, 38 CFR Part 42
VA is also updating the language to account for the codification of
the authority cited by 38 U.S.C. Ch. I, Pt. 41, Refs & Annos.
Currently, the language states that the cited authorities are ``. . .
to be codified at 31 U.S.C. 3801-3812.'' The authorities are now
codified at 31 U.S.C. 3801-3812. Consequently, VA is removing ``to be
codified'' and replacing it with ``codified''.
Administrative Procedure Act
In accordance with 5 U.S.C. 553(b)(B) and (d)(3), the Secretary of
Veterans Affairs finds, with good cause, that notice and public
procedure thereon are unnecessary. This interim final rule merely
calculates the adjustment percentages, specified by the 2015 Act, for
codification as a VA regulation.
This final rule does not impose any additional responsibilities on
any entity and therefore requires no adjustment to any entity's current
operations, policies, or practices. Instead, it simply adjusts the
amount of each civil monetary penalty as prescribed by the 2015 Act.
Executive Orders 12866 and 13563
Executive Orders 12866 and 13563 direct agencies to assess the
costs and benefits of available regulatory alternatives and, when
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, and other advantages; distributive impacts;
and equity). Executive Order 13563 (Improving Regulation and Regulatory
Review) emphasizes the importance of quantifying both costs and
benefits, reducing costs, harmonizing rules, and promoting flexibility.
Executive Order 12866 (Regulatory Planning and Review) defines a
``significant regulatory action,'' which requires review by OMB, as
``any regulatory action that is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities; (2) Create a serious inconsistency or otherwise interfere
with an action taken or planned by another agency; (3) Materially alter
the budgetary impact of entitlements, grants, user fees, or loan
programs or the rights and obligations of recipients thereof; or (4)
Raise novel legal or policy issues arising out of legal mandates, the
President's priorities, or the principles set forth in this Executive
Order.''
The economic, interagency, budgetary, legal, and policy
implications of this regulatory action have been examined, and it has
been determined that it is not a significant regulatory action under
Executive Order 12866.
Unfunded Mandates
The Unfunded Mandates Reform Act of 1995 requires, at 2 U.S.C.
1532, that
[[Page 40525]]
agencies prepare an assessment of anticipated costs and benefits before
issuing any rule that may result in expenditure by State, local, and
tribal governments, in the aggregate, or by the private sector, of $100
million or more (adjusted annually for inflation) in any one year. This
interim final rule will have no such effect on State, local, and tribal
governments, or on the private sector.
Paperwork Reduction Act
This interim final rule contains no provisions constituting a
collection of information under the Paperwork Reduction Act of 1995 (44
U.S.C. 3501-3521).
Regulatory Flexibility Act
The Secretary hereby certifies that this final rule will not have a
significant economic impact on a substantial number of small entities
as they are defined in the Regulatory Flexibility Act, 5 U.S.C. 601-
612. Accordingly, no proposed rulemaking was required in connection
with the adoption of this final rule. Pursuant to 5 U.S.C. 605(b), this
final rule is exempt from the initial and final regulatory flexibility
analyses requirements of sections 603 and 604.
Catalog of Federal Domestic Assistance
The Catalog of Federal Domestic Assistance number and title for the
program affected by this document is 64.114, Veterans Housing--
Guaranteed and Insured Loans.
Signing Authority
The Secretary of Veterans Affairs, or designee, approved this
document and authorized the undersigned to sign and submit the document
to the Office of the Federal Register for publication electronically as
an official document of the Department of Veterans Affairs. Robert D.
Snyder, Chief of Staff, Department of Veterans Affairs, approved this
document on May 31, 2016, for publication.
Dated: June 16, 2016.
Jeffrey Martin,
Office Program Manager, Office of Regulation Policy & Management,
Office of the Secretary, Department of Veterans Affairs.
List of Subjects in 38 CFR Part 36
Condominiums, Housing, Individuals with disabilities, Loan
programs-housing and community development, Loan programs-veterans,
Manufactured homes, Mortgage insurance, Reporting and recordkeeping
requirements, Veterans.
For the reasons set out in the preamble, VA amends 38 CFR parts 36
and 42 as follows:
PART 36--LOAN GUARANTY
0
1. The authority citation for part 36 continues to read as follows:
Authority: 38 U.S.C. 501 and as otherwise noted.
0
2. In Sec. 36.4340, amend paragraphs (k)(1)(i) and (k)(3) by removing
``$10,000'' and adding, in its place, ``$21,563'' and by revising the
authority citation at the end of the section to read as follows:
Sec. 36.4340 Underwriting standards, processing procedures, lender
responsibility, and lender certification.
* * * * *
(Authority: 28 U.S.C. 2461; 38 U.S.C. 3710)
PART 42--STANDARDS IMPLEMENTING THE PROGRAM FRAUD CIVIL REMEDIES
ACT
0
3. The authority citation for part 42 is revised to read as follows:
Authority: Pub. L. 99-509, secs. 6101-6104, 100 Stat. 1874,
codified at 31 U.S.C. 3801-3812.
0
4. In Sec. 42.3, amend paragraphs (a)(1) and (b)(1) by removing
``$5,500'' and adding, in its place, ``$10,781'', and by revising the
authority citation at the end of the section, to read as follows:
Sec. 42.3 Basis for Civil Penalties and Assessments.
* * * * *
(Authority: 28 U.S.C. 2461; 31 U.S.C. 3802)
[FR Doc. 2016-14592 Filed 6-21-16; 8:45 am]
BILLING CODE 8320-01-P