Factors To Consider Regarding Benefit-Risk in Medical Device Product Availability, Compliance, and Enforcement Decisions; Draft Guidance for Industry and Food and Drug Administration Staff; Availability, 39272-39274 [2016-14200]
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Federal Register / Vol. 81, No. 116 / Thursday, June 16, 2016 / Notices
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researchers recognize and understand
the challenges and differences between
the standards for adult trials and
pediatric trials. Researchers are
responsible for ensuring the safe and
ethical treatment of pediatric patients
and obtaining adequate and reliable data
to support regulatory decisions. There is
a critical need for further pediatric
research on medical products to obtain
additional data which will help ensure
that these products are safe and effective
in the pediatric population. Much of the
progress which has been made in
obtaining proper therapeutic
information in pediatrics has occurred
in the older and more populous
pediatric populations. The challenge of
obtaining data from non-verbal children,
neonates, and for conditions existing in
limited populations is much more
difficult. This need reinforces our
responsibility to educate clinical
investigators to assure that children are
only enrolled in research that is
scientifically necessary, ethically sound,
and designed to meet the challenges of
review by FDA.
II. Workshop Attendance and
Participation
If you wish to attend this workshop,
visit https://pedsinvesttrain.event
brite.com. Please register by September
6, 2016. Those who are unable to attend
the workshop in person can register to
view a live Webcast of the workshop.
You will be asked to indicate in your
registration if you plan to attend in
person or via the Webcast. Your
registration will also require your
complete contact information, including
name, title, affiliation, address, email
address, and phone number. Seating
will be limited so early registration is
recommended. Registration is free and
will be on a first-come, first-served
basis. Onsite registration on the day of
the workshop will be based on space
availability. Persons attending the
workshop are advised that FDA is not
responsible for providing access to
electrical outlets.
Registration information, the agenda,
and additional background materials
can be found at https://www.fda.gov/
NewsEvents/MeetingsConferences
Workshops/ucm392506.htm.
Webcast: The workshop will be
Webcast live and available on the
Internet.
The live Webcast on September 12,
2016, will be available at: https://
event.webcasts.com/start
here.jsp?ei=1093258. After the morning
session, users will be automatically
redirected to the afternoon link. Should
you lose connection over lunch, please
use the following link for the afternoon
VerDate Sep<11>2014
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session (note that it is different from the
morning’s session): https://
event.webcasts.com/start
here.jsp?ei=1093259. On September 13,
2016, the live Webcast will be available
at: https://event.webcasts.com/start
here.jsp?ei=1093263. After the morning
session, users will be automatically
redirected to the afternoon link. Should
you lose connection over lunch, please
use the following link for the afternoon
session (note that it is different from the
morning’s session): https://
event.webcasts.com/starthere.jsp?ei=
1093265. The Webcast will only be for
listening and there will not be an
opportunity for Webcast participants to
speak. The Webcast will be posted after
the workshop at: https://wcms.fda.gov/
FDAgov/NewsEvents/Meetings
ConferencesWorkshops/
ucm392506.htm?ssSourceSiteId=
null&SSContributor=true,
approximately 30 days after the
workshop.
If you need special accommodations
due to a disability, please contact Betsy
Sanford (see FOR FURTHER INFORMATION
CONTACT) at least 7 days in advance.
Dated: June 10, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016–14230 Filed 6–15–16; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2016–D–1495]
Factors To Consider Regarding
Benefit-Risk in Medical Device Product
Availability, Compliance, and
Enforcement Decisions; Draft
Guidance for Industry and Food and
Drug Administration Staff; Availability
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
The Food and Drug
Administration (FDA or Agency) is
announcing the availability of the draft
guidance entitled ‘‘Factors to Consider
Regarding Benefit-Risk in Medical
Device Product Availability,
Compliance, and Enforcement
Decisions.’’ This draft guidance, when
finalized, is intended to provide clarity
for FDA staff and industry regarding the
benefit and risk factors FDA may
consider in prioritizing resources for
compliance and enforcement efforts to
maximize medical device quality and
patient safety. Although product
SUMMARY:
PO 00000
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Fmt 4703
Sfmt 4703
availability and other medical device
compliance and enforcement decisions
are generally fact-specific, FDA believes
that consideration of the factors listed in
the draft guidance, when relevant, will
improve the consistency and
transparency of those decisions and that
a shared understanding of benefit and
risk will better align industry’s and
FDA’s focus on actions that maximize
benefit to patients, improve medical
device quality, and reduce risk to
patients. This draft guidance is not final
nor is it in effect at this time.
DATES: Although you can comment on
any guidance at any time (see 21 CFR
10.115(g)(5)), to ensure that the Agency
considers your comment on this draft
guidance before it begins work on the
final version of the guidance, submit
either electronic or written comments
on the draft guidance by September 14,
2016.
ADDRESSES: You may submit comments
as follows:
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
solely responsible for ensuring that your
comment does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
identifies you in the body of your
comments, that information will be
posted on https://www.regulations.gov.
• If you want to submit a comment
with confidential information that you
do not wish to be made available to the
public, submit the comment as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper comments
submitted to the Division of Dockets
E:\FR\FM\16JNN1.SGM
16JNN1
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Federal Register / Vol. 81, No. 116 / Thursday, June 16, 2016 / Notices
Management, FDA will post your
comment, as well as any attachments,
except for information submitted,
marked and identified, as confidential,
if submitted as detailed in
‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2016–D–1495 for the draft guidance
entitled ‘‘Factors to Consider Regarding
Benefit-Risk in Medical Device Product
Availability, Compliance, and
Enforcement Decisions.’’ Received
comments will be placed in the docket
and, except for those submitted as
‘‘Confidential Submissions,’’ publicly
viewable at https://www.regulations.gov
or at the Division of Dockets
Management between 9 a.m. and 4 p.m.,
Monday through Friday.
• Confidential Submissions—To
submit a comment with confidential
information that you do not wish to be
made publicly available, submit your
comments only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ The
Agency will review this copy, including
the claimed confidential information, in
its consideration of comments. The
second copy, which will have the
claimed confidential information
redacted/blacked out, will be available
for public viewing and posted on https://
www.regulations.gov. Submit both
copies to the Division of Dockets
Management. If you do not wish your
name and contact information to be
made publicly available, you can
provide this information on the cover
sheet and not in the body of your
comments and you must identify this
information as ‘‘confidential.’’ Any
information marked as ‘‘confidential’’
will not be disclosed except in
accordance with 21 CFR 10.20 and other
applicable disclosure law. For more
information about FDA’s posting of
comments to public dockets, see 80 FR
56469, September 18, 2015, or access
the information at: https://www.fda.gov/
regulatoryinformation/dockets/
default.htm.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
VerDate Sep<11>2014
18:04 Jun 15, 2016
Jkt 238001
Ann
M. Ferriter, Center for Devices and
Radiological Health, Food and Drug
Administration, 10903 New Hampshire
Ave., Bldg. 66, Rm. 3680, Silver Spring,
MD 20993, 301–796–5530.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
I. Background
The draft guidance, when finalized, is
intended to provide a shared benefitrisk framework for FDA and
stakeholders and to set forth
overarching principles. FDA may
consider the types of benefit-risk factors
described in the draft guidance—
including reliable patient preference
information from a representative
sample—on a case-by-case basis when
determining the appropriate regulatory
action to take and to help ensure that
informed and science-based decisions
are made to the greatest extent
practicable. Factors may be weighted
differently for different types of
decisions.
In addition, the draft guidance, when
finalized, is intended to harmonize
FDA’s approach to weighing benefits
and risks for medical device product
availability, compliance, and
enforcement decisions with FDA’s
benefit-risk framework for evaluating
medical device marketing and
investigational device exemption (IDE)
applications. The benefit-risk factors in
the draft guidance also support
evaluation of medical devices with real
world evidence.
The principles described in the draft
guidance may be applicable to industry
and FDA decisions. The benefit-risk
factors may be considered when device
manufacturers evaluate appropriate
responses to nonconforming product or
regulatory compliance issues, such as
determining whether to limit the
availability of a medical device (e.g., a
voluntary recall or market withdrawal).
FDA may evaluate the benefit-risk
factors during, for example, assessments
of device shortage situations, selection
of the appropriate regulatory
engagement mechanism following an
inspection during which regulatory noncompliance was observed, evaluation of
recalls and consideration of petitions for
variance from those sections of the
Quality System regulation (21 CFR part
820) for which there were inspectional
observations during a premarket
approval (PMA) preapproval inspection.
Premarket review decisions, such as
premarket notification (510(k))
substantial equivalence determinations,
de novo classification, and PMA,
humanitarian device exemption (HDE)
or IDE application approval decisions,
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39273
are beyond the scope of this draft
guidance.
The draft guidance applies to both
diagnostic and therapeutic medical
devices subject to, and exempt from,
premarket review. The scope of the draft
guidance excludes medical devices
regulated by FDA’s Center for Biologics
Evaluation and Research (CBER);
combination products, as defined in 21
CFR 3.2(e), for which the Center for
Devices and Radiological Health (CDRH)
is not the lead Center; and electronic
products that are not devices as defined
in section 201(h) of the Federal Food,
Drug, and Cosmetic Act (the FD&C Act)
(21 U.S.C. 321) as regulated by CDRH
under the Electronic Product Radiation
Control (ERPC) provisions in the FD&C
Act and implementing regulations (21
CFR Subchapter J—Radiological
Health). This draft guidance does not
apply to products (e.g., drugs, biologics,
dietary supplements, foods, tobacco
products, or cosmetics) regulated by
other FDA Centers.
II. Significant of Guidance
This draft guidance is being issued
consistent with FDA’s good guidance
practices regulation (21 CFR 10.115).
The draft guidance, when finalized, will
represent the current thinking of FDA
on ‘‘Factors to Consider Regarding
Benefit-Risk in Medical Device Product
Availability, Compliance, and
Enforcement Decisions.’’ It does not
establish any rights for any person and
is not binding on FDA or the public.
You can use an alternative approach if
it satisfies the requirements of the
applicable statutes and regulations.
III. Electronic Access
Persons interested in obtaining a copy
of the draft guidance may do so by using
the Internet. A search capability for all
CDRH guidance documents is available
at https://www.fda.gov/MedicalDevices/
DeviceRegulationandGuidance/
GuidanceDocuments/default.htm.
Guidance documents are also available
at https://www.regulations.gov.
Persons unable to download an
electronic copy of ‘‘Factors to Consider
regarding Benefit-Risk in Medical
Device Product Availability,
Compliance, and Enforcement
Decisions’’ may send an email request to
CDRH-Guidance@fda.hhs.gov to receive
an electronic copy of the document.
Please use the document number
1500065 to identify the guidance you
are requesting.
IV. Paperwork Reduction Act of 1995
This draft guidance refers to
previously approved collections of
information found in FDA regulations.
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39274
Federal Register / Vol. 81, No. 116 / Thursday, June 16, 2016 / Notices
These collections of information are
subject to review by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520). The collections
of information in 21 CFR part 7, subpart
C, have been approved under OMB
control number 0910–0249. The
collections of information in 21 CFR
parts 801 and 809, regarding labeling,
have been approved under OMB control
number 0910–0485. The collections of
information in 21 CFR part 803,
regarding medical device reporting,
have been approved under OMB control
numbers 0910–0291, 0910–0437, and
0910–0471. The collections of
information in 21 CFR part 806 have
been approved under OMB control
number 0910–0359. The collections of
information in 21 CFR part 807, subpart
E, have been approved under OMB
control number 0910–0120. The
collections of information in 21 CFR
part 810, regarding medical device
recall authority, have been approved
under OMB control number 0910–0432.
The collections of information in 21
CFR part 812 have been approved under
OMB control number 0910–0078. The
collections of information in 21 CFR
part 814, subparts B and E, have been
approved under OMB control number
0910–0231. The collections of
information in 21 CFR part 820,
regarding the Quality System regulation,
have been approved under OMB control
number 0910–0073. The collections of
information in 21 CFR part 822,
regarding postmarket surveillance of
medical devices, have been approved
under OMB control number 0910–0449.
Dated: June 8, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016–14200 Filed 6–15–16; 8:45 am]
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2016–N–0001]
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Pediatric Oncology Subcommittee of
the Oncologic Drugs Advisory
Committee; Notice of Meeting
Food and Drug Administration,
HHS.
ACTION:
Notice.
The Food and Drug
Administration (FDA) announces a
forthcoming public advisory committee
meeting of the Pediatric Oncology
Subcommittee of the Oncologic Drugs
SUMMARY:
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18:04 Jun 15, 2016
Jkt 238001
FOR FURTHER INFORMATION CONTACT:
Lauren D. Tesh, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 31, Rm. 2417,
Silver Spring, MD 20993–0002, 301–
796–9001, FAX: 301–847–8533, email:
ODAC@fda.hhs.gov, or FDA Advisory
Committee Information Line, 1–800–
741–8138 (301–443–0572 in the
Washington, DC area). A notice in the
Federal Register about last minute
modifications that impact a previously
announced advisory committee meeting
cannot always be published quickly
enough to provide timely notice.
Therefore, you should always check the
Agency’s Web site at https://
www.fda.gov/AdvisoryCommittees/
default.htm and scroll down to the
appropriate advisory committee meeting
link, or call the advisory committee
information line to learn about possible
modifications before coming to the
meeting.
SUPPLEMENTARY INFORMATION:
BILLING CODE 4164–01–P
AGENCY:
Advisory Committee. The general
function of the committee is to provide
advice and recommendations to the
Agency on FDA’s regulatory issues. The
meeting will be open to the public.
DATES: The meeting will be held on June
28, 2016, from 8 a.m. to 3:15 p.m., and
June 29, 2016, from 8 a.m. to 4:15 p.m.
ADDRESSES: FDA White Oak Campus,
10903 New Hampshire Ave., Bldg. 31
Conference Center, the Great Room (Rm.
1503), Silver Spring, MD 20993–0002.
Answers to commonly asked questions
including information regarding special
accommodations due to a disability,
visitor parking, and transportation may
be accessed at: https://www.fda.gov/
AdvisoryCommittees/
AboutAdvisoryCommittees/
ucm408555.htm.
Agenda: On June 28, 2016,
information will be presented to gauge
investigator interest in exploring
potential pediatric development plans
for four products in various stages of
development for adult cancer
indications. The subcommittee will
consider and discuss issues concerning
diseases to be studied, patient
populations to be included, and
possible study designs in the
development of these products for
pediatric use. The discussion will also
provide information to the Agency
pertinent to the formulation of written
requests for pediatric studies, if
appropriate. The products under
consideration are: (1) VENETOCLAX,
application sponsored by AbbVie, Inc.;
(2) TAZEMETOSTAT, application
sponsored by Epizyme, Inc.; and (3)
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ATEZOLIZUMAB, application
sponsored by Roche/Genentech.
On June 29, 2016, during the morning
session, information will be presented
to gauge investigator interest in
exploring potential pediatric
development plans for two products in
various stages of development for adult
cancer indications. The subcommittee
will consider and discuss issues
concerning diseases to be studied,
patient populations to be included, and
possible study designs in the
development of these products for
pediatric use. The discussion will also
provide information to the Agency
pertinent to the formulation of written
requests for pediatric studies, if
appropriate. The products under
consideration are: (1) LOXO–101,
application sponsored by Loxo
Oncology, Inc.; and (2) ENTRECTINIB,
application sponsored by Ignyta, Inc.
During the afternoon session,
information will be presented on the
current unmet clinical need in the
nearly uniformly fatal brain tumor,
diffuse intrinsic pontine glioma (DIPG),
which occurs predominantly in the
pediatric age group. The diagnosis of
DIPG is typically based on characteristic
radiographic and clinical features in
lieu of brain biopsy, and histological
confirmation. Recent data has
demonstrated that the biology and
pathophysiology of these tumors differ.
There are no approved drugs for this
disease. Clinical investigators seek to
exploit precision medicine approaches
to DIPG and use potentially predictive
information from the genomic signature
of tumors at either diagnosis or relapse.
This information can be used to select
specific molecularly targeted drugs
based on the genetic aberrations of an
individual patient’s tumor. The Agency
will seek the input of the subcommittee,
including an assessment of benefit/risk
given the potential for an adverse event
associated with a surgical intervention
in the brainstem.
FDA intends to make background
material available to the public no later
than 2 business days before the meeting.
If FDA is unable to post the background
material on its Web site prior to the
meeting, the background material will
be made publicly available at the
location of the advisory committee
meeting, and the background material
will be posted on FDA’s Web site after
the meeting. Background material is
available at https://www.fda.gov/
AdvisoryCommittees/Calendar/
default.htm. Scroll down to the
appropriate advisory committee meeting
link.
Procedure: Interested persons may
present data, information, or views,
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Agencies
[Federal Register Volume 81, Number 116 (Thursday, June 16, 2016)]
[Notices]
[Pages 39272-39274]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-14200]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2016-D-1495]
Factors To Consider Regarding Benefit-Risk in Medical Device
Product Availability, Compliance, and Enforcement Decisions; Draft
Guidance for Industry and Food and Drug Administration Staff;
Availability
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing
the availability of the draft guidance entitled ``Factors to Consider
Regarding Benefit-Risk in Medical Device Product Availability,
Compliance, and Enforcement Decisions.'' This draft guidance, when
finalized, is intended to provide clarity for FDA staff and industry
regarding the benefit and risk factors FDA may consider in prioritizing
resources for compliance and enforcement efforts to maximize medical
device quality and patient safety. Although product availability and
other medical device compliance and enforcement decisions are generally
fact-specific, FDA believes that consideration of the factors listed in
the draft guidance, when relevant, will improve the consistency and
transparency of those decisions and that a shared understanding of
benefit and risk will better align industry's and FDA's focus on
actions that maximize benefit to patients, improve medical device
quality, and reduce risk to patients. This draft guidance is not final
nor is it in effect at this time.
DATES: Although you can comment on any guidance at any time (see 21 CFR
10.115(g)(5)), to ensure that the Agency considers your comment on this
draft guidance before it begins work on the final version of the
guidance, submit either electronic or written comments on the draft
guidance by September 14, 2016.
ADDRESSES: You may submit comments as follows:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on https://www.regulations.gov.
If you want to submit a comment with confidential
information that you do not wish to be made available to the public,
submit the comment as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper comments submitted to the Division of
Dockets
[[Page 39273]]
Management, FDA will post your comment, as well as any attachments,
except for information submitted, marked and identified, as
confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2016-D-1495 for the draft guidance entitled ``Factors to Consider
Regarding Benefit-Risk in Medical Device Product Availability,
Compliance, and Enforcement Decisions.'' Received comments will be
placed in the docket and, except for those submitted as ``Confidential
Submissions,'' publicly viewable at https://www.regulations.gov or at
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday.
Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Division of Dockets Management. If you do not
wish your name and contact information to be made publicly available,
you can provide this information on the cover sheet and not in the body
of your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.fda.gov/regulatoryinformation/dockets/default.htm.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Division of Dockets Management, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Ann M. Ferriter, Center for Devices
and Radiological Health, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 66, Rm. 3680, Silver Spring, MD 20993, 301-796-
5530.
SUPPLEMENTARY INFORMATION:
I. Background
The draft guidance, when finalized, is intended to provide a shared
benefit-risk framework for FDA and stakeholders and to set forth
overarching principles. FDA may consider the types of benefit-risk
factors described in the draft guidance--including reliable patient
preference information from a representative sample--on a case-by-case
basis when determining the appropriate regulatory action to take and to
help ensure that informed and science-based decisions are made to the
greatest extent practicable. Factors may be weighted differently for
different types of decisions.
In addition, the draft guidance, when finalized, is intended to
harmonize FDA's approach to weighing benefits and risks for medical
device product availability, compliance, and enforcement decisions with
FDA's benefit-risk framework for evaluating medical device marketing
and investigational device exemption (IDE) applications. The benefit-
risk factors in the draft guidance also support evaluation of medical
devices with real world evidence.
The principles described in the draft guidance may be applicable to
industry and FDA decisions. The benefit-risk factors may be considered
when device manufacturers evaluate appropriate responses to
nonconforming product or regulatory compliance issues, such as
determining whether to limit the availability of a medical device
(e.g., a voluntary recall or market withdrawal). FDA may evaluate the
benefit-risk factors during, for example, assessments of device
shortage situations, selection of the appropriate regulatory engagement
mechanism following an inspection during which regulatory non-
compliance was observed, evaluation of recalls and consideration of
petitions for variance from those sections of the Quality System
regulation (21 CFR part 820) for which there were inspectional
observations during a premarket approval (PMA) preapproval inspection.
Premarket review decisions, such as premarket notification (510(k))
substantial equivalence determinations, de novo classification, and
PMA, humanitarian device exemption (HDE) or IDE application approval
decisions, are beyond the scope of this draft guidance.
The draft guidance applies to both diagnostic and therapeutic
medical devices subject to, and exempt from, premarket review. The
scope of the draft guidance excludes medical devices regulated by FDA's
Center for Biologics Evaluation and Research (CBER); combination
products, as defined in 21 CFR 3.2(e), for which the Center for Devices
and Radiological Health (CDRH) is not the lead Center; and electronic
products that are not devices as defined in section 201(h) of the
Federal Food, Drug, and Cosmetic Act (the FD&C Act) (21 U.S.C. 321) as
regulated by CDRH under the Electronic Product Radiation Control (ERPC)
provisions in the FD&C Act and implementing regulations (21 CFR
Subchapter J--Radiological Health). This draft guidance does not apply
to products (e.g., drugs, biologics, dietary supplements, foods,
tobacco products, or cosmetics) regulated by other FDA Centers.
II. Significant of Guidance
This draft guidance is being issued consistent with FDA's good
guidance practices regulation (21 CFR 10.115). The draft guidance, when
finalized, will represent the current thinking of FDA on ``Factors to
Consider Regarding Benefit-Risk in Medical Device Product Availability,
Compliance, and Enforcement Decisions.'' It does not establish any
rights for any person and is not binding on FDA or the public. You can
use an alternative approach if it satisfies the requirements of the
applicable statutes and regulations.
III. Electronic Access
Persons interested in obtaining a copy of the draft guidance may do
so by using the Internet. A search capability for all CDRH guidance
documents is available at https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/default.htm. Guidance
documents are also available at https://www.regulations.gov.
Persons unable to download an electronic copy of ``Factors to
Consider regarding Benefit-Risk in Medical Device Product Availability,
Compliance, and Enforcement Decisions'' may send an email request to
CDRH-Guidance@fda.hhs.gov to receive an electronic copy of the
document. Please use the document number 1500065 to identify the
guidance you are requesting.
IV. Paperwork Reduction Act of 1995
This draft guidance refers to previously approved collections of
information found in FDA regulations.
[[Page 39274]]
These collections of information are subject to review by the Office of
Management and Budget (OMB) under the Paperwork Reduction Act of 1995
(44 U.S.C. 3501-3520). The collections of information in 21 CFR part 7,
subpart C, have been approved under OMB control number 0910-0249. The
collections of information in 21 CFR parts 801 and 809, regarding
labeling, have been approved under OMB control number 0910-0485. The
collections of information in 21 CFR part 803, regarding medical device
reporting, have been approved under OMB control numbers 0910-0291,
0910-0437, and 0910-0471. The collections of information in 21 CFR part
806 have been approved under OMB control number 0910-0359. The
collections of information in 21 CFR part 807, subpart E, have been
approved under OMB control number 0910-0120. The collections of
information in 21 CFR part 810, regarding medical device recall
authority, have been approved under OMB control number 0910-0432. The
collections of information in 21 CFR part 812 have been approved under
OMB control number 0910-0078. The collections of information in 21 CFR
part 814, subparts B and E, have been approved under OMB control number
0910-0231. The collections of information in 21 CFR part 820, regarding
the Quality System regulation, have been approved under OMB control
number 0910-0073. The collections of information in 21 CFR part 822,
regarding postmarket surveillance of medical devices, have been
approved under OMB control number 0910-0449.
Dated: June 8, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-14200 Filed 6-15-16; 8:45 am]
BILLING CODE 4164-01-P