Marine Mammal Stock Assessment Reports, 38676-38689 [2016-14015]
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38676
Federal Register / Vol. 81, No. 114 / Tuesday, June 14, 2016 / Notices
Brunswick, Canada, to the NOAA
Howard Marine Sciences Laboratory in
Highlands, New Jersey, where the
controlled research will take place. The
laboratory tests will be conducted both
singly and in combination with 10
temperature regimes and varying levels
of dissolved oxygen, representing
environmental stresses. Surviving
progeny will be euthanized after tests
are completed each year. In subsequent
years of the five-year permit, the Permit
Holder will evaluate the toxic effects
and sensitivities of shortnose sturgeon
to other contaminants.
Issuance of this permit, as required by
the ESA, was based on a finding that
such permit (1) was applied for in good
faith, (2) will not operate to the
disadvantage of such endangered or
threatened species, and (3) is consistent
with the purposes and policies set forth
in section 2 of the ESA.
Dated: June 8, 2016.
Julia Harrison,
Chief, Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service.
[FR Doc. 2016–13969 Filed 6–13–16; 8:45 am]
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DEPARTMENT OF COMMERCE
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Marine Mammal Stock Assessment
Reports
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of availability; response
to comments.
AGENCY:
As required by the Marine
Mammal Protection Act (MMPA), NMFS
has considered public comments for
revisions of the 2015 marine mammal
stock assessment reports (SARs).
ADDRESSES: Electronic copies of SARs
are available on the Internet as regional
compilations and individual reports at
the following address: https://
www.nmfs.noaa.gov/pr/sars/.
A list of references cited in this notice
is available at www.regulations.gov
(search for docket NOAA–NMFS–2015–
0108) or upon request.
FOR FURTHER INFORMATION CONTACT:
Shannon Bettridge, Office of Protected
Resources, 301–427–8402,
Shannon.Bettridge@noaa.gov; Marcia
Muto, Alaska Fisheries Science Center,
206–526–4026, Marcia.Muto@noaa.gov;
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SUMMARY:
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Peter Corkeron, Northeast Fisheries
Science Center, 508–495–2191,
Peter.Corkeron@noaa.gov; or Jim
Carretta, Southwest Fisheries Science
Center, 858–546–7171, Jim.Carretta@
noaa.gov.
SUPPLEMENTARY INFORMATION:
Background
Section 117 of the MMPA (16 U.S.C.
1361 et seq.) requires NMFS and the
U.S. Fish and Wildlife Service (FWS) to
prepare SARs for each stock of marine
mammals occurring in waters under the
jurisdiction of the United States. These
reports contain information regarding
the distribution and abundance of the
stock, population growth rates and
trends, the stock’s Potential Biological
Removal (PBR) level, estimates of
annual human-caused mortality and
serious injury from all sources,
descriptions of the fisheries with which
the stock interacts, and the status of the
stock. Initial reports were completed in
1995.
The MMPA requires NMFS and FWS
to review the SARs at least annually for
strategic stocks and stocks for which
significant new information is available,
and at least once every three years for
non-strategic stocks. NMFS and FWS
are required to revise a SAR if the status
of the stock has changed or can be more
accurately determined. NMFS, in
conjunction with the Alaska, Atlantic,
and Pacific Scientific Review Groups
(SRGs), reviewed the status of marine
mammal stocks as required and revised
reports in each of the three regions.
NMFS updated SARs for 2015, and
the revised reports were made available
for public review and comment for 90
days (80 FR 58705, September 20, 2015).
NMFS received comments on the draft
SARs and has revised the reports as
necessary. This notice announces the
availability of the final 2015 reports for
the 108 stocks that are currently
finalized. These reports are available on
NMFS’s Web site (see ADDRESSES).
Comments and Responses
NMFS received letters containing
comments on the draft 2015 SARs from
the Marine Mammal Commission
(Commission); five non-governmental
organizations (The Humane Society of
the United States (HSUS), Center for
Biological Diversity (CBD), Whale and
Dolphin Conservation (WDC), Turtle
Island Restoration Network (TIRN), and
the Hawaii Longline Association
(HLA)); and one individual. Responses
to substantive comments are below;
comments on actions not related to the
SARs are not included below.
Comments suggesting editorial or minor
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clarifying changes were incorporated in
the reports, but they are not included in
the summary of comments and
responses. In some cases, NMFS’s
responses state that comments would be
considered or incorporated in future
revisions of the SARs rather than being
incorporated into the final 2015 SARs.
Comments on National Issues
Comment 1: The SAR administrative
process must be improved; it is
confusing, inefficient, and produces
final SARs that are not based upon the
best available scientific information.
Because of the inefficient process used
to produce SARs, the draft SARs fail to
rely upon the best available data (i.e.,
the most current data that it is
practicable to use), contrary to the
MMPA. For example, the draft 2015
SAR only reports data collected through
the year 2013, even though 2014 data
are readily available. We appreciate that
it is not practicable to incorporate into
SARs the absolute most recently
collected data; nevertheless, there is no
credible justification to continue the
present two-year delay in the use of
information.
Response: The marine mammal SARs
are based upon the best available
scientific information, and NMFS
strives to update the SARs with as
timely data as possible. In order to
develop annual mortality and serious
injury estimates, we do our best to
ensure all records are accurately
accounted for in that year. In some
cases, this is contingent on such things
as bycatch analysis, data entry, and
assessment of available data to make
determinations of severity of injury,
confirmation of species based on
morphological and/or molecular
samples collected, etc. Additionally, the
SARs incorporate injury determinations
that have been assessed pursuant to the
NMFS 2012 Policy and Procedure for
Distinguishing Serious from NonSerious Injury of Marine Mammals
(NMFS Policy Directive PD 02–038 and
NMFS Instruction 02–038–01) which
requires several phases of review by the
SRGs. Reporting on incomplete annual
mortality and serious injury estimates
could result in underestimating actual
levels. The MMPA requires us to report
mean annual mortality and serious
injury estimates, and we try to ensure
that we are accounting for all available
data before we summarize those data.
With respect to abundance, in some
cases we provide census rather than
abundance estimates and the accounting
process to obtain the minimum number
alive requires two years of sightings to
get a stable count, after which the data
are analyzed and entered into the SAR
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in the third year. All animals are not
seen every year; waiting two years
assures that greater than 90% of the
animals still alive will be included in
the count. As a result of the review and
revision process, data used for these
determinations typically lag two years
behind the year of the SAR.
Comment 2: Unlike mortality and
serious injury estimates for small
cetaceans, where extra time may be
needed to obtain fishing effort and to
expand observed takes to obtain fleetwide estimates, for large cetaceans
mortality estimates are direct minimum
counts based on discovery of carcasses
and any necropsies are generally
completed promptly. There is no need
to delay reporting by two years as has
been common in the SARs.
Response: Large whale mortality
reports, like all interactions, go through
the review and publication process
outlined in the NMFS 2012 Policy and
Procedure for Distinguishing Serious
from Non-Serious Injury of Marine
Mammals. NMFS produces annual
marine mammal serious injury and
mortality reports, which involves a clear
process for review and publication. The
serious injury and mortality data
contained in the SARs come from these
reports once they have been fully vetted.
Therefore, the mortality data reported in
the SARs are subject to the same delay
outlined in the response to Comment 1.
Comment 3: There are grossly
outdated estimates of abundance for
many stocks. The most recently
proposed revision of NMFS’s Guidelines
for Assessing Marine Mammal Stocks
(GAMMS) provided recommendations
for addressing aging data by
precautionarily reducing the Minimum
Population Estimate (Nmin) annually
(and consequently the PBR), until such
time as new abundance data can be
obtained. For stocks with outdated
estimates this was often not done.
NMFS’s regional offices should follow
the GAMMS in these cases and
downwardly revise the PBRs for these
stocks.
Response: NMFS recently finalized
revisions to the GAMMS (available at
https://www.nmfs.noaa.gov/pr/sars/pdf/
gamms2016.pdf). Regarding outdated
abundance estimates, we did not
finalize the proposed approach
recommended by the GAMMS
workshop participants. Rather, we will
be further analyzing this issue, as the
challenge of outdated abundance
estimates continues and the problems
resulting from stocks with
‘‘undetermined’’ PBR persists. Should
we contemplate changes to the
guidelines regarding this topic in the
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future, we will solicit public review and
comment in a separate action.
Comment 4: There is an unacceptably
high percentage of stocks with
‘‘undetermined’’ or ‘‘unknown’’ PBR
levels.
Response: NMFS acknowledges this.
Currently, the GAMMS direct that for
stocks with abundance data greater than
eight years old, PBR be considered
‘‘undetermined.’’ See response to
Comment 3.
Comment 5: With regard to status as
‘‘strategic’’ or ‘‘non-strategic,’’ it would
seem prudent to declare stocks with
unknown or undetermined PBRs as
‘‘strategic’’ unless there is clear and
compelling evidence that there are no
fishery interactions (i.e., data exist that
there are none as opposed to a lack of
data). Such an approach would be
consistent with the overall purposes of
the MMPA.
Response: NMFS appreciates this
recommendation. However, such
designations must follow the statutory
definition of ‘‘strategic’’: Human-caused
mortality exceeds PBR; the best
available science shows the stock is
declining and likely to be listed as
threatened under the ESA within the
foreseeable future; or that is currently
listed as threatened or endangered
under the ESA or is designated as
depleted (MMPA section 3).
Comment 6: The GAMMS recommend
that peer-reviewed literature should be
a primary source of information. In most
regions there appears to be great
reliance on gray literature (e.g., NMFS
Tech Memos) and on unpublished
manuscripts (e.g., results of studies
stated to be ‘‘in prep’’) and even
personal communications; this needs to
be corrected. By not making such
literature available for review by the
public, the public cannot adequately
comment on whether such literature
constitutes the best available science.
Response: The SARs are to be based
on the best available science. The use of
unpublished reports and data within
SARs is discouraged. NMFS strives to
use peer-reviewed data as the basis for
SARs. NMFS often relies on science that
has been assessed through the NMFS
Science Center’s internal expert review
process and/or has been subjected to
other external expert review to ensure
that information is not only high quality
but is available for management
decisions in a timely fashion. NMFS
may rely on the SRGs to provide
independent expert reviews of
particular components of new science to
be incorporated into the SARs to ensure
that these components constitute the
best available scientific information.
Likewise, upon SRG review of these
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components and the draft SARs
themselves, NMFS considers the SRG
review of the draft SARs to constitute
peer review and to meet the
requirements of the OMB Peer Review
Bulletin and the Information Quality
Act. NMFS is undertaking an effort to
remove references to unpublished
manuscripts and personal
communications from the SARs, and
aims to fully implement this effort with
the 2016 final SARs.
Comment 7: The Commission
recommends that NMFS specify the
criteria that it intends to use to assess
the appropriateness of its estimates of
carcass recovery and cryptic mortality
rates, and that it include in its stock
assessment survey and research plans
the collection of those data that are
needed to estimate total mortality for all
stocks. The Commission suggests
discussion of collaborative
opportunities in conjunction with the
joint SRG meeting in February 2016.
Response: We agree that there is a
need to better understand and estimate
undetected marine mammal mortalities
and serious injuries, and a need to
evaluate the use of correction factors for
marine mammal mortality estimates.
The issue of cryptic mortality was
discussed at the February 2016 joint
SRG Meeting. NMFS looks forward to
working with the Commission and the
SRGs on this issue.
Comments on Atlantic Regional Reports
Comment 8: In the North Atlantic
right whale report, Table 1 documenting
mortality appears to lack accounting for
several mortalities. For example, a male
calf that was killed in a vessel strike in
Maine in July 2010 does not appear to
have been included. Further, there was
an abandoned calf in the Southeastern
U.S. in March 2011, and, that same
month right whale #1308 was killed by
a ship strike, thereby orphaning her
newborn calf. At the very least, this
latter death of a documented right whale
mother with calf should also assume the
young, dependent calf died as well and
its death added to the total for that year.
Response: The right whale calf killed
in July 2010 is included in Table 1 as
a vessel strike mortality and has since
been identified as #3901. We do not
include abandoned calves if the mother
is not known to have been killed or
injured by human impact. The
abandonment could be the result of poor
maternal care. The calf of right whale
#1308 is included in the Table 1 as a
serious injury due to vessel strike
according to the NMFS 2012 Policy and
Procedure for Distinguishing Serious
from Non-Serious Injury of Marine
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Mammals (Category L8 = dependent calf
of a dead or seriously injured mother).
Comment 9: The Commission, HSUS,
CBD, and WDC recommend that
multiple mortalities and/or serious
injuries to several North Atlantic right
whales (including #1151, 1311, 2160,
2460, 2660, 3111, 3302, [3308], 3692,
and 3945) should be included in Table
2 of the SAR.
Response: The following is a
summary statement about each case.
Cases were reviewed by NMFS
Northeast Fisheries Science Center
(NEFSC) staff and determinations made
by NEFSC staff were later reviewed by
experienced staff at all other Fisheries
Science Centers, per the NMFS Policy
and Procedure for Distinguishing
Serious from Non-Serious Injury of
Marine Mammals. NMFS staff look for
evidence of significant health decline
post event. We do not currently have a
method to address sublethal effects or
more subtle/slow health decline.
Therefore, none of the recommended
cases were incorporated into Table 2 of
the SAR.
• Whale #1151. This whale was seen
free of gear and with a calf in the Bay
of Fundy on 28 August 2009 and was
resighted soon after with two wraps of
line around her rostrum and body. All
entangling gear was removed on 4
September 2009. Following
disentanglement, she appeared to be
swimming normally and, although she
showed signs of compromise typical of
females completing their calving and
nursing cycle, NMFS determined the
entanglement had not caused serious
injury. However, she was still in a
compromised condition in 2011 and
had declined further when seen for the
last time in June 2012. The Commission
believes this case warrants a
conservative redetermination that the
2009 entanglement did result in a
serious injury.
• Response: NMFS reviewers
considered any health changes postdisentanglement to be representative of
normal inter-year fluctuations and
comparable to the overall health of the
population during the time frame in
question.
• Whale #2460. This whale was last
seen in May 2012 in compromised
health and with severe entanglementrelated scars and wounds on her
peduncle, additional entanglement scars
on her head, and lesions on her back but
without attached gear. The Commission
is concerned that the observed
entanglement injuries significantly
compromised her heath and potential
survival, and believes that a
conservative injury assessment would
warrant listing the scars and wounds
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observed in 2012 as indicative of a
serious injury.
• Response: The animal’s injuries are
showing evidence of healing; the health
status of this whale is comparable to the
overall health of the non-injured
population during the time frame in
question.
• The 2007 calf of #2460. This calf
was euthanized in January 2009 when it
stranded in North Carolina. The spine of
this animal was grossly misaligned and
this followed the documentation of deep
entanglement marks on the calf at age 8
months. Researchers at the scene
speculated that the spine deformity
resulted from an entanglement. This
animal’s death should be prorated as a
serious injury resulting from
entanglement, much as the agency did
for the serious injury in the table dated
7/18/2009.
• Response: The injury that led to the
demise of this calf was acquired in
2007, so this event is counted as an
entanglement mortality for that year,
which does not fall within the time
frame of this report (2009–2013).
• Calf of Whale #2660. The table
notes that this whale was missing her
dependent calf at the time of her 2011
sighting when seriously injured and in
deplorable physical condition; why is
the calf not also counted as a mortality?
• Response: This calf, now #4160, has
been resighted in good health.
• Whale #3111. This whale is listed
in the table as a pro-rated serious injury.
Since the animal was last seen alive
when badly entangled, it seems that this
should be considered entirely fisheryrelated.
• Response: This whale has been
resighted in much improved condition;
he appears to be gear free, but this is not
yet confirmed. This event is similar to
#2029’s entanglement. We will continue
to prorate his injury as L10 (0.75) until
he is either confirmed gear free or shows
signs of significant health decline.
• Whale #3398. This whale was seen
in July 2012 with extensive
entanglement wounds on his peduncle
and fluke insertion and additional scars
on his mouth and left flipper, and
possibly around his blowhole.
Resightings suggest these wounds
appear to have compromised his health
for more than two years, raising the
possibility of suffering from chronic
effects from the 2012 entanglement. The
Commission believes that the record
justifies a conservative determination of
serious injury for this individual.
• Response: NMFS reviewers
determined that this comment pertains
to whale #3308 (not #3398 as identified
in the comment). NMFS agrees that the
lesions have increased; however, the
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animal’s injuries are healing and its skin
condition is comparable to the overall
population.
• Whale #3946. This whale was
affected by two separate entanglement
events. In December 2012 she was gearfree, but with severe entanglement
wounds on her peduncle and flukes,
and possible additional scars on her
head. She was resighted later carrying
lines from a new entanglement and
showing signs that her condition had
declined—she appeared thinner and
had developed lesions on her body.
When last seen in May 2014 she was
confirmed to be free of gear. Given that
these wounds appear to have
compromised her health for more than
two years, a serious injury
determination would be an appropriate
and conservative assessment for this
individual.
• Response: The injuries are showing
evidence of healing; the health status of
this whale is comparable to the overall
health of the non-injured population
during the time frame in question.
• Whale #3692. This whale,
accompanied by a calf, was observed in
March 2013 off South Carolina with a
fresh propeller injury on her right fluke.
When she was last sighted in April 2014
her condition was poor; her fluke had
fallen off, blisters and lesions had
formed at several points on her body
and head, and she appeared to be thin.
Given the decline in her condition
following the propeller wound, this case
should be considered a serious injury.
• Response: The animal’s injuries are
showing evidence of healing. Its health
status is comparable to the overall
health of the non-injured population
during the time frame in question.
• Whale #2160. This animal was seen
gear-free in April 2013 with severe scars
and a large open wound on his tail stock
apparently from an entanglement. He
also had rake marks, skin lesions, and
poor skin color behind the blowhole,
suggesting poor condition; he has not
been resighted. Given the severe nature
of his wounds and compromised
condition, this case should be
considered a serious injury.
• Response: This whale has since
been resighted. The injuries are showing
evidence of healing; the health status of
this whale is comparable to the overall
health of the non-injured population
during the time frame in question.
• Whale #3302. This individual is not
listed in the table, but has not been seen
since the last sighting on November 11,
2011 when seriously entangled. This
case should be at least a pro-rated
serious injury. At what point, when no
longer being sighted, will NMFS
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consider it dead and pro-rate the death
as fishery-related?
• Response: This whale is included in
the table as a serious injury due to
entanglement, which is given the same
score as ‘‘dead.’’ NMFS will not
presume the whale is dead until its
death is confirmed and the animal is
removed from the population. The
initial entanglement date is 4/22/11.
• Unk Whale. A right whale hit by a
vessel on 12/7/2012 is pro-rated as an
injury at 0.52. Please explain the basis
for this very precise pro-ration.
• Response: The basis for the
proration values is explained in the
NMFS Procedure for Distinguishing
Serious from Non-Serious Injury of
Marine Mammals (NMFS Instruction
02–038–01). The vessel strike event
described fits two categories: L6b—a
vessel less than 65 feet traveling at
greater than 10 knots (prorated as 0.20
serious injury), and L11—confirmed
laceration of unknown depth, includes
observation of blood in water (prorated
as 0.52 serious injury). When more than
one criteria applies to an event, we
apply the greater value.
• Whale #1311. This animal was
found dead on 8/11/2013. Video taken
at the time shows the whale floating
with line entering its mouth and
associated wrapping wounds around its
head. It was last seen alive in April 2013
with no signs of entanglement.
• Response: The carcass of this whale
was not necropsied; thus, it does not
currently meet the criteria for
determining human interaction
mortalities. Without a necropsy, we
could not determine if the cause of
death was due to entanglement or
possible vessel strike.
Comment 10: The Commission is
concerned that the long-finned pilot
whale SAR does not sufficiently explain
the extent to which abundance may be
underestimated. The Commission
recommends that NMFS consider
whether further analysis of past surveys
could clarify: (1) The proportions of the
long-finned pilot whale stock using
waters near the Gulf Stream off the U.S.
northeast coast and Canada, and (2) the
extent to which the new population
estimate is negatively biased and the
new PBR is set too low.
Response: NMFS recognizes that the
current abundance estimate is likely
biased low. Therefore, we are
conducting additional analyses to
develop more appropriate abundance
estimates for both long- and shortfinned pilot whales.
Comment 11: The Status of Stock
section of the short-finned pilot whale—
Western North Atlantic Stock
assessment report did not state that the
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average annual human-caused M/SI is
below the PBR; this conclusion had
been included in previous reports for
this stock. There is no new statement in
the 2015 SAR to describe current M/SI
totals relative to PBR. The Commission
recommends that the deleted sentence
be replaced by one stating that the point
estimate for average annual humancaused M/SI does not exceed the stock’s
PBR, but it is roughly equal to the PBR
and clearly greater than 10 percent of
the PBR. Given the possibility that
fishery-related M/SI is above PBR, the
Commission recommends further that
the western North Atlantic short-finned
pilot whale stock be categorized as
‘‘strategic.’’
Response: We have reinstated the
sentence indicating the 2009–2013
mean annual human-caused M/SI does
not exceed PBR, as this is still the case.
While there is no ‘‘new’’ statement, the
SAR continues to state: ‘‘Total U.S.
fishery-related mortality and serious
injury attributed to short-finned pilot
whales exceeds 10% of the calculated
PBR.’’ Following the GAMMS, PBR
calculations already include a
precautionary approach that accounts
for uncertainty, and we have compared
the five-year mean annual M/SI to PBR.
Designating stocks that fluctuate around
PBR from year to year as strategic is a
larger issue that we plan to raise with
the Scientific Review Groups.
Comment 12: Most stocks of cetaceans
in the Gulf of Mexico are either known
or likely to have been adversely affected
by the 2010 Deepwater Horizon (DWH)
oil spill. Following the spill, data were
collected on many of these stocks as
part of the Natural Resource Damage
Assessment (NRDA) process, but those
data are not yet available to be used in
stock assessments. The Commission
recommends that NMFS make every
effort to publish and release all survey
and related data it has on Gulf of
Mexico cetacean stocks as soon as the
NRDA process is complete, and, where
appropriate, conduct new surveys to
enable assessments of the extent to
which abundances of the Gulf of Mexico
cetacean stocks have changed in recent
years.
Response: The DWH litigation is
recently completed; as NRDA data
become available, we will continue to
publish and incorporate these data into
the SARs as appropriate.
Comment 13: In some cases (e.g.,
Jacksonville estuarine stock, many of
the Bay, Sound, and Estuary (BSE)
stocks of bottlenose dolphins in the Gulf
of Mexico) the most recent estimates of
abundance are around 20 years old.
Many of these same stocks with
outdated abundance estimates have
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38679
been recently subjected to unusual
mortality events (UMEs). The lack of
usable stock abundance data for so
many of the bottlenose dolphin stocks is
unacceptable and highly risk prone, and
must be remedied on a priority basis for
future SARs.
Response: NMFS acknowledges that
the abundance estimates of many of the
BSE stocks of bottlenose dolphins are
outdated. NMFS will collect data in
2016 to update abundance estimates for
Galveston Bay, Texas and TimbalierTerrebonne Bays, Louisiana bottlenose
dolphin stocks. As resources continue to
be limited, NMFS has developed a
Threat Assessment Priority Scoring
System for prioritizing research on
common bottlenose dolphin stocks (see
Phillips and Rosel 2014).
Comment 14: Tracking stock status is
often confounded by differences in
survey area or methodology. For
example, the best estimate for the
Southern North Carolina Estuarine
System stock of bottlenose dolphins
declined from 1,614 in the 2012 SAR to
188 in the 2013 SAR, which was the
result of using a 2006 mark-recapture
survey in the 2013 SAR whereas the
2012 SAR used an aerial line-transect
study. The abundance is now
considered ‘‘unknown’’ because all of
the surveys on which estimates were
made are now more than eight years old.
The agency must take a more careful
look at its survey intervals and design
to assure comparability in range,
seasons, effort, methodology, and other
factors that are compounding the ability
to more precisely define population
estimates and to provide trend data, as
required by the MMPA.
Response: NMFS has standardized its
survey methodology for large-scale
aerial and ship surveys within the
Atlantic, and following the 2016 ship
surveys, we should be able to begin
analyzing trends. Large-scale surveys
within the Gulf of Mexico are also
standardized, and with additional data
collection, trend analysis should be
possible. NMFS convened a workshop
and prepared a technical memorandum
to create a ‘‘standard’’ approach to
photo-ID capture-mark-recapture
techniques for estimating abundance of
bay, sound, and estuary populations of
bottlenose dolphins along the East Coast
and Gulf of Mexico (Rosel et al. 2011).
While progress is being made, at present
resource constraints limit the NMFS
Southeast Fisheries Science Center’s
(SEFSC) ability to analyze trends for the
stocks for which there are data. Because
the SEFSC marine mammal data
collection program is generally
supported through collaborations with
other Federal agencies, research
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priorities (including areas surveyed) are
balanced between the data needs of
NMFS and our external partners.
Comment 15: NMFS should prioritize
observer coverage for fisheries that have
self-reported takes but where observer
coverage is either entirely lacking,
occurring intermittently, or at such low
levels that updated and reliable
estimates of fishery-related mortality are
not possible. Stock assessments cannot
meaningfully report the statutorily
required information on status and
threats to marine mammals until and
unless observer coverage is increased in
fisheries with self-reported mortalities,
evidence of strandings occurring at
elevated rates that coincide with the
greatest effort by the fishery, or where
observer coverage has documented takes
that may or may not have been
incorporated in the SARs.
Response: NMFS’ observer programs
fulfill a wide range of requirements
under MMPA, ESA, and the MagnusonStevens Fishery Conservation and
Management Act (MSA). Observer
programs serve a wide range of purposes
under these three statutes, including,
but not limited to:
• Providing information on
commercial catches to inform fishery
stock assessments and management
(e.g., setting of annual catch limits).
• Accounting for total catches in
some fisheries, and discards in other
fisheries, to support the monitoring of
fishery-, vessel-, or sector-specific
catches of managed species.
• Monitoring fishery-related mortality
and serious injury of marine mammals.
• Monitoring incidental take limits of
species that are listed under the ESA.
• Collecting biological samples (e.g.,
otoliths, gonads, size data, genetic data
for species identification purposes) to
support stock assessment processes.
• Supporting innovative bycatch
reduction and avoidance programs.
• Helping to promote the safety of
human life at sea.
Each NMFS region administers an
observer program to address
programmatic mandates under the
MMPA, ESA, and MSA. The data
collected by these observer programs
support the management and
conservation of fisheries, protected
resources, and marine ecosystems
throughout the United States’ exclusive
economic zone. Given the wide array of
needs and limited resources, NMFS
prioritizes observer coverage based on a
number of factors. MMPA section
118(d)(4) specifies that the highest
priority for allocation shall be for
commercial fisheries that have
incidental mortality or serious injury of
marine mammals from stocks listed as
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endangered species or threatened
species under the ESA; the second
highest priority shall be for commercial
fisheries that have incidental mortality
and serious injury of marine mammals
from strategic stocks; and the third
highest priority for allocation shall be
for commercial fisheries that have
incidental mortality or serious injury of
marine mammals from stocks for which
the level of incidental mortality and
serious injury is uncertain. NMFS uses
this guidance when allocating funding
to observe fisheries with little or no
current observer coverage. For example,
in 2012 and 2013, NMFS observed the
Southeast Alaska drift gillnet fishery,
which had not been previously observed
but was potentially interacting with
ESA-listed humpback whales and a
strategic stock of harbor porpoise (i.e.,
the highest and second highest priorties
for observer coverage noted in the
MMPA).
Comment 16: In the North Atlantic
right whale report’s section on
Population Size, the phrase ‘‘known to
be alive’’ should be changed to
‘‘presumed to be alive,’’ which is the
wording used by the author of the 2011
Right Whale Report Cards from which
this number was taken. At the end of
this section, the sentence: ‘‘For example,
the minimum number alive for 2002
was calculated to be 313 from a 15 June
2006 data set and revised to 325 using
the 30 May 2007 data set’’ has been in
this SAR since 2008 and seems stale.
Response: This number is not taken
from the Report Card; the Nmin value
for right whales reported within the
SAR includes only animals known to be
alive because they were either seen
during the reference year or seen both
before and after the reference year.
(Hence, there is no presumption of life.)
The count of animals known to be alive
is updated every year. Animals not seen
for three or more years may be added
back if they are shown to be alive in a
subsequent year. The example given
regarding the 2006 versus 2007 data
makes this point.
Comment 17: In the ‘‘Current and
Maximum Net Productivity Rates’’
section of the North Atlantic right whale
report, the information in the third
paragraph is outdated regarding calving
rates through 1992. More recent data on
intervals are available from the right
whale catalog, and are presented
annually at right whale consortium
meetings. For example, since the paper
cited in the draft SAR for that
information (Knowlton et al. 1994),
there are data indicating the calving
interval improved, but in more recent
years has returned to lengthy or even
increasing intervals. Later in the section
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the draft SAR cites the high proportion
of juveniles in the population as of
publications dated 1998 and 2001
(Hamilton et al. 1998, Best et al. 2001).
While this may still be true, is there no
more current information?
Response: This SAR has been
amended to include the ‘‘production/
Nmin,’’ which is a better description of
average productivity than calving
interval. As a point of clarification, the
draft SAR states on page 7: ‘‘An analysis
of the age structure of this population
suggests that it contains a smaller
proportion of juvenile whales than
expected (Hamilton et al. 1998; Best et
al. 2001), which may reflect lowered
recruitment and/or high juvenile
mortality.’’
Comment 18: The North Atlantic right
whale report’s Background section
acknowledges the large number of right
whale carcasses documented but not
necropsied to determine likely cause of
death. We believe NMFS must
undertake an effort through modelling
to apportion mortalities among
categories such as unknown, vessel
strike, or entanglement based on historic
proportions of deaths from necropsied
animals. It should be possible to assign
a proportional cause of death to the
number of carcasses that were not
retrieved/necropsied. Our records show
that at least seven carcasses were not
retrieved between 2009–2013.
Response: We agree that this work
would be valuable. In the future we
intend to use a statistically-based
estimate of fishing mortality. It is more
complex than assigning a simple
proportion to discovered carcasses, and
we will use mark recapture data to
attribute causation to latent mortality as
well as attribute mortality causes to
discovered carcasses unable to receive a
proper necropsy.
Comment 19: The North Atlantic right
whale report’s Fishery-Related Serious
Injury and Mortality section cites Van
der Hoop et al. (2012) as indicating that
take reduction measures may not be
working adequately to reduce mortality
from entanglements and additional
measures need to be taken. A more
recent publication by NMFSs authors
reaching the same conclusion (Pace et
al. 2014) should also be included.
Response: The Pace et al. (2014)
reference was added to the SAR.
Comment 20: In the Gulf of Maine
humpback whale SAR, NMFS relies on
maps and other information based
almost solely on shipboards surveys.
NMFS should reconsider this approach
and, as it does with North Atlantic right
whales, also rely on catalog data to
glean information on distribution and
similar vital characterizations of the
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population. In addition, NMFS is
relying on outdated information about
stock structure and use of winter
habitats in the Caribbean, as Stevick and
colleagues (2015) have provided more
recent insight from genetic and other
data that indicate that more than one
stock appears to be using the eastern
Caribbean. NMFS also cites Barco et al.
(2002) that suggests that the midAtlantic may represent a supplemental
winter feeding area for humpback
whales. There is photographic evidence
of their increasing presence and winter
use of the waters between New York
and Delaware Bay in spring, summer,
and fall, some of which shows site
fidelity within and between seasons,
with at least one quarter of the
photographically identified animals in a
database matched to the Gulf of Maine
stock. This information should be
considered in updating the SAR. The
Virginia Marine Science Museum has
also documented sightings and
responded to stranded animals in
significant numbers in the Chesapeake
Bay region since this 2002 citation.
Response: The SAR’s map is
consistent with maps in other SARs in
which the abundance estimate is
derived from a line-transect survey
(including both aerial and shipboard
effort). The humpback whale SAR uses
the best estimate available and has
frequently used line-transect surveys in
the past; the estimates derived from the
2008 and 2011 surveys are reported in
the SAR.
The Gulf of Maine stock of humpback
whales is somewhere on the order of
20% of a larger breeding population,
and constitutes a cluster of feeding
aggregations that shows some site
fidelity to the Gulf of Maine. Although
a single Gulf of Maine animal was killed
in the Bequia indigenous hunt (within
the eastern Caribbean), overwhelming
evidence exists to show the Gulf of
Maine stock uses the western Caribbean
as a breeding ground along with four to
five other feeding aggregations. The bulk
of the animals within the eastern
Caribbean show no site fidelity to the
Gulf of Maine. The other facts cited
within the comment are mostly
anecdotal and have not been adjusted
for search effort.
Comment 21: In the Gulf of Maine
humpback whale SAR, NMFS omits
new information that was recently
considered in its global status review on
humpback whales. The Population Size
section does not provide data from
MONAH (the international study titled
‘‘More North Atlantic Humpbacks’’)
surveys, although these were cited in
the recent NMFS global status review
for the species (Bettridge et al. 2015).
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NMFS also omits consideration that the
Robbins (2007) study also supports low
reproductive rates in the species, not
solely low calf survival. This should be
included so as not to leave readers with
the idea that the only data available are
outside confidence intervals.
Response: The population of
humpback whales surveyed through the
MONAH study comprises more than the
humpback whales that feed in the Gulf
of Maine, therefore it is not appropriate
to use the MONAH abundance estimate
for the abundance estimate for the Gulf
of Maine stock. We modified the SAR
language with regard to confidence
intervals and noted that Robbins (2007)
found reproductive rates to be highly
variable.
Comment 22: The Gulf of Maine
humpback whale SAR’s statement that
the apparent calf survival rate is 0.664
as an ‘‘intermediate’’ value between two
studies appears incorrect. In fact, it
appears ‘‘low’’ as compared to other
areas and not just ‘‘intermediate,’’ as the
recent status review itself stated that
this value ‘‘is low compared to other
areas and annually variable.’’
Response: As stated above (see
response to Comment 20), the West
Indies population unit has been
proposed by NMFS as a DPS as a result
of the ESA global status review of
humpback whales. This proposed DPS
is not directly relevant to the MMPA
Gulf of Maine stock. Metapopulation
segments commonly have (or are
usually expected to have) different
demographic patterns if those
populations are not growing; thus it
would be common for different
segments to have differing mortality
rates and subsequent productivity rates.
Hence, we cannot presume that
integrated population statistics reflect
that of individual segments. We
removed the word ‘‘intermediate.’’
Comment 23: The Gulf of Maine
humpback whale SAR underestimates
the level of mortality for this stock;
more recent literature is available and
should be used. Reference is made to
the likelihood that undocumented
entanglements are occurring. We note
that Van der Hoop et al. (2013) found
that between 1970–2009, cause of death
was not undetermined for nearly 60
percent of humpback whale carcasses in
the Northwest Atlantic due to
decomposition, an inaccessible carcass,
or where no necropsy data were
provided to indicate cause of death.
Similar results were found by Laist et al.
(2014). Volgenau (1995) is cited for the
source of entanglements through 1992.
Johnson et al. (2005) found 40 percent
of humpback whale entanglements were
in trap/pot gear and 50 percent were in
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gillnet. While even these data are now
a decade old, they at least reference gear
types involved in humpback
entanglements in U.S. waters, not just in
Canada.
Response: It was an oversight that the
Johnson et al. (2005) paper was not
included in the draft SAR; it has been
included in the final SAR. However, one
should be skeptical of estimating gearspecific entanglement rates based on a
very small sample size and when one
would suspect different levels of
detectability among gear types doing
harm. In stock assessments for which
there is not a statistical model for
estimating fisheries interactions, NMFS
has consistently maintained the policy
that without unambiguous evidence that
a stranding was due to human
interaction, such strandings will not be
attributed to a human cause.
Comment 24: In the Gulf of Maine
humpback whale SAR, the following
cases of dead or seriously injured
humpbacks are missing and should be
added to Table 2:
• Laist et al. (2014) note a dead
humpback whale that was attributed to
a vessel strike on 7/27/2009 inside the
NY seasonal management area.
• Response: This carcass was battered
against a jetty. A necropsy revealed
broken bones, but the animal was so
severely decomposed it could not be
determined if the fractures were pre- or
post-mortem.
• On 6/3/2011 a humpback whale on
Jeffreys Ledge was disentangled but
noted to be ‘‘quite thin and body
posture was hunched,’’ according to
record notes on the NMFS and Center
for Coastal Studies Large Whale
Disentanglement Network Web site.
This animal was noted to be the 2009
calf of the humpback whale known as
‘‘Lavalier’’ and has apparently not been
seen since that incident.
• Response: This animal has been
named ‘‘Flyball’’ and has been resighted
in good health.
• On 3/11/2012, this same Web site
noted that a humpback whale had
become entangled in gillnet gear off
Cape Hatteras, North Carolina and broke
free with ‘‘some amount of top line and
webbing anchored somewhere at the
forward end of the whale.’’ This should
be considered for pro-rating as a serious
injury.
• Response: This event was observed
by a trained Northeast Fisheries
Observer Program observer. The whale
was released with a small section of
netting draped over a fluke edge (which
corresponds to large whale injury
category L3 in the NMFS Procedure for
Distinguishing Serious from NonSerious Injury of Marine Mammals,
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NMFS Instruction 02–038–01) that it
was likely to shed.
• The Web site notes a humpback
whale disentangled but apparently
seriously injured on 4/12/2012. The site
states ‘‘the overall condition of the
whale (∼30 feet long) seemed poor,
indicating that it had been entangled
significantly longer than the few days
since first report. Line across the back
had become ingrown and line around
the flukes had left numerous scars, some
of which were resolving while others
were not. The whale was quite thin and,
in aerial shots, the widest girth of the
whale was at the skull. There were
patches of whale lice scattered across its
body.’’ This appears to fit within the
definition of a serious injury and
should, at the very least, be pro-rated as
such.
• Response: This humpback whale
has an entanglement date of 4/7/2012; it
was entangled for fewer than five days
and the Center for Coastal Studies Web
site also states that ‘‘the condition of the
whale seems somewhat poor (thin with
patches of whale lice) but it is not clear
if this is part of a seasonal effect or
related to its entanglement.’’ This whale
was entangled again on 4/13/2012 and
again disentangled.
• On 1/6/2013, a humpback whale
was noted off Virginia Beach with
significant line wrapped around its
flukes and it was not able to be
disentangled. This should be considered
a serious injury.
• Response: The entanglement
configuration shifted, indicating it was
not constricting. The final configuration
is a non-constricting loop at the fluke
insertion which meets our L3 criterion
(NMFS Procedure for Distinguishing
Serious from Non-Serious Injury of
Marine Mammals, NMFS Instruction
02–038–01) and is therefore considered
a non-serious injury.
Comment 25: In the Gulf of Maine,
humpback whale SAR information has
been omitted from the Status of Stock
section. This section cites the recent
NMFS global status review, which
included evaluation of the status of this
stock. The status review states ‘‘There
are insufficient data to reliably
determine current population trends for
humpback whales in the North Atlantic
overall.’’ Rather than acknowledging
this in the draft SAR, NMFS retains the
assertion that ‘‘[a]lthough recent
estimates of abundance indicate a stable
or growing humpback whale
population, the stock may be below OSP
[Optimum Sustainable Population] in
the U.S. Atlantic EEZ’’ (emphasis
added). Indeed, the status review found
that the population trend was likely flat
and the population had not met goals
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stipulated in its recovery plan for a
sustained growth rate. Given the failure
to achieve its recovery plan goals for
minimum population and sustained
growth rate, and the annual losses due
to entanglement and vessel strikes that
far exceed the stock’s PBR, it seems
clear that the stock is below OSP, rather
than the NMFS assertion that they
‘‘may’’ be below OSP.
Response: This comment blurs
statements about two proposed DPSs
under the ESA (West Indies and Cape
Verde Islands/Northwest Africa) with
those about the Gulf of Maine MMPA
stock, which is a small segment within
one of these proposed DPSs. With
regard to the phrase ‘‘may be below
. . .,’’ scientists nearly always include a
caveat for uncertainty in any
declaration. We cannot make a
conclusive statement with respect to
whether a stock is within the OSP range
without having conducted an OSP
analysis. A population at carrying
capacity, when harvested above its
current level of productivity (which is
quite low for mammals) will show a
decline (until productivity increases). A
population at OSP will show an
increase if harvested (killed) at per
capita rates lower than productivity
(until productivity declines due to
resource scarcity). Theoretically, a
population of humpback whales could
be at OSP in perpetuity while humancaused mortality removed all the excess;
thus, the trend in abundance would be
flat, but it remains at OSP.
Comment 26: For the Western North
Atlantic stock of long-finnned pilot
whale, it is our understanding that a
survey will be conducted in the summer
of 2016 that may provide better data of
abundance, given the discrepancy
between the more recent survey and an
outdated earlier survey—each of which
covered a different extent of the range.
Until that time, given margins of error,
fishery-related mortality appears to be at
or possibly over the PBR. We are
hopeful that NMFS will resolve the
discrepancies in methodology and/or
areas surveyed to resolve widely
discrepant estimates such as this one.
Response: NMFS agrees; the 2016
survey, as well as the abundance
analyses underway on surveys through
2014, should provide improved
abundance estimates for long-finned
pilot whales within this area.
Comment 27: NMFS should include
within the Western North Atlantic
harbor and gray seal SARs a brief
mention of high levels of animals
observed entangled in fishing-related
debris, largely from actively fished gear.
The final SARs for both of these species
should contain some language and
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analysis reflecting that a notable
percentage of seals in the Gulf of Maine
haulouts are seen entangled in fisheryrelated gear that may result in serious
injury.
Response: The gray seal SAR
currently contains the language,
‘‘analysis of bycatch rates from fisheries
observer program records likely greatly
under-represents sub-lethal fishery
interactions. Photographic analysis of
gray seals at haulout sites on Cape Cod,
Massachusetts revealed 5–8% of seals
exhibited signs of entanglement (Sette et
al. 2009).’’ Both harbor and gray seal
SARs now emphasize the fact that
entanglement is an issue with both
species, though we have found it less
prevalent in harbor seals.
Comment 28: Regarding the Gulf of
Mexico Bryde’s whale, we are
concerned about the level of ship
strikes, which are estimated to be 0.2
per year, well above the PBR of 0.03. It
also concerns us that two of the
stranded animals are considered to be a
part of the unusual mortality event
(UME) resulting from the Deepwater
Horizon oil spill, which has continued
to affect bottlenose dolphins and may be
having effects on this stock. Given the
need to include the most recent
information, NMFS should include a
note that in April 2015, NMFS made a
positive 90-day finding on a petition to
list this population as ‘‘endangered’’
under the Endangered Species Act.
Response: To clarify, the April 2015
finding was that the petition presented
substantial scientific or commercial
information indicating that the
petitioned action may be warranted.
Accordingly, NMFS initiated a review of
the status of this species to determine if
the petitioned action is warranted.
NMFS had added text to the SAR noting
the positive 90-day finding on the
petition (80 FR 18343, April 6, 2015)
and our ongoing status review.
Comment 29: Mortality for the Gulf of
Mexico eastern coastal stock of common
bottlenose dolphins cannot be
quantified because fisheries known to
interact with the stock (including a wide
variety of Category II and III fisheries)
are not subject to observer coverage and/
or the dataset from the observer program
is out of sync with the five-year
analytical time period used in this SAR.
NMFS must either reconsider its
observer coverage levels and placement
in order to provide timely data for the
SARs or it must re-prioritize analysis so
that take data and mortality estimates
can be incorporated in a timely manner.
Response: NMFS agrees that observer
coverage and the resulting M/SI data
collected through observer programs is
essential to assessing marine mammal
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stocks. Category II fisheries are subject
to observer coverage pursuant to the
requirements for Category I and II
fisheries in 50 CFR 229.4. Given limited
funding, NMFS cannot realistically
observe all fisheries that may pose a risk
to marine mammals. Anticipating this,
the MMPA provides guidance for
prioritizing observer coverage with the
first priority being commercial fisheries
that kill or seriously injure ESA-listed
marine mammals, the second priority
being strategic stocks, and the third
priority being those stocks for which
M/SI incidental to commercial fishing is
uncertain. NMFS continues to work
internally to prioritize funding for
observing fisheries across the U.S. given
multiple mandates and requirements.
In the 2015 SARs, NMFS provided
marine mammal bycatch from the
shrimp trawl fishery, which had not
been estimated previously. The first
bycatch estimate covered 2007–2011
because those were the data available at
the time analysis began. The GAMMS
suggest: ‘‘If mortality and serious injury
estimates are available for more than
one year, a decision will have to be
made about how many years of data
should be used to estimate annual
mortality. There is an obvious trade-off
between using the most relevant
information (the most recent data)
versus using more information (pooling
across a number of years) to increase
precision and reduce small-sample bias.
It is not appropriate to state specific
guidance directing which years of data
should be used, because the casespecific choice depends upon the
quality and quantity of data.
Accordingly, mortality estimates could
be averaged over as many years as
necessary to achieve statistically
unbiased estimation with a coefficient
of variation (CV) of less than or equal to
0.3. Generally, estimates include the
most recent five years for which data
have been analyzed, as this accounts for
inter-annual variability. However,
information more than five years old
can be used if it is the most appropriate
information available in a particular
case’’ (NMFS 2016). NMFS is currently
evaluating the appropriate time interval
to produce estimates for this fishery and
will update the SARs accordingly.
Comment 30: Similar to the Eastern
Gulf of Mexico stock, data on Northern
Gulf of Mexico bottlenose dolphin takes
in the shrimp trawl fishery were
discarded due to a dyssynchrony in the
analytical period with the five-year
average in the SAR. Given the low level
of observer coverage and the CV, it is
possible that this stock is being taken at
a level that is around 50 percent of PBR,
which would make this fishery a
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Category I fishery and result in higher
priority for observer coverage. We
recommend that NMFS re-evaluate
observer placement and assure that the
level of coverage is sufficient to
accurately document and assess fishery
impacts.
Response: The information was not
discarded and is still provided in the
SAR (i.e., the 2007–2011 mortality
estimate of 21 for the commercial
shrimp trawl fishery). Currently, there is
only one shrimp trawl bycatch estimate
and it is for 2007–2011. The estimate
does not fit in the standard five-year
time frame that is reported in this SAR
(i.e., 2009–2013). The 2007–2011
estimate was not included in the
minimum total mean annual humancaused mortality and serious injury for
the stock during 2009–2013 (0.4).
Additionally, with so many unobserved
fisheries (menhaden, crab traps, hook
and line, gillnet), any mortality estimate
is likely an underestimate. The PBR of
the stock is 60 but the true fisheryrelated mortality and serious injury for
2009–2013 is not known. However, it is
clearly stated in the SAR that the
mortality estimate is, at a minimum,
greater than 10% of the PBR. This is the
only definitive statement NMFS can
make given current information. NMFS
agrees that it is possible that the fisheryrelated mortality and serious injury
could be as much as 50% of PBR.
However, given limited fishery observer
resources, there are a number of factors
that affect observer coverage
prioritization. See response to Comment
29.
Comment 31: For the Northern North
Carolina Estuarine stock of bottlenose
dolphins, data and text regarding the
mid-Atlantic coastal gillnet fishery in
Table 2 of the draft SAR only go through
2011, although this SAR should have
data at least through 2013. A footnote in
Table 3 of the draft SAR states that
‘‘[m]ortality analyses that use observer
data are updated every three years. The
next update is scheduled for 2015 and
will include mortality estimates for
years 2012–2014.’’ It is not clear why a
mortality estimate is only provided
every three years when it can be done
annually for other stocks.
Response: The observed mortality
data for the mid-Atlantic coastal gillnet
fishery was updated through 2011
because it is only updated every three
years for Atlantic coastal bottlenose
dolphin stocks. The decision to update
the gillnet mortality estimates every
three years was reviewed by the Atlantic
Scientific Research Group in 2008 after
the NEFSC provided a presentation
showing the challenges associated with
estimating annual mortality with any
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degree of confidence under a scenario of
continued decline in observed
interactions. At that time, it was
considered an appropriate timeframe for
updating observed bycatch mortality for
the Atlantic stocks given the very low
frequency and inter-annual variability of
observed takes (average is less than one
observed take per year). Although
several of the factors that led to this
decision in 2008 still exist today (i.e.,
mean observed takes less than one per
year, status quo levels of observer
coverage, and large number of strata due
to complexity of stock identification), it
became apparent during the 2013
Bottlenose Dolphin Take Reduction
Team meeting that the Northern North
Carolina Estuarine System stock
mortality and serious injury estimate is
likely exceeding its PBR. As a result,
NMFS plans to re-evaluate the schedule
and methods for updating future
observed mortality rates and estimates
for Atlantic stocks observed interacting
with mid-Atlantic coastal gillnet
fisheries.
Comments on Pacific Regional Reports
Comment 32: Very few Pacific stocks
(only four stocks of cetaceans and two
stocks) were updated in the draft 2015
SARs. NMFS states ‘‘. . . all others will
be reprinted as they appear in the 2014
Pacific Region Stock Assessment
Reports (Carretta et al. 2015).’’ If these
stocks were reviewed and NMFS
determined no update was warranted,
NMFS should provide reviewers and
other members of the public with
information that NMFS has, in fact,
complied with MMPA mandates for
reviewing and/or revising stock
assessments for strategic stocks and not
simply neglected to review them.
Response: NMFS reviews all SARs
annually for potential revision. New
data on human-caused mortality and
serious injury are published annually,
even if they do not appear in revised
SARs. Reports may not necessarily be
revised every year for strategic stocks,
unless new information will result in a
status change for that stock or species.
Comment 33: NMFS’s draft SARs
largely address information only
through 2013 and contain no updates of
large baleen whale stocks within this
iteration of the draft SARs. More recent
data on increasing numbers of large
whale mortalities from ship strikes and
entanglements should be considered in
the draft SARs. Additionally, when
animals involved in these interactions
cannot be identified to species, prorating to species seems warranted to
better understand and quantify
anthropogenic impacts on stocks that
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may be ESA-listed. We encourage NMFS
to undertake this effort.
Response: NMFS is working on
methods to prorate human-caused
injury and mortality of unidentified
whale cases to species along the U.S.
west coast. These proration methods
will be applied to respective SARs
following peer review and publication.
Comment 34: While we understand
that California sea lions are not
considered a strategic stock, there has
been elevated mortality in this species
as part of an on-going UME. This UME
was mentioned in the 2014 SAR
(updated as of June 2015), although the
pup counts are no more recent than
2011 and thus do not reflect possible
impacts on productivity and population
trends. Population data and updates on
the impact of the UME must be included
in the next iteration of SARs for 2016,
since the ongoing UME and high levels
of pup mortality constitute ‘‘significant
new information’’ triggering the
MMPA’s requirement to conduct a stock
assessment.
Response: NMFS did not revise the
SAR for California sea lions in 2015.
The 2014 SAR addressed the UME, but
this did not result in a change in the
stock’s status under the MMPA.
Comment 35: Population data are
provided for the Southern Resident
stock of killer whales through 2014;
NMFS should use more recent data in
stock assessments for other species/
stocks wherever possible.
Response: NMFS utilizes the most
recent population data available at the
time the draft reports are prepared. In
the case of the draft 2015 Southern
Resident killer whale report, population
size data from 2014 is utilized, because
it was available at the time the draft
report was prepared. This is not the case
for all stocks in all years, where direct
enumeration of the stock’s size is less
straightforward.
Comment 36: Given the status of
insular false killer whales, we strongly
encourage NMFS to prioritize observers
on fisheries such as the short line and
kaka line fisheries in which there is
either anecdotal report of evidence of
injury consistent with fishery
interaction as is mentioned in the SAR.
Response: Given resource and other
constraints, NMFS does not currently
have plans to observe state-managed
fisheries in Hawaii, but will continue to
work with the Hawaii Department of
Land and Natural Resources as available
resources allow to improve data
collection in these fisheries.
Comment 37: The draft SAR discusses
overlap in distribution of insular and
pelagic stocks of false killer whales and
takes within the overlap zone. We
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generally support the method of prorating takes to one or the other stock in
the overlap zone, as we do the
apportioning of observed takes of
‘‘blackfish’’ as either false killer whales
or short-finned pilot whales.
Response: NMFS will continue to
prorate takes of false killer whales
among potentially affected stocks and
takes of blackfish to species when stock
or species-identity of the take is
unknown.
Comment 38: The draft SAR indicates
a decline in population of the Main
Hawaiian Islands (MHI) Insular stock of
false killer whales from 138 to 92 since
the last report. However, the discussion
in the section of the draft SAR still cites
only literature from 2010 that
documented apparent declines from
1989–2007, and provided the results of
a Population Viability Analysis that
calculated an average rate of decline of
nine percent per year. This change in
the abundance estimate for this stock
since the last SAR estimate is a far
greater decline than predicted. The final
SAR should contain some discussion of
this apparent decline or provide a
stronger caveat for why this estimate
may not be reliable.
Response: The apparent decline from
138 to 92 noted by the commenter is in
the minimum abundance (Nmin), not
the total population abundance. Nmin
declined for MHI insular false killer
whales in the 2015 SAR. Nmin for MHI
insular false killer whales is determined
based on the number of distinctive
individuals seen between 2011 and
2014 and is not corrected for the level
of effort or other factors that might have
resulted in a lower total count for that
period. Analysis of MHI insular false
killer whale abundance and trend is
ongoing and will be presented in a
future SAR.
Comment 39: With regard to the
pelagic stock of false killer whales, the
PBR remains approximately the same as
the prior SAR estimate; however, this
draft SAR notes that 2014 takes
subsequent to the time period covered
in the SAR (2009–2013) were ‘‘the
highest recorded since 2003’’ although
overall bycatch estimates were not
available as of the time the SAR was
drafted. Even without inclusion of
2014’s excessive mortality and serious
injury, the takes for this stock are
acknowledged to exceed the PBR for the
period 2009–2013 although NMFS states
that additional monitoring is required
before concluding that the take
reduction plan for the stock had failed
to meet statutory mandates.
Response: NMFS has not yet
completed mortality and serious injury
estimates for 2014 and provides the
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information on observed takes only for
context on our decision to retain the
five-year look-back in the computation
of M/SI for comparison to PBR. NMFS
is evaluating the effectiveness of the
False Killer Whale Take Reduction Plan
(FKWTRP) in accordance with the
monitoring strategy that was developed
in consultation with the False Killer
Whale Take Reduction Team.
Comment 40: The reports of M/SI for
the California stock of northern fur seal
(Table 1) have an apparent
inconsistency that is unexplained. Table
1 in the prior SAR provided information
on observed mortality for the years
2007–2011. The observed mortality and
serious injury for 2011 is said to be 1.
However, in Table 1 in the current draft
SAR, the observed fishery-related
mortality and serious injury listed for
2011 (providing data for 2009–2013),
lists observed mortality for the year
2011 as 2. Revised text explaining the
table states that ‘‘[t]wo of the fisheryrelated deaths (one in an unidentified
fishing net in February 2009 and one in
trawl gear in April 2011) were also
assigned to the Eastern Pacific stock of
northern fur seals.’’ However, this does
not make it clear why the 2009 mortality
remained unchanged but the 2011
mortality increased.
Response: Data on human-caused M/
SI is derived from many sources,
including stranding networks,
rehabilitation centers, independent
researchers, and observer programs.
Occasionally, additional human-caused
mortality and serious injury records are
incorporated into subsequent reports as
databases are reviewed or cases are
reassessed. In this case, the change
regarding the serious injury record was
made and reflected in the draft 2015
SAR but had no effect on the strategic
status of the stock.
Comment 41: The assumed net
productivity of the California/Oregon/
Washington stock of sperm whales
inappropriately ignores at least five
peer-reviewed estimates of sperm whale
growth rates, all of which fall in the
range of 0.6% to 0.96% per year. Also,
the conclusion that this stock is stable
or increasing has no solid evidentiary
support. The Moore and Barlow (2014)
population estimate for the stock does
not achieve the SAR’s stated goal of
improving the precision of population
estimates. Estimates of fishery related
mortality of the stock from derelict gear
calculated from strandings appear to be
ten to twenty times too low, once
unobserved mortality and recovery rates
are corrected for.
Response: NMFS did not revise the
sperm whale SAR in 2015 and
responded to similar comments on the
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2014 sperm whale SAR in the Federal
Register on August 20, 2015 (80 FR
50599; see response to Comment 21).
Comment 42: The Moore and Barlow
(2014) analysis of the California/
Oregon/Washington stock of sperm
whales appears to lack the statistical
power to detect trends in the
population, which elevates risks to
cetaceans.
Response: See response to Comment
41. NMFS will consider and address
this comment when we next review this
SAR in the future.
Comment 43: The HLA encourages
NMFS to make additional
improvements to the draft 2015 false
killer whale SAR, by eliminating the
five-year look-back period for the false
killer whale SAR, and reporting only
data generated after the FKWTRP
regulations became effective. For
example, the draft 2015 SAR should
report M/SI values based on 2013 and
2014 data, and the data prior to 2013
should no longer be used because it is
no longer part of the best available
scientific information.
Response: The GAMMS (NMFS 2005)
suggest that if there have been
significant changes in fishery operations
that are expected to affect take rates,
such as the 2013 implementation of the
FKWTRP, the guidelines recommend
using only the years since regulations
were implemented. However, recent
studies (Carretta and Moore 2014) have
demonstrated that estimates from a
single year of data are biased when take
events are rare, as with false killer
whales in the Hawaii-based longline
fisheries. Further, although the
estimated M/SI of false killer whales
within the U.S. Economic Exclusion
Zone (EEZ) around Hawaii during 2013
(4.1) is below the PBR (9.3), this
estimate is within the range of past, pretake reduction plan (TRP) estimates, so
there is not yet sufficient information to
determine whether take rates in the
fishery have decreased as a result of the
TRP. Further take rates from 2014 are
among the highest recorded, suggesting
TRP measures may not be effective, and
the change in fishery operation may not
be significant enough to warrant
abandoning the five-year averaging
period. For these reasons, the strategic
status for this stock has been evaluated
relative to the most recent five years of
estimated mortality and serious injury.
Comment 44: For a decade, NMFS has
reported a M/SI rate for the deep-set
fishery that far exceeds PBR for the
Hawaii pelagic false killer whale stock
(‘‘Pelagic Stock’’). However, the best
available information suggests that the
number of false killer whales in the
Hawaii EEZ has not declined during the
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same time that the supposedly
unsustainable M/SI rate was occurring.
HLA disagrees with the M/SI levels
reported in the draft SAR and with
NMFS’ conclusion that the vast majority
of all fishery interactions with the
Pelagic Stock cause injuries that ‘‘will
likely result in mortality.’’ If that were
the case, then after a decade or more of
allegedly unsustainable levels of take,
there would be some evidence of a
declining Pelagic Stock abundance. No
such evidence exists. The draft SAR
should expressly recognize this
discrepancy, and NMFS should revisit
the manner in which it determines
M/SI for false killer whale interactions.
Response: This comment has been
addressed previously (see 78 FR 19446,
April 1, 2013, comments 45 and 51; 79
FR 49053, August 18, 2014, comment
26; and 80 FR 50599, August 20, 2015,
comment 34). The comment and
included footnote contend that the stock
abundance has not declined (as opposed
to prior year comments that indicated
the stock was increasing) in over a
decade and attributes this persistence of
false killer whales despite high levels of
fishery mortality to NMFS’ improper
assessment of the severity of injuries
resulting from fisheries interactions,
improper assessment of population
abundance and trend, or both.
Assessment of injury severity under the
NMFS 2012 serious injury policy has
been discussed in numerous previous
comment responses and is based on the
best available science on whether a
cetacean is likely to survive a particular
type of injury. Further study of false
killer whales would certainly better
inform the assigned outcomes; but, until
better data becomes available, the
standard established in the NMFS 2012
policy on distinguishing serious from
non-serious injuries will stand.
Further, assessments of pelagic false
killer whale population trend are
inappropriate, as the entire stock range
is unknown, but certainly extends
beyond the Hawaii EEZ, such that the
available abundance estimates do not
reflect true population size. A robust
assessment of population trend would
require assessment of environmental
variables that influence false killer
whale distribution and the proportion of
the population represented within the
survey area during each survey period.
Finally, many years of unsustainable
take does not automatically lead to the
conclusion that the population is
declining. PBR was designed to provide
a benchmark, in the face of uncertainty
about marine mammal populations,
below which human-caused mortalities
would not reduce the population
beyond its OSP size, which is defined
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as the abundance where there is ‘‘the
greatest net annual increment in
population numbers or biomass
resulting from additions to the
population due to reproduction and/or
growth less losses due to natural
mortality.’’ The benchmark does not
consider whether a population is
declining, as this is very hard to prove,
particularly for population abundance
estimates with low precision.
Comment 45: HLA incorporates by
reference its more specific comments on
the draft 2014 SAR related to the 2010
Hawaiian Islands Cetacean Ecosystem
and Assessment Survey (HICEAS) and
the assumptions made by NMFS based
upon the data from that survey. In
addition, HLA emphasizes its repeated
requests that NMFS publicly disclose
information regarding the acoustic data
acquired in the 2010 HICEAS survey.
Substantial acoustic data was acquired
during that survey, but NMFS still has
not provided any meaningful analysis of
that data or, for example, any basic
indication of how many false killer
whale vocalizations have been
identified in the acoustic data. The
acoustic data from the 2010 HICEAS
survey contains information directly
relevant to false killer whale abundance,
and it must be analyzed by NMFS and
reported in the false killer whale SAR,
which must be based on the best
available scientific information.
Response: Analysis of the acoustic
data is a labor intensive and timeconsuming process, particularly as
automated methods for detection,
classification, and localization are still
improving. There were many changes in
array hardware during the survey,
further complicating streamlined
analyses of these data. Portions of the
data have been analyzed to verify
species identification, assess sub-group
spatial arrangements, or other factors. A
full-scale analyses of this dataset for
abundance is likely not appropriate,
though NMFS is further evaluating this
in light of planning for upcoming
HICEAS surveys.
Comment 46: The draft SAR assigns a
recovery factor of 0.5 to the Pelagic
Stock of false killer whales, which is the
value typically assigned to depleted or
threatened stocks, or stocks of unknown
status, with a mortality estimate CV of
0.3 or less. However, the Pelagic Stock
is not depleted or threatened, nor is its
status unknown. Since NMFS began
estimating Hawaii false killer whale
abundance in 2000, as more data have
been obtained, more whales have been
observed and the population estimates
have increased from 121 in 2000 (a
recognized underestimate for all false
killer whales in the EEZ) to 268 in 2005,
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484 in 2007, 1,503 in 2013, and 1,540
at present. Similarly, the incidence of
fishery interactions with the Pelagic
Stock has not decreased, nor has the rate
of false killer whale depredation of
fishing lines decreased (if anything, it
has increased). All of the available data
contradict any hypothesis that false
killer whales in the Hawaii EEZ are
decreasing. This status should be
accurately reflected with a recovery
factor that is greater than 0.5 (i.e., closer
to 1.0 than to 0.5).
Response: This comment has been
addressed previously (see 80 FR 50599,
August 20, 2015, comment 36).
Reanalysis of existing datsets to derive
more precise estimates does not
consititute an increase in population
size. There are two EEZ-wide estimates
of abundance and the current status of
pelagic false killer whales is unknown.
This population may be reduced given
fishing pressures within and outside of
the EEZ over several decades. The status
of Hawaii pelagic false killer whales is
considered unknown because there are
no trend data available to evaluate
whether the population is increasing,
stable, or declining. The recovery factor
for Hawaii pelagic false killer whales
will remain 0.5, as indicated, for a stock
with a CV for the mortality and serious
injury rate estimate that is less than or
equal to 0.30.
Comment 47: HLA appreciates that
NMFS has now acknowledged that the
range of the MHI insular false killer
whale stock (‘‘Insular Stock’’) should be
modified, based upon the best available
scientific information. Although the
range reported in the draft 2015 SAR is
still overbroad (i.e., it encompasses
areas where no Insular Stock animals
have been observed), it is a much more
accurate representation of the Insular
Stock’s range than has been reported in
previous SARs.
Response: NMFS reassessed the stock
range of all three stocks of false killer
whales in Hawaii based on all data
available. NMFS will consider future
stock boundary revisions if new data
become available that indicate the
revised stock boundary should be
reconsidered.
Comment 48: As with past draft SARs,
the draft 2015 SAR attributes M/SI by
the deep-set fishery to the Insular Stock.
For at least the following two reasons,
these attributions are inappropriate and
contrary to the best available scientific
information. First, there has never been
a confirmed interaction between the
deep-set fishery and an animal from the
Insular Stock. Although there is
anecdotal evidence of Insular Stock
interactions with nearshore shortline
fisheries and other small-scale fishing
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operations, none of these are
documented or reliably reported and
none implicate the Hawaii-based
longline fisheries, which have been
excluded from nearshore fishing
grounds for many years.
Second, as NMFS recognizes in the
draft 2015 SAR, the range for the Insular
Stock is, appropriately, much smaller
than was previously assumed by NMFS.
When this new range is taken into
account, along with the TRP-based yearround closure of the area to the north of
the MHI, there is only a very, very small
area in which longline fishing may
overlap with the assumed range of the
Insular Stock. No false killer whale
interaction by the deep-set fishery has
ever occurred in this area. It is therefore
incorrect, and contrary to the best
available information, to state that the
deep-set fishery, as currently regulated,
is ‘‘interacting with’’ the Insular Stock.
Response: The commenter is correct
that using the new MHI insular false
killer whale stock range and the
longline exclusion area required under
the FKWTRP, there is little overlap
between the MHI insular stock and the
longline fishery. However, there are still
small areas of overlap and fishing effort
in this area is non-zero. It is rare that the
stock-identity of a hooked or entangled
whale can be determined, and as such
NMFS follows the GAMMS and
apportions those takes of unknown
stock to all stocks within the fishing
area. NMFS has carried out this
apportionment based on the distribution
of fishing effort in areas of overlap
between stocks and the fishery.
Comment 49: The substantial revision
to the minimum population estimate for
the Insular Stock is unexplained, and
NMFS’ assumption that the Insular
Stock has declined is speculative.
Response: NMFS makes no
assumption that MHI insular stock
abundance has declined in the last year
(see response to Comment 38). The
minimum estimate reflects the number
of individuals enumerated during the
stated period and may reflect not only
changes in actual population
abundance, but also changes in
encounter rates due to survey location
or animal distribution.
Comment 50: The proration
assumptions used in the draft 2015 SAR
do not reflect the best available
scientific information. The 2015 draft
SAR, like previous SARs, continues to
allocate additional false killer whale
interactions to the fisheries in a manner
that lacks a rational basis. HLA
incorporates by reference its objections
to NMFS’s attributions for ‘‘blackfish’’
interactions and for interactions in
which no injury determination has been
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made. In addition, NMFS’s new method
for allocating false killer whale
interactions within the EEZ is not
appropriate for interactions that occur
with the shallow-set fishery, which has
100% observer coverage. All shallow-set
fishery interactions should be attributed
based only on the location of the
interaction because those interactions
are not extrapolated.
Response: False killer whale bycatch
proration reflects the best available
information on the species and injury
status of cetaceans observed hooked or
entangled in the longline fishery. First,
NMFS prorates injuries with a status of
‘‘cannot be determined’’ (CBD)
according to the ratio of known serious
and non-serious injuries. To treat all
CBD cases as non-serious would be a
clear under-representation of total M/SI
within the fishery. This proration is
supported within the GAMMS, judged
by NMFS, and supported by external
peer-review, as the best approach for
appropriately accounting for injuries
whose injury status cannot be
determined based on the information
provided by the observer. Second, when
a species code of ‘‘unidentified
blackfish’’ has been assigned to an
interaction by the NMFS Pacific Islands
Regional Office Observer Program, the
Program has determined that the species
identity is either false killer whale or
short-finned pilot whale. This species
assignment is much more specific than
‘‘unidentified cetacean’’ (there are 52
cetacean species). Because the species
identity is known within two possible
candidates, NMFS has used all other
interactions with those two species to
develop a proration model for assigning
these blackfish interactions to be false
killer whales or short-finned pilot
whales. All available interaction data
inform the proration scheme. Cetacean
interactions with a species identity of
‘‘unidentified cetacean’’ are not
currently prorated to any specific
species and are therefore not included
in any assessment of mortality and
serious injury.
NMFS appreciates that the
explanation for the proration of shallowset fishery interactions was not entirely
clear within the draft SAR and has
updated the language to be more
explicit about the treatment of
interactions within that fishery.
Shallow-set fishery interactions have
not been extrapolated or prorated among
regions. Shallow-set fishery interactions
are only prorated among stocks if the
take occurred within an overlap zone.
Comments on Alaska Regional Reports
Comment 51: Among its comments on
the draft 2014 SARs, the Commission
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recommended that NMFS: (1) ‘‘provide
an update on the status of the
development of a statewide program for
monitoring subsistence hunting and
harvests,’’ and (2) ‘‘[adjust] the language
in the SARs . . . to reflect these efforts
and address the concerns about [the]
shortcoming[s]’’ with regard to reporting
subsistence harvests. The Commission
recognizes and appreciates the
corresponding updates made by NMFS
to the draft 2015 SARs for ringed,
ribbon, and bearded seals, and
encourages NMFS to continue to
provide updated information wherever
it is available, even if only for a limited
number of villages or a subset of years.
In addition, the Commission
recommends that NMFS pursue the
funding necessary for more
comprehensive surveys of native
harvests of marine mammals. The
Commission is open to providing what
support it can to NMFS’ survey efforts
and to helping address the lack of
funding for such a program.
Response: NMFS recently conducted
a protected species science program
review of the Alaska Fisheries Science
Center (AFSC). The review generated
several recommendations.
Recommendation 1.6 directs NMFS to
pursue support for bycatch and harvest
monitoring in particularly risky
fisheries or regions. The AFSC response
notes that monitoring harvest levels is
currently unfunded, and while
resources are limited the AFSC will
work with the NMFS Alaska Regional
Office to develop a joint list of priorities
for understanding harvest levels so both
entities can solicit additional resources
and coordinate to achieve this objective.
We welcome the opportunity to
collaborate with other organizations,
including the Commission, who might
have funding to support this critical
information need.
Comment 52: In the draft 2014 SAR
for the North Pacific stock of right
whales, NMFS has removed the
following statement at the end of the
PBR section: ‘‘Regardless of the PBR
level, because this species is listed
under the Endangered Species Act and
no negligible impact determination has
been made, no human-caused takes of
this population are authorized; PBR for
this stock is 0.’’ Elsewhere the report
states that the eastern stock of North
Pacific right whales ‘‘is currently the
most endangered stock of large whales
in the world for which an abundance
estimate is available.’’ In addition,
NMFS acknowledges that, given
documented threats to North Atlantic
right whales, North Pacific right whales
are at risk of entanglement in fishing
gear and ship strike, and that because of
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limited information on the population,
and limited stranding program coverage
in Alaska, these risks cannot be easily
quantified. The calculated PBR of 0.05
for this stock suggests that the
population could sustain one take in
twenty years. However, only one-third
of the population of approximately 30
individuals is female; therefore, the loss
of just one female would have serious
consequences for population recovery.
Given the status of the population, the
risks it faces, and the extreme
uncertainty about the magnitude of
those risks, the Commission
recommends that NMFS replace the
statement above with a statement that
recognizes that the stock cannot sustain
any losses and therefore PBR should be
set at zero.
Response: Pursuant to section 117 of
the MMPA, NMFS has included an
estimate of the stock’s PBR in the SAR.
However, this calculated PBR is
considered unreliable because the
stock’s population dynamics do not
conform to underlying assumptions
about the population growth model for
marine mammals in the PBR equation.
Therefore, we will add the following
sentence to the end of the PBR section
in the final 2015 North Pacific right
whale SAR: ‘‘However, because the
North Pacific right whale population is
far below historical levels and
considered to include less than 30
mature females, the calculated value for
PBR is considered unreliable.’’
Comment 53: We disagree with the
draft SARs change of PBR for the North
Pacific right whale from 0 to 0.05,
which would be the equivalent to one
take every 20 years because there is no
take from this population that will allow
the stock to reach its OSP. The low
abundance in and of itself may inhibit
recovery. One example is that Pacific
right whales rarely have epibiotic
barnacles, possibly because the
barnacles have declined at the same
time as the whales; and, thus, the
whales have now lost protection that
barnacles offered from killer whale
attacks. The low estimated minimum
abundance (25.7) for this population
dictates that there is no take level that
will not negatively affect recovery; thus,
PBR ought to be zero until the
population increases to a point where
the Allee effect is weak or non-existent.
NMFS’ reliance on a purely quantitative
definition of PBR leads to illogical
results because PBR will essentially
never be calculated to be zero unless the
minimum population estimate is zero.
NMFS recognized as much in the 2014
SAR when it assigned a PBR of 0,
irrespective of the result of the
calculation, because the species is listed
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under the ESA, no negligible impact
determination has been made, and no
human-caused takes of this population
were authorized. And NMFS’s treatment
of PBR for North Pacific right whales is
entirely inconsistent with its approach
for North Atlantic right whales, which
were assigned a PBR of 0 when the
minimum population estimate was 345
individuals, because of the significant
threat of extinction facing the
population.
Response: See response to Comment
52.
Comment 54: In general, the SARs’
estimation of animals being killed or
seriously injured in commercial
fisheries is inadequate, and it is
misleading to assume no serious injury
of mortality occurs where a fishery has
not been observed. The Alaska SRG
noted that the federally-managed
fisheries generally provide estimates of
marine mammal takes but that statemanaged nearshore fisheries,
‘‘especially those using gillnets, operate
in areas used by large numbers of
marine mammals and use gear types
known to catch mammals, turtles, and
seabirds worldwide.’’ The SRG notes
that more than half of the state-managed
Category II fisheries that were to be
observed through the Alaska Marine
Mammal Observer Program have not
been observed at all. It is vital that
NMFS meet its obligations to provide
updated information on fisheries
interacting with the estimated level of
mortality and serious injury to which
stocks are subjected by commercial
fisheries.
Response: NMFS acknowledges the
need to provide updated estimations of
marine mammal M/SI for fisheries that
interact with marine mammals. While
many federal fisheries in Alaska are
regularly observed, with marine
mammal M/SI data collected, the agency
does not have sufficient resources to
fully monitor all Alaska state-managed
salmon gillnet fisheries. With the
implementation of the 1994
amendments to the MMPA, the process
for classifying commercial fisheries
under the annual List of Fisheries was
revised to take into account each marine
mammal stock’s PBR level relative to a
fishery’s M/SI from each marine
mammal stock. NMFS has maintained
in the two decades since then that
observer data is the most reliable source
of M/SI estimates. Although some
anecdotal information on marine
mammal M/SI does come from
stranding and fishermen’s self-reports,
that information is not considered as
comprehensive or statistically reliable
as observer data.
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Federal Register / Vol. 81, No. 114 / Tuesday, June 14, 2016 / Notices
With implementation of section 118
of the MMPA amendments in 1994,
eight Alaska state-managed salmon
gillnet fisheries were classified as
Category II fisheries (per 50 CFR 229.2),
despite a lack of observer data on
incidental M/SI or in some cases even
anecdotal take reports, to allow for
future collection of statistically reliable
M/SI data. This action was based on the
understanding that gillnets are known to
incidentally catch marine mammals in
the rest of the United States and
throughout the world. Of those eight
fisheries, five fisheries have been
observed, once each for a two-year
period (although the Southeast Alaska
salmon drift gillnet fishery has been
observed in only a portion of its range
to date). The remaining three
unobserved fisheries from that original
list of eight are the Bristol Bay salmon
set and drift gillnet fisheries and the
Alaska Peninsula salmon set gillnet
fishery. Three other salmon gillnet
fisheries were observed prior to 1994
and have not been observed again.
NMFS acknowledges that this level of
coverage since the 1994 MMPA
amendments does not adequately meet
the need for robust, timely M/SI
estimates that the section 118
framework for fishery-marine mammal
interactions requires. If a fishery has
previously been observed, but is not
currently observed, the estimates
derived from available observer data are
considered the best available until they
can be updated. If a fishery has never
been observed, the level of marine
mammal M/SI is considered unknown.
The agency does not assume that the
level of M/SI is zero if a fishery is not
observed. Where necessary, we will
clarify this in the Alaska SARs.
As additional resources become
available, NMFS will seek to provide
more robust observer coverage of the
state-managed Category II gillnet
fisheries in Alaska, including gillnet
fisheries that have never been observed,
as well as to update existing M/SI
estimates. However, NMFS is reviewing
ways to assess the marine mammal M/
SI in these fisheries in a more
economical manner.
Comment 55: While we applaud the
recent research into harbor porpoises in
Southeast Alaska, it appears that too
little data collection has occurred to
prevent undetected population declines.
We request with urgency that: (1) NMFS
redefine the SE AK harbor porpoise
stock into two stocks—one at Glacier
Bay/Icy Strait and one near Wrangell
and Zarembo Islands, and (2) require
observer coverage in the salmon and
Pacific herring fisheries, which may be
contributing to the decline in the
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Wrangell and Zarembo stock. The draft
SARs note that Dahlheim et al. (2015)
suggest that these areas may represent
different subpopulations and incidental
takes from commercial fisheries are
concerning. In this situation, the benefit
of the doubt should go to conservation
of the marine mammals. We note that
Chairman Lowry of the SRG stated that
harbor porpoise are at the top of the
SRG’s list of concerns. We hope that the
final SARs can address this concern by
identifying two separate stocks of harbor
porpoise in Southeast Alaska.
Response: There are two key issues:
Available data and process. Prior to
developing the draft 2015 SAR for
Southeast Alaska harbor porpoise,
Alaska Fisheries Sceince Center
(AFSC)’s Marine Mammal Laboratory
(MML) staff discussed available
information on Southeast Alaska harbor
porpoise groups with experts on harbor
porpoise on the west coast and in
Alaska. The group of experts discussed
multiple lines of evidence that might
support at least two separate stocks, and
they identified additional supporting
studies, including genetics and satellite
tagging, which would be useful in
making this determination. NMFS is
supporting such studies as resources are
available. In the meantime, NMFS used
information provided in Dahlheim et al.
(2015) to calculate an Nmin and
putative PBR level for the harbor
porpoise group in the Wrangell and
Zarembo Islands area of the inside
waters of Southeast Alaska in the draft
2015 SARs and will be using
information in Dahlheim et al. (2015) to
calculate an Nmin and putative PBR
level for the concentrations of harbor
porpoise in the northern and southern
regions of the inside waters of Southeast
Alaska in the draft 2016 SARs. NMFS
will evaluate whether these harbor
porpoise groups should be considered
‘‘prospective stocks’’ in future SARs and
will continue to review new information
on harbor porpoise to assess whether
formal designation of multiple stocks in
Southeast Alaska is appropriate.
Identification of a new stock is
considered a major change to a SAR and
should be proposed in a draft SAR so it
has the benefit of being reviewed by the
SRG and the public. NMFS does not
make a change like this in a final SAR
but will consider making this change in
a future draft SAR for this stock if the
available data support such a change.
Further, Category II fisheries,
including many of the Alaska statemanaged gillnet fisheries, are already
subject to observer coverage. See
response to Comment 29 regarding
prioritizing observer coverage and
funding.
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Comment 56: NMFS updated the
assessment for humpback whale,
Central North Pacific stock, based on an
unpublished multi-strata model (Wade
et al., in review) that, to our knowledge,
is not publicly available and thus
cannot be commented upon effectively.
Peer-reviewed literature should be a
primary source of information for SARs.
Response: Since Wade et al. (in
review) has not been published, we
have removed the updated population
estimates (based on this paper) from the
final 2015 Central North Pacific and
Western North Pacific humpback whale
SARs.
Comment 57: NMFS has declared a
large whale UME because of elevated
strandings since May 2015. Through
December 1, 2015, there have been 45
large whales stranded, at least eleven of
which were fin whales (as of midAugust). The SARs should reflect
updated information on the extent of the
strandings in order to provide relevant
context for the information reported in
the SARs.
Response: We will add information
about the Large Whale UME in the
western Gulf of Alaska to the draft 2016
Northeast Pacific fin whale, Central
North Pacific humpback whale, and
Western North Pacific humpback whale
SARs.
Comment 58: The SARs should
incorporate known data about spatial
and temporal overlap of bowhead
whales and Alaska fisheries in order to
approximate areas and times of highest
risk of entanglements that may go
unobserved or unreported. The draft
SAR notes a couple of incidents of
historical entanglements of bowhead
whales in commercial fisheries in
Alaska, but should be updated to
acknowledge the spatial overlap of
certain fisheries with this stock, per
Citta et al. (2014).
Response: NMFS has updated the
Fisheries Information section of the
final 2015 Western Arctic bowhead
whale SAR to incorporate a reference to
Citta et al.’s (2014) findings on the
stock’s spatial and temporal overlap
with commercial pot fisheries in the
Bering Sea.
Comment 59: The discussion of
habitat concerns for bowhead whale
should be updated to recognize the
work of Blackwell et al. (2015), which
showed that bowhead whales exhibit
different behavioral responses
depending on noise thresholds when in
proximity to seismic operations. Calling
rates first increase when the initial
airgun pulses are detected, then
decrease rapidly when airgun sounds
exceed a threshold.
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Federal Register / Vol. 81, No. 114 / Tuesday, June 14, 2016 / Notices
Response: NMFS has updated the
Habitat Concerns section of the final
2015 Western Arctic bowhead whale
SAR with a reference to Blackwell et
al.’s (2015) study.
Dated: June 9, 2016.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2016–14015 Filed 6–13–16; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Telecommunications and
Information Administration
Commerce Spectrum Management
Advisory Committee
National Telecommunications
and Information Administration, U.S.
Department of Commerce.
ACTION: Notice; reopening of application
window for Advisory Committee
nominations.
AGENCY:
Through this Notice, the
National Telecommunications and
Information Administration (NTIA) is
reopening an application window for
nominations to the Commerce Spectrum
Management Advisory Committee
(CSMAC). On March 29, 2016, NTIA
published a Notice seeking nominations
to the CSMAC with a deadline of May
13, 2016. In reopening this application
window, NTIA seeks to expand the pool
of applicants and best ensure the
composition of the committee reflects
balanced points of view.
DATES: Applications must be
postmarked or electronically
transmitted to the address below on or
before June 24, 2016.
ADDRESSES: Persons may submit
applications to David J. Reed,
Designated Federal Officer, by email to
dreed@ntia.doc.gov or by U.S. mail or
commercial delivery service to Office of
Spectrum Management, National
Telecommunications and Information
Administration, 1401 Constitution
Avenue NW., Room 4600, Washington,
DC 20230.
FOR FURTHER INFORMATION CONTACT:
David J. Reed at (202) 482–5955 or
dreed@ntia.doc.gov.
SUMMARY:
The
CSMAC was established and chartered
by the Department of Commerce under
the Federal Advisory Committee Act
(FACA), 5 U.S.C. App. 2, and pursuant
to Section 105(b) of the National
Telecommunications and Information
Administration Organization Act, as
amended, 47 U.S.C. 904(b). The
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SUPPLEMENTARY INFORMATION:
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Department of Commerce re-chartered
the CSMAC on March 3, 2015, for a twoyear period. More information about the
CSMAC may be found at https://www.
ntia.doc.gov/category/csmac.
On March 29, 2016, NTIA published
a Notice in the Federal Register seeking
nominations for appointment to the
CSMAC. See Commerce Spectrum
Management Advisory Committee; Call
for Applications, 81 FR 17446 (March
29, 2016), available at https://www.ntia.
doc.gov/files/ntia/publications/fr_
csmac_applications_call_03292016.pdf.
The original application deadline was
May 13, 2016.
Through this Notice, NTIA is
reopening the application window for
10 days to expand the pool of applicants
and best ensure the composition of the
committee reflects balanced points of
view (e.g., past professional or academic
accomplishments, industry sector
representation, and educational
background). All other requirements for
appointment to the CSMAC appear in
the SUPPLEMENTARY INFORMATION section
of the March 29, 2016, Notice.
Dated: June 8, 2016.
Kathy D. Smith,
Chief Counsel, National Telecommunications
and Information Administration.
[FR Doc. 2016–13971 Filed 6–13–16; 8:45 am]
BILLING CODE 3510–10–P
COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent To Renew
Collection 3038–0099, Process for a
Swap Execution Facility or Designated
Contract Market To Make a Swap
Available To Trade
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:
The Commodity Futures
Trading Commission (CFTC) is
announcing an opportunity for public
comment on the proposed collection of
certain information by the agency.
Under the Paperwork Reduction Act
(‘‘PRA’’), Federal agencies are required
to publish notice in the Federal Register
concerning each proposed collection of
information and to allow 60 days for
public comment. This notice solicits
comments on the process for a
designated contract market (DCM) or a
swap execution facility (SEF) to make a
swap available to trade and therefore
subject to the trade execution
requirement pursuant to the Commodity
Exchange Act (‘‘CEA’’). This process
imposes rule filing requirements on a
SUMMARY:
PO 00000
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Fmt 4703
Sfmt 4703
38689
DCM or a SEF that wishes to submit a
swap as available to trade.
DATES: Comments must be submitted on
or before August 15, 2016.
ADDRESSES: You may submit comments,
identified by ‘‘Renewal of Collection
Pertaining to Process for a Swap
Execution Facility or Designated
Contract Market to Make a Swap
Available to Trade’’ by any of the
following methods:
• The Agency’s Web site, at https://
comments.cftc.gov/. Follow the
instructions for submitting comments
through the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail above.
• Federal eRulemaking Portal: https://
www.regulations.gov/. Follow the
instructions for submitting comments
through the Portal.
Please submit your comments using
only one method.
FOR FURTHER INFORMATION CONTACT:
Roger Smith, Special Counsel, Division
of Market Oversight, Commodity
Futures Trading Commission, (202)
418–5344; email: rsmith@cftc.gov, and
refer to OMB Control No. 3038–0099.
SUPPLEMENTARY INFORMATION: Under the
PRA, Federal agencies must obtain
approval from the Office of Management
and Budget (OMB) for each collection of
information they conduct or sponsor.
‘‘Collection of Information’’ is defined
in 44 U.S.C. 3502(3) and 5 CFR 1320.3
and includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA, 44 U.S.C.
3506(c)(2)(A), requires Federal agencies
to provide a 60-day notice in the
Federal Register concerning each
proposed collection of information
before submitting the collection to OMB
for approval. To comply with this
requirement, the CFTC is publishing
notice of the proposed collection of
information listed below.
Title: Process for a Swap Execution
Facility or Designated Contract Market
to Make a Swap Available to Trade
(OMB Control No. 3038–0099). This is
a request for extension of a currently
approved information collection.
Abstract: The collection of
information is needed to help determine
which swaps should be subject to the
trade execution requirement under
section 2(h)(8) of the Commodity
Exchange Act pursuant to Section 723 of
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Agencies
[Federal Register Volume 81, Number 114 (Tuesday, June 14, 2016)]
[Notices]
[Pages 38676-38689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-14015]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XE122
Marine Mammal Stock Assessment Reports
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice of availability; response to comments.
-----------------------------------------------------------------------
SUMMARY: As required by the Marine Mammal Protection Act (MMPA), NMFS
has considered public comments for revisions of the 2015 marine mammal
stock assessment reports (SARs).
ADDRESSES: Electronic copies of SARs are available on the Internet as
regional compilations and individual reports at the following address:
https://www.nmfs.noaa.gov/pr/sars/.
A list of references cited in this notice is available at
www.regulations.gov (search for docket NOAA-NMFS-2015-0108) or upon
request.
FOR FURTHER INFORMATION CONTACT: Shannon Bettridge, Office of Protected
Resources, 301-427-8402, Shannon.Bettridge@noaa.gov; Marcia Muto,
Alaska Fisheries Science Center, 206-526-4026, Marcia.Muto@noaa.gov;
Peter Corkeron, Northeast Fisheries Science Center, 508-495-2191,
Peter.Corkeron@noaa.gov; or Jim Carretta, Southwest Fisheries Science
Center, 858-546-7171, Jim.Carretta@noaa.gov.
SUPPLEMENTARY INFORMATION:
Background
Section 117 of the MMPA (16 U.S.C. 1361 et seq.) requires NMFS and
the U.S. Fish and Wildlife Service (FWS) to prepare SARs for each stock
of marine mammals occurring in waters under the jurisdiction of the
United States. These reports contain information regarding the
distribution and abundance of the stock, population growth rates and
trends, the stock's Potential Biological Removal (PBR) level, estimates
of annual human-caused mortality and serious injury from all sources,
descriptions of the fisheries with which the stock interacts, and the
status of the stock. Initial reports were completed in 1995.
The MMPA requires NMFS and FWS to review the SARs at least annually
for strategic stocks and stocks for which significant new information
is available, and at least once every three years for non-strategic
stocks. NMFS and FWS are required to revise a SAR if the status of the
stock has changed or can be more accurately determined. NMFS, in
conjunction with the Alaska, Atlantic, and Pacific Scientific Review
Groups (SRGs), reviewed the status of marine mammal stocks as required
and revised reports in each of the three regions.
NMFS updated SARs for 2015, and the revised reports were made
available for public review and comment for 90 days (80 FR 58705,
September 20, 2015). NMFS received comments on the draft SARs and has
revised the reports as necessary. This notice announces the
availability of the final 2015 reports for the 108 stocks that are
currently finalized. These reports are available on NMFS's Web site
(see ADDRESSES).
Comments and Responses
NMFS received letters containing comments on the draft 2015 SARs
from the Marine Mammal Commission (Commission); five non-governmental
organizations (The Humane Society of the United States (HSUS), Center
for Biological Diversity (CBD), Whale and Dolphin Conservation (WDC),
Turtle Island Restoration Network (TIRN), and the Hawaii Longline
Association (HLA)); and one individual. Responses to substantive
comments are below; comments on actions not related to the SARs are not
included below. Comments suggesting editorial or minor clarifying
changes were incorporated in the reports, but they are not included in
the summary of comments and responses. In some cases, NMFS's responses
state that comments would be considered or incorporated in future
revisions of the SARs rather than being incorporated into the final
2015 SARs.
Comments on National Issues
Comment 1: The SAR administrative process must be improved; it is
confusing, inefficient, and produces final SARs that are not based upon
the best available scientific information. Because of the inefficient
process used to produce SARs, the draft SARs fail to rely upon the best
available data (i.e., the most current data that it is practicable to
use), contrary to the MMPA. For example, the draft 2015 SAR only
reports data collected through the year 2013, even though 2014 data are
readily available. We appreciate that it is not practicable to
incorporate into SARs the absolute most recently collected data;
nevertheless, there is no credible justification to continue the
present two-year delay in the use of information.
Response: The marine mammal SARs are based upon the best available
scientific information, and NMFS strives to update the SARs with as
timely data as possible. In order to develop annual mortality and
serious injury estimates, we do our best to ensure all records are
accurately accounted for in that year. In some cases, this is
contingent on such things as bycatch analysis, data entry, and
assessment of available data to make determinations of severity of
injury, confirmation of species based on morphological and/or molecular
samples collected, etc. Additionally, the SARs incorporate injury
determinations that have been assessed pursuant to the NMFS 2012 Policy
and Procedure for Distinguishing Serious from Non-Serious Injury of
Marine Mammals (NMFS Policy Directive PD 02-038 and NMFS Instruction
02-038-01) which requires several phases of review by the SRGs.
Reporting on incomplete annual mortality and serious injury estimates
could result in underestimating actual levels. The MMPA requires us to
report mean annual mortality and serious injury estimates, and we try
to ensure that we are accounting for all available data before we
summarize those data. With respect to abundance, in some cases we
provide census rather than abundance estimates and the accounting
process to obtain the minimum number alive requires two years of
sightings to get a stable count, after which the data are analyzed and
entered into the SAR
[[Page 38677]]
in the third year. All animals are not seen every year; waiting two
years assures that greater than 90% of the animals still alive will be
included in the count. As a result of the review and revision process,
data used for these determinations typically lag two years behind the
year of the SAR.
Comment 2: Unlike mortality and serious injury estimates for small
cetaceans, where extra time may be needed to obtain fishing effort and
to expand observed takes to obtain fleet-wide estimates, for large
cetaceans mortality estimates are direct minimum counts based on
discovery of carcasses and any necropsies are generally completed
promptly. There is no need to delay reporting by two years as has been
common in the SARs.
Response: Large whale mortality reports, like all interactions, go
through the review and publication process outlined in the NMFS 2012
Policy and Procedure for Distinguishing Serious from Non-Serious Injury
of Marine Mammals. NMFS produces annual marine mammal serious injury
and mortality reports, which involves a clear process for review and
publication. The serious injury and mortality data contained in the
SARs come from these reports once they have been fully vetted.
Therefore, the mortality data reported in the SARs are subject to the
same delay outlined in the response to Comment 1.
Comment 3: There are grossly outdated estimates of abundance for
many stocks. The most recently proposed revision of NMFS's Guidelines
for Assessing Marine Mammal Stocks (GAMMS) provided recommendations for
addressing aging data by precautionarily reducing the Minimum
Population Estimate (Nmin) annually (and consequently the PBR), until
such time as new abundance data can be obtained. For stocks with
outdated estimates this was often not done. NMFS's regional offices
should follow the GAMMS in these cases and downwardly revise the PBRs
for these stocks.
Response: NMFS recently finalized revisions to the GAMMS (available
at https://www.nmfs.noaa.gov/pr/sars/pdf/gamms2016.pdf). Regarding
outdated abundance estimates, we did not finalize the proposed approach
recommended by the GAMMS workshop participants. Rather, we will be
further analyzing this issue, as the challenge of outdated abundance
estimates continues and the problems resulting from stocks with
``undetermined'' PBR persists. Should we contemplate changes to the
guidelines regarding this topic in the future, we will solicit public
review and comment in a separate action.
Comment 4: There is an unacceptably high percentage of stocks with
``undetermined'' or ``unknown'' PBR levels.
Response: NMFS acknowledges this. Currently, the GAMMS direct that
for stocks with abundance data greater than eight years old, PBR be
considered ``undetermined.'' See response to Comment 3.
Comment 5: With regard to status as ``strategic'' or ``non-
strategic,'' it would seem prudent to declare stocks with unknown or
undetermined PBRs as ``strategic'' unless there is clear and compelling
evidence that there are no fishery interactions (i.e., data exist that
there are none as opposed to a lack of data). Such an approach would be
consistent with the overall purposes of the MMPA.
Response: NMFS appreciates this recommendation. However, such
designations must follow the statutory definition of ``strategic'':
Human-caused mortality exceeds PBR; the best available science shows
the stock is declining and likely to be listed as threatened under the
ESA within the foreseeable future; or that is currently listed as
threatened or endangered under the ESA or is designated as depleted
(MMPA section 3).
Comment 6: The GAMMS recommend that peer-reviewed literature should
be a primary source of information. In most regions there appears to be
great reliance on gray literature (e.g., NMFS Tech Memos) and on
unpublished manuscripts (e.g., results of studies stated to be ``in
prep'') and even personal communications; this needs to be corrected.
By not making such literature available for review by the public, the
public cannot adequately comment on whether such literature constitutes
the best available science.
Response: The SARs are to be based on the best available science.
The use of unpublished reports and data within SARs is discouraged.
NMFS strives to use peer-reviewed data as the basis for SARs. NMFS
often relies on science that has been assessed through the NMFS Science
Center's internal expert review process and/or has been subjected to
other external expert review to ensure that information is not only
high quality but is available for management decisions in a timely
fashion. NMFS may rely on the SRGs to provide independent expert
reviews of particular components of new science to be incorporated into
the SARs to ensure that these components constitute the best available
scientific information. Likewise, upon SRG review of these components
and the draft SARs themselves, NMFS considers the SRG review of the
draft SARs to constitute peer review and to meet the requirements of
the OMB Peer Review Bulletin and the Information Quality Act. NMFS is
undertaking an effort to remove references to unpublished manuscripts
and personal communications from the SARs, and aims to fully implement
this effort with the 2016 final SARs.
Comment 7: The Commission recommends that NMFS specify the criteria
that it intends to use to assess the appropriateness of its estimates
of carcass recovery and cryptic mortality rates, and that it include in
its stock assessment survey and research plans the collection of those
data that are needed to estimate total mortality for all stocks. The
Commission suggests discussion of collaborative opportunities in
conjunction with the joint SRG meeting in February 2016.
Response: We agree that there is a need to better understand and
estimate undetected marine mammal mortalities and serious injuries, and
a need to evaluate the use of correction factors for marine mammal
mortality estimates. The issue of cryptic mortality was discussed at
the February 2016 joint SRG Meeting. NMFS looks forward to working with
the Commission and the SRGs on this issue.
Comments on Atlantic Regional Reports
Comment 8: In the North Atlantic right whale report, Table 1
documenting mortality appears to lack accounting for several
mortalities. For example, a male calf that was killed in a vessel
strike in Maine in July 2010 does not appear to have been included.
Further, there was an abandoned calf in the Southeastern U.S. in March
2011, and, that same month right whale #1308 was killed by a ship
strike, thereby orphaning her newborn calf. At the very least, this
latter death of a documented right whale mother with calf should also
assume the young, dependent calf died as well and its death added to
the total for that year.
Response: The right whale calf killed in July 2010 is included in
Table 1 as a vessel strike mortality and has since been identified as
#3901. We do not include abandoned calves if the mother is not known to
have been killed or injured by human impact. The abandonment could be
the result of poor maternal care. The calf of right whale #1308 is
included in the Table 1 as a serious injury due to vessel strike
according to the NMFS 2012 Policy and Procedure for Distinguishing
Serious from Non-Serious Injury of Marine
[[Page 38678]]
Mammals (Category L8 = dependent calf of a dead or seriously injured
mother).
Comment 9: The Commission, HSUS, CBD, and WDC recommend that
multiple mortalities and/or serious injuries to several North Atlantic
right whales (including #1151, 1311, 2160, 2460, 2660, 3111, 3302,
[3308], 3692, and 3945) should be included in Table 2 of the SAR.
Response: The following is a summary statement about each case.
Cases were reviewed by NMFS Northeast Fisheries Science Center (NEFSC)
staff and determinations made by NEFSC staff were later reviewed by
experienced staff at all other Fisheries Science Centers, per the NMFS
Policy and Procedure for Distinguishing Serious from Non-Serious Injury
of Marine Mammals. NMFS staff look for evidence of significant health
decline post event. We do not currently have a method to address
sublethal effects or more subtle/slow health decline. Therefore, none
of the recommended cases were incorporated into Table 2 of the SAR.
Whale #1151. This whale was seen free of gear and with a
calf in the Bay of Fundy on 28 August 2009 and was resighted soon after
with two wraps of line around her rostrum and body. All entangling gear
was removed on 4 September 2009. Following disentanglement, she
appeared to be swimming normally and, although she showed signs of
compromise typical of females completing their calving and nursing
cycle, NMFS determined the entanglement had not caused serious injury.
However, she was still in a compromised condition in 2011 and had
declined further when seen for the last time in June 2012. The
Commission believes this case warrants a conservative redetermination
that the 2009 entanglement did result in a serious injury.
Response: NMFS reviewers considered any health changes
post-disentanglement to be representative of normal inter-year
fluctuations and comparable to the overall health of the population
during the time frame in question.
Whale #2460. This whale was last seen in May 2012 in
compromised health and with severe entanglement-related scars and
wounds on her peduncle, additional entanglement scars on her head, and
lesions on her back but without attached gear. The Commission is
concerned that the observed entanglement injuries significantly
compromised her heath and potential survival, and believes that a
conservative injury assessment would warrant listing the scars and
wounds observed in 2012 as indicative of a serious injury.
Response: The animal's injuries are showing evidence of
healing; the health status of this whale is comparable to the overall
health of the non-injured population during the time frame in question.
The 2007 calf of #2460. This calf was euthanized in
January 2009 when it stranded in North Carolina. The spine of this
animal was grossly misaligned and this followed the documentation of
deep entanglement marks on the calf at age 8 months. Researchers at the
scene speculated that the spine deformity resulted from an
entanglement. This animal's death should be prorated as a serious
injury resulting from entanglement, much as the agency did for the
serious injury in the table dated 7/18/2009.
Response: The injury that led to the demise of this calf
was acquired in 2007, so this event is counted as an entanglement
mortality for that year, which does not fall within the time frame of
this report (2009-2013).
Calf of Whale #2660. The table notes that this whale was
missing her dependent calf at the time of her 2011 sighting when
seriously injured and in deplorable physical condition; why is the calf
not also counted as a mortality?
Response: This calf, now #4160, has been resighted in good
health.
Whale #3111. This whale is listed in the table as a pro-
rated serious injury. Since the animal was last seen alive when badly
entangled, it seems that this should be considered entirely fishery-
related.
Response: This whale has been resighted in much improved
condition; he appears to be gear free, but this is not yet confirmed.
This event is similar to #2029's entanglement. We will continue to
prorate his injury as L10 (0.75) until he is either confirmed gear free
or shows signs of significant health decline.
Whale #3398. This whale was seen in July 2012 with
extensive entanglement wounds on his peduncle and fluke insertion and
additional scars on his mouth and left flipper, and possibly around his
blowhole. Resightings suggest these wounds appear to have compromised
his health for more than two years, raising the possibility of
suffering from chronic effects from the 2012 entanglement. The
Commission believes that the record justifies a conservative
determination of serious injury for this individual.
Response: NMFS reviewers determined that this comment
pertains to whale #3308 (not #3398 as identified in the comment). NMFS
agrees that the lesions have increased; however, the animal's injuries
are healing and its skin condition is comparable to the overall
population.
Whale #3946. This whale was affected by two separate
entanglement events. In December 2012 she was gear-free, but with
severe entanglement wounds on her peduncle and flukes, and possible
additional scars on her head. She was resighted later carrying lines
from a new entanglement and showing signs that her condition had
declined--she appeared thinner and had developed lesions on her body.
When last seen in May 2014 she was confirmed to be free of gear. Given
that these wounds appear to have compromised her health for more than
two years, a serious injury determination would be an appropriate and
conservative assessment for this individual.
Response: The injuries are showing evidence of healing;
the health status of this whale is comparable to the overall health of
the non-injured population during the time frame in question.
Whale #3692. This whale, accompanied by a calf, was
observed in March 2013 off South Carolina with a fresh propeller injury
on her right fluke. When she was last sighted in April 2014 her
condition was poor; her fluke had fallen off, blisters and lesions had
formed at several points on her body and head, and she appeared to be
thin. Given the decline in her condition following the propeller wound,
this case should be considered a serious injury.
Response: The animal's injuries are showing evidence of
healing. Its health status is comparable to the overall health of the
non-injured population during the time frame in question.
Whale #2160. This animal was seen gear-free in April 2013
with severe scars and a large open wound on his tail stock apparently
from an entanglement. He also had rake marks, skin lesions, and poor
skin color behind the blowhole, suggesting poor condition; he has not
been resighted. Given the severe nature of his wounds and compromised
condition, this case should be considered a serious injury.
Response: This whale has since been resighted. The
injuries are showing evidence of healing; the health status of this
whale is comparable to the overall health of the non-injured population
during the time frame in question.
Whale #3302. This individual is not listed in the table,
but has not been seen since the last sighting on November 11, 2011 when
seriously entangled. This case should be at least a pro-rated serious
injury. At what point, when no longer being sighted, will NMFS
[[Page 38679]]
consider it dead and pro-rate the death as fishery-related?
Response: This whale is included in the table as a serious
injury due to entanglement, which is given the same score as ``dead.''
NMFS will not presume the whale is dead until its death is confirmed
and the animal is removed from the population. The initial entanglement
date is 4/22/11.
Unk Whale. A right whale hit by a vessel on 12/7/2012 is
pro-rated as an injury at 0.52. Please explain the basis for this very
precise pro-ration.
Response: The basis for the proration values is explained
in the NMFS Procedure for Distinguishing Serious from Non-Serious
Injury of Marine Mammals (NMFS Instruction 02-038-01). The vessel
strike event described fits two categories: L6b--a vessel less than 65
feet traveling at greater than 10 knots (prorated as 0.20 serious
injury), and L11--confirmed laceration of unknown depth, includes
observation of blood in water (prorated as 0.52 serious injury). When
more than one criteria applies to an event, we apply the greater value.
Whale #1311. This animal was found dead on 8/11/2013.
Video taken at the time shows the whale floating with line entering its
mouth and associated wrapping wounds around its head. It was last seen
alive in April 2013 with no signs of entanglement.
Response: The carcass of this whale was not necropsied;
thus, it does not currently meet the criteria for determining human
interaction mortalities. Without a necropsy, we could not determine if
the cause of death was due to entanglement or possible vessel strike.
Comment 10: The Commission is concerned that the long-finned pilot
whale SAR does not sufficiently explain the extent to which abundance
may be underestimated. The Commission recommends that NMFS consider
whether further analysis of past surveys could clarify: (1) The
proportions of the long-finned pilot whale stock using waters near the
Gulf Stream off the U.S. northeast coast and Canada, and (2) the extent
to which the new population estimate is negatively biased and the new
PBR is set too low.
Response: NMFS recognizes that the current abundance estimate is
likely biased low. Therefore, we are conducting additional analyses to
develop more appropriate abundance estimates for both long- and short-
finned pilot whales.
Comment 11: The Status of Stock section of the short-finned pilot
whale--Western North Atlantic Stock assessment report did not state
that the average annual human-caused M/SI is below the PBR; this
conclusion had been included in previous reports for this stock. There
is no new statement in the 2015 SAR to describe current M/SI totals
relative to PBR. The Commission recommends that the deleted sentence be
replaced by one stating that the point estimate for average annual
human-caused M/SI does not exceed the stock's PBR, but it is roughly
equal to the PBR and clearly greater than 10 percent of the PBR. Given
the possibility that fishery-related M/SI is above PBR, the Commission
recommends further that the western North Atlantic short-finned pilot
whale stock be categorized as ``strategic.''
Response: We have reinstated the sentence indicating the 2009-2013
mean annual human-caused M/SI does not exceed PBR, as this is still the
case. While there is no ``new'' statement, the SAR continues to state:
``Total U.S. fishery-related mortality and serious injury attributed to
short-finned pilot whales exceeds 10% of the calculated PBR.''
Following the GAMMS, PBR calculations already include a precautionary
approach that accounts for uncertainty, and we have compared the five-
year mean annual M/SI to PBR. Designating stocks that fluctuate around
PBR from year to year as strategic is a larger issue that we plan to
raise with the Scientific Review Groups.
Comment 12: Most stocks of cetaceans in the Gulf of Mexico are
either known or likely to have been adversely affected by the 2010
Deepwater Horizon (DWH) oil spill. Following the spill, data were
collected on many of these stocks as part of the Natural Resource
Damage Assessment (NRDA) process, but those data are not yet available
to be used in stock assessments. The Commission recommends that NMFS
make every effort to publish and release all survey and related data it
has on Gulf of Mexico cetacean stocks as soon as the NRDA process is
complete, and, where appropriate, conduct new surveys to enable
assessments of the extent to which abundances of the Gulf of Mexico
cetacean stocks have changed in recent years.
Response: The DWH litigation is recently completed; as NRDA data
become available, we will continue to publish and incorporate these
data into the SARs as appropriate.
Comment 13: In some cases (e.g., Jacksonville estuarine stock, many
of the Bay, Sound, and Estuary (BSE) stocks of bottlenose dolphins in
the Gulf of Mexico) the most recent estimates of abundance are around
20 years old. Many of these same stocks with outdated abundance
estimates have been recently subjected to unusual mortality events
(UMEs). The lack of usable stock abundance data for so many of the
bottlenose dolphin stocks is unacceptable and highly risk prone, and
must be remedied on a priority basis for future SARs.
Response: NMFS acknowledges that the abundance estimates of many of
the BSE stocks of bottlenose dolphins are outdated. NMFS will collect
data in 2016 to update abundance estimates for Galveston Bay, Texas and
Timbalier-Terrebonne Bays, Louisiana bottlenose dolphin stocks. As
resources continue to be limited, NMFS has developed a Threat
Assessment Priority Scoring System for prioritizing research on common
bottlenose dolphin stocks (see Phillips and Rosel 2014).
Comment 14: Tracking stock status is often confounded by
differences in survey area or methodology. For example, the best
estimate for the Southern North Carolina Estuarine System stock of
bottlenose dolphins declined from 1,614 in the 2012 SAR to 188 in the
2013 SAR, which was the result of using a 2006 mark-recapture survey in
the 2013 SAR whereas the 2012 SAR used an aerial line-transect study.
The abundance is now considered ``unknown'' because all of the surveys
on which estimates were made are now more than eight years old. The
agency must take a more careful look at its survey intervals and design
to assure comparability in range, seasons, effort, methodology, and
other factors that are compounding the ability to more precisely define
population estimates and to provide trend data, as required by the
MMPA.
Response: NMFS has standardized its survey methodology for large-
scale aerial and ship surveys within the Atlantic, and following the
2016 ship surveys, we should be able to begin analyzing trends. Large-
scale surveys within the Gulf of Mexico are also standardized, and with
additional data collection, trend analysis should be possible. NMFS
convened a workshop and prepared a technical memorandum to create a
``standard'' approach to photo-ID capture-mark-recapture techniques for
estimating abundance of bay, sound, and estuary populations of
bottlenose dolphins along the East Coast and Gulf of Mexico (Rosel et
al. 2011). While progress is being made, at present resource
constraints limit the NMFS Southeast Fisheries Science Center's (SEFSC)
ability to analyze trends for the stocks for which there are data.
Because the SEFSC marine mammal data collection program is generally
supported through collaborations with other Federal agencies, research
[[Page 38680]]
priorities (including areas surveyed) are balanced between the data
needs of NMFS and our external partners.
Comment 15: NMFS should prioritize observer coverage for fisheries
that have self-reported takes but where observer coverage is either
entirely lacking, occurring intermittently, or at such low levels that
updated and reliable estimates of fishery-related mortality are not
possible. Stock assessments cannot meaningfully report the statutorily
required information on status and threats to marine mammals until and
unless observer coverage is increased in fisheries with self-reported
mortalities, evidence of strandings occurring at elevated rates that
coincide with the greatest effort by the fishery, or where observer
coverage has documented takes that may or may not have been
incorporated in the SARs.
Response: NMFS' observer programs fulfill a wide range of
requirements under MMPA, ESA, and the Magnuson-Stevens Fishery
Conservation and Management Act (MSA). Observer programs serve a wide
range of purposes under these three statutes, including, but not
limited to:
Providing information on commercial catches to inform
fishery stock assessments and management (e.g., setting of annual catch
limits).
Accounting for total catches in some fisheries, and
discards in other fisheries, to support the monitoring of fishery-,
vessel-, or sector-specific catches of managed species.
Monitoring fishery-related mortality and serious injury of
marine mammals.
Monitoring incidental take limits of species that are
listed under the ESA.
Collecting biological samples (e.g., otoliths, gonads,
size data, genetic data for species identification purposes) to support
stock assessment processes.
Supporting innovative bycatch reduction and avoidance
programs.
Helping to promote the safety of human life at sea.
Each NMFS region administers an observer program to address
programmatic mandates under the MMPA, ESA, and MSA. The data collected
by these observer programs support the management and conservation of
fisheries, protected resources, and marine ecosystems throughout the
United States' exclusive economic zone. Given the wide array of needs
and limited resources, NMFS prioritizes observer coverage based on a
number of factors. MMPA section 118(d)(4) specifies that the highest
priority for allocation shall be for commercial fisheries that have
incidental mortality or serious injury of marine mammals from stocks
listed as endangered species or threatened species under the ESA; the
second highest priority shall be for commercial fisheries that have
incidental mortality and serious injury of marine mammals from
strategic stocks; and the third highest priority for allocation shall
be for commercial fisheries that have incidental mortality or serious
injury of marine mammals from stocks for which the level of incidental
mortality and serious injury is uncertain. NMFS uses this guidance when
allocating funding to observe fisheries with little or no current
observer coverage. For example, in 2012 and 2013, NMFS observed the
Southeast Alaska drift gillnet fishery, which had not been previously
observed but was potentially interacting with ESA-listed humpback
whales and a strategic stock of harbor porpoise (i.e., the highest and
second highest priorties for observer coverage noted in the MMPA).
Comment 16: In the North Atlantic right whale report's section on
Population Size, the phrase ``known to be alive'' should be changed to
``presumed to be alive,'' which is the wording used by the author of
the 2011 Right Whale Report Cards from which this number was taken. At
the end of this section, the sentence: ``For example, the minimum
number alive for 2002 was calculated to be 313 from a 15 June 2006 data
set and revised to 325 using the 30 May 2007 data set'' has been in
this SAR since 2008 and seems stale.
Response: This number is not taken from the Report Card; the Nmin
value for right whales reported within the SAR includes only animals
known to be alive because they were either seen during the reference
year or seen both before and after the reference year. (Hence, there is
no presumption of life.) The count of animals known to be alive is
updated every year. Animals not seen for three or more years may be
added back if they are shown to be alive in a subsequent year. The
example given regarding the 2006 versus 2007 data makes this point.
Comment 17: In the ``Current and Maximum Net Productivity Rates''
section of the North Atlantic right whale report, the information in
the third paragraph is outdated regarding calving rates through 1992.
More recent data on intervals are available from the right whale
catalog, and are presented annually at right whale consortium meetings.
For example, since the paper cited in the draft SAR for that
information (Knowlton et al. 1994), there are data indicating the
calving interval improved, but in more recent years has returned to
lengthy or even increasing intervals. Later in the section the draft
SAR cites the high proportion of juveniles in the population as of
publications dated 1998 and 2001 (Hamilton et al. 1998, Best et al.
2001). While this may still be true, is there no more current
information?
Response: This SAR has been amended to include the ``production/
Nmin,'' which is a better description of average productivity than
calving interval. As a point of clarification, the draft SAR states on
page 7: ``An analysis of the age structure of this population suggests
that it contains a smaller proportion of juvenile whales than expected
(Hamilton et al. 1998; Best et al. 2001), which may reflect lowered
recruitment and/or high juvenile mortality.''
Comment 18: The North Atlantic right whale report's Background
section acknowledges the large number of right whale carcasses
documented but not necropsied to determine likely cause of death. We
believe NMFS must undertake an effort through modelling to apportion
mortalities among categories such as unknown, vessel strike, or
entanglement based on historic proportions of deaths from necropsied
animals. It should be possible to assign a proportional cause of death
to the number of carcasses that were not retrieved/necropsied. Our
records show that at least seven carcasses were not retrieved between
2009-2013.
Response: We agree that this work would be valuable. In the future
we intend to use a statistically-based estimate of fishing mortality.
It is more complex than assigning a simple proportion to discovered
carcasses, and we will use mark recapture data to attribute causation
to latent mortality as well as attribute mortality causes to discovered
carcasses unable to receive a proper necropsy.
Comment 19: The North Atlantic right whale report's Fishery-Related
Serious Injury and Mortality section cites Van der Hoop et al. (2012)
as indicating that take reduction measures may not be working
adequately to reduce mortality from entanglements and additional
measures need to be taken. A more recent publication by NMFSs authors
reaching the same conclusion (Pace et al. 2014) should also be
included.
Response: The Pace et al. (2014) reference was added to the SAR.
Comment 20: In the Gulf of Maine humpback whale SAR, NMFS relies on
maps and other information based almost solely on shipboards surveys.
NMFS should reconsider this approach and, as it does with North
Atlantic right whales, also rely on catalog data to glean information
on distribution and similar vital characterizations of the
[[Page 38681]]
population. In addition, NMFS is relying on outdated information about
stock structure and use of winter habitats in the Caribbean, as Stevick
and colleagues (2015) have provided more recent insight from genetic
and other data that indicate that more than one stock appears to be
using the eastern Caribbean. NMFS also cites Barco et al. (2002) that
suggests that the mid-Atlantic may represent a supplemental winter
feeding area for humpback whales. There is photographic evidence of
their increasing presence and winter use of the waters between New York
and Delaware Bay in spring, summer, and fall, some of which shows site
fidelity within and between seasons, with at least one quarter of the
photographically identified animals in a database matched to the Gulf
of Maine stock. This information should be considered in updating the
SAR. The Virginia Marine Science Museum has also documented sightings
and responded to stranded animals in significant numbers in the
Chesapeake Bay region since this 2002 citation.
Response: The SAR's map is consistent with maps in other SARs in
which the abundance estimate is derived from a line-transect survey
(including both aerial and shipboard effort). The humpback whale SAR
uses the best estimate available and has frequently used line-transect
surveys in the past; the estimates derived from the 2008 and 2011
surveys are reported in the SAR.
The Gulf of Maine stock of humpback whales is somewhere on the
order of 20% of a larger breeding population, and constitutes a cluster
of feeding aggregations that shows some site fidelity to the Gulf of
Maine. Although a single Gulf of Maine animal was killed in the Bequia
indigenous hunt (within the eastern Caribbean), overwhelming evidence
exists to show the Gulf of Maine stock uses the western Caribbean as a
breeding ground along with four to five other feeding aggregations. The
bulk of the animals within the eastern Caribbean show no site fidelity
to the Gulf of Maine. The other facts cited within the comment are
mostly anecdotal and have not been adjusted for search effort.
Comment 21: In the Gulf of Maine humpback whale SAR, NMFS omits new
information that was recently considered in its global status review on
humpback whales. The Population Size section does not provide data from
MONAH (the international study titled ``More North Atlantic
Humpbacks'') surveys, although these were cited in the recent NMFS
global status review for the species (Bettridge et al. 2015). NMFS also
omits consideration that the Robbins (2007) study also supports low
reproductive rates in the species, not solely low calf survival. This
should be included so as not to leave readers with the idea that the
only data available are outside confidence intervals.
Response: The population of humpback whales surveyed through the
MONAH study comprises more than the humpback whales that feed in the
Gulf of Maine, therefore it is not appropriate to use the MONAH
abundance estimate for the abundance estimate for the Gulf of Maine
stock. We modified the SAR language with regard to confidence intervals
and noted that Robbins (2007) found reproductive rates to be highly
variable.
Comment 22: The Gulf of Maine humpback whale SAR's statement that
the apparent calf survival rate is 0.664 as an ``intermediate'' value
between two studies appears incorrect. In fact, it appears ``low'' as
compared to other areas and not just ``intermediate,'' as the recent
status review itself stated that this value ``is low compared to other
areas and annually variable.''
Response: As stated above (see response to Comment 20), the West
Indies population unit has been proposed by NMFS as a DPS as a result
of the ESA global status review of humpback whales. This proposed DPS
is not directly relevant to the MMPA Gulf of Maine stock.
Metapopulation segments commonly have (or are usually expected to have)
different demographic patterns if those populations are not growing;
thus it would be common for different segments to have differing
mortality rates and subsequent productivity rates. Hence, we cannot
presume that integrated population statistics reflect that of
individual segments. We removed the word ``intermediate.''
Comment 23: The Gulf of Maine humpback whale SAR underestimates the
level of mortality for this stock; more recent literature is available
and should be used. Reference is made to the likelihood that
undocumented entanglements are occurring. We note that Van der Hoop et
al. (2013) found that between 1970-2009, cause of death was not
undetermined for nearly 60 percent of humpback whale carcasses in the
Northwest Atlantic due to decomposition, an inaccessible carcass, or
where no necropsy data were provided to indicate cause of death.
Similar results were found by Laist et al. (2014). Volgenau (1995) is
cited for the source of entanglements through 1992. Johnson et al.
(2005) found 40 percent of humpback whale entanglements were in trap/
pot gear and 50 percent were in gillnet. While even these data are now
a decade old, they at least reference gear types involved in humpback
entanglements in U.S. waters, not just in Canada.
Response: It was an oversight that the Johnson et al. (2005) paper
was not included in the draft SAR; it has been included in the final
SAR. However, one should be skeptical of estimating gear-specific
entanglement rates based on a very small sample size and when one would
suspect different levels of detectability among gear types doing harm.
In stock assessments for which there is not a statistical model for
estimating fisheries interactions, NMFS has consistently maintained the
policy that without unambiguous evidence that a stranding was due to
human interaction, such strandings will not be attributed to a human
cause.
Comment 24: In the Gulf of Maine humpback whale SAR, the following
cases of dead or seriously injured humpbacks are missing and should be
added to Table 2:
Laist et al. (2014) note a dead humpback whale that was
attributed to a vessel strike on 7/27/2009 inside the NY seasonal
management area.
Response: This carcass was battered against a jetty. A
necropsy revealed broken bones, but the animal was so severely
decomposed it could not be determined if the fractures were pre- or
post-mortem.
On 6/3/2011 a humpback whale on Jeffreys Ledge was
disentangled but noted to be ``quite thin and body posture was
hunched,'' according to record notes on the NMFS and Center for Coastal
Studies Large Whale Disentanglement Network Web site. This animal was
noted to be the 2009 calf of the humpback whale known as ``Lavalier''
and has apparently not been seen since that incident.
Response: This animal has been named ``Flyball'' and has
been resighted in good health.
On 3/11/2012, this same Web site noted that a humpback
whale had become entangled in gillnet gear off Cape Hatteras, North
Carolina and broke free with ``some amount of top line and webbing
anchored somewhere at the forward end of the whale.'' This should be
considered for pro-rating as a serious injury.
Response: This event was observed by a trained Northeast
Fisheries Observer Program observer. The whale was released with a
small section of netting draped over a fluke edge (which corresponds to
large whale injury category L3 in the NMFS Procedure for Distinguishing
Serious from Non-Serious Injury of Marine Mammals,
[[Page 38682]]
NMFS Instruction 02-038-01) that it was likely to shed.
The Web site notes a humpback whale disentangled but
apparently seriously injured on 4/12/2012. The site states ``the
overall condition of the whale (~30 feet long) seemed poor, indicating
that it had been entangled significantly longer than the few days since
first report. Line across the back had become ingrown and line around
the flukes had left numerous scars, some of which were resolving while
others were not. The whale was quite thin and, in aerial shots, the
widest girth of the whale was at the skull. There were patches of whale
lice scattered across its body.'' This appears to fit within the
definition of a serious injury and should, at the very least, be pro-
rated as such.
Response: This humpback whale has an entanglement date of
4/7/2012; it was entangled for fewer than five days and the Center for
Coastal Studies Web site also states that ``the condition of the whale
seems somewhat poor (thin with patches of whale lice) but it is not
clear if this is part of a seasonal effect or related to its
entanglement.'' This whale was entangled again on 4/13/2012 and again
disentangled.
On 1/6/2013, a humpback whale was noted off Virginia Beach
with significant line wrapped around its flukes and it was not able to
be disentangled. This should be considered a serious injury.
Response: The entanglement configuration shifted,
indicating it was not constricting. The final configuration is a non-
constricting loop at the fluke insertion which meets our L3 criterion
(NMFS Procedure for Distinguishing Serious from Non-Serious Injury of
Marine Mammals, NMFS Instruction 02-038-01) and is therefore considered
a non-serious injury.
Comment 25: In the Gulf of Maine, humpback whale SAR information
has been omitted from the Status of Stock section. This section cites
the recent NMFS global status review, which included evaluation of the
status of this stock. The status review states ``There are insufficient
data to reliably determine current population trends for humpback
whales in the North Atlantic overall.'' Rather than acknowledging this
in the draft SAR, NMFS retains the assertion that ``[a]lthough recent
estimates of abundance indicate a stable or growing humpback whale
population, the stock may be below OSP [Optimum Sustainable Population]
in the U.S. Atlantic EEZ'' (emphasis added). Indeed, the status review
found that the population trend was likely flat and the population had
not met goals stipulated in its recovery plan for a sustained growth
rate. Given the failure to achieve its recovery plan goals for minimum
population and sustained growth rate, and the annual losses due to
entanglement and vessel strikes that far exceed the stock's PBR, it
seems clear that the stock is below OSP, rather than the NMFS assertion
that they ``may'' be below OSP.
Response: This comment blurs statements about two proposed DPSs
under the ESA (West Indies and Cape Verde Islands/Northwest Africa)
with those about the Gulf of Maine MMPA stock, which is a small segment
within one of these proposed DPSs. With regard to the phrase ``may be
below . . .,'' scientists nearly always include a caveat for
uncertainty in any declaration. We cannot make a conclusive statement
with respect to whether a stock is within the OSP range without having
conducted an OSP analysis. A population at carrying capacity, when
harvested above its current level of productivity (which is quite low
for mammals) will show a decline (until productivity increases). A
population at OSP will show an increase if harvested (killed) at per
capita rates lower than productivity (until productivity declines due
to resource scarcity). Theoretically, a population of humpback whales
could be at OSP in perpetuity while human-caused mortality removed all
the excess; thus, the trend in abundance would be flat, but it remains
at OSP.
Comment 26: For the Western North Atlantic stock of long-finnned
pilot whale, it is our understanding that a survey will be conducted in
the summer of 2016 that may provide better data of abundance, given the
discrepancy between the more recent survey and an outdated earlier
survey--each of which covered a different extent of the range. Until
that time, given margins of error, fishery-related mortality appears to
be at or possibly over the PBR. We are hopeful that NMFS will resolve
the discrepancies in methodology and/or areas surveyed to resolve
widely discrepant estimates such as this one.
Response: NMFS agrees; the 2016 survey, as well as the abundance
analyses underway on surveys through 2014, should provide improved
abundance estimates for long-finned pilot whales within this area.
Comment 27: NMFS should include within the Western North Atlantic
harbor and gray seal SARs a brief mention of high levels of animals
observed entangled in fishing-related debris, largely from actively
fished gear. The final SARs for both of these species should contain
some language and analysis reflecting that a notable percentage of
seals in the Gulf of Maine haulouts are seen entangled in fishery-
related gear that may result in serious injury.
Response: The gray seal SAR currently contains the language,
``analysis of bycatch rates from fisheries observer program records
likely greatly under-represents sub-lethal fishery interactions.
Photographic analysis of gray seals at haulout sites on Cape Cod,
Massachusetts revealed 5-8% of seals exhibited signs of entanglement
(Sette et al. 2009).'' Both harbor and gray seal SARs now emphasize the
fact that entanglement is an issue with both species, though we have
found it less prevalent in harbor seals.
Comment 28: Regarding the Gulf of Mexico Bryde's whale, we are
concerned about the level of ship strikes, which are estimated to be
0.2 per year, well above the PBR of 0.03. It also concerns us that two
of the stranded animals are considered to be a part of the unusual
mortality event (UME) resulting from the Deepwater Horizon oil spill,
which has continued to affect bottlenose dolphins and may be having
effects on this stock. Given the need to include the most recent
information, NMFS should include a note that in April 2015, NMFS made a
positive 90-day finding on a petition to list this population as
``endangered'' under the Endangered Species Act.
Response: To clarify, the April 2015 finding was that the petition
presented substantial scientific or commercial information indicating
that the petitioned action may be warranted. Accordingly, NMFS
initiated a review of the status of this species to determine if the
petitioned action is warranted. NMFS had added text to the SAR noting
the positive 90-day finding on the petition (80 FR 18343, April 6,
2015) and our ongoing status review.
Comment 29: Mortality for the Gulf of Mexico eastern coastal stock
of common bottlenose dolphins cannot be quantified because fisheries
known to interact with the stock (including a wide variety of Category
II and III fisheries) are not subject to observer coverage and/or the
dataset from the observer program is out of sync with the five-year
analytical time period used in this SAR. NMFS must either reconsider
its observer coverage levels and placement in order to provide timely
data for the SARs or it must re-prioritize analysis so that take data
and mortality estimates can be incorporated in a timely manner.
Response: NMFS agrees that observer coverage and the resulting M/SI
data collected through observer programs is essential to assessing
marine mammal
[[Page 38683]]
stocks. Category II fisheries are subject to observer coverage pursuant
to the requirements for Category I and II fisheries in 50 CFR 229.4.
Given limited funding, NMFS cannot realistically observe all fisheries
that may pose a risk to marine mammals. Anticipating this, the MMPA
provides guidance for prioritizing observer coverage with the first
priority being commercial fisheries that kill or seriously injure ESA-
listed marine mammals, the second priority being strategic stocks, and
the third priority being those stocks for which M/SI incidental to
commercial fishing is uncertain. NMFS continues to work internally to
prioritize funding for observing fisheries across the U.S. given
multiple mandates and requirements.
In the 2015 SARs, NMFS provided marine mammal bycatch from the
shrimp trawl fishery, which had not been estimated previously. The
first bycatch estimate covered 2007-2011 because those were the data
available at the time analysis began. The GAMMS suggest: ``If mortality
and serious injury estimates are available for more than one year, a
decision will have to be made about how many years of data should be
used to estimate annual mortality. There is an obvious trade-off
between using the most relevant information (the most recent data)
versus using more information (pooling across a number of years) to
increase precision and reduce small-sample bias. It is not appropriate
to state specific guidance directing which years of data should be
used, because the case-specific choice depends upon the quality and
quantity of data. Accordingly, mortality estimates could be averaged
over as many years as necessary to achieve statistically unbiased
estimation with a coefficient of variation (CV) of less than or equal
to 0.3. Generally, estimates include the most recent five years for
which data have been analyzed, as this accounts for inter-annual
variability. However, information more than five years old can be used
if it is the most appropriate information available in a particular
case'' (NMFS 2016). NMFS is currently evaluating the appropriate time
interval to produce estimates for this fishery and will update the SARs
accordingly.
Comment 30: Similar to the Eastern Gulf of Mexico stock, data on
Northern Gulf of Mexico bottlenose dolphin takes in the shrimp trawl
fishery were discarded due to a dyssynchrony in the analytical period
with the five-year average in the SAR. Given the low level of observer
coverage and the CV, it is possible that this stock is being taken at a
level that is around 50 percent of PBR, which would make this fishery a
Category I fishery and result in higher priority for observer coverage.
We recommend that NMFS re-evaluate observer placement and assure that
the level of coverage is sufficient to accurately document and assess
fishery impacts.
Response: The information was not discarded and is still provided
in the SAR (i.e., the 2007-2011 mortality estimate of 21 for the
commercial shrimp trawl fishery). Currently, there is only one shrimp
trawl bycatch estimate and it is for 2007-2011. The estimate does not
fit in the standard five-year time frame that is reported in this SAR
(i.e., 2009-2013). The 2007-2011 estimate was not included in the
minimum total mean annual human-caused mortality and serious injury for
the stock during 2009-2013 (0.4). Additionally, with so many unobserved
fisheries (menhaden, crab traps, hook and line, gillnet), any mortality
estimate is likely an underestimate. The PBR of the stock is 60 but the
true fishery-related mortality and serious injury for 2009-2013 is not
known. However, it is clearly stated in the SAR that the mortality
estimate is, at a minimum, greater than 10% of the PBR. This is the
only definitive statement NMFS can make given current information. NMFS
agrees that it is possible that the fishery-related mortality and
serious injury could be as much as 50% of PBR. However, given limited
fishery observer resources, there are a number of factors that affect
observer coverage prioritization. See response to Comment 29.
Comment 31: For the Northern North Carolina Estuarine stock of
bottlenose dolphins, data and text regarding the mid-Atlantic coastal
gillnet fishery in Table 2 of the draft SAR only go through 2011,
although this SAR should have data at least through 2013. A footnote in
Table 3 of the draft SAR states that ``[m]ortality analyses that use
observer data are updated every three years. The next update is
scheduled for 2015 and will include mortality estimates for years 2012-
2014.'' It is not clear why a mortality estimate is only provided every
three years when it can be done annually for other stocks.
Response: The observed mortality data for the mid-Atlantic coastal
gillnet fishery was updated through 2011 because it is only updated
every three years for Atlantic coastal bottlenose dolphin stocks. The
decision to update the gillnet mortality estimates every three years
was reviewed by the Atlantic Scientific Research Group in 2008 after
the NEFSC provided a presentation showing the challenges associated
with estimating annual mortality with any degree of confidence under a
scenario of continued decline in observed interactions. At that time,
it was considered an appropriate timeframe for updating observed
bycatch mortality for the Atlantic stocks given the very low frequency
and inter-annual variability of observed takes (average is less than
one observed take per year). Although several of the factors that led
to this decision in 2008 still exist today (i.e., mean observed takes
less than one per year, status quo levels of observer coverage, and
large number of strata due to complexity of stock identification), it
became apparent during the 2013 Bottlenose Dolphin Take Reduction Team
meeting that the Northern North Carolina Estuarine System stock
mortality and serious injury estimate is likely exceeding its PBR. As a
result, NMFS plans to re-evaluate the schedule and methods for updating
future observed mortality rates and estimates for Atlantic stocks
observed interacting with mid-Atlantic coastal gillnet fisheries.
Comments on Pacific Regional Reports
Comment 32: Very few Pacific stocks (only four stocks of cetaceans
and two stocks) were updated in the draft 2015 SARs. NMFS states ``. .
. all others will be reprinted as they appear in the 2014 Pacific
Region Stock Assessment Reports (Carretta et al. 2015).'' If these
stocks were reviewed and NMFS determined no update was warranted, NMFS
should provide reviewers and other members of the public with
information that NMFS has, in fact, complied with MMPA mandates for
reviewing and/or revising stock assessments for strategic stocks and
not simply neglected to review them.
Response: NMFS reviews all SARs annually for potential revision.
New data on human-caused mortality and serious injury are published
annually, even if they do not appear in revised SARs. Reports may not
necessarily be revised every year for strategic stocks, unless new
information will result in a status change for that stock or species.
Comment 33: NMFS's draft SARs largely address information only
through 2013 and contain no updates of large baleen whale stocks within
this iteration of the draft SARs. More recent data on increasing
numbers of large whale mortalities from ship strikes and entanglements
should be considered in the draft SARs. Additionally, when animals
involved in these interactions cannot be identified to species, pro-
rating to species seems warranted to better understand and quantify
anthropogenic impacts on stocks that
[[Page 38684]]
may be ESA-listed. We encourage NMFS to undertake this effort.
Response: NMFS is working on methods to prorate human-caused injury
and mortality of unidentified whale cases to species along the U.S.
west coast. These proration methods will be applied to respective SARs
following peer review and publication.
Comment 34: While we understand that California sea lions are not
considered a strategic stock, there has been elevated mortality in this
species as part of an on-going UME. This UME was mentioned in the 2014
SAR (updated as of June 2015), although the pup counts are no more
recent than 2011 and thus do not reflect possible impacts on
productivity and population trends. Population data and updates on the
impact of the UME must be included in the next iteration of SARs for
2016, since the ongoing UME and high levels of pup mortality constitute
``significant new information'' triggering the MMPA's requirement to
conduct a stock assessment.
Response: NMFS did not revise the SAR for California sea lions in
2015. The 2014 SAR addressed the UME, but this did not result in a
change in the stock's status under the MMPA.
Comment 35: Population data are provided for the Southern Resident
stock of killer whales through 2014; NMFS should use more recent data
in stock assessments for other species/stocks wherever possible.
Response: NMFS utilizes the most recent population data available
at the time the draft reports are prepared. In the case of the draft
2015 Southern Resident killer whale report, population size data from
2014 is utilized, because it was available at the time the draft report
was prepared. This is not the case for all stocks in all years, where
direct enumeration of the stock's size is less straightforward.
Comment 36: Given the status of insular false killer whales, we
strongly encourage NMFS to prioritize observers on fisheries such as
the short line and kaka line fisheries in which there is either
anecdotal report of evidence of injury consistent with fishery
interaction as is mentioned in the SAR.
Response: Given resource and other constraints, NMFS does not
currently have plans to observe state-managed fisheries in Hawaii, but
will continue to work with the Hawaii Department of Land and Natural
Resources as available resources allow to improve data collection in
these fisheries.
Comment 37: The draft SAR discusses overlap in distribution of
insular and pelagic stocks of false killer whales and takes within the
overlap zone. We generally support the method of pro-rating takes to
one or the other stock in the overlap zone, as we do the apportioning
of observed takes of ``blackfish'' as either false killer whales or
short-finned pilot whales.
Response: NMFS will continue to prorate takes of false killer
whales among potentially affected stocks and takes of blackfish to
species when stock or species-identity of the take is unknown.
Comment 38: The draft SAR indicates a decline in population of the
Main Hawaiian Islands (MHI) Insular stock of false killer whales from
138 to 92 since the last report. However, the discussion in the section
of the draft SAR still cites only literature from 2010 that documented
apparent declines from 1989-2007, and provided the results of a
Population Viability Analysis that calculated an average rate of
decline of nine percent per year. This change in the abundance estimate
for this stock since the last SAR estimate is a far greater decline
than predicted. The final SAR should contain some discussion of this
apparent decline or provide a stronger caveat for why this estimate may
not be reliable.
Response: The apparent decline from 138 to 92 noted by the
commenter is in the minimum abundance (Nmin), not the total population
abundance. Nmin declined for MHI insular false killer whales in the
2015 SAR. Nmin for MHI insular false killer whales is determined based
on the number of distinctive individuals seen between 2011 and 2014 and
is not corrected for the level of effort or other factors that might
have resulted in a lower total count for that period. Analysis of MHI
insular false killer whale abundance and trend is ongoing and will be
presented in a future SAR.
Comment 39: With regard to the pelagic stock of false killer
whales, the PBR remains approximately the same as the prior SAR
estimate; however, this draft SAR notes that 2014 takes subsequent to
the time period covered in the SAR (2009-2013) were ``the highest
recorded since 2003'' although overall bycatch estimates were not
available as of the time the SAR was drafted. Even without inclusion of
2014's excessive mortality and serious injury, the takes for this stock
are acknowledged to exceed the PBR for the period 2009-2013 although
NMFS states that additional monitoring is required before concluding
that the take reduction plan for the stock had failed to meet statutory
mandates.
Response: NMFS has not yet completed mortality and serious injury
estimates for 2014 and provides the information on observed takes only
for context on our decision to retain the five-year look-back in the
computation of M/SI for comparison to PBR. NMFS is evaluating the
effectiveness of the False Killer Whale Take Reduction Plan (FKWTRP) in
accordance with the monitoring strategy that was developed in
consultation with the False Killer Whale Take Reduction Team.
Comment 40: The reports of M/SI for the California stock of
northern fur seal (Table 1) have an apparent inconsistency that is
unexplained. Table 1 in the prior SAR provided information on observed
mortality for the years 2007-2011. The observed mortality and serious
injury for 2011 is said to be 1. However, in Table 1 in the current
draft SAR, the observed fishery-related mortality and serious injury
listed for 2011 (providing data for 2009-2013), lists observed
mortality for the year 2011 as 2. Revised text explaining the table
states that ``[t]wo of the fishery-related deaths (one in an
unidentified fishing net in February 2009 and one in trawl gear in
April 2011) were also assigned to the Eastern Pacific stock of northern
fur seals.'' However, this does not make it clear why the 2009
mortality remained unchanged but the 2011 mortality increased.
Response: Data on human-caused M/SI is derived from many sources,
including stranding networks, rehabilitation centers, independent
researchers, and observer programs. Occasionally, additional human-
caused mortality and serious injury records are incorporated into
subsequent reports as databases are reviewed or cases are reassessed.
In this case, the change regarding the serious injury record was made
and reflected in the draft 2015 SAR but had no effect on the strategic
status of the stock.
Comment 41: The assumed net productivity of the California/Oregon/
Washington stock of sperm whales inappropriately ignores at least five
peer-reviewed estimates of sperm whale growth rates, all of which fall
in the range of 0.6% to 0.96% per year. Also, the conclusion that this
stock is stable or increasing has no solid evidentiary support. The
Moore and Barlow (2014) population estimate for the stock does not
achieve the SAR's stated goal of improving the precision of population
estimates. Estimates of fishery related mortality of the stock from
derelict gear calculated from strandings appear to be ten to twenty
times too low, once unobserved mortality and recovery rates are
corrected for.
Response: NMFS did not revise the sperm whale SAR in 2015 and
responded to similar comments on the
[[Page 38685]]
2014 sperm whale SAR in the Federal Register on August 20, 2015 (80 FR
50599; see response to Comment 21).
Comment 42: The Moore and Barlow (2014) analysis of the California/
Oregon/Washington stock of sperm whales appears to lack the statistical
power to detect trends in the population, which elevates risks to
cetaceans.
Response: See response to Comment 41. NMFS will consider and
address this comment when we next review this SAR in the future.
Comment 43: The HLA encourages NMFS to make additional improvements
to the draft 2015 false killer whale SAR, by eliminating the five-year
look-back period for the false killer whale SAR, and reporting only
data generated after the FKWTRP regulations became effective. For
example, the draft 2015 SAR should report M/SI values based on 2013 and
2014 data, and the data prior to 2013 should no longer be used because
it is no longer part of the best available scientific information.
Response: The GAMMS (NMFS 2005) suggest that if there have been
significant changes in fishery operations that are expected to affect
take rates, such as the 2013 implementation of the FKWTRP, the
guidelines recommend using only the years since regulations were
implemented. However, recent studies (Carretta and Moore 2014) have
demonstrated that estimates from a single year of data are biased when
take events are rare, as with false killer whales in the Hawaii-based
longline fisheries. Further, although the estimated M/SI of false
killer whales within the U.S. Economic Exclusion Zone (EEZ) around
Hawaii during 2013 (4.1) is below the PBR (9.3), this estimate is
within the range of past, pre-take reduction plan (TRP) estimates, so
there is not yet sufficient information to determine whether take rates
in the fishery have decreased as a result of the TRP. Further take
rates from 2014 are among the highest recorded, suggesting TRP measures
may not be effective, and the change in fishery operation may not be
significant enough to warrant abandoning the five-year averaging
period. For these reasons, the strategic status for this stock has been
evaluated relative to the most recent five years of estimated mortality
and serious injury.
Comment 44: For a decade, NMFS has reported a M/SI rate for the
deep-set fishery that far exceeds PBR for the Hawaii pelagic false
killer whale stock (``Pelagic Stock''). However, the best available
information suggests that the number of false killer whales in the
Hawaii EEZ has not declined during the same time that the supposedly
unsustainable M/SI rate was occurring. HLA disagrees with the M/SI
levels reported in the draft SAR and with NMFS' conclusion that the
vast majority of all fishery interactions with the Pelagic Stock cause
injuries that ``will likely result in mortality.'' If that were the
case, then after a decade or more of allegedly unsustainable levels of
take, there would be some evidence of a declining Pelagic Stock
abundance. No such evidence exists. The draft SAR should expressly
recognize this discrepancy, and NMFS should revisit the manner in which
it determines M/SI for false killer whale interactions.
Response: This comment has been addressed previously (see 78 FR
19446, April 1, 2013, comments 45 and 51; 79 FR 49053, August 18, 2014,
comment 26; and 80 FR 50599, August 20, 2015, comment 34). The comment
and included footnote contend that the stock abundance has not declined
(as opposed to prior year comments that indicated the stock was
increasing) in over a decade and attributes this persistence of false
killer whales despite high levels of fishery mortality to NMFS'
improper assessment of the severity of injuries resulting from
fisheries interactions, improper assessment of population abundance and
trend, or both. Assessment of injury severity under the NMFS 2012
serious injury policy has been discussed in numerous previous comment
responses and is based on the best available science on whether a
cetacean is likely to survive a particular type of injury. Further
study of false killer whales would certainly better inform the assigned
outcomes; but, until better data becomes available, the standard
established in the NMFS 2012 policy on distinguishing serious from non-
serious injuries will stand.
Further, assessments of pelagic false killer whale population trend
are inappropriate, as the entire stock range is unknown, but certainly
extends beyond the Hawaii EEZ, such that the available abundance
estimates do not reflect true population size. A robust assessment of
population trend would require assessment of environmental variables
that influence false killer whale distribution and the proportion of
the population represented within the survey area during each survey
period. Finally, many years of unsustainable take does not
automatically lead to the conclusion that the population is declining.
PBR was designed to provide a benchmark, in the face of uncertainty
about marine mammal populations, below which human-caused mortalities
would not reduce the population beyond its OSP size, which is defined
as the abundance where there is ``the greatest net annual increment in
population numbers or biomass resulting from additions to the
population due to reproduction and/or growth less losses due to natural
mortality.'' The benchmark does not consider whether a population is
declining, as this is very hard to prove, particularly for population
abundance estimates with low precision.
Comment 45: HLA incorporates by reference its more specific
comments on the draft 2014 SAR related to the 2010 Hawaiian Islands
Cetacean Ecosystem and Assessment Survey (HICEAS) and the assumptions
made by NMFS based upon the data from that survey. In addition, HLA
emphasizes its repeated requests that NMFS publicly disclose
information regarding the acoustic data acquired in the 2010 HICEAS
survey. Substantial acoustic data was acquired during that survey, but
NMFS still has not provided any meaningful analysis of that data or,
for example, any basic indication of how many false killer whale
vocalizations have been identified in the acoustic data. The acoustic
data from the 2010 HICEAS survey contains information directly relevant
to false killer whale abundance, and it must be analyzed by NMFS and
reported in the false killer whale SAR, which must be based on the best
available scientific information.
Response: Analysis of the acoustic data is a labor intensive and
time-consuming process, particularly as automated methods for
detection, classification, and localization are still improving. There
were many changes in array hardware during the survey, further
complicating streamlined analyses of these data. Portions of the data
have been analyzed to verify species identification, assess sub-group
spatial arrangements, or other factors. A full-scale analyses of this
dataset for abundance is likely not appropriate, though NMFS is further
evaluating this in light of planning for upcoming HICEAS surveys.
Comment 46: The draft SAR assigns a recovery factor of 0.5 to the
Pelagic Stock of false killer whales, which is the value typically
assigned to depleted or threatened stocks, or stocks of unknown status,
with a mortality estimate CV of 0.3 or less. However, the Pelagic Stock
is not depleted or threatened, nor is its status unknown. Since NMFS
began estimating Hawaii false killer whale abundance in 2000, as more
data have been obtained, more whales have been observed and the
population estimates have increased from 121 in 2000 (a recognized
underestimate for all false killer whales in the EEZ) to 268 in 2005,
[[Page 38686]]
484 in 2007, 1,503 in 2013, and 1,540 at present. Similarly, the
incidence of fishery interactions with the Pelagic Stock has not
decreased, nor has the rate of false killer whale depredation of
fishing lines decreased (if anything, it has increased). All of the
available data contradict any hypothesis that false killer whales in
the Hawaii EEZ are decreasing. This status should be accurately
reflected with a recovery factor that is greater than 0.5 (i.e., closer
to 1.0 than to 0.5).
Response: This comment has been addressed previously (see 80 FR
50599, August 20, 2015, comment 36). Reanalysis of existing datsets to
derive more precise estimates does not consititute an increase in
population size. There are two EEZ-wide estimates of abundance and the
current status of pelagic false killer whales is unknown. This
population may be reduced given fishing pressures within and outside of
the EEZ over several decades. The status of Hawaii pelagic false killer
whales is considered unknown because there are no trend data available
to evaluate whether the population is increasing, stable, or declining.
The recovery factor for Hawaii pelagic false killer whales will remain
0.5, as indicated, for a stock with a CV for the mortality and serious
injury rate estimate that is less than or equal to 0.30.
Comment 47: HLA appreciates that NMFS has now acknowledged that the
range of the MHI insular false killer whale stock (``Insular Stock'')
should be modified, based upon the best available scientific
information. Although the range reported in the draft 2015 SAR is still
overbroad (i.e., it encompasses areas where no Insular Stock animals
have been observed), it is a much more accurate representation of the
Insular Stock's range than has been reported in previous SARs.
Response: NMFS reassessed the stock range of all three stocks of
false killer whales in Hawaii based on all data available. NMFS will
consider future stock boundary revisions if new data become available
that indicate the revised stock boundary should be reconsidered.
Comment 48: As with past draft SARs, the draft 2015 SAR attributes
M/SI by the deep-set fishery to the Insular Stock. For at least the
following two reasons, these attributions are inappropriate and
contrary to the best available scientific information. First, there has
never been a confirmed interaction between the deep-set fishery and an
animal from the Insular Stock. Although there is anecdotal evidence of
Insular Stock interactions with nearshore shortline fisheries and other
small-scale fishing operations, none of these are documented or
reliably reported and none implicate the Hawaii-based longline
fisheries, which have been excluded from nearshore fishing grounds for
many years.
Second, as NMFS recognizes in the draft 2015 SAR, the range for the
Insular Stock is, appropriately, much smaller than was previously
assumed by NMFS. When this new range is taken into account, along with
the TRP-based year-round closure of the area to the north of the MHI,
there is only a very, very small area in which longline fishing may
overlap with the assumed range of the Insular Stock. No false killer
whale interaction by the deep-set fishery has ever occurred in this
area. It is therefore incorrect, and contrary to the best available
information, to state that the deep-set fishery, as currently
regulated, is ``interacting with'' the Insular Stock.
Response: The commenter is correct that using the new MHI insular
false killer whale stock range and the longline exclusion area required
under the FKWTRP, there is little overlap between the MHI insular stock
and the longline fishery. However, there are still small areas of
overlap and fishing effort in this area is non-zero. It is rare that
the stock-identity of a hooked or entangled whale can be determined,
and as such NMFS follows the GAMMS and apportions those takes of
unknown stock to all stocks within the fishing area. NMFS has carried
out this apportionment based on the distribution of fishing effort in
areas of overlap between stocks and the fishery.
Comment 49: The substantial revision to the minimum population
estimate for the Insular Stock is unexplained, and NMFS' assumption
that the Insular Stock has declined is speculative.
Response: NMFS makes no assumption that MHI insular stock abundance
has declined in the last year (see response to Comment 38). The minimum
estimate reflects the number of individuals enumerated during the
stated period and may reflect not only changes in actual population
abundance, but also changes in encounter rates due to survey location
or animal distribution.
Comment 50: The proration assumptions used in the draft 2015 SAR do
not reflect the best available scientific information. The 2015 draft
SAR, like previous SARs, continues to allocate additional false killer
whale interactions to the fisheries in a manner that lacks a rational
basis. HLA incorporates by reference its objections to NMFS's
attributions for ``blackfish'' interactions and for interactions in
which no injury determination has been made. In addition, NMFS's new
method for allocating false killer whale interactions within the EEZ is
not appropriate for interactions that occur with the shallow-set
fishery, which has 100% observer coverage. All shallow-set fishery
interactions should be attributed based only on the location of the
interaction because those interactions are not extrapolated.
Response: False killer whale bycatch proration reflects the best
available information on the species and injury status of cetaceans
observed hooked or entangled in the longline fishery. First, NMFS
prorates injuries with a status of ``cannot be determined'' (CBD)
according to the ratio of known serious and non-serious injuries. To
treat all CBD cases as non-serious would be a clear under-
representation of total M/SI within the fishery. This proration is
supported within the GAMMS, judged by NMFS, and supported by external
peer-review, as the best approach for appropriately accounting for
injuries whose injury status cannot be determined based on the
information provided by the observer. Second, when a species code of
``unidentified blackfish'' has been assigned to an interaction by the
NMFS Pacific Islands Regional Office Observer Program, the Program has
determined that the species identity is either false killer whale or
short-finned pilot whale. This species assignment is much more specific
than ``unidentified cetacean'' (there are 52 cetacean species). Because
the species identity is known within two possible candidates, NMFS has
used all other interactions with those two species to develop a
proration model for assigning these blackfish interactions to be false
killer whales or short-finned pilot whales. All available interaction
data inform the proration scheme. Cetacean interactions with a species
identity of ``unidentified cetacean'' are not currently prorated to any
specific species and are therefore not included in any assessment of
mortality and serious injury.
NMFS appreciates that the explanation for the proration of shallow-
set fishery interactions was not entirely clear within the draft SAR
and has updated the language to be more explicit about the treatment of
interactions within that fishery. Shallow-set fishery interactions have
not been extrapolated or prorated among regions. Shallow-set fishery
interactions are only prorated among stocks if the take occurred within
an overlap zone.
Comments on Alaska Regional Reports
Comment 51: Among its comments on the draft 2014 SARs, the
Commission
[[Page 38687]]
recommended that NMFS: (1) ``provide an update on the status of the
development of a statewide program for monitoring subsistence hunting
and harvests,'' and (2) ``[adjust] the language in the SARs . . . to
reflect these efforts and address the concerns about [the]
shortcoming[s]'' with regard to reporting subsistence harvests. The
Commission recognizes and appreciates the corresponding updates made by
NMFS to the draft 2015 SARs for ringed, ribbon, and bearded seals, and
encourages NMFS to continue to provide updated information wherever it
is available, even if only for a limited number of villages or a subset
of years. In addition, the Commission recommends that NMFS pursue the
funding necessary for more comprehensive surveys of native harvests of
marine mammals. The Commission is open to providing what support it can
to NMFS' survey efforts and to helping address the lack of funding for
such a program.
Response: NMFS recently conducted a protected species science
program review of the Alaska Fisheries Science Center (AFSC). The
review generated several recommendations. Recommendation 1.6 directs
NMFS to pursue support for bycatch and harvest monitoring in
particularly risky fisheries or regions. The AFSC response notes that
monitoring harvest levels is currently unfunded, and while resources
are limited the AFSC will work with the NMFS Alaska Regional Office to
develop a joint list of priorities for understanding harvest levels so
both entities can solicit additional resources and coordinate to
achieve this objective. We welcome the opportunity to collaborate with
other organizations, including the Commission, who might have funding
to support this critical information need.
Comment 52: In the draft 2014 SAR for the North Pacific stock of
right whales, NMFS has removed the following statement at the end of
the PBR section: ``Regardless of the PBR level, because this species is
listed under the Endangered Species Act and no negligible impact
determination has been made, no human-caused takes of this population
are authorized; PBR for this stock is 0.'' Elsewhere the report states
that the eastern stock of North Pacific right whales ``is currently the
most endangered stock of large whales in the world for which an
abundance estimate is available.'' In addition, NMFS acknowledges that,
given documented threats to North Atlantic right whales, North Pacific
right whales are at risk of entanglement in fishing gear and ship
strike, and that because of limited information on the population, and
limited stranding program coverage in Alaska, these risks cannot be
easily quantified. The calculated PBR of 0.05 for this stock suggests
that the population could sustain one take in twenty years. However,
only one-third of the population of approximately 30 individuals is
female; therefore, the loss of just one female would have serious
consequences for population recovery. Given the status of the
population, the risks it faces, and the extreme uncertainty about the
magnitude of those risks, the Commission recommends that NMFS replace
the statement above with a statement that recognizes that the stock
cannot sustain any losses and therefore PBR should be set at zero.
Response: Pursuant to section 117 of the MMPA, NMFS has included an
estimate of the stock's PBR in the SAR. However, this calculated PBR is
considered unreliable because the stock's population dynamics do not
conform to underlying assumptions about the population growth model for
marine mammals in the PBR equation. Therefore, we will add the
following sentence to the end of the PBR section in the final 2015
North Pacific right whale SAR: ``However, because the North Pacific
right whale population is far below historical levels and considered to
include less than 30 mature females, the calculated value for PBR is
considered unreliable.''
Comment 53: We disagree with the draft SARs change of PBR for the
North Pacific right whale from 0 to 0.05, which would be the equivalent
to one take every 20 years because there is no take from this
population that will allow the stock to reach its OSP. The low
abundance in and of itself may inhibit recovery. One example is that
Pacific right whales rarely have epibiotic barnacles, possibly because
the barnacles have declined at the same time as the whales; and, thus,
the whales have now lost protection that barnacles offered from killer
whale attacks. The low estimated minimum abundance (25.7) for this
population dictates that there is no take level that will not
negatively affect recovery; thus, PBR ought to be zero until the
population increases to a point where the Allee effect is weak or non-
existent. NMFS' reliance on a purely quantitative definition of PBR
leads to illogical results because PBR will essentially never be
calculated to be zero unless the minimum population estimate is zero.
NMFS recognized as much in the 2014 SAR when it assigned a PBR of 0,
irrespective of the result of the calculation, because the species is
listed under the ESA, no negligible impact determination has been made,
and no human-caused takes of this population were authorized. And
NMFS's treatment of PBR for North Pacific right whales is entirely
inconsistent with its approach for North Atlantic right whales, which
were assigned a PBR of 0 when the minimum population estimate was 345
individuals, because of the significant threat of extinction facing the
population.
Response: See response to Comment 52.
Comment 54: In general, the SARs' estimation of animals being
killed or seriously injured in commercial fisheries is inadequate, and
it is misleading to assume no serious injury of mortality occurs where
a fishery has not been observed. The Alaska SRG noted that the
federally-managed fisheries generally provide estimates of marine
mammal takes but that state-managed nearshore fisheries, ``especially
those using gillnets, operate in areas used by large numbers of marine
mammals and use gear types known to catch mammals, turtles, and
seabirds worldwide.'' The SRG notes that more than half of the state-
managed Category II fisheries that were to be observed through the
Alaska Marine Mammal Observer Program have not been observed at all. It
is vital that NMFS meet its obligations to provide updated information
on fisheries interacting with the estimated level of mortality and
serious injury to which stocks are subjected by commercial fisheries.
Response: NMFS acknowledges the need to provide updated estimations
of marine mammal M/SI for fisheries that interact with marine mammals.
While many federal fisheries in Alaska are regularly observed, with
marine mammal M/SI data collected, the agency does not have sufficient
resources to fully monitor all Alaska state-managed salmon gillnet
fisheries. With the implementation of the 1994 amendments to the MMPA,
the process for classifying commercial fisheries under the annual List
of Fisheries was revised to take into account each marine mammal
stock's PBR level relative to a fishery's M/SI from each marine mammal
stock. NMFS has maintained in the two decades since then that observer
data is the most reliable source of M/SI estimates. Although some
anecdotal information on marine mammal M/SI does come from stranding
and fishermen's self-reports, that information is not considered as
comprehensive or statistically reliable as observer data.
[[Page 38688]]
With implementation of section 118 of the MMPA amendments in 1994,
eight Alaska state-managed salmon gillnet fisheries were classified as
Category II fisheries (per 50 CFR 229.2), despite a lack of observer
data on incidental M/SI or in some cases even anecdotal take reports,
to allow for future collection of statistically reliable M/SI data.
This action was based on the understanding that gillnets are known to
incidentally catch marine mammals in the rest of the United States and
throughout the world. Of those eight fisheries, five fisheries have
been observed, once each for a two-year period (although the Southeast
Alaska salmon drift gillnet fishery has been observed in only a portion
of its range to date). The remaining three unobserved fisheries from
that original list of eight are the Bristol Bay salmon set and drift
gillnet fisheries and the Alaska Peninsula salmon set gillnet fishery.
Three other salmon gillnet fisheries were observed prior to 1994 and
have not been observed again. NMFS acknowledges that this level of
coverage since the 1994 MMPA amendments does not adequately meet the
need for robust, timely M/SI estimates that the section 118 framework
for fishery-marine mammal interactions requires. If a fishery has
previously been observed, but is not currently observed, the estimates
derived from available observer data are considered the best available
until they can be updated. If a fishery has never been observed, the
level of marine mammal M/SI is considered unknown. The agency does not
assume that the level of M/SI is zero if a fishery is not observed.
Where necessary, we will clarify this in the Alaska SARs.
As additional resources become available, NMFS will seek to provide
more robust observer coverage of the state-managed Category II gillnet
fisheries in Alaska, including gillnet fisheries that have never been
observed, as well as to update existing M/SI estimates. However, NMFS
is reviewing ways to assess the marine mammal M/SI in these fisheries
in a more economical manner.
Comment 55: While we applaud the recent research into harbor
porpoises in Southeast Alaska, it appears that too little data
collection has occurred to prevent undetected population declines. We
request with urgency that: (1) NMFS redefine the SE AK harbor porpoise
stock into two stocks--one at Glacier Bay/Icy Strait and one near
Wrangell and Zarembo Islands, and (2) require observer coverage in the
salmon and Pacific herring fisheries, which may be contributing to the
decline in the Wrangell and Zarembo stock. The draft SARs note that
Dahlheim et al. (2015) suggest that these areas may represent different
subpopulations and incidental takes from commercial fisheries are
concerning. In this situation, the benefit of the doubt should go to
conservation of the marine mammals. We note that Chairman Lowry of the
SRG stated that harbor porpoise are at the top of the SRG's list of
concerns. We hope that the final SARs can address this concern by
identifying two separate stocks of harbor porpoise in Southeast Alaska.
Response: There are two key issues: Available data and process.
Prior to developing the draft 2015 SAR for Southeast Alaska harbor
porpoise, Alaska Fisheries Sceince Center (AFSC)'s Marine Mammal
Laboratory (MML) staff discussed available information on Southeast
Alaska harbor porpoise groups with experts on harbor porpoise on the
west coast and in Alaska. The group of experts discussed multiple lines
of evidence that might support at least two separate stocks, and they
identified additional supporting studies, including genetics and
satellite tagging, which would be useful in making this determination.
NMFS is supporting such studies as resources are available. In the
meantime, NMFS used information provided in Dahlheim et al. (2015) to
calculate an Nmin and putative PBR level for the harbor porpoise group
in the Wrangell and Zarembo Islands area of the inside waters of
Southeast Alaska in the draft 2015 SARs and will be using information
in Dahlheim et al. (2015) to calculate an Nmin and putative PBR level
for the concentrations of harbor porpoise in the northern and southern
regions of the inside waters of Southeast Alaska in the draft 2016
SARs. NMFS will evaluate whether these harbor porpoise groups should be
considered ``prospective stocks'' in future SARs and will continue to
review new information on harbor porpoise to assess whether formal
designation of multiple stocks in Southeast Alaska is appropriate.
Identification of a new stock is considered a major change to a SAR
and should be proposed in a draft SAR so it has the benefit of being
reviewed by the SRG and the public. NMFS does not make a change like
this in a final SAR but will consider making this change in a future
draft SAR for this stock if the available data support such a change.
Further, Category II fisheries, including many of the Alaska state-
managed gillnet fisheries, are already subject to observer coverage.
See response to Comment 29 regarding prioritizing observer coverage and
funding.
Comment 56: NMFS updated the assessment for humpback whale, Central
North Pacific stock, based on an unpublished multi-strata model (Wade
et al., in review) that, to our knowledge, is not publicly available
and thus cannot be commented upon effectively. Peer-reviewed literature
should be a primary source of information for SARs.
Response: Since Wade et al. (in review) has not been published, we
have removed the updated population estimates (based on this paper)
from the final 2015 Central North Pacific and Western North Pacific
humpback whale SARs.
Comment 57: NMFS has declared a large whale UME because of elevated
strandings since May 2015. Through December 1, 2015, there have been 45
large whales stranded, at least eleven of which were fin whales (as of
mid-August). The SARs should reflect updated information on the extent
of the strandings in order to provide relevant context for the
information reported in the SARs.
Response: We will add information about the Large Whale UME in the
western Gulf of Alaska to the draft 2016 Northeast Pacific fin whale,
Central North Pacific humpback whale, and Western North Pacific
humpback whale SARs.
Comment 58: The SARs should incorporate known data about spatial
and temporal overlap of bowhead whales and Alaska fisheries in order to
approximate areas and times of highest risk of entanglements that may
go unobserved or unreported. The draft SAR notes a couple of incidents
of historical entanglements of bowhead whales in commercial fisheries
in Alaska, but should be updated to acknowledge the spatial overlap of
certain fisheries with this stock, per Citta et al. (2014).
Response: NMFS has updated the Fisheries Information section of the
final 2015 Western Arctic bowhead whale SAR to incorporate a reference
to Citta et al.'s (2014) findings on the stock's spatial and temporal
overlap with commercial pot fisheries in the Bering Sea.
Comment 59: The discussion of habitat concerns for bowhead whale
should be updated to recognize the work of Blackwell et al. (2015),
which showed that bowhead whales exhibit different behavioral responses
depending on noise thresholds when in proximity to seismic operations.
Calling rates first increase when the initial airgun pulses are
detected, then decrease rapidly when airgun sounds exceed a threshold.
[[Page 38689]]
Response: NMFS has updated the Habitat Concerns section of the
final 2015 Western Arctic bowhead whale SAR with a reference to
Blackwell et al.'s (2015) study.
Dated: June 9, 2016.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2016-14015 Filed 6-13-16; 8:45 am]
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