Fisheries of the Exclusive Economic Zone Off Alaska; Bycatch Management in the Bering Sea Pollock Fishery, 37534-37556 [2016-13697]
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crossing. The installation of a crossbuck,
yield or stop sign, flashing lights, or
gates that will be in place for less than
six months does not constitute a
‘‘change in warning device’’ for
purposes of this subpart.
8. The heading of § 234.413 is revised
to read as follows:
■
§ 234.413
*
*
Recordkeeping.
*
*
*
9. In Appendix A to Part 234, place
the entry for subpart F in alphabetical
order, and revise the entries under
subpart F to read as follows:
■
APPENDIX A TO PART 234—SCHEDULE OF CIVIL PENALTIES 1
Section
*
*
Violation
*
*
*
*
Willful violation
*
Subpart F—Highway-Rail and Pathway Crossing Inventory Reporting
§ 234.403 Submission of data to the Crossing Inventory:
(b) Failure to complete Inventory Form (or electronic equivalent) in accordance with the Inventory Guide ...
(c) Class I railroad failure to submit crossing data to the Crossing Inventory electronically ...........................
§ 234.405 Submission of initial data to the Crossing Inventory for previously unreported crossings
(a) Primary operating railroad failure to timely submit an accurate Inventory Form (or electronic equivalent)
to the Crossing Inventory for previously unreported crossing ......................................................................
(b) Operating railroad failure to timely submit accurate partial crossing data to the Crossing Inventory for
previously unreported crossing .....................................................................................................................
(c) Operating railroad failure to provide written notification to FRA that the primary operating railroad failed
to timely report previously unreported crossing ............................................................................................
§ 234.407 Submission of initial data to the Crossing Inventory for new crossings:
(a) Primary operating railroad failure to timely submit an accurate Inventory Form (or electronic equivalent)
to the Crossing Inventory for new crossing ..................................................................................................
(b) Operating railroad failure to timely submit accurate partial crossing data to the Crossing Inventory for
new crossing .................................................................................................................................................
(c) Operating railroad failure to provide written notification to FRA that the primary operating railroad failed
to timely report new crossing ........................................................................................................................
§ 234.409 Submission of periodic updates to the Crossing Inventory:
(a) Primary operating railroad failure to timely submit up-to-date and accurate crossing data to the Crossing Inventory for highway-rail or pathway crossing ......................................................................................
(b) Operating railroad failure to timely submit up-to-date and accurate partial crossing data to the Crossing
Inventory for highway-rail or pathway crossing ............................................................................................
§ 234.411 Changes requiring submission of updated information to the Crossing Inventory:
(a) Failure to timely report crossing sale to the Crossing Inventory ................................................................
(b) Primary operating railroad failure to timely report crossing closure to the Crossing Inventory .................
(c) Primary operating railroad failure to timely submit up-to-date and accurate crossing data to the Crossing Inventory after change in crossing characteristics .................................................................................
§ 234.413 Recordkeeping ......................................................................................................................................
§ 234.415 Electronic Recordkeeping .......................................................................................................................
$1,000
1,000
$2,000
2,000
2,500
5,000
2,500
5,000
1,000
2,000
2,500
5,000
2,500
5,000
1,000
2,000
2,500
5,000
2,500
5,000
2,500
2,500
5,000
5,000
2,500
1,000
1,000
5,000
2,000
2,000
1 A penalty may be assessed against an individual only for a willful violation. The Administrator reserves the right to assess a penalty of up to
$105,000 for any violation where circumstances warrant. See 49 CFR part 209, appendix A. To facilitate the assessment of penalty amounts, the
specific types of violations of a given section are sometimes designated by the paragraph of the section (e.g., ‘‘(a)’’) and a code not corresponding to the legal citation for the violation (e.g., ‘‘(1)’’), so that the complete citation in the penalty schedule is e.g., ‘‘(a)(1).’’ FRA reserves
the right to revise the citation of the violation in the Summary of Alleged Violations issued by FRA in the event of litigation.
Issued in Washington, DC, on May 20,
2016, under the authority set forth in 49 CFR
1.89(b).
Sarah E. Feinberg,
Administrator.
[FR Doc. 2016–13516 Filed 6–9–16; 8:45 am]
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 150629562–6447–02]
BILLING CODE 4910–06–P
RIN 0648–BF25
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Fisheries of the Exclusive Economic
Zone Off Alaska; Bycatch Management
in the Bering Sea Pollock Fishery
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues this final rule to
implement Amendment 110 to the
SUMMARY:
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Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands management area
(FMP). Amendment 110 and this final
rule improve the management of
Chinook and chum salmon bycatch in
the Bering Sea pollock fishery by
creating a comprehensive salmon
bycatch avoidance program. This action
is necessary to minimize Chinook and
chum salmon bycatch in the Bering Sea
pollock fishery to the extent practicable
while maintaining the potential for the
full harvest of the pollock total
allowable catch (TAC) within specified
prohibited species catch (PSC) limits.
Amendment 110 is intended to promote
the goals and objectives of the
Magnuson-Stevens Fishery
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Federal Register / Vol. 81, No. 112 / Friday, June 10, 2016 / Rules and Regulations
Conservation and Management Act, the
FMP, and other applicable laws.
DATES: Effective July 11, 2016.
ADDRESSES: Electronic copies of
Amendment 110 and the Environmental
Assessment (EA)/Regulatory Impact
Review (RIR) prepared for this action
(collectively the ‘‘Analysis’’), and the
Environmental Impact Statement (EIS)
prepared for Amendment 91 to the FMP
may be obtained from
www.regulations.gov or from the NMFS
Alaska Region Web site at https://
alaskafisheries.noaa.gov. All public
comments submitted during the
comment periods may be obtained from
www.regulations.gov.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this rule may
be submitted by mail to NMFS Alaska
Region, P.O. Box 21668, Juneau, AK
99802–1668, Attn: Ellen Sebastian,
Records Officer; in person at NMFS
Alaska Region, 709 West 9th Street,
Room 420A, Juneau, AK; by email to
OIRA_Submission@omb.eop.gov; or by
fax to 202–395–5806.
FOR FURTHER INFORMATION CONTACT:
Gretchen Harrington or Alicia Miller,
907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fisheries in the
exclusive economic zone of the Bering
Sea and Aleutian Islands Management
Area (BSAI) under the FMP. The North
Pacific Fishery Management Council
(Council) prepared the FMP under the
authority of the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act), 16 U.S.C.
1801 et seq. Regulations governing U.S.
fisheries and implementing the FMP
appear at 50 CFR parts 600 and 679.
NMFS published the Notice of
Availability for Amendment 110 in the
Federal Register on January 8, 2016 (81
FR 897), with comments invited through
March 8, 2016. NMFS published the
proposed rule to implement
Amendment 110 on February 3, 2016
(81 FR 5681), with comments invited
through March 4, 2016. The Secretary of
Commerce approved Amendment 110
on March 29, 2016. NMFS received 15
comment letters containing 27 unique
substantive comments on the FMP
amendment and proposed rule. A
summary of these comments and the
responses by NMFS are provided under
the heading Response to Comments
below.
A detailed review of the provisions of
Amendment 110, the proposed
regulations to implement Amendment
110, and the rationale for these
regulations is provided in the preamble
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to the proposed rule (81 FR 5681,
February 3, 2016) and is briefly
summarized in this final rule. The
preamble to the proposed rule describes
1) the Bering Sea pollock fishery, 2)
salmon bycatch in the Bering Sea
pollock fishery, 3) the importance of
salmon in western Alaska, 4)
management of salmon bycatch in the
BSAI, 5) objectives of and rationale for
Amendment 110 and the implementing
regulations, 6) proposed salmon bycatch
management measures, 7) proposed
changes to monitoring and enforcement
requirements, and 8) other regulatory
changes in the proposed rule.
Amendment 110 and this final rule
apply to owners and operators of
catcher vessels, catcher/processors,
motherships, inshore processors, and
the six Western Alaska Community
Development Quota (CDQ) Program
groups participating in the pollock
(Gadus chalcogrammus) fishery in the
Bering Sea. The Bering Sea pollock
fishery is managed under the American
Fisheries Act (AFA) (16 U.S.C. 1851
note) and the Magnuson-Stevens Act.
The AFA defines the sectors of the
Bering Sea pollock fishery, determines
which vessels and processors are
eligible to participate in each sector,
establishes allocations of Bering Sea
pollock total TAC to each sector as
directed fishing allowances, and
establishes excessive share limits for
harvesting pollock. As required by
section 206(b) of the AFA, NMFS
allocates a specified percentage of the
Bering Sea pollock TAC to each of the
three AFA fishery sectors: 1) 50 percent
to catcher vessels delivering to inshore
processors, called the ‘‘inshore sector’’;
2) 40 percent to catcher/processors and
catcher vessels delivering to those
catcher/processors, called the ‘‘catcher/
processor sector’’; and 3) 10 percent to
catcher vessels harvesting pollock for
processing by motherships, called the
‘‘mothership sector.’’
Pollock is harvested with trawl
vessels that tow large nets through the
water. Pollock can occur in the same
locations as Chinook salmon and chum
salmon. Consequently, Chinook salmon
and chum salmon are incidentally
caught in the nets as fishermen target
pollock.
Section 3 of the Magnuson-Stevens
Act defines bycatch as fish that are
harvested in a fishery, which are not
sold or kept for personal use. Therefore,
Chinook salmon and chum salmon
caught in the pollock fishery are
considered bycatch under the
Magnuson-Stevens Act, the FMP, and
NMFS regulations at 50 CFR part 679.
Bycatch of any species, including
discard or other mortality caused by
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fishing, is a concern of the Council and
NMFS. National Standard 9 and section
303(a)(11) of the Magnuson-Stevens Act
require the Council to recommend, and
NMFS to implement, conservation and
management measures that, to the
extent practicable, minimize bycatch
and bycatch mortality.
The bycatch of culturally and
economically valuable species like
Chinook salmon and chum salmon,
which are fully allocated and, in some
cases, facing conservation concerns, are
categorized as prohibited species under
the FMP. They are the most regulated
and closely managed category of
bycatch in the groundfish fisheries off
Alaska, and specifically in the pollock
fishery. In addition to Pacific salmon,
other species including steelhead trout,
Pacific halibut, king crab, Tanner crab,
and Pacific herring are also classified as
prohibited species in the groundfish
fisheries off Alaska. Fishermen must
avoid salmon bycatch and any salmon
caught must either be donated to the
Prohibited Species Donation (PSD)
Program (see § 679.26), or returned to
Federal waters as soon as practicable,
with a minimum of injury, after an
observer has determined the amount of
salmon bycatch and collected any
scientific data or biological samples.
The Council and NMFS have been
concerned about the potential impact of
Chinook and chum salmon bycatch on
returns to western Alaska given the
relatively large proportion of bycatch
from western Alaska that occurs in the
pollock fishery. Chinook salmon and
chum salmon destined for western
Alaska support commercial,
subsistence, sport, and personal use
fisheries. The State of Alaska (State)
manages the salmon commercial,
subsistence, sport, and personal use
fisheries. The Alaska Board of Fisheries
adopts regulations through a public
process to conserve salmon and to
allocate salmon to the various users.
The first management priority is to meet
spawning escapement goals to sustain
salmon resources for future generations.
The next priority is for subsistence use
under both State and Federal law.
Salmon is a primary subsistence food in
some areas. Subsistence fisheries
management includes coordination with
U.S. Federal agencies where Federal
rules apply under the Alaska National
Interest Lands Conservation Act.
Section 3.4 of the Analysis describes the
State and Federal management process.
Appendix A–4 of the Analysis provides
an overview of the importance of
subsistence salmon harvests and
commercial salmon harvests.
Over the last 20 years, the Council
and NMFS have adopted and
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implemented several management
measures to limit salmon bycatch in the
BSAI trawl fisheries, and particularly in
the pollock fishery. Most recently,
NMFS implemented Amendment 84 to
the FMP to enhance the effectiveness of
salmon bycatch measures (72 FR 61070,
October 29, 2007) and Amendment 91 to
the FMP to provide incentives to
minimize Chinook salmon bycatch to
the extent practicable (75 FR 53026,
August 30, 2010).
Amendment 84 exempted pollock
vessels from Chinook Salmon Savings
Area and Chum Salmon Savings Area
closures in the Bering Sea if they
participate in an intercooperative
agreement (ICA) to reduce salmon
bycatch. Amendment 84 also exempted
vessels participating in non-pollock
trawl fisheries in the Bering Sea from
area closures because these fisheries
intercept minimal amounts of salmon.
Additional information on the
provisions of Amendment 84 is
provided in the final rule prepared for
that action (72 FR 61070, October 29,
2007).
Amendment 91 was implemented to
manage Chinook salmon bycatch in the
pollock fishery. Amendment 91
combined a limit on the amount of
Chinook salmon that may be caught
incidentally with a novel approach
designed to minimize bycatch to the
extent practicable in all years and
prevent bycatch from reaching the limit
in most years, while providing the fleet
the flexibility to harvest the total
allowable catch (TAC) of Bering Sea
pollock. Amendment 91 removed
Chinook salmon from the Amendment
84 regulations, and established two
Chinook salmon PSC limits for the
pollock fishery—60,000 and 47,591
Chinook salmon. Under Amendment 91,
the PSC limit is 60,000 Chinook salmon
if some, or all, of the pollock fishery
participates in an industry-developed
contractual arrangement, called an
incentive plan agreement (IPA). An IPA
establishes a program to minimize
bycatch at all levels of Chinook salmon
abundance. Participation in an IPA is
voluntary; however, any vessel or CDQ
group that chooses not to participate in
an IPA is subject to a restrictive opt-out
allocation (also called a backstop cap).
Since Amendment 91 was implemented,
all AFA vessels (i.e., vessels authorized
to directed fish for Bering Sea pollock)
have participated in an IPA. Additional
information on the provisions of
Amendment 91 is provided in the final
rule prepared for that action (75 FR
53026, August 30, 2010).
The following sections describe 1) the
salmon bycatch management measures
implemented with Amendment 110 and
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this final rule, 2) the changes from
proposed to final rule, and 3) response
to comments.
Amendment 110 and This Final Rule
The objective of Amendment 110 and
this final rule is to create a
comprehensive salmon bycatch
avoidance program that works more
effectively than current management to
avoid Chinook salmon bycatch and
Alaska-origin chum salmon bycatch in
the pollock fishery. The Council and
NMFS recognize that salmon are an
extremely important resource to
Alaskans who depend on local fisheries
for their sustenance and livelihood.
Amendment 110 and this final rule
adjust the existing Chinook salmon
bycatch program to incorporate revised
chum salmon bycatch measures into the
existing IPAs. Amendment 110 and this
final rule are designed to consider the
importance of continued production of
critical chum salmon runs in western
Alaska by focusing on bycatch
avoidance of Alaskan chum salmon
runs. Historically, western Alaska chum
salmon run strength has varied
substantially and chum salmon are
important to the subsistence lifestyle of
Alaskans. Amendment 110 and this
final rule also provide additional
protections to chum salmon stocks other
than those from western Alaska,
recognizing that most of the nonwestern Alaska chum salmon are likely
from Asian hatcheries.
In addition, the Council and NMFS
sought to provide greater incentives to
avoid Chinook salmon by strengthening
existing incentives during times of
historically low Chinook salmon
abundance in western Alaska. Thus, the
management measures included in
Amendment 110 focus on retaining the
incentives to avoid Chinook salmon
bycatch at all levels of abundance as
intended by Amendment 91. Multiple
years of historically low Chinook
salmon abundance have resulted in
significant restrictions for subsistence
users in western Alaska and failure to
achieve conservation objectives. While
Chinook salmon bycatch impact rates
have been low under Amendment 91,
the Council and NMFS determined that
there is evidence that improvements
could be made to ensure the program is
reducing Chinook salmon bycatch at
low levels of salmon abundance. An
analysis of the possible improvements is
provided in Section 3.5.3 of the
Analysis.
Amendment 110 and this final rule—
• incorporate chum salmon
avoidance into the IPAs established
under Amendment 91 to the FMP, and
remove the non-Chinook salmon
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bycatch reduction ICA previously
established under Amendment 84 to the
FMP;
• modify the requirements for the
content of the IPAs to increase the
incentives for fishermen to avoid
Chinook salmon;
• change the seasonal apportionments
of the pollock TAC to allow more
pollock to be harvested earlier in the
year when Chinook salmon PSC use
tends to be lower;
• reduce the Chinook salmon PSC
limit and performance standard in years
with low Chinook salmon abundance in
western Alaska; and
• improve the monitoring of salmon
bycatch in the pollock fishery.
Incorporate Chum Salmon Avoidance
Into the Incentive Plan Agreements
(IPAs)
Amendment 110 and this final rule
incorporate chum salmon avoidance,
and the important chum salmon
avoidance features of the Amendment
84 ICAs, into the IPAs established under
Amendment 91. This final rule removes
the Amendment 84 implementing
regulations at § 679.21(g). However,
Amendment 110 and this final rule
maintain the current non-Chinook
salmon PSC limit of 42,000 fish and the
closure of the Chum Salmon Savings
Area to the pollock fishery when the
42,000 non-Chinook salmon PSC limit
has been reached. Vessels that
participate in an IPA are exempt from
the Chum Salmon Savings Area closure.
The purpose of maintaining the nonChinook salmon PSC limit and the
Chum Salmon Savings Area closure is to
provide additional incentives for vessels
to join an IPA, and to serve as back-stop
chum salmon bycatch management
measures for those vessels that choose
not to participate in an IPA.
To incorporate chum salmon into the
IPAs, this final rule modifies the
required contents of the IPAs at
§ 679.21(f)(12), to include the following
eight provisions.
• Incentives for the operator of each
vessel to avoid Chinook salmon and
chum salmon bycatch under any
condition of pollock and Chinook
salmon abundance in all years.
• An explanation of how the
incentives to avoid chum salmon do not
increase Chinook salmon bycatch.
• Rewards for avoiding Chinook
salmon, penalties for failure to avoid
Chinook salmon at the vessel level, or
both.
• An explanation of how the
incentive measures in the IPA are
expected to promote reductions in a
vessel’s Chinook salmon and chum
salmon bycatch rates relative to what
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might have occurred in absence of the
incentive program.
• An explanation of how the
incentive measures in the IPA promote
Chinook salmon savings and chum
salmon savings in any condition of
pollock abundance or Chinook salmon
abundance and influence the vessel
operator’s decisions to avoid Chinook
salmon and chum salmon.
• An explanation of how the IPA
ensures that the operator of each vessel
governed by the IPA will manage that
vessel’s Chinook salmon bycatch to
keep total bycatch below the
performance standard for the sector in
which the vessel participates.
• An explanation of how the IPA
ensures that the operator of each vessel
governed by the IPA will manage that
vessel’s chum salmon bycatch to avoid
areas and times where the chum salmon
are likely to return to western Alaska.
• The rolling hot spot program for
salmon bycatch avoidance and the
agreement to provide notifications of
closure areas and any violations of the
rolling hot spot program to at least one
third party group representing western
Alaskans who depend on salmon and do
not directly fish in a groundfish fishery.
This final rule also adds reporting
requirements to the IPA Annual Report
at § 679.21(f)(13) to require the IPA
representative to describe how the IPA
addresses the goals and objectives in the
IPA provisions related to chum salmon.
Section 3.5.2 of the Analysis provides
more detail on adding elements of chum
salmon bycatch management.
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Modify the IPAs To Increase the
Incentives To Avoid Chinook Salmon
Amendment 110 and this final rule
modify the IPAs to increase the
incentives to reduce Chinook salmon
bycatch within the IPAs. To incorporate
additional incentives for Chinook
salmon savings into the IPAs, this final
rule modifies the required contents of
the IPAs at § 679.21(f)(12) to include the
following six provisions.
• Restrictions or penalties targeted at
vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels
fishing at the same time.
• Requirement that vessels enter a
fishery-wide in-season salmon PSC data
sharing agreement.
• Requirement for a rolling hotspot
program that operates throughout the
entire pollock A season (January 20
through June 10) and B season (June 10
through November 1).
• Requirement for the use of salmon
excluder devices, with recognition of
contingencies, from January 20 through
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March 31 and from September 1 until
the end of the B season.
• For savings-credit-based IPAs,
limitation on the salmon savings credits
to maximum of three years.
• Restrictions or performance criteria
to ensure that Chinook salmon PSC rates
in October are not significantly higher
than those achieved in the preceding
months, thereby avoiding late-season
spikes in salmon PSC.
Revise the Bering Sea Pollock Seasonal
Allocations
This final rule changes the allocation
of the Bering Sea pollock TAC between
the A and B seasons at
§ 679.20(a)(5)(i)(B)(1). This final rule
allocates five percent of the pollock
allocation from the B season to the A
season, resulting in new seasonal
apportionments of 45 percent of the
TAC in the A season and 55 percent of
the TAC in the B season. This final rule
maintains the rollover of any remaining
pollock from the A season to the B
season. The revised season allocation
works in conjunction with the new IPA
requirements to shift effort out of the
late B season and provide fishery
participants more flexibility to avoid
Chinook salmon PSC when it tends to
be higher in the late B season.
Reduce the Chinook Salmon
Performance Standard and PSC Limit in
Years of Low Chinook Salmon
Abundance in Western Alaska
Amendment 110 and this final rule
add a new lower Chinook salmon
performance standard and PSC limit for
the pollock fishery in years of low
Chinook salmon abundance in western
Alaska. The Council and NMFS
determined that a lower performance
standard and PSC limit would be
appropriate at low levels of Chinook
salmon abundance in western Alaska
because most of the Chinook salmon
bycatch comes from western Alaska.
These provisions work in conjunction
with the changes to the IPA
requirements to ensure that Chinook
salmon bycatch is avoided at all times,
particularly at low abundance levels.
Each year, NMFS will determine
whether Chinook salmon is at low
abundance based on information
provided by the State. By October 1 of
each year, the State will provide a
Chinook salmon abundance using the 3System Index for western Alaska based
on the post-season in-river Chinook
salmon run size for the Kuskokwim,
Unalakleet, and Upper Yukon aggregate
stock grouping. When this index is less
than or equal to 250,000 Chinook
salmon, NMFS will apply the new lower
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performance standard and low PSC
limit for the following year.
If NMFS determines it is a low
Chinook salmon abundance year, NMFS
will set the performance standard at
33,318 Chinook salmon and the PSC
limit at 45,000 Chinook salmon for the
following fishing year. NMFS will
publish the lower PSC limit and
performance standard in the annual
harvest specifications. In years with no
determination of a low Chinook salmon
abundance, NMFS will manage under
the current 47,591 Chinook salmon
performance standard and 60,000
Chinook salmon PSC limit.
The inclusion of a lower PSC limit
and performance standard is based on
the need to reduce bycatch when these
Chinook salmon stocks are low in order
to minimize the impact of the pollock
fishery on the stocks. Any additional
Chinook salmon returning to Alaska
rivers improves the ability to meet the
State’s spawning escapement goals,
which is necessary for long-term
sustainability of Chinook salmon and
the people reliant on salmon fisheries.
While the performance standard is the
functional limit in the IPAs, the Council
and NMFS determined that the 60,000
PSC limit should also be reduced given
the potential for decreased bycatch
reduction incentives should a sector
exceed its performance standard before
the PSC limit is reached. The reduced
PSC limit is intended to encourage
vessels to avoid bycatch to a greater
degree in years of low abundance, and
to set a maximum permissible PSC limit
that reduces the risk of adverse impact
on stocks in western Alaska during
periods of low abundance.
Changes to Monitoring and Enforcement
Requirements
This final rule amends the monitoring
and enforcement regulations to clarify
and strengthen those implemented
under Amendment 91. These changes—
• revise salmon retention and
handling requirements on catcher
vessels;
• improve observer data entry and
transmission requirements aboard
catcher vessels;
• clarify the requirements applicable
to viewing salmon in a storage
container; and
• clarify the requirements for the
removal of salmon from an observer
sampling station at the end of a haul or
delivery.
This final rule also makes a number
of other revisions to the regulations for
clarity and efficiency. All of these
regulatory changes are detailed in the
preamble to the proposed rule (81 FR
5681, February 3, 2016).
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Change From Proposed to Final Rule
NMFS made no changes to the final
rule in response to comments received
on the proposed rule.
NMFS made three minor changes in
this final rule to reflect final rules
published after NMFS published the
proposed rule for Amendment 110.
First, this final rule removed the
definition of prohibited species quota
(PSQ) reserve because that definition
was corrected in the final rule to
implement halibut PSC limit reductions
under Amendment 111 to the FMP (81
FR 24714, April 27, 2016). Second, this
final rule revises the heading for
§ 679.21(e) that was modified under
regulations that implemented
Amendment 111 to the FMP to clarify
that paragraph (e) applies to PSC limits
for BSAI crab and herring. Third, this
final rule adds the parenthetical phrase
‘‘(except for a catcher/processor placed
in the partial observer coverage category
under paragraph (a)(3) of this section)’’
to § 679.51(e)(1)(iii)(B) to be consistent
with the final rule to allow qualifying
small catcher/processors to be in the
partial observer coverage category under
the North Pacific Groundfish and
Halibut Observer Program (81 FR 17403,
March 29, 2016).
Additionally, this final rule makes a
minor editorial clarification to revise
§ 679.21(f)(2) to clarify that the State
will provide to NMFS an estimate of
Chinook salmon abundance using a the
3-System Index for western Alaska
based on the Kuskokwim, Unalakleet,
and Upper Yukon aggregate stock
grouping.
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Response to Comments
NMFS received 15 comment letters
containing 27 specific comments, which
are summarized and responded to
below. The commenters consisted of
individuals, representatives of the
pollock fishery participants, a
representative of groundfish fishery
participants, Alaska Native
organizations, and the State.
Comment 1: We support the
comprehensive salmon bycatch
avoidance program outlined in the
proposed rule for Amendment 110 and
believe it will be more effective in
meeting the Council’s objectives,
including minimizing salmon bycatch,
responding to changing conditions of
abundance, and avoiding Alaska-origin
salmon stocks.
Response: NMFS acknowledges the
comment.
Comment 2: Consistent genetic stock
composition data show that Alaskaorigin stocks continue to comprise a
majority of the Chinook salmon bycatch
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and almost a quarter of the chum
salmon bycatch in the Bering Sea
pollock fishery. Recognizing the
importance of these stocks to western
Alaska commercial and subsistence
users, and our increased understanding
of the areas and times of year in which
Alaska Chinook and chum salmon
stocks are more predominate in the
bycatch, Amendment 110 provides the
necessary flexibility to respond to and
incorporate new information in the
bycatch avoidance program.
Response: NMFS acknowledges the
comment.
Comment 3: Reducing salmon bycatch
in the Bering Sea pollock fishery is
critical to the future of Chinook salmon
runs. Amendment 110 is urgently
needed because of the dire status of
Chinook salmon stocks in western
Alaska. Amendment 110 and the
proposed regulations are an important
step in further reducing salmon bycatch
in the pollock fishery. Amendment 110
will continue to lower Chinook salmon
bycatch, however, constant vigilance is
required to ensure that the Chinook
salmon PSC limits established in
regulation are never actually met.
Response: NMFS acknowledges the
comment.
Comment 4: It is essential to integrate
chum salmon bycatch measures into the
IPAs and include the accountability and
transparency measures.
Response: Amendment 110 and this
final rule incorporate chum salmon
avoidance measures into the IPAs
established for Chinook salmon bycatch
management under Amendment 91.
Incorporating chum salmon into the
IPAs provides measures to prevent high
chum salmon bycatch, while also giving
participants in the pollock fishery the
flexibility to use coordinated
management under the IPAs to adapt
quickly to changing conditions. The
Council determined and NMFS agreed
that Amendment 110 and this final rule
strike an appropriate balance between
regulatory requirements and adaptive
management necessary for chum salmon
bycatch management.
Comment 5: Make sure the theoretical
salmon avoidance schemes proposed do
not make matters worse for Chinook
salmon in the attempt to avoid chum
salmon.
Response: The chum salmon-specific
requirements in the Amendment 84
implementing regulations sometimes
prevented fishery participants from
making decisions to avoid Chinook
salmon when vessels encountered both
chum salmon and Chinook salmon.
Adding chum salmon measures to the
IPAs provides vessel operators with the
flexibility to respond to changing
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conditions and provides greater
incentives to reduce bycatch of both
salmon species, thereby making salmon
bycatch management more effective,
comprehensive, and efficient.
Comment 6: The measures designed
to reduce Chinook salmon bycatch in
the proposed rule provide useful tools
to fine-tune the IPAs to mandate greater
bycatch reduction.
Response: NMFS agrees. Amendment
110 and this final rule modify the IPAs
to increase the incentives for fishermen
to avoid Chinook salmon. The Council
and NMFS recognize that the IPAs were
effective at providing incentives for
each vessel operator to avoid Chinook
salmon, but that additional measures
were necessary to address higher
Chinook salmon PSC rates observed in
October (the last month when the
pollock fishery is authorized to operate).
Amendment 110 and this final rule also
address concerns with individual
vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels
fishing at the same time. The Council
and NMFS want to ensure the use of
salmon excluder devices (i.e., gear
modifications that are designed to
exclude salmon bycatch while retaining
pollock) and a rolling hotspot program.
These new provisions increase the
incentives to reduce Chinook salmon
bycatch within the IPAs, provide an
opportunity for IPAs to increase vessels’
responsiveness in October, and improve
performance of individual vessels.
Comment 7: The entire history of the
Bering Sea pollock fishery and its
impacts on western Alaska salmon has
been a disaster and it is within this
context that we remain opposed to the
allowance of any salmon bycatch during
the pollock fishery. Driving bycatch
continuously lower, with an ultimate
goal of zero, is essential. NMFS should
prioritize its responsibilities based on
moral and ethical obligations, in
addition to its legal obligations, to those
tribal communities whose very survival
depends on a future of salmon returning
in sufficient numbers to their rivers.
Response: The Council recommended
and NMFS approved Amendment 110
because it best balances the need to
minimize salmon bycatch to the extent
practicable while providing the pollock
fleet the flexibility to harvest the
pollock TAC. NMFS has complied with
all applicable laws, executive orders,
and international obligations in
approving and implementing
Amendment 110. Preventing all salmon
bycatch would not meet the purpose
and need for this action and would not
meet NMFS’ obligations under the
Magnuson-Stevens Act.
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While salmon bycatch in the pollock
fishery may be a contributing factor in
the decline of salmon, NMFS expects
the numbers of the ocean bycatch that
would have returned to western Alaska
would be relatively small due to ocean
mortality and the large number of other
river systems contributing to the total
Chinook or chum salmon bycatch. For
Chinook salmon, Section 3.5.1 of the
Analysis explains that the Chinook
salmon bycatch expected to have
returned to western Alaska rivers is
approximately 2.3 percent of coastal
western Alaska run size in recent years.
For chum salmon, Section 3.5.1 of the
Analysis explains that the chum salmon
bycatch expected to have returned to
western Alaska rivers is approximately
0.5 percent of the coastal western
Alaska run size in recent years. Under
Amendment 110 and this final rule,
these impact rates are anticipated to be
further reduced as the pollock fleet
improves its ability to avoid salmon at
all times.
Although the reasons for the decline
of Chinook salmon and some runs of
chum salmon are not completely
understood, scientists believe they are
predominately natural. Changes in
ocean and river conditions, including
unfavorable shifts in temperatures and
food sources, likely cause poor survival
of Chinook salmon and some runs of
chum salmon. The EIS prepared for
Amendment 91 provides more detail on
the decline of salmon in western Alaska
(see ADDRESSES). Section 3.4 of the
Analysis describes the stocks status of
Chinook and chum salmon.
Comment 8: A key component of
Amendment 110 and the proposed rule
is to reduce the performance standard
and PSC limit in years of low Chinook
salmon abundance in western Alaska.
The limits set in Amendment 91 were
far too high to ensure a healthy future
for western Alaska salmon runs. The
mechanism to lower these limits in
times of low Chinook salmon
abundance is the minimum step NMFS
must take at this time to fulfill
numerous legal responsibilities to
reduce the allowable salmon bycatch in
the pollock fishery. Taking action now
to lower the PSC limit and performance
standard in years of extremely low
abundance is a critical step to ensure
that bycatch is reduced in the years
when every source of mortality must be
reduced.
Response: Amendment 110 and this
final rule add a new lower Chinook
salmon performance standard and PSC
limit for the pollock fishery in years of
low Chinook salmon abundance in
western Alaska. These provisions work
in conjunction with the changes to the
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IPA requirements to ensure that
Chinook salmon bycatch is avoided at
all times, particularly at low abundance
levels.
Each year, NMFS will determine
whether Chinook salmon is at low
abundance based on information
provided by the State using the 3System Index. When this index is less
than or equal to 250,000 Chinook
salmon, NMFS will apply the new lower
performance standard and reduced PSC
limit for the following year. If NMFS
determines it is a low Chinook salmon
abundance year, NMFS will set the
performance standard at 33,318 Chinook
salmon and the PSC limit at 45,000
Chinook salmon for the following
fishing year. The reduced PSC limit is
intended to encourage vessels to avoid
bycatch to a greater degree in years of
low abundance, and to set a maximum
permissible PSC limit that reduces the
risk of adverse impact on stocks in
western Alaska during periods of low
abundance.
In years with no determination of low
Chinook salmon abundance, NMFS will
manage under the current 47,591
Chinook salmon performance standard
and 60,000 Chinook salmon PSC limit.
The Council determined, and NMFS
agrees, that these limits are appropriate
given that the IPAs maintain bycatch
well below these limits. Average
Chinook salmon bycatch has been
approximately 16,647 Chinook salmon
per year since implementation of
Amendment 91 in 2011.
Comment 9: Amendment 110 reduces
the number of Chinook salmon that can
be taken as bycatch in years of very low
Chinook salmon abundance in western
Alaska, which is critical to maintaining
objectives under National Standard 9. In
years of very low Chinook salmon
abundance, the State struggles to meet
salmon escapement goals in important
western Alaska systems, and only does
so by prohibiting any directed Chinook
salmon harvest for subsistence, as well
as restricting subsistence harvest of
other species, such as chum salmon, to
minimize Chinook salmon mortalities.
Response: NMFS acknowledges the
comment.
Comment 10: Amendment 110 links
bycatch limits to a broad index of
Chinook salmon abundance based on
the Kuskokwim, Unalakleet, and Upper
Yukon aggregate stock grouping — the
3-System Index. The 3-System Index
includes significant river systems for
subsistence fisheries in Alaska and
provides a broad regional representation
of western Alaska Chinook salmon
stocks. Any additional fish returning to
these rivers in years of very low
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abundance improves the State’s ability
to meet escapement goals.
The Analysis clearly outlined the
objectives that proposed indices were
evaluated against, and the 3-System
Index was identified as the most robust
and appropriate index for this purpose.
The primary component of the 3-System
Index is preliminary escapement
information from total run
reconstruction using methods outlined
in State publications. The State will
provide the 3-System Index estimate to
NMFS annually by October 1 and is
committed to maintaining a transparent
and accessible process for stakeholders
as the State improves its understanding
of these systems. The State will present
any substantive changes to the methods
used in developing the 3-System Index
to the Council and its Scientific and
Statistical Committee (SSC).
Response: NMFS acknowledges the
comment.
Comment 11: The provision to reduce
the PSC limit and performance standard
in years of low Chinook salmon
abundance based on the State’s 3System Index is unwarranted,
unnecessary, not sound science, and not
responsible management. It unfairly
targets and penalizes the pollock fishery
for circumstances beyond its control.
Science has shown that there is not a
relationship between Chinook salmon
bycatch in the pollock fishery and the
size of the runs in coastal western
Alaska.
Response: NMFS disagrees. The
provisions to reduce the Chinook
salmon PSC limit and performance
standard in years of low abundance are
necessary to achieve the program goals.
The Council and NMFS determined that
a lower performance standard and PSC
limit are appropriate at low levels of
Chinook salmon abundance in western
Alaska because most of the Chinook
salmon bycatch in the pollock fishery
comes from western Alaska. These
provisions work in conjunction with the
changes to the IPA requirements to
ensure that Chinook salmon bycatch is
avoided at all times, particularly at low
abundance levels.
The Council and State conducted an
extensive analysis about the appropriate
index to use to indicate a low Chinook
salmon abundance year. Low Chinook
salmon abundance years are
characterized by difficulty meeting
escapement goals and severely restricted
or fully closed in-river salmon fisheries.
Section 2.6 of the Analysis evaluates
various indices and shows that the 3System Index (Unalakleet, Upper
Yukon, and Kuskokwim river systems)
meets the objectives. The Analysis also
shows a clear natural break in the data
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analyzed indicating that when the index
is less than 250,000 Chinook salmon,
the index is strongly correlated to years
with historically low run sizes. These
river systems provide a broad regional
representation of stocks and signify very
important river systems and subsistence
fisheries in western Alaska. Subsistence
harvests from these three river systems
account for up to 87 percent of the
statewide subsistence harvest of
Chinook salmon. As shown in the
Analysis, having more than one system
in the index and having broad regional
representation makes the index more
robust and able to account for changing
environmental conditions.
The inclusion of a lower PSC limit
and performance standard is based on
the need to reduce bycatch when the
abundance of Chinook salmon stocks in
western Alaska is low, in order to
minimize the impact of the pollock
fishery on the stocks. Any additional
Chinook salmon returning to Alaska
rivers improves the ability to meet the
State’s spawning escapement goals,
which is necessary for long-term
sustainability of Chinook salmon, and to
meet subsistence management
objectives for the people reliant on
salmon fisheries. While the performance
standard is the functional limit in the
IPAs, the Council and NMFS
determined that the 60,000 PSC limit
should also be reduced given the
potential for decreased bycatch
reduction incentives if a sector exceeds
its performance standard before the PSC
limit is reached. The reduced PSC limit
is intended to encourage vessels to
avoid bycatch to a greater degree in
years of low Chinook salmon
abundance, and to set a maximum
permissible PSC limit that reduces the
risk of adverse impact on stocks in
western Alaska during periods of low
abundance.
See the response to Comment 7 for a
discussion of the relationship between
Chinook salmon bycatch in the pollock
fishery and the size of the runs in
coastal western Alaska.
Comment 12: The dramatic changes
the Council made to the Chinook
salmon abundance index, Chinook
salmon PSC limit, and the performance
standard between initial review in
December 2014 and final action in April
2015 are hard to track and are not well
documented in the final Analysis.
Response: Sections 2.6.3 and 2.6.4 of
the Analysis discuss the management
measures to reduce the PSC limit and
performance standard in years of low
Chinook salmon abundance (see
ADDRESSES). Section 2.6.4 explains the
history of the 3-System Index and the
analysis the State undertook to develop
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the appropriate Chinook salmon
abundance index for determining low
Chinook salmon abundance in western
Alaska.
Comment 13: There is no discussion
in the EA about the methods used to
determine a ‘‘natural break.’’ The EA
identifies 250,000 Chinook as a natural
break in the ‘‘data’’. However, the data
presented is actually the output of a
model used to assess Chinook salmon
run size. A formal definition for this
threshold is required, as there is no
guarantee that future models, or
revisions to input data, will result in the
same natural break in the model output.
Instead of the 250,000 Chinook salmon
threshold, NMFS should define (in
probabilistic terms) a threshold to set
the performance standard and PSC
limit, rather than identifying an
arbitrary natural break in future model
output.
Response: Section 2.6.4 of the
Analysis provides a description of the
methods for use of in-river run
reconstructions with the 3-System Index
and rationale for this choice of index
and for the 250,000 Chinook salmon
threshold. The evaluation of the
estimated Chinook salmon run size by
year is included in the Analysis and
represents the best available scientific
information.
In-river run reconstructions represent
an estimate of all fish harvested in the
river and respective coastal areas plus
escapement. The relationship upon
which the threshold was determined is
the relationship between final in-river
run abundance of the 3-System Index
and the bycatch of adult equivalent
Chinook salmon attributed to all
western Alaska stocks. In Section 2.6.4.2
of the Analysis, each point in Figure 8
represents a single year showing this
relationship during the years analyzed.
The years were referred to in the
Analysis as data points for purposes of
describing the clustering of these years
below a breakpoint which falls above
200,486 Chinook salmon and below
286,692 Chinook salmon (see Table 6 in
Section 2.6.4.5 of the Analysis).
The clustering of years below 200,486
Chinook salmon also matches years
which have been categorized as low
abundance years for all three systems
due to documented failures to meet
escapement goals, restrictions on
subsistence harvests, or declarations of
Federal fishery resource disasters under
the provisions of section 312 of the
Magnuson-Stevens Act (Section 2.6.4 of
the Analysis). Based on this
information, the Council determined
that a threshold of 250,000 Chinook
salmon was an appropriate value within
this range to represent a year when
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Chinook salmon were in a low
abundance and as a threshold to
determine that the lower PSC limit and
lower performance standard would be
in place for the subsequent year.
This information was also used by the
Council to select the 3-System Index. As
explained in Section 2.6.4 of the
Analysis, the 3-System index is a
transparent and annually updated index
that relies on easily accessible
information from reports published by
the State.
The management measure to reduce
the PSC limit and performance standard
is tied to the selected threshold of
250,000 Chinook salmon based on the 3System Index. No re-estimation of the
threshold is planned on an annual basis
or in subsequent years.
Comment 14: Many comments
expressed concerned over a letter the
State had sent to NMFS on September
17, 2015, before Amendment 110 was
approved and implemented. In this
letter, the State provided an index
estimate of 252,000 Chinook salmon to
provide NMFS, the Council, and the
public with a preview of Chinook
salmon abundance using the 3-System
Index for 2016. Commenters are
concerned that this estimate reflected
changes the State made in how it
modeled abundance from the methods
outlined in the Analysis. The State
subsequently sent another letter on
March 3, 2016, revising the index
estimate to 279,000 Chinook salmon.
The State made this revision to the
index estimate based largely on the
public review of the 3-System Index
used to inform the State’s September 17,
2015, letter.
Response: In their March 3, 2016,
letter, the State explains that the
September 2015 letter’s post-season run
size estimate for the 3-System Index
used a Kuskokwim River run
reconstruction estimate that employed a
modification to the model that had not
yet been reviewed by the Council. As
such, the State amended the 2015 postseason run size estimate to reflect the
original version of the model and has
committed to using the original model
in the 3-System Index until the Council
determines the modification is
appropriate to use.
Further, the State explains in their
comment letter submitted on the
proposed rule (see ADDRESSES) that the
primary components of the post-season
run index are preliminary escapement
information and the total run
reconstruction methods outlined in
State publications. The State is
committed to maintaining a transparent
and accessible process for stakeholders,
and the State will present any
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substantive changes to the methods
used in developing the 3-System Index
to the Council and its SSC.
Comment 15: Clarify in the final rule
a transparent public process for
ensuring that the State provides the
data, assumptions, and methods it uses
to generate the 3-System Index to
NMFS, the public, and the Council.
Response: NMFS agrees that a
transparent public process is necessary
for ensuring that the 3-System Index
represents the best available scientific
information. NMFS is committed to
working with the Council and the State
to define a transparent process to ensure
that the data, assumptions, and methods
used in the 3-System Index continue to
incorporate the best available scientific
information and provide a reliable
indicator of Chinook salmon abundance
necessary to reduce the PSC limit and
performance standard. NMFS will work
with the State and the Council to refine
this process before the State provides
the index for the 2017 fishing year on
October 1, 2016.
Comment 16: The State must use the
3-System Index and associated methods
and models described the Analysis and
recommended by the Council in April
2015. Any changes to the 3-System
Index and associated methods and
models should be vetted through the
Council and its SSC. Other models and
methods may produce different run size
estimates and a different threshold of
low abundance. Structural changes to
the run-reconstruction model would
have resulted in a different ‘‘natural
break’’ in the data that was used to
determine the threshold for the 3System Index. There are no provisions
in the proposed rule to accommodate
changes in the threshold that are
associated with future changes to the
run-reconstruction model, or revisions
to the historical input data.
Response: The Council and State
conducted an extensive analysis about
the appropriate index to indicate a low
Chinook salmon abundance year. Low
Chinook salmon abundance years are
characterized by difficulty meeting
escapement goals and in-river salmon
fisheries being severely restricted or
fully closed. Section 2.6 of the Analysis
evaluates various indices and shows
that the 3-System Index (Unalakleet,
Upper Yukon, and Kuskokwim river
systems) meets the objectives. These
river systems provide a broad regional
representation of stocks and signify very
important river systems and subsistence
fisheries in western Alaska. Subsistence
harvests from these three river systems
account for up to 87 percent of the
statewide subsistence harvest of
Chinook salmon. As shown in the
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Analysis, having more than one system
in the index and having broad regional
representation makes the index more
robust. The Analysis also shows a clear
natural break in the data such that index
sizes less than 250,000 Chinook salmon
correspond to years with historically
low run sizes.
NMFS agrees that any changes to the
3-System Index or the methods used
should have a transparent review
process by the Council and its SSC.
Scientific methods change over time
based on the best available scientific
information. NMFS is committed to
working with the State and the Council
to define a transparent process for
review of the State’s 3-System Index and
associated scientific methods. However,
neither Amendment 110 nor the
proposed rule prescribes the process to
review the State’s scientific methods on
an ongoing basis, or that the State must
use the same scientific methods that
were used to develop the 3-System
Index. NMFS does not prescribe
scientific methods for stock assessments
in Federal regulations. To do so would
preclude NMFS, the Council, and the
State from incorporating the best
scientific information available into the
stock assessment.
In recommending Amendment 110,
the Council chose a threshold of
250,000 Chinook salmon on which to
determine when Chinook salmon are at
low abundance. In order to change that
threshold amount, the Council would
need to amend the FMP and NMFS
would need to amend the regulations.
The process for changing the 250,000
Chinook salmon threshold would be the
same as for any FMP amendment with
implementing regulations.
Comment 17: NMFS does not have the
latitude to just receive and apply the
State’s estimate of Chinook salmon
abundance from the 3-System Index
without analysis to independently
verify the estimates. Applying the
State’s estimate would constitute
delegation of management to the State of
vessels fishing for pollock in the
exclusive economic zone, which cannot
occur because the FMP does not
authorize delegation to the State. The
proposed rule grants the State sole
authority over the annual run size
estimate and does not contemplate
independent verification of the estimate
by NMFS. NMFS compares the estimate
to the low abundance threshold fixed in
the regulations to determine whether or
not a year is one of low Chinook salmon
abundance, which in turn determines
the following year’s Chinook salmon
PSC limit and performance standard
applicable to vessels participating in the
Federal pollock fishery. That
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determination does not involve any
discretion on the part of NMFS.
Response: Each year, NMFS will rely
on a Chinook salmon abundance
estimate from the State using the
established 3-System Index as the best
available scientific information on
Chinook salmon abundance in western
Alaska. The 3-System Index was
reviewed by the Council’s SSC and
recommended by the Council. NMFS
relies on the State for this abundance
estimate because the State has
management authority over salmon in
western Alaska and collects and
analyzes the scientific data necessary to
estimate Chinook salmon abundance.
Relying on the State to provide this type
of scientific information is not the same
as delegating management authority of
the pollock fishery to the State. NMFS
manages, and will continue to manage,
the pollock fishery. In furtherance of
that effort, NMFS will use information
collected by the State. Specifically,
NMFS will use the 3-System Index for
Chinook salmon abundance to apply the
appropriate PSC limit and performance
standard. The PSC limit and
performance standard are the measures
the Council and NMFS determined were
required in low Chinook salmon
abundance years to achieve the program
goals. NMFS will publish the PSC limit
and performance standard in the annual
harvest specifications. That is clearly a
management action undertaken by
NMFS, and not the State.
Under Amendment 110, it is each
pollock vessel’s responsibility to avoid
salmon bycatch at all times. If fishery
participants maintain their bycatch
below their PSC limit, then these
measures achieve their purpose without
closing the pollock fishery.
Alternatively, the Council could have
recommended to permanently reduce
the performance standard and PSC limit
in order to achieve the goals of
encouraging vessels to avoid bycatch to
a greater degree in years of low
abundance and reducing the risk of
adverse impact on stocks in western
Alaska during periods of low
abundance. Instead, by using the 3System Index, the Council
recommended a reduced PSC limit and
performance standard only during years
of low Chinook salmon abundance.
Comment 18: To avoid unauthorized
delegation, the proposed rule should be
revised to require that NMFS annually
confirm that the State estimate was
calculated using the Council-approved
index and models from April 2015 and
reproduce the estimate using the data
provided by the State. These standards
would address the requirement that,
when a core agency function—such as
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PSC management—is involved, there
must be Federal standards in place and
a process for NMFS to review the
application of those standards.
Response: NMFS did not change this
final rule in response to this comment.
The Council designed, and this final
rule implements, a program where the
State provides NMFS an estimate of
Chinook salmon abundance using the 3System Index for western Alaska.
Neither Amendment 110 nor the
proposed rule constrains the State to use
the methods, data sources, and models
developed for Council final action in
April 2015. To do so would be
inconsistent with the manner in which
science develops generally, and would
result in an index that may fail to
incorporate the best scientific
information available.
NMFS relies on the State to produce
the 3-System Index annually because
the State has management authority
over salmon and collects and analyzes
the scientific data necessary to estimate
Chinook salmon abundance. While
NMFS will review the 3-System Index
provided each October 1, NMFS will not
recalculate the State’s Chinook salmon
abundance estimate each year.
Comment 19: What action would
NMFS take if the State is unable to
provide an estimate of Chinook salmon
abundance by October 1? NMFS should
not determine low abundance if the
State does not timely deliver an
estimate, whether because of difficulty
obtaining relevant data, budget
restrictions, or other reason. The final
rule should specify that NMFS will not
determine it is a year of low Chinook
salmon abundance if the State does not
provide a Chinook salmon abundance
estimate by October 1. If no such
determination is made, the 60,000
Chinook salmon PSC limit and 47,591
Chinook salmon performance standard
would apply.
Response: Absent a letter from the
State showing Chinook salmon
abundance under the 3-System Index is
equal to or below the 250,000 Chinook
salmon threshold, the 60,000 PSC limit
and 45,591 performance standard will
remain in effect. The State’s reporting of
the 3-System Index by October 1 is
necessary to determine if it is a low
Chinook salmon abundance year and to
reduce the PSC limit and performance
standard in the next fishing year. A
change to this final rule is not
necessary.
Comment 20: Change the text of
Amendment 110 to state that NMFS will
verify the State’s estimate of abundance
and that the State must use the index
approved by the Council at its April
2015 meeting.
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Response: NMFS cannot change
amendment text after it has been
transmitted by the Council and NMFS
as published in the Notice of
Availability. Under section 304(a) of the
Magnuson-Stevens Act, NMFS is
limited to approval, disapproval, or
partial approval of a fishery
management plan amendment. If NMFS
disapproves or partially approves an
amendment, NMFS has to notify the
Council and specify the applicable law
with which the amendment is
inconsistent, the nature of such
inconsistencies, and make
recommendations to conform to
applicable law. The Council may then
submit a revised amendment to the
Secretary of Commerce. Amendment
110 and the provision to reduce the PSC
limit and performance standard are
consistent with applicable law, and the
commenter did not recommend
disapproval or partial disapproval of
Amendment 110.
NMFS responds to the issue of
verifying the State’s Chinook salmon
abundance index in the response to
Comment 17. NMFS responds to the
issue of requiring the State to use the
index approved by the Council at its
April 2015 meeting in the response to
Comment 16.
Comment 21: Commenters made a
number of technical comments on the
State’s 3-System Index and the methods
and models that the State used to
develop the index and to generate the
September 17, 2015, index estimate of
252,000 Chinook salmon.
Response: The State can modify the 3System Index over time to represent the
best available scientific information.
These comments concerning the
intricacies of the State’s scientific
methods are important for that process.
However, they are outside of the scope
of Amendment 110 and this final rule.
Comment 22: Good fisheries
management calls for a reduction in
salmon bycatch. The pollock fishery
should be managed in a way that
rewards those fishermen that
successfully avoid salmon and other
bycatch and reduces quota and
opportunity for those fishermen that
have significant salmon or other
bycatch.
Response: Amendment 110 and this
final rule improve the IPAs
implemented under Amendment 91 to
include chum salmon avoidance
measures and to increase the ability for
each vessel to avoid Chinook salmon.
The IPA component is an innovative
approach that is designed to provide
incentives for each vessel to avoid
bycatch at all times with the goal of
bringing bycatch to minimum
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achievable levels. The requirements for
an IPA are performance based (i.e., they
address what an IPA should
accomplish); any number of different
incentive plans could meet these
objectives. The requirements for the IPA
are performance based because fishery
participants have more tools available to
them to create incentives to minimize
bycatch at the vessel level than could be
prescribed through Federal regulation.
As designed, an IPA can be more
responsive and adaptive than Federal
regulations. IPAs are flexible in
allowing the pollock fleet to modify the
IPAs as performance information
becomes available to ensure that the
IPAs meet the goal to provide incentives
for each vessel to avoid bycatch at all
times in Amendment 91 and
Amendment 110.
Additionally, this final rule requires
the IPA representative to submit an
annual report to the Council that is the
primary tool through which the Council
will evaluate whether the IPAs meet the
goal for each vessel to avoid salmon
bycatch at all times.
Comment 23: Include a well thoughtout plan for this Chinook salmon
bycatch avoidance program and outline
the possible increased incentives to
achieve maximum effectiveness.
Without this, the program could have
little to no impact on Chinook salmon
bycatch. It is ideal to have the IPA
incentives visible to the public in order
to have complete transparency of
industry.
Response: The Council analyzed a
number of specific incentive measures
in Section 3.5.3 of the Analysis. The
Analysis describes the new IPA
requirements implemented with this
final rule and provides examples of
ways the fishery participants could
modify their IPAs to meet those
requirements. Regulations establish the
performance based requirements that
each IPA must accomplish. Any number
of different incentive plans could meet
these regulatory requirements. The
requirements for the IPA are
performance based because fishery
participants have more tools available to
them to create incentives to minimize
bycatch at the vessel level than could be
prescribed through Federal regulation.
As designed, an IPA can be more
responsive and adaptive than Federal
regulations and can use tools not
available to managers, such as fees and
penalties.
Additionally, Federal regulations
include a number of provisions to
ensure transparency of the IPAs. First,
regulations require the IPA
representative to submit an annual
report so the Council can evaluate
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whether its goals for the IPAs are being
met (§ 679.21(f)(13)). Second, existing
regulations require vessel owners to
submit an annual economic data report
to provide quantitative information so
the Council can evaluate how the IPA
influences a vessel’s operational
decisions to avoid Chinook salmon
bycatch (§ 679.65). Third, this final rule
adds additional requirements for IPA
transparency, including a requirement
that IPA representatives notify at least
one third party group representing
western Alaskans of closure areas and
any violations of the rolling hot spot
program. Finally, the final rule requires
the IPA representative to describe in the
IPA annual report how the IPA
addresses the goals and objectives in the
IPA provisions related to chum salmon
(§ 679.21(f)).
Comment 24: Research should be
done on Chinook salmon bycatch in the
pollock fishery to determine which
stock they are from since there are some
stocks where the State has limited
commercial and subsistence harvests. If
Chinook salmon from those stocks are
being taken by the pollock fishery, then
the pollock fishery should have to wait
to fish until those Chinook salmon leave
the areas in which pollock are taken.
Response: NMFS conducts research
on the Chinook salmon caught in the
pollock fishery. Amendment 91
improved the collection of Chinook
salmon information by increasing
observer coverage to full coverage for all
vessels and shoreside processing
facilities and by requiring a census of
Chinook salmon in every haul or fishing
trip. NMFS also collects and analyzes
scientific data and biological samples
from the Chinook salmon bycatch.
NMFS conducts a genetic analysis of
samples from the Chinook salmon
bycatch in the pollock fishery to
determine the overall stock composition
of the bycatch. The most recent analysis
is available from the NMFS Alaska
Fisheries Science Center (https://
www.afsc.noaa.gov/Publications/AFSCTM/NOAA-TM-AFSC-310.pdf).
However, this genetic analysis takes
time and the results are not available in
time to delay or move the pollock
fishery. Instead, the IPAs use a rolling
hotspot program to provide real-time
Chinook salmon bycatch information so
that the fleet can avoid areas of high
Chinook salmon bycatch rates. A
Chinook salmon rolling hotspot program
is a component of the current IPAs,
however, it is not a mandatory
requirement. The catcher/processor IPA
and the mothership IPA have a rolling
hotspot program in place throughout the
year. The inshore IPA has a rolling
hotspot program that can be suspended
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during the season. Amendment 110 and
this final rule require all IPAs to have
a rolling hot spot program throughout
the A and B seasons. This provision also
requires notifications of closure areas
and any violations of the rolling hot
spot program to at least one third-party
group representing western Alaskans,
consistent with the requirement for the
chum salmon rolling hotspot program.
Section 3.5.3.3 of the Analysis provides
more detail on this addition to the IPA
requirements (see ADDRESSES).
Comment 25: The over allocation of
pollock has ruined the livelihoods of all
that depend on it for a living. A twothirds reduction in the Bering Sea
pollock TAC would increase
escapement to the Yukon River system
and raise the price of the pollock
products. We have been giving pollock
away at the expense of traditional
Alaskan salmon fisheries. Everything
that swims in the Bering Sea eats
pollock and every fishery and northern
fur seals have declined due to the over
allocation of pollock.
Response: The process for assessing
and specifying the Bering Sea pollock
TAC is outside the scope of this action.
There is no evidence that a two-thirds
reduction in the pollock TAC would
measurably increase salmon escapement
to the Yukon River system. While
salmon bycatch in the pollock fishery
may be a contributing factor in the
decline of salmon, NMFS expects the
numbers of the ocean bycatch that
would have returned to western Alaska
would be relatively small due to ocean
mortality and the large number of other
river systems contributing to the total
Chinook or chum salmon bycatch. For
Chinook salmon, Section 3.5.1 of the
Analysis explains that the Chinook
salmon bycatch expected to have
returned to western Alaska rivers is
approximately 2.3 percent of coastal
western Alaska run size in recent years.
For chum salmon, Section 3.5.1 of the
Analysis explains that the chum salmon
bycatch expected to have returned to
western Alaska rivers is approximately
0.5 percent of the coastal western
Alaska run size in recent years. Under
Amendment 110 and this final rule,
these impact rates will be reduced
further as the pollock fleet improves its
ability to avoid salmon at all times.
NMFS is actively pursuing research
on northern fur seals to help us
understand the reasons for the decline
and potential threats to the population.
A description of past and ongoing
research is available on the National
Marine Mammal Laboratory’s Web site
(https://www.afsc.noaa.gov/nmml/
species/species_nfs.php). The research
projects investigate a broad range of
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topics related to fisheries interactions
around the Pribilof Islands, including
studies to quantify area-specific food
habits and animal conditions, describe
foraging behavior in different
environments, delineate foraging
habitats, and model habitat suitability in
relation to fur seals and commercial
fisheries.
Comment 25: The Analysis did not
fully describe the potential impacts to
the pollock fishery under the lower PSC
performance standard and limits in
years of low Chinook salmon
abundance. The Analysis compared the
impacts only to current Chinook salmon
bycatch levels and not to potential or
historical levels. Little to no forgone
pollock harvest was noted under any
scenario. Amendment 110 and the
proposed rule are a potential threat that
could suspend fishing operations in one
of the largest fisheries in the world.
Large juvenile Chinook salmon year
classes persist in the marine
environment for multiple years before
returning as mature fish to the river
systems. Recent unpredictability in the
BSAI ecosystem likely only increases
the probability of constraining the
pollock fishery in future years based on
management decisions made today. The
Analysis should have attempted to
quantify the probability of the limit
shutting the fishery down in a given
year.
Response: The purpose of a RIR is to
analyze the potential costs and benefits
associated with a regulatory change. To
do so, the RIR must compare potential
effects of the alternatives being
considered with the regulatory status
quo condition. In this case, the status
quo is defined by the incentive-based
Chinook salmon PSC avoidance
structure established under Amendment
91. Since Amendment 91, Chinook
salmon PSC has been much lower than
the ‘‘potential or historical’’ levels the
commenter presumably is referring to
and these lower levels, as properly
considered in the analysis, represent the
regulatory status quo condition.
Historically higher levels of bycatch
occurred under differing regulatory
conditions, do not represent status quo
conditions, and are not appropriate to
consider in the Analysis. Note that
historical bycatch was considered in the
EIS prepared for Amendment 91 (see
ADDRESSES).
Amendment 110 and this final rule
provide further incentives for industry
to avoid Chinook salmon PSC,
particularly in years of low Chinook
salmon abundance. As explained in
Section 4.8.2 of the Analysis, economic
analysis has demonstrated the ability of
a catcher-processor fleet to adapt their
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behavior to reduce PSC when faced with
individual vessel caps. The reduced
individual vessel caps that could result
under this final rule during times of low
Chinook abundance in western Alaska
are not intended to close the pollock
fishery. They are intended to alter
fishing behavior to further avoid
Chinook PSC. The flexibility given to
industry to self-regulate PSC avoidance,
provided in Amendment 91, remains
and is augmented by this rule. Thus, the
probability of the limit shutting down
the fishery in a given year is dependent
on changes in fishing activity that are
not presently known and are dependent
on the actions of the fishing fleet.
Comment 26: Revise the Regulatory
Flexibility Act (RFA) analysis to
determine the number of directly
regulated entities that are defined as
small entities without applying
affiliations among directly regulated
entities based on their participation in
a pollock harvesting cooperative. NMFS
considers a vessel owner’s membership
in a harvesting cooperative to be an
affiliation; this shows a
misunderstanding of the nature of
harvesting cooperatives. Harvesting
cooperatives in Alaska are not large
vertically or horizontally integrated
businesses. Cooperative members are
joined by simple rules to help remove
the race for fish by coordinating selected
fishing activities, but each catcher
vessel (or collection of commonly
owned catcher vessels) is a distinct
business unit. The fact that cooperatives
coordinate harvests in a manner that
allows for more complete harvest of the
quota should not be interpreted as
creating a single business unit in the
manner intended for defining a small
business that is appropriate for
protection by the RFA.
Response: When NMFS calculates the
size of an entity to determine if it is a
small entity, NMFS must include the
annual receipts and the employees of
affiliates. Affiliation is determined by
the ability to control. Control may arise
through ownership, management, or
other relationships or interactions
between the parties. When the ability to
control exists, even if it is not exercised,
affiliation exists. The Small Business
Administration (SBA) has a specific set
of rules that explain when another
person, business, or entity is considered
an affiliate for size purposes in its Small
Business Size Regulations (13 CFR
121.103). NMFS has applied these rules
in the evaluation it conducted in this
RFA analysis.
Harvesting cooperatives meet the
definition of affiliation because
cooperatives have the ability to control
member vessels. Cooperatives are
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predicated on collective agreements
among their members, to abide by the
terms and practices set out for
membership. That is, the entity formed
by creation of the cooperative is, by
definition, a third party that controls or
has the power to control its members.
Cooperatives coordinate harvests, which
is operational control of the input side
of the business. The small entity
standard is ‘‘independently owned and
operated.’’ Cooperative members may be
independently owned but still not be
considered small entities because the
cooperative has enough operational
control that its members are not
considered to be independently
operated for purposes of the definition
of affiliation.
Cooperative membership does not
automatically mean an entity is large
(not small). A cooperative may be a
small entity if the combined annual
gross receipts of all cooperative
members meet the size standard used by
the SBA or, after July 1, 2016, NMFS’
small business size standard for RFA
compliance at 50 CFR 200.2(a). For
more information on NMFS’ small
business size standard for RFA
compliance, see 80 FR 81194 (December
29, 2015). NMFS’s RFA analysis to
estimate the number of small entities
directly regulated by this action is
correct.
Comment 27: NMFS’ aggregation of
cooperative member’s gross earnings
eliminates a fishing business’s access to
the benefits of SBA review and runs
against the intent of the RFA.
Response: The RFA is primarily
concerned with ensuring that Federal
agency decision-makers seriously and
systematically consider
disproportionate economic impacts on
small entities that may result from their
actions. To comply with the RFA,
NMFS has prepared an IRFA and a
FRFA following the required contents
specified in the RFA. The IRFA was
prepared and summarized in the
‘‘Classification’’ section of the preamble
to the proposed rule (81 FR 5681,
February 3, 2016). The FRFA is in the
‘‘Classification’’ section of the preamble
to this final rule.
If a specific business applies to the
SBA to participate in an SBA program,
the SBA conducts an independent
review of that business to determine if
that business qualifies as a small
business for purposes of participating in
an SBA program. That business must
satisfy SBA’s definition of a business
concern, along with SBA’s size
standards for small businesses. The SBA
does not rely on the analysis conducted
by NMFS under the RFA to determine
whether a particular entity satisfies
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SBA’s definition of a small business.
See https://www.sba.gov/ for more
information on SBA’s assessment of a
small business.
Classification
The NMFS Assistant Administrator
has determined that Amendment 110 to
the FMP and this rule are necessary for
the conservation and management of the
groundfish fishery and that they are
consistent with the Magnuson-Stevens
Act and other applicable law.
This rule has been determined to be
not significant for the purposes of
Executive Order (E.O.) 12866.
Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The preambles to
the proposed rule and this final rule
serve as the small entity compliance
guide. This action does not require any
additional compliance from small
entities that is not described in the
preambles. Copies of the proposed rule
and this final rule are available from the
NMFS Web site at https://
alaskafisheries.noaa.gov.
Final Regulatory Flexibility Analysis
This FRFA incorporates the IRFA, a
summary of the significant issues raised
by the public comments, NMFS’
responses to those comments, and a
summary of the analyses completed to
support the action.
Section 604 of the Regulatory
Flexibility Act requires that, when an
agency promulgates a final rule under
section 553 of Title 5 of the U.S. Code,
after being required by that section or
any other law to publish a general
notice of proposed rulemaking, the
agency shall prepare a FRFA. Section
604 describes the required contents of a
FRFA: (1) A statement of the need for,
and objectives of, the rule; (2) a
statement of the significant issues raised
by the public comments in response to
the initial regulatory flexibility analysis,
a statement of the assessment of the
agency of such issues, and a statement
of any changes made in the proposed
rule as a result of such comments; (3)
the response of the agency to any
comments filed by the Chief Counsel for
Advocacy of the SBA in response to the
proposed rule, and a detailed statement
of any change made to the proposed rule
in the final rule as a result of the
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comments; (4) a description of and an
estimate of the number of small entities
to which the rule will apply or an
explanation of why no such estimate is
available; (5) a description of the
projected reporting, recordkeeping and
other compliance requirements of the
rule, including an estimate of the classes
of small entities which will be subject
to the requirement and the type of
professional skills necessary for
preparation of the report or record; and
(6) a description of the steps the agency
has taken to minimize the significant
economic impact on small entities
consistent with the stated objectives of
applicable statutes, including a
statement of the factual, policy, and
legal reasons for selecting the alternative
adopted in the final rule and why each
one of the other significant alternatives
to the rule considered by the agency
which affect the impact on small
entities was rejected.
Need for, and Objectives of, This Rule
A statement of the need for, and
objectives of, this rule is contained
earlier in this preamble and is not
repeated here.
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Public and Chief Counsel for Advocacy
Comments on the Proposed Rule
NMFS published a proposed rule on
February 3, 2016 (81 FR 5681). An IRFA
was prepared and summarized in the
‘‘Classification’’ section of the preamble
to the proposed rule. The comment
period closed on March 4, 2016. NMFS
received 15 letters of public comment
on the proposed rule and Amendment
110. The Chief Counsel for Advocacy of
the SBA did not file any comments on
the proposed rule.
Summary of Significant Issues Raised
During Public Comment
One comment letter was received
with two comments on the IRFA. These
are Comment 26 and Comment 27 under
Response to Comments, above. No
changes were made to this rule or the
RFA analysis as a result of these
comments on the IRFA.
Comment 26 disagrees with NMFS
using affiliation to determine whether a
member of a fishery cooperative is a
small entity in the IRFA. The comment
requests NMFS to revise the analysis to
determine whether the vessels that are
directly regulated entities under this
action are small entities without
applying the cooperative affiliations. We
disagree because when we calculate the
size of an entity to determine if it is a
small entity, we must include the
annual receipts and the employees of
affiliates, per the Small Business Size
Regulations (13 CFR 121.103).
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Comment 27 is concerned that NMFS’
aggregation of a cooperative member’s
gross earnings eliminates a fishing
business’s access to the benefits of SBA
review and runs against the intent of the
RFA. To comply with the RFA, agencies
prepare an IRFA and a FRFA following
the required contents specified in the
RFA. NMFS has complied with the RFA
for this action. NMFS has prepared an
IRFA and a FRFA following the required
contents specified in the RFA. If a
specific business applies to the SBA to
participate in an SBA program, the SBA
conducts an independent review of that
business to determine if that business
qualifies as a small business for
purposes of participating in an SBA
program. That business must satisfy
SBA’s definition of a business concern,
along with SBA’s size standards for
small businesses. The SBA does not rely
on the analysis conducted by NMFS
under the RFA to determine whether a
particular entity satisfies SBA’s
definition of a small business.
Number and Description of Directly
Regulated Small Entities
The action directly regulates those
entities that participate in the directed
pollock trawl fishery in the Bering Sea.
These entities include vessels
harvesting pollock under the AFA and
the six CDQ groups that receive
allocations of pollock.
The SBA requires consideration of
affiliations among entities for the
purpose of assessing if an entity is
small. The AFA pollock cooperatives
are a type of affiliation. All the non-CDQ
entities directly regulated by this action
are members of AFA cooperatives and,
therefore, NMFS considers them
‘‘affiliated’’ large (non-small) entities for
RFA purposes. AFA cooperatives have
gross annual revenues that are
substantially greater than $20.5 million,
the standard used by the SBA to define
the annual gross revenue of a large (nonsmall) business engaged in finfish
harvesting, such as pollock. Therefore,
all the non-CDQ pollock fishery
participants are defined as large (nonsmall) entities.
Due to their status as non-profit
corporations, the six CDQ groups are
identified as ‘‘small’’ entities for RFA
purposes. This action directly regulates
the six CDQ groups. As described in
regulations implementing the RFA (13
CFR 121.103), the CDQ groups’
affiliations with other large entities do
not define them as large entities.
The six CDQ groups, formed to
manage and administer the CDQ
allocations, investments, and economic
development projects, are the Aleutian
Pribilof Island Community Development
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Association, the Bristol Bay Economic
Development Corporation, the Central
Bering Sea Fishermen’s Association, the
Coastal Villages Region Fund, the
Norton Sound Economic Development
Corporation, and the Yukon Delta
Fisheries Development Association. The
65 communities, with approximately
27,000 total residents, that benefit from
participation in the CDQ Program are
not directly regulated by this action.
Recordkeeping, Reporting, and Other
Compliance Requirements
This final rule revises some existing
requirements and removes some
requirements. The revised requirements
are those related to—
• Development and submission of
proposed IPAs and amendments to
approved IPAs;
• An annual report from the
participants in each IPA, documenting
information and data relevant to the
Bering Sea Chinook salmon bycatch
management program; and
• Salmon handling and storage on
board a vessel, and obligations to
facilitate observer data reporting.
This final rule removes the
requirements for an application form for
a proposed IPA or amended IPA.
Description of Significant Alternatives
Considered to the Final Action That
Minimize Adverse Impacts on Small
Entities
This action is a comprehensive
program to minimize Chinook salmon
and chum salmon bycatch in a manner
that accomplishes the stated objectives
and is consistent with applicable
statutes. No alternatives were identified
in addition to those analyzed in the
IRFA that had the potential to further
reduce the economic burden on small
entities, while achieving the objectives
of this action. Section 2.10 of the
Analysis discusses alternatives
considered and eliminated from
detailed analysis (see ADDRESSES).
This final rule includes performance
standards to minimize Chinook salmon
and chum salmon bycatch, while
limiting the burden on CDQ groups. A
system of transferable PSC allocations
and a performance standard, even in
years of low Chinook salmon
abundance, will allow CDQ groups to
decide how best to comply with the
requirements of this action, given the
other constraints imposed on the
pollock fishery (e.g., pollock TAC,
market conditions, area closures
associated with other rules, gear
restrictions, climate and oceanographic
change).
Based on the best available scientific
data and information, none of the
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alternatives except the preferred
alternative have the potential to
accomplish the stated objectives of the
Magnuson-Stevens Act and other
applicable statutes (as reflected in this
action), while minimizing any
significant adverse economic impact on
small entities.
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Tribal Summary Impact Statement (E.O.
13175)
E.O. 13175 of November 6, 2000 (25
U.S.C. 450 note), the Executive
Memorandum of April 29, 1994 (25
U.S.C. 450 note), the American Indian
and Alaska Native Policy of the U.S.
Department of Commerce (March 30,
1995), and the Tribal Consultation and
Coordination Policy of the U.S.
Department of Commerce (May 21,
2013), outline the responsibilities of
NMFS in matters affecting tribal
interests. Section 161 of Public Law
108–199 (188 Stat. 452), as amended by
section 518 of Public Law 108–447 (118
Stat. 3267), extends the consultation
requirements of E.O. 13175 to Alaska
Native corporations. Under the E.O. and
agency policies, NMFS must ensure
meaningful and timely input by tribal
officials and representatives of Alaska
Native corporations in the development
of regulatory policies that have tribal
implications.
Section 5(b)(2)(B) of E.O. 13175
requires NMFS to prepare a tribal
summary impact statement as part of the
final rule. This statement must contain
(1) a description of the extent of the
agency’s prior consultation with tribal
officials, (2) a summary of the nature of
their concerns, (3) the agency’s position
supporting the need to issue the
regulation, and (4) a statement of the
extent to which the concerns of tribal
officials have been met.
A Description of the Extent of the
Agency’s Prior Consultation With Tribal
Officials
The consultation process for this
action began during the Council process
when the Council started developing
Amendment 110 in 2012. A number of
tribal representatives and tribal
organizations provided written public
comments and oral public testimony to
the Council during Council outreach
meetings on Amendment 110 and at the
numerous Council meetings at which
Amendment 110 was discussed.
NMFS conducted two tribal
consultations, one in December 2014
and one in April 2015, with
representatives from the Tanana Chiefs
Conference; the Association of Village
Council Presidents; the Yukon River
Drainage Fisheries Association; the
Kawerak, Inc.; and the Bering Sea
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16:32 Jun 09, 2016
Jkt 238001
Fishermen’s Association. These
organizations prepared letters for the
Council and requested the consultations
to discuss the salmon bycatch
management measures under
consideration by the Council. NMFS
posted reports from these consultations
on the NMFS Alaska Region Web site at
https://alaskafisheries.noaa.gov/tribalconsultations.
NMFS continued the consultation
process by sending a letter to Alaska
tribal governments, Alaska Native
corporations, and related organizations
(‘‘Alaska Native representatives’’) when
the Notice of Availability for
Amendment 110 published in the
Federal Register in March 2016. The
letter included a copy of the Notice of
Availability and notified representatives
of the opportunity to comment and
consult. NMFS received 4 letters of
comment on Amendment 110 and the
proposed rule from tribal members and
representatives of tribal governments,
tribal organizations, or Alaska Native
corporations. The comment summaries
and NMFS’ responses are provided in
this preamble under Response to
Comments and are summarized below.
A Summary of the Nature of Tribal
Concerns
The concerns expressed in
consultations and reflected in written
comments from tribal representatives
and members center on four themes.
First, Chinook salmon is vitally
important to tribal members, and they
suffer great hardships when Chinook
salmon abundance is low. Second, tribal
representatives attribute low Chinook
salmon in-river returns directly to
bycatch in the Bering Sea pollock
fishery. Third, tribal members want
Chinook salmon bycatch greatly
curtailed. Fourth, NMFS should
exercise its trust responsibilities by
advocating for Alaska native interests on
the Council.
The comment letter from Tanana
Chiefs Conference; the Association of
Village Council Presidents; the Yukon
River Drainage Fisheries Association;
the Kawerak, Inc.; and the Bering Sea
Fishermen’s Association supported
Amendment 110 and the implementing
regulations as an important step in
further reducing salmon bycatch but
urged NMFS and the pollock industry to
continue working towards greater
bycatch reduction, with an ultimate goal
of zero bycatch. In particular, these
comments support the provision to
reduce the PSC limit and performance
standard in years of low Chinook
salmon abundance in western Alaska as
critical to ensuring Chinook salmon
bycatch is reduced in the years when
PO 00000
Frm 00062
Fmt 4700
Sfmt 4700
every source of mortality must be
reduced.
The comment from the Native Village
of Kotzebue expressed concern that
although Amendment 110 is going in
the right direction towards zero salmon
bycatch, the bycatch limits are still too
high.
The comment from Ahtna,
Incorporated, encourages the Secretary
of Commerce to take all reasonable
measures to reduce Chinook salmon
bycatch in the Bering Sea and Gulf of
Alaska.
The comment from the Aleut
Corporation supports Amendment 110,
but is strongly opposed to the provision
to reduce the PSC limit and
performance standard in low Chinook
salmon abundance years because it is
unwarranted, unnecessary, not sound
science, and not responsible
management. The Aleut Corporation
believes this provision unfairly restricts
the pollock fishery when science has
shown that there is not a relationship
between salmon bycatch and the size of
the salmon runs in coastal western
Alaska.
NMFS’ Position Supporting the Need To
Issue the Regulation
This final rule is needed to implement
Amendment 110, a complex and
innovative program to minimize salmon
bycatch to the extent practicable in the
pollock fishery. This final rule is also
needed to create a comprehensive
salmon bycatch avoidance program that
works more effectively than the current
salmon bycatch programs to avoid
Chinook salmon bycatch and Alaskaorigin chum salmon bycatch. The
Council and NMFS recognize that
salmon are an extremely important
resource to Native Alaskans who
depend on local fisheries for their
sustenance and livelihood.
Amendment 110 and this final rule
adjust the existing Chinook salmon
bycatch program to, among other things,
incorporate revised chum salmon
bycatch measures into the existing IPAs.
Amendment 110 and this final rule are
designed to consider the importance of
continued production of critical chum
salmon runs in western Alaska by
focusing on bycatch avoidance of
Alaskan chum salmon runs. These runs
have substantial variation in run sizes
over time, and are of historic
importance in the subsistence lifestyle
of Native Alaskans. Additional
protections to other chum stocks from
outside of Alaska are embedded in the
objective to avoid the high bycatch of
chum salmon overall, recognizing that
most non-Alaska chum salmon are
likely from Asian hatcheries.
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In addition, the Council and NMFS
sought to provide greater incentives to
avoid Chinook salmon by strengthening
incentives during times of historically
low Chinook salmon abundance in
western Alaska. Thus, the management
measures included in Amendment 110
focus on retaining the incentives to
avoid Chinook salmon bycatch at all
levels of abundance as intended by
Amendment 91. Multiple years of
historically low Chinook salmon
abundance have resulted in significant
restrictions for subsistence users in
western Alaska and failure to achieve
conservation objectives. While Chinook
salmon bycatch impact rates have been
low under Amendment 91, the Council
and NMFS have determined that there
is evidence that improvements could be
made to ensure the program is reducing
Chinook salmon bycatch at low levels of
salmon abundance.
A Statement of the Extent to Which the
Concerns of Tribal Officials Have Been
Met
One of the primary factors in
initiating this action was concern over
the potential impacts of Chinook salmon
and chum salmon bycatch in the Bering
Sea pollock fishery on the return of
these salmon to western Alaska river
systems and the recognition of the
importance of salmon to the people in
western Alaska. While the final program
is not as restrictive on the pollock
fishery as advocated by some Alaska
Native representatives, it will minimize
salmon bycatch to the extent
practicable.
asabaliauskas on DSK3SPTVN1PROD with RULES
Collection-of-Information Requirements
This rule contains collection-ofinformation requirements subject the
Paperwork Reduction Act (PRA) and
which have been approved by OMB.
The collections are listed below by OMB
control number.
OMB Control Number 0648–0731
Public reporting burden is estimated
to average 5 minutes per individual
response for use of a vessel’s computer,
software, and data transmission; 5
minutes per individual response for
notification of observer before handling
the vessel’s Bering Sea pollock catch;
and 5 minutes for notification of crew
person responsible for ensuring all
sorting, retention, and storage of
salmon.
OMB Control Number 0648–0393
Public reporting burden is estimated
to average 8 hours per individual
response for the Application to Receive
Transferable Chinook Salmon PSC
Allocations, including the contract; 4
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16:32 Jun 09, 2016
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hours for the amendment to the
contract; and 15 minutes for the
Application for the Transfer of Chinook
Salmon PSC Allocations.
■
OMB Control Number 0648–0401
37547
*
Public reporting burden is estimated
to average 40 hours per individual
response for the Salmon Bycatch IPA;
and 8 hours for the IPA Annual Report.
Public reporting burden includes the
time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information.
Send comments on this data
collection, including suggestions for
reducing the burden, to NMFS Alaska
Region (see ADDRESSES), or by email to
OIRA_Submission@omb.eop.gov, or fax
to (202) 395–5806.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
All currently approved NOAA
collections of information may be
viewed at: https://www.cio.noaa.gov/
services_programs/prasubs.html.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Recordkeeping and
reporting requirements.
Dated: June 2, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 50 CFR part
679 as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Public Law 108–447;
Public Law 111–281.
2. In § 679.2:
a. Remove the definitions for
‘‘Chinook salmon bycatch incentive
plan agreement (IPA)’’;
■ b. Revise the definitions for ‘‘Chum
Salmon Savings Area of the BSAI
CVOA’’, and paragraph (6) of ‘‘Fishing
trip’’;
■ c. Remove the definition for ‘‘NonChinook salmon bycatch reduction
intercooperative agreement (ICA)’’; and
■
■
PO 00000
Frm 00063
Fmt 4700
Sfmt 4700
d. Add a definition for ‘‘Salmon
bycatch incentive plan agreement (IPA)’’
in alphabetical order to read as follows:
§ 679.2
Definitions.
*
*
*
*
Chum Salmon Savings Area of the
BSAI CVOA (See § 679.21(f)(14) and
Figure 9 to this part).
*
*
*
*
*
Fishing trip means: * * *
(6) For purposes of
§ 679.7(d)(5)(ii)(C)(2) for CDQ groups
and § 679.7(k)(8)(ii) for AFA entities, the
period beginning when a vessel operator
commences harvesting any pollock that
will accrue against a directed fishing
allowance for pollock in the BS or
against a pollock CDQ allocation
harvested in the BS and ending when
the vessel operator offloads or transfers
any processed or unprocessed pollock
from that vessel.
*
*
*
*
*
Salmon bycatch incentive plan
agreement (IPA) is a voluntary private
contract, approved by NMFS under
§ 679.21(f)(12), that establishes
incentives for participants to avoid
Chinook salmon and chum salmon
bycatch while directed fishing for
pollock in the BS.
*
*
*
*
*
■ 3. In § 679.7:
■ a. Revise paragraphs (d)(5)(ii)(B),
(d)(5)(ii)(C)(5), and the paragraph (k)(8)
heading;
■ b. Redesignate paragraph (k)(8)(iv) as
(k)(8)(v); and
■ c. Add new paragraph (k)(8)(iv).
The revisions and addition read as
follows:
§ 679.7
Prohibitions.
*
*
*
*
*
(d) * * *
(5) * * *
(ii) * * *
(B) Non-Chinook salmon. For the
operator of a vessel, to use trawl gear to
harvest pollock CDQ in the Chum
Salmon Savings Area between
September 1 and October 14 after the
CDQ group’s non-Chinook salmon PSQ
is attained, unless the vessel is
participating in an approved IPA under
§ 679.21(f)(12).
(C) * * *
(5) For the operator of a catcher vessel
delivering pollock CDQ catch to a
shoreside processor or stationary
floating processor to:
(i) Deliver pollock CDQ to a processor
that does not have a catch monitoring
and control plan approved under
§ 679.28(g).
(ii) Handle, sort, or discard catch
without notifying the observer 15
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10JNR1
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Federal Register / Vol. 81, No. 112 / Friday, June 10, 2016 / Rules and Regulations
minutes prior to handling, sorting, or
discarding catch as described in
§ 679.21(f)(15)(ii)(B)(2).
(iii) Fail to secure catch after the
completion of catch handling and the
collection of scientific data and
biological samples as described in
§ 679.21(f)(15)(ii)(B)(3).
*
*
*
*
*
(k) * * *
(8) Salmon PSC.
*
*
*
*
*
(iv) Catcher vessels. (A) For the
operator of a catcher vessel, to handle,
sort, or discard catch without notifying
the observer 15 minutes prior to
handling, sorting, or discarding catch as
described in § 679.21(f)(15)(ii)(B)(2).
(B) For the operator of a catcher vessel
to fail to secure catch after the
completion of catch handling and the
collection of scientific data and
biological samples as described in
§ 679.21(f)(15)(ii)(B)(3).
*
*
*
*
*
■ 4. In § 679.20, revise paragraph
(a)(5)(i)(B)(1) to read as follows:
§ 679.20
General limitations.
*
*
*
*
*
(a) * * *
(5) * * *
(i) * * *
(B) * * *
(1) Inshore, catcher/processor,
mothership, and CDQ sectors. The
portions of the BS subarea pollock
directed fishing allowances allocated to
each sector under sections 206(a) and
206(b) of the AFA and the CDQ
allowance in the BSAI will be divided
of each year, the State of Alaska will
provide to NMFS an estimate of
Chinook salmon abundance using the 3System Index for western Alaska based
on the Kuskokwim, Unalakleet, and
Upper Yukon aggregate stock grouping.
(i) An AFA sector will receive a
portion of the 47,591 Chinook salmon
PSC limit, or, in a low Chinook salmon
abundance year, the 33,318 Chinook
salmon PSC limit, if —
(A) No Chinook salmon bycatch
incentive plan agreement (IPA) is
approved by NMFS under paragraph
(f)(12) of this section; or
§ 679.21 Prohibited species bycatch
(B) That AFA sector has exceeded its
management.
performance standard under paragraph
*
*
*
*
*
(f)(6) of this section.
(e) BSAI PSC limits for crab and
(ii) An AFA sector will receive a
herring. * * *
portion of the 60,000 Chinook salmon
*
*
*
*
*
PSC limit, or, in a low Chinook salmon
(f) Salmon Bycatch Management in
abundance year, the 45,000 Chinook
the BS Pollock Fishery—(1)
salmon PSC limit, if—
Applicability. This paragraph contains
(A) At least one IPA is approved by
regulations governing the bycatch of
NMFS under paragraph (f)(12) of this
salmon in the BS pollock fishery.
section; and
(2) Chinook salmon prohibited species
(B) That AFA sector has not exceeded
catch (PSC) limit. Each year, NMFS will
its performance standard under
allocate to AFA sectors listed in
paragraph (f)(6) of this section.
paragraph (f)(3)(ii) of this section a
(3) Allocations of the Chinook salmon
portion of the applicable Chinook
PSC limits—(i) Seasonal apportionment.
salmon PSC limit. NMFS will publish
NMFS will apportion the Chinook
the applicable Chinook salmon PSC
salmon PSC limits annually 70 percent
limit in the annual harvest
specifications after determining if it is a to the A season and 30 percent to the
B season, which are described in
low Chinook salmon abundance year.
§ 679.23(e)(2).
NMFS will determine that it is a low
(ii) AFA sectors. Each year, NMFS
Chinook salmon abundance year when
will make allocations of the applicable
abundance of Chinook salmon in
Chinook salmon PSC limit to the
western Alaska is less than or equal to
following four AFA sectors:
250,000 Chinook salmon. By October 1
into two seasonal allowances
corresponding to the two fishing
seasons set out at § 679.23(e)(2), as
follows:
(i) A Season, 45 percent;
(ii) B Season, 55 percent.
*
*
*
*
*
■ 5. In § 679.21:
■ a. Remove and reserve paragraph (c);
■ b. Revise the paragraph (e) heading;
■ c. Remove paragraphs (e)(1)(vi)
through (viii), (e)(3)(i)(A)(3), and
(e)(7)(vii) through (ix); and
■ d. Revise paragraphs (f) and (g).
The revisions read as follows:
AFA Sector:
Eligible participants are:
(A) Catcher/processor ............................................
AFA catcher/processors and AFA catcher vessels delivering to AFA catcher/processors, all
of which are permitted under § 679.4(l)(2) and (l)(3)(i)(A), respectively.
AFA catcher vessels harvesting pollock for processing by AFA motherships, all of which are
permitted under § 679.4(l)(3)(i)(B) and (l)(4), respectively.
AFA catcher vessels harvesting pollock for processing by AFA inshore processors, all of
which are permitted under § 679.4(l)(3)(i)(C).
The six CDQ groups authorized under section 305(i)(1)(D) of the Magnuson-Stevens Act to
participate in the CDQ Program.
(B) Mothership .......................................................
(C) Inshore .............................................................
(D) CDQ Program ..................................................
(iii) Allocations to each AFA sector.
NMFS will allocate the Chinook salmon
PSC limits to each AFA sector as
follows:
(A) If a sector is managed under the
60,000 Chinook salmon PSC limit, the
asabaliauskas on DSK3SPTVN1PROD with RULES
A season
maximum amount of Chinook salmon
PSC allocated to each sector in each
season and annually is—
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
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16:32 Jun 09, 2016
Jkt 238001
# of Chinook
32.9
8.0
49.8
9.3
PO 00000
Frm 00064
% Allocation
13,818
3,360
20,916
3,906
Fmt 4700
Sfmt 4700
# of Chinook
17.9
7.3
69.3
5.5
E:\FR\FM\10JNR1.SGM
3,222
1,314
12,474
990
10JNR1
% Allocation
28.4
7.8
55.6
8.2
# of Chinook
17,040
4,674
33,390
4,896
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Federal Register / Vol. 81, No. 112 / Friday, June 10, 2016 / Rules and Regulations
(B) If the sector is managed under the
45,000 Chinook salmon PSC limit, the
sector will be allocated the following
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(C) If the sector is managed under the
47,591 Chinook salmon PSC limit, the
sector will be allocated the following
% Allocation
10,363
2,520
15,687
2,930
# of Chinook
17.9
7.3
69.3
5.5
2,415
987
9,355
743
% Allocation
# of Chinook
28.4
7.8
55.6
8.2
12,780
3,510
25,020
3,690
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(D) If the sector is managed under the
33,318 Chinook salmon PSC limit, the
sector will be allocated the following
% Allocation
10,906
2,665
16,591
3,098
# of Chinook
17.9
7.3
69.3
5.5
2,556
1,042
9,894
785
% Allocation
# of Chinook
28.4
7.8
55.6
8.2
13,516
3,707
26,485
3,883
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(iv) Allocations to the AFA catcher/
processor and mothership sectors. (A)
NMFS will issue transferable Chinook
salmon PSC allocations under paragraph
(f)(3)(iii) of this section to entities
representing the AFA catcher/processor
sector and the AFA mothership sector if
these sectors meet the requirements of
paragraph (f)(8) of this section.
(B) If no entity is approved by NMFS
to represent the AFA catcher/processor
sector or the AFA mothership sector,
then NMFS will manage that sector
under a non-transferable Chinook
salmon PSC allocation under paragraph
(f)(10) of this section.
% Allocation
7,673
1,866
11,615
2,169
# of Chinook
17.9
7.3
69.3
5.5
(v) Allocations to inshore cooperatives
and the AFA inshore open access
fishery. NMFS will further allocate the
inshore sector’s Chinook salmon PSC
allocation under paragraph (f)(3)(iii) of
this section among the inshore
cooperatives and the inshore open
access fishery based on the percentage
allocations of pollock to each inshore
cooperative under § 679.62(a). NMFS
will issue transferable Chinook salmon
PSC allocations to inshore cooperatives.
Any Chinook salmon PSC allocated to
the inshore open access fishery will be
as a non-transferable allocation
1,789
730
6,926
550
% Allocation
28.4
7.8
55.6
8.2
# of Chinook
9,462
2,599
18,525
2,732
managed by NMFS under the
requirements of paragraph (f)(10) of this
section.
(vi) Allocations to the CDQ Program.
NMFS will further allocate the Chinook
salmon PSC allocation to the CDQ
Program under paragraph (f)(3)(iii) of
this section among the six CDQ groups
based on each CDQ group’s percentage
of the CDQ Program pollock allocation.
NMFS will issue transferable Chinook
salmon PSC allocations to CDQ groups.
(vii) Accrual of Chinook salmon
bycatch to specific PSC allocations.
asabaliauskas on DSK3SPTVN1PROD with RULES
If a Chinook salmon PSC allocation is:
Then all Chinook salmon bycatch:
(A) A transferable allocation to a sector-level entity,
inshore cooperative, or CDQ group under paragraph
(f)(8) of this section.
(B) A non-transferable allocation to a sector or the
inshore open access fishery under paragraph (f)(10) of
this section.
(C) The opt-out allocation under paragraph (f)(5) of this
section.
By any vessel fishing under a transferable allocation will accrue against the allocation to the entity representing that vessel.
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Jkt 238001
PO 00000
By any vessel fishing under a non-transferable allocation will accrue against the allocation established for the sector or inshore open access fishery, whichever is applicable.
By any vessel fishing under the opt-out allocation will accrue against the opt-out allocation.
Frm 00065
Fmt 4700
Sfmt 4700
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Federal Register / Vol. 81, No. 112 / Friday, June 10, 2016 / Rules and Regulations
(viii) Public release of Chinook
salmon PSC information. For each year,
NMFS will release to the public and
publish on the NMFS Alaska Region
Web site (https://
alaskafisheries.noaa.gov/):
(A) The Chinook salmon PSC
allocations for each entity receiving a
transferable allocation;
(B) The non-transferable Chinook
salmon PSC allocations;
(C) The vessels fishing under each
transferable or non-transferable
allocation;
(D) The amount of Chinook salmon
bycatch that accrues towards each
transferable or non-transferable
allocation;
(E) Any changes to these allocations
due to transfers under paragraph (f)(9) of
this section, rollovers under paragraph
(f)(11) of this section, and deductions
from the B season non-transferable
allocations under paragraphs (f)(5)(v) or
(f)(10)(iii) of this section; and
(F) Tables for each sector that provide
the percent of the sector’s pollock
allocation, numbers of Chinook salmon
associated with each vessel in the sector
used to calculate the opt-out allocation
and annual threshold amounts, and the
percent of the pollock allocation
associated with each vessel that NMFS
will use to calculate IPA minimum
participation assigned to each vessel.
(i) What is the amount of Chinook salmon PSC that will be
allocated to the opt-out allocation in the A season and the
B season?
(ii) Which participants will be
managed under the opt-out allocation?
(iii) What Chinook salmon bycatch will accrue against the
opt-out allocation?
(iv) How will the opt-out allocation be managed?
asabaliauskas on DSK3SPTVN1PROD with RULES
(v) What will happen if Chinook
salmon bycatch by vessels
fishing under the opt-out allocation exceeds the amount allocated to the A season optout allocation?
(vi) What will happen if Chinook
salmon bycatch by vessels
fishing under the opt-out allocation is less than the amount
allocated to the A season optout allocation?
(vii) Is Chinook salmon PSC allocated to the opt-out allocation transferable?
proportion each participating
cooperative represents of the Chinook
salmon PSC initially allocated among
the participating inshore cooperatives
that year.
(iii) Adjustment to CDQ group
allocations. If a CDQ group does not
participate in an approved IPA, the
amount of Chinook salmon that remains
in the CDQ Program’s allocation, after
subtracting the amount of Chinook
salmon associated with the nonparticipating CDQ group, will be
reallocated among the CDQ groups
participating in an approved IPA based
on the proportion each participating
CDQ group represents of the Chinook
salmon PSC initially allocated among
the participating CDQ groups that year.
(iv) All members of a sector do not
participate in an approved IPA. If all
members of a sector do not participate
in an approved IPA, the amount of
Chinook salmon that remains after
subtracting the amount of Chinook
salmon associated with the nonparticipating sector will not be
reallocated among the sectors that have
members participating in an approved
IPA. This portion of the PSC limit will
remain unallocated for that year.
(5) Chinook salmon PSC opt-out
allocation. The following table describes
requirements for the opt-out allocation:
The opt-out allocation will equal the sum of the Chinook salmon PSC deducted under paragraph (f)(4)(i) of this section from the
seasonal allocations of each sector with members not participating in an approved IPA.
Any AFA-permitted vessel or any CDQ group that is a member of a sector eligible under paragraph (f)(2)(ii) of this section to receive allocations of the 60,000 PSC limit or the 45,000 PSC limit, but that is not participating in an approved IPA.
All Chinook salmon bycatch by participants under paragraph (f)(5)(ii) of this section.
All participants under paragraph (f)(5)(ii) of this section will be managed as a group under the seasonal opt-out allocations. If the
Regional Administrator determines that the seasonal opt-out allocation will be reached, NMFS will publish a notice in the Federal Register closing directed fishing for pollock in the BS, for the remainder of the season, for all vessels fishing under the optout allocation.
NMFS will deduct from the B season opt-out allocation any Chinook salmon bycatch in the A season that exceeds the A season
opt-out allocation.
If Chinook salmon bycatch by vessels fishing under the opt-out allocation in the A season is less than the amount allocated to the
opt-out allocation in the A season, this amount of Chinook salmon will not be added to the B season opt-out allocation.
No. Chinook salmon PSC allocated to the opt-out allocation is not transferable.
(6) Chinook salmon bycatch
performance standard. If the total
annual Chinook salmon bycatch by the
members of a sector participating in an
approved IPA is greater than that
sector’s annual threshold amount of
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(4) Reduction in allocations of the
Chinook salmon PSC limit—(i)
Reduction in sector allocations. NMFS
will reduce the seasonal allocation of
the Chinook salmon PSC limit to the
catcher/processor sector, the mothership
sector, the inshore sector, or the CDQ
Program under paragraph (f)(3)(iii)(A) or
(B) of this section, if the owner of any
permitted AFA vessel in that sector, or
any CDQ group, does not participate in
an approved IPA under paragraph (f)(12)
of this section. NMFS will subtract the
amount of Chinook salmon from each
sector’s allocation associated with each
vessel not participating in an approved
IPA.
(ii) Adjustments to the inshore sector
and inshore cooperative allocations. (A)
If some members of an inshore
cooperative do not participate in an
approved IPA, NMFS will reduce the
allocation to the cooperative to which
those vessels belong, or the inshore
open access fishery.
(B) If all members of an inshore
cooperative do not participate in an
approved IPA, the amount of Chinook
salmon that remains in the inshore
sector’s allocation, after subtracting the
amount of Chinook salmon associated
with the non-participating inshore
cooperative, will be reallocated among
the inshore cooperatives participating in
an approved IPA based on the
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Chinook salmon in any three of seven
consecutive years, that sector will
receive an allocation of Chinook salmon
under the 47,591 PSC limit in all future
years, except in low Chinook salmon
abundance years when that sector will
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receive an allocation under the 33,318
Chinook salmon PSC limit.
(i) Annual threshold amount. Prior to
each year, NMFS will calculate each
sector’s annual threshold amount.
NMFS will post the annual threshold
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amount for each sector on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov/). At the end of
each year, NMFS will evaluate the
Chinook salmon bycatch by all IPA
participants in each sector against that
sector’s annual threshold amount.
(ii) Calculation of the annual
threshold amount. A sector’s annual
threshold amount is the annual number
of Chinook salmon that would be
allocated to that sector under the 47,591
Chinook salmon PSC limit, as shown in
the table in paragraph (f)(3)(iii)(C) of
this section, or the 33,318 Chinook
salmon PSC limit in low Chinook
salmon abundance years, as shown in
the table in paragraph (f)(3)(iii)(D) of
this section. If any vessels in a sector do
not participate in an approved IPA,
NMFS will reduce that sector’s annual
threshold amount by the number of
Chinook salmon associated with each
vessel not participating in an approved
IPA. If any CDQ groups do not
participate in an approved IPA, NMFS
will reduce the CDQ Program’s annual
threshold amount by the number of
Chinook salmon associated with each
CDQ group not participating in an
approved IPA.
(iii) Exceeding the performance
standard. If NMFS determines that a
sector has exceeded its performance
standard by exceeding its annual
threshold amount in any three of seven
consecutive years, NMFS will issue a
notification in the Federal Register that
the sector has exceeded its performance
standard. In all subsequent years, NMFS
will allocate to that sector either the
amount of Chinook salmon in the table
in paragraph (f)(3)(iii)(C) of this section
or, in low Chinook salmon abundance
years, the amount of Chinook salmon in
the table in paragraph (f)(3)(iii)(D) of
this section. All members of the affected
sector will fish under this lower PSC
allocation regardless of whether a vessel
or CDQ group within that sector
participates in an approved IPA.
(7) Replacement vessels. If an AFApermitted vessel is no longer eligible to
participate in the BS pollock fishery or
if a vessel replaces a currently eligible
vessel, NMFS will assign the portion
and number of Chinook salmon
associated with that vessel to the
replacement vessel or distribute it
among other eligible vessels in the
sector based on the procedures in the
law, regulation, or private contract that
accomplishes the vessel removal or
replacement action.
(8) Entities eligible to receive
transferable Chinook salmon PSC
allocations. (i) NMFS will issue
transferable Chinook salmon PSC
allocations to the following entities, if
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these entities meet all the applicable
requirements of this section.
(A) Inshore cooperatives. NMFS will
issue transferable Chinook salmon PSC
allocations to the inshore cooperatives
permitted annually under § 679.4(l)(6).
The representative and agent for service
of process (see definition at § 679.2) for
an inshore cooperative is the
cooperative representative identified in
the application for an inshore
cooperative fishing permit issued under
§ 679.4(l)(6), unless the inshore
cooperative representative notifies
NMFS in writing that a different person
will act as its agent for service of
process for purposes of this paragraph
(f). An inshore cooperative is not
required to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(B) CDQ groups. NMFS will issue
transferable Chinook salmon PSC
allocations to the CDQ groups. The
representative and agent for service of
process for a CDQ group is the chief
executive officer of the CDQ group,
unless the chief executive officer
notifies NMFS in writing that a different
person will act as its agent for service
of process. A CDQ group is not required
to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(C) Entity representing the AFA
catcher/processor sector. NMFS will
authorize only one entity to represent
the catcher/processor sector for
purposes of receiving and managing
transferable Chinook salmon PSC
allocations on behalf of the catcher/
processors eligible to fish under
transferable Chinook salmon PSC
allocations. NMFS will issue
transferable Chinook salmon allocations
under the Chinook salmon PSC limit to
the entity representing the catcher/
processor sector if that entity represents
all the owners of AFA-permitted vessels
in this sector that are participants in an
approved IPA.
(D) Entity representing the AFA
mothership sector. NMFS will authorize
only one entity to represent the
mothership sector for purposes of
receiving and managing transferable
Chinook salmon PSC allocations on
behalf of the vessels eligible to fish
under transferable Chinook salmon PSC
allocations. NMFS will issue
transferable Chinook salmon allocations
under the Chinook salmon PSC limit to
an entity representing the mothership
sector if that entity represents all the
owners of AFA-permitted vessels in this
sector that are participants in an
approved IPA.
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37551
(ii) Request for approval as an entity
eligible to receive transferable Chinook
salmon PSC allocations. A
representative of an entity representing
the catcher/processor sector or the
mothership sector may request approval
by NMFS to receive transferable
Chinook salmon PSC allocations on
behalf of the members of the sector. The
application must be submitted to NMFS
at the address in paragraph (b)(6) of this
section. A completed application
consists of the application form and a
contract, described below.
(A) Application form. The applicant
must submit a paper copy of the
application form with all information
fields accurately filled in, including the
affidavit affirming that each eligible
vessel owner, from whom the applicant
received written notification requesting
to join the sector entity, has been
allowed to join the sector entity subject
to the same terms and conditions that
have been agreed on by, and are
applicable to, all other parties to the
sector entity. The application form is
available on the NMFS Alaska Region
Web site (https://alaskafisheries.
noaa.gov/) or from NMFS at the address
in paragraph (b)(6) of this section.
(B) Contract. A contract containing
the following information must be
attached to the completed application
form:
(1) Information that documents that
all vessel owners party to the contract
agree that the entity, the entity’s
representative, and the entity’s agent for
service of process named in the
application form represent them for
purposes of receiving transferable
Chinook salmon PSC allocations.
(2) A statement that the entity’s
representative and agent for service of
process are authorized to act on behalf
of the vessel owners party to the
contract.
(3) Signatures, printed names, and
date of signature for the owners of each
AFA-permitted vessel identified in the
application form.
(C) Contract duration. Once
submitted, the contract attached to the
application form is valid until amended
or terminated by the parties to the
contract.
(D) Deadline. An application form and
contract must be received by NMFS no
later than 1700 hours, A.l.t., on October
1 of the year prior to the year for which
the Chinook salmon PSC allocations are
effective.
(E) Approval. If more than one entity
application form is submitted to NMFS,
NMFS will approve the application
form for the entity that represents the
most eligible vessel owners in the
sector.
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(F) Amendments to the sector entity.
(1) An amendment to the sector entity
contract, with no change in entity
participants, may be submitted to NMFS
at any time and is effective upon written
notification of approval by NMFS to the
entity representative. To amend a
contract, the entity representative must
submit a complete application, as
described in paragraph (f)(8)(ii) of this
section.
(2) To make additions or deletions to
the vessel owners represented by the
entity for the next year, the entity
representative must submit a complete
application, as described in paragraph
(f)(8)(ii) of this section, by December 1.
(iii) Entity representative. (A) The
entity’s representative must —
(1) Act as the primary contact person
for NMFS on issues relating to the
operation of the entity;
(2) Submit on behalf of the entity any
applications required for the entity to
receive a transferable Chinook salmon
PSC allocation and to transfer some or
all of that allocation to and from other
entities eligible to receive transfers of
Chinook salmon PSC allocations;
(3) Ensure that an agent for service of
process is designated by the entity; and
(4) Ensure that NMFS is notified if a
substitute agent for service of process is
designated. Notification must include
the name, address, and telephone
number of the substitute agent in the
event the previously designated agent is
no longer capable of accepting service
on behalf of the entity or its members
within the 5-year period from the time
the agent is identified in the application
to NMFS under paragraph (f)(8)(ii) of
this section.
(B) Any vessel owner that is a member
of an inshore cooperative, or a member
of the entity that represents the catcher/
processor sector or the mothership
sector, may authorize the entity
representative to sign a proposed IPA
submitted to NMFS, under paragraph
(f)(12) of this section, on his or her
behalf. This authorization must be
included in the contract submitted to
NMFS, under paragraph (f)(8)(ii)(B) of
this section, for the sector-level entities
and in the contract submitted annually
to NMFS by inshore cooperatives under
§ 679.61(d).
(iv) Agent for service of process. The
entity’s agent for service of process
must—
(A) Be authorized to receive and
respond to any legal process issued in
the United States with respect to all
owners and operators of vessels that are
members of an entity receiving a
transferable allocation of Chinook
salmon PSC or with respect to a CDQ
group. Service on or notice to the
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entity’s appointed agent constitutes
service on or notice to all members of
the entity.
(B) Be capable of accepting service on
behalf of the entity until December 31
of the year five years after the calendar
year for which the entity notified the
Regional Administrator of the identity
of the agent.
(v) Absent a catcher/processor sector
or mothership sector entity. If the
catcher/processor sector or the
mothership sector does not form an
entity to receive a transferable allocation
of Chinook salmon PSC, the sector will
be managed by NMFS under a nontransferable allocation of Chinook
salmon PSC under paragraph (f)(10) of
this section.
(9) Transfers of Chinook salmon PSC.
(i) A Chinook salmon PSC allocation
issued to eligible entities under
paragraph (f)(8)(i) of this section may be
transferred to any other entity receiving
a transferable allocation of Chinook
salmon PSC by submitting to NMFS an
application for transfer described in
paragraph (f)(9)(iii) of this section.
Transfers of Chinook salmon PSC
allocations among eligible entities are
subject to the following restrictions:
(A) Entities receiving transferable
allocations under the 60,000 PSC limit
may only transfer to and from other
entities receiving allocations under the
60,000 PSC limit.
(B) Entities receiving transferable
allocations under the 45,000 PSC limit
may only transfer to and from other
entities receiving allocations under the
45,000 PSC limit.
(C) Entities receiving transferable
allocations under the 47,591 PSC limit
may only transfer to and from other
entities receiving allocations under the
47,591 PSC limit.
(D) Entities receiving transferable
allocations under the 33,318 PSC limit
may only transfer to and from other
entities receiving allocations under the
33,318 PSC limit.
(E) Chinook salmon PSC allocations
may not be transferred between seasons.
(ii) Post-delivery transfers. If the
Chinook salmon bycatch by an entity
exceeds its seasonal allocation, the
entity may receive transfers of Chinook
salmon PSC to cover overages for that
season. An entity may conduct transfers
to cover an overage that results from
Chinook salmon bycatch from any
fishing trip by a vessel fishing on behalf
of that entity that was completed or is
in progress at the time the entity’s
allocation is first exceeded. Under
§ 679.7(d)(5)(ii)(C)(2) and (k)(8)(v)(B),
vessels fishing on behalf of an entity
that has exceeded its Chinook salmon
PSC allocation for a season may not start
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a new fishing trip for pollock in the BS
on behalf of that same entity for the
remainder of that season.
(iii) Application for transfer of
Chinook salmon PSC allocation—(A)
Completed application. NMFS will
process a request for transfer of Chinook
salmon PSC provided that a paper or
electronic application is completed,
with all information fields accurately
filled in. Application forms are available
on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/) or
from NMFS at the address in paragraph
(b)(6) of this section.
(B) Certification of transferor—(1)
Non-electronic submittal. The
transferor’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete. The transferor’s
designated representative must submit
the paper application as indicated on
the application.
(2) Electronic submittal. The
transferor’s designated entity
representative must log onto the NMFS
online services system and create a
transfer request as indicated on the
computer screen. By using the
transferor’s NMFS ID, password, and
Transfer Key, and submitting the
transfer request, the designated
representative certifies that all
information is true, correct, and
complete.
(C) Certification of transferee—(1)
Non-electronic submittal. The
transferee’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete.
(2) Electronic submittal. The
transferee’s designated representative
must log onto the NMFS online services
system and accept the transfer request
as indicated on the computer screen. By
using the transferee’s NMFS ID,
password, and Transfer Key, the
designated representative certifies that
all information is true, correct, and
complete.
(D) Deadline. NMFS will not approve
an application for transfer of Chinook
salmon PSC after June 25 for the A
season or after December 1 for the B
season.
(10) Non-transferable Chinook salmon
PSC allocations. (i) All vessels
belonging to a sector that is ineligible to
receive transferable allocations under
paragraph (f)(8) of this section, any
catcher vessels participating in an
inshore open access fishery, and all
vessels fishing under the opt-out
allocation under paragraph (f)(5) of this
section will fish under specific nontransferable Chinook salmon PSC
allocations.
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(ii) All vessels fishing under a nontransferable Chinook salmon PSC
allocation, including vessels fishing on
behalf of a CDQ group, will be managed
together by NMFS under that nontransferable allocation. If, during the
fishing year, the Regional Administrator
determines that a seasonal nontransferable Chinook salmon PSC
allocation will be reached, NMFS will
publish a notice in the Federal Register
closing the BS to directed fishing for
pollock by those vessels fishing under
that non-transferable allocation for the
remainder of the season or for the
remainder of the year.
(iii) For each non-transferable
Chinook salmon PSC allocation, NMFS
will deduct from the B season allocation
any amount of Chinook salmon bycatch
in the A season that exceeds the amount
available under the A season allocation.
(11) Rollover of unused A season
allocation—(i) Rollovers of transferable
allocations. NMFS will add any
Chinook salmon PSC allocation
remaining at the end of the A season,
after any transfers under paragraph
(f)(9)(ii) of this section, to an entity’s B
season allocation.
(ii) Rollover of non-transferable
allocations. For a non-transferable
allocation for the mothership sector,
catcher/processor sector, or an inshore
open access fishery, NMFS will add any
Chinook salmon PSC remaining in that
non-transferable allocation at the end of
the A season to that B season nontransferable allocation.
(12) Salmon bycatch incentive plan
agreements (IPAs)—(i) Minimum
participation requirements. More than
one IPA may be approved by NMFS.
Each IPA must have participants that
represent the following:
(A) Minimum percent pollock. Parties
to an IPA must collectively represent at
least 9 percent of the BS pollock quota.
(B) Minimum number of unaffiliated
AFA entities. Parties to an IPA must
represent any combination of two or
more CDQ groups or corporations,
partnerships, or individuals who own
AFA-permitted vessels and are not
affiliated, as affiliation is defined for
purposes of AFA entities in § 679.2.
(ii) Membership in an IPA. (A) No
vessel owner or CDQ group is required
to join an IPA.
(B) For a vessel owner in the catcher/
processor sector or mothership sector to
join an IPA, that vessel owner must be
a member of the entity representing that
sector under paragraph (f)(8).
(C) For a CDQ group to be a member
of an IPA, the CDQ group must sign the
IPA and list in that IPA each vessel
harvesting BS pollock CDQ, on behalf of
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that CDQ group, that will participate in
that IPA.
(D) Once a member of an IPA, a vessel
owner or CDQ group cannot withdraw
from the IPA during a fishing year.
(iii) Request for approval of a
proposed IPA. The IPA representative
must submit a proposed IPA to NMFS
at the address in paragraph (b)(6) of this
section. The proposed IPA must contain
the following information:
(A) Affidavit. The IPA must include
the affidavit affirming that each eligible
vessel owner or CDQ group, from whom
the IPA representative received written
notification requesting to join the IPA,
has been allowed to join the IPA subject
to the same terms and conditions that
have been agreed on by, and are
applicable to, all other parties to the
IPA.
(B) Name of the IPA.
(C) Representative. The IPA must
include the name, telephone number,
and email address of the IPA
representative who submits the
proposed IPA on behalf of the parties
and who is responsible for submitting
proposed amendments to the IPA and
the annual report required under
paragraph (f)(13) of this section.
(D) Third party group. The IPA must
identify at least one third party group.
Third party groups include any entities
representing western Alaskans who
depend on salmon and have an interest
in salmon bycatch reduction but do not
directly fish in a groundfish fishery.
(E) Description of the incentive plan.
The IPA must contain a description of
the following—
(1) The incentive(s) that will be
implemented under the IPA for the
operator of each vessel participating in
the IPA to avoid Chinook salmon and
chum salmon bycatch under any
condition of pollock and Chinook
salmon abundance in all years.
(2) How the incentive(s) to avoid
chum salmon do not increase Chinook
salmon bycatch.
(3) The rewards for avoiding Chinook
salmon, penalties for failure to avoid
Chinook salmon at the vessel level, or
both.
(4) How the incentive measures in the
IPA are expected to promote reductions
in a vessel’s Chinook salmon and chum
salmon bycatch rates relative to what
would have occurred in absence of the
incentive program.
(5) How the incentive measures in the
IPA promote Chinook salmon and chum
salmon savings in any condition of
pollock abundance or Chinook salmon
abundance in a manner that is expected
to influence operational decisions by
vessel operators to avoid Chinook
salmon and chum salmon.
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37553
(6) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage that vessel’s Chinook
salmon bycatch to keep total bycatch
below the performance standard
described in paragraph (f)(6) of this
section for the sector in which the
vessel participates.
(7) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage that vessel’s chum
salmon bycatch to avoid areas and times
where the chum salmon are likely to
return to western Alaska.
(8) The rolling hot spot program for
salmon bycatch avoidance that operates
throughout the entire A season and B
season and the agreement to provide
notifications of closure areas and any
violations of the rolling hot spot
program to the third party group.
(9) The restrictions or penalties
targeted at vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels
fishing at the same time.
(10) The requirement for vessels to
enter a fishery-wide in-season salmon
PSC data sharing agreement.
(11) The requirement for the use of
salmon excluder devices, with
recognition of contingencies, from
January 20 to March 31, and from
September 1 until the end of the B
season.
(12) The requirement that salmon
savings credits are limited to a
maximum of three years for IPAs with
salmon savings credits.
(13) The restrictions or performance
criteria used to ensure that Chinook
salmon PSC rates in October are not
significantly higher than those achieved
in the preceding months.
(F) Compliance agreement. The IPA
must include a written statement that all
parties to the IPA agree to comply with
all provisions of the IPA.
(G) Signatures. The names and
signatures of the owner or
representative for each vessel and CDQ
group that is a party to the IPA. The
representative of an inshore cooperative,
or the representative of the entity
formed to represent the AFA catcher/
processor sector or the AFA mothership
sector under paragraph (f)(8) of this
section may sign a proposed IPA on
behalf of all vessels that are members of
that inshore cooperative or sector level
entity.
(iv) Deadline and duration—(A)
Deadline for proposed IPA. A proposed
IPA must be received by NMFS no later
than 1700 hours, A.l.t., on October 1 of
the year prior to the year for which the
IPA is proposed to be effective.
(B) Duration. Once approved, an IPA
is effective starting January 1 of the year
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following the year in which NMFS
approves the IPA, unless the IPA is
approved between January 1 and
January 19, in which case the IPA is
effective starting in the year in which it
is approved. Once approved, an IPA is
effective until December 31 of the first
year in which it is effective or until
December 31 of the year in which the
IPA representative notifies NMFS in
writing that the IPA is no longer in
effect, whichever is later. An IPA may
not expire mid-year. No party may join
or leave an IPA once it is approved,
except as allowed under paragraph
(f)(12)(v)(C) of this section.
(v) NMFS review of a proposed IPA—
(A) Approval. An IPA will be approved
by NMFS if it meets the following
requirements:
(1) Meets the minimum participation
requirements in paragraph (f)(12)(i) of
this section;
(2) Is submitted in compliance with
the requirements of paragraphs (f)(12)(ii)
and (iv) of this section; and
(3) Contains the information required
in paragraph (f)(12)(iii) of this section.
(B) IPA identification number. If
approved, NMFS will assign an IPA
identification number to the approved
IPA. This number must be used by the
IPA representative in amendments to
the IPA.
(C) Amendments to an IPA.
Amendments to an approved IPA may
be submitted to NMFS at any time and
will be reviewed under the
requirements of this paragraph (f)(12).
An amendment to an approved IPA is
effective upon written notification of
approval by NMFS to the IPA
representative.
(D) Disapproval. (1) NMFS will
disapprove a proposed IPA or a
proposed amendment to an IPA for
either of the following reasons:
(i) If the proposed IPA fails to meet
any of the requirements of paragraphs
(f)(12)(i) through (iii) of this section, or
(ii) If a proposed amendment to an
IPA would cause the IPA to no longer
be consistent with the requirements of
paragraphs (f)(12)(i) through (iv) of this
section.
(2) Initial Administrative
Determination (IAD). If, in NMFS’
review of the proposed IPA, NMFS
identifies deficiencies in the proposed
IPA that require disapproval of the
proposed IPA, NMFS will notify the
applicant in writing. The IPA
representative will be provided one 30day period to address, in writing, the
deficiencies identified by NMFS.
Additional information or a revised IPA
received by NMFS after the expiration
of the 30-day period specified by NMFS
will not be considered for purposes of
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the review of the proposed IPA. NMFS
will evaluate any additional information
submitted by the applicant within the
30-day period. If the Regional
Administrator determines that the
additional information addresses
deficiencies in the proposed IPA, the
Regional Administrator will approve the
proposed IPA under paragraphs
(f)(12)(iv)(B) and (f)(12)(v)(A) of this
section. However, if, after consideration
of the original proposed IPA and any
additional information submitted during
the 30-day period, NMFS determines
that the proposed IPA does not comply
with the requirements of paragraph
(f)(12) of this section, NMFS will issue
an initial administrative determination
(IAD) providing the reasons for
disapproving the proposed IPA.
(3) Administrative Appeals. An IPA
representative who receives an IAD
disapproving a proposed IPA may
appeal under the procedures set forth at
§ 679.43. If the IPA representative fails
to file an appeal of the IAD pursuant to
§ 679.43, the IAD will become the final
agency action. If the IAD is appealed
and the final agency action is a
determination to approve the proposed
IPA, then the IPA will be effective as
described in paragraph (f)(12)(iv)(B) of
this section.
(4) Pending appeal. While appeal of
an IAD disapproving a proposed IPA is
pending, proposed members of the IPA
subject to the IAD that are not currently
members of an approved IPA will fish
under the opt-out allocation under
paragraph (f)(5) of this section. If no
other IPA has been approved by NMFS,
NMFS will issue all sectors allocations
of the 47,591 Chinook salmon PSC limit
as described in paragraph (f)(3)(iii)(C) of
this section, or, in low Chinook salmon
abundance years, allocations of the
33,318 Chinook salmon PSC limit as
described in paragraph (f)(3)(iii)(D) of
this section.
(vi) Public release of an IPA. NMFS
will make all proposed IPAs and all
approved IPAs and the list of
participants in each approved IPA
available to the public on the NMFS
Alaska Region Web site (https://alaska
fisheries.noaa.gov/).
(13) IPA Annual Report. The
representative of each approved IPA
must submit a written annual report to
the Council at the address specified in
§ 679.61(f). The Council will make the
annual report available to the public.
(i) Submission deadline. The IPA
Annual Report must be received by the
Council no later than March 15.
(ii) Information requirements. The
IPA Annual Report must contain the
following information:
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(A) A comprehensive description of
the incentive measures, including the
rolling hot spot program and salmon
excluder use, in effect in the previous
year;
(B) A description of how these
incentive measures affected individual
vessels;
(C) An evaluation of whether
incentive measures were effective in
achieving salmon savings beyond levels
that would have been achieved in
absence of the measures, including the
effectiveness of—
(1) Measures to ensure that chum
salmon were avoided in areas and at
times where chum salmon are likely to
return to western Alaska;
(2) Restrictions or penalties that target
vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels; and
(3) Restrictions or performance
criteria used to ensure that Chinook PSC
rates in October are not significantly
higher than in previous months.
(D) A description of any amendments
to the terms of the IPA that were
approved by NMFS since the last annual
report and the reasons that the
amendments to the IPA were made.
(E) The sub-allocation to each
participating vessel of the number of
Chinook salmon PSC and amount of
pollock (mt) at the start of each fishing
season, and number of Chinook salmon
PSC and amount of pollock (mt) caught
at the end of each season.
(F) The following information on inseason transfer of Chinook salmon PSC
and pollock among AFA cooperatives,
entities eligible to receive Chinook
salmon PSC allocations, or CDQ groups:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC
transferred; and
(5) Amount of pollock (mt)
transferred.
(G) The following information on inseason transfers among vessels
participating in the IPA:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC
transferred; and
(5) Amount pollock (mt) transferred.
(14) Non-Chinook salmon prohibited
species catch (PSC) limit and Chum
Salmon Savings Area. (i) The PSC limit
for non-Chinook salmon caught by
vessels using trawl gear from August 15
through October 14 in the Catcher
Vessel Operational Area, as defined
under § 679.22(a)(5) and in Figure 2 to
this part, is 42,000 fish.
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(ii) 10.7 percent of the non-Chinook
PSC limit is allocated to the CDQ
Program as a PSQ reserve.
(iii) If the Regional Administrator
determines that 42,000 non-Chinook
salmon have been caught by vessels
using trawl gear during the period
August 15 through October 14 in the
Catcher Vessel Operational Area, NMFS
will prohibit fishing for pollock for the
remainder of the period September 1
through October 14 in the Chum Salmon
Savings Area as defined in Figure 9 to
this part.
(iv) Trawl vessels participating in
directed fishing for pollock and
operating under an IPA approved by
NMFS under paragraph (f)(12) of this
section are exempt from closures in the
Chum Salmon Savings Area.
(15) Salmon handling. Regulations in
this paragraph apply to vessels directed
fishing for pollock in the BS, including
pollock CDQ, and processors taking
deliveries from these vessels.
(i) Salmon discard. The operator of a
vessel and the manager of a shoreside
processor or SFP must not discard any
salmon or transfer or process any
salmon under the PSD Program at
§ 679.26 if the salmon were taken
incidental to a directed fishery for
pollock in the BS until the number of
salmon has been determined by the
observer and the observer’s collection of
any scientific data or biological samples
from the salmon has been completed.
(ii) Salmon retention and storage. (A)
Operators of catcher/processors or
motherships must—
(1) Sort and transport all salmon
bycatch from each haul to an approved
storage container located adjacent to the
observer sampling station that allows an
observer free and unobstructed access to
the salmon (see § 679.28(d)(2)(i) and
(d)(7)). The salmon storage container
must remain in view of the observer
from the observer sampling station at all
times during the sorting of the haul.
(2) If, at any point during sorting of a
haul or delivery, the salmon are too
numerous to be contained in the salmon
storage container, cease all sorting and
give the observer the opportunity to
count the salmon in the storage
container and collect scientific data or
biological samples. Once the observer
has completed all counting and
sampling duties for the counted salmon,
the salmon must be removed by vessel
personnel from the approved storage
container and the observer sampling
station, in the presence of the observer.
(3) Before sorting of the next haul may
begin, give the observer the opportunity
to complete the count of salmon and the
collection of scientific data or biological
samples from the previous haul. When
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the observer has completed all counting
and sampling duties for a haul or
delivery, vessel personnel must remove
the salmon, in the presence of the
observer, from the salmon storage
container and the observer sampling
station.
(4) Ensure no salmon of any species
pass the observer sample collection
point, as identified in the scale drawing
of the observer sampling station (see
§ 679.28(d)(2)(i) and (d)(7)).
(B) Operators of vessels delivering to
shoreside processors or stationary
floating processors must—
(1) Retain all salmon taken incidental
to a directed fishery for pollock in the
BS until the salmon are delivered to the
processor receiving the vessel’s BS
pollock catch.
(2) Notify the observer at least 15
minutes before handling catch on board
the vessel, including, but not limited to,
moving catch from one location to
another, sorting, or discard of catch
prior to the delivery of catch to the
processor receiving the vessel’s BS
pollock catch. This notification
requirement is in addition to the
notification requirements in § 679.51(e).
(3) Secure all salmon and catch after
the observer has completed the
collection of scientific data and
biological samples and after the vessel
crew has completed handling the catch.
All salmon and any other catch retained
on board the vessel must be made
unavailable for sorting and discard until
the delivery of catch to the processor
receiving the vessel’s BS pollock catch.
Methods to make salmon or retained
catch unavailable for sorting or discard
include but are not limited to securing
the catch in a completely enclosed
container above or below deck, securing
the catch in an enclosed codend, or
completely and securely covering the
fish on deck.
(4) Comply with the requirements in
paragraphs (f)(15)(ii)(B)(2) and (3) of this
section, before handling the catch prior
to delivery.
(C) Shoreside processors or stationary
floating processors must—
(1) Comply with the requirements in
§ 679.28(g)(7)(vii) for the receipt,
sorting, and storage of salmon from
deliveries of catch from the BS pollock
fishery.
(2) Ensure no salmon of any species
pass beyond the last point where sorting
of fish occurs, as identified in the scale
drawing of the plant in the Catch
Monitoring Control Plan (CMCP).
(3) Sort and transport all salmon of
any species to the salmon storage
container identified in the CMCP (see
§ 679.28 (g)(7)(vi)(C) and (g)(7)(x)(F)).
The salmon must remain in that salmon
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37555
storage container and within the view of
the observer at all times during the
offload.
(4) If, at any point during the offload,
salmon are too numerous to be
contained in the salmon storage
container, cease the offload and all
sorting and give the observer the
opportunity to count the salmon and
collect scientific data or biological
samples. The counted salmon then must
be removed from the area by plant
personnel in the presence of the
observer.
(5) At the completion of the offload,
give the observer the opportunity to
count the salmon and collect scientific
data or biological samples.
(6) Before sorting of the next offload
of catch from the BS pollock fishery
may begin, give the observer the
opportunity to complete the count of
salmon and the collection of scientific
data or biological samples from the
previous offload of catch from the BS
pollock fishery. When the observer has
completed all counting and sampling
duties for the offload, plant personnel
must remove the salmon, in the
presence of the observer, from the
salmon storage container and location
where salmon are counted and
biological samples or scientific data are
collected.
(iii) Assignment of crew to assist
observer. Operators of vessels and
managers of shoreside processors and
SFPs that are required to retain salmon
under paragraph (f)(15)(i) of this section
must designate and identify to the
observer aboard the vessel, or at the
shoreside processor or SFP, a crew
person or employee responsible for
ensuring all sorting, retention, and
storage of salmon occurs according to
the requirements of (f)(15)(ii) of this
section.
(iv) Discard of salmon. Except for
salmon under the PSD Program at
§ 679.26, all salmon must be returned to
the sea as soon as is practicable,
following notification by an observer
that the number of salmon has been
determined and the collection of
scientific data or biological samples has
been completed.
(g) Chinook salmon bycatch
management in the AI pollock fishery—
(1) Applicability. This paragraph
contains regulations governing the
bycatch of Chinook salmon in the AI
pollock fishery.
(2) AI Chinook salmon PSC limit. (i)
The PSC limit for Chinook salmon
caught by vessels while harvesting
pollock in the AI is 700 fish.
(ii) 7.5 percent of the PSC limit is
allocated to the CDQ Program as a PSQ
reserve.
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(3) Area closures. If, during the
fishing year, the Regional Administrator
determines that catch of Chinook
salmon by vessels using trawl gear
while directed fishing for pollock in the
AI will reach the PSC limit, NMFS, by
notification in the Federal Register, will
close the AI Chinook Salmon Savings
Area, as defined in Figure 8 to this part,
to directed fishing for pollock with
trawl gear on the following dates:
(i) From the effective date of the
closure until April 15, and from
September 1 through December 31, if
the Regional Administrator determines
that the annual limit of AI Chinook
salmon will be attained before April 15.
(ii) From September 1 through
December 31, if the Regional
Administrator determines that the
annual limit of AI Chinook salmon will
be attained after April 15.
*
*
*
*
*
■ 6. In § 679.22, revise paragraph (a)(10)
to read as follows:
§ 679.22
Closures.
(a) * * *
(10) Chum Salmon Savings Area.
Directed fishing for pollock by vessels
using trawl gear is prohibited from
August 1 through August 31 in the
Chum Salmon Savings Area defined at
Figure 9 to this part (see also
§ 679.21(f)(14)). Vessels directed fishing
for pollock in the BS, including pollock
CDQ, and operating under an approved
IPA under § 679.21(f)(12) are exempt
from closures in the Chum Salmon
Savings Area.
*
*
*
*
*
■ 7. In § 679.28, revise paragraphs
(d)(7)(i) through (iii) to read as follows:
§ 679.28 Equipment and operational
requirements.
*
*
*
*
(d) * * *
(7) * * *
(i) A salmon storage container must be
located adjacent to the observer
sampling station;
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*
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(ii) The salmon storage container must
remain in view of the observer at the
observer sampling station at all times
during the sorting of each haul; and
(iii) The salmon storage container
must be at least 1.5 cubic meters.
*
*
*
*
*
■ 8. In § 679.51, revise paragraphs
(e)(1)(iii), (e)(2) introductory text, and
(e)(2)(iii)(B)(3) to read as follows:
§ 679.51 Observer requirements for
vessels and plants.
*
*
*
*
*
(e) * * *
(1) * * *
(iii) Communications and observer
data entry—(A) Observer use of
equipment. Allow an observer to use the
vessel’s communications equipment and
personnel, on request, for the
confidential entry, transmission, and
receipt of work-related messages, at no
cost to the observer or the United States.
(B) The operator of a catcher/
processor (except for a catcher/
processor placed in the partial observer
coverage category under paragraph (a)(3)
of this section), mothership, or catcher
vessel 125 ft LOA or longer (except for
a catcher vessel fishing for groundfish
with pot gear) must provide the
following equipment, software and data
transmission capabilities:
(1) Observer access to computer. Make
a computer available for use by the
observer.
(2) NMFS-supplied software. Ensure
that the most recent release of NMFS
data entry software provided by the
Regional Administrator or other
approved software is installed on the
computer described in paragraph
(e)(1)(iii)(B)(1) of this section.
(3) Data transmission. The computer
and software described in paragraphs
(e)(1)(iii)(B)(1) and (2) of this section
must be connected to a communication
device that provides a point-to-point
connection to the NMFS host computer.
(4) Functional and operational
equipment. Ensure that the required
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equipment described in paragraph
(e)(1)(iii)(B) of this section and that is
used by an observer to enter or transmit
data is fully functional and operational.
‘‘Functional’’ means that all the tasks
and components of the NMFS-supplied,
or other approved, software described in
paragraph (e)(1)(iii)(B)(2) of this section
and any required data transmissions to
NMFS can be executed effectively
aboard the vessel by the equipment.
(C) The operator of a catcher vessel
participating in the Rockfish Program or
a catcher vessel less than 125 ft LOA
directed fishing for pollock in the BS
must comply with the computer and
software requirements described in
paragraphs (e)(1)(iii)(B)(1), (2), and (4) of
this section.
*
*
*
*
*
(2) Shoreside processor and stationary
floating processor responsibilities. A
manager of a shoreside processor or a
stationary floating processor that is
required to maintain observer coverage
as specified under paragraph (b) of this
section must:
*
*
*
*
*
(iii) * * *
(B) * * *
(3) Functional and operational
equipment. Ensuring that the
communications equipment required
under paragraph (e)(2)(iii)(B) of this
section that is used by observers to enter
and transmit data is functional and
operational. ‘‘Functional’’ means that all
the tasks and components of the NMFSsupplied, or other approved, software
described at paragraph (e)(2)(iii)(B)(2) of
this section and any data transmissions
to NMFS can be executed effectively by
the communications equipment.
*
*
*
*
*
Tables 47a through 47d to Part 679
[Removed]
9. Remove Tables 47a through 47d to
part 679.
■
[FR Doc. 2016–13697 Filed 6–9–16; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 81, Number 112 (Friday, June 10, 2016)]
[Rules and Regulations]
[Pages 37534-37556]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-13697]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 150629562-6447-02]
RIN 0648-BF25
Fisheries of the Exclusive Economic Zone Off Alaska; Bycatch
Management in the Bering Sea Pollock Fishery
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues this final rule to implement Amendment 110 to the
Fishery Management Plan for Groundfish of the Bering Sea and Aleutian
Islands management area (FMP). Amendment 110 and this final rule
improve the management of Chinook and chum salmon bycatch in the Bering
Sea pollock fishery by creating a comprehensive salmon bycatch
avoidance program. This action is necessary to minimize Chinook and
chum salmon bycatch in the Bering Sea pollock fishery to the extent
practicable while maintaining the potential for the full harvest of the
pollock total allowable catch (TAC) within specified prohibited species
catch (PSC) limits. Amendment 110 is intended to promote the goals and
objectives of the Magnuson-Stevens Fishery
[[Page 37535]]
Conservation and Management Act, the FMP, and other applicable laws.
DATES: Effective July 11, 2016.
ADDRESSES: Electronic copies of Amendment 110 and the Environmental
Assessment (EA)/Regulatory Impact Review (RIR) prepared for this action
(collectively the ``Analysis''), and the Environmental Impact Statement
(EIS) prepared for Amendment 91 to the FMP may be obtained from
www.regulations.gov or from the NMFS Alaska Region Web site at https://alaskafisheries.noaa.gov. All public comments submitted during the
comment periods may be obtained from www.regulations.gov.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
rule may be submitted by mail to NMFS Alaska Region, P.O. Box 21668,
Juneau, AK 99802-1668, Attn: Ellen Sebastian, Records Officer; in
person at NMFS Alaska Region, 709 West 9th Street, Room 420A, Juneau,
AK; by email to OIRA_Submission@omb.eop.gov; or by fax to 202-395-5806.
FOR FURTHER INFORMATION CONTACT: Gretchen Harrington or Alicia Miller,
907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the groundfish fisheries in the
exclusive economic zone of the Bering Sea and Aleutian Islands
Management Area (BSAI) under the FMP. The North Pacific Fishery
Management Council (Council) prepared the FMP under the authority of
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act), 16 U.S.C. 1801 et seq. Regulations governing U.S.
fisheries and implementing the FMP appear at 50 CFR parts 600 and 679.
NMFS published the Notice of Availability for Amendment 110 in the
Federal Register on January 8, 2016 (81 FR 897), with comments invited
through March 8, 2016. NMFS published the proposed rule to implement
Amendment 110 on February 3, 2016 (81 FR 5681), with comments invited
through March 4, 2016. The Secretary of Commerce approved Amendment 110
on March 29, 2016. NMFS received 15 comment letters containing 27
unique substantive comments on the FMP amendment and proposed rule. A
summary of these comments and the responses by NMFS are provided under
the heading Response to Comments below.
A detailed review of the provisions of Amendment 110, the proposed
regulations to implement Amendment 110, and the rationale for these
regulations is provided in the preamble to the proposed rule (81 FR
5681, February 3, 2016) and is briefly summarized in this final rule.
The preamble to the proposed rule describes 1) the Bering Sea pollock
fishery, 2) salmon bycatch in the Bering Sea pollock fishery, 3) the
importance of salmon in western Alaska, 4) management of salmon bycatch
in the BSAI, 5) objectives of and rationale for Amendment 110 and the
implementing regulations, 6) proposed salmon bycatch management
measures, 7) proposed changes to monitoring and enforcement
requirements, and 8) other regulatory changes in the proposed rule.
Amendment 110 and this final rule apply to owners and operators of
catcher vessels, catcher/processors, motherships, inshore processors,
and the six Western Alaska Community Development Quota (CDQ) Program
groups participating in the pollock (Gadus chalcogrammus) fishery in
the Bering Sea. The Bering Sea pollock fishery is managed under the
American Fisheries Act (AFA) (16 U.S.C. 1851 note) and the Magnuson-
Stevens Act. The AFA defines the sectors of the Bering Sea pollock
fishery, determines which vessels and processors are eligible to
participate in each sector, establishes allocations of Bering Sea
pollock total TAC to each sector as directed fishing allowances, and
establishes excessive share limits for harvesting pollock. As required
by section 206(b) of the AFA, NMFS allocates a specified percentage of
the Bering Sea pollock TAC to each of the three AFA fishery sectors: 1)
50 percent to catcher vessels delivering to inshore processors, called
the ``inshore sector''; 2) 40 percent to catcher/processors and catcher
vessels delivering to those catcher/processors, called the ``catcher/
processor sector''; and 3) 10 percent to catcher vessels harvesting
pollock for processing by motherships, called the ``mothership
sector.''
Pollock is harvested with trawl vessels that tow large nets through
the water. Pollock can occur in the same locations as Chinook salmon
and chum salmon. Consequently, Chinook salmon and chum salmon are
incidentally caught in the nets as fishermen target pollock.
Section 3 of the Magnuson-Stevens Act defines bycatch as fish that
are harvested in a fishery, which are not sold or kept for personal
use. Therefore, Chinook salmon and chum salmon caught in the pollock
fishery are considered bycatch under the Magnuson-Stevens Act, the FMP,
and NMFS regulations at 50 CFR part 679. Bycatch of any species,
including discard or other mortality caused by fishing, is a concern of
the Council and NMFS. National Standard 9 and section 303(a)(11) of the
Magnuson-Stevens Act require the Council to recommend, and NMFS to
implement, conservation and management measures that, to the extent
practicable, minimize bycatch and bycatch mortality.
The bycatch of culturally and economically valuable species like
Chinook salmon and chum salmon, which are fully allocated and, in some
cases, facing conservation concerns, are categorized as prohibited
species under the FMP. They are the most regulated and closely managed
category of bycatch in the groundfish fisheries off Alaska, and
specifically in the pollock fishery. In addition to Pacific salmon,
other species including steelhead trout, Pacific halibut, king crab,
Tanner crab, and Pacific herring are also classified as prohibited
species in the groundfish fisheries off Alaska. Fishermen must avoid
salmon bycatch and any salmon caught must either be donated to the
Prohibited Species Donation (PSD) Program (see Sec. 679.26), or
returned to Federal waters as soon as practicable, with a minimum of
injury, after an observer has determined the amount of salmon bycatch
and collected any scientific data or biological samples.
The Council and NMFS have been concerned about the potential impact
of Chinook and chum salmon bycatch on returns to western Alaska given
the relatively large proportion of bycatch from western Alaska that
occurs in the pollock fishery. Chinook salmon and chum salmon destined
for western Alaska support commercial, subsistence, sport, and personal
use fisheries. The State of Alaska (State) manages the salmon
commercial, subsistence, sport, and personal use fisheries. The Alaska
Board of Fisheries adopts regulations through a public process to
conserve salmon and to allocate salmon to the various users. The first
management priority is to meet spawning escapement goals to sustain
salmon resources for future generations. The next priority is for
subsistence use under both State and Federal law. Salmon is a primary
subsistence food in some areas. Subsistence fisheries management
includes coordination with U.S. Federal agencies where Federal rules
apply under the Alaska National Interest Lands Conservation Act.
Section 3.4 of the Analysis describes the State and Federal management
process. Appendix A-4 of the Analysis provides an overview of the
importance of subsistence salmon harvests and commercial salmon
harvests.
Over the last 20 years, the Council and NMFS have adopted and
[[Page 37536]]
implemented several management measures to limit salmon bycatch in the
BSAI trawl fisheries, and particularly in the pollock fishery. Most
recently, NMFS implemented Amendment 84 to the FMP to enhance the
effectiveness of salmon bycatch measures (72 FR 61070, October 29,
2007) and Amendment 91 to the FMP to provide incentives to minimize
Chinook salmon bycatch to the extent practicable (75 FR 53026, August
30, 2010).
Amendment 84 exempted pollock vessels from Chinook Salmon Savings
Area and Chum Salmon Savings Area closures in the Bering Sea if they
participate in an intercooperative agreement (ICA) to reduce salmon
bycatch. Amendment 84 also exempted vessels participating in non-
pollock trawl fisheries in the Bering Sea from area closures because
these fisheries intercept minimal amounts of salmon. Additional
information on the provisions of Amendment 84 is provided in the final
rule prepared for that action (72 FR 61070, October 29, 2007).
Amendment 91 was implemented to manage Chinook salmon bycatch in
the pollock fishery. Amendment 91 combined a limit on the amount of
Chinook salmon that may be caught incidentally with a novel approach
designed to minimize bycatch to the extent practicable in all years and
prevent bycatch from reaching the limit in most years, while providing
the fleet the flexibility to harvest the total allowable catch (TAC) of
Bering Sea pollock. Amendment 91 removed Chinook salmon from the
Amendment 84 regulations, and established two Chinook salmon PSC limits
for the pollock fishery--60,000 and 47,591 Chinook salmon. Under
Amendment 91, the PSC limit is 60,000 Chinook salmon if some, or all,
of the pollock fishery participates in an industry-developed
contractual arrangement, called an incentive plan agreement (IPA). An
IPA establishes a program to minimize bycatch at all levels of Chinook
salmon abundance. Participation in an IPA is voluntary; however, any
vessel or CDQ group that chooses not to participate in an IPA is
subject to a restrictive opt-out allocation (also called a backstop
cap). Since Amendment 91 was implemented, all AFA vessels (i.e.,
vessels authorized to directed fish for Bering Sea pollock) have
participated in an IPA. Additional information on the provisions of
Amendment 91 is provided in the final rule prepared for that action (75
FR 53026, August 30, 2010).
The following sections describe 1) the salmon bycatch management
measures implemented with Amendment 110 and this final rule, 2) the
changes from proposed to final rule, and 3) response to comments.
Amendment 110 and This Final Rule
The objective of Amendment 110 and this final rule is to create a
comprehensive salmon bycatch avoidance program that works more
effectively than current management to avoid Chinook salmon bycatch and
Alaska-origin chum salmon bycatch in the pollock fishery. The Council
and NMFS recognize that salmon are an extremely important resource to
Alaskans who depend on local fisheries for their sustenance and
livelihood.
Amendment 110 and this final rule adjust the existing Chinook
salmon bycatch program to incorporate revised chum salmon bycatch
measures into the existing IPAs. Amendment 110 and this final rule are
designed to consider the importance of continued production of critical
chum salmon runs in western Alaska by focusing on bycatch avoidance of
Alaskan chum salmon runs. Historically, western Alaska chum salmon run
strength has varied substantially and chum salmon are important to the
subsistence lifestyle of Alaskans. Amendment 110 and this final rule
also provide additional protections to chum salmon stocks other than
those from western Alaska, recognizing that most of the non-western
Alaska chum salmon are likely from Asian hatcheries.
In addition, the Council and NMFS sought to provide greater
incentives to avoid Chinook salmon by strengthening existing incentives
during times of historically low Chinook salmon abundance in western
Alaska. Thus, the management measures included in Amendment 110 focus
on retaining the incentives to avoid Chinook salmon bycatch at all
levels of abundance as intended by Amendment 91. Multiple years of
historically low Chinook salmon abundance have resulted in significant
restrictions for subsistence users in western Alaska and failure to
achieve conservation objectives. While Chinook salmon bycatch impact
rates have been low under Amendment 91, the Council and NMFS determined
that there is evidence that improvements could be made to ensure the
program is reducing Chinook salmon bycatch at low levels of salmon
abundance. An analysis of the possible improvements is provided in
Section 3.5.3 of the Analysis.
Amendment 110 and this final rule--
incorporate chum salmon avoidance into the IPAs
established under Amendment 91 to the FMP, and remove the non-Chinook
salmon bycatch reduction ICA previously established under Amendment 84
to the FMP;
modify the requirements for the content of the IPAs to
increase the incentives for fishermen to avoid Chinook salmon;
change the seasonal apportionments of the pollock TAC to
allow more pollock to be harvested earlier in the year when Chinook
salmon PSC use tends to be lower;
reduce the Chinook salmon PSC limit and performance
standard in years with low Chinook salmon abundance in western Alaska;
and
improve the monitoring of salmon bycatch in the pollock
fishery.
Incorporate Chum Salmon Avoidance Into the Incentive Plan Agreements
(IPAs)
Amendment 110 and this final rule incorporate chum salmon
avoidance, and the important chum salmon avoidance features of the
Amendment 84 ICAs, into the IPAs established under Amendment 91. This
final rule removes the Amendment 84 implementing regulations at Sec.
679.21(g). However, Amendment 110 and this final rule maintain the
current non-Chinook salmon PSC limit of 42,000 fish and the closure of
the Chum Salmon Savings Area to the pollock fishery when the 42,000
non-Chinook salmon PSC limit has been reached. Vessels that participate
in an IPA are exempt from the Chum Salmon Savings Area closure. The
purpose of maintaining the non-Chinook salmon PSC limit and the Chum
Salmon Savings Area closure is to provide additional incentives for
vessels to join an IPA, and to serve as back-stop chum salmon bycatch
management measures for those vessels that choose not to participate in
an IPA.
To incorporate chum salmon into the IPAs, this final rule modifies
the required contents of the IPAs at Sec. 679.21(f)(12), to include
the following eight provisions.
Incentives for the operator of each vessel to avoid
Chinook salmon and chum salmon bycatch under any condition of pollock
and Chinook salmon abundance in all years.
An explanation of how the incentives to avoid chum salmon
do not increase Chinook salmon bycatch.
Rewards for avoiding Chinook salmon, penalties for failure
to avoid Chinook salmon at the vessel level, or both.
An explanation of how the incentive measures in the IPA
are expected to promote reductions in a vessel's Chinook salmon and
chum salmon bycatch rates relative to what
[[Page 37537]]
might have occurred in absence of the incentive program.
An explanation of how the incentive measures in the IPA
promote Chinook salmon savings and chum salmon savings in any condition
of pollock abundance or Chinook salmon abundance and influence the
vessel operator's decisions to avoid Chinook salmon and chum salmon.
An explanation of how the IPA ensures that the operator of
each vessel governed by the IPA will manage that vessel's Chinook
salmon bycatch to keep total bycatch below the performance standard for
the sector in which the vessel participates.
An explanation of how the IPA ensures that the operator of
each vessel governed by the IPA will manage that vessel's chum salmon
bycatch to avoid areas and times where the chum salmon are likely to
return to western Alaska.
The rolling hot spot program for salmon bycatch avoidance
and the agreement to provide notifications of closure areas and any
violations of the rolling hot spot program to at least one third party
group representing western Alaskans who depend on salmon and do not
directly fish in a groundfish fishery.
This final rule also adds reporting requirements to the IPA Annual
Report at Sec. 679.21(f)(13) to require the IPA representative to
describe how the IPA addresses the goals and objectives in the IPA
provisions related to chum salmon. Section 3.5.2 of the Analysis
provides more detail on adding elements of chum salmon bycatch
management.
Modify the IPAs To Increase the Incentives To Avoid Chinook Salmon
Amendment 110 and this final rule modify the IPAs to increase the
incentives to reduce Chinook salmon bycatch within the IPAs. To
incorporate additional incentives for Chinook salmon savings into the
IPAs, this final rule modifies the required contents of the IPAs at
Sec. 679.21(f)(12) to include the following six provisions.
Restrictions or penalties targeted at vessels that
consistently have significantly higher Chinook salmon PSC rates
relative to other vessels fishing at the same time.
Requirement that vessels enter a fishery[hyphen]wide
in[hyphen]season salmon PSC data sharing agreement.
Requirement for a rolling hotspot program that operates
throughout the entire pollock A season (January 20 through June 10) and
B season (June 10 through November 1).
Requirement for the use of salmon excluder devices, with
recognition of contingencies, from January 20 through March 31 and from
September 1 until the end of the B season.
For savings-credit-based IPAs, limitation on the salmon
savings credits to maximum of three years.
Restrictions or performance criteria to ensure that
Chinook salmon PSC rates in October are not significantly higher than
those achieved in the preceding months, thereby avoiding late-season
spikes in salmon PSC.
Revise the Bering Sea Pollock Seasonal Allocations
This final rule changes the allocation of the Bering Sea pollock
TAC between the A and B seasons at Sec. 679.20(a)(5)(i)(B)(1). This
final rule allocates five percent of the pollock allocation from the B
season to the A season, resulting in new seasonal apportionments of 45
percent of the TAC in the A season and 55 percent of the TAC in the B
season. This final rule maintains the rollover of any remaining pollock
from the A season to the B season. The revised season allocation works
in conjunction with the new IPA requirements to shift effort out of the
late B season and provide fishery participants more flexibility to
avoid Chinook salmon PSC when it tends to be higher in the late B
season.
Reduce the Chinook Salmon Performance Standard and PSC Limit in Years
of Low Chinook Salmon Abundance in Western Alaska
Amendment 110 and this final rule add a new lower Chinook salmon
performance standard and PSC limit for the pollock fishery in years of
low Chinook salmon abundance in western Alaska. The Council and NMFS
determined that a lower performance standard and PSC limit would be
appropriate at low levels of Chinook salmon abundance in western Alaska
because most of the Chinook salmon bycatch comes from western Alaska.
These provisions work in conjunction with the changes to the IPA
requirements to ensure that Chinook salmon bycatch is avoided at all
times, particularly at low abundance levels.
Each year, NMFS will determine whether Chinook salmon is at low
abundance based on information provided by the State. By October 1 of
each year, the State will provide a Chinook salmon abundance using the
3-System Index for western Alaska based on the post-season in-river
Chinook salmon run size for the Kuskokwim, Unalakleet, and Upper Yukon
aggregate stock grouping. When this index is less than or equal to
250,000 Chinook salmon, NMFS will apply the new lower performance
standard and low PSC limit for the following year.
If NMFS determines it is a low Chinook salmon abundance year, NMFS
will set the performance standard at 33,318 Chinook salmon and the PSC
limit at 45,000 Chinook salmon for the following fishing year. NMFS
will publish the lower PSC limit and performance standard in the annual
harvest specifications. In years with no determination of a low Chinook
salmon abundance, NMFS will manage under the current 47,591 Chinook
salmon performance standard and 60,000 Chinook salmon PSC limit.
The inclusion of a lower PSC limit and performance standard is
based on the need to reduce bycatch when these Chinook salmon stocks
are low in order to minimize the impact of the pollock fishery on the
stocks. Any additional Chinook salmon returning to Alaska rivers
improves the ability to meet the State's spawning escapement goals,
which is necessary for long-term sustainability of Chinook salmon and
the people reliant on salmon fisheries. While the performance standard
is the functional limit in the IPAs, the Council and NMFS determined
that the 60,000 PSC limit should also be reduced given the potential
for decreased bycatch reduction incentives should a sector exceed its
performance standard before the PSC limit is reached. The reduced PSC
limit is intended to encourage vessels to avoid bycatch to a greater
degree in years of low abundance, and to set a maximum permissible PSC
limit that reduces the risk of adverse impact on stocks in western
Alaska during periods of low abundance.
Changes to Monitoring and Enforcement Requirements
This final rule amends the monitoring and enforcement regulations
to clarify and strengthen those implemented under Amendment 91. These
changes--
revise salmon retention and handling requirements on
catcher vessels;
improve observer data entry and transmission requirements
aboard catcher vessels;
clarify the requirements applicable to viewing salmon in a
storage container; and
clarify the requirements for the removal of salmon from an
observer sampling station at the end of a haul or delivery.
This final rule also makes a number of other revisions to the
regulations for clarity and efficiency. All of these regulatory changes
are detailed in the preamble to the proposed rule (81 FR 5681, February
3, 2016).
[[Page 37538]]
Change From Proposed to Final Rule
NMFS made no changes to the final rule in response to comments
received on the proposed rule.
NMFS made three minor changes in this final rule to reflect final
rules published after NMFS published the proposed rule for Amendment
110. First, this final rule removed the definition of prohibited
species quota (PSQ) reserve because that definition was corrected in
the final rule to implement halibut PSC limit reductions under
Amendment 111 to the FMP (81 FR 24714, April 27, 2016). Second, this
final rule revises the heading for Sec. 679.21(e) that was modified
under regulations that implemented Amendment 111 to the FMP to clarify
that paragraph (e) applies to PSC limits for BSAI crab and herring.
Third, this final rule adds the parenthetical phrase ``(except for a
catcher/processor placed in the partial observer coverage category
under paragraph (a)(3) of this section)'' to Sec. 679.51(e)(1)(iii)(B)
to be consistent with the final rule to allow qualifying small catcher/
processors to be in the partial observer coverage category under the
North Pacific Groundfish and Halibut Observer Program (81 FR 17403,
March 29, 2016).
Additionally, this final rule makes a minor editorial clarification
to revise Sec. 679.21(f)(2) to clarify that the State will provide to
NMFS an estimate of Chinook salmon abundance using a the 3-System Index
for western Alaska based on the Kuskokwim, Unalakleet, and Upper Yukon
aggregate stock grouping.
Response to Comments
NMFS received 15 comment letters containing 27 specific comments,
which are summarized and responded to below. The commenters consisted
of individuals, representatives of the pollock fishery participants, a
representative of groundfish fishery participants, Alaska Native
organizations, and the State.
Comment 1: We support the comprehensive salmon bycatch avoidance
program outlined in the proposed rule for Amendment 110 and believe it
will be more effective in meeting the Council's objectives, including
minimizing salmon bycatch, responding to changing conditions of
abundance, and avoiding Alaska-origin salmon stocks.
Response: NMFS acknowledges the comment.
Comment 2: Consistent genetic stock composition data show that
Alaska-origin stocks continue to comprise a majority of the Chinook
salmon bycatch and almost a quarter of the chum salmon bycatch in the
Bering Sea pollock fishery. Recognizing the importance of these stocks
to western Alaska commercial and subsistence users, and our increased
understanding of the areas and times of year in which Alaska Chinook
and chum salmon stocks are more predominate in the bycatch, Amendment
110 provides the necessary flexibility to respond to and incorporate
new information in the bycatch avoidance program.
Response: NMFS acknowledges the comment.
Comment 3: Reducing salmon bycatch in the Bering Sea pollock
fishery is critical to the future of Chinook salmon runs. Amendment 110
is urgently needed because of the dire status of Chinook salmon stocks
in western Alaska. Amendment 110 and the proposed regulations are an
important step in further reducing salmon bycatch in the pollock
fishery. Amendment 110 will continue to lower Chinook salmon bycatch,
however, constant vigilance is required to ensure that the Chinook
salmon PSC limits established in regulation are never actually met.
Response: NMFS acknowledges the comment.
Comment 4: It is essential to integrate chum salmon bycatch
measures into the IPAs and include the accountability and transparency
measures.
Response: Amendment 110 and this final rule incorporate chum salmon
avoidance measures into the IPAs established for Chinook salmon bycatch
management under Amendment 91. Incorporating chum salmon into the IPAs
provides measures to prevent high chum salmon bycatch, while also
giving participants in the pollock fishery the flexibility to use
coordinated management under the IPAs to adapt quickly to changing
conditions. The Council determined and NMFS agreed that Amendment 110
and this final rule strike an appropriate balance between regulatory
requirements and adaptive management necessary for chum salmon bycatch
management.
Comment 5: Make sure the theoretical salmon avoidance schemes
proposed do not make matters worse for Chinook salmon in the attempt to
avoid chum salmon.
Response: The chum salmon-specific requirements in the Amendment 84
implementing regulations sometimes prevented fishery participants from
making decisions to avoid Chinook salmon when vessels encountered both
chum salmon and Chinook salmon. Adding chum salmon measures to the IPAs
provides vessel operators with the flexibility to respond to changing
conditions and provides greater incentives to reduce bycatch of both
salmon species, thereby making salmon bycatch management more
effective, comprehensive, and efficient.
Comment 6: The measures designed to reduce Chinook salmon bycatch
in the proposed rule provide useful tools to fine-tune the IPAs to
mandate greater bycatch reduction.
Response: NMFS agrees. Amendment 110 and this final rule modify the
IPAs to increase the incentives for fishermen to avoid Chinook salmon.
The Council and NMFS recognize that the IPAs were effective at
providing incentives for each vessel operator to avoid Chinook salmon,
but that additional measures were necessary to address higher Chinook
salmon PSC rates observed in October (the last month when the pollock
fishery is authorized to operate). Amendment 110 and this final rule
also address concerns with individual vessels that consistently have
significantly higher Chinook salmon PSC rates relative to other vessels
fishing at the same time. The Council and NMFS want to ensure the use
of salmon excluder devices (i.e., gear modifications that are designed
to exclude salmon bycatch while retaining pollock) and a rolling
hotspot program. These new provisions increase the incentives to reduce
Chinook salmon bycatch within the IPAs, provide an opportunity for IPAs
to increase vessels' responsiveness in October, and improve performance
of individual vessels.
Comment 7: The entire history of the Bering Sea pollock fishery and
its impacts on western Alaska salmon has been a disaster and it is
within this context that we remain opposed to the allowance of any
salmon bycatch during the pollock fishery. Driving bycatch continuously
lower, with an ultimate goal of zero, is essential. NMFS should
prioritize its responsibilities based on moral and ethical obligations,
in addition to its legal obligations, to those tribal communities whose
very survival depends on a future of salmon returning in sufficient
numbers to their rivers.
Response: The Council recommended and NMFS approved Amendment 110
because it best balances the need to minimize salmon bycatch to the
extent practicable while providing the pollock fleet the flexibility to
harvest the pollock TAC. NMFS has complied with all applicable laws,
executive orders, and international obligations in approving and
implementing Amendment 110. Preventing all salmon bycatch would not
meet the purpose and need for this action and would not meet NMFS'
obligations under the Magnuson-Stevens Act.
[[Page 37539]]
While salmon bycatch in the pollock fishery may be a contributing
factor in the decline of salmon, NMFS expects the numbers of the ocean
bycatch that would have returned to western Alaska would be relatively
small due to ocean mortality and the large number of other river
systems contributing to the total Chinook or chum salmon bycatch. For
Chinook salmon, Section 3.5.1 of the Analysis explains that the Chinook
salmon bycatch expected to have returned to western Alaska rivers is
approximately 2.3 percent of coastal western Alaska run size in recent
years. For chum salmon, Section 3.5.1 of the Analysis explains that the
chum salmon bycatch expected to have returned to western Alaska rivers
is approximately 0.5 percent of the coastal western Alaska run size in
recent years. Under Amendment 110 and this final rule, these impact
rates are anticipated to be further reduced as the pollock fleet
improves its ability to avoid salmon at all times.
Although the reasons for the decline of Chinook salmon and some
runs of chum salmon are not completely understood, scientists believe
they are predominately natural. Changes in ocean and river conditions,
including unfavorable shifts in temperatures and food sources, likely
cause poor survival of Chinook salmon and some runs of chum salmon. The
EIS prepared for Amendment 91 provides more detail on the decline of
salmon in western Alaska (see ADDRESSES). Section 3.4 of the Analysis
describes the stocks status of Chinook and chum salmon.
Comment 8: A key component of Amendment 110 and the proposed rule
is to reduce the performance standard and PSC limit in years of low
Chinook salmon abundance in western Alaska. The limits set in Amendment
91 were far too high to ensure a healthy future for western Alaska
salmon runs. The mechanism to lower these limits in times of low
Chinook salmon abundance is the minimum step NMFS must take at this
time to fulfill numerous legal responsibilities to reduce the allowable
salmon bycatch in the pollock fishery. Taking action now to lower the
PSC limit and performance standard in years of extremely low abundance
is a critical step to ensure that bycatch is reduced in the years when
every source of mortality must be reduced.
Response: Amendment 110 and this final rule add a new lower Chinook
salmon performance standard and PSC limit for the pollock fishery in
years of low Chinook salmon abundance in western Alaska. These
provisions work in conjunction with the changes to the IPA requirements
to ensure that Chinook salmon bycatch is avoided at all times,
particularly at low abundance levels.
Each year, NMFS will determine whether Chinook salmon is at low
abundance based on information provided by the State using the 3-System
Index. When this index is less than or equal to 250,000 Chinook salmon,
NMFS will apply the new lower performance standard and reduced PSC
limit for the following year. If NMFS determines it is a low Chinook
salmon abundance year, NMFS will set the performance standard at 33,318
Chinook salmon and the PSC limit at 45,000 Chinook salmon for the
following fishing year. The reduced PSC limit is intended to encourage
vessels to avoid bycatch to a greater degree in years of low abundance,
and to set a maximum permissible PSC limit that reduces the risk of
adverse impact on stocks in western Alaska during periods of low
abundance.
In years with no determination of low Chinook salmon abundance,
NMFS will manage under the current 47,591 Chinook salmon performance
standard and 60,000 Chinook salmon PSC limit. The Council determined,
and NMFS agrees, that these limits are appropriate given that the IPAs
maintain bycatch well below these limits. Average Chinook salmon
bycatch has been approximately 16,647 Chinook salmon per year since
implementation of Amendment 91 in 2011.
Comment 9: Amendment 110 reduces the number of Chinook salmon that
can be taken as bycatch in years of very low Chinook salmon abundance
in western Alaska, which is critical to maintaining objectives under
National Standard 9. In years of very low Chinook salmon abundance, the
State struggles to meet salmon escapement goals in important western
Alaska systems, and only does so by prohibiting any directed Chinook
salmon harvest for subsistence, as well as restricting subsistence
harvest of other species, such as chum salmon, to minimize Chinook
salmon mortalities.
Response: NMFS acknowledges the comment.
Comment 10: Amendment 110 links bycatch limits to a broad index of
Chinook salmon abundance based on the Kuskokwim, Unalakleet, and Upper
Yukon aggregate stock grouping -- the 3-System Index. The 3-System
Index includes significant river systems for subsistence fisheries in
Alaska and provides a broad regional representation of western Alaska
Chinook salmon stocks. Any additional fish returning to these rivers in
years of very low abundance improves the State's ability to meet
escapement goals.
The Analysis clearly outlined the objectives that proposed indices
were evaluated against, and the 3-System Index was identified as the
most robust and appropriate index for this purpose. The primary
component of the 3-System Index is preliminary escapement information
from total run reconstruction using methods outlined in State
publications. The State will provide the 3-System Index estimate to
NMFS annually by October 1 and is committed to maintaining a
transparent and accessible process for stakeholders as the State
improves its understanding of these systems. The State will present any
substantive changes to the methods used in developing the 3-System
Index to the Council and its Scientific and Statistical Committee
(SSC).
Response: NMFS acknowledges the comment.
Comment 11: The provision to reduce the PSC limit and performance
standard in years of low Chinook salmon abundance based on the State's
3-System Index is unwarranted, unnecessary, not sound science, and not
responsible management. It unfairly targets and penalizes the pollock
fishery for circumstances beyond its control. Science has shown that
there is not a relationship between Chinook salmon bycatch in the
pollock fishery and the size of the runs in coastal western Alaska.
Response: NMFS disagrees. The provisions to reduce the Chinook
salmon PSC limit and performance standard in years of low abundance are
necessary to achieve the program goals. The Council and NMFS determined
that a lower performance standard and PSC limit are appropriate at low
levels of Chinook salmon abundance in western Alaska because most of
the Chinook salmon bycatch in the pollock fishery comes from western
Alaska. These provisions work in conjunction with the changes to the
IPA requirements to ensure that Chinook salmon bycatch is avoided at
all times, particularly at low abundance levels.
The Council and State conducted an extensive analysis about the
appropriate index to use to indicate a low Chinook salmon abundance
year. Low Chinook salmon abundance years are characterized by
difficulty meeting escapement goals and severely restricted or fully
closed in-river salmon fisheries. Section 2.6 of the Analysis evaluates
various indices and shows that the 3-System Index (Unalakleet, Upper
Yukon, and Kuskokwim river systems) meets the objectives. The Analysis
also shows a clear natural break in the data
[[Page 37540]]
analyzed indicating that when the index is less than 250,000 Chinook
salmon, the index is strongly correlated to years with historically low
run sizes. These river systems provide a broad regional representation
of stocks and signify very important river systems and subsistence
fisheries in western Alaska. Subsistence harvests from these three
river systems account for up to 87 percent of the statewide subsistence
harvest of Chinook salmon. As shown in the Analysis, having more than
one system in the index and having broad regional representation makes
the index more robust and able to account for changing environmental
conditions.
The inclusion of a lower PSC limit and performance standard is
based on the need to reduce bycatch when the abundance of Chinook
salmon stocks in western Alaska is low, in order to minimize the impact
of the pollock fishery on the stocks. Any additional Chinook salmon
returning to Alaska rivers improves the ability to meet the State's
spawning escapement goals, which is necessary for long-term
sustainability of Chinook salmon, and to meet subsistence management
objectives for the people reliant on salmon fisheries. While the
performance standard is the functional limit in the IPAs, the Council
and NMFS determined that the 60,000 PSC limit should also be reduced
given the potential for decreased bycatch reduction incentives if a
sector exceeds its performance standard before the PSC limit is
reached. The reduced PSC limit is intended to encourage vessels to
avoid bycatch to a greater degree in years of low Chinook salmon
abundance, and to set a maximum permissible PSC limit that reduces the
risk of adverse impact on stocks in western Alaska during periods of
low abundance.
See the response to Comment 7 for a discussion of the relationship
between Chinook salmon bycatch in the pollock fishery and the size of
the runs in coastal western Alaska.
Comment 12: The dramatic changes the Council made to the Chinook
salmon abundance index, Chinook salmon PSC limit, and the performance
standard between initial review in December 2014 and final action in
April 2015 are hard to track and are not well documented in the final
Analysis.
Response: Sections 2.6.3 and 2.6.4 of the Analysis discuss the
management measures to reduce the PSC limit and performance standard in
years of low Chinook salmon abundance (see ADDRESSES). Section 2.6.4
explains the history of the 3-System Index and the analysis the State
undertook to develop the appropriate Chinook salmon abundance index for
determining low Chinook salmon abundance in western Alaska.
Comment 13: There is no discussion in the EA about the methods used
to determine a ``natural break.'' The EA identifies 250,000 Chinook as
a natural break in the ``data''. However, the data presented is
actually the output of a model used to assess Chinook salmon run size.
A formal definition for this threshold is required, as there is no
guarantee that future models, or revisions to input data, will result
in the same natural break in the model output. Instead of the 250,000
Chinook salmon threshold, NMFS should define (in probabilistic terms) a
threshold to set the performance standard and PSC limit, rather than
identifying an arbitrary natural break in future model output.
Response: Section 2.6.4 of the Analysis provides a description of
the methods for use of in-river run reconstructions with the 3-System
Index and rationale for this choice of index and for the 250,000
Chinook salmon threshold. The evaluation of the estimated Chinook
salmon run size by year is included in the Analysis and represents the
best available scientific information.
In-river run reconstructions represent an estimate of all fish
harvested in the river and respective coastal areas plus escapement.
The relationship upon which the threshold was determined is the
relationship between final in-river run abundance of the 3-System Index
and the bycatch of adult equivalent Chinook salmon attributed to all
western Alaska stocks. In Section 2.6.4.2 of the Analysis, each point
in Figure 8 represents a single year showing this relationship during
the years analyzed. The years were referred to in the Analysis as data
points for purposes of describing the clustering of these years below a
breakpoint which falls above 200,486 Chinook salmon and below 286,692
Chinook salmon (see Table 6 in Section 2.6.4.5 of the Analysis).
The clustering of years below 200,486 Chinook salmon also matches
years which have been categorized as low abundance years for all three
systems due to documented failures to meet escapement goals,
restrictions on subsistence harvests, or declarations of Federal
fishery resource disasters under the provisions of section 312 of the
Magnuson-Stevens Act (Section 2.6.4 of the Analysis). Based on this
information, the Council determined that a threshold of 250,000 Chinook
salmon was an appropriate value within this range to represent a year
when Chinook salmon were in a low abundance and as a threshold to
determine that the lower PSC limit and lower performance standard would
be in place for the subsequent year.
This information was also used by the Council to select the 3-
System Index. As explained in Section 2.6.4 of the Analysis, the 3-
System index is a transparent and annually updated index that relies on
easily accessible information from reports published by the State.
The management measure to reduce the PSC limit and performance
standard is tied to the selected threshold of 250,000 Chinook salmon
based on the 3-System Index. No re-estimation of the threshold is
planned on an annual basis or in subsequent years.
Comment 14: Many comments expressed concerned over a letter the
State had sent to NMFS on September 17, 2015, before Amendment 110 was
approved and implemented. In this letter, the State provided an index
estimate of 252,000 Chinook salmon to provide NMFS, the Council, and
the public with a preview of Chinook salmon abundance using the 3-
System Index for 2016. Commenters are concerned that this estimate
reflected changes the State made in how it modeled abundance from the
methods outlined in the Analysis. The State subsequently sent another
letter on March 3, 2016, revising the index estimate to 279,000 Chinook
salmon. The State made this revision to the index estimate based
largely on the public review of the 3-System Index used to inform the
State's September 17, 2015, letter.
Response: In their March 3, 2016, letter, the State explains that
the September 2015 letter's post-season run size estimate for the 3-
System Index used a Kuskokwim River run reconstruction estimate that
employed a modification to the model that had not yet been reviewed by
the Council. As such, the State amended the 2015 post-season run size
estimate to reflect the original version of the model and has committed
to using the original model in the 3-System Index until the Council
determines the modification is appropriate to use.
Further, the State explains in their comment letter submitted on
the proposed rule (see ADDRESSES) that the primary components of the
post-season run index are preliminary escapement information and the
total run reconstruction methods outlined in State publications. The
State is committed to maintaining a transparent and accessible process
for stakeholders, and the State will present any
[[Page 37541]]
substantive changes to the methods used in developing the 3-System
Index to the Council and its SSC.
Comment 15: Clarify in the final rule a transparent public process
for ensuring that the State provides the data, assumptions, and methods
it uses to generate the 3-System Index to NMFS, the public, and the
Council.
Response: NMFS agrees that a transparent public process is
necessary for ensuring that the 3-System Index represents the best
available scientific information. NMFS is committed to working with the
Council and the State to define a transparent process to ensure that
the data, assumptions, and methods used in the 3-System Index continue
to incorporate the best available scientific information and provide a
reliable indicator of Chinook salmon abundance necessary to reduce the
PSC limit and performance standard. NMFS will work with the State and
the Council to refine this process before the State provides the index
for the 2017 fishing year on October 1, 2016.
Comment 16: The State must use the 3-System Index and associated
methods and models described the Analysis and recommended by the
Council in April 2015. Any changes to the 3-System Index and associated
methods and models should be vetted through the Council and its SSC.
Other models and methods may produce different run size estimates and a
different threshold of low abundance. Structural changes to the run-
reconstruction model would have resulted in a different ``natural
break'' in the data that was used to determine the threshold for the 3-
System Index. There are no provisions in the proposed rule to
accommodate changes in the threshold that are associated with future
changes to the run-reconstruction model, or revisions to the historical
input data.
Response: The Council and State conducted an extensive analysis
about the appropriate index to indicate a low Chinook salmon abundance
year. Low Chinook salmon abundance years are characterized by
difficulty meeting escapement goals and in-river salmon fisheries being
severely restricted or fully closed. Section 2.6 of the Analysis
evaluates various indices and shows that the 3-System Index
(Unalakleet, Upper Yukon, and Kuskokwim river systems) meets the
objectives. These river systems provide a broad regional representation
of stocks and signify very important river systems and subsistence
fisheries in western Alaska. Subsistence harvests from these three
river systems account for up to 87 percent of the statewide subsistence
harvest of Chinook salmon. As shown in the Analysis, having more than
one system in the index and having broad regional representation makes
the index more robust. The Analysis also shows a clear natural break in
the data such that index sizes less than 250,000 Chinook salmon
correspond to years with historically low run sizes.
NMFS agrees that any changes to the 3-System Index or the methods
used should have a transparent review process by the Council and its
SSC. Scientific methods change over time based on the best available
scientific information. NMFS is committed to working with the State and
the Council to define a transparent process for review of the State's
3-System Index and associated scientific methods. However, neither
Amendment 110 nor the proposed rule prescribes the process to review
the State's scientific methods on an ongoing basis, or that the State
must use the same scientific methods that were used to develop the 3-
System Index. NMFS does not prescribe scientific methods for stock
assessments in Federal regulations. To do so would preclude NMFS, the
Council, and the State from incorporating the best scientific
information available into the stock assessment.
In recommending Amendment 110, the Council chose a threshold of
250,000 Chinook salmon on which to determine when Chinook salmon are at
low abundance. In order to change that threshold amount, the Council
would need to amend the FMP and NMFS would need to amend the
regulations. The process for changing the 250,000 Chinook salmon
threshold would be the same as for any FMP amendment with implementing
regulations.
Comment 17: NMFS does not have the latitude to just receive and
apply the State's estimate of Chinook salmon abundance from the 3-
System Index without analysis to independently verify the estimates.
Applying the State's estimate would constitute delegation of management
to the State of vessels fishing for pollock in the exclusive economic
zone, which cannot occur because the FMP does not authorize delegation
to the State. The proposed rule grants the State sole authority over
the annual run size estimate and does not contemplate independent
verification of the estimate by NMFS. NMFS compares the estimate to the
low abundance threshold fixed in the regulations to determine whether
or not a year is one of low Chinook salmon abundance, which in turn
determines the following year's Chinook salmon PSC limit and
performance standard applicable to vessels participating in the Federal
pollock fishery. That determination does not involve any discretion on
the part of NMFS.
Response: Each year, NMFS will rely on a Chinook salmon abundance
estimate from the State using the established 3-System Index as the
best available scientific information on Chinook salmon abundance in
western Alaska. The 3-System Index was reviewed by the Council's SSC
and recommended by the Council. NMFS relies on the State for this
abundance estimate because the State has management authority over
salmon in western Alaska and collects and analyzes the scientific data
necessary to estimate Chinook salmon abundance. Relying on the State to
provide this type of scientific information is not the same as
delegating management authority of the pollock fishery to the State.
NMFS manages, and will continue to manage, the pollock fishery. In
furtherance of that effort, NMFS will use information collected by the
State. Specifically, NMFS will use the 3-System Index for Chinook
salmon abundance to apply the appropriate PSC limit and performance
standard. The PSC limit and performance standard are the measures the
Council and NMFS determined were required in low Chinook salmon
abundance years to achieve the program goals. NMFS will publish the PSC
limit and performance standard in the annual harvest specifications.
That is clearly a management action undertaken by NMFS, and not the
State.
Under Amendment 110, it is each pollock vessel's responsibility to
avoid salmon bycatch at all times. If fishery participants maintain
their bycatch below their PSC limit, then these measures achieve their
purpose without closing the pollock fishery. Alternatively, the Council
could have recommended to permanently reduce the performance standard
and PSC limit in order to achieve the goals of encouraging vessels to
avoid bycatch to a greater degree in years of low abundance and
reducing the risk of adverse impact on stocks in western Alaska during
periods of low abundance. Instead, by using the 3-System Index, the
Council recommended a reduced PSC limit and performance standard only
during years of low Chinook salmon abundance.
Comment 18: To avoid unauthorized delegation, the proposed rule
should be revised to require that NMFS annually confirm that the State
estimate was calculated using the Council-approved index and models
from April 2015 and reproduce the estimate using the data provided by
the State. These standards would address the requirement that, when a
core agency function--such as
[[Page 37542]]
PSC management--is involved, there must be Federal standards in place
and a process for NMFS to review the application of those standards.
Response: NMFS did not change this final rule in response to this
comment. The Council designed, and this final rule implements, a
program where the State provides NMFS an estimate of Chinook salmon
abundance using the 3-System Index for western Alaska. Neither
Amendment 110 nor the proposed rule constrains the State to use the
methods, data sources, and models developed for Council final action in
April 2015. To do so would be inconsistent with the manner in which
science develops generally, and would result in an index that may fail
to incorporate the best scientific information available.
NMFS relies on the State to produce the 3-System Index annually
because the State has management authority over salmon and collects and
analyzes the scientific data necessary to estimate Chinook salmon
abundance. While NMFS will review the 3-System Index provided each
October 1, NMFS will not recalculate the State's Chinook salmon
abundance estimate each year.
Comment 19: What action would NMFS take if the State is unable to
provide an estimate of Chinook salmon abundance by October 1? NMFS
should not determine low abundance if the State does not timely deliver
an estimate, whether because of difficulty obtaining relevant data,
budget restrictions, or other reason. The final rule should specify
that NMFS will not determine it is a year of low Chinook salmon
abundance if the State does not provide a Chinook salmon abundance
estimate by October 1. If no such determination is made, the 60,000
Chinook salmon PSC limit and 47,591 Chinook salmon performance standard
would apply.
Response: Absent a letter from the State showing Chinook salmon
abundance under the 3-System Index is equal to or below the 250,000
Chinook salmon threshold, the 60,000 PSC limit and 45,591 performance
standard will remain in effect. The State's reporting of the 3-System
Index by October 1 is necessary to determine if it is a low Chinook
salmon abundance year and to reduce the PSC limit and performance
standard in the next fishing year. A change to this final rule is not
necessary.
Comment 20: Change the text of Amendment 110 to state that NMFS
will verify the State's estimate of abundance and that the State must
use the index approved by the Council at its April 2015 meeting.
Response: NMFS cannot change amendment text after it has been
transmitted by the Council and NMFS as published in the Notice of
Availability. Under section 304(a) of the Magnuson-Stevens Act, NMFS is
limited to approval, disapproval, or partial approval of a fishery
management plan amendment. If NMFS disapproves or partially approves an
amendment, NMFS has to notify the Council and specify the applicable
law with which the amendment is inconsistent, the nature of such
inconsistencies, and make recommendations to conform to applicable law.
The Council may then submit a revised amendment to the Secretary of
Commerce. Amendment 110 and the provision to reduce the PSC limit and
performance standard are consistent with applicable law, and the
commenter did not recommend disapproval or partial disapproval of
Amendment 110.
NMFS responds to the issue of verifying the State's Chinook salmon
abundance index in the response to Comment 17. NMFS responds to the
issue of requiring the State to use the index approved by the Council
at its April 2015 meeting in the response to Comment 16.
Comment 21: Commenters made a number of technical comments on the
State's 3-System Index and the methods and models that the State used
to develop the index and to generate the September 17, 2015, index
estimate of 252,000 Chinook salmon.
Response: The State can modify the 3-System Index over time to
represent the best available scientific information. These comments
concerning the intricacies of the State's scientific methods are
important for that process. However, they are outside of the scope of
Amendment 110 and this final rule.
Comment 22: Good fisheries management calls for a reduction in
salmon bycatch. The pollock fishery should be managed in a way that
rewards those fishermen that successfully avoid salmon and other
bycatch and reduces quota and opportunity for those fishermen that have
significant salmon or other bycatch.
Response: Amendment 110 and this final rule improve the IPAs
implemented under Amendment 91 to include chum salmon avoidance
measures and to increase the ability for each vessel to avoid Chinook
salmon. The IPA component is an innovative approach that is designed to
provide incentives for each vessel to avoid bycatch at all times with
the goal of bringing bycatch to minimum achievable levels. The
requirements for an IPA are performance based (i.e., they address what
an IPA should accomplish); any number of different incentive plans
could meet these objectives. The requirements for the IPA are
performance based because fishery participants have more tools
available to them to create incentives to minimize bycatch at the
vessel level than could be prescribed through Federal regulation. As
designed, an IPA can be more responsive and adaptive than Federal
regulations. IPAs are flexible in allowing the pollock fleet to modify
the IPAs as performance information becomes available to ensure that
the IPAs meet the goal to provide incentives for each vessel to avoid
bycatch at all times in Amendment 91 and Amendment 110.
Additionally, this final rule requires the IPA representative to
submit an annual report to the Council that is the primary tool through
which the Council will evaluate whether the IPAs meet the goal for each
vessel to avoid salmon bycatch at all times.
Comment 23: Include a well thought-out plan for this Chinook salmon
bycatch avoidance program and outline the possible increased incentives
to achieve maximum effectiveness. Without this, the program could have
little to no impact on Chinook salmon bycatch. It is ideal to have the
IPA incentives visible to the public in order to have complete
transparency of industry.
Response: The Council analyzed a number of specific incentive
measures in Section 3.5.3 of the Analysis. The Analysis describes the
new IPA requirements implemented with this final rule and provides
examples of ways the fishery participants could modify their IPAs to
meet those requirements. Regulations establish the performance based
requirements that each IPA must accomplish. Any number of different
incentive plans could meet these regulatory requirements. The
requirements for the IPA are performance based because fishery
participants have more tools available to them to create incentives to
minimize bycatch at the vessel level than could be prescribed through
Federal regulation. As designed, an IPA can be more responsive and
adaptive than Federal regulations and can use tools not available to
managers, such as fees and penalties.
Additionally, Federal regulations include a number of provisions to
ensure transparency of the IPAs. First, regulations require the IPA
representative to submit an annual report so the Council can evaluate
[[Page 37543]]
whether its goals for the IPAs are being met (Sec. 679.21(f)(13)).
Second, existing regulations require vessel owners to submit an annual
economic data report to provide quantitative information so the Council
can evaluate how the IPA influences a vessel's operational decisions to
avoid Chinook salmon bycatch (Sec. 679.65). Third, this final rule
adds additional requirements for IPA transparency, including a
requirement that IPA representatives notify at least one third party
group representing western Alaskans of closure areas and any violations
of the rolling hot spot program. Finally, the final rule requires the
IPA representative to describe in the IPA annual report how the IPA
addresses the goals and objectives in the IPA provisions related to
chum salmon (Sec. 679.21(f)).
Comment 24: Research should be done on Chinook salmon bycatch in
the pollock fishery to determine which stock they are from since there
are some stocks where the State has limited commercial and subsistence
harvests. If Chinook salmon from those stocks are being taken by the
pollock fishery, then the pollock fishery should have to wait to fish
until those Chinook salmon leave the areas in which pollock are taken.
Response: NMFS conducts research on the Chinook salmon caught in
the pollock fishery. Amendment 91 improved the collection of Chinook
salmon information by increasing observer coverage to full coverage for
all vessels and shoreside processing facilities and by requiring a
census of Chinook salmon in every haul or fishing trip. NMFS also
collects and analyzes scientific data and biological samples from the
Chinook salmon bycatch. NMFS conducts a genetic analysis of samples
from the Chinook salmon bycatch in the pollock fishery to determine the
overall stock composition of the bycatch. The most recent analysis is
available from the NMFS Alaska Fisheries Science Center (https://www.afsc.noaa.gov/Publications/AFSC-TM/NOAA-TM-AFSC-310.pdf).
However, this genetic analysis takes time and the results are not
available in time to delay or move the pollock fishery. Instead, the
IPAs use a rolling hotspot program to provide real-time Chinook salmon
bycatch information so that the fleet can avoid areas of high Chinook
salmon bycatch rates. A Chinook salmon rolling hotspot program is a
component of the current IPAs, however, it is not a mandatory
requirement. The catcher/processor IPA and the mothership IPA have a
rolling hotspot program in place throughout the year. The inshore IPA
has a rolling hotspot program that can be suspended during the season.
Amendment 110 and this final rule require all IPAs to have a rolling
hot spot program throughout the A and B seasons. This provision also
requires notifications of closure areas and any violations of the
rolling hot spot program to at least one third-party group representing
western Alaskans, consistent with the requirement for the chum salmon
rolling hotspot program. Section 3.5.3.3 of the Analysis provides more
detail on this addition to the IPA requirements (see ADDRESSES).
Comment 25: The over allocation of pollock has ruined the
livelihoods of all that depend on it for a living. A two-thirds
reduction in the Bering Sea pollock TAC would increase escapement to
the Yukon River system and raise the price of the pollock products. We
have been giving pollock away at the expense of traditional Alaskan
salmon fisheries. Everything that swims in the Bering Sea eats pollock
and every fishery and northern fur seals have declined due to the over
allocation of pollock.
Response: The process for assessing and specifying the Bering Sea
pollock TAC is outside the scope of this action. There is no evidence
that a two-thirds reduction in the pollock TAC would measurably
increase salmon escapement to the Yukon River system. While salmon
bycatch in the pollock fishery may be a contributing factor in the
decline of salmon, NMFS expects the numbers of the ocean bycatch that
would have returned to western Alaska would be relatively small due to
ocean mortality and the large number of other river systems
contributing to the total Chinook or chum salmon bycatch. For Chinook
salmon, Section 3.5.1 of the Analysis explains that the Chinook salmon
bycatch expected to have returned to western Alaska rivers is
approximately 2.3 percent of coastal western Alaska run size in recent
years. For chum salmon, Section 3.5.1 of the Analysis explains that the
chum salmon bycatch expected to have returned to western Alaska rivers
is approximately 0.5 percent of the coastal western Alaska run size in
recent years. Under Amendment 110 and this final rule, these impact
rates will be reduced further as the pollock fleet improves its ability
to avoid salmon at all times.
NMFS is actively pursuing research on northern fur seals to help us
understand the reasons for the decline and potential threats to the
population. A description of past and ongoing research is available on
the National Marine Mammal Laboratory's Web site (https://www.afsc.noaa.gov/nmml/species/species_nfs.php). The research projects
investigate a broad range of topics related to fisheries interactions
around the Pribilof Islands, including studies to quantify area-
specific food habits and animal conditions, describe foraging behavior
in different environments, delineate foraging habitats, and model
habitat suitability in relation to fur seals and commercial fisheries.
Comment 25: The Analysis did not fully describe the potential
impacts to the pollock fishery under the lower PSC performance standard
and limits in years of low Chinook salmon abundance. The Analysis
compared the impacts only to current Chinook salmon bycatch levels and
not to potential or historical levels. Little to no forgone pollock
harvest was noted under any scenario. Amendment 110 and the proposed
rule are a potential threat that could suspend fishing operations in
one of the largest fisheries in the world. Large juvenile Chinook
salmon year classes persist in the marine environment for multiple
years before returning as mature fish to the river systems. Recent
unpredictability in the BSAI ecosystem likely only increases the
probability of constraining the pollock fishery in future years based
on management decisions made today. The Analysis should have attempted
to quantify the probability of the limit shutting the fishery down in a
given year.
Response: The purpose of a RIR is to analyze the potential costs
and benefits associated with a regulatory change. To do so, the RIR
must compare potential effects of the alternatives being considered
with the regulatory status quo condition. In this case, the status quo
is defined by the incentive-based Chinook salmon PSC avoidance
structure established under Amendment 91. Since Amendment 91, Chinook
salmon PSC has been much lower than the ``potential or historical''
levels the commenter presumably is referring to and these lower levels,
as properly considered in the analysis, represent the regulatory status
quo condition. Historically higher levels of bycatch occurred under
differing regulatory conditions, do not represent status quo
conditions, and are not appropriate to consider in the Analysis. Note
that historical bycatch was considered in the EIS prepared for
Amendment 91 (see ADDRESSES).
Amendment 110 and this final rule provide further incentives for
industry to avoid Chinook salmon PSC, particularly in years of low
Chinook salmon abundance. As explained in Section 4.8.2 of the
Analysis, economic analysis has demonstrated the ability of a catcher-
processor fleet to adapt their
[[Page 37544]]
behavior to reduce PSC when faced with individual vessel caps. The
reduced individual vessel caps that could result under this final rule
during times of low Chinook abundance in western Alaska are not
intended to close the pollock fishery. They are intended to alter
fishing behavior to further avoid Chinook PSC. The flexibility given to
industry to self-regulate PSC avoidance, provided in Amendment 91,
remains and is augmented by this rule. Thus, the probability of the
limit shutting down the fishery in a given year is dependent on changes
in fishing activity that are not presently known and are dependent on
the actions of the fishing fleet.
Comment 26: Revise the Regulatory Flexibility Act (RFA) analysis to
determine the number of directly regulated entities that are defined as
small entities without applying affiliations among directly regulated
entities based on their participation in a pollock harvesting
cooperative. NMFS considers a vessel owner's membership in a harvesting
cooperative to be an affiliation; this shows a misunderstanding of the
nature of harvesting cooperatives. Harvesting cooperatives in Alaska
are not large vertically or horizontally integrated businesses.
Cooperative members are joined by simple rules to help remove the race
for fish by coordinating selected fishing activities, but each catcher
vessel (or collection of commonly owned catcher vessels) is a distinct
business unit. The fact that cooperatives coordinate harvests in a
manner that allows for more complete harvest of the quota should not be
interpreted as creating a single business unit in the manner intended
for defining a small business that is appropriate for protection by the
RFA.
Response: When NMFS calculates the size of an entity to determine
if it is a small entity, NMFS must include the annual receipts and the
employees of affiliates. Affiliation is determined by the ability to
control. Control may arise through ownership, management, or other
relationships or interactions between the parties. When the ability to
control exists, even if it is not exercised, affiliation exists. The
Small Business Administration (SBA) has a specific set of rules that
explain when another person, business, or entity is considered an
affiliate for size purposes in its Small Business Size Regulations (13
CFR 121.103). NMFS has applied these rules in the evaluation it
conducted in this RFA analysis.
Harvesting cooperatives meet the definition of affiliation because
cooperatives have the ability to control member vessels. Cooperatives
are predicated on collective agreements among their members, to abide
by the terms and practices set out for membership. That is, the entity
formed by creation of the cooperative is, by definition, a third party
that controls or has the power to control its members. Cooperatives
coordinate harvests, which is operational control of the input side of
the business. The small entity standard is ``independently owned and
operated.'' Cooperative members may be independently owned but still
not be considered small entities because the cooperative has enough
operational control that its members are not considered to be
independently operated for purposes of the definition of affiliation.
Cooperative membership does not automatically mean an entity is
large (not small). A cooperative may be a small entity if the combined
annual gross receipts of all cooperative members meet the size standard
used by the SBA or, after July 1, 2016, NMFS' small business size
standard for RFA compliance at 50 CFR 200.2(a). For more information on
NMFS' small business size standard for RFA compliance, see 80 FR 81194
(December 29, 2015). NMFS's RFA analysis to estimate the number of
small entities directly regulated by this action is correct.
Comment 27: NMFS' aggregation of cooperative member's gross
earnings eliminates a fishing business's access to the benefits of SBA
review and runs against the intent of the RFA.
Response: The RFA is primarily concerned with ensuring that Federal
agency decision-makers seriously and systematically consider
disproportionate economic impacts on small entities that may result
from their actions. To comply with the RFA, NMFS has prepared an IRFA
and a FRFA following the required contents specified in the RFA. The
IRFA was prepared and summarized in the ``Classification'' section of
the preamble to the proposed rule (81 FR 5681, February 3, 2016). The
FRFA is in the ``Classification'' section of the preamble to this final
rule.
If a specific business applies to the SBA to participate in an SBA
program, the SBA conducts an independent review of that business to
determine if that business qualifies as a small business for purposes
of participating in an SBA program. That business must satisfy SBA's
definition of a business concern, along with SBA's size standards for
small businesses. The SBA does not rely on the analysis conducted by
NMFS under the RFA to determine whether a particular entity satisfies
SBA's definition of a small business. See https://www.sba.gov/ for more
information on SBA's assessment of a small business.
Classification
The NMFS Assistant Administrator has determined that Amendment 110
to the FMP and this rule are necessary for the conservation and
management of the groundfish fishery and that they are consistent with
the Magnuson-Stevens Act and other applicable law.
This rule has been determined to be not significant for the
purposes of Executive Order (E.O.) 12866.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides.'' The preambles to the proposed rule and this final rule serve
as the small entity compliance guide. This action does not require any
additional compliance from small entities that is not described in the
preambles. Copies of the proposed rule and this final rule are
available from the NMFS Web site at https://alaskafisheries.noaa.gov.
Final Regulatory Flexibility Analysis
This FRFA incorporates the IRFA, a summary of the significant
issues raised by the public comments, NMFS' responses to those
comments, and a summary of the analyses completed to support the
action.
Section 604 of the Regulatory Flexibility Act requires that, when
an agency promulgates a final rule under section 553 of Title 5 of the
U.S. Code, after being required by that section or any other law to
publish a general notice of proposed rulemaking, the agency shall
prepare a FRFA. Section 604 describes the required contents of a FRFA:
(1) A statement of the need for, and objectives of, the rule; (2) a
statement of the significant issues raised by the public comments in
response to the initial regulatory flexibility analysis, a statement of
the assessment of the agency of such issues, and a statement of any
changes made in the proposed rule as a result of such comments; (3) the
response of the agency to any comments filed by the Chief Counsel for
Advocacy of the SBA in response to the proposed rule, and a detailed
statement of any change made to the proposed rule in the final rule as
a result of the
[[Page 37545]]
comments; (4) a description of and an estimate of the number of small
entities to which the rule will apply or an explanation of why no such
estimate is available; (5) a description of the projected reporting,
recordkeeping and other compliance requirements of the rule, including
an estimate of the classes of small entities which will be subject to
the requirement and the type of professional skills necessary for
preparation of the report or record; and (6) a description of the steps
the agency has taken to minimize the significant economic impact on
small entities consistent with the stated objectives of applicable
statutes, including a statement of the factual, policy, and legal
reasons for selecting the alternative adopted in the final rule and why
each one of the other significant alternatives to the rule considered
by the agency which affect the impact on small entities was rejected.
Need for, and Objectives of, This Rule
A statement of the need for, and objectives of, this rule is
contained earlier in this preamble and is not repeated here.
Public and Chief Counsel for Advocacy Comments on the Proposed Rule
NMFS published a proposed rule on February 3, 2016 (81 FR 5681). An
IRFA was prepared and summarized in the ``Classification'' section of
the preamble to the proposed rule. The comment period closed on March
4, 2016. NMFS received 15 letters of public comment on the proposed
rule and Amendment 110. The Chief Counsel for Advocacy of the SBA did
not file any comments on the proposed rule.
Summary of Significant Issues Raised During Public Comment
One comment letter was received with two comments on the IRFA.
These are Comment 26 and Comment 27 under Response to Comments, above.
No changes were made to this rule or the RFA analysis as a result of
these comments on the IRFA.
Comment 26 disagrees with NMFS using affiliation to determine
whether a member of a fishery cooperative is a small entity in the
IRFA. The comment requests NMFS to revise the analysis to determine
whether the vessels that are directly regulated entities under this
action are small entities without applying the cooperative
affiliations. We disagree because when we calculate the size of an
entity to determine if it is a small entity, we must include the annual
receipts and the employees of affiliates, per the Small Business Size
Regulations (13 CFR 121.103).
Comment 27 is concerned that NMFS' aggregation of a cooperative
member's gross earnings eliminates a fishing business's access to the
benefits of SBA review and runs against the intent of the RFA. To
comply with the RFA, agencies prepare an IRFA and a FRFA following the
required contents specified in the RFA. NMFS has complied with the RFA
for this action. NMFS has prepared an IRFA and a FRFA following the
required contents specified in the RFA. If a specific business applies
to the SBA to participate in an SBA program, the SBA conducts an
independent review of that business to determine if that business
qualifies as a small business for purposes of participating in an SBA
program. That business must satisfy SBA's definition of a business
concern, along with SBA's size standards for small businesses. The SBA
does not rely on the analysis conducted by NMFS under the RFA to
determine whether a particular entity satisfies SBA's definition of a
small business.
Number and Description of Directly Regulated Small Entities
The action directly regulates those entities that participate in
the directed pollock trawl fishery in the Bering Sea. These entities
include vessels harvesting pollock under the AFA and the six CDQ groups
that receive allocations of pollock.
The SBA requires consideration of affiliations among entities for
the purpose of assessing if an entity is small. The AFA pollock
cooperatives are a type of affiliation. All the non-CDQ entities
directly regulated by this action are members of AFA cooperatives and,
therefore, NMFS considers them ``affiliated'' large (non-small)
entities for RFA purposes. AFA cooperatives have gross annual revenues
that are substantially greater than $20.5 million, the standard used by
the SBA to define the annual gross revenue of a large (non-small)
business engaged in finfish harvesting, such as pollock. Therefore, all
the non-CDQ pollock fishery participants are defined as large (non-
small) entities.
Due to their status as non-profit corporations, the six CDQ groups
are identified as ``small'' entities for RFA purposes. This action
directly regulates the six CDQ groups. As described in regulations
implementing the RFA (13 CFR 121.103), the CDQ groups' affiliations
with other large entities do not define them as large entities.
The six CDQ groups, formed to manage and administer the CDQ
allocations, investments, and economic development projects, are the
Aleutian Pribilof Island Community Development Association, the Bristol
Bay Economic Development Corporation, the Central Bering Sea
Fishermen's Association, the Coastal Villages Region Fund, the Norton
Sound Economic Development Corporation, and the Yukon Delta Fisheries
Development Association. The 65 communities, with approximately 27,000
total residents, that benefit from participation in the CDQ Program are
not directly regulated by this action.
Recordkeeping, Reporting, and Other Compliance Requirements
This final rule revises some existing requirements and removes some
requirements. The revised requirements are those related to--
Development and submission of proposed IPAs and amendments
to approved IPAs;
An annual report from the participants in each IPA,
documenting information and data relevant to the Bering Sea Chinook
salmon bycatch management program; and
Salmon handling and storage on board a vessel, and
obligations to facilitate observer data reporting.
This final rule removes the requirements for an application form
for a proposed IPA or amended IPA.
Description of Significant Alternatives Considered to the Final Action
That Minimize Adverse Impacts on Small Entities
This action is a comprehensive program to minimize Chinook salmon
and chum salmon bycatch in a manner that accomplishes the stated
objectives and is consistent with applicable statutes. No alternatives
were identified in addition to those analyzed in the IRFA that had the
potential to further reduce the economic burden on small entities,
while achieving the objectives of this action. Section 2.10 of the
Analysis discusses alternatives considered and eliminated from detailed
analysis (see ADDRESSES).
This final rule includes performance standards to minimize Chinook
salmon and chum salmon bycatch, while limiting the burden on CDQ
groups. A system of transferable PSC allocations and a performance
standard, even in years of low Chinook salmon abundance, will allow CDQ
groups to decide how best to comply with the requirements of this
action, given the other constraints imposed on the pollock fishery
(e.g., pollock TAC, market conditions, area closures associated with
other rules, gear restrictions, climate and oceanographic change).
Based on the best available scientific data and information, none
of the
[[Page 37546]]
alternatives except the preferred alternative have the potential to
accomplish the stated objectives of the Magnuson-Stevens Act and other
applicable statutes (as reflected in this action), while minimizing any
significant adverse economic impact on small entities.
Tribal Summary Impact Statement (E.O. 13175)
E.O. 13175 of November 6, 2000 (25 U.S.C. 450 note), the Executive
Memorandum of April 29, 1994 (25 U.S.C. 450 note), the American Indian
and Alaska Native Policy of the U.S. Department of Commerce (March 30,
1995), and the Tribal Consultation and Coordination Policy of the U.S.
Department of Commerce (May 21, 2013), outline the responsibilities of
NMFS in matters affecting tribal interests. Section 161 of Public Law
108-199 (188 Stat. 452), as amended by section 518 of Public Law 108-
447 (118 Stat. 3267), extends the consultation requirements of E.O.
13175 to Alaska Native corporations. Under the E.O. and agency
policies, NMFS must ensure meaningful and timely input by tribal
officials and representatives of Alaska Native corporations in the
development of regulatory policies that have tribal implications.
Section 5(b)(2)(B) of E.O. 13175 requires NMFS to prepare a tribal
summary impact statement as part of the final rule. This statement must
contain (1) a description of the extent of the agency's prior
consultation with tribal officials, (2) a summary of the nature of
their concerns, (3) the agency's position supporting the need to issue
the regulation, and (4) a statement of the extent to which the concerns
of tribal officials have been met.
A Description of the Extent of the Agency's Prior Consultation With
Tribal Officials
The consultation process for this action began during the Council
process when the Council started developing Amendment 110 in 2012. A
number of tribal representatives and tribal organizations provided
written public comments and oral public testimony to the Council during
Council outreach meetings on Amendment 110 and at the numerous Council
meetings at which Amendment 110 was discussed.
NMFS conducted two tribal consultations, one in December 2014 and
one in April 2015, with representatives from the Tanana Chiefs
Conference; the Association of Village Council Presidents; the Yukon
River Drainage Fisheries Association; the Kawerak, Inc.; and the Bering
Sea Fishermen's Association. These organizations prepared letters for
the Council and requested the consultations to discuss the salmon
bycatch management measures under consideration by the Council. NMFS
posted reports from these consultations on the NMFS Alaska Region Web
site at https://alaskafisheries.noaa.gov/tribal-consultations.
NMFS continued the consultation process by sending a letter to
Alaska tribal governments, Alaska Native corporations, and related
organizations (``Alaska Native representatives'') when the Notice of
Availability for Amendment 110 published in the Federal Register in
March 2016. The letter included a copy of the Notice of Availability
and notified representatives of the opportunity to comment and consult.
NMFS received 4 letters of comment on Amendment 110 and the proposed
rule from tribal members and representatives of tribal governments,
tribal organizations, or Alaska Native corporations. The comment
summaries and NMFS' responses are provided in this preamble under
Response to Comments and are summarized below.
A Summary of the Nature of Tribal Concerns
The concerns expressed in consultations and reflected in written
comments from tribal representatives and members center on four themes.
First, Chinook salmon is vitally important to tribal members, and they
suffer great hardships when Chinook salmon abundance is low. Second,
tribal representatives attribute low Chinook salmon in-river returns
directly to bycatch in the Bering Sea pollock fishery. Third, tribal
members want Chinook salmon bycatch greatly curtailed. Fourth, NMFS
should exercise its trust responsibilities by advocating for Alaska
native interests on the Council.
The comment letter from Tanana Chiefs Conference; the Association
of Village Council Presidents; the Yukon River Drainage Fisheries
Association; the Kawerak, Inc.; and the Bering Sea Fishermen's
Association supported Amendment 110 and the implementing regulations as
an important step in further reducing salmon bycatch but urged NMFS and
the pollock industry to continue working towards greater bycatch
reduction, with an ultimate goal of zero bycatch. In particular, these
comments support the provision to reduce the PSC limit and performance
standard in years of low Chinook salmon abundance in western Alaska as
critical to ensuring Chinook salmon bycatch is reduced in the years
when every source of mortality must be reduced.
The comment from the Native Village of Kotzebue expressed concern
that although Amendment 110 is going in the right direction towards
zero salmon bycatch, the bycatch limits are still too high.
The comment from Ahtna, Incorporated, encourages the Secretary of
Commerce to take all reasonable measures to reduce Chinook salmon
bycatch in the Bering Sea and Gulf of Alaska.
The comment from the Aleut Corporation supports Amendment 110, but
is strongly opposed to the provision to reduce the PSC limit and
performance standard in low Chinook salmon abundance years because it
is unwarranted, unnecessary, not sound science, and not responsible
management. The Aleut Corporation believes this provision unfairly
restricts the pollock fishery when science has shown that there is not
a relationship between salmon bycatch and the size of the salmon runs
in coastal western Alaska.
NMFS' Position Supporting the Need To Issue the Regulation
This final rule is needed to implement Amendment 110, a complex and
innovative program to minimize salmon bycatch to the extent practicable
in the pollock fishery. This final rule is also needed to create a
comprehensive salmon bycatch avoidance program that works more
effectively than the current salmon bycatch programs to avoid Chinook
salmon bycatch and Alaska-origin chum salmon bycatch. The Council and
NMFS recognize that salmon are an extremely important resource to
Native Alaskans who depend on local fisheries for their sustenance and
livelihood.
Amendment 110 and this final rule adjust the existing Chinook
salmon bycatch program to, among other things, incorporate revised chum
salmon bycatch measures into the existing IPAs. Amendment 110 and this
final rule are designed to consider the importance of continued
production of critical chum salmon runs in western Alaska by focusing
on bycatch avoidance of Alaskan chum salmon runs. These runs have
substantial variation in run sizes over time, and are of historic
importance in the subsistence lifestyle of Native Alaskans. Additional
protections to other chum stocks from outside of Alaska are embedded in
the objective to avoid the high bycatch of chum salmon overall,
recognizing that most non-Alaska chum salmon are likely from Asian
hatcheries.
[[Page 37547]]
In addition, the Council and NMFS sought to provide greater
incentives to avoid Chinook salmon by strengthening incentives during
times of historically low Chinook salmon abundance in western Alaska.
Thus, the management measures included in Amendment 110 focus on
retaining the incentives to avoid Chinook salmon bycatch at all levels
of abundance as intended by Amendment 91. Multiple years of
historically low Chinook salmon abundance have resulted in significant
restrictions for subsistence users in western Alaska and failure to
achieve conservation objectives. While Chinook salmon bycatch impact
rates have been low under Amendment 91, the Council and NMFS have
determined that there is evidence that improvements could be made to
ensure the program is reducing Chinook salmon bycatch at low levels of
salmon abundance.
A Statement of the Extent to Which the Concerns of Tribal Officials
Have Been Met
One of the primary factors in initiating this action was concern
over the potential impacts of Chinook salmon and chum salmon bycatch in
the Bering Sea pollock fishery on the return of these salmon to western
Alaska river systems and the recognition of the importance of salmon to
the people in western Alaska. While the final program is not as
restrictive on the pollock fishery as advocated by some Alaska Native
representatives, it will minimize salmon bycatch to the extent
practicable.
Collection-of-Information Requirements
This rule contains collection-of-information requirements subject
the Paperwork Reduction Act (PRA) and which have been approved by OMB.
The collections are listed below by OMB control number.
OMB Control Number 0648-0731
Public reporting burden is estimated to average 5 minutes per
individual response for use of a vessel's computer, software, and data
transmission; 5 minutes per individual response for notification of
observer before handling the vessel's Bering Sea pollock catch; and 5
minutes for notification of crew person responsible for ensuring all
sorting, retention, and storage of salmon.
OMB Control Number 0648-0393
Public reporting burden is estimated to average 8 hours per
individual response for the Application to Receive Transferable Chinook
Salmon PSC Allocations, including the contract; 4 hours for the
amendment to the contract; and 15 minutes for the Application for the
Transfer of Chinook Salmon PSC Allocations.
OMB Control Number 0648-0401
Public reporting burden is estimated to average 40 hours per
individual response for the Salmon Bycatch IPA; and 8 hours for the IPA
Annual Report.
Public reporting burden includes the time for reviewing
instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection of information.
Send comments on this data collection, including suggestions for
reducing the burden, to NMFS Alaska Region (see ADDRESSES), or by email
to OIRA_Submission@omb.eop.gov, or fax to (202) 395-5806.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number. All currently approved NOAA
collections of information may be viewed at: https://www.cio.noaa.gov/services_programs/prasubs.html.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Recordkeeping and reporting requirements.
Dated: June 2, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, NMFS amends 50 CFR part
679 as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
1. The authority citation for 50 CFR part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Public Law 108-447; Public Law 111-281.
0
2. In Sec. 679.2:
0
a. Remove the definitions for ``Chinook salmon bycatch incentive plan
agreement (IPA)'';
0
b. Revise the definitions for ``Chum Salmon Savings Area of the BSAI
CVOA'', and paragraph (6) of ``Fishing trip'';
0
c. Remove the definition for ``Non-Chinook salmon bycatch reduction
intercooperative agreement (ICA)''; and
0
d. Add a definition for ``Salmon bycatch incentive plan agreement
(IPA)'' in alphabetical order to read as follows:
Sec. 679.2 Definitions.
* * * * *
Chum Salmon Savings Area of the BSAI CVOA (See Sec. 679.21(f)(14)
and Figure 9 to this part).
* * * * *
Fishing trip means: * * *
(6) For purposes of Sec. 679.7(d)(5)(ii)(C)(2) for CDQ groups and
Sec. 679.7(k)(8)(ii) for AFA entities, the period beginning when a
vessel operator commences harvesting any pollock that will accrue
against a directed fishing allowance for pollock in the BS or against a
pollock CDQ allocation harvested in the BS and ending when the vessel
operator offloads or transfers any processed or unprocessed pollock
from that vessel.
* * * * *
Salmon bycatch incentive plan agreement (IPA) is a voluntary
private contract, approved by NMFS under Sec. 679.21(f)(12), that
establishes incentives for participants to avoid Chinook salmon and
chum salmon bycatch while directed fishing for pollock in the BS.
* * * * *
0
3. In Sec. 679.7:
0
a. Revise paragraphs (d)(5)(ii)(B), (d)(5)(ii)(C)(5), and the paragraph
(k)(8) heading;
0
b. Redesignate paragraph (k)(8)(iv) as (k)(8)(v); and
0
c. Add new paragraph (k)(8)(iv).
The revisions and addition read as follows:
Sec. 679.7 Prohibitions.
* * * * *
(d) * * *
(5) * * *
(ii) * * *
(B) Non-Chinook salmon. For the operator of a vessel, to use trawl
gear to harvest pollock CDQ in the Chum Salmon Savings Area between
September 1 and October 14 after the CDQ group's non-Chinook salmon PSQ
is attained, unless the vessel is participating in an approved IPA
under Sec. 679.21(f)(12).
(C) * * *
(5) For the operator of a catcher vessel delivering pollock CDQ
catch to a shoreside processor or stationary floating processor to:
(i) Deliver pollock CDQ to a processor that does not have a catch
monitoring and control plan approved under Sec. 679.28(g).
(ii) Handle, sort, or discard catch without notifying the observer
15
[[Page 37548]]
minutes prior to handling, sorting, or discarding catch as described in
Sec. 679.21(f)(15)(ii)(B)(2).
(iii) Fail to secure catch after the completion of catch handling
and the collection of scientific data and biological samples as
described in Sec. 679.21(f)(15)(ii)(B)(3).
* * * * *
(k) * * *
(8) Salmon PSC.
* * * * *
(iv) Catcher vessels. (A) For the operator of a catcher vessel, to
handle, sort, or discard catch without notifying the observer 15
minutes prior to handling, sorting, or discarding catch as described in
Sec. 679.21(f)(15)(ii)(B)(2).
(B) For the operator of a catcher vessel to fail to secure catch
after the completion of catch handling and the collection of scientific
data and biological samples as described in Sec.
679.21(f)(15)(ii)(B)(3).
* * * * *
0
4. In Sec. 679.20, revise paragraph (a)(5)(i)(B)(1) to read as
follows:
Sec. 679.20 General limitations.
* * * * *
(a) * * *
(5) * * *
(i) * * *
(B) * * *
(1) Inshore, catcher/processor, mothership, and CDQ sectors. The
portions of the BS subarea pollock directed fishing allowances
allocated to each sector under sections 206(a) and 206(b) of the AFA
and the CDQ allowance in the BSAI will be divided into two seasonal
allowances corresponding to the two fishing seasons set out at Sec.
679.23(e)(2), as follows:
(i) A Season, 45 percent;
(ii) B Season, 55 percent.
* * * * *
0
5. In Sec. 679.21:
0
a. Remove and reserve paragraph (c);
0
b. Revise the paragraph (e) heading;
0
c. Remove paragraphs (e)(1)(vi) through (viii), (e)(3)(i)(A)(3), and
(e)(7)(vii) through (ix); and
0
d. Revise paragraphs (f) and (g).
The revisions read as follows:
Sec. 679.21 Prohibited species bycatch management.
* * * * *
(e) BSAI PSC limits for crab and herring. * * *
* * * * *
(f) Salmon Bycatch Management in the BS Pollock Fishery--(1)
Applicability. This paragraph contains regulations governing the
bycatch of salmon in the BS pollock fishery.
(2) Chinook salmon prohibited species catch (PSC) limit. Each year,
NMFS will allocate to AFA sectors listed in paragraph (f)(3)(ii) of
this section a portion of the applicable Chinook salmon PSC limit. NMFS
will publish the applicable Chinook salmon PSC limit in the annual
harvest specifications after determining if it is a low Chinook salmon
abundance year. NMFS will determine that it is a low Chinook salmon
abundance year when abundance of Chinook salmon in western Alaska is
less than or equal to 250,000 Chinook salmon. By October 1 of each
year, the State of Alaska will provide to NMFS an estimate of Chinook
salmon abundance using the 3-System Index for western Alaska based on
the Kuskokwim, Unalakleet, and Upper Yukon aggregate stock grouping.
(i) An AFA sector will receive a portion of the 47,591 Chinook
salmon PSC limit, or, in a low Chinook salmon abundance year, the
33,318 Chinook salmon PSC limit, if --
(A) No Chinook salmon bycatch incentive plan agreement (IPA) is
approved by NMFS under paragraph (f)(12) of this section; or
(B) That AFA sector has exceeded its performance standard under
paragraph (f)(6) of this section.
(ii) An AFA sector will receive a portion of the 60,000 Chinook
salmon PSC limit, or, in a low Chinook salmon abundance year, the
45,000 Chinook salmon PSC limit, if--
(A) At least one IPA is approved by NMFS under paragraph (f)(12) of
this section; and
(B) That AFA sector has not exceeded its performance standard under
paragraph (f)(6) of this section.
(3) Allocations of the Chinook salmon PSC limits--(i) Seasonal
apportionment. NMFS will apportion the Chinook salmon PSC limits
annually 70 percent to the A season and 30 percent to the B season,
which are described in Sec. 679.23(e)(2).
(ii) AFA sectors. Each year, NMFS will make allocations of the
applicable Chinook salmon PSC limit to the following four AFA sectors:
------------------------------------------------------------------------
AFA Sector: Eligible participants are:
------------------------------------------------------------------------
(A) Catcher/processor............. AFA catcher/processors and AFA
catcher vessels delivering to AFA
catcher/processors, all of which
are permitted under Sec.
679.4(l)(2) and (l)(3)(i)(A),
respectively.
(B) Mothership.................... AFA catcher vessels harvesting
pollock for processing by AFA
motherships, all of which are
permitted under Sec.
679.4(l)(3)(i)(B) and (l)(4),
respectively.
(C) Inshore....................... AFA catcher vessels harvesting
pollock for processing by AFA
inshore processors, all of which
are permitted under Sec.
679.4(l)(3)(i)(C).
(D) CDQ Program................... The six CDQ groups authorized under
section 305(i)(1)(D) of the
Magnuson-Stevens Act to participate
in the CDQ Program.
------------------------------------------------------------------------
(iii) Allocations to each AFA sector. NMFS will allocate the
Chinook salmon PSC limits to each AFA sector as follows:
(A) If a sector is managed under the 60,000 Chinook salmon PSC
limit, the maximum amount of Chinook salmon PSC allocated to each
sector in each season and annually is--
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 13,818 17.9 3,222 28.4 17,040
(2) Mothership.......................................... 8.0 3,360 7.3 1,314 7.8 4,674
(3) Inshore............................................. 49.8 20,916 69.3 12,474 55.6 33,390
(4) CDQ Program......................................... 9.3 3,906 5.5 990 8.2 4,896
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 37549]]
(B) If the sector is managed under the 45,000 Chinook salmon PSC
limit, the sector will be allocated the following amount of Chinook
salmon PSC in each season and annually:
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 10,363 17.9 2,415 28.4 12,780
(2) Mothership.......................................... 8.0 2,520 7.3 987 7.8 3,510
(3) Inshore............................................. 49.8 15,687 69.3 9,355 55.6 25,020
(4) CDQ Program......................................... 9.3 2,930 5.5 743 8.2 3,690
--------------------------------------------------------------------------------------------------------------------------------------------------------
(C) If the sector is managed under the 47,591 Chinook salmon PSC
limit, the sector will be allocated the following amount of Chinook
salmon PSC in each season and annually:
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 10,906 17.9 2,556 28.4 13,516
(2) Mothership.......................................... 8.0 2,665 7.3 1,042 7.8 3,707
(3) Inshore............................................. 49.8 16,591 69.3 9,894 55.6 26,485
(4) CDQ Program......................................... 9.3 3,098 5.5 785 8.2 3,883
--------------------------------------------------------------------------------------------------------------------------------------------------------
(D) If the sector is managed under the 33,318 Chinook salmon PSC
limit, the sector will be allocated the following amount of Chinook
salmon PSC in each season and annually:
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 7,673 17.9 1,789 28.4 9,462
(2) Mothership.......................................... 8.0 1,866 7.3 730 7.8 2,599
(3) Inshore............................................. 49.8 11,615 69.3 6,926 55.6 18,525
(4) CDQ Program......................................... 9.3 2,169 5.5 550 8.2 2,732
--------------------------------------------------------------------------------------------------------------------------------------------------------
(iv) Allocations to the AFA catcher/processor and mothership
sectors. (A) NMFS will issue transferable Chinook salmon PSC
allocations under paragraph (f)(3)(iii) of this section to entities
representing the AFA catcher/processor sector and the AFA mothership
sector if these sectors meet the requirements of paragraph (f)(8) of
this section.
(B) If no entity is approved by NMFS to represent the AFA catcher/
processor sector or the AFA mothership sector, then NMFS will manage
that sector under a non-transferable Chinook salmon PSC allocation
under paragraph (f)(10) of this section.
(v) Allocations to inshore cooperatives and the AFA inshore open
access fishery. NMFS will further allocate the inshore sector's Chinook
salmon PSC allocation under paragraph (f)(3)(iii) of this section among
the inshore cooperatives and the inshore open access fishery based on
the percentage allocations of pollock to each inshore cooperative under
Sec. 679.62(a). NMFS will issue transferable Chinook salmon PSC
allocations to inshore cooperatives. Any Chinook salmon PSC allocated
to the inshore open access fishery will be as a non-transferable
allocation managed by NMFS under the requirements of paragraph (f)(10)
of this section.
(vi) Allocations to the CDQ Program. NMFS will further allocate the
Chinook salmon PSC allocation to the CDQ Program under paragraph
(f)(3)(iii) of this section among the six CDQ groups based on each CDQ
group's percentage of the CDQ Program pollock allocation. NMFS will
issue transferable Chinook salmon PSC allocations to CDQ groups.
(vii) Accrual of Chinook salmon bycatch to specific PSC
allocations.
------------------------------------------------------------------------
If a Chinook salmon PSC allocation
is: Then all Chinook salmon bycatch:
------------------------------------------------------------------------
(A) A transferable allocation to a By any vessel fishing under a
sector-level entity, inshore transferable allocation will accrue
cooperative, or CDQ group under against the allocation to the
paragraph (f)(8) of this section. entity representing that vessel.
(B) A non-transferable allocation By any vessel fishing under a non-
to a sector or the inshore open transferable allocation will accrue
access fishery under paragraph against the allocation established
(f)(10) of this section. for the sector or inshore open
access fishery, whichever is
applicable.
(C) The opt-out allocation under By any vessel fishing under the opt-
paragraph (f)(5) of this section. out allocation will accrue against
the opt-out allocation.
------------------------------------------------------------------------
[[Page 37550]]
(viii) Public release of Chinook salmon PSC information. For each
year, NMFS will release to the public and publish on the NMFS Alaska
Region Web site (https://alaskafisheries.noaa.gov/):
(A) The Chinook salmon PSC allocations for each entity receiving a
transferable allocation;
(B) The non-transferable Chinook salmon PSC allocations;
(C) The vessels fishing under each transferable or non-transferable
allocation;
(D) The amount of Chinook salmon bycatch that accrues towards each
transferable or non-transferable allocation;
(E) Any changes to these allocations due to transfers under
paragraph (f)(9) of this section, rollovers under paragraph (f)(11) of
this section, and deductions from the B season non-transferable
allocations under paragraphs (f)(5)(v) or (f)(10)(iii) of this section;
and
(F) Tables for each sector that provide the percent of the sector's
pollock allocation, numbers of Chinook salmon associated with each
vessel in the sector used to calculate the opt-out allocation and
annual threshold amounts, and the percent of the pollock allocation
associated with each vessel that NMFS will use to calculate IPA minimum
participation assigned to each vessel.
(4) Reduction in allocations of the Chinook salmon PSC limit--(i)
Reduction in sector allocations. NMFS will reduce the seasonal
allocation of the Chinook salmon PSC limit to the catcher/processor
sector, the mothership sector, the inshore sector, or the CDQ Program
under paragraph (f)(3)(iii)(A) or (B) of this section, if the owner of
any permitted AFA vessel in that sector, or any CDQ group, does not
participate in an approved IPA under paragraph (f)(12) of this section.
NMFS will subtract the amount of Chinook salmon from each sector's
allocation associated with each vessel not participating in an approved
IPA.
(ii) Adjustments to the inshore sector and inshore cooperative
allocations. (A) If some members of an inshore cooperative do not
participate in an approved IPA, NMFS will reduce the allocation to the
cooperative to which those vessels belong, or the inshore open access
fishery.
(B) If all members of an inshore cooperative do not participate in
an approved IPA, the amount of Chinook salmon that remains in the
inshore sector's allocation, after subtracting the amount of Chinook
salmon associated with the non-participating inshore cooperative, will
be reallocated among the inshore cooperatives participating in an
approved IPA based on the proportion each participating cooperative
represents of the Chinook salmon PSC initially allocated among the
participating inshore cooperatives that year.
(iii) Adjustment to CDQ group allocations. If a CDQ group does not
participate in an approved IPA, the amount of Chinook salmon that
remains in the CDQ Program's allocation, after subtracting the amount
of Chinook salmon associated with the non-participating CDQ group, will
be reallocated among the CDQ groups participating in an approved IPA
based on the proportion each participating CDQ group represents of the
Chinook salmon PSC initially allocated among the participating CDQ
groups that year.
(iv) All members of a sector do not participate in an approved IPA.
If all members of a sector do not participate in an approved IPA, the
amount of Chinook salmon that remains after subtracting the amount of
Chinook salmon associated with the non-participating sector will not be
reallocated among the sectors that have members participating in an
approved IPA. This portion of the PSC limit will remain unallocated for
that year.
(5) Chinook salmon PSC opt-out allocation. The following table
describes requirements for the opt-out allocation:
------------------------------------------------------------------------
------------------------------------------------------------------------
(i) What is the amount of Chinook The opt-out allocation will equal
salmon PSC that will be allocated to the sum of the Chinook salmon
the opt-out allocation in the A PSC deducted under paragraph
season and the B season? (f)(4)(i) of this section from
the seasonal allocations of each
sector with members not
participating in an approved
IPA.
(ii) Which participants will be Any AFA-permitted vessel or any
managed under the opt-out CDQ group that is a member of a
allocation? sector eligible under paragraph
(f)(2)(ii) of this section to
receive allocations of the
60,000 PSC limit or the 45,000
PSC limit, but that is not
participating in an approved
IPA.
(iii) What Chinook salmon bycatch All Chinook salmon bycatch by
will accrue against the opt-out participants under paragraph
allocation? (f)(5)(ii) of this section.
(iv) How will the opt-out allocation All participants under paragraph
be managed? (f)(5)(ii) of this section will
be managed as a group under the
seasonal opt-out allocations. If
the Regional Administrator
determines that the seasonal opt-
out allocation will be reached,
NMFS will publish a notice in
the Federal Register closing
directed fishing for pollock in
the BS, for the remainder of the
season, for all vessels fishing
under the opt-out allocation.
(v) What will happen if Chinook NMFS will deduct from the B
salmon bycatch by vessels fishing season opt-out allocation any
under the opt-out allocation exceeds Chinook salmon bycatch in the A
the amount allocated to the A season season that exceeds the A season
opt-out allocation? opt-out allocation.
(vi) What will happen if Chinook If Chinook salmon bycatch by
salmon bycatch by vessels fishing vessels fishing under the opt-
under the opt-out allocation is less out allocation in the A season
than the amount allocated to the A is less than the amount
season opt-out allocation? allocated to the opt-out
allocation in the A season, this
amount of Chinook salmon will
not be added to the B season opt-
out allocation.
(vii) Is Chinook salmon PSC allocated No. Chinook salmon PSC allocated
to the opt-out allocation to the opt-out allocation is not
transferable? transferable.
------------------------------------------------------------------------
(6) Chinook salmon bycatch performance standard. If the total
annual Chinook salmon bycatch by the members of a sector participating
in an approved IPA is greater than that sector's annual threshold
amount of Chinook salmon in any three of seven consecutive years, that
sector will receive an allocation of Chinook salmon under the 47,591
PSC limit in all future years, except in low Chinook salmon abundance
years when that sector will receive an allocation under the 33,318
Chinook salmon PSC limit.
(i) Annual threshold amount. Prior to each year, NMFS will
calculate each sector's annual threshold amount. NMFS will post the
annual threshold
[[Page 37551]]
amount for each sector on the NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov/). At the end of each year, NMFS will evaluate
the Chinook salmon bycatch by all IPA participants in each sector
against that sector's annual threshold amount.
(ii) Calculation of the annual threshold amount. A sector's annual
threshold amount is the annual number of Chinook salmon that would be
allocated to that sector under the 47,591 Chinook salmon PSC limit, as
shown in the table in paragraph (f)(3)(iii)(C) of this section, or the
33,318 Chinook salmon PSC limit in low Chinook salmon abundance years,
as shown in the table in paragraph (f)(3)(iii)(D) of this section. If
any vessels in a sector do not participate in an approved IPA, NMFS
will reduce that sector's annual threshold amount by the number of
Chinook salmon associated with each vessel not participating in an
approved IPA. If any CDQ groups do not participate in an approved IPA,
NMFS will reduce the CDQ Program's annual threshold amount by the
number of Chinook salmon associated with each CDQ group not
participating in an approved IPA.
(iii) Exceeding the performance standard. If NMFS determines that a
sector has exceeded its performance standard by exceeding its annual
threshold amount in any three of seven consecutive years, NMFS will
issue a notification in the Federal Register that the sector has
exceeded its performance standard. In all subsequent years, NMFS will
allocate to that sector either the amount of Chinook salmon in the
table in paragraph (f)(3)(iii)(C) of this section or, in low Chinook
salmon abundance years, the amount of Chinook salmon in the table in
paragraph (f)(3)(iii)(D) of this section. All members of the affected
sector will fish under this lower PSC allocation regardless of whether
a vessel or CDQ group within that sector participates in an approved
IPA.
(7) Replacement vessels. If an AFA-permitted vessel is no longer
eligible to participate in the BS pollock fishery or if a vessel
replaces a currently eligible vessel, NMFS will assign the portion and
number of Chinook salmon associated with that vessel to the replacement
vessel or distribute it among other eligible vessels in the sector
based on the procedures in the law, regulation, or private contract
that accomplishes the vessel removal or replacement action.
(8) Entities eligible to receive transferable Chinook salmon PSC
allocations. (i) NMFS will issue transferable Chinook salmon PSC
allocations to the following entities, if these entities meet all the
applicable requirements of this section.
(A) Inshore cooperatives. NMFS will issue transferable Chinook
salmon PSC allocations to the inshore cooperatives permitted annually
under Sec. 679.4(l)(6). The representative and agent for service of
process (see definition at Sec. 679.2) for an inshore cooperative is
the cooperative representative identified in the application for an
inshore cooperative fishing permit issued under Sec. 679.4(l)(6),
unless the inshore cooperative representative notifies NMFS in writing
that a different person will act as its agent for service of process
for purposes of this paragraph (f). An inshore cooperative is not
required to submit an application under paragraph (f)(8)(ii) of this
section to receive a transferable Chinook salmon PSC allocation.
(B) CDQ groups. NMFS will issue transferable Chinook salmon PSC
allocations to the CDQ groups. The representative and agent for service
of process for a CDQ group is the chief executive officer of the CDQ
group, unless the chief executive officer notifies NMFS in writing that
a different person will act as its agent for service of process. A CDQ
group is not required to submit an application under paragraph
(f)(8)(ii) of this section to receive a transferable Chinook salmon PSC
allocation.
(C) Entity representing the AFA catcher/processor sector. NMFS will
authorize only one entity to represent the catcher/processor sector for
purposes of receiving and managing transferable Chinook salmon PSC
allocations on behalf of the catcher/processors eligible to fish under
transferable Chinook salmon PSC allocations. NMFS will issue
transferable Chinook salmon allocations under the Chinook salmon PSC
limit to the entity representing the catcher/processor sector if that
entity represents all the owners of AFA-permitted vessels in this
sector that are participants in an approved IPA.
(D) Entity representing the AFA mothership sector. NMFS will
authorize only one entity to represent the mothership sector for
purposes of receiving and managing transferable Chinook salmon PSC
allocations on behalf of the vessels eligible to fish under
transferable Chinook salmon PSC allocations. NMFS will issue
transferable Chinook salmon allocations under the Chinook salmon PSC
limit to an entity representing the mothership sector if that entity
represents all the owners of AFA-permitted vessels in this sector that
are participants in an approved IPA.
(ii) Request for approval as an entity eligible to receive
transferable Chinook salmon PSC allocations. A representative of an
entity representing the catcher/processor sector or the mothership
sector may request approval by NMFS to receive transferable Chinook
salmon PSC allocations on behalf of the members of the sector. The
application must be submitted to NMFS at the address in paragraph
(b)(6) of this section. A completed application consists of the
application form and a contract, described below.
(A) Application form. The applicant must submit a paper copy of the
application form with all information fields accurately filled in,
including the affidavit affirming that each eligible vessel owner, from
whom the applicant received written notification requesting to join the
sector entity, has been allowed to join the sector entity subject to
the same terms and conditions that have been agreed on by, and are
applicable to, all other parties to the sector entity. The application
form is available on the NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov/) or from NMFS at the address in paragraph
(b)(6) of this section.
(B) Contract. A contract containing the following information must
be attached to the completed application form:
(1) Information that documents that all vessel owners party to the
contract agree that the entity, the entity's representative, and the
entity's agent for service of process named in the application form
represent them for purposes of receiving transferable Chinook salmon
PSC allocations.
(2) A statement that the entity's representative and agent for
service of process are authorized to act on behalf of the vessel owners
party to the contract.
(3) Signatures, printed names, and date of signature for the owners
of each AFA-permitted vessel identified in the application form.
(C) Contract duration. Once submitted, the contract attached to the
application form is valid until amended or terminated by the parties to
the contract.
(D) Deadline. An application form and contract must be received by
NMFS no later than 1700 hours, A.l.t., on October 1 of the year prior
to the year for which the Chinook salmon PSC allocations are effective.
(E) Approval. If more than one entity application form is submitted
to NMFS, NMFS will approve the application form for the entity that
represents the most eligible vessel owners in the sector.
[[Page 37552]]
(F) Amendments to the sector entity. (1) An amendment to the sector
entity contract, with no change in entity participants, may be
submitted to NMFS at any time and is effective upon written
notification of approval by NMFS to the entity representative. To amend
a contract, the entity representative must submit a complete
application, as described in paragraph (f)(8)(ii) of this section.
(2) To make additions or deletions to the vessel owners represented
by the entity for the next year, the entity representative must submit
a complete application, as described in paragraph (f)(8)(ii) of this
section, by December 1.
(iii) Entity representative. (A) The entity's representative must
--
(1) Act as the primary contact person for NMFS on issues relating
to the operation of the entity;
(2) Submit on behalf of the entity any applications required for
the entity to receive a transferable Chinook salmon PSC allocation and
to transfer some or all of that allocation to and from other entities
eligible to receive transfers of Chinook salmon PSC allocations;
(3) Ensure that an agent for service of process is designated by
the entity; and
(4) Ensure that NMFS is notified if a substitute agent for service
of process is designated. Notification must include the name, address,
and telephone number of the substitute agent in the event the
previously designated agent is no longer capable of accepting service
on behalf of the entity or its members within the 5-year period from
the time the agent is identified in the application to NMFS under
paragraph (f)(8)(ii) of this section.
(B) Any vessel owner that is a member of an inshore cooperative, or
a member of the entity that represents the catcher/processor sector or
the mothership sector, may authorize the entity representative to sign
a proposed IPA submitted to NMFS, under paragraph (f)(12) of this
section, on his or her behalf. This authorization must be included in
the contract submitted to NMFS, under paragraph (f)(8)(ii)(B) of this
section, for the sector-level entities and in the contract submitted
annually to NMFS by inshore cooperatives under Sec. 679.61(d).
(iv) Agent for service of process. The entity's agent for service
of process must--
(A) Be authorized to receive and respond to any legal process
issued in the United States with respect to all owners and operators of
vessels that are members of an entity receiving a transferable
allocation of Chinook salmon PSC or with respect to a CDQ group.
Service on or notice to the entity's appointed agent constitutes
service on or notice to all members of the entity.
(B) Be capable of accepting service on behalf of the entity until
December 31 of the year five years after the calendar year for which
the entity notified the Regional Administrator of the identity of the
agent.
(v) Absent a catcher/processor sector or mothership sector entity.
If the catcher/processor sector or the mothership sector does not form
an entity to receive a transferable allocation of Chinook salmon PSC,
the sector will be managed by NMFS under a non-transferable allocation
of Chinook salmon PSC under paragraph (f)(10) of this section.
(9) Transfers of Chinook salmon PSC. (i) A Chinook salmon PSC
allocation issued to eligible entities under paragraph (f)(8)(i) of
this section may be transferred to any other entity receiving a
transferable allocation of Chinook salmon PSC by submitting to NMFS an
application for transfer described in paragraph (f)(9)(iii) of this
section. Transfers of Chinook salmon PSC allocations among eligible
entities are subject to the following restrictions:
(A) Entities receiving transferable allocations under the 60,000
PSC limit may only transfer to and from other entities receiving
allocations under the 60,000 PSC limit.
(B) Entities receiving transferable allocations under the 45,000
PSC limit may only transfer to and from other entities receiving
allocations under the 45,000 PSC limit.
(C) Entities receiving transferable allocations under the 47,591
PSC limit may only transfer to and from other entities receiving
allocations under the 47,591 PSC limit.
(D) Entities receiving transferable allocations under the 33,318
PSC limit may only transfer to and from other entities receiving
allocations under the 33,318 PSC limit.
(E) Chinook salmon PSC allocations may not be transferred between
seasons.
(ii) Post-delivery transfers. If the Chinook salmon bycatch by an
entity exceeds its seasonal allocation, the entity may receive
transfers of Chinook salmon PSC to cover overages for that season. An
entity may conduct transfers to cover an overage that results from
Chinook salmon bycatch from any fishing trip by a vessel fishing on
behalf of that entity that was completed or is in progress at the time
the entity's allocation is first exceeded. Under Sec.
679.7(d)(5)(ii)(C)(2) and (k)(8)(v)(B), vessels fishing on behalf of an
entity that has exceeded its Chinook salmon PSC allocation for a season
may not start a new fishing trip for pollock in the BS on behalf of
that same entity for the remainder of that season.
(iii) Application for transfer of Chinook salmon PSC allocation--
(A) Completed application. NMFS will process a request for transfer of
Chinook salmon PSC provided that a paper or electronic application is
completed, with all information fields accurately filled in.
Application forms are available on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/) or from NMFS at the address in
paragraph (b)(6) of this section.
(B) Certification of transferor--(1) Non-electronic submittal. The
transferor's designated representative must sign and date the
application certifying that all information is true, correct, and
complete. The transferor's designated representative must submit the
paper application as indicated on the application.
(2) Electronic submittal. The transferor's designated entity
representative must log onto the NMFS online services system and create
a transfer request as indicated on the computer screen. By using the
transferor's NMFS ID, password, and Transfer Key, and submitting the
transfer request, the designated representative certifies that all
information is true, correct, and complete.
(C) Certification of transferee--(1) Non-electronic submittal. The
transferee's designated representative must sign and date the
application certifying that all information is true, correct, and
complete.
(2) Electronic submittal. The transferee's designated
representative must log onto the NMFS online services system and accept
the transfer request as indicated on the computer screen. By using the
transferee's NMFS ID, password, and Transfer Key, the designated
representative certifies that all information is true, correct, and
complete.
(D) Deadline. NMFS will not approve an application for transfer of
Chinook salmon PSC after June 25 for the A season or after December 1
for the B season.
(10) Non-transferable Chinook salmon PSC allocations. (i) All
vessels belonging to a sector that is ineligible to receive
transferable allocations under paragraph (f)(8) of this section, any
catcher vessels participating in an inshore open access fishery, and
all vessels fishing under the opt-out allocation under paragraph (f)(5)
of this section will fish under specific non-transferable Chinook
salmon PSC allocations.
[[Page 37553]]
(ii) All vessels fishing under a non-transferable Chinook salmon
PSC allocation, including vessels fishing on behalf of a CDQ group,
will be managed together by NMFS under that non-transferable
allocation. If, during the fishing year, the Regional Administrator
determines that a seasonal non-transferable Chinook salmon PSC
allocation will be reached, NMFS will publish a notice in the Federal
Register closing the BS to directed fishing for pollock by those
vessels fishing under that non-transferable allocation for the
remainder of the season or for the remainder of the year.
(iii) For each non-transferable Chinook salmon PSC allocation, NMFS
will deduct from the B season allocation any amount of Chinook salmon
bycatch in the A season that exceeds the amount available under the A
season allocation.
(11) Rollover of unused A season allocation--(i) Rollovers of
transferable allocations. NMFS will add any Chinook salmon PSC
allocation remaining at the end of the A season, after any transfers
under paragraph (f)(9)(ii) of this section, to an entity's B season
allocation.
(ii) Rollover of non-transferable allocations. For a non-
transferable allocation for the mothership sector, catcher/processor
sector, or an inshore open access fishery, NMFS will add any Chinook
salmon PSC remaining in that non-transferable allocation at the end of
the A season to that B season non-transferable allocation.
(12) Salmon bycatch incentive plan agreements (IPAs)--(i) Minimum
participation requirements. More than one IPA may be approved by NMFS.
Each IPA must have participants that represent the following:
(A) Minimum percent pollock. Parties to an IPA must collectively
represent at least 9 percent of the BS pollock quota.
(B) Minimum number of unaffiliated AFA entities. Parties to an IPA
must represent any combination of two or more CDQ groups or
corporations, partnerships, or individuals who own AFA-permitted
vessels and are not affiliated, as affiliation is defined for purposes
of AFA entities in Sec. 679.2.
(ii) Membership in an IPA. (A) No vessel owner or CDQ group is
required to join an IPA.
(B) For a vessel owner in the catcher/processor sector or
mothership sector to join an IPA, that vessel owner must be a member of
the entity representing that sector under paragraph (f)(8).
(C) For a CDQ group to be a member of an IPA, the CDQ group must
sign the IPA and list in that IPA each vessel harvesting BS pollock
CDQ, on behalf of that CDQ group, that will participate in that IPA.
(D) Once a member of an IPA, a vessel owner or CDQ group cannot
withdraw from the IPA during a fishing year.
(iii) Request for approval of a proposed IPA. The IPA
representative must submit a proposed IPA to NMFS at the address in
paragraph (b)(6) of this section. The proposed IPA must contain the
following information:
(A) Affidavit. The IPA must include the affidavit affirming that
each eligible vessel owner or CDQ group, from whom the IPA
representative received written notification requesting to join the
IPA, has been allowed to join the IPA subject to the same terms and
conditions that have been agreed on by, and are applicable to, all
other parties to the IPA.
(B) Name of the IPA.
(C) Representative. The IPA must include the name, telephone
number, and email address of the IPA representative who submits the
proposed IPA on behalf of the parties and who is responsible for
submitting proposed amendments to the IPA and the annual report
required under paragraph (f)(13) of this section.
(D) Third party group. The IPA must identify at least one third
party group. Third party groups include any entities representing
western Alaskans who depend on salmon and have an interest in salmon
bycatch reduction but do not directly fish in a groundfish fishery.
(E) Description of the incentive plan. The IPA must contain a
description of the following--
(1) The incentive(s) that will be implemented under the IPA for the
operator of each vessel participating in the IPA to avoid Chinook
salmon and chum salmon bycatch under any condition of pollock and
Chinook salmon abundance in all years.
(2) How the incentive(s) to avoid chum salmon do not increase
Chinook salmon bycatch.
(3) The rewards for avoiding Chinook salmon, penalties for failure
to avoid Chinook salmon at the vessel level, or both.
(4) How the incentive measures in the IPA are expected to promote
reductions in a vessel's Chinook salmon and chum salmon bycatch rates
relative to what would have occurred in absence of the incentive
program.
(5) How the incentive measures in the IPA promote Chinook salmon
and chum salmon savings in any condition of pollock abundance or
Chinook salmon abundance in a manner that is expected to influence
operational decisions by vessel operators to avoid Chinook salmon and
chum salmon.
(6) How the IPA ensures that the operator of each vessel governed
by the IPA will manage that vessel's Chinook salmon bycatch to keep
total bycatch below the performance standard described in paragraph
(f)(6) of this section for the sector in which the vessel participates.
(7) How the IPA ensures that the operator of each vessel governed
by the IPA will manage that vessel's chum salmon bycatch to avoid areas
and times where the chum salmon are likely to return to western Alaska.
(8) The rolling hot spot program for salmon bycatch avoidance that
operates throughout the entire A season and B season and the agreement
to provide notifications of closure areas and any violations of the
rolling hot spot program to the third party group.
(9) The restrictions or penalties targeted at vessels that
consistently have significantly higher Chinook salmon PSC rates
relative to other vessels fishing at the same time.
(10) The requirement for vessels to enter a fishery[hyphen]wide
in[hyphen]season salmon PSC data sharing agreement.
(11) The requirement for the use of salmon excluder devices, with
recognition of contingencies, from January 20 to March 31, and from
September 1 until the end of the B season.
(12) The requirement that salmon savings credits are limited to a
maximum of three years for IPAs with salmon savings credits.
(13) The restrictions or performance criteria used to ensure that
Chinook salmon PSC rates in October are not significantly higher than
those achieved in the preceding months.
(F) Compliance agreement. The IPA must include a written statement
that all parties to the IPA agree to comply with all provisions of the
IPA.
(G) Signatures. The names and signatures of the owner or
representative for each vessel and CDQ group that is a party to the
IPA. The representative of an inshore cooperative, or the
representative of the entity formed to represent the AFA catcher/
processor sector or the AFA mothership sector under paragraph (f)(8) of
this section may sign a proposed IPA on behalf of all vessels that are
members of that inshore cooperative or sector level entity.
(iv) Deadline and duration--(A) Deadline for proposed IPA. A
proposed IPA must be received by NMFS no later than 1700 hours, A.l.t.,
on October 1 of the year prior to the year for which the IPA is
proposed to be effective.
(B) Duration. Once approved, an IPA is effective starting January 1
of the year
[[Page 37554]]
following the year in which NMFS approves the IPA, unless the IPA is
approved between January 1 and January 19, in which case the IPA is
effective starting in the year in which it is approved. Once approved,
an IPA is effective until December 31 of the first year in which it is
effective or until December 31 of the year in which the IPA
representative notifies NMFS in writing that the IPA is no longer in
effect, whichever is later. An IPA may not expire mid-year. No party
may join or leave an IPA once it is approved, except as allowed under
paragraph (f)(12)(v)(C) of this section.
(v) NMFS review of a proposed IPA--(A) Approval. An IPA will be
approved by NMFS if it meets the following requirements:
(1) Meets the minimum participation requirements in paragraph
(f)(12)(i) of this section;
(2) Is submitted in compliance with the requirements of paragraphs
(f)(12)(ii) and (iv) of this section; and
(3) Contains the information required in paragraph (f)(12)(iii) of
this section.
(B) IPA identification number. If approved, NMFS will assign an IPA
identification number to the approved IPA. This number must be used by
the IPA representative in amendments to the IPA.
(C) Amendments to an IPA. Amendments to an approved IPA may be
submitted to NMFS at any time and will be reviewed under the
requirements of this paragraph (f)(12). An amendment to an approved IPA
is effective upon written notification of approval by NMFS to the IPA
representative.
(D) Disapproval. (1) NMFS will disapprove a proposed IPA or a
proposed amendment to an IPA for either of the following reasons:
(i) If the proposed IPA fails to meet any of the requirements of
paragraphs (f)(12)(i) through (iii) of this section, or
(ii) If a proposed amendment to an IPA would cause the IPA to no
longer be consistent with the requirements of paragraphs (f)(12)(i)
through (iv) of this section.
(2) Initial Administrative Determination (IAD). If, in NMFS' review
of the proposed IPA, NMFS identifies deficiencies in the proposed IPA
that require disapproval of the proposed IPA, NMFS will notify the
applicant in writing. The IPA representative will be provided one 30-
day period to address, in writing, the deficiencies identified by NMFS.
Additional information or a revised IPA received by NMFS after the
expiration of the 30-day period specified by NMFS will not be
considered for purposes of the review of the proposed IPA. NMFS will
evaluate any additional information submitted by the applicant within
the 30-day period. If the Regional Administrator determines that the
additional information addresses deficiencies in the proposed IPA, the
Regional Administrator will approve the proposed IPA under paragraphs
(f)(12)(iv)(B) and (f)(12)(v)(A) of this section. However, if, after
consideration of the original proposed IPA and any additional
information submitted during the 30-day period, NMFS determines that
the proposed IPA does not comply with the requirements of paragraph
(f)(12) of this section, NMFS will issue an initial administrative
determination (IAD) providing the reasons for disapproving the proposed
IPA.
(3) Administrative Appeals. An IPA representative who receives an
IAD disapproving a proposed IPA may appeal under the procedures set
forth at Sec. 679.43. If the IPA representative fails to file an
appeal of the IAD pursuant to Sec. 679.43, the IAD will become the
final agency action. If the IAD is appealed and the final agency action
is a determination to approve the proposed IPA, then the IPA will be
effective as described in paragraph (f)(12)(iv)(B) of this section.
(4) Pending appeal. While appeal of an IAD disapproving a proposed
IPA is pending, proposed members of the IPA subject to the IAD that are
not currently members of an approved IPA will fish under the opt-out
allocation under paragraph (f)(5) of this section. If no other IPA has
been approved by NMFS, NMFS will issue all sectors allocations of the
47,591 Chinook salmon PSC limit as described in paragraph
(f)(3)(iii)(C) of this section, or, in low Chinook salmon abundance
years, allocations of the 33,318 Chinook salmon PSC limit as described
in paragraph (f)(3)(iii)(D) of this section.
(vi) Public release of an IPA. NMFS will make all proposed IPAs and
all approved IPAs and the list of participants in each approved IPA
available to the public on the NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov/).
(13) IPA Annual Report. The representative of each approved IPA
must submit a written annual report to the Council at the address
specified in Sec. 679.61(f). The Council will make the annual report
available to the public.
(i) Submission deadline. The IPA Annual Report must be received by
the Council no later than March 15.
(ii) Information requirements. The IPA Annual Report must contain
the following information:
(A) A comprehensive description of the incentive measures,
including the rolling hot spot program and salmon excluder use, in
effect in the previous year;
(B) A description of how these incentive measures affected
individual vessels;
(C) An evaluation of whether incentive measures were effective in
achieving salmon savings beyond levels that would have been achieved in
absence of the measures, including the effectiveness of--
(1) Measures to ensure that chum salmon were avoided in areas and
at times where chum salmon are likely to return to western Alaska;
(2) Restrictions or penalties that target vessels that consistently
have significantly higher Chinook salmon PSC rates relative to other
vessels; and
(3) Restrictions or performance criteria used to ensure that
Chinook PSC rates in October are not significantly higher than in
previous months.
(D) A description of any amendments to the terms of the IPA that
were approved by NMFS since the last annual report and the reasons that
the amendments to the IPA were made.
(E) The sub-allocation to each participating vessel of the number
of Chinook salmon PSC and amount of pollock (mt) at the start of each
fishing season, and number of Chinook salmon PSC and amount of pollock
(mt) caught at the end of each season.
(F) The following information on in-season transfer of Chinook
salmon PSC and pollock among AFA cooperatives, entities eligible to
receive Chinook salmon PSC allocations, or CDQ groups:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC transferred; and
(5) Amount of pollock (mt) transferred.
(G) The following information on in-season transfers among vessels
participating in the IPA:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC transferred; and
(5) Amount pollock (mt) transferred.
(14) Non-Chinook salmon prohibited species catch (PSC) limit and
Chum Salmon Savings Area. (i) The PSC limit for non-Chinook salmon
caught by vessels using trawl gear from August 15 through October 14 in
the Catcher Vessel Operational Area, as defined under Sec.
679.22(a)(5) and in Figure 2 to this part, is 42,000 fish.
[[Page 37555]]
(ii) 10.7 percent of the non-Chinook PSC limit is allocated to the
CDQ Program as a PSQ reserve.
(iii) If the Regional Administrator determines that 42,000 non-
Chinook salmon have been caught by vessels using trawl gear during the
period August 15 through October 14 in the Catcher Vessel Operational
Area, NMFS will prohibit fishing for pollock for the remainder of the
period September 1 through October 14 in the Chum Salmon Savings Area
as defined in Figure 9 to this part.
(iv) Trawl vessels participating in directed fishing for pollock
and operating under an IPA approved by NMFS under paragraph (f)(12) of
this section are exempt from closures in the Chum Salmon Savings Area.
(15) Salmon handling. Regulations in this paragraph apply to
vessels directed fishing for pollock in the BS, including pollock CDQ,
and processors taking deliveries from these vessels.
(i) Salmon discard. The operator of a vessel and the manager of a
shoreside processor or SFP must not discard any salmon or transfer or
process any salmon under the PSD Program at Sec. 679.26 if the salmon
were taken incidental to a directed fishery for pollock in the BS until
the number of salmon has been determined by the observer and the
observer's collection of any scientific data or biological samples from
the salmon has been completed.
(ii) Salmon retention and storage. (A) Operators of catcher/
processors or motherships must--
(1) Sort and transport all salmon bycatch from each haul to an
approved storage container located adjacent to the observer sampling
station that allows an observer free and unobstructed access to the
salmon (see Sec. 679.28(d)(2)(i) and (d)(7)). The salmon storage
container must remain in view of the observer from the observer
sampling station at all times during the sorting of the haul.
(2) If, at any point during sorting of a haul or delivery, the
salmon are too numerous to be contained in the salmon storage
container, cease all sorting and give the observer the opportunity to
count the salmon in the storage container and collect scientific data
or biological samples. Once the observer has completed all counting and
sampling duties for the counted salmon, the salmon must be removed by
vessel personnel from the approved storage container and the observer
sampling station, in the presence of the observer.
(3) Before sorting of the next haul may begin, give the observer
the opportunity to complete the count of salmon and the collection of
scientific data or biological samples from the previous haul. When the
observer has completed all counting and sampling duties for a haul or
delivery, vessel personnel must remove the salmon, in the presence of
the observer, from the salmon storage container and the observer
sampling station.
(4) Ensure no salmon of any species pass the observer sample
collection point, as identified in the scale drawing of the observer
sampling station (see Sec. 679.28(d)(2)(i) and (d)(7)).
(B) Operators of vessels delivering to shoreside processors or
stationary floating processors must--
(1) Retain all salmon taken incidental to a directed fishery for
pollock in the BS until the salmon are delivered to the processor
receiving the vessel's BS pollock catch.
(2) Notify the observer at least 15 minutes before handling catch
on board the vessel, including, but not limited to, moving catch from
one location to another, sorting, or discard of catch prior to the
delivery of catch to the processor receiving the vessel's BS pollock
catch. This notification requirement is in addition to the notification
requirements in Sec. 679.51(e).
(3) Secure all salmon and catch after the observer has completed
the collection of scientific data and biological samples and after the
vessel crew has completed handling the catch. All salmon and any other
catch retained on board the vessel must be made unavailable for sorting
and discard until the delivery of catch to the processor receiving the
vessel's BS pollock catch. Methods to make salmon or retained catch
unavailable for sorting or discard include but are not limited to
securing the catch in a completely enclosed container above or below
deck, securing the catch in an enclosed codend, or completely and
securely covering the fish on deck.
(4) Comply with the requirements in paragraphs (f)(15)(ii)(B)(2)
and (3) of this section, before handling the catch prior to delivery.
(C) Shoreside processors or stationary floating processors must--
(1) Comply with the requirements in Sec. 679.28(g)(7)(vii) for the
receipt, sorting, and storage of salmon from deliveries of catch from
the BS pollock fishery.
(2) Ensure no salmon of any species pass beyond the last point
where sorting of fish occurs, as identified in the scale drawing of the
plant in the Catch Monitoring Control Plan (CMCP).
(3) Sort and transport all salmon of any species to the salmon
storage container identified in the CMCP (see Sec. 679.28
(g)(7)(vi)(C) and (g)(7)(x)(F)). The salmon must remain in that salmon
storage container and within the view of the observer at all times
during the offload.
(4) If, at any point during the offload, salmon are too numerous to
be contained in the salmon storage container, cease the offload and all
sorting and give the observer the opportunity to count the salmon and
collect scientific data or biological samples. The counted salmon then
must be removed from the area by plant personnel in the presence of the
observer.
(5) At the completion of the offload, give the observer the
opportunity to count the salmon and collect scientific data or
biological samples.
(6) Before sorting of the next offload of catch from the BS pollock
fishery may begin, give the observer the opportunity to complete the
count of salmon and the collection of scientific data or biological
samples from the previous offload of catch from the BS pollock fishery.
When the observer has completed all counting and sampling duties for
the offload, plant personnel must remove the salmon, in the presence of
the observer, from the salmon storage container and location where
salmon are counted and biological samples or scientific data are
collected.
(iii) Assignment of crew to assist observer. Operators of vessels
and managers of shoreside processors and SFPs that are required to
retain salmon under paragraph (f)(15)(i) of this section must designate
and identify to the observer aboard the vessel, or at the shoreside
processor or SFP, a crew person or employee responsible for ensuring
all sorting, retention, and storage of salmon occurs according to the
requirements of (f)(15)(ii) of this section.
(iv) Discard of salmon. Except for salmon under the PSD Program at
Sec. 679.26, all salmon must be returned to the sea as soon as is
practicable, following notification by an observer that the number of
salmon has been determined and the collection of scientific data or
biological samples has been completed.
(g) Chinook salmon bycatch management in the AI pollock fishery--
(1) Applicability. This paragraph contains regulations governing the
bycatch of Chinook salmon in the AI pollock fishery.
(2) AI Chinook salmon PSC limit. (i) The PSC limit for Chinook
salmon caught by vessels while harvesting pollock in the AI is 700
fish.
(ii) 7.5 percent of the PSC limit is allocated to the CDQ Program
as a PSQ reserve.
[[Page 37556]]
(3) Area closures. If, during the fishing year, the Regional
Administrator determines that catch of Chinook salmon by vessels using
trawl gear while directed fishing for pollock in the AI will reach the
PSC limit, NMFS, by notification in the Federal Register, will close
the AI Chinook Salmon Savings Area, as defined in Figure 8 to this
part, to directed fishing for pollock with trawl gear on the following
dates:
(i) From the effective date of the closure until April 15, and from
September 1 through December 31, if the Regional Administrator
determines that the annual limit of AI Chinook salmon will be attained
before April 15.
(ii) From September 1 through December 31, if the Regional
Administrator determines that the annual limit of AI Chinook salmon
will be attained after April 15.
* * * * *
0
6. In Sec. 679.22, revise paragraph (a)(10) to read as follows:
Sec. 679.22 Closures.
(a) * * *
(10) Chum Salmon Savings Area. Directed fishing for pollock by
vessels using trawl gear is prohibited from August 1 through August 31
in the Chum Salmon Savings Area defined at Figure 9 to this part (see
also Sec. 679.21(f)(14)). Vessels directed fishing for pollock in the
BS, including pollock CDQ, and operating under an approved IPA under
Sec. 679.21(f)(12) are exempt from closures in the Chum Salmon Savings
Area.
* * * * *
0
7. In Sec. 679.28, revise paragraphs (d)(7)(i) through (iii) to read
as follows:
Sec. 679.28 Equipment and operational requirements.
* * * * *
(d) * * *
(7) * * *
(i) A salmon storage container must be located adjacent to the
observer sampling station;
(ii) The salmon storage container must remain in view of the
observer at the observer sampling station at all times during the
sorting of each haul; and
(iii) The salmon storage container must be at least 1.5 cubic
meters.
* * * * *
0
8. In Sec. 679.51, revise paragraphs (e)(1)(iii), (e)(2) introductory
text, and (e)(2)(iii)(B)(3) to read as follows:
Sec. 679.51 Observer requirements for vessels and plants.
* * * * *
(e) * * *
(1) * * *
(iii) Communications and observer data entry--(A) Observer use of
equipment. Allow an observer to use the vessel's communications
equipment and personnel, on request, for the confidential entry,
transmission, and receipt of work-related messages, at no cost to the
observer or the United States.
(B) The operator of a catcher/processor (except for a catcher/
processor placed in the partial observer coverage category under
paragraph (a)(3) of this section), mothership, or catcher vessel 125 ft
LOA or longer (except for a catcher vessel fishing for groundfish with
pot gear) must provide the following equipment, software and data
transmission capabilities:
(1) Observer access to computer. Make a computer available for use
by the observer.
(2) NMFS-supplied software. Ensure that the most recent release of
NMFS data entry software provided by the Regional Administrator or
other approved software is installed on the computer described in
paragraph (e)(1)(iii)(B)(1) of this section.
(3) Data transmission. The computer and software described in
paragraphs (e)(1)(iii)(B)(1) and (2) of this section must be connected
to a communication device that provides a point-to-point connection to
the NMFS host computer.
(4) Functional and operational equipment. Ensure that the required
equipment described in paragraph (e)(1)(iii)(B) of this section and
that is used by an observer to enter or transmit data is fully
functional and operational. ``Functional'' means that all the tasks and
components of the NMFS-supplied, or other approved, software described
in paragraph (e)(1)(iii)(B)(2) of this section and any required data
transmissions to NMFS can be executed effectively aboard the vessel by
the equipment.
(C) The operator of a catcher vessel participating in the Rockfish
Program or a catcher vessel less than 125 ft LOA directed fishing for
pollock in the BS must comply with the computer and software
requirements described in paragraphs (e)(1)(iii)(B)(1), (2), and (4) of
this section.
* * * * *
(2) Shoreside processor and stationary floating processor
responsibilities. A manager of a shoreside processor or a stationary
floating processor that is required to maintain observer coverage as
specified under paragraph (b) of this section must:
* * * * *
(iii) * * *
(B) * * *
(3) Functional and operational equipment. Ensuring that the
communications equipment required under paragraph (e)(2)(iii)(B) of
this section that is used by observers to enter and transmit data is
functional and operational. ``Functional'' means that all the tasks and
components of the NMFS-supplied, or other approved, software described
at paragraph (e)(2)(iii)(B)(2) of this section and any data
transmissions to NMFS can be executed effectively by the communications
equipment.
* * * * *
Tables 47a through 47d to Part 679 [Removed]
0
9. Remove Tables 47a through 47d to part 679.
[FR Doc. 2016-13697 Filed 6-9-16; 8:45 am]
BILLING CODE 3510-22-P