Endangered and Threatened Species; Critical Habitat for the Endangered Carolina and South Atlantic Distinct Population Segments of Atlantic Sturgeon, 36077-36123 [2016-12744]
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Vol. 81
Friday,
No. 107
June 3, 2016
Part VI
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National Oceanic and Atmospheric Administration
50 CFR Part 226
Endangered and Threatened Species; Critical Habitat for the Endangered
Carolina and South Atlantic Distinct Population Segments of Atlantic
Sturgeon; Proposed Rule
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Federal Register / Vol. 81, No. 107 / Friday, June 3, 2016 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 226
[Docket No. 150817733–6237–01]
RIN 0648–BF32
Endangered and Threatened Species;
Critical Habitat for the Endangered
Carolina and South Atlantic Distinct
Population Segments of Atlantic
Sturgeon
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
We, the NMFS, propose to
designate critical habitat for the
endangered Carolina distinct population
segment of the Atlantic sturgeon
(Carolina DPS of Atlantic sturgeon) and
the endangered South Atlantic distinct
population segment of the Atlantic
sturgeon (South Atlantic DPS of Atlantic
sturgeon) pursuant to section 4 of the
Endangered Species Act (ESA). Specific
occupied areas proposed for designation
as critical habitat for the Carolina DPS
of Atlantic sturgeon contain
approximately 1,997 kilometers (km;
1,241 miles) of aquatic habitat within
the following rivers: Roanoke, TarPamlico, Neuse, Cape Fear, Northeast
Cape Fear, Waccamaw, Pee Dee, Black,
Santee, North Santee, South Santee, and
Cooper, and the following other water
body: Bull Creek. In addition, we
propose to designate unoccupied areas
for the Carolina DPS totaling 383 km
(238 miles) of aquatic habitat within the
Cape Fear, Santee, Wateree, Congaree,
and Broad Rivers, and within Lake
Marion, Lake Moultrie, rediversion
canal, and diversion canal. Specific
occupied areas proposed for designation
as critical habitat for the South Atlantic
DPS of Atlantic sturgeon contain
approximately 2,911 km (1,809 miles) of
aquatic habitat within the Edisto,
Combahee-Salkehatchie, Savannah,
Ogeechee, Altamaha, Ocmulgee,
Oconee, Satilla, and St. Marys Rivers. In
addition, we propose to designate an
unoccupied area within the Savannah
River for the South Atlantic DPS that
contains 33 km (21 miles) of aquatic
habitat. We have considered positive
and negative economic, national
security, and other relevant impacts of
the proposed critical habitat. We do not
propose to exclude any particular area
from the proposed critical habitat.
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SUMMARY:
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We are soliciting comments from the
public on all aspects of the proposal,
including our identification and
consideration of impacts of the
proposed action.
DATES: Comments on this proposal must
be received by September 1, 2016.
Public hearing meetings: We will hold
three public hearings on this proposed
rule from 7 to 9 p.m. in the following
locations: Brunswick, Georgia on
Monday, June 20; Charleston, South
Carolina on Tuesday, June 21; and,
Morehead City, North Carolina,
Thursday, June 23 (see ADDRESSES).
ADDRESSES: You may submit comments,
identified by the docket number
NOAA–NMFS–2015–0157, by any of the
following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20150157 click the ‘‘Comment Now’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Assistant Regional
Administrator, Protected Resources
Division, NMFS, Southeast Regional
Office, 263 13th Avenue South, St.
Petersburg, FL 33701.
Instructions: You must submit
comments by one of the above methods
to ensure that we receive, document,
and consider them. Comments sent by
any other method, to any other address
or individual, or received after the end
of the comment period, may not be
considered. All comments received are
a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter ‘‘N/A’’ in the required
fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
PDF file formats only.
Public hearings: The June 20, 2016,
public hearing will be held at the
Georgia Department of Natural
Resources, Coastal Regional
Headquarters, 1 Conservation Way,
Brunswick, Georgia 31520. The June 21,
2016, public hearing will be held at the
South Carolina Department of Natural
Resources, Marine Resources Office, 217
Ft. Johnson Road, Charleston, SC 29412.
The June 23, 2016, public hearing will
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be held at the Crystal Coast Civic
Center, 2nd Floor, 3505 Arendell St,
Morehead City, NC 28557. People
needing reasonable accommodations in
order to attend and participate or who
have questions about the public
hearings should contact Andrew
Herndon, NMFS, Southeast Regional
Office (SERO), as soon as possible (see
FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT:
Jason Rueter, NMFS, Southeast Regional
Office, 727–824–5312, Jason.Rueter@
noaa.gov; Andrew Herndon, Southeast
Regional Office, 727–824–5312,
Andrew.Herndon@noaa.gov; Lisa
Manning, NMFS, Office of Protected
Resources, 301–427–8466,
Lisa.Manning@noaa.gov.
SUPPLEMENTARY INFORMATION: In
accordance with section 4(b)(2) of the
ESA and our implementing regulations
(50 CFR 424.12), this proposed rule is
based on the best scientific information
available concerning the range, biology,
habitat, threats to the habitat, and
conservation objectives for the Carolina
and South Atlantic DPSs of Atlantic
sturgeon. We have reviewed the
information (e.g., provided in reports,
peer-reviewed literature, and technical
documents) and have used it to identify
physical features essential to the
conservation of each DPS, the specific
areas within the occupied areas that
contain the essential physical features
that may require special management
considerations or protections,
unoccupied areas that are essential to
the DPSs’ conservation, the federal
activities that may impact the essential
features or areas, and the potential
impacts of designating critical habitat
for each DPS. The economic, national
security, and other relevant impacts of
the proposed critical habitat
designations for each DPS are described
in the draft document titled, Impact
Analysis of Critical Habitat Designation
for the Carolina and South Atlantic
Distinct Population Segments of
Atlantic Sturgeon (Acipenser
oxyrinchus oxyrinchus). This
supporting document is available at
https://sero.nmfs.noaa.gov/protected_
resources/sturgeon/ or upon
request (see ADDRESSES).
Background
In 2012, we listed five DPSs of
Atlantic sturgeon under the ESA: four
were listed as endangered and one as
threatened (77 FR 5880 and 5914;
February 6, 2012). Two DPSs of Atlantic
sturgeon, both endangered, occur within
the southeastern United States (Carolina
DPS and the South Atlantic DPS; 77 FR
5914; February 6, 2012); and three DPSs
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of Atlantic sturgeon (the endangered
New York Bight DPS and Chesapeake
Bay DPS, and the threatened Gulf of
Maine DPS; 77 FR 5880, February 6,
2012) occur in the northeast United
States. On March 18, 2014, two nongovernmental organizations filed a
lawsuit alleging NMFS had violated the
ESA by failing to issue proposed and
final rules designating critical habitat
for Atlantic sturgeon DPSs. Pursuant to
a court-ordered settlement agreement, as
modified, NMFS agreed to submit
proposed rules designating critical
habitat for all distinct population
segments of Atlantic sturgeon to the
Federal Register by May 30, 2016. This
rule proposing to designate critical
habitat for the Carolina and South
Atlantic DPSs of Atlantic sturgeon is
complemented by a concurrent rule
proposing to designate critical habitat
for the Gulf of Maine, New York Bight,
and Chesapeake Bay DPSs of Atlantic
sturgeon.
Atlantic Sturgeon Natural History and
Status
There are two subspecies of Atlantic
sturgeon—the Gulf sturgeon (Acipenser
oxyrinchus desotoi) and the Atlantic
sturgeon (Acipenser oxyrinchus
oxyrinchus). Historically, the Gulf
sturgeon occurred from the Mississippi
River east to Tampa Bay in Florida. Its
present range extends from Lake
Pontchartrain and the Pearl River
system in Louisiana and Mississippi
east to the Suwannee River in Florida.
The Gulf sturgeon was listed as
threatened under the ESA in 1991. This
proposed rule addresses the Atlantic
sturgeon (Acipenser oxyrinchus
oxyrinchus), which is distributed along
the eastern coast of North America.
Historically, sightings of Atlantic
sturgeon have been reported from
Hamilton Inlet, Labrador, Canada, south
to the St. Johns River, Florida. Reported
occurrences south of the St. Johns River,
Florida, have been rare but have
increased recently with the evolution of
acoustic telemetry coupled with
increased receiver arrays.
Although there is considerable
variability among species, all sturgeon
species (order Acipenseriformes) have
some common life history traits. They
all: (1) Occur within the Northern
Hemisphere; (2) spawn in freshwater
over hard bottom substrates; (3)
generally do not spawn annually; (4) are
benthic foragers; (5) mature relatively
late and are relatively long lived; and,
(6) are relatively sensitive to low
dissolved oxygen levels (Dees, 1961;
Sulak and Clugston, 1999; Billard and
Lecointre, 2001; Secor and Niklitschek,
2002; Pikitch et al., 2005).
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Atlantic sturgeon have all of the above
traits. They occur along the eastern
coast of North America from Hamilton
Inlet, Labrador, Canada to Cape
Canaveral, Florida, USA (Bigelow and
Welsh, 1924; Dees, 1961; Vladykov and
Greeley, 1963; NMFS and USFWS,
2007; T. Savoy, CT DEEP, pers. comm.).
Atlantic sturgeon are a long-lived, latematuring, estuarine-dependent,
anadromous species with a maximum
lifespan of up to 60 years, although the
typical lifespan is probably much
shorter (Sulak and Randall, 2002;
Balazik et al., 2010). Atlantic sturgeon
reach lengths up to 14 feet (ft) (4.27
meters [m]), and weigh over 800 pounds
(363 kilograms). Many datasets
demonstrate clinal variation in vital
parameters of Atlantic sturgeon
populations, with faster growth and
earlier age at maturation in more
southern systems. Atlantic sturgeon
mature between the ages of 5 and 19
years in South Carolina (Smith et al.,
1982), between 11 and 21 years in the
Hudson River (Young et al., 1988), and
between 22 and 34 years in the St.
Lawrence River (Scott and Crossman,
1973). Atlantic sturgeon likely do not
spawn every year. Multiple studies have
shown that spawning intervals range
from 1 to 5 years for males (Smith, 1985;
Collins et al., 2000; Caron et al. 2002)
and 2 to 5 years for females (Vladykov
and Greeley, 1963; Van Eenennaam et
al., 1996; Stevenson and Secor, 1999).
Fecundity of Atlantic sturgeon has been
correlated with age and body size, with
egg production ranging from 400,000 to
8 million eggs per year (Smith et al.,
1982; Van Eenennaam and Doroshov,
1998; Dadswell, 2006). The average age
at which 50 percent of maximum
lifetime egg production is achieved is
estimated to be 29 years, approximately
3 to 10 times longer than for other bony
fish species examined (Boreman, 1997).
Analysis of stomach contents for
adults, subadults (i.e., sexually
immature Atlantic sturgeon that have
emigrated from the natal estuary), and
juveniles (i.e., sexually immature
Atlantic sturgeon that have not yet
emigrated from the natal estuary)
confirms that Atlantic sturgeon are
benthic foragers (Ryder, 1888; Bigelow
and Schroeder, 1953; Johnson et al.,
1997; Secor et al., 2000; NMFS and
USFWS, 2007; Guilbard et al., 2007;
Hatin et al., 2007; Savoy, 2007; Dzaugis,
2013; McLean et al., 2013).
An anadromous species, Atlantic
sturgeon spawn in freshwater of rivers
that flow into a coastal estuary.
Spawning adults migrate upriver in the
spring, typically during February and
March in southern systems, April and
May in mid-Atlantic systems, and May
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and July in Canadian systems
(Murawski and Pacheco, 1977; Smith,
1985; Bain, 1997; Smith and Clugston,
1997; Caron et al., 2002). A fall
spawning migration has been
hypothesized for many years (Rogers
and Weber, 1995; Weber and Jennings,
1996; Moser et al., 1998) and was
recently verified in the Roanoke River,
North Carolina, and the Altamaha River,
Georgia (Smith et. al., 2015; Ingram and
Peterson in Post et al., 2014). There is
also a growing body of evidence that
some Atlantic sturgeon river
populations have two spawning seasons
comprised of different spawning adults
(Darden in Post et al., 2014; Balazik and
Musick, 2015).
Spawning typically occurs in flowing
water upriver of the salt front of
estuaries and below the fall line of large
rivers (Borodin, 1925; Leland, 1968;
Scott and Crossman, 1973; Crance, 1987;
Bain et al., 2000). The fall line is the
boundary between an upland region of
continental bedrock and an alluvial
coastal plain, sometimes characterized
by waterfalls or rapids. Spawning sites
are well-oxygenated areas with flowing
water ranging in temperature from 13
°Celsius (C; 55 °F (F)) to 26 °C (79 °F),
and hard bottom substrate such as
cobble, coarse sand, hard clay, and
bedrock (Ryder, 1888; Dees, 1961;
Vladykov and Greeley, 1963; Scott and
Crossman, 1973; Gilbert, 1989; Smith
and Clugston, 1997; Bain et al. 2000;
Collins et al., 2000; Balazik et al. 2012;
Hager et al. 2014). Depth at which fish
spawn and water depth leading to
spawning sites may be highly variable.
Atlantic sturgeon in spawning condition
have been tracked and captured at
depths up to 27m (Borodin 1925; Dees
1961; Hatin et al., 2002; Balazik et al.,
2012; Hager et al., 2014).
Within minutes of being fertilized, the
eggs become sticky and adhere to the
substrate for the relatively short and
temperature-dependent period of larval
development (Ryder, 1888; Vladykov
and Greeley, 1963; Murawski and
Pacheco, 1977; Smith et al., 1980; Van
den Avyle, 1984; Mohler, 2003).
Hatching occurs approximately 94 to
140 hours after egg deposition at
temperatures of 68.0 °F to 64.4 °F (20 to
18 °C), respectively. The newly emerged
larvae assume a demersal existence
(Smith et al., 1980). The yolk sac larval
stage is completed in about 8 to 12 days,
during which time the larvae move
downstream to rearing grounds (Kynard
and Horgan, 2002). During the first half
of their migration downstream,
movement occurs only at night. During
the day, larvae use benthic structure
(e.g., gravel matrix) as refuge (Kynard
and Horgan, 2002). During the latter half
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of migration, when larvae are more fully
developed, movement to rearing
grounds occurs during both the day and
night.
Larval Atlantic sturgeon (i.e., less
than 4 weeks old, with total lengths (TL)
less than 30 mm; Van Eenennaam et al.,
1996) are assumed to inhabit the same
areas where they were spawned and live
at or near the bottom (Ryder, 1888;
Smith et al., 1980; Bain et al., 2000;
Kynard and Horgan, 2002; Greene et al.,
2009). The best available information for
behavior of larval Atlantic sturgeon is
described from hatchery studies. Upon
hatching, larvae are nourished by the
yolk sac, are mostly pelagic (e.g., exhibit
a ‘‘swim-up and drift-down’’ behavior in
hatchery tanks; Mohler, 2003), and
move away from light (i.e., negative
photo-taxis; Kynard and Horgan, 2002;
Mohler, 2003). Within days, larvae
exhibit more benthic behavior until the
yolk sac is absorbed at about 8 to 10
days post-hatching (Kynard and Horgan,
2002; Mohler, 2003). Post-yolk sac
larvae occur in the water column but
feed at the bottom of the water column
(Mohler, 2003; Richardson et al., 2007).
The next phase of development,
referred to as the juvenile stage, lasts
months to years in brackish waters of
the natal estuary (Holland and
Yelverton, 1973; Dovel and Berggen,
1983; Waldman et al., 1996; Shirey et
al., 1997; Collins et al., 2000; Secor et
al., 2000; Dadswell, 2006; Hatin et al.,
2007; NMFS and USFWS, 2007; Calvo et
al., 2010; Schueller and Peterson, 2010).
Juveniles occur in oligohaline waters
(salinity of 0.5 to 5 parts per thousand
[ppt]) and mesohaline waters (salinity of
5 to 18 ppt) of the natal estuary during
growth and development. They will
eventually move into polyhaline waters
(salinity of 18–30 ppt) before emigrating
to the marine environment. Larger,
presumably older, juveniles occur
across a broader salinity range than
smaller, presumably younger, juveniles
(Bain, 1997; Shirey et al., 1997; Haley,
1999; Bain et al., 2000; Collins et al.,
2000; Secor et al., 2000; Hatin et al.,
2007; McCord et al., 2007; Munro et al.,
2007; Sweka et al., 2007; Calvo et al.,
2010).
The distribution of Atlantic sturgeon
juveniles in the natal estuary is a
function of physiological development
and habitat selection based on water
quality factors of temperature, salinity,
and dissolved oxygen (DO), which are
inter-related environmental variables. In
laboratory studies with salinities of 8 to
15 ppt and temperatures of 12 °C and 20
°C, juveniles less than a year old (also
known as young-of-year [YOY]) had
reduced growth at 40 percent dissolved
oxygen saturation, grew best at 70
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percent dissolved oxygen saturation,
and selected conditions that supported
growth (Niklitschek and Secor, 2009 I;
Niklitschek and Secor, 2009 II). Similar
results were obtained for age-1 juveniles
(i.e., greater than 1 year old and less
than 2 years old), which have been
shown to tolerate salinities of 33 ppt
(e.g., a salinity level associated with
seawater), but grow faster in lower
salinity waters (Niklitschek and Secor,
2009; Allen et al., 2014). The best
growth for both age groups occurred at
DO concentrations greater than 6.5
milligrams per liter (mg/L). While
specific DO concentrations at
temperatures considered stressful for
Atlantic sturgeon are not available,
instantaneous minimum DO
concentrations of 4.3 mg/L protect
survival of shortnose sturgeon at
temperatures greater than 29 °C (EPA,
2003). However, data from Secor and
Niklitschek (2001) show that shortnose
sturgeon are more tolerant of higher
temperatures than Atlantic sturgeon,
and the ‘‘high temperature’’ for Atlantic
sturgeon is actually considered 26 °C
(Secor and Gunderson, 1998).
Once suitably developed, Atlantic
sturgeon leave the natal estuary and
enter marine waters (i.e., waters with
salinity greater than 30 ppt) which
marks the beginning of the subadult life
stage. In the marine environment,
subadults mix with adults and
subadults from other river systems
(Bowen and Avise, 1990; Wirgin et al.,
2012; Waldman et al., 2013; O’Leary et
al., 2014). Atlantic sturgeon travel long
distances in marine waters, aggregate in
both ocean and estuarine areas at certain
times of the year, and exhibit seasonal
coastal movements in the spring and fall
(Vladykov and Greeley, 1963; Oliver et
al., 2013).
The exact spawning locations for
Carolina and South Atlantic DPS
Atlantic sturgeon are unknown but
inferred based on the location of
freshwater, hard substrate, water depth,
tracking of adults to upriver locations
and the behavior of adults at those
locations, historical accounts of where
the caviar fishery occurred, capture of
young-of-year and, in limited cases,
capture of larvae and eggs. Spawning
sites at multiple locations within the
tidal-affected river likely help to ensure
successful spawning given annual
changes in the location of the salt
wedge.
Critical Habitat Identification and
Designation
Critical habitat represents the habitat
essential for the species’ recovery and
provides for the conservation of listed
species in several ways (78 FR 53058,
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August 28, 2013). For example,
specifying the geographic location of
critical habitat facilitates
implementation of Section 7(a)(1) of the
ESA by identifying areas where Federal
agencies can focus their conservation
programs and use their authorities to
further the purposes of the ESA.
Designating critical habitat also
provides a significant regulatory
protection by ensuring that the Federal
Government considers the effects of its
actions in accordance with Section
7(a)(2) of the ESA and avoids or
modifies those actions that are likely to
destroy or adversely modify critical
habitat. This requirement is in addition
to the Section 7 requirement that
Federal agencies ensure that their
actions are not likely to jeopardize the
continued existence of ESA-listed
species. Critical habitat requirements do
not apply to citizens engaged in
activities on private land that do not
involve a Federal agency. However,
designating critical habitat can help
focus the efforts of other conservation
partners (e.g., State and local
governments, individuals and
nongovernmental organizations).
Section 3(5)(A) of the ESA defines
critical habitat as (i) the specific areas
within the geographical area occupied
by the species, at the time it is listed in
accordance with the provisions of
Section 4 of the ESA, on which are
found those physical or biological
features (I) essential to the conservation
of the species and (II) which may
require special management
considerations or protections; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed in accordance with the
provisions of Section 4 of the ESA, upon
a determination by the Secretary that
such areas are essential for the
conservation of the species (16 U.S.C.
1532[5][A]). Conservation is defined in
Section 3 of the ESA as ‘‘to use and the
use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this
chapter are no longer necessary’’ (16
U.S.C. 1532[3]). Therefore, critical
habitat is the habitat essential for the
species’ recovery. However, Section
3(5)(C) of the ESA clarifies that except
in those circumstances determined by
the Secretary, critical habitat shall not
include the entire geographical area
which can be occupied by the
threatened or endangered species.
To identify and designate critical
habitat, we considered information on
the distribution of Atlantic sturgeon, the
major life stages, habitat requirements of
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those life stages, and conservation
objectives that can be supported by
identifiable physical or biological
features (hereafter also referred to as
‘‘PBFs’’ or ‘‘essential features’’). In the
final rule listing the Carolina and South
Atlantic DPSs of Atlantic sturgeon (77
FR 5978, February 6, 2012), habitat
curtailment and alteration, bycatch in
commercial fisheries, and inadequacy of
existing regulatory mechanisms were
found to be the threats contributing to
the endangered status of both DPSs. The
Carolina and South Atlantic DPSs were
found to be at 3% and 6% of their
historical abundances, respectively, due
to these threats. Therefore, we evaluated
physical and biological features of the
marine, estuarine, and riverine habitats
of Atlantic sturgeon to determine what
features are essential to the conservation
of each DPS.
Accordingly, our step-wise approach
for identifying potential critical habitat
areas for the Carolina and South
Atlantic DPSs was to determine: the
geographical area occupied by each DPS
at the time of listing; the physical or
biological features essential to the
conservation of the DPSs; whether those
features require special management
considerations or protection; the
specific areas of the occupied
geographical area where these features
occur; and, whether any unoccupied
areas are essential to the conservation of
either DPS.
Geographical Area Occupied by the
Species
‘‘Geographical area occupied’’ in the
definition of critical habitat is
interpreted to mean the entire range of
the species at the time it was listed,
inclusive of all areas they use and move
through seasonally (81 FR 7413;
February 11, 2016). The marine ranges
of the Carolina and South Atlantic DPSs
of Atlantic sturgeon extend from the
Hamilton Inlet, Labrador, Canada, to
Cape Canaveral, Florida (77 FR 5880,
February 6, 2012). We did not consider
geographical areas within Canadian
jurisdiction (e.g., Minas Basin, Bay of
Fundy), because we cannot designate
critical habitat areas outside of U.S.
jurisdiction (50 CFR 424.12(g)).
The listing rule identified the known
spawning rivers for each of the Atlantic
sturgeon DPSs but did not describe the
in-river ranges for the DPSs. The river
ranges of each DPS consist of all areas
downstream of either the fall line or the
first obstacle to upstream migration
(e.g., the lowest hydropower dam
without fish passage for sturgeon) on
each river within the range of the DPS.
We identified the Carolina DPS
freshwater range as occurring in the
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watersheds from the Roanoke River
southward along North Carolina and
South Carolina coastal areas to the
Cooper River, South Carolina. The
South Atlantic DPS freshwater range
occurs from the Ashepoo-CombaheeEdisto (ACE) Basin in South Carolina to
the St. Johns River, Florida.
Physical or Biological Features Essential
for Conservation That May Require
Special Management or Protection
Within the geographical area
occupied, critical habitat consists of
specific areas on which are found those
PBFs essential to the conservation of the
species and that may require special
management considerations or
protection. PBFs are defined as the
features that support the life-history
needs of the species, including water
characteristics, soil type, geological
features, sites, prey, vegetation,
symbiotic species, or other features. A
feature may be a single habitat
characteristic, or a more complex
combination of habitat characteristics.
Features may include habitat
characteristics that support ephemeral
or dynamic habitat conditions. Features
may also be expressed in terms relating
to principles of conservation biology,
such as patch size, distribution
distances, and connectivity. 50 CFR
424.02.
Within the area occupied by Atlantic
sturgeon, we considered the various
types of habitat utilized by the DPSs for
various life functions. Atlantic sturgeon
spend the majority of their adult lives in
offshore marine waters. They are known
to travel extensively up and down the
East Coast. As summarized in a number
of summary documents including the
Atlantic Sturgeon Status Review (NMFS
and USFWS, 2007) and the Atlantic
States Marine Fisheries Commission’s
(ASMFC) review of Atlantic coast
diadromous fish habitat (Green et al.,
2009), Atlantic sturgeon are benthic
foragers and prey upon a variety of
species in marine and estuarine
environments (Bigelow and Schroeder,
1953; Scott and Crossman, 1973;
Johnson et al., 1997; Guilbard et al.,
2007; Savoy, 2007; Dzaugis, 2013;
McLean et al., 2013). In the ocean,
Atlantic sturgeon typically occur in
waters less than 50 m deep, travel long
distances, exhibit seasonal coastal
movements, and aggregate in estuarine
and ocean waters at certain times of the
year (Vladykov and Greeley, 1963;
Holland and Yelverton 1973; Dovel and
Berggren, 1983; Dadswell et al., 1984;
Gilbert, 1989; Johnson et al., 1997;
Rochard et al., 1997; Kynard et al., 2000;
Savoy and Pacileo, 2003; Eyler et al.,
2004; Stein et al., 2004; Dadswell, 2006;
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Eyler, 2006; Laney et al., 2007; NMFS
and USFWS, 2007; Dunton et al., 2010;
Erickson et al., 2011; Dunton et al.,
2012; Oliver et al., 2013; Wirgin et al.,
2015). Several winter congregations of
Atlantic sturgeon in the marine
environment are known to occur,
though the exact location and
importance of those areas in the
southeast is not known, nor whether
Atlantic sturgeon are drawn to
particular areas based on physical or
biological features of the habitat. While
we can identify general movement
patterns and behavior in the marine
environment (e.g., aggregating behavior),
due to the paucity of data on the DPSs’
offshore needs and specific habitat
utilization, we could not at this time
identify PBFs essential to conservation
in the marine environment for the
Carolina or South Atlantic DPSs.
Atlantic sturgeon utilize estuarine
areas for foraging, growth, and
movement. Atlantic sturgeon subadults
and adults in non-spawning condition
use estuarine waters seasonally,
presumably for foraging opportunities,
although evidence in the form of
stomach content collection and analysis
is limited (Savoy and Pacileo, 2007;
Dzaugis, 2013). We considered all
studies that have collected Atlantic
sturgeon stomach contents. All of the
prey species identified are indicative of
benthic foraging, but different types of
prey were consumed and different
substrates were identified for the areas
where Atlantic sturgeon were foraging
(Bigelow and Schroeder, 1953; Johnson
et al., 1997; NMFS and USFWS, 2007;
Guilbard et al., 2007; Savoy, 2007;
Dzaugis, 2013; McLean et al., 2013).
Adding to our uncertainty of the
essential features that support
successful foraging for growth and
survival of subadults and adults,
Atlantic sturgeon move between
estuarine environments in the spring
through fall and can occur in estuarine
environments during the winter as well
(Savoy and Pacileo, 2003; Simpson,
2008; Collins et al., 2000; Balazik et al.,
2012). Subadult Atlantic sturgeon
spawned in one riverine system may
utilize multiple estuaries for foraging
and growth, including those not directly
connected to their natal river. The
benthic invertebrates that comprise the
diet of Atlantic sturgeon are found in
soft substrates that are common and
widespread in most estuaries. Limited
data are available to differentiate areas
of preferred prey items or higher prey
abundance within or across estuaries.
Due to the paucity of data on specific
habitat or resource utilization, we could
not at this time identify any specific
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PBFs essential for the conservation of
the Carolina and South Atlantic DPSs
that support adult and subadult foraging
in estuarine or marine environments.
Atlantic sturgeon spawning behavior
and early life history have been
extensively studied and are fairly well
understood, though the exact location of
spawning sites on many rivers
(particularly in the Southeast) is not
known, or can change from time to time
as water depth and substrate availability
changes. However, there is substantial
information in the scientific literature
indicating the physical characteristics of
Atlantic sturgeon spawning and early
life history habitat. Therefore, to
evaluate potential critical habitat, we
focused on identifying the physical or
biological features that support Atlantic
sturgeon reproduction and survival of
early life stages.
The scientific literature indicates that
Atlantic sturgeon spawning occurs well
upstream, at or near the fall line of
rivers, over hard substrate consisting of
rock, pebbles, gravel, cobble, limestone,
or boulders (Gilbert, 1989; Smith and
Clugston, 1997). Hard substrate is
required so that highly adhesive
Atlantic sturgeon eggs have a surface to
adhere to during their initial
development and young fry can utilize
the interstitial spaces between rocks,
pebbles, cobble, etc., to hide from
predators during downstream
movement and maturation (Gilbert,
1989; Smith and Clugston, 1997).
Very low salinity (i.e., 0.0–0.5 ppt) is
another important feature of Atlantic
sturgeon spawning habitat. Exposure to
even low levels of salinity can kill
Atlantic sturgeon during their first few
weeks of life, thus their downstream
movement is limited until they can
endure brackish waters (Bain et al.,
2000). Shortnose sturgeon tend to
spawn 200–300 km upriver, preventing
the youngest life stages from salt
exposure too early in their development
(Parker and Kynard, 2005; Kynard,
1997). Parker and Kynard (2005) also
noted that long larval/early juvenile
downstream movement is common in
both shortnose sturgeon from the
Savannah River and Gulf sturgeon (a
sub-species of Atlantic sturgeon), and
that this may be a widespread
adaptation of sturgeon inhabiting river
systems in the southern United States.
Due to their similar life history, Atlantic
sturgeon most likely adapted a similar
spawning strategy. Therefore, it is
essential that the spawning area has low
salinity, and that the spawning location
is far enough upstream to allow newlyspawned Atlantic sturgeon to develop
and mature on their downstream
movement before encountering saline
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water. During their downstream
movement, it is important for
developing fish to forage in areas of soft
substrate and to encounter transitional
salinity zones to allow physiological
adaptations to higher salinity waters.
Minimum water depths for Atlantic
sturgeon spawning are necessary to: (1)
Allow adult fish to access spawning
substrate, (2) adequately hydrate and
aerate newly deposited eggs, and (3)
facilitate successful development and
downstream movement of newly
spawned Atlantic sturgeon. However,
water depth at these important
spawning areas in the Southeast can be
dynamic and portions of rivers may be
dry or have little water at times due to
natural seasonal river fluctuations,
temporary drought conditions, and/or
regulation by manmade structures such
as dams; thus, these sites require
protection to provide consistent services
for sturgeon. The scientific literature
indicates that Atlantic sturgeon spawn
in water depths from 3–27 m (9.8–88.6
ft) (Borodin, 1925; Leland, 1968; Scott
and Crossman, 1973; Crance, 1987; Bain
et al., 2000). However, much of this
information is derived from studies of
Atlantic sturgeon in northern United
States and Canadian river systems.
Atlantic sturgeon in the Southeast are
likely spawning in much shallower
water depths based on repeated
observations by biologists of sturgeon
with lacerations on their undersides
from moving into extremely shallow
water to spawn on hard substrate. In the
Southeast, water depths no less than 1.2
m (4 ft) are deep enough to
accommodate the body depth and
spawning behavior of adult Atlantic
sturgeon.
We considered fluid dynamic features
as another potential essential feature of
Atlantic sturgeon spawning critical
habitat. The scientific literature
provides information on the importance
of appropriate water velocity within
Atlantic sturgeon spawning habitat and
provides optimal flows for some rivers.
Atlantic sturgeon spawn directly on top
of gravel in fast flowing sections often
containing eddies or other current
breaks. Eddies promote position holding
between spawning individuals, trap
gametes facilitating fertilization, and
diminish the probability of egg
dislocation by currents—facilitating
immediate adhesion of eggs to the gravel
substrate (Sulak and Clugston, 1999).
However, velocity data are lacking for
many rivers, and where data are
available, the wide fluctuations in
velocity rates on a daily, monthly,
seasonal, and annual basis make it
difficult to identify a range of water
velocity necessary for the conservation
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of the species. However, we do know
that water flow must be continuous.
Adult Atlantic sturgeon must be able
to safely and efficiently move from
downstream areas into upstream
spawning habitats in order to
successfully spawn. In addition, larvae
and juvenile Atlantic sturgeon must be
able to safely and efficiently travel from
the upstream spawning areas
downstream to nursery and foraging
habitat. Therefore, an essential feature
for Atlantic sturgeon spawning is
unobstructed migratory pathways for
safe movement of adults to and from
upstream spawning areas as well as
providing safe movement for the larvae
and juveniles moving downstream. An
unobstructed migratory pathway means
an unobstructed river or a dammed river
that still allows for passage.
Water quality can be a critically
limiting factor to Atlantic sturgeon in
the shallow, warm, poorly oxygenated
rivers of the southeast United States.
Conditions in these river systems can
change rapidly, particularly in rivers
managed for hydropower production,
and conditions can quickly become
suboptimal or lethal for sturgeon. We
considered essential water quality
features that support movement and
spawning of adults and growth and
development of juvenile Atlantic
sturgeon. The distribution of Atlantic
sturgeon juveniles in the natal estuary is
a function of physiological development
and habitat selection based on water
quality factors of temperature, salinity,
and dissolved oxygen, which are interrelated environmental variables. In
laboratory studies with salinities of 8 to
15 parts per thousand and temperatures
of 12 °C and 20 °C, juveniles less than
a year old (YOY) had reduced growth at
40 percent dissolved oxygen saturation,
grew best at 70 percent dissolved
oxygen saturation, and selected
conditions that supported growth
(Niklitschek and Secor, 2009 I;
Niklitschek and Secor, 2009 II). Results
obtained for age-1 juveniles (i.e., greater
than 1 year old and less than 2 years
old) indicated that they can tolerate
salinities of 33 parts per thousand (i.e.,
a salinity level associated with
seawater), but grow faster in lower
salinity waters (Niklitschek and Secor,
2009; Allen et al., 2014). The best
growth for both age groups occurred at
dissolved oxygen concentrations greater
than 6.5 mg/L. While specific dissolved
concentrations at temperatures
considered stressful for Atlantic
sturgeon are not available,
instantaneous minimum concentrations
of 4.3 mg/L protect survival of shortnose
sturgeon at temperatures greater than 29
°C (EPA, 2003). However, data from
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Secor and Niklitschek (2001) show that
shortnose sturgeon are more tolerant of
higher temperatures than Atlantic
sturgeon, thus the ‘‘stressful
temperature’’ for Atlantic sturgeon is
considered 26 °C (Secor and Gunderson,
1998).
In summary, within the area occupied
by Atlantic sturgeon, we considered the
various types of habitat utilized by the
species for various life functions. We
determined that Atlantic sturgeon spend
the majority of their adult lives in
offshore marine waters where they are
known to travel extensively up and
down the East Coast. However, we
could not identify any PBFs in marine
waters essential for the conservation of
the species. We also determined
Atlantic sturgeon utilize estuarine areas
for foraging, growth, and movement.
The ability of subadults to find and
access food is necessary for continued
survival, growth, and physiological
development to the adult life stage.
Likewise, given that Atlantic sturgeon
mature late and do not necessarily
spawn annually, increased adult
survival would improve the chances
that adult Atlantic sturgeon spawn more
than once. Therefore, we determined a
conservation objective for the Carolina
and South Atlantic DPSs is to increase
the abundance of each DPS by
facilitating increased survival of all life
stages. After examining the information
available on spawning and early life
history behavior and habitat, we also
concluded that facilitating adult
reproduction and juvenile and subadult
recruitment into the adult population
are other conservation objectives for the
Carolina and South Atlantic DPSs of
Atlantic sturgeon. We could not identify
any specific PBFs essential for the
conservation of the species that support
adult and subadult foraging in estuarine
or marine environments. We determined
that protecting spawning areas, juvenile
development habitat, the migratory
corridors that allow adults to reach the
spawning areas and newly spawned
sturgeon to make a safe downstream
migration, and water quality to support
all life stages, will facilitate meeting the
conservation objectives discussed
above.
Given the biological needs and
tolerances, and environmental
conditions for Atlantic sturgeon in
southeast rivers as summarized above,
and the habitat-based conservation
objectives, the physical features
essential for conservation are:
• Suitable hard bottom substrate (e.g.,
rock, cobble, gravel, limestone, boulder,
etc.) in low salinity waters (i.e., 0.0–0.5
ppt range) for settlement of fertilized
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eggs and refuge, growth, and
development of early life stages;
• Transitional salinity zones
inclusive of waters with a gradual
downstream gradient of 0.5–30 ppt and
soft substrate (e.g., sand, mud)
downstream of spawning sites for
juvenile foraging and physiological
development;
• Water of appropriate depth and
absent physical barriers to passage (e.g.,
locks, dams, reservoirs, gear, etc.)
between the river mouth and spawning
sites necessary to support: (1)
Unimpeded movement of adults to and
from spawning sites; (2) seasonal and
physiologically dependent movement of
juvenile Atlantic sturgeon to
appropriate salinity zones within the
river estuary; and (3) staging, resting, or
holding of subadults and spawning
condition adults. Water depths in main
river channels must be deep enough to
ensure continuous flow in the main
channel at all times when any sturgeon
life stage would be in the river. Water
depths of at least 1.2 m are generally
deep enough to facilitate effective adult
migration and spawning behavior.
• Water quality conditions, especially
in the bottom meter of the water
column, with temperature and oxygen
values that support: (1) Spawning; (2)
annual and inter-annual adult, subadult,
larval, and juvenile survival; and (3)
larval, juvenile, and subadult growth,
development, and recruitment.
Appropriate temperature and oxygen
values will vary interdependently, and
depending on salinity in a particular
habitat. For example, 6.0 mg/L D.O. for
juvenile rearing habitat is considered
optimal, whereas D.O. less than 5.0 mg/
L for longer than 30 days is considered
suboptimal when water temperature is
greater than 25 °C. In temperatures
greater than 26 °C, D.O. greater than 4.3
mg/L is needed to protect survival and
growth. Temperatures of 13 °C to 26 °C
for spawning habitat are considered
optimal.
Need for Special Management
Considerations or Protection
We concluded that each of the
essential features defined above may
require special management
considerations or protection. Barriers
(e.g., dams, tidal turbines) to generate
power or control water flow in rivers
used by Atlantic sturgeon can damage or
destroy bottom habitat needed for
spawning and rearing of juveniles,
restrict movement of adults to and from
spawning grounds, prevent juveniles
from accessing the full range of salinity
exposure in the natal estuary, and alter
water quality parameters, including
water depth, temperature and dissolved
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oxygen, to the detriment of sturgeon
reproduction, growth, and survival.
Water withdrawals can similarly
adversely impact water quality for
Atlantic sturgeon spawning,
recruitment, and development. Land
development and commercial and
recreational activities on a river can
contribute to sediment deposition that
affects water quality necessary for
successful spawning and recruitment. A
build-up of fine sediments may, for
example, reduce the suitability of hard
spawning substrate for Atlantic sturgeon
egg adherence and reduce the interstitial
spaces used by larvae for refuge from
predators. Dredging to remove sediment
build-up, to deepen harbors and
facilitate vessel traffic, or to mine
construction materials, may remove or
alter hard substrate that is necessary for
egg adherence and as refuge for larvae
or soft substrate needed for juvenile
foraging, and may change the water
depth resulting in shifts in the salt
wedge within the estuary or change
other characteristics of the water quality
(e.g., temperature, dissolved oxygen)
necessary for the developing eggs,
larvae, and juveniles.
The features essential for successful
Atlantic sturgeon reproduction and
recruitment may also require special
management considerations or
protection as a result of global climate
change. Conditions in Southeast rivers
used by sturgeon already threaten the
species’ survival and recovery due to
exceedances of temperature tolerances
and the sensitivity of sturgeon to low
dissolved oxygen levels; these impacts
will worsen as a result of global climate
change and predicted warming of the
southeast region. Many communities
and commercial facilities withdraw
water from the rivers containing the
features essential to Atlantic sturgeon
reproduction. Water withdrawals during
drought events can affect flows, depths,
and the position of the salt wedge,
further impacting the water flow
necessary for successful sturgeon
reproduction and affect dissolved
oxygen levels. Attempts by communities
to control water during floods (e.g.,
spilling water from dams upriver of
Atlantic sturgeon spawning and rearing
habitat) can similarly alter flows to the
point of dislodging fertilized eggs,
washing early life stages downstream
into more saline habitat before being
developmentally ready, and create
barriers (e.g., from debris) to upstream
and downstream passage of adults and
juveniles. We therefore conclude that
the physical features essential to the
conservation of the Carolina and South
Atlantic DPSs may require special
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Specific Areas Containing the Essential
Features Within the Geographical Area
Occupied by the Species
To identify where the essential
features occur within areas occupied by
Atlantic sturgeon, we reviewed the best
available scientific information,
including the 2007 Atlantic sturgeon
status review (ASSRT, 2007), the ESA
listing rules (77 FR 5914; February 6,
2012), scientific research reports,
information and data gathered during
the peer-review process, and a database
developed by the U.S. Geological
Survey for mapping environmental
parameters within East Coast Rivers to
identify sturgeon habitat. We also
considered information on the location
of sturgeon spawning activity from
scientific reports, as active spawning in
an area would indicate that the essential
features necessary for spawning are
likely present. Information on
documented spawning in specific areas
in the Southeast is rare, but some does
exist. For example, large sections of the
Altamaha River have been found to
support Atlantic sturgeon spawning
activities for many years (Peterson et al.,
2006; Peterson et al., 2008). We
reviewed reports from a NMFS-funded
multi-year, multi-state research project
on movement and migration of Atlantic
sturgeon (Species Recovery Grant
number NA10NMF4720036, Post et al.,
2014). In these reports, researchers
determined which portions of
Southeastern rivers support spawning
activities by looking at the upriver
extent of sturgeon movements during
spawning season.
There are large areas of most rivers
where data are still lacking. The
available data also represent a snapshot
in time, while the exact location of a
habitat feature may change over time
(e.g., water depth fluctuates seasonally,
as well as annually, and even hard
substrate may shift position). For
example, some data indicate a change in
substrate type with in a given location
from year to year (e.g., from sand to
gravel). It is not always clear whether
such changes are due to an actual shift
in substrate sediments or if the substrate
sample was collected in a slightly
different location between samplings.
Although the habitat features may vary
even at the same location, if any of the
available data regarding a particular
feature fell within the suitable range
(i.e., salinity of 0–0.5 ppt, water depths
from 1.2–27 m, or hard substrate [gravel,
cobble, etc.]), we considered that the
essential feature is present in the area.
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When data were not available for
certain rivers or portions of occupied
rivers, we used our general knowledge
of Atlantic sturgeon spawning and
applied river-specific information to
determine the location of features
essential to spawning. We considered
salinity tolerance during the earliest life
stages to determine appropriate habitat
for larvae to develop as they mature.
Available telemetry data suggest that
most Atlantic sturgeon spawning
activity in the Savannah and Altamaha
start around river kilometer (RKM) 100
(Post et al., 2014). Similar evidence
from the Edisto, Neuse, and Tar-Pamlico
rivers indicates spawning activity starts
around RKM 80. Peer review comments
on the Draft Economic and Biological
Information to Inform Atlantic Sturgeon
Critical Habitat Designation indicated
that Atlantic sturgeon spawn below the
fall line, unlike shortnose sturgeon that
may spawn well above the fall line.
In order to encompass all areas
important for Atlantic sturgeon
spawning, reproduction, and
recruitment within rivers where
spawning is believed to occur or may
occur, we identified specific areas of
critical habitat from the mouth (RKM 0)
of each spawning river to the upstream
extent of the spawning habitat. Other
than an unexplained report of an
Atlantic sturgeon carcass upstream of
dams in the Santee Cooper system, we
have no evidence that Atlantic sturgeon
can pass upstream of dams (i.e., through
turbines or fishways for shad and
herring) and thus we are considering
those upstream areas as unoccupied for
the purpose of this rulemaking.
Manmade barriers currently restrict
upstream movement of Atlantic
sturgeon in the Cape Fear, SanteeCooper, and Savannah River systems. In
other rivers, either the fall line, or for
those rivers that do not reach the fall
line, an easily identifiable landmark
(e.g., a bridge) near the headwaters is
considered the upstream extent of
spawning habitat.
To identify specific habitats used by
an Atlantic sturgeon DPS in occupied
rivers, we considered available
information that described: (1) Capture
location and/or tracking locations of
Atlantic sturgeon identified to its DPS
by genetic analysis; (2) capture location
and/or tracking locations of adult
Atlantic sturgeon identified to its DPS
based on the presence of a tag that was
applied when the sturgeon was captured
as a juvenile in its natal estuary; (3)
capture or detection location of adults
in spawning condition (i.e., extruding
eggs or milt) or post-spawning condition
(e.g., concave abdomen for females); (4)
capture or detection of YOY and other
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juvenile age classes; and, (5) collection
of eggs or larvae.
Large Coastal Rivers that Lack Essential
Features
Several large coastal rivers within the
geographic area occupied by the
Carolina and South Atlantic DPSs of
Atlantic sturgeon do not appear to
support spawning and juvenile
recruitment or to contain suitable
habitat features to support spawning.
These rivers are the Chowan and New
Rivers in North Carolina; the
Waccamaw (above its confluence with
Bull Creek which links it to the Pee Dee
River), Sampit, Ashley, Ashepoo, and
Broad-Coosawhatchie Rivers in South
Carolina; and the St. Johns River,
Florida. We have no information,
current or historic, of Atlantic sturgeon
using the Chowan and New Rivers in
North Carolina. Recent telemetry work
by Post et al. (2014) indicates that
Atlantic sturgeon do not utilize the
Sampit, Ashley, Ashepoo, and BroadCoosawhatchie Rivers in South
Carolina. These rivers are short, coastal
plains rivers that most likely do not
contain suitable habitat for Atlantic
sturgeon. Post et al. (2014) also found
Atlantic sturgeon only use the portion of
the Waccamaw River downstream of
Bull Creek. Due to man-made structures
and alterations, spawning areas in the
St. Johns River are not accessible and
therefore do not support a reproducing
population. For these reasons, we are
not designating these coastal rivers, or
portions of the rivers, as critical habitat.
For rivers we are proposing to designate
as critical habitat, we have historical or
current information that they support
spawning and juvenile recruitment as
described below.
Roanoke River
The Roanoke River was identified as
a spawning river for Atlantic sturgeon
based on the capture of juveniles, the
collection of eggs, and the tracking
location of adults. Further, there was
information indicating the historical use
of the Roanoke River by Atlantic
sturgeon.
Atlantic sturgeon were historically
abundant in the Roanoke River and
Albemarle Sound, but declined
dramatically in response to intense
fishing effort in the late 1800’s
(Armstrong and Hightower, 2002). There
is still a population present in the
Albemarle Sound and Roanoke River
(Armstrong and Hightower, 2002; Smith
et al., 2014). DNA analyses of juveniles
captured in Albemarle Sound indicate
that these fish are genetically distinct
from Atlantic sturgeon collected in
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other systems (Wirgin et al., 2000; King
et al., 2001).
Historical records and recent research
provide accounts of Atlantic Sturgeon
spawning within the fall zone (RKM
204–242) of the Roanoke River (Yarrow,
1874; Worth, 1904; Armstrong and
Hightower, 2002; Smith et al., 2014).
Atlantic sturgeon remains from
archaeological sites on the Roanoke
River have been found as far upstream
as RKM 261, approximately 19 miles
above the upper end of the fall zone
(Armstrong and Hightower, 2002;
VanDerwarker, 2001); however, that was
prior to the construction of dams now
located throughout the river. The
farthest downstream dam, the Roanoke
Rapids Dam, is located near the fall line
at RKM 221. No fish passage exists at
this dam, so all Atlantic sturgeon are
restricted to the lower 17 RKM of fall
zone habitat, which extends from the
Roanoke Rapids Dam to Weldon, North
Carolina at RKM 204 (Armstrong and
Hightower, 2002; Smith et al., 2014).
Historic and current data indicate that
spawning occurs in the Roanoke River,
where both adults and small juveniles
have been captured. Since 1990, the
North Carolina Division of Marine
Fisheries (NCDMF) has conducted the
Albemarle Sound Independent Gill Net
Survey (IGNS). From 1990 to 2006, 842
sturgeon were captured ranging from
15.3 to 100 centimeters (cm) fork length
(FL), averaging 47.2 cm FL. One
hundred and thirty-three (16%) of the
842 sturgeon captured were classified as
YOY (41 cm TL, 35 cm FL); the others
were subadults (ASSRT, 2007). A recent
study by Smith et al. (2014), using
acoustic telemetry data and egg
collection during the fall of 2013,
identified a spawning location near
Weldon, North Carolina (RKM 204). The
location contains the first shoals
encountered by Atlantic sturgeon as
they move upstream to spawn (Smith et
al., 2014). The channel in this area is
approximately 100 m wide and the
substrate is primarily bedrock, along
with fine gravel and coarse sediments in
low-flow areas (Smith et al., 2014).
During the study, 38 eggs were collected
during 21 days that spawning pads were
deployed (Smith et al., 2014).
A scientific survey also shows the
presence of adult Atlantic sturgeon in
the Roanoke River. Using side-scan
sonar, Flowers and Hightower (2015)
conducted surveys near the freshwatersaltwater interface with repeated
surveys performed over 3 days. The
surveys detected 4 Atlantic sturgeon
greater than 1 m total length. Based on
these detections, an abundance estimate
for riverine Atlantic sturgeon of 10.9
(95% confidence interval 3–36) fish
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greater than 1 m was calculated for the
Roanoke River. This estimate does not
account for fish less than 1 m total
length, occurring in riverine reaches not
surveyed, or in marine waters.
Tar-Pamlico River
The Tar-Pamlico River was identified
as a spawning river for Atlantic sturgeon
based on the evidence of spawning and
the capture of juveniles. The TarPamlico River, one of two major
tributaries to Pamlico Sound, is
dammed. However, all riverine habitat
is accessible to Atlantic sturgeon in the
Tar-Pamlico River, because the lowermost dam, the Rocky Mount Mill Pond
Dam (RKM199), is located at the fall
line.
Evidence of spawning was reported
by Hoff (1980), after the capture of very
young juveniles in the Tar River. Two
juveniles were observed dead on the
bank of Banjo Creek, a tributary to the
Pamlico System (ASSRT, 2007). A
sampling program similar to the
Albemarle Sound IGNS collected 14
Atlantic sturgeon in 2004. These fish
ranged in size from 460 to 802 mm FL
and averaged 575 mm FL. The NCDMF
Observer Program reported the capture
of 12 Atlantic sturgeon in the Pamlico
Sound from April 2004 to December
2005; these fish averaged 600 mm
TL(ASSRT, 2007).
Neuse River
The Neuse River was identified as a
spawning river for Atlantic sturgeon
based on the evidence of spawning and
the capture of juveniles. Evidence of
spawning was reported by Hoff (1980),
who noted captures of very young
juveniles in the Neuse River. An
independent gill net survey was
initiated in 2001 following the
Albemarle Sound IGNS methodology.
Collections were low during the periods
of 2001–2003, ranging from zero to one
fish/year. However, in 2004, this survey
collected 14 Atlantic sturgeon ranging
from 460 to 802 mm FL, and averaging
575 mm FL. During the same time
period (2002–2003), four Atlantic
sturgeon (561–992 mm FL) were
captured by North Carolina State
University personnel sampling in the
Neuse River (Oakley, 2003). Similarly,
the NCDMF Observer Program
documented the capture of 12 Atlantic
sturgeon in the Pamlico Sound from
April 2004 to December 2005; none of
these were YOY or spawning adults,
averaging approximately 600 mm TL
(ASSRT, 2007).
Cape Fear River System
The Cape Fear and Northeast Cape
Fear Rivers were identified as spawning
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rivers for Atlantic sturgeon based on the
capture of juveniles, the capture of
adults in spawning condition, and the
tracking location of adults, and
information indicating the historical use
by Atlantic sturgeon. In the late 1800’s,
the Cape Fear River had the largest
landings of sturgeon in the southeastern
United States (Moser and Ross, 1995).
While species identification (i.e.,
shortnose or Atlantic sturgeon) is not
possible, these landings suggest large
populations of both species. The Cape
Fear River is tidally influenced by
diurnal tides up to at least RKM 96. The
River is also dredged extensively to
maintain a depth of 12 m up to RKM 49
and then a depth of 4 m up to Lock and
Dam 1. There are numerous deep holes
(>10 m) throughout this extent.
A gill net survey for adult shortnose
and juvenile Atlantic sturgeon was
conducted in the Cape Fear River
drainage from 1990 to 1992, and
replicated from 1997 to 2005. Each
sampling period included two overnight
sets. The 1990–1992 survey captured
100 Atlantic sturgeon below Lock and
Dam #1 (RKM 95). In 1997, 16 Atlantic
sturgeon were captured below Lock and
Dam #1, an additional 60 Atlantic
sturgeon were caught in the Brunswick
(a tributary of the Cape Fear River), and
12 were caught in the Northeast Cape
River (Moser et al. 1998). Additionally,
Ross et al. (1988 in Moser and Ross,
1995) reported the capture of a gravid
female in the Cape Fear River.
Recent telemetry work conducted in
the Cape Fear and Northeast Cape Fear
River showed that subadult Atlantic
sturgeon movement and distribution
followed seasonal patterns (Loeffler and
Collier in Post et al., 2014). During
summer months, Atlantic sturgeon
distribution was shifted upriver with
limited large-scale movements; during
the coldest time of year, subadult fish
were absent from the rivers and had
migrated to the estuary or ocean
(Loeffler and Collier in Post et al., 2014).
The high inter-annual return rates of
tagged fish to the system demonstrate
that Atlantic sturgeon have fidelity to
these rivers; this implies that the Cape
Fear River system may be the natal
system for these fish (Loeffler and
Collier in Post et al., 2014).
Further evidence of the importance of
this system is demonstrated by the
movement patterns of one of five adult
Atlantic sturgeon tagged during the
study that has shown site fidelity. This
individual fish was in ripe and running
condition at the time of tagging. This
fish subsequently returned to the Cape
Fear system each of the following years
(2013 and 2014) and has been detected
farther upstream in both the Cape Fear
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(RKM 95) and Northeast Cape Fear
(RKM 132) rivers than any tagged
subadult fish during this study. This
fish did not use the fish passage rock
arch ramp at Lock and Dam #1;
however, at the time when it was
present at the base of the dam, the rock
arch ramp structure was only partially
complete. In all years of the study this
fish had movement patterns that are
consistent with spawning behavior and
demonstrate that both the Northeast
Cape Fear and Cape Fear Rivers may be
important spawning areas. While
telemetry data have not indicated
Atlantic sturgeon presence above Lock
and Dam #1, we believe the fish passage
present at the dam is successful or that
fish pass through the lock. We base this
determination on reports of Atlantic
sturgeon above Lock and Dam #1 (J.
Hightower, NCSU, pers. comm. To J.
Rueter, NMFS, July 21, 2015).
Pee Dee River System
The Pee Dee River System was
identified as providing spawning habitat
used by Atlantic sturgeon based on the
capture of juveniles, the capture of
adults in spawning condition, and the
tracking location of adults. Captures of
age-1 juveniles from the Waccamaw
River during the early 1980s suggest that
a reproducing population of Atlantic
sturgeon existed in that river, although
the fish could have been from the
nearby Pee Dee River (Collins and
Smith1997). In 2003 and 2004, nine
Atlantic sturgeon (48.4–112.2 cm FL)
were captured in the Waccamaw River
during the South Carolina Department
of Natural Resources annual American
shad gill net survey. While these fish
were not considered YOY, Collins et al.
(1996) note that unlike northern
populations, in South Carolina, YOY are
considered to be less than 50 cm TL or
42.5 cm FL, because growth rates are
greater in the warmer southern waters
compared to cooler northern waters.
Therefore, the capture of a 48.4 cm FL
sturgeon provides some evidence that
YOY may be present in the Waccamaw
River. Based on telemetry data, these
YOY were thought to have been
spawned in the Pee Dee River, and then
traveled downstream through Bull
Creek, and into the Waccamaw River.
(B. Post, SCDNR, pers. comm. to J.
Rueter, NMFS, July 9, 2015).
Based on preliminary analyses of
sturgeon detections during their study,
Post et al. (2014) concluded the Pee Dee
River system appears to be utilized by
Atlantic sturgeon for summer/winter
seasonal habitat as well as for spawning.
From 2011 to 2014, 41 sturgeon were
detected in upstream areas of the Pee
Dee River that considered spawning
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areas. All 10 Atlantic sturgeon that were
originally implanted with transmitters
in the Pee Dee System were later
detected displaying upstream and
downstream movement. Distinct
movement patterns were evident for
these fish as similar patterns were
observed each year of the study period.
Two of the 10 fish originally tagged in
the Pee Dee System and many tagged
fish from other systems made spawning
runs in the Pee Dee River (Post et al.,
2014).
Black River, South Carolina
The Black River was identified as a
spawning river for Atlantic sturgeon
based on the capture of juveniles and
the tracking location of adults. During a
telemetry study from 2011 to 2014, Post
et al. (2014) detected 10 juveniles and
10 adults utilizing the Black River. An
adult male was detected at the last
receiver station in the river one year
(RKM 70.4) and the next to last receiver
station in a subsequent year. While the
receiver stations were not at the fall
line, they were very far upriver, and it
is likely that the only reason this fish
traveled so far upriver was to spawn (B.
Post, SCDNR, pers. comm. to J. Rueter,
NMFS PRD, July 9, 2015). Juveniles
were located as far upstream as RKM
42.1, suggesting the Black River is also
an important foraging/refuge habitat.
Santee and Cooper Rivers
The Santee-Cooper River system was
identified as a spawning river system for
Atlantic sturgeon based on the capture
of YOY. The Santee River basin is the
second largest watershed on the Atlantic
Coast of the United States; however
with the completion of Wilson Dam in
the 1940s, upstream fish migrations
were restricted to the lowermost 145
RKMs of the Santee River. Following
construction of the Wilson and
Pinopolis Dams, the connectivity
between the coastal plain and piedmont
was lost. In the 1980s, a fish passage
facility at the St. Stephen powerhouse,
designed to pass American shad and
blueback herring, was completed that
attempted to restore connectivity
throughout the system. (Fish passage
and fishway mean any structure on or
around artificial barriers to facilitate
diadromous fishes’ natural migration).
The passage facility has not been
successful for Atlantic sturgeon (Post et
al., 2014). However, in 2007 an Atlantic
sturgeon entered the fish passage facility
at the fishway to the lift, presumably in
an attempt to migrate upstream to
spawn, and was subsequently
physically removed and then released
downstream into the Santee River (A.
Crosby, SCDNR, pers. comm.).
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Historically, the Cooper River was a
small coastal plain river that fed into
Charleston Harbor. The completion of
the Santee Cooper hydropower project
in the 1940s dramatically changed river
discharge in the Cooper River. From the
1940s into the 1980s, nearly all river
discharge of the Santee River was
diverted through the Santee Cooper
project, run through the hydroelectric
units in Pinopolis Dam, and discharged
down the Tailrace Canal and into the
Cooper River. In the 1980s, the
Rediversion Project redirected part of
the system’s discharge back to the
Santee River; however, a significant
discharge of freshwater still flows into
the Cooper River. The Cooper River
provides the dominant freshwater input
for the Charleston Harbor and provides
77 RKM of riverine habitat (Post et al.,
2014).
The capture of 151 subadults,
including age-1 fish in 1997 indicates a
population exists in the Santee River
(Collins and Smith, 1997). Four juvenile
Atlantic sturgeon, including YOY, were
captured in the winter of 2003 in the
Santee (N = 1) and Cooper (N = 3) Rivers
(McCord, 2004). These data support the
existence of a spawning population, but
South Carolina Department of Natural
Resources biologists working in the
Santee-Cooper system believe the
smaller fish are pushed into the system
from the Pee Dee and/or Waccamaw
River during flooding conditions
(McCord, 2004). This hypothesis is
based on the lack of access to suitable
spawning habitat due to the locations of
the Wilson Dam and St. Stephen
Powerhouse on the Santee River and the
Pinopolis Dam on the Cooper River.
Nonetheless, the Santee-Cooper River
system appears to be important foraging
and refuge habitat and could serve as
important spawning habitat once access
to historical spawning grounds is
restored through a fishway prescription
under the Federal Power Act (NMFS
2007).
In a recent telemetry study by Post et
al. (2014), four Atlantic sturgeon were
tagged in the Santee River from 2011 to
2014. Of the four Atlantic sturgeon
tagged in the Santee River, one was
detected in the river, one was detected
at the mouth of the river, and the other
two have not been detected in the
Santee River system since being tagged.
There was no detectable spawning run
or pattern of movement for the tagged
fish that remained in the Santee River
(Post et al., 2014). There were no
Atlantic sturgeon captured in the
Cooper River during the Post et al., 2014
study. There were seven Atlantic
sturgeon detected in the Cooper River
that had been tagged in other systems.
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The Atlantic sturgeon that were
detected in the Cooper River were more
commonly detected in the saltwater
tidal zone, with the exception of one
that made a presumed spawning run to
Pinopolis Dam in the fall of 2013 (Post
et al., 2014).
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Edisto River
The Edisto is the largest river in the
Ashepoo, Combahee, Edisto (ACE)
Basin; begins in the transition zone
between piedmont and coastal plain;
and is unimpeded for its entire length.
It is the longest free flowing blackwater
river in South Carolina. During
excessive rainy seasons it will inundate
lowlands and swamps, and the flow
basin increases to a mile wide or more.
The Edisto River was identified as a
spawning river for Atlantic sturgeon
based on the capture of an adult in
spawning condition and capture
location and tracking of adults.
Spawning adults (39 in 1998) and
YOY (1,331 from 1994–2001) have been
captured in the ACE basin (Collins and
Smith, 1997; ASSRT, 2007). One gravid
female was captured in the Edisto River
during sampling efforts in 1997 (ASSRT,
2007). Seventy-six Atlantic sturgeon
were tagged in the Edisto River during
a 2011 to 2014 telemetry study (Post et
al., 2014). Fifty-eight of the 76 Atlantic
sturgeon tagged were detected in the
Edisto River during the study. Distinct
movement patterns of Atlantic sturgeon
were evident. Fish entered the river
between April and June and were
detected in the saltwater tidal zone until
water temperature decreased below 25°
C. They then moved into the freshwater
tidal area, and some fish made
presumed spawning migrations in the
fall around September–October.
Spawning migrations were thought to be
occurring based on fish movements
upstream to the presumed spawning
zone between RKM 78 and 210. Fish
stayed in these presumed spawning
zones for an average of 22 days. The
tagged Atlantic sturgeon left the river
system by November. A number of
tagged individuals were detected
making such movements during
multiple years of the study. Only those
fish that were tagged in the Edisto River
were detected upstream near presumed
spawning grounds, while fish detected
in the Edisto River, but tagged
elsewhere, were not detected near the
presumed spawning areas. In the winter
and spring, Atlantic sturgeon were
generally absent from the system except
for a few fish that remained in the
saltwater tidal zone (Post et al., 2014).
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Combahee—Salkehatchie River
The Combahee—Salkehatchie River
was identified as a spawning river for
Atlantic sturgeon based on capture
location and tracking locations of adults
and the spawning condition of an adult.
Spawning adults (39 in 1998) and YOY
(1,331 from 1994–2001) have been
captured in the ACE basin (Collins and
Smith, 1997; ASSRT, 2007). One
running ripe male was captured in the
Combahee River during a sampling
program in 1997 (ASSRT, 2007). Seven
Atlantic sturgeon were captured and
five were tagged during a 2010 and 2011
telemetry study (Post et al., 2014).
Atlantic sturgeon that were tagged in the
Combahee River were absent from the
system for the majority of the study
period. An Atlantic sturgeon that was
tagged in June of 2011 left the system in
the fall of 2011, returned in July 2012
and left the system again in the fall of
2012. This fish was detected the farthest
upstream of any tagged Atlantic
sturgeon in the Combahee River (RKM
56). Another individual was identified
as a running ripe male at capture in the
Combahee River in March 2011, was
relocated exhibiting spawning behavior
in the North East Cape Fear River, NC
in March, 2012, and in 2014 was
detected from February–April in the Pee
Dee System.
Savannah River
The Savannah River was identified as
a spawning river for Atlantic sturgeon
based on capture location and tracking
locations of adults and the collection of
larvae. Forty three Atlantic sturgeon
larvae were collected in upstream
locations (RKM 113–283) near
presumed spawning locations (Collins
and Smith, 1997). Seven Atlantic
sturgeon were also tagged from 2011 to
2014 and distinct movement patterns
were evident (Post et al., 2014). In 2011,
one individual was detected travelling
upstream in mid-April and remained at
a presumed spawning area (RKM 200 to
301) through mid-September. Two
Atlantic sturgeon migrated into the
system and upstream to presumed
spawning grounds in 2012. The first
entered the system in mid-August and
returned downriver in mid-September;
the other entered the system in midSeptember and returned downriver in
mid-October. Four Atlantic sturgeon
entered the Savannah River and
migrated upstream during the late
summer and fall months in 2013. Two
Atlantic sturgeon previously tagged in
the Savannah River made upstream
spawning movements; this was the
second year (2011) one of these fish was
detected making similar upstream
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36087
movements. These two fish were also
detected immediately upstream of the
New Savannah Bluff Lock and Dam
(RKM 301). It is unknown if they passed
through the lock or swam over the dam
during high flows. There is a strong
possibility that one fish may have been
detected by the receiver directly
upstream while still remaining
downstream of the dam and while flow
control gates were in a full open
position. Atlantic sturgeon in the
Savannah River were documented
displaying similar behavior three years
in a row—migrating upstream during
the fall and then being absent from the
system during spring and summer.
Ogeechee River
The Ogeechee River was identified as
a spawning river for Atlantic sturgeon
based on tracking of adults and YOY.
Seventeen Atlantic sturgeon considered
to be YOY (less than 30 cm TL) were
collected in 2003 by the Army’s
Environmental and Natural Resources
Division (AENRD) at Fort Stewart,
Georgia. An additional 137 fish were
captured by the AENRD in 2004. Nine
of these fish measured less than 41 cm
TL and were considered YOY. During a
telemetry study from 2011 to 2014, there
were no capture or tagging efforts
conducted in the Ogeechee River;
however, 40 Atlantic sturgeon were
detected in the Ogeechee River (Ingram
and Peterson in Post et al., 2014).
Altamaha River
The Altamaha River and its major
tributaries the Oconee and Ocmulgee
Rivers were identified as spawning
rivers for Atlantic sturgeon based on
capture location and tracking of adults
and the capture of adults in spawning
condition. The Altamaha River supports
one of the healthiest Atlantic sturgeon
subpopulations in the Southeast, with
over 2,000 subadults captured in
trammel nets, 800 of which were
nominally age-1 as indicated by size
(ASSRT, 2007). A survey targeting
Atlantic sturgeon was initiated in 2003
by the University of Georgia. By October
2005, 1,022 Atlantic sturgeon had been
captured using trammel and large gill
nets. Two hundred and sixty-seven of
these fish were collected during the
spring spawning run in 2004 (N = 74
adults) and 2005 (N = 139 adults). From
these captures, 308 (2004) and 378
(2005) adults were estimated to have
participated in the spring spawning run,
representing 1.5% of Georgia’s historical
spawning stock (females) as estimated
from U.S. Fish Commission landing
records (Schueller and Peterson 2006,
Secor 2002).
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In a telemetry study by Peterson et al.
(2006), most tagged adult Atlantic
sturgeon were found between RKM 215
and 420 in October and November when
water temperatures were appropriate for
spawning. There are swift currents and
rocky substrates throughout this stretch
of river (Peterson et al., 2006). Two
hundred thirteen adults in spawning
condition were captured in the
Altamaha system in 2004–2005
(Peterson et al., 2006).
Forty-five adult Atlantic sturgeon
were captured and tagged from 2011 to
2013 (Ingram and Peterson in Post et al.,
2014). Telemetry data from the tagged
individuals indicated that the fish were
present in the system from April
through December. Twenty-six fish
made significant (≤ 160 RKM)
migrations upstream with eight fish
making the migration in at least two of
the years and four making the migration
in all three years of the study. No site
fidelity was apparent based on these
data; however, an upriver site near the
confluence of the Ocmulgee (RKM 340–
350) was visited by multiple fish in
multiple years. Fish migrated upstream
into both the Ocmulgee and Oconee
Rivers, but the majority entered the
Ocmulgee River. The maximum extent
of these upriver migrations was RKM
408 in the Ocmulgee River and RKM
356 in the Oconee River (Ingram and
Peterson in Post et al., 2014).
Two general migration patterns were
observed for fish in this system. Early
upriver migrations that began in April—
May typically occurred in two steps,
with fish remaining at mid-river
locations during the summer months
before continuing upstream in the fall.
The late-year migrations, however, were
typically initiated in August or
September and were generally non-stop.
Regardless of which migration pattern
was used during upstream migration, all
fish exhibited a one-step pattern of
migrating downstream in December and
early January (Ingram and Peterson in
Post et al., 2014).
Satilla River
The Satilla River was identified as a
spawning river for Atlantic sturgeon
based on the capture of adults in
spawning condition. Ong et al. (1996)
captured four reproductively mature
Atlantic sturgeon on spawning grounds
during the spawning season in the
Satilla River.
St. Marys River
The St. Marys River was identified as
a spawning river for Atlantic sturgeon
based on the capture of YOY Atlantic
sturgeon. Atlantic sturgeon were once
thought to be extirpated in the St. Marys
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River. However, nine Atlantic sturgeon
were captured in sampling efforts
between May 19 and June 9, 2014.
Captured fish ranged in size from 293
mm (YOY) to 932 mm (subadult). This
is a possible indication of a slow and
protracted recovery in the St. Marys (D.
Peterson, UGA, pers. comm. to J. Rueter,
NMFS PRD, July 8, 2015).
Unoccupied Critical Habitat Areas
ESA section 3(5)(A)(ii) defines critical
habitat to include specific areas outside
the geographical area occupied if the
areas are determined by the Secretary to
be essential for the conservation of the
species. Our regulations at 50 CFR
424.12(g) also state: ‘‘The Secretary will
not designate critical habitat within
foreign countries or in other areas
outside of the jurisdiction of the United
States.’’ At the present time, the
geographical area occupied by the
Carolina and South Atlantic DPS of
Atlantic sturgeon which is within the
jurisdiction of the United States is
limited to waters off the U.S. east coast
from Maine through Florida, seaward to
the boundary of the U.S. Exclusive
Economic Zone, and upstream in
freshwater systems to the fall line or the
first impediment to fish passage. We
have identified three areas outside the
geographical area occupied by these
species that are essential for their
conservation, and therefore are
proposing to designate these
unoccupied areas as critical habitat for
the Carolina and South Atlantic DPS of
Atlantic sturgeon. For the Carolina DPS,
we have identified the Cape Fear River
from Huske Lock and Dam (Lock and
Dam #3) downstream to Lock and Dam
#2. We also identified the rivers of the
Santee-Cooper basin from the Parr
Shoals Dam on the Broad River and the
Wateree Dam on the Wateree River
downstream to the Wilson Dam and St.
Stephen Powerhouse on the Santee
River and Pinopolis Dam on the Cooper
River. For the South Atlantic DPS we
have identified the Savannah River from
the Augusta Diversion Dam downstream
to the New Savannah Bluff Lock and
Dam.
As stated previously, the key habitatbased conservation objectives for these
DPSs are facilitating adult reproduction
and facilitating recruitment into the
adult population by protecting
spawning areas, juvenile development
habitat, and the migratory corridors that
allow adults to reach the spawning areas
and newly spawned sturgeon to make a
safe downstream movement. To
successfully fulfill these conservation
objectives, the areas above the dams on
these three systems need to be protected
until it becomes accessible to the
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species. Available data suggest that
these unoccupied areas did historically,
or could, serve as spawning habitat for
Atlantic sturgeon should they become
accessible in the future.
Telemetry data from the Cape Fear
River discussed above (Loeffler and
Collier in Post et al., 2014) indicate that
Atlantic sturgeon make spawning
movements up the Cape Fear River
before being stopped at Lock and Dam
#1; in one case the fish went
downstream and then moved up the
Northeast Cape Fear River. However,
there have been reports of Atlantic
sturgeon above Lock and Dam #1 (J.
Hightower, NCSU, pers. comm. To J.
Rueter, NMFS, July 21, 2015). It is likely
the fish moving up to Lock and Dam #2
are attempting to reach historic
upstream spawning areas. Using the fall
line as a guide, only 33 percent of the
historical habitat is available to Atlantic
sturgeon below Lock and Dam #1 (96
km of 292 km). In some years, the salt
water interface reaches Lock and Dam
#1; so, spawning adults in the Cape Fear
River either do not spawn in such years
or spawn in the major tributaries of the
Cape Fear River (i.e., Black River or
Northeast Cape Fear rivers) that are not
obstructed by dams. There may be some
exposed outcrops that would provide
suitable substrate necessary for
spawning between Lock and Dam #2
and Huske Lock and Dam (J. Facendola,
NCDMF pers. comm. to J. Rueter,
NMFS, July 20, 2015). The primary goal
of the Cape Fear River Partnership is
restoring access to historic migratory
fish habitat. Their 2013 action plan
identifies passage at Lock and Dam #2
as a priority and includes Atlantic
sturgeon as a target species (Cape Fear
River Partnership, 2013). In September
2015, the North Carolina General
Assembly approved $250,000 to be used
towards the design and engineering of a
rock arch weir to help with fish passage
at Lock and Dam #2 and matching funds
are currently being sought. These efforts
indicate to us it is likely a rock arch
weir will provide passage at Lock and
Dam #2 so that sturgeon can utilize the
habitat upstream of Lock and Dam #2 up
to the Huske Lock and Dam in the
future. We propose to include the area
from Huske Lock and Dam (Lock and
Dam #3) downstream to Lock and Dam
#2 as unoccupied critical habitat on the
Cape Fear River because Atlantic
sturgeon behavior indicates they are
attempting to move upstream to
spawning habitat located beyond this
barrier, and we consider this historical
spawning habitat essential to the
conservation of the DPS.
The lowermost dams on the Santee
and Cooper Rivers limit, and may
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eliminate altogether, viable spawning
grounds for Atlantic sturgeon. Using the
fall line as the upper region of spawning
habitat, it is estimated that only 38
percent of the historical habitat is
available to Atlantic sturgeon in the
Santee-Cooper River system today.
There are a number of anecdotal reports
of Atlantic sturgeon making spawning
runs to the dams and either returning
downstream or attempting to spawn at
the dams. These dams may not be far
enough upstream for eggs and larvae to
develop before entering higher salinity
waters where they perish. The Santee
Cooper Diversion Dam and Canal
Project created two reservoirs: the
Wilson Dam on the Santee River created
Lake Marion, and the Pinopolis Dam on
the Cooper River created Lake Moultrie.
Currently, relicensing by the Federal
Energy Regulatory Commission (FERC)
for the South Carolina Public Service
Authority (SCPSA) Hydroelectric
Project, located in South Carolina is
ongoing. Fish passage past these two
dams was prescribed as part of the
relicensing. Once this passage is
constructed, the first dam Atlantic
sturgeon will encounter is the
abandoned Granby Lock and Dam on
the Congaree River. This dam could
represent a hindrance, but likely not a
complete obstacle, to upstream
movements of Atlantic sturgeon because
remnant parts of the dam may deter
bottom oriented species. Above the
Granby Lock and Dam, Atlantic
sturgeon will encounter the Columbia
Dam on the Broad River. In 2002 we
prescribed a fishway to be constructed
at the Columbia Dam for American
shad, blueback herring, and American
eel. Concurrently we reserved authority
to prescribe a fishway for sturgeon,
because although such a fishway was
warranted, a safe and effective passage
mechanism was not yet established. The
fishway constructed to pass the target
species (American shad, blueback
herring, and American eel) incorporated
‘‘sturgeon friendly’’ features as sturgeon
are potential future target species. Field
work conducted during consultation by
NMFS Habitat Conservation Division
established that excellent spawning and
juvenile rearing habitat exists in the 24
miles of large river shoals between the
Columbia Dam and the next upstream
dam, the Parr Shoals Dam (DOC, 2002).
While sturgeon have not been
documented as currently passing
through the Columbia Dam fishway, our
reservation of authority in the 2002
FERC relicensing provides us the
expectation the Columbia Dam will be
passable in the future so that sturgeon
can utilize the upstream 24-miles of
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shoal habitat for spawning and rearing.
Additionally, we have information on a
population of shortnose sturgeon that
has been stranded above Pinopolis and
Wilson Dams for decades, and there is
a good deal of data on their spawning
activity in the Congaree, Broad, and
Wateree Rivers. Shortnose sturgeon
spawning habitat requirements are
similar to Atlantic sturgeon, thus we
believe these unoccupied areas contain
suitable spawning habitat for Atlantic
sturgeon. We conclude that these
unoccupied spawning habitats are
essential to the conservation of the DPS,
and therefore, we are proposing to
designate unoccupied critical habitat
from the Wateree Dam on the Wateree
River and from the Parr Shoals Dam on
the Broad River downstream to the
Wilson Dam and St. Stephen
Powerhouse on the Santee River and the
Pinopolis Dam on the Cooper River.
The Savannah River has some fish
passage at New Savannah Bluff Lock
and Dam, but successful passage of
Atlantic sturgeon is not believed to
occur. The historical primary spawning
habitat for Atlantic sturgeon (and only
shoal habitat on the Savannah River),
the Augusta Shoals, is not accessible to
Atlantic sturgeon because it lies above
the New Savannah Bluff Lock and Dam.
Sturgeon are currently frequently seen
at the base of the New Savannah Bluff
Lock and Dam during spawning season,
indicating either crowding below the
dam or individual motivation to spawn
farther upriver, or both. We conclude
this unoccupied area is essential to the
conservation of the DPS and therefore,
we propose to designate the Savannah
River from the Augusta Diversion Dam
downstream to the New Savannah Bluff
Lock and Dam as critical habitat.
Application of ESA Section 4(a)(3)(B)(i)
(Military Lands)
Section 4(a)(3)(B) of the ESA prohibits
designating as critical habitat any lands
or other geographical areas owned or
controlled by the Department of Defense
(DOD), or designated for its use, that are
subject to an Integrated Natural
Resources Management Plan (INRMP)
prepared under section 101 of the Sikes
Act (16 U.S.C. 670a), if the Secretary
determines in writing that such plan
provides a benefit to the species for
which critical habitat is proposed for
designation. The legislative history to
this provision explains:
The conferees would expect the [Secretary]
to assess an INRMP’s potential contribution
to species conservation, giving due regard to
those habitat protection, maintenance, and
improvement projects and other related
activities specified in the plan that address
the particular conservation and protection
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needs of the species for which critical habitat
would otherwise be proposed. Consistent
with current practice, the Secretary would
establish criteria that would be used to
determine if an INRMP benefits the listed
species for which critical habitat would be
proposed (Conference Committee report, 149
Cong. Rec. H. 10563 (November 6, 2003)).
In February 2014 and October 2015,
we requested information from the DOD
to assist in our analysis. Specifically, we
asked for a list of facilities that occur
within the potential critical habitat
areas for the Carolina and South
Atlantic DPSs of Atlantic sturgeon and
available INRMPs for those facilities.
We received information on two
INRMPs for DOD facilities on or near
the banks of rivers included in the
proposed designation—the Naval
Submarine Base Kings Bay (GA), on the
St. Marys River and Joint Base
Charleston (SC), on the Cooper River. At
neither base does the Navy own or
control, or have designated for its use,
lands or geographic areas being
proposed as critical habitat. Thus, there
are no areas where the INRMP
prohibition is applicable. Notably, the
Department of Navy response indicated
a desire to review and revise applicable
INRMPs to provide appropriate and
feasible conservation benefits to the
species if possible.
Application of ESA Section 4(b)(2)
Section 4(b)(2) of the ESA requires
that we consider the economic impact,
impact on national security, and any
other relevant impact, of designating
any particular area as critical habitat.
Additionally, the Secretary has the
discretion to consider excluding any
area from critical habitat if she
determines, based upon the best
scientific and commercial data
available, the benefits of exclusion (that
is, avoiding some or all of the impacts
that would result from designation)
outweigh the benefits of designation.
The Secretary may not exclude an area
from designation if exclusion will result
in the extinction of the species. Because
the authority to exclude is discretionary,
exclusion is not required for any
particular area under any
circumstances.
The ESA provides the USFWS and
NMFS (the Services) with broad
discretion in how to consider impacts.
See, H.R. Rep. No. 95–1625, at 17,
reprinted in 1978 U.S.C.C.A.N. 9453,
9467 (1978) (‘‘Economics and any other
relevant impact shall be considered by
the Secretary in setting the limits of
critical habitat for such a species. The
Secretary is not required to give
economics or any other ‘‘relevant
impact’’ predominant consideration in
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his specification of critical habitat . . .
The consideration and weight given to
any particular impact is completely
within the Secretary’s discretion.’’).
Courts have noted the ESA does not
contain requirements for any particular
methods or approaches. See, e.g., Bldg.
Indus. Ass’n of the Bay Area et al. v.
U.S. Dep’t. of Commerce et al., No. 13–
15132, 9th Cir., July 7, 2015 (upholding
district court’s ruling that the ESA does
not require the agency to follow a
specific methodology when designating
critical habitat under section 4(b)(2). For
this proposed rule, we followed the
same approach to describing and
evaluating impacts as we have for recent
critical habitat rulemakings in the
NMFS Southeast Region.
The following discussion of impacts
summarizes the analysis contained in
our Draft Impact Analysis of Critical
Habitat Designation for the Carolina and
South Atlantic Distinct Population
Segments of Atlantic Sturgeon
(Acipenser oxyrinchus oxyrinchus)
(Draft Impacts Analysis), which
identifies the economic, national
security, and other relevant impacts that
we projected would result from
including each of the fourteen occupied
and three unoccupied specific areas in
the proposed critical habitat
designation. We considered these
impacts when deciding whether to
exercise our discretion to propose
excluding particular areas from the
designation. Both positive and negative
impacts were identified and considered
(these terms are used interchangeably
with benefits and costs, respectively).
Impacts were evaluated in quantitative
terms where feasible, but qualitative
appraisals were used where that is more
appropriate to particular impacts. The
Draft Impacts Analysis Report is
available on NMFS’s Southeast Regional
Office Web site at https://
sero.nmfs.noaa.gov/protected_
resources/sturgeon/.
The primary impacts of a critical
habitat designation result from the ESA
Section 7(a)(2) requirement that Federal
agencies ensure their actions are not
likely to result in the destruction or
adverse modification of critical habitat,
and that they consult with NMFS in
fulfilling this requirement. Determining
these impacts is complicated by the fact
that Section 7(a)(2) also requires that
Federal agencies ensure their actions are
not likely to jeopardize the species’
continued existence. One incremental
impact of designation is the extent to
which Federal agencies modify their
proposed actions to ensure they are not
likely to destroy or adversely modify the
critical habitat beyond any
modifications they would make because
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of listing and the jeopardy requirement.
When the same modification would be
required due to impacts to both the
species and critical habitat, the impact
of the designation is coextensive with
the ESA listing of the species (i.e.,
attributable to both the listing of the
species and the designation critical
habitat). Relevant, existing regulatory
protections are referred to as the
‘‘baseline’’ and are also discussed in the
Draft Impacts Analysis. In this case,
notable baseline protections include the
ESA listings of not only Atlantic
sturgeon, but the co-occurring shortnose
sturgeon.
The Draft Impacts Analysis Report
describes the projected future federal
activities that would trigger Section 7
consultation requirements because they
may affect the essential features, and
consequently may result in economic
costs or negative impacts. The report
also identifies the potential national
security and other relevant impacts that
may arise due to the proposed critical
habitat designation, such as positive
impacts that may arise from
conservation of the species and its
habitat, state and local protections that
may be triggered as a result of
designation, and education of the public
to the importance of an area for species
conservation.
Economic Impacts
Economic impacts of the critical
habitat designation result through
implementation of Section 7 of the ESA
in consultations with Federal agencies
to ensure their proposed actions are not
likely to destroy or adversely modify
critical habitat. These economic impacts
may include both administrative and
project modification costs; economic
impacts that may be associated with the
conservation benefits of the designation
are described later.
We examined the ESA Section 7
consultation record over the last 10
years, as compiled in our Public
Consultation Tracking System (PCTS)
database, to identify the types of Federal
activities that may adversely affect
proposed Atlantic sturgeon critical
habitat. We requested that federal action
agencies provide us with information on
future consultations if we omitted any
future actions likely to affect the
proposed critical habitat. No new
categories of activities were identified
through this process. Of the types of
past consultations that ‘‘may affect’’
some or all of the essential features in
any unit of proposed critical habitat, we
determined that no activities would
solely affect the essential features. That
is, all categories of the activities
identified have potential routes of
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adverse effects to both Atlantic or
shortnose sturgeon and the critical
habitat.
Fourteen categories of activities
implemented by ten different federal
entities were identified as likely to recur
in the future and have the potential to
affect the essential features (total
number of projected consultations over
10 years indicated in parentheses):
1. U.S. Army Corps of Engineers
(USACE)—Navigation maintenance
dredging, harbor expansion (14)
2. USACE—Water Resources
Development Act (WRDA) flood control,
ecosystem restoration studies (6)
3. USACE—WRDA dam operations,
repair, fishway construction (3)
4. USACE—Section 404/Rivers and
Harbors Act (RHA) section 10
permitting—dredge, fill, construction
(20)
5. Federal Highway Administration
(FHWA)—Bridge repair, replacement
(67)
6. U.S. Coast Guard (USCG)—Bridge
repair, replacement permitting (3)
7. FERC—Hydropower licensing (5)
8. FERC—Liquefied Natural Gas
(LNG) facilities, pipelines authorization
(5)
9. Nuclear Regulatory Commission
(NRC)—Nuclear power plant
construction/operation licensing (8)
10. NMFS—ESA research and
incidental take permitting (section 10)
(46)
11. U.S. Fish and Wildlife Service
(USFWS)—Fishery management grants
(11)
12. Environmental Protection Agency
(EPA)—Nationwide pesticide
authorizations (9)
13. Federal Emergency Management
Agency (FEMA)—Disaster assistance/
preparation grants (5)
14. Department of Energy (DOE)—
Nuclear fuel management (3)
We estimate that 205 activities will
require consultation over the next 10
years and will require analysis of
impacts to Atlantic sturgeon critical
habitat. As discussed in more detail in
our Draft Impacts Analysis, all the
activities identified as having the
potential to adversely affect one or more
of the proposed essential features, also
have the potential to take Atlantic
sturgeon. For most, if not all, of the
projected future activities, if the effects
to critical habitat will be adverse and
require formal consultation, those
effects would also constitute adverse
effects to the species, either directly
when they are in the project area, or
indirectly due to the effects on their
habitat. This is due to the conservation
functions that the features are being
designated to provide. For example,
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water quality is being identified as an
essential feature to facilitate successful
spawning, annual and inter-annual
adult, larval, and juvenile survival, and
larva, juvenile and subadult growth,
development, and recruitment. Effects
to the water quality feature that impede
that conservation objective could injure
or kill individual Atlantic sturgeon, for
example by preventing adult
reproduction, or rendering reproduction
ineffective or resulting in reduced
growth or mortality of larvae, juveniles
or subadults. In these circumstances, the
same project modifications would be
required to address effects to both the
species and effects to the critical habitat.
Thus, projects that adversely affect the
proposed essential features are likely to
always also adversely affect the species
and the project impacts would not be
incremental.
For some of the projected activities, it
may be feasible to conduct the action
when sturgeon are out of the action area.
If effects to critical habitat are temporary
such that the essential features return to
their pre-project condition by the time
the sturgeon return and need to use the
features, there might not be any adverse
effects to either the species or the
critical habitat. In these circumstances,
consultations would be fully
incremental consultations only on
critical habitat, and the consultations
would be informal (i.e., impacts to
critical habitat would not be permanent
and would not be significant). This
would likely only apply to actions that
affect just spawning habitat in the upper
parts of the rivers, as sturgeon of various
ages are present year-round in the lower
reaches of the rivers and the estuaries.
The costs of fully incremental, informal
consultations are higher than the
marginal costs of adding critical habitat
analyses to coextensive, formal
consultations. Thus, to be conservative
and avoid underestimating incremental
impacts of this designation, and based
on the activities involved, we assumed
that two categories of activities could
result in incremental, informal
consultations. Those activities, both
implemented by the USACE, are section
Clean Water Act section 404/Rivers and
Harbors Act permitting and WRDA dam
operations/repair.
Administrative costs include the cost
of time spent in meetings, preparing
letters, and in some cases, developing a
biological assessment and biological
opinion, identifying and designing
reasonable and prudent measures
(RPMs), and so forth. For this impacts
report, we estimated per-project
administrative costs based on critical
habitat economic analyses by Industrial
Economics, Inc. (IEc). (2014a, 2014b).
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These impacts reports estimate
administrative costs for different
categories of consultations as follows:
(1) New consultations resulting entirely
from critical habitat designation; (2)
new consultations considering only
adverse modification (unoccupied
habitat); (3) re-initiation of consultation
to address adverse modification; and, (4)
additional consultation effort to address
adverse modification in a new
consultation. Most of the projected
future consultations we project to result
from this proposed rulemaking will be
coextensive formal consultations on
new actions that would be evaluating
impacts to sturgeon as well as impacts
to critical habitat, and the
administrative costs for these 182
consultations would be in category 4
above. The remaining 23 actions are
projected to involve incremental
informal consultation due to impacts to
critical habitat alone. Based on IEc
(2014a, b), we project that each formal
consultation will result in the following
additional costs to address critical
habitat impacts: $1,400 in NMFS costs;
$1,600 in action agency costs; $880 in
third party (e.g., permittee) costs, if
applicable; and $1,200 in costs to the
action agency or third party to prepare
a Biological Assessment (BA). Costs for
the incremental informal consultations
would be as follows: $1,900 in NMFS’
costs; $2,300 in action agency costs;
$1,500 in third party (e.g., permittee)
costs, if applicable; and $1,500 in costs
to the action agency or third party to
prepare a BA. Costs of the 9 EPA
nationwide consultations were treated
differently. These consultations will
involve all listed species and designated
critical habitat under NMFS’s
jurisdiction, and thus costs attributable
solely to this proposed rule are expected
to be very small. To be conservative, we
added 9 consultations to each unit, and
9 to each DPS’s total number of
consultations. We spread the costs of
these consultations ($5,080 each) evenly
across all units included in this
proposed rule and the companion
proposed rule to designate critical
habitat for the Gulf of Maine, New York
Bight, and Chesapeake Bay DPSs. This
resulted in a total cost of $1,474.84 per
unit.
In our impacts analysis, we concluded
that none of the projected future
activities are likely to require project
modifications to avoid adverse effects to
critical habitat features that would be
different from modifications required to
avoid adverse effects to sturgeon. In
other words, we projected no
incremental costs in proposed critical
habitat units other than the
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administrative costs of consultations.
While there may be serious adverse
impacts to critical habitat from
projected future projects that require
project modifications to avoid
destroying or adversely modifying
critical habitat, impacts of these
magnitudes to the essential features as
defined, would also result in adverse
effects to Atlantic sturgeon, either
directly when they are in the project
area, or indirectly as harm, resulting
from impacts to their habitat that result
in injury or death to sturgeons. The
same project modifications would be
required to avoid destroying or
adversely modifying critical habitat and
avoiding jeopardy or minimizing take of
Atlantic sturgeon caused by impacts to
its habitat.
Based on our draft impacts analysis,
we project that the costs that will result
from the proposed designation will total
$1,092,793 over the next 10 years. The
total incremental cost resulting from the
designation for the Carolina DPS is
$503,954, and the total incremental cost
resulting from the designation for the
South Atlantic DPS is $588,839, over 10
years. The per-unit costs vary widely.
The annual per-unit costs range from
$147 (Unoccupied Cape Fear River unit,
Carolina DPS) to $23,051 (Occupied
Savannah River unit, South Atlantic
DPS).
National Security Impacts
Previous critical habitat designations
have recognized that impacts to national
security result if a designation would
trigger future ESA Section 7
consultations because a proposed
military activity ‘‘may affect’’ the
physical or biological feature(s)
essential to the listed species’
conservation. Anticipated interference
with mission-essential training or
testing or unit readiness, through the
additional commitment of resources to
an adverse modification analysis and
expected requirements to modify the
action to prevent adverse modification
of critical habitat, has been identified as
a negative impact of critical habitat
designations. (See, e.g., Proposed
Designation of Critical Habitat for
Southern Resident Killer Whales; 69 FR
75608, Dec. 17, 2004, at 75633.)
On February 14, 2014, and again in
October 7, 2015, NMFS sent letters to
DOD and the Department of Homeland
Security requesting information on
national security impacts of the
proposed critical habitat designation,
and we received responses from the
Navy, Air Force, Army, and USCG. We
discuss the information contained
within the responses thoroughly in the
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Draft Impacts Analysis and summarize
the information below.
The Navy’s first submission provided
information on its facilities and
operations. However, the Navy was not
able to make a full assessment whether
there would be any national security
impacts. The Navy indicated that as we
define our essential features and areas
more precisely, they would be able to
provide a more detailed response to our
requests and would update their
INRMPs as necessary for the protection
of Atlantic sturgeon and its critical
habitat. The Navy’s second submission
noted that Naval Submarine Base Kings
Bay was adjacent to the South Atlantic
DPS critical habitat unit in the St. Marys
River. The Navy stated it did not own
or control any land or waters within the
St. Marys channel, but that the
TRIDENT-class submarines used 4.9 km
of the waterway transiting to and from
the Atlantic Ocean. The Navy stated that
any operational or dredging restrictions
that would impede maintenance of the
channel from the Intracoastal Waterway
and St. Marys channel intersection,
downstream, could pose a national
security risk. The USACE is typically
the lead action agency with us for
dredging actions, and the Navy would
be the permit applicant. We determined
that dredging has the potential to affect
critical habitat, but we also concluded
that consultations for effects of dredging
on critical habitat will be fullycoextensive with consultations to
address impacts to sturgeon. The effects
of dredging on essential features would
also result in injury or death to
individual sturgeon, and thus constitute
take. Removal or covering of spawning
substrate could prevent effective
spawning or result in death of eggs or
larvae that are spawned. Changing the
salinity regime by deepening harbors
and parts of rivers could result in
permanent decreases if available
foraging and developmental habitat for
juveniles. These types of adverse effects
are not likely to be temporary and
limited to periods of sturgeon absence.
Thus, adverse effects of dredging
activities are likely to be coextensive
formal consultations to address impacts
to both the species and the essential
features, and thus no new requirements
or project modifications are anticipated
as a result of the proposed critical
habitat designation. Therefore, we find
there will be no impact on national
security as a consequence of the
proposed designation for these actions.
The Navy and Air Force expressed
concern that designating the Cooper
River, including the area of the river on
the west side adjacent to the Joint Base
Charleston Naval Weapons Station,
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could have significant impacts on the
Navy’s ability to adequately support
mission-essential military operations,
thereby impacting national security. The
Navy and Air Force were concerned
designation of critical habitat could
affect training facilities and the
maintenance of these facilities.
Additional concerns were expressed
regarding shipping and receiving
operations from two waterfront
facilities. Because no specifics were
given on how designation of critical
habitat could affect these activities, and
because we determined there are no
routes of effects to essential features
from these activities based on the
information provided, we concluded
that designation of critical habitat will
have no impact on these activities and
thus will not result in impacts to
national security
The Army noted that Military Ocean
Terminal-Sunny Point, North Carolina,
was located on the Cape Fear River and
Fort Stewart, Georgia, was located on
the Ogeechee River. However, the Army
was not able to make a full assessment
whether there would be any national
security impacts and concluded that
technical assessments between the
installations and regional levels of
NMFS would identify any specific
impacts.
The USCG provided information on
its facilities and operations. However,
the USCG was not able to make a full
assessment whether there would be any
national security impacts. The USCG
indicated that as we define our essential
features and areas more precisely, they
would be able to provide a more
detailed response to our requests. The
USCG consulted with us three times on
authorizations for bridge repairs or
replacements. If conducted in the
future, these activities may affect
proposed critical habitat features, but
the effects would be fully coextensive
with effects to listed sturgeon. Based on
this information regarding potential
future USCG action in proposed
Atlantic sturgeon critical habitat, we do
not expect any national security impacts
as a consequence of the proposed
critical habitat designation.
Based on a review of our consultation
database, and the information provided
by the Navy, Air Force, Army, and
USCG on their activities conducted
within the specific areas proposed for
designation as Atlantic sturgeon critical
habitat, we determined that only one
military action identified as a potential
area of national security impact has
routes of potential adverse effects to
proposed critical habitat—river channel
dredging. As discussed, this activity
will require consultation due to
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potential impacts to listed Atlantic and
shortnose sturgeon, and any project
modifications needed to address
impacts to these species would also
address impacts to critical habitat. Thus,
no incremental project modification
impacts are expected due to this
designation. On this basis, we conclude
there will be no national security
impacts associated with the proposed
critical habitat for the Carolina and
South Atlantic DPSs of Atlantic
sturgeon.
Other Relevant Impacts
Other relevant impacts of critical
habitat designations can include
conservation benefits to the species and
to society, and impacts to governmental
and private entities. Our Draft Impacts
Analysis discusses conservation benefits
of designating the 14 occupied and 3
unoccupied areas, and the benefits of
conserving the Carolina and South
Atlantic sturgeon DPSs to society, in
both ecological and economic metrics.
As discussed in the Draft Impacts
Analysis and summarized here, Atlantic
sturgeon currently provide a range of
benefits to society. Given the positive
benefits of protecting the physical
features essential to the conservation of
these DPSs, this protection will in turn
contribute to an increase in the benefits
of this species to society in the future as
the species recovers. While we cannot
quantify nor monetize these benefits, we
believe they are not negligible and
would be an incremental benefit of this
designation. However, although the
features are essential to the conservation
of Atlantic sturgeon DPSs, critical
habitat designation alone will not bring
about the recovery of the species. The
benefits of conserving Atlantic sturgeon
are, and will continue to be, the result
of several laws and regulations.
We identified in the Draft Impacts
Analysis both consumptive (e.g.,
commercial and recreational fishing)
and non-consumptive (e.g., wildlife
viewing) activities that occur in the
areas proposed as critical habitat.
Commercial and recreational fishing are
components of the economy related to
the ecosystem services provided by the
resources within the proposed Atlantic
sturgeon critical habitat areas. The
essential features provide for abundant
fish species diversity.
Education and awareness benefits
stem from the critical habitat
designation when non-federal
government entities or members of the
general public responsible for, or
interested in, Atlantic sturgeon
conservation change their behavior or
activities when they become aware of
the designation and the importance of
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the critical habitat areas and features.
Designation of critical habitat raises the
public’s awareness that there are special
considerations that may need to be
taken within the area. Similarly, state
and local governments may be
prompted to carry out programs to
complement the critical habitat
designation and benefit the Carolina and
South Atlantic DPSs of Atlantic
sturgeon. Those programs would likely
result in additional impacts of the
designation. However, it is impossible
to quantify the beneficial effects of the
awareness gained or the secondary
impacts from state and local programs
resulting from the critical habitat
designation.
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Discretionary Exclusions Under Section
4(b)(2)
On the basis of our impacts analysis,
we are not proposing to exercise our
discretion to propose excluding any
particular areas from the proposed
critical habitat designation.
Our conservative identification of
potential incremental economic impacts
indicates that any such impacts would
be very small—$50,395 annually for the
Carolina DPS critical habitat and
$58,884 annually for the South Atlantic
DPS critical habitat. These costs will
result from very few (about 20) Federal
ESA section 7 consultations annually.
These consultations will be spread over
4 states and over 3,300 river miles
(4,900 river kilometers). Incremental
economic impacts will consist solely of
the administrative costs of consultation;
no project modifications are projected to
be required to address impacts solely to
the proposed critical habitat. Further,
the analysis indicates that there is no
particular area within the units
designated as critical habitat where
economic impacts would be particularly
high or concentrated. No impacts to
national security are expected. Other
relevant impacts include conservation
benefits of the designation, both to the
species and to society. Because the
features that form the basis of the
critical habitat designation are essential
to the conservation of the Carolina and
South Atlantic DPSs of Atlantic
sturgeon, the protection of critical
habitat from destruction or adverse
modification may at minimum prevent
loss of the benefits currently provided
by the species and may contribute to an
increase in the benefits of these species
to society in the future. While we
cannot quantify nor monetize the
benefits, we believe they are not
negligible and would be an incremental
benefit of this designation. Therefore,
we have concluded that there is no basis
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to exclude any particular area from the
proposed critical habitat units.
Proposed Critical Habitat Designation
Critical habitat must be defined by
specific limits using reference points
and lines as found on standard
topographic maps of the area, and
cannot use ephemeral reference points
(50 CFR 424.12(c)). When several
habitats, each satisfying the
requirements for designation as critical
habitat, are located in proximity to one
another, an inclusive area may be
designated as critical habitat (50 CFR
424.12(d)).
The habitat containing the physical
features that are essential to the
conservation of the Carolina and South
Atlantic DPSs and that may require
special management considerations or
protection is aquatic habitat of main
stem rivers flowing into a coastal
estuary. Atlantic sturgeon typically
cannot pass dams or natural features
such as waterfalls and rapids found at
the fall line of rivers. Therefore, we are
defining each critical habitat unit by an
upriver GPS position or landmark on
the main stem river (e.g., the most
downriver dam) and all waters of the
main stem downriver of that location to
river kilometer zero (RKM 0). Main stem
river is the primary segment of a river
and any portions thereof that depart
from and rejoin the primary segment.
Thus, channels and cuts that depart
from and rejoin the main channel are
included (e.g., Middle and Front Rivers
are part of the Savannah River).
In order to include areas of dynamic
water depth containing suitable
spawning habitat, we are relying on the
ordinary high water mark (OHWM) to
delineate the lateral boundaries of the
specific critical habitat areas. Federal
regulations at 33 CFR 328.3(e) define
OHWM as ‘‘that line on the shore
established by the fluctuations of water
and indicated by physical
characteristics such as a clear, natural
line impressed on the bank, shelving,
changes in the character of soil,
destruction of terrestrial vegetation, the
presence of litter and debris, or other
appropriate means that consider the
characteristics of the surrounding
areas.’’
Occupied Critical Habitat Unit
Descriptions
Carolina Unit 1, Roanoke Unit.
Roanoke River in Bertie, Halifax,
Martin, Northampton, and Washington
Counties in North Carolina. Carolina
Unit 1 includes the Roanoke River main
stem from the Roanoke Rapids Dam
downstream to RKM 0.
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Carolina Unit 2, Tar-Pamlico Unit.
Tar-Pamlico River in Beaufort,
Edgecombe, Hyde, Nash, Pamlico, and
Pitt Counties in North Carolina.
Carolina Unit 2 includes the TarPamlico River main stem from the
Rocky Mount Millpond Dam
downstream to RKM 0.
Carolina Unit 3, Neuse Unit. Neuse
River in Carteret, Craven, Duplin,
Johnston, Lenoir, Pamlico, Pitt, Wake,
and Wayne Counties in North Carolina.
Carolina Unit 3 includes the Neuse
River main stem from the Milburnie
Dam downstream to RKM 0. The Neuse
River, one of two major tributaries to
Pamlico Sound, is dammed. It is likely
that Atlantic sturgeon historically
utilized habitat in the Neuse River up to
the falls at RKM 378 where a dam (Falls
Dam) is now located, although this site
is above the fall line (ASSRT, 2007).
Spawning migration may be impeded to
historic habitat above the Milburnie
Dam (RKM 349).
Carolina Unit 4, Cape Fear Unit. Cape
Fear River in Bladen, Brunswick,
Columbus, Cumberland, New Hanover,
and Pender Counties in North Carolina
and the Northeast Cape Fear River in
Duplin, New Hanover, Pender, and
Wayne Counties in North Carolina.
Carolina Unit 4 includes the Cape Fear
River main stem from Lock and Dam #2
downstream to RKM 0 and the
Northeast Cape Fear River from the
upstream side of Rones Chapel Road
Bridge downstream to the confluence
with the Cape Fear River.
Carolina Unit 5, Pee Dee Unit. Pee
Dee River in Anson and Richmond
Counties in North Carolina and
Chesterfield, Darlington, Dillon,
Florence, Georgetown, Horry, Marion,
Marlboro, and Williamsburg Counties in
South Carolina; Waccamaw River in
Georgetown County in South Carolina;
and Bull Creek in Georgetown County in
South Carolina. Carolina Unit 5
includes the Pee Dee River main stem
from Blewett Falls Dam downstream to
RKM 0, the Waccamaw River from Bull
Creek downstream to RKM 0, and Bull
Creek from the Pee Dee River to the
confluence with the Waccamaw River.
Carolina Unit 6. Black River Unit.
Black River in Clarendon, Georgetown,
Lee, Sumter, and Williamsburg Counties
in South Carolina. Carolina Unit 6
includes the Black River main stem
from Interstate Highway 20 downstream
to RKM 0.
Carolina Unit 7, Santee-Cooper Unit.
Santee River in Berkeley, Georgetown,
and Williamsburg Counties in South
Carolina; North Santee River in
Georgetown County in South Carolina;
South Santee River in Charleston
County in South Carolina; and the
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Cooper River in Berkeley and Charleston
Counties in South Carolina. Carolina
Unit 7 includes the Santee River main
stem from the Wilson and St. Stephen
Dams downstream to the fork of the
North Santee River and South Santee
River distributaries, the Rediversion
Canal from the St. Stephen Powerhouse
downstream to the confluence with the
Santee River, the North Santee River
from the fork of the Santee River and
South Santee River downstream to RKM
0, the South Santee River from the fork
of the Santee River and North Santee
River downstream to RKM 0, the
Tailrace Canal from Pinopolis Dam
downstream to the West Branch Cooper
River, the West Branch Cooper River
from the Tailrace Canal downstream to
the confluence with the East Branch
Cooper River, and the Cooper River
from confluence of the West Branch
Cooper River and East Branch Cooper
River tributaries downstream to RKM 0.
South Atlantic Unit 1, Edisto Unit.
The North Fork Edisto in Lexington, and
Orangeburg Counties in South Carolina;
the South Fork Edisto in Aiken,
Bamberg, Barnwell, Edgefield, and
Orangeburg Counties in South Carolina;
the Edisto River in Bamberg, Charleston,
Colleton, Dorchester, and Orangeburg
Counties in South Carolina; the North
Edisto in Charleston and Colleton
Counties in South Carolina; and the
South Edisto in Charleston and Colleton
Counties in South Carolina. South
Atlantic Unit 1 includes the North Fork
Edisto River from Cones Pond
downstream to the confluence with the
South Fork Edisto River, the South Fork
Edisto River from Highway 121
downstream to the confluence with the
North Fork Edisto River, the Edisto
River main stem from the confluence of
the North Fork Edisto River and South
Fork Edisto River tributaries
downstream to the fork at the North
Edisto River and South Edisto River
distributaries, the North Edisto River
from the Edisto River downstream to
RKM 0, and the South Edisto River from
the Edisto River downstream to RKM 0.
South Atlantic Unit 2, CombaheeSalkehatchie Unit. CombaheeSalkehatchie River in Allendale,
Bamberg, Barnwell, Beaufort, Colleton,
and Hampton Counties in South
Carolina. South Atlantic Unit 2 includes
the main stem Combahee—Salkehatchie
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River from the confluence of Buck Creek
and Rosemary Creek with the
Salkehatchie River downstream to the
Combahee River, the Combahee River
from the Salkehatchie River
downstream to RKM 0.
South Atlantic Unit 3, Savannah Unit.
Savannah River in Aiken, Allendale,
Barnwell, Edgefield, Hampton, Jasper
and McCormick Counties in South
Carolina and Burke, Chatham,
Columbia, Effingham, Richmond, and
Screven Counties in Georgia. South
Atlantic Unit 3 includes the main stem
Savannah River from the New Savannah
Bluff Lock and Dam downstream to
RKM 0.
South Atlantic Unit 4, Ogeechee Unit.
Ogeechee River in Bryan, Bulloch,
Burke, Chatham, Effingham, Emanuel,
Glascock, Jefferson, Jenkins, Screven,
and Washington Counties in Georgia.
South Atlantic Unit 4 includes the main
stem Ogeechee River from the
confluence of the North Fork and South
Fork Ogeechee Rivers downstream to
RKM 0.
South Atlantic Unit 5, Altamaha Unit.
Altamaha River in Appling, Jeff Davis,
Long, McIntosh, Montgomery, Tattnall,
Toombs, and Wheeler Counties in
Georgia; the Oconee River in Baldwin,
Hancock, Johnson, Laurens,
Montgomery, Washington, Wheeler, and
Wilkinson Counties in Georgia; and the
Ocmulgee River in Ben Hill, Bibb,
Bleckley, Dodge, Houston, Jasper, Jeff
Davis, Jones, Plaski, Telfair, Twiggs,
Wheeler, and Wilcox Counties in
Georgia. South Atlantic Unit 5 includes
the main stem Ocmulgee River from
Juliette Dam downstream to the
confluence with the Oconee River, the
Oconee River from Sinclair Dam
downstream to the confluence with the
Ocmulgee, and the Altamaha River from
the confluence of the Ocmulgee and
Oconee downstream to RKM 0.
South Atlantic Unit 6, Satilla Unit.
Satilla River in Atkinson, Brantley,
Camden, Charlton, Coffee, Glynn, Irwin,
Pierce, Ware, and Wayne Counties in
Georgia. South Atlantic Unit 6 includes
the main stem Satilla River from the
confluence of Satilla Creek and Wiggins
Creek downstream to RKM 0.
South Atlantic Unit 7, St. Marys Unit.
St. Marys River in Camden and Charlton
Counties in Georgia and Baker and
Nassau Counties in Florida. South
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Sfmt 4702
Atlantic Unit 7 includes the main stem
St. Marys River from the confluence of
Middle Prong St. Marys and the St.
Marys Rivers downstream to RKM 0.
Unoccupied Critical Habitat Unit
Descriptions
Carolina Unoccupied Unit 1. Cape
Fear River in Bladen County in North
Carolina. Carolina Unoccupied Unit 1
includes the main stem Cape Fear River
from Huske Lock and Dam (Lock and
Dam #3) downstream to Lock and Dam
#2.
Carolina Unoccupied Unit 2. Wateree
River in Kershaw, Richland, and Sumter
Counties in South Carolina; Broad River
in Lexington and Richland Counties in
South Carolina; Congaree River in
Calhoun and Richland Counties in
South Carolina; Santee River in
Calhoun and Sumter Counties in South
Carolina; Lake Marion in Berkeley,
Calhoun, Clarendon, Orangeburg, and
Sumter Counties in South Carolina;
Diversion Canal in Orangeburg County
in South Carolina; and, Lake Moultrie in
Berkeley and Orangeburg Counties in
South Carolina. Carolina Unoccupied
Unit 2 includes the Wateree River from
the Wateree Dam downstream to the
confluence with the Congaree River, the
Broad River from the Parr Shoals Dam
downstream to the confluence with the
Saluda River, the Congaree River from
the confluence of the Saluda and Broad
Rivers downstream to the Santee River,
the Santee River from the confluence of
the Congaree and Wateree Rivers
downstream to Lake Marion, Lake
Marion from the Santee River
downstream to the Diversion Canal, the
Diversion Canal from Lake Marion
downstream to Lake Moultrie, Lake
Moultrie from the Diversion Canal
downstream to the Pinopolis Dam and
the Rediversion Canal, the Rediversion
Canal from Lake Moultrie downstream
to the St. Stephen Powerhouse.
South Atlantic Unoccupied Unit 1.
Savannah River in Aiken and Edgefield
Counties in South Carolina and
Columbia and Richmond Counties in
Georgia. South Atlantic Unoccupied
Unit 1 includes the Savannah River
from the Augusta Diversion Dam
downstream to the New Savannah Bluff
Lock and Dam.
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Critical Habitat Unit Name
DPS Nomenclature
Roanoke
Tar- Pamlico
Carolina Unit 1 (Cl)
Water Body
State
Upper extent
River kilometers River miles
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North Carolina
Roanoke Rapids Dam
213
132
Carolina Unit 2 (C2)
Roanoke River
Tar- Pamlico River
North Carolina
Rocky Mount Mill Pond Dam
199
124
Neuse
Carolina Unit 3 (C3)
Neuse River
North Carolina
Mil burnie Dam
345
214
Cape Fear
Carolina Unit 4 (C4)
Cape Fear River
Northeast Cape Fear River
North Carolina
North Carolina
lock and Dam #2
Upstream side of Ranes Chapel Road Bridge
151
218
94
136
Cape Fear Unoccupied
Carolina Unoccupied Unit 1 (CUl)
Cape Fear River
North Carolina
Huske lock and Dam (a.k.a.lockand Dam#3)
Pee Dee
Carolina Unit 5 (C5)
Pee Dee River
North Carolina/South Carolina
Blewett Falls Dam
Waccamaw River
South Carolina
Bull Creek (a.k.a. Big Bull Creek)
35
22
Bull Creek (a.k.a. Big Bull Creek)
South Carolina
Pee Dee River
17
11
37
23
310
192
Carolina Unit 6 (C6)
Black River
South Carolina
Interstate Highway 20
253
157
Carolina Unit 7 (C7)
Santee River
South Carolina
Wilson Dam
114
71
Rediversion Canal
South Carolina
St. Stephens Dam
North Santee River
South Carolina
Confluence of Santee River
29
18
South Santee River
South Carolina
Confluence of Santee River
27
17
Pinopolis Dam
29
18
48
30
124
77
Frm 00019
Black
Santee- Cooper
Tailrace Canal- West Branch Cooper R1ver South Carolina
8
Confluence of the West Branch Cooper and East Branch Cooper
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Cooper River
Rivers
South Carolina
Wateree Dam
South Carolina
Parr Shoals
43
27
South Carolina
Confluence of Saluda and Broad Rivers
84
52
Santee River (up river of Lake Marion)
South Carolina
Confluence of Congaree and Wateree Rivers
13
8
Lake Marion
South Carolina
Santee River (upstream of Lake Manon)
50
31
Diversion Canal
South Carolina
Lake Marion
Lake Moultrie
Sfmt 4725
South Carolina
Congaree River
Carolina Unoccupied Unit 2 (CU2)
Wateree River
Broad River
Santee- Cooper Unoccupied
South Carolina
Diversion Canal
8
5
16
10
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Rediversion Canal
South Atlantic Unit 1 (SAl)
South Carolina
Lake Moultne
8
5
North Fork Edisto River
South Carolina
Cones Pond just north of 1-20 (approximately 33.8035 N, 80.4702 W)
155
96
South Fork Edisto River
Edisto
South Carolina
State Hwy 121
175
109
Edisto River
South Carolina
Confluence of the North Fork Edisto and South Fork Edisto Rivers
163
101
North Edisto River
South Carolina
Edisto River
29
18
South Edisto River
South Carolina
Edisto River
31
19
Confluence of Buck and Rosemary Creeks with (Approximately
03JNP3
Combahee- Salkehatchie
South Atlantic Unit 2 (SA2)
Combahee- Salkehatchie River
South Carolina
33.2906 N, 81.4326 W)
185
115
Savannah
South Atlantic Unit 3 (SA3)
Savannah River
South Carolina/Georgia
New Savannah Bluff Lock and Dam
338
210
Savannah Unoccupied
South Atlantic Unoccupied Unit 1 (S;Savannah River
South Carolina/Georgia
Augusta Diversion Dam
33
20
Confluence of North Fork and South Fork Ogeechee Rivers
Ogeechee
South Atlantic Unit 4 (SA4)
Ogeechee River
Georgia
(Approximately 33.5200 N, 82.9095 W)
448
278
Altamaha
South Atlantic Unit 5 (SAS)
Oconee River
Georgia
Sinclair Dam
227
141
Ocmulgee River
Georgia
Juliette Dam
363
226
Altamaha River
Georgia
Confluence of Oconee and Ocmulgee Rivers
216
134
Satilla River
Georgia
378
235
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Federal Register / Vol. 81, No. 107 / Friday, June 3, 2016 / Proposed Rules
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Table 1. Critical Habitat Units and Extents of the Units.
126
Confluence of Satilla and Wiggins Creeks (Approximately 31.5041 N,
Satilla
South Atlantic Unit 6 (SA6)
83.0818 W)
Confluence of Middle Prong St. Marys and St. Marys Rivers
St. Marys
South Atlantic Unit 7 (SA7)
St. Marys River
Georgia/Florida
(Approximately 30.4233 N, 82.2094 W)
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Effects of Critical Habitat Designations
Section 7(a)(2) of the ESA requires
Federal agencies, including NMFS, to
insure that any action authorized,
funded, or carried out by the agency
does not jeopardize the continued
existence of any threatened or
endangered species or destroy or
adversely modify designated critical
habitat. Federal agencies are also
required to confer with NMFS regarding
any actions likely to jeopardize a
species proposed for listing under the
ESA, or likely to destroy or adversely
modify proposed critical habitat,
pursuant to Section 7(a)(4). A
conference involves informal
discussions in which NMFS may
recommend conservation measures to
minimize or avoid adverse effects. The
discussions and conservation
recommendations are to be documented
in a conference report provided to the
Federal agency. If requested by the
Federal agency, a formal conference
report may be issued, including a
biological opinion prepared according
to 50 CFR 402.14. A formal conference
report may be adopted as the biological
opinion when the species is listed or
critical habitat designated, if no
significant new information or changes
to the action alter the content of the
opinion. When a species is listed or
critical habitat is designated, Federal
agencies must consult with NMFS on
any agency actions to be conducted in
an area where the species is present and
that may affect the species or its critical
habitat. During the consultation, NMFS
would evaluate the agency action to
determine whether the action may
adversely affect listed species or critical
habitat and issue its findings in a
biological opinion. If NMFS concludes
in the biological opinion that the agency
action would likely result in the
destruction or adverse modification of
critical habitat, NMFS would also
recommend any reasonable and prudent
alternatives to the action. Reasonable
and prudent alternatives are defined in
50 CFR 402.02 as alternative actions
identified during formal consultation
that can be implemented in a manner
consistent with the intended purpose of
the action, that are consistent with the
scope of the Federal agency’s legal
authority and jurisdiction, that are
economically and technologically
feasible, and that would avoid the
destruction or adverse modification of
critical habitat. Regulations at 50 CFR
402.16 require federal agencies that
have retained discretionary involvement
or control over an action, or where such
discretionary involvement or control is
authorized by law, to reinitiate
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consultation on previously reviewed
actions in instances where: (1) Critical
habitat is subsequently designated; or
(2) new information or changes to the
action may result in effects to critical
habitat not previously considered in the
biological opinion. Consequently, some
Federal agencies may request
reinitiation of consultation or
conference with NMFS on actions for
which formal consultation has been
completed, if those actions may affect
designated critical habitat or adversely
modify or destroy proposed critical
habitat. Activities subject to the ESA
Section 7 consultation process include
activities on Federal lands and activities
on private or state lands requiring a
permit from a Federal agency or some
other Federal action, including funding.
In the marine and aquatic environments,
activities subject to the ESA Section 7
consultation process include activities
in Federal waters and in state waters
that: (1) Have the potential to affect
listed species or critical habitat; and (2)
are carried out by a Federal agency,
need a permit or license from a Federal
agency, or receive funding from a
Federal agency. ESA Section 7
consultation would not be required for
Federal actions that do not affect listed
species or critical habitat and for actions
that are not Federally funded,
authorized, or carried out.
Activities That May be Affected
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate in
any proposed or final regulation to
designate critical habitat, those
activities that may adversely modify
such habitat or that may be affected by
such designation. As described in our
Draft Impacts Analysis, a wide variety of
activities may affect critical habitat and,
when carried out, funded, or authorized
by a Federal agency, will require an ESA
Section 7 consultation because they may
affect one or more of the essential
features of critical habitat. Such
activities include in-water construction
for a variety of federal actions, dredging
for navigation, harbor expansion or sand
and gravel mining, flood control
projects, bridge repair and replacement,
hydropower licensing, natural gas
facility and pipeline construction, ESA
research and incidental take permits or
fishery research grants, and Clean Water
Act TMDL program management.
Private entities may also be affected by
these proposed critical habitat
designations if they are a proponent of
a project that requires a Federal permit,
Federal funding is received, or the
entity is involved in or receives benefits
from a Federal project. Future activities
will need to be evaluated with respect
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to their potential to destroy or adversely
modify critical habitat. For example,
activities may adversely modify the
substrate essential feature by removing
or altering the substrate. The open
passage feature may be adversely
modified by the placement of structures
such as dams and tidal turbines,
research nets, or altering the water
depth so that fish cannot swim. The
salinity feature may be adversely
modified by activities that impact fresh
water input such as operation of water
control structures and water
withdrawals, and impacts to water
depth such as dredging. The water
quality feature may be adversely
modified by land development as well
as commercial and recreational
activities on rivers that contribute to
nutrient loading which could result in
decreased dissolved oxygen levels and
increased water temperature, and
increased sediment deposition that
reduces Atlantic sturgeon egg adherence
on hard spawning substrate and reduces
the interstitial spaces used by larvae for
refuge from predators. Dredging to
remove sediment build-up or to
facilitate vessel traffic may remove or
alter hard substrate that is necessary for
egg adherence and as refuge for larvae,
and may change the water depth
resulting in shifts in the salt wedge
within the estuary or change other
characteristics of the water quality (e.g.,
temperature, dissolved oxygen)
necessary for the developing eggs,
larvae, and juveniles. These activities
would require ESA Section 7
consultation when they are
implemented, funded, or carried out by
a federal agency.
Questions regarding whether specific
activities will constitute destruction or
adverse modification of critical habitat
should be directed to us (see ADDRESSES
and FOR FURTHER INFORMATION CONTACT).
Public Comments Solicited
We request that interested persons
submit comments, information, and
suggestions concerning this proposed
rule during the comment period (see
DATES). We are soliciting comments or
suggestions from the public, other
concerned governments and agencies,
the scientific community, industry, or
any other interested party concerning
this proposed rule, including any
foreseeable economic, national security,
or other relevant impact resulting from
the proposed designations. You may
submit your comments and materials
concerning this proposal by any one of
several methods (see ADDRESSES).
Copies of the proposed rule and
supporting documentation can be found
on the NMFS Southeast Region Web site
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at https://sero.nmfs.noaa.gov/. We will
consider all comments pertaining to this
designation received during the
comment period in preparing the final
rule. Accordingly, the final designation
may differ from this proposal.
Information Quality Act and Peer
Review
The data and analyses supporting this
proposed action have undergone a predissemination review and have been
determined to be in compliance with
applicable information quality
guidelines implementing the
Information Quality Act (Section 515 of
Public Law 106–554). On July 1, 1994,
a joint USFWS/NMFS policy for peer
review was issued stating that the
Services would solicit independent peer
review to ensure the best biological and
commercial data is used in the
development of rulemaking actions and
draft recovery plans under the ESA (59
FR 34270). In addition, on December 16,
2004, the Office of Management and
Budget (OMB) issued its Final
Information Quality Bulletin for Peer
Review (Bulletin). The Bulletin was
published in the Federal Register on
January 14, 2005 (70 FR 2664), and went
into effect on June 16, 2005. The
primary purpose of the Bulletin is to
improve the quality and credibility of
scientific information disseminated by
the Federal government by requiring
peer review of ‘influential scientific
information’’ and ‘‘highly influential
scientific information’’ prior to public
dissemination. ‘‘Influential scientific
information’’ is defined as ‘‘information
the agency reasonably can determine
will have or does have a clear and
substantial impact on important public
policies or private sector decisions.’’
The Bulletin provides agencies broad
discretion in determining the
appropriate process and level of peer
review. Stricter standards were
established for the peer review of
‘‘highly influential scientific
assessments,’’ defined as information
whose ‘‘dissemination could have a
potential impact of more than $500
million in any one year on either the
public or private sector or that the
dissemination is novel, controversial, or
precedent-setting, or has significant
interagency interest.’’
The information in the Draft Impacts
Analysis Report supporting this
proposed critical habitat rule is
considered influential scientific
information and subject to peer review.
To satisfy our requirements under the
OMB Bulletin, we obtained independent
peer review of the information used to
draft this document, and incorporated
the peer review comments into this draft
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prior to dissemination of this proposed
rulemaking. For this action, compliance
with the OMB Peer Review Bulletin
satisfies any peer review requirements
under the 1994 joint peer review policy.
Comments received from peer reviewers
are available on our Web site at https://
sero.nmfs.noaa.gov/protected_
resources/sturgeon/.
Classification
Takings (Executive Order 12630)
Under E.O. 12630, Federal agencies
must consider the effects of their actions
on constitutionally protected private
property rights and avoid unnecessary
takings of property. A taking of property
includes actions that result in physical
invasion or occupancy of private
property, and regulations imposed on
private property that substantially affect
its value or use. In accordance with E.O.
12630, this proposed rule would not
have significant takings implications. A
takings implication assessment is not
required.
Regulatory Planning and Review
(Executive Order 12866)
This proposed rule has been
determined to be significant for
purposes of E.O. 12866 because it may
create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency. A draft
economic impacts report has been
prepared to support an impacts analysis
under section 4(b)(2) of the ESA.
Federalism (Executive Order 13132)
Pursuant to the Executive Order on
Federalism, E.O. 13132, we determined
that this proposed rule does not have
significant Federalism effects and that a
Federalism assessment is not required.
However, in keeping with Department
of Commerce policies and consistent
with ESA regulations at 50 CFR
424.16(c)(1)(ii), we will request
information for this proposed rule from
state resource agencies in North
Carolina, South Carolina, Georgia, and
Florida. The proposed designations may
have some benefit to state and local
resource agencies in that the proposed
rule more clearly defines the physical
and biological features essential to the
conservation of the species and the
areas on which those features are found.
Energy Supply, Distribution, and Use
(Executive Order 13211)
Executive Order 13211 requires
agencies to prepare Statements of
Energy Effects when undertaking an
action expected to lead to the
promulgation of a final rule or
regulation that is a significant regulatory
action under E.O. 12866 and is likely to
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have a significant adverse effect on the
supply, distribution, or use of energy.
OMB Guidance on Implementing E.O.
13211 (July 13, 2001) states that
significant adverse effects could include
any of the following outcomes
compared to a world without the
regulatory action under consideration:
(1) Reductions in crude oil supply in
excess of 10,000 barrels per day; (2)
reductions in fuel production in excess
of 4,000 barrels per day; (3) reductions
in coal production in excess of 5 million
tons per year; (4) reductions in natural
gas production in excess of 25 million
cubic feet per year; (5) reductions in
electricity production in excess of 1
billion kilowatt-hours per year or in
excess of 500 megawatts of installed
capacity; (6) increases in energy use
required by the regulatory action that
exceed any of the thresholds above; (7)
increases in the cost of energy
production in excess of one percent; (8)
increases in the cost of energy
distribution in excess of one percent; or
(9) other similarly adverse outcomes. A
regulatory action could also have
significant adverse effects if it: (1)
Adversely affects in a material way the
productivity, competition, or prices in
the energy sector; (2) adversely affects in
a material way productivity,
competition or prices within a region;
(3) creates a serious inconsistency or
otherwise interferes with an action
taken or planned by another agency
regarding energy; or (4) raises novel
legal or policy issues adversely affecting
the supply, distribution or use of energy
arising out of legal mandates, the
President’s priorities, or the principles
set forth in E.O. 12866 and 13211.
This rule, if finalized, will not have a
significant adverse effect on the supply,
distribution, or use of energy. Therefore,
we have not prepared a Statement of
Energy Effects.
Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
We prepared an initial regulatory
flexibility analysis (IRFA) pursuant to
section 603 of the Regulatory Flexibility
Act (RFA) (5 U.S.C. 601, et seq.). The
IRFA analyzes the impacts to those
areas where critical habitat is proposed
and is included as Appendix A of the
Draft Impacts Analysis Report and is
available upon request (see ADDRESSES
section). The IRFA is summarized
below, as required by section 603 of the
RFA. The IRFA describes the economic
impact this proposed rule, if adopted,
would have on small entities.
As discussed previously and in our
IRFA, the designation of critical habitat
is required under the ESA, and in this
particular case, is also required
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pursuant to a court-ordered settlement
agreement. The purpose of the critical
habitat designation, as required by the
ESA, is to designate, to the maximum
extent prudent and determinable, the
specific areas that contain the physical
or biological features essential to the
conservation of the species and that may
require special management
considerations or protections. The
proposed critical habitat rule does not
directly apply to any particular entity,
small or large. The rule would operate
in conjunction with ESA Section 7(a)(2),
which requires that federal agencies
insure, in consultation with NMFS, that
any action they authorize, fund, or carry
out is not likely to jeopardize the
continued existence of listed species or
destroy or adversely modify critical
habitat. Consultations may result in
economic impacts to federal agencies
and proponents of proposed actions
(e.g., permittees, applicants, grantees).
Those economic impacts may be in the
form of administrative costs of
participating in a Section 7 consultation
and, if the consultation results in
required measures to protect critical
habitat, project modification costs.
We evaluated whether predicted
future federal actions would affect
Atlantic sturgeon, the essential features
of the proposed critical habitat, or both,
or whether there were other identifiable
baseline impacts that might be
coextensive with impacts to habitat
features, such as impacts to shortnose
sturgeon. If a proposed action affects
only listed sturgeon or affects both
listed sturgeon and essential features,
the administrative and project
modification costs are not necessarily
attributable solely to critical habitat
designation. In these circumstances, the
added administrative costs associated
with addressing critical habitat in a
consultation were considered
incremental impacts of the proposed
designation. There could also be
incremental project modification costs
for consultations with coextensive
impacts, if an action is considered likely
to require unique project modifications
to specifically address impacts to the
features. If a proposed action would
only affect the essential features, the
administrative and project modification
costs would be attributable to the
critical habitat designation and thus
treated as incremental impacts of the
designation.
For most, if not all, of the federal
activities predicted to occur in the next
10 years, if the effects to critical habitat
will be adverse and require formal
consultation, those effects would also
constitute adverse effects to Atlantic
sturgeon or shortnose sturgeon, either
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directly when they are in the project
area, or indirectly due to the effects on
their habitat. Thus, as discussed
previously, projects that adversely affect
the proposed essential features are
likely to always also adversely affect the
species and the project impacts would
not be incremental. Therefore, the only
costs of this class of actions that are
attributable to this rule are the
administrative costs of adding critical
habitat analyses to a consultation that
would occur anyway, due to impacts to
sturgeon species.
For some of the predicted future
federal activities, it may be feasible to
conduct the action when sturgeon are
out of the action area. If effects to
critical habitat are temporary such that
the essential features return to their preproject condition by the time the
sturgeon return and need to use the
features, there might not be any adverse
effects to either the species or the
critical habitat. In these circumstances,
consultations would be fully
incremental consultations only on
critical habitat, and the consultations
would be informal. This would likely
only apply to actions that affect just
spawning habitat in the upper parts of
the rivers, as sturgeon of various ages
are present year-round in the lower
reaches of the rivers and the estuaries.
Because the costs of fully incremental
informal consultations are higher than
the marginal costs of adding critical
habitat analyses to coextensive formal
consultations, we conservatively
assumed future actions will be
incremental informal consultations,
where applicable. Thus, the costs of
these future activities that are
attributable to the rule would consist of
the full costs of informal consultation,
to NMFS, to the action agency, and to
any third party proponent of the action
(e.g., applicant, permittee).
Ten different federal entities
implemented or approved 14 different
categories of activities in the areas
covered by the proposed critical habitat
units that required consultations in the
past. All categories of activities
implemented by these federal entities
were identified as having the potential
to affect the essential features. The total
number of projected consultations over
10 years is indicated in parentheses
below.
1. USACE—Navigation maintenance
dredging, harbor expansion (14)
2. USACE—WRDA flood control,
ecosystem restoration studies (6)
3. USACE—WRDA dam operations,
repair, fishway construction (3)
4. USACE—Section 404/RHA section 10
permitting—dredge, fill, construction
(20)
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5. FHWA—Bridge repair, replacement
(67)
6. USCG—Bridge repair, replacement
permitting (3)
7. FERC—Hydropower licensing (5)
8. FERC—LNG facilities, pipelines
authorization (5)
9. NRC—Nuclear power plant
construction/operation licensing (8)
10. NMFS—ESA research or incidental
take permitting (section 10) (46)
11. USFWS—Fishery management
grants (11)
12. EPA—Nationwide pesticide
authorizations (9)
13. FEMA—Disaster assistance/
preparation grants (5)
14. DOE—Nuclear fuel management (3)
We predict that a total of 205 federal
actions will require consultation due to
impacts to critical habitat over the next
10 years; of these, we project that 179
actions could involve third parties that
might be small entities. One hundred
fifty-six projected future federal actions
that could involve third parties will
consist of coextensive formal
consultations considering impacts to
both sturgeon and critical habitat. The
administrative costs of consultation to
third parties per consultation from these
actions will either be $880 or $2,080,
depending upon whether they bear the
costs of completing a biological
assessment. The 23 projected future
actions that would be fully incremental
and that could involve third parties
would result in either $1,500 or $3,000
in costs to such third parties per
consultation, depending upon whether
they bear the costs of completing a
biological assessment. Given the EPA
consultations will be national in scope
and involve all of NMFS’s listed species
and designated critical habitats, costs to
third parties involved in the these
consultations that are attributable to this
rulemaking are conservatively estimated
to be $25,072 for all units over 10 years.
Businesses in North American
Industry Classification System (NAICS)
Subsector 325320, Pesticide and Other
Agricultural Chemical Manufacturing,
could be involved in the 5 nationwide
EPA pesticide authorization
consultations. A small business in this
Subsector is defined by the SBA as
having 1,000 employees (https://
www.sba.gov/sites/default/files/files/
Size_Standards_Table.pdf).
Businesses in North American
Industry Classification System (NAICS)
Sector 22 (Utilities) could be involved
in 18 actions projected to occur in
federal action categories 7–9. For
hydropower power generation and
natural gas distribution enterprises, a
small business is defined by the SBA as
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one having a total of 500 employees. For
nuclear power generation, a small
business is defined by the SBA as one
having a total of 750 employees.
Businesses in NAICS Sector 54 could be
involved as contractors assisting with
the ESA consultation in any of the 179
projected future federal actions that
could involve third parties. Relevant
subsectors could include 541370,
Surveying and Mapping, 541620,
Environmental Consulting Services, or
541690, Other Scientific and Technical
Consulting Services. A small business in
any of these subsectors is defined by the
SBA as one having average annual
receipts of $15 million.
Businesses in NAICS Sector 23,
Construction, could be involved in a
number of categories of projected future
actions, where they could incur
administrative costs of construction.
Businesses in subsector 237120, Oil and
Gas Pipeline and Related Structures
Construction, could be involved in the
3 FERC LNG pipeline consultations. A
small business in this subsector has
average annual receipts of $36.5 million.
Businesses in subsector 237310,
Highway, Street, and Bridge
Construction, could be involved in the
70 FHWA and USCG bridge repair,
replacement consultations. A small
business in this subsector has average
annual receipts of $36.5 million.
Businesses in subsector 238, Other
Specialty Trade Contractors, could be
involved as construction contractors in
the 20 future USACE section 404/RHA
permitting actions and the 5 FEMA
disaster assistance actions. Small
businesses in this subsector have
average annual receipts of $15 million.
Cities could be involved in many of
the 70 FHWA and USCG bridge repair,
replacement projects, and some
proportion of the 20 USACE section
404/RHA permitting actions. The SBA
defines a small governmental
jurisdiction as cities, counties, towns,
townships, villages, school districts, or
special districts with a population of
less than 50,000.
Our consultation database does not
track the identity of past third parties
involved in consultations, or whether
the third parties were small entities;
therefore we have no basis to determine
the percentage of the 179 third parties
that may potentially be involved in
future consultations due to impacts to
proposed critical habitat that may be
small businesses, small nonprofits, or
small government jurisdictions.
There is no indication in the data
evaluated in the Draft Impacts Analysis
Report, which serves as the basis for this
IRFA, that the designation would place
small entities at a competitive
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disadvantage compared to large entities.
Incremental economic impacts due to
the designation proposed for the
Carolina and South Atlantic DPSs will
be minimal overall. These costs will
result from participation in the Section
7 consultation process, and will be
spread over 14 river systems totaling
over 3,300 river miles in 4 states.
Federal agencies will bear the majority
of the costs (59% to 83%), which will
be limited to administrative costs of
consultation for all parties involved.
There are no apparent concentrations of
costs. Assuming a third party would be
involved and incur costs for each of the
179 projects in all of the categories of
federal activity that involved third
parties in the past, the costs to third
parties that could be involved in the
projected future consultations, other
than the EPA consultations, would be
between $880 and $2,080 for each
action for coextensive formal
consultations, and between $1,500 and
$3,000 for each fully incremental
informal consultation. The total costs
over the next 10 years to all third parties
for these 2 classes of actions would be
between $30,000 and $60,000 for the
incremental informal consultations and
between $136,400 and $322,400 for the
coextensive consultations. The total
costs over the next 10 years to third
parties involved in the EPA
consultations are conservatively
estimated to be $25,072 across all units.
Even though we cannot determine
relative numbers of small and large
entities that may be affected by the
designation of critical habitat, there is
no indication that affected project
applicants would be limited to, nor
disproportionately comprised of, small
entities. It is unclear whether small
entities would be placed at a
competitive disadvantage compared to
large entities. However, as described in
the Draft Impacts Analysis Report,
consultations and project modifications
will be required based on the type of
permitted action and its associated
impacts on the essential critical habitat
features.
It is unlikely that the proposed rule
will significantly reduce profits or
revenue for small businesses, if they are
involved in future consultations
required by this rulemaking, given costs
will be limited to administrative costs of
participating in the consultation process
and the maximum cost of a single
consultation to a third party is projected
to be $3,000.
We encourage all small businesses,
small nonprofits and small
governmental jurisdictions that may be
affected by this rule to provide comment
on the potential economic impacts of
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the proposed designation, to improve
the above analysis.
There are no record-keeping or
reporting requirements associated with
the proposed rule. Similarly, there are
no other compliance requirements in
the rule. There are no professional skills
necessary for preparation of any report
or record, although consultants are
frequently involved on behalf of project
proponents, for example in preparing
biological assessments of the impacts of
a proposed action on listed species and
critical habitat. Federal laws and
regulations that directly and indirectly
protect the Carolina and South Atlantic
DPSs of Atlantic sturgeon are listed and
discussed in the Draft Impacts Analysis
Report. No federal laws or regulations
duplicate or conflict with the proposed
rule. Existing federal laws and
regulations overlap with the proposed
rule only to the extent that they provide
protection to marine natural resources.
However, no existing laws or
regulations specifically address negative
impacts to, or require the avoidance of
the destruction or adverse modification
of, the essential features of critical
habitat for the Carolina and South
Atlantic DPSs of Atlantic sturgeon.
We considered a no action (status
quo) alternative to the proposed
designation under which NMFS would
not propose critical habitat for the
Carolina and South Atlantic DPSs of
Atlantic sturgeon. Under this
alternative, conservation and recovery
of the listed species would depend upon
the protection provided under the
‘‘jeopardy’’ provisions of Section 7 of
the ESA. Compared to the status quo,
there would be no increase in the
number of ESA consultations or project
modifications in the future that would
not otherwise be required due to the
listing of the Carolina and South
Atlantic DPSs of Atlantic sturgeon.
However, we have determined that the
physical features forming the basis for
our proposed critical habitat designation
are essential to the conservation of the
Carolina and South Atlantic DPSs of
Atlantic sturgeon. Thus, the lack of
protection of the essential features from
adverse modification and/or destruction
could result in decline in abundance of
the Carolina and South Atlantic DPSs of
Atlantic sturgeon, and loss of associated
economic and other values this species
provides to society. Thus, the no action
alternative is not necessarily a ‘‘no cost’’
alternative for small entities.
We also considered an alternative of
including all large coastal rivers from
the North Carolina/Virginia border
southward to the St Johns River,
Florida, in the designation. Several large
coastal rivers within the geographic area
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occupied by the Carolina and South
Atlantic DPSs of Atlantic sturgeon do
not appear to support spawning and
juvenile recruitment or to contain
suitable habitat features to support
spawning. These rivers are the Chowan
and New Rivers in North Carolina; the
Waccamaw (above its confluence with
Bull Creek which links it to the Pee Dee
River), Sampit, Ashley, Ashepoo, and
Broad-Coosawhatchie Rivers in South
Carolina; and the St. Johns River,
Florida. We have no information,
current or historic, of Atlantic sturgeon
utilizing the Chowan and New Rivers in
North Carolina. Recent telemetry work
by Post et al. (2014) indicates that
Atlantic sturgeon do not utilize the
Sampit, Ashley, Ashepoo, and BroadCoosawhatchie Rivers in South
Carolina. These rivers are short, coastal
plains rivers that most likely do not
contain suitable habitat for Atlantic
sturgeon. Post et al. (2014) also found
Atlantic sturgeon only utilized the
portion of the Waccamaw River
downstream of Bull Creek. Due to manmade structures and alterations,
spawning areas in the St. Johns are not
accessible and therefore do not support
a reproducing population. For these
reasons, we are not designating these
coastal rivers, or portions of the rivers,
as critical habitat.
Coastal Zone Management Act
We have determined that this action
will have no reasonably foreseeable
effects on the enforceable policies of
approved Coastal Zone Management
Programs of North Carolina, South
Carolina, Georgia and Florida. Upon
publication of this proposed rule, these
determinations will be submitted for
review by the responsible state agencies
under section 307 of the Coastal Zone
Management Act.
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Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
This proposed rule does not contain
any new or revised collection of
information. This rule, if adopted,
would not impose recordkeeping or
reporting requirements on State or local
governments, individuals, businesses, or
organizations.
Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.)
This proposed rule will not produce
a Federal mandate. The designation of
critical habitat does not impose a
legally-binding duty on non-Federal
government entities or private parties.
The only regulatory effect is that Federal
agencies must ensure that their actions
do not destroy or adversely modify
critical habitat under Section 7 of the
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ESA. Non-Federal entities which receive
Federal funding, assistance, permits or
otherwise require approval or
authorization from a Federal agency for
an action may be indirectly impacted by
the designation of critical habitat, but
the Federal agency has the legally
binding duty to avoid destruction or
adverse modification of critical habitat.
We do not anticipate that this rule, if
finalized, will significantly or uniquely
affect small governments. Therefore, a
Small Government Action Plan is not
required.
Consultation and Coordination With
Indian Tribal Governments (Executive
Order 13175)
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and agreements,
which differentiate tribal governments
from the other entities that deal with, or
are affected by, the Federal Government.
Executive Order 13175, Consultation
and Coordination with Indian Tribal
Governments, outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests. If NMFS issues a regulation
with tribal implications (defined as
having a substantial direct effect on one
or more Indian tribes, on the
relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes) we must
consult with those governments or the
Federal Government must provide funds
necessary to pay direct compliance costs
incurred by tribal governments. The
proposed critical habitat designations
for the Carolina and South Atlantic
DPSs do not have tribal implications.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://sero.nmfs.noaa.gov/
protected_resources/sturgeon/
index.html and is available upon
request from the NMFS Southeast
Region Fisheries Office in St.
Petersburg, Florida (see ADDRESSES).
List of Subjects in 50 CFR part 226
Endangered and threatened species.
Dated: May 24, 2016.
Samuel D Rauch, III
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, we propose to amend 50 CFR
part 226 as follows:
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PART 226—DESIGNATED CRITICAL
HABITAT
1. The authority citation for part 226
continues to read as follows:
■
Authority: 16 U.S.C. 1533.
■
2. Add § 226.226 to read as follows:
§ 226.226 Critical habitat for the Carolina
and South Atlantic distinct population
Segments of Atlantic sturgeon.
Critical habitat is designated for the
Carolina and South Atlantic DPSs of
Atlantic sturgeon as described in
paragraphs (a) through (b) of this
section. The textual descriptions in
paragraphs (c) through (d) of this section
are the definitive source for determining
the critical habitat boundaries.
(a) The physical features essential for
the conservation of Atlantic sturgeon
belonging to the Carolina and South
Atlantic Distinct Population Segments
are those habitat components that
support successful reproduction and
recruitment. These are:
(1) Suitable hard bottom substrate
(e.g., rock, cobble, gravel, limestone,
boulder, etc.) in low salinity waters (i.e.,
0.0–0.5 parts per thousand range) for
settlement of fertilized eggs and refuge,
growth, and development of early life
stages;
(2) Transitional salinity zones
inclusive of waters with a gradual
downstream gradient of 0.5–30 parts per
thousand and soft substrate (e.g., sand,
mud) downstream of spawning sites for
juvenile foraging and physiological
development;
(3) Water of appropriate depth and
absent physical barriers to passage (e.g.,
locks, dams, reservoirs, gear, etc.)
between the river mouth and spawning
sites necessary to support:
(i) Unimpeded movement of adults to
and from spawning sites;
(ii) Seasonal and physiologically
dependent movement of juvenile
Atlantic sturgeon to appropriate salinity
zones within the river estuary; and
(iii) Staging, resting, or holding of
subadults or spawning condition adults.
Water depths in main river channels
must also be deep enough (at least 1.2
m) to ensure continuous flow in the
main channel at all times when any
sturgeon life stage would be in the river;
(4) Water quality conditions,
especially in the bottom meter of the
water column, with temperature and
oxygen values that support:
(i) Spawning;
(ii) Annual and inter-annual adult,
subadult, larval, and juvenile survival;
and
(iii) Larval, juvenile, and subadult
growth, development, and recruitment.
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Appropriate temperature and oxygen
values will vary interdependently, and
depending on salinity in a particular
habitat. For example, 6 mg/L dissolved
oxygen (D.O.) for juvenile rearing
habitat is considered optimal, whereas
D.O. less than 5.0 mg/L for longer than
30 days is considered suboptimal when
water temperature is greater than 25°C.
In temperatures greater than 26°C, D.O.
greater than 4.3 mg/L is needed to
protect survival and growth.
36101
Temperatures of 13° C to 26° C for
spawning habitat are considered
optimal
(b) Critical habitat is designated for
the following DPSs in the following
states and counties:
DPS
State—Counties
Carolina ..........................
NC—Anson, Bertie, Beaufort, Bladen, Brunswick, Carteret, Craven, Columbus, Duplin, Edgecombe, Halifax, Hyde,
Johnston, Lenoir, Martin, Nash, New Hanover, Northampton, Pamlico, Pender, Pitt, Richmond, Wake, Washington,
and Wayne
SC—Berkeley, Calhoun, Charleston, Chesterfield, Clarendon, Darlington, Dillon, Fairfield, Florence, Kershaw,
Georgetown, Horry, Lee, Lexington, Marion, Marlboro, Newberry, Orangeburg, Richland, Sumter, and Williamsburg
SC—Aiken, Allendale, Bamberg, Barnwell, Beaufort, Charleston, Colleton, Dorchester, Edgefield, Hampton, Jasper,
Lexington, and Orangeburg
GA—Appling, Atkinson, Baldwin, Ben Hill, Bibb, Bleckley, Brantley, Bryan, Bulloch, Burke, Camden, Charlton, Chatham, Coffee, Columbia, Dodge, Effingham, Emanuel, Glascock, Glynn, Hancock, Houston, Irwin, Jasper, Jeff
Davis, Jefferson, Jenkins, Johnson, Jones, Laurens, Long, McIntosh, Montgomery, Pierce, Plaski, Richmond,
Screven, Tattnall, Telfair, Toombs, Twiggs, Ware, Washington, Wayne, Wheeler, and Wilkinson
FL—Baker and Nassau
South Atlantic .................
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(c) Critical Habitat Boundaries of the
Carolina DPS. The lateral extent for all
critical habitat units for the Carolina
DPS of Atlantic sturgeon is the ordinary
high water mark on each bank of the
river and shorelines. Critical habitat for
the Carolina DPS of Atlantic sturgeon is:
(1) Carolina Unit 1 includes the
Roanoke River main stem from the
Roanoke Rapids Dam downstream to
RKM 0;
(2) Carolina Unit 2 includes the TarPamlico River main stem from the
Rocky Mount Millpond Dam
downstream to RKM 0;
(3) Carolina Unit 3 includes the Neuse
River main stem from the Milburnie
Dam downstream to RKM 0;
(4) Carolina Unit 4 includes the Cape
Fear River main stem from Lock and
Dam #2 downstream to RKM 0 and the
Northeast Cape Fear River from the
upstream side of Rones Chapel Road
Bridge downstream to the confluence
with the Cape Fear River;
(5) Carolina Unit 5 includes the Pee
Dee River main stem from Blewett Falls
Dam downstream to RKM 0, the
Waccamaw River from Bull Creek
downstream to RKM 0, and Bull Creek
from the Pee Dee River to the
confluence with the Waccamaw River;
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(6) Carolina Unit 6 includes the Black
River main stem from Interstate
Highway 20 downstream to RKM 0;
(7) Carolina Unit 7 includes the
Santee River main stem from the Wilson
Dam downstream to the fork of the
North Santee River and South Santee
River distributaries, the Rediversion
Canal from the St. Stephen Powerhouse
downstream to the confluence with the
Santee River, the North Santee River
from the fork of the Santee River and
South Santee River downstream to RKM
0, the South Santee River from the fork
of the Santee River and North Santee
River downstream to RKM 0, the
Tailrace Canal from Pinopolis Dam
downstream to the West Branch Cooper
River, the West Branch Cooper River
from the Tailrace Canal downstream to
the confluence with the East Branch
Cooper River, and the Cooper River
from confluence of the West Branch
Cooper River and East Branch Cooper
River tributaries downstream to RKM 0;
(8) Carolina Unoccupied Unit 1
includes the Cape Fear River from
Huske Lock and Dam (Lock and Dam
#3) downstream to Lock and Dam #2;
and
(9) Carolina Unoccupied Unit 2
includes the Wateree River from the
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Wateree Dam downstream to the
confluence with the Congaree River, the
Broad River from the Parr Shoals Dam
downstream to the confluence with the
Saluda River, the Congaree River from
the confluence of the Saluda River and
Broad River downstream to the Santee
River, the Santee River from the
confluence of the Congaree River and
Wateree River downstream to Lake
Marion, Lake Marion from the Santee
River downstream to the Diversion
Canal, the Diversion Canal from Lake
Marion downstream to Lake Moultrie,
Lake Moultrie from the Diversion Canal
downstream to the Pinopolis Dam and
the Rediversion Canal, the Rediversion
Canal from Lake Moultrie downstream
to the St. Stephen Powerhouse.
(d) Areas Not Included in Critical
Habitat. Pursuant to ESA section
3(5)(A)(i), all areas containing existing
(already constructed) federally
authorized or permitted man-made
structures such as aids-to-navigation
(ATONs), artificial reefs, boat ramps,
docks, pilings, maintained channels, or
marinas.
(e) Maps of The Carolina DPS follow:
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Federal Register / Vol. 81, No. 107 / Friday, June 3, 2016 / Proposed Rules
Carolina Unit 1
Roanoke Unit
Map 1
36"30'N
40
Kilometers
20
30
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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Carolina Unit 2
Tar-Pamlico Unit
Map2
Roanoke
0 5 10
--
0
5
20
10
30
40
20
7r30'W
Legend
Detail
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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-
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Carolina Unit 3
Neuse Unit
Map 3.1
20
30;:R ,~,,~,~QK~~~t~~· ·····
::i~i:~1~0::iiii.'2014
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Carolina Unit 3
Neuse Unit
t,
0
s
0
W+E
5
Map 3.2
20
10
5
36105
30
10
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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Carolina Unit 4 and Carolina Unoccupied Unit 1
Cape Fear Unit
Map4
79*W
35•N
Huske Lock And Dam
(Lock And Dam #3)
•.
•,.
\
Atlantic Ocean
5
10
7r30'W
Legend
Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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Habitat
36107
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Carolina Unit 5
Pee Dee Unit
Map 5.1
Atlantic Ocean
0
5
•
-
•
0
10
-
4
20
8
30
16
40
24
Kilometers
Miles
32
79°W
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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-
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Carolina Unit 5
Pee Dee Unit
Map 5.2
35*N
Darlington
•
Marion
•
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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-
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Carolina Unit 6
Black Unit
MapS
ao·w
34*
0
5
10
Legend
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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- - Critical Habitat
36110
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Carolina Unit 7 and Carolina Unoccupied Unit 2
Santee - Cooper Unit
Map 7.1
33•N
Atlantic Ocean
5
10
20
30
40
:- -~--~~::::ii~~~~~K~llo~m:e=te:rs Miles
4
8
24
32
0
Legend
-
Occupied Critical Habitat
Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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.. •.. •.. Unoccupied
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Carolina Unoccupied Unit 2
Santee - Cooper Unit
36111
Map 7.2
Sumter
•
Legend
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
(d) Critical Habitat Boundaries of the
South Atlantic DPS. The lateral extent
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for all critical habitat units for the South
Atlantic DPS of Atlantic sturgeon is the
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ordinary high water mark on each bank
of the river and shorelines. Critical
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••• • •• •• Unoccupied Critical Habitat
36112
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habitat for the South Atlantic DPS of
Atlantic sturgeon is:
(1) South Atlantic Unit 1 includes the
North Fork Edisto River from Cones
Pond downstream to the confluence
with the South Fork Edisto River, the
South Fork Edisto River from Highway
121 downstream to the confluence with
the North Fork Edisto River, the Edisto
River main stem from the confluence of
the North Fork Edisto River and South
Fork Edisto River tributaries
downstream to the fork at the North
Edisto River and South Edisto River
distributaries, the North Edisto River
from the Edisto River downstream to
RKM 0, and the South Edisto River from
the Edisto River downstream to RKM 0;
(2) South Atlantic Unit 2 includes the
main stem Combahee—Salkehatchie
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River from the confluence of Buck and
Rosemary Creeks with the Salkehatchie
River downstream to the Combahee
River, the Combahee River from the
Salkehatchie River downstream to RKM
0;
(3) South Atlantic Unit 3 includes the
main stem Savannah River from the
New Savannah Bluff Lock and Dam
downstream to RKM 0;
(4) South Atlantic Unit 4 includes the
main stem Ogeechee River from the
confluence of the North Fork Ogeechee
River and South Fork Ogeechee River
downstream to RKM 0;
(5) South Atlantic Unit 5 includes the
main stem Oconee River from Sinclair
Dam downstream to the confluence with
the Ocmulgee River, the main stem
Ocmulgee River from Juliette Dam
downstream to the confluence with the
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Oconee River, and the main stem
Altamaha River from the confluence of
the Oconee River and Ocmulgee River
downstream to RKM 0;
(6) South Atlantic Unit 6 includes the
main stem Satilla River from the
confluence of Satilla and Wiggins
Creeks downstream to RKM 0;
(7) South Atlantic Unit 7 includes the
main stem St. Marys River from the
confluence of Middle Prong St. Marys
and the St. Marys Rivers downstream to
RKM 0; and
(8) South Atlantic Unoccupied Unit 1
includes the main stem Savannah River
from the Augusta Diversion Dam
downstream to the New Savannah Bluff
Lock and Dam.
(9) Maps of the South Atlantic DPS
follow:
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South Atlantic Unit 1
Edisto Unit
36113
Map 8.1
•
Bamberg
Legend
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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- - Critical Habitat
36114
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South Atlantic Unit 1
Edisto Unit
33"30'N
Map 8.2
South Fork Edisto.
CombaheeSalkehatchie \
-
5
10
4
20
30
16
8
•Barnwell
l:l-0,.
Kilometers
24
Legend
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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- - Critical Habitat
36115
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South Atlantic Unit 2
Combahee- Salkehatchie Unit
Map9
Barnwell
33"N
Legend
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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- - Critical Habitat
36116
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South Atlantic Unit 3
Savannah Unit
Map 10.1
Legend
- - Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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36117
South Atlantic Unit 3 and South Atlantic Unoccupied Unit 1
Savannah Unit
Map 10.2
Legend
- - Occupied Critical Habitat
Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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•••••••• Unoccupied
36118
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South Atlantic Unit 4
Ogeechee Unit
20
Map 11.1
30
40
Kilometers
20
30
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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Legend
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South Atlantic Unit 4
Ogeechee Unit
36119
Map 11.2
82"30'W
•
Warrenton
Gibson
•
Legend
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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Habitat
36120
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South Atlantic Unit 5
Altamaha Unit
Map 12.1
Ogeechee
Atlantic
Ocean
31•N
0 5 10
20
30
W+E·~-~~~
s
0
5 10
82.30'W
20
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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-
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South Atlantic Unit 5
Altamaha Unit
36121
Map 12.2
Sandersville
•
32"30'N
40
Kilometers
0
5
30
10
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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-
36122
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South Atlantic Unit 6
Satilla Unit
Map 13
31°N
31°N
Legend
Critical Habitat
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
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-
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South Atlantic Unit 7
St. Marys Unit
Map 14
31*N
Atlantic
30"30'N
FLORIDA
This map is provided for illustrative purposes only of Atlantic sturgeon critical habitat.
For the precise legal definition of critical habitat, please refer to the narrative description.
[FR Doc. 2016–12744 Filed 6–2–16; 8:45 am]
BILLING CODE 3510–22–C
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Legend
Agencies
[Federal Register Volume 81, Number 107 (Friday, June 3, 2016)]
[Proposed Rules]
[Pages 36077-36123]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-12744]
[[Page 36077]]
Vol. 81
Friday,
No. 107
June 3, 2016
Part VI
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Part 226
Endangered and Threatened Species; Critical Habitat for the Endangered
Carolina and South Atlantic Distinct Population Segments of Atlantic
Sturgeon; Proposed Rule
Federal Register / Vol. 81 , No. 107 / Friday, June 3, 2016 /
Proposed Rules
[[Page 36078]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 150817733-6237-01]
RIN 0648-BF32
Endangered and Threatened Species; Critical Habitat for the
Endangered Carolina and South Atlantic Distinct Population Segments of
Atlantic Sturgeon
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: We, the NMFS, propose to designate critical habitat for the
endangered Carolina distinct population segment of the Atlantic
sturgeon (Carolina DPS of Atlantic sturgeon) and the endangered South
Atlantic distinct population segment of the Atlantic sturgeon (South
Atlantic DPS of Atlantic sturgeon) pursuant to section 4 of the
Endangered Species Act (ESA). Specific occupied areas proposed for
designation as critical habitat for the Carolina DPS of Atlantic
sturgeon contain approximately 1,997 kilometers (km; 1,241 miles) of
aquatic habitat within the following rivers: Roanoke, Tar-Pamlico,
Neuse, Cape Fear, Northeast Cape Fear, Waccamaw, Pee Dee, Black,
Santee, North Santee, South Santee, and Cooper, and the following other
water body: Bull Creek. In addition, we propose to designate unoccupied
areas for the Carolina DPS totaling 383 km (238 miles) of aquatic
habitat within the Cape Fear, Santee, Wateree, Congaree, and Broad
Rivers, and within Lake Marion, Lake Moultrie, rediversion canal, and
diversion canal. Specific occupied areas proposed for designation as
critical habitat for the South Atlantic DPS of Atlantic sturgeon
contain approximately 2,911 km (1,809 miles) of aquatic habitat within
the Edisto, Combahee-Salkehatchie, Savannah, Ogeechee, Altamaha,
Ocmulgee, Oconee, Satilla, and St. Marys Rivers. In addition, we
propose to designate an unoccupied area within the Savannah River for
the South Atlantic DPS that contains 33 km (21 miles) of aquatic
habitat. We have considered positive and negative economic, national
security, and other relevant impacts of the proposed critical habitat.
We do not propose to exclude any particular area from the proposed
critical habitat.
We are soliciting comments from the public on all aspects of the
proposal, including our identification and consideration of impacts of
the proposed action.
DATES: Comments on this proposal must be received by September 1, 2016.
Public hearing meetings: We will hold three public hearings on this
proposed rule from 7 to 9 p.m. in the following locations: Brunswick,
Georgia on Monday, June 20; Charleston, South Carolina on Tuesday, June
21; and, Morehead City, North Carolina, Thursday, June 23 (see
ADDRESSES).
ADDRESSES: You may submit comments, identified by the docket number
NOAA-NMFS-2015-0157, by any of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal. Go to www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2015-0157 click the ``Comment Now'' icon,
complete the required fields, and enter or attach your comments.
Mail: Assistant Regional Administrator, Protected
Resources Division, NMFS, Southeast Regional Office, 263 13th Avenue
South, St. Petersburg, FL 33701.
Instructions: You must submit comments by one of the above methods
to ensure that we receive, document, and consider them. Comments sent
by any other method, to any other address or individual, or received
after the end of the comment period, may not be considered. All
comments received are a part of the public record and will generally be
posted to https://www.regulations.gov without change. All Personal
Identifying Information (for example, name, address, etc.) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
Confidential Business Information or otherwise sensitive or protected
information.
NMFS will accept anonymous comments (enter ``N/A'' in the required
fields if you wish to remain anonymous). Attachments to electronic
comments will be accepted in Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
Public hearings: The June 20, 2016, public hearing will be held at
the Georgia Department of Natural Resources, Coastal Regional
Headquarters, 1 Conservation Way, Brunswick, Georgia 31520. The June
21, 2016, public hearing will be held at the South Carolina Department
of Natural Resources, Marine Resources Office, 217 Ft. Johnson Road,
Charleston, SC 29412. The June 23, 2016, public hearing will be held at
the Crystal Coast Civic Center, 2nd Floor, 3505 Arendell St, Morehead
City, NC 28557. People needing reasonable accommodations in order to
attend and participate or who have questions about the public hearings
should contact Andrew Herndon, NMFS, Southeast Regional Office (SERO),
as soon as possible (see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Jason Rueter, NMFS, Southeast Regional
Office, 727-824-5312, Jason.Rueter@noaa.gov; Andrew Herndon, Southeast
Regional Office, 727-824-5312, Andrew.Herndon@noaa.gov; Lisa Manning,
NMFS, Office of Protected Resources, 301-427-8466,
Lisa.Manning@noaa.gov.
SUPPLEMENTARY INFORMATION: In accordance with section 4(b)(2) of the
ESA and our implementing regulations (50 CFR 424.12), this proposed
rule is based on the best scientific information available concerning
the range, biology, habitat, threats to the habitat, and conservation
objectives for the Carolina and South Atlantic DPSs of Atlantic
sturgeon. We have reviewed the information (e.g., provided in reports,
peer-reviewed literature, and technical documents) and have used it to
identify physical features essential to the conservation of each DPS,
the specific areas within the occupied areas that contain the essential
physical features that may require special management considerations or
protections, unoccupied areas that are essential to the DPSs'
conservation, the federal activities that may impact the essential
features or areas, and the potential impacts of designating critical
habitat for each DPS. The economic, national security, and other
relevant impacts of the proposed critical habitat designations for each
DPS are described in the draft document titled, Impact Analysis of
Critical Habitat Designation for the Carolina and South Atlantic
Distinct Population Segments of Atlantic Sturgeon (Acipenser oxyrinchus
oxyrinchus). This supporting document is available at https://sero.nmfs.noaa.gov/protected_resources/sturgeon/ or upon
request (see ADDRESSES).
Background
In 2012, we listed five DPSs of Atlantic sturgeon under the ESA:
four were listed as endangered and one as threatened (77 FR 5880 and
5914; February 6, 2012). Two DPSs of Atlantic sturgeon, both
endangered, occur within the southeastern United States (Carolina DPS
and the South Atlantic DPS; 77 FR 5914; February 6, 2012); and three
DPSs
[[Page 36079]]
of Atlantic sturgeon (the endangered New York Bight DPS and Chesapeake
Bay DPS, and the threatened Gulf of Maine DPS; 77 FR 5880, February 6,
2012) occur in the northeast United States. On March 18, 2014, two non-
governmental organizations filed a lawsuit alleging NMFS had violated
the ESA by failing to issue proposed and final rules designating
critical habitat for Atlantic sturgeon DPSs. Pursuant to a court-
ordered settlement agreement, as modified, NMFS agreed to submit
proposed rules designating critical habitat for all distinct population
segments of Atlantic sturgeon to the Federal Register by May 30, 2016.
This rule proposing to designate critical habitat for the Carolina and
South Atlantic DPSs of Atlantic sturgeon is complemented by a
concurrent rule proposing to designate critical habitat for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs of Atlantic sturgeon.
Atlantic Sturgeon Natural History and Status
There are two subspecies of Atlantic sturgeon--the Gulf sturgeon
(Acipenser oxyrinchus desotoi) and the Atlantic sturgeon (Acipenser
oxyrinchus oxyrinchus). Historically, the Gulf sturgeon occurred from
the Mississippi River east to Tampa Bay in Florida. Its present range
extends from Lake Pontchartrain and the Pearl River system in Louisiana
and Mississippi east to the Suwannee River in Florida. The Gulf
sturgeon was listed as threatened under the ESA in 1991. This proposed
rule addresses the Atlantic sturgeon (Acipenser oxyrinchus oxyrinchus),
which is distributed along the eastern coast of North America.
Historically, sightings of Atlantic sturgeon have been reported from
Hamilton Inlet, Labrador, Canada, south to the St. Johns River,
Florida. Reported occurrences south of the St. Johns River, Florida,
have been rare but have increased recently with the evolution of
acoustic telemetry coupled with increased receiver arrays.
Although there is considerable variability among species, all
sturgeon species (order Acipenseriformes) have some common life history
traits. They all: (1) Occur within the Northern Hemisphere; (2) spawn
in freshwater over hard bottom substrates; (3) generally do not spawn
annually; (4) are benthic foragers; (5) mature relatively late and are
relatively long lived; and, (6) are relatively sensitive to low
dissolved oxygen levels (Dees, 1961; Sulak and Clugston, 1999; Billard
and Lecointre, 2001; Secor and Niklitschek, 2002; Pikitch et al.,
2005).
Atlantic sturgeon have all of the above traits. They occur along
the eastern coast of North America from Hamilton Inlet, Labrador,
Canada to Cape Canaveral, Florida, USA (Bigelow and Welsh, 1924; Dees,
1961; Vladykov and Greeley, 1963; NMFS and USFWS, 2007; T. Savoy, CT
DEEP, pers. comm.). Atlantic sturgeon are a long-lived, late-maturing,
estuarine-dependent, anadromous species with a maximum lifespan of up
to 60 years, although the typical lifespan is probably much shorter
(Sulak and Randall, 2002; Balazik et al., 2010). Atlantic sturgeon
reach lengths up to 14 feet (ft) (4.27 meters [m]), and weigh over 800
pounds (363 kilograms). Many datasets demonstrate clinal variation in
vital parameters of Atlantic sturgeon populations, with faster growth
and earlier age at maturation in more southern systems. Atlantic
sturgeon mature between the ages of 5 and 19 years in South Carolina
(Smith et al., 1982), between 11 and 21 years in the Hudson River
(Young et al., 1988), and between 22 and 34 years in the St. Lawrence
River (Scott and Crossman, 1973). Atlantic sturgeon likely do not spawn
every year. Multiple studies have shown that spawning intervals range
from 1 to 5 years for males (Smith, 1985; Collins et al., 2000; Caron
et al. 2002) and 2 to 5 years for females (Vladykov and Greeley, 1963;
Van Eenennaam et al., 1996; Stevenson and Secor, 1999). Fecundity of
Atlantic sturgeon has been correlated with age and body size, with egg
production ranging from 400,000 to 8 million eggs per year (Smith et
al., 1982; Van Eenennaam and Doroshov, 1998; Dadswell, 2006). The
average age at which 50 percent of maximum lifetime egg production is
achieved is estimated to be 29 years, approximately 3 to 10 times
longer than for other bony fish species examined (Boreman, 1997).
Analysis of stomach contents for adults, subadults (i.e., sexually
immature Atlantic sturgeon that have emigrated from the natal estuary),
and juveniles (i.e., sexually immature Atlantic sturgeon that have not
yet emigrated from the natal estuary) confirms that Atlantic sturgeon
are benthic foragers (Ryder, 1888; Bigelow and Schroeder, 1953; Johnson
et al., 1997; Secor et al., 2000; NMFS and USFWS, 2007; Guilbard et
al., 2007; Hatin et al., 2007; Savoy, 2007; Dzaugis, 2013; McLean et
al., 2013).
An anadromous species, Atlantic sturgeon spawn in freshwater of
rivers that flow into a coastal estuary. Spawning adults migrate
upriver in the spring, typically during February and March in southern
systems, April and May in mid-Atlantic systems, and May and July in
Canadian systems (Murawski and Pacheco, 1977; Smith, 1985; Bain, 1997;
Smith and Clugston, 1997; Caron et al., 2002). A fall spawning
migration has been hypothesized for many years (Rogers and Weber, 1995;
Weber and Jennings, 1996; Moser et al., 1998) and was recently verified
in the Roanoke River, North Carolina, and the Altamaha River, Georgia
(Smith et. al., 2015; Ingram and Peterson in Post et al., 2014). There
is also a growing body of evidence that some Atlantic sturgeon river
populations have two spawning seasons comprised of different spawning
adults (Darden in Post et al., 2014; Balazik and Musick, 2015).
Spawning typically occurs in flowing water upriver of the salt
front of estuaries and below the fall line of large rivers (Borodin,
1925; Leland, 1968; Scott and Crossman, 1973; Crance, 1987; Bain et
al., 2000). The fall line is the boundary between an upland region of
continental bedrock and an alluvial coastal plain, sometimes
characterized by waterfalls or rapids. Spawning sites are well-
oxygenated areas with flowing water ranging in temperature from 13
[deg]Celsius (C; 55 [deg]F (F)) to 26 [deg]C (79 [deg]F), and hard
bottom substrate such as cobble, coarse sand, hard clay, and bedrock
(Ryder, 1888; Dees, 1961; Vladykov and Greeley, 1963; Scott and
Crossman, 1973; Gilbert, 1989; Smith and Clugston, 1997; Bain et al.
2000; Collins et al., 2000; Balazik et al. 2012; Hager et al. 2014).
Depth at which fish spawn and water depth leading to spawning sites may
be highly variable. Atlantic sturgeon in spawning condition have been
tracked and captured at depths up to 27m (Borodin 1925; Dees 1961;
Hatin et al., 2002; Balazik et al., 2012; Hager et al., 2014).
Within minutes of being fertilized, the eggs become sticky and
adhere to the substrate for the relatively short and temperature-
dependent period of larval development (Ryder, 1888; Vladykov and
Greeley, 1963; Murawski and Pacheco, 1977; Smith et al., 1980; Van den
Avyle, 1984; Mohler, 2003). Hatching occurs approximately 94 to 140
hours after egg deposition at temperatures of 68.0 [deg]F to 64.4
[deg]F (20 to 18 [deg]C), respectively. The newly emerged larvae assume
a demersal existence (Smith et al., 1980). The yolk sac larval stage is
completed in about 8 to 12 days, during which time the larvae move
downstream to rearing grounds (Kynard and Horgan, 2002). During the
first half of their migration downstream, movement occurs only at
night. During the day, larvae use benthic structure (e.g., gravel
matrix) as refuge (Kynard and Horgan, 2002). During the latter half
[[Page 36080]]
of migration, when larvae are more fully developed, movement to rearing
grounds occurs during both the day and night.
Larval Atlantic sturgeon (i.e., less than 4 weeks old, with total
lengths (TL) less than 30 mm; Van Eenennaam et al., 1996) are assumed
to inhabit the same areas where they were spawned and live at or near
the bottom (Ryder, 1888; Smith et al., 1980; Bain et al., 2000; Kynard
and Horgan, 2002; Greene et al., 2009). The best available information
for behavior of larval Atlantic sturgeon is described from hatchery
studies. Upon hatching, larvae are nourished by the yolk sac, are
mostly pelagic (e.g., exhibit a ``swim-up and drift-down'' behavior in
hatchery tanks; Mohler, 2003), and move away from light (i.e., negative
photo-taxis; Kynard and Horgan, 2002; Mohler, 2003). Within days,
larvae exhibit more benthic behavior until the yolk sac is absorbed at
about 8 to 10 days post-hatching (Kynard and Horgan, 2002; Mohler,
2003). Post-yolk sac larvae occur in the water column but feed at the
bottom of the water column (Mohler, 2003; Richardson et al., 2007).
The next phase of development, referred to as the juvenile stage,
lasts months to years in brackish waters of the natal estuary (Holland
and Yelverton, 1973; Dovel and Berggen, 1983; Waldman et al., 1996;
Shirey et al., 1997; Collins et al., 2000; Secor et al., 2000;
Dadswell, 2006; Hatin et al., 2007; NMFS and USFWS, 2007; Calvo et al.,
2010; Schueller and Peterson, 2010). Juveniles occur in oligohaline
waters (salinity of 0.5 to 5 parts per thousand [ppt]) and mesohaline
waters (salinity of 5 to 18 ppt) of the natal estuary during growth and
development. They will eventually move into polyhaline waters (salinity
of 18-30 ppt) before emigrating to the marine environment. Larger,
presumably older, juveniles occur across a broader salinity range than
smaller, presumably younger, juveniles (Bain, 1997; Shirey et al.,
1997; Haley, 1999; Bain et al., 2000; Collins et al., 2000; Secor et
al., 2000; Hatin et al., 2007; McCord et al., 2007; Munro et al., 2007;
Sweka et al., 2007; Calvo et al., 2010).
The distribution of Atlantic sturgeon juveniles in the natal
estuary is a function of physiological development and habitat
selection based on water quality factors of temperature, salinity, and
dissolved oxygen (DO), which are inter-related environmental variables.
In laboratory studies with salinities of 8 to 15 ppt and temperatures
of 12 [deg]C and 20 [deg]C, juveniles less than a year old (also known
as young-of-year [YOY]) had reduced growth at 40 percent dissolved
oxygen saturation, grew best at 70 percent dissolved oxygen saturation,
and selected conditions that supported growth (Niklitschek and Secor,
2009 I; Niklitschek and Secor, 2009 II). Similar results were obtained
for age-1 juveniles (i.e., greater than 1 year old and less than 2
years old), which have been shown to tolerate salinities of 33 ppt
(e.g., a salinity level associated with seawater), but grow faster in
lower salinity waters (Niklitschek and Secor, 2009; Allen et al.,
2014). The best growth for both age groups occurred at DO
concentrations greater than 6.5 milligrams per liter (mg/L). While
specific DO concentrations at temperatures considered stressful for
Atlantic sturgeon are not available, instantaneous minimum DO
concentrations of 4.3 mg/L protect survival of shortnose sturgeon at
temperatures greater than 29 [deg]C (EPA, 2003). However, data from
Secor and Niklitschek (2001) show that shortnose sturgeon are more
tolerant of higher temperatures than Atlantic sturgeon, and the ``high
temperature'' for Atlantic sturgeon is actually considered 26 [deg]C
(Secor and Gunderson, 1998).
Once suitably developed, Atlantic sturgeon leave the natal estuary
and enter marine waters (i.e., waters with salinity greater than 30
ppt) which marks the beginning of the subadult life stage. In the
marine environment, subadults mix with adults and subadults from other
river systems (Bowen and Avise, 1990; Wirgin et al., 2012; Waldman et
al., 2013; O'Leary et al., 2014). Atlantic sturgeon travel long
distances in marine waters, aggregate in both ocean and estuarine areas
at certain times of the year, and exhibit seasonal coastal movements in
the spring and fall (Vladykov and Greeley, 1963; Oliver et al., 2013).
The exact spawning locations for Carolina and South Atlantic DPS
Atlantic sturgeon are unknown but inferred based on the location of
freshwater, hard substrate, water depth, tracking of adults to upriver
locations and the behavior of adults at those locations, historical
accounts of where the caviar fishery occurred, capture of young-of-year
and, in limited cases, capture of larvae and eggs. Spawning sites at
multiple locations within the tidal-affected river likely help to
ensure successful spawning given annual changes in the location of the
salt wedge.
Critical Habitat Identification and Designation
Critical habitat represents the habitat essential for the species'
recovery and provides for the conservation of listed species in several
ways (78 FR 53058, August 28, 2013). For example, specifying the
geographic location of critical habitat facilitates implementation of
Section 7(a)(1) of the ESA by identifying areas where Federal agencies
can focus their conservation programs and use their authorities to
further the purposes of the ESA. Designating critical habitat also
provides a significant regulatory protection by ensuring that the
Federal Government considers the effects of its actions in accordance
with Section 7(a)(2) of the ESA and avoids or modifies those actions
that are likely to destroy or adversely modify critical habitat. This
requirement is in addition to the Section 7 requirement that Federal
agencies ensure that their actions are not likely to jeopardize the
continued existence of ESA-listed species. Critical habitat
requirements do not apply to citizens engaged in activities on private
land that do not involve a Federal agency. However, designating
critical habitat can help focus the efforts of other conservation
partners (e.g., State and local governments, individuals and
nongovernmental organizations).
Section 3(5)(A) of the ESA defines critical habitat as (i) the
specific areas within the geographical area occupied by the species, at
the time it is listed in accordance with the provisions of Section 4 of
the ESA, on which are found those physical or biological features (I)
essential to the conservation of the species and (II) which may require
special management considerations or protections; and (ii) specific
areas outside the geographical area occupied by the species at the time
it is listed in accordance with the provisions of Section 4 of the ESA,
upon a determination by the Secretary that such areas are essential for
the conservation of the species (16 U.S.C. 1532[5][A]). Conservation is
defined in Section 3 of the ESA as ``to use and the use of all methods
and procedures which are necessary to bring any endangered species or
threatened species to the point at which the measures provided pursuant
to this chapter are no longer necessary'' (16 U.S.C. 1532[3]).
Therefore, critical habitat is the habitat essential for the species'
recovery. However, Section 3(5)(C) of the ESA clarifies that except in
those circumstances determined by the Secretary, critical habitat shall
not include the entire geographical area which can be occupied by the
threatened or endangered species.
To identify and designate critical habitat, we considered
information on the distribution of Atlantic sturgeon, the major life
stages, habitat requirements of
[[Page 36081]]
those life stages, and conservation objectives that can be supported by
identifiable physical or biological features (hereafter also referred
to as ``PBFs'' or ``essential features''). In the final rule listing
the Carolina and South Atlantic DPSs of Atlantic sturgeon (77 FR 5978,
February 6, 2012), habitat curtailment and alteration, bycatch in
commercial fisheries, and inadequacy of existing regulatory mechanisms
were found to be the threats contributing to the endangered status of
both DPSs. The Carolina and South Atlantic DPSs were found to be at 3%
and 6% of their historical abundances, respectively, due to these
threats. Therefore, we evaluated physical and biological features of
the marine, estuarine, and riverine habitats of Atlantic sturgeon to
determine what features are essential to the conservation of each DPS.
Accordingly, our step-wise approach for identifying potential
critical habitat areas for the Carolina and South Atlantic DPSs was to
determine: the geographical area occupied by each DPS at the time of
listing; the physical or biological features essential to the
conservation of the DPSs; whether those features require special
management considerations or protection; the specific areas of the
occupied geographical area where these features occur; and, whether any
unoccupied areas are essential to the conservation of either DPS.
Geographical Area Occupied by the Species
``Geographical area occupied'' in the definition of critical
habitat is interpreted to mean the entire range of the species at the
time it was listed, inclusive of all areas they use and move through
seasonally (81 FR 7413; February 11, 2016). The marine ranges of the
Carolina and South Atlantic DPSs of Atlantic sturgeon extend from the
Hamilton Inlet, Labrador, Canada, to Cape Canaveral, Florida (77 FR
5880, February 6, 2012). We did not consider geographical areas within
Canadian jurisdiction (e.g., Minas Basin, Bay of Fundy), because we
cannot designate critical habitat areas outside of U.S. jurisdiction
(50 CFR 424.12(g)).
The listing rule identified the known spawning rivers for each of
the Atlantic sturgeon DPSs but did not describe the in-river ranges for
the DPSs. The river ranges of each DPS consist of all areas downstream
of either the fall line or the first obstacle to upstream migration
(e.g., the lowest hydropower dam without fish passage for sturgeon) on
each river within the range of the DPS. We identified the Carolina DPS
freshwater range as occurring in the watersheds from the Roanoke River
southward along North Carolina and South Carolina coastal areas to the
Cooper River, South Carolina. The South Atlantic DPS freshwater range
occurs from the Ashepoo-Combahee-Edisto (ACE) Basin in South Carolina
to the St. Johns River, Florida.
Physical or Biological Features Essential for Conservation That May
Require Special Management or Protection
Within the geographical area occupied, critical habitat consists of
specific areas on which are found those PBFs essential to the
conservation of the species and that may require special management
considerations or protection. PBFs are defined as the features that
support the life-history needs of the species, including water
characteristics, soil type, geological features, sites, prey,
vegetation, symbiotic species, or other features. A feature may be a
single habitat characteristic, or a more complex combination of habitat
characteristics. Features may include habitat characteristics that
support ephemeral or dynamic habitat conditions. Features may also be
expressed in terms relating to principles of conservation biology, such
as patch size, distribution distances, and connectivity. 50 CFR 424.02.
Within the area occupied by Atlantic sturgeon, we considered the
various types of habitat utilized by the DPSs for various life
functions. Atlantic sturgeon spend the majority of their adult lives in
offshore marine waters. They are known to travel extensively up and
down the East Coast. As summarized in a number of summary documents
including the Atlantic Sturgeon Status Review (NMFS and USFWS, 2007)
and the Atlantic States Marine Fisheries Commission's (ASMFC) review of
Atlantic coast diadromous fish habitat (Green et al., 2009), Atlantic
sturgeon are benthic foragers and prey upon a variety of species in
marine and estuarine environments (Bigelow and Schroeder, 1953; Scott
and Crossman, 1973; Johnson et al., 1997; Guilbard et al., 2007; Savoy,
2007; Dzaugis, 2013; McLean et al., 2013). In the ocean, Atlantic
sturgeon typically occur in waters less than 50 m deep, travel long
distances, exhibit seasonal coastal movements, and aggregate in
estuarine and ocean waters at certain times of the year (Vladykov and
Greeley, 1963; Holland and Yelverton 1973; Dovel and Berggren, 1983;
Dadswell et al., 1984; Gilbert, 1989; Johnson et al., 1997; Rochard et
al., 1997; Kynard et al., 2000; Savoy and Pacileo, 2003; Eyler et al.,
2004; Stein et al., 2004; Dadswell, 2006; Eyler, 2006; Laney et al.,
2007; NMFS and USFWS, 2007; Dunton et al., 2010; Erickson et al., 2011;
Dunton et al., 2012; Oliver et al., 2013; Wirgin et al., 2015). Several
winter congregations of Atlantic sturgeon in the marine environment are
known to occur, though the exact location and importance of those areas
in the southeast is not known, nor whether Atlantic sturgeon are drawn
to particular areas based on physical or biological features of the
habitat. While we can identify general movement patterns and behavior
in the marine environment (e.g., aggregating behavior), due to the
paucity of data on the DPSs' offshore needs and specific habitat
utilization, we could not at this time identify PBFs essential to
conservation in the marine environment for the Carolina or South
Atlantic DPSs.
Atlantic sturgeon utilize estuarine areas for foraging, growth, and
movement. Atlantic sturgeon subadults and adults in non-spawning
condition use estuarine waters seasonally, presumably for foraging
opportunities, although evidence in the form of stomach content
collection and analysis is limited (Savoy and Pacileo, 2007; Dzaugis,
2013). We considered all studies that have collected Atlantic sturgeon
stomach contents. All of the prey species identified are indicative of
benthic foraging, but different types of prey were consumed and
different substrates were identified for the areas where Atlantic
sturgeon were foraging (Bigelow and Schroeder, 1953; Johnson et al.,
1997; NMFS and USFWS, 2007; Guilbard et al., 2007; Savoy, 2007;
Dzaugis, 2013; McLean et al., 2013). Adding to our uncertainty of the
essential features that support successful foraging for growth and
survival of subadults and adults, Atlantic sturgeon move between
estuarine environments in the spring through fall and can occur in
estuarine environments during the winter as well (Savoy and Pacileo,
2003; Simpson, 2008; Collins et al., 2000; Balazik et al., 2012).
Subadult Atlantic sturgeon spawned in one riverine system may utilize
multiple estuaries for foraging and growth, including those not
directly connected to their natal river. The benthic invertebrates that
comprise the diet of Atlantic sturgeon are found in soft substrates
that are common and widespread in most estuaries. Limited data are
available to differentiate areas of preferred prey items or higher prey
abundance within or across estuaries. Due to the paucity of data on
specific habitat or resource utilization, we could not at this time
identify any specific
[[Page 36082]]
PBFs essential for the conservation of the Carolina and South Atlantic
DPSs that support adult and subadult foraging in estuarine or marine
environments.
Atlantic sturgeon spawning behavior and early life history have
been extensively studied and are fairly well understood, though the
exact location of spawning sites on many rivers (particularly in the
Southeast) is not known, or can change from time to time as water depth
and substrate availability changes. However, there is substantial
information in the scientific literature indicating the physical
characteristics of Atlantic sturgeon spawning and early life history
habitat. Therefore, to evaluate potential critical habitat, we focused
on identifying the physical or biological features that support
Atlantic sturgeon reproduction and survival of early life stages.
The scientific literature indicates that Atlantic sturgeon spawning
occurs well upstream, at or near the fall line of rivers, over hard
substrate consisting of rock, pebbles, gravel, cobble, limestone, or
boulders (Gilbert, 1989; Smith and Clugston, 1997). Hard substrate is
required so that highly adhesive Atlantic sturgeon eggs have a surface
to adhere to during their initial development and young fry can utilize
the interstitial spaces between rocks, pebbles, cobble, etc., to hide
from predators during downstream movement and maturation (Gilbert,
1989; Smith and Clugston, 1997).
Very low salinity (i.e., 0.0-0.5 ppt) is another important feature
of Atlantic sturgeon spawning habitat. Exposure to even low levels of
salinity can kill Atlantic sturgeon during their first few weeks of
life, thus their downstream movement is limited until they can endure
brackish waters (Bain et al., 2000). Shortnose sturgeon tend to spawn
200-300 km upriver, preventing the youngest life stages from salt
exposure too early in their development (Parker and Kynard, 2005;
Kynard, 1997). Parker and Kynard (2005) also noted that long larval/
early juvenile downstream movement is common in both shortnose sturgeon
from the Savannah River and Gulf sturgeon (a sub-species of Atlantic
sturgeon), and that this may be a widespread adaptation of sturgeon
inhabiting river systems in the southern United States. Due to their
similar life history, Atlantic sturgeon most likely adapted a similar
spawning strategy. Therefore, it is essential that the spawning area
has low salinity, and that the spawning location is far enough upstream
to allow newly-spawned Atlantic sturgeon to develop and mature on their
downstream movement before encountering saline water. During their
downstream movement, it is important for developing fish to forage in
areas of soft substrate and to encounter transitional salinity zones to
allow physiological adaptations to higher salinity waters.
Minimum water depths for Atlantic sturgeon spawning are necessary
to: (1) Allow adult fish to access spawning substrate, (2) adequately
hydrate and aerate newly deposited eggs, and (3) facilitate successful
development and downstream movement of newly spawned Atlantic sturgeon.
However, water depth at these important spawning areas in the Southeast
can be dynamic and portions of rivers may be dry or have little water
at times due to natural seasonal river fluctuations, temporary drought
conditions, and/or regulation by manmade structures such as dams; thus,
these sites require protection to provide consistent services for
sturgeon. The scientific literature indicates that Atlantic sturgeon
spawn in water depths from 3-27 m (9.8-88.6 ft) (Borodin, 1925; Leland,
1968; Scott and Crossman, 1973; Crance, 1987; Bain et al., 2000).
However, much of this information is derived from studies of Atlantic
sturgeon in northern United States and Canadian river systems. Atlantic
sturgeon in the Southeast are likely spawning in much shallower water
depths based on repeated observations by biologists of sturgeon with
lacerations on their undersides from moving into extremely shallow
water to spawn on hard substrate. In the Southeast, water depths no
less than 1.2 m (4 ft) are deep enough to accommodate the body depth
and spawning behavior of adult Atlantic sturgeon.
We considered fluid dynamic features as another potential essential
feature of Atlantic sturgeon spawning critical habitat. The scientific
literature provides information on the importance of appropriate water
velocity within Atlantic sturgeon spawning habitat and provides optimal
flows for some rivers. Atlantic sturgeon spawn directly on top of
gravel in fast flowing sections often containing eddies or other
current breaks. Eddies promote position holding between spawning
individuals, trap gametes facilitating fertilization, and diminish the
probability of egg dislocation by currents--facilitating immediate
adhesion of eggs to the gravel substrate (Sulak and Clugston, 1999).
However, velocity data are lacking for many rivers, and where data are
available, the wide fluctuations in velocity rates on a daily, monthly,
seasonal, and annual basis make it difficult to identify a range of
water velocity necessary for the conservation of the species. However,
we do know that water flow must be continuous.
Adult Atlantic sturgeon must be able to safely and efficiently move
from downstream areas into upstream spawning habitats in order to
successfully spawn. In addition, larvae and juvenile Atlantic sturgeon
must be able to safely and efficiently travel from the upstream
spawning areas downstream to nursery and foraging habitat. Therefore,
an essential feature for Atlantic sturgeon spawning is unobstructed
migratory pathways for safe movement of adults to and from upstream
spawning areas as well as providing safe movement for the larvae and
juveniles moving downstream. An unobstructed migratory pathway means an
unobstructed river or a dammed river that still allows for passage.
Water quality can be a critically limiting factor to Atlantic
sturgeon in the shallow, warm, poorly oxygenated rivers of the
southeast United States. Conditions in these river systems can change
rapidly, particularly in rivers managed for hydropower production, and
conditions can quickly become suboptimal or lethal for sturgeon. We
considered essential water quality features that support movement and
spawning of adults and growth and development of juvenile Atlantic
sturgeon. The distribution of Atlantic sturgeon juveniles in the natal
estuary is a function of physiological development and habitat
selection based on water quality factors of temperature, salinity, and
dissolved oxygen, which are inter-related environmental variables. In
laboratory studies with salinities of 8 to 15 parts per thousand and
temperatures of 12 [deg]C and 20 [deg]C, juveniles less than a year old
(YOY) had reduced growth at 40 percent dissolved oxygen saturation,
grew best at 70 percent dissolved oxygen saturation, and selected
conditions that supported growth (Niklitschek and Secor, 2009 I;
Niklitschek and Secor, 2009 II). Results obtained for age-1 juveniles
(i.e., greater than 1 year old and less than 2 years old) indicated
that they can tolerate salinities of 33 parts per thousand (i.e., a
salinity level associated with seawater), but grow faster in lower
salinity waters (Niklitschek and Secor, 2009; Allen et al., 2014). The
best growth for both age groups occurred at dissolved oxygen
concentrations greater than 6.5 mg/L. While specific dissolved
concentrations at temperatures considered stressful for Atlantic
sturgeon are not available, instantaneous minimum concentrations of 4.3
mg/L protect survival of shortnose sturgeon at temperatures greater
than 29 [deg]C (EPA, 2003). However, data from
[[Page 36083]]
Secor and Niklitschek (2001) show that shortnose sturgeon are more
tolerant of higher temperatures than Atlantic sturgeon, thus the
``stressful temperature'' for Atlantic sturgeon is considered 26 [deg]C
(Secor and Gunderson, 1998).
In summary, within the area occupied by Atlantic sturgeon, we
considered the various types of habitat utilized by the species for
various life functions. We determined that Atlantic sturgeon spend the
majority of their adult lives in offshore marine waters where they are
known to travel extensively up and down the East Coast. However, we
could not identify any PBFs in marine waters essential for the
conservation of the species. We also determined Atlantic sturgeon
utilize estuarine areas for foraging, growth, and movement. The ability
of subadults to find and access food is necessary for continued
survival, growth, and physiological development to the adult life
stage. Likewise, given that Atlantic sturgeon mature late and do not
necessarily spawn annually, increased adult survival would improve the
chances that adult Atlantic sturgeon spawn more than once. Therefore,
we determined a conservation objective for the Carolina and South
Atlantic DPSs is to increase the abundance of each DPS by facilitating
increased survival of all life stages. After examining the information
available on spawning and early life history behavior and habitat, we
also concluded that facilitating adult reproduction and juvenile and
subadult recruitment into the adult population are other conservation
objectives for the Carolina and South Atlantic DPSs of Atlantic
sturgeon. We could not identify any specific PBFs essential for the
conservation of the species that support adult and subadult foraging in
estuarine or marine environments. We determined that protecting
spawning areas, juvenile development habitat, the migratory corridors
that allow adults to reach the spawning areas and newly spawned
sturgeon to make a safe downstream migration, and water quality to
support all life stages, will facilitate meeting the conservation
objectives discussed above.
Given the biological needs and tolerances, and environmental
conditions for Atlantic sturgeon in southeast rivers as summarized
above, and the habitat-based conservation objectives, the physical
features essential for conservation are:
Suitable hard bottom substrate (e.g., rock, cobble,
gravel, limestone, boulder, etc.) in low salinity waters (i.e., 0.0-0.5
ppt range) for settlement of fertilized eggs and refuge, growth, and
development of early life stages;
Transitional salinity zones inclusive of waters with a
gradual downstream gradient of 0.5-30 ppt and soft substrate (e.g.,
sand, mud) downstream of spawning sites for juvenile foraging and
physiological development;
Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, reservoirs, gear, etc.) between the river
mouth and spawning sites necessary to support: (1) Unimpeded movement
of adults to and from spawning sites; (2) seasonal and physiologically
dependent movement of juvenile Atlantic sturgeon to appropriate
salinity zones within the river estuary; and (3) staging, resting, or
holding of subadults and spawning condition adults. Water depths in
main river channels must be deep enough to ensure continuous flow in
the main channel at all times when any sturgeon life stage would be in
the river. Water depths of at least 1.2 m are generally deep enough to
facilitate effective adult migration and spawning behavior.
Water quality conditions, especially in the bottom meter
of the water column, with temperature and oxygen values that support:
(1) Spawning; (2) annual and inter-annual adult, subadult, larval, and
juvenile survival; and (3) larval, juvenile, and subadult growth,
development, and recruitment. Appropriate temperature and oxygen values
will vary interdependently, and depending on salinity in a particular
habitat. For example, 6.0 mg/L D.O. for juvenile rearing habitat is
considered optimal, whereas D.O. less than 5.0 mg/L for longer than 30
days is considered suboptimal when water temperature is greater than 25
[deg]C. In temperatures greater than 26 [deg]C, D.O. greater than 4.3
mg/L is needed to protect survival and growth. Temperatures of 13
[deg]C to 26 [deg]C for spawning habitat are considered optimal.
Need for Special Management Considerations or Protection
We concluded that each of the essential features defined above may
require special management considerations or protection. Barriers
(e.g., dams, tidal turbines) to generate power or control water flow in
rivers used by Atlantic sturgeon can damage or destroy bottom habitat
needed for spawning and rearing of juveniles, restrict movement of
adults to and from spawning grounds, prevent juveniles from accessing
the full range of salinity exposure in the natal estuary, and alter
water quality parameters, including water depth, temperature and
dissolved oxygen, to the detriment of sturgeon reproduction, growth,
and survival. Water withdrawals can similarly adversely impact water
quality for Atlantic sturgeon spawning, recruitment, and development.
Land development and commercial and recreational activities on a river
can contribute to sediment deposition that affects water quality
necessary for successful spawning and recruitment. A build-up of fine
sediments may, for example, reduce the suitability of hard spawning
substrate for Atlantic sturgeon egg adherence and reduce the
interstitial spaces used by larvae for refuge from predators. Dredging
to remove sediment build-up, to deepen harbors and facilitate vessel
traffic, or to mine construction materials, may remove or alter hard
substrate that is necessary for egg adherence and as refuge for larvae
or soft substrate needed for juvenile foraging, and may change the
water depth resulting in shifts in the salt wedge within the estuary or
change other characteristics of the water quality (e.g., temperature,
dissolved oxygen) necessary for the developing eggs, larvae, and
juveniles.
The features essential for successful Atlantic sturgeon
reproduction and recruitment may also require special management
considerations or protection as a result of global climate change.
Conditions in Southeast rivers used by sturgeon already threaten the
species' survival and recovery due to exceedances of temperature
tolerances and the sensitivity of sturgeon to low dissolved oxygen
levels; these impacts will worsen as a result of global climate change
and predicted warming of the southeast region. Many communities and
commercial facilities withdraw water from the rivers containing the
features essential to Atlantic sturgeon reproduction. Water withdrawals
during drought events can affect flows, depths, and the position of the
salt wedge, further impacting the water flow necessary for successful
sturgeon reproduction and affect dissolved oxygen levels. Attempts by
communities to control water during floods (e.g., spilling water from
dams upriver of Atlantic sturgeon spawning and rearing habitat) can
similarly alter flows to the point of dislodging fertilized eggs,
washing early life stages downstream into more saline habitat before
being developmentally ready, and create barriers (e.g., from debris) to
upstream and downstream passage of adults and juveniles. We therefore
conclude that the physical features essential to the conservation of
the Carolina and South Atlantic DPSs may require special
[[Page 36084]]
management considerations or protections.
Specific Areas Containing the Essential Features Within the
Geographical Area Occupied by the Species
To identify where the essential features occur within areas
occupied by Atlantic sturgeon, we reviewed the best available
scientific information, including the 2007 Atlantic sturgeon status
review (ASSRT, 2007), the ESA listing rules (77 FR 5914; February 6,
2012), scientific research reports, information and data gathered
during the peer-review process, and a database developed by the U.S.
Geological Survey for mapping environmental parameters within East
Coast Rivers to identify sturgeon habitat. We also considered
information on the location of sturgeon spawning activity from
scientific reports, as active spawning in an area would indicate that
the essential features necessary for spawning are likely present.
Information on documented spawning in specific areas in the Southeast
is rare, but some does exist. For example, large sections of the
Altamaha River have been found to support Atlantic sturgeon spawning
activities for many years (Peterson et al., 2006; Peterson et al.,
2008). We reviewed reports from a NMFS-funded multi-year, multi-state
research project on movement and migration of Atlantic sturgeon
(Species Recovery Grant number NA10NMF4720036, Post et al., 2014). In
these reports, researchers determined which portions of Southeastern
rivers support spawning activities by looking at the upriver extent of
sturgeon movements during spawning season.
There are large areas of most rivers where data are still lacking.
The available data also represent a snapshot in time, while the exact
location of a habitat feature may change over time (e.g., water depth
fluctuates seasonally, as well as annually, and even hard substrate may
shift position). For example, some data indicate a change in substrate
type with in a given location from year to year (e.g., from sand to
gravel). It is not always clear whether such changes are due to an
actual shift in substrate sediments or if the substrate sample was
collected in a slightly different location between samplings. Although
the habitat features may vary even at the same location, if any of the
available data regarding a particular feature fell within the suitable
range (i.e., salinity of 0-0.5 ppt, water depths from 1.2-27 m, or hard
substrate [gravel, cobble, etc.]), we considered that the essential
feature is present in the area.
When data were not available for certain rivers or portions of
occupied rivers, we used our general knowledge of Atlantic sturgeon
spawning and applied river-specific information to determine the
location of features essential to spawning. We considered salinity
tolerance during the earliest life stages to determine appropriate
habitat for larvae to develop as they mature. Available telemetry data
suggest that most Atlantic sturgeon spawning activity in the Savannah
and Altamaha start around river kilometer (RKM) 100 (Post et al.,
2014). Similar evidence from the Edisto, Neuse, and Tar-Pamlico rivers
indicates spawning activity starts around RKM 80. Peer review comments
on the Draft Economic and Biological Information to Inform Atlantic
Sturgeon Critical Habitat Designation indicated that Atlantic sturgeon
spawn below the fall line, unlike shortnose sturgeon that may spawn
well above the fall line.
In order to encompass all areas important for Atlantic sturgeon
spawning, reproduction, and recruitment within rivers where spawning is
believed to occur or may occur, we identified specific areas of
critical habitat from the mouth (RKM 0) of each spawning river to the
upstream extent of the spawning habitat. Other than an unexplained
report of an Atlantic sturgeon carcass upstream of dams in the Santee
Cooper system, we have no evidence that Atlantic sturgeon can pass
upstream of dams (i.e., through turbines or fishways for shad and
herring) and thus we are considering those upstream areas as unoccupied
for the purpose of this rulemaking. Manmade barriers currently restrict
upstream movement of Atlantic sturgeon in the Cape Fear, Santee-Cooper,
and Savannah River systems. In other rivers, either the fall line, or
for those rivers that do not reach the fall line, an easily
identifiable landmark (e.g., a bridge) near the headwaters is
considered the upstream extent of spawning habitat.
To identify specific habitats used by an Atlantic sturgeon DPS in
occupied rivers, we considered available information that described:
(1) Capture location and/or tracking locations of Atlantic sturgeon
identified to its DPS by genetic analysis; (2) capture location and/or
tracking locations of adult Atlantic sturgeon identified to its DPS
based on the presence of a tag that was applied when the sturgeon was
captured as a juvenile in its natal estuary; (3) capture or detection
location of adults in spawning condition (i.e., extruding eggs or milt)
or post-spawning condition (e.g., concave abdomen for females); (4)
capture or detection of YOY and other juvenile age classes; and, (5)
collection of eggs or larvae.
Large Coastal Rivers that Lack Essential Features
Several large coastal rivers within the geographic area occupied by
the Carolina and South Atlantic DPSs of Atlantic sturgeon do not appear
to support spawning and juvenile recruitment or to contain suitable
habitat features to support spawning. These rivers are the Chowan and
New Rivers in North Carolina; the Waccamaw (above its confluence with
Bull Creek which links it to the Pee Dee River), Sampit, Ashley,
Ashepoo, and Broad-Coosawhatchie Rivers in South Carolina; and the St.
Johns River, Florida. We have no information, current or historic, of
Atlantic sturgeon using the Chowan and New Rivers in North Carolina.
Recent telemetry work by Post et al. (2014) indicates that Atlantic
sturgeon do not utilize the Sampit, Ashley, Ashepoo, and Broad-
Coosawhatchie Rivers in South Carolina. These rivers are short, coastal
plains rivers that most likely do not contain suitable habitat for
Atlantic sturgeon. Post et al. (2014) also found Atlantic sturgeon only
use the portion of the Waccamaw River downstream of Bull Creek. Due to
man-made structures and alterations, spawning areas in the St. Johns
River are not accessible and therefore do not support a reproducing
population. For these reasons, we are not designating these coastal
rivers, or portions of the rivers, as critical habitat. For rivers we
are proposing to designate as critical habitat, we have historical or
current information that they support spawning and juvenile recruitment
as described below.
Roanoke River
The Roanoke River was identified as a spawning river for Atlantic
sturgeon based on the capture of juveniles, the collection of eggs, and
the tracking location of adults. Further, there was information
indicating the historical use of the Roanoke River by Atlantic
sturgeon.
Atlantic sturgeon were historically abundant in the Roanoke River
and Albemarle Sound, but declined dramatically in response to intense
fishing effort in the late 1800's (Armstrong and Hightower, 2002).
There is still a population present in the Albemarle Sound and Roanoke
River (Armstrong and Hightower, 2002; Smith et al., 2014). DNA analyses
of juveniles captured in Albemarle Sound indicate that these fish are
genetically distinct from Atlantic sturgeon collected in
[[Page 36085]]
other systems (Wirgin et al., 2000; King et al., 2001).
Historical records and recent research provide accounts of Atlantic
Sturgeon spawning within the fall zone (RKM 204-242) of the Roanoke
River (Yarrow, 1874; Worth, 1904; Armstrong and Hightower, 2002; Smith
et al., 2014). Atlantic sturgeon remains from archaeological sites on
the Roanoke River have been found as far upstream as RKM 261,
approximately 19 miles above the upper end of the fall zone (Armstrong
and Hightower, 2002; VanDerwarker, 2001); however, that was prior to
the construction of dams now located throughout the river. The farthest
downstream dam, the Roanoke Rapids Dam, is located near the fall line
at RKM 221. No fish passage exists at this dam, so all Atlantic
sturgeon are restricted to the lower 17 RKM of fall zone habitat, which
extends from the Roanoke Rapids Dam to Weldon, North Carolina at RKM
204 (Armstrong and Hightower, 2002; Smith et al., 2014).
Historic and current data indicate that spawning occurs in the
Roanoke River, where both adults and small juveniles have been
captured. Since 1990, the North Carolina Division of Marine Fisheries
(NCDMF) has conducted the Albemarle Sound Independent Gill Net Survey
(IGNS). From 1990 to 2006, 842 sturgeon were captured ranging from 15.3
to 100 centimeters (cm) fork length (FL), averaging 47.2 cm FL. One
hundred and thirty-three (16%) of the 842 sturgeon captured were
classified as YOY (41 cm TL, 35 cm FL); the others were subadults
(ASSRT, 2007). A recent study by Smith et al. (2014), using acoustic
telemetry data and egg collection during the fall of 2013, identified a
spawning location near Weldon, North Carolina (RKM 204). The location
contains the first shoals encountered by Atlantic sturgeon as they move
upstream to spawn (Smith et al., 2014). The channel in this area is
approximately 100 m wide and the substrate is primarily bedrock, along
with fine gravel and coarse sediments in low-flow areas (Smith et al.,
2014). During the study, 38 eggs were collected during 21 days that
spawning pads were deployed (Smith et al., 2014).
A scientific survey also shows the presence of adult Atlantic
sturgeon in the Roanoke River. Using side-scan sonar, Flowers and
Hightower (2015) conducted surveys near the freshwater-saltwater
interface with repeated surveys performed over 3 days. The surveys
detected 4 Atlantic sturgeon greater than 1 m total length. Based on
these detections, an abundance estimate for riverine Atlantic sturgeon
of 10.9 (95% confidence interval 3-36) fish greater than 1 m was
calculated for the Roanoke River. This estimate does not account for
fish less than 1 m total length, occurring in riverine reaches not
surveyed, or in marine waters.
Tar-Pamlico River
The Tar-Pamlico River was identified as a spawning river for
Atlantic sturgeon based on the evidence of spawning and the capture of
juveniles. The Tar-Pamlico River, one of two major tributaries to
Pamlico Sound, is dammed. However, all riverine habitat is accessible
to Atlantic sturgeon in the Tar-Pamlico River, because the lower-most
dam, the Rocky Mount Mill Pond Dam (RKM199), is located at the fall
line.
Evidence of spawning was reported by Hoff (1980), after the capture
of very young juveniles in the Tar River. Two juveniles were observed
dead on the bank of Banjo Creek, a tributary to the Pamlico System
(ASSRT, 2007). A sampling program similar to the Albemarle Sound IGNS
collected 14 Atlantic sturgeon in 2004. These fish ranged in size from
460 to 802 mm FL and averaged 575 mm FL. The NCDMF Observer Program
reported the capture of 12 Atlantic sturgeon in the Pamlico Sound from
April 2004 to December 2005; these fish averaged 600 mm TL(ASSRT,
2007).
Neuse River
The Neuse River was identified as a spawning river for Atlantic
sturgeon based on the evidence of spawning and the capture of
juveniles. Evidence of spawning was reported by Hoff (1980), who noted
captures of very young juveniles in the Neuse River. An independent
gill net survey was initiated in 2001 following the Albemarle Sound
IGNS methodology. Collections were low during the periods of 2001-2003,
ranging from zero to one fish/year. However, in 2004, this survey
collected 14 Atlantic sturgeon ranging from 460 to 802 mm FL, and
averaging 575 mm FL. During the same time period (2002-2003), four
Atlantic sturgeon (561-992 mm FL) were captured by North Carolina State
University personnel sampling in the Neuse River (Oakley, 2003).
Similarly, the NCDMF Observer Program documented the capture of 12
Atlantic sturgeon in the Pamlico Sound from April 2004 to December
2005; none of these were YOY or spawning adults, averaging
approximately 600 mm TL (ASSRT, 2007).
Cape Fear River System
The Cape Fear and Northeast Cape Fear Rivers were identified as
spawning rivers for Atlantic sturgeon based on the capture of
juveniles, the capture of adults in spawning condition, and the
tracking location of adults, and information indicating the historical
use by Atlantic sturgeon. In the late 1800's, the Cape Fear River had
the largest landings of sturgeon in the southeastern United States
(Moser and Ross, 1995). While species identification (i.e., shortnose
or Atlantic sturgeon) is not possible, these landings suggest large
populations of both species. The Cape Fear River is tidally influenced
by diurnal tides up to at least RKM 96. The River is also dredged
extensively to maintain a depth of 12 m up to RKM 49 and then a depth
of 4 m up to Lock and Dam 1. There are numerous deep holes (>10 m)
throughout this extent.
A gill net survey for adult shortnose and juvenile Atlantic
sturgeon was conducted in the Cape Fear River drainage from 1990 to
1992, and replicated from 1997 to 2005. Each sampling period included
two overnight sets. The 1990-1992 survey captured 100 Atlantic sturgeon
below Lock and Dam #1 (RKM 95). In 1997, 16 Atlantic sturgeon were
captured below Lock and Dam #1, an additional 60 Atlantic sturgeon were
caught in the Brunswick (a tributary of the Cape Fear River), and 12
were caught in the Northeast Cape River (Moser et al. 1998).
Additionally, Ross et al. (1988 in Moser and Ross, 1995) reported the
capture of a gravid female in the Cape Fear River.
Recent telemetry work conducted in the Cape Fear and Northeast Cape
Fear River showed that subadult Atlantic sturgeon movement and
distribution followed seasonal patterns (Loeffler and Collier in Post
et al., 2014). During summer months, Atlantic sturgeon distribution was
shifted upriver with limited large-scale movements; during the coldest
time of year, subadult fish were absent from the rivers and had
migrated to the estuary or ocean (Loeffler and Collier in Post et al.,
2014). The high inter-annual return rates of tagged fish to the system
demonstrate that Atlantic sturgeon have fidelity to these rivers; this
implies that the Cape Fear River system may be the natal system for
these fish (Loeffler and Collier in Post et al., 2014).
Further evidence of the importance of this system is demonstrated
by the movement patterns of one of five adult Atlantic sturgeon tagged
during the study that has shown site fidelity. This individual fish was
in ripe and running condition at the time of tagging. This fish
subsequently returned to the Cape Fear system each of the following
years (2013 and 2014) and has been detected farther upstream in both
the Cape Fear
[[Page 36086]]
(RKM 95) and Northeast Cape Fear (RKM 132) rivers than any tagged
subadult fish during this study. This fish did not use the fish passage
rock arch ramp at Lock and Dam #1; however, at the time when it was
present at the base of the dam, the rock arch ramp structure was only
partially complete. In all years of the study this fish had movement
patterns that are consistent with spawning behavior and demonstrate
that both the Northeast Cape Fear and Cape Fear Rivers may be important
spawning areas. While telemetry data have not indicated Atlantic
sturgeon presence above Lock and Dam #1, we believe the fish passage
present at the dam is successful or that fish pass through the lock. We
base this determination on reports of Atlantic sturgeon above Lock and
Dam #1 (J. Hightower, NCSU, pers. comm. To J. Rueter, NMFS, July 21,
2015).
Pee Dee River System
The Pee Dee River System was identified as providing spawning
habitat used by Atlantic sturgeon based on the capture of juveniles,
the capture of adults in spawning condition, and the tracking location
of adults. Captures of age-1 juveniles from the Waccamaw River during
the early 1980s suggest that a reproducing population of Atlantic
sturgeon existed in that river, although the fish could have been from
the nearby Pee Dee River (Collins and Smith1997). In 2003 and 2004,
nine Atlantic sturgeon (48.4-112.2 cm FL) were captured in the Waccamaw
River during the South Carolina Department of Natural Resources annual
American shad gill net survey. While these fish were not considered
YOY, Collins et al. (1996) note that unlike northern populations, in
South Carolina, YOY are considered to be less than 50 cm TL or 42.5 cm
FL, because growth rates are greater in the warmer southern waters
compared to cooler northern waters. Therefore, the capture of a 48.4 cm
FL sturgeon provides some evidence that YOY may be present in the
Waccamaw River. Based on telemetry data, these YOY were thought to have
been spawned in the Pee Dee River, and then traveled downstream through
Bull Creek, and into the Waccamaw River. (B. Post, SCDNR, pers. comm.
to J. Rueter, NMFS, July 9, 2015).
Based on preliminary analyses of sturgeon detections during their
study, Post et al. (2014) concluded the Pee Dee River system appears to
be utilized by Atlantic sturgeon for summer/winter seasonal habitat as
well as for spawning. From 2011 to 2014, 41 sturgeon were detected in
upstream areas of the Pee Dee River that considered spawning areas. All
10 Atlantic sturgeon that were originally implanted with transmitters
in the Pee Dee System were later detected displaying upstream and
downstream movement. Distinct movement patterns were evident for these
fish as similar patterns were observed each year of the study period.
Two of the 10 fish originally tagged in the Pee Dee System and many
tagged fish from other systems made spawning runs in the Pee Dee River
(Post et al., 2014).
Black River, South Carolina
The Black River was identified as a spawning river for Atlantic
sturgeon based on the capture of juveniles and the tracking location of
adults. During a telemetry study from 2011 to 2014, Post et al. (2014)
detected 10 juveniles and 10 adults utilizing the Black River. An adult
male was detected at the last receiver station in the river one year
(RKM 70.4) and the next to last receiver station in a subsequent year.
While the receiver stations were not at the fall line, they were very
far upriver, and it is likely that the only reason this fish traveled
so far upriver was to spawn (B. Post, SCDNR, pers. comm. to J. Rueter,
NMFS PRD, July 9, 2015). Juveniles were located as far upstream as RKM
42.1, suggesting the Black River is also an important foraging/refuge
habitat.
Santee and Cooper Rivers
The Santee-Cooper River system was identified as a spawning river
system for Atlantic sturgeon based on the capture of YOY. The Santee
River basin is the second largest watershed on the Atlantic Coast of
the United States; however with the completion of Wilson Dam in the
1940s, upstream fish migrations were restricted to the lowermost 145
RKMs of the Santee River. Following construction of the Wilson and
Pinopolis Dams, the connectivity between the coastal plain and piedmont
was lost. In the 1980s, a fish passage facility at the St. Stephen
powerhouse, designed to pass American shad and blueback herring, was
completed that attempted to restore connectivity throughout the system.
(Fish passage and fishway mean any structure on or around artificial
barriers to facilitate diadromous fishes' natural migration). The
passage facility has not been successful for Atlantic sturgeon (Post et
al., 2014). However, in 2007 an Atlantic sturgeon entered the fish
passage facility at the fishway to the lift, presumably in an attempt
to migrate upstream to spawn, and was subsequently physically removed
and then released downstream into the Santee River (A. Crosby, SCDNR,
pers. comm.).
Historically, the Cooper River was a small coastal plain river that
fed into Charleston Harbor. The completion of the Santee Cooper
hydropower project in the 1940s dramatically changed river discharge in
the Cooper River. From the 1940s into the 1980s, nearly all river
discharge of the Santee River was diverted through the Santee Cooper
project, run through the hydroelectric units in Pinopolis Dam, and
discharged down the Tailrace Canal and into the Cooper River. In the
1980s, the Rediversion Project redirected part of the system's
discharge back to the Santee River; however, a significant discharge of
freshwater still flows into the Cooper River. The Cooper River provides
the dominant freshwater input for the Charleston Harbor and provides 77
RKM of riverine habitat (Post et al., 2014).
The capture of 151 subadults, including age-1 fish in 1997
indicates a population exists in the Santee River (Collins and Smith,
1997). Four juvenile Atlantic sturgeon, including YOY, were captured in
the winter of 2003 in the Santee (N = 1) and Cooper (N = 3) Rivers
(McCord, 2004). These data support the existence of a spawning
population, but South Carolina Department of Natural Resources
biologists working in the Santee-Cooper system believe the smaller fish
are pushed into the system from the Pee Dee and/or Waccamaw River
during flooding conditions (McCord, 2004). This hypothesis is based on
the lack of access to suitable spawning habitat due to the locations of
the Wilson Dam and St. Stephen Powerhouse on the Santee River and the
Pinopolis Dam on the Cooper River. Nonetheless, the Santee-Cooper River
system appears to be important foraging and refuge habitat and could
serve as important spawning habitat once access to historical spawning
grounds is restored through a fishway prescription under the Federal
Power Act (NMFS 2007).
In a recent telemetry study by Post et al. (2014), four Atlantic
sturgeon were tagged in the Santee River from 2011 to 2014. Of the four
Atlantic sturgeon tagged in the Santee River, one was detected in the
river, one was detected at the mouth of the river, and the other two
have not been detected in the Santee River system since being tagged.
There was no detectable spawning run or pattern of movement for the
tagged fish that remained in the Santee River (Post et al., 2014).
There were no Atlantic sturgeon captured in the Cooper River during the
Post et al., 2014 study. There were seven Atlantic sturgeon detected in
the Cooper River that had been tagged in other systems.
[[Page 36087]]
The Atlantic sturgeon that were detected in the Cooper River were more
commonly detected in the saltwater tidal zone, with the exception of
one that made a presumed spawning run to Pinopolis Dam in the fall of
2013 (Post et al., 2014).
Edisto River
The Edisto is the largest river in the Ashepoo, Combahee, Edisto
(ACE) Basin; begins in the transition zone between piedmont and coastal
plain; and is unimpeded for its entire length. It is the longest free
flowing blackwater river in South Carolina. During excessive rainy
seasons it will inundate lowlands and swamps, and the flow basin
increases to a mile wide or more. The Edisto River was identified as a
spawning river for Atlantic sturgeon based on the capture of an adult
in spawning condition and capture location and tracking of adults.
Spawning adults (39 in 1998) and YOY (1,331 from 1994-2001) have
been captured in the ACE basin (Collins and Smith, 1997; ASSRT, 2007).
One gravid female was captured in the Edisto River during sampling
efforts in 1997 (ASSRT, 2007). Seventy-six Atlantic sturgeon were
tagged in the Edisto River during a 2011 to 2014 telemetry study (Post
et al., 2014). Fifty-eight of the 76 Atlantic sturgeon tagged were
detected in the Edisto River during the study. Distinct movement
patterns of Atlantic sturgeon were evident. Fish entered the river
between April and June and were detected in the saltwater tidal zone
until water temperature decreased below 25[deg] C. They then moved into
the freshwater tidal area, and some fish made presumed spawning
migrations in the fall around September-October. Spawning migrations
were thought to be occurring based on fish movements upstream to the
presumed spawning zone between RKM 78 and 210. Fish stayed in these
presumed spawning zones for an average of 22 days. The tagged Atlantic
sturgeon left the river system by November. A number of tagged
individuals were detected making such movements during multiple years
of the study. Only those fish that were tagged in the Edisto River were
detected upstream near presumed spawning grounds, while fish detected
in the Edisto River, but tagged elsewhere, were not detected near the
presumed spawning areas. In the winter and spring, Atlantic sturgeon
were generally absent from the system except for a few fish that
remained in the saltwater tidal zone (Post et al., 2014).
Combahee--Salkehatchie River
The Combahee--Salkehatchie River was identified as a spawning river
for Atlantic sturgeon based on capture location and tracking locations
of adults and the spawning condition of an adult. Spawning adults (39
in 1998) and YOY (1,331 from 1994-2001) have been captured in the ACE
basin (Collins and Smith, 1997; ASSRT, 2007). One running ripe male was
captured in the Combahee River during a sampling program in 1997
(ASSRT, 2007). Seven Atlantic sturgeon were captured and five were
tagged during a 2010 and 2011 telemetry study (Post et al., 2014).
Atlantic sturgeon that were tagged in the Combahee River were absent
from the system for the majority of the study period. An Atlantic
sturgeon that was tagged in June of 2011 left the system in the fall of
2011, returned in July 2012 and left the system again in the fall of
2012. This fish was detected the farthest upstream of any tagged
Atlantic sturgeon in the Combahee River (RKM 56). Another individual
was identified as a running ripe male at capture in the Combahee River
in March 2011, was relocated exhibiting spawning behavior in the North
East Cape Fear River, NC in March, 2012, and in 2014 was detected from
February-April in the Pee Dee System.
Savannah River
The Savannah River was identified as a spawning river for Atlantic
sturgeon based on capture location and tracking locations of adults and
the collection of larvae. Forty three Atlantic sturgeon larvae were
collected in upstream locations (RKM 113-283) near presumed spawning
locations (Collins and Smith, 1997). Seven Atlantic sturgeon were also
tagged from 2011 to 2014 and distinct movement patterns were evident
(Post et al., 2014). In 2011, one individual was detected travelling
upstream in mid-April and remained at a presumed spawning area (RKM 200
to 301) through mid-September. Two Atlantic sturgeon migrated into the
system and upstream to presumed spawning grounds in 2012. The first
entered the system in mid-August and returned downriver in mid-
September; the other entered the system in mid-September and returned
downriver in mid-October. Four Atlantic sturgeon entered the Savannah
River and migrated upstream during the late summer and fall months in
2013. Two Atlantic sturgeon previously tagged in the Savannah River
made upstream spawning movements; this was the second year (2011) one
of these fish was detected making similar upstream movements. These two
fish were also detected immediately upstream of the New Savannah Bluff
Lock and Dam (RKM 301). It is unknown if they passed through the lock
or swam over the dam during high flows. There is a strong possibility
that one fish may have been detected by the receiver directly upstream
while still remaining downstream of the dam and while flow control
gates were in a full open position. Atlantic sturgeon in the Savannah
River were documented displaying similar behavior three years in a
row--migrating upstream during the fall and then being absent from the
system during spring and summer.
Ogeechee River
The Ogeechee River was identified as a spawning river for Atlantic
sturgeon based on tracking of adults and YOY. Seventeen Atlantic
sturgeon considered to be YOY (less than 30 cm TL) were collected in
2003 by the Army's Environmental and Natural Resources Division (AENRD)
at Fort Stewart, Georgia. An additional 137 fish were captured by the
AENRD in 2004. Nine of these fish measured less than 41 cm TL and were
considered YOY. During a telemetry study from 2011 to 2014, there were
no capture or tagging efforts conducted in the Ogeechee River; however,
40 Atlantic sturgeon were detected in the Ogeechee River (Ingram and
Peterson in Post et al., 2014).
Altamaha River
The Altamaha River and its major tributaries the Oconee and
Ocmulgee Rivers were identified as spawning rivers for Atlantic
sturgeon based on capture location and tracking of adults and the
capture of adults in spawning condition. The Altamaha River supports
one of the healthiest Atlantic sturgeon subpopulations in the
Southeast, with over 2,000 subadults captured in trammel nets, 800 of
which were nominally age-1 as indicated by size (ASSRT, 2007). A survey
targeting Atlantic sturgeon was initiated in 2003 by the University of
Georgia. By October 2005, 1,022 Atlantic sturgeon had been captured
using trammel and large gill nets. Two hundred and sixty-seven of these
fish were collected during the spring spawning run in 2004 (N = 74
adults) and 2005 (N = 139 adults). From these captures, 308 (2004) and
378 (2005) adults were estimated to have participated in the spring
spawning run, representing 1.5% of Georgia's historical spawning stock
(females) as estimated from U.S. Fish Commission landing records
(Schueller and Peterson 2006, Secor 2002).
[[Page 36088]]
In a telemetry study by Peterson et al. (2006), most tagged adult
Atlantic sturgeon were found between RKM 215 and 420 in October and
November when water temperatures were appropriate for spawning. There
are swift currents and rocky substrates throughout this stretch of
river (Peterson et al., 2006). Two hundred thirteen adults in spawning
condition were captured in the Altamaha system in 2004-2005 (Peterson
et al., 2006).
Forty-five adult Atlantic sturgeon were captured and tagged from
2011 to 2013 (Ingram and Peterson in Post et al., 2014). Telemetry data
from the tagged individuals indicated that the fish were present in the
system from April through December. Twenty-six fish made significant (>
160 RKM) migrations upstream with eight fish making the migration in at
least two of the years and four making the migration in all three years
of the study. No site fidelity was apparent based on these data;
however, an upriver site near the confluence of the Ocmulgee (RKM 340-
350) was visited by multiple fish in multiple years. Fish migrated
upstream into both the Ocmulgee and Oconee Rivers, but the majority
entered the Ocmulgee River. The maximum extent of these upriver
migrations was RKM 408 in the Ocmulgee River and RKM 356 in the Oconee
River (Ingram and Peterson in Post et al., 2014).
Two general migration patterns were observed for fish in this
system. Early upriver migrations that began in April--May typically
occurred in two steps, with fish remaining at mid-river locations
during the summer months before continuing upstream in the fall. The
late-year migrations, however, were typically initiated in August or
September and were generally non-stop. Regardless of which migration
pattern was used during upstream migration, all fish exhibited a one-
step pattern of migrating downstream in December and early January
(Ingram and Peterson in Post et al., 2014).
Satilla River
The Satilla River was identified as a spawning river for Atlantic
sturgeon based on the capture of adults in spawning condition. Ong et
al. (1996) captured four reproductively mature Atlantic sturgeon on
spawning grounds during the spawning season in the Satilla River.
St. Marys River
The St. Marys River was identified as a spawning river for Atlantic
sturgeon based on the capture of YOY Atlantic sturgeon. Atlantic
sturgeon were once thought to be extirpated in the St. Marys River.
However, nine Atlantic sturgeon were captured in sampling efforts
between May 19 and June 9, 2014. Captured fish ranged in size from 293
mm (YOY) to 932 mm (subadult). This is a possible indication of a slow
and protracted recovery in the St. Marys (D. Peterson, UGA, pers. comm.
to J. Rueter, NMFS PRD, July 8, 2015).
Unoccupied Critical Habitat Areas
ESA section 3(5)(A)(ii) defines critical habitat to include
specific areas outside the geographical area occupied if the areas are
determined by the Secretary to be essential for the conservation of the
species. Our regulations at 50 CFR 424.12(g) also state: ``The
Secretary will not designate critical habitat within foreign countries
or in other areas outside of the jurisdiction of the United States.''
At the present time, the geographical area occupied by the Carolina and
South Atlantic DPS of Atlantic sturgeon which is within the
jurisdiction of the United States is limited to waters off the U.S.
east coast from Maine through Florida, seaward to the boundary of the
U.S. Exclusive Economic Zone, and upstream in freshwater systems to the
fall line or the first impediment to fish passage. We have identified
three areas outside the geographical area occupied by these species
that are essential for their conservation, and therefore are proposing
to designate these unoccupied areas as critical habitat for the
Carolina and South Atlantic DPS of Atlantic sturgeon. For the Carolina
DPS, we have identified the Cape Fear River from Huske Lock and Dam
(Lock and Dam #3) downstream to Lock and Dam #2. We also identified the
rivers of the Santee-Cooper basin from the Parr Shoals Dam on the Broad
River and the Wateree Dam on the Wateree River downstream to the Wilson
Dam and St. Stephen Powerhouse on the Santee River and Pinopolis Dam on
the Cooper River. For the South Atlantic DPS we have identified the
Savannah River from the Augusta Diversion Dam downstream to the New
Savannah Bluff Lock and Dam.
As stated previously, the key habitat-based conservation objectives
for these DPSs are facilitating adult reproduction and facilitating
recruitment into the adult population by protecting spawning areas,
juvenile development habitat, and the migratory corridors that allow
adults to reach the spawning areas and newly spawned sturgeon to make a
safe downstream movement. To successfully fulfill these conservation
objectives, the areas above the dams on these three systems need to be
protected until it becomes accessible to the species. Available data
suggest that these unoccupied areas did historically, or could, serve
as spawning habitat for Atlantic sturgeon should they become accessible
in the future.
Telemetry data from the Cape Fear River discussed above (Loeffler
and Collier in Post et al., 2014) indicate that Atlantic sturgeon make
spawning movements up the Cape Fear River before being stopped at Lock
and Dam #1; in one case the fish went downstream and then moved up the
Northeast Cape Fear River. However, there have been reports of Atlantic
sturgeon above Lock and Dam #1 (J. Hightower, NCSU, pers. comm. To J.
Rueter, NMFS, July 21, 2015). It is likely the fish moving up to Lock
and Dam #2 are attempting to reach historic upstream spawning areas.
Using the fall line as a guide, only 33 percent of the historical
habitat is available to Atlantic sturgeon below Lock and Dam #1 (96 km
of 292 km). In some years, the salt water interface reaches Lock and
Dam #1; so, spawning adults in the Cape Fear River either do not spawn
in such years or spawn in the major tributaries of the Cape Fear River
(i.e., Black River or Northeast Cape Fear rivers) that are not
obstructed by dams. There may be some exposed outcrops that would
provide suitable substrate necessary for spawning between Lock and Dam
#2 and Huske Lock and Dam (J. Facendola, NCDMF pers. comm. to J.
Rueter, NMFS, July 20, 2015). The primary goal of the Cape Fear River
Partnership is restoring access to historic migratory fish habitat.
Their 2013 action plan identifies passage at Lock and Dam #2 as a
priority and includes Atlantic sturgeon as a target species (Cape Fear
River Partnership, 2013). In September 2015, the North Carolina General
Assembly approved $250,000 to be used towards the design and
engineering of a rock arch weir to help with fish passage at Lock and
Dam #2 and matching funds are currently being sought. These efforts
indicate to us it is likely a rock arch weir will provide passage at
Lock and Dam #2 so that sturgeon can utilize the habitat upstream of
Lock and Dam #2 up to the Huske Lock and Dam in the future. We propose
to include the area from Huske Lock and Dam (Lock and Dam #3)
downstream to Lock and Dam #2 as unoccupied critical habitat on the
Cape Fear River because Atlantic sturgeon behavior indicates they are
attempting to move upstream to spawning habitat located beyond this
barrier, and we consider this historical spawning habitat essential to
the conservation of the DPS.
The lowermost dams on the Santee and Cooper Rivers limit, and may
[[Page 36089]]
eliminate altogether, viable spawning grounds for Atlantic sturgeon.
Using the fall line as the upper region of spawning habitat, it is
estimated that only 38 percent of the historical habitat is available
to Atlantic sturgeon in the Santee-Cooper River system today. There are
a number of anecdotal reports of Atlantic sturgeon making spawning runs
to the dams and either returning downstream or attempting to spawn at
the dams. These dams may not be far enough upstream for eggs and larvae
to develop before entering higher salinity waters where they perish.
The Santee Cooper Diversion Dam and Canal Project created two
reservoirs: the Wilson Dam on the Santee River created Lake Marion, and
the Pinopolis Dam on the Cooper River created Lake Moultrie. Currently,
relicensing by the Federal Energy Regulatory Commission (FERC) for the
South Carolina Public Service Authority (SCPSA) Hydroelectric Project,
located in South Carolina is ongoing. Fish passage past these two dams
was prescribed as part of the relicensing. Once this passage is
constructed, the first dam Atlantic sturgeon will encounter is the
abandoned Granby Lock and Dam on the Congaree River. This dam could
represent a hindrance, but likely not a complete obstacle, to upstream
movements of Atlantic sturgeon because remnant parts of the dam may
deter bottom oriented species. Above the Granby Lock and Dam, Atlantic
sturgeon will encounter the Columbia Dam on the Broad River. In 2002 we
prescribed a fishway to be constructed at the Columbia Dam for American
shad, blueback herring, and American eel. Concurrently we reserved
authority to prescribe a fishway for sturgeon, because although such a
fishway was warranted, a safe and effective passage mechanism was not
yet established. The fishway constructed to pass the target species
(American shad, blueback herring, and American eel) incorporated
``sturgeon friendly'' features as sturgeon are potential future target
species. Field work conducted during consultation by NMFS Habitat
Conservation Division established that excellent spawning and juvenile
rearing habitat exists in the 24 miles of large river shoals between
the Columbia Dam and the next upstream dam, the Parr Shoals Dam (DOC,
2002). While sturgeon have not been documented as currently passing
through the Columbia Dam fishway, our reservation of authority in the
2002 FERC relicensing provides us the expectation the Columbia Dam will
be passable in the future so that sturgeon can utilize the upstream 24-
miles of shoal habitat for spawning and rearing. Additionally, we have
information on a population of shortnose sturgeon that has been
stranded above Pinopolis and Wilson Dams for decades, and there is a
good deal of data on their spawning activity in the Congaree, Broad,
and Wateree Rivers. Shortnose sturgeon spawning habitat requirements
are similar to Atlantic sturgeon, thus we believe these unoccupied
areas contain suitable spawning habitat for Atlantic sturgeon. We
conclude that these unoccupied spawning habitats are essential to the
conservation of the DPS, and therefore, we are proposing to designate
unoccupied critical habitat from the Wateree Dam on the Wateree River
and from the Parr Shoals Dam on the Broad River downstream to the
Wilson Dam and St. Stephen Powerhouse on the Santee River and the
Pinopolis Dam on the Cooper River.
The Savannah River has some fish passage at New Savannah Bluff Lock
and Dam, but successful passage of Atlantic sturgeon is not believed to
occur. The historical primary spawning habitat for Atlantic sturgeon
(and only shoal habitat on the Savannah River), the Augusta Shoals, is
not accessible to Atlantic sturgeon because it lies above the New
Savannah Bluff Lock and Dam. Sturgeon are currently frequently seen at
the base of the New Savannah Bluff Lock and Dam during spawning season,
indicating either crowding below the dam or individual motivation to
spawn farther upriver, or both. We conclude this unoccupied area is
essential to the conservation of the DPS and therefore, we propose to
designate the Savannah River from the Augusta Diversion Dam downstream
to the New Savannah Bluff Lock and Dam as critical habitat.
Application of ESA Section 4(a)(3)(B)(i) (Military Lands)
Section 4(a)(3)(B) of the ESA prohibits designating as critical
habitat any lands or other geographical areas owned or controlled by
the Department of Defense (DOD), or designated for its use, that are
subject to an Integrated Natural Resources Management Plan (INRMP)
prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if the
Secretary determines in writing that such plan provides a benefit to
the species for which critical habitat is proposed for designation. The
legislative history to this provision explains:
The conferees would expect the [Secretary] to assess an INRMP's
potential contribution to species conservation, giving due regard to
those habitat protection, maintenance, and improvement projects and
other related activities specified in the plan that address the
particular conservation and protection needs of the species for
which critical habitat would otherwise be proposed. Consistent with
current practice, the Secretary would establish criteria that would
be used to determine if an INRMP benefits the listed species for
which critical habitat would be proposed (Conference Committee
report, 149 Cong. Rec. H. 10563 (November 6, 2003)).
In February 2014 and October 2015, we requested information from
the DOD to assist in our analysis. Specifically, we asked for a list of
facilities that occur within the potential critical habitat areas for
the Carolina and South Atlantic DPSs of Atlantic sturgeon and available
INRMPs for those facilities. We received information on two INRMPs for
DOD facilities on or near the banks of rivers included in the proposed
designation--the Naval Submarine Base Kings Bay (GA), on the St. Marys
River and Joint Base Charleston (SC), on the Cooper River. At neither
base does the Navy own or control, or have designated for its use,
lands or geographic areas being proposed as critical habitat. Thus,
there are no areas where the INRMP prohibition is applicable. Notably,
the Department of Navy response indicated a desire to review and revise
applicable INRMPs to provide appropriate and feasible conservation
benefits to the species if possible.
Application of ESA Section 4(b)(2)
Section 4(b)(2) of the ESA requires that we consider the economic
impact, impact on national security, and any other relevant impact, of
designating any particular area as critical habitat. Additionally, the
Secretary has the discretion to consider excluding any area from
critical habitat if she determines, based upon the best scientific and
commercial data available, the benefits of exclusion (that is, avoiding
some or all of the impacts that would result from designation) outweigh
the benefits of designation. The Secretary may not exclude an area from
designation if exclusion will result in the extinction of the species.
Because the authority to exclude is discretionary, exclusion is not
required for any particular area under any circumstances.
The ESA provides the USFWS and NMFS (the Services) with broad
discretion in how to consider impacts. See, H.R. Rep. No. 95-1625, at
17, reprinted in 1978 U.S.C.C.A.N. 9453, 9467 (1978) (``Economics and
any other relevant impact shall be considered by the Secretary in
setting the limits of critical habitat for such a species. The
Secretary is not required to give economics or any other ``relevant
impact'' predominant consideration in
[[Page 36090]]
his specification of critical habitat . . . The consideration and
weight given to any particular impact is completely within the
Secretary's discretion.''). Courts have noted the ESA does not contain
requirements for any particular methods or approaches. See, e.g., Bldg.
Indus. Ass'n of the Bay Area et al. v. U.S. Dep't. of Commerce et al.,
No. 13-15132, 9th Cir., July 7, 2015 (upholding district court's ruling
that the ESA does not require the agency to follow a specific
methodology when designating critical habitat under section 4(b)(2).
For this proposed rule, we followed the same approach to describing and
evaluating impacts as we have for recent critical habitat rulemakings
in the NMFS Southeast Region.
The following discussion of impacts summarizes the analysis
contained in our Draft Impact Analysis of Critical Habitat Designation
for the Carolina and South Atlantic Distinct Population Segments of
Atlantic Sturgeon (Acipenser oxyrinchus oxyrinchus) (Draft Impacts
Analysis), which identifies the economic, national security, and other
relevant impacts that we projected would result from including each of
the fourteen occupied and three unoccupied specific areas in the
proposed critical habitat designation. We considered these impacts when
deciding whether to exercise our discretion to propose excluding
particular areas from the designation. Both positive and negative
impacts were identified and considered (these terms are used
interchangeably with benefits and costs, respectively). Impacts were
evaluated in quantitative terms where feasible, but qualitative
appraisals were used where that is more appropriate to particular
impacts. The Draft Impacts Analysis Report is available on NMFS's
Southeast Regional Office Web site at https://sero.nmfs.noaa.gov/protected_resources/sturgeon/.
The primary impacts of a critical habitat designation result from
the ESA Section 7(a)(2) requirement that Federal agencies ensure their
actions are not likely to result in the destruction or adverse
modification of critical habitat, and that they consult with NMFS in
fulfilling this requirement. Determining these impacts is complicated
by the fact that Section 7(a)(2) also requires that Federal agencies
ensure their actions are not likely to jeopardize the species'
continued existence. One incremental impact of designation is the
extent to which Federal agencies modify their proposed actions to
ensure they are not likely to destroy or adversely modify the critical
habitat beyond any modifications they would make because of listing and
the jeopardy requirement. When the same modification would be required
due to impacts to both the species and critical habitat, the impact of
the designation is coextensive with the ESA listing of the species
(i.e., attributable to both the listing of the species and the
designation critical habitat). Relevant, existing regulatory
protections are referred to as the ``baseline'' and are also discussed
in the Draft Impacts Analysis. In this case, notable baseline
protections include the ESA listings of not only Atlantic sturgeon, but
the co-occurring shortnose sturgeon.
The Draft Impacts Analysis Report describes the projected future
federal activities that would trigger Section 7 consultation
requirements because they may affect the essential features, and
consequently may result in economic costs or negative impacts. The
report also identifies the potential national security and other
relevant impacts that may arise due to the proposed critical habitat
designation, such as positive impacts that may arise from conservation
of the species and its habitat, state and local protections that may be
triggered as a result of designation, and education of the public to
the importance of an area for species conservation.
Economic Impacts
Economic impacts of the critical habitat designation result through
implementation of Section 7 of the ESA in consultations with Federal
agencies to ensure their proposed actions are not likely to destroy or
adversely modify critical habitat. These economic impacts may include
both administrative and project modification costs; economic impacts
that may be associated with the conservation benefits of the
designation are described later.
We examined the ESA Section 7 consultation record over the last 10
years, as compiled in our Public Consultation Tracking System (PCTS)
database, to identify the types of Federal activities that may
adversely affect proposed Atlantic sturgeon critical habitat. We
requested that federal action agencies provide us with information on
future consultations if we omitted any future actions likely to affect
the proposed critical habitat. No new categories of activities were
identified through this process. Of the types of past consultations
that ``may affect'' some or all of the essential features in any unit
of proposed critical habitat, we determined that no activities would
solely affect the essential features. That is, all categories of the
activities identified have potential routes of adverse effects to both
Atlantic or shortnose sturgeon and the critical habitat.
Fourteen categories of activities implemented by ten different
federal entities were identified as likely to recur in the future and
have the potential to affect the essential features (total number of
projected consultations over 10 years indicated in parentheses):
1. U.S. Army Corps of Engineers (USACE)--Navigation maintenance
dredging, harbor expansion (14)
2. USACE--Water Resources Development Act (WRDA) flood control,
ecosystem restoration studies (6)
3. USACE--WRDA dam operations, repair, fishway construction (3)
4. USACE--Section 404/Rivers and Harbors Act (RHA) section 10
permitting--dredge, fill, construction (20)
5. Federal Highway Administration (FHWA)--Bridge repair,
replacement (67)
6. U.S. Coast Guard (USCG)--Bridge repair, replacement permitting
(3)
7. FERC--Hydropower licensing (5)
8. FERC--Liquefied Natural Gas (LNG) facilities, pipelines
authorization (5)
9. Nuclear Regulatory Commission (NRC)--Nuclear power plant
construction/operation licensing (8)
10. NMFS--ESA research and incidental take permitting (section 10)
(46)
11. U.S. Fish and Wildlife Service (USFWS)--Fishery management
grants (11)
12. Environmental Protection Agency (EPA)--Nationwide pesticide
authorizations (9)
13. Federal Emergency Management Agency (FEMA)--Disaster
assistance/preparation grants (5)
14. Department of Energy (DOE)--Nuclear fuel management (3)
We estimate that 205 activities will require consultation over the
next 10 years and will require analysis of impacts to Atlantic sturgeon
critical habitat. As discussed in more detail in our Draft Impacts
Analysis, all the activities identified as having the potential to
adversely affect one or more of the proposed essential features, also
have the potential to take Atlantic sturgeon. For most, if not all, of
the projected future activities, if the effects to critical habitat
will be adverse and require formal consultation, those effects would
also constitute adverse effects to the species, either directly when
they are in the project area, or indirectly due to the effects on their
habitat. This is due to the conservation functions that the features
are being designated to provide. For example,
[[Page 36091]]
water quality is being identified as an essential feature to facilitate
successful spawning, annual and inter-annual adult, larval, and
juvenile survival, and larva, juvenile and subadult growth,
development, and recruitment. Effects to the water quality feature that
impede that conservation objective could injure or kill individual
Atlantic sturgeon, for example by preventing adult reproduction, or
rendering reproduction ineffective or resulting in reduced growth or
mortality of larvae, juveniles or subadults. In these circumstances,
the same project modifications would be required to address effects to
both the species and effects to the critical habitat. Thus, projects
that adversely affect the proposed essential features are likely to
always also adversely affect the species and the project impacts would
not be incremental.
For some of the projected activities, it may be feasible to conduct
the action when sturgeon are out of the action area. If effects to
critical habitat are temporary such that the essential features return
to their pre-project condition by the time the sturgeon return and need
to use the features, there might not be any adverse effects to either
the species or the critical habitat. In these circumstances,
consultations would be fully incremental consultations only on critical
habitat, and the consultations would be informal (i.e., impacts to
critical habitat would not be permanent and would not be significant).
This would likely only apply to actions that affect just spawning
habitat in the upper parts of the rivers, as sturgeon of various ages
are present year-round in the lower reaches of the rivers and the
estuaries. The costs of fully incremental, informal consultations are
higher than the marginal costs of adding critical habitat analyses to
coextensive, formal consultations. Thus, to be conservative and avoid
underestimating incremental impacts of this designation, and based on
the activities involved, we assumed that two categories of activities
could result in incremental, informal consultations. Those activities,
both implemented by the USACE, are section Clean Water Act section 404/
Rivers and Harbors Act permitting and WRDA dam operations/repair.
Administrative costs include the cost of time spent in meetings,
preparing letters, and in some cases, developing a biological
assessment and biological opinion, identifying and designing reasonable
and prudent measures (RPMs), and so forth. For this impacts report, we
estimated per-project administrative costs based on critical habitat
economic analyses by Industrial Economics, Inc. (IEc). (2014a, 2014b).
These impacts reports estimate administrative costs for different
categories of consultations as follows: (1) New consultations resulting
entirely from critical habitat designation; (2) new consultations
considering only adverse modification (unoccupied habitat); (3) re-
initiation of consultation to address adverse modification; and, (4)
additional consultation effort to address adverse modification in a new
consultation. Most of the projected future consultations we project to
result from this proposed rulemaking will be coextensive formal
consultations on new actions that would be evaluating impacts to
sturgeon as well as impacts to critical habitat, and the administrative
costs for these 182 consultations would be in category 4 above. The
remaining 23 actions are projected to involve incremental informal
consultation due to impacts to critical habitat alone. Based on IEc
(2014a, b), we project that each formal consultation will result in the
following additional costs to address critical habitat impacts: $1,400
in NMFS costs; $1,600 in action agency costs; $880 in third party
(e.g., permittee) costs, if applicable; and $1,200 in costs to the
action agency or third party to prepare a Biological Assessment (BA).
Costs for the incremental informal consultations would be as follows:
$1,900 in NMFS' costs; $2,300 in action agency costs; $1,500 in third
party (e.g., permittee) costs, if applicable; and $1,500 in costs to
the action agency or third party to prepare a BA. Costs of the 9 EPA
nationwide consultations were treated differently. These consultations
will involve all listed species and designated critical habitat under
NMFS's jurisdiction, and thus costs attributable solely to this
proposed rule are expected to be very small. To be conservative, we
added 9 consultations to each unit, and 9 to each DPS's total number of
consultations. We spread the costs of these consultations ($5,080 each)
evenly across all units included in this proposed rule and the
companion proposed rule to designate critical habitat for the Gulf of
Maine, New York Bight, and Chesapeake Bay DPSs. This resulted in a
total cost of $1,474.84 per unit.
In our impacts analysis, we concluded that none of the projected
future activities are likely to require project modifications to avoid
adverse effects to critical habitat features that would be different
from modifications required to avoid adverse effects to sturgeon. In
other words, we projected no incremental costs in proposed critical
habitat units other than the administrative costs of consultations.
While there may be serious adverse impacts to critical habitat from
projected future projects that require project modifications to avoid
destroying or adversely modifying critical habitat, impacts of these
magnitudes to the essential features as defined, would also result in
adverse effects to Atlantic sturgeon, either directly when they are in
the project area, or indirectly as harm, resulting from impacts to
their habitat that result in injury or death to sturgeons. The same
project modifications would be required to avoid destroying or
adversely modifying critical habitat and avoiding jeopardy or
minimizing take of Atlantic sturgeon caused by impacts to its habitat.
Based on our draft impacts analysis, we project that the costs that
will result from the proposed designation will total $1,092,793 over
the next 10 years. The total incremental cost resulting from the
designation for the Carolina DPS is $503,954, and the total incremental
cost resulting from the designation for the South Atlantic DPS is
$588,839, over 10 years. The per-unit costs vary widely. The annual
per-unit costs range from $147 (Unoccupied Cape Fear River unit,
Carolina DPS) to $23,051 (Occupied Savannah River unit, South Atlantic
DPS).
National Security Impacts
Previous critical habitat designations have recognized that impacts
to national security result if a designation would trigger future ESA
Section 7 consultations because a proposed military activity ``may
affect'' the physical or biological feature(s) essential to the listed
species' conservation. Anticipated interference with mission-essential
training or testing or unit readiness, through the additional
commitment of resources to an adverse modification analysis and
expected requirements to modify the action to prevent adverse
modification of critical habitat, has been identified as a negative
impact of critical habitat designations. (See, e.g., Proposed
Designation of Critical Habitat for Southern Resident Killer Whales; 69
FR 75608, Dec. 17, 2004, at 75633.)
On February 14, 2014, and again in October 7, 2015, NMFS sent
letters to DOD and the Department of Homeland Security requesting
information on national security impacts of the proposed critical
habitat designation, and we received responses from the Navy, Air
Force, Army, and USCG. We discuss the information contained within the
responses thoroughly in the
[[Page 36092]]
Draft Impacts Analysis and summarize the information below.
The Navy's first submission provided information on its facilities
and operations. However, the Navy was not able to make a full
assessment whether there would be any national security impacts. The
Navy indicated that as we define our essential features and areas more
precisely, they would be able to provide a more detailed response to
our requests and would update their INRMPs as necessary for the
protection of Atlantic sturgeon and its critical habitat. The Navy's
second submission noted that Naval Submarine Base Kings Bay was
adjacent to the South Atlantic DPS critical habitat unit in the St.
Marys River. The Navy stated it did not own or control any land or
waters within the St. Marys channel, but that the TRIDENT-class
submarines used 4.9 km of the waterway transiting to and from the
Atlantic Ocean. The Navy stated that any operational or dredging
restrictions that would impede maintenance of the channel from the
Intracoastal Waterway and St. Marys channel intersection, downstream,
could pose a national security risk. The USACE is typically the lead
action agency with us for dredging actions, and the Navy would be the
permit applicant. We determined that dredging has the potential to
affect critical habitat, but we also concluded that consultations for
effects of dredging on critical habitat will be fully-coextensive with
consultations to address impacts to sturgeon. The effects of dredging
on essential features would also result in injury or death to
individual sturgeon, and thus constitute take. Removal or covering of
spawning substrate could prevent effective spawning or result in death
of eggs or larvae that are spawned. Changing the salinity regime by
deepening harbors and parts of rivers could result in permanent
decreases if available foraging and developmental habitat for
juveniles. These types of adverse effects are not likely to be
temporary and limited to periods of sturgeon absence. Thus, adverse
effects of dredging activities are likely to be coextensive formal
consultations to address impacts to both the species and the essential
features, and thus no new requirements or project modifications are
anticipated as a result of the proposed critical habitat designation.
Therefore, we find there will be no impact on national security as a
consequence of the proposed designation for these actions.
The Navy and Air Force expressed concern that designating the
Cooper River, including the area of the river on the west side adjacent
to the Joint Base Charleston Naval Weapons Station, could have
significant impacts on the Navy's ability to adequately support
mission-essential military operations, thereby impacting national
security. The Navy and Air Force were concerned designation of critical
habitat could affect training facilities and the maintenance of these
facilities. Additional concerns were expressed regarding shipping and
receiving operations from two waterfront facilities. Because no
specifics were given on how designation of critical habitat could
affect these activities, and because we determined there are no routes
of effects to essential features from these activities based on the
information provided, we concluded that designation of critical habitat
will have no impact on these activities and thus will not result in
impacts to national security
The Army noted that Military Ocean Terminal-Sunny Point, North
Carolina, was located on the Cape Fear River and Fort Stewart, Georgia,
was located on the Ogeechee River. However, the Army was not able to
make a full assessment whether there would be any national security
impacts and concluded that technical assessments between the
installations and regional levels of NMFS would identify any specific
impacts.
The USCG provided information on its facilities and operations.
However, the USCG was not able to make a full assessment whether there
would be any national security impacts. The USCG indicated that as we
define our essential features and areas more precisely, they would be
able to provide a more detailed response to our requests. The USCG
consulted with us three times on authorizations for bridge repairs or
replacements. If conducted in the future, these activities may affect
proposed critical habitat features, but the effects would be fully
coextensive with effects to listed sturgeon. Based on this information
regarding potential future USCG action in proposed Atlantic sturgeon
critical habitat, we do not expect any national security impacts as a
consequence of the proposed critical habitat designation.
Based on a review of our consultation database, and the information
provided by the Navy, Air Force, Army, and USCG on their activities
conducted within the specific areas proposed for designation as
Atlantic sturgeon critical habitat, we determined that only one
military action identified as a potential area of national security
impact has routes of potential adverse effects to proposed critical
habitat--river channel dredging. As discussed, this activity will
require consultation due to potential impacts to listed Atlantic and
shortnose sturgeon, and any project modifications needed to address
impacts to these species would also address impacts to critical
habitat. Thus, no incremental project modification impacts are expected
due to this designation. On this basis, we conclude there will be no
national security impacts associated with the proposed critical habitat
for the Carolina and South Atlantic DPSs of Atlantic sturgeon.
Other Relevant Impacts
Other relevant impacts of critical habitat designations can include
conservation benefits to the species and to society, and impacts to
governmental and private entities. Our Draft Impacts Analysis discusses
conservation benefits of designating the 14 occupied and 3 unoccupied
areas, and the benefits of conserving the Carolina and South Atlantic
sturgeon DPSs to society, in both ecological and economic metrics.
As discussed in the Draft Impacts Analysis and summarized here,
Atlantic sturgeon currently provide a range of benefits to society.
Given the positive benefits of protecting the physical features
essential to the conservation of these DPSs, this protection will in
turn contribute to an increase in the benefits of this species to
society in the future as the species recovers. While we cannot quantify
nor monetize these benefits, we believe they are not negligible and
would be an incremental benefit of this designation. However, although
the features are essential to the conservation of Atlantic sturgeon
DPSs, critical habitat designation alone will not bring about the
recovery of the species. The benefits of conserving Atlantic sturgeon
are, and will continue to be, the result of several laws and
regulations.
We identified in the Draft Impacts Analysis both consumptive (e.g.,
commercial and recreational fishing) and non-consumptive (e.g.,
wildlife viewing) activities that occur in the areas proposed as
critical habitat. Commercial and recreational fishing are components of
the economy related to the ecosystem services provided by the resources
within the proposed Atlantic sturgeon critical habitat areas. The
essential features provide for abundant fish species diversity.
Education and awareness benefits stem from the critical habitat
designation when non-federal government entities or members of the
general public responsible for, or interested in, Atlantic sturgeon
conservation change their behavior or activities when they become aware
of the designation and the importance of
[[Page 36093]]
the critical habitat areas and features. Designation of critical
habitat raises the public's awareness that there are special
considerations that may need to be taken within the area. Similarly,
state and local governments may be prompted to carry out programs to
complement the critical habitat designation and benefit the Carolina
and South Atlantic DPSs of Atlantic sturgeon. Those programs would
likely result in additional impacts of the designation. However, it is
impossible to quantify the beneficial effects of the awareness gained
or the secondary impacts from state and local programs resulting from
the critical habitat designation.
Discretionary Exclusions Under Section 4(b)(2)
On the basis of our impacts analysis, we are not proposing to
exercise our discretion to propose excluding any particular areas from
the proposed critical habitat designation.
Our conservative identification of potential incremental economic
impacts indicates that any such impacts would be very small--$50,395
annually for the Carolina DPS critical habitat and $58,884 annually for
the South Atlantic DPS critical habitat. These costs will result from
very few (about 20) Federal ESA section 7 consultations annually. These
consultations will be spread over 4 states and over 3,300 river miles
(4,900 river kilometers). Incremental economic impacts will consist
solely of the administrative costs of consultation; no project
modifications are projected to be required to address impacts solely to
the proposed critical habitat. Further, the analysis indicates that
there is no particular area within the units designated as critical
habitat where economic impacts would be particularly high or
concentrated. No impacts to national security are expected. Other
relevant impacts include conservation benefits of the designation, both
to the species and to society. Because the features that form the basis
of the critical habitat designation are essential to the conservation
of the Carolina and South Atlantic DPSs of Atlantic sturgeon, the
protection of critical habitat from destruction or adverse modification
may at minimum prevent loss of the benefits currently provided by the
species and may contribute to an increase in the benefits of these
species to society in the future. While we cannot quantify nor monetize
the benefits, we believe they are not negligible and would be an
incremental benefit of this designation. Therefore, we have concluded
that there is no basis to exclude any particular area from the proposed
critical habitat units.
Proposed Critical Habitat Designation
Critical habitat must be defined by specific limits using reference
points and lines as found on standard topographic maps of the area, and
cannot use ephemeral reference points (50 CFR 424.12(c)). When several
habitats, each satisfying the requirements for designation as critical
habitat, are located in proximity to one another, an inclusive area may
be designated as critical habitat (50 CFR 424.12(d)).
The habitat containing the physical features that are essential to
the conservation of the Carolina and South Atlantic DPSs and that may
require special management considerations or protection is aquatic
habitat of main stem rivers flowing into a coastal estuary. Atlantic
sturgeon typically cannot pass dams or natural features such as
waterfalls and rapids found at the fall line of rivers. Therefore, we
are defining each critical habitat unit by an upriver GPS position or
landmark on the main stem river (e.g., the most downriver dam) and all
waters of the main stem downriver of that location to river kilometer
zero (RKM 0). Main stem river is the primary segment of a river and any
portions thereof that depart from and rejoin the primary segment. Thus,
channels and cuts that depart from and rejoin the main channel are
included (e.g., Middle and Front Rivers are part of the Savannah
River).
In order to include areas of dynamic water depth containing
suitable spawning habitat, we are relying on the ordinary high water
mark (OHWM) to delineate the lateral boundaries of the specific
critical habitat areas. Federal regulations at 33 CFR 328.3(e) define
OHWM as ``that line on the shore established by the fluctuations of
water and indicated by physical characteristics such as a clear,
natural line impressed on the bank, shelving, changes in the character
of soil, destruction of terrestrial vegetation, the presence of litter
and debris, or other appropriate means that consider the
characteristics of the surrounding areas.''
Occupied Critical Habitat Unit Descriptions
Carolina Unit 1, Roanoke Unit. Roanoke River in Bertie, Halifax,
Martin, Northampton, and Washington Counties in North Carolina.
Carolina Unit 1 includes the Roanoke River main stem from the Roanoke
Rapids Dam downstream to RKM 0.
Carolina Unit 2, Tar-Pamlico Unit. Tar-Pamlico River in Beaufort,
Edgecombe, Hyde, Nash, Pamlico, and Pitt Counties in North Carolina.
Carolina Unit 2 includes the Tar-Pamlico River main stem from the Rocky
Mount Millpond Dam downstream to RKM 0.
Carolina Unit 3, Neuse Unit. Neuse River in Carteret, Craven,
Duplin, Johnston, Lenoir, Pamlico, Pitt, Wake, and Wayne Counties in
North Carolina.
Carolina Unit 3 includes the Neuse River main stem from the
Milburnie Dam downstream to RKM 0. The Neuse River, one of two major
tributaries to Pamlico Sound, is dammed. It is likely that Atlantic
sturgeon historically utilized habitat in the Neuse River up to the
falls at RKM 378 where a dam (Falls Dam) is now located, although this
site is above the fall line (ASSRT, 2007). Spawning migration may be
impeded to historic habitat above the Milburnie Dam (RKM 349).
Carolina Unit 4, Cape Fear Unit. Cape Fear River in Bladen,
Brunswick, Columbus, Cumberland, New Hanover, and Pender Counties in
North Carolina and the Northeast Cape Fear River in Duplin, New
Hanover, Pender, and Wayne Counties in North Carolina. Carolina Unit 4
includes the Cape Fear River main stem from Lock and Dam #2 downstream
to RKM 0 and the Northeast Cape Fear River from the upstream side of
Rones Chapel Road Bridge downstream to the confluence with the Cape
Fear River.
Carolina Unit 5, Pee Dee Unit. Pee Dee River in Anson and Richmond
Counties in North Carolina and Chesterfield, Darlington, Dillon,
Florence, Georgetown, Horry, Marion, Marlboro, and Williamsburg
Counties in South Carolina; Waccamaw River in Georgetown County in
South Carolina; and Bull Creek in Georgetown County in South Carolina.
Carolina Unit 5 includes the Pee Dee River main stem from Blewett Falls
Dam downstream to RKM 0, the Waccamaw River from Bull Creek downstream
to RKM 0, and Bull Creek from the Pee Dee River to the confluence with
the Waccamaw River.
Carolina Unit 6. Black River Unit. Black River in Clarendon,
Georgetown, Lee, Sumter, and Williamsburg Counties in South Carolina.
Carolina Unit 6 includes the Black River main stem from Interstate
Highway 20 downstream to RKM 0.
Carolina Unit 7, Santee-Cooper Unit. Santee River in Berkeley,
Georgetown, and Williamsburg Counties in South Carolina; North Santee
River in Georgetown County in South Carolina; South Santee River in
Charleston County in South Carolina; and the
[[Page 36094]]
Cooper River in Berkeley and Charleston Counties in South Carolina.
Carolina Unit 7 includes the Santee River main stem from the Wilson and
St. Stephen Dams downstream to the fork of the North Santee River and
South Santee River distributaries, the Rediversion Canal from the St.
Stephen Powerhouse downstream to the confluence with the Santee River,
the North Santee River from the fork of the Santee River and South
Santee River downstream to RKM 0, the South Santee River from the fork
of the Santee River and North Santee River downstream to RKM 0, the
Tailrace Canal from Pinopolis Dam downstream to the West Branch Cooper
River, the West Branch Cooper River from the Tailrace Canal downstream
to the confluence with the East Branch Cooper River, and the Cooper
River from confluence of the West Branch Cooper River and East Branch
Cooper River tributaries downstream to RKM 0.
South Atlantic Unit 1, Edisto Unit. The North Fork Edisto in
Lexington, and Orangeburg Counties in South Carolina; the South Fork
Edisto in Aiken, Bamberg, Barnwell, Edgefield, and Orangeburg Counties
in South Carolina; the Edisto River in Bamberg, Charleston, Colleton,
Dorchester, and Orangeburg Counties in South Carolina; the North Edisto
in Charleston and Colleton Counties in South Carolina; and the South
Edisto in Charleston and Colleton Counties in South Carolina. South
Atlantic Unit 1 includes the North Fork Edisto River from Cones Pond
downstream to the confluence with the South Fork Edisto River, the
South Fork Edisto River from Highway 121 downstream to the confluence
with the North Fork Edisto River, the Edisto River main stem from the
confluence of the North Fork Edisto River and South Fork Edisto River
tributaries downstream to the fork at the North Edisto River and South
Edisto River distributaries, the North Edisto River from the Edisto
River downstream to RKM 0, and the South Edisto River from the Edisto
River downstream to RKM 0.
South Atlantic Unit 2, Combahee-Salkehatchie Unit. Combahee-
Salkehatchie River in Allendale, Bamberg, Barnwell, Beaufort, Colleton,
and Hampton Counties in South Carolina. South Atlantic Unit 2 includes
the main stem Combahee--Salkehatchie River from the confluence of Buck
Creek and Rosemary Creek with the Salkehatchie River downstream to the
Combahee River, the Combahee River from the Salkehatchie River
downstream to RKM 0.
South Atlantic Unit 3, Savannah Unit. Savannah River in Aiken,
Allendale, Barnwell, Edgefield, Hampton, Jasper and McCormick Counties
in South Carolina and Burke, Chatham, Columbia, Effingham, Richmond,
and Screven Counties in Georgia. South Atlantic Unit 3 includes the
main stem Savannah River from the New Savannah Bluff Lock and Dam
downstream to RKM 0.
South Atlantic Unit 4, Ogeechee Unit. Ogeechee River in Bryan,
Bulloch, Burke, Chatham, Effingham, Emanuel, Glascock, Jefferson,
Jenkins, Screven, and Washington Counties in Georgia. South Atlantic
Unit 4 includes the main stem Ogeechee River from the confluence of the
North Fork and South Fork Ogeechee Rivers downstream to RKM 0.
South Atlantic Unit 5, Altamaha Unit. Altamaha River in Appling,
Jeff Davis, Long, McIntosh, Montgomery, Tattnall, Toombs, and Wheeler
Counties in Georgia; the Oconee River in Baldwin, Hancock, Johnson,
Laurens, Montgomery, Washington, Wheeler, and Wilkinson Counties in
Georgia; and the Ocmulgee River in Ben Hill, Bibb, Bleckley, Dodge,
Houston, Jasper, Jeff Davis, Jones, Plaski, Telfair, Twiggs, Wheeler,
and Wilcox Counties in Georgia. South Atlantic Unit 5 includes the main
stem Ocmulgee River from Juliette Dam downstream to the confluence with
the Oconee River, the Oconee River from Sinclair Dam downstream to the
confluence with the Ocmulgee, and the Altamaha River from the
confluence of the Ocmulgee and Oconee downstream to RKM 0.
South Atlantic Unit 6, Satilla Unit. Satilla River in Atkinson,
Brantley, Camden, Charlton, Coffee, Glynn, Irwin, Pierce, Ware, and
Wayne Counties in Georgia. South Atlantic Unit 6 includes the main stem
Satilla River from the confluence of Satilla Creek and Wiggins Creek
downstream to RKM 0.
South Atlantic Unit 7, St. Marys Unit. St. Marys River in Camden
and Charlton Counties in Georgia and Baker and Nassau Counties in
Florida. South Atlantic Unit 7 includes the main stem St. Marys River
from the confluence of Middle Prong St. Marys and the St. Marys Rivers
downstream to RKM 0.
Unoccupied Critical Habitat Unit Descriptions
Carolina Unoccupied Unit 1. Cape Fear River in Bladen County in
North Carolina. Carolina Unoccupied Unit 1 includes the main stem Cape
Fear River from Huske Lock and Dam (Lock and Dam #3) downstream to Lock
and Dam #2.
Carolina Unoccupied Unit 2. Wateree River in Kershaw, Richland, and
Sumter Counties in South Carolina; Broad River in Lexington and
Richland Counties in South Carolina; Congaree River in Calhoun and
Richland Counties in South Carolina; Santee River in Calhoun and Sumter
Counties in South Carolina; Lake Marion in Berkeley, Calhoun,
Clarendon, Orangeburg, and Sumter Counties in South Carolina; Diversion
Canal in Orangeburg County in South Carolina; and, Lake Moultrie in
Berkeley and Orangeburg Counties in South Carolina. Carolina Unoccupied
Unit 2 includes the Wateree River from the Wateree Dam downstream to
the confluence with the Congaree River, the Broad River from the Parr
Shoals Dam downstream to the confluence with the Saluda River, the
Congaree River from the confluence of the Saluda and Broad Rivers
downstream to the Santee River, the Santee River from the confluence of
the Congaree and Wateree Rivers downstream to Lake Marion, Lake Marion
from the Santee River downstream to the Diversion Canal, the Diversion
Canal from Lake Marion downstream to Lake Moultrie, Lake Moultrie from
the Diversion Canal downstream to the Pinopolis Dam and the Rediversion
Canal, the Rediversion Canal from Lake Moultrie downstream to the St.
Stephen Powerhouse.
South Atlantic Unoccupied Unit 1. Savannah River in Aiken and
Edgefield Counties in South Carolina and Columbia and Richmond Counties
in Georgia. South Atlantic Unoccupied Unit 1 includes the Savannah
River from the Augusta Diversion Dam downstream to the New Savannah
Bluff Lock and Dam.
[[Page 36095]]
[GRAPHIC] [TIFF OMITTED] TP03JN16.031
[[Page 36096]]
Effects of Critical Habitat Designations
Section 7(a)(2) of the ESA requires Federal agencies, including
NMFS, to insure that any action authorized, funded, or carried out by
the agency does not jeopardize the continued existence of any
threatened or endangered species or destroy or adversely modify
designated critical habitat. Federal agencies are also required to
confer with NMFS regarding any actions likely to jeopardize a species
proposed for listing under the ESA, or likely to destroy or adversely
modify proposed critical habitat, pursuant to Section 7(a)(4). A
conference involves informal discussions in which NMFS may recommend
conservation measures to minimize or avoid adverse effects. The
discussions and conservation recommendations are to be documented in a
conference report provided to the Federal agency. If requested by the
Federal agency, a formal conference report may be issued, including a
biological opinion prepared according to 50 CFR 402.14. A formal
conference report may be adopted as the biological opinion when the
species is listed or critical habitat designated, if no significant new
information or changes to the action alter the content of the opinion.
When a species is listed or critical habitat is designated, Federal
agencies must consult with NMFS on any agency actions to be conducted
in an area where the species is present and that may affect the species
or its critical habitat. During the consultation, NMFS would evaluate
the agency action to determine whether the action may adversely affect
listed species or critical habitat and issue its findings in a
biological opinion. If NMFS concludes in the biological opinion that
the agency action would likely result in the destruction or adverse
modification of critical habitat, NMFS would also recommend any
reasonable and prudent alternatives to the action. Reasonable and
prudent alternatives are defined in 50 CFR 402.02 as alternative
actions identified during formal consultation that can be implemented
in a manner consistent with the intended purpose of the action, that
are consistent with the scope of the Federal agency's legal authority
and jurisdiction, that are economically and technologically feasible,
and that would avoid the destruction or adverse modification of
critical habitat. Regulations at 50 CFR 402.16 require federal agencies
that have retained discretionary involvement or control over an action,
or where such discretionary involvement or control is authorized by
law, to reinitiate consultation on previously reviewed actions in
instances where: (1) Critical habitat is subsequently designated; or
(2) new information or changes to the action may result in effects to
critical habitat not previously considered in the biological opinion.
Consequently, some Federal agencies may request reinitiation of
consultation or conference with NMFS on actions for which formal
consultation has been completed, if those actions may affect designated
critical habitat or adversely modify or destroy proposed critical
habitat. Activities subject to the ESA Section 7 consultation process
include activities on Federal lands and activities on private or state
lands requiring a permit from a Federal agency or some other Federal
action, including funding. In the marine and aquatic environments,
activities subject to the ESA Section 7 consultation process include
activities in Federal waters and in state waters that: (1) Have the
potential to affect listed species or critical habitat; and (2) are
carried out by a Federal agency, need a permit or license from a
Federal agency, or receive funding from a Federal agency. ESA Section 7
consultation would not be required for Federal actions that do not
affect listed species or critical habitat and for actions that are not
Federally funded, authorized, or carried out.
Activities That May be Affected
Section 4(b)(8) of the ESA requires that we describe briefly and
evaluate in any proposed or final regulation to designate critical
habitat, those activities that may adversely modify such habitat or
that may be affected by such designation. As described in our Draft
Impacts Analysis, a wide variety of activities may affect critical
habitat and, when carried out, funded, or authorized by a Federal
agency, will require an ESA Section 7 consultation because they may
affect one or more of the essential features of critical habitat. Such
activities include in-water construction for a variety of federal
actions, dredging for navigation, harbor expansion or sand and gravel
mining, flood control projects, bridge repair and replacement,
hydropower licensing, natural gas facility and pipeline construction,
ESA research and incidental take permits or fishery research grants,
and Clean Water Act TMDL program management. Private entities may also
be affected by these proposed critical habitat designations if they are
a proponent of a project that requires a Federal permit, Federal
funding is received, or the entity is involved in or receives benefits
from a Federal project. Future activities will need to be evaluated
with respect to their potential to destroy or adversely modify critical
habitat. For example, activities may adversely modify the substrate
essential feature by removing or altering the substrate. The open
passage feature may be adversely modified by the placement of
structures such as dams and tidal turbines, research nets, or altering
the water depth so that fish cannot swim. The salinity feature may be
adversely modified by activities that impact fresh water input such as
operation of water control structures and water withdrawals, and
impacts to water depth such as dredging. The water quality feature may
be adversely modified by land development as well as commercial and
recreational activities on rivers that contribute to nutrient loading
which could result in decreased dissolved oxygen levels and increased
water temperature, and increased sediment deposition that reduces
Atlantic sturgeon egg adherence on hard spawning substrate and reduces
the interstitial spaces used by larvae for refuge from predators.
Dredging to remove sediment build-up or to facilitate vessel traffic
may remove or alter hard substrate that is necessary for egg adherence
and as refuge for larvae, and may change the water depth resulting in
shifts in the salt wedge within the estuary or change other
characteristics of the water quality (e.g., temperature, dissolved
oxygen) necessary for the developing eggs, larvae, and juveniles. These
activities would require ESA Section 7 consultation when they are
implemented, funded, or carried out by a federal agency.
Questions regarding whether specific activities will constitute
destruction or adverse modification of critical habitat should be
directed to us (see ADDRESSES and FOR FURTHER INFORMATION CONTACT).
Public Comments Solicited
We request that interested persons submit comments, information,
and suggestions concerning this proposed rule during the comment period
(see DATES). We are soliciting comments or suggestions from the public,
other concerned governments and agencies, the scientific community,
industry, or any other interested party concerning this proposed rule,
including any foreseeable economic, national security, or other
relevant impact resulting from the proposed designations. You may
submit your comments and materials concerning this proposal by any one
of several methods (see ADDRESSES). Copies of the proposed rule and
supporting documentation can be found on the NMFS Southeast Region Web
site
[[Page 36097]]
at https://sero.nmfs.noaa.gov/. We will consider all comments pertaining
to this designation received during the comment period in preparing the
final rule. Accordingly, the final designation may differ from this
proposal.
Information Quality Act and Peer Review
The data and analyses supporting this proposed action have
undergone a pre-dissemination review and have been determined to be in
compliance with applicable information quality guidelines implementing
the Information Quality Act (Section 515 of Public Law 106-554). On
July 1, 1994, a joint USFWS/NMFS policy for peer review was issued
stating that the Services would solicit independent peer review to
ensure the best biological and commercial data is used in the
development of rulemaking actions and draft recovery plans under the
ESA (59 FR 34270). In addition, on December 16, 2004, the Office of
Management and Budget (OMB) issued its Final Information Quality
Bulletin for Peer Review (Bulletin). The Bulletin was published in the
Federal Register on January 14, 2005 (70 FR 2664), and went into effect
on June 16, 2005. The primary purpose of the Bulletin is to improve the
quality and credibility of scientific information disseminated by the
Federal government by requiring peer review of `influential scientific
information'' and ``highly influential scientific information'' prior
to public dissemination. ``Influential scientific information'' is
defined as ``information the agency reasonably can determine will have
or does have a clear and substantial impact on important public
policies or private sector decisions.'' The Bulletin provides agencies
broad discretion in determining the appropriate process and level of
peer review. Stricter standards were established for the peer review of
``highly influential scientific assessments,'' defined as information
whose ``dissemination could have a potential impact of more than $500
million in any one year on either the public or private sector or that
the dissemination is novel, controversial, or precedent-setting, or has
significant interagency interest.''
The information in the Draft Impacts Analysis Report supporting
this proposed critical habitat rule is considered influential
scientific information and subject to peer review. To satisfy our
requirements under the OMB Bulletin, we obtained independent peer
review of the information used to draft this document, and incorporated
the peer review comments into this draft prior to dissemination of this
proposed rulemaking. For this action, compliance with the OMB Peer
Review Bulletin satisfies any peer review requirements under the 1994
joint peer review policy. Comments received from peer reviewers are
available on our Web site at https://sero.nmfs.noaa.gov/protected_resources/sturgeon/.
Classification
Takings (Executive Order 12630)
Under E.O. 12630, Federal agencies must consider the effects of
their actions on constitutionally protected private property rights and
avoid unnecessary takings of property. A taking of property includes
actions that result in physical invasion or occupancy of private
property, and regulations imposed on private property that
substantially affect its value or use. In accordance with E.O. 12630,
this proposed rule would not have significant takings implications. A
takings implication assessment is not required.
Regulatory Planning and Review (Executive Order 12866)
This proposed rule has been determined to be significant for
purposes of E.O. 12866 because it may create a serious inconsistency or
otherwise interfere with an action taken or planned by another agency.
A draft economic impacts report has been prepared to support an impacts
analysis under section 4(b)(2) of the ESA.
Federalism (Executive Order 13132)
Pursuant to the Executive Order on Federalism, E.O. 13132, we
determined that this proposed rule does not have significant Federalism
effects and that a Federalism assessment is not required. However, in
keeping with Department of Commerce policies and consistent with ESA
regulations at 50 CFR 424.16(c)(1)(ii), we will request information for
this proposed rule from state resource agencies in North Carolina,
South Carolina, Georgia, and Florida. The proposed designations may
have some benefit to state and local resource agencies in that the
proposed rule more clearly defines the physical and biological features
essential to the conservation of the species and the areas on which
those features are found.
Energy Supply, Distribution, and Use (Executive Order 13211)
Executive Order 13211 requires agencies to prepare Statements of
Energy Effects when undertaking an action expected to lead to the
promulgation of a final rule or regulation that is a significant
regulatory action under E.O. 12866 and is likely to have a significant
adverse effect on the supply, distribution, or use of energy. OMB
Guidance on Implementing E.O. 13211 (July 13, 2001) states that
significant adverse effects could include any of the following outcomes
compared to a world without the regulatory action under consideration:
(1) Reductions in crude oil supply in excess of 10,000 barrels per day;
(2) reductions in fuel production in excess of 4,000 barrels per day;
(3) reductions in coal production in excess of 5 million tons per year;
(4) reductions in natural gas production in excess of 25 million cubic
feet per year; (5) reductions in electricity production in excess of 1
billion kilowatt-hours per year or in excess of 500 megawatts of
installed capacity; (6) increases in energy use required by the
regulatory action that exceed any of the thresholds above; (7)
increases in the cost of energy production in excess of one percent;
(8) increases in the cost of energy distribution in excess of one
percent; or (9) other similarly adverse outcomes. A regulatory action
could also have significant adverse effects if it: (1) Adversely
affects in a material way the productivity, competition, or prices in
the energy sector; (2) adversely affects in a material way
productivity, competition or prices within a region; (3) creates a
serious inconsistency or otherwise interferes with an action taken or
planned by another agency regarding energy; or (4) raises novel legal
or policy issues adversely affecting the supply, distribution or use of
energy arising out of legal mandates, the President's priorities, or
the principles set forth in E.O. 12866 and 13211.
This rule, if finalized, will not have a significant adverse effect
on the supply, distribution, or use of energy. Therefore, we have not
prepared a Statement of Energy Effects.
Regulatory Flexibility Act (5 U.S.C. 601 et seq.)
We prepared an initial regulatory flexibility analysis (IRFA)
pursuant to section 603 of the Regulatory Flexibility Act (RFA) (5
U.S.C. 601, et seq.). The IRFA analyzes the impacts to those areas
where critical habitat is proposed and is included as Appendix A of the
Draft Impacts Analysis Report and is available upon request (see
ADDRESSES section). The IRFA is summarized below, as required by
section 603 of the RFA. The IRFA describes the economic impact this
proposed rule, if adopted, would have on small entities.
As discussed previously and in our IRFA, the designation of
critical habitat is required under the ESA, and in this particular
case, is also required
[[Page 36098]]
pursuant to a court-ordered settlement agreement. The purpose of the
critical habitat designation, as required by the ESA, is to designate,
to the maximum extent prudent and determinable, the specific areas that
contain the physical or biological features essential to the
conservation of the species and that may require special management
considerations or protections. The proposed critical habitat rule does
not directly apply to any particular entity, small or large. The rule
would operate in conjunction with ESA Section 7(a)(2), which requires
that federal agencies insure, in consultation with NMFS, that any
action they authorize, fund, or carry out is not likely to jeopardize
the continued existence of listed species or destroy or adversely
modify critical habitat. Consultations may result in economic impacts
to federal agencies and proponents of proposed actions (e.g.,
permittees, applicants, grantees). Those economic impacts may be in the
form of administrative costs of participating in a Section 7
consultation and, if the consultation results in required measures to
protect critical habitat, project modification costs.
We evaluated whether predicted future federal actions would affect
Atlantic sturgeon, the essential features of the proposed critical
habitat, or both, or whether there were other identifiable baseline
impacts that might be coextensive with impacts to habitat features,
such as impacts to shortnose sturgeon. If a proposed action affects
only listed sturgeon or affects both listed sturgeon and essential
features, the administrative and project modification costs are not
necessarily attributable solely to critical habitat designation. In
these circumstances, the added administrative costs associated with
addressing critical habitat in a consultation were considered
incremental impacts of the proposed designation. There could also be
incremental project modification costs for consultations with
coextensive impacts, if an action is considered likely to require
unique project modifications to specifically address impacts to the
features. If a proposed action would only affect the essential
features, the administrative and project modification costs would be
attributable to the critical habitat designation and thus treated as
incremental impacts of the designation.
For most, if not all, of the federal activities predicted to occur
in the next 10 years, if the effects to critical habitat will be
adverse and require formal consultation, those effects would also
constitute adverse effects to Atlantic sturgeon or shortnose sturgeon,
either directly when they are in the project area, or indirectly due to
the effects on their habitat. Thus, as discussed previously, projects
that adversely affect the proposed essential features are likely to
always also adversely affect the species and the project impacts would
not be incremental. Therefore, the only costs of this class of actions
that are attributable to this rule are the administrative costs of
adding critical habitat analyses to a consultation that would occur
anyway, due to impacts to sturgeon species.
For some of the predicted future federal activities, it may be
feasible to conduct the action when sturgeon are out of the action
area. If effects to critical habitat are temporary such that the
essential features return to their pre-project condition by the time
the sturgeon return and need to use the features, there might not be
any adverse effects to either the species or the critical habitat. In
these circumstances, consultations would be fully incremental
consultations only on critical habitat, and the consultations would be
informal. This would likely only apply to actions that affect just
spawning habitat in the upper parts of the rivers, as sturgeon of
various ages are present year-round in the lower reaches of the rivers
and the estuaries. Because the costs of fully incremental informal
consultations are higher than the marginal costs of adding critical
habitat analyses to coextensive formal consultations, we conservatively
assumed future actions will be incremental informal consultations,
where applicable. Thus, the costs of these future activities that are
attributable to the rule would consist of the full costs of informal
consultation, to NMFS, to the action agency, and to any third party
proponent of the action (e.g., applicant, permittee).
Ten different federal entities implemented or approved 14 different
categories of activities in the areas covered by the proposed critical
habitat units that required consultations in the past. All categories
of activities implemented by these federal entities were identified as
having the potential to affect the essential features. The total number
of projected consultations over 10 years is indicated in parentheses
below.
1. USACE--Navigation maintenance dredging, harbor expansion (14)
2. USACE--WRDA flood control, ecosystem restoration studies (6)
3. USACE--WRDA dam operations, repair, fishway construction (3)
4. USACE--Section 404/RHA section 10 permitting--dredge, fill,
construction (20)
5. FHWA--Bridge repair, replacement (67)
6. USCG--Bridge repair, replacement permitting (3)
7. FERC--Hydropower licensing (5)
8. FERC--LNG facilities, pipelines authorization (5)
9. NRC--Nuclear power plant construction/operation licensing (8)
10. NMFS--ESA research or incidental take permitting (section 10) (46)
11. USFWS--Fishery management grants (11)
12. EPA--Nationwide pesticide authorizations (9)
13. FEMA--Disaster assistance/preparation grants (5)
14. DOE--Nuclear fuel management (3)
We predict that a total of 205 federal actions will require
consultation due to impacts to critical habitat over the next 10 years;
of these, we project that 179 actions could involve third parties that
might be small entities. One hundred fifty-six projected future federal
actions that could involve third parties will consist of coextensive
formal consultations considering impacts to both sturgeon and critical
habitat. The administrative costs of consultation to third parties per
consultation from these actions will either be $880 or $2,080,
depending upon whether they bear the costs of completing a biological
assessment. The 23 projected future actions that would be fully
incremental and that could involve third parties would result in either
$1,500 or $3,000 in costs to such third parties per consultation,
depending upon whether they bear the costs of completing a biological
assessment. Given the EPA consultations will be national in scope and
involve all of NMFS's listed species and designated critical habitats,
costs to third parties involved in the these consultations that are
attributable to this rulemaking are conservatively estimated to be
$25,072 for all units over 10 years.
Businesses in North American Industry Classification System (NAICS)
Subsector 325320, Pesticide and Other Agricultural Chemical
Manufacturing, could be involved in the 5 nationwide EPA pesticide
authorization consultations. A small business in this Subsector is
defined by the SBA as having 1,000 employees (https://www.sba.gov/sites/default/files/files/Size_Standards_Table.pdf).
Businesses in North American Industry Classification System (NAICS)
Sector 22 (Utilities) could be involved in 18 actions projected to
occur in federal action categories 7-9. For hydropower power generation
and natural gas distribution enterprises, a small business is defined
by the SBA as
[[Page 36099]]
one having a total of 500 employees. For nuclear power generation, a
small business is defined by the SBA as one having a total of 750
employees. Businesses in NAICS Sector 54 could be involved as
contractors assisting with the ESA consultation in any of the 179
projected future federal actions that could involve third parties.
Relevant subsectors could include 541370, Surveying and Mapping,
541620, Environmental Consulting Services, or 541690, Other Scientific
and Technical Consulting Services. A small business in any of these
subsectors is defined by the SBA as one having average annual receipts
of $15 million.
Businesses in NAICS Sector 23, Construction, could be involved in a
number of categories of projected future actions, where they could
incur administrative costs of construction. Businesses in subsector
237120, Oil and Gas Pipeline and Related Structures Construction, could
be involved in the 3 FERC LNG pipeline consultations. A small business
in this subsector has average annual receipts of $36.5 million.
Businesses in subsector 237310, Highway, Street, and Bridge
Construction, could be involved in the 70 FHWA and USCG bridge repair,
replacement consultations. A small business in this subsector has
average annual receipts of $36.5 million.
Businesses in subsector 238, Other Specialty Trade Contractors,
could be involved as construction contractors in the 20 future USACE
section 404/RHA permitting actions and the 5 FEMA disaster assistance
actions. Small businesses in this subsector have average annual
receipts of $15 million.
Cities could be involved in many of the 70 FHWA and USCG bridge
repair, replacement projects, and some proportion of the 20 USACE
section 404/RHA permitting actions. The SBA defines a small
governmental jurisdiction as cities, counties, towns, townships,
villages, school districts, or special districts with a population of
less than 50,000.
Our consultation database does not track the identity of past third
parties involved in consultations, or whether the third parties were
small entities; therefore we have no basis to determine the percentage
of the 179 third parties that may potentially be involved in future
consultations due to impacts to proposed critical habitat that may be
small businesses, small nonprofits, or small government jurisdictions.
There is no indication in the data evaluated in the Draft Impacts
Analysis Report, which serves as the basis for this IRFA, that the
designation would place small entities at a competitive disadvantage
compared to large entities. Incremental economic impacts due to the
designation proposed for the Carolina and South Atlantic DPSs will be
minimal overall. These costs will result from participation in the
Section 7 consultation process, and will be spread over 14 river
systems totaling over 3,300 river miles in 4 states. Federal agencies
will bear the majority of the costs (59% to 83%), which will be limited
to administrative costs of consultation for all parties involved. There
are no apparent concentrations of costs. Assuming a third party would
be involved and incur costs for each of the 179 projects in all of the
categories of federal activity that involved third parties in the past,
the costs to third parties that could be involved in the projected
future consultations, other than the EPA consultations, would be
between $880 and $2,080 for each action for coextensive formal
consultations, and between $1,500 and $3,000 for each fully incremental
informal consultation. The total costs over the next 10 years to all
third parties for these 2 classes of actions would be between $30,000
and $60,000 for the incremental informal consultations and between
$136,400 and $322,400 for the coextensive consultations. The total
costs over the next 10 years to third parties involved in the EPA
consultations are conservatively estimated to be $25,072 across all
units.
Even though we cannot determine relative numbers of small and large
entities that may be affected by the designation of critical habitat,
there is no indication that affected project applicants would be
limited to, nor disproportionately comprised of, small entities. It is
unclear whether small entities would be placed at a competitive
disadvantage compared to large entities. However, as described in the
Draft Impacts Analysis Report, consultations and project modifications
will be required based on the type of permitted action and its
associated impacts on the essential critical habitat features.
It is unlikely that the proposed rule will significantly reduce
profits or revenue for small businesses, if they are involved in future
consultations required by this rulemaking, given costs will be limited
to administrative costs of participating in the consultation process
and the maximum cost of a single consultation to a third party is
projected to be $3,000.
We encourage all small businesses, small nonprofits and small
governmental jurisdictions that may be affected by this rule to provide
comment on the potential economic impacts of the proposed designation,
to improve the above analysis.
There are no record-keeping or reporting requirements associated
with the proposed rule. Similarly, there are no other compliance
requirements in the rule. There are no professional skills necessary
for preparation of any report or record, although consultants are
frequently involved on behalf of project proponents, for example in
preparing biological assessments of the impacts of a proposed action on
listed species and critical habitat. Federal laws and regulations that
directly and indirectly protect the Carolina and South Atlantic DPSs of
Atlantic sturgeon are listed and discussed in the Draft Impacts
Analysis Report. No federal laws or regulations duplicate or conflict
with the proposed rule. Existing federal laws and regulations overlap
with the proposed rule only to the extent that they provide protection
to marine natural resources. However, no existing laws or regulations
specifically address negative impacts to, or require the avoidance of
the destruction or adverse modification of, the essential features of
critical habitat for the Carolina and South Atlantic DPSs of Atlantic
sturgeon.
We considered a no action (status quo) alternative to the proposed
designation under which NMFS would not propose critical habitat for the
Carolina and South Atlantic DPSs of Atlantic sturgeon. Under this
alternative, conservation and recovery of the listed species would
depend upon the protection provided under the ``jeopardy'' provisions
of Section 7 of the ESA. Compared to the status quo, there would be no
increase in the number of ESA consultations or project modifications in
the future that would not otherwise be required due to the listing of
the Carolina and South Atlantic DPSs of Atlantic sturgeon. However, we
have determined that the physical features forming the basis for our
proposed critical habitat designation are essential to the conservation
of the Carolina and South Atlantic DPSs of Atlantic sturgeon. Thus, the
lack of protection of the essential features from adverse modification
and/or destruction could result in decline in abundance of the Carolina
and South Atlantic DPSs of Atlantic sturgeon, and loss of associated
economic and other values this species provides to society. Thus, the
no action alternative is not necessarily a ``no cost'' alternative for
small entities.
We also considered an alternative of including all large coastal
rivers from the North Carolina/Virginia border southward to the St
Johns River, Florida, in the designation. Several large coastal rivers
within the geographic area
[[Page 36100]]
occupied by the Carolina and South Atlantic DPSs of Atlantic sturgeon
do not appear to support spawning and juvenile recruitment or to
contain suitable habitat features to support spawning. These rivers are
the Chowan and New Rivers in North Carolina; the Waccamaw (above its
confluence with Bull Creek which links it to the Pee Dee River),
Sampit, Ashley, Ashepoo, and Broad-Coosawhatchie Rivers in South
Carolina; and the St. Johns River, Florida. We have no information,
current or historic, of Atlantic sturgeon utilizing the Chowan and New
Rivers in North Carolina. Recent telemetry work by Post et al. (2014)
indicates that Atlantic sturgeon do not utilize the Sampit, Ashley,
Ashepoo, and Broad-Coosawhatchie Rivers in South Carolina. These rivers
are short, coastal plains rivers that most likely do not contain
suitable habitat for Atlantic sturgeon. Post et al. (2014) also found
Atlantic sturgeon only utilized the portion of the Waccamaw River
downstream of Bull Creek. Due to man-made structures and alterations,
spawning areas in the St. Johns are not accessible and therefore do not
support a reproducing population. For these reasons, we are not
designating these coastal rivers, or portions of the rivers, as
critical habitat.
Coastal Zone Management Act
We have determined that this action will have no reasonably
foreseeable effects on the enforceable policies of approved Coastal
Zone Management Programs of North Carolina, South Carolina, Georgia and
Florida. Upon publication of this proposed rule, these determinations
will be submitted for review by the responsible state agencies under
section 307 of the Coastal Zone Management Act.
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)
This proposed rule does not contain any new or revised collection
of information. This rule, if adopted, would not impose recordkeeping
or reporting requirements on State or local governments, individuals,
businesses, or organizations.
Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)
This proposed rule will not produce a Federal mandate. The
designation of critical habitat does not impose a legally-binding duty
on non-Federal government entities or private parties. The only
regulatory effect is that Federal agencies must ensure that their
actions do not destroy or adversely modify critical habitat under
Section 7 of the ESA. Non-Federal entities which receive Federal
funding, assistance, permits or otherwise require approval or
authorization from a Federal agency for an action may be indirectly
impacted by the designation of critical habitat, but the Federal agency
has the legally binding duty to avoid destruction or adverse
modification of critical habitat.
We do not anticipate that this rule, if finalized, will
significantly or uniquely affect small governments. Therefore, a Small
Government Action Plan is not required.
Consultation and Coordination With Indian Tribal Governments (Executive
Order 13175)
The longstanding and distinctive relationship between the Federal
and tribal governments is defined by treaties, statutes, executive
orders, judicial decisions, and agreements, which differentiate tribal
governments from the other entities that deal with, or are affected by,
the Federal Government.
Executive Order 13175, Consultation and Coordination with Indian
Tribal Governments, outlines the responsibilities of the Federal
Government in matters affecting tribal interests. If NMFS issues a
regulation with tribal implications (defined as having a substantial
direct effect on one or more Indian tribes, on the relationship between
the Federal Government and Indian tribes, or on the distribution of
power and responsibilities between the Federal Government and Indian
tribes) we must consult with those governments or the Federal
Government must provide funds necessary to pay direct compliance costs
incurred by tribal governments. The proposed critical habitat
designations for the Carolina and South Atlantic DPSs do not have
tribal implications.
References Cited
A complete list of all references cited in this rulemaking can be
found on our Web site at https://sero.nmfs.noaa.gov/protected_resources/sturgeon/ and is available upon request from the NMFS
Southeast Region Fisheries Office in St. Petersburg, Florida (see
ADDRESSES).
List of Subjects in 50 CFR part 226
Endangered and threatened species.
Dated: May 24, 2016.
Samuel D Rauch, III
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, we propose to amend 50 CFR
part 226 as follows:
PART 226--DESIGNATED CRITICAL HABITAT
0
1. The authority citation for part 226 continues to read as follows:
Authority: 16 U.S.C. 1533.
0
2. Add Sec. 226.226 to read as follows:
Sec. 226.226 Critical habitat for the Carolina and South Atlantic
distinct population Segments of Atlantic sturgeon.
Critical habitat is designated for the Carolina and South Atlantic
DPSs of Atlantic sturgeon as described in paragraphs (a) through (b) of
this section. The textual descriptions in paragraphs (c) through (d) of
this section are the definitive source for determining the critical
habitat boundaries.
(a) The physical features essential for the conservation of
Atlantic sturgeon belonging to the Carolina and South Atlantic Distinct
Population Segments are those habitat components that support
successful reproduction and recruitment. These are:
(1) Suitable hard bottom substrate (e.g., rock, cobble, gravel,
limestone, boulder, etc.) in low salinity waters (i.e., 0.0-0.5 parts
per thousand range) for settlement of fertilized eggs and refuge,
growth, and development of early life stages;
(2) Transitional salinity zones inclusive of waters with a gradual
downstream gradient of 0.5-30 parts per thousand and soft substrate
(e.g., sand, mud) downstream of spawning sites for juvenile foraging
and physiological development;
(3) Water of appropriate depth and absent physical barriers to
passage (e.g., locks, dams, reservoirs, gear, etc.) between the river
mouth and spawning sites necessary to support:
(i) Unimpeded movement of adults to and from spawning sites;
(ii) Seasonal and physiologically dependent movement of juvenile
Atlantic sturgeon to appropriate salinity zones within the river
estuary; and
(iii) Staging, resting, or holding of subadults or spawning
condition adults. Water depths in main river channels must also be deep
enough (at least 1.2 m) to ensure continuous flow in the main channel
at all times when any sturgeon life stage would be in the river;
(4) Water quality conditions, especially in the bottom meter of the
water column, with temperature and oxygen values that support:
(i) Spawning;
(ii) Annual and inter-annual adult, subadult, larval, and juvenile
survival; and
(iii) Larval, juvenile, and subadult growth, development, and
recruitment.
[[Page 36101]]
Appropriate temperature and oxygen values will vary interdependently,
and depending on salinity in a particular habitat. For example, 6 mg/L
dissolved oxygen (D.O.) for juvenile rearing habitat is considered
optimal, whereas D.O. less than 5.0 mg/L for longer than 30 days is
considered suboptimal when water temperature is greater than 25[deg]C.
In temperatures greater than 26[deg]C, D.O. greater than 4.3 mg/L is
needed to protect survival and growth. Temperatures of 13[deg] C to
26[deg] C for spawning habitat are considered optimal
(b) Critical habitat is designated for the following DPSs in the
following states and counties:
----------------------------------------------------------------------------------------------------------------
DPS State--Counties
----------------------------------------------------------------------------------------------------------------
Carolina..................................... NC--Anson, Bertie, Beaufort, Bladen, Brunswick, Carteret, Craven,
Columbus, Duplin, Edgecombe, Halifax, Hyde, Johnston, Lenoir,
Martin, Nash, New Hanover, Northampton, Pamlico, Pender, Pitt,
Richmond, Wake, Washington, and Wayne
SC--Berkeley, Calhoun, Charleston, Chesterfield, Clarendon,
Darlington, Dillon, Fairfield, Florence, Kershaw, Georgetown,
Horry, Lee, Lexington, Marion, Marlboro, Newberry, Orangeburg,
Richland, Sumter, and Williamsburg
South Atlantic............................... SC--Aiken, Allendale, Bamberg, Barnwell, Beaufort, Charleston,
Colleton, Dorchester, Edgefield, Hampton, Jasper, Lexington, and
Orangeburg
GA--Appling, Atkinson, Baldwin, Ben Hill, Bibb, Bleckley,
Brantley, Bryan, Bulloch, Burke, Camden, Charlton, Chatham,
Coffee, Columbia, Dodge, Effingham, Emanuel, Glascock, Glynn,
Hancock, Houston, Irwin, Jasper, Jeff Davis, Jefferson, Jenkins,
Johnson, Jones, Laurens, Long, McIntosh, Montgomery, Pierce,
Plaski, Richmond, Screven, Tattnall, Telfair, Toombs, Twiggs,
Ware, Washington, Wayne, Wheeler, and Wilkinson
FL--Baker and Nassau
----------------------------------------------------------------------------------------------------------------
(c) Critical Habitat Boundaries of the Carolina DPS. The lateral
extent for all critical habitat units for the Carolina DPS of Atlantic
sturgeon is the ordinary high water mark on each bank of the river and
shorelines. Critical habitat for the Carolina DPS of Atlantic sturgeon
is:
(1) Carolina Unit 1 includes the Roanoke River main stem from the
Roanoke Rapids Dam downstream to RKM 0;
(2) Carolina Unit 2 includes the Tar-Pamlico River main stem from
the Rocky Mount Millpond Dam downstream to RKM 0;
(3) Carolina Unit 3 includes the Neuse River main stem from the
Milburnie Dam downstream to RKM 0;
(4) Carolina Unit 4 includes the Cape Fear River main stem from
Lock and Dam #2 downstream to RKM 0 and the Northeast Cape Fear River
from the upstream side of Rones Chapel Road Bridge downstream to the
confluence with the Cape Fear River;
(5) Carolina Unit 5 includes the Pee Dee River main stem from
Blewett Falls Dam downstream to RKM 0, the Waccamaw River from Bull
Creek downstream to RKM 0, and Bull Creek from the Pee Dee River to the
confluence with the Waccamaw River;
(6) Carolina Unit 6 includes the Black River main stem from
Interstate Highway 20 downstream to RKM 0;
(7) Carolina Unit 7 includes the Santee River main stem from the
Wilson Dam downstream to the fork of the North Santee River and South
Santee River distributaries, the Rediversion Canal from the St. Stephen
Powerhouse downstream to the confluence with the Santee River, the
North Santee River from the fork of the Santee River and South Santee
River downstream to RKM 0, the South Santee River from the fork of the
Santee River and North Santee River downstream to RKM 0, the Tailrace
Canal from Pinopolis Dam downstream to the West Branch Cooper River,
the West Branch Cooper River from the Tailrace Canal downstream to the
confluence with the East Branch Cooper River, and the Cooper River from
confluence of the West Branch Cooper River and East Branch Cooper River
tributaries downstream to RKM 0;
(8) Carolina Unoccupied Unit 1 includes the Cape Fear River from
Huske Lock and Dam (Lock and Dam #3) downstream to Lock and Dam #2; and
(9) Carolina Unoccupied Unit 2 includes the Wateree River from the
Wateree Dam downstream to the confluence with the Congaree River, the
Broad River from the Parr Shoals Dam downstream to the confluence with
the Saluda River, the Congaree River from the confluence of the Saluda
River and Broad River downstream to the Santee River, the Santee River
from the confluence of the Congaree River and Wateree River downstream
to Lake Marion, Lake Marion from the Santee River downstream to the
Diversion Canal, the Diversion Canal from Lake Marion downstream to
Lake Moultrie, Lake Moultrie from the Diversion Canal downstream to the
Pinopolis Dam and the Rediversion Canal, the Rediversion Canal from
Lake Moultrie downstream to the St. Stephen Powerhouse.
(d) Areas Not Included in Critical Habitat. Pursuant to ESA section
3(5)(A)(i), all areas containing existing (already constructed)
federally authorized or permitted man-made structures such as aids-to-
navigation (ATONs), artificial reefs, boat ramps, docks, pilings,
maintained channels, or marinas.
(e) Maps of The Carolina DPS follow:
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(d) Critical Habitat Boundaries of the South Atlantic DPS. The
lateral extent for all critical habitat units for the South Atlantic
DPS of Atlantic sturgeon is the ordinary high water mark on each bank
of the river and shorelines. Critical
[[Page 36112]]
habitat for the South Atlantic DPS of Atlantic sturgeon is:
(1) South Atlantic Unit 1 includes the North Fork Edisto River from
Cones Pond downstream to the confluence with the South Fork Edisto
River, the South Fork Edisto River from Highway 121 downstream to the
confluence with the North Fork Edisto River, the Edisto River main stem
from the confluence of the North Fork Edisto River and South Fork
Edisto River tributaries downstream to the fork at the North Edisto
River and South Edisto River distributaries, the North Edisto River
from the Edisto River downstream to RKM 0, and the South Edisto River
from the Edisto River downstream to RKM 0;
(2) South Atlantic Unit 2 includes the main stem Combahee--
Salkehatchie River from the confluence of Buck and Rosemary Creeks with
the Salkehatchie River downstream to the Combahee River, the Combahee
River from the Salkehatchie River downstream to RKM 0;
(3) South Atlantic Unit 3 includes the main stem Savannah River
from the New Savannah Bluff Lock and Dam downstream to RKM 0;
(4) South Atlantic Unit 4 includes the main stem Ogeechee River
from the confluence of the North Fork Ogeechee River and South Fork
Ogeechee River downstream to RKM 0;
(5) South Atlantic Unit 5 includes the main stem Oconee River from
Sinclair Dam downstream to the confluence with the Ocmulgee River, the
main stem Ocmulgee River from Juliette Dam downstream to the confluence
with the Oconee River, and the main stem Altamaha River from the
confluence of the Oconee River and Ocmulgee River downstream to RKM 0;
(6) South Atlantic Unit 6 includes the main stem Satilla River from
the confluence of Satilla and Wiggins Creeks downstream to RKM 0;
(7) South Atlantic Unit 7 includes the main stem St. Marys River
from the confluence of Middle Prong St. Marys and the St. Marys Rivers
downstream to RKM 0; and
(8) South Atlantic Unoccupied Unit 1 includes the main stem
Savannah River from the Augusta Diversion Dam downstream to the New
Savannah Bluff Lock and Dam.
(9) Maps of the South Atlantic DPS follow:
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[FR Doc. 2016-12744 Filed 6-2-16; 8:45 am]
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