Endangered and Threatened Wildlife and Plants; Notice of 12-Month Finding on a Petition To Delist the Snake River Fall-Run Chinook Salmon Evolutionarily Significant Unit Under the Endangered Species Act (ESA), 33469-33480 [2016-12453]
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Upper Columbia River spring-run
Chinook salmon ESU; (3) Snake River
spring/summer-run Chinook salmon
ESU; (4) Central Valley spring-run
Chinook salmon ESU; (5) California
Coastal Chinook salmon ESU; (6) Puget
Sound Chinook salmon ESU; (7) Lower
Columbia River Chinook salmon ESU;
(8) Upper Willamette River Chinook
salmon ESU; (9) Hood Canal summerrun chum salmon ESU; (10) Columbia
River chum salmon ESU; (11) Central
California Coast coho salmon ESU; (12)
Southern Oregon/Northern California
Coast coho salmon ESU; (13) Lower
Columbia River coho salmon ESU; (14)
Oregon Coast coho salmon ESU; (15)
Snake River sockeye salmon ESU; (16)
Ozette Lake sockeye salmon ESU; (17)
Southern California steelhead DPS; (18)
Upper Columbia River steelhead DPS;
(19) Middle Columbia River steelhead
DPS; (20) Snake River Basin steelhead
DPS; (21) Lower Columbia River
steelhead DPS; (22) Upper Willamette
River steelhead DPS; (23) South-Central
California Coast steelhead DPS; (24)
Central California Coast steelhead DPS;
(25) Northern California steelhead DPS;
(26) California Central Valley steelhead
DPS; (27) Puget Sound steelhead DPS;
and (28) the southern DPS of eulachon.
On January 16, 2015, we received a
petition from the Chinook Futures
Coalition to delist the Snake River fallrun Chinook ESU under the ESA. On
April 22, 2015, we published a positive
90-day finding (80 FR 22468) that the
petition presented substantial scientific
or commercial information indicating
that the petitioned action may be
warranted, and we announced the
initiation of a status review. While the
Snake River fall-run Chinook salmon
ESU was included as part of our 5-year
reviews of West Coast salmon and
steelhead, the results of our review of
Snake River fall-run Chinook salmon
and our finding on the delisting petition
are addressed in a separate notice in this
issue of the Federal Register. The 5-year
review findings for the three Puget
Sound/Georgia Basin DPSs of yelloweye
rockfish, canary rockfish, and bocaccio
rockfish will be announced separately
on our Web site: https://
www.westcoast.fisheries.noaa.gov.
We used a multi-step process to
complete the subject 5-year review.
First, we asked scientists from NMFS’
Northwest and Southwest Fisheries
Science Centers to collect and analyze
new information about species viability.
To evaluate species viability, our
scientists evaluate four criteria—
abundance, productivity, spatial
structure, and diversity. They also
considered new genetic and
biogeographic information regarding
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species’ ranges. At the end of this
process, the Northwest and Southwest
Fisheries Science Centers prepared two
reports detailing the results of their
analyses.
Next, biologists from the NMFS West
Coast Region with expertise in salmonid
hatchery management conducted a
review of all West Coast salmonid
hatchery programs associated with the
ESA-listed salmon and steelhead. Their
evaluation was guided by NMFS’ Policy
on the Consideration of Hatchery-Origin
Fish in Endangered Species Act Listing
Determinations for Pacific Salmon and
Steelhead (Hatchery Listing Policy) (70
FR 37204; June 28, 2005). A
memorandum (Jones 2015) summarizes
their evaluation of the relatedness of
related hatchery stocks relative to the
local natural populations to determine if
the stocks warrant inclusion as part of
the respective ESA listings.
Finally, we formed geographicallybased teams of salmon and eulachon
management biologists from our West
Coast Region to evaluate information
related to the five ESA section 4(a)(1)
listing factors. These section 4(a)(1)
factors are: (1) The present or threatened
destruction, modification, or
curtailment of the species’ habitat or
range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) disease or
predation; (4) inadequacy of existing
regulatory mechanisms; or (5) other
natural or man-made factors affecting
the species’ continued existence. These
teams produced ‘‘5-Year Review
Reports’’ that incorporate the findings of
the Northwest and Southwest Fisheries
Science Centers’ reports, summarize
new information concerning the
delineation of the subject ESUs and
DPSs and inclusion of closely related
salmonid hatchery programs, and detail
the evaluation of the ESA section 4(a)(1)
listing factors. The Northwest and
Southwest Fisheries Science Centers’
reports, the 5-year review reports, and
additional information are available on
our Web site: https://
www.westcoast.fisheries.noaa.gov.
Findings
After considering the best available
information, we conclude that the 17
Pacific salmon ESUs, the 10 steelhead
DPSs, and the southern DPS of eulachon
detailed above shall remain listed as
currently classified.
We also conclude that, based on the
best information available, no
adjustments to the species’ ranges are
necessary. We did conclude that the
species membership of several salmonid
hatchery programs will need to be
revised. We will adjust the hatchery
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33469
memberships through a subsequent
rulemaking.
Authority: 16 U.S.C. 1531 et seq.
Dated: May 23, 2016.
Angela Somma,
Chief, Endangered Species Division, Office
of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2016–12454 Filed 5–25–16; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[Docket No. 150211136–6422–02]
RIN 0648–XD769
Endangered and Threatened Wildlife
and Plants; Notice of 12-Month Finding
on a Petition To Delist the Snake River
Fall-Run Chinook Salmon
Evolutionarily Significant Unit Under
the Endangered Species Act (ESA)
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of 12-month finding and
availability of 5-year reviews.
AGENCY:
We, NMFS, announce a 12month finding on a petition to delist the
Snake River fall-run Chinook salmon
(Oncorhynchus tshawytscha) (Snake
River fall-run Chinook) Evolutionarily
Significant Unit (ESU) under the
Endangered Species Act (ESA). The
Snake River fall-run Chinook ESU was
listed as threatened under the ESA in
1992. We have completed a
comprehensive review of the status of
the species in response to the petition.
Based on the best scientific and
commercial data available, we have
determined that delisting of the Snake
River fall-run Chinook ESU is not
warranted at this time. We conclude
that the Snake River fall-run Chinook is
likely to become an endangered species
within the foreseeable future throughout
all or a significant portion of its range,
and will remain listed as a threatened
species under the ESA. We also
announce the availability of 5-year
reviews, prepared pursuant to ESA, for
four Snake River salmonid species: The
Snake River fall-run Chinook ESU, the
Snake River sockeye salmon ESU, the
Snake River spring/summer Chinook
salmon ESU, and the Snake River
steelhead distinct population segment
(DPS). We combined our evaluations
and findings for these four species into
a joint report. This 5-Year Review
Report determined that the four Snake
SUMMARY:
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River salmon species, including the
Snake River fall-run Chinook ESU,
should retain their current listed status
under the ESA.
DATES: This finding was made on May
26, 2016.
ADDRESSES: The documents informing
the 12-month finding are available
electronically at: https://
www.westcoast.fisheries.noaa.gov/. You
may also receive copies of these
documents by submitting a request to
the Protected Resources Division, West
Coast Region, NMFS, 1201 NE Lloyd
Boulevard, Suite 1100, Portland, OR
97232, Attention: Snake River fall-run
Chinook 12-month Finding.
FOR FURTHER INFORMATION CONTACT: Dr.
Scott Rumsey, NMFS West Coast Region
at (503) 872–2791; or Maggie Miller,
NMFS Office of Protected Resources at
(301) 427–8403.
SUPPLEMENTARY INFORMATION:
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Background
The Snake River fall-run Chinook
ESU was listed as threatened under the
ESA in 1992 (57 FR 14658; April 22,
1992). We have twice affirmed that the
Snake River fall-run Chinook ESU
should remain classified as a
‘‘threatened’’ species under the ESA
following reviews of the species’ status
in 2005 (70 FR 37160; June 28, 2005)
and again in 2011 (76 FR 50448; August
15, 2011). On January 16, 2015, we
received a petition from the Chinook
Futures Coalition to delist the Snake
River fall-run Chinook ESU under the
ESA. Separately, on February 6, 2015,
we published a notice of initiation of 5year reviews, as required by ESA section
4(c)(2)(A), for 32 West Coast marine and
anadromous ESA-listed species,
including the Snake River fall-run
Chinook ESU, and requested
information from the public to inform
our reviews (80 FR 6695; February 6,
2015). On April 22, 2015, we published
a positive 90-day finding (80 FR 22468)
that the Snake River fall-run Chinook
ESU delisting petition presented
substantial scientific or commercial
information indicating that the
petitioned action may be warranted. As
required by ESA section 4(b)(3)(A), our
April 22, 2015 finding announced the
initiation of a status review to determine
whether the petitioned action was
warranted and invited the public to
submit scientific and commercial
information to inform our review. We
explained that any information
submitted to inform the 5-year review
for Snake River fall-run Chinook ESU
would also be considered in making our
12-month finding for that species.
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Listing Species Under the Endangered
Species Act
Section 3 of the ESA defines an
endangered species as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range,’’ and a threatened species as
one ‘‘which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range.’’ To be
considered for listing under the ESA, a
group of organisms must constitute a
‘‘species,’’ which is defined in section 3
of the ESA to include ‘‘any subspecies
of fish or wildlife or plants, and any
distinct population segment of any
species of vertebrate fish or wildlife
which interbreeds when mature.’’ For
identifying species of Pacific steelhead,
we apply the joint NMFS–U.S. Fish and
Wildlife Service (USFWS) Policy
Regarding the Recognition of Distinct
Vertebrate Population Segments under
the Endangered Species Act (DPS
Policy) (61 FR 4722; February 7, 1996).
Under the DPS Policy, we consider two
elements in evaluating whether a
vertebrate population segment qualifies
as a DPS, and consequently a ‘species,’
under the ESA: (1) Discreteness of the
population segment in relation to the
remainder of the species/taxon, and, if
discrete; (2) the significance of the
population segment to the species/
taxon. For Pacific salmon, we apply our
Policy on Applying the Definition of
Species under the Endangered Species
Act to Pacific Salmon (ESU Policy) in
identifying species (56 FR 58612;
November 20, 1991). Per the ESU
Policy, to qualify as a DPS, a Pacific
salmon population or group of
populations must be substantially
reproductively isolated and represent an
important component in the
evolutionary legacy of the biological
species. A population meeting these
criteria is considered to be an
‘‘evolutionarily significant unit’’ (ESU),
and hence a ‘‘species,’’ under the ESA
(56 FR 58612).
Section 4(b)(1)(A) of the ESA requires
NMFS to make listing determinations
based solely on the best scientific and
commercial data available after
conducting a review of the status of the
species and after taking into account
efforts being made to protect the
species. Section 4(a)(1) of the ESA and
NMFS’ implementing regulations (50
CFR part 424) also states that we must
determine whether a species is
endangered or threatened because of
any one or a combination of the
following five factors: (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
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overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
inadequacy of existing regulatory
mechanisms; or (E) other natural or
man-made factors affecting its
continued existence. A species may be
removed from the list if the Secretary of
Commerce determines, based on the
best scientific and commercial data
available and after conducting a review
of the species’ status, that the species is
no longer threatened or endangered
because of one or a combination of the
section 4(a)(1) factors. Pursuant to our
regulations at 50 CFR 424.11(d), a
species may be delisted only if such
data substantiate that it is neither
endangered nor threatened for one or
more of the following reasons:
(1) Extinction. Unless all individuals
of the listed species had been previously
identified and located, and were later
found to be extirpated from their
previous range, a sufficient period of
time must be allowed before delisting to
indicate clearly that the species is
extinct.
(2) Recovery. The principal goal of the
ESA is to return listed species to a point
at which protection under the ESA is no
longer required. A species may be
delisted on the basis of recovery only if
the best scientific and commercial data
available indicate that it is no longer
endangered or threatened.
(3) Original data for classification in
error. Subsequent investigations may
show that the best scientific or
commercial data available when the
species was listed, or the interpretation
of such data, were in error.
ESA Section 4 Status Reviews
Section 4(c)(2)(A) of the ESA requires
that we conduct a review of the status
of each listed species under our
jurisdiction at least once every 5 years
(5-year reviews). In conducting 5-year
reviews, we consider the best scientific
and commercial data available to
determine whether any species should
be: (1) Delisted; (2) changed in status
from endangered to threatened; or (3)
changed in status from threatened to
endangered. On February 6, 2015, we
published a notice of initiation of 5-year
reviews for West Coast ESA-listed
species, including the Snake River fallrun Chinook ESU (80 FR 6695; February
6, 2015), and solicited information to
inform the 5-year reviews during a 90day public comment period.
Section 4(b)(3) of the ESA requires
that, when NMFS makes a positive 90day finding on a petition to list or delist
a species, we must promptly commence
a review of the status of the species
concerned. As part of our April 22,
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2015, positive 90-day finding on the
subject delisting petition, we announced
the initiation of a status review of the
Snake River fall-run Chinook ESU and
solicited information to inform that
review during a 60-day public comment
period (80 FR 22468). We explained in
our April 22, 2015 notice that we would
consider all information received in
response to either the 5-year review or
positive 90-day finding requests for
information in making our 12-month
finding for Snake River fall-run Chinook
ESU. In response to these requests for
information, we received information
from Federal and state agencies, Native
American Tribes, conservation
organizations, fishing and industry
groups, and individuals. This
information, as well as other
information routinely collected by our
agency, informed our status review of
the Snake River fall-run Chinook ESU,
as well as the 5-year reviews of the other
Snake River species.
To realize efficiencies and to ensure
that our reviews were based on the best
scientific and commercial information
available, we integrated our section
4(b)(3)(B) status review and our section
4(c)(2)(A) 5-year review of the Snake
River fall-run Chinook ESU. We also
consolidated our 5-year reviews of the
four listed Snake River salmonid species
into a joint report. We used a multi-step
process to complete these reviews. First,
scientists from our Northwest Fisheries
Science Center collected and analyzed
information about the viability of the
Pacific Northwest salmon ESUs and
steelhead DPSs undergoing 5-year
reviews, including the Snake River
salmon ESUs and steelhead DPS. As
part of Northwest Fisheries Science
Center’s review, the scientists also
evaluated life-history, genetic, and other
information that might inform a
reconsideration of the delineation of the
salmon ESUs and steelhead DPSs. At
the end of this process, the Northwest
Fisheries Science Center prepared a
report detailing the results of their
analyses (NWFSC 2015).
Next, biologists from NMFS’ West
Coast Region with expertise in hatchery
management conducted a review of all
West Coast salmonid hatchery programs
associated with the ESA-listed salmon
and steelhead. Their evaluation was
guided by NMFS’ Policy on the
Consideration of Hatchery-Origin Fish
in Endangered Species Act Listing
Determinations for Pacific Salmon and
Steelhead (Hatchery Listing Policy) (70
FR 37204; June 28, 2005). Under the
Hatchery Listing Policy, we consider
hatchery stocks to be part of an ESU/
DPS if they exhibit a level of genetic
divergence relative to the local natural
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population(s) that is no more than what
occurs within the ESU (70 FR 37204;
37215). A memorandum (Jones 2015)
summarizes their evaluation of the
relatedness of hatchery stocks relative to
the local natural populations to
determine if the stocks warrant
inclusion as part of the respective ESA
listings (see the ‘‘Delineation of
Species’’ section, below).
Finally, we formed geographicallybased teams of salmon management
biologists from our West Coast Region to
evaluate information related to the five
ESA section 4(a)(1) factors. These teams
produced ‘‘5-Year Review Reports’’ that
incorporate the findings of the
Northwest Fisheries Science Center’s
report, summarize new information
concerning the delineation of the
subject ESUs and DPSs and inclusion of
closely related hatchery programs, and
detail the evaluation of the ESA section
4(a)(1) factors. An evaluation team
conducted the review for the four ESAlisted salmon and steelhead species in
the Snake River Basin and consolidated
its evaluation and findings for these four
species in a joint Snake River 5-Year
Review Report (NMFS 2016).
Separately, on November 2, 2015, we
announced the availability of the
proposed recovery plan for Snake River
fall-run Chinook salmon (Proposed
Recovery Plan) for public review and
comment (80 FR 67386). On December
17, 2015, we announced a 30-day
extension of the public comment period
on the Proposed Recovery Plan (80 FR
78719). The Proposed Recovery Plan
(NMFS 2015) includes an appendix
(Appendix A) detailing a viability
assessment for the Snake River fall-run
Chinook ESU. Because the ESA section
4(b)(3)(B) status review for the Snake
River fall-run Chinook ESU and the ESA
section 4(c)(2)(A) 5-year reviews for all
of the Snake River ESA-listed salmon
and steelhead species were underway at
the time the Proposed Recovery Plan
was released, the viability assessment in
Appendix A incorporated the available
materials and analyses from the ongoing
reviews. The results of the viability
assessment detailed in Appendix A are
incorporated in the Northwest Fisheries
Science Center’s report (NWFSC 2015).
This 12-month finding relies upon the
information presented in the Proposed
Recovery Plan’s viability assessment
(NMFS 2015, Appendix A), the
Northwest Fisheries Science Center’s
report (NWFSC 2015), the review of
West Coast salmonid hatchery programs
(Jones 2015), the Snake River 5-year
Review Report (NMFS 2016), as well as
pertinent information submitted as part
of the public comment periods that was
not otherwise incorporated in the
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33471
aforementioned documents. These
documents are available at our West
Coast Region’s Web site (see ADDRESSES,
above).
Petition Finding
Section 4(b)(3)(B) of the ESA requires
us to make a finding within 12-months
of the date of receipt of any petition that
was found to present substantial
information indicating that the
petitioned action may be warranted. The
12-month finding must provide a
determination of whether the petitioned
action is: (a) Not warranted; (b)
warranted; or (c) warranted but
precluded. In this case, we are
responsible for determining whether the
Snake River fall-run Chinook ESU
warrants delisting from the ESA.
The subject delisting petition asserts
three points in support of the petitioned
action: First, that NMFS may not base
delisting criteria by considering only the
status of natural (non-hatchery) fish;
second, that the ESU has met NMFS’
delisting criteria; and, third, that the
ESU currently meets the statutory
standards for delisting. We discuss these
points in the pertinent sections below.
Determination of Species
As currently listed, the Snake River
fall-run Chinook salmon ESU consists of
the one extant Lower Mainstem Snake
River population, which includes all
naturally spawned fall-run Chinook
salmon originating from the mainstem
Snake River below Hells Canyon Dam
and from the Tucannon River, Grande
Ronde River, Imnaha River, Salmon
River, and Clearwater River subbasins.
The ESU also includes four artificial
propagation programs: The Lyons Ferry
Hatchery Program, Fall Chinook
Acclimation Ponds Program, Nez Perce
Tribal Hatchery Program, and Oxbow
Hatchery Program (70 FR 37200; June
28, 2005).
Historically, the Snake River fall-run
Chinook ESU also spawned above the
Hells Canyon Dam Complex in the
upper mainstem Snake River and
tributaries (NWFSC 2015; NMFS 2015,
Appendix A therein; NMFS 2016). This
historical population is now extirpated.
The area upstream of Hells Canyon
historically supported the majority of all
Snake River fall-run Chinook
production until the area became
inaccessible due to dam construction.
The construction of Swan Falls Dam in
1901 blocked access to 157 miles
including the historically productive
fall-run Chinook habitat in the middle
Snake River downstream of Shoshone
Falls, a natural barrier to further
upstream migration. The construction of
dams associated with the Hells Canyon
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Dam Complex in the late 1950s and
1960s barred the fish from the
remaining spawning areas in the middle
mainstem reach. The loss of this
upstream habitat and inundation of
downstream spawning areas by
reservoirs associated with the Hells
Canyon Complex and the lower Snake
River dams reduced spawning habitat
for the single extant population—the
Lower Mainstem Snake River
population—to approximately 20
percent of the area historically available
(NMFS 2016).
As described above, the ESA’s
definition of ‘species’ includes distinct
population segments, which, for West
Coast salmon includes ESUs. The
petitioners did not request that we
reconsider the composition of the listed
Snake River fall-run Chinook ESU.
Nonetheless, in our review, we solicited
and evaluated all available information
not previously considered that might
inform a reconsideration of the
reproductive isolation and evolutionary
significance of the Snake River fall-run
Chinook ESU. Information that can be
useful in determining the degree of
reproductive isolation includes
incidences of straying, rates of
recolonization, degree of genetic
differentiation, and the existence of
barriers to migration. Insight into
evolutionary significance can be
provided by data on genetic and lifehistory characteristics, habitat and
ecological differences, and the effects of
stock transfers or supplementation
efforts on historical patterns of
diversity. There was no such
information that was not previously
considered and that might warrant
reconsideration of the geographical
extent and composition of the Snake
River fall-run Chinook ESU (NWFSC
2015).
As part of our review, we also
evaluated all hatchery programs
geographically associated with the
Snake River fall-run Chinook ESU to
determine whether: Any of the four
currently listed hatchery programs had
been terminated; any new hatchery
programs had been founded that would
warrant inclusion in the ESU; the
current level of divergence of any listed
hatchery stocks relative to the local
natural population had increased such
that the stock(s) might warrant
exclusion from the ESU; and, the level
of divergence of any existing non-listed
hatchery programs relative to the local
natural population had decreased such
that the stock(s) might warrant inclusion
in the ESU. Our review of the hatchery
programs associated with the Snake
River fall-run Chinook ESU did not
suggest that any changes in the ESU
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membership of hatchery programs are
warranted (Jones 2015).
Based on the foregoing information,
we conclude that no changes in the
definition of the Snake River fall-run
Chinook ESU are warranted at this time.
The Snake River fall-run Chinook ESU
should remain defined as naturally
spawned fall-run Chinook salmon
originating from the mainstem Snake
River below Hells Canyon Dam and
from the Tucannon River, Grande Ronde
River, Imnaha River, Salmon River, and
Clearwater River subbasins. Also, fallrun Chinook salmon from four artificial
propagation programs are included in
the Snake River fall-run Chinook ESU:
The Lyons Ferry Hatchery Program; Fall
Chinook Acclimation Ponds Program;
Nez Perce Tribal Hatchery Program; and
the Tacoma Power (formerly ‘‘Oxbow’’)
Hatchery Program.
Assessment of Extinction Risk
We assess the extinction risk of
Pacific salmon ESUs using the Viable
Salmonid Population (VSP) concept
developed by McElhany et al. (2000).
The VSP concept evaluates four
criteria—abundance, productivity,
spatial structure, and diversity—to
assess species viability. The risk of
extinction of an ESU depends upon the
abundance, productivity, geographic
distribution, and diversity of the
naturally spawned populations
comprising it. Abundance and
productivity need to be sufficient to
provide for population-level persistence
in the face of year-to-year variations in
environmental conditions. Spatial
structure of populations should provide
for resilience to the potential impact of
catastrophic events. Diversity should
provide for patterns of phenotypic,
genotypic, and life-history diversity that
sustains natural production across a
range of conditions, allowing for
adaptation to changing environmental
conditions.
Consideration of Hatchery-Origin Fish
The petitioners assert that NMFS
must consider the contribution of
hatcheries in any delisting decision
where hatchery fish are part of the ESU.
The petitioners further state that it
would be a violation of the ESA for
NMFS to consider whether the Snake
River fall-run Chinook ESU meets
delisting criteria based only on whether
natural, non-hatchery spawners have
met certain thresholds. We agree that
hatchery fish must be included in our
assessment of the Snake River fall-run
Chinook ESU’s status, in context of their
contribution to conserving natural selfsustaining populations, as provided in
our Hatchery Listing Policy.
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Pursuant to the Hatchery Listing
Policy, we base our status
determinations for Pacific salmon and
steelhead on the status of the entire
ESU, including any hatchery fish
included in the ESU. As noted above,
we consider a hatchery stock to be part
of an ESU if the stock’s level of genetic
divergence relative to the local natural
population(s) is no more than what
occurs within the ESU (70 FR 37204;
June 28, 2005). Consistent with section
2(b) of the ESA (16 U.S.C. 1531(b)), we
apply the Hatchery Listing Policy in
support of the conservation of naturallyspawning salmon and the ecosystems
upon which they depend (70 FR 37204,
37215). Accordingly, we include
hatchery fish in assessing the status of
an ESU in the context of their
contributions to conserving natural selfsustaining populations, which we
evaluate by assessing the status of the
natural fish that comprise the
populations.
The Hatchery Listing Policy
recognizes that the presence of hatchery
fish within an ESU can positively affect
the overall status of the ESU, and
thereby affect a listing determination, by
contributing to the increased abundance
and productivity of the natural
populations in the ESU, improving
spatial distribution, serving as a source
population for repopulating unoccupied
habitat, or conserving genetic resources
of depressed natural populations in the
ESU. Conversely, a hatchery program
managed without adequate
consideration of its adverse effects can
affect the status of an ESU by reducing
the reproductive fitness and
productivity of the ESU, or reducing the
adaptive genetic diversity of the ESU.
There are four hatchery programs
included in the Snake River fall-run
Chinook ESU: The Lyons Ferry
Hatchery Program, Fall Chinook
Acclimation Ponds Program, Nez Perce
Tribal Hatchery Program, and Oxbow
Hatchery Program. These hatchery
programs release fish into the mainstem
Snake River and Clearwater River which
represent the majority of the remaining
habitat available to this ESU. Our
previous listing determination for the
Snake River fall-run Chinook ESU
concluded that these hatchery programs
collectively do not substantially reduce
the extinction risk of the ESU (70 FR
37160; June 28, 2005). These hatchery
programs have contributed to the
substantial increases in total ESU
abundance and spawning escapement.
However, the large fraction of naturally
spawning hatchery fish complicates
assessments of the ESU’s productivity.
The broad distribution of naturally
spawning hatchery fish has increased
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the ESU’s spatial distribution, although
the distribution of natural-origin
production in the extant population is
unknown due to the prevalence of
naturally spawning hatchery fish. The
Lyons Ferry Hatchery program has
preserved genetic diversity in the past
during years of critically low
abundance. However, the ESU-wide use
of a single hatchery broodstock may
pose long-term genetic risks, impede the
expression of life-history diversity, and
limit adaptation to different habitat
areas.
As explained above, we evaluate the
status of Pacific Northwest salmon ESUs
based on four biological criteria
(abundance, productivity, spatial
structure, and diversity) with respect to
naturally-spawning fish, which reflects
how hatchery fish are contributing to
the viability of the ESU as a whole. We
do not interpret the ESA as requiring
that we assess extinction risk based on
the abundance, productivity, spatialstructure, or diversity of hatchery fish.
Furthermore, failing to account for the
biological distinctions between hatchery
and naturally spawned salmon would
be inconsistent with our obligation to
base ESA listing decisions on the best
scientific and commercial data
available. Our Hatchery Listing Policy
has been upheld by the Federal courts
as a reasonable interpretation of the ESA
(Trout Unlimited v. Lohn, 599 F.3d 946
(9th Cir. 2009)). The court stated that
‘‘the ESA is primarily focused on
natural populations,’’ and that ‘‘the
[plaintiff’s] demand for ‘equal treatment’
of hatchery and naturally spawned fish
during the [status] review process
simply finds no grounding in the
statutory text of the ESA’’ (Id. at 957,
960). The petitioners’ argument that we
must treat hatchery and natural fish
equally in evaluating the status of the
ESU is inconsistent with our policy and
with the court’s decision.
Viability Criteria and Recovery Planning
For the purposes of recovery planning
and development of recovery criteria, in
2001 we convened the Interior
Columbia Technical Recovery Team
(Technical Recovery Team) composed of
multi-disciplinary scientists from
universities as well as Federal, state,
and tribal agencies. The Technical
Recovery Team was tasked with
providing scientific support to recovery
planners by developing biologically
based viability criteria, analyzing
alternative recovery strategies, and
providing scientific review of draft
plans. The Technical Recovery Team
identified independent populations for
each Snake River ESA-listed species.
These independent populations were
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grouped into ‘‘major population groups’’
based on genetic similarities, shared
habitat characteristics, population
dispersal distances, and common lifehistory traits. The Technical Recovery
Team determined that the Snake River
fall-run Chinook ESU was historically
composed of a single major population
group only. As noted above, the Snake
River fall-run Chinook ESU has been
determined to consist of the extant
Lower Snake Mainstem population, and
an extirpated population that
historically occurred in the upper
mainstem Snake River and tributaries
above the present-day Hells Canyon
Dam Complex (ICTRT 2003; NWFSC
2015; NMFS 2016).
In 2007, the Technical Recovery Team
also developed biological viability
criteria, based on the VSP concept. The
viability criteria reference the following
levels of extinction risk: ‘‘very low’’ risk
corresponds to less than a 1 percent risk
of extinction over a 100-year period;
‘‘low’’ risk corresponds to a 1 to 5
percent risk of extinction over a 100year period; ‘‘moderate’’ risk
corresponds to a 6 to 25 percent risk of
extinction over a 100-year period; and
‘‘high’’ risk corresponds to a greater
than 25 percent risk of extinction over
a 100-year period (ICTRT 2007). The
Technical Recovery Team’s report
‘‘Viability Criteria for Application to
Interior Columbia Basin Salmonid
ESUs’’ describes the methodology and
considerations for determining
composite risk scores for abundance/
productivity, and for spatial structure/
diversity (ICTRT 2007). For an ESU to
be determined viable, it needs to
achieve at least an overall status of low
risk through a combination of its
abundance/productivity and spatial
structure/diversity risks. An ESU is at
least viable overall if its abundance/
productivity risk is low to very low, and
its spatial structure/diversity risk is
moderate to very low.
The Technical Recovery Team
recognized that ESUs that contain only
one major population group, such as the
Snake River fall-run Chinook ESU, are
inherently at greater risk of extinction
due to more limited spatial structure
and diversity, and potentially due to
more limited abundance and
productivity. To mitigate this inherently
higher risk, the Technical Recovery
Team applied more stringent viability
criteria for ESUs with a single major
population group. In addition to
achieving an overall status of at least
low risk (i.e., a 5 percent or less risk of
extinction over 100 years), an ESU with
a single major population group also
needs to satisfy two additional
conditions: Two-thirds or more of the
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historical populations within the ESU
should meet the criteria for low risk;
and at least two populations should
meet the criteria for very low risk (i.e.,
highly viable). Applying the Technical
Recovery Team’s viability criteria, both
a re-established population above the
Hells Canyon Dam complex and the
extant Lower Mainstem Snake River
population would need to achieve
highly viable status for the Snake River
fall-run Chinook ESU to be considered
for delisting. Highly viable status for
these populations corresponds to very
low risk in abundance/productivity and
very low to low risk in spatial structure/
diversity (the reader is referred to ICTRT
(2007) for a detailed description of the
Technical Recovery Team’s viability
criteria). The Technical Recovery Team
recognized the difficulty of reestablishing a fall-run Chinook
population above the Hells Canyon Dam
Complex, and suggested that initial
recovery efforts emphasize improving
the status of the extant population,
while creating the potential for reestablishing an additional population
(ICTRT 2007). The Technical Recovery
Team also recognized that, in general,
‘‘different scenarios of ESU recovery
may reflect alternative combinations of
viable populations and specific policy
choices regarding acceptable levels of
risk’’ (ICTRT 2007).
During recovery planning for Snake
River fall-run Chinook, we determined
that the spatial complexity and size of
the extant population provide
opportunities for alternative viability
scenarios as policy choices for delisting.
Each scenario would require specific
viability criteria and potential metrics
for measuring viability characteristics
designed to meet the basic set of
viability objectives adopted by the
Technical Recovery Team. Those
alternative recovery scenarios are
presented in the Proposed Recovery
Plan (NMFS 2015) along with their
corresponding alternative metrics for
measuring viability. The scenarios
provide a range of potential population
characteristics that, if achieved, would
indicate that the ESU has met the ESUlevel recovery objectives. The scenarios
are summarized briefly below:
Scenario A—two populations, one
highly viable and the other viable. This
scenario would achieve ESU recovery
by improving the status of the Lower
Mainstem Snake River population to
highly viable, and by reestablishing the
extirpated Middle Snake River
population above the Hells Canyon Dam
Complex to viable status. While the
Technical Recovery Team viability
criteria would require both populations
to meet highly viable status, this
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scenario would only require ‘‘viable’’
status (low risk for abundance/
productivity, and moderate to very low
risk for spatial structure/diversity) for
the reestablished Middle Snake River
population. This scenario recognizes
that a reestablished population above
the Hells Canyon Dam Complex would
provide the ESU protection against
catastrophic losses, and that a highly
viable Lower Mainstem Snake River
population would provide a robust
expression of life-history diversity.
Scenario B—single population
measured in the aggregate. Proposed
scenario B illustrates a singlepopulation pathway to ESU recovery,
where VSP objectives would be
evaluated in the aggregate (populationwide), based on all natural-origin adult
spawners. This single-population
recovery scenario recognizes the
potential spatial complexity within the
Lower Mainstem Snake River
population, and the potential for the
corresponding expression of life-history
diversity in the population if it achieved
highly viable status. This scenario
would require that highly viable status
for the extant population to be attained
with a higher degree of statistical
certainty than in proposed Scenario A.
Potential additional scenarios—
natural production emphasis areas. The
Proposed Recovery Plan identifies the
potential to develop additional singlepopulation recovery scenarios that
would be a variation on scenario B.
Under these potential additional
scenarios, ‘‘natural production emphasis
areas’’ for some major spawning areas
would have a low percentage of
hatchery-origin spawners and produce a
significant level of natural-origin adult
spawners. The remaining major
spawning areas could have higher
acceptable levels of hatchery-origin
spawners than under Scenario B. The
single population would still need to
achieve a status of ‘‘highly viable’’ with
a high degree of certainty.
In lieu of a final Snake River fall-run
Chinook recovery plan with final
delisting scenarios against which to
compare current ESU status, in this
status review we must base our
determination of whether delisting is
warranted on the best scientific and
commercial information available. The
Technical Recovery Team viability
criteria, and the proposed recovery
scenarios articulated in the Proposed
Recovery Plan, provide useful guides for
evaluating the conditions that must be
met for the petitioned delisting of Snake
River fall-run Chinook to be warranted.
All of the available viability criteria and
recovery scenarios suggest that the
extant Lower Mainstem Snake River
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population must be at least ‘‘highly
viable.’’ While reestablishing the
extirpated Middle Snake River
population above the Hells Canyon Dam
Complex may not be necessary to
achieve recovery, the Lower Mainstem
Snake River population must exhibit
sufficient demographic and spatial
complexity to reduce the risk of
catastrophic loss, and must also exhibit
sufficient diversity to ensure resilience
against future environmental variability
and change. If the extant Lower
Mainstem Snake River population is
highly viable, then it is possible that the
Snake River fall-run Chinook ESU may
warrant delisting. If the extant Lower
Mainstem Snake River population is
less than highly viable, it is unlikely
that the ESU warrants delisting at this
time.
The petitioners argue that the Snake
River fall-run Chinook ESU has met the
viability criteria established by the
Technical Recovery Team and should
therefore be delisted. They assert that
the long-term risk of ESU extinction is
less than 1 percent within a 100-year
period, and that the ESU has met NMFS’
viability criteria. In particular, they
argue that: The ESU has met abundance
and productivity criteria; a second
population of the ESU has been reestablished in the Clearwater River,
satisfying the spatial structure criterion;
and NMFS’ diversity criterion is
‘‘antithetical to the ESA as currently
applied to Pacific salmon.’’ We address
these contentions below.
Evaluation of Demographic Risks
For a more detailed description of the
analyses, updated status, trends and
viability of the Snake River fall-run
Chinook ESU, the reader is referred to
the Northwest Fisheries Science Center
report (NWFSC 2015) and the Updated
Viability Assessment included in the
Proposed Recovery Plan (NMFS 2015,
Appendix A).
Abundance and Productivity
The geometric-mean abundance for
the most recent 10 years of annual
spawner escapement estimates (2005–
2014) is 6,418 natural-origin fish, with
a standard error of 0.19. Natural-origin
spawner abundance has increased
relative to the levels reported in the last
status review (Ford et al. 2011), driven
largely by relatively high escapements
in the most recent 3 years.
In recent years, naturally spawning
fall-run Chinook salmon in the lower
Snake River have been comprised of
both natural-origin returns originating
from naturally spawning parents, as
well as naturally spawning hatcheryorigin fish. These hatchery-origin fall-
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run Chinook salmon escaping upstream
of Lower Granite Dam to spawn
naturally are considered to be part of the
listed ESU, representing returns from a
supplementation program that releases
juvenile fish in reaches above Lower
Granite Dam, as well as from releases at
Lyons Ferry Hatchery that have
dispersed upstream.
Prior to the early 1980s, returns of
Snake River fall-run Chinook salmon
were likely predominately of naturalorigin (NWFSC 2015). Natural return
levels declined substantially following
the completion of the Hells Canyon Dam
Complex (1959–1967), and the
construction of the lower Snake River
dams (1962–1975). Based on
extrapolations from sampling at Ice
Harbor Dam (1977–1990), the Lyons
Ferry Hatchery (1987-present), and at
Lower Granite Dam (1990-present),
hatchery strays made up an increasing
proportion of returns to the Lower
Mainstem Snake River population
through the 1980s. Strays from outplanting hatchery-origin fall-run
Chinook salmon from the Priest Rapids
hatchery (an out-of-ESU stock derived
from the middle Columbia River fall-run
Chinook stocks) and from the Lyons
Ferry Hatchery program (considered
part of the Snake River fall-run Chinook
ESU) were the dominant contributors to
these returns through the 1980s.
Estimated natural-origin returns of
Snake River fall-run Chinook salmon
reached a low of less than 100 fish in
1990. Since the 1990s the proportion of
natural-origin spawners in the Snake
River fall-run Chinook ESU has
continued to decline. From 2010–2014,
on average, 31 percent of spawners were
of natural origin, compared to 37
percent (2005–2009), 38 percent (2000–
2004), 58 percent (1995–1999), and 62
percent (1990–1994) in preceding years.
The Northwest Fisheries Science
Center report (NWFSC 2015) estimated
the recruit per spawner productivity for
the extant population (1990–2009 brood
years) to be 1.53, with a standard error
of 0.18. The productivity analysis
indicates that there have been years
when abundance was high but
productivity (recruits per spawner) fell
below the replacement level, suggesting
the potential influence of densitydependence, poor ocean conditions, or
poor migration conditions. The report
acknowledges that there is increasing
statistical uncertainty surrounding the
productivity estimate and it may not
accurately reflect the true productivity
of the current population. The true
productivity of the extant population is
masked by the recent high levels of
naturally spawning hatchery fish.
Survival improvements resulting from
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improved flow conditions for spawning
and rearing and increased passage
survival through the hydropower system
may have increased productivity in
recent years. Conversely, recent
productivity levels may have decreased
as a result of negative impacts of
chronically high hatchery proportions
across all major spawning areas.
The recent geometric-mean
abundance of 6,418 natural spawners is
higher than the Proposed Recovery Plan
abundance criterion of 3,000 to 4,200
natural spawners (for Scenario B—
single population measured in the
aggregate). The recent geometric-mean
abundance is also higher than the
Technical Recovery Team viability
criteria of 3,000 natural spawners,
though the Technical Recovery Team
criteria contemplated two viable
populations. Recent productivity has
been relatively high (approximately
1.53), but it is lower than the Proposed
Recovery Plan criterion of 1.7, which
includes a buffer to reflect the
uncertainty associated with recent
productivity estimates. The recent
productivity estimate is at or near the
Technical Recovery Team productivity
criterion of 1.5; however, the Technical
Recovery Team criteria contemplated
two highly viable populations. The
current risk rating from the Northwest
Fisheries Science Center report (NWFSC
2015) for abundance/productivity is low
risk (i.e., between 1 and 5 percent
probability of extinction over 100 years),
and reflects uncertainty about whether
recent increases in abundance (driven
largely by relatively high escapements
in the most recent 3 years) can be
sustained over the long term. The
Technical Recovery Team viability
criteria, and all of the potential delisting
scenarios in the Proposed Recovery
Plan, would require that the extant
population meet minimum
requirements for ‘‘highly viable’’ status,
which includes very low risk for
abundance and productivity (ICTRT
2007; NMFS 2015; NMFS 2016). Recent
abundance and productivity estimates
(low risk) do not meet the Technical
Recovery Team and proposed delisting
scenarios criteria of very low risk (i.e.,
less than 1 percent probability of
extinction over 100 years) (NWFSC
2015; NMFS 2015, Appendix A). To
achieve the necessary very low risk
rating for abundance/productivity under
a single-population recovery scenario,
the extant population would need to
demonstrate a 20-year geometric-mean
productivity of 1.7 or greater (NMFS
2015). The extant population would
need to exhibit increased productivity
and/or a decrease in the year-to-year
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variability, while natural-origin
abundance of the extant population
would need to remain high (i.e., a recent
10-year geometric-mean abundance
greater than 4,200 natural-origin
spawners). An increase in productivity
could occur with a further reduction in
mortalities across all life stages. Such an
increase could be generated by actions
such as a reduction in harvest impacts
(particularly when natural-origin
spawner return levels are low) and/or
further improvements in juvenile
survival during downstream migration
(NWFSC 2015). Under a singlepopulation recovery scenario with
natural production emphasis areas, a
very low risk rating for abundance/
productivity could be achieved under
current abundance levels if one or more
major spawning aggregations exhibited
relatively low levels of hatchery
contributions to spawning (NMFS
2015). At present, there is no indication
that any spawning areas are
demonstrating lower proportions of
hatchery-origin fish (NWFSC 2015).
The petitioners assert that the recent
abundance and productivity data
demonstrate that the Snake River fallrun Chinook ESU has met the Technical
Recovery Team viability criteria. As
noted above, we agree that recent
geometric-mean abundance and
productivity estimates for Snake River
fall-run Chinook meet or exceed the
Technical Recovery Team abundance/
productivity criteria; however, the
Technical Recovery Team viability
criteria contemplate a recovery scenario
involving two highly viable populations
(i.e., reestablishment of a viable Middle
Snake River population above the Hells
Canyon Dam Complex). The recent
abundance and productivity estimates
for the extant Lower Mainstem Snake
River fall-run Chinook population fall
short of the ‘‘very low’’ risk level that
would be required under any of the
proposed single-population recovery
scenarios.
Spatial Structure and Diversity
The extant Lower Mainstem Snake
River fall-run Chinook population
consists of a spatially complex set of
five historical major spawning areas
(ICTRT 2007), each of which consists of
a set of relatively discrete spawning
patches of varying size (NMFS 2015).
Although annual redd surveys show
that Snake River fall-run Chinook
spawning occurs in all five of the
historical major spawning areas, the
inability to obtain carcass samples
representative of the mainstem major
spawning areas makes assessment of
natural-origin spawner distributions
difficult. Reconstruction of natural-
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origin spawners based on hatchery
expansions and data from homing/
dispersal studies on acclimated
hatchery releases indicate that four out
of the five major spawning areas are
contributing to naturally produced
returns (NMFS 2015).
The Northwest Fisheries Science
Center report (NWFSC 2015) rated the
spatial structure/diversity risk for the
extant Snake River fall-run Chinook
population as moderate risk. The
moderate risk rating reflects observed
changes in major life-history patterns,
shifts in phenotypic traits, and high
levels of genetic homogeneity in
samples from natural-origin returns. In
particular, the moderate risk rating
reflects the relatively high proportion of
within-population hatchery spawners in
all major spawning areas and the
lingering effects of previous high levels
of out-of-ESU strays. The potential for
selective pressure imposed by current
hydropower operations and cumulative
harvest impacts also contribute to the
moderate risk rating.
For the extant Lower Mainstem Snake
River population to achieve highly
viable status with a high degree of
certainty, the spatial structure/diversity
rating needs to be at least low risk
(NMFS 2015; ICTRT 2007). Achieving
low risk for spatial structure/diversity
for the Snake River fall-run Chinook
ESU would either require reestablishing the extirpated population
above Hells Canyon Dam, or that one or
more major spawning areas in the Lower
Mainstem Snake River population
produce a significant level of naturalorigin spawners with low influence
from hatchery-origin spawners relative
to the other major spawning areas. At
present, given the widespread
distribution of hatchery releases and
hatchery-origin returns across all major
spawning areas, and the lack of direct
sampling of reach-specific spawner
composition, there is no indication of a
strong differential distribution of
hatchery returns among major spawning
areas.
The petitioners assert that natural
production from the Clearwater River
should be regarded as a new population,
and as such the petitioners contend that
the Technical Recovery Team’s (ICTRT
2007) spatial-structure viability criterion
of two populations has been satisfied.
We do not agree with the petitioners
that the Clearwater River represents a
separate fall-run Chinook spawning
population. The Technical Recovery
Team defined an independent
population as being isolated to such an
extent that exchanges of individuals
among the populations do not
substantially affect the population
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dynamics or extinction risk of the
independent populations over a 100year time frame (McElhany et al. 2000;
ICTRT 2003). This basic definition from
McElhany et al. (2000) was also adopted
by technical recovery teams in other
west coast salmon recovery domains.
The Technical Recovery Team evaluated
genetic information, distances between
spawning areas related to dispersal
(straying), as well as life-history and
morphological characteristics as
indicators of reproductive isolation
among populations. The Clearwater
River was identified by the Technical
Recovery Team as one of the five major
spawning areas within the Lower
Mainstem Snake River population. The
inclusion of fall-run Chinook in the
Clearwater River as part of the Lower
Mainstem Snake River population is
supported by the close distance between
spawning areas, the ecological similarity
among the spawning areas, the
aggressive supplementation efforts in
the Clearwater River using a common
broodstock collected at Lower Granite
Dam, and the strong contribution of
naturally spawning hatchery fish from
this common hatchery broodstock in all
spawning areas (ICTRT 2003). The
inclusion of natural production from the
Clearwater River was considered as part
of the spatial structure/diversity risk
rating for the extant population. We also
recognize that a high proportion of
naturally produced fish originating from
the Clearwater River are exhibiting
yearling migration strategies due to the
differing thermal regime in that major
spawning area. The resulting
contribution to overall phenotypic lifehistory diversity reduces the diversity
risk to the ESU and was also considered
in the spatial structure/diversity risk
rating. However, this phenotypic lifehistory diversity, by itself, is not
sufficient to warrant identifying fall-run
Chinook in the Clearwater River as an
independent population. There is no
evidence of sufficient isolation between
the fall-run Chinook in the Clearwater
River and the other extant spawning
areas in terms of discrete demographic
patterns, differential straying/dispersal
among the spawning areas, or genetic
distinctiveness.
The petitioners disagree with our
approach to evaluating diversity risk,
and assert that the increases in the total
number of spawners denote low risk to
diversity. We disagree with the
petitioners’ interpretation of diversity. A
low risk to diversity requires
demonstration of patterns of
phenotypic, genetic and life-history
traits that provide for resilience across
a range of environmental conditions
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ensuring long-term evolutionary
potential (NMFS 2015; ICTRT 2007;
McElhany et al. 2000). High levels of
total spawner abundance alone do not
indicate that essential diversity traits are
being conserved.
Summary of Demographic Risks
The Lower Mainstem Snake River fallrun Chinook salmon population is the
only extant population remaining from
an ESU that historically also included a
population upstream of the current
location of the Hells Canyon Dam
Complex. The abundance of this
remaining population has increased
substantially in recent years, and the
recent increases in natural-origin
abundance are encouraging. Overall, the
status of the Snake River fall-run
Chinook ESU has improved compared
to the time of listing and compared to
prior status reviews. However,
uncertainty remains regarding whether
these abundance levels will be
maintained, and improvements are
needed in the species’ productivity and
diversity to achieve risk levels
consistent with delisting (NWFSC 2015;
NMFS 2015; NMFS 2016).
The overall current risk rating for the
extant Lower Mainstem Snake River
fall-run Chinook population is ‘‘viable.’’
This viable risk rating for the Lower
Mainstem Snake River population is
based on a low risk rating for
abundance/productivity (i.e., 1 to 5
percent or less risk of extinction within
100 years), and a moderate risk rating
for spatial structure/diversity (i.e., 6 to
25 percent of extinction within 100
years) (NWFSC 2015; NMFS 2015,
NMFS 2016). The Technical Recovery
Team viability criteria, and all of the
potential delisting scenarios in the
Proposed Recovery Plan, would require
that the extant population meet
minimum requirements for ‘‘highly
viable’’ status through a combination of
very low risk for abundance and
productivity, and low or very low risk
for spatial structure and diversity
(ICTRT 2007; NMFS 2015; NMFS 2016).
As such, the current biological viability
of the Snake River fall-run Chinook ESU
falls short of the demographic risk levels
necessary to support delisting.
Summary of Factors Affecting the
Species
As described above, section 4(a)(1) of
the ESA and NMFS implementing
regulations (50 CFR part 424) state that
we must determine whether a species is
endangered or threatened because of
any one or a combination of the
following five factors: (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
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overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
inadequacy of existing regulatory
mechanisms; or (E) other natural or
man-made factors affecting its
continued existence. We evaluated
whether and the extent to which each of
the foregoing factors contribute to the
overall extinction risk of the Snake
River fall-run Chinook ESU, and the
findings are described in the 5-year
Review Report (NMFS 2016). The
section below summarizes our findings
regarding the threats to the Snake River
fall-run Chinook ESU. The petitioners’
assertion that the ESU currently meets
the statutory standards for delisting is
addressed in the corresponding sections
below.
(A) The Present or Threatened
Destruction, Modification, or
Curtailment of Its Habitat or Range
Both hydropower and land-use
activities have had significant impacts
on habitat in the mainstem Snake River
above Lower Granite Dam. Twelve dams
have blocked and inundated habitat,
impaired fish passage, altered flow and
thermal regimes, and disrupted
geomorphological processes in the
mainstem Snake River. These impacts
have resulted in the loss of historical
habitat, altered migration timing,
elevated dissolved gas levels, juvenile
fish stranding and entrapment, and
increased susceptibility to predation. In
addition, land-use activities, including
agriculture, grazing, resource extraction,
and development, have adversely
affected water quality and diminished
habitat quality throughout the mainstem
Snake River (NMFS 2016; NMFS 2015).
All spawning by Snake River fall-run
Chinook is currently restricted to the
area downstream of the Hells Canyon
Dam Complex, where historically only
limited spawning occurred (NMFS
2016; NMFS 2015). A large portion of
the historical upriver habitat was lost
following construction of Swan Falls
Dam on the Snake River in 1901, but
construction of the Hells Canyon
Complex of dams in the late 1950s and
1960s blocked access to remaining
upriver spawning areas, and resulted in
the extirpation of one of two
populations that historically constituted
this ESU. The blocked habitat areas
above the Hells Canyon Dam Complex
historically were the most productive
for Snake River fall-run Chinook.
Although successful reintroduction of
fall-run Chinook salmon above the Hells
Canyon Dam Complex would contribute
to the recovery of the ESU, the
mainstem habitat above the complex is
currently too degraded to support
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anadromous fish. Agriculture, grazing,
mining, timber harvest, and
development activities have led to
excessive nutrients, sedimentation,
toxic pollutants, low dissolved oxygen,
altered flows, and severely degraded
water quality in the upper mainstem
Snake River (NMFS 2016; NMFS 2015).
Below the Hells Canyon Dam
Complex, one extant population in the
ESU consists of a spatially complex set
of five historical major spawning areas:
Two reaches of the mainstem Snake
River, and the lower mainstem reaches
of the Grande Ronde River, the
Clearwater River, and the Tucannon
River. Habitat concerns in the fall-run
Chinook spawning areas of the
Clearwater River include elevated
temperature, sediment, and nutrients,
flow management, and toxic pollutants.
The lower Clearwater River is highly
influenced by operations at Dworshak
Dam. Since 1992, cold water releases at
Dworshak Dam have been managed to
improve migration conditions
(temperature and flow) in the lower
Snake River (NMFS 2016; NMFS 2015).
In the Lower Grande Ronde River
mainstem, limiting factors include the
lack of habitat quality and diversity,
excess fine sediment, degraded riparian
conditions, low summer flows, and poor
water quality. The Tucannon River is
limited primarily by sediment load and
habitat quantity, with sediment impacts
on fall-run Chinook egg incubation and
fry colonization considered moderate to
high in most reaches, primarily due to
agricultural land uses (NMFS 2016;
NMFS 2015).
Flow management of the Columbia
River hydropower system affects fish
density in the estuary and ocean, fish
size and condition, the timing of ocean
entry, and the growth and survival of
fish during later fish life stages. In the
estuary, flow management, diking and
filling have reduced the availability of
in-channel and off-channel habitat for
extended rearing of subyearling juvenile
Chinook, including components of the
Snake River fall-run Chinook ESU. The
impact of the loss of estuary habitat
complexity likely differs between the
fall-run Chinook subyearling and
yearling life history-types. The yearlings
often migrate through the estuary within
about a week, while sub-yearlings can
linger for up to several months in
shallow nearshore estuary habitat areas
(NMFS 2016; NMFS 2015).
The petitioners assert that there is no
continued destruction, modification, or
curtailment of the habitat or range of the
Snake River fall-run Chinook ESU that
justifies maintaining the species’ ESA
listing as threatened. The petitioners
argue that the habitat changes are
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ultimately reflected in population status
and trends, and that the recent high
levels of abundance demonstrate that
the effects of any historical habitat loss
or degradation no longer constrain the
population. However, as noted above,
the historical loss of habitat due to the
establishment of mainstem hydropower
dams continues to represent a threat to
the spatial structure and diversity of the
ESU. Ongoing habitat concerns,
described above, due to land-use
practices and flow management result in
degraded water and habitat quality in
the area above the Hells Canyon Dam
Complex, the spawning area in the
lower Clearwater River, and in the other
spawning areas of the Lower Mainstem
Snake River population (NMFS 2016;
NMFS 2015). Additionally, flow
management and the loss of Columbia
River estuarine habitat have reduced the
availability of rearing habitat for
migrating juvenile Snake River fall-run
Chinook (NMFS 2016; NMFS 2015). As
such, we disagree with the petitioners’
assertion that historical habitat loss and
degradation no longer constrain the
population, and furthermore, we find
that the continued degradation of
habitat poses a threat to the Snake River
fall-run Chinook ESU.
If the recovery of the Snake River fallrun Chinook ESU is to include
reestablishment of a spawning
population above the Hells Canyon Dam
Complex, the mainstem habitat above
the complex is currently too degraded to
support anadromous fish. With respect
to the extant Lower Mainstem Snake
River population, there is considerable
uncertainty as to whether current
habitat conditions are sufficient for the
population to improve to, and be
sustained at, a highly viable level. The
Northwest Fisheries Science Center’s
productivity analysis (NWFSC 2015)
suggests the potential influence of
density dependence, poor ocean
conditions, or poor migration
conditions. The lack of major spawning
aggregations with low levels of hatchery
influence makes it difficult to evaluate
the sufficiency of lower mainstem
habitat conditions. It is unclear if
current habitat conditions can sustain
the recent high levels of adult returns
and provide resiliency during periods of
poor marine or freshwater survival.
Habitat conditions have improved
since the last status review (Ford et al.
2011); however, habitat concerns remain
throughout the Snake River Basin,
particularly in regards to mainstem and
tributary stream flows, floodplain
management, and elevated water
temperatures. We conclude that
historical habitat loss, and continued
degradation and modification of habitat
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below the Hells Canyon Dam Complex,
continue to pose a risk to, and limit the
recovery of, the Snake River fall-run
Chinook ESU. However, the Snake River
5-year Review Report (NMFS 2016) and
the Proposed Recovery Plan (NMFS
2015) outline several opportunities for
habitat improvements to provide
meaningful improvements in ESU
viability.
(B) Overutilization for Commercial,
Recreational, Scientific, or Educational
Purposes
Snake River fall-run Chinook are
incidentally caught by both ocean and
in-river fisheries, and harvest in these
fisheries has the potential to produce
selective pressure on migration timing,
maturation timing, and size-at-age. No
direct estimates are available of the
degree of selective pressure caused by
ocean harvest impacts on natural-origin
Snake River fall-run Chinook. However,
ocean exploitation rates based on coded
wire tag (CWT) results for sub-yearling
releases of Lyons Ferry Hatchery fish are
used as surrogates in fisheries
management modeling (NMFS 2015,
Appendix A). Average annual ocean
exploitation rates vary by age,
increasing from relatively low levels on
age-2 fish to approximately 25 percent
on age-4 and age-5 fish (NMFS 2015,
Appendix A). Based on the current
timing and distribution of the fisheries
with CWT recoveries, ocean harvest of
Snake River fall-run Chinook salmon is
assumed to impact both maturing and
immature fish (NMFS 2015, Appendix
A). As a result, the cumulative impact
of ocean harvest is higher on
components of the run maturing at older
ages. Snake River fall-run Chinook
salmon are also harvested by in-river
fisheries, largely in mainstem Columbia
River fisheries on aggregate fall-run
Chinook salmon runs, including the
highly productive Hanford Reach stock.
Exploitation rates of in-river fisheries
also increase with age-at-return.
Fishery impacts from ocean and inriver fisheries on Snake River fall-run
Chinook viability are controlled through
harvest agreements (e.g., the Pacific
Salmon Treaty, May 2008 U.S. v. OR
Management Agreement). These
agreements, on average, have reduced
impacts of fisheries on Snake River fallrun Chinook. Year-specific acceptable
harvest rates are determined by an
abundance-based framework that
constrains the aggregate of ocean and inriver fisheries in years of low
abundance, and allows for increased
harvest opportunity in years of high
abundance. Information available since
the 2011 status review indicates that
combined ocean and in-river harvest
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rates have remained at approximately 33
percent annually for Snake River fallrun Chinook (NMFS 2016).
Snake River fall-run Chinook are also
taken through scientific research
activities. Robust and multifaceted
research and monitoring efforts are
underway in the Snake River Basin to
inform analyses of habitat status and
trends, fish population status and
trends, population response to various
habitat conditions and restoration
treatment types, and the effectiveness of
various types of actions in addressing
specific limiting factors for all of the
listed Snake River salmonid species.
Given the mounting demand for take
under various research and monitoring
initiatives, it is likely that these
activities are having an increasing
negative impact on the Snake River
species, including Snake River fall-run
Chinook. However, these research and
monitoring efforts are closely
scrutinized through ESA section
10(a)(1)(A) and 4(d) research-permit
approvals to ensure that such activities
do not operate to the disadvantage of the
species. The total mortality authorized
for all scientific research permits on
natural-origin adult Snake River fall-run
Chinook is approximately 0.01 percent
of the recent 10-year geometric-mean
abundance.
The petitioners argue that there is no
evidence to conclude that
overutilization is, or has been, a threat
to the ESU. We conclude that the risk
to the persistence of the ESU due to
overutilization remains essentially
unchanged since the last status review
(Ford et al. 2011), and does not pose a
threat to, nor limit the recovery
potential of, the Snake River fall-run
Chinook ESU. Accordingly, we do not
address petitioners’ arguments regarding
this factor.
(C) Disease or Predation
Predation, competition, other
ecological interactions, and disease
affect the viability of Snake River fallrun Chinook salmon by reducing
abundance, productivity, and diversity.
Predation rates by both fish and birds on
subyearling Snake River fall-run
Chinook are a concern during the smolt
outmigration. Northern pikeminnow,
smallmouth bass and avian predators
selectively target subyearling
outmigrants relative to larger yearling
migrants. Consequently, mortality due
to this predation influences species
diversity, as well as abundance and
productivity. Predation by sea lions and
other marine mammals has less of an
effect on species viability because most
adult Snake River fall-run Chinook are
not migrating through the lower
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Columbia River in the spring when the
marine mammals are most abundant.
Currently, it is not clear whether or
how density-dependent habitat effects,
and competition with hatchery-origin
fish for limited habitat, are influencing
natural-origin production. It is also
unclear whether competition between
adult Snake River fall-run Chinook
salmon and non-native species, such as
shad, in the mainstem migration
corridor and estuary is affecting species
viability. Additional research is needed
to understand the potential significance
of this risk.
Disease rates over the past 5 years are
believed to be consistent with the
previous review period. Climate change
impacts such as increasing temperature
may increase susceptibility to diseases.
The disease rates have continued to
fluctuate within the range observed in
past review periods and are not
expected to affect the extinction risk of
the Snake River fall-run Chinook ESU.
We conclude that the current levels of
disease, predation, competition and
other ecological interactions are not a
threat to the persistence or recovery
potential of the Snake River fall-run
Chinook ESU (NMFS 2016). Because we
conclude that this factor is not currently
limiting species recovery, we do not
address the petitioners’ arguments
regarding this factor.
(D) Inadequacy of Existing Regulatory
Mechanisms
Various Federal, state, county and
tribal regulatory mechanisms are in
place to reduce habitat loss and
degradation caused by human land-use
and development, as well as reduce
risks due to the hydropower system,
harvest and hatchery impacts, and
predation. New information available
since the last status review (Ford et al.
2011) indicates that the adequacy of
some regulatory mechanisms has
improved. Noteworthy improvements in
specific regulatory mechanisms are
summarized in the Snake River 5-year
review report (NMFS 2016).
There are a number of remaining
concerns regarding existing regulatory
mechanisms, including:
• Lack of documentation or analysis
of the effectiveness of land-use
regulatory mechanisms and land-use
management programs.
• Revised land-use regulations to
allow development on rural lands
(Adoption of Measure 37, with
modification by Measure 49, in Oregon).
• Water rights allocation and
administration issues in Oregon and
Idaho.
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• Continued implementation of
management actions in some areas,
which negatively impacts riparian areas.
• Lack of implementation and
documented impacts or improvements
of completed Total Maximum Daily
Load standards (TMDLs) in Oregon.
• Increased mining and mineral
extraction activities. In Idaho, mining
still takes place under the 1872 Mining
Law, giving agencies limited discretion
in how they regulate it. Issues related to
mining threats in the Snake River Basin
have expanded since the last status
review.
• Effects of commonly applied
chemical insecticides, herbicides, and
fungicides which are authorized for use
per the Environmental Protection
Agency label criteria. All West Coast
salmonids are identified in a series of
NMFS section 7 consultations as
jeopardized by at least one of the
analyzed chemicals; most are identified
as being jeopardized by many of the
chemicals. In 2014, a jeopardy
biological opinion was issued for Idaho
and, in 2012, for Oregon, regarding the
respective state’s water quality
standards for toxic pollutants (NMFS
2016). This will result in promulgation
of new standards for mercury, selenium,
arsenic, copper and cyanide in Idaho;
and for cadmium, copper, ammonia,
and aluminum in Oregon.
• Development within floodplains,
which continues to be a regional
concern. This frequently results in
stream bank alteration, stream bank
armoring, and stream channel alteration
projects to protect private property that
do not allow streams to function
properly and result in degraded habitat.
It is important to note that, where it has
been analyzed, floodplain development
that occurs consistently with the
National Flood Insurance Program’s
minimum criteria has been found to
jeopardize 18 species of West Coast
salmonids.
• The need for future Forest Service
Plan reviews to continue to address how
forest practices can support recovery of
salmon and steelhead.
The risk to the species’ persistence
because of the inadequacy of existing
regulatory mechanisms has decreased
slightly, based on the improvements
noted in the Snake River 5-year review
report (NMFS 2016). The petitioners
assert that the increases in abundance
for Snake River fall-run Chinook
demonstrate that inadequacy of
regulatory mechanisms cannot be a
threat to Snake River fall-run Chinook.
We do not agree with the petitioners’
argument that we should evaluate this
statutory factor based solely on the
abundance of the ESU. As noted above,
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we identified historical habitat loss and
continued habitat degradation and
modification below the Hells Canyon
Dam Complex as ongoing threats to the
Snake River fall-fun Chinook ESU.
These ongoing threats could be
ameliorated by strengthening existing
regulatory mechanisms (NMFS 2016).
As such, we conclude that the
inadequacy of existing regulatory
mechanisms continues to pose a threat
to the persistence and limit the recovery
potential of the Snake River fall-run
Chinook ESU.
sradovich on DSK3TPTVN1PROD with NOTICES
(E) Other Natural or Man-Made Factors
Affecting Its Continued Existence
The petitioners note that our final rule
listing the Snake River fall-run Chinook
ESU identified drought as a factor that
may have contributed to reduced
productivity, and argue that drought is
no longer a factor affecting the species
due to flow regulation by the Federal
Columbia River Power System. Our
current status review (NMFS 2016) for
the species does not identify drought as
a factor affecting the species’ continued
existence. However, we have identified
other factors in this category that
present a risk to the species’ future
persistence.
Climate Change
The potential impacts of climate
change on the extinction risk and
recovery potential of the Snake River
fall-run Chinook ESU are described in
more detail in the Proposed Recovery
Plan (NMFS 2015). Climate experts
predict physical changes to rivers and
streams in the Columbia Basin that
include: Warmer atmospheric
temperatures resulting in more
precipitation falling as rain rather than
snow; diminished snow pack resulting
in altered stream flow volume and
timing; increased winter flooding; lower
late summer flows; and a continued rise
in stream temperatures. These changes
in air temperatures, river temperatures,
and river flows are expected to cause
changes in salmon and steelhead
distribution, behavior, growth, and
survival, in general. However, the
magnitude and timing of these changes,
and specific effects on Snake River fallrun Chinook salmon remain unclear.
Climate change and increased water
temperatures in the mainstem lower
Snake River could cause delays in adult
migration and spawn timing, increased
adult mortality, and reduced spawning
success. Delays in adult migration and
spawn timing in turn could cause delays
in fry emergence and dispersal and
delayed smolt outmigration, although it
is also possible that increased
overwintering temperature could reduce
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the impacts on emergence timing. If
delays in emergence timing are long
(e.g., weeks) then the timing of smolt
outmigration may be altered. This could
result in a marine transition potentially
poorly timed with favorable ocean
conditions, and possibly increase
exposure to predators. Warmer
temperatures will increase metabolism,
which may increase or decrease juvenile
growth rates and survival, depending
upon availability of food. Increases in
water temperatures in Snake and
Columbia River reservoirs could also
increase predation on juveniles by
warm-water fish species, and increase
food competition with other species
such as shad. Reduced flows in late
spring and summer may lead to delayed
outmigration of juveniles and higher
mortality.
The effects of climate change on
Snake River fall-run Chinook in the
estuary and plume may include a
reduction in the quantity and quality of
rearing habitat, and an altered
distribution of salmonid prey and
predators. The effects of climate change
in marine environments include
increased ocean temperature, increased
stratification of the water column,
changes in the intensity and timing of
coastal upwelling, and ocean
acidification. Modeling studies that
explore the marine ecological impacts of
climate change have concluded that
salmon abundances in the Pacific
Northwest and Alaska are likely to be
reduced. Uncertainty regarding the longterm impacts of climate change and the
ability of Snake River fall-run Chinook
to successfully adapt to an evolving
ecosystem represent risks to the species’
persistence and recovery potential.
Hatchery Fish
Snake River fall-run Chinook salmon
hatchery production has increased and
so have hatchery-origin returns.
Considerable uncertainty remains about
the effect of the Snake River fall-run
Chinook hatchery programs on the
Lower Mainstem Snake River
population. Much of this uncertainty
reflects the fact that the remaining
population is very difficult to study
because of its geographic extent, habitat,
and logistical issues. This uncertainty,
however, is more important in the case
of Snake River fall-run Chinook than in
many other ESA-listed salmonid
populations because the current
population is the only extant population
in the ESU, and it must reach a highly
viable level under any scenario for the
ESU to be considered recovered (ICTRT
2007; NMFS 2015). As noted above in
the Evaluation of Demographic Risks,
the true productivity of the extant
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population is masked by the recent high
levels of naturally spawning hatchery
fish, and this high proportion of withinpopulation hatchery spawners in all
major spawning areas contributes to the
moderate risk rating in spatial structure
and diversity.
We conclude that, based on the high
level of uncertainty associated with
projecting the impacts of climate change
and resolving the influence of hatchery
production, other natural or man-made
factors represent a threat to the
persistence and recovery potential of the
Snake River fall-run Chinook.
Efforts Being Made To Protect the
Species
Section 4(b)(1)(A) of the ESA requires
the Secretary to make listing
determinations solely on the basis of the
best scientific and commercial data
available after taking into account
efforts being made to protect a species.
Therefore, in making listing
determinations, we first assess ESU
extinction risk and identify factors that
have led to its decline. Then we assess
existing efforts being made to protect
the species to determine if those
measures ameliorate the threats or
section 4(a)(1) factors affecting the ESU.
Summary of Protective Efforts
Previous listing determinations have
described ongoing protective efforts that
are likely to promote the conservation of
ESA-listed salmonids, including the
Snake River fall-run Chinook. In the
Snake River Basin 5-year Review Report
(NMFS 2016), we note the many habitat,
hydropower, hatchery, and harvest
improvements that occurred in the past
5 years. We are currently working with
our Federal, state, and tribal comanagers to develop monitoring
programs, databases, and analytical
tools to assist us in tracking, monitoring,
and assessing the effectiveness of these
improvements.
The abundance of natural-origin
Snake River fall-run Chinook in the one
extant population has increased
substantially since listing. We attribute
this increase to a combination of actions
that improved survivals through the
hydropower system, reduced harvest,
and increased production through
hatchery supplementation. Key
protective actions related to Snake River
fall-run Chinook mainstem and tributary
habitat include (NMFS 2015; NMFS
2016):
• Continued implementation of Idaho
Power Company’s fall Chinook salmon
spawning program to enhance and
maintain suitable spawning and
incubation conditions.
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• Continued implementation of the
FCRPS Biological Opinion, including
hydropower system operations such as
cool-water releases from Dworshak Dam
to maintain adequate migration and
rearing conditions in the lower Snake
River, summer flow augmentation and
summer spill at multiple projects to
maintain migration and passage
conditions, and operations at Lower
Granite Dam to address adult passage
blockages caused by warm surface
waters entering the fish ladders.
• Continued implementation of
Lower Snake River Programmatic
Sediment Management Plan measures to
reduce impacts of reservoir and river
channel dredging and disposal on Snake
River fall-run Chinook.
• Continued implementation of
recovery plan actions in tributary and
lower mainstem habitats to maintain
and improve spawning and rearing
potential for Snake River fall-run
Chinook (Although these actions are
generally focused on Snake River
spring/summer Chinook salmon and
steelhead and, therefore, located above
fall-run Chinook spawning and rearing
habitats, the actions have cumulative
beneficial effects on downstream
habitats).
• Large-scale restoration projects in
the Tucannon River, which have been
highly effective in reestablishing
channel functions related to
temperature, floodplain connectivity,
channel morphology, and habitat
complexity. These key protective efforts
were largely possible thanks to the
persistence and support from the Snake
River Salmon Recovery Board,
Washington Department of Fish and
Wildlife, and local restoration partners.
Programs such as these are critical if
we are to address the threats and
limiting factors facing the ESU to
improve its viability. However, at this
time, we conclude that these and other
protective efforts are insufficient to
ameliorate the threats facing the Snake
River fall-run Chinook ESU to the extent
where delisting would be warranted.
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Final Determination
The petitioners’ arguments that the
Snake River fall-run Chinook ESU
should be delisted are based in large
measure upon the prevalence of
hatchery-produced fish and their view
that we impermissibly emphasize the
naturally spawned component of the
ESU in our viability assessments. We
disagree and conclude that, consistent
with the Hatchery Listing Policy and the
Ninth Circuit Court of Appeals ruling in
Trout Unlimited v. Lohn, hatchery fish
should be evaluated in the context of
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their contributions to the conservation
of the naturally spawned population(s).
As noted above (see Viability Criteria
and Recovery Planning), the Technical
Recovery Team viability criteria (ICTRT
2007) and the proposed recovery
scenarios articulated in the Proposed
Recovery Plan (NMFS 2015) provide
useful guides for evaluating the
conditions that must be met for the
delisting of Snake River fall-run
Chinook to be warranted. All the
viability criteria and proposed recovery
scenarios conclude that the extant
Lower Mainstem Snake River
population must be at least highly
viable. The Northwest Fisheries Science
Center report (NWFSC 2015) concluded
that the Lower Mainstem Snake River
population is currently viable, but is
less than highly viable. In other words,
the current risk level of the Snake River
fall-run Chinook ESU does not meet the
status described in the Technical
Recovery Team report and the Proposed
Recovery Plan as necessary for the
recovery of the ESU.
Additionally, based on our evaluation
of the five section 4(a)(1) factors, above,
we conclude that historical habitat loss,
continued degradation and modification
of habitat, and the inadequacy of
regulatory mechanisms continue to pose
threats to, and limit the recovery
potential of, the Snake River fall-run
Chinook ESU. Disease, predation, and
overutilization do not pose threats to the
ESU at this time. We also find that the
high levels of uncertainty associated
with projecting the effects of other
natural or man-made factors affecting
the continued existence of the ESU
represent a threat to the persistence and
recovery potential of the Snake River
fall-run Chinook ESU. This latter
uncertainty, particularly that conferred
by the prevalence and broad
distribution of hatchery-origin fish
across all major spawning areas, needs
to be addressed if we are to be able to
assess the viability of the extant Lower
Mainstem Snake River population with
sufficient certainty. After reviewing
efforts being made to protect salmonids
and their habitat in the Snake River
Basin, we conclude that these efforts are
insufficient to ameliorate the threats
facing the Snake River fall-run Chinook
ESU to the point where the species
would warrant delisting.
Based on our review of the species’
viability, the five section 4(a)(1) factors,
and efforts being made to protect the
species, we conclude that the Snake
River fall-run Chinook ESU is likely to
become an endangered species
throughout all or a significant portion of
its range in the foreseeable future. We
conclude that the petitioned action to
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delist the Snake River fall-run Chinook
ESU is not warranted at this time, and
as such it shall retain its status as a
threatened species under the ESA.
References
A complete list of all references cited
herein is available upon request (see FOR
FURTHER INFORMATION CONTACT).
Authority
The Authority for this action is the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
Dated: May 19, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2016–12453 Filed 5–25–16; 8:45 am]
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Agencies
[Federal Register Volume 81, Number 102 (Thursday, May 26, 2016)]
[Notices]
[Pages 33469-33480]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-12453]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[Docket No. 150211136-6422-02]
RIN 0648-XD769
Endangered and Threatened Wildlife and Plants; Notice of 12-Month
Finding on a Petition To Delist the Snake River Fall-Run Chinook Salmon
Evolutionarily Significant Unit Under the Endangered Species Act (ESA)
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice of 12-month finding and availability of 5-year reviews.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, announce a 12-month finding on a petition to delist
the Snake River fall-run Chinook salmon (Oncorhynchus tshawytscha)
(Snake River fall-run Chinook) Evolutionarily Significant Unit (ESU)
under the Endangered Species Act (ESA). The Snake River fall-run
Chinook ESU was listed as threatened under the ESA in 1992. We have
completed a comprehensive review of the status of the species in
response to the petition. Based on the best scientific and commercial
data available, we have determined that delisting of the Snake River
fall-run Chinook ESU is not warranted at this time. We conclude that
the Snake River fall-run Chinook is likely to become an endangered
species within the foreseeable future throughout all or a significant
portion of its range, and will remain listed as a threatened species
under the ESA. We also announce the availability of 5-year reviews,
prepared pursuant to ESA, for four Snake River salmonid species: The
Snake River fall-run Chinook ESU, the Snake River sockeye salmon ESU,
the Snake River spring/summer Chinook salmon ESU, and the Snake River
steelhead distinct population segment (DPS). We combined our
evaluations and findings for these four species into a joint report.
This 5-Year Review Report determined that the four Snake
[[Page 33470]]
River salmon species, including the Snake River fall-run Chinook ESU,
should retain their current listed status under the ESA.
DATES: This finding was made on May 26, 2016.
ADDRESSES: The documents informing the 12-month finding are available
electronically at: https://www.westcoast.fisheries.noaa.gov/. You may
also receive copies of these documents by submitting a request to the
Protected Resources Division, West Coast Region, NMFS, 1201 NE Lloyd
Boulevard, Suite 1100, Portland, OR 97232, Attention: Snake River fall-
run Chinook 12-month Finding.
FOR FURTHER INFORMATION CONTACT: Dr. Scott Rumsey, NMFS West Coast
Region at (503) 872-2791; or Maggie Miller, NMFS Office of Protected
Resources at (301) 427-8403.
SUPPLEMENTARY INFORMATION:
Background
The Snake River fall-run Chinook ESU was listed as threatened under
the ESA in 1992 (57 FR 14658; April 22, 1992). We have twice affirmed
that the Snake River fall-run Chinook ESU should remain classified as a
``threatened'' species under the ESA following reviews of the species'
status in 2005 (70 FR 37160; June 28, 2005) and again in 2011 (76 FR
50448; August 15, 2011). On January 16, 2015, we received a petition
from the Chinook Futures Coalition to delist the Snake River fall-run
Chinook ESU under the ESA. Separately, on February 6, 2015, we
published a notice of initiation of 5-year reviews, as required by ESA
section 4(c)(2)(A), for 32 West Coast marine and anadromous ESA-listed
species, including the Snake River fall-run Chinook ESU, and requested
information from the public to inform our reviews (80 FR 6695; February
6, 2015). On April 22, 2015, we published a positive 90-day finding (80
FR 22468) that the Snake River fall-run Chinook ESU delisting petition
presented substantial scientific or commercial information indicating
that the petitioned action may be warranted. As required by ESA section
4(b)(3)(A), our April 22, 2015 finding announced the initiation of a
status review to determine whether the petitioned action was warranted
and invited the public to submit scientific and commercial information
to inform our review. We explained that any information submitted to
inform the 5-year review for Snake River fall-run Chinook ESU would
also be considered in making our 12-month finding for that species.
Listing Species Under the Endangered Species Act
Section 3 of the ESA defines an endangered species as ``any species
which is in danger of extinction throughout all or a significant
portion of its range,'' and a threatened species as one ``which is
likely to become an endangered species within the foreseeable future
throughout all or a significant portion of its range.'' To be
considered for listing under the ESA, a group of organisms must
constitute a ``species,'' which is defined in section 3 of the ESA to
include ``any subspecies of fish or wildlife or plants, and any
distinct population segment of any species of vertebrate fish or
wildlife which interbreeds when mature.'' For identifying species of
Pacific steelhead, we apply the joint NMFS-U.S. Fish and Wildlife
Service (USFWS) Policy Regarding the Recognition of Distinct Vertebrate
Population Segments under the Endangered Species Act (DPS Policy) (61
FR 4722; February 7, 1996). Under the DPS Policy, we consider two
elements in evaluating whether a vertebrate population segment
qualifies as a DPS, and consequently a `species,' under the ESA: (1)
Discreteness of the population segment in relation to the remainder of
the species/taxon, and, if discrete; (2) the significance of the
population segment to the species/taxon. For Pacific salmon, we apply
our Policy on Applying the Definition of Species under the Endangered
Species Act to Pacific Salmon (ESU Policy) in identifying species (56
FR 58612; November 20, 1991). Per the ESU Policy, to qualify as a DPS,
a Pacific salmon population or group of populations must be
substantially reproductively isolated and represent an important
component in the evolutionary legacy of the biological species. A
population meeting these criteria is considered to be an
``evolutionarily significant unit'' (ESU), and hence a ``species,''
under the ESA (56 FR 58612).
Section 4(b)(1)(A) of the ESA requires NMFS to make listing
determinations based solely on the best scientific and commercial data
available after conducting a review of the status of the species and
after taking into account efforts being made to protect the species.
Section 4(a)(1) of the ESA and NMFS' implementing regulations (50 CFR
part 424) also states that we must determine whether a species is
endangered or threatened because of any one or a combination of the
following five factors: (A) The present or threatened destruction,
modification, or curtailment of its habitat or range; (B)
overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) inadequacy of
existing regulatory mechanisms; or (E) other natural or man-made
factors affecting its continued existence. A species may be removed
from the list if the Secretary of Commerce determines, based on the
best scientific and commercial data available and after conducting a
review of the species' status, that the species is no longer threatened
or endangered because of one or a combination of the section 4(a)(1)
factors. Pursuant to our regulations at 50 CFR 424.11(d), a species may
be delisted only if such data substantiate that it is neither
endangered nor threatened for one or more of the following reasons:
(1) Extinction. Unless all individuals of the listed species had
been previously identified and located, and were later found to be
extirpated from their previous range, a sufficient period of time must
be allowed before delisting to indicate clearly that the species is
extinct.
(2) Recovery. The principal goal of the ESA is to return listed
species to a point at which protection under the ESA is no longer
required. A species may be delisted on the basis of recovery only if
the best scientific and commercial data available indicate that it is
no longer endangered or threatened.
(3) Original data for classification in error. Subsequent
investigations may show that the best scientific or commercial data
available when the species was listed, or the interpretation of such
data, were in error.
ESA Section 4 Status Reviews
Section 4(c)(2)(A) of the ESA requires that we conduct a review of
the status of each listed species under our jurisdiction at least once
every 5 years (5-year reviews). In conducting 5-year reviews, we
consider the best scientific and commercial data available to determine
whether any species should be: (1) Delisted; (2) changed in status from
endangered to threatened; or (3) changed in status from threatened to
endangered. On February 6, 2015, we published a notice of initiation of
5-year reviews for West Coast ESA-listed species, including the Snake
River fall- run Chinook ESU (80 FR 6695; February 6, 2015), and
solicited information to inform the 5-year reviews during a 90-day
public comment period.
Section 4(b)(3) of the ESA requires that, when NMFS makes a
positive 90-day finding on a petition to list or delist a species, we
must promptly commence a review of the status of the species concerned.
As part of our April 22,
[[Page 33471]]
2015, positive 90-day finding on the subject delisting petition, we
announced the initiation of a status review of the Snake River fall-run
Chinook ESU and solicited information to inform that review during a
60-day public comment period (80 FR 22468). We explained in our April
22, 2015 notice that we would consider all information received in
response to either the 5-year review or positive 90-day finding
requests for information in making our 12-month finding for Snake River
fall-run Chinook ESU. In response to these requests for information, we
received information from Federal and state agencies, Native American
Tribes, conservation organizations, fishing and industry groups, and
individuals. This information, as well as other information routinely
collected by our agency, informed our status review of the Snake River
fall-run Chinook ESU, as well as the 5-year reviews of the other Snake
River species.
To realize efficiencies and to ensure that our reviews were based
on the best scientific and commercial information available, we
integrated our section 4(b)(3)(B) status review and our section
4(c)(2)(A) 5-year review of the Snake River fall-run Chinook ESU. We
also consolidated our 5-year reviews of the four listed Snake River
salmonid species into a joint report. We used a multi-step process to
complete these reviews. First, scientists from our Northwest Fisheries
Science Center collected and analyzed information about the viability
of the Pacific Northwest salmon ESUs and steelhead DPSs undergoing 5-
year reviews, including the Snake River salmon ESUs and steelhead DPS.
As part of Northwest Fisheries Science Center's review, the scientists
also evaluated life-history, genetic, and other information that might
inform a reconsideration of the delineation of the salmon ESUs and
steelhead DPSs. At the end of this process, the Northwest Fisheries
Science Center prepared a report detailing the results of their
analyses (NWFSC 2015).
Next, biologists from NMFS' West Coast Region with expertise in
hatchery management conducted a review of all West Coast salmonid
hatchery programs associated with the ESA-listed salmon and steelhead.
Their evaluation was guided by NMFS' Policy on the Consideration of
Hatchery-Origin Fish in Endangered Species Act Listing Determinations
for Pacific Salmon and Steelhead (Hatchery Listing Policy) (70 FR
37204; June 28, 2005). Under the Hatchery Listing Policy, we consider
hatchery stocks to be part of an ESU/DPS if they exhibit a level of
genetic divergence relative to the local natural population(s) that is
no more than what occurs within the ESU (70 FR 37204; 37215). A
memorandum (Jones 2015) summarizes their evaluation of the relatedness
of hatchery stocks relative to the local natural populations to
determine if the stocks warrant inclusion as part of the respective ESA
listings (see the ``Delineation of Species'' section, below).
Finally, we formed geographically-based teams of salmon management
biologists from our West Coast Region to evaluate information related
to the five ESA section 4(a)(1) factors. These teams produced ``5-Year
Review Reports'' that incorporate the findings of the Northwest
Fisheries Science Center's report, summarize new information concerning
the delineation of the subject ESUs and DPSs and inclusion of closely
related hatchery programs, and detail the evaluation of the ESA section
4(a)(1) factors. An evaluation team conducted the review for the four
ESA-listed salmon and steelhead species in the Snake River Basin and
consolidated its evaluation and findings for these four species in a
joint Snake River 5-Year Review Report (NMFS 2016).
Separately, on November 2, 2015, we announced the availability of
the proposed recovery plan for Snake River fall-run Chinook salmon
(Proposed Recovery Plan) for public review and comment (80 FR 67386).
On December 17, 2015, we announced a 30-day extension of the public
comment period on the Proposed Recovery Plan (80 FR 78719). The
Proposed Recovery Plan (NMFS 2015) includes an appendix (Appendix A)
detailing a viability assessment for the Snake River fall-run Chinook
ESU. Because the ESA section 4(b)(3)(B) status review for the Snake
River fall-run Chinook ESU and the ESA section 4(c)(2)(A) 5-year
reviews for all of the Snake River ESA-listed salmon and steelhead
species were underway at the time the Proposed Recovery Plan was
released, the viability assessment in Appendix A incorporated the
available materials and analyses from the ongoing reviews. The results
of the viability assessment detailed in Appendix A are incorporated in
the Northwest Fisheries Science Center's report (NWFSC 2015). This 12-
month finding relies upon the information presented in the Proposed
Recovery Plan's viability assessment (NMFS 2015, Appendix A), the
Northwest Fisheries Science Center's report (NWFSC 2015), the review of
West Coast salmonid hatchery programs (Jones 2015), the Snake River 5-
year Review Report (NMFS 2016), as well as pertinent information
submitted as part of the public comment periods that was not otherwise
incorporated in the aforementioned documents. These documents are
available at our West Coast Region's Web site (see ADDRESSES, above).
Petition Finding
Section 4(b)(3)(B) of the ESA requires us to make a finding within
12-months of the date of receipt of any petition that was found to
present substantial information indicating that the petitioned action
may be warranted. The 12-month finding must provide a determination of
whether the petitioned action is: (a) Not warranted; (b) warranted; or
(c) warranted but precluded. In this case, we are responsible for
determining whether the Snake River fall-run Chinook ESU warrants
delisting from the ESA.
The subject delisting petition asserts three points in support of
the petitioned action: First, that NMFS may not base delisting criteria
by considering only the status of natural (non-hatchery) fish; second,
that the ESU has met NMFS' delisting criteria; and, third, that the ESU
currently meets the statutory standards for delisting. We discuss these
points in the pertinent sections below.
Determination of Species
As currently listed, the Snake River fall-run Chinook salmon ESU
consists of the one extant Lower Mainstem Snake River population, which
includes all naturally spawned fall-run Chinook salmon originating from
the mainstem Snake River below Hells Canyon Dam and from the Tucannon
River, Grande Ronde River, Imnaha River, Salmon River, and Clearwater
River subbasins. The ESU also includes four artificial propagation
programs: The Lyons Ferry Hatchery Program, Fall Chinook Acclimation
Ponds Program, Nez Perce Tribal Hatchery Program, and Oxbow Hatchery
Program (70 FR 37200; June 28, 2005).
Historically, the Snake River fall-run Chinook ESU also spawned
above the Hells Canyon Dam Complex in the upper mainstem Snake River
and tributaries (NWFSC 2015; NMFS 2015, Appendix A therein; NMFS 2016).
This historical population is now extirpated. The area upstream of
Hells Canyon historically supported the majority of all Snake River
fall-run Chinook production until the area became inaccessible due to
dam construction. The construction of Swan Falls Dam in 1901 blocked
access to 157 miles including the historically productive fall-run
Chinook habitat in the middle Snake River downstream of Shoshone Falls,
a natural barrier to further upstream migration. The construction of
dams associated with the Hells Canyon
[[Page 33472]]
Dam Complex in the late 1950s and 1960s barred the fish from the
remaining spawning areas in the middle mainstem reach. The loss of this
upstream habitat and inundation of downstream spawning areas by
reservoirs associated with the Hells Canyon Complex and the lower Snake
River dams reduced spawning habitat for the single extant population--
the Lower Mainstem Snake River population--to approximately 20 percent
of the area historically available (NMFS 2016).
As described above, the ESA's definition of `species' includes
distinct population segments, which, for West Coast salmon includes
ESUs. The petitioners did not request that we reconsider the
composition of the listed Snake River fall-run Chinook ESU.
Nonetheless, in our review, we solicited and evaluated all available
information not previously considered that might inform a
reconsideration of the reproductive isolation and evolutionary
significance of the Snake River fall-run Chinook ESU. Information that
can be useful in determining the degree of reproductive isolation
includes incidences of straying, rates of recolonization, degree of
genetic differentiation, and the existence of barriers to migration.
Insight into evolutionary significance can be provided by data on
genetic and life-history characteristics, habitat and ecological
differences, and the effects of stock transfers or supplementation
efforts on historical patterns of diversity. There was no such
information that was not previously considered and that might warrant
reconsideration of the geographical extent and composition of the Snake
River fall-run Chinook ESU (NWFSC 2015).
As part of our review, we also evaluated all hatchery programs
geographically associated with the Snake River fall-run Chinook ESU to
determine whether: Any of the four currently listed hatchery programs
had been terminated; any new hatchery programs had been founded that
would warrant inclusion in the ESU; the current level of divergence of
any listed hatchery stocks relative to the local natural population had
increased such that the stock(s) might warrant exclusion from the ESU;
and, the level of divergence of any existing non-listed hatchery
programs relative to the local natural population had decreased such
that the stock(s) might warrant inclusion in the ESU. Our review of the
hatchery programs associated with the Snake River fall-run Chinook ESU
did not suggest that any changes in the ESU membership of hatchery
programs are warranted (Jones 2015).
Based on the foregoing information, we conclude that no changes in
the definition of the Snake River fall-run Chinook ESU are warranted at
this time. The Snake River fall-run Chinook ESU should remain defined
as naturally spawned fall-run Chinook salmon originating from the
mainstem Snake River below Hells Canyon Dam and from the Tucannon
River, Grande Ronde River, Imnaha River, Salmon River, and Clearwater
River subbasins. Also, fall-run Chinook salmon from four artificial
propagation programs are included in the Snake River fall-run Chinook
ESU: The Lyons Ferry Hatchery Program; Fall Chinook Acclimation Ponds
Program; Nez Perce Tribal Hatchery Program; and the Tacoma Power
(formerly ``Oxbow'') Hatchery Program.
Assessment of Extinction Risk
We assess the extinction risk of Pacific salmon ESUs using the
Viable Salmonid Population (VSP) concept developed by McElhany et al.
(2000). The VSP concept evaluates four criteria--abundance,
productivity, spatial structure, and diversity--to assess species
viability. The risk of extinction of an ESU depends upon the abundance,
productivity, geographic distribution, and diversity of the naturally
spawned populations comprising it. Abundance and productivity need to
be sufficient to provide for population-level persistence in the face
of year-to-year variations in environmental conditions. Spatial
structure of populations should provide for resilience to the potential
impact of catastrophic events. Diversity should provide for patterns of
phenotypic, genotypic, and life-history diversity that sustains natural
production across a range of conditions, allowing for adaptation to
changing environmental conditions.
Consideration of Hatchery-Origin Fish
The petitioners assert that NMFS must consider the contribution of
hatcheries in any delisting decision where hatchery fish are part of
the ESU. The petitioners further state that it would be a violation of
the ESA for NMFS to consider whether the Snake River fall-run Chinook
ESU meets delisting criteria based only on whether natural, non-
hatchery spawners have met certain thresholds. We agree that hatchery
fish must be included in our assessment of the Snake River fall-run
Chinook ESU's status, in context of their contribution to conserving
natural self-sustaining populations, as provided in our Hatchery
Listing Policy.
Pursuant to the Hatchery Listing Policy, we base our status
determinations for Pacific salmon and steelhead on the status of the
entire ESU, including any hatchery fish included in the ESU. As noted
above, we consider a hatchery stock to be part of an ESU if the stock's
level of genetic divergence relative to the local natural population(s)
is no more than what occurs within the ESU (70 FR 37204; June 28,
2005). Consistent with section 2(b) of the ESA (16 U.S.C. 1531(b)), we
apply the Hatchery Listing Policy in support of the conservation of
naturally-spawning salmon and the ecosystems upon which they depend (70
FR 37204, 37215). Accordingly, we include hatchery fish in assessing
the status of an ESU in the context of their contributions to
conserving natural self-sustaining populations, which we evaluate by
assessing the status of the natural fish that comprise the populations.
The Hatchery Listing Policy recognizes that the presence of
hatchery fish within an ESU can positively affect the overall status of
the ESU, and thereby affect a listing determination, by contributing to
the increased abundance and productivity of the natural populations in
the ESU, improving spatial distribution, serving as a source population
for repopulating unoccupied habitat, or conserving genetic resources of
depressed natural populations in the ESU. Conversely, a hatchery
program managed without adequate consideration of its adverse effects
can affect the status of an ESU by reducing the reproductive fitness
and productivity of the ESU, or reducing the adaptive genetic diversity
of the ESU.
There are four hatchery programs included in the Snake River fall-
run Chinook ESU: The Lyons Ferry Hatchery Program, Fall Chinook
Acclimation Ponds Program, Nez Perce Tribal Hatchery Program, and Oxbow
Hatchery Program. These hatchery programs release fish into the
mainstem Snake River and Clearwater River which represent the majority
of the remaining habitat available to this ESU. Our previous listing
determination for the Snake River fall-run Chinook ESU concluded that
these hatchery programs collectively do not substantially reduce the
extinction risk of the ESU (70 FR 37160; June 28, 2005). These hatchery
programs have contributed to the substantial increases in total ESU
abundance and spawning escapement. However, the large fraction of
naturally spawning hatchery fish complicates assessments of the ESU's
productivity. The broad distribution of naturally spawning hatchery
fish has increased
[[Page 33473]]
the ESU's spatial distribution, although the distribution of natural-
origin production in the extant population is unknown due to the
prevalence of naturally spawning hatchery fish. The Lyons Ferry
Hatchery program has preserved genetic diversity in the past during
years of critically low abundance. However, the ESU-wide use of a
single hatchery broodstock may pose long-term genetic risks, impede the
expression of life-history diversity, and limit adaptation to different
habitat areas.
As explained above, we evaluate the status of Pacific Northwest
salmon ESUs based on four biological criteria (abundance, productivity,
spatial structure, and diversity) with respect to naturally-spawning
fish, which reflects how hatchery fish are contributing to the
viability of the ESU as a whole. We do not interpret the ESA as
requiring that we assess extinction risk based on the abundance,
productivity, spatial-structure, or diversity of hatchery fish.
Furthermore, failing to account for the biological distinctions between
hatchery and naturally spawned salmon would be inconsistent with our
obligation to base ESA listing decisions on the best scientific and
commercial data available. Our Hatchery Listing Policy has been upheld
by the Federal courts as a reasonable interpretation of the ESA (Trout
Unlimited v. Lohn, 599 F.3d 946 (9th Cir. 2009)). The court stated that
``the ESA is primarily focused on natural populations,'' and that ``the
[plaintiff's] demand for `equal treatment' of hatchery and naturally
spawned fish during the [status] review process simply finds no
grounding in the statutory text of the ESA'' (Id. at 957, 960). The
petitioners' argument that we must treat hatchery and natural fish
equally in evaluating the status of the ESU is inconsistent with our
policy and with the court's decision.
Viability Criteria and Recovery Planning
For the purposes of recovery planning and development of recovery
criteria, in 2001 we convened the Interior Columbia Technical Recovery
Team (Technical Recovery Team) composed of multi-disciplinary
scientists from universities as well as Federal, state, and tribal
agencies. The Technical Recovery Team was tasked with providing
scientific support to recovery planners by developing biologically
based viability criteria, analyzing alternative recovery strategies,
and providing scientific review of draft plans. The Technical Recovery
Team identified independent populations for each Snake River ESA-listed
species. These independent populations were grouped into ``major
population groups'' based on genetic similarities, shared habitat
characteristics, population dispersal distances, and common life-
history traits. The Technical Recovery Team determined that the Snake
River fall-run Chinook ESU was historically composed of a single major
population group only. As noted above, the Snake River fall-run Chinook
ESU has been determined to consist of the extant Lower Snake Mainstem
population, and an extirpated population that historically occurred in
the upper mainstem Snake River and tributaries above the present-day
Hells Canyon Dam Complex (ICTRT 2003; NWFSC 2015; NMFS 2016).
In 2007, the Technical Recovery Team also developed biological
viability criteria, based on the VSP concept. The viability criteria
reference the following levels of extinction risk: ``very low'' risk
corresponds to less than a 1 percent risk of extinction over a 100-year
period; ``low'' risk corresponds to a 1 to 5 percent risk of extinction
over a 100-year period; ``moderate'' risk corresponds to a 6 to 25
percent risk of extinction over a 100-year period; and ``high'' risk
corresponds to a greater than 25 percent risk of extinction over a 100-
year period (ICTRT 2007). The Technical Recovery Team's report
``Viability Criteria for Application to Interior Columbia Basin
Salmonid ESUs'' describes the methodology and considerations for
determining composite risk scores for abundance/productivity, and for
spatial structure/diversity (ICTRT 2007). For an ESU to be determined
viable, it needs to achieve at least an overall status of low risk
through a combination of its abundance/productivity and spatial
structure/diversity risks. An ESU is at least viable overall if its
abundance/productivity risk is low to very low, and its spatial
structure/diversity risk is moderate to very low.
The Technical Recovery Team recognized that ESUs that contain only
one major population group, such as the Snake River fall-run Chinook
ESU, are inherently at greater risk of extinction due to more limited
spatial structure and diversity, and potentially due to more limited
abundance and productivity. To mitigate this inherently higher risk,
the Technical Recovery Team applied more stringent viability criteria
for ESUs with a single major population group. In addition to achieving
an overall status of at least low risk (i.e., a 5 percent or less risk
of extinction over 100 years), an ESU with a single major population
group also needs to satisfy two additional conditions: Two-thirds or
more of the historical populations within the ESU should meet the
criteria for low risk; and at least two populations should meet the
criteria for very low risk (i.e., highly viable). Applying the
Technical Recovery Team's viability criteria, both a re-established
population above the Hells Canyon Dam complex and the extant Lower
Mainstem Snake River population would need to achieve highly viable
status for the Snake River fall-run Chinook ESU to be considered for
delisting. Highly viable status for these populations corresponds to
very low risk in abundance/productivity and very low to low risk in
spatial structure/diversity (the reader is referred to ICTRT (2007) for
a detailed description of the Technical Recovery Team's viability
criteria). The Technical Recovery Team recognized the difficulty of re-
establishing a fall-run Chinook population above the Hells Canyon Dam
Complex, and suggested that initial recovery efforts emphasize
improving the status of the extant population, while creating the
potential for re-establishing an additional population (ICTRT 2007).
The Technical Recovery Team also recognized that, in general,
``different scenarios of ESU recovery may reflect alternative
combinations of viable populations and specific policy choices
regarding acceptable levels of risk'' (ICTRT 2007).
During recovery planning for Snake River fall-run Chinook, we
determined that the spatial complexity and size of the extant
population provide opportunities for alternative viability scenarios as
policy choices for delisting. Each scenario would require specific
viability criteria and potential metrics for measuring viability
characteristics designed to meet the basic set of viability objectives
adopted by the Technical Recovery Team. Those alternative recovery
scenarios are presented in the Proposed Recovery Plan (NMFS 2015) along
with their corresponding alternative metrics for measuring viability.
The scenarios provide a range of potential population characteristics
that, if achieved, would indicate that the ESU has met the ESU-level
recovery objectives. The scenarios are summarized briefly below:
Scenario A--two populations, one highly viable and the other
viable. This scenario would achieve ESU recovery by improving the
status of the Lower Mainstem Snake River population to highly viable,
and by reestablishing the extirpated Middle Snake River population
above the Hells Canyon Dam Complex to viable status. While the
Technical Recovery Team viability criteria would require both
populations to meet highly viable status, this
[[Page 33474]]
scenario would only require ``viable'' status (low risk for abundance/
productivity, and moderate to very low risk for spatial structure/
diversity) for the reestablished Middle Snake River population. This
scenario recognizes that a reestablished population above the Hells
Canyon Dam Complex would provide the ESU protection against
catastrophic losses, and that a highly viable Lower Mainstem Snake
River population would provide a robust expression of life-history
diversity.
Scenario B--single population measured in the aggregate. Proposed
scenario B illustrates a single-population pathway to ESU recovery,
where VSP objectives would be evaluated in the aggregate (population-
wide), based on all natural-origin adult spawners. This single-
population recovery scenario recognizes the potential spatial
complexity within the Lower Mainstem Snake River population, and the
potential for the corresponding expression of life-history diversity in
the population if it achieved highly viable status. This scenario would
require that highly viable status for the extant population to be
attained with a higher degree of statistical certainty than in proposed
Scenario A.
Potential additional scenarios--natural production emphasis areas.
The Proposed Recovery Plan identifies the potential to develop
additional single-population recovery scenarios that would be a
variation on scenario B. Under these potential additional scenarios,
``natural production emphasis areas'' for some major spawning areas
would have a low percentage of hatchery-origin spawners and produce a
significant level of natural-origin adult spawners. The remaining major
spawning areas could have higher acceptable levels of hatchery-origin
spawners than under Scenario B. The single population would still need
to achieve a status of ``highly viable'' with a high degree of
certainty.
In lieu of a final Snake River fall-run Chinook recovery plan with
final delisting scenarios against which to compare current ESU status,
in this status review we must base our determination of whether
delisting is warranted on the best scientific and commercial
information available. The Technical Recovery Team viability criteria,
and the proposed recovery scenarios articulated in the Proposed
Recovery Plan, provide useful guides for evaluating the conditions that
must be met for the petitioned delisting of Snake River fall-run
Chinook to be warranted. All of the available viability criteria and
recovery scenarios suggest that the extant Lower Mainstem Snake River
population must be at least ``highly viable.'' While reestablishing the
extirpated Middle Snake River population above the Hells Canyon Dam
Complex may not be necessary to achieve recovery, the Lower Mainstem
Snake River population must exhibit sufficient demographic and spatial
complexity to reduce the risk of catastrophic loss, and must also
exhibit sufficient diversity to ensure resilience against future
environmental variability and change. If the extant Lower Mainstem
Snake River population is highly viable, then it is possible that the
Snake River fall-run Chinook ESU may warrant delisting. If the extant
Lower Mainstem Snake River population is less than highly viable, it is
unlikely that the ESU warrants delisting at this time.
The petitioners argue that the Snake River fall-run Chinook ESU has
met the viability criteria established by the Technical Recovery Team
and should therefore be delisted. They assert that the long-term risk
of ESU extinction is less than 1 percent within a 100-year period, and
that the ESU has met NMFS' viability criteria. In particular, they
argue that: The ESU has met abundance and productivity criteria; a
second population of the ESU has been re-established in the Clearwater
River, satisfying the spatial structure criterion; and NMFS' diversity
criterion is ``antithetical to the ESA as currently applied to Pacific
salmon.'' We address these contentions below.
Evaluation of Demographic Risks
For a more detailed description of the analyses, updated status,
trends and viability of the Snake River fall-run Chinook ESU, the
reader is referred to the Northwest Fisheries Science Center report
(NWFSC 2015) and the Updated Viability Assessment included in the
Proposed Recovery Plan (NMFS 2015, Appendix A).
Abundance and Productivity
The geometric-mean abundance for the most recent 10 years of annual
spawner escapement estimates (2005-2014) is 6,418 natural-origin fish,
with a standard error of 0.19. Natural-origin spawner abundance has
increased relative to the levels reported in the last status review
(Ford et al. 2011), driven largely by relatively high escapements in
the most recent 3 years.
In recent years, naturally spawning fall-run Chinook salmon in the
lower Snake River have been comprised of both natural-origin returns
originating from naturally spawning parents, as well as naturally
spawning hatchery-origin fish. These hatchery-origin fall-run Chinook
salmon escaping upstream of Lower Granite Dam to spawn naturally are
considered to be part of the listed ESU, representing returns from a
supplementation program that releases juvenile fish in reaches above
Lower Granite Dam, as well as from releases at Lyons Ferry Hatchery
that have dispersed upstream.
Prior to the early 1980s, returns of Snake River fall-run Chinook
salmon were likely predominately of natural-origin (NWFSC 2015).
Natural return levels declined substantially following the completion
of the Hells Canyon Dam Complex (1959-1967), and the construction of
the lower Snake River dams (1962-1975). Based on extrapolations from
sampling at Ice Harbor Dam (1977-1990), the Lyons Ferry Hatchery (1987-
present), and at Lower Granite Dam (1990-present), hatchery strays made
up an increasing proportion of returns to the Lower Mainstem Snake
River population through the 1980s. Strays from out-planting hatchery-
origin fall-run Chinook salmon from the Priest Rapids hatchery (an out-
of-ESU stock derived from the middle Columbia River fall-run Chinook
stocks) and from the Lyons Ferry Hatchery program (considered part of
the Snake River fall-run Chinook ESU) were the dominant contributors to
these returns through the 1980s. Estimated natural-origin returns of
Snake River fall-run Chinook salmon reached a low of less than 100 fish
in 1990. Since the 1990s the proportion of natural-origin spawners in
the Snake River fall-run Chinook ESU has continued to decline. From
2010-2014, on average, 31 percent of spawners were of natural origin,
compared to 37 percent (2005-2009), 38 percent (2000-2004), 58 percent
(1995-1999), and 62 percent (1990-1994) in preceding years.
The Northwest Fisheries Science Center report (NWFSC 2015)
estimated the recruit per spawner productivity for the extant
population (1990-2009 brood years) to be 1.53, with a standard error of
0.18. The productivity analysis indicates that there have been years
when abundance was high but productivity (recruits per spawner) fell
below the replacement level, suggesting the potential influence of
density-dependence, poor ocean conditions, or poor migration
conditions. The report acknowledges that there is increasing
statistical uncertainty surrounding the productivity estimate and it
may not accurately reflect the true productivity of the current
population. The true productivity of the extant population is masked by
the recent high levels of naturally spawning hatchery fish. Survival
improvements resulting from
[[Page 33475]]
improved flow conditions for spawning and rearing and increased passage
survival through the hydropower system may have increased productivity
in recent years. Conversely, recent productivity levels may have
decreased as a result of negative impacts of chronically high hatchery
proportions across all major spawning areas.
The recent geometric-mean abundance of 6,418 natural spawners is
higher than the Proposed Recovery Plan abundance criterion of 3,000 to
4,200 natural spawners (for Scenario B--single population measured in
the aggregate). The recent geometric-mean abundance is also higher than
the Technical Recovery Team viability criteria of 3,000 natural
spawners, though the Technical Recovery Team criteria contemplated two
viable populations. Recent productivity has been relatively high
(approximately 1.53), but it is lower than the Proposed Recovery Plan
criterion of 1.7, which includes a buffer to reflect the uncertainty
associated with recent productivity estimates. The recent productivity
estimate is at or near the Technical Recovery Team productivity
criterion of 1.5; however, the Technical Recovery Team criteria
contemplated two highly viable populations. The current risk rating
from the Northwest Fisheries Science Center report (NWFSC 2015) for
abundance/productivity is low risk (i.e., between 1 and 5 percent
probability of extinction over 100 years), and reflects uncertainty
about whether recent increases in abundance (driven largely by
relatively high escapements in the most recent 3 years) can be
sustained over the long term. The Technical Recovery Team viability
criteria, and all of the potential delisting scenarios in the Proposed
Recovery Plan, would require that the extant population meet minimum
requirements for ``highly viable'' status, which includes very low risk
for abundance and productivity (ICTRT 2007; NMFS 2015; NMFS 2016).
Recent abundance and productivity estimates (low risk) do not meet the
Technical Recovery Team and proposed delisting scenarios criteria of
very low risk (i.e., less than 1 percent probability of extinction over
100 years) (NWFSC 2015; NMFS 2015, Appendix A). To achieve the
necessary very low risk rating for abundance/productivity under a
single-population recovery scenario, the extant population would need
to demonstrate a 20-year geometric-mean productivity of 1.7 or greater
(NMFS 2015). The extant population would need to exhibit increased
productivity and/or a decrease in the year-to-year variability, while
natural-origin abundance of the extant population would need to remain
high (i.e., a recent 10-year geometric-mean abundance greater than
4,200 natural-origin spawners). An increase in productivity could occur
with a further reduction in mortalities across all life stages. Such an
increase could be generated by actions such as a reduction in harvest
impacts (particularly when natural-origin spawner return levels are
low) and/or further improvements in juvenile survival during downstream
migration (NWFSC 2015). Under a single-population recovery scenario
with natural production emphasis areas, a very low risk rating for
abundance/productivity could be achieved under current abundance levels
if one or more major spawning aggregations exhibited relatively low
levels of hatchery contributions to spawning (NMFS 2015). At present,
there is no indication that any spawning areas are demonstrating lower
proportions of hatchery-origin fish (NWFSC 2015).
The petitioners assert that the recent abundance and productivity
data demonstrate that the Snake River fall-run Chinook ESU has met the
Technical Recovery Team viability criteria. As noted above, we agree
that recent geometric-mean abundance and productivity estimates for
Snake River fall-run Chinook meet or exceed the Technical Recovery Team
abundance/productivity criteria; however, the Technical Recovery Team
viability criteria contemplate a recovery scenario involving two highly
viable populations (i.e., reestablishment of a viable Middle Snake
River population above the Hells Canyon Dam Complex). The recent
abundance and productivity estimates for the extant Lower Mainstem
Snake River fall-run Chinook population fall short of the ``very low''
risk level that would be required under any of the proposed single-
population recovery scenarios.
Spatial Structure and Diversity
The extant Lower Mainstem Snake River fall-run Chinook population
consists of a spatially complex set of five historical major spawning
areas (ICTRT 2007), each of which consists of a set of relatively
discrete spawning patches of varying size (NMFS 2015). Although annual
redd surveys show that Snake River fall-run Chinook spawning occurs in
all five of the historical major spawning areas, the inability to
obtain carcass samples representative of the mainstem major spawning
areas makes assessment of natural-origin spawner distributions
difficult. Reconstruction of natural-origin spawners based on hatchery
expansions and data from homing/dispersal studies on acclimated
hatchery releases indicate that four out of the five major spawning
areas are contributing to naturally produced returns (NMFS 2015).
The Northwest Fisheries Science Center report (NWFSC 2015) rated
the spatial structure/diversity risk for the extant Snake River fall-
run Chinook population as moderate risk. The moderate risk rating
reflects observed changes in major life-history patterns, shifts in
phenotypic traits, and high levels of genetic homogeneity in samples
from natural-origin returns. In particular, the moderate risk rating
reflects the relatively high proportion of within-population hatchery
spawners in all major spawning areas and the lingering effects of
previous high levels of out-of-ESU strays. The potential for selective
pressure imposed by current hydropower operations and cumulative
harvest impacts also contribute to the moderate risk rating.
For the extant Lower Mainstem Snake River population to achieve
highly viable status with a high degree of certainty, the spatial
structure/diversity rating needs to be at least low risk (NMFS 2015;
ICTRT 2007). Achieving low risk for spatial structure/diversity for the
Snake River fall-run Chinook ESU would either require re-establishing
the extirpated population above Hells Canyon Dam, or that one or more
major spawning areas in the Lower Mainstem Snake River population
produce a significant level of natural-origin spawners with low
influence from hatchery-origin spawners relative to the other major
spawning areas. At present, given the widespread distribution of
hatchery releases and hatchery-origin returns across all major spawning
areas, and the lack of direct sampling of reach-specific spawner
composition, there is no indication of a strong differential
distribution of hatchery returns among major spawning areas.
The petitioners assert that natural production from the Clearwater
River should be regarded as a new population, and as such the
petitioners contend that the Technical Recovery Team's (ICTRT 2007)
spatial-structure viability criterion of two populations has been
satisfied. We do not agree with the petitioners that the Clearwater
River represents a separate fall-run Chinook spawning population. The
Technical Recovery Team defined an independent population as being
isolated to such an extent that exchanges of individuals among the
populations do not substantially affect the population
[[Page 33476]]
dynamics or extinction risk of the independent populations over a 100-
year time frame (McElhany et al. 2000; ICTRT 2003). This basic
definition from McElhany et al. (2000) was also adopted by technical
recovery teams in other west coast salmon recovery domains. The
Technical Recovery Team evaluated genetic information, distances
between spawning areas related to dispersal (straying), as well as
life-history and morphological characteristics as indicators of
reproductive isolation among populations. The Clearwater River was
identified by the Technical Recovery Team as one of the five major
spawning areas within the Lower Mainstem Snake River population. The
inclusion of fall-run Chinook in the Clearwater River as part of the
Lower Mainstem Snake River population is supported by the close
distance between spawning areas, the ecological similarity among the
spawning areas, the aggressive supplementation efforts in the
Clearwater River using a common broodstock collected at Lower Granite
Dam, and the strong contribution of naturally spawning hatchery fish
from this common hatchery broodstock in all spawning areas (ICTRT
2003). The inclusion of natural production from the Clearwater River
was considered as part of the spatial structure/diversity risk rating
for the extant population. We also recognize that a high proportion of
naturally produced fish originating from the Clearwater River are
exhibiting yearling migration strategies due to the differing thermal
regime in that major spawning area. The resulting contribution to
overall phenotypic life-history diversity reduces the diversity risk to
the ESU and was also considered in the spatial structure/diversity risk
rating. However, this phenotypic life-history diversity, by itself, is
not sufficient to warrant identifying fall-run Chinook in the
Clearwater River as an independent population. There is no evidence of
sufficient isolation between the fall-run Chinook in the Clearwater
River and the other extant spawning areas in terms of discrete
demographic patterns, differential straying/dispersal among the
spawning areas, or genetic distinctiveness.
The petitioners disagree with our approach to evaluating diversity
risk, and assert that the increases in the total number of spawners
denote low risk to diversity. We disagree with the petitioners'
interpretation of diversity. A low risk to diversity requires
demonstration of patterns of phenotypic, genetic and life-history
traits that provide for resilience across a range of environmental
conditions ensuring long-term evolutionary potential (NMFS 2015; ICTRT
2007; McElhany et al. 2000). High levels of total spawner abundance
alone do not indicate that essential diversity traits are being
conserved.
Summary of Demographic Risks
The Lower Mainstem Snake River fall-run Chinook salmon population
is the only extant population remaining from an ESU that historically
also included a population upstream of the current location of the
Hells Canyon Dam Complex. The abundance of this remaining population
has increased substantially in recent years, and the recent increases
in natural-origin abundance are encouraging. Overall, the status of the
Snake River fall-run Chinook ESU has improved compared to the time of
listing and compared to prior status reviews. However, uncertainty
remains regarding whether these abundance levels will be maintained,
and improvements are needed in the species' productivity and diversity
to achieve risk levels consistent with delisting (NWFSC 2015; NMFS
2015; NMFS 2016).
The overall current risk rating for the extant Lower Mainstem Snake
River fall-run Chinook population is ``viable.'' This viable risk
rating for the Lower Mainstem Snake River population is based on a low
risk rating for abundance/productivity (i.e., 1 to 5 percent or less
risk of extinction within 100 years), and a moderate risk rating for
spatial structure/diversity (i.e., 6 to 25 percent of extinction within
100 years) (NWFSC 2015; NMFS 2015, NMFS 2016). The Technical Recovery
Team viability criteria, and all of the potential delisting scenarios
in the Proposed Recovery Plan, would require that the extant population
meet minimum requirements for ``highly viable'' status through a
combination of very low risk for abundance and productivity, and low or
very low risk for spatial structure and diversity (ICTRT 2007; NMFS
2015; NMFS 2016). As such, the current biological viability of the
Snake River fall-run Chinook ESU falls short of the demographic risk
levels necessary to support delisting.
Summary of Factors Affecting the Species
As described above, section 4(a)(1) of the ESA and NMFS
implementing regulations (50 CFR part 424) state that we must determine
whether a species is endangered or threatened because of any one or a
combination of the following five factors: (A) The present or
threatened destruction, modification, or curtailment of its habitat or
range; (B) overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) inadequacy of
existing regulatory mechanisms; or (E) other natural or man-made
factors affecting its continued existence. We evaluated whether and the
extent to which each of the foregoing factors contribute to the overall
extinction risk of the Snake River fall-run Chinook ESU, and the
findings are described in the 5-year Review Report (NMFS 2016). The
section below summarizes our findings regarding the threats to the
Snake River fall-run Chinook ESU. The petitioners' assertion that the
ESU currently meets the statutory standards for delisting is addressed
in the corresponding sections below.
(A) The Present or Threatened Destruction, Modification, or Curtailment
of Its Habitat or Range
Both hydropower and land-use activities have had significant
impacts on habitat in the mainstem Snake River above Lower Granite Dam.
Twelve dams have blocked and inundated habitat, impaired fish passage,
altered flow and thermal regimes, and disrupted geomorphological
processes in the mainstem Snake River. These impacts have resulted in
the loss of historical habitat, altered migration timing, elevated
dissolved gas levels, juvenile fish stranding and entrapment, and
increased susceptibility to predation. In addition, land-use
activities, including agriculture, grazing, resource extraction, and
development, have adversely affected water quality and diminished
habitat quality throughout the mainstem Snake River (NMFS 2016; NMFS
2015).
All spawning by Snake River fall-run Chinook is currently
restricted to the area downstream of the Hells Canyon Dam Complex,
where historically only limited spawning occurred (NMFS 2016; NMFS
2015). A large portion of the historical upriver habitat was lost
following construction of Swan Falls Dam on the Snake River in 1901,
but construction of the Hells Canyon Complex of dams in the late 1950s
and 1960s blocked access to remaining upriver spawning areas, and
resulted in the extirpation of one of two populations that historically
constituted this ESU. The blocked habitat areas above the Hells Canyon
Dam Complex historically were the most productive for Snake River fall-
run Chinook.
Although successful reintroduction of fall-run Chinook salmon above
the Hells Canyon Dam Complex would contribute to the recovery of the
ESU, the mainstem habitat above the complex is currently too degraded
to support
[[Page 33477]]
anadromous fish. Agriculture, grazing, mining, timber harvest, and
development activities have led to excessive nutrients, sedimentation,
toxic pollutants, low dissolved oxygen, altered flows, and severely
degraded water quality in the upper mainstem Snake River (NMFS 2016;
NMFS 2015).
Below the Hells Canyon Dam Complex, one extant population in the
ESU consists of a spatially complex set of five historical major
spawning areas: Two reaches of the mainstem Snake River, and the lower
mainstem reaches of the Grande Ronde River, the Clearwater River, and
the Tucannon River. Habitat concerns in the fall-run Chinook spawning
areas of the Clearwater River include elevated temperature, sediment,
and nutrients, flow management, and toxic pollutants. The lower
Clearwater River is highly influenced by operations at Dworshak Dam.
Since 1992, cold water releases at Dworshak Dam have been managed to
improve migration conditions (temperature and flow) in the lower Snake
River (NMFS 2016; NMFS 2015). In the Lower Grande Ronde River mainstem,
limiting factors include the lack of habitat quality and diversity,
excess fine sediment, degraded riparian conditions, low summer flows,
and poor water quality. The Tucannon River is limited primarily by
sediment load and habitat quantity, with sediment impacts on fall-run
Chinook egg incubation and fry colonization considered moderate to high
in most reaches, primarily due to agricultural land uses (NMFS 2016;
NMFS 2015).
Flow management of the Columbia River hydropower system affects
fish density in the estuary and ocean, fish size and condition, the
timing of ocean entry, and the growth and survival of fish during later
fish life stages. In the estuary, flow management, diking and filling
have reduced the availability of in-channel and off-channel habitat for
extended rearing of subyearling juvenile Chinook, including components
of the Snake River fall-run Chinook ESU. The impact of the loss of
estuary habitat complexity likely differs between the fall-run Chinook
subyearling and yearling life history-types. The yearlings often
migrate through the estuary within about a week, while sub-yearlings
can linger for up to several months in shallow nearshore estuary
habitat areas (NMFS 2016; NMFS 2015).
The petitioners assert that there is no continued destruction,
modification, or curtailment of the habitat or range of the Snake River
fall-run Chinook ESU that justifies maintaining the species' ESA
listing as threatened. The petitioners argue that the habitat changes
are ultimately reflected in population status and trends, and that the
recent high levels of abundance demonstrate that the effects of any
historical habitat loss or degradation no longer constrain the
population. However, as noted above, the historical loss of habitat due
to the establishment of mainstem hydropower dams continues to represent
a threat to the spatial structure and diversity of the ESU. Ongoing
habitat concerns, described above, due to land-use practices and flow
management result in degraded water and habitat quality in the area
above the Hells Canyon Dam Complex, the spawning area in the lower
Clearwater River, and in the other spawning areas of the Lower Mainstem
Snake River population (NMFS 2016; NMFS 2015). Additionally, flow
management and the loss of Columbia River estuarine habitat have
reduced the availability of rearing habitat for migrating juvenile
Snake River fall-run Chinook (NMFS 2016; NMFS 2015). As such, we
disagree with the petitioners' assertion that historical habitat loss
and degradation no longer constrain the population, and furthermore, we
find that the continued degradation of habitat poses a threat to the
Snake River fall-run Chinook ESU.
If the recovery of the Snake River fall-run Chinook ESU is to
include reestablishment of a spawning population above the Hells Canyon
Dam Complex, the mainstem habitat above the complex is currently too
degraded to support anadromous fish. With respect to the extant Lower
Mainstem Snake River population, there is considerable uncertainty as
to whether current habitat conditions are sufficient for the population
to improve to, and be sustained at, a highly viable level. The
Northwest Fisheries Science Center's productivity analysis (NWFSC 2015)
suggests the potential influence of density dependence, poor ocean
conditions, or poor migration conditions. The lack of major spawning
aggregations with low levels of hatchery influence makes it difficult
to evaluate the sufficiency of lower mainstem habitat conditions. It is
unclear if current habitat conditions can sustain the recent high
levels of adult returns and provide resiliency during periods of poor
marine or freshwater survival.
Habitat conditions have improved since the last status review (Ford
et al. 2011); however, habitat concerns remain throughout the Snake
River Basin, particularly in regards to mainstem and tributary stream
flows, floodplain management, and elevated water temperatures. We
conclude that historical habitat loss, and continued degradation and
modification of habitat below the Hells Canyon Dam Complex, continue to
pose a risk to, and limit the recovery of, the Snake River fall-run
Chinook ESU. However, the Snake River 5-year Review Report (NMFS 2016)
and the Proposed Recovery Plan (NMFS 2015) outline several
opportunities for habitat improvements to provide meaningful
improvements in ESU viability.
(B) Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
Snake River fall-run Chinook are incidentally caught by both ocean
and in-river fisheries, and harvest in these fisheries has the
potential to produce selective pressure on migration timing, maturation
timing, and size-at-age. No direct estimates are available of the
degree of selective pressure caused by ocean harvest impacts on
natural-origin Snake River fall-run Chinook. However, ocean
exploitation rates based on coded wire tag (CWT) results for sub-
yearling releases of Lyons Ferry Hatchery fish are used as surrogates
in fisheries management modeling (NMFS 2015, Appendix A). Average
annual ocean exploitation rates vary by age, increasing from relatively
low levels on age-2 fish to approximately 25 percent on age-4 and age-5
fish (NMFS 2015, Appendix A). Based on the current timing and
distribution of the fisheries with CWT recoveries, ocean harvest of
Snake River fall-run Chinook salmon is assumed to impact both maturing
and immature fish (NMFS 2015, Appendix A). As a result, the cumulative
impact of ocean harvest is higher on components of the run maturing at
older ages. Snake River fall-run Chinook salmon are also harvested by
in-river fisheries, largely in mainstem Columbia River fisheries on
aggregate fall-run Chinook salmon runs, including the highly productive
Hanford Reach stock. Exploitation rates of in-river fisheries also
increase with age-at-return.
Fishery impacts from ocean and in-river fisheries on Snake River
fall-run Chinook viability are controlled through harvest agreements
(e.g., the Pacific Salmon Treaty, May 2008 U.S. v. OR Management
Agreement). These agreements, on average, have reduced impacts of
fisheries on Snake River fall-run Chinook. Year-specific acceptable
harvest rates are determined by an abundance-based framework that
constrains the aggregate of ocean and in-river fisheries in years of
low abundance, and allows for increased harvest opportunity in years of
high abundance. Information available since the 2011 status review
indicates that combined ocean and in-river harvest
[[Page 33478]]
rates have remained at approximately 33 percent annually for Snake
River fall-run Chinook (NMFS 2016).
Snake River fall-run Chinook are also taken through scientific
research activities. Robust and multifaceted research and monitoring
efforts are underway in the Snake River Basin to inform analyses of
habitat status and trends, fish population status and trends,
population response to various habitat conditions and restoration
treatment types, and the effectiveness of various types of actions in
addressing specific limiting factors for all of the listed Snake River
salmonid species. Given the mounting demand for take under various
research and monitoring initiatives, it is likely that these activities
are having an increasing negative impact on the Snake River species,
including Snake River fall-run Chinook. However, these research and
monitoring efforts are closely scrutinized through ESA section
10(a)(1)(A) and 4(d) research-permit approvals to ensure that such
activities do not operate to the disadvantage of the species. The total
mortality authorized for all scientific research permits on natural-
origin adult Snake River fall-run Chinook is approximately 0.01 percent
of the recent 10-year geometric-mean abundance.
The petitioners argue that there is no evidence to conclude that
overutilization is, or has been, a threat to the ESU. We conclude that
the risk to the persistence of the ESU due to overutilization remains
essentially unchanged since the last status review (Ford et al. 2011),
and does not pose a threat to, nor limit the recovery potential of, the
Snake River fall-run Chinook ESU. Accordingly, we do not address
petitioners' arguments regarding this factor.
(C) Disease or Predation
Predation, competition, other ecological interactions, and disease
affect the viability of Snake River fall-run Chinook salmon by reducing
abundance, productivity, and diversity. Predation rates by both fish
and birds on subyearling Snake River fall-run Chinook are a concern
during the smolt outmigration. Northern pikeminnow, smallmouth bass and
avian predators selectively target subyearling outmigrants relative to
larger yearling migrants. Consequently, mortality due to this predation
influences species diversity, as well as abundance and productivity.
Predation by sea lions and other marine mammals has less of an effect
on species viability because most adult Snake River fall-run Chinook
are not migrating through the lower Columbia River in the spring when
the marine mammals are most abundant.
Currently, it is not clear whether or how density-dependent habitat
effects, and competition with hatchery-origin fish for limited habitat,
are influencing natural-origin production. It is also unclear whether
competition between adult Snake River fall-run Chinook salmon and non-
native species, such as shad, in the mainstem migration corridor and
estuary is affecting species viability. Additional research is needed
to understand the potential significance of this risk.
Disease rates over the past 5 years are believed to be consistent
with the previous review period. Climate change impacts such as
increasing temperature may increase susceptibility to diseases. The
disease rates have continued to fluctuate within the range observed in
past review periods and are not expected to affect the extinction risk
of the Snake River fall-run Chinook ESU.
We conclude that the current levels of disease, predation,
competition and other ecological interactions are not a threat to the
persistence or recovery potential of the Snake River fall-run Chinook
ESU (NMFS 2016). Because we conclude that this factor is not currently
limiting species recovery, we do not address the petitioners' arguments
regarding this factor.
(D) Inadequacy of Existing Regulatory Mechanisms
Various Federal, state, county and tribal regulatory mechanisms are
in place to reduce habitat loss and degradation caused by human land-
use and development, as well as reduce risks due to the hydropower
system, harvest and hatchery impacts, and predation. New information
available since the last status review (Ford et al. 2011) indicates
that the adequacy of some regulatory mechanisms has improved.
Noteworthy improvements in specific regulatory mechanisms are
summarized in the Snake River 5-year review report (NMFS 2016).
There are a number of remaining concerns regarding existing
regulatory mechanisms, including:
Lack of documentation or analysis of the effectiveness of
land-use regulatory mechanisms and land-use management programs.
Revised land-use regulations to allow development on rural
lands (Adoption of Measure 37, with modification by Measure 49, in
Oregon).
Water rights allocation and administration issues in
Oregon and Idaho.
Continued implementation of management actions in some
areas, which negatively impacts riparian areas.
Lack of implementation and documented impacts or
improvements of completed Total Maximum Daily Load standards (TMDLs) in
Oregon.
Increased mining and mineral extraction activities. In
Idaho, mining still takes place under the 1872 Mining Law, giving
agencies limited discretion in how they regulate it. Issues related to
mining threats in the Snake River Basin have expanded since the last
status review.
Effects of commonly applied chemical insecticides,
herbicides, and fungicides which are authorized for use per the
Environmental Protection Agency label criteria. All West Coast
salmonids are identified in a series of NMFS section 7 consultations as
jeopardized by at least one of the analyzed chemicals; most are
identified as being jeopardized by many of the chemicals. In 2014, a
jeopardy biological opinion was issued for Idaho and, in 2012, for
Oregon, regarding the respective state's water quality standards for
toxic pollutants (NMFS 2016). This will result in promulgation of new
standards for mercury, selenium, arsenic, copper and cyanide in Idaho;
and for cadmium, copper, ammonia, and aluminum in Oregon.
Development within floodplains, which continues to be a
regional concern. This frequently results in stream bank alteration,
stream bank armoring, and stream channel alteration projects to protect
private property that do not allow streams to function properly and
result in degraded habitat. It is important to note that, where it has
been analyzed, floodplain development that occurs consistently with the
National Flood Insurance Program's minimum criteria has been found to
jeopardize 18 species of West Coast salmonids.
The need for future Forest Service Plan reviews to
continue to address how forest practices can support recovery of salmon
and steelhead.
The risk to the species' persistence because of the inadequacy of
existing regulatory mechanisms has decreased slightly, based on the
improvements noted in the Snake River 5-year review report (NMFS 2016).
The petitioners assert that the increases in abundance for Snake River
fall-run Chinook demonstrate that inadequacy of regulatory mechanisms
cannot be a threat to Snake River fall-run Chinook. We do not agree
with the petitioners' argument that we should evaluate this statutory
factor based solely on the abundance of the ESU. As noted above,
[[Page 33479]]
we identified historical habitat loss and continued habitat degradation
and modification below the Hells Canyon Dam Complex as ongoing threats
to the Snake River fall-fun Chinook ESU. These ongoing threats could be
ameliorated by strengthening existing regulatory mechanisms (NMFS
2016). As such, we conclude that the inadequacy of existing regulatory
mechanisms continues to pose a threat to the persistence and limit the
recovery potential of the Snake River fall-run Chinook ESU.
(E) Other Natural or Man-Made Factors Affecting Its Continued Existence
The petitioners note that our final rule listing the Snake River
fall-run Chinook ESU identified drought as a factor that may have
contributed to reduced productivity, and argue that drought is no
longer a factor affecting the species due to flow regulation by the
Federal Columbia River Power System. Our current status review (NMFS
2016) for the species does not identify drought as a factor affecting
the species' continued existence. However, we have identified other
factors in this category that present a risk to the species' future
persistence.
Climate Change
The potential impacts of climate change on the extinction risk and
recovery potential of the Snake River fall-run Chinook ESU are
described in more detail in the Proposed Recovery Plan (NMFS 2015).
Climate experts predict physical changes to rivers and streams in the
Columbia Basin that include: Warmer atmospheric temperatures resulting
in more precipitation falling as rain rather than snow; diminished snow
pack resulting in altered stream flow volume and timing; increased
winter flooding; lower late summer flows; and a continued rise in
stream temperatures. These changes in air temperatures, river
temperatures, and river flows are expected to cause changes in salmon
and steelhead distribution, behavior, growth, and survival, in general.
However, the magnitude and timing of these changes, and specific
effects on Snake River fall-run Chinook salmon remain unclear.
Climate change and increased water temperatures in the mainstem
lower Snake River could cause delays in adult migration and spawn
timing, increased adult mortality, and reduced spawning success. Delays
in adult migration and spawn timing in turn could cause delays in fry
emergence and dispersal and delayed smolt outmigration, although it is
also possible that increased overwintering temperature could reduce the
impacts on emergence timing. If delays in emergence timing are long
(e.g., weeks) then the timing of smolt outmigration may be altered.
This could result in a marine transition potentially poorly timed with
favorable ocean conditions, and possibly increase exposure to
predators. Warmer temperatures will increase metabolism, which may
increase or decrease juvenile growth rates and survival, depending upon
availability of food. Increases in water temperatures in Snake and
Columbia River reservoirs could also increase predation on juveniles by
warm-water fish species, and increase food competition with other
species such as shad. Reduced flows in late spring and summer may lead
to delayed outmigration of juveniles and higher mortality.
The effects of climate change on Snake River fall-run Chinook in
the estuary and plume may include a reduction in the quantity and
quality of rearing habitat, and an altered distribution of salmonid
prey and predators. The effects of climate change in marine
environments include increased ocean temperature, increased
stratification of the water column, changes in the intensity and timing
of coastal upwelling, and ocean acidification. Modeling studies that
explore the marine ecological impacts of climate change have concluded
that salmon abundances in the Pacific Northwest and Alaska are likely
to be reduced. Uncertainty regarding the long-term impacts of climate
change and the ability of Snake River fall-run Chinook to successfully
adapt to an evolving ecosystem represent risks to the species'
persistence and recovery potential.
Hatchery Fish
Snake River fall-run Chinook salmon hatchery production has
increased and so have hatchery-origin returns. Considerable uncertainty
remains about the effect of the Snake River fall-run Chinook hatchery
programs on the Lower Mainstem Snake River population. Much of this
uncertainty reflects the fact that the remaining population is very
difficult to study because of its geographic extent, habitat, and
logistical issues. This uncertainty, however, is more important in the
case of Snake River fall-run Chinook than in many other ESA-listed
salmonid populations because the current population is the only extant
population in the ESU, and it must reach a highly viable level under
any scenario for the ESU to be considered recovered (ICTRT 2007; NMFS
2015). As noted above in the Evaluation of Demographic Risks, the true
productivity of the extant population is masked by the recent high
levels of naturally spawning hatchery fish, and this high proportion of
within-population hatchery spawners in all major spawning areas
contributes to the moderate risk rating in spatial structure and
diversity.
We conclude that, based on the high level of uncertainty associated
with projecting the impacts of climate change and resolving the
influence of hatchery production, other natural or man-made factors
represent a threat to the persistence and recovery potential of the
Snake River fall-run Chinook.
Efforts Being Made To Protect the Species
Section 4(b)(1)(A) of the ESA requires the Secretary to make
listing determinations solely on the basis of the best scientific and
commercial data available after taking into account efforts being made
to protect a species. Therefore, in making listing determinations, we
first assess ESU extinction risk and identify factors that have led to
its decline. Then we assess existing efforts being made to protect the
species to determine if those measures ameliorate the threats or
section 4(a)(1) factors affecting the ESU.
Summary of Protective Efforts
Previous listing determinations have described ongoing protective
efforts that are likely to promote the conservation of ESA-listed
salmonids, including the Snake River fall-run Chinook. In the Snake
River Basin 5-year Review Report (NMFS 2016), we note the many habitat,
hydropower, hatchery, and harvest improvements that occurred in the
past 5 years. We are currently working with our Federal, state, and
tribal co-managers to develop monitoring programs, databases, and
analytical tools to assist us in tracking, monitoring, and assessing
the effectiveness of these improvements.
The abundance of natural-origin Snake River fall-run Chinook in the
one extant population has increased substantially since listing. We
attribute this increase to a combination of actions that improved
survivals through the hydropower system, reduced harvest, and increased
production through hatchery supplementation. Key protective actions
related to Snake River fall-run Chinook mainstem and tributary habitat
include (NMFS 2015; NMFS 2016):
Continued implementation of Idaho Power Company's fall
Chinook salmon spawning program to enhance and maintain suitable
spawning and incubation conditions.
[[Page 33480]]
Continued implementation of the FCRPS Biological Opinion,
including hydropower system operations such as cool-water releases from
Dworshak Dam to maintain adequate migration and rearing conditions in
the lower Snake River, summer flow augmentation and summer spill at
multiple projects to maintain migration and passage conditions, and
operations at Lower Granite Dam to address adult passage blockages
caused by warm surface waters entering the fish ladders.
Continued implementation of Lower Snake River Programmatic
Sediment Management Plan measures to reduce impacts of reservoir and
river channel dredging and disposal on Snake River fall-run Chinook.
Continued implementation of recovery plan actions in
tributary and lower mainstem habitats to maintain and improve spawning
and rearing potential for Snake River fall-run Chinook (Although these
actions are generally focused on Snake River spring/summer Chinook
salmon and steelhead and, therefore, located above fall-run Chinook
spawning and rearing habitats, the actions have cumulative beneficial
effects on downstream habitats).
Large-scale restoration projects in the Tucannon River,
which have been highly effective in reestablishing channel functions
related to temperature, floodplain connectivity, channel morphology,
and habitat complexity. These key protective efforts were largely
possible thanks to the persistence and support from the Snake River
Salmon Recovery Board, Washington Department of Fish and Wildlife, and
local restoration partners.
Programs such as these are critical if we are to address the
threats and limiting factors facing the ESU to improve its viability.
However, at this time, we conclude that these and other protective
efforts are insufficient to ameliorate the threats facing the Snake
River fall-run Chinook ESU to the extent where delisting would be
warranted.
Final Determination
The petitioners' arguments that the Snake River fall-run Chinook
ESU should be delisted are based in large measure upon the prevalence
of hatchery-produced fish and their view that we impermissibly
emphasize the naturally spawned component of the ESU in our viability
assessments. We disagree and conclude that, consistent with the
Hatchery Listing Policy and the Ninth Circuit Court of Appeals ruling
in Trout Unlimited v. Lohn, hatchery fish should be evaluated in the
context of their contributions to the conservation of the naturally
spawned population(s).
As noted above (see Viability Criteria and Recovery Planning), the
Technical Recovery Team viability criteria (ICTRT 2007) and the
proposed recovery scenarios articulated in the Proposed Recovery Plan
(NMFS 2015) provide useful guides for evaluating the conditions that
must be met for the delisting of Snake River fall-run Chinook to be
warranted. All the viability criteria and proposed recovery scenarios
conclude that the extant Lower Mainstem Snake River population must be
at least highly viable. The Northwest Fisheries Science Center report
(NWFSC 2015) concluded that the Lower Mainstem Snake River population
is currently viable, but is less than highly viable. In other words,
the current risk level of the Snake River fall-run Chinook ESU does not
meet the status described in the Technical Recovery Team report and the
Proposed Recovery Plan as necessary for the recovery of the ESU.
Additionally, based on our evaluation of the five section 4(a)(1)
factors, above, we conclude that historical habitat loss, continued
degradation and modification of habitat, and the inadequacy of
regulatory mechanisms continue to pose threats to, and limit the
recovery potential of, the Snake River fall-run Chinook ESU. Disease,
predation, and overutilization do not pose threats to the ESU at this
time. We also find that the high levels of uncertainty associated with
projecting the effects of other natural or man-made factors affecting
the continued existence of the ESU represent a threat to the
persistence and recovery potential of the Snake River fall-run Chinook
ESU. This latter uncertainty, particularly that conferred by the
prevalence and broad distribution of hatchery-origin fish across all
major spawning areas, needs to be addressed if we are to be able to
assess the viability of the extant Lower Mainstem Snake River
population with sufficient certainty. After reviewing efforts being
made to protect salmonids and their habitat in the Snake River Basin,
we conclude that these efforts are insufficient to ameliorate the
threats facing the Snake River fall-run Chinook ESU to the point where
the species would warrant delisting.
Based on our review of the species' viability, the five section
4(a)(1) factors, and efforts being made to protect the species, we
conclude that the Snake River fall-run Chinook ESU is likely to become
an endangered species throughout all or a significant portion of its
range in the foreseeable future. We conclude that the petitioned action
to delist the Snake River fall-run Chinook ESU is not warranted at this
time, and as such it shall retain its status as a threatened species
under the ESA.
References
A complete list of all references cited herein is available upon
request (see FOR FURTHER INFORMATION CONTACT).
Authority
The Authority for this action is the Endangered Species Act of
1973, as amended (16 U.S.C. 1531 et seq.).
Dated: May 19, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2016-12453 Filed 5-25-16; 8:45 am]
BILLING CODE 3510-22-P