Modernizing HUD's Consolidated Planning Process To Narrow the Digital Divide and Increase Resilience to Natural Hazards, 31192-31201 [2016-11350]
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broadband infrastructure, as this term is
also defined in 24 CFR 5.100, except
where the PHA documents that:
§ 891.120 Project design and cost
(1) The location of the new
standards.
construction or substantial
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rehabilitation makes installation of
(f) Broadband infrastructure. Any new broadband infrastructure infeasible;
construction or substantial
(2) The cost of installing broadband
rehabilitation, as defined by 24 CFR
infrastructure would result in a
5.100, of a building with more than 4
fundamental alteration in the nature of
rental units must include installation of its program or activity or in an undue
broadband infrastructure, as this term is financial burden; or
(3) The structure of the housing to be
also defined in 24 CFR 5.100, except
rehabilitated makes installation of
where the owner documents that:
broadband infrastructure infeasible.
(1) The location of the new
construction or substantial
PART 983—PROJECT–BASED
rehabilitation makes installation of
VOUCHER (PBV) PROGRAM
broadband infrastructure infeasible;
(2) The cost of installing broadband
■ 32. The authority citation for part 983
infrastructure would result in a
continues to read as follows:
fundamental alteration in the nature of
Authority: 42 U.S.C. 1437f and 3535(d).
its program or activity or in an undue
■ 33. Add § 983.157 to subpart D to read
financial burden; or
as follows:
(3) The structure of the housing to be
substantially rehabilitated makes
§ 983.157 Broadband infrastructure.
installation of broadband infrastructure
Any new construction or substantial
infeasible.
rehabilitation, as defined by 24 CFR
■ 29. Add § 891.550 to subpart E to read
5.100, of a building with more than 4
as follows:
rental units must include installation of
broadband infrastructure, as this term is
§ 891.550 Broadband infrastructure.
also defined in 24 CFR 5.100, except
Any new construction or substantial
where the owner documents that:
rehabilitation, as defined by 24 CFR
(1) The location of the new
5.100, of a building with more than 4
construction or substantial
rental units must include installation of
broadband infrastructure, as this term is rehabilitation makes installation of
broadband infrastructure infeasible;
also defined in 24 CFR 5.100, except
(2) The cost of installing broadband
where the owner documents that:
infrastructure would result in a
(1) The location of the new
fundamental alteration in the nature of
construction or substantial
its program or activity or in an undue
rehabilitation makes installation of
financial burden; or
broadband infrastructure infeasible;
(3) The structure of the housing to be
(2) The cost of installing broadband
substantially rehabilitated makes
infrastructure would result in a
installation of broadband infrastructure
fundamental alteration in the nature of
infeasible.
its program or activity or in an undue
Dated: April 21, 2016.
financial burden; or
´
Julian Castro,
(3) The structure of the housing to be
Secretary.
substantially rehabilitated makes
[FR Doc. 2016–11352 Filed 5–17–16; 8:45 am]
installation of broadband infrastructure
infeasible.
BILLING CODE 4210–67–P
28. In § 891.120, add paragraph (f) to
read as follows:
■
PART 905—THE PUBLIC HOUSING
CAPITAL FUND PROGRAM
30. The authority citation for part 905
continues to read as follows:
■
Authority: 42 U.S.C. 1437g, 42 U.S.C.
1437z-2, 42 U.S.C. 1437z-7, and 3535(d).
RIN 2506–AC41
31. In § 905.312, add paragraph (e) to
read as follows:
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Design and construction.
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(e) Broadband infrastructure. Any
new construction or substantial
rehabilitation, as defined in 24 CFR
5.100, of a building with more than 4
rental units must include installation of
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24 CFR Part 91
[Docket No. FR 5891–P–01]
■
§ 905.312
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
Modernizing HUD’s Consolidated
Planning Process To Narrow the
Digital Divide and Increase Resilience
to Natural Hazards
Office of the Assistant
Secretary for Community Planning and
Development, Department of Housing
and Urban Development.
AGENCY:
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ACTION:
Proposed rule.
HUD’s Consolidated Plan is a
planning mechanism designed to help
States and local governments to assess
their affordable housing and community
development needs and to make datadriven, place-based investment
decisions. The consolidated planning
process serves as the framework for a
community-wide dialogue to identify
housing and community development
priorities that align and focus funding
from HUD’s formula block grant
programs. This proposed rule would
amend HUD’s Consolidated Plan
regulations to require that jurisdictions
consider two additional concepts in
their planning efforts.
The first concept is how to address
the need for broadband access for lowand moderate-income residents in the
communities they serve. Broadband is
the common term used to refer to a
high-speed, always on connection to the
Internet. Such connection is also
referred to as high-speed broadband or
high-speed Internet. Specifically, the
proposed rule would require that States
and localities that submit a consolidated
plan describe the broadband access in
housing occupied by low- and
moderate-income households. If lowincome residents in the communities do
not have such access, States and
jurisdictions must consider providing
broadband access to these residents into
their decisions on how to invest HUD
funds. The second concept to be added
to the Consolidated Plan process would
require jurisdictions to consider
incorporating resilience to natural
hazard risks, taking care to anticipate
how risks will increase due to climate
change, into development of the Plan in
order to begin addressing impacts of
climate change on low- and moderateincome residents.
DATES: Comments Due Date: July 18,
2016.
SUMMARY:
Interested persons are
invited to submit comments responsive
to this proposed rule to the Office of
General Counsel, Regulations Division,
Department of Housing and Urban
Development, 451 7th Street SW., Room
10276, Washington, DC 20410–0001. All
submissions should refer to the above
docket number and title. Submission of
public comments may be carried out by
hard copy or electronic submission.
1. Submission of Hard Copy
Comments. Comments may be
submitted by mail or hand delivery.
Each commenter submitting hard copy
comments, by mail or hand delivery,
should submit comments to the address
above, addressed to the attention of the
ADDRESSES:
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Regulations Division. Due to security
measures at all federal agencies,
submission of comments by mail often
results in delayed delivery. To ensure
timely receipt of comments, HUD
recommends that any comments
submitted by mail be submitted at least
2 weeks in advance of the public
comment deadline. All hard copy
comments received by mail or hand
delivery are a part of the public record
and will be posted to https://
www.regulations.gov without change.
2. Electronic Submission of
Comments. Interested persons may
submit comments electronically through
the Federal eRulemaking Portal at
https://www.regulations.gov. HUD
strongly encourages commenters to
submit comments electronically.
Electronic submission of comments
allows the commenter maximum time to
prepare and submit a comment, ensures
timely receipt by HUD, and enables
HUD to make comments immediately
available to the public. Comments
submitted electronically through the
https://www.regulations.gov Web site can
be viewed by other commenters and
interested members of the public.
Commenters should follow instructions
provided on that site to submit
comments electronically.
No Facsimile Comments. Facsimile
(fax) comments are not acceptable.
Public Inspection of Comments. All
comments submitted to HUD regarding
this rule will be available, without
charge, for public inspection and
copying between 8 a.m. and 5 p.m.,
Eastern Time, weekdays at the above
address. Due to security measures at the
HUD Headquarters building, an advance
appointment to review the public
comments must be scheduled by calling
the Regulations Division at 202–708–
3055 (this is not a toll-free number).
Individuals with speech or hearing
impairments may access this number
through TTY by calling the Federal
Relay Service at 800–877–8339 (this is
a toll-free number). Copies of all
comments submitted are available for
inspection and downloading at https://
www.regulations.gov.
Lora
Routt, Senior Advisor, Office of
Community Planning and Development,
Department of Housing and Urban
Development, Office of Community
Planning and Development, 451 7th
Street SW., Suite 7204, Washington, DC
20410 at 202–402–4492, (this is not a
toll-free number). Individuals with
speech or hearing impairments may
access this number via TTY by calling
the Federal Relay Service, toll-free, at
800–877–8339.
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FOR FURTHER INFORMATION CONTACT:
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Persons with hearing or speech
impairments may access this number
through TTY by calling the Federal
Relay Service at 800–877–8339 (this is
a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Purpose of This Proposed Rule
The purpose of this proposed rule is
to require States and local governments
to evaluate the availability of broadband
access and the vulnerability of housing
occupied by low- and moderate income
households to natural hazard risks,
many of which may be increasing due
to climate change, in their consolidated
planning efforts. These evaluations will
be conducted using readily available
data sources developed by Federal
government agencies and other available
data and analyses, including State,
Tribal, and local hazard mitigation
plans that have been approved by the
Federal Emergency Management Agency
(FEMA). Where access to broadband
Internet service is not currently
available or is minimally available (such
as in certain rural areas), States and
local governments must consider ways
to bring broadband Internet access to
low- and moderate-income residents,
including how HUD funds could be
used to narrow the digital divide for
these residents. Further, where low- and
moderate-income communities are at
risk of natural hazards, including those
that are expected to increase due to
climate change, States and local
governments must consider ways to
incorporate appropriate hazard
mitigation and resilience into their
community planning and development
goals, codes, and standards, including
the use of HUD funds. These two
planning considerations reflect
emerging needs of communities in this
changing world. Broadband access
provides access to a wide range of
resources, services, and products and
such access not only can assist
individuals in improving their
economic outlook, but also assists
communities in this same way. Analysis
of natural hazards, including the
anticipated effects of climate change on
those hazards, is important to help
ensure that jurisdictions are aware of
existing and developing vulnerabilities
in the geographic areas that they serve
that can threaten the health and safety
of the populations they serve.
B. Summary of Major Provisions of This
Proposed Rule
The current regulations require that
local governments and States consult
public and private agencies that provide
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assisted housing, health services, and
social and fair housing services during
preparation of the consolidated plan.
Under the current regulations, local
governments and States are also
required in their citizen participation
plan to encourage the participation of
local and regional institutions and
businesses in the process of developing
and implementing their consolidated
plans. The proposed rule would require
States and local governments, in
preparing their consolidated plans, to
add to the list of public and private
agencies and entities that they now
must consult with for preparation of
their plans, to consult with public and
private organizations, including
broadband Internet service providers,
organizations engaged in narrowing the
digital divide (e.g., schools, digital
literacy organizations), and agencies
whose primary responsibilities include
the management of floodprone areas,
public land or water resources, and
emergency management agencies.
Jurisdictions must also encourage the
participation of these entities in
implementing relevant components of
the plan.
The proposed rule would also require
jurisdictions to describe broadband
access in housing occupied by low- and
moderate-income households based on
an analysis of data for its low- and
moderate-income neighborhoods in the
National Broadband Map 1 created by
the National Telecommunications and
Information Administration (NTIA) of
the Department of Commerce. Grantees
may also use broadband availability
data in the Federal Communications
Commission (FCC) Form 477 2 or other
data identified by the jurisdiction, for
which the source is cited in the
jurisdiction’s Consolidated Plan. These
needs include the need for broadband
wiring and for connection to the
broadband service in the household
units, the need for increased
competition by having more than one
broadband Internet service provider
serve the jurisdiction.
The proposed rule would also require
that jurisdictions provide, as part of
their required housing market analysis,
an assessment of natural hazard risks,
including risks expected to increase due
to climate change, to low- and
moderate-income residents based on an
analysis of data, findings, and methods
in (1) the most recent National Climate
1 See
https://www.broadbandmap.gov.
https://www.fcc.gov/general/broadbanddeployment-data-fcc-form-477.
2 See
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Assessment,3 the Climate Resilience
Toolkit,4 the Impact of Climate Change
and Population Growth on the National
Flood Insurance Program Through
2100,5 or the Community Resilience
Planning Guide for Buildings and
Infrastructure Systems prepared by the
National Institute of Standards and
Technology (NIST); 6 (2) other climate
risk-related data published by the
Federal government or other State or
local government climate risk related
data, including FEMA-approved hazard
mitigation plans which incorporate
climate change; or (3) other climate risk
data identified by the jurisdiction, for
which the source is cited in the
jurisdiction’s Consolidated Plan.
Grantees may request Technical
Assistance through their HUD Field
Office or directly at
www.HUDExchange.info/get-assistance.
C. Costs and Benefits of This Proposed
Rule
HUD’s Consolidated Plan process,
established by regulation in 1994,
provides a comprehensive planning
process for HUD programs administered
by HUD’s Office of Community
Planning and Development, specifically
the Community Development Block
Grant (CDBG) program, the HOME
Investment Partnerships (HOME)
program, Emergency Solutions Grants
(ESG) program and the Housing with
Opportunities for Persons With AIDS
(HOPWA). Comprehensive community
planning provides officials with an
informative profile of their communities
in terms of population, housing,
economic base, community facilities,
and transportation systems, and such
information aids officials in their
investment decisions. HUD’s
Consolidated Planning process assists
State and local officials that are
recipients of HUD funds under the
above-listed programs in determining
the housing and community
development needs of their respective
communities. Requiring consolidated
plan jurisdictions to consider the
broadband and natural hazard resilience
needs of their communities helps to
ensure a more complete profile of the
needs of their communities. As
discussed in this preamble, the
importance of providing broadband
access to all cannot be overstated.
Broadband access is not only important
to increasing opportunity for an
3 See https://nca2014.globalchange.gov/
highlights#submenu-highlights-overview.
4 See https://toolkit.climate.gov.
5 See https://www.acclimatise.uk.com/login/
uploaded/resources/FEMA_NFIP_report.pdf.
6 See https://nvlpubs.nist.gov/nistpubs/
SpecialPublications/NIST.SP.1197.pdf.
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individual’s success, but to the success
of a community. Consideration of the
impact of natural hazard risks, many of
which are anticipated to increase due to
climate change, in one’s community,
and how communities can help mitigate
any such adverse impacts, is equally
important as it will help to guide the
best use of land and orderly and
sustainable growth. In brief, the benefits
of this proposed rule are to promote a
balanced planning process that more
fully considers the housing,
environmental, and economic needs of
communities.
HUD does not anticipate that the costs
of the revised consultation and
reporting requirements will be
significant since the regulatory changes
proposed by this proposed rule merely
build upon similar existing
requirements for other elements covered
by the consolidated planning process
rather than mandating completely new
procedures. Further, the required
assessments will be based on data
readily available on the Internet.
Therefore, jurisdictions will not have to
incur the expense and administrative
burdens associated with collecting data.
Moreover, this proposed rule does not
mandate that actions be taken to address
broadband needs or climate change
adaptation needs. Consolidated plan
jurisdictions are in the best position to
decide how to expend their HUD funds.
However, HUD believes that the
additional analyses required by this rule
may highlight areas where expenditure
of funds would assist in opening up
economic opportunities through
increased broadband access or mitigate
the impact of possible natural hazards,
including those that may be exacerbated
due to climate change. HUD leaves it to
jurisdictions to consider any
appropriate methods to promote
broadband access or protect against the
adverse impacts of climate change,
taking into account the other needs of
their communities, and available
funding, as identified through the
consolidated planning process.
II. Background
A. Broadband
On March 23, 2015, President Obama
issued a Presidential Memorandum on
‘‘Expanding Broadband Deployment and
Adoption by Addressing Regulatory
Barriers and Encouraging Investment
and Training.’’ 7 In this memorandum,
the President noted that access to highspeed broadband is no longer a luxury,
7 See https://www.whitehouse.gov/the-pressoffice/2015/03/23/presidential-memorandumexpanding-broadband-deployment-and-adoptionaddr.
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but it is a necessity for American
families, businesses, and consumers.8
The President further noted that the
Federal government has an important
role to play in developing coordinated
policies to promote broadband
deployment and adoption, including
promoting best practices, breaking down
regulatory barriers, and encouraging
further investment.
The memorandum established an
interagency Broadband Opportunity
Council, including representatives from
the Executive Branch agencies, for the
purposes of consulting with State, local,
tribal, and territorial governments, as
well as telecommunications companies,
utilities, trade associations,
philanthropic entities, policy experts,
and other interested parties to identify
and assess regulatory barriers and
opportunities to broadband adoption.
The council’s report, published by the
White House on September 21, 2015,
included a number of specific actions
that agencies (including HUD) agreed to
take to promote greater broadband
deployment and adoption. This change
to the Consolidated Planning process is
one of those actions.9
On July 15, 2015, HUD launched its
Digital Opportunity Demonstration,
known as ‘‘ConnectHome,’’ in which
HUD provided a platform for
collaboration among local governments,
public housing agencies, Internet
service providers, philanthropic
foundations, nonprofit organizations
and other relevant stakeholders to work
together to produce local solutions for
narrowing the digital divide in
communities across the nation served
by HUD.10 The demonstration, or pilot
as it is also called, commenced with the
participation of 28 communities.
Through contributions made by the
Internet service providers and other
organizations participating in the pilot,
these 28 communities will benefit from
the ConnectHome collaboration by
8 The Web page for the National Broadband Map
explains that ‘‘broadband refers to a high-speed,
always-on connection to the Internet. The primary
factors that people consider when deciding what
type of broadband Internet service to subscribe to
include service availability, connection speed,
technology and price. Organizations define
broadband in different ways. For information to be
included on the National Broadband Map, the
technology must provide a two-way data
transmission (to and from the Internet) with
advertised speeds of at least 768 kilobits per second
(kbps) downstream and at least 200 kbps upstream
to end users.’’ Please see https://
www.broadbandmap.gov/.
9 See, Broadband Opportunity Council, Report to
President Obama at p. 14 (Aug. 20, 2015), available
at https://www.whitehouse.gov/sites/default/files/
broadband_opportunity_council_report_final.pdf .
10 See https://www.whitehouse.gov/the-pressoffice/2015/07/15/fact-sheet-connecthome-comingtogether-ensure-digital-opportunity-all.
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B. Natural Hazards Resilience
On November 1, 2013, President
Obama signed Executive Order 13653,
on ‘‘Preparing the United States for the
Impacts of Climate Change.’’ 13 The
Executive Order recognizes that the
impacts of climate change—including
an increase in prolonged periods of
excessively high temperatures, more
heavy downpours, an increase in
wildfires, more severe droughts,
permafrost thawing, ocean acidification,
and sea-level rise—are often most
significant for communities that already
face economic or health-related
challenges. Research has developed the
concept of social vulnerability, which
describes characteristics (age, gender,
socioeconomic status, special needs,
race, and ethnicity) of populations that
influence their capacity to prepare for,
respond to, and recover from hazards
and disasters, including the sensitivity
of a population to climate change
impacts and how different people or
groups are more or less vulnerable to
those impacts. Social vulnerability and
equity in the context of climate change
are important because some populations
may have less capacity to prepare for,
respond to, and recover from climaterelated hazards and effects.14 Executive
Order 13653 asserts that managing these
risks requires deliberate preparation,
close cooperation, and coordinated
planning by the federal government,
State, Tribal, and local governments,
and stakeholders. Further, the Executive
Order calls upon Federal agencies to
identify opportunities to support and
encourage smarter, more climateresilient investments by States, local
communities, and tribes, through grants
and other programs, in the context of
infrastructure development.
Section 7 of Executive Order 13653
established the President’s State, Local,
and Tribal Leaders Task Force on
Climate Change Resilience and
Preparedness (Task Force). Co-chaired
by the Chair of the White House Council
on Environmental Quality and the
Director of the White House Office of
Intergovernmental Affairs, the Task
Force consisted of 26 governors, mayors,
county officials, and Tribal leaders from
across the United States. Members
brought first-hand experiences in
building climate preparedness and
resilience in their communities and
conducted broad outreach to thousands
of government agencies, trade
associations, planning agencies,
academic institutions, and other
stakeholders, to inform their
recommendations to the
Administration.
The President charged the Task Force
with providing recommendations on
11 https://www.whitehouse.gov/the-press-office/
2016/03/09/fact-sheet-president-obama-announcesconnectall-initiative.
12 80 FR18248, at 18249.
13 Executive Order 13653 was subsequently
published in the Federal Register on November 6,
2013, at 78 FR 66819.
14 A summary of research on social vulnerability
is provided in Kathy Lynn, Katharine MacKendrick,
and Ellen M. Donoghue, Social Vulnerability and
Climate Change: Synthesis of Literature (United
States Department of Agriculture, August 2011),
available online at: https://www.fs.fed.us/pnw/pubs/
pnw_gtr838.pdf.
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receiving, for the residents living in
HUD public and assisted housing in
these communities, broadband
infrastructure, technical assistance,
literacy training, and electronic devices
that provide for accessing high-speed
Internet.
On March 9, 2016, President Obama
launched the ConnectALL initiative to
ensure that more Americans have the
broadband they need to get a job, engage
their community, and deliver
opportunity to their children.11
ConnectALL will increase the
affordability of broadband for lowincome Americans; deliver digital
literacy skills; increase access to
affordable devices; develop a tool to
support broadband planning; bring
together private sector corporations
helping to deliver affordable
connectivity; and marshal philanthropic
support for digital inclusion. The goal of
ConnectALL is to create a national effort
to connect 20 million more Americans
to broadband by 2020.
The importance of all Americans
having access to the Internet cannot be
overstated. As HUD stated in its
announcement of the Digital
Opportunity Demonstration, published
in the Federal Register on April 3, 2015,
at 80 FR 18248, ‘‘[k]nowledge is a pillar
to achieving the American Dream—a
catalyst for upward mobility as well as
an investment that ensures each
generation is as successful as the
last.’’ 12 Many low-income Americans
do not have broadband Internet at home,
contributing to the estimated 66 million
Americans who are without the most
basic digital literacy skills. Without
broadband access and connectivity and
the skills to use Internet technology at
home, children will miss out on the
high-value educational, economic, and
social impact that high-speed Internet
provides. It is for these reasons that
HUD is exploring ways, beyond
ConnectHome, to narrow the digital
divide for the low-income individuals
and families served by HUD multifamily
rental housing programs. This proposed
rule presents one such additional effort.
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how the Federal government can
respond to the needs of communities
nationwide that are dealing with the
impacts of climate change by removing
barriers to resilient investments,
modernizing Federal grant and loan
programs to better support local efforts,
and developing the information and
tools they need to prepare, among other
measures. In November 2014, Task
Force members presented their
recommendations for the President at a
White House meeting with Vice
President Biden and other senior
Administration officials.15 Among other
actions, the Task Force called on HUD
to consider strategies within existing
grant programs to facilitate and
encourage integrated hazard mitigation
approaches that address climate-change
related risks, land use, development
codes and standards, and capital
improvement planning. This proposed
rule represents one step that HUD is
taking to implement these
recommendations.
III. This Proposed Rule
HUD’s consolidated planning process
serves as the framework for a
community-wide dialogue to identify
housing and community development
priorities that align and focus funding
from the HUD formula block grant
programs: Community Development
Block Grant (CDBG) program, HOME
Investment Partnerships (HOME)
program, Emergency Solutions Grant
(ESG) program, and Housing
Opportunities for Persons With AIDS
(HOPWA) program. HUD’s regulations
for the consolidated planning are
codified at 24 CFR part 91(entitled
‘‘Consolidated Submissions for
Community Planning and Development
Programs’’).
The Consolidated Plan, which may
have a planning duration of between 3
and 5 years, is designed to help States
and local governments assess their
affordable housing and community
development needs, in the context of
market conditions at the time of their
planning, and to make data-driven,
place-based decisions on how to expend
HUD funds in their jurisdictions. In
developing their consolidated plans,
States and local governments are
required to engage their communities,
both in the process of developing and
reviewing the proposed plan, and as
partners and stakeholders in the
implementation of the plan. By
consulting and collaborating with other
public and private entities, States and
local governments can better align and
15 https://www.whitehouse.gov/administration/
eop/ceq/initiatives/resilience/taskforce.
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coordinate community development
programs with a range of other plans,
programs, and resources to achieve
greater impact. A jurisdiction’s
consolidated plan is carried out through
annual action plans, which provide a
concise summary of the actions,
activities, and the specific Federal and
non-federal resources that will be used
each year to address the priority needs
and specific goals identified by the
Consolidated Plan. States and local
governments report on
accomplishments and progress toward
consolidated plan goals in the
Consolidated Annual Performance and
Evaluation Report (CAPER).
The regulatory amendments proposed
by this rule would require States and
local governments to consider
broadband access and natural hazard
resilience as part of their consolidated
planning efforts. As provided in this
proposed rule, States and local
governments will need to consider the
broadband needs of their low- and
moderate-income residents, and the
extent that available broadband Internet
service providers and technology
support these residents’ broadband
access needs. Where the required
analysis demonstrates that such support
is not currently available or is
minimally available, States and local
governments should consider ways to
bring broadband Internet access to these
residents, such as the extent to which
broadband Internet service providers
could be solicited to contribute to the
broadband access needs of low-income
residents, or how HUD funds could be
used to narrow the digital divide for
low- and moderate-income residents.
Further, where the required analysis
demonstrates that low- and moderateincome communities are at risk of
natural hazards, including those that
may be exacerbated due to climate
change, States and local governments
should consider ways to incorporate
hazard mitigation and resilience into
their community planning and
development goals, development codes,
and standards, including how HUD
funds could be used to mitigate natural
hazard risks, including increasing risks
due to climate change, with other
Federal, State, local, philanthropic, and
private sector funding. In this regard,
President Obama’s Administration is
committed to giving communities across
the United States the information and
tools they need to plan for current and
future climate change impacts, such as
flooding and sea-level rise. In March
2014, the Administration launched the
Climate Data Initiative, an effort to make
vast Federal data resources on climate
change risks and impacts openly
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available to the public.16 Following a
major disaster designation, jurisdictions
should consider reviewing and possibly
revising the required resilience analysis.
Such a review would assist jurisdictions
in determining whether the disaster has
introduced new or unanticipated hazard
risks and consequences or unmet needs.
Such a review would assist jurisdictions
in deciding how best to use HUD funds
to address new resilience-related and
disaster recovery-related needs. HUD
specifically invites public comments on
the need for this type of post-disaster
review and the possibility of requiring
such a reevaluation at the final rule
stage.
This proposed rule is one part of a
broader set of Administration and HUD
initiatives to narrow the digital divide
and enhance climate resilience in lowincome communities. Given the focus of
the consolidated plan on housing needs,
the assessments required by the
proposed rule are limited to broadband
access in housing and the vulnerability
of housing to natural hazard risks. HUD,
however, is cognizant of the critical
non-housing needs of low-income
communities. The adoption of
broadband, which includes digital
literacy by low-income residents is an
equally critical component of closing
the digital divide. Likewise, the
evaluation of vulnerability to natural
hazard risks on a broader, communitywide, level is an equally significant
component of ensuring the resilience of
low-income households. Under 24 CFR
91.215 (for local governments) and 24
CFR 92.315 (for States), jurisdictions
must provide a description of priority
non-housing community development
needs eligible for assistance under
HUD’s community development
programs. Given the importance of
broadband adoption to communities
and the goals of this rulemaking, HUD
strongly encourages jurisdictions to
consider implementing such actions in
their non-housing community
development efforts. Similarly, HUD
strongly encourages jurisdictions to
consider the use of block grant funds for
actions that enhance the resilience of
communities to natural hazard risks as
a whole. To this end, jurisdictions
should consider basing such actions on
the FEMA-approved State, Tribal, and
local hazard mitigation plans that may
be used to conduct the housing-specific
assessments required by the proposed
rule.
In addition, HUD continues to
encourage regional planning
considerations, and maintains the
requirement for local governments and
16 See
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States to, in their citizen participation
plan, encourage the participation of
local and regional institutions and
businesses in the process of developing
and implementing their consolidated
plans.
The proposed rule would make the
following changes to the Consolidated
Plan regulations:
1. Consultation and citizen
participation requirements
(§§ 91.100.91.105. 91.110, 91.115). The
current regulations require that local
governments and States consult public
and private agencies that provide
assisted housing, health services, and
social and fair housing services during
preparation of the consolidated plan.
Under the current regulations, local
governments and States are also
required, in their citizen participation
plan, to encourage the participation of
local and regional institutions and
businesses in the process of developing
and implementing their consolidated
plans. The proposed rule would amend
these requirements to specify that local
governments and States must consult
with public and private organizations,
including broadband Internet service
providers, and other organizations
engaged in narrowing the digital divide.
Further, the citizen participation plan
must encourage their participation in
implementing any components of the
plan designed to narrow the digital
divide for low-income residents. The
proposed rule would also require local
governments and States to consult with
agencies whose primary responsibilities
include the management of floodprone
areas, public land or water resources,
and emergency management agencies in
the process of developing the
consolidated plan.
2. Contents of Consolidated Plan
(§§ 91.5, 91.200, 9.200, 91.210, 91.300,
91.310). The proposed rule would make
several changes to subparts C and D of
HUD’s regulations 24 CFR part 91,
which establish the required contents of
the consolidated plan. First, the
proposed rule would require that, in
describing their consultation efforts,
local governments and States describe
their consultations with public and
private organizations, including
broadband Internet service providers,
other organizations engaged in
narrowing the digital divide, agencies
whose primary responsibilities include
the management of floodprone areas,
public land or water resources, and
emergency management agencies.
Second, the jurisdiction must also
describe broadband needs in housing
occupied by low- and moderate-income
households based on an analysis of data
for its low- and moderate-income
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neighborhoods in the National
Broadband Map. The National
Broadband Map Web site may be
accessed at https://
www.broadbandmap.gov/. Grantees may
also use broadband availability data in
the FCC Form 477 or other data
identified by the jurisdiction, for which
the source is cited in the jurisdiction’s
Consolidated Plan. These needs include
the need for broadband wiring and for
connection to the broadband service in
the household units, the need for
increased competition by having more
than one broadband Internet service
provider serve the jurisdiction.
Third, the proposed rule would also
require the jurisdiction to provide an
assessment of natural hazard risk to
low- and moderate-income residents
based on an analysis of data, findings
and methods in (1) the most recent
National Climate Assessment, the
Climate Resilience Toolkit, the Impact
of Climate Change and Population
Growth on the National Flood Insurance
Program Through 2100, or the
Community Resilience Planning Guide
for Buildings and Infrastructure Systems
prepared by the National Institute of
Standards and Technology (NIST); (2)
other climate risk-related data published
by the Federal government or other
State or local government climate risk
related data, including FEMA-approved
hazard mitigation plans which
incorporate climate change; or (3) other
climate risk data identified by the
jurisdiction, for which the source is
cited in the jurisdiction’s Consolidated
Plan.
The National Climate Assessment,
located at https://
nca2014.globalchange.gov/, summarizes
the impacts of climate change on the
United States, now and in the future. A
team of more than 300 experts guided
by a 60-member Federal Advisory
Committee produced the report, which
was extensively reviewed by the public
and experts, including federal agencies
and a panel of the National Academy of
Sciences.17
The Climate Resilience Toolkit,
located at https://toolkit.climate.gov
provides science-based tools,
information, and expertise to help
people manage their climate-related
risks and opportunities, and improve
their resilience to extreme events. The
site is designed to serve interested
citizens, communities, businesses,
resource managers, planners, and policy
leaders at all levels of government. The
Climate Resilience Toolkit was
developed over a six-month period in
2014 by a partnership of federal
agencies and organizations led by
National Oceanic and Atmospheric
Administration.18
FEMA sponsored the report on Impact
of Climate Change and Population
Growth on the National Flood Insurance
Program (available at https://
www.acclimatise.uk.com/login/
uploaded/resources/FEMA_NFIP_
report.pdf) to fulfill a recommendation
made by the Government Accountability
Office to analyze the potential long-term
implications of climate change and
population growth on the National
Flood Insurance Program. The study
addresses riverine and coastal flood
response to climate change, with
projections at 20-year intervals through
2100, and found that the national
average increase in floodprone areas by
the year 2100 may approximate 40–45%
for riverine areas and coastal areas.
The National Institute of Standards
and Technology’s (NIST) Community
Resilience Planning Guide for Buildings
and Infrastructure Systems, located at
https://www.nist.gov/el/resilience,
provides a six-step planning process
that towns, cities, and counties can
apply to better withstand hazard events
and recovery more quickly. It provides
a practical approach to help
communities set priorities, allocate
resources, and adopt codes and
standards to reduce natural hazard and
climate change risks by improving their
resilience.
By undertaking these two analyses as
part of their consolidated planning,
HUD believes that jurisdictions become
better informed of two emerging
community needs in the world today:
(1) The importance of broadband access,
which opens up opportunity to a wide
range of services, markets, jobs,
educational, cultural and recreational
opportunities; and (2) the importance of
being cognizant and prepared for
environmental and geographical
conditions that may threaten the health
and safety of communities. As noted
earlier in this preamble, HUD is not
mandating that jurisdictions take
actions in either of these areas, but HUD
believes that these are two areas that
must be taken into consideration in a
jurisdiction’s planning for its
expenditure of HUD funds.
therefore, subject to review by the Office
of Management and Budget (OMB) in
accordance with the requirements of the
order. Executive Order 13563
(Improving Regulations and Regulatory
Review) directs executive agencies to
analyze regulations that are ‘‘outmoded,
ineffective, insufficient, or excessively
burdensome, and to modify, streamline,
expand, or repeal them in accordance
with what has been learned. Executive
Order 13563 also directs that, where
relevant, feasible, and consistent with
regulatory objectives, and to the extent
permitted by law, agencies are to
identify and consider regulatory
approaches that reduce burdens and
maintain flexibility and freedom of
choice for the public. This rule was
determined to be a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order (although not an
economically significant regulatory
action, as provided under section 3(f)(1)
of the Executive Order).
As noted in this preamble, the
proposed regulatory amendments are
designed to assist Consolidated Plan
jurisdictions assess two emerging needs
of communities in this changing world.
Specifically, the proposed rule will
direct States and local governments to
consider broadband access and natural
hazard resilience in their consolidated
planning efforts by using readily
available online data sources. Where
access to broadband Internet service is
either not currently available or only
minimally available, jurisdictions will
be required to consider ways to bring
broadband Internet access to low- and
moderate-income residents, including
how HUD funds could be used to
narrow the digital divide for these
residents. Further, where low- and
moderate-income communities are at
risk of natural hazards, including those
that may be exacerbated due to climate
change, States and local governments
must consider ways to incorporate
hazard mitigation and resilience into
their community planning and
development goals, including the use of
HUD funds.
IV. Findings and Certifications
The Consolidated Planning process
benefits jurisdictions by establishing the
framework for a community-wide
dialogue to identify housing and
community development needs for over
a thousand communities across the
Nation.19 Rather than a piecemeal
Regulatory Review—Executive Orders
12866 and 13563
Under Executive Order 12866
(Regulatory Planning and Review), a
determination must be made whether a
regulatory action is significant and
18 https://toolkit.climate.gov/content/about-
17 https://nca2014.globalchange.gov/.
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Benefits and Costs of the Proposed Rule
A. Benefits
19 The Consolidated Plan is used by 1,255
jurisdictions. This number includes 1,205 localities
all 50 States.
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approach to planning based on differing
program requirements, the Consolidated
Plan enables a holistic approach to the
assessment of affordable housing and
community development needs and
market conditions. HUD established the
Consolidated Plan, through a 1994 final
rule, for the explicit purpose of linking
disparate program planning
requirements, thereby ensuring ‘‘that the
needs and resources of . . .
[jurisdictions] are included in a
comprehensive planning effort to
revitalize distressed neighborhoods and
help low-income residents locally.’’ 20
The Consolidated Plan replaced a dozen
separate planning mechanisms with a
unified approach enabling communities
to make data-driven, place-based
investment decisions.21
New housing and community
development needs have arisen in the
21 years since the Consolidated Plan
was created. As noted in this preamble,
two of the most pressing emerging needs
facing communities in the twenty-first
century are the digital divide and
climate change:
• In a recent analysis, the President’s
Council of Economic Advisers (CEA)
noted that the benefits of broadband
Internet technology have not been
evenly distributed.22 Research shows
that there remain substantial disparities
in both Internet use and the quality of
access. This ‘‘digital divide’’ is
concentrated among older, less
educated, and less affluent populations,
as well as in rural parts of the country
that tend to have fewer choices and
slower connections.23
• As President Obama has noted,
climate change is happening now; it is
not a distant threat. Its effects are
already being felt in communities across
the Nation. In some regions, droughts,
wildfires, and floods are becoming more
frequent and/or intense.24 Average
temperatures across the United States
have increased between 1.3 and 1.9
degrees Fahrenheit since recordkeeping
began in 1895.25 Heat waves,
hurricanes, and severe storms have all
20 60
FR 1878 (January 5, 1994).
footnote 15.
22 The Digital Divide and Economic Benefits of
Broadband Access, Council of Economic Advisers
(CEA) Issue Brief (March 2016) available online at:
https://www.whitehouse.gov/sites/default/files/
page/files/20160308_broadband_cea_issue_
brief.pdf.
23 Thom File and Camille Ryan, Computer and
Internet Use in the United States: 2013 (U.S. Census
Bureau, November 2014) available online at: https://
www.census.gov/content/dam/Census/library/
publications/2014/acs/acs-28.pdf.
24 https://www.whitehouse.gov/energy/climatechange.
25 https://nca2014.globalchange.gov/highlights/
overview/climate-trends.
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21 See
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become more intense, and sea level rise
is causing some communities to flood at
high tides and threatening homes and
critical infrastructure. Climate impacts
have affected every region across the
nation and inflicted large costs on the
economy.26
Despite the benefits described above
of a comprehensive approach to
planning and the allocation of scarce
Federal dollars, jurisdictions are not
currently required to consider either the
digital divide or climate change
resilience in development of their
Consolidated Plans. Jurisdictions may
therefore place a low priority on
assessing, and using Federal dollars to
address, these critical issues than on
other needs included in the
Consolidated Plan. As a worst case
scenario, it could mean that
communities elect to defer considering
these needs.
The direct benefits provided by the
proposed rule are, therefore, to help
ensure that Consolidated Plan
jurisdictions consider broadband access
and natural hazard resilience as part of
their comprehensive assessment and
planning efforts, including the most
effective use of HUD grant funds. The
CEA broadband analysis discussed
above noted that closing the digital
divide can increase productivity and
open ladders of opportunity. Likewise,
community investment in natural
hazard resilience may help to insure
security and quality of life against the
rising environmental tolls associated
with climate change.27
B. Costs
HUD does not anticipate that the costs
of the revised consultation and
reporting requirements will be
substantial since the regulatory changes
proposed by this proposed rule merely
build upon similar existing
requirements for other elements covered
by the consolidated planning process
rather than mandating completely new
procedures. The economic costs of
completing the Consolidated Plan are
not significant. A complete
Consolidated Plan that contains both a
Strategic Plan and Annual Action Plan
is submitted once every 3 to 5 years. An
Annual Action Plan is submitted once a
year. HUD data indicate that the cost of
preparing the Strategic Plan for a
locality is $5,236, and for a State is
$14,382. The cost of preparing the
Annual Action Plan is $1,904 for a
locality and $6,392 for each State. While
these are not trivial amounts, they are
26 https://nca2014.globalchange.gov/.
27 See https://www.nist.gov/el/helping-to-build-anation-of-resilient-communities.cfm.
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not substantial when considered in
proportion to HUD grant funding (for
example, the average CDBG grant to
entitlement communities in FY 2012
was approximately $1.7 million).28
HUD does not anticipate the proposed
regulatory changes will add much, if
anything, to these costs. As noted above,
the required assessments will be based
on data that are already readily available
on the Internet. Therefore, jurisdictions
will not have to incur the expense and
administrative burdens associated with
collecting data. Moreover, the proposed
rule does not mandate that actions be
taken to address broadband needs or
climate change needs. Consolidated
plan jurisdictions are in the best
position to decide how to expend their
HUD funds. However, HUD believes
that the additional analyses required by
this proposed rule may highlight areas
where expenditure of funds would
assist in opening up economic
opportunities through increased
broadband access or mitigate the impact
of possible natural hazard risks and
climate change impacts. HUD leaves it
to jurisdictions to consider any
appropriate methods to promote
broadband access or protect against the
adverse impacts of climate change,
taking into account the other needs of
their communities, and available
funding, as identified through the
consolidated planning process.
Accordingly, HUD believes that the
benefits of enhancing the ability of State
and local government to
comprehensively plan for housing and
community development needs
outweigh the minimal costs that may be
associated with the revised
Consolidated Plan requirements. The
docket file is available for public
inspection in the Regulations Division,
Office of General Counsel, Department
of Housing and Urban Development,
451 7th Street SW., Room 10276,
Washington, DC 20410–0500. Due to
security measures at the HUD
Headquarters building, please schedule
an appointment to review the docket file
by calling the Regulation Division at
202–402–3055 (this is not a toll-free
number). Individuals with speech or
hearing impairments may access this
number via TTY by calling the Federal
Relay Service at 800–877–8339.
Paperwork Reduction Act
The information collection
requirements contained in this rule have
been submitted to the Office of
28 Eugene Boyd, Community Development Block
Grants: Recent Funding History (Congressional
Research Service, February 6, 2014), available
online at: https://www.hsdl.org/?view&did=750383.
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Management and Budget (OMB) for
review and approval under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520). In accordance with
the Paperwork Reduction Act, an agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information, unless the
collection displays a currently valid
OMB control number.
The burden of the information
collections in this rule is estimated as
follows:
REPORTING AND RECORDKEEPING BURDEN
Response
frequency
(average) *
Burden hours
per response
Total burden
hours
Information collection
Number of respondents
Citizen participation plan for localities (§ 91.105) and States
(§ 91.115).
Housing market analysis for local governments (§ 91.210)
and States (§ 91.310).
1,205 localities and 50 States
1
2
2,510
1,205 localities and 50 States
1
2
2,510
Totals ................................................................................
1,255 ......................................
1
4
5,020
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* A complete Consolidated Plan is submitted once every 3–5 years. This response number reflects one response per Consolidated Plan
submission.
In accordance with 5 CFR
1320.8(d)(1), HUD is soliciting from
members of the public and affected
agencies comments on the following
concerning this collection of
information:
(1) Whether the proposed collection
of information is necessary for the
proper performance of the functions of
the agency, including whether the
information will have practical utility;
(2) The accuracy of the agency’s
estimate of the burden of the proposed
collection of information;
(3) Ways to enhance the quality,
utility, and clarity of the information to
be collected; and
(4) Ways to minimize the burden of
the collection of information on those
who are to respond; including through
the use of appropriate automated
collection techniques or other forms of
information technology; e.g., permitting
electronic submission of responses.
Interested persons are invited to
submit comments regarding the
information collection requirements in
this rule. Under the provisions of 5 CFR
part 1320, OMB is required to make a
decision concerning this collection of
information between 30 and 60 days
after the publication date. Therefore, a
comment on the information collection
requirements is best assured of having
its full effect if OMB receives the
comment within 30 days of the
publication. This time frame does not
affect the deadline for comments to the
agency on the proposed rule, however.
Comments must refer to the proposal by
name and docket number (5891–P–01)
and must be sent to:
HUD Desk Officer, Office of
Management and Budget, New
Executive Office Building,
Washington, DC 20503, Fax number:
202–395–6947, and
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Ms. Colette Pollard, Reports Liaison
Officer, Department of Housing and
Urban Development, 451 7th Street
SW., Room 2204, Washington, DC
20410
Interested persons may submit
comments regarding the information
collection requirements electronically
through the Federal eRulemaking Portal
at https://www.regulations.gov. HUD
strongly encourages commenters to
submit comments electronically.
Electronic submission of comments
allows the commenter maximum time to
prepare and submit a comment, ensures
timely receipt by HUD, and enables
HUD to make them immediately
available to the public. Comments
submitted electronically through the
https://www.regulations.gov Web site can
be viewed by other commenters and
interested members of the public.
Commenters should follow the
instructions provided on that site to
submit comments electronically.
Impact on Small Entities
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) generally requires an
agency to conduct a regulatory
flexibility analysis of any rule subject to
notice and comment rulemaking
requirements, unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities.
As noted above in this preamble, the
proposed regulatory amendment will
impose minimal, if any, economic
burdens on HUD grantees, irrespective
of their size. The proposed rule will
amend the Consolidated Plan
regulations to require that States and
local governments consider (1)
broadband Internet service access for
low- and moderate-income households
to; and (2) the risk of potential natural
hazards, including those that may be
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exacerbated due to climate change, to
low- and moderate-income residents in
their jurisdictions. The regulatory
changes build upon their existing
consolidated planning process rather
than mandating completely new
procedures. As discussed above, the
economic costs of preparing the
Consolidated Plan are not significant,
and it is unlikely that the proposed
changes will increase those costs since
the required assessments will be mostly
based on data that has already been
compiled and readily available on the
Internet. Jurisdictions will, therefore,
not have to incur the expense and
administrative burdens associated with
collecting and analyzing data.
Moreover, the proposed rule does not
mandate that any actions be taken in
response to the required assessments.
Where access to broadband Internet
service is not currently available or is
minimally available, States and local
governments must consider ways to
bring broadband Internet access to lowand moderate-income residents,
including how HUD funds could be
used to narrow the digital divide for
these residents. Further, where low- and
moderate-income communities are at
risk of natural hazards, including those
that may be exacerbated due to climate
change, States and local governments
must consider ways to incorporate
hazard mitigation and resilience into
their community planning and
development goals, including the use of
HUD funds. However, jurisdictions
retain the discretion to consider the
most appropriate methods to address
their assessments, taking into account
other needs identified as part of the
consolidated planning process as well
as financial and other resource
constraints. This proposed rule
therefore, which only requires
consideration of the broadband and
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natural hazards resilience needs of lowincome communities, has a minimal
cost impact on all grantees subject to the
Consolidated Planning process, whether
large or small, and will not have a
significant economic impact on
substantial number of small entities.
Notwithstanding HUD’s
determination that this proposed rule
will not have a significant economic
effect on a substantial number of small
entities, HUD specifically invites
comments regarding any less
burdensome alternatives to this rule that
will meet HUD’s objectives, as described
in this preamble.
Environmental Review
This proposed rule does not direct,
provide for assistance or loan and
mortgage insurance for, or otherwise
govern, or regulate, real property
acquisition, disposition, leasing,
rehabilitation, alteration, demolition, or
new construction, or establish, revise or
provide for standards for construction or
construction materials, manufactured
housing, or occupancy. Accordingly,
under 24 CFR 50.19(c)(1), this proposed
rule is categorically excluded from
environmental review under the
National Environmental Policy Act of
1969 (42 U.S.C. 4321).
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Executive Order 13132, Federalism
Executive Order 13132 (entitled
‘‘Federalism’’) prohibits an agency from
publishing any rule that has federalism
implications if the rule imposes either
substantial direct compliance costs on
state and local governments and is not
required by statute, or the rule preempts
state law, unless the agency meets the
consultation and funding requirements
of section 6 of the Executive Order. This
proposed rule would not have
federalism implications and would not
impose substantial direct compliance
costs on state and local governments or
preempt state law within the meaning of
the Executive Order.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (2 U.S.C. 1531–
1538) (UMRA) establishes requirements
for federal agencies to assess the effects
of their regulatory actions on state,
local, and tribal governments, and on
the private sector. This proposed rule
would not impose any federal mandates
on any state, local, or tribal
governments, or on the private sector,
within the meaning of the UMRA.
List of Subjects in 24 CFR Part 91
Aged, Grant programs—housing and
community development, Homeless,
Individuals with disabilities, Low- and
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moderate-income housing, Reporting
and recordkeeping requirements.
For the reasons discussed in the
preamble, HUD proposes to amend part
91 as follows:
PART 91—CONSOLIDATED
SUBMISSIONS FOR COMMUNITY
PLANNING AND DEVELOPMENT
PROGRAMS
1. The authority citation for part 91
continues to read as follows:
■
Authority: 42 U.S.C. 3535(d), 3601–3619,
5301–5315, 11331–11388, 12701–12711,
12741–12756, and 12901–12912.
2. In § 91.100, add a sentence to the
end of paragraph (a)(1) to read as
follows:
■
§ 91.100
Consultation; local governments.
(a) * * *
(1) * * * When preparing the
consolidated plan, the jurisdiction shall
also consult with public and private
organizations, including broadband
Internet service providers, organizations
engaged in narrowing the digital divide,
agencies whose primary responsibilities
include the management of floodprone
areas, public land or water resources,
and emergency management agencies.
*
*
*
*
*
■ 3. In § 91.105, add a sentence at the
end of paragraph (a)(2)(ii) to read as
follows:
§ 91.105 Citizen participation plan; local
governments.
(a) * * *
(2) * * *
(ii) * * * The jurisdiction shall
encourage the participation of public
and private organizations, including
broadband Internet service providers,
organizations engaged in narrowing the
digital divide, agencies whose primary
responsibilities include the management
of floodprone areas, public land or
water resources, and emergency
management agencies in the process of
developing the consolidated plan.
*
*
*
*
*
■ 4. In § 91.110, add a sentence at the
end of paragraph (a) to read as follows:
§ 91.110
Consultation; States.
(a) * * * When preparing the
consolidated plan, the State shall also
consult with public and private
organizations, including broadband
Internet service providers, organizations
engaged in narrowing the digital divide,
agencies whose primary responsibilities
include the management of floodprone
areas, public land or water resources,
and emergency management agencies.
*
*
*
*
*
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Fmt 4702
Sfmt 4702
5. In § 91.115, add a sentence at the
end of paragraph (a)(2)(ii) to read as
follows:
■
§ 91.115
Citizen participation plan; States.
(a) * * *
(2) * * *
(ii) * * * The State shall also
encourage the participation of public
and private organizations, including
broadband Internet service providers,
organizations engaged in narrowing the
digital divide, agencies whose primary
responsibilities include the management
of floodprone areas, public land or
water resources, and emergency
management agencies in the process of
developing the consolidated plan.
*
*
*
*
*
■ 6. In § 91.200, redesignate paragraph
(b)(3)(iv) as paragraph (b)(3)(vi), and add
new paragraph (b)(3)(iv) and paragraph
(b)(3)(v) to read as follows:
§ 91.200
General.
*
*
*
*
*
(b) * * *
(3) * * *
(iv) Public and private organizations,
including broadband Internet service
providers and organizations engaged in
narrowing the digital divide;
(v) Agencies whose primary
responsibilities include the management
of floodprone areas, public land or
water resources, and emergency
management agencies; and
*
*
*
*
*
■ 7. Revise § 91.210(a) to read as
follows:
§ 91.210
Housing market analysis.
(a) General characteristics. (1) Based
on information available to the
jurisdiction, the plan must describe the
significant characteristics of the
jurisdiction’s housing market, including
the supply, demand, and condition and
cost of housing and the housing stock
available to serve persons with
disabilities, and to serve other lowincome persons with special needs,
including persons with HIV/AIDS and
their families.
(2) Data on the housing market should
include, to the extent information is
available, an estimate of the number of
vacant or abandoned buildings and
whether units in these buildings are
suitable for rehabilitation.
(3) The jurisdiction must also identify
and describe any areas within the
jurisdiction with concentrations of
racial/ethnic minorities and/or lowincome families, stating how it defines
the terms ‘‘area of low-income
concentration’’ and ‘‘area of minority
concentration’’ for this purpose. The
locations and degree of these
E:\FR\FM\18MYP1.SGM
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Federal Register / Vol. 81, No. 96 / Wednesday, May 18, 2016 / Proposed Rules
concentrations must be identified, either
in a narrative or on one or more maps.
(4) The jurisdiction must also describe
the broadband needs of housing
occupied by low- and moderate-income
households based on an analysis of data
for its low- and moderate-income
neighborhoods in the National
Broadband Map. Jurisdictions may also
use broadband availability data in the
FCC Form 477 or other data identified
by the jurisdiction, for which the source
is cited in the jurisdiction’s
Consolidated Plan. These needs include
the need for broadband wiring and for
connection to the broadband service in
the household units, the need for
increased competition by having more
than one broadband Internet service
provider serve the jurisdiction.
(5) The jurisdiction must also describe
the vulnerability of housing occupied by
low- and moderate-income households
to increased natural hazard risks
associated with climate change based on
an analysis of data, findings, and
methods in:
(i) The National Climate Assessment,
the Climate Resilience Toolkit, the
Impact of Climate Change and
Population Growth on the National
Flood Insurance Program, or the NIST
Community Resilience Planning Guide
for Buildings and Infrastructure
Systems;
(ii) Other climate risk-related data
published by the Federal government or
other State or local government climate
risk-related data, including hazard
mitigation plans approved by the
Federal Emergency Management Agency
that incorporate climate change; or
(iii) Other climate risk data identified
by the jurisdiction, for which the source
is cited in the jurisdiction’s
Consolidated Plan.
*
*
*
*
*
■ 8. In § 91.300, remove the word ‘‘and’’
following the semicolon at the end of
paragraph (b)(3)(iii), redesignate
paragraph (b)(3)(iv) as paragraph
(b)(3)(vi), and add new paragraph
(b)(3)(iv) and paragraph (b)(3)(v) to read
as follows:
§ 91.300
General.
ehiers on DSK5VPTVN1PROD with PROPOSALS
*
*
*
*
*
(b) * * *
(3) * * *
(iv) Public and private organizations,
including broadband Internet service
providers and organizations engaged in
narrowing the digital divide;
(v) Agencies whose primary
responsibilities include the management
of floodprone areas, public land or
water resources, and emergency
management agencies; and
*
*
*
*
*
VerDate Sep<11>2014
15:26 May 17, 2016
Jkt 238001
31201
9. Revise § 91.310(a) to read as
follows:
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
§ 91.310
24 CFR Parts 1000, 1003, 1005, 1006,
and 1007
■
Housing market analysis.
(a) General characteristics. (1) Based
on data available to the State, the plan
must describe the significant
characteristics of the State’s housing
markets (including such aspects as the
supply, demand, and condition and cost
of housing).
(2) The State must describe the
broadband needs of housing in the State
based on an analysis of data in the
National Broadband Map. States may
also use broadband availability data in
the FCC Form 477 or other data
identified by the jurisdiction, for which
the source is cited in the jurisdiction’s
Consolidated Plan. These needs include
the need for broadband wiring and for
connection to the broadband service in
the household units, the need for
increased competition by having more
than one broadband Internet service
provider serve the jurisdiction.
(3) The State must also describe the
vulnerability of housing occupied by
low- and moderate-income households
to increased natural hazard risks due to
climate change based on an analysis of
data, findings, and methods in:
(i) The National Climate Assessment,
the Climate Resilience Toolkit, the
Impact of Climate Change and
Population Growth on the National
Flood Insurance Program, or the NIST
Community Resilience Planning Guide
for Buildings and Infrastructure
Systems;
(ii) Other climate risk-related data
published by the Federal government or
other State or local government climate
risk-related data, including hazard
mitigation plans approved by the
Federal Emergency Management Agency
that incorporate climate change; or
(iii) Other climate risk data identified
by the jurisdiction, for which the source
is cited in the jurisdiction’s
Consolidated Plan.
*
*
*
*
*
Dated: April 15, 2016.
Harriet Tregoning,
Principal Deputy Assistant Secretary for
Community Planning and Development.
[FR Doc. 2016–11350 Filed 5–17–16; 8:45 am]
BILLING CODE 4210–67–P
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[Docket No. FR 5861–N–02]
RIN 2577–AC96
Equal Access to Housing in HUD’s
Native American and Native Hawaiian
Programs—Regardless of Sexual
Orientation or Gender Identity;
Correction
Office of the Assistant
Secretary for Public and Indian
Housing, HUD.
ACTION: Proposed rule; correction.
AGENCY:
On May 9, 2016, HUD
published a proposed rule that would
revise regulations for HUD’s Native
American and Native Hawaiian
programs to incorporate existing rules
that require HUD programs to be open
to all eligible individuals and families
regardless of sexual orientation, gender
identity, or marital status. After
publication, HUD discovered an
inadvertent mistake in the preamble to
the document. The preamble contained
incomplete information in the FOR
FURTHER INFORMATION CONTACT section.
This document revises the FOR FURTHER
INFORMATION CONTACT section of the
preamble.
DATES: This document corrects the
proposed rule published on May 9, 2016
(81 FR 28037). The comment due date
for that proposed rule remains
unchanged as July 8, 2016.
FOR FURTHER INFORMATION CONTACT:
With respect to this supplementary
document, contact Camille E. Acevedo,
Associate General Counsel for
Legislation and Regulations, Department
of Housing and Urban Development,
451 7th Street SW., Room 10238,
Washington, DC 20410; telephone
number 202–708–1793 (this is not a tollfree number). Persons with hearing or
speech impairments may access this
number through TTY by calling the tollfree Federal Relay Service at 800–877–
8339.
SUMMARY:
Correction
In proposed rule FR Doc. 2016–10753,
beginning on page 28037 in the issue of
May 9, 2016, make the following
correction in the FOR FURTHER
INFORMATION CONTACT section. On page
28037 in the 3rd column, revise the
information in the FOR FURTHER
INFORMATION CONTACT section to read as
follows:
‘‘Randy Akers, Acting Deputy
Assistant Secretary, Office of Native
E:\FR\FM\18MYP1.SGM
18MYP1
Agencies
[Federal Register Volume 81, Number 96 (Wednesday, May 18, 2016)]
[Proposed Rules]
[Pages 31192-31201]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-11350]
-----------------------------------------------------------------------
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
24 CFR Part 91
[Docket No. FR 5891-P-01]
RIN 2506-AC41
Modernizing HUD's Consolidated Planning Process To Narrow the
Digital Divide and Increase Resilience to Natural Hazards
AGENCY: Office of the Assistant Secretary for Community Planning and
Development, Department of Housing and Urban Development.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: HUD's Consolidated Plan is a planning mechanism designed to
help States and local governments to assess their affordable housing
and community development needs and to make data-driven, place-based
investment decisions. The consolidated planning process serves as the
framework for a community-wide dialogue to identify housing and
community development priorities that align and focus funding from
HUD's formula block grant programs. This proposed rule would amend
HUD's Consolidated Plan regulations to require that jurisdictions
consider two additional concepts in their planning efforts.
The first concept is how to address the need for broadband access
for low- and moderate-income residents in the communities they serve.
Broadband is the common term used to refer to a high-speed, always on
connection to the Internet. Such connection is also referred to as
high-speed broadband or high-speed Internet. Specifically, the proposed
rule would require that States and localities that submit a
consolidated plan describe the broadband access in housing occupied by
low- and moderate-income households. If low-income residents in the
communities do not have such access, States and jurisdictions must
consider providing broadband access to these residents into their
decisions on how to invest HUD funds. The second concept to be added to
the Consolidated Plan process would require jurisdictions to consider
incorporating resilience to natural hazard risks, taking care to
anticipate how risks will increase due to climate change, into
development of the Plan in order to begin addressing impacts of climate
change on low- and moderate-income residents.
DATES: Comments Due Date: July 18, 2016.
ADDRESSES: Interested persons are invited to submit comments responsive
to this proposed rule to the Office of General Counsel, Regulations
Division, Department of Housing and Urban Development, 451 7th Street
SW., Room 10276, Washington, DC 20410-0001. All submissions should
refer to the above docket number and title. Submission of public
comments may be carried out by hard copy or electronic submission.
1. Submission of Hard Copy Comments. Comments may be submitted by
mail or hand delivery. Each commenter submitting hard copy comments, by
mail or hand delivery, should submit comments to the address above,
addressed to the attention of the
[[Page 31193]]
Regulations Division. Due to security measures at all federal agencies,
submission of comments by mail often results in delayed delivery. To
ensure timely receipt of comments, HUD recommends that any comments
submitted by mail be submitted at least 2 weeks in advance of the
public comment deadline. All hard copy comments received by mail or
hand delivery are a part of the public record and will be posted to
https://www.regulations.gov without change.
2. Electronic Submission of Comments. Interested persons may submit
comments electronically through the Federal eRulemaking Portal at
https://www.regulations.gov. HUD strongly encourages commenters to
submit comments electronically. Electronic submission of comments
allows the commenter maximum time to prepare and submit a comment,
ensures timely receipt by HUD, and enables HUD to make comments
immediately available to the public. Comments submitted electronically
through the https://www.regulations.gov Web site can be viewed by other
commenters and interested members of the public. Commenters should
follow instructions provided on that site to submit comments
electronically.
No Facsimile Comments. Facsimile (fax) comments are not acceptable.
Public Inspection of Comments. All comments submitted to HUD
regarding this rule will be available, without charge, for public
inspection and copying between 8 a.m. and 5 p.m., Eastern Time,
weekdays at the above address. Due to security measures at the HUD
Headquarters building, an advance appointment to review the public
comments must be scheduled by calling the Regulations Division at 202-
708-3055 (this is not a toll-free number). Individuals with speech or
hearing impairments may access this number through TTY by calling the
Federal Relay Service at 800-877-8339 (this is a toll-free number).
Copies of all comments submitted are available for inspection and
downloading at https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Lora Routt, Senior Advisor, Office of
Community Planning and Development, Department of Housing and Urban
Development, Office of Community Planning and Development, 451 7th
Street SW., Suite 7204, Washington, DC 20410 at 202-402-4492, (this is
not a toll-free number). Individuals with speech or hearing impairments
may access this number via TTY by calling the Federal Relay Service,
toll-free, at 800-877-8339.
Persons with hearing or speech impairments may access this number
through TTY by calling the Federal Relay Service at 800-877-8339 (this
is a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Purpose of This Proposed Rule
The purpose of this proposed rule is to require States and local
governments to evaluate the availability of broadband access and the
vulnerability of housing occupied by low- and moderate income
households to natural hazard risks, many of which may be increasing due
to climate change, in their consolidated planning efforts. These
evaluations will be conducted using readily available data sources
developed by Federal government agencies and other available data and
analyses, including State, Tribal, and local hazard mitigation plans
that have been approved by the Federal Emergency Management Agency
(FEMA). Where access to broadband Internet service is not currently
available or is minimally available (such as in certain rural areas),
States and local governments must consider ways to bring broadband
Internet access to low- and moderate-income residents, including how
HUD funds could be used to narrow the digital divide for these
residents. Further, where low- and moderate-income communities are at
risk of natural hazards, including those that are expected to increase
due to climate change, States and local governments must consider ways
to incorporate appropriate hazard mitigation and resilience into their
community planning and development goals, codes, and standards,
including the use of HUD funds. These two planning considerations
reflect emerging needs of communities in this changing world. Broadband
access provides access to a wide range of resources, services, and
products and such access not only can assist individuals in improving
their economic outlook, but also assists communities in this same way.
Analysis of natural hazards, including the anticipated effects of
climate change on those hazards, is important to help ensure that
jurisdictions are aware of existing and developing vulnerabilities in
the geographic areas that they serve that can threaten the health and
safety of the populations they serve.
B. Summary of Major Provisions of This Proposed Rule
The current regulations require that local governments and States
consult public and private agencies that provide assisted housing,
health services, and social and fair housing services during
preparation of the consolidated plan. Under the current regulations,
local governments and States are also required in their citizen
participation plan to encourage the participation of local and regional
institutions and businesses in the process of developing and
implementing their consolidated plans. The proposed rule would require
States and local governments, in preparing their consolidated plans, to
add to the list of public and private agencies and entities that they
now must consult with for preparation of their plans, to consult with
public and private organizations, including broadband Internet service
providers, organizations engaged in narrowing the digital divide (e.g.,
schools, digital literacy organizations), and agencies whose primary
responsibilities include the management of floodprone areas, public
land or water resources, and emergency management agencies.
Jurisdictions must also encourage the participation of these entities
in implementing relevant components of the plan.
The proposed rule would also require jurisdictions to describe
broadband access in housing occupied by low- and moderate-income
households based on an analysis of data for its low- and moderate-
income neighborhoods in the National Broadband Map \1\ created by the
National Telecommunications and Information Administration (NTIA) of
the Department of Commerce. Grantees may also use broadband
availability data in the Federal Communications Commission (FCC) Form
477 \2\ or other data identified by the jurisdiction, for which the
source is cited in the jurisdiction's Consolidated Plan. These needs
include the need for broadband wiring and for connection to the
broadband service in the household units, the need for increased
competition by having more than one broadband Internet service provider
serve the jurisdiction.
---------------------------------------------------------------------------
\1\ See https://www.broadbandmap.gov.
\2\ See https://www.fcc.gov/general/broadband-deployment-data-fcc-form-477.
---------------------------------------------------------------------------
The proposed rule would also require that jurisdictions provide, as
part of their required housing market analysis, an assessment of
natural hazard risks, including risks expected to increase due to
climate change, to low- and moderate-income residents based on an
analysis of data, findings, and methods in (1) the most recent National
Climate
[[Page 31194]]
Assessment,\3\ the Climate Resilience Toolkit,\4\ the Impact of Climate
Change and Population Growth on the National Flood Insurance Program
Through 2100,\5\ or the Community Resilience Planning Guide for
Buildings and Infrastructure Systems prepared by the National Institute
of Standards and Technology (NIST); \6\ (2) other climate risk-related
data published by the Federal government or other State or local
government climate risk related data, including FEMA-approved hazard
mitigation plans which incorporate climate change; or (3) other climate
risk data identified by the jurisdiction, for which the source is cited
in the jurisdiction's Consolidated Plan. Grantees may request Technical
Assistance through their HUD Field Office or directly at
www.HUDExchange.info/get-assistance.
---------------------------------------------------------------------------
\3\ See https://nca2014.globalchange.gov/highlights#submenu-highlights-overview.
\4\ See https://toolkit.climate.gov.
\5\ See https://www.acclimatise.uk.com/login/uploaded/resources/FEMA_NFIP_report.pdf.
\6\ See https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.1197.pdf.
---------------------------------------------------------------------------
C. Costs and Benefits of This Proposed Rule
HUD's Consolidated Plan process, established by regulation in 1994,
provides a comprehensive planning process for HUD programs administered
by HUD's Office of Community Planning and Development, specifically the
Community Development Block Grant (CDBG) program, the HOME Investment
Partnerships (HOME) program, Emergency Solutions Grants (ESG) program
and the Housing with Opportunities for Persons With AIDS (HOPWA).
Comprehensive community planning provides officials with an informative
profile of their communities in terms of population, housing, economic
base, community facilities, and transportation systems, and such
information aids officials in their investment decisions. HUD's
Consolidated Planning process assists State and local officials that
are recipients of HUD funds under the above-listed programs in
determining the housing and community development needs of their
respective communities. Requiring consolidated plan jurisdictions to
consider the broadband and natural hazard resilience needs of their
communities helps to ensure a more complete profile of the needs of
their communities. As discussed in this preamble, the importance of
providing broadband access to all cannot be overstated. Broadband
access is not only important to increasing opportunity for an
individual's success, but to the success of a community. Consideration
of the impact of natural hazard risks, many of which are anticipated to
increase due to climate change, in one's community, and how communities
can help mitigate any such adverse impacts, is equally important as it
will help to guide the best use of land and orderly and sustainable
growth. In brief, the benefits of this proposed rule are to promote a
balanced planning process that more fully considers the housing,
environmental, and economic needs of communities.
HUD does not anticipate that the costs of the revised consultation
and reporting requirements will be significant since the regulatory
changes proposed by this proposed rule merely build upon similar
existing requirements for other elements covered by the consolidated
planning process rather than mandating completely new procedures.
Further, the required assessments will be based on data readily
available on the Internet. Therefore, jurisdictions will not have to
incur the expense and administrative burdens associated with collecting
data. Moreover, this proposed rule does not mandate that actions be
taken to address broadband needs or climate change adaptation needs.
Consolidated plan jurisdictions are in the best position to decide how
to expend their HUD funds. However, HUD believes that the additional
analyses required by this rule may highlight areas where expenditure of
funds would assist in opening up economic opportunities through
increased broadband access or mitigate the impact of possible natural
hazards, including those that may be exacerbated due to climate change.
HUD leaves it to jurisdictions to consider any appropriate methods to
promote broadband access or protect against the adverse impacts of
climate change, taking into account the other needs of their
communities, and available funding, as identified through the
consolidated planning process.
II. Background
A. Broadband
On March 23, 2015, President Obama issued a Presidential Memorandum
on ``Expanding Broadband Deployment and Adoption by Addressing
Regulatory Barriers and Encouraging Investment and Training.'' \7\ In
this memorandum, the President noted that access to high-speed
broadband is no longer a luxury, but it is a necessity for American
families, businesses, and consumers.\8\ The President further noted
that the Federal government has an important role to play in developing
coordinated policies to promote broadband deployment and adoption,
including promoting best practices, breaking down regulatory barriers,
and encouraging further investment.
---------------------------------------------------------------------------
\7\ See https://www.whitehouse.gov/the-press-office/2015/03/23/presidential-memorandum-expanding-broadband-deployment-and-adoption-addr.
\8\ The Web page for the National Broadband Map explains that
``broadband refers to a high-speed, always-on connection to the
Internet. The primary factors that people consider when deciding
what type of broadband Internet service to subscribe to include
service availability, connection speed, technology and price.
Organizations define broadband in different ways. For information to
be included on the National Broadband Map, the technology must
provide a two-way data transmission (to and from the Internet) with
advertised speeds of at least 768 kilobits per second (kbps)
downstream and at least 200 kbps upstream to end users.'' Please see
https://www.broadbandmap.gov/.
---------------------------------------------------------------------------
The memorandum established an interagency Broadband Opportunity
Council, including representatives from the Executive Branch agencies,
for the purposes of consulting with State, local, tribal, and
territorial governments, as well as telecommunications companies,
utilities, trade associations, philanthropic entities, policy experts,
and other interested parties to identify and assess regulatory barriers
and opportunities to broadband adoption. The council's report,
published by the White House on September 21, 2015, included a number
of specific actions that agencies (including HUD) agreed to take to
promote greater broadband deployment and adoption. This change to the
Consolidated Planning process is one of those actions.\9\
---------------------------------------------------------------------------
\9\ See, Broadband Opportunity Council, Report to President
Obama at p. 14 (Aug. 20, 2015), available at https://www.whitehouse.gov/sites/default/files/broadband_opportunity_council_report_final.pdf .
---------------------------------------------------------------------------
On July 15, 2015, HUD launched its Digital Opportunity
Demonstration, known as ``ConnectHome,'' in which HUD provided a
platform for collaboration among local governments, public housing
agencies, Internet service providers, philanthropic foundations,
nonprofit organizations and other relevant stakeholders to work
together to produce local solutions for narrowing the digital divide in
communities across the nation served by HUD.\10\ The demonstration, or
pilot as it is also called, commenced with the participation of 28
communities. Through contributions made by the Internet service
providers and other organizations participating in the pilot, these 28
communities will benefit from the ConnectHome collaboration by
[[Page 31195]]
receiving, for the residents living in HUD public and assisted housing
in these communities, broadband infrastructure, technical assistance,
literacy training, and electronic devices that provide for accessing
high-speed Internet.
---------------------------------------------------------------------------
\10\ See https://www.whitehouse.gov/the-press-office/2015/07/15/fact-sheet-connecthome-coming-together-ensure-digital-opportunity-all.
---------------------------------------------------------------------------
On March 9, 2016, President Obama launched the ConnectALL
initiative to ensure that more Americans have the broadband they need
to get a job, engage their community, and deliver opportunity to their
children.\11\ ConnectALL will increase the affordability of broadband
for low-income Americans; deliver digital literacy skills; increase
access to affordable devices; develop a tool to support broadband
planning; bring together private sector corporations helping to deliver
affordable connectivity; and marshal philanthropic support for digital
inclusion. The goal of ConnectALL is to create a national effort to
connect 20 million more Americans to broadband by 2020.
---------------------------------------------------------------------------
\11\ https://www.whitehouse.gov/the-press-office/2016/03/09/fact-sheet-president-obama-announces-connectall-initiative.
---------------------------------------------------------------------------
The importance of all Americans having access to the Internet
cannot be overstated. As HUD stated in its announcement of the Digital
Opportunity Demonstration, published in the Federal Register on April
3, 2015, at 80 FR 18248, ``[k]nowledge is a pillar to achieving the
American Dream--a catalyst for upward mobility as well as an investment
that ensures each generation is as successful as the last.'' \12\ Many
low-income Americans do not have broadband Internet at home,
contributing to the estimated 66 million Americans who are without the
most basic digital literacy skills. Without broadband access and
connectivity and the skills to use Internet technology at home,
children will miss out on the high-value educational, economic, and
social impact that high-speed Internet provides. It is for these
reasons that HUD is exploring ways, beyond ConnectHome, to narrow the
digital divide for the low-income individuals and families served by
HUD multifamily rental housing programs. This proposed rule presents
one such additional effort.
---------------------------------------------------------------------------
\12\ 80 FR18248, at 18249.
---------------------------------------------------------------------------
B. Natural Hazards Resilience
On November 1, 2013, President Obama signed Executive Order 13653,
on ``Preparing the United States for the Impacts of Climate Change.''
\13\ The Executive Order recognizes that the impacts of climate
change--including an increase in prolonged periods of excessively high
temperatures, more heavy downpours, an increase in wildfires, more
severe droughts, permafrost thawing, ocean acidification, and sea-level
rise--are often most significant for communities that already face
economic or health-related challenges. Research has developed the
concept of social vulnerability, which describes characteristics (age,
gender, socioeconomic status, special needs, race, and ethnicity) of
populations that influence their capacity to prepare for, respond to,
and recover from hazards and disasters, including the sensitivity of a
population to climate change impacts and how different people or groups
are more or less vulnerable to those impacts. Social vulnerability and
equity in the context of climate change are important because some
populations may have less capacity to prepare for, respond to, and
recover from climate-related hazards and effects.\14\ Executive Order
13653 asserts that managing these risks requires deliberate
preparation, close cooperation, and coordinated planning by the federal
government, State, Tribal, and local governments, and stakeholders.
Further, the Executive Order calls upon Federal agencies to identify
opportunities to support and encourage smarter, more climate-resilient
investments by States, local communities, and tribes, through grants
and other programs, in the context of infrastructure development.
---------------------------------------------------------------------------
\13\ Executive Order 13653 was subsequently published in the
Federal Register on November 6, 2013, at 78 FR 66819.
\14\ A summary of research on social vulnerability is provided
in Kathy Lynn, Katharine MacKendrick, and Ellen M. Donoghue, Social
Vulnerability and Climate Change: Synthesis of Literature (United
States Department of Agriculture, August 2011), available online at:
https://www.fs.fed.us/pnw/pubs/pnw_gtr838.pdf.
---------------------------------------------------------------------------
Section 7 of Executive Order 13653 established the President's
State, Local, and Tribal Leaders Task Force on Climate Change
Resilience and Preparedness (Task Force). Co-chaired by the Chair of
the White House Council on Environmental Quality and the Director of
the White House Office of Intergovernmental Affairs, the Task Force
consisted of 26 governors, mayors, county officials, and Tribal leaders
from across the United States. Members brought first-hand experiences
in building climate preparedness and resilience in their communities
and conducted broad outreach to thousands of government agencies, trade
associations, planning agencies, academic institutions, and other
stakeholders, to inform their recommendations to the Administration.
The President charged the Task Force with providing recommendations
on how the Federal government can respond to the needs of communities
nationwide that are dealing with the impacts of climate change by
removing barriers to resilient investments, modernizing Federal grant
and loan programs to better support local efforts, and developing the
information and tools they need to prepare, among other measures. In
November 2014, Task Force members presented their recommendations for
the President at a White House meeting with Vice President Biden and
other senior Administration officials.\15\ Among other actions, the
Task Force called on HUD to consider strategies within existing grant
programs to facilitate and encourage integrated hazard mitigation
approaches that address climate-change related risks, land use,
development codes and standards, and capital improvement planning. This
proposed rule represents one step that HUD is taking to implement these
recommendations.
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\15\ https://www.whitehouse.gov/administration/eop/ceq/initiatives/resilience/taskforce.
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III. This Proposed Rule
HUD's consolidated planning process serves as the framework for a
community-wide dialogue to identify housing and community development
priorities that align and focus funding from the HUD formula block
grant programs: Community Development Block Grant (CDBG) program, HOME
Investment Partnerships (HOME) program, Emergency Solutions Grant (ESG)
program, and Housing Opportunities for Persons With AIDS (HOPWA)
program. HUD's regulations for the consolidated planning are codified
at 24 CFR part 91(entitled ``Consolidated Submissions for Community
Planning and Development Programs'').
The Consolidated Plan, which may have a planning duration of
between 3 and 5 years, is designed to help States and local governments
assess their affordable housing and community development needs, in the
context of market conditions at the time of their planning, and to make
data-driven, place-based decisions on how to expend HUD funds in their
jurisdictions. In developing their consolidated plans, States and local
governments are required to engage their communities, both in the
process of developing and reviewing the proposed plan, and as partners
and stakeholders in the implementation of the plan. By consulting and
collaborating with other public and private entities, States and local
governments can better align and
[[Page 31196]]
coordinate community development programs with a range of other plans,
programs, and resources to achieve greater impact. A jurisdiction's
consolidated plan is carried out through annual action plans, which
provide a concise summary of the actions, activities, and the specific
Federal and non-federal resources that will be used each year to
address the priority needs and specific goals identified by the
Consolidated Plan. States and local governments report on
accomplishments and progress toward consolidated plan goals in the
Consolidated Annual Performance and Evaluation Report (CAPER).
The regulatory amendments proposed by this rule would require
States and local governments to consider broadband access and natural
hazard resilience as part of their consolidated planning efforts. As
provided in this proposed rule, States and local governments will need
to consider the broadband needs of their low- and moderate-income
residents, and the extent that available broadband Internet service
providers and technology support these residents' broadband access
needs. Where the required analysis demonstrates that such support is
not currently available or is minimally available, States and local
governments should consider ways to bring broadband Internet access to
these residents, such as the extent to which broadband Internet service
providers could be solicited to contribute to the broadband access
needs of low-income residents, or how HUD funds could be used to narrow
the digital divide for low- and moderate-income residents.
Further, where the required analysis demonstrates that low- and
moderate-income communities are at risk of natural hazards, including
those that may be exacerbated due to climate change, States and local
governments should consider ways to incorporate hazard mitigation and
resilience into their community planning and development goals,
development codes, and standards, including how HUD funds could be used
to mitigate natural hazard risks, including increasing risks due to
climate change, with other Federal, State, local, philanthropic, and
private sector funding. In this regard, President Obama's
Administration is committed to giving communities across the United
States the information and tools they need to plan for current and
future climate change impacts, such as flooding and sea-level rise. In
March 2014, the Administration launched the Climate Data Initiative, an
effort to make vast Federal data resources on climate change risks and
impacts openly available to the public.\16\ Following a major disaster
designation, jurisdictions should consider reviewing and possibly
revising the required resilience analysis. Such a review would assist
jurisdictions in determining whether the disaster has introduced new or
unanticipated hazard risks and consequences or unmet needs. Such a
review would assist jurisdictions in deciding how best to use HUD funds
to address new resilience-related and disaster recovery-related needs.
HUD specifically invites public comments on the need for this type of
post-disaster review and the possibility of requiring such a
reevaluation at the final rule stage.
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\16\ See https://www.data.gov/climate/.
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This proposed rule is one part of a broader set of Administration
and HUD initiatives to narrow the digital divide and enhance climate
resilience in low-income communities. Given the focus of the
consolidated plan on housing needs, the assessments required by the
proposed rule are limited to broadband access in housing and the
vulnerability of housing to natural hazard risks. HUD, however, is
cognizant of the critical non-housing needs of low-income communities.
The adoption of broadband, which includes digital literacy by low-
income residents is an equally critical component of closing the
digital divide. Likewise, the evaluation of vulnerability to natural
hazard risks on a broader, community-wide, level is an equally
significant component of ensuring the resilience of low-income
households. Under 24 CFR 91.215 (for local governments) and 24 CFR
92.315 (for States), jurisdictions must provide a description of
priority non-housing community development needs eligible for
assistance under HUD's community development programs. Given the
importance of broadband adoption to communities and the goals of this
rulemaking, HUD strongly encourages jurisdictions to consider
implementing such actions in their non-housing community development
efforts. Similarly, HUD strongly encourages jurisdictions to consider
the use of block grant funds for actions that enhance the resilience of
communities to natural hazard risks as a whole. To this end,
jurisdictions should consider basing such actions on the FEMA-approved
State, Tribal, and local hazard mitigation plans that may be used to
conduct the housing-specific assessments required by the proposed rule.
In addition, HUD continues to encourage regional planning
considerations, and maintains the requirement for local governments and
States to, in their citizen participation plan, encourage the
participation of local and regional institutions and businesses in the
process of developing and implementing their consolidated plans.
The proposed rule would make the following changes to the
Consolidated Plan regulations:
1. Consultation and citizen participation requirements (Sec. Sec.
91.100.91.105. 91.110, 91.115). The current regulations require that
local governments and States consult public and private agencies that
provide assisted housing, health services, and social and fair housing
services during preparation of the consolidated plan. Under the current
regulations, local governments and States are also required, in their
citizen participation plan, to encourage the participation of local and
regional institutions and businesses in the process of developing and
implementing their consolidated plans. The proposed rule would amend
these requirements to specify that local governments and States must
consult with public and private organizations, including broadband
Internet service providers, and other organizations engaged in
narrowing the digital divide. Further, the citizen participation plan
must encourage their participation in implementing any components of
the plan designed to narrow the digital divide for low-income
residents. The proposed rule would also require local governments and
States to consult with agencies whose primary responsibilities include
the management of floodprone areas, public land or water resources, and
emergency management agencies in the process of developing the
consolidated plan.
2. Contents of Consolidated Plan (Sec. Sec. 91.5, 91.200, 9.200,
91.210, 91.300, 91.310). The proposed rule would make several changes
to subparts C and D of HUD's regulations 24 CFR part 91, which
establish the required contents of the consolidated plan. First, the
proposed rule would require that, in describing their consultation
efforts, local governments and States describe their consultations with
public and private organizations, including broadband Internet service
providers, other organizations engaged in narrowing the digital divide,
agencies whose primary responsibilities include the management of
floodprone areas, public land or water resources, and emergency
management agencies.
Second, the jurisdiction must also describe broadband needs in
housing occupied by low- and moderate-income households based on an
analysis of data for its low- and moderate-income
[[Page 31197]]
neighborhoods in the National Broadband Map. The National Broadband Map
Web site may be accessed at https://www.broadbandmap.gov/. Grantees may
also use broadband availability data in the FCC Form 477 or other data
identified by the jurisdiction, for which the source is cited in the
jurisdiction's Consolidated Plan. These needs include the need for
broadband wiring and for connection to the broadband service in the
household units, the need for increased competition by having more than
one broadband Internet service provider serve the jurisdiction.
Third, the proposed rule would also require the jurisdiction to
provide an assessment of natural hazard risk to low- and moderate-
income residents based on an analysis of data, findings and methods in
(1) the most recent National Climate Assessment, the Climate Resilience
Toolkit, the Impact of Climate Change and Population Growth on the
National Flood Insurance Program Through 2100, or the Community
Resilience Planning Guide for Buildings and Infrastructure Systems
prepared by the National Institute of Standards and Technology (NIST);
(2) other climate risk-related data published by the Federal government
or other State or local government climate risk related data, including
FEMA-approved hazard mitigation plans which incorporate climate change;
or (3) other climate risk data identified by the jurisdiction, for
which the source is cited in the jurisdiction's Consolidated Plan.
The National Climate Assessment, located at https://nca2014.globalchange.gov/, summarizes the impacts of climate change on
the United States, now and in the future. A team of more than 300
experts guided by a 60-member Federal Advisory Committee produced the
report, which was extensively reviewed by the public and experts,
including federal agencies and a panel of the National Academy of
Sciences.\17\
---------------------------------------------------------------------------
\17\ https://nca2014.globalchange.gov/.
---------------------------------------------------------------------------
The Climate Resilience Toolkit, located at https://toolkit.climate.gov provides science-based tools, information, and
expertise to help people manage their climate-related risks and
opportunities, and improve their resilience to extreme events. The site
is designed to serve interested citizens, communities, businesses,
resource managers, planners, and policy leaders at all levels of
government. The Climate Resilience Toolkit was developed over a six-
month period in 2014 by a partnership of federal agencies and
organizations led by National Oceanic and Atmospheric
Administration.\18\
---------------------------------------------------------------------------
\18\ https://toolkit.climate.gov/content/about-climate-resilience-toolkit.
---------------------------------------------------------------------------
FEMA sponsored the report on Impact of Climate Change and
Population Growth on the National Flood Insurance Program (available at
https://www.acclimatise.uk.com/login/uploaded/resources/FEMA_NFIP_report.pdf) to fulfill a recommendation made by the
Government Accountability Office to analyze the potential long-term
implications of climate change and population growth on the National
Flood Insurance Program. The study addresses riverine and coastal flood
response to climate change, with projections at 20-year intervals
through 2100, and found that the national average increase in
floodprone areas by the year 2100 may approximate 40-45% for riverine
areas and coastal areas.
The National Institute of Standards and Technology's (NIST)
Community Resilience Planning Guide for Buildings and Infrastructure
Systems, located at https://www.nist.gov/el/resilience, provides a six-
step planning process that towns, cities, and counties can apply to
better withstand hazard events and recovery more quickly. It provides a
practical approach to help communities set priorities, allocate
resources, and adopt codes and standards to reduce natural hazard and
climate change risks by improving their resilience.
By undertaking these two analyses as part of their consolidated
planning, HUD believes that jurisdictions become better informed of two
emerging community needs in the world today: (1) The importance of
broadband access, which opens up opportunity to a wide range of
services, markets, jobs, educational, cultural and recreational
opportunities; and (2) the importance of being cognizant and prepared
for environmental and geographical conditions that may threaten the
health and safety of communities. As noted earlier in this preamble,
HUD is not mandating that jurisdictions take actions in either of these
areas, but HUD believes that these are two areas that must be taken
into consideration in a jurisdiction's planning for its expenditure of
HUD funds.
IV. Findings and Certifications
Regulatory Review--Executive Orders 12866 and 13563
Under Executive Order 12866 (Regulatory Planning and Review), a
determination must be made whether a regulatory action is significant
and therefore, subject to review by the Office of Management and Budget
(OMB) in accordance with the requirements of the order. Executive Order
13563 (Improving Regulations and Regulatory Review) directs executive
agencies to analyze regulations that are ``outmoded, ineffective,
insufficient, or excessively burdensome, and to modify, streamline,
expand, or repeal them in accordance with what has been learned.
Executive Order 13563 also directs that, where relevant, feasible, and
consistent with regulatory objectives, and to the extent permitted by
law, agencies are to identify and consider regulatory approaches that
reduce burdens and maintain flexibility and freedom of choice for the
public. This rule was determined to be a ``significant regulatory
action'' as defined in section 3(f) of Executive Order (although not an
economically significant regulatory action, as provided under section
3(f)(1) of the Executive Order).
As noted in this preamble, the proposed regulatory amendments are
designed to assist Consolidated Plan jurisdictions assess two emerging
needs of communities in this changing world. Specifically, the proposed
rule will direct States and local governments to consider broadband
access and natural hazard resilience in their consolidated planning
efforts by using readily available online data sources. Where access to
broadband Internet service is either not currently available or only
minimally available, jurisdictions will be required to consider ways to
bring broadband Internet access to low- and moderate-income residents,
including how HUD funds could be used to narrow the digital divide for
these residents. Further, where low- and moderate-income communities
are at risk of natural hazards, including those that may be exacerbated
due to climate change, States and local governments must consider ways
to incorporate hazard mitigation and resilience into their community
planning and development goals, including the use of HUD funds.
Benefits and Costs of the Proposed Rule
A. Benefits
The Consolidated Planning process benefits jurisdictions by
establishing the framework for a community-wide dialogue to identify
housing and community development needs for over a thousand communities
across the Nation.\19\ Rather than a piecemeal
[[Page 31198]]
approach to planning based on differing program requirements, the
Consolidated Plan enables a holistic approach to the assessment of
affordable housing and community development needs and market
conditions. HUD established the Consolidated Plan, through a 1994 final
rule, for the explicit purpose of linking disparate program planning
requirements, thereby ensuring ``that the needs and resources of . . .
[jurisdictions] are included in a comprehensive planning effort to
revitalize distressed neighborhoods and help low-income residents
locally.'' \20\ The Consolidated Plan replaced a dozen separate
planning mechanisms with a unified approach enabling communities to
make data-driven, place-based investment decisions.\21\
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\19\ The Consolidated Plan is used by 1,255 jurisdictions. This
number includes 1,205 localities all 50 States.
\20\ 60 FR 1878 (January 5, 1994).
\21\ See footnote 15.
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New housing and community development needs have arisen in the 21
years since the Consolidated Plan was created. As noted in this
preamble, two of the most pressing emerging needs facing communities in
the twenty-first century are the digital divide and climate change:
In a recent analysis, the President's Council of Economic
Advisers (CEA) noted that the benefits of broadband Internet technology
have not been evenly distributed.\22\ Research shows that there remain
substantial disparities in both Internet use and the quality of access.
This ``digital divide'' is concentrated among older, less educated, and
less affluent populations, as well as in rural parts of the country
that tend to have fewer choices and slower connections.\23\
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\22\ The Digital Divide and Economic Benefits of Broadband
Access, Council of Economic Advisers (CEA) Issue Brief (March 2016)
available online at: https://www.whitehouse.gov/sites/default/files/page/files/20160308_broadband_cea_issue_brief.pdf.
\23\ Thom File and Camille Ryan, Computer and Internet Use in
the United States: 2013 (U.S. Census Bureau, November 2014)
available online at: https://www.census.gov/content/dam/Census/library/publications/2014/acs/acs-28.pdf.
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As President Obama has noted, climate change is happening
now; it is not a distant threat. Its effects are already being felt in
communities across the Nation. In some regions, droughts, wildfires,
and floods are becoming more frequent and/or intense.\24\ Average
temperatures across the United States have increased between 1.3 and
1.9 degrees Fahrenheit since recordkeeping began in 1895.\25\ Heat
waves, hurricanes, and severe storms have all become more intense, and
sea level rise is causing some communities to flood at high tides and
threatening homes and critical infrastructure. Climate impacts have
affected every region across the nation and inflicted large costs on
the economy.\26\
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\24\ https://www.whitehouse.gov/energy/climate-change.
\25\ https://nca2014.globalchange.gov/highlights/overview/climate-trends.
\26\ https://nca2014.globalchange.gov/.
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Despite the benefits described above of a comprehensive approach to
planning and the allocation of scarce Federal dollars, jurisdictions
are not currently required to consider either the digital divide or
climate change resilience in development of their Consolidated Plans.
Jurisdictions may therefore place a low priority on assessing, and
using Federal dollars to address, these critical issues than on other
needs included in the Consolidated Plan. As a worst case scenario, it
could mean that communities elect to defer considering these needs.
The direct benefits provided by the proposed rule are, therefore,
to help ensure that Consolidated Plan jurisdictions consider broadband
access and natural hazard resilience as part of their comprehensive
assessment and planning efforts, including the most effective use of
HUD grant funds. The CEA broadband analysis discussed above noted that
closing the digital divide can increase productivity and open ladders
of opportunity. Likewise, community investment in natural hazard
resilience may help to insure security and quality of life against the
rising environmental tolls associated with climate change.\27\
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\27\ See https://www.nist.gov/el/helping-to-build-a-nation-of-resilient-communities.cfm.
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B. Costs
HUD does not anticipate that the costs of the revised consultation
and reporting requirements will be substantial since the regulatory
changes proposed by this proposed rule merely build upon similar
existing requirements for other elements covered by the consolidated
planning process rather than mandating completely new procedures. The
economic costs of completing the Consolidated Plan are not significant.
A complete Consolidated Plan that contains both a Strategic Plan and
Annual Action Plan is submitted once every 3 to 5 years. An Annual
Action Plan is submitted once a year. HUD data indicate that the cost
of preparing the Strategic Plan for a locality is $5,236, and for a
State is $14,382. The cost of preparing the Annual Action Plan is
$1,904 for a locality and $6,392 for each State. While these are not
trivial amounts, they are not substantial when considered in proportion
to HUD grant funding (for example, the average CDBG grant to
entitlement communities in FY 2012 was approximately $1.7 million).\28\
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\28\ Eugene Boyd, Community Development Block Grants: Recent
Funding History (Congressional Research Service, February 6, 2014),
available online at: https://www.hsdl.org/?view&did=750383.
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HUD does not anticipate the proposed regulatory changes will add
much, if anything, to these costs. As noted above, the required
assessments will be based on data that are already readily available on
the Internet. Therefore, jurisdictions will not have to incur the
expense and administrative burdens associated with collecting data.
Moreover, the proposed rule does not mandate that actions be taken to
address broadband needs or climate change needs. Consolidated plan
jurisdictions are in the best position to decide how to expend their
HUD funds. However, HUD believes that the additional analyses required
by this proposed rule may highlight areas where expenditure of funds
would assist in opening up economic opportunities through increased
broadband access or mitigate the impact of possible natural hazard
risks and climate change impacts. HUD leaves it to jurisdictions to
consider any appropriate methods to promote broadband access or protect
against the adverse impacts of climate change, taking into account the
other needs of their communities, and available funding, as identified
through the consolidated planning process.
Accordingly, HUD believes that the benefits of enhancing the
ability of State and local government to comprehensively plan for
housing and community development needs outweigh the minimal costs that
may be associated with the revised Consolidated Plan requirements. The
docket file is available for public inspection in the Regulations
Division, Office of General Counsel, Department of Housing and Urban
Development, 451 7th Street SW., Room 10276, Washington, DC 20410-0500.
Due to security measures at the HUD Headquarters building, please
schedule an appointment to review the docket file by calling the
Regulation Division at 202-402-3055 (this is not a toll-free number).
Individuals with speech or hearing impairments may access this number
via TTY by calling the Federal Relay Service at 800-877-8339.
Paperwork Reduction Act
The information collection requirements contained in this rule have
been submitted to the Office of
[[Page 31199]]
Management and Budget (OMB) for review and approval under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501-3520). In accordance with the
Paperwork Reduction Act, an agency may not conduct or sponsor, and a
person is not required to respond to, a collection of information,
unless the collection displays a currently valid OMB control number.
The burden of the information collections in this rule is estimated
as follows:
Reporting and Recordkeeping Burden
----------------------------------------------------------------------------------------------------------------
Response
Information collection Number of respondents frequency Burden hours Total burden
(average) * per response hours
----------------------------------------------------------------------------------------------------------------
Citizen participation plan for 1,205 localities and 50 1 2 2,510
localities (Sec. 91.105) and States States.
(Sec. 91.115).
Housing market analysis for local 1,205 localities and 50 1 2 2,510
governments (Sec. 91.210) and States.
States (Sec. 91.310).
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Totals............................ 1,255................... 1 4 5,020
----------------------------------------------------------------------------------------------------------------
* A complete Consolidated Plan is submitted once every 3-5 years. This response number reflects one response per
Consolidated Plan submission.
In accordance with 5 CFR 1320.8(d)(1), HUD is soliciting from
members of the public and affected agencies comments on the following
concerning this collection of information:
(1) Whether the proposed collection of information is necessary for
the proper performance of the functions of the agency, including
whether the information will have practical utility;
(2) The accuracy of the agency's estimate of the burden of the
proposed collection of information;
(3) Ways to enhance the quality, utility, and clarity of the
information to be collected; and
(4) Ways to minimize the burden of the collection of information on
those who are to respond; including through the use of appropriate
automated collection techniques or other forms of information
technology; e.g., permitting electronic submission of responses.
Interested persons are invited to submit comments regarding the
information collection requirements in this rule. Under the provisions
of 5 CFR part 1320, OMB is required to make a decision concerning this
collection of information between 30 and 60 days after the publication
date. Therefore, a comment on the information collection requirements
is best assured of having its full effect if OMB receives the comment
within 30 days of the publication. This time frame does not affect the
deadline for comments to the agency on the proposed rule, however.
Comments must refer to the proposal by name and docket number (5891-P-
01) and must be sent to:
HUD Desk Officer, Office of Management and Budget, New Executive Office
Building, Washington, DC 20503, Fax number: 202-395-6947, and
Ms. Colette Pollard, Reports Liaison Officer, Department of Housing and
Urban Development, 451 7th Street SW., Room 2204, Washington, DC 20410
Interested persons may submit comments regarding the information
collection requirements electronically through the Federal eRulemaking
Portal at https://www.regulations.gov. HUD strongly encourages
commenters to submit comments electronically. Electronic submission of
comments allows the commenter maximum time to prepare and submit a
comment, ensures timely receipt by HUD, and enables HUD to make them
immediately available to the public. Comments submitted electronically
through the https://www.regulations.gov Web site can be viewed by other
commenters and interested members of the public. Commenters should
follow the instructions provided on that site to submit comments
electronically.
Impact on Small Entities
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) generally
requires an agency to conduct a regulatory flexibility analysis of any
rule subject to notice and comment rulemaking requirements, unless the
agency certifies that the rule will not have a significant economic
impact on a substantial number of small entities.
As noted above in this preamble, the proposed regulatory amendment
will impose minimal, if any, economic burdens on HUD grantees,
irrespective of their size. The proposed rule will amend the
Consolidated Plan regulations to require that States and local
governments consider (1) broadband Internet service access for low- and
moderate-income households to; and (2) the risk of potential natural
hazards, including those that may be exacerbated due to climate change,
to low- and moderate-income residents in their jurisdictions. The
regulatory changes build upon their existing consolidated planning
process rather than mandating completely new procedures. As discussed
above, the economic costs of preparing the Consolidated Plan are not
significant, and it is unlikely that the proposed changes will increase
those costs since the required assessments will be mostly based on data
that has already been compiled and readily available on the Internet.
Jurisdictions will, therefore, not have to incur the expense and
administrative burdens associated with collecting and analyzing data.
Moreover, the proposed rule does not mandate that any actions be
taken in response to the required assessments. Where access to
broadband Internet service is not currently available or is minimally
available, States and local governments must consider ways to bring
broadband Internet access to low- and moderate-income residents,
including how HUD funds could be used to narrow the digital divide for
these residents. Further, where low- and moderate-income communities
are at risk of natural hazards, including those that may be exacerbated
due to climate change, States and local governments must consider ways
to incorporate hazard mitigation and resilience into their community
planning and development goals, including the use of HUD funds.
However, jurisdictions retain the discretion to consider the most
appropriate methods to address their assessments, taking into account
other needs identified as part of the consolidated planning process as
well as financial and other resource constraints. This proposed rule
therefore, which only requires consideration of the broadband and
[[Page 31200]]
natural hazards resilience needs of low-income communities, has a
minimal cost impact on all grantees subject to the Consolidated
Planning process, whether large or small, and will not have a
significant economic impact on substantial number of small entities.
Notwithstanding HUD's determination that this proposed rule will
not have a significant economic effect on a substantial number of small
entities, HUD specifically invites comments regarding any less
burdensome alternatives to this rule that will meet HUD's objectives,
as described in this preamble.
Environmental Review
This proposed rule does not direct, provide for assistance or loan
and mortgage insurance for, or otherwise govern, or regulate, real
property acquisition, disposition, leasing, rehabilitation, alteration,
demolition, or new construction, or establish, revise or provide for
standards for construction or construction materials, manufactured
housing, or occupancy. Accordingly, under 24 CFR 50.19(c)(1), this
proposed rule is categorically excluded from environmental review under
the National Environmental Policy Act of 1969 (42 U.S.C. 4321).
Executive Order 13132, Federalism
Executive Order 13132 (entitled ``Federalism'') prohibits an agency
from publishing any rule that has federalism implications if the rule
imposes either substantial direct compliance costs on state and local
governments and is not required by statute, or the rule preempts state
law, unless the agency meets the consultation and funding requirements
of section 6 of the Executive Order. This proposed rule would not have
federalism implications and would not impose substantial direct
compliance costs on state and local governments or preempt state law
within the meaning of the Executive Order.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (2 U.S.C.
1531-1538) (UMRA) establishes requirements for federal agencies to
assess the effects of their regulatory actions on state, local, and
tribal governments, and on the private sector. This proposed rule would
not impose any federal mandates on any state, local, or tribal
governments, or on the private sector, within the meaning of the UMRA.
List of Subjects in 24 CFR Part 91
Aged, Grant programs--housing and community development, Homeless,
Individuals with disabilities, Low- and moderate-income housing,
Reporting and recordkeeping requirements.
For the reasons discussed in the preamble, HUD proposes to amend
part 91 as follows:
PART 91--CONSOLIDATED SUBMISSIONS FOR COMMUNITY PLANNING AND
DEVELOPMENT PROGRAMS
0
1. The authority citation for part 91 continues to read as follows:
Authority: 42 U.S.C. 3535(d), 3601-3619, 5301-5315, 11331-11388,
12701-12711, 12741-12756, and 12901-12912.
0
2. In Sec. 91.100, add a sentence to the end of paragraph (a)(1) to
read as follows:
Sec. 91.100 Consultation; local governments.
(a) * * *
(1) * * * When preparing the consolidated plan, the jurisdiction
shall also consult with public and private organizations, including
broadband Internet service providers, organizations engaged in
narrowing the digital divide, agencies whose primary responsibilities
include the management of floodprone areas, public land or water
resources, and emergency management agencies.
* * * * *
0
3. In Sec. 91.105, add a sentence at the end of paragraph (a)(2)(ii)
to read as follows:
Sec. 91.105 Citizen participation plan; local governments.
(a) * * *
(2) * * *
(ii) * * * The jurisdiction shall encourage the participation of
public and private organizations, including broadband Internet service
providers, organizations engaged in narrowing the digital divide,
agencies whose primary responsibilities include the management of
floodprone areas, public land or water resources, and emergency
management agencies in the process of developing the consolidated plan.
* * * * *
0
4. In Sec. 91.110, add a sentence at the end of paragraph (a) to read
as follows:
Sec. 91.110 Consultation; States.
(a) * * * When preparing the consolidated plan, the State shall
also consult with public and private organizations, including broadband
Internet service providers, organizations engaged in narrowing the
digital divide, agencies whose primary responsibilities include the
management of floodprone areas, public land or water resources, and
emergency management agencies.
* * * * *
0
5. In Sec. 91.115, add a sentence at the end of paragraph (a)(2)(ii)
to read as follows:
Sec. 91.115 Citizen participation plan; States.
(a) * * *
(2) * * *
(ii) * * * The State shall also encourage the participation of
public and private organizations, including broadband Internet service
providers, organizations engaged in narrowing the digital divide,
agencies whose primary responsibilities include the management of
floodprone areas, public land or water resources, and emergency
management agencies in the process of developing the consolidated plan.
* * * * *
0
6. In Sec. 91.200, redesignate paragraph (b)(3)(iv) as paragraph
(b)(3)(vi), and add new paragraph (b)(3)(iv) and paragraph (b)(3)(v) to
read as follows:
Sec. 91.200 General.
* * * * *
(b) * * *
(3) * * *
(iv) Public and private organizations, including broadband Internet
service providers and organizations engaged in narrowing the digital
divide;
(v) Agencies whose primary responsibilities include the management
of floodprone areas, public land or water resources, and emergency
management agencies; and
* * * * *
0
7. Revise Sec. 91.210(a) to read as follows:
Sec. 91.210 Housing market analysis.
(a) General characteristics. (1) Based on information available to
the jurisdiction, the plan must describe the significant
characteristics of the jurisdiction's housing market, including the
supply, demand, and condition and cost of housing and the housing stock
available to serve persons with disabilities, and to serve other low-
income persons with special needs, including persons with HIV/AIDS and
their families.
(2) Data on the housing market should include, to the extent
information is available, an estimate of the number of vacant or
abandoned buildings and whether units in these buildings are suitable
for rehabilitation.
(3) The jurisdiction must also identify and describe any areas
within the jurisdiction with concentrations of racial/ethnic minorities
and/or low-income families, stating how it defines the terms ``area of
low-income concentration'' and ``area of minority concentration'' for
this purpose. The locations and degree of these
[[Page 31201]]
concentrations must be identified, either in a narrative or on one or
more maps.
(4) The jurisdiction must also describe the broadband needs of
housing occupied by low- and moderate-income households based on an
analysis of data for its low- and moderate-income neighborhoods in the
National Broadband Map. Jurisdictions may also use broadband
availability data in the FCC Form 477 or other data identified by the
jurisdiction, for which the source is cited in the jurisdiction's
Consolidated Plan. These needs include the need for broadband wiring
and for connection to the broadband service in the household units, the
need for increased competition by having more than one broadband
Internet service provider serve the jurisdiction.
(5) The jurisdiction must also describe the vulnerability of
housing occupied by low- and moderate-income households to increased
natural hazard risks associated with climate change based on an
analysis of data, findings, and methods in:
(i) The National Climate Assessment, the Climate Resilience
Toolkit, the Impact of Climate Change and Population Growth on the
National Flood Insurance Program, or the NIST Community Resilience
Planning Guide for Buildings and Infrastructure Systems;
(ii) Other climate risk-related data published by the Federal
government or other State or local government climate risk-related
data, including hazard mitigation plans approved by the Federal
Emergency Management Agency that incorporate climate change; or
(iii) Other climate risk data identified by the jurisdiction, for
which the source is cited in the jurisdiction's Consolidated Plan.
* * * * *
0
8. In Sec. 91.300, remove the word ``and'' following the semicolon at
the end of paragraph (b)(3)(iii), redesignate paragraph (b)(3)(iv) as
paragraph (b)(3)(vi), and add new paragraph (b)(3)(iv) and paragraph
(b)(3)(v) to read as follows:
Sec. 91.300 General.
* * * * *
(b) * * *
(3) * * *
(iv) Public and private organizations, including broadband Internet
service providers and organizations engaged in narrowing the digital
divide;
(v) Agencies whose primary responsibilities include the management
of floodprone areas, public land or water resources, and emergency
management agencies; and
* * * * *
0
9. Revise Sec. 91.310(a) to read as follows:
Sec. 91.310 Housing market analysis.
(a) General characteristics. (1) Based on data available to the
State, the plan must describe the significant characteristics of the
State's housing markets (including such aspects as the supply, demand,
and condition and cost of housing).
(2) The State must describe the broadband needs of housing in the
State based on an analysis of data in the National Broadband Map.
States may also use broadband availability data in the FCC Form 477 or
other data identified by the jurisdiction, for which the source is
cited in the jurisdiction's Consolidated Plan. These needs include the
need for broadband wiring and for connection to the broadband service
in the household units, the need for increased competition by having
more than one broadband Internet service provider serve the
jurisdiction.
(3) The State must also describe the vulnerability of housing
occupied by low- and moderate-income households to increased natural
hazard risks due to climate change based on an analysis of data,
findings, and methods in:
(i) The National Climate Assessment, the Climate Resilience
Toolkit, the Impact of Climate Change and Population Growth on the
National Flood Insurance Program, or the NIST Community Resilience
Planning Guide for Buildings and Infrastructure Systems;
(ii) Other climate risk-related data published by the Federal
government or other State or local government climate risk-related
data, including hazard mitigation plans approved by the Federal
Emergency Management Agency that incorporate climate change; or
(iii) Other climate risk data identified by the jurisdiction, for
which the source is cited in the jurisdiction's Consolidated Plan.
* * * * *
Dated: April 15, 2016.
Harriet Tregoning,
Principal Deputy Assistant Secretary for Community Planning and
Development.
[FR Doc. 2016-11350 Filed 5-17-16; 8:45 am]
BILLING CODE 4210-67-P