May 2016 Subject Matter Eligibility Update, 27381-27382 [2016-10724]
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Federal Register / Vol. 81, No. 88 / Friday, May 6, 2016 / Proposed Rules
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13:57 May 05, 2016
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Michael K. Yudin,
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[FR Doc. 2016–10718 Filed 5–5–16; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF COMMERCE
United States Patent and Trademark
Office
37 CFR Part 1
[Docket No.: PTO–P–2016–0003]
May 2016 Subject Matter Eligibility
Update
United States Patent and
Trademark Office, Commerce.
ACTION: Request for comments.
AGENCY:
The United States Patent and
Trademark Office (USPTO) issued the
July 2015 Update: Subject Matter
Eligibility (July 2015 Update) to provide
further guidance to examiners in
determining subject matter eligibility
under 35 U.S.C. 101. The USPTO
announced the July 2015 Update in the
Federal Register, and sought public
comment on the July 2015 Update. The
USPTO has since issued a memorandum
to the Patent Examining Corps titled
‘‘Formulating a Subject Matter
Eligibility Rejection and Evaluating the
Applicant’s Response to a Subject
Matter Eligibility Rejection’’ in response
to those public comments, which is
available to the public on the USPTO’s
Internet Web site. The memorandum
seeks to improve examiner
correspondence with regard to subject
matter eligibility rejections. Further,
additional life science examples to
assist examiners in making eligibility
determinations have been published
and are available on the USPTO’s
Internet Web site. The USPTO is now
seeking public comment on subject
matter eligibility on an on-going basis.
SUMMARY:
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27381
The comment period is openended, and comments will be accepted
on an ongoing basis.
DATES:
Comments must be sent by
electronic mail message over the
Internet addressed to: 2014_interim_
guidance@uspto.gov. Electronic
comments submitted in plain text are
preferred, but also may be submitted in
ADOBE® portable document format or
MICROSOFT WORD® format. The
comments will be available for viewing
via the Office’s Internet Web site (https://
www.uspto.gov). Because comments will
be made available for public inspection,
information that the submitter does not
desire to make public, such as an
address or phone number, should not be
included in the comments.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Regarding the examiner memorandum,
contact Matthew Sked, by telephone at
571–272–7627, or Carolyn Kosowski, by
telephone at 571–272–7688, both at the
Office of Patent Legal Administration.
Regarding the life science examples,
contact June Cohan, by telephone at
571–272–7744, Ali Salimi, by telephone
at 571–272–0909, or Raul Tamayo, by
telephone at 571–272–7728, all at the
Office of Patent Legal Administration.
On July
30, 2015, the USPTO issued the July
2015 Update to provide further
guidance on subject matter eligibility in
view of public comments received in
response to the 2014 Interim Guidance
on Patent Subject Matter Eligibility. An
announcement was published in the
Federal Register seeking public
comment on the July 2015 Update. See
July 2015 Update on Subject Matter
Eligibility, 80 FR 45429 (July 30, 2015).
In response, the USPTO received a
total of thirty-seven submissions from
the public, which have been carefully
considered by the USPTO. The USPTO
has issued a memorandum to the Patent
Examining Corps titled ‘‘Formulating a
Subject Matter Eligibility Rejection and
Evaluating the Applicant’s Response to
a Subject Matter Eligibility Rejection’’ to
improve examiner correspondence
regarding subject matter eligibility
rejections. A copy of the memorandum
is available on the USPTO’s Internet
Web site, on the patent examination
guidance and training materials Web
page (https://www.uspto.gov/patent/
laws-and-regulations/examinationpolicy/examination-guidance-andtraining-materials). In particular, the
memorandum provides guidance to
examiners on (1) formulating a subject
matter eligibility rejection; and (2)
evaluating a response to a subject matter
eligibility rejection.
SUPPLEMENTARY INFORMATION:
E:\FR\FM\06MYP1.SGM
06MYP1
Lhorne on DSK30JT082PROD with PROPOSALS
27382
Federal Register / Vol. 81, No. 88 / Friday, May 6, 2016 / Proposed Rules
The USPTO’s guidance materials
concerning the subject matter eligibility
requirements of 35 U.S.C. 101,
including the above-mentioned
memorandum, do not constitute
substantive rulemaking and do not have
the force and effect of law. These
guidance materials set out examination
policy on rejections with respect to the
Office’s interpretation of the subject
matter eligibility requirements of 35
U.S.C. 101 in view of decisions by the
U.S. Supreme Court and the U.S. Court
of Appeals for the Federal Circuit
(Federal Circuit). The guidance
materials were developed as a matter of
internal Office management and are not
intended to create any right or benefit,
substantive or procedural, enforceable
by any party against the Office.
Rejections will continue to be based
upon the substantive law, and it is these
rejections that are appealable. Failure of
Office personnel to follow the USPTO’s
guidance materials is not, in itself, a
proper basis for either an appeal or a
petition.
Additionally, the USPTO has
produced new life science examples. A
copy of the examples is available on the
USPTO’s Internet Web site, again on the
patent examination guidance and
training materials Web page (https://
www.uspto.gov/patent/laws-andregulations/examination-policy/
examination-guidance-and-trainingmaterials). The examples provide
exemplary subject matter eligibility
analysis under 35 U.S.C. 101 of
hypothetical claims and claims drawn
from case law. The examples are
intended as a teaching tool to assist
examiners and the public in
understanding how the Office would
apply the eligibility guidance in certain
fact-specific situations.
The USPTO further solicited topics
for study under the Topic Submission
for Case Studies Pilot Program. See
Request for Submission of Topics for
USPTO Case Studies, 80 FR 79277 (Dec.
21, 2015). The case studies will include
a review of consistency of the
application of subject matter eligibility
analyses under 35 U.S.C. 101 across the
examining corps to determine the
quality of the work product and indicate
where improvements can be made to
further improve consistency.
The July 2015 Update included an
Appendix 3 containing select eligibility
decisions from the Supreme Court and
the Federal Circuit. This chart of
decisions assists examiners in
identifying the types of subject matter
courts have previously found to be
ineligible. Appendix 3 will continue to
be updated with Federal Circuit
decisions having opinions (precedential
VerDate Sep<11>2014
13:57 May 05, 2016
Jkt 238001
or non-precedential). While nonprecedential decisions are not binding
precedent, the opinions provide
guidance and persuasive reasoning as
outlined in Fed. Cir. R. 32.1(d).
Appendix 3 will also continue to be
updated with Federal Circuit decisions
without opinion (Fed. Cir. R. 36) on
appeals originating from the Patent Trial
and Appeal Board. Federal Circuit
decisions affirming a district court
decision without opinion (Fed. Cir. R.
36) will no longer be added to Appendix
3 because they provide little benefit to
examiners or the public.
As discussed previously, the
memorandum and life science examples
are available to the public on the
USPTO’s Internet Web site. The USPTO
is now seeking public comment. The
comment period is open-ended, and
comments will be accepted on an
ongoing basis. When it is determined
that the period will close, advance
notification will be made on the public
comment Web page. The USPTO is
particularly interested in public
comments addressing the progress the
USPTO is making in the quality of
correspondence regarding subject matter
eligibility rejections.
Dated: May 2, 2016.
Michelle K. Lee,
Under Secretary of Commerce for Intellectual
Property and Director of the United States
Patent and Trademark Office.
[FR Doc. 2016–10724 Filed 5–5–16; 8:45 am]
BILLING CODE 3510–16–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R06–OAR–2012–0022; FRL–9946–11–
Region 6]
Approval and Promulgation of
Implementation Plans; Louisiana;
Permitting of Greenhouse Gases
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to partially
approve and partially disapprove a
revision to the Louisiana State
Implementation Plan (SIP) submitted by
the State of Louisiana on December 21,
2011. This revision outlines the State’s
program to regulate and permit
emissions of greenhouse gases (GHGs)
in the Louisiana Prevention of
Significant Deterioration (PSD) program.
We are proposing to approve those
provisions to the extent that they
SUMMARY:
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address the GHG permitting
requirements for sources already subject
to PSD for pollutants other than GHGs.
We are proposing to disapprove those
provisions to the extent they require
PSD permitting for sources that emit
only GHGs above the thresholds
triggering the requirement to obtain a
PSD permit since that is no longer
consistent with federal law. The EPA is
proposing this action under section 110
and part C of the Clean Air Act (CAA
or Act).
DATES: Written comments must be
received on or before June 6, 2016.
ADDRESSES: Submit your comments,
identified by Docket No. EPA–R06–
OAR–2012–0022, at https://
www.regulations.gov or via email to
wiley.adina@epa.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
The EPA may publish any comment
received to its public docket. Do not
submit electronically any information
you consider to be Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e. on the web, cloud, or
other file sharing system). For
additional submission methods, please
contact Ms. Adina Wiley, (214) 665–
2115, wiley.adina@epa.gov. For the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
Docket: The index to the docket for
this action is available electronically at
www.regulations.gov and in hard copy
at the EPA Region 6, 1445 Ross Avenue,
Suite 700, Dallas, Texas. While all
documents in the docket are listed in
the index, some information may be
publicly available only at the hard copy
location (e.g., copyrighted material), and
some may not be publicly available at
either location (e.g., CBI). FOR FURTHER
INFORMATION CONTACT: Adina Wiley,
(214) 665–2115, wiley.adina@epa.gov.
To inspect the hard copy materials,
please schedule an appointment with
Ms. Wiley or Mr. Bill Deese at 214–665–
7253.
SUPPLEMENTARY INFORMATION:
Throughout this document wherever
E:\FR\FM\06MYP1.SGM
06MYP1
Agencies
[Federal Register Volume 81, Number 88 (Friday, May 6, 2016)]
[Proposed Rules]
[Pages 27381-27382]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-10724]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
37 CFR Part 1
[Docket No.: PTO-P-2016-0003]
May 2016 Subject Matter Eligibility Update
AGENCY: United States Patent and Trademark Office, Commerce.
ACTION: Request for comments.
-----------------------------------------------------------------------
SUMMARY: The United States Patent and Trademark Office (USPTO) issued
the July 2015 Update: Subject Matter Eligibility (July 2015 Update) to
provide further guidance to examiners in determining subject matter
eligibility under 35 U.S.C. 101. The USPTO announced the July 2015
Update in the Federal Register, and sought public comment on the July
2015 Update. The USPTO has since issued a memorandum to the Patent
Examining Corps titled ``Formulating a Subject Matter Eligibility
Rejection and Evaluating the Applicant's Response to a Subject Matter
Eligibility Rejection'' in response to those public comments, which is
available to the public on the USPTO's Internet Web site. The
memorandum seeks to improve examiner correspondence with regard to
subject matter eligibility rejections. Further, additional life science
examples to assist examiners in making eligibility determinations have
been published and are available on the USPTO's Internet Web site. The
USPTO is now seeking public comment on subject matter eligibility on an
on-going basis.
DATES: The comment period is open-ended, and comments will be accepted
on an ongoing basis.
ADDRESSES: Comments must be sent by electronic mail message over the
Internet addressed to: 2014_interim_guidance@uspto.gov. Electronic
comments submitted in plain text are preferred, but also may be
submitted in ADOBE[supreg] portable document format or MICROSOFT
WORD[supreg] format. The comments will be available for viewing via the
Office's Internet Web site (https://www.uspto.gov). Because comments
will be made available for public inspection, information that the
submitter does not desire to make public, such as an address or phone
number, should not be included in the comments.
FOR FURTHER INFORMATION CONTACT: Regarding the examiner memorandum,
contact Matthew Sked, by telephone at 571-272-7627, or Carolyn
Kosowski, by telephone at 571-272-7688, both at the Office of Patent
Legal Administration. Regarding the life science examples, contact June
Cohan, by telephone at 571-272-7744, Ali Salimi, by telephone at 571-
272-0909, or Raul Tamayo, by telephone at 571-272-7728, all at the
Office of Patent Legal Administration.
SUPPLEMENTARY INFORMATION: On July 30, 2015, the USPTO issued the July
2015 Update to provide further guidance on subject matter eligibility
in view of public comments received in response to the 2014 Interim
Guidance on Patent Subject Matter Eligibility. An announcement was
published in the Federal Register seeking public comment on the July
2015 Update. See July 2015 Update on Subject Matter Eligibility, 80 FR
45429 (July 30, 2015).
In response, the USPTO received a total of thirty-seven submissions
from the public, which have been carefully considered by the USPTO. The
USPTO has issued a memorandum to the Patent Examining Corps titled
``Formulating a Subject Matter Eligibility Rejection and Evaluating the
Applicant's Response to a Subject Matter Eligibility Rejection'' to
improve examiner correspondence regarding subject matter eligibility
rejections. A copy of the memorandum is available on the USPTO's
Internet Web site, on the patent examination guidance and training
materials Web page (https://www.uspto.gov/patent/laws-and-regulations/examination-policy/examination-guidance-and-training-materials). In
particular, the memorandum provides guidance to examiners on (1)
formulating a subject matter eligibility rejection; and (2) evaluating
a response to a subject matter eligibility rejection.
[[Page 27382]]
The USPTO's guidance materials concerning the subject matter
eligibility requirements of 35 U.S.C. 101, including the above-
mentioned memorandum, do not constitute substantive rulemaking and do
not have the force and effect of law. These guidance materials set out
examination policy on rejections with respect to the Office's
interpretation of the subject matter eligibility requirements of 35
U.S.C. 101 in view of decisions by the U.S. Supreme Court and the U.S.
Court of Appeals for the Federal Circuit (Federal Circuit). The
guidance materials were developed as a matter of internal Office
management and are not intended to create any right or benefit,
substantive or procedural, enforceable by any party against the Office.
Rejections will continue to be based upon the substantive law, and it
is these rejections that are appealable. Failure of Office personnel to
follow the USPTO's guidance materials is not, in itself, a proper basis
for either an appeal or a petition.
Additionally, the USPTO has produced new life science examples. A
copy of the examples is available on the USPTO's Internet Web site,
again on the patent examination guidance and training materials Web
page (https://www.uspto.gov/patent/laws-and-regulations/examination-policy/examination-guidance-and-training-materials). The examples
provide exemplary subject matter eligibility analysis under 35 U.S.C.
101 of hypothetical claims and claims drawn from case law. The examples
are intended as a teaching tool to assist examiners and the public in
understanding how the Office would apply the eligibility guidance in
certain fact-specific situations.
The USPTO further solicited topics for study under the Topic
Submission for Case Studies Pilot Program. See Request for Submission
of Topics for USPTO Case Studies, 80 FR 79277 (Dec. 21, 2015). The case
studies will include a review of consistency of the application of
subject matter eligibility analyses under 35 U.S.C. 101 across the
examining corps to determine the quality of the work product and
indicate where improvements can be made to further improve consistency.
The July 2015 Update included an Appendix 3 containing select
eligibility decisions from the Supreme Court and the Federal Circuit.
This chart of decisions assists examiners in identifying the types of
subject matter courts have previously found to be ineligible. Appendix
3 will continue to be updated with Federal Circuit decisions having
opinions (precedential or non-precedential). While non-precedential
decisions are not binding precedent, the opinions provide guidance and
persuasive reasoning as outlined in Fed. Cir. R. 32.1(d). Appendix 3
will also continue to be updated with Federal Circuit decisions without
opinion (Fed. Cir. R. 36) on appeals originating from the Patent Trial
and Appeal Board. Federal Circuit decisions affirming a district court
decision without opinion (Fed. Cir. R. 36) will no longer be added to
Appendix 3 because they provide little benefit to examiners or the
public.
As discussed previously, the memorandum and life science examples
are available to the public on the USPTO's Internet Web site. The USPTO
is now seeking public comment. The comment period is open-ended, and
comments will be accepted on an ongoing basis. When it is determined
that the period will close, advance notification will be made on the
public comment Web page. The USPTO is particularly interested in public
comments addressing the progress the USPTO is making in the quality of
correspondence regarding subject matter eligibility rejections.
Dated: May 2, 2016.
Michelle K. Lee,
Under Secretary of Commerce for Intellectual Property and Director of
the United States Patent and Trademark Office.
[FR Doc. 2016-10724 Filed 5-5-16; 8:45 am]
BILLING CODE 3510-16-P