Passenger Facility Charge (PFC) Program: Eligibility of Ground Access Projects Meeting Certain Criteria, 26611-26615 [2016-10334]
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Federal Register / Vol. 81, No. 85 / Tuesday, May 3, 2016 / Notices
Frequency: Information is collected
on occasion.
Estimated Average Burden per
Response: 3 hours.
Estimated Total Annual Burden: 75
hours.
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Issued in Washington, DC, on April 27,
2016.
Ronda Thompson,
FAA Information Collection Clearance
Officer, Performance, Policy, and Records
Management Branch, ASP–110.
Jersey Avenue SE., Washington, DC,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Federal Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591, telephone (202)
267–3831; facsimile (202) 267–5302.
Section
123(e) of Public Law 108–176, Vision
100-Century of Aviation
Reauthorization Act (December 12,
[FR Doc. 2016–10346 Filed 5–2–16; 8:45 am]
2003) directed the FAA to publish a
BILLING CODE 4910–13–P
policy on the eligibility of ground access
projects for PFC funding. The FAA’s
DEPARTMENT OF TRANSPORTATION Notice of Policy Regarding Eligibility of
Ground Access Transportation Projects
for Funding Under the Passenger
Federal Aviation Administration
Facility Charge Program (2004 Notice),
69 FR 6366, was published on February
Passenger Facility Charge (PFC)
10, 2004. The 2004 Notice presented the
Program: Eligibility of Ground Access
relevant statutory requirements as well
Projects Meeting Certain Criteria
as FAA’s regulations and guidance on
AGENCY: Federal Aviation
PFC-funded ground access
Administration (FAA); DOT.
transportation projects in a consolidated
ACTION: Notice of Proposed Policy
form.2 As stated in the 2004 Notice, the
Amendment and Request for Comments statutory requirements include the
significant contribution test for PFC
SUMMARY: The FAA proposes to amend
contributions higher than $3 per
its ‘‘Notice of Policy Regarding the
passenger (49 U.S.C. 40117(d)(3)); the
Eligibility of Airport Ground Access
Airport Improvement Program (AIP)
Transportation Projects for Funding
funding test (49 U.S.C. 40117(b)(4)(B);
Under the Passenger Facility Charge
14 CFR 158.17(a)(2)) and the airside
1 regarding the
(PFC) Program,’’
needs test (49 U.S.C. 40117(d)(4); 14
requirements for PFC funding of onCFR 158.17(a)(3)).3 Other requirements
airport, rail access projects.
can be found in 14 CFR part 158; FAA
DATES: Comments must be received on
Order 5500.1, ‘‘Passenger Facility
or before June 2, 2016. Comments that
Charge’’ (August 9, 2001); ‘‘The AIP
are received after that date will be
Handbook,’’ FAA Order 5100.38D
considered only to the extent practical.
(September 30, 2014); and FAA PFC
ADDRESSES: You may send written
records of decision and final agency
comments by any of the following
decisions on about the use of PFC
methods. Identify all transmissions with revenue to finance airport ground access
‘‘Docket Number FAA 2016–XXXX’’ at
transportation projects.4
the beginning of the document.
For purposes of the policy, airport
• Federal eRulemaking Portal: Go to
ground access includes all potential
https://www.regulations.gov and follow
surface transportation modes (i.e., road,
the instructions for sending your
light and heavy rail, and water).
comments electronically.
The 2004 Notice restated the agency’s
• Mail: Docket Management Facility,
U.S. Department of Transportation, 1200 longstanding policy requirement from
the AIP Handbook, FAA Order 5100.38,
New Jersey Avenue SE., West Building
that to be AIP and/or PFC eligible, an
Ground Floor, Room W12–140,
airport ground access transportation
Washington, DC 20590–0001.
• Hand Delivery: Deliver comments to project must meet the following
Docket Operations in Room W12–140 of conditions:
(1) The road or facility may only
the West Building Ground Floor at 1200
extend to the nearest public highway or
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday facility of sufficient capacity to
through Friday, except Federal holidays. accommodate airport traffic;
• Fax: (202) 493–2251.
(2) the access road or facility must be
To read background documents or
located on the airport or within a rightcomments received, go to https://
of-way acquired by the public agency;
www.regulations.gov at any time or to
and
Room W12–140 on the ground floor of
2 69 FR 6367.
the DOT West Building, 1200 New
SUPPLEMENTARY INFORMATION:
(3) the access road or facility must
exclusively serve airport traffic.5
The first and second of these
requirements are relatively
straightforward to apply and evaluate.
The third requirement (exclusive use)
requires more explanation. The 2004
Notice stated that ‘‘exclusive use of
airport patrons and employees means
that the facility can experience no more
than incidental use by non-airport
users.’’ 6 By incidental use, the 2004
Notice explains, routine use of the rail
ground access transportation facility by
non-airport users must ‘‘be unattractive
and non-airport users in fact constitute
only a minor percentage of total system
ridership.’’ However, the 2004 Notice
also stated that ‘‘Exclusive airport use
does not mean that any non-airport use
must be prevented at all costs.’’ 7
The 2004 Notice also stated that
related facilities, such as acceleration
and deceleration lanes, exit and
entrance ramps, lighting, equipment to
provide operational control of a rail
system or people mover, and rail system
or people mover stops at intermediate
points on the airport are eligible when
they are a necessary part of an eligible
access road or facility. In addition, the
public agency must retain ownership of
the completed ground access
transportation project. The public
agency may choose to operate the
facility on its own or may choose to
lease the facility to a local or regional
transit agency for operation within a
larger local or regional transit system.
During the 12 years that have ensued
since publication of the 2004 Notice, the
FAA has consistently applied these
criteria. However, as FAA’s experience
in administering the program has
developed, it has become clear that
strictly applying criteria originally
designed to judge eligibility for onairport road access projects, to onairport rail projects, can produce
financially and practically inefficient
outcomes. The concept of ‘‘exclusive
use’’ has been the subject of particular
interest because of the underlying
principle that the stakeholders who pay
excise taxes on airline passenger tickets
or passenger facility charges should not
have to pay the costs of facilities, except
to the extent necessary to meet the
needs of airport patrons and employees.
Over the years, the FAA has had to
decide whether all or portions of
proposed on-airport ground access
projects utilizing rail, or portions
thereof, met the policy requirement that
5 Id.
3 Id.
1 69
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18:53 May 02, 2016
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6 Id.
4 Id.
FR 6366 (Feb. 10, 2004).
at 6367.
at 6368.
7 Id.
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Federal Register / Vol. 81, No. 85 / Tuesday, May 3, 2016 / Notices
the rail right-of-way exclusively served
airport traffic.
In the past, both before and after the
publication of the 2004 Notice, the FAA
has found that almost all otherwise
eligible rail stations located on-airport
are eligible for PFC funding under
agency guidelines, because they are
exclusively used by airport patrons and
employees.8 However, whether the right
of way or guideway itself met the
historical interpretation of exclusive use
depended upon the configuration of the
rail line (e.g., whether a spur line
terminating at the airport, or a throughline where the airport station is not the
terminus). Historically, the FAA has
approved funding only for tracks or
guideways that clearly meet the
requirement of exclusive use, by virtue
of the physical configuration of the rail
line.9
As discussed below, the FAA recently
received a request for the use of PFC
revenue to fund an on-airport ground
access rail station and related trackage,
where the trackage would not
exclusively serve airport traffic because
the rail line would not terminate at the
airport station but continue beyond the
airport property. Our review and
evaluation of the application has caused
the agency to consider whether the
exclusive use policy is unduly limiting,
thereby preventing the approval of PFC
funds for some airport ground access
projects that might be consistent with
the agency’s mission to ‘‘encourage the
development of intermodal connections
on airport property between
aeronautical and other transportation
modes and systems to serve air
transportation passengers and cargo
efficiently and effectively and promote
economic development.’’ 49 U.S.C.
47101(a)(5).10
Specifically, the agency notes that by
extending the rail line beyond the
airport, thereby providing more transit
options for more travelers and
increasing the utility of the system
consistent with the agency’s mission,
the financing options for that system
become conversely limited. There are
fundamental differences between fixedguideway systems like rail and public
roads. With road access, all that is
needed to facilitate efficient access to
the air transportation system is a direct
connection from the airport to a main
8 64 FR 53763 (Oct. 4, 1999); PFC Record of
Decision, Application No. 01–08–C–00–PDX (July
20, 2001) at 8.
9 Id.
10 This policy, when completed, will also apply
to AIP eligibility. However, due to AIP rules that
limit funding for airport terminal development, rail
access projects would not likely be funded with AIP
funding.
VerDate Sep<11>2014
18:53 May 02, 2016
Jkt 238001
thoroughfare or population center, as
individual drivers can then choose their
own path to their destination. The roads
used by airport visitors are typically
part of a broader system that may be
funded, constructed, and maintained by
multiple levels of government or private
entities for multiple purposes and
journeys. Given the open and variable
nature of road systems, it is critical for
the FAA to apply strict eligibility
criteria that tie the funding of the onairport project to the exclusive use of
the airport. Without such criteria, users
of the infrastructure could benefit from
federally-approved funds designed to
improve access to the national air
transportation system without ever
intending to visit, or actually visiting,
the airport. Airport rail access projects,
however, are planned, funded,
constructed, operated, and used
differently from on-airport road projects.
By their nature, passenger rail and rail
transit aggregate passenger traffic along
fixed routes with a limited number of
stops, each with their own justification
and purpose. Users of road
infrastructure have more flexibility and
control in determining their route that
users of rail, who are more limited in
their options. Without a very strict
exclusive use requirement, users of
access roads could take advantage of
that infrastructure, and make a choice to
never pass through the airport itself.
Users of rail, however, have little choice
of route and their degree of control over
that route. Non-airport users are not
taking advantage of the airport portions
of track by choice, but are more likely
to be passing through the airport
because they cannot use rail travel to
their destination without doing so. The
FAA is seeing an increasing number of
circumstances and physical
configurations in which strict adherence
to the historical interpretation of
‘exclusive use’ may not be in the
balance of the public interest. Indeed,
rigid application of the historical policy,
designed primarily for road access
projects, potentially frustrates the FAA’s
own objectives as set forth in 49 U.S.C.
47101(b)(5) and (6).
Additionally, population and
demographic trends have changed since
the ground access policy was
developed. Many airports that were
originally constructed on the periphery
of population centers, now find
themselves ensconced as suburban
growth has extended to and beyond the
airport. As such, it may no longer make
sense for a ‘‘downtown’’ rail or transit
line to terminate at the airport, as there
now exists a pool of potential users
beyond the airport. However, under
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Sfmt 4703
current policy, which equates on-airport
rail projects with ‘‘access roads,’’
extending rail/transit access beyond the
airport so that these populations can
also access the airport precludes the use
of federally-approved funds, such as
PFCs, for significant portions of the
project since the line would go beyond
the airport and no longer serves airport
traffic exclusively.
Accordingly, the FAA is considering
amending the 2004 Policy so that onairport rail access projects are no longer
treated identically to access roads.
The FAA is evaluating whether,
consistent with intermodal policy under
49 U.S.C. 47101(b)(5) and (6), it should
reconsider its policy to only permit
ground access projects where the airport
terminal is the terminus of the rail line,
or whether PFCs should also be
available for other types of rail projects.
The FAA is soliciting comment on
whether it should amend its policy to
consider rail projects that are located on
airport, but that may not exclusively
serve air traffic, where the creation of a
separate spur into the airport (in order
to ensure exclusive use of the right-ofway) would be materially more
expensive than having the rail line
transit the airport property and continue
beyond and/or would be contrary to the
agency’s mission to ‘‘encourage the
development of intermodal connections
at airports.’’ 49 U.S.C. 47101(a)(5). The
FAA requests comments on several
policy alternatives for determining
when rail projects on airport are eligible
for PFC funding. After reviewing
comments, the FAA may permit some of
the alternatives to establish PFC
eligibility or may permit other
alternatives raised by commenters. One
recent PFC application received by the
FAA highlights the agency’s experience
with intermodal objectives, and a need
for flexibility in using PFCs to fund onairport rail access. In March 2014, the
FAA received a PFC application from
the Metropolitan Washington Airports
Authority (MWAA) that included a
request to use PFCs to help fund both
an on-airport station and a portion of
the on-airport tracks that would be
located immediately adjacent to the
station. Although both segments of the
track would be located on airport
property and connect to the nearest
public transportation facility, the tracks
would not be exclusively used by
airport patrons and employees, as has
been historically required based on the
FAA’s policy, per the 2004 Notice, to
analyze rail projects under the same
framework as access roads.11 The tracks
would not be for the exclusive use of
11 Id.
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03MYN1
Federal Register / Vol. 81, No. 85 / Tuesday, May 3, 2016 / Notices
airport patrons and employees because
the rail line in question would not
terminate at the airport station, but
continue to other destinations beyond
the airport.
In a July 11, 2014, final agency
decision, the FAA approved portions of
the application and the Dulles Airport
Metrorail Station project in particular,
but deferred consideration of ‘‘the track
portions of this project (beyond the
Airport station footprint).’’ 12
The FAA’s final agency decision
stated that ‘‘The FAA is generally
reviewing the historical interpretation of
exclusive use, and considering possible
refinements in the general eligibility
criteria relating to track and guideway
elements, on airport, in certain
circumstances.’’ 13
In its consideration of this potential
policy change, the FAA must be
mindful of how such a change could
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12 FAA Final Agency Decision dated July 11,
2014, page 22.
13 Id.
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18:53 May 02, 2016
Jkt 238001
affect future airport ground access
project approvals. The agency will have
to balance the benefit to the airport (e.g.,
increasing ease of access for airport
patrons, and employees; decreased
ground congestion; preserving or
enhancing capacity, etc.) against the use
of PFCs to pay for the trackage or
guideway where use of that right-of-way
would not exclusively serve airport
traffic as historically interpreted.
Discussion on Proposed Policy: As a
result of its review and evaluation of the
MWAA application, and past PFC
decisions relating to airport ground
access, the FAA has identified three
proposed means by which an airport
could demonstrate eligible costs of onairport rail trackage to be funded
through PFC revenues. These proposals
are based on the underlying principle
that the stakeholders who pay PFCs
should not have to pay the costs of
facilities, except to the extent necessary
to meet the needs of airport patrons and
employees, and also promote the
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26613
agency’s statutory mission to expand
intermodal links at the nation’s airports.
The three proposals are:
1. Incremental Cost Comparison: The
increased cost of a through-track
solution (compared to a track that
bypasses the airport) benefits no one but
the airport passengers and employees.
Detailed Discussion of Alternative:
• For this alternative, the public
agency could demonstrate that the rail
line would be built from Point A to
Point B regardless of whether the airport
station is added.
• This approach would compare the
actual cost needed to serve airport
passengers and employees against the
cost of the PFC project (airport station).
• If not for the service to the airport,
the track alignment in this section
(Section C–D) would typically be
shorter, straighter, and less expensive
than that of a design that includes the
Airport Station (C–A1–Airport Station–
B1–D).
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Federal Register / Vol. 81, No. 85 / Tuesday, May 3, 2016 / Notices
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• The approximate incremental cost
to serve the airport is the difference
between the track cost to serve the
airport (C–A1–Station–B1–D) and the
cost if the track did not deviate to serve
the airport (C–D). This incremental cost
represents the costs needed to directly
benefit airport passengers and
employees. This incremental cost forms
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18:53 May 02, 2016
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the basis of PFC eligibility. However,
only that trackage on airport property
(A1–Airport Station–B1) is eligible for
PFC funding.
2. Separate System Comparison: The
project costs of a through-track solution
is less expensive than a stand-alone
people-mover bringing passengers in
from an off-airport station.
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Fmt 4703
Sfmt 4703
Detailed Discussion of Alternative:
• The full costs of a hypothetical
people mover system including the
costs of the Airport Station, the
transport vehicles, and the full costs of
the rail line between the Airport Station
and A1 (theoretical airport property
line) would typically be eligible for PFC
funding.
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03MYN1
EN03MY16.005
26614
• This alternative would compare the
cost of developing a hypothetical people
mover system (on airport) against the
cost of bringing the transit line to and
through an on-airport station.
If the airport can demonstrate that the
costs to be funded through PFC
revenues would be less than the cost of
building a separate system, then the
costs to be funded through PFC
revenues would be eligible.
3. Prorate the costs of the trackage on
airport property based on ridership
forecast. If the airport can demonstrate
that the costs to be funded through PFC
revenues would be no more than the
prorated costs of the trackage on airport
property, based on ridership forecasts
and the percentage representing
passengers and employees utilizing the
airport, then those costs could be
considered eligible.
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Comments Invited
The FAA invites interested persons to
submit written comments, data, or
views concerning this proposal. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, please send only
one copy of written comments, or if you
are filing comments electronically,
please submit your comments only one
time.
The FAA will file in the docket all
comments received, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposal. Before acting on this
proposal, the FAA will consider all
comments received on or before the
closing date for comments and any latefiled comments if it is possible to do so
without incurring expense or delay. The
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18:53 May 02, 2016
Jkt 238001
FAA may change this proposal in light
of comments received.
Issued in Washington, DC, on April 27,
2016.
Elliott Black,
Director, Office of Airport Planning and
Programming.
[FR Doc. 2016–10334 Filed 5–2–16; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Agency Information Collection
Activities: Requests for Comments;
Clearance of Renewed Approval of
Information Collection: Application for
Employment With the Federal Aviation
Administration
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, FAA
invites public comments about our
intention to request the Office of
Management and Budget (OMB)
approval to renew a currently approved
information collection. The information
collected is used to evaluate the
qualifications of applicants for a variety
of positions within the FAA.
DATES: Written comments should be
submitted by July 5, 2016.
ADDRESSES: Send comments to the FAA
at the following address: Ronda
Thompson, Room 441, Federal Aviation
Administration, ASP–110, 950 L’Enfant
Plaza SW., Washington, DC 20024.
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including (a)
Whether the proposed collection of
SUMMARY:
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26615
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for FAA to
enhance the quality, utility and clarity
of the information collection; and (d)
ways that the burden could be
minimized without reducing the quality
of the collected information. The agency
will summarize and/or include your
comments in the request for OMB’s
clearance of this information collection.
FOR FURTHER INFORMATION CONTACT:
Ronda Thompson at (202) 267–1416, or
by email at: Ronda.Thompson@faa.gov.
SUPPLEMENTARY INFORMATION:
OMB Control Number: 2120–0597.
Title: Application for Employment
with the Federal Aviation
Administration.
Form Numbers: There are no FAA
forms associated with this collection.
Information is collected via the Office of
Personnel Management (OPM) online
USAJOBS system and the FAA’s
Automated Vacancy Information Access
Tool for Online Referral (AVIATOR)
staffing tool.
Type of Review: Renewal of an
information collection.
Background: Under the provisions of
Public Law 104–50, the Federal
Aviation Administration (FAA) was
given the authority and the
responsibility for developing and
implementing its own personnel system.
The agency requests certain information
needed to determine basic eligibility for
employment and potential eligibility for
veteran’s preference and Veteran’s
Readjustment Act appointments. In
addition, occupation specific questions
assist the FAA in determining
candidates’ qualifications so that only
the best-qualified candidates may be
hired for the many aviation safetyrelated occupations.
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EN03MY16.006
Federal Register / Vol. 81, No. 85 / Tuesday, May 3, 2016 / Notices
Agencies
[Federal Register Volume 81, Number 85 (Tuesday, May 3, 2016)]
[Notices]
[Pages 26611-26615]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-10334]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Passenger Facility Charge (PFC) Program: Eligibility of Ground
Access Projects Meeting Certain Criteria
AGENCY: Federal Aviation Administration (FAA); DOT.
ACTION: Notice of Proposed Policy Amendment and Request for Comments
-----------------------------------------------------------------------
SUMMARY: The FAA proposes to amend its ``Notice of Policy Regarding the
Eligibility of Airport Ground Access Transportation Projects for
Funding Under the Passenger Facility Charge (PFC) Program,'' \1\
regarding the requirements for PFC funding of on-airport, rail access
projects.
---------------------------------------------------------------------------
\1\ 69 FR 6366 (Feb. 10, 2004).
DATES: Comments must be received on or before June 2, 2016. Comments
that are received after that date will be considered only to the extent
---------------------------------------------------------------------------
practical.
ADDRESSES: You may send written comments by any of the following
methods. Identify all transmissions with ``Docket Number FAA 2016-
XXXX'' at the beginning of the document.
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the instructions for sending your
comments electronically.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE., West Building Ground Floor,
Room W12-140, Washington, DC 20590-0001.
Hand Delivery: Deliver comments to Docket Operations in
Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Fax: (202) 493-2251.
To read background documents or comments received, go to https://www.regulations.gov at any time or to Room W12-140 on the ground floor
of the DOT West Building, 1200 New Jersey Avenue SE., Washington, DC,
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: Federal Aviation Administration, 800
Independence Avenue SW., Washington, DC 20591, telephone (202) 267-
3831; facsimile (202) 267-5302.
SUPPLEMENTARY INFORMATION: Section 123(e) of Public Law 108-176, Vision
100-Century of Aviation Reauthorization Act (December 12, 2003)
directed the FAA to publish a policy on the eligibility of ground
access projects for PFC funding. The FAA's Notice of Policy Regarding
Eligibility of Ground Access Transportation Projects for Funding Under
the Passenger Facility Charge Program (2004 Notice), 69 FR 6366, was
published on February 10, 2004. The 2004 Notice presented the relevant
statutory requirements as well as FAA's regulations and guidance on
PFC-funded ground access transportation projects in a consolidated
form.\2\ As stated in the 2004 Notice, the statutory requirements
include the significant contribution test for PFC contributions higher
than $3 per passenger (49 U.S.C. 40117(d)(3)); the Airport Improvement
Program (AIP) funding test (49 U.S.C. 40117(b)(4)(B); 14 CFR
158.17(a)(2)) and the airside needs test (49 U.S.C. 40117(d)(4); 14 CFR
158.17(a)(3)).\3\ Other requirements can be found in 14 CFR part 158;
FAA Order 5500.1, ``Passenger Facility Charge'' (August 9, 2001); ``The
AIP Handbook,'' FAA Order 5100.38D (September 30, 2014); and FAA PFC
records of decision and final agency decisions on about the use of PFC
revenue to finance airport ground access transportation projects.\4\
---------------------------------------------------------------------------
\2\ 69 FR 6367.
\3\ Id.
\4\ Id.
---------------------------------------------------------------------------
For purposes of the policy, airport ground access includes all
potential surface transportation modes (i.e., road, light and heavy
rail, and water).
The 2004 Notice restated the agency's longstanding policy
requirement from the AIP Handbook, FAA Order 5100.38, that to be AIP
and/or PFC eligible, an airport ground access transportation project
must meet the following conditions:
(1) The road or facility may only extend to the nearest public
highway or facility of sufficient capacity to accommodate airport
traffic;
(2) the access road or facility must be located on the airport or
within a right-of-way acquired by the public agency; and
(3) the access road or facility must exclusively serve airport
traffic.\5\
---------------------------------------------------------------------------
\5\ Id. at 6367.
---------------------------------------------------------------------------
The first and second of these requirements are relatively
straightforward to apply and evaluate. The third requirement (exclusive
use) requires more explanation. The 2004 Notice stated that ``exclusive
use of airport patrons and employees means that the facility can
experience no more than incidental use by non-airport users.'' \6\ By
incidental use, the 2004 Notice explains, routine use of the rail
ground access transportation facility by non-airport users must ``be
unattractive and non-airport users in fact constitute only a minor
percentage of total system ridership.'' However, the 2004 Notice also
stated that ``Exclusive airport use does not mean that any non-airport
use must be prevented at all costs.'' \7\
---------------------------------------------------------------------------
\6\ Id. at 6368.
\7\ Id.
---------------------------------------------------------------------------
The 2004 Notice also stated that related facilities, such as
acceleration and deceleration lanes, exit and entrance ramps, lighting,
equipment to provide operational control of a rail system or people
mover, and rail system or people mover stops at intermediate points on
the airport are eligible when they are a necessary part of an eligible
access road or facility. In addition, the public agency must retain
ownership of the completed ground access transportation project. The
public agency may choose to operate the facility on its own or may
choose to lease the facility to a local or regional transit agency for
operation within a larger local or regional transit system.
During the 12 years that have ensued since publication of the 2004
Notice, the FAA has consistently applied these criteria. However, as
FAA's experience in administering the program has developed, it has
become clear that strictly applying criteria originally designed to
judge eligibility for on-airport road access projects, to on-airport
rail projects, can produce financially and practically inefficient
outcomes. The concept of ``exclusive use'' has been the subject of
particular interest because of the underlying principle that the
stakeholders who pay excise taxes on airline passenger tickets or
passenger facility charges should not have to pay the costs of
facilities, except to the extent necessary to meet the needs of airport
patrons and employees. Over the years, the FAA has had to decide
whether all or portions of proposed on-airport ground access projects
utilizing rail, or portions thereof, met the policy requirement that
[[Page 26612]]
the rail right-of-way exclusively served airport traffic.
In the past, both before and after the publication of the 2004
Notice, the FAA has found that almost all otherwise eligible rail
stations located on-airport are eligible for PFC funding under agency
guidelines, because they are exclusively used by airport patrons and
employees.\8\ However, whether the right of way or guideway itself met
the historical interpretation of exclusive use depended upon the
configuration of the rail line (e.g., whether a spur line terminating
at the airport, or a through-line where the airport station is not the
terminus). Historically, the FAA has approved funding only for tracks
or guideways that clearly meet the requirement of exclusive use, by
virtue of the physical configuration of the rail line.\9\
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\8\ 64 FR 53763 (Oct. 4, 1999); PFC Record of Decision,
Application No. 01-08-C-00-PDX (July 20, 2001) at 8.
\9\ Id.
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As discussed below, the FAA recently received a request for the use
of PFC revenue to fund an on-airport ground access rail station and
related trackage, where the trackage would not exclusively serve
airport traffic because the rail line would not terminate at the
airport station but continue beyond the airport property. Our review
and evaluation of the application has caused the agency to consider
whether the exclusive use policy is unduly limiting, thereby preventing
the approval of PFC funds for some airport ground access projects that
might be consistent with the agency's mission to ``encourage the
development of intermodal connections on airport property between
aeronautical and other transportation modes and systems to serve air
transportation passengers and cargo efficiently and effectively and
promote economic development.'' 49 U.S.C. 47101(a)(5).\10\
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\10\ This policy, when completed, will also apply to AIP
eligibility. However, due to AIP rules that limit funding for
airport terminal development, rail access projects would not likely
be funded with AIP funding.
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Specifically, the agency notes that by extending the rail line
beyond the airport, thereby providing more transit options for more
travelers and increasing the utility of the system consistent with the
agency's mission, the financing options for that system become
conversely limited. There are fundamental differences between fixed-
guideway systems like rail and public roads. With road access, all that
is needed to facilitate efficient access to the air transportation
system is a direct connection from the airport to a main thoroughfare
or population center, as individual drivers can then choose their own
path to their destination. The roads used by airport visitors are
typically part of a broader system that may be funded, constructed, and
maintained by multiple levels of government or private entities for
multiple purposes and journeys. Given the open and variable nature of
road systems, it is critical for the FAA to apply strict eligibility
criteria that tie the funding of the on-airport project to the
exclusive use of the airport. Without such criteria, users of the
infrastructure could benefit from federally-approved funds designed to
improve access to the national air transportation system without ever
intending to visit, or actually visiting, the airport. Airport rail
access projects, however, are planned, funded, constructed, operated,
and used differently from on-airport road projects. By their nature,
passenger rail and rail transit aggregate passenger traffic along fixed
routes with a limited number of stops, each with their own
justification and purpose. Users of road infrastructure have more
flexibility and control in determining their route that users of rail,
who are more limited in their options. Without a very strict exclusive
use requirement, users of access roads could take advantage of that
infrastructure, and make a choice to never pass through the airport
itself. Users of rail, however, have little choice of route and their
degree of control over that route. Non-airport users are not taking
advantage of the airport portions of track by choice, but are more
likely to be passing through the airport because they cannot use rail
travel to their destination without doing so. The FAA is seeing an
increasing number of circumstances and physical configurations in which
strict adherence to the historical interpretation of `exclusive use'
may not be in the balance of the public interest. Indeed, rigid
application of the historical policy, designed primarily for road
access projects, potentially frustrates the FAA's own objectives as set
forth in 49 U.S.C. 47101(b)(5) and (6).
Additionally, population and demographic trends have changed since
the ground access policy was developed. Many airports that were
originally constructed on the periphery of population centers, now find
themselves ensconced as suburban growth has extended to and beyond the
airport. As such, it may no longer make sense for a ``downtown'' rail
or transit line to terminate at the airport, as there now exists a pool
of potential users beyond the airport. However, under current policy,
which equates on-airport rail projects with ``access roads,'' extending
rail/transit access beyond the airport so that these populations can
also access the airport precludes the use of federally-approved funds,
such as PFCs, for significant portions of the project since the line
would go beyond the airport and no longer serves airport traffic
exclusively.
Accordingly, the FAA is considering amending the 2004 Policy so
that on-airport rail access projects are no longer treated identically
to access roads.
The FAA is evaluating whether, consistent with intermodal policy
under 49 U.S.C. 47101(b)(5) and (6), it should reconsider its policy to
only permit ground access projects where the airport terminal is the
terminus of the rail line, or whether PFCs should also be available for
other types of rail projects. The FAA is soliciting comment on whether
it should amend its policy to consider rail projects that are located
on airport, but that may not exclusively serve air traffic, where the
creation of a separate spur into the airport (in order to ensure
exclusive use of the right-of-way) would be materially more expensive
than having the rail line transit the airport property and continue
beyond and/or would be contrary to the agency's mission to ``encourage
the development of intermodal connections at airports.'' 49 U.S.C.
47101(a)(5). The FAA requests comments on several policy alternatives
for determining when rail projects on airport are eligible for PFC
funding. After reviewing comments, the FAA may permit some of the
alternatives to establish PFC eligibility or may permit other
alternatives raised by commenters. One recent PFC application received
by the FAA highlights the agency's experience with intermodal
objectives, and a need for flexibility in using PFCs to fund on-airport
rail access. In March 2014, the FAA received a PFC application from the
Metropolitan Washington Airports Authority (MWAA) that included a
request to use PFCs to help fund both an on-airport station and a
portion of the on-airport tracks that would be located immediately
adjacent to the station. Although both segments of the track would be
located on airport property and connect to the nearest public
transportation facility, the tracks would not be exclusively used by
airport patrons and employees, as has been historically required based
on the FAA's policy, per the 2004 Notice, to analyze rail projects
under the same framework as access roads.\11\ The tracks would not be
for the exclusive use of
[[Page 26613]]
airport patrons and employees because the rail line in question would
not terminate at the airport station, but continue to other
destinations beyond the airport.
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\11\ Id.
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In a July 11, 2014, final agency decision, the FAA approved
portions of the application and the Dulles Airport Metrorail Station
project in particular, but deferred consideration of ``the track
portions of this project (beyond the Airport station footprint).'' \12\
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\12\ FAA Final Agency Decision dated July 11, 2014, page 22.
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The FAA's final agency decision stated that ``The FAA is generally
reviewing the historical interpretation of exclusive use, and
considering possible refinements in the general eligibility criteria
relating to track and guideway elements, on airport, in certain
circumstances.'' \13\
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\13\ Id.
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In its consideration of this potential policy change, the FAA must
be mindful of how such a change could affect future airport ground
access project approvals. The agency will have to balance the benefit
to the airport (e.g., increasing ease of access for airport patrons,
and employees; decreased ground congestion; preserving or enhancing
capacity, etc.) against the use of PFCs to pay for the trackage or
guideway where use of that right-of-way would not exclusively serve
airport traffic as historically interpreted.
Discussion on Proposed Policy: As a result of its review and
evaluation of the MWAA application, and past PFC decisions relating to
airport ground access, the FAA has identified three proposed means by
which an airport could demonstrate eligible costs of on-airport rail
trackage to be funded through PFC revenues. These proposals are based
on the underlying principle that the stakeholders who pay PFCs should
not have to pay the costs of facilities, except to the extent necessary
to meet the needs of airport patrons and employees, and also promote
the agency's statutory mission to expand intermodal links at the
nation's airports. The three proposals are:
1. Incremental Cost Comparison: The increased cost of a through-
track solution (compared to a track that bypasses the airport) benefits
no one but the airport passengers and employees.
Detailed Discussion of Alternative:
For this alternative, the public agency could demonstrate
that the rail line would be built from Point A to Point B regardless of
whether the airport station is added.
This approach would compare the actual cost needed to
serve airport passengers and employees against the cost of the PFC
project (airport station).
If not for the service to the airport, the track alignment
in this section (Section C-D) would typically be shorter, straighter,
and less expensive than that of a design that includes the Airport
Station (C-A1-Airport Station-B1-D).
[[Page 26614]]
[GRAPHIC] [TIFF OMITTED] TN03MY16.005
The approximate incremental cost to serve the airport is
the difference between the track cost to serve the airport (C-A1-
Station-B1-D) and the cost if the track did not deviate to serve the
airport (C-D). This incremental cost represents the costs needed to
directly benefit airport passengers and employees. This incremental
cost forms the basis of PFC eligibility. However, only that trackage on
airport property (A1-Airport Station-B1) is eligible for PFC funding.
2. Separate System Comparison: The project costs of a through-track
solution is less expensive than a stand-alone people-mover bringing
passengers in from an off-airport station.
Detailed Discussion of Alternative:
The full costs of a hypothetical people mover system
including the costs of the Airport Station, the transport vehicles, and
the full costs of the rail line between the Airport Station and A1
(theoretical airport property line) would typically be eligible for PFC
funding.
[[Page 26615]]
[GRAPHIC] [TIFF OMITTED] TN03MY16.006
This alternative would compare the cost of developing a
hypothetical people mover system (on airport) against the cost of
bringing the transit line to and through an on-airport station.
If the airport can demonstrate that the costs to be funded through
PFC revenues would be less than the cost of building a separate system,
then the costs to be funded through PFC revenues would be eligible.
3. Prorate the costs of the trackage on airport property based on
ridership forecast. If the airport can demonstrate that the costs to be
funded through PFC revenues would be no more than the prorated costs of
the trackage on airport property, based on ridership forecasts and the
percentage representing passengers and employees utilizing the airport,
then those costs could be considered eligible.
Comments Invited
The FAA invites interested persons to submit written comments,
data, or views concerning this proposal. The most helpful comments
reference a specific portion of the proposal, explain the reason for
any recommended change, and include supporting data. To ensure the
docket does not contain duplicate comments, please send only one copy
of written comments, or if you are filing comments electronically,
please submit your comments only one time.
The FAA will file in the docket all comments received, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposal. Before acting on this proposal, the FAA will
consider all comments received on or before the closing date for
comments and any late-filed comments if it is possible to do so without
incurring expense or delay. The FAA may change this proposal in light
of comments received.
Issued in Washington, DC, on April 27, 2016.
Elliott Black,
Director, Office of Airport Planning and Programming.
[FR Doc. 2016-10334 Filed 5-2-16; 8:45 am]
BILLING CODE 4910-13-P