Transit-Oriented Development Planning Pilot Program, 22155-22160 [2016-08538]
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Federal Register / Vol. 81, No. 72 / Thursday, April 14, 2016 / Notices
Percent
Homeowners Without Credit
Available Elsewhere ..............
Businesses With Credit Available Elsewhere ......................
Businesses
Without
Credit
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Credit Available Elsewhere ...
Non-Profit Organizations Without Credit Available Elsewhere .....................................
For Economic Injury:
Businesses & Small Agricultural
Cooperatives Without Credit
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Non-Profit Organizations Without Credit Available Elsewhere .....................................
1.813
6.250
4.000
2.625
2.625
4.000
2.625
The number assigned to this disaster
for physical damage is 14688 C and for
economic injury is 14689 0.
The States which received an EIDL
Declaration # are Florida, Alabama.
(Catalog of Federal Domestic Assistance
Number 59008)
Dated: April 7, 2016.
Maria Contreras-Sweet,
Administrator.
[FR Doc. 2016–08653 Filed 4–13–16; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #14692 and #14693]
Florida Disaster #FL–00115
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
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The meeting to be cancelled was
to be held on April 20, 2016—9:30 a.m.
to 4:00 p.m.
ADDRESSES: The meeting was to be held
at the Federal Aviation Administration,
800 Independence Avenue SW., Round
Room (10th Floor), Washington, DC
20591.
DATES:
FOR FURTHER INFORMATION CONTACT:
Chinita A. Roundtree-Coleman at (609)
485–7149 or Web site at
chinita.roundtree-coleman@faa.gov.
SUPPLEMENTARY INFORMATION: Pursuant
Percent
to section 10(a)(2) of the Federal
For Physical Damage:
Advisory Committee Act (Pub. L. 92–
Homeowners With Credit Avail463, 5 U.S.C. App. 2), notice is hereby
able Elsewhere ......................
3.625 given of a meeting cancellation of the
Homeowners Without Credit
Research, Engineering and Development
Available Elsewhere ..............
1.813
(RE&D) Advisory Committee. The
Businesses With Credit Available Elsewhere ......................
6.250 meeting agenda will include receiving
from the Committee guidance for FAA’s
Businesses
Without
Credit
Available Elsewhere ..............
4.000 research and development investments
Non-Profit Organizations With
in the areas of air traffic services,
Credit Available Elsewhere ...
2.625 airports, aircraft safety, human factors
Non-Profit Organizations Withand environment and energy.
out Credit Available ElseAttendance is open to the interested
where .....................................
2.625
public but seating is limited. With the
For Economic Injury:
approval of the chairman, members of
Businesses & Small Agricultural
the public may present oral statements
Cooperatives Without Credit
Available Elsewhere ..............
4.000 at the meeting. Persons wishing to
attend the meeting, present statements,
Non-Profit Organizations Without Credit Available Elseor obtain information should contact the
where .....................................
2.625 person listed in the FOR FURTHER
INFORMATION CONTACT section. Members
The number assigned to this disaster
of the public may present a written
for physical damage is 14692 C and for
statement to the Committee at any time.
economic injury is 14693 0.
Issued in Washington, DC on April 6, 2016.
The States which received an EIDL
Chinita A. Roundtree-Coleman,
Declaration # are Florida, Alabama.
(Catalog of Federal Domestic Assistance
Numbers 59008)
This is a notice of an
Administrative declaration of a disaster
for the State of Florida dated 04/07/
2016.
Incident: Severe Storms and
Tornadoes.
Incident Period: 02/23/2016 through
02/24/2016.
Effective Date: 04/07/2016.
Physical Loan Application Deadline
Date: 06/06/2016.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/09/2017.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
SUMMARY:
Administrator’s disaster declaration,
applications for disaster loans may be
filed at the address listed above or other
locally announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Escambia.
Contiguous Counties:
Florida: Santa Rosa.
Alabama: Baldwin, Escambia.
The Interest Rates are:
22155
Computer Specialist.
[FR Doc. 2016–08392 Filed 4–13–16; 8:45 am]
BILLING CODE 4910–13–P
Dated: April 7, 2016.
Maria Contreras-Sweet,
Administrator.
DEPARTMENT OF TRANSPORTATION
[FR Doc. 2016–08662 Filed 4–13–16; 8:45 am]
Federal Transit Administration
BILLING CODE 8025–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Research, Engineering and
Development Advisory Committee
Meeting
Federal Aviation
Administration (FAA), DOT.
ACTION: Correction—cancellation of
meeting.
AGENCY:
The FAA is issuing this notice
to advise the public of the Research,
Engineering and Development Advisory
Committee meeting. The notice was
previously published (81 FR 18933) in
the April 1, 2016 issue of the Federal
Register.
SUMMARY:
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Transit-Oriented Development
Planning Pilot Program
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of Funding Opportunity
(NOFO): Solicitation of Project
Proposals for the Pilot Program for
Transit-Oriented Development
Planning.
AGENCY:
The Federal Transit
Administration (FTA) announces the
availability of $20.49 million of Fiscal
Year (FY) 2014, FY 2015 and FY 2016
funds under the Pilot Program for
Transit-Oriented Development (TOD)
Planning as authorized under Section
20005(b) of the Moving Ahead for
Progress in the 21st Century Act (MAP–
21), Public Law 112–141, July 6, 2012,
SUMMARY:
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with funding provided under 49 U.S.C.
5338(a)(2)(B), as amended by the Fixing
America’s Surface Transportation
(FAST) Act. The program augments
FTA’s Fixed Guideway Capital
Investment Grants (CIG) Program by
supporting comprehensive planning
associated with new fixed guideway and
core capacity improvement projects.
This notice solicits proposals to
compete for FY 2014, FY 2015 and FY
2016 funding under the Pilot Program
for TOD Planning and may include
additional funds made available under
future appropriations. It outlines the
process to apply for funding, identifies
FTA’s priorities for these competitive
funds, and establishes the criteria FTA
will use to identify meritorious projects
for funding. This announcement is
available on the FTA Web site at:
https://www.fta.dot.gov. FTA may
announce final selections on the Web
site and in the Federal Register.
Additionally, a synopsis of this funding
opportunity will be posted in the FIND
module of the government-wide
electronic grants (GRANTS.GOV) Web
site at https://www.grants.gov.
Complete proposals for Pilot
Program for TOD Planning funding must
be submitted by 11:59 p.m. EDT June
13, 2016.
DATES:
All proposals must be
submitted electronically through the
GRANTS.GOV APPLY function. Any
agency intending to apply should
initiate the process of registering on the
GRANTS.GOV site immediately to
ensure completion of registration before
the submission deadline. Instructions
for applying can be found on FTA’s Web
site at https://www.fta.dot.gov/TODPilot
and in the ‘‘FIND’’ module of
GRANTS.GOV.
ADDRESSES:
For
program-specific questions, please
contact Benjamin Owen, Office of
Planning and Environment, (202) 366–
5602, email: Benjamin.Owen@dot.gov. A
TDD is available at 1–800–877–8339
(TDD/FIRS).
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
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Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration
Information
G. Federal Awarding Agency Contacts
H. Other Information
Appendix A: Registration in SAM and
GRANTS.GOV
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A. Program Description
The Pilot Program for TOD Planning
helps support FTA’s mission of
improving public transportation for
America’s communities by providing
funding to local communities to
integrate land use and transportation
planning with a transit capital
investment that is seeking, or has
recently received, funding through the
CIG Program. The Pilot Program is not
intended to simply support planning
that maintains or increases development
adjacent to transit. Instead, the Pilot
Program is intended to fund
comprehensive planning that supports
economic development, ridership,
multimodal connectivity and
accessibility, increased transit access for
pedestrian and bicycle traffic, and
mixed-use development near transit
stations. For projects seeking CIG
program funding, this comprehensive
planning work will help them develop
the information that addresses the CIG
Program’s evaluation criteria, increasing
their competitiveness for funding from
the CIG program. For projects that have
received CIG construction grants since
July 2012 when MAP–21 and this Pilot
Program was enacted, this
comprehensive planning work will help
leverage the Federal investment already
made and ensure successful transit
corridors. The program also encourages
identification of infrastructure needs
and engagement with the private sector.
Through this program, FTA intends to
fund comprehensive planning work,
including for TOD, that would likely
otherwise not occur without Federal
support. FTA is seeking comprehensive
planning projects covering an entire
transit capital project corridor, rather
than proposals that involve planning for
individual station areas or only a small
section of the corridor. FTA is also
prioritizing applications in corridors
with significant challenges related to
TOD planning, low levels of existing
development, or where the cost of the
planning work to overcome the
challenges exceeds what might be
readily available locally. Lastly, FTA is
seeking planning efforts that include
strategies to support housing
affordability and address residential and
commercial displacement that can
sometimes occur when transit capital
projects are implemented.
This program will support priorities
of the U.S. Department of
Transportation. It will assist the
Department with creating Ladders of
Opportunity for all Americans by
assisting local project sponsors with
planning improved access to
employment, health care, education,
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and housing, and with planning TransitOriented Development to revitalize and
lift up regions and neighborhoods by
attracting new opportunities, jobs and
housing. The program will also promote
public-private partnerships by requiring
private sector participation.
Congress enacted the Pilot Program
for TOD Planning to leverage the
significant investments in transit
projects FTA is making through its CIG
Program. Therefore, FTA is requiring
that proposed planning activities be
associated with a capital transit project
pursuing CIG Program funding,
including projects currently in the
Project Development or Engineering
phases of the CIG program, projects that
may be seeking entry into the CIG
program in the future, and projects that
received construction grants from the
CIG program since July 2012 when
MAP–21 was enacted (see section C,
subsection 1 of this notice for more
detail on this requirement).
To ensure any proposed planning
work reflects the needs and aspirations
of the local community and results in
concrete, specific deliverables and
outcomes, FTA is requiring that transit
project sponsors partner with entities
with land use planning authority in the
transit project corridor to conduct the
planning work. FTA will assess the
strength of these partnerships in its
evaluation of applications.
FTA has been considering the
strength of local land use plans and
policies in fostering TOD in its
evaluation of capital investment grant
projects for nearly two decades, over
which time the practice of TOD
planning and implementation in the
United States has advanced
significantly. Most local jurisdictions
now develop station-area TOD plans in
conjunction with the planning for
transit capital investments, and several
regions have funding tools to encourage
TOD. With few exceptions, these
advances in TOD practice have been
locally funded and FTA’s direct
involvement has been limited. Thus, the
goal of this program is to further TOD
planning by addressing barriers to its
implementation and ensuring concrete
performance outcomes and measures.
B. Federal Award Information
The FAST Act authorizes FTA to
make grants for eligible projects under
the Pilot Program for TOD Planning on
a competitive basis subject to the terms
and conditions as authorized under
Section 20005(b) of the Moving Ahead
for Progress in the 21st Century Act
(MAP–21), Public Law 112–141, July 6,
2012, with funding provided under 49
U.S.C. 5338(a)(2)(B), as amended by the
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Fixing America’s Surface Transportation
(FAST) Act. The $20.49 million
available consists of $0.49 million from
the Consolidated Appropriations Act,
2014, $10 million from the Consolidated
and Further Continuing Appropriations
Act, 2015, and $10 million from the
Consolidated Appropriations Act, 2016.
FTA intends to award all three years’
funding to selected applicants
responding to this NOFO and may
include additional funds made available
under future appropriations.
FTA intends to fund as many
meritorious TOD planning efforts as
possible. Only proposals from eligible
recipients for eligible activities will be
considered for funding. FTA anticipates
minimum grant awards of $250,000 and
maximum grant awards of $2,000,000.
The maximum period of performance
allowed for the work covered by the
award is 24 months.
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C. Eligibility Information
1. Eligible Transit Projects
Any comprehensive planning work
proposed for funding under the Pilot
Program for TOD Planning must be
associated with an eligible transit
capital project. To be eligible, the
proposed transit capital project must be
a New Starts, Core Capacity or fixedguideway Small Starts project as
defined under the CIG Program (e.g., in
Section 5309(a) of title 49, United States
Code), and be:
i. Expected to enter New Starts, Small
Starts or Core Capacity Project
Development in the future;
ii. In the Project Development or
Engineering phase of the New Starts or
Core Capacity process, or in the Project
Development phase of the Small Starts
process by the date the application to
the Pilot Program for TOD Planning is
submitted; or
iii. A project that received a
construction grant through the CIG
Program since July 2012 when the Pilot
Program was enacted in MAP–21.
Based on this definition of an eligible
transit project, the following types of
transit projects are ineligible:
i. A proposed fixed guideway transit
project that does not intend to seek CIG
funding in the future, is not currently a
CIG project in the Project Development
or Engineering phase of the program, or
that received a construction grant award
from the CIG program prior to July 2012;
ii. Any proposed transit project that
was awarded TOD Pilot Program
funding in 2015; and
iii. Small Starts corridor-based bus
rapid transit projects that do not meet
the definition of a fixed-guideway
project per Section 5309(a) of title 49,
United States Code.
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2. Eligible Applicants
Eligible applicants under this program
must be FTA grantees (i.e., existing
direct and designated recipients) as of
the publication date of this NOFO. An
applicant must either be the project
sponsor of an eligible transit capital
project as defined in the previous
subsection or an entity with land use
planning authority in an eligible transit
capital project corridor. Except in cases
where an applicant is both the sponsor
of an eligible transit project and has
land use authority in at least a portion
of the transit project corridor, the
application for Pilot Program for TOD
Planning funds must include sufficient
evidence of a partnership between the
transit project sponsor and at least one
entity in the project corridor with land
use planning authority. Sufficient
evidence may include a memorandum
of agreement or letter of intent signed by
all parties that describes the parties’
roles and responsibilities in the
proposed comprehensive planning
project. Only one application per transit
capital project corridor may be
submitted to FTA. Multiple applications
submitted for a single transit capital
project corridor indicate to FTA that
partnerships are not in place and FTA
will reject all of the applications.
3. Eligible Activities
Applications for funding under the
Pilot Program for TOD Planning must
describe how the planning work
proposed addresses all six aspects of the
general authority stipulated in Section
20005(b)(2) of MAP–21:
i. Enhances economic development,
ridership, and other goals established
during the project development and
engineering processes;
ii. facilitates multimodal connectivity
and accessibility;
iii. increases access to transit hubs for
pedestrian and bicycle traffic;
iv. enables mixed-use development;
v. identifies infrastructure needs
associated with the eligible project; and
vi. includes private sector
participation.
Applications should describe the
anticipated final deliverables that will
result from the planning work.
Examples of final deliverables may
include, but are not restricted to, the
following:
i. A comprehensive plan report that
includes corridor development policies
and station development plans, a
proposed timeline, and recommended
financing strategies for these plans,
which may include use of Federal loan
programs such as USDOT’s
Transportation Infrastructure Finance
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22157
and Innovation Act (TIFIA) and
Railroad Rehabilitation Improvement
and Financing (RRIF) programs;
ii. A strategic plan report that
includes corridor specific planning
strategies and program
recommendations to support
comprehensive planning;
iii. Revised TOD-focused zoning
codes and/or resolutions;
iv. A report evaluating and
recommending tools to encourage TOD
implementation such as land banking,
value capture, and development
financing;
v. An analysis of the effects of
gentrification due to transit capital
project implementation and
recommendations to promote inclusive
communities and reduce residential and
commercial displacement;
vi. An analysis of efforts to connect
people to opportunities by promoting
multimodal access to transit stations
and by improving connectivity of
disadvantaged populations to essential
services;
vii. Policies to encourage TOD; and/
or
viii. Local or regional resolutions to
implement TOD plans and/or establish
TOD funding mechanisms.
4. Ineligible Activities
Applications should not include the
following activities, which include
activities that are targeted to only a
single location rather than the
comprehensive corridor-focused TOD
planning study desired by FTA:
i. TOD planning work in a single
transit capital project station area;
ii. Transit project development
activities that would be reimbursable
through the CIG Program under a
construction grant agreement, such as
project planning, the design and
engineering of stations and other
facilities, environmental analyses
needed for the transit capital project, or
costs associated with specific joint
development activities;
iii. Capital projects, such as land
acquisition, construction, and utility
relocation; and
iv. Site- or parcel-specific planning,
such as the design of individual
structures.
5. Cost Sharing or Matching
The maximum Federal funding share
is 80 percent.
6. Eligible Sources of Match
The application must describe the
cost of the planning effort proposed and
identify the funding sources necessary
to complete the work, including the
amount of Pilot Program for TOD
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Planning funds being requested. The
applicant must describe each source of
the local match and identify whether
the funds from each source are
committed or planned. For funds
identified as committed, the application
must include documentation of the
funding commitments such as a letter,
resolution, adopted budget, etc.
Eligible sources of local match
include the following: Cash from nonGovernment sources other than
revenues from providing public
transportation services; revenues
derived from the sale of advertising and
concessions; amounts received under a
service agreement with a State or local
social service agency or private social
service organization; revenues generated
from value capture financing
mechanisms; or funds from an
undistributed cash surplus; replacement
or depreciation cash fund or reserve; or
new capital. In-kind contributions are
permitted. Transportation Development
Credits (formerly referred to as Toll
Revenue Credits) may not be used to
satisfy the local match requirement.
D. Application and Submission
Information
1. Address
Project proposals must be submitted
electronically through https://
www.GRANTS.GOV by 11:59 p.m. June
13, 2016. Mail and fax submissions will
not be accepted.
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2. Content and Form of Application
Submission
Proposals should include only a
completed SF 424 Mandatory form
(downloaded from GRANTS.GOV) and
the following attachments to the
completed SF 424:
i. A completed Applicant and
Proposal Profile supplemental form for
the Pilot Program for Transit-Oriented
Development Planning (supplemental
form) found on the FTA Web site at
https://www.fta.dot.gov/TODPilot. The
supplemental form provides a
consistent format for proposers to
respond to the criteria outlined in this
NOFO and takes the place of a free-form
written application. Supplemental
forms for other FTA funding programs
will not be accepted;
ii. A map of the proposed study area
showing the transit project alignment
and stations, major roadways, major
landmarks, and the geographic
boundaries of the proposed
comprehensive planning activities;
iii. Documentation of a partnership
between the transit project sponsor and
an entity in the project corridor with
land use planning authority to conduct
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the planning work, if the applicant does
not have both of these responsibilities;
and
iv. Documentation of any funding
commitments for the proposed planning
work.
The supplemental form as described
above must be completed and validated
using the ‘‘Validate Form’’ button. The
supplemental form prompts applicants
for all required information about the
proposed planning work (listed below),
includes fields for responses and takes
the place of a free-form written
application. In the event of errors, FTA
recommends saving the form on your
computer and ensuring that JavaScript
is enabled in your PDF reader;
The supplemental form will prompt
applicants to address the following
items:
1. Identify the project title and project
scope to be funded, including
anticipated final deliverables.
2. Identify an eligible transit project
that meets the requirements of section
C, subsection 1 of this notice.
3. Provide evidence of a partnership
between the transit project sponsor and
at least one agency with land use
authority in the transit capital project
corridor, per section C, subsection 2 of
this notice.
4. Address the six aspects of general
authority under MAP–21 Section
20005(b)(2).
5. Address each evaluation criterion
separately, demonstrating how the
project responds to each criterion as
described in section E.
6. Provide a line-item budget for the
total planning effort, with enough detail
to indicate the various key components
of the project.
7. Identify the Federal amount
requested.
8. Document the matching funds,
including amount and source of the
match (may include local or private
sector financial participation in the
project). Describe whether the matching
funds are committed or planned, and
include documentation of the
commitments.
9. Address whether other Federal
funds have been sought or received for
the project.
10. Provide a project time-line,
including significant milestones such as
the dates anticipated to incorporate the
planning work effort into the region’s
unified planning work program, and to
complete all of the proposed planning
work within the maximum period of
performance.
11. Describe how the planning work
advances goals of the region’s
metropolitan transportation plan.
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12. Propose performance criteria for
the implementation of the planning
work.
13. Identify possible impediments to
the planning work and its
implementation, and how the work will
address them.
14. For projects expected to enter New
Starts, Small Starts or Core Capacity
Project Development in the future,
applications must demonstrate the
seriousness of the transit capital project
by indicating whether:
i. It has been included in a local plan
(e.g., a local master plan, comprehensive
plan, land use plan or transportation
plan);
ii. It has been included in a regional
plan (e.g., a regional land use plan or
transportation plan);
iii. It has been included in a statewide
transportation plan or transit plan;
iv. A feasibility study has been
undertaken;
v. NEPA process is underway;
vi. The locally preferred alternative
has been selected:
vii. Community and/or stakeholder
engagement has started;
viii. Discussions with the FTA
Regional Office have taken place;
For each of the above indicate yes or
no, and attach a link to any applicable
documents or Web sites. Do not attach
the documentation.
FTA will not consider any additional
materials submitted by applicants in its
evaluation of proposals. The total length
of the completed supplemental form
and documentation of partnerships and
funding commitments should be no
more than 15 pages.
Within 24–48 hours after submitting
an electronic application, the applicant
should receive three email messages
from GRANTS.GOV: (1) Confirmation of
successful transmission to
GRANTS.GOV, (2) confirmation of
successful validation by GRANTS.GOV
and (3) confirmation of successful
validation by FTA. If confirmations of
successful validation are not received
and a notice of failed validation or
incomplete materials is received, the
applicant must address the reason for
the failed validation, as described in the
email notice, and resubmit before the
submission deadline. If making a
resubmission for any reason, include all
original attachments regardless of which
attachments were updated and check
the box on the supplemental form
indicating this is a resubmission.
Any addenda that FTA releases on the
application process will be posted at
https://www.fta.dot.gov/TODPilot.
Important: FTA urges proposers to
submit their applications at least 72
hours prior to the due date to allow time
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to receive the validation messages and
to correct any problems that may have
caused a rejection notification. FTA will
not accept submissions after the stated
submission deadline. GRANTS.GOV
scheduled maintenance and outage
times are announced on the
GRANTS.GOV Web site at https://
www.GRANTS.GOV. Deadlines will not
be extended due to scheduled
maintenance or outages.
Proposers are encouraged to begin
registration process on the
GRANTS.GOV site well in advance of
the submission deadline. Registration is
a multi-step process, which may take
several weeks to complete before an
application can be submitted. Registered
proposers may still be required to take
steps to keep their registration up to
date before submissions can be made
successfully: (1) Registration in the
System for Award Management (SAM)
is renewed annually and (2) persons
making submissions on behalf of the
Authorized Organization Representative
(AOR) must be authorized in
GRANTS.GOV by the AOR to make
submissions. Instructions on the
GRANTS.GOV registration process are
listed in Appendix A.
Information such as proposer name,
Federal amount requested, local match
amount, description of areas served, etc.
may be requested in varying degrees of
detail on both the SF 424 form and
supplemental form. Proposers must fill
in all fields unless stated otherwise on
the forms. Proposers should use both
the ‘‘Check Package for Errors’’ and the
‘‘Validate Form’’ validation buttons on
both forms to check all required fields
on the forms, and ensure that the federal
and local amounts specified are
consistent. The information listed in
sections D of this NOFO MUST be
included on the SF 424 and
supplemental forms for all requests for
Pilot Program for TOD Planning
funding.
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3. Applicant Information
i. Name of the lead applicant and, if
applicable, the specific co-sponsors
submitting the application.
ii. Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
number.
iii. Contact information including:
Contact name, title, address,
congressional district, fax and phone
number, and email address if available.
iv. Name of person(s) authorized to
apply on behalf of the system (attach a
signed transmittal letter) must
accompany the proposal.
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E. Application Review Information
1. Criteria
FTA will evaluate proposals that
include all components identified in
section D of this notice according to the
following three criteria:
a. Demonstrated Need
FTA will evaluate each project to
determine the need for funding based on
the following factors:
i. Barriers to TOD in the corridor and
how the proposed work will overcome
them;
ii. How the proposed work will
advance TOD implementation in the
corridor and region;
iii. Justification as to why Federal
funds are needed for the proposed work;
and
iv. Extent to which the transit project
corridor could benefit from TOD
planning.
b. Strength of the Work Plan, Schedule
and Process
FTA will evaluate the strength of the
work plan, schedule and process
included in an application based on the
following factors:
i. Extent to which the schedule
contains sufficient detail, identifies all
steps needed to implement to work
proposed, and is achievable;
ii. The proportion of the project
corridor covered by the work plan;
iii. Extent of partnerships, including
with non-public sector entities;
iv. The partnerships’ technical
capability to develop, adopt and
implement the plans, based on FTA’s
assessment of the applicant’s
description of the policy formation,
implementation, and financial roles of
the partners, and the roles and
responsibilities of proposed staff;
v. Whether the performance measures
identified in the application relate to the
goals of the planning work;
vi. The extent to which the
application demonstrates efforts to
address gentrification and displacement;
vii. The extent to which the
application demonstrates a commitment
to connecting communities, particularly
connecting disadvantaged populations
to essential services, and to revitalizing
economically distressed areas;
viii. Whether the proposed work will
examine innovative financial tools such
as value capture; and
ix. Whether the application
demonstrates leveraging other Federal
grants that would support the proposed
work plan.
c. Funding Commitments
FTA will assess the status of local
matching funds for the planning work.
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Applications demonstrating that
matching funds for the proposed
planning work are committed will
receive higher ratings from FTA on this
factor. Proposed planning projects for
which matching funding sources have
been identified, but are not yet
committed, will be given lower ratings
under this factor by FTA, as will
proposed projects for which in-kind
contributions constitute the primary or
sole source of matching funds.
2. Review and Selection Process
A technical evaluation committee
consisting of FTA staff will perform a
primarily qualitative evaluation
according to the criteria described
above. FTA will assign greatest
emphasis to the Demonstrated Need and
Strength of the Work Plan, Schedule
and Process criteria. Each complete,
eligible application will receive a rating
of Highly Recommended,
Recommended or Not Recommended
depending on its performance against
the criteria. Applications that are
complete but not eligible will not be
rated. FTA may seek clarification from
any applicant about any statement in its
application that FTA finds ambiguous,
and/or to request additional
documentation to be considered during
the evaluation process to clarify
information contained within the
application.
After a thorough evaluation of all
eligible proposals, the technical
evaluation committee will provide
selection recommendations to the FTA
Administrator. The FTA Administrator
will determine the final list of project
selections, and the amount of funding
for each project. Geographic diversity,
diversity of community size, and the
applicant’s receipt of other FTA
competitive funding may be considered
in FTA’s award decisions. FTA expects
to announce the selected projects and
notify successful proposers during fall
2016.
F. Federal Award Administration
Information
1. Federal Award Notices
Funds under this NOFO cannot be
used to reimburse applicants for
otherwise eligible expenses incurred
prior to FTA award of a grant until FTA
has issued pre-award authority for
selected projects through a notification
in the Federal Register, or unless FTA
has issued a ‘‘Letter of No Prejudice’’ for
the project before the expenses are
incurred.
Local funds must be committed and
grants awarded within eight months of
funding announcements.
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2. Administrative and National Policy
Requirements
i. Grant Requirements
If selected, awardees will apply for a
grant through FTA’s electronic grants
management system and adhere to the
customary FTA grant requirements of
the Section 5303 Metropolitan Planning
program, including those of FTA
Circular 8100.1C and Circular 5010.1D.
All competitive grants, regardless of
award amount, will be subject to the
Congressional Notification and release
process. Technical assistance regarding
these requirements is available from
each FTA regional office.
ii. Planning
FTA encourages proposers to notify
the appropriate metropolitan planning
organizations in areas likely to be served
by the funds made available under this
program. Selected projects must be
incorporated into the unified planning
work programs of metropolitan areas
before they are eligible for FTA funding.
mstockstill on DSK4VPTVN1PROD with NOTICES
iii. Standard Assurances
The applicant assures that it will
comply with all applicable Federal
statutes, regulations, executive orders,
FTA circulars, and other Federal
administrative requirements in carrying
out any project supported by the FTA
grant. The applicant acknowledges that
it is under a continuing obligation to
comply with the terms and conditions
of the grant agreement issued for its
project with FTA. The applicant
understands that Federal laws,
regulations, policies, and administrative
practices might be modified from time
to time and may affect the
implementation of the project. The
applicant agrees that the most recent
Federal requirements will apply to the
project, unless FTA issues a written
determination otherwise. The applicant
must submit the Certifications and
Assurances before receiving a grant if it
does not have current certifications on
file.
3. Reporting
Post-award reporting requirements
include submission of Federal Financial
Reports and Milestone Progress Reports
in FTA’s electronic grants management
system on a quarterly basis. Awardees
must also submit copies of the
deliverables identified in the work plan
to the FTA regional office at the
corresponding milestones.
G. Federal Awarding Agency Contact
For program-specific questions, please
contact Benjamin Owen, Office of
Planning and Environment, (202) 366–
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17:56 Apr 13, 2016
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5602, email: Benjamin.Owen@dot.gov. A
TDD is available at 1–800–877–8339
(TDD/FIRS).
H. Other Information
This program is not subject to
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs.’’ FTA will consider
applications for funding only from
eligible recipients for eligible projects
listed in Section C.
Complete applications must be
submitted through GRANTS.GOV by
11:59 p.m. EDT June 13, 2016. Contact
information for FTA’s regional offices
can be found on FTA’s Web site at
www.fta.dot.gov.
As a result of amendments in the
FAST Act, transit-oriented development
projects may receive loans through the
USDOT Transportation Infrastructure
Finance and Innovation Act (TIFIA)
program. Further information about this
program was published in the Federal
Register on March 11, 2016 and is
available at https://www.gpo.gov/fdsys/
pkg/FR-2016-03-11/pdf/2016-05640.pdf.
Matthew J. Welbes,
Executive Director.
Appendix A
Registration in SAM and Grants.Gov
Registration in Brief
Registration takes approximately 3–5
business days, but allow 4 weeks for
completion of all steps.
STEP 1: Obtain DUNS Number
Same day. If requested by phone (1–866–
705–5711) DUNS is provided immediately. If
your organization does not have one, you
will need to go to the Dun & Bradstreet Web
site at https://fedgov.dnb.com/webform [EXIT
Disclaimer] to obtain the number.
*Information for Foreign
Registrants.*Webform requests take 1–2
business days.
STEP 2: Register with SAM
Three to five business days or up to two
weeks. If you already have a TIN, your SAM
registration will take 3–5 business days to
process. If you are applying for an EIN please
allow up to 2 weeks. Ensure that your
organization is registered with the System for
Award Management (SAM) at System for
Award Management (SAM). If your
organization is not, an authorizing official of
your organization must register.
STEP 3: Username & Password
Same day. Complete your AOR
(Authorized Organization Representative)
profile on Grants.gov and create your
username and password. You will need to
use your organization’s DUNS Number to
complete this step. https://
apply07.grants.gov/apply/OrcRegister.
STEP 4: AOR Authorization
*Same day. The E-Business Point of
Contact (E-Biz POC) at your organization
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must login to Grants.gov to confirm you as
an Authorized Organization Representative
(AOR). Please note that there can be more
than one AOR for your organization. In some
cases the E-Biz POC is also the AOR for an
organization. *Time depends on
responsiveness of your E-Biz POC.
STEP 5: TRACK AOR STATUS
At any time, you can track your AOR status
by logging in with your username and
password. Login as an Applicant (enter your
username & password you obtained in Step
3) using the following link: applicant_
profile.jsp.
[FR Doc. 2016–08538 Filed 4–13–16; 8:45 am]
BILLING CODE P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Limitation on Claims Against Proposed
Public Transportation Projects
Federal Transit Administration
(FTA), DOT.
ACTION: Notice.
AGENCY:
This notice announces final
environmental actions taken by the
Federal Transit Administration (FTA)
for projects in New York, NY; North
Brunswick Township and City of New
Brunswick, NJ; and Cobb and Fulton
Counties, GA. The purpose of this
notice is to announce publicly the
environmental decisions by FTA on the
subject projects and to activate the
limitation on any claims that may
challenge these final environmental
actions.
SUMMARY:
By this notice, FTA is advising
the public of final agency actions
subject to Section 139(l) of Title 23,
United States Code (U.S.C.). A claim
seeking judicial review of FTA actions
announced herein for the listed public
transportation projects will be barred
unless the claim is filed on or before
September 12, 2016.
FOR FURTHER INFORMATION CONTACT:
Nancy-Ellen Zusman, Assistant Chief
Counsel, Office of Chief Counsel, (312)
353–2577 or Terence Plaskon,
Environmental Protection Specialist,
Office of Environmental Programs, (202)
366–0442. FTA is located at 1200 New
Jersey Avenue SE., Washington, DC
20590. Office hours are from 9:00 a.m.
to 5:00 p.m., Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that FTA has taken final
agency actions by issuing certain
approvals for the public transportation
projects listed below. The actions on the
projects, as well as the laws under
which such actions were taken, are
DATES:
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Agencies
[Federal Register Volume 81, Number 72 (Thursday, April 14, 2016)]
[Notices]
[Pages 22155-22160]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-08538]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Transit-Oriented Development Planning Pilot Program
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of Funding Opportunity (NOFO): Solicitation of Project
Proposals for the Pilot Program for Transit-Oriented Development
Planning.
-----------------------------------------------------------------------
SUMMARY: The Federal Transit Administration (FTA) announces the
availability of $20.49 million of Fiscal Year (FY) 2014, FY 2015 and FY
2016 funds under the Pilot Program for Transit-Oriented Development
(TOD) Planning as authorized under Section 20005(b) of the Moving Ahead
for Progress in the 21st Century Act (MAP-21), Public Law 112-141, July
6, 2012,
[[Page 22156]]
with funding provided under 49 U.S.C. 5338(a)(2)(B), as amended by the
Fixing America's Surface Transportation (FAST) Act. The program
augments FTA's Fixed Guideway Capital Investment Grants (CIG) Program
by supporting comprehensive planning associated with new fixed guideway
and core capacity improvement projects.
This notice solicits proposals to compete for FY 2014, FY 2015 and
FY 2016 funding under the Pilot Program for TOD Planning and may
include additional funds made available under future appropriations. It
outlines the process to apply for funding, identifies FTA's priorities
for these competitive funds, and establishes the criteria FTA will use
to identify meritorious projects for funding. This announcement is
available on the FTA Web site at: https://www.fta.dot.gov. FTA may
announce final selections on the Web site and in the Federal Register.
Additionally, a synopsis of this funding opportunity will be posted in
the FIND module of the government-wide electronic grants (GRANTS.GOV)
Web site at https://www.grants.gov.
DATES: Complete proposals for Pilot Program for TOD Planning funding
must be submitted by 11:59 p.m. EDT June 13, 2016.
ADDRESSES: All proposals must be submitted electronically through the
GRANTS.GOV APPLY function. Any agency intending to apply should
initiate the process of registering on the GRANTS.GOV site immediately
to ensure completion of registration before the submission deadline.
Instructions for applying can be found on FTA's Web site at https://www.fta.dot.gov/TODPilot and in the ``FIND'' module of GRANTS.GOV.
FOR FURTHER INFORMATION CONTACT: For program-specific questions, please
contact Benjamin Owen, Office of Planning and Environment, (202) 366-
5602, email: Benjamin.Owen@dot.gov. A TDD is available at 1-800-877-
8339 (TDD/FIRS).
SUPPLEMENTARY INFORMATION:
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts
H. Other Information
Appendix A: Registration in SAM and GRANTS.GOV
A. Program Description
The Pilot Program for TOD Planning helps support FTA's mission of
improving public transportation for America's communities by providing
funding to local communities to integrate land use and transportation
planning with a transit capital investment that is seeking, or has
recently received, funding through the CIG Program. The Pilot Program
is not intended to simply support planning that maintains or increases
development adjacent to transit. Instead, the Pilot Program is intended
to fund comprehensive planning that supports economic development,
ridership, multimodal connectivity and accessibility, increased transit
access for pedestrian and bicycle traffic, and mixed-use development
near transit stations. For projects seeking CIG program funding, this
comprehensive planning work will help them develop the information that
addresses the CIG Program's evaluation criteria, increasing their
competitiveness for funding from the CIG program. For projects that
have received CIG construction grants since July 2012 when MAP-21 and
this Pilot Program was enacted, this comprehensive planning work will
help leverage the Federal investment already made and ensure successful
transit corridors. The program also encourages identification of
infrastructure needs and engagement with the private sector.
Through this program, FTA intends to fund comprehensive planning
work, including for TOD, that would likely otherwise not occur without
Federal support. FTA is seeking comprehensive planning projects
covering an entire transit capital project corridor, rather than
proposals that involve planning for individual station areas or only a
small section of the corridor. FTA is also prioritizing applications in
corridors with significant challenges related to TOD planning, low
levels of existing development, or where the cost of the planning work
to overcome the challenges exceeds what might be readily available
locally. Lastly, FTA is seeking planning efforts that include
strategies to support housing affordability and address residential and
commercial displacement that can sometimes occur when transit capital
projects are implemented.
This program will support priorities of the U.S. Department of
Transportation. It will assist the Department with creating Ladders of
Opportunity for all Americans by assisting local project sponsors with
planning improved access to employment, health care, education, and
housing, and with planning Transit-Oriented Development to revitalize
and lift up regions and neighborhoods by attracting new opportunities,
jobs and housing. The program will also promote public-private
partnerships by requiring private sector participation.
Congress enacted the Pilot Program for TOD Planning to leverage the
significant investments in transit projects FTA is making through its
CIG Program. Therefore, FTA is requiring that proposed planning
activities be associated with a capital transit project pursuing CIG
Program funding, including projects currently in the Project
Development or Engineering phases of the CIG program, projects that may
be seeking entry into the CIG program in the future, and projects that
received construction grants from the CIG program since July 2012 when
MAP-21 was enacted (see section C, subsection 1 of this notice for more
detail on this requirement).
To ensure any proposed planning work reflects the needs and
aspirations of the local community and results in concrete, specific
deliverables and outcomes, FTA is requiring that transit project
sponsors partner with entities with land use planning authority in the
transit project corridor to conduct the planning work. FTA will assess
the strength of these partnerships in its evaluation of applications.
FTA has been considering the strength of local land use plans and
policies in fostering TOD in its evaluation of capital investment grant
projects for nearly two decades, over which time the practice of TOD
planning and implementation in the United States has advanced
significantly. Most local jurisdictions now develop station-area TOD
plans in conjunction with the planning for transit capital investments,
and several regions have funding tools to encourage TOD. With few
exceptions, these advances in TOD practice have been locally funded and
FTA's direct involvement has been limited. Thus, the goal of this
program is to further TOD planning by addressing barriers to its
implementation and ensuring concrete performance outcomes and measures.
B. Federal Award Information
The FAST Act authorizes FTA to make grants for eligible projects
under the Pilot Program for TOD Planning on a competitive basis subject
to the terms and conditions as authorized under Section 20005(b) of the
Moving Ahead for Progress in the 21st Century Act (MAP-21), Public Law
112-141, July 6, 2012, with funding provided under 49 U.S.C.
5338(a)(2)(B), as amended by the
[[Page 22157]]
Fixing America's Surface Transportation (FAST) Act. The $20.49 million
available consists of $0.49 million from the Consolidated
Appropriations Act, 2014, $10 million from the Consolidated and Further
Continuing Appropriations Act, 2015, and $10 million from the
Consolidated Appropriations Act, 2016. FTA intends to award all three
years' funding to selected applicants responding to this NOFO and may
include additional funds made available under future appropriations.
FTA intends to fund as many meritorious TOD planning efforts as
possible. Only proposals from eligible recipients for eligible
activities will be considered for funding. FTA anticipates minimum
grant awards of $250,000 and maximum grant awards of $2,000,000. The
maximum period of performance allowed for the work covered by the award
is 24 months.
C. Eligibility Information
1. Eligible Transit Projects
Any comprehensive planning work proposed for funding under the
Pilot Program for TOD Planning must be associated with an eligible
transit capital project. To be eligible, the proposed transit capital
project must be a New Starts, Core Capacity or fixed-guideway Small
Starts project as defined under the CIG Program (e.g., in Section
5309(a) of title 49, United States Code), and be:
i. Expected to enter New Starts, Small Starts or Core Capacity
Project Development in the future;
ii. In the Project Development or Engineering phase of the New
Starts or Core Capacity process, or in the Project Development phase of
the Small Starts process by the date the application to the Pilot
Program for TOD Planning is submitted; or
iii. A project that received a construction grant through the CIG
Program since July 2012 when the Pilot Program was enacted in MAP-21.
Based on this definition of an eligible transit project, the
following types of transit projects are ineligible:
i. A proposed fixed guideway transit project that does not intend
to seek CIG funding in the future, is not currently a CIG project in
the Project Development or Engineering phase of the program, or that
received a construction grant award from the CIG program prior to July
2012;
ii. Any proposed transit project that was awarded TOD Pilot Program
funding in 2015; and
iii. Small Starts corridor-based bus rapid transit projects that do
not meet the definition of a fixed-guideway project per Section 5309(a)
of title 49, United States Code.
2. Eligible Applicants
Eligible applicants under this program must be FTA grantees (i.e.,
existing direct and designated recipients) as of the publication date
of this NOFO. An applicant must either be the project sponsor of an
eligible transit capital project as defined in the previous subsection
or an entity with land use planning authority in an eligible transit
capital project corridor. Except in cases where an applicant is both
the sponsor of an eligible transit project and has land use authority
in at least a portion of the transit project corridor, the application
for Pilot Program for TOD Planning funds must include sufficient
evidence of a partnership between the transit project sponsor and at
least one entity in the project corridor with land use planning
authority. Sufficient evidence may include a memorandum of agreement or
letter of intent signed by all parties that describes the parties'
roles and responsibilities in the proposed comprehensive planning
project. Only one application per transit capital project corridor may
be submitted to FTA. Multiple applications submitted for a single
transit capital project corridor indicate to FTA that partnerships are
not in place and FTA will reject all of the applications.
3. Eligible Activities
Applications for funding under the Pilot Program for TOD Planning
must describe how the planning work proposed addresses all six aspects
of the general authority stipulated in Section 20005(b)(2) of MAP-21:
i. Enhances economic development, ridership, and other goals
established during the project development and engineering processes;
ii. facilitates multimodal connectivity and accessibility;
iii. increases access to transit hubs for pedestrian and bicycle
traffic;
iv. enables mixed-use development;
v. identifies infrastructure needs associated with the eligible
project; and
vi. includes private sector participation.
Applications should describe the anticipated final deliverables
that will result from the planning work. Examples of final deliverables
may include, but are not restricted to, the following:
i. A comprehensive plan report that includes corridor development
policies and station development plans, a proposed timeline, and
recommended financing strategies for these plans, which may include use
of Federal loan programs such as USDOT's Transportation Infrastructure
Finance and Innovation Act (TIFIA) and Railroad Rehabilitation
Improvement and Financing (RRIF) programs;
ii. A strategic plan report that includes corridor specific
planning strategies and program recommendations to support
comprehensive planning;
iii. Revised TOD-focused zoning codes and/or resolutions;
iv. A report evaluating and recommending tools to encourage TOD
implementation such as land banking, value capture, and development
financing;
v. An analysis of the effects of gentrification due to transit
capital project implementation and recommendations to promote inclusive
communities and reduce residential and commercial displacement;
vi. An analysis of efforts to connect people to opportunities by
promoting multimodal access to transit stations and by improving
connectivity of disadvantaged populations to essential services;
vii. Policies to encourage TOD; and/or
viii. Local or regional resolutions to implement TOD plans and/or
establish TOD funding mechanisms.
4. Ineligible Activities
Applications should not include the following activities, which
include activities that are targeted to only a single location rather
than the comprehensive corridor-focused TOD planning study desired by
FTA:
i. TOD planning work in a single transit capital project station
area;
ii. Transit project development activities that would be
reimbursable through the CIG Program under a construction grant
agreement, such as project planning, the design and engineering of
stations and other facilities, environmental analyses needed for the
transit capital project, or costs associated with specific joint
development activities;
iii. Capital projects, such as land acquisition, construction, and
utility relocation; and
iv. Site- or parcel-specific planning, such as the design of
individual structures.
5. Cost Sharing or Matching
The maximum Federal funding share is 80 percent.
6. Eligible Sources of Match
The application must describe the cost of the planning effort
proposed and identify the funding sources necessary to complete the
work, including the amount of Pilot Program for TOD
[[Page 22158]]
Planning funds being requested. The applicant must describe each source
of the local match and identify whether the funds from each source are
committed or planned. For funds identified as committed, the
application must include documentation of the funding commitments such
as a letter, resolution, adopted budget, etc.
Eligible sources of local match include the following: Cash from
non-Government sources other than revenues from providing public
transportation services; revenues derived from the sale of advertising
and concessions; amounts received under a service agreement with a
State or local social service agency or private social service
organization; revenues generated from value capture financing
mechanisms; or funds from an undistributed cash surplus; replacement or
depreciation cash fund or reserve; or new capital. In-kind
contributions are permitted. Transportation Development Credits
(formerly referred to as Toll Revenue Credits) may not be used to
satisfy the local match requirement.
D. Application and Submission Information
1. Address
Project proposals must be submitted electronically through https://
www.GRANTS.GOV by 11:59 p.m. June 13, 2016. Mail and fax submissions
will not be accepted.
2. Content and Form of Application Submission
Proposals should include only a completed SF 424 Mandatory form
(downloaded from GRANTS.GOV) and the following attachments to the
completed SF 424:
i. A completed Applicant and Proposal Profile supplemental form for
the Pilot Program for Transit-Oriented Development Planning
(supplemental form) found on the FTA Web site at https://www.fta.dot.gov/TODPilot. The supplemental form provides a consistent
format for proposers to respond to the criteria outlined in this NOFO
and takes the place of a free-form written application. Supplemental
forms for other FTA funding programs will not be accepted;
ii. A map of the proposed study area showing the transit project
alignment and stations, major roadways, major landmarks, and the
geographic boundaries of the proposed comprehensive planning
activities;
iii. Documentation of a partnership between the transit project
sponsor and an entity in the project corridor with land use planning
authority to conduct the planning work, if the applicant does not have
both of these responsibilities; and
iv. Documentation of any funding commitments for the proposed
planning work.
The supplemental form as described above must be completed and
validated using the ``Validate Form'' button. The supplemental form
prompts applicants for all required information about the proposed
planning work (listed below), includes fields for responses and takes
the place of a free-form written application. In the event of errors,
FTA recommends saving the form on your computer and ensuring that
JavaScript is enabled in your PDF reader;
The supplemental form will prompt applicants to address the
following items:
1. Identify the project title and project scope to be funded,
including anticipated final deliverables.
2. Identify an eligible transit project that meets the requirements
of section C, subsection 1 of this notice.
3. Provide evidence of a partnership between the transit project
sponsor and at least one agency with land use authority in the transit
capital project corridor, per section C, subsection 2 of this notice.
4. Address the six aspects of general authority under MAP-21
Section 20005(b)(2).
5. Address each evaluation criterion separately, demonstrating how
the project responds to each criterion as described in section E.
6. Provide a line-item budget for the total planning effort, with
enough detail to indicate the various key components of the project.
7. Identify the Federal amount requested.
8. Document the matching funds, including amount and source of the
match (may include local or private sector financial participation in
the project). Describe whether the matching funds are committed or
planned, and include documentation of the commitments.
9. Address whether other Federal funds have been sought or received
for the project.
10. Provide a project time-line, including significant milestones
such as the dates anticipated to incorporate the planning work effort
into the region's unified planning work program, and to complete all of
the proposed planning work within the maximum period of performance.
11. Describe how the planning work advances goals of the region's
metropolitan transportation plan.
12. Propose performance criteria for the implementation of the
planning work.
13. Identify possible impediments to the planning work and its
implementation, and how the work will address them.
14. For projects expected to enter New Starts, Small Starts or Core
Capacity Project Development in the future, applications must
demonstrate the seriousness of the transit capital project by
indicating whether:
i. It has been included in a local plan (e.g., a local master plan,
comprehensive plan, land use plan or transportation plan);
ii. It has been included in a regional plan (e.g., a regional land
use plan or transportation plan);
iii. It has been included in a statewide transportation plan or
transit plan;
iv. A feasibility study has been undertaken;
v. NEPA process is underway;
vi. The locally preferred alternative has been selected:
vii. Community and/or stakeholder engagement has started;
viii. Discussions with the FTA Regional Office have taken place;
For each of the above indicate yes or no, and attach a link to any
applicable documents or Web sites. Do not attach the documentation.
FTA will not consider any additional materials submitted by
applicants in its evaluation of proposals. The total length of the
completed supplemental form and documentation of partnerships and
funding commitments should be no more than 15 pages.
Within 24-48 hours after submitting an electronic application, the
applicant should receive three email messages from GRANTS.GOV: (1)
Confirmation of successful transmission to GRANTS.GOV, (2) confirmation
of successful validation by GRANTS.GOV and (3) confirmation of
successful validation by FTA. If confirmations of successful validation
are not received and a notice of failed validation or incomplete
materials is received, the applicant must address the reason for the
failed validation, as described in the email notice, and resubmit
before the submission deadline. If making a resubmission for any
reason, include all original attachments regardless of which
attachments were updated and check the box on the supplemental form
indicating this is a resubmission.
Any addenda that FTA releases on the application process will be
posted at https://www.fta.dot.gov/TODPilot. Important: FTA urges
proposers to submit their applications at least 72 hours prior to the
due date to allow time
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to receive the validation messages and to correct any problems that may
have caused a rejection notification. FTA will not accept submissions
after the stated submission deadline. GRANTS.GOV scheduled maintenance
and outage times are announced on the GRANTS.GOV Web site at https://
www.GRANTS.GOV. Deadlines will not be extended due to scheduled
maintenance or outages.
Proposers are encouraged to begin registration process on the
GRANTS.GOV site well in advance of the submission deadline.
Registration is a multi-step process, which may take several weeks to
complete before an application can be submitted. Registered proposers
may still be required to take steps to keep their registration up to
date before submissions can be made successfully: (1) Registration in
the System for Award Management (SAM) is renewed annually and (2)
persons making submissions on behalf of the Authorized Organization
Representative (AOR) must be authorized in GRANTS.GOV by the AOR to
make submissions. Instructions on the GRANTS.GOV registration process
are listed in Appendix A.
Information such as proposer name, Federal amount requested, local
match amount, description of areas served, etc. may be requested in
varying degrees of detail on both the SF 424 form and supplemental
form. Proposers must fill in all fields unless stated otherwise on the
forms. Proposers should use both the ``Check Package for Errors'' and
the ``Validate Form'' validation buttons on both forms to check all
required fields on the forms, and ensure that the federal and local
amounts specified are consistent. The information listed in sections D
of this NOFO MUST be included on the SF 424 and supplemental forms for
all requests for Pilot Program for TOD Planning funding.
3. Applicant Information
i. Name of the lead applicant and, if applicable, the specific co-
sponsors submitting the application.
ii. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
number.
iii. Contact information including: Contact name, title, address,
congressional district, fax and phone number, and email address if
available.
iv. Name of person(s) authorized to apply on behalf of the system
(attach a signed transmittal letter) must accompany the proposal.
E. Application Review Information
1. Criteria
FTA will evaluate proposals that include all components identified
in section D of this notice according to the following three criteria:
a. Demonstrated Need
FTA will evaluate each project to determine the need for funding
based on the following factors:
i. Barriers to TOD in the corridor and how the proposed work will
overcome them;
ii. How the proposed work will advance TOD implementation in the
corridor and region;
iii. Justification as to why Federal funds are needed for the
proposed work; and
iv. Extent to which the transit project corridor could benefit from
TOD planning.
b. Strength of the Work Plan, Schedule and Process
FTA will evaluate the strength of the work plan, schedule and
process included in an application based on the following factors:
i. Extent to which the schedule contains sufficient detail,
identifies all steps needed to implement to work proposed, and is
achievable;
ii. The proportion of the project corridor covered by the work
plan;
iii. Extent of partnerships, including with non-public sector
entities;
iv. The partnerships' technical capability to develop, adopt and
implement the plans, based on FTA's assessment of the applicant's
description of the policy formation, implementation, and financial
roles of the partners, and the roles and responsibilities of proposed
staff;
v. Whether the performance measures identified in the application
relate to the goals of the planning work;
vi. The extent to which the application demonstrates efforts to
address gentrification and displacement;
vii. The extent to which the application demonstrates a commitment
to connecting communities, particularly connecting disadvantaged
populations to essential services, and to revitalizing economically
distressed areas;
viii. Whether the proposed work will examine innovative financial
tools such as value capture; and
ix. Whether the application demonstrates leveraging other Federal
grants that would support the proposed work plan.
c. Funding Commitments
FTA will assess the status of local matching funds for the planning
work. Applications demonstrating that matching funds for the proposed
planning work are committed will receive higher ratings from FTA on
this factor. Proposed planning projects for which matching funding
sources have been identified, but are not yet committed, will be given
lower ratings under this factor by FTA, as will proposed projects for
which in-kind contributions constitute the primary or sole source of
matching funds.
2. Review and Selection Process
A technical evaluation committee consisting of FTA staff will
perform a primarily qualitative evaluation according to the criteria
described above. FTA will assign greatest emphasis to the Demonstrated
Need and Strength of the Work Plan, Schedule and Process criteria. Each
complete, eligible application will receive a rating of Highly
Recommended, Recommended or Not Recommended depending on its
performance against the criteria. Applications that are complete but
not eligible will not be rated. FTA may seek clarification from any
applicant about any statement in its application that FTA finds
ambiguous, and/or to request additional documentation to be considered
during the evaluation process to clarify information contained within
the application.
After a thorough evaluation of all eligible proposals, the
technical evaluation committee will provide selection recommendations
to the FTA Administrator. The FTA Administrator will determine the
final list of project selections, and the amount of funding for each
project. Geographic diversity, diversity of community size, and the
applicant's receipt of other FTA competitive funding may be considered
in FTA's award decisions. FTA expects to announce the selected projects
and notify successful proposers during fall 2016.
F. Federal Award Administration Information
1. Federal Award Notices
Funds under this NOFO cannot be used to reimburse applicants for
otherwise eligible expenses incurred prior to FTA award of a grant
until FTA has issued pre-award authority for selected projects through
a notification in the Federal Register, or unless FTA has issued a
``Letter of No Prejudice'' for the project before the expenses are
incurred.
Local funds must be committed and grants awarded within eight
months of funding announcements.
[[Page 22160]]
2. Administrative and National Policy Requirements
i. Grant Requirements
If selected, awardees will apply for a grant through FTA's
electronic grants management system and adhere to the customary FTA
grant requirements of the Section 5303 Metropolitan Planning program,
including those of FTA Circular 8100.1C and Circular 5010.1D. All
competitive grants, regardless of award amount, will be subject to the
Congressional Notification and release process. Technical assistance
regarding these requirements is available from each FTA regional
office.
ii. Planning
FTA encourages proposers to notify the appropriate metropolitan
planning organizations in areas likely to be served by the funds made
available under this program. Selected projects must be incorporated
into the unified planning work programs of metropolitan areas before
they are eligible for FTA funding.
iii. Standard Assurances
The applicant assures that it will comply with all applicable
Federal statutes, regulations, executive orders, FTA circulars, and
other Federal administrative requirements in carrying out any project
supported by the FTA grant. The applicant acknowledges that it is under
a continuing obligation to comply with the terms and conditions of the
grant agreement issued for its project with FTA. The applicant
understands that Federal laws, regulations, policies, and
administrative practices might be modified from time to time and may
affect the implementation of the project. The applicant agrees that the
most recent Federal requirements will apply to the project, unless FTA
issues a written determination otherwise. The applicant must submit the
Certifications and Assurances before receiving a grant if it does not
have current certifications on file.
3. Reporting
Post-award reporting requirements include submission of Federal
Financial Reports and Milestone Progress Reports in FTA's electronic
grants management system on a quarterly basis. Awardees must also
submit copies of the deliverables identified in the work plan to the
FTA regional office at the corresponding milestones.
G. Federal Awarding Agency Contact
For program-specific questions, please contact Benjamin Owen,
Office of Planning and Environment, (202) 366-5602, email:
Benjamin.Owen@dot.gov. A TDD is available at 1-800-877-8339 (TDD/FIRS).
H. Other Information
This program is not subject to Executive Order 12372,
``Intergovernmental Review of Federal Programs.'' FTA will consider
applications for funding only from eligible recipients for eligible
projects listed in Section C.
Complete applications must be submitted through GRANTS.GOV by 11:59
p.m. EDT June 13, 2016. Contact information for FTA's regional offices
can be found on FTA's Web site at www.fta.dot.gov.
As a result of amendments in the FAST Act, transit-oriented
development projects may receive loans through the USDOT Transportation
Infrastructure Finance and Innovation Act (TIFIA) program. Further
information about this program was published in the Federal Register on
March 11, 2016 and is available at https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05640.pdf.
Matthew J. Welbes,
Executive Director.
Appendix A
Registration in SAM and Grants.Gov
Registration in Brief
Registration takes approximately 3-5 business days, but allow 4
weeks for completion of all steps.
STEP 1: Obtain DUNS Number
Same day. If requested by phone (1-866-705-5711) DUNS is
provided immediately. If your organization does not have one, you
will need to go to the Dun & Bradstreet Web site at https://fedgov.dnb.com/webform [EXIT Disclaimer] to obtain the number.
*Information for Foreign Registrants.*Webform requests take 1-2
business days.
STEP 2: Register with SAM
Three to five business days or up to two weeks. If you already
have a TIN, your SAM registration will take 3-5 business days to
process. If you are applying for an EIN please allow up to 2 weeks.
Ensure that your organization is registered with the System for
Award Management (SAM) at System for Award Management (SAM). If your
organization is not, an authorizing official of your organization
must register.
STEP 3: Username & Password
Same day. Complete your AOR (Authorized Organization
Representative) profile on Grants.gov and create your username and
password. You will need to use your organization's DUNS Number to
complete this step. https://apply07.grants.gov/apply/OrcRegister.
STEP 4: AOR Authorization
*Same day. The E-Business Point of Contact (E-Biz POC) at your
organization must login to Grants.gov to confirm you as an
Authorized Organization Representative (AOR). Please note that there
can be more than one AOR for your organization. In some cases the E-
Biz POC is also the AOR for an organization. *Time depends on
responsiveness of your E-Biz POC.
STEP 5: TRACK AOR STATUS
At any time, you can track your AOR status by logging in with
your username and password. Login as an Applicant (enter your
username & password you obtained in Step 3) using the following
link: applicant_profile.jsp.
[FR Doc. 2016-08538 Filed 4-13-16; 8:45 am]
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