Supplemental Nutrition Assistance Program (SNAP): Employment and Training Program Monitoring, Oversight and Reporting Measures, 15613-15623 [2016-06549]
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15613
Rules and Regulations
Federal Register
Vol. 81, No. 57
Thursday, March 24, 2016
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 271 and 273
RIN 0584–AE33
Supplemental Nutrition Assistance
Program (SNAP): Employment and
Training Program Monitoring,
Oversight and Reporting Measures
Food and Nutrition Service,
USDA.
ACTION: Interim rule.
AGENCY:
Section 4022 of the
Agricultural Act of 2014 requires that,
not later than 18 months after the date
of enactment, USDA (the Department)
shall issue an interim final rule
implementing the amendments made by
subsection (a)(2). Pursuant to that
requirement, this rule implements the
employment and training (E&T)
provisions of section 4022(a)(2) of the
Agricultural Act of 2014. Section
4022(a)(2) of the Agricultural Act of
2014 provides the Department
additional oversight authority of State
agencies’ administration of the
Supplemental Nutrition Assistance
Program (SNAP) E&T program. In
addition, it requires the Department to
develop national reporting measures
and for State agencies to report outcome
data to the Department. It also requires
that the Department monitor and assess
State agencies’ E&T programs, and
provides the Department with the
authority to require State agencies to
make improvements to their programs
as necessary. Finally, State agencies are
required to submit reports on the impact
of certain E&T components and, in
certain States, the E&T services
provided to able-bodied adults without
dependents (ABAWDs).
DATES: Effective Date: This rule will
become effective May 23, 2016.
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SUMMARY:
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Implementation Date: Upon clearance
by OMB of the associated information
collection requirements, States shall
include reporting measures in the E&T
State Plans for the first full fiscal year
that begins not earlier than September
20, 2016.
Comment Date: Written comments
must be received on or before May 23,
2016.
ADDRESSES: The Food and Nutrition
Service (FNS) invites interested persons
to submit comments on this interim
rule. Comments may be submitted by
any of the following methods:
Federal eRulemaking Portal: Preferred
method. Go to https://
www.regulations.gov; follow the online
instructions for submitting comments.
FAX: Submit comments by facsimile
transmission to (703) 305–2486,
attention: Moira Johnston, Director,
Office of Employment and Training,
SNAP.
Web site: Go to https://
www.fns.usda.gov. Follow the online
instructions for submitting comments
through the link at the SNAP Web site.
Email: Send comments to SNAP-Ed@
fns.udsa.gov. Include Docket ID Number
FNS–2011–0026, Supplemental
Nutrition Assistance Program:
Employment and Training Employment
and Training Program Monitoring,
Oversight and Reporting Measures
Interim Rule in the subject line of the
message.
Mail: Send comments to Moira
Johnston, Director, Office of
Employment and Training, SNAP, FNS,
U.S. Department of Agriculture, 3101
Park Center Drive, Room 806,
Alexandria, Virginia 22302.
Hand delivery or Courier: Deliver
comments to Ms. Johnston at the above
address. All comments on this interim
rule will be included in the record and
will be made available to the public.
Please be advised that the substance of
the comments and the identity of the
individuals or entities submitting the
comments will be subject to public
disclosure. The Department will make
the comments publicly available on the
Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Moira Johnston, Director, Office of
Employment and Training, at the above
address or by telephone at (703) 305–
2515.
SUPPLEMENTARY INFORMATION:
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What acronyms or abbreviations are
used in this supplementary discussion?
In the discussion of the provisions in
this rule, the following acronyms or
other abbreviations stand in for certain
words or phrases:
Phrase
Able-Bodied Adults Without
Dependents.
Code of Federal Regulations.
Employment and Training ...
Federal Register ..................
Federal Fiscal Year .............
Food and Nutrition Act of
2008, as amended.
Food and Nutrition Service
Food, Conservation and Energy Act of 2008 (Pub. L.
110–246).
Secretary of the U.S. Department of Agriculture.
Section (when referring to
Federal Regulations).
Supplemental Nutrition Assistance Program.
U.S. Department of Agriculture.
U.S. Department of Labor ...
Workforce Innovation and
Opportunity Act.
Acronym,
abbreviation,
or symbol
ABAWDs.
CFR.
E&T.
FR.
FY.
the FNA.
FNS.
FCEA.
Secretary.
§.
SNAP.
the Department.
DOL.
WIOA.
Background
What is the SNAP E&T program?
Section 6(d)(4) of the FNA requires
that each State agency implement an
E&T program designed to help members
of SNAP households gain skills,
training, employment, or experience
that increase participants’ ability to
obtain regular employment. State
agencies may include one or more of the
following components in their E&T
program: Job search, job search training,
workfare, work experience, work
training, basic education programs, selfemployment training programs, job
retention services, and other programs
as approved by the Secretary. State
agencies submit E&T plans that outline
planned components and budgets to
FNS for approval annually.
How is SNAP E&T funded?
The Department funds SNAP E&T
programs through $90 million in E&T
grants and an additional $20 million in
grants for State agencies that pledge to
serve all ABAWDs at-risk of losing
eligibility due to time-limited
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participation. In addition to these
grants, the Department reimburses State
agencies for 50 percent of approved
administrative costs beyond the E&T
grant and for 50 percent of allowable
participant expenses, such as
transportation and dependent care.
Is participation in SNAP E&T
mandatory?
SNAP work registrants not otherwise
exempted by the State agency must
participate in a SNAP E&T component
if referred by the State agency. E&T
programs may be mandatory or
voluntary. In a mandatory program,
failure to comply without good cause,
results in disqualification from SNAP
for a minimum sanction period which
can vary depending upon State policy.
Except in the case of permanent
disqualification, an individual may
resume SNAP participation after the
sanction period expires and/or the
individual complies with work
requirements (whichever is later). State
agencies may also serve voluntary E&T
participants. Voluntary E&T participants
are not subject to disqualification from
SNAP for failure to comply with a
SNAP E&T component.
The Agricultural Act of 2014
This interim rule implements section
4022(a)(2) of the Agricultural Act of
2014. Even though the reporting
requirements of this rule must be
implemented by the beginning of first
full fiscal year 180 days after
publication of this rule, the Department
is soliciting comments on this rule. The
Department believes that it would
benefit from the public’s comments
before publishing a final rule.
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Why is the Department publishing this
interim rule rather than a proposed and
then final rule?
Section 4022(a)(3)(A) of the
Agricultural Act of 2014 requires that
‘‘Not later than 18 months after the date
of enactment of this Act, the Secretary
shall issue interim final regulations
implementing the amendments made by
subsection (a)(2).’’
What does the Agricultural Act of 2014
require in regards to SNAP E&T?
Section 4022 of the Agricultural Act
of 2014 amends section 16(h)(5) of the
FNA, to provide that:
• The Department develop
standardized reporting measures for
E&T programs;
• States agencies’ annual E&T plans
must identify additional reporting
measures for each E&T component that
is intended to serve at least 100
participants a year;
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• The Department monitor State E&T
programs and assess their effectiveness;
• State agencies submit an annual
report on their E&T programs that
includes the number of participants
who have gained skills, training, work,
or experience that will increase their
ability to obtain regular employment;
• The Department may require a State
agency to make modifications to its E&T
plan if it determines that the State
agencies’ E&T outcomes are inadequate.
These provisions will provide the
Department with more information
about the States with effective SNAP
E&T programs and promising practices,
and help identify those States that need
technical assistance to improve their
programs.
Section 4022 of the Agricultural Act
of 2014 also requires the Department to
carry out up to 10 SNAP E&T pilot
projects and to evaluate the SNAP E&T
program nationally at least once every
five years. This interim rule does not
address these last two issues.
Reporting Measures
What does Section 4022(a)(2) of the
Agricultural Act of 2014 require the
Department to do in developing national
reporting measures?
Section 4022(a)(2) amended section
16(h)(5)(B)(i) and (ii) of the FNA to
require the Department to develop
national reporting measures for States
within the following requirements:
• The Department, in consultation
with the Secretary of Labor, must
develop State reporting measures that
identify improvements in the skills,
training, education, or work experience
of members of households participating
in SNAP;
• The measures must be based on
common measures of performance for
Federal workforce training programs;
and
• The measures must include
additional indicators that reflect the
challenges facing the types of members
of households participating in SNAP
who participate in a specific E&T
component.
Has the Department consulted with the
Department of Labor (DOL) in the
development of this rule?
Yes. In addition to consulting with
and reviewing DOL’s current
performance measures, the Department
examined and discussed the
performance indicators included in
WIOA (visit https://www.doleta.gov/
wioa/ for more information on this
legislation).
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What national reporting measures does
this rule establish?
After consultation with the DOL, the
Department is establishing the following
national reporting measures and
requiring State agencies to report
outcome data based on these measures.
These reporting measures are similar to
the performance indicators for the core
programs in WIOA, but reflect the intent
of the Agricultural Act of 2014, the
unique characteristics of the SNAP E&T
program and its participants, the
required frequency of reporting, and
how the Department will use the data.
The reporting measures include:
• The number and percentage of E&T
participants and former participants
who are in unsubsidized employment
during the second quarter after
completion of participation in E&T;
• The number and percentage of E&T
participants and former participants
who are in unsubsidized employment
during the fourth quarter after
completion of participation in E&T;
• The median quarterly earnings of
all the E&T participants and former
participants who are in unsubsidized
employment during the second quarter
after completion of participation in E&T;
and
• The number and percentage of
participants that completed a training,
educational, work experience or an onthe-job training component.
What additional reporting measures
does Section 4022(a)(2) of the
Agricultural Act of 2014 require that
State agencies include in their E&T
plans?
Section 4022(a)(2) amended section
16(h)(5)(B)(ii) of the FNA to require
each State agency’s E&T plan to identify
appropriate reporting measures for each
proposed component that serves a
threshold number of participants of at
least 100 per year. State agencies will
report the outcome data in their annual
reports to FNS. The Department has
adopted 100 per year because this is
consistent with the minimum in the
Agricultural Act of 2014. The
Department is particularly interested in
receiving comments about the reporting
measures themselves, as well as the
appropriateness of this threshold.
Because State agencies have broad
flexibility in what E&T components they
offer and how they structure their
activities, the Department is not
prescribing national reporting measures
for specific components. Instead, the
Department encourages State agencies,
in designing their E&T component
measures, consider the measures that
are suggested in the Agricultural Act of
2014, which may include:
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employment history, or intangibles such
as substance abuse or mental health
problems. The Department is interested
in understanding the effectiveness of
certain approaches with populations
facing different barriers; however, this
can be difficult to ascertain given that
the complex nature of these challenges.
The Department believes that to have
a better understanding of the
effectiveness of SNAP E&T it must have
a more complete picture of the
population it is serving. The Department
has very little detailed information on
the characteristics of SNAP E&T
participants. There are no existing
reporting requirements or other
mechanisms to collect this information.
Therefore, in order to better serve SNAP
E&T participants, this rule requires State
agencies to report the following six
characteristics for all E&T participants.
The report will include the total number
and percentage of all E&T participants
who:
• Are voluntary vs. mandatory;
• have achieved a high school degree
(or GED) prior to being provided with
E&T services;
• are ABAWDs;
• speak English as a second language;
• are male vs. female; and
• belong in the following age ranges:
16–17, 18–35, 36–49, 50–59, 60 or older.
For example, if a State had 10,000
E&T participants in a year, 2,000 of
which were voluntary and 8,000
mandatory, these numbers would be
reported along with the 20 and 80
percentages. State agencies currently
collect most of this information as part
of the application and it should be
available through their eligibility
systems or SNAP E&T tracking systems.
This will not require additional
reporting on the part of the SNAP
recipient.
Is the Department required to approve
State agencies’ reporting measures for
each component?
Yes. FNS will work with State
agencies to identify appropriate
reporting measures for each component.
State agencies must include the
reporting measures for individual
components in their E&T plans, which
must be submitted and approved by
FNS on an annual basis.
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• The percentage and number of
program participants who received E&T
services and are in unsubsidized
employment subsequent to the receipt
of those services;
• The percentage and number of
participants who obtain a recognized
credential, including a registered
apprenticeship, or a regular secondary
school diploma or its recognized
equivalent, while participating in, or
within 1 year after receiving, E&T
services;
• The percentage and number of
participants who are in an education or
training program that is intended to lead
to a recognized credential, including a
registered apprenticeship or on-the-job
training program, a regular secondary
school diploma or its recognized
equivalent, or unsubsidized
employment;
• Measures developed by each State
agency to assess the skills acquisition of
employment and training program
participants that reflect the goals of the
specific employment and training
program components of the State
agency, which may include:
Æ The percentage and number of
participants who are meeting program
requirements in each component of the
education and training program of the
State agency;
Æ The percentage and number of
participants who are gaining skills
likely to lead to employment as
measured through testing, quantitative
or qualitative assessment, or other
method; and
Æ The percentage and number of
participants who do not comply with
employment and training requirements
and who are ineligible under section
6(b); and
Æ Other indicators approved by the
Secretary.
Section 16(h)(5)(B)(ii) of the FNA, as
amended by the Agricultural Act of
2014, requires that the national
reporting measures developed by the
Department include additional
indicators that reflect the challenges
facing the types of members of
households participating in SNAP who
participate in a specific employment
and training component. What are these
indicators and for which SNAP E&T
participants must State agencies report
these indicators?
Of the above six characteristics
required to be reported of all SNAP E&T
participants, the Department has
identified three that it believes are most
important to understanding the
challenges to employment faced by
those SNAP E&T participants and
former participants who are included in
Will State agencies be required to report
additional information on the
characteristics of SNAP E&T
participants?
The SNAP work registrant population,
like the general SNAP population, is
very diverse and faces a myriad of
challenges to employment, such as
measurable educational attainment and
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the four national reporting measures
described above. These characteristics
are: Voluntary or mandatory
participation in E&T, those with low
education attainment, and those who
are ABAWDs. A participant may have
more than one characteristic (e.g., may
be a voluntary participant who is also
an ABAWD). The Department believes
obtaining data on those participants and
former participants included in the
national reporting measures who have
these three characteristics is critical to
the development of effective strategies
to serve these populations. Therefore,
the rule requires that for each national
reporting measure States must submit
summary data that disaggregate the four
national measures by the following
three characteristics.
• Individuals who are or were
voluntary vs. mandatory participants;
• participants having achieved a high
school degree (or GED) prior to being
provided with E&T services; and
• participants who are or were
ABAWDs;
Thus, to illustrate, States will be
required to report the total number and
percentage of E&T participants and
former participants in unsubsidized
employment during Q2 after
participation in E&T and the number
and percentage of those participants
who were mandatory and voluntary. If
the State had 1,000 out of 10,000 E&T
participants and former participants
employed in the second quarter
following completion of E&T (10
percent) and of the 1,000, 300 were
voluntary and 700 were mandatory,
these numbers would be reported along
with the percentages.
Furthermore, in addition to reporting
the median quarterly earnings of all the
E&T participants and former
participants, States will be required to
report this outcome measure for the
following subgroups: Voluntary
participants, mandatory participants,
those who have achieved a high school
degree (or GED) prior to being provided
with E&T services, and ABAWDs.
Are the SNAP E&T reporting measures
based on the performance indicators for
core workforce programs included in
WIOA?
WIOA established primary indicators
of performance for the core programs
related to employment, earnings,
credential attainment/measureable skills
gains as they relate to gaining/retaining
employment, and serving employers.
The SNAP E&T reporting measures
required by this rule are closely aligned
with, but not identical to, those in
WIOA. The variations can be attributed
to: (1) Difference in the required
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frequency of reporting (the Agricultural
Act of 2014 requires a single annual
report whereas the WIOA proposed
regulations would require quarterly
reports and an annual report); (2)
difference in data needs; and (3) seeking
a balance between value of information
obtained and the burden of longer term
tracking. FNS does not include a
reporting measure for the effectiveness
of serving employers or the number of
participants that obtain credentials, in
part because DOL and Department of
Education are still in the process of
developing this policy. In addition,
because State agencies have broad
flexibility in what E&T components they
offer and how they structure their
activities, the Department is not
prescribing national reporting measures
for specific components, like the
percentage and number of participants
who obtain a recognized credential, but
the Department encourages State
Agencies to consider such measures as
described in
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‘‘What additional reporting measures
does Section 4022(a)(2) of the
Agricultural Act of 2014 require that
State agencies include in their E&T
plans?’’
DOL published proposed regulations
regarding WIOA in the ‘‘Workforce
Innovation and Opportunity Act; Joint
Rule for Unified and Combined State
Plans, Performance Accountability, and
the One-Stop System Joint Provisions’’
proposed rule on April 16, 2015. The
Department views DOL as the leader in
employment policy and will look for
ways to be consistent with any changes
made to its performance measures in the
final E&T rulemaking. The Department
is interested in comments pertaining to
the variance between the WIOA
performance indicators and the SNAP
E&T reporting measures.
What will the Department do with the
reported data?
The Department will use outcome
data to monitor the effectiveness of
SNAP E&T programs. The Department
will also share this information with
policy makers, State agencies, and other
stakeholders. In combination with the
current data State agencies report to
FNS regarding SNAP E&T, outcome data
will help the Department identify E&T
programs and components that produce
a higher number and percentage of
participants that obtain unsubsidized
employment. The Department will use
the data on median earnings to evaluate
the cost-effectiveness of E&T programs
and the components States have
implemented. The Department will also
use this data to assess and identify the
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most promising practices for State
agencies that want to improve their
SNAP E&T programs. The Department
will use the data on educational
attainment in a similar way, while the
data regarding the characteristics of E&T
participants will help the Department
and States better understand the relative
challenges different groups face.
How often and what method will State
agencies use to report to the
Department?
Pursuant to section 16(h)(5)(D) of the
FNA, as amended by the Agricultural
Act of 2014, this rule requires State
agencies to submit an annual report to
FNS by January 1 of each year, to
include outcome data on the reporting
measures outlined above for the Federal
fiscal year ending the previous
September 30. FNS may specify a
standard format for the annual report.
What data and timeframes will an
annual report include?
Data will be measured within the
fiscal year for which the State agency is
reporting using the most recent data
available during the reporting period for
each measure and additional
characteristics for the participants and
former participants included in the
reporting measures. Therefore, if an
individual completed participation in
E&T in the fourth quarter of FY 2018,
information from the second quarter of
FY 2019 concerning their employment
would be included in reporting for FY
2019, even if that individual was no
longer participating in SNAP.
Reporting for a fiscal year will include
the characteristics of each E&T
participant that participated in E&T
during that fiscal year.
Is there a minimum amount that an
individual must earn in a quarter to be
included in a reporting measure?
No, there is no minimum amount of
earnings from unsubsidized
employment in a quarter for an
individual to be included in a reporting
measure.
What other information must States
include in the annual E&T reports?
States that have committed to offering
all at-risk ABAWDs a slot in a qualifying
activity and have received an additional
allocation of funds as specified in 7 CFR
273.7(d)(3) must include in their annual
reports the following information:
• The monthly average number of
individuals in the State who meet the
conditions of § 273.7(d)(3)(i);
• The number of individuals to whom
the State offers a position in a program
described in § 273.24(a)(3)and (4);
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• The number of individuals who
participate in such programs; and
• A description of the types of
employment and training programs the
State agency offered to at-risk ABAWDs,
and the availability of those programs
throughout the State.
What does the Agricultural Act of 2014
require in terms of monitoring,
evaluating and assessing States’ E&T
programs?
The Agricultural Act of 2014
amended section 16(h)(5)(A) of the FNA
to require the Department to monitor
SNAP E&T programs and assess their
effectiveness in terms of preparing
members of households for
employment, including the acquisition
of basic skills necessary for
employment, and increasing the number
of household members who obtain and
retain employment subsequent to
participation in E&T. The Agricultural
Act of 2014 also amended section
16(h)(5)(C) of the FNA to require that
the Department evaluate State agencies’
E&T programs on a periodic basis to
ensure:
• Compliance with Federal E&T
program rules and regulations;
• that program activities are
appropriate to meet the needs of the
individuals referred by the State agency
to an E&T program component; and
• that reporting measures are
appropriate to identify improvements in
skills, training, work and experience for
participants in an employment and
training program component.
How is the Department codifying this
provision?
SNAP regulations at 7 CFR 275.3(a)
already require FNS to conduct
management evaluation (ME) reviews of
designated, or ‘‘target’’, areas of program
operation each fiscal year. FNS
identifies target areas each year based
upon a number of considerations,
including recent policy changes, risk to
Federal funds, and risk to program
access. For example, FNS may identify
program access as an area that the
regional offices are required to review in
every State, and nutrition education as
an area to be reviewed on an at-risk
basis, as necessary. This affords FNS
maximum flexibility to target its
resources to those current areas of
vulnerability or agency priorities. In
past years, FNS has not required its
regional offices to perform an ME of
each State agency’s E&T program; many
operate very small job-search only
programs. However, FNS has required
its regional offices to review E&T
programs in States that operate third
party matching programs, or that have
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combined Federal and State budgets
over a certain threshold. As part of its
general monitoring and oversight
responsibilities, FNS will meet the
requirement of the FNA by continuing
to perform MEs of States’ E&T programs,
but will also continue to establish in
guidance which target areas to focus on
each year.
In addition, through its current
authority, FNS is required to review and
approve State agencies’ E&T plans and
budgets. Through this process, FNS will
ensure that individual components are
structured to meet the needs of
participants and that the reporting
measures for individual components
with more than 100 participants,
required by this rule, are appropriate to
measure the impact of the components
on participants.
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Does the Department have authority to
require modifications to State agencies’
E&T programs?
Yes. Section 16(h)(5)(E) of the FNA, as
amended by the Agricultural Act of
2014, gives the Department the
authority to require a State agency to
make modifications to its SNAP E&T
plan to improve outcomes if the
Department determines that the E&T
outcomes are inadequate.
Why are most of the reporting measures
focused on program outcomes?
The Government Performance and
Results Act of 1993 (GPRA) requires that
performance indicators be used to
measure the outcome of government
programs. The national reporting
measures in this rule will provide data
that be used to evaluate the
effectiveness of E&T programs in
moving SNAP recipients toward selfsufficiency.
Additionally, the USDA Office of
Inspector General (OIG) performed an
audit of the SNAP E&T program and, in
its final report, entitled ‘‘Food Stamp
Employment and Training Program’’
(OIG #27601–16-At), released April 29,
2008, concluded that the data to
evaluate the SNAP E&T program’s
impact was lacking. The chief
recommendation of this audit report
was that FNS establish reporting
measures for the SNAP E&T program
and require State agencies to submit
outcome data, which FNS could then
use to determine whether the program
improves employability and helps
participants prepare for or obtain jobs.
FNS agrees with this recommendation
and, through this rule, is establishing
standardized reporting measures that
capture the impact of E&T programs. As
noted above, FNS will use data to help
identify the most effective E&T
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programs and best practices, and will
share this information with State
agencies looking to improve or expand
their E&T programs.
Do State agencies already have reporting
measures and outcome data?
Currently, thirty-six State agencies
have reporting measures and report E&T
program outcome data in their E&T
plans. State agencies use a variety of
reporting measures, and the outcome
data reported cannot be compared or
summarized on a national level.
Additionally, other work programs,
such as those funded under the
Workforce Innovation and Opportunity
Act (WIOA) and the Wagner-Peyser Act
(WPA), require State agencies to track,
collect, and report outcome data. The
measures in this rule are designed to be
similar to the common measures used
by these other work programs. The
Department recommends that State
agencies consult with State workforce
and other agencies on data collection
strategies and technical requirements.
For reporting purposes, who is
considered an E&T participant?
A SNAP applicant or recipient who is
placed in and begins an E&T component
is considered a ‘‘participant’’ for
reporting purposes. E&T participants
who are placed in a component but do
not show up for the first training
appointment will not be counted in the
base of participants for reporting
measures. Individuals that complete an
E&T component are also considered to
be participants for reporting purposes,
even if they are no longer participating
in SNAP. The Department recognizes
that some State agencies provide E&T
services to SNAP participants who are
under-employed and it does not wish to
discourage this practice. As such, State
agencies may include E&T participants
who are already employed as countable
participants, if placed in a component.
Should voluntary participants be
counted as well as mandatory
participants?
Yes. State agencies must count all
E&T participants, both mandatory and
voluntary, in the base for reporting
measures. The Department recognizes
that some State agencies have shifted
the focus of their E&T programs to
voluntary participants because these
participants are often more motivated to
work and seek training that will make
them more employable. The interim
reporting measures will reflect the
effectiveness of the program for both
mandatory and voluntary participants.
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What is meant by unsubsidized
employment?
Unsubsidized employment means the
E&T participant does not receive wages
subsidized by a Federal, State or local
government program, such as the TANF
subsidized employment program or a
SNAP work supplementation program.
This is consistent with the definition of
unsubsidized employment used by
other Federal work programs.
Participants who enter unsubsidized
employment may still be receiving job
retention services such as transportation
reimbursements and dependent care.
The definition of unsubsidized
employment is not limited to jobs with
paid benefits, such as health care
coverage. Although the Department
recognizes the value of such benefits for
SNAP households, it would add
complexity to data collection and the
Department believes it is not an
essential reporting requirement for the
purpose of the interim rule.
What is meant by ‘‘median’’ quarterly
earnings?
This rule requires that State agencies
report the median average quarterly
earnings for all E&T participants who
had earnings from unsubsidized
employment in the second quarter
following completion of E&T. Median
earnings will capture wage levels, and is
consistent with the similar DOL
reporting measure under WIOA. The
‘‘median’’ is determined by ranking
participants’ incomes from lowest to
highest and identifying the middle
income amount so that there are an
equal number of incomes higher and
lower. The median income is the
amount in the middle—half the income
amounts are higher, and half are lower.
For example, for three participants
earning $1,000, $1,500 and $3,500, the
median income is $1,500 even though
the average (or mean) would be $2,000.
Using the median income can provide a
more meaningful measure since it
shows the halfway point, rather than the
average, which can be significantly
influenced by the larger incomes at the
top or very small incomes at the bottom
of the scale.
Will E&T 100 percent grants be affected
by the reported measures data?
No. Outcome data will not affect
Federal 100 percent grant funding for
E&T programs. However, the
Department retains the authority at
§ 273.7(d)(1)(i)(D) to consider outcome
data as part of the scope of impact for
a State’s E&T program when evaluating
requests for additional 100 percent
funds.
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How may States fund the collection and
reporting of outcome data?
State agencies may use E&T
administrative funds provided by
§ 273.7(d)(1) and (2) to pay for
development of reporting systems as
necessary. E&T administrative funds
may also be used to meet staffing
requirements that result from reporting
measure tracking, the cost of follow-up
with E&T participants and other aspects
of the measures.
Will the Department consider
unemployment rates when evaluating
outcome data?
The Department will not factor
unemployment rates into the raw
outcome data. Reporting measures are
meant to reflect whether E&T programs
are effective in moving participants
toward employment and selfsufficiency. However, the Department
will consider unemployment rates
together with other important factors
when looking at the unique challenges
SNAP E&T participants face.
Should State agencies count workfare
and work experience as unsubsidized
employment?
No. Workfare and work experience are
defined as E&T components at section
6(d)(4) of the FNA, and participation in
these components is captured in the
FNS–583. Currently, many State
agencies offer workfare and work
experience as E&T components to
provide participants with experience or
training that will move them promptly
into employment. As State agencies
already report these activities on the
FNS–583 as E&T components, the
Department will not consider placement
in such activities as unsubsidized
employment to be included in the
reporting measures.
Will the Department verify this data?
The Department will not verify this
information on a regular basis. However,
FNS will review data collection
methods and verify data as part of the
ME review of States’ E&T programs.
This will help to ensure that reported
data is accurate.
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Procedural Matters
Executive Orders 12866 and 13563
Executive Orders 12866 and 13563
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
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equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This interim rule has been designated
a ‘‘significant regulatory action,’’
although not economically significant,
under section 3(f) of Executive Order
12866. Accordingly, the rule has been
reviewed by the Office of Management
and Budget (OMB). Consistent with the
requirements of Executive Orders 12866
and 13563, a Regulatory Impact
Analysis (RIA) was developed for this
interim rule.
Regulatory Impact Analysis
As required for all rules that have
been designated as significant by OMB,
a RIA was developed for this interim
rule. The RIA for this rule was
published as part of the docket to this
rule on www.regulations.gov. The
following summarizes the conclusions
of the regulatory impact analysis.
Need for Action: This interim rule
implements requirements for State
agencies to report outcome data for
SNAP E&T programs as mandated by
Section 4022(a)(2) of the Agricultural
Act of 2014. The interim rule establishes
five separate reporting measures and
requires State agencies to report
annually outcome data to monitor the
effectiveness of E&T programs.
State agencies are also required to
identify appropriate reporting measures
for each proposed component that
serves a threshold number of
participants of at least 100 a year. The
reporting measures for these
components will be identified in State
agencies’ E&T plans and the outcome
data will be reported to FNS in State
agencies’ annual reports.
Benefits: Benefits of this action
include better data to inform policy
makers regarding means to improve E&T
effectiveness, ultimately benefiting
SNAP E&T participants. National
reporting measures will allow State and
Federal program managers and policy
makers to strategically plan on program
tactics that will result in improved
employment outcomes. Uniform
reporting measures for E&T programs
will potentially benefit SNAP applicants
and recipients by providing data to help
evaluate what works in SNAP E&T and
share best practices from those
programs.
Costs: FNS estimates that the costs
will include one-time capital costs for
developing new or modifying existing
data collection systems for E&T
programs, additional reporting burden
for collecting and reporting data for the
required reporting measures, and, for
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those States that need to develop new
systems, annual operating and
maintenance costs for those systems.
FNS anticipates minimal burden to a
small number of low-income families
and minimal, if any, impact on program
participation. FNS anticipates that some
costs will be paid for using the existing
federal grant money States receive to
operate E&T. State funds spent in excess
of the grant are reimbursed at a 50
percent rate by the Federal government.
Effect on State Agencies: The
Department has estimated that the effect
on State agencies will be two-fold: First,
a one-time capital cost for developing
new or modifying existing data
collection systems for E&T programs;
and second, a reporting burden for
collecting and reporting data for the
required outcome measures. Those
States that need to develop new systems
may also incur annual operating and
maintenance costs.
Thirty-six State agencies currently
have reporting measures and collect
outcome data. However, the interim rule
requires the addition of several data
elements that none of these States are
currently collecting.
While it is expected that, in the firstyear, State agencies will expend time
and effort to establish reporting systems,
the ongoing burden as shown below in
the Paperwork Reduction Act section of
the preamble is relatively moderate—
about one and one-half staff-month per
State.
Effect on Low-Income Families:
Establishing reporting requirements that
measure E&T outcomes will ultimately
allow State agencies to better serve lowincome populations by providing them
with E&T services that lead to longerterm unsubsidized employment
opportunities. In addition, the
Department estimates that the burden of
the rule on low-income families will be
minimal. A small number of E&T
participants may face additional
reporting burden due to the need to
contact these individuals to track
outcomes that are not available through
existing data sources.
Participation Impacts: The
Department estimates that the impact on
SNAP participation will be minimal.
Establishing reporting requirements that
measure E&T outcomes will allow State
agencies to better serve low-income
populations by providing them with
E&T services that lead to longer-term
unsubsidized employment
opportunities.
Civil Rights Impact Analysis
The Department has reviewed this
interim rule in accordance with
Departmental Regulation 4300–4, ‘‘Civil
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Rights Impact Analysis,’’ to identify any
requirements that may have the purpose
or effect of excluding, limiting, or
otherwise disadvantaging any group or
class of persons on one or more
prohibited bases. After careful review of
the rule’s intent and provisions, and the
characteristics of SNAP households and
individual participants, the Department
has determined that this rule will not
have a disparate impact on any group or
class of persons. The interim rule will
require State agencies to collect and
report outcome data on SNAP E&T
programs and will not change work
requirements or impact the population
subject to work requirements. The
Department specifically prohibits the
State and local government agencies
that administer the Program from
engaging in actions that discriminate
based on race, color, national origin,
sex, religious creed, age, disability, and
political beliefs. SNAP’s
nondiscrimination policy can be found
at 7 CFR 272.6(a). The interim rule does
not change these requirements.
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Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601–612) requires agencies to
analyze the impact of rulemaking on
small entities and consider alternatives
that will minimize any significant
impacts on small entities. Pursuant to
that review, it is certified that this
interim rule will not have a significant
impact on small entities. The provisions
of this interim rule apply to State
agencies, which are not small entities as
defined by the Regulatory Flexibility
Act.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
tribal governments and the private
sector. Under Section 202 of the UMRA,
the Department generally must prepare
a written statement, including a cost/
benefit analysis, for rules with Federal
mandates that may result in
expenditures to State, local, or tribal
governments in the aggregate, or to the
private sector, of $100 million or more
in any one year. When such a statement
is needed for a rule, Section 205 of the
UMRA generally requires the
Department to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
more cost-effective or least burdensome
alternative that achieves the objectives
of the rule.
This interim rule contains no Federal
mandates (under the regulatory
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provisions of Title II of the UMRA) for
State, local and tribal governments or
the private sector of $100 million or
more in any one year. Thus, the rule is
not subject to the requirements of
sections 202 and 205 of the UMRA.
Executive Order 12372
SNAP is listed in the Catalog of
Federal Domestic Assistance under No.
10.551. For the reasons set forth in the
final rule in 7 CFR 3015, Subpart V and
related Notice (48 FR 29115), the
Program is included in the scope of
Executive Order 12372, which requires
intergovernmental consultation with
State and local officials.
Federalism Impact Statement
Executive Order 13132, requires
Federal agencies to consider the impact
of their regulatory actions. Where such
actions have federalism implications,
agencies are directed to provide a
statement for inclusion in the preamble
to the regulations describing the
agency’s considerations in terms of the
three categories called for under section
(6)(b)(2)(B) of the Executive Order
13132. This rule does not have
Federalism impacts.
Prior Consultation With State Officials
Currently, the Department, through
FNS, has encouraged State agencies to
establish reporting measures and to
report outcome data in their State E&T
plans. FNS informally consulted with
State agencies to identify what E&T
reporting measures and outcome data
they collect in the absence of required
reporting measures. An informal review
of State agencies in FY 2007 showed
that twenty-three State agencies had
reporting measures and gathered
outcome data on the number of E&T
participants who entered employment.
This review revealed wide variability in
how State agencies’ aggregate data, how
employment was defined, and whether
a direct link to participation in E&T was
established. FNS reviewed FY 2013
State agency E&T plans and found that
thirty-six State agencies track the
number of E&T participants that enter
employment. The interim rule will
standardize the reporting measures that
State agencies use and what outcome
data State agencies report.
Nature of Concerns and the Need To
Issue This Rule
As modified by the Agricultural Act
of 2014, section 16(h)(5) of the FNA
requires that the Department monitor
SNAP E&T programs and measure their
effectiveness. In addition, the
Government Performance and Results
Act of 1993 (GPRA) requires that
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performance indicators be used to
measure the outcome of government
programs. Finally, a 2008 audit by the
USDA Office of Inspector General (OIG)
found that FNS had sufficient systems
in place to monitor State agency
compliance and administration with
laws and regulations, but recommended
FNS establish reporting measures for the
SNAP E&T program and require State
agencies to submit outcome data to
determine the Program’s effectiveness.
This rule establishes standardized
reporting measures and requires State
agencies to report outcome data for the
SNAP E&T program. The Department
published a proposed rule establishing
performance measures in 1991 (FR
43152, August 30, 1991). At that time,
many State agencies and advocates
responded that the rule would impose
an unreasonable burden on State
agencies. The Department did not codify
that proposed rule. While State agencies
may have similar concerns today, other
Federal work programs, such as the
Workforce Innovation and Opportunity
Act (WIOA) and the Wagner-Peyser Act
(WPA), have established standardized
performance indicators and State
workforce investment boards have more
experience tracking entered
employment, retention and earnings. By
implementing Section 16(h)(5) of the
FNA, the Department is following the
lead of other Federal agencies and
establishing standardized reporting
measures and requiring State agencies to
report outcome data in order to evaluate
the effectiveness of E&T programs.
Extent to Which We Met Those
Concerns
The Department has considered the
impact of the interim rule on State and
local agencies. This rule will implement
reporting measures that are required by
law and require the reporting of
outcome data. The provisions in this
rule are similar to the current practice
of at least thirty-six State agencies. FNS
will work with the remaining State
agencies to provide guidance and
technical assistance in meeting the
requirements of this rule.
Executive Order 13175—Consultation
and Coordination With Indian Tribal
Governments
This rule has been reviewed in
accordance with the requirements of
Executive Order 13175, ‘‘Consultation
and Coordination with Indian Tribal
Governments.’’ Executive Order 13175
requires Federal agencies to consult and
coordinate with tribes on a governmentto-government basis on policies that
have tribal implications, including
regulations, legislative comments or
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proposed legislation, and other policy
statements or actions that have
substantial direct effects on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
Currently, only two State SNAP E&T
programs include partnerships or
activities with Tribal organizations. On
February 29, 2012, during a Tribal
consultation, the Department explained
the existing section 16(h)(5) of the FNA
which required the Department to
monitor and measure the effectiveness
of E&T programs, and FNS’s intention to
write a proposed rule on E&T reporting
measures and the reporting of outcome
data. The Department invited Tribal
officials or their designees to ask
questions about the impact of a
proposed rule on Tribal governments,
communities, and individuals. The
Department did not receive any
comments or questions on its intention
to write that rule. (Subsequently, the
Agricultural Act of 2014 passed, which
expanded the requirements and
authority under section 16(h)(5) of the
FNA, and included a requirement that
the Department publish an interim rule
identifying national reporting
measures.) This session established a
baseline of consultation for future
actions, should any be necessary,
regarding this rule. Reports from the
Tribal consultation session will be made
part of the Department’s annual
reporting on Tribal Consultation and
Collaboration. The Department will
provide additional venues, such as
webinars and teleconferences, to
periodically host collaborative
conversations with Tribal leaders and
their representatives concerning ways to
improve this rule in Indian country.
FNS has assessed the impact of this rule
on Indian tribes and determined that
this rule has tribal implications that
require tribal consultation under E.O.
13175 and has consulted with Tribes as
described above. If a Tribe requests
consultation, FNS will work with the
Office of Tribal Relations to ensure
meaningful consultation is provided
where changes, additions and
modifications identified herein are not
expressly mandated by Congress.
Executive Order 12988
This rule has been reviewed under
Executive Order 12988, Civil Justice
Reform. This rule is intended to have
preemptive effect with respect to any
State or local laws, regulations or
policies that conflict with its provisions
or that will otherwise impede its full
implementation. This rule is not
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intended to have retroactive effect
unless so specified in the ‘‘Effective
Date’’ paragraph of this rule. Prior to
any judicial challenge to the provisions
of this rule or the application of its
provisions, all applicable administrative
procedures must be exhausted.
E-Government Act Compliance
The Department is committed to
complying with the E-Government Act,
to promote the use of the Internet and
other information technologies to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. Chapter 35; see 5 CFR part
1320) requires that OMB approve all
collections of information by a Federal
agency from the public before they can
be implemented. Respondents are not
required to respond to any collection of
information unless it displays a current
valid OMB control number. This interim
rule contains new provisions that will
affect reporting and recordkeeping
burdens. Section 271.8 has been
amended to reflect the new reporting
requirements. The changes in burden
that will result from the provisions in
the interim rule are described below,
and are subject to review and approval
by OMB. When the information
collection requirements have been
approved, the Department will publish
a separate action in the Federal Register
announcing OMB’s approval.
Written comments on the information
collection in this interim rule must be
received by May 23, 2016. Comments
are invited on: (1) Whether the
collection of information is necessary
for the proper performance of the
Agency’s functions, including whether
the information will have practical
utility; (2) the accuracy of the Agency’s
estimate of the information collection
burden, including the validity of the
methodology and assumptions used; (3)
ways to enhance the quality, utility and
clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on those who are to respond, including
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
Comments may be sent to Moira
Johnston, at the address listed in the
ADDRESSES section of this preamble.
Comments will also be accepted through
the Federal eRulemaking Portal. Go to
https://www.regulations.gov, and follow
the online instructions for submitting
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comments electronically. For further
information, or for copies of the
information collection requirements,
please contact Ms. Johnston.
All responses to this request for
comments will be summarized and
included in the request for OMB
approval. All comments will also
become a matter of public record.
Title: SNAP: Employment and
Training Program Monitoring, Oversight
and Reporting Measures.
OMB Number: [0584—NEW].
Expiration Date: Not Yet Determined.
Type of Request: New Collection.
Abstract: As required by the
Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), FNS is submitting this
information collection to OMB for its
review. The interim rule will require
State agencies to collect and report
information on: (1) The number and
percentage of E&T participants who are
in unsubsidized employment during the
second quarter after completion of
participation in E&T; (2) The number
and percentage of E&T participants who
are in unsubsidized employment during
the fourth quarter after completion of
participation in E&T; (3) Median
quarterly earnings of all E&T
participants who worked in
unsubsidized employment during the
second quarter after completion of
participation in E&T; (4) The total
number and percentage of participants
that complete a training, educational,
work experience or an on-the-job
training component; and (5) certain
unique characteristics of SNAP E&T
participants that will provide
information on the challenges they face
in obtaining employment.
The rule also requires State agencies
to identify appropriate reporting
measures for each proposed component
that serves a threshold number of
participants of at least 100 a year. The
reporting measures for each component
will be identified in States’ E&T plans
and the outcome data will be reported
to FNS in their annual reports.
Additionally, the rule requires that State
agencies that have committed to offering
all ABAWDs at risk of losing eligibility
due to time-limited participation a slot
in a qualifying activity and have
received an additional allocation of
funds, to report information regarding
the use of those funds.
Respondents: The 53 State agencies
that administer the SNAP E&T program.
Estimated Number of Responses per
Respondent: One response per year for
each State agency that administers the
SNAP E&T program. States agencies will
be required to report their outcome data
annually.
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Current status: Thirty-six State
agencies currently identify reporting
measures and collect outcome data.
However, the interim rule requires the
addition of several data elements that
these State agencies are not currently
collecting. While the Department
believes that some of these State
agencies may continue to use the
systems they already have in place with
modifications to meet the provisions of
this rule, others may decide to
implement new systems to meet the
increase in data that is required to be
reported to FNS. The remaining 17 State
agencies that do not have reporting
measures in place will all need to
develop systems to collect and report
the required data. In the first year that
the rule is published, State agencies will
need to develop E&T data collection
systems, reprogram existing systems,
build interfaces between SNAP
eligibility and SNAP E&T data
collection systems and decide what data
will be collected manually.
Effect on State Agencies: The
Department has estimated that the effect
on State Agencies will be two-fold:
First, a one-time capital cost for
developing new or modifying existing
data collection systems for E&T
programs; and second, a reporting
burden for collecting and reporting data
for the required reporting measures.
Those States that need to develop new
systems may also incur annual
operating and maintenance costs.
Prior to implementation: In the first
year that the rule is published, States
may develop new SNAP E&T systems,
reprogram existing systems, build
interfaces between SNAP eligibility and
SNAP E&T systems, and/or decide what
data will be collected manually. For
several of the measures (e.g.,
employment, earnings, characteristics of
E&T participants) State agencies’ could
use a variety of sources to obtain
administrative data, such as SNAP
automated eligibility systems. The
Department anticipates that some State
agencies will rely on government
entities with which they already have
agreements and will need to renegotiate
those agreements.
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Given the different size and
complexity of States’ E&T programs,
variations in their E&T data systems,
capabilities of their SNAP eligibility
systems, and experience with reporting
measures, it is not possible to develop
a reliable estimate of the burden this
rule places on State agencies to
implement. Because of the uncertainties
surrounding the exact methods States
will use to collect and submit outcome
data, we are requesting that States
comment specifically on their potential
capital start-up and operating and
maintenance costs based upon
consultation with potential data
sources. After internal discussions with
FNS regional office and State systems
staff, FNS assumes an estimate of three
staff-months (520 hours) per State to
establish data collection and reporting
systems to implement this rule, at a cost
of approximately $1.2 million. This
estimate of initial burden is a
placeholder until FNS receives
comments from States on their estimate
of the time it will take to implement.
ESTIMATED INITIAL REPORTING AND RECORDKEEPING BURDEN HOURS
Description of activity
Number of
respondents
Total annual
responses
Number of
burden hours
per response
Total burden
hours
One-time capital start-up and operating and maintenance costs ...................
53
53
520
27,560
Annual ongoing burden from rule:
While it is expected that in the first year
State agencies will expend more time
and effort to establish reporting systems,
the ongoing burden as shown below is
relatively moderate—about one and one
half staff-month per State. The following
estimates assume that State agencies
will use a combination of methods to
collect the data including existing
automated systems data, new data
collection, and some contact with SNAP
E&T participants. In the regulatory
impact analysis accompanying this rule,
FNS estimates that the ongoing
additional time burden will average no
more than about 231 hours annually per
State (about one and a half staff-months)
on average (12,233 hours per year for all
States), or less than $1 million in total.
The breakdown of the 231 hours is
itemized in the table below. FNS
believes this estimate may be somewhat
high since data that can be collected
through automated data systems is
expected to require less time than data
collected through direct contact with
SNAP E&T participants.
ESTIMATED ONGOING REPORTING AND RECORDKEEPING BURDEN HOURS
Number of
respondents
Annual report/
record filed
Total annual
responses
Average
burden hours
per response
Total burden
hours
Regulation section
Description of activity
272.1(f) Recordkeeping.
273.7(c)(17)(i) Reporting.
............................................................
53
1
53
1
53
E&T participants who have earnings
in the second quarter after completion of E&T.
E&T participants who have earnings
in the fourth quarter after completion of E&T.
Median quarterly earnings .................
53
1
53
40
2,120
53
1
53
40
2,120
53
1
53
40
2,120
45
1
45
80
3,600
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273.7(c)(17)(ii) Reporting.
273.7(c)(17)(iii)
Reporting.
273.7(c)(17)(iv)
Reporting.
VerDate Sep<11>2014
E&T participants that completed a
training, educational, work experience or an on-the-job training
component within 6 months after
completion of participation in E&T.
16:15 Mar 23, 2016
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Federal Register / Vol. 81, No. 57 / Thursday, March 24, 2016 / Rules and Regulations
ESTIMATED ONGOING REPORTING AND RECORDKEEPING BURDEN HOURS—Continued
Regulation section
273.7(c)(17)(v) &
(vi) Reporting.
273.7(c)(17)(vii)
Reporting.
273.7(c)(17)(viii)
Reporting.
Number of
respondents
Description of activity
Characteristics of E&T participants,
some broken out by 4 above
measures.
Measures in a State agencies’ E&T
plan for components that are designed to serve at least 100 E&T
participants a year.
Information about ABAWDs from
State agencies that have committed to offering them participation in a qualifying activity.
Annual report/
record filed
Total annual
responses
Average
burden hours
per response
Total burden
hours
53
1
53
20
1,060
53
1
53
20
1,060
10
1
10
10
100
Total Reporting.
.......................................................
53
7
320
38
12,180
Total Recordkeeping.
.......................................................
53
1
53
1
53
SUMMARY OF ONGOING BURDEN (IN
ADDITION TO OMB #0584—NEW) 7
CFR 273
Total No. Respondents .....................
Average No. Responses per Respondent .......................................
Total Annual Responses ..................
Average Hours per Response ..........
Total Burden Hours for Part 273
With Interim Rule ..........................
53
7
373
32.8
§ 271.8 Information collection/
recordkeeping—OMB assigned control
numbers.
7 CFR section where
requirements are described
*
*
*
*
273.7(c)(16) ............... 0584—New.
*
List of Subjects
Food stamps, Grant programs—social
programs, Reporting and recordkeeping
requirements.
asabaliauskas on DSK3SPTVN1PROD with RULES
7 CFR Part 273
Administrative practice and
procedure, Aliens, Claims, Education
and employment, Fraud, Grant
programs—social programs, Reporting
and recordkeeping requirements,
Supplemental Nutrition Assistance
Program.
For reasons set forth in the preamble,
7 CFR parts 271 and 273 are amended
as follows:
■ 1. The authority citation for 7 CFR
parts 271 and 273 continues to read as
follows:
Authority: 7 U.S.C. 2011–2036.
PART 271—GENERAL INFORMATION
AND DEFINITIONS
2. In § 271.8, amend the table by
adding an entry for § 273.7(c)(16) in
alphanumeric order to read as follows:
■
Jkt 238001
*
*
*
*
PART 273—CERTIFICATION OF
ELIGIBLE HOUSEHOLDS
■
■
■
7 CFR Part 271
16:15 Mar 23, 2016
*
12,233
In addition to potential capital startup and operating and maintenance
costs, we are requesting that States
comment specifically on our burden
estimates.
VerDate Sep<11>2014
Current OMB Control
No.
3. Amend § 273.7 as follows:
a. Add paragraph (c)(6)(xvii); and
b. Add paragraphs (c)(16) and (17).
The additions read as follows:
§ 273.7
Work provisions.
*
*
*
*
*
(c) * * *
(6) * * *
(xvii) For each component that is
expected to include 100 or more
participants, reporting measures that the
State will collect and include in the
annual report in paragraph (c)(17) of
this section. Such measures may
include:
(A) The percentage and number of
program participants who received E&T
services and are in unsubsidized
employment subsequent to the receipt
of those services;
(B) The percentage and number of
participants who obtain a recognized
credential, a registered apprenticeship,
or a regular secondary school diploma
(or its recognized equivalent), while
participating in, or within 1 year after
receiving E&T services;
(C) The percentage and number of
participants who are in an education or
training program that is intended to lead
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to a recognized credential, a registered
apprenticeship an on-the-job training
program, a regular secondary school
diploma (or its recognized equivalent),
or unsubsidized employment;
(D) Measures developed to assess the
skills acquisition of E&T program
participants that reflect the goals of the
specific components including the
percentage and number of participants
who are meeting program requirements
or are gaining skills likely to lead to
employment; and
(E) Other indicators approved by FNS
in the E&T State plan.
*
*
*
*
*
(16) FNS may require a State agency
to make modifications to its SNAP E&T
plan to improve outcomes if FNS
determines that the E&T outcomes are
inadequate.
(17) The State agency shall submit an
annual E&T report by January 1 each
year that contains the following
information for the Federal fiscal year
ending the preceding September 30.
(i) The number and percentage of E&T
participants and former participants
who are in unsubsidized employment
during the second quarter after
completion of participation in E&T.
(ii) The number and percentage of
E&T participants and former
participants who are in unsubsidized
employment during the fourth quarter
after completion of participation in E&T.
(iii) Median average quarterly
earnings of the E&T participants and
former participants who are in
unsubsidized employment during the
second quarter after completion of
participation in E&T.
(iv) The total number and percentage
of participants that completed an
educational, training work experience or
an on-the-job training component.
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asabaliauskas on DSK3SPTVN1PROD with RULES
(v) The number and percentage of
E&T participants who:
(A) Are voluntary vs. mandatory
participants;
(B) Have received a high school
degree (or GED) prior to being provided
with E&T services;
(C) Are ABAWDs;
(D) Speak English as a second
language;
(E) Are male vs. female
(F) Are within each of the following
age ranges: 16–17, 18–35, 36–49, 50–59,
60 or older.
(vi) Of the number and percentage of
E&T participants reported in paragraphs
(c)(17)(i) through (iv) of this section, a
disaggregation of the number and
percentage of those participants and
former participants by the
characteristics listed in paragraphs
(c)(17)(v)(A), (B), and (C) of this section.
(vii) Reports for the measures
identified in a State’s E&T plan related
to components that are designed to
serve at least 100 participants a year;
and
(viii) States that have committed to
offering all at-risk ABAWDs
participation in a qualifying activity and
have received an additional allocation
of funds as specified in § 273.7(d)(3)
shall include:
(A) The monthly average number of
individuals in the State who meet the
conditions of § 273.7(d)(3)(i);
(B) The monthly average number of
individuals to whom the State offers a
position in a program described in
§ 273.24(a)(3) and (4);
(C) The monthly average number of
individuals who participate in such
programs; and
(D) A description of the types of
employment and training programs the
State agency offered to at risk ABAWDs
and the availability of those programs
throughout the State.
(ix) States may be required to submit
the annual report in a standardized
format based upon guidance issued by
FNS.
*
*
*
*
*
Dated: March 18, 2016.
Kevin Concannon,
Under Secretary, Food, Nutrition, and
Consumer Services.
[FR Doc. 2016–06549 Filed 3–23–16; 8:45 am]
BILLING CODE 3410–30–P
VerDate Sep<11>2014
16:15 Mar 23, 2016
Jkt 238001
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 97
[Docket No. 31068 Amdt. No. 3688]
Standard Instrument Approach
Procedures, and Takeoff Minimums
and Obstacle Departure Procedures;
Miscellaneous Amendments
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
This rule amends, suspends,
or removes Standard Instrument
Approach Procedures (SIAPs) and
associated Takeoff Minimums and
Obstacle Departure Procedures for
operations at certain airports. These
regulatory actions are needed because of
the adoption of new or revised criteria,
or because of changes occurring in the
National Airspace System, such as the
commissioning of new navigational
facilities, adding new obstacles, or
changing air traffic requirements. These
changes are designed to provide for the
safe and efficient use of the navigable
airspace and to promote safe flight
operations under instrument flight rules
at the affected airports.
DATES: This rule is effective March 24,
2016. The compliance date for each
SIAP, associated Takeoff Minimums,
and ODP is specified in the amendatory
provisions.
The incorporation by reference of
certain publications listed in the
regulations is approved by the Director
of the Federal Register as of March 24,
2016.
ADDRESSES: Availability of matter
incorporated by reference in the
amendment is as follows:
SUMMARY:
For Examination
1. U.S. Department of Transportation,
Docket Ops-M30, 1200 New Jersey
Avenue SE., West Bldg., Ground Floor,
Washington, DC 20590–0001;
2. The FAA Air Traffic Organization
Service Area in which the affected
airport is located;
3. The office of Aeronautical
Navigation Products, 6500 South
MacArthur Blvd., Oklahoma City, OK
73169 or,
4. The National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
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15623
Availability
All SIAPs and Takeoff Minimums and
ODPs are available online free of charge.
Visit the National Flight Data Center
online at nfdc.faa.gov to register.
Additionally, individual SIAP and
Takeoff Minimums and ODP copies may
be obtained from the FAA Air Traffic
Organization Service Area in which the
affected airport is located.
FOR FURTHER INFORMATION CONTACT:
Thomas J. Nichols, Flight Procedure
Standards Branch (AFS–420) Flight
Technologies and Procedures Division,
Flight Standards Service, Federal
Aviation Administration, Mike
Monroney Aeronautical Center, 6500
South MacArthur Blvd., Oklahoma City,
OK 73169 (Mail Address: P.O. Box
25082, Oklahoma City, OK 73125)
telephone: (405) 954–4164.
SUPPLEMENTARY INFORMATION: This rule
amends Title 14, Code of Federal
Regulations, Part 97 (14 CFR part 97) by
amending the referenced SIAPs. The
complete regulatory description of each
SIAP is listed on the appropriate FAA
Form 8260, as modified by the National
Flight Data Center (NFDC)/Permanent
Notice to Airmen (P–NOTAM), and is
incorporated by reference under 5
U.S.C. 552(a), 1 CFR part 51, and 14
CFR 97.20. The large number of SIAPs,
their complex nature, and the need for
a special format make their verbatim
publication in the Federal Register
expensive and impractical. Further,
airmen do not use the regulatory text of
the SIAPs, but refer to their graphic
depiction on charts printed by
publishers of aeronautical materials.
Thus, the advantages of incorporation
by reference are realized and
publication of the complete description
of each SIAP contained on FAA form
documents is unnecessary. This
amendment provides the affected CFR
sections, and specifies the SIAPs and
Takeoff Minimums and ODPs with their
applicable effective dates. This
amendment also identifies the airport
and its location, the procedure and the
amendment number.
Availability and Summary of Material
Incorporated by Reference
The material incorporated by
reference is publicly available as listed
in the ADDRESSES section.
The material incorporated by
reference describes SIAPs, Takeoff
Minimums and ODPs as identified in
the amendatory language for part 97 of
this final rule.
The Rule
This amendment to 14 CFR part 97 is
effective upon publication of each
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Agencies
[Federal Register Volume 81, Number 57 (Thursday, March 24, 2016)]
[Rules and Regulations]
[Pages 15613-15623]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-06549]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 81, No. 57 / Thursday, March 24, 2016 / Rules
and Regulations
[[Page 15613]]
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 271 and 273
RIN 0584-AE33
Supplemental Nutrition Assistance Program (SNAP): Employment and
Training Program Monitoring, Oversight and Reporting Measures
AGENCY: Food and Nutrition Service, USDA.
ACTION: Interim rule.
-----------------------------------------------------------------------
SUMMARY: Section 4022 of the Agricultural Act of 2014 requires that,
not later than 18 months after the date of enactment, USDA (the
Department) shall issue an interim final rule implementing the
amendments made by subsection (a)(2). Pursuant to that requirement,
this rule implements the employment and training (E&T) provisions of
section 4022(a)(2) of the Agricultural Act of 2014. Section 4022(a)(2)
of the Agricultural Act of 2014 provides the Department additional
oversight authority of State agencies' administration of the
Supplemental Nutrition Assistance Program (SNAP) E&T program. In
addition, it requires the Department to develop national reporting
measures and for State agencies to report outcome data to the
Department. It also requires that the Department monitor and assess
State agencies' E&T programs, and provides the Department with the
authority to require State agencies to make improvements to their
programs as necessary. Finally, State agencies are required to submit
reports on the impact of certain E&T components and, in certain States,
the E&T services provided to able-bodied adults without dependents
(ABAWDs).
DATES: Effective Date: This rule will become effective May 23, 2016.
Implementation Date: Upon clearance by OMB of the associated
information collection requirements, States shall include reporting
measures in the E&T State Plans for the first full fiscal year that
begins not earlier than September 20, 2016.
Comment Date: Written comments must be received on or before May
23, 2016.
ADDRESSES: The Food and Nutrition Service (FNS) invites interested
persons to submit comments on this interim rule. Comments may be
submitted by any of the following methods:
Federal eRulemaking Portal: Preferred method. Go to https://www.regulations.gov; follow the online instructions for submitting
comments.
FAX: Submit comments by facsimile transmission to (703) 305-2486,
attention: Moira Johnston, Director, Office of Employment and Training,
SNAP.
Web site: Go to https://www.fns.usda.gov. Follow the online
instructions for submitting comments through the link at the SNAP Web
site.
Email: Send comments to SNAP-Ed@fns.udsa.gov. Include Docket ID
Number FNS-2011-0026, Supplemental Nutrition Assistance Program:
Employment and Training Employment and Training Program Monitoring,
Oversight and Reporting Measures Interim Rule in the subject line of
the message.
Mail: Send comments to Moira Johnston, Director, Office of
Employment and Training, SNAP, FNS, U.S. Department of Agriculture,
3101 Park Center Drive, Room 806, Alexandria, Virginia 22302.
Hand delivery or Courier: Deliver comments to Ms. Johnston at the
above address. All comments on this interim rule will be included in
the record and will be made available to the public. Please be advised
that the substance of the comments and the identity of the individuals
or entities submitting the comments will be subject to public
disclosure. The Department will make the comments publicly available on
the Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Moira Johnston, Director, Office of
Employment and Training, at the above address or by telephone at (703)
305-2515.
SUPPLEMENTARY INFORMATION:
What acronyms or abbreviations are used in this supplementary
discussion?
In the discussion of the provisions in this rule, the following
acronyms or other abbreviations stand in for certain words or phrases:
------------------------------------------------------------------------
Acronym, abbreviation, or
Phrase symbol
------------------------------------------------------------------------
Able-Bodied Adults Without Dependents... ABAWDs.
Code of Federal Regulations............. CFR.
Employment and Training................. E&T.
Federal Register........................ FR.
Federal Fiscal Year..................... FY.
Food and Nutrition Act of 2008, as the FNA.
amended.
Food and Nutrition Service.............. FNS.
Food, Conservation and Energy Act of FCEA.
2008 (Pub. L. 110-246).
Secretary of the U.S. Department of Secretary.
Agriculture.
Section (when referring to Federal Sec. .
Regulations).
Supplemental Nutrition Assistance SNAP.
Program.
U.S. Department of Agriculture.......... the Department.
U.S. Department of Labor................ DOL.
Workforce Innovation and Opportunity Act WIOA.
------------------------------------------------------------------------
Background
What is the SNAP E&T program?
Section 6(d)(4) of the FNA requires that each State agency
implement an E&T program designed to help members of SNAP households
gain skills, training, employment, or experience that increase
participants' ability to obtain regular employment. State agencies may
include one or more of the following components in their E&T program:
Job search, job search training, workfare, work experience, work
training, basic education programs, self-employment training programs,
job retention services, and other programs as approved by the
Secretary. State agencies submit E&T plans that outline planned
components and budgets to FNS for approval annually.
How is SNAP E&T funded?
The Department funds SNAP E&T programs through $90 million in E&T
grants and an additional $20 million in grants for State agencies that
pledge to serve all ABAWDs at-risk of losing eligibility due to time-
limited
[[Page 15614]]
participation. In addition to these grants, the Department reimburses
State agencies for 50 percent of approved administrative costs beyond
the E&T grant and for 50 percent of allowable participant expenses,
such as transportation and dependent care.
Is participation in SNAP E&T mandatory?
SNAP work registrants not otherwise exempted by the State agency
must participate in a SNAP E&T component if referred by the State
agency. E&T programs may be mandatory or voluntary. In a mandatory
program, failure to comply without good cause, results in
disqualification from SNAP for a minimum sanction period which can vary
depending upon State policy. Except in the case of permanent
disqualification, an individual may resume SNAP participation after the
sanction period expires and/or the individual complies with work
requirements (whichever is later). State agencies may also serve
voluntary E&T participants. Voluntary E&T participants are not subject
to disqualification from SNAP for failure to comply with a SNAP E&T
component.
The Agricultural Act of 2014
This interim rule implements section 4022(a)(2) of the Agricultural
Act of 2014. Even though the reporting requirements of this rule must
be implemented by the beginning of first full fiscal year 180 days
after publication of this rule, the Department is soliciting comments
on this rule. The Department believes that it would benefit from the
public's comments before publishing a final rule.
Why is the Department publishing this interim rule rather than a
proposed and then final rule?
Section 4022(a)(3)(A) of the Agricultural Act of 2014 requires that
``Not later than 18 months after the date of enactment of this Act, the
Secretary shall issue interim final regulations implementing the
amendments made by subsection (a)(2).''
What does the Agricultural Act of 2014 require in regards to SNAP E&T?
Section 4022 of the Agricultural Act of 2014 amends section
16(h)(5) of the FNA, to provide that:
The Department develop standardized reporting measures for
E&T programs;
States agencies' annual E&T plans must identify additional
reporting measures for each E&T component that is intended to serve at
least 100 participants a year;
The Department monitor State E&T programs and assess their
effectiveness;
State agencies submit an annual report on their E&T
programs that includes the number of participants who have gained
skills, training, work, or experience that will increase their ability
to obtain regular employment;
The Department may require a State agency to make
modifications to its E&T plan if it determines that the State agencies'
E&T outcomes are inadequate.
These provisions will provide the Department with more information
about the States with effective SNAP E&T programs and promising
practices, and help identify those States that need technical
assistance to improve their programs.
Section 4022 of the Agricultural Act of 2014 also requires the
Department to carry out up to 10 SNAP E&T pilot projects and to
evaluate the SNAP E&T program nationally at least once every five
years. This interim rule does not address these last two issues.
Reporting Measures
What does Section 4022(a)(2) of the Agricultural Act of 2014 require
the Department to do in developing national reporting measures?
Section 4022(a)(2) amended section 16(h)(5)(B)(i) and (ii) of the
FNA to require the Department to develop national reporting measures
for States within the following requirements:
The Department, in consultation with the Secretary of
Labor, must develop State reporting measures that identify improvements
in the skills, training, education, or work experience of members of
households participating in SNAP;
The measures must be based on common measures of
performance for Federal workforce training programs; and
The measures must include additional indicators that
reflect the challenges facing the types of members of households
participating in SNAP who participate in a specific E&T component.
Has the Department consulted with the Department of Labor (DOL) in the
development of this rule?
Yes. In addition to consulting with and reviewing DOL's current
performance measures, the Department examined and discussed the
performance indicators included in WIOA (visit https://www.doleta.gov/wioa/ for more information on this legislation).
What national reporting measures does this rule establish?
After consultation with the DOL, the Department is establishing the
following national reporting measures and requiring State agencies to
report outcome data based on these measures. These reporting measures
are similar to the performance indicators for the core programs in
WIOA, but reflect the intent of the Agricultural Act of 2014, the
unique characteristics of the SNAP E&T program and its participants,
the required frequency of reporting, and how the Department will use
the data. The reporting measures include:
The number and percentage of E&T participants and former
participants who are in unsubsidized employment during the second
quarter after completion of participation in E&T;
The number and percentage of E&T participants and former
participants who are in unsubsidized employment during the fourth
quarter after completion of participation in E&T;
The median quarterly earnings of all the E&T participants
and former participants who are in unsubsidized employment during the
second quarter after completion of participation in E&T; and
The number and percentage of participants that completed a
training, educational, work experience or an on-the-job training
component.
What additional reporting measures does Section 4022(a)(2) of the
Agricultural Act of 2014 require that State agencies include in their
E&T plans?
Section 4022(a)(2) amended section 16(h)(5)(B)(ii) of the FNA to
require each State agency's E&T plan to identify appropriate reporting
measures for each proposed component that serves a threshold number of
participants of at least 100 per year. State agencies will report the
outcome data in their annual reports to FNS. The Department has adopted
100 per year because this is consistent with the minimum in the
Agricultural Act of 2014. The Department is particularly interested in
receiving comments about the reporting measures themselves, as well as
the appropriateness of this threshold.
Because State agencies have broad flexibility in what E&T
components they offer and how they structure their activities, the
Department is not prescribing national reporting measures for specific
components. Instead, the Department encourages State agencies, in
designing their E&T component measures, consider the measures that are
suggested in the Agricultural Act of 2014, which may include:
[[Page 15615]]
The percentage and number of program participants who
received E&T services and are in unsubsidized employment subsequent to
the receipt of those services;
The percentage and number of participants who obtain a
recognized credential, including a registered apprenticeship, or a
regular secondary school diploma or its recognized equivalent, while
participating in, or within 1 year after receiving, E&T services;
The percentage and number of participants who are in an
education or training program that is intended to lead to a recognized
credential, including a registered apprenticeship or on-the-job
training program, a regular secondary school diploma or its recognized
equivalent, or unsubsidized employment;
Measures developed by each State agency to assess the
skills acquisition of employment and training program participants that
reflect the goals of the specific employment and training program
components of the State agency, which may include:
[cir] The percentage and number of participants who are meeting
program requirements in each component of the education and training
program of the State agency;
[cir] The percentage and number of participants who are gaining
skills likely to lead to employment as measured through testing,
quantitative or qualitative assessment, or other method; and
[cir] The percentage and number of participants who do not comply
with employment and training requirements and who are ineligible under
section 6(b); and
[cir] Other indicators approved by the Secretary.
Is the Department required to approve State agencies' reporting
measures for each component?
Yes. FNS will work with State agencies to identify appropriate
reporting measures for each component. State agencies must include the
reporting measures for individual components in their E&T plans, which
must be submitted and approved by FNS on an annual basis.
Will State agencies be required to report additional information on the
characteristics of SNAP E&T participants?
The SNAP work registrant population, like the general SNAP
population, is very diverse and faces a myriad of challenges to
employment, such as measurable educational attainment and employment
history, or intangibles such as substance abuse or mental health
problems. The Department is interested in understanding the
effectiveness of certain approaches with populations facing different
barriers; however, this can be difficult to ascertain given that the
complex nature of these challenges.
The Department believes that to have a better understanding of the
effectiveness of SNAP E&T it must have a more complete picture of the
population it is serving. The Department has very little detailed
information on the characteristics of SNAP E&T participants. There are
no existing reporting requirements or other mechanisms to collect this
information. Therefore, in order to better serve SNAP E&T participants,
this rule requires State agencies to report the following six
characteristics for all E&T participants. The report will include the
total number and percentage of all E&T participants who:
Are voluntary vs. mandatory;
have achieved a high school degree (or GED) prior to being
provided with E&T services;
are ABAWDs;
speak English as a second language;
are male vs. female; and
belong in the following age ranges: 16-17, 18-35, 36-49,
50-59, 60 or older.
For example, if a State had 10,000 E&T participants in a year,
2,000 of which were voluntary and 8,000 mandatory, these numbers would
be reported along with the 20 and 80 percentages. State agencies
currently collect most of this information as part of the application
and it should be available through their eligibility systems or SNAP
E&T tracking systems. This will not require additional reporting on the
part of the SNAP recipient.
Section 16(h)(5)(B)(ii) of the FNA, as amended by the Agricultural Act
of 2014, requires that the national reporting measures developed by the
Department include additional indicators that reflect the challenges
facing the types of members of households participating in SNAP who
participate in a specific employment and training component. What are
these indicators and for which SNAP E&T participants must State
agencies report these indicators?
Of the above six characteristics required to be reported of all
SNAP E&T participants, the Department has identified three that it
believes are most important to understanding the challenges to
employment faced by those SNAP E&T participants and former participants
who are included in the four national reporting measures described
above. These characteristics are: Voluntary or mandatory participation
in E&T, those with low education attainment, and those who are ABAWDs.
A participant may have more than one characteristic (e.g., may be a
voluntary participant who is also an ABAWD). The Department believes
obtaining data on those participants and former participants included
in the national reporting measures who have these three characteristics
is critical to the development of effective strategies to serve these
populations. Therefore, the rule requires that for each national
reporting measure States must submit summary data that disaggregate the
four national measures by the following three characteristics.
Individuals who are or were voluntary vs. mandatory
participants;
participants having achieved a high school degree (or GED)
prior to being provided with E&T services; and
participants who are or were ABAWDs;
Thus, to illustrate, States will be required to report the total
number and percentage of E&T participants and former participants in
unsubsidized employment during Q2 after participation in E&T and the
number and percentage of those participants who were mandatory and
voluntary. If the State had 1,000 out of 10,000 E&T participants and
former participants employed in the second quarter following completion
of E&T (10 percent) and of the 1,000, 300 were voluntary and 700 were
mandatory, these numbers would be reported along with the percentages.
Furthermore, in addition to reporting the median quarterly earnings
of all the E&T participants and former participants, States will be
required to report this outcome measure for the following subgroups:
Voluntary participants, mandatory participants, those who have achieved
a high school degree (or GED) prior to being provided with E&T
services, and ABAWDs.
Are the SNAP E&T reporting measures based on the performance indicators
for core workforce programs included in WIOA?
WIOA established primary indicators of performance for the core
programs related to employment, earnings, credential attainment/
measureable skills gains as they relate to gaining/retaining
employment, and serving employers. The SNAP E&T reporting measures
required by this rule are closely aligned with, but not identical to,
those in WIOA. The variations can be attributed to: (1) Difference in
the required
[[Page 15616]]
frequency of reporting (the Agricultural Act of 2014 requires a single
annual report whereas the WIOA proposed regulations would require
quarterly reports and an annual report); (2) difference in data needs;
and (3) seeking a balance between value of information obtained and the
burden of longer term tracking. FNS does not include a reporting
measure for the effectiveness of serving employers or the number of
participants that obtain credentials, in part because DOL and
Department of Education are still in the process of developing this
policy. In addition, because State agencies have broad flexibility in
what E&T components they offer and how they structure their activities,
the Department is not prescribing national reporting measures for
specific components, like the percentage and number of participants who
obtain a recognized credential, but the Department encourages State
Agencies to consider such measures as described in
``What additional reporting measures does Section 4022(a)(2) of the
Agricultural Act of 2014 require that State agencies include in their
E&T plans?''
DOL published proposed regulations regarding WIOA in the
``Workforce Innovation and Opportunity Act; Joint Rule for Unified and
Combined State Plans, Performance Accountability, and the One-Stop
System Joint Provisions'' proposed rule on April 16, 2015. The
Department views DOL as the leader in employment policy and will look
for ways to be consistent with any changes made to its performance
measures in the final E&T rulemaking. The Department is interested in
comments pertaining to the variance between the WIOA performance
indicators and the SNAP E&T reporting measures.
What will the Department do with the reported data?
The Department will use outcome data to monitor the effectiveness
of SNAP E&T programs. The Department will also share this information
with policy makers, State agencies, and other stakeholders. In
combination with the current data State agencies report to FNS
regarding SNAP E&T, outcome data will help the Department identify E&T
programs and components that produce a higher number and percentage of
participants that obtain unsubsidized employment. The Department will
use the data on median earnings to evaluate the cost-effectiveness of
E&T programs and the components States have implemented. The Department
will also use this data to assess and identify the most promising
practices for State agencies that want to improve their SNAP E&T
programs. The Department will use the data on educational attainment in
a similar way, while the data regarding the characteristics of E&T
participants will help the Department and States better understand the
relative challenges different groups face.
How often and what method will State agencies use to report to the
Department?
Pursuant to section 16(h)(5)(D) of the FNA, as amended by the
Agricultural Act of 2014, this rule requires State agencies to submit
an annual report to FNS by January 1 of each year, to include outcome
data on the reporting measures outlined above for the Federal fiscal
year ending the previous September 30. FNS may specify a standard
format for the annual report.
What data and timeframes will an annual report include?
Data will be measured within the fiscal year for which the State
agency is reporting using the most recent data available during the
reporting period for each measure and additional characteristics for
the participants and former participants included in the reporting
measures. Therefore, if an individual completed participation in E&T in
the fourth quarter of FY 2018, information from the second quarter of
FY 2019 concerning their employment would be included in reporting for
FY 2019, even if that individual was no longer participating in SNAP.
Reporting for a fiscal year will include the characteristics of
each E&T participant that participated in E&T during that fiscal year.
Is there a minimum amount that an individual must earn in a quarter to
be included in a reporting measure?
No, there is no minimum amount of earnings from unsubsidized
employment in a quarter for an individual to be included in a reporting
measure.
What other information must States include in the annual E&T reports?
States that have committed to offering all at-risk ABAWDs a slot in
a qualifying activity and have received an additional allocation of
funds as specified in 7 CFR 273.7(d)(3) must include in their annual
reports the following information:
The monthly average number of individuals in the State who
meet the conditions of Sec. 273.7(d)(3)(i);
The number of individuals to whom the State offers a
position in a program described in Sec. 273.24(a)(3)and (4);
The number of individuals who participate in such
programs; and
A description of the types of employment and training
programs the State agency offered to at-risk ABAWDs, and the
availability of those programs throughout the State.
What does the Agricultural Act of 2014 require in terms of monitoring,
evaluating and assessing States' E&T programs?
The Agricultural Act of 2014 amended section 16(h)(5)(A) of the FNA
to require the Department to monitor SNAP E&T programs and assess their
effectiveness in terms of preparing members of households for
employment, including the acquisition of basic skills necessary for
employment, and increasing the number of household members who obtain
and retain employment subsequent to participation in E&T. The
Agricultural Act of 2014 also amended section 16(h)(5)(C) of the FNA to
require that the Department evaluate State agencies' E&T programs on a
periodic basis to ensure:
Compliance with Federal E&T program rules and regulations;
that program activities are appropriate to meet the needs
of the individuals referred by the State agency to an E&T program
component; and
that reporting measures are appropriate to identify
improvements in skills, training, work and experience for participants
in an employment and training program component.
How is the Department codifying this provision?
SNAP regulations at 7 CFR 275.3(a) already require FNS to conduct
management evaluation (ME) reviews of designated, or ``target'', areas
of program operation each fiscal year. FNS identifies target areas each
year based upon a number of considerations, including recent policy
changes, risk to Federal funds, and risk to program access. For
example, FNS may identify program access as an area that the regional
offices are required to review in every State, and nutrition education
as an area to be reviewed on an at-risk basis, as necessary. This
affords FNS maximum flexibility to target its resources to those
current areas of vulnerability or agency priorities. In past years, FNS
has not required its regional offices to perform an ME of each State
agency's E&T program; many operate very small job-search only programs.
However, FNS has required its regional offices to review E&T programs
in States that operate third party matching programs, or that have
[[Page 15617]]
combined Federal and State budgets over a certain threshold. As part of
its general monitoring and oversight responsibilities, FNS will meet
the requirement of the FNA by continuing to perform MEs of States' E&T
programs, but will also continue to establish in guidance which target
areas to focus on each year.
In addition, through its current authority, FNS is required to
review and approve State agencies' E&T plans and budgets. Through this
process, FNS will ensure that individual components are structured to
meet the needs of participants and that the reporting measures for
individual components with more than 100 participants, required by this
rule, are appropriate to measure the impact of the components on
participants.
Does the Department have authority to require modifications to State
agencies' E&T programs?
Yes. Section 16(h)(5)(E) of the FNA, as amended by the Agricultural
Act of 2014, gives the Department the authority to require a State
agency to make modifications to its SNAP E&T plan to improve outcomes
if the Department determines that the E&T outcomes are inadequate.
Why are most of the reporting measures focused on program outcomes?
The Government Performance and Results Act of 1993 (GPRA) requires
that performance indicators be used to measure the outcome of
government programs. The national reporting measures in this rule will
provide data that be used to evaluate the effectiveness of E&T programs
in moving SNAP recipients toward self-sufficiency.
Additionally, the USDA Office of Inspector General (OIG) performed
an audit of the SNAP E&T program and, in its final report, entitled
``Food Stamp Employment and Training Program'' (OIG #27601-16-At),
released April 29, 2008, concluded that the data to evaluate the SNAP
E&T program's impact was lacking. The chief recommendation of this
audit report was that FNS establish reporting measures for the SNAP E&T
program and require State agencies to submit outcome data, which FNS
could then use to determine whether the program improves employability
and helps participants prepare for or obtain jobs. FNS agrees with this
recommendation and, through this rule, is establishing standardized
reporting measures that capture the impact of E&T programs. As noted
above, FNS will use data to help identify the most effective E&T
programs and best practices, and will share this information with State
agencies looking to improve or expand their E&T programs.
Do State agencies already have reporting measures and outcome data?
Currently, thirty-six State agencies have reporting measures and
report E&T program outcome data in their E&T plans. State agencies use
a variety of reporting measures, and the outcome data reported cannot
be compared or summarized on a national level. Additionally, other work
programs, such as those funded under the Workforce Innovation and
Opportunity Act (WIOA) and the Wagner-Peyser Act (WPA), require State
agencies to track, collect, and report outcome data. The measures in
this rule are designed to be similar to the common measures used by
these other work programs. The Department recommends that State
agencies consult with State workforce and other agencies on data
collection strategies and technical requirements.
For reporting purposes, who is considered an E&T participant?
A SNAP applicant or recipient who is placed in and begins an E&T
component is considered a ``participant'' for reporting purposes. E&T
participants who are placed in a component but do not show up for the
first training appointment will not be counted in the base of
participants for reporting measures. Individuals that complete an E&T
component are also considered to be participants for reporting
purposes, even if they are no longer participating in SNAP. The
Department recognizes that some State agencies provide E&T services to
SNAP participants who are under-employed and it does not wish to
discourage this practice. As such, State agencies may include E&T
participants who are already employed as countable participants, if
placed in a component.
Should voluntary participants be counted as well as mandatory
participants?
Yes. State agencies must count all E&T participants, both mandatory
and voluntary, in the base for reporting measures. The Department
recognizes that some State agencies have shifted the focus of their E&T
programs to voluntary participants because these participants are often
more motivated to work and seek training that will make them more
employable. The interim reporting measures will reflect the
effectiveness of the program for both mandatory and voluntary
participants.
What is meant by unsubsidized employment?
Unsubsidized employment means the E&T participant does not receive
wages subsidized by a Federal, State or local government program, such
as the TANF subsidized employment program or a SNAP work
supplementation program. This is consistent with the definition of
unsubsidized employment used by other Federal work programs.
Participants who enter unsubsidized employment may still be receiving
job retention services such as transportation reimbursements and
dependent care.
The definition of unsubsidized employment is not limited to jobs
with paid benefits, such as health care coverage. Although the
Department recognizes the value of such benefits for SNAP households,
it would add complexity to data collection and the Department believes
it is not an essential reporting requirement for the purpose of the
interim rule.
What is meant by ``median'' quarterly earnings?
This rule requires that State agencies report the median average
quarterly earnings for all E&T participants who had earnings from
unsubsidized employment in the second quarter following completion of
E&T. Median earnings will capture wage levels, and is consistent with
the similar DOL reporting measure under WIOA. The ``median'' is
determined by ranking participants' incomes from lowest to highest and
identifying the middle income amount so that there are an equal number
of incomes higher and lower. The median income is the amount in the
middle--half the income amounts are higher, and half are lower. For
example, for three participants earning $1,000, $1,500 and $3,500, the
median income is $1,500 even though the average (or mean) would be
$2,000. Using the median income can provide a more meaningful measure
since it shows the halfway point, rather than the average, which can be
significantly influenced by the larger incomes at the top or very small
incomes at the bottom of the scale.
Will E&T 100 percent grants be affected by the reported measures data?
No. Outcome data will not affect Federal 100 percent grant funding
for E&T programs. However, the Department retains the authority at
Sec. 273.7(d)(1)(i)(D) to consider outcome data as part of the scope
of impact for a State's E&T program when evaluating requests for
additional 100 percent funds.
[[Page 15618]]
How may States fund the collection and reporting of outcome data?
State agencies may use E&T administrative funds provided by Sec.
273.7(d)(1) and (2) to pay for development of reporting systems as
necessary. E&T administrative funds may also be used to meet staffing
requirements that result from reporting measure tracking, the cost of
follow-up with E&T participants and other aspects of the measures.
Will the Department consider unemployment rates when evaluating outcome
data?
The Department will not factor unemployment rates into the raw
outcome data. Reporting measures are meant to reflect whether E&T
programs are effective in moving participants toward employment and
self-sufficiency. However, the Department will consider unemployment
rates together with other important factors when looking at the unique
challenges SNAP E&T participants face.
Should State agencies count workfare and work experience as
unsubsidized employment?
No. Workfare and work experience are defined as E&T components at
section 6(d)(4) of the FNA, and participation in these components is
captured in the FNS-583. Currently, many State agencies offer workfare
and work experience as E&T components to provide participants with
experience or training that will move them promptly into employment. As
State agencies already report these activities on the FNS-583 as E&T
components, the Department will not consider placement in such
activities as unsubsidized employment to be included in the reporting
measures.
Will the Department verify this data?
The Department will not verify this information on a regular basis.
However, FNS will review data collection methods and verify data as
part of the ME review of States' E&T programs. This will help to ensure
that reported data is accurate.
Procedural Matters
Executive Orders 12866 and 13563
Executive Orders 12866 and 13563 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility.
This interim rule has been designated a ``significant regulatory
action,'' although not economically significant, under section 3(f) of
Executive Order 12866. Accordingly, the rule has been reviewed by the
Office of Management and Budget (OMB). Consistent with the requirements
of Executive Orders 12866 and 13563, a Regulatory Impact Analysis (RIA)
was developed for this interim rule.
Regulatory Impact Analysis
As required for all rules that have been designated as significant
by OMB, a RIA was developed for this interim rule. The RIA for this
rule was published as part of the docket to this rule on
www.regulations.gov. The following summarizes the conclusions of the
regulatory impact analysis.
Need for Action: This interim rule implements requirements for
State agencies to report outcome data for SNAP E&T programs as mandated
by Section 4022(a)(2) of the Agricultural Act of 2014. The interim rule
establishes five separate reporting measures and requires State
agencies to report annually outcome data to monitor the effectiveness
of E&T programs.
State agencies are also required to identify appropriate reporting
measures for each proposed component that serves a threshold number of
participants of at least 100 a year. The reporting measures for these
components will be identified in State agencies' E&T plans and the
outcome data will be reported to FNS in State agencies' annual reports.
Benefits: Benefits of this action include better data to inform
policy makers regarding means to improve E&T effectiveness, ultimately
benefiting SNAP E&T participants. National reporting measures will
allow State and Federal program managers and policy makers to
strategically plan on program tactics that will result in improved
employment outcomes. Uniform reporting measures for E&T programs will
potentially benefit SNAP applicants and recipients by providing data to
help evaluate what works in SNAP E&T and share best practices from
those programs.
Costs: FNS estimates that the costs will include one-time capital
costs for developing new or modifying existing data collection systems
for E&T programs, additional reporting burden for collecting and
reporting data for the required reporting measures, and, for those
States that need to develop new systems, annual operating and
maintenance costs for those systems. FNS anticipates minimal burden to
a small number of low-income families and minimal, if any, impact on
program participation. FNS anticipates that some costs will be paid for
using the existing federal grant money States receive to operate E&T.
State funds spent in excess of the grant are reimbursed at a 50 percent
rate by the Federal government.
Effect on State Agencies: The Department has estimated that the
effect on State agencies will be two-fold: First, a one-time capital
cost for developing new or modifying existing data collection systems
for E&T programs; and second, a reporting burden for collecting and
reporting data for the required outcome measures. Those States that
need to develop new systems may also incur annual operating and
maintenance costs.
Thirty-six State agencies currently have reporting measures and
collect outcome data. However, the interim rule requires the addition
of several data elements that none of these States are currently
collecting.
While it is expected that, in the first-year, State agencies will
expend time and effort to establish reporting systems, the ongoing
burden as shown below in the Paperwork Reduction Act section of the
preamble is relatively moderate--about one and one-half staff-month per
State.
Effect on Low-Income Families: Establishing reporting requirements
that measure E&T outcomes will ultimately allow State agencies to
better serve low-income populations by providing them with E&T services
that lead to longer-term unsubsidized employment opportunities. In
addition, the Department estimates that the burden of the rule on low-
income families will be minimal. A small number of E&T participants may
face additional reporting burden due to the need to contact these
individuals to track outcomes that are not available through existing
data sources.
Participation Impacts: The Department estimates that the impact on
SNAP participation will be minimal. Establishing reporting requirements
that measure E&T outcomes will allow State agencies to better serve
low-income populations by providing them with E&T services that lead to
longer-term unsubsidized employment opportunities.
Civil Rights Impact Analysis
The Department has reviewed this interim rule in accordance with
Departmental Regulation 4300-4, ``Civil
[[Page 15619]]
Rights Impact Analysis,'' to identify any requirements that may have
the purpose or effect of excluding, limiting, or otherwise
disadvantaging any group or class of persons on one or more prohibited
bases. After careful review of the rule's intent and provisions, and
the characteristics of SNAP households and individual participants, the
Department has determined that this rule will not have a disparate
impact on any group or class of persons. The interim rule will require
State agencies to collect and report outcome data on SNAP E&T programs
and will not change work requirements or impact the population subject
to work requirements. The Department specifically prohibits the State
and local government agencies that administer the Program from engaging
in actions that discriminate based on race, color, national origin,
sex, religious creed, age, disability, and political beliefs. SNAP's
nondiscrimination policy can be found at 7 CFR 272.6(a). The interim
rule does not change these requirements.
Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601-612) requires agencies
to analyze the impact of rulemaking on small entities and consider
alternatives that will minimize any significant impacts on small
entities. Pursuant to that review, it is certified that this interim
rule will not have a significant impact on small entities. The
provisions of this interim rule apply to State agencies, which are not
small entities as defined by the Regulatory Flexibility Act.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, tribal governments
and the private sector. Under Section 202 of the UMRA, the Department
generally must prepare a written statement, including a cost/benefit
analysis, for rules with Federal mandates that may result in
expenditures to State, local, or tribal governments in the aggregate,
or to the private sector, of $100 million or more in any one year. When
such a statement is needed for a rule, Section 205 of the UMRA
generally requires the Department to identify and consider a reasonable
number of regulatory alternatives and adopt the least costly, more
cost-effective or least burdensome alternative that achieves the
objectives of the rule.
This interim rule contains no Federal mandates (under the
regulatory provisions of Title II of the UMRA) for State, local and
tribal governments or the private sector of $100 million or more in any
one year. Thus, the rule is not subject to the requirements of sections
202 and 205 of the UMRA.
Executive Order 12372
SNAP is listed in the Catalog of Federal Domestic Assistance under
No. 10.551. For the reasons set forth in the final rule in 7 CFR 3015,
Subpart V and related Notice (48 FR 29115), the Program is included in
the scope of Executive Order 12372, which requires intergovernmental
consultation with State and local officials.
Federalism Impact Statement
Executive Order 13132, requires Federal agencies to consider the
impact of their regulatory actions. Where such actions have federalism
implications, agencies are directed to provide a statement for
inclusion in the preamble to the regulations describing the agency's
considerations in terms of the three categories called for under
section (6)(b)(2)(B) of the Executive Order 13132. This rule does not
have Federalism impacts.
Prior Consultation With State Officials
Currently, the Department, through FNS, has encouraged State
agencies to establish reporting measures and to report outcome data in
their State E&T plans. FNS informally consulted with State agencies to
identify what E&T reporting measures and outcome data they collect in
the absence of required reporting measures. An informal review of State
agencies in FY 2007 showed that twenty-three State agencies had
reporting measures and gathered outcome data on the number of E&T
participants who entered employment. This review revealed wide
variability in how State agencies' aggregate data, how employment was
defined, and whether a direct link to participation in E&T was
established. FNS reviewed FY 2013 State agency E&T plans and found that
thirty-six State agencies track the number of E&T participants that
enter employment. The interim rule will standardize the reporting
measures that State agencies use and what outcome data State agencies
report.
Nature of Concerns and the Need To Issue This Rule
As modified by the Agricultural Act of 2014, section 16(h)(5) of
the FNA requires that the Department monitor SNAP E&T programs and
measure their effectiveness. In addition, the Government Performance
and Results Act of 1993 (GPRA) requires that performance indicators be
used to measure the outcome of government programs. Finally, a 2008
audit by the USDA Office of Inspector General (OIG) found that FNS had
sufficient systems in place to monitor State agency compliance and
administration with laws and regulations, but recommended FNS establish
reporting measures for the SNAP E&T program and require State agencies
to submit outcome data to determine the Program's effectiveness.
This rule establishes standardized reporting measures and requires
State agencies to report outcome data for the SNAP E&T program. The
Department published a proposed rule establishing performance measures
in 1991 (FR 43152, August 30, 1991). At that time, many State agencies
and advocates responded that the rule would impose an unreasonable
burden on State agencies. The Department did not codify that proposed
rule. While State agencies may have similar concerns today, other
Federal work programs, such as the Workforce Innovation and Opportunity
Act (WIOA) and the Wagner-Peyser Act (WPA), have established
standardized performance indicators and State workforce investment
boards have more experience tracking entered employment, retention and
earnings. By implementing Section 16(h)(5) of the FNA, the Department
is following the lead of other Federal agencies and establishing
standardized reporting measures and requiring State agencies to report
outcome data in order to evaluate the effectiveness of E&T programs.
Extent to Which We Met Those Concerns
The Department has considered the impact of the interim rule on
State and local agencies. This rule will implement reporting measures
that are required by law and require the reporting of outcome data. The
provisions in this rule are similar to the current practice of at least
thirty-six State agencies. FNS will work with the remaining State
agencies to provide guidance and technical assistance in meeting the
requirements of this rule.
Executive Order 13175--Consultation and Coordination With Indian Tribal
Governments
This rule has been reviewed in accordance with the requirements of
Executive Order 13175, ``Consultation and Coordination with Indian
Tribal Governments.'' Executive Order 13175 requires Federal agencies
to consult and coordinate with tribes on a government-to-government
basis on policies that have tribal implications, including regulations,
legislative comments or
[[Page 15620]]
proposed legislation, and other policy statements or actions that have
substantial direct effects on one or more Indian tribes, on the
relationship between the Federal Government and Indian tribes or on the
distribution of power and responsibilities between the Federal
Government and Indian tribes.
Currently, only two State SNAP E&T programs include partnerships or
activities with Tribal organizations. On February 29, 2012, during a
Tribal consultation, the Department explained the existing section
16(h)(5) of the FNA which required the Department to monitor and
measure the effectiveness of E&T programs, and FNS's intention to write
a proposed rule on E&T reporting measures and the reporting of outcome
data. The Department invited Tribal officials or their designees to ask
questions about the impact of a proposed rule on Tribal governments,
communities, and individuals. The Department did not receive any
comments or questions on its intention to write that rule.
(Subsequently, the Agricultural Act of 2014 passed, which expanded the
requirements and authority under section 16(h)(5) of the FNA, and
included a requirement that the Department publish an interim rule
identifying national reporting measures.) This session established a
baseline of consultation for future actions, should any be necessary,
regarding this rule. Reports from the Tribal consultation session will
be made part of the Department's annual reporting on Tribal
Consultation and Collaboration. The Department will provide additional
venues, such as webinars and teleconferences, to periodically host
collaborative conversations with Tribal leaders and their
representatives concerning ways to improve this rule in Indian country.
FNS has assessed the impact of this rule on Indian tribes and
determined that this rule has tribal implications that require tribal
consultation under E.O. 13175 and has consulted with Tribes as
described above. If a Tribe requests consultation, FNS will work with
the Office of Tribal Relations to ensure meaningful consultation is
provided where changes, additions and modifications identified herein
are not expressly mandated by Congress.
Executive Order 12988
This rule has been reviewed under Executive Order 12988, Civil
Justice Reform. This rule is intended to have preemptive effect with
respect to any State or local laws, regulations or policies that
conflict with its provisions or that will otherwise impede its full
implementation. This rule is not intended to have retroactive effect
unless so specified in the ``Effective Date'' paragraph of this rule.
Prior to any judicial challenge to the provisions of this rule or the
application of its provisions, all applicable administrative procedures
must be exhausted.
E-Government Act Compliance
The Department is committed to complying with the E-Government Act,
to promote the use of the Internet and other information technologies
to provide increased opportunities for citizen access to Government
information and services, and for other purposes.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35; see 5
CFR part 1320) requires that OMB approve all collections of information
by a Federal agency from the public before they can be implemented.
Respondents are not required to respond to any collection of
information unless it displays a current valid OMB control number. This
interim rule contains new provisions that will affect reporting and
recordkeeping burdens. Section 271.8 has been amended to reflect the
new reporting requirements. The changes in burden that will result from
the provisions in the interim rule are described below, and are subject
to review and approval by OMB. When the information collection
requirements have been approved, the Department will publish a separate
action in the Federal Register announcing OMB's approval.
Written comments on the information collection in this interim rule
must be received by May 23, 2016. Comments are invited on: (1) Whether
the collection of information is necessary for the proper performance
of the Agency's functions, including whether the information will have
practical utility; (2) the accuracy of the Agency's estimate of the
information collection burden, including the validity of the
methodology and assumptions used; (3) ways to enhance the quality,
utility and clarity of the information to be collected; and (4) ways to
minimize the burden of the collection of information on those who are
to respond, including use of appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology.
Comments may be sent to Moira Johnston, at the address listed in
the ADDRESSES section of this preamble. Comments will also be accepted
through the Federal eRulemaking Portal. Go to https://www.regulations.gov, and follow the online instructions for submitting
comments electronically. For further information, or for copies of the
information collection requirements, please contact Ms. Johnston.
All responses to this request for comments will be summarized and
included in the request for OMB approval. All comments will also become
a matter of public record.
Title: SNAP: Employment and Training Program Monitoring, Oversight
and Reporting Measures.
OMB Number: [0584--NEW].
Expiration Date: Not Yet Determined.
Type of Request: New Collection.
Abstract: As required by the Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), FNS is submitting this information collection to OMB
for its review. The interim rule will require State agencies to collect
and report information on: (1) The number and percentage of E&T
participants who are in unsubsidized employment during the second
quarter after completion of participation in E&T; (2) The number and
percentage of E&T participants who are in unsubsidized employment
during the fourth quarter after completion of participation in E&T; (3)
Median quarterly earnings of all E&T participants who worked in
unsubsidized employment during the second quarter after completion of
participation in E&T; (4) The total number and percentage of
participants that complete a training, educational, work experience or
an on-the-job training component; and (5) certain unique
characteristics of SNAP E&T participants that will provide information
on the challenges they face in obtaining employment.
The rule also requires State agencies to identify appropriate
reporting measures for each proposed component that serves a threshold
number of participants of at least 100 a year. The reporting measures
for each component will be identified in States' E&T plans and the
outcome data will be reported to FNS in their annual reports.
Additionally, the rule requires that State agencies that have committed
to offering all ABAWDs at risk of losing eligibility due to time-
limited participation a slot in a qualifying activity and have received
an additional allocation of funds, to report information regarding the
use of those funds.
Respondents: The 53 State agencies that administer the SNAP E&T
program.
Estimated Number of Responses per Respondent: One response per year
for each State agency that administers the SNAP E&T program. States
agencies will be required to report their outcome data annually.
[[Page 15621]]
Current status: Thirty-six State agencies currently identify
reporting measures and collect outcome data. However, the interim rule
requires the addition of several data elements that these State
agencies are not currently collecting. While the Department believes
that some of these State agencies may continue to use the systems they
already have in place with modifications to meet the provisions of this
rule, others may decide to implement new systems to meet the increase
in data that is required to be reported to FNS. The remaining 17 State
agencies that do not have reporting measures in place will all need to
develop systems to collect and report the required data. In the first
year that the rule is published, State agencies will need to develop
E&T data collection systems, reprogram existing systems, build
interfaces between SNAP eligibility and SNAP E&T data collection
systems and decide what data will be collected manually.
Effect on State Agencies: The Department has estimated that the
effect on State Agencies will be two-fold: First, a one-time capital
cost for developing new or modifying existing data collection systems
for E&T programs; and second, a reporting burden for collecting and
reporting data for the required reporting measures. Those States that
need to develop new systems may also incur annual operating and
maintenance costs.
Prior to implementation: In the first year that the rule is
published, States may develop new SNAP E&T systems, reprogram existing
systems, build interfaces between SNAP eligibility and SNAP E&T
systems, and/or decide what data will be collected manually. For
several of the measures (e.g., employment, earnings, characteristics of
E&T participants) State agencies' could use a variety of sources to
obtain administrative data, such as SNAP automated eligibility systems.
The Department anticipates that some State agencies will rely on
government entities with which they already have agreements and will
need to renegotiate those agreements.
Given the different size and complexity of States' E&T programs,
variations in their E&T data systems, capabilities of their SNAP
eligibility systems, and experience with reporting measures, it is not
possible to develop a reliable estimate of the burden this rule places
on State agencies to implement. Because of the uncertainties
surrounding the exact methods States will use to collect and submit
outcome data, we are requesting that States comment specifically on
their potential capital start-up and operating and maintenance costs
based upon consultation with potential data sources. After internal
discussions with FNS regional office and State systems staff, FNS
assumes an estimate of three staff-months (520 hours) per State to
establish data collection and reporting systems to implement this rule,
at a cost of approximately $1.2 million. This estimate of initial
burden is a placeholder until FNS receives comments from States on
their estimate of the time it will take to implement.
Estimated Initial Reporting and Recordkeeping Burden Hours
----------------------------------------------------------------------------------------------------------------
Number of
Description of activity Number of Total annual burden hours Total burden
respondents responses per response hours
----------------------------------------------------------------------------------------------------------------
One-time capital start-up and operating and 53 53 520 27,560
maintenance costs..........................
----------------------------------------------------------------------------------------------------------------
Annual ongoing burden from rule: While it is expected that in the
first year State agencies will expend more time and effort to establish
reporting systems, the ongoing burden as shown below is relatively
moderate--about one and one half staff-month per State. The following
estimates assume that State agencies will use a combination of methods
to collect the data including existing automated systems data, new data
collection, and some contact with SNAP E&T participants. In the
regulatory impact analysis accompanying this rule, FNS estimates that
the ongoing additional time burden will average no more than about 231
hours annually per State (about one and a half staff-months) on average
(12,233 hours per year for all States), or less than $1 million in
total. The breakdown of the 231 hours is itemized in the table below.
FNS believes this estimate may be somewhat high since data that can be
collected through automated data systems is expected to require less
time than data collected through direct contact with SNAP E&T
participants.
Estimated Ongoing Reporting and Recordkeeping Burden Hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
Average burden
Regulation section Description of activity Number of Annual report/ Total annual hours per Total burden
respondents record filed responses response hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
272.1(f) Recordkeeping.................... ............................ 53 1 53 1 53
273.7(c)(17)(i) Reporting................. E&T participants who have 53 1 53 40 2,120
earnings in the second
quarter after completion of
E&T.
273.7(c)(17)(ii) Reporting................ E&T participants who have 53 1 53 40 2,120
earnings in the fourth
quarter after completion of
E&T.
273.7(c)(17)(iii) Reporting............... Median quarterly earnings... 53 1 53 40 2,120
273.7(c)(17)(iv) Reporting................ E&T participants that 45 1 45 80 3,600
completed a training,
educational, work
experience or an on-the-job
training component within 6
months after completion of
participation in E&T.
[[Page 15622]]
273.7(c)(17)(v) & (vi) Reporting.......... Characteristics of E&T 53 1 53 20 1,060
participants, some broken
out by 4 above measures.
273.7(c)(17)(vii) Reporting............... Measures in a State 53 1 53 20 1,060
agencies' E&T plan for
components that are
designed to serve at least
100 E&T participants a year.
273.7(c)(17)(viii) Reporting.............. Information about ABAWDs 10 1 10 10 100
from State agencies that
have committed to offering
them participation in a
qualifying activity.
-------------------------------------------------------------------------------
Total Reporting....................... ............................ 53 7 320 38 12,180
-------------------------------------------------------------------------------
Total Recordkeeping................... ............................ 53 1 53 1 53
--------------------------------------------------------------------------------------------------------------------------------------------------------
Summary of Ongoing Burden (In Addition to OMB #0584--New) 7 CFR 273
------------------------------------------------------------------------
------------------------------------------------------------------------
Total No. Respondents.......................................... 53
Average No. Responses per Respondent........................... 7
Total Annual Responses......................................... 373
Average Hours per Response..................................... 32.8
Total Burden Hours for Part 273 With Interim Rule.............. 12,233
------------------------------------------------------------------------
In addition to potential capital start-up and operating and
maintenance costs, we are requesting that States comment specifically
on our burden estimates.
List of Subjects
7 CFR Part 271
Food stamps, Grant programs--social programs, Reporting and
recordkeeping requirements.
7 CFR Part 273
Administrative practice and procedure, Aliens, Claims, Education
and employment, Fraud, Grant programs--social programs, Reporting and
recordkeeping requirements, Supplemental Nutrition Assistance Program.
For reasons set forth in the preamble, 7 CFR parts 271 and 273 are
amended as follows:
0
1. The authority citation for 7 CFR parts 271 and 273 continues to read
as follows:
Authority: 7 U.S.C. 2011-2036.
PART 271--GENERAL INFORMATION AND DEFINITIONS
0
2. In Sec. 271.8, amend the table by adding an entry for Sec.
273.7(c)(16) in alphanumeric order to read as follows:
Sec. 271.8 Information collection/recordkeeping--OMB assigned control
numbers.
------------------------------------------------------------------------
7 CFR section where requirements are
described Current OMB Control No.
------------------------------------------------------------------------
* * * * *
273.7(c)(16).............................. 0584--New.
* * * * *
------------------------------------------------------------------------
PART 273--CERTIFICATION OF ELIGIBLE HOUSEHOLDS
0
3. Amend Sec. 273.7 as follows:
0
a. Add paragraph (c)(6)(xvii); and
0
b. Add paragraphs (c)(16) and (17).
The additions read as follows:
Sec. 273.7 Work provisions.
* * * * *
(c) * * *
(6) * * *
(xvii) For each component that is expected to include 100 or more
participants, reporting measures that the State will collect and
include in the annual report in paragraph (c)(17) of this section. Such
measures may include:
(A) The percentage and number of program participants who received
E&T services and are in unsubsidized employment subsequent to the
receipt of those services;
(B) The percentage and number of participants who obtain a
recognized credential, a registered apprenticeship, or a regular
secondary school diploma (or its recognized equivalent), while
participating in, or within 1 year after receiving E&T services;
(C) The percentage and number of participants who are in an
education or training program that is intended to lead to a recognized
credential, a registered apprenticeship an on-the-job training program,
a regular secondary school diploma (or its recognized equivalent), or
unsubsidized employment;
(D) Measures developed to assess the skills acquisition of E&T
program participants that reflect the goals of the specific components
including the percentage and number of participants who are meeting
program requirements or are gaining skills likely to lead to
employment; and
(E) Other indicators approved by FNS in the E&T State plan.
* * * * *
(16) FNS may require a State agency to make modifications to its
SNAP E&T plan to improve outcomes if FNS determines that the E&T
outcomes are inadequate.
(17) The State agency shall submit an annual E&T report by January
1 each year that contains the following information for the Federal
fiscal year ending the preceding September 30.
(i) The number and percentage of E&T participants and former
participants who are in unsubsidized employment during the second
quarter after completion of participation in E&T.
(ii) The number and percentage of E&T participants and former
participants who are in unsubsidized employment during the fourth
quarter after completion of participation in E&T.
(iii) Median average quarterly earnings of the E&T participants and
former participants who are in unsubsidized employment during the
second quarter after completion of participation in E&T.
(iv) The total number and percentage of participants that completed
an educational, training work experience or an on-the-job training
component.
[[Page 15623]]
(v) The number and percentage of E&T participants who:
(A) Are voluntary vs. mandatory participants;
(B) Have received a high school degree (or GED) prior to being
provided with E&T services;
(C) Are ABAWDs;
(D) Speak English as a second language;
(E) Are male vs. female
(F) Are within each of the following age ranges: 16-17, 18-35, 36-
49, 50-59, 60 or older.
(vi) Of the number and percentage of E&T participants reported in
paragraphs (c)(17)(i) through (iv) of this section, a disaggregation of
the number and percentage of those participants and former participants
by the characteristics listed in paragraphs (c)(17)(v)(A), (B), and (C)
of this section.
(vii) Reports for the measures identified in a State's E&T plan
related to components that are designed to serve at least 100
participants a year; and
(viii) States that have committed to offering all at-risk ABAWDs
participation in a qualifying activity and have received an additional
allocation of funds as specified in Sec. 273.7(d)(3) shall include:
(A) The monthly average number of individuals in the State who meet
the conditions of Sec. 273.7(d)(3)(i);
(B) The monthly average number of individuals to whom the State
offers a position in a program described in Sec. 273.24(a)(3) and (4);
(C) The monthly average number of individuals who participate in
such programs; and
(D) A description of the types of employment and training programs
the State agency offered to at risk ABAWDs and the availability of
those programs throughout the State.
(ix) States may be required to submit the annual report in a
standardized format based upon guidance issued by FNS.
* * * * *
Dated: March 18, 2016.
Kevin Concannon,
Under Secretary, Food, Nutrition, and Consumer Services.
[FR Doc. 2016-06549 Filed 3-23-16; 8:45 am]
BILLING CODE 3410-30-P