Supplemental Nutrition Assistance Program Promotion, 13290-13295 [2016-05583]
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13290
Proposed Rules
Federal Register
Vol. 81, No. 49
Monday, March 14, 2016
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 251, 271, 272 and 277
[FNS–2016–0028]
RIN 0584–AE44
Supplemental Nutrition Assistance
Program Promotion
Food and Nutrition Service
(FNS), USDA.
ACTION: Proposed rule.
AGENCY:
This proposed rule would
implement Section 4018 of the
Agricultural Act of 2014. Section 4018
created new limitations on the use of
federal funds authorized in the Food
and Nutrition Act of 2008 (FNA), for the
Supplemental Nutrition Assistance
Program (SNAP) promotion and
outreach activities. Specifically, Section
4018 of the 2014 Farm Bill prohibits the
use of Federal funds appropriated in the
FNA from being used for; recruitment
activities designed to persuade an
individual to apply for SNAP benefits,
television, radio, or billboard
advertisements that are designed to
promote SNAP benefits and enrollment.
This provision does not apply to
Disaster SNAP, or any agreements with
foreign governments designed to
promote SNAP benefits and enrollment.
Section 4018 also prohibits any entity
that receives funds under the FNA from
compensating any person engaged in
outreach or recruitment activities based
on the number of individuals who apply
to receive SNAP benefits. Lastly,
Section 4018 modifies Section 16(a)(4)
of the FNA to prohibit the Federal
government from paying administrative
costs associated with recruitment
activities designed to persuade an
individual to apply for program benefits
or that promote the program through
television, radio, or billboard
advertisements.
This proposed rule would also impact
the Food Distribution Program on
Indian Reservations (FDPIR) and The
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SUMMARY:
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Emergency Food Assistance Program
(TEFAP), both of which receive funding
and/or foods authorized under the FNA.
DATES: To be assured of consideration,
written comments must be received on
or before May 13, 2016.
ADDRESSES: The Food and Nutrition
Service, USDA, invites interested
persons to submit written comments on
this proposed rule. Comments may be
submitted in writing by one of the
following methods:
• Preferred method: Federal
eRulemaking Portal: Go to https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Mail: Send comments to Mary Rose
Conroy, Chief, Policy Design Division,
Program Design Branch, Food and
Nutrition Services, U.S. Department of
Agriculture, 3101 Park Center Drive,
Room 810, Alexandria, VA 22302.
All written comments submitted in
response to this proposed rule will be
included in the record and will be made
available to the public. Please be
advised that the substance of the
comments and the identity of the
individuals or entities submitting the
comments will be subject to public
disclosure. FNS will make the written
comments publicly available on the
Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Mary Rose Conroy, Branch Chief,
Program Development Division,
Program Design Branch, Food and
Nutrition Services, U.S. Department of
Agriculture, 3101 Park Center Drive,
Room 810, Alexandria, VA 22302, or by
phone at (703) 305–2803, or by email at
Maryrose.conroy@fns.usda.gov.
SUPPLEMENTARY INFORMATION:
considered or included in the
Administrative Record for the final rule.
Executive Order 12866 requires each
agency to write regulations that are
simple and easy to understand. We
invite your comments on how to make
the proposed regulations easier to
understand, as well as comments and
information that could help us make the
programs as effective as practical,
including answers to questions such as
the following:
(1) Are the requirements in the
proposed regulations clearly stated?
(2) Does the proposed rule contain
technical language or jargon that
interferes with its clarity?
(3) Does the format of the proposed
rule (e.g., grouping and order of
sections, use of headings, and
paragraphing) make it more or less
clear?
(4) What could be done to minimize
the burdens and/or improve outcomes
of the program, consistent with program
objectives? Costs and benefits include
both quantifiable measures (to the
fullest extent that these can be usefully
estimated) and qualitative measures of
costs and benefits that are difficult to
quantify, but nevertheless essential to
consider. Please provide information
that would help quantitatively assess
the benefits and costs of this proposed
rule.
(5) What could be done to foster
incentives for innovation, flexibility,
consistency, predictability, the costs of
enforcement and compliance (to the
government, regulated entities and the
public)?
I. Public Comment Procedures
II. Background and Discussion of the
Proposed Rule
III. Procedural Matters
This proposed rule would implement
Section 4018 of the Agricultural Act of
2014 (Pub. L. 113–79, 2014 Farm Bill).
Section 4018 of the Agricultural Act of
2014 (2014 Farm Bill) creates new
limitations on the use of Federal funds
authorized in the Food and Nutrition
Act of 2008 (FNA) for Supplemental
Nutrition Assistance Program (SNAP)
promotion and recruitment activities.
Specifically, Section 4018:
• Prohibits Federal reimbursement for
activities that are designed to persuade
an individual to apply for program
benefits or that promote the program
through television, radio, or billboard
advertisements. [Amends Section
16(a)(4) of the FNA.]
I. Public Comment Procedures
Written comments on the proposed
rule should be specific, should be
confined to issues pertinent to the
proposed rule, and should explain the
reason(s) and/or provide supporting
information for any change you
recommend or proposal(s) you oppose.
Where possible, you should reference
the specific section or paragraph of the
proposal you are addressing. Comments
received after the close of the comment
period listed in DATES will not be
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II. Background and Discussion of the
Proposed Rule
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• Prohibits the use of Federal funds
authorized to be appropriated under the
FNA from being used for:
(1) Recruitment activities designed to
persuade an individual to apply for
SNAP benefits;
(2) Television, radio, or billboard
advertisements that are designed to
promote SNAP benefits and enrollment.
This provision does not apply to
Disaster SNAP; or
(3) Any agreements with foreign
governments designed to promote SNAP
benefits and enrollment.
[Amends the end of Section 18 of the
FNA.]
• Requires that the Secretary of
Agriculture issues regulations that
prohibit entities that receive funds
under the FNA from compensating any
person engaged in outreach or
recruitment activities based on the
number of individuals who apply to
receive SNAP benefits. [Amends the end
of Section 18 of the FNA.]
What are the recruitment activities
designed to persuade an individual to
apply for SNAP benefits?
The Agricultural Act of 2014 prohibits
the use of funds appropriated under the
FNA from being used for recruitment
activities that are designed to persuade
an individual to apply for SNAP
benefits.
In this proposed rule, prohibited
recruitment activities are those designed
to persuade an individual to apply for
SNAP benefits through the use of
persuasive practices. Persuasive
practices constitute coercing or
pressuring an individual to apply, or
providing incentives to fill out an
application. Communicating factual
information pertaining to SNAP is not a
recruitment activity designed to
persuade an individual to apply for
SNAP benefits.
The Department understands that it
was not the intent of Congress to
prohibit informational activities that
provide basic program information to
potentially eligible individuals, as
specifically authorized in Section
11(e)(1) of the FNA. Basic program
information allows individuals to make
a well-informed decision about whether
or not to apply based on accurate
information, rather than myths or other
types of misinformation. For instance,
the Department has documented that
many eligible elderly individuals do not
apply for benefits because they are
concerned about using benefits that
would otherwise go to another family.
Informing the elderly that their
enrollment does not preclude the
enrollment or diminish the benefit level
of other eligible households is an
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important part of ensuring the elderly
can make a well-informed decision
about applying for SNAP.
In addition, changes required in
Section 4018 of the Agricultural Act of
2014 do not preclude specialized
services for eligible SNAP applicants,
including application assistance, as
explained in the Manager’s Statement in
the Conference Report, H.R. Rep. 113–
333, to accompany the Agricultural Act
of 2014. Specialized services are
particularly important for vulnerable
populations including the elderly,
homeless, and individuals with
disabilities to ensure they receive the
food assistance they need.
Prohibited recruitment activities
would not include providing accurate
program information to dispel
misinformation, answering questions
about SNAP, providing assistance in
filling out forms or obtaining
verification documents, or providing
basic information about SNAP
availability, application procedures,
eligibility requirements, and the benefits
of the program, as specifically permitted
by Section 11(e)(1) of the FNA.
The regulations already define
recruitment activities as activities that
are designed to persuade an individual
who has made an informed choice not
to apply for SNAP benefits to change his
or her decision and apply. How will this
definition change?
The definition of prohibited
recruitment activities would change in
two ways: (1) The new definition would
prohibit the use of persuasive practices,
with persuasive practices constituting
coercing or pressuring an individual to
apply, or providing incentives to fill out
an application; and (2) the new
definition would stipulate that
providing factual information pertaining
to SNAP is not a recruitment activity
designed to persuade an individual to
apply for SNAP. This stipulation is
included to reflect the intent of
Congress to not prohibit activities that:
provide basic program information,
inform applicants about eligibility
requirements and benefits of the
program, assist applicants in applying
for benefits (particularly for vulnerable
populations), or otherwise dispel
common misconceptions.
What are examples of persuasive
practices?
The Department proposes in the
regulatory definition that persuasive
practices constitute coercing or
pressuring an individual to apply, or
providing incentives to fill out an
application. Examples of persuasive
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practices used in face-to-face
interactions would include:
• A worker funded by SNAP funds is
staffing a SNAP informational table at a
food pantry. A food pantry visitor comes
to the table, but soon replies that he is
not interested in learning more. The
worker continuing to discuss SNAP
with the visitor would constitute a
persuasive practice because the visitor
has clearly expressed a lack of interest
and should not be pressured to apply.
• A worker funded by SNAP funds at
a community-based organization is
giving a presentation on SNAP
eligibility requirements to a group of
likely eligible SNAP applicants. The
worker explains that every person who
applies that day will be allowed to stay
for a free parenting class. This would be
prohibited if only those who fill out the
SNAP application are allowed to attend
the parenting class because the
parenting class is offered as an incentive
to fill-out the application. The activity
would be allowable if everyone is
allowed to stay for the parenting class,
regardless of whether or not they fill out
an application.
How would the definition of recruitment
activities that are designed to persuade
an individual to apply for SNAP
benefits apply to written materials?
Written materials would also be
expected to comply with the
designation of allowable and
unallowable activities that are described
in the above definition of recruitment
activities and that are designed to
persuade an individual to apply for
SNAP benefits through coercion,
pressure, or incentives. As a result,
written materials should not use
statements that are coercive, pressure
individuals to apply for SNAP benefits,
or offer incentives to fill out an
application. Written materials will be
expected to contain accurate, factual
information that allows individuals to
make a well-informed decision about
applying for SNAP benefits. For
instance, written materials may include
information about SNAP eligibility
criteria, application procedures, or
where to apply for benefits.
What actions are allowed if an
individual’s point of view appears to not
be based on accurate information?
The Department is aware that many
prevalent myths about SNAP influence
whether or not someone thinks s/he is
eligible and whether or not s/he decides
to apply. For instance, the Department
has documented many myths held by
the elderly that deter this needy
population from applying for nutrition
assistance, for instance, in the 2014
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displays intended for viewing from
extended distances of more than 50 feet.
How would these regulations change the
types of television, radio, or billboard
advertisement that are allowed with
Federal SNAP appropriations?
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report Reaching the Underserved
Elderly and Working Poor in SNAP
(available at https://www.fns.usda.gov/
sites/default/files/SNAPUndersevedElderly2009.pdf). Dispelling these
myths by sharing accurate information
is a legitimate informational and
educational activity that allows an
individual to make a well-informed
choice. The following are some
examples of informational activities that
would be allowed under the proposed
rule.
• An outreach worker is talking to a
senior citizen who explains that he does
not think he is eligible because he owns
his own home. The worker would be
allowed to correct this misconception,
provided the senior citizen does not
express disinterest in learning more.
• An outreach worker is talking to a
working mother who states that she is
struggling to put food on the table for
herself and her two children. The
working mother explains that she does
not think she is eligible for SNAP
because she has a job. The outreach
worker could permissibly educate the
working mother about SNAP gross and
net income limits and assist her in
determining her likely eligibility status.
• A community-based organization
receiving SNAP funds has become
aware that many potentially eligible
working families are not signing up for
the program because they think they
must take time off from work to apply.
The organization could share
informational brochures detailing the
web address for online applications and
availability of telephone interviews with
local employers to share with
employees, so long as these brochures
are not designed to persuade an
individual to apply for SNAP benefits
through coercion, pressure, or
incentives.
Would these regulations apply to
recruitment activities designed to
persuade individuals to apply for SNAP
benefits or to television, radio, or
billboard advertisements promoting
SNAP that were paid for with funds that
were not authorized to be appropriated
under the FNA?
The Agricultural Act of 2014 prohibits
the use of funds authorized to be
appropriated under the FNA for
television, radio, or billboard
advertisements that are designed to
promote SNAP benefits and enrollment.
Consequently, the regulation proposes
to prohibit States or other entities from
using these Federal funds for television,
radio, or billboard advertisements that
promote program benefits and
enrollment.
Would the use of social media to
promote SNAP be prohibited?
The Agricultural Act of 2014
provision does not address the use of
social media in promotion activities. As
a result, the use of social media like
Twitter, Facebook, YouTube, or other
internet sites would not be prohibited,
so long as the content is not recruitment
activity designed to persuade an
individual to apply for SNAP benefits
through coercion, pressure, or
incentives.
How would these proposed regulations
affect agreements with foreign
governments?
The Agricultural Act of 2014 prohibits
the use of funds appropriated in the
FNA from being used for any
agreements with foreign governments
designed to promote SNAP benefits and
enrollment. Consequently, this
proposed rule would prohibit foreign
agreements that are designed to promote
SNAP benefits and enrollment.
How would these proposed regulations
apply to informational activities?
The proposed regulations would not
prohibit informational activities as
defined in Section 11(e)(1) of the FNA,
namely those activities that provide
factual information about the
availability, eligibility requirements,
application procedures, and benefits of
SNAP.
Would these regulations apply to
Disaster SNAP?
No. Pursuant to the Agricultural Act
of 2014, the prohibition on the use of
SNAP appropriations for television,
radio, or billboard advertisements
would not apply to Disaster SNAP.
No. The proposed regulations prohibit
only recruitment activities designed to
persuade individuals to apply for SNAP
benefits and television, radio, or
billboard advertisements promoting
SNAP that use funds authorized to be
appropriated under the FNA.
What is a billboard?
How would the proposed rule impact
vulnerable populations?
For the purpose of this proposed rule,
billboards are large format advertising
As stated in the Manager’s Statement
to the Conference Report, H.R. Rep.
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113–333, the changes in Section 4018 of
the Agricultural Act of 2014 do not
preclude specialized services for eligible
SNAP applicants, including application
assistance for vulnerable populations.
Specialized services are particularly
important for vulnerable populations
including the elderly, homeless, and
individuals with disabilities to ensure
they receive the food assistance they
need. Consequently, the proposed rule
would not prohibit activities that
provide vulnerable populations with
application assistance or basic program
information, including information
about rights, program rules, client
responsibilities, and benefits.
What would the proposed rule on
outreach worker compensation prohibit?
For any organization that receives
funding under the FNA, this proposed
rule would prohibit tying outreach
worker compensation to the number of
individuals who apply for SNAP as a
result of that worker’s efforts.
Organizations would not be allowed to
require a worker to meet a
predetermined quota of SNAP
applicants in order to receive their full
compensation or performance bonus,
nor would an organization be allowed to
base compensation or performance
bonus on a set dollar amount for each
individual who applies for SNAP as a
result of a worker’s efforts. For example,
an organization would be prohibited
from requiring that at least 10
individuals apply for benefits a week in
order for a worker to receive their base
pay, and an organization would be
prohibited from paying outreach
workers $10 per individual who applies
for SNAP.
Which organizations would be affected
by the new prohibitions on outreach
worker compensation?
All organizations that receive funding
under the FNA would be affected, as
this a condition of funding under the
FNA. For instance, an organization that
does not receive funds from SNAP, but
does receive funding authorized under
FNA and/or receives USDA donated
foods purchased with FNA-authorized
funds, such as the Food Distribution
Program on Indian Reservations (FDPIR)
(7 U.S.C. 2013b) and The Emergency
Food Assistance Program (TEFAP) (7
U.S.C. 2036), would be prohibited from
compensating employees based on the
number of individuals who apply for
SNAP benefits.
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Could an organization use money from
sources other than those received under
the FNA to compensate workers based
on the number of individuals who apply
for benefits?
No. If an organization receives any
funds under the FNA they would not be
able use funds from any source to
compensate any persons conducting
outreach or recruitment based on the
number of individuals who apply for
SNAP benefits as a result of that
person’s efforts. If an organization does
not receive funding under the FNA,
then this regulation would not apply to
them.
Could an organization compensate
outreach workers based on the number
of hours it takes for an outreach worker
to assist an individual applying for
SNAP benefits?
Yes. Organizations would be allowed
to compensate outreach workers based
on the number of hours it takes an
outreach worker to assist an individual
applying for SNAP benefits. In other
words, organizations would be allowed
to compensate their employees who
provide SNAP application assistance
based on an hourly wage. For example,
an outreach worker may be
compensated at an hourly rate of ‘‘X’’
dollars for each hour the worker spends
providing SNAP application assistance.
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Does this provision apply to food and
nutrition programs other than SNAP?
Yes. The FNA provides authorization
of funds for food purchases and
administrative costs for FDPIR and for
food purchases for TEFAP and this
provision also applies to those
programs.
As background, FDPIR serves as an
alternative to SNAP and provides USDA
donated foods to low-income
households living on Indian
reservations, and to American Indian
households residing in approved areas
near reservations or in Oklahoma.
Participating FDPIR Indian Tribal
Organizations and State agencies receive
both food and administrative funding
authorized under the FNA. TEFAP is a
Federal program that helps supplement
the diets of low-income Americans by
providing them with emergency food
assistance at no cost. USDA donated
foods provided to TEFAP State and
recipient agencies are purchased with
funds authorized under the FNA.
FDPIR regulations at part 253.11 of
this chapter currently require that funds
must be expended and accounted for in
accordance with SNAP regulations at
part 277. Under this proposed rule,
SNAP regulations would be amended in
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order to account for the changes
mandated by Section 4018 and
described above. In particular, Section
4018 prohibits Federal reimbursement
or the use of Federal funds authorized
to be appropriated under the FNA for
the specific SNAP recruitment and
promotion activities discussed above.
Thus, under this proposed rule, FDPIR
funds, as authorized under FNA, would
not be permitted for use in such
activities. As FDPIR serves as an
alternative to SNAP under the FNA and
serves an average of fewer than 90,000
participants each month, the
Department does not anticipate
significant impact of this requirement
on FDPIR Indian Tribal Organizations
and State agencies.
As provided above, Section 4018
requires the Secretary of Agriculture to
issue regulations that prohibit entities
that receive funds under the FNA from
compensating staff engaged in SNAP
outreach activities based on the number
of individuals who apply to receive
SNAP benefits. Though the Department
does not believe this requirement will
have a significant impact on TEFAP, the
program receives food funding
authorized under the FNA. In this
proposed rule, FNS would amend
TEFAP program regulations to prohibit
entities funded by TEFAP from
compensating staff engaged in SNAP
outreach activities based on the number
of individuals who apply to receive
SNAP benefits.
Thus, we propose to amend current 7
CFR 251.10(i) by replacing the existing
text in its entirety with the requirement
that any entity which receives TEFAP
donated foods adhere to SNAP
regulations at proposed 7 CFR
277.4(b)(6), related to the prohibition on
providing compensation for SNAP
recruitment outreach.
Current 7 CFR 251.10(i)
Miscellaneous Provisions—Data
Collection related to eligible recipient
agencies, the faith-based reporting
requirement which expired in fiscal
year 2009, is outdated. The language in
current § 251.10(i) of this chapter was
published on May 2, 2007, as part of a
USDA rule amending several program
regulations in order to fulfill the
Department’s responsibilities under
Executive Orders 13279 and 13280,
regarding the collection of information
on faith-based and community
organizations that participate in social
service programs and that receive
Federal financial assistance. The rule
required State agencies to report on a
number of data elements for Federal
fiscal years 2006 through 2009. The
required collection time period expired
in 2010 for the reporting period ending
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in Federal fiscal year 2009, and is no
longer applicable to TEFAP. The
proposed removal of the current
regulatory text would not affect the
current program requirement that
TEFAP State agencies continue to
maintain lists of eligible recipient
agencies, consistent with part 251 of
this chapter.
III. Procedural Matters
Executive Order 12866 and 13563
Executive Orders 12866 and 13563
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. This
proposed rule has been determined to
be significant and was reviewed by the
Office of Management and Budget
(OMB) in conformance with Executive
Order 12866.
Regulatory Impact Analysis
As required for all rules that have
been designated as Significant by the
Office of Management and Budget, a
Regulatory Impact Analysis (RIA) was
developed for this proposed rule. The
RIA for this proposed rule was
published as part of docket number
[FNS–2016–0028] in Supporting
Documents on www.regulations.gov.
The following summarizes the
conclusions of the Regulatory Impact
Analysis:
Need for Action: This proposed rule is
necessary to implement Section 4018 of
the Agricultural Act of 2014, which
establishes new prohibitions regarding
how funds authorized by the FNA are to
be spent to persuade individuals to
apply for SNAP benefits and to promote
SNAP. The Agricultural Act of 2014
makes these changes by amending
Sections 16(a)(4) and 18 of the FNA.
The law requires the Secretary to write
regulations to implement these changes.
Benefits: The proposed rule provides
State agencies and State partners with
additional guidance regarding
promotion expenses that are eligible for
50 percent Federal reimbursement of
administrative costs (7 CFR 277.4).
Costs: There are no anticipated costs.
Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601–612) requires Agencies to
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analyze the impact of rulemaking on
small entities and consider alternatives
that would minimize any significant
impacts on a substantial number of
small entities. Pursuant to that review,
it has been certified that this proposed
rule would not have a significant impact
on a substantial number of small
entities.
This proposed rule would not have an
impact on small entities because, while
the proposal would restrict the types of
recruitment and promotion activities
eligible for Federal reimbursement and
the types of activities for which funds
authorized to be appropriated under the
FNA may be spent, it does not change
the type of entities that may receive
administrative reimbursement or the
rate at which they may be reimbursed
for allowable activities. In addition, the
proposed rule would prohibit entities
that receive funds under the FNA from
compensating any person engaged in
outreach or recruitment activities based
on the number of individuals who apply
to receive SNAP benefits; however, this
is not expected to limit the ability of
small entities, or any entity, from using
other methods of compensating persons
engaged in outreach or recruitment
activities.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local
and tribal governments and the private
sector. Under Section 202 of the UMRA,
the Department generally must prepare
a written statement, including a cost
benefit analysis, for proposed and final
rules with ‘‘Federal mandates’’ that may
result in expenditures by State, local or
Tribal governments, in the aggregate, or
the private sector, of $100 million or
more in any one year. When such a
statement is needed for a rule, Section
205 of the UMRA generally requires the
Department to identify and consider a
reasonable number of regulatory
alternatives and adopt the most cost
effective or least burdensome alternative
that achieves the objectives of the rule.
This proposed rule does not contain
Federal mandates (under the regulatory
provisions of Title II of the UMRA) for
State, local and Tribal governments or
the private sector of $100 million or
more in any one year. Thus, the rule is
not subject to the requirements of
Sections 202 and 205 of the UMRA.
Executive Order 12372
The Supplemental Nutrition
Assistance Program is listed in the
Catalog of Federal Domestic Assistance
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Programs under 10.551 and is subject to
Executive Order 12372, which requires
intergovernmental consultation with
State and local officials. (See 2 CFR
chapter IV.) FNS has consulted with
State and local officials regarding the
changes set forth in this rule by issuing
to SNAP State agencies on March 21,
2014 an Implementation Memorandum
for the 2014 Farm Bill which included
guidance on implementing the changes
in Section 4018 and on May 5, 2014
issuing a Question and Answer
Memorandum responding to
implementation questions from the
State SNAP agencies and their partners.
In addition, FNS hosted a Stakeholder
meeting on September 4, 2014 to
consult with State and local
representatives on the provisions of
Section 4018.
Federalism Summary Impact Statement
Executive Order 13132 requires
Federal agencies to consider the impact
of their regulatory actions on State and
local governments. Where such actions
have federalism implications, agencies
are directed to provide a statement for
inclusion in the preamble to the
regulations describing the agency’s
considerations in terms of the three
categories called for under Section
(6)(b)(2)(B) of Executive Order 13121.
The Department has determined that
this proposed rule does not have
federalism implications. This rule does
not impose substantial or direct
compliance costs on State and local
governments. Therefore, under Section
6(b) of the Executive Order, a federalism
summary impact statement is not
required.
Executive Order 12988, Civil Justice
Reform
This proposed rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. This proposed rule is
intended to have preemptive effect with
respect to any State or local laws,
regulations or policies which conflict
with its provisions or which would
otherwise impede its full and timely
implementation.
This proposed rule is not intended to
have retroactive effect unless so
specified in the Effective Dates section
of the final rule. Prior to any judicial
challenge to the provisions of the final
rule, all applicable administrative
procedures must be exhausted.
Civil Rights Impact Analysis
FNS has reviewed this proposed rule
in accordance with USDA Regulation
4300–4, ‘‘Civil Rights Impact Analysis,’’
to identify any major civil rights
impacts the rule might have on program
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Fmt 4702
Sfmt 4702
participants on the basis of age, race,
color, national origin, sex, or disability.
After a careful review of the proposed
rule’s intent and provisions, FNS has
determined that this rule is not expected
to affect the participation of protected
individuals in the Supplemental
Nutrition Assistance Program.
Executive Order 13175
This proposed rule has been reviewed
in accordance with the requirements of
Executive Order 13175, ‘‘Consultation
and Coordination with Indian Tribal
Governments.’’ Executive Order 13175
requires Federal agencies to consult and
coordinate with tribes on a governmentto-government basis on policies that
have tribal implications, including
regulations, legislative comments or
proposed legislation, and other policy
statements or actions that have
substantial direct effects on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
FNS has assessed the impact of this
rule on Indian tribes and determined
that this rule does not, to our
knowledge, have tribal implications that
require tribal consultation under
Executive Order 13175. If a Tribe
requests consultation, FNS will work
with the USDA Office of Tribal
Relations to ensure meaningful
consultation is provided where changes,
additions, and modifications identified
herein are not expressly mandated by
Congress.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. Chap. 35; 5 CFR part 1320)
requires Office of Management and
Budget (OMB) approval of all covered
collections of information by a Federal
agency before such collections can be
implemented. Respondents are not
required to respond to any such
collection of information unless it
displays a current valid OMB control
number. This proposed rule does not
contain information collection
requirements subject to approval by the
Office of Management and Budget under
the Paperwork Reduction Act of 1994.
E-Government Act Compliance
The Department is committed to
complying with the E-Government Act,
to promote the use of the Internet and
other information technologies to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes.
E:\FR\FM\14MRP1.SGM
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Federal Register / Vol. 81, No. 49 / Monday, March 14, 2016 / Proposed Rules
List of Subjects
7 CFR Part 251
The Emergency Food Assistance
Program, Miscellaneous provisions.
7 CFR Part 271
Supplemental Nutrition Assistance
Program, Promotional activities.
7 CFR Part 272
Supplemental Nutrition Assistance
Program, Program informational
activities.
7 CFR Part 277
Supplemental Nutrition Assistance
Program, Funding.
Accordingly, 7 CFR parts 251, 271,
272 and 277 are proposed to be
amended as follows:
PART 251—THE EMERGENCY FOOD
ASSISTANCE PROGRAM
1. The authority citation for 7 CFR
part 251 continues to read as follows:
■
Authority: 7 U.S.C. 2011–2036.
2. Revise § 251.10 (i). The revision
reads as follows:
■
§ 251.10
Miscellaneous provisions.
*
*
*
*
*
(i) Recruitment activities related to
the Supplemental Nutrition Assistance
Program (SNAP). Any entity that
receives donated foods identified in this
section must adhere to regulations set
forth under § 277.4(b)(6) of this chapter.
PART 271—GENERAL INFORMATION
AND DEFINITIONS
1. The authority citation for 7 CFR 271
continues to read as follows:
■
2. Add § 271.9 as follows:
§ 271.9
Promotional activities
(a) No funds authorized to be
appropriated under the Food and
Nutrition Act of 2008, as amended, shall
be used for recruitment or promotion
activities as described in § 277.4(b)(5).
No entity receiving funds under the
Food and Nutrition Act of 2008, as
amended, shall be permitted to perform
activities described in § 277.4(b)(6).
mstockstill on DSK4VPTVN1PROD with PROPOSALS
PART 272—REQUIREMENTS FOR
PARTICIPATING STATE AGENCIES
1. The authority citation for 7 CFR
part 272 continues to read as follows:
■
Authority: 7 U.S.C. 2011–2036.
2. Revise § 272.5(c). The revision
reads as follows:
■
§ 272.5
*
*
Program informational activities
*
VerDate Sep<11>2014
*
*
16:03 Mar 11, 2016
Jkt 238001
PART 277—PAYMENTS OF CERTAIN
ADMINISTRATIVE COSTS OF STATE
AGENCIES
1. The authority citation for 7 CFR
part 277 continues to read as follows:
■
Authority: 7 U.S.C. 2011–2036.
2. In § 277.4:
a. Remove the phrase ‘‘Food Stamp
Program’’ and add in its place ‘‘SNAP’’.
■ b. Amend paragraph (b) by removing
the last two sentences; and
■ c. Add paragraphs (b)(5) and (b)(6).
The additions read as follows:
■
■
Authority: 7 U.S.C. 2011–2036.
■
(c) Program informational activities
for low-income households. At their
option, State agencies may carry out and
claim associated costs for Program
informational activities designed to
inform low-income households about
the availability, eligibility requirements,
application procedures, and benefits of
SNAP. Allowable informational
activities shall not include recruitment
activities as described in § 277.4(b)(5).
Program informational materials used in
such activities shall be subject to
§ 272.4(b), which pertains to bilingual
requirements. Before FNS considers
costs for allowable informational
activities eligible for reimbursement at
the fifty percent rate under part 277 of
this chapter, State agencies shall obtain
FNS approval for the attachment to their
Plans of Operation as specified in
§ 272.2(d)(1)(ix). In such attachments,
State agencies shall describe the subject
activities with respect to the socioeconomic and demographic
characteristics of the target population,
types of media used, geographic areas
warranting attention, and outside
organizations which would be involved.
State agencies shall update this
attachment to their Plans of Operation
when significant changes occur and
shall report projected costs for this
Program activity in accordance with
§ 272.2(c), (e), and (f).
§ 277.4
*
*
*
*
*
(b) * * *
(5) The Federal reimbursement rate
shall include reimbursement for SNAP
informational activities, but shall not
include the following:
(i) Recruitment activities designed to
persuade an individual to apply for
SNAP benefits through the use of
persuasive practices. Persuasive
practices constitute coercing or
pressuring an individual to apply, or
providing incentives to fill out an
application for SNAP benefits.
Communicating factual information
pertaining to SNAP is not a recruitment
PO 00000
Frm 00006
Fmt 4702
activity designed to persuade an
individual to apply for SNAP benefits.
(ii) Television, radio or billboard
advertisements that are designed to
promote SNAP benefits and enrollment,
excepting the use of such
advertisements for programmatic
activities undertaken with respect to
benefits provided under § 280.1 of this
Part.
(iii) Agreements with foreign
governments that are designed to
promote SNAP benefits and enrollment.
(6) Any entity that receives funding
from the programs identified by this
section and § 251.4 is prohibited from
compensating any person for
conducting outreach activities relating
to participation in, or for recruiting
individuals to apply to receive benefits
under, the supplemental nutrition
assistance program, if the amount of the
compensation would be based on the
number of individuals who apply to
receive the benefits.
Dated: March 3, 2016.
Kevin Concannon,
Under Secretary, Food, Nutrition, and
Consumer Services.
[FR Doc. 2016–05583 Filed 3–11–16; 8:45 am]
BILLING CODE 3410–30–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 72
[NRC–2015–0270]
RIN 3150–AJ71
List of Approved Spent Fuel Storage
Casks: Holtec International HI–STORM
100 Cask System; Certificate of
Compliance No. 1014, Amendment No.
10
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is proposing to
amend its spent fuel storage regulations
by revising the Holtec International
(Holtec or applicant) HI–STORM 100
Cask System listing within the ‘‘List of
approved spent fuel storage casks’’ to
include Amendment No. 10 to
Certificate of Compliance (CoC) No.
1014. Amendment No. 10 adds new fuel
classes to the contents approved for the
loading of 16X16-pin fuel assemblies
into a HI–STORM 100 Cask System;
allows a minor increase in manganese in
an alloy material for the system’s
overpack and transfer cask; clarifies the
minimum water displacement required
of a dummy fuel rod (i.e., a rod not
SUMMARY:
Funding
Sfmt 4702
13295
E:\FR\FM\14MRP1.SGM
14MRP1
Agencies
[Federal Register Volume 81, Number 49 (Monday, March 14, 2016)]
[Proposed Rules]
[Pages 13290-13295]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-05583]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 81, No. 49 / Monday, March 14, 2016 /
Proposed Rules
[[Page 13290]]
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 251, 271, 272 and 277
[FNS-2016-0028]
RIN 0584-AE44
Supplemental Nutrition Assistance Program Promotion
AGENCY: Food and Nutrition Service (FNS), USDA.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: This proposed rule would implement Section 4018 of the
Agricultural Act of 2014. Section 4018 created new limitations on the
use of federal funds authorized in the Food and Nutrition Act of 2008
(FNA), for the Supplemental Nutrition Assistance Program (SNAP)
promotion and outreach activities. Specifically, Section 4018 of the
2014 Farm Bill prohibits the use of Federal funds appropriated in the
FNA from being used for; recruitment activities designed to persuade an
individual to apply for SNAP benefits, television, radio, or billboard
advertisements that are designed to promote SNAP benefits and
enrollment. This provision does not apply to Disaster SNAP, or any
agreements with foreign governments designed to promote SNAP benefits
and enrollment.
Section 4018 also prohibits any entity that receives funds under
the FNA from compensating any person engaged in outreach or recruitment
activities based on the number of individuals who apply to receive SNAP
benefits. Lastly, Section 4018 modifies Section 16(a)(4) of the FNA to
prohibit the Federal government from paying administrative costs
associated with recruitment activities designed to persuade an
individual to apply for program benefits or that promote the program
through television, radio, or billboard advertisements.
This proposed rule would also impact the Food Distribution Program
on Indian Reservations (FDPIR) and The Emergency Food Assistance
Program (TEFAP), both of which receive funding and/or foods authorized
under the FNA.
DATES: To be assured of consideration, written comments must be
received on or before May 13, 2016.
ADDRESSES: The Food and Nutrition Service, USDA, invites interested
persons to submit written comments on this proposed rule. Comments may
be submitted in writing by one of the following methods:
Preferred method: Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Mail: Send comments to Mary Rose Conroy, Chief, Policy
Design Division, Program Design Branch, Food and Nutrition Services,
U.S. Department of Agriculture, 3101 Park Center Drive, Room 810,
Alexandria, VA 22302.
All written comments submitted in response to this proposed rule will
be included in the record and will be made available to the public.
Please be advised that the substance of the comments and the identity
of the individuals or entities submitting the comments will be subject
to public disclosure. FNS will make the written comments publicly
available on the Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Mary Rose Conroy, Branch Chief,
Program Development Division, Program Design Branch, Food and Nutrition
Services, U.S. Department of Agriculture, 3101 Park Center Drive, Room
810, Alexandria, VA 22302, or by phone at (703) 305-2803, or by email
at Maryrose.conroy@fns.usda.gov.
SUPPLEMENTARY INFORMATION:
I. Public Comment Procedures
II. Background and Discussion of the Proposed Rule
III. Procedural Matters
I. Public Comment Procedures
Written comments on the proposed rule should be specific, should be
confined to issues pertinent to the proposed rule, and should explain
the reason(s) and/or provide supporting information for any change you
recommend or proposal(s) you oppose. Where possible, you should
reference the specific section or paragraph of the proposal you are
addressing. Comments received after the close of the comment period
listed in DATES will not be considered or included in the
Administrative Record for the final rule.
Executive Order 12866 requires each agency to write regulations
that are simple and easy to understand. We invite your comments on how
to make the proposed regulations easier to understand, as well as
comments and information that could help us make the programs as
effective as practical, including answers to questions such as the
following:
(1) Are the requirements in the proposed regulations clearly
stated?
(2) Does the proposed rule contain technical language or jargon
that interferes with its clarity?
(3) Does the format of the proposed rule (e.g., grouping and order
of sections, use of headings, and paragraphing) make it more or less
clear?
(4) What could be done to minimize the burdens and/or improve
outcomes of the program, consistent with program objectives? Costs and
benefits include both quantifiable measures (to the fullest extent that
these can be usefully estimated) and qualitative measures of costs and
benefits that are difficult to quantify, but nevertheless essential to
consider. Please provide information that would help quantitatively
assess the benefits and costs of this proposed rule.
(5) What could be done to foster incentives for innovation,
flexibility, consistency, predictability, the costs of enforcement and
compliance (to the government, regulated entities and the public)?
II. Background and Discussion of the Proposed Rule
This proposed rule would implement Section 4018 of the Agricultural
Act of 2014 (Pub. L. 113-79, 2014 Farm Bill). Section 4018 of the
Agricultural Act of 2014 (2014 Farm Bill) creates new limitations on
the use of Federal funds authorized in the Food and Nutrition Act of
2008 (FNA) for Supplemental Nutrition Assistance Program (SNAP)
promotion and recruitment activities. Specifically, Section 4018:
Prohibits Federal reimbursement for activities that are
designed to persuade an individual to apply for program benefits or
that promote the program through television, radio, or billboard
advertisements. [Amends Section 16(a)(4) of the FNA.]
[[Page 13291]]
Prohibits the use of Federal funds authorized to be
appropriated under the FNA from being used for:
(1) Recruitment activities designed to persuade an individual to
apply for SNAP benefits;
(2) Television, radio, or billboard advertisements that are
designed to promote SNAP benefits and enrollment. This provision does
not apply to Disaster SNAP; or
(3) Any agreements with foreign governments designed to promote
SNAP benefits and enrollment.
[Amends the end of Section 18 of the FNA.]
Requires that the Secretary of Agriculture issues
regulations that prohibit entities that receive funds under the FNA
from compensating any person engaged in outreach or recruitment
activities based on the number of individuals who apply to receive SNAP
benefits. [Amends the end of Section 18 of the FNA.]
What are the recruitment activities designed to persuade an individual
to apply for SNAP benefits?
The Agricultural Act of 2014 prohibits the use of funds
appropriated under the FNA from being used for recruitment activities
that are designed to persuade an individual to apply for SNAP benefits.
In this proposed rule, prohibited recruitment activities are those
designed to persuade an individual to apply for SNAP benefits through
the use of persuasive practices. Persuasive practices constitute
coercing or pressuring an individual to apply, or providing incentives
to fill out an application. Communicating factual information
pertaining to SNAP is not a recruitment activity designed to persuade
an individual to apply for SNAP benefits.
The Department understands that it was not the intent of Congress
to prohibit informational activities that provide basic program
information to potentially eligible individuals, as specifically
authorized in Section 11(e)(1) of the FNA. Basic program information
allows individuals to make a well-informed decision about whether or
not to apply based on accurate information, rather than myths or other
types of misinformation. For instance, the Department has documented
that many eligible elderly individuals do not apply for benefits
because they are concerned about using benefits that would otherwise go
to another family. Informing the elderly that their enrollment does not
preclude the enrollment or diminish the benefit level of other eligible
households is an important part of ensuring the elderly can make a
well-informed decision about applying for SNAP.
In addition, changes required in Section 4018 of the Agricultural
Act of 2014 do not preclude specialized services for eligible SNAP
applicants, including application assistance, as explained in the
Manager's Statement in the Conference Report, H.R. Rep. 113-333, to
accompany the Agricultural Act of 2014. Specialized services are
particularly important for vulnerable populations including the
elderly, homeless, and individuals with disabilities to ensure they
receive the food assistance they need.
Prohibited recruitment activities would not include providing
accurate program information to dispel misinformation, answering
questions about SNAP, providing assistance in filling out forms or
obtaining verification documents, or providing basic information about
SNAP availability, application procedures, eligibility requirements,
and the benefits of the program, as specifically permitted by Section
11(e)(1) of the FNA.
The regulations already define recruitment activities as activities
that are designed to persuade an individual who has made an informed
choice not to apply for SNAP benefits to change his or her decision and
apply. How will this definition change?
The definition of prohibited recruitment activities would change in
two ways: (1) The new definition would prohibit the use of persuasive
practices, with persuasive practices constituting coercing or
pressuring an individual to apply, or providing incentives to fill out
an application; and (2) the new definition would stipulate that
providing factual information pertaining to SNAP is not a recruitment
activity designed to persuade an individual to apply for SNAP. This
stipulation is included to reflect the intent of Congress to not
prohibit activities that: provide basic program information, inform
applicants about eligibility requirements and benefits of the program,
assist applicants in applying for benefits (particularly for vulnerable
populations), or otherwise dispel common misconceptions.
What are examples of persuasive practices?
The Department proposes in the regulatory definition that
persuasive practices constitute coercing or pressuring an individual to
apply, or providing incentives to fill out an application. Examples of
persuasive practices used in face-to-face interactions would include:
A worker funded by SNAP funds is staffing a SNAP
informational table at a food pantry. A food pantry visitor comes to
the table, but soon replies that he is not interested in learning more.
The worker continuing to discuss SNAP with the visitor would constitute
a persuasive practice because the visitor has clearly expressed a lack
of interest and should not be pressured to apply.
A worker funded by SNAP funds at a community-based
organization is giving a presentation on SNAP eligibility requirements
to a group of likely eligible SNAP applicants. The worker explains that
every person who applies that day will be allowed to stay for a free
parenting class. This would be prohibited if only those who fill out
the SNAP application are allowed to attend the parenting class because
the parenting class is offered as an incentive to fill-out the
application. The activity would be allowable if everyone is allowed to
stay for the parenting class, regardless of whether or not they fill
out an application.
How would the definition of recruitment activities that are designed to
persuade an individual to apply for SNAP benefits apply to written
materials?
Written materials would also be expected to comply with the
designation of allowable and unallowable activities that are described
in the above definition of recruitment activities and that are designed
to persuade an individual to apply for SNAP benefits through coercion,
pressure, or incentives. As a result, written materials should not use
statements that are coercive, pressure individuals to apply for SNAP
benefits, or offer incentives to fill out an application. Written
materials will be expected to contain accurate, factual information
that allows individuals to make a well-informed decision about applying
for SNAP benefits. For instance, written materials may include
information about SNAP eligibility criteria, application procedures, or
where to apply for benefits.
What actions are allowed if an individual's point of view appears to
not be based on accurate information?
The Department is aware that many prevalent myths about SNAP
influence whether or not someone thinks s/he is eligible and whether or
not s/he decides to apply. For instance, the Department has documented
many myths held by the elderly that deter this needy population from
applying for nutrition assistance, for instance, in the 2014
[[Page 13292]]
report Reaching the Underserved Elderly and Working Poor in SNAP
(available at https://www.fns.usda.gov/sites/default/files/SNAPUnderseved-Elderly2009.pdf). Dispelling these myths by sharing
accurate information is a legitimate informational and educational
activity that allows an individual to make a well-informed choice. The
following are some examples of informational activities that would be
allowed under the proposed rule.
An outreach worker is talking to a senior citizen who
explains that he does not think he is eligible because he owns his own
home. The worker would be allowed to correct this misconception,
provided the senior citizen does not express disinterest in learning
more.
An outreach worker is talking to a working mother who
states that she is struggling to put food on the table for herself and
her two children. The working mother explains that she does not think
she is eligible for SNAP because she has a job. The outreach worker
could permissibly educate the working mother about SNAP gross and net
income limits and assist her in determining her likely eligibility
status.
A community-based organization receiving SNAP funds has
become aware that many potentially eligible working families are not
signing up for the program because they think they must take time off
from work to apply. The organization could share informational
brochures detailing the web address for online applications and
availability of telephone interviews with local employers to share with
employees, so long as these brochures are not designed to persuade an
individual to apply for SNAP benefits through coercion, pressure, or
incentives.
How would these regulations change the types of television, radio, or
billboard advertisement that are allowed with Federal SNAP
appropriations?
The Agricultural Act of 2014 prohibits the use of funds authorized
to be appropriated under the FNA for television, radio, or billboard
advertisements that are designed to promote SNAP benefits and
enrollment. Consequently, the regulation proposes to prohibit States or
other entities from using these Federal funds for television, radio, or
billboard advertisements that promote program benefits and enrollment.
What is a billboard?
For the purpose of this proposed rule, billboards are large format
advertising displays intended for viewing from extended distances of
more than 50 feet.
Would the use of social media to promote SNAP be prohibited?
The Agricultural Act of 2014 provision does not address the use of
social media in promotion activities. As a result, the use of social
media like Twitter, Facebook, YouTube, or other internet sites would
not be prohibited, so long as the content is not recruitment activity
designed to persuade an individual to apply for SNAP benefits through
coercion, pressure, or incentives.
How would these proposed regulations affect agreements with foreign
governments?
The Agricultural Act of 2014 prohibits the use of funds
appropriated in the FNA from being used for any agreements with foreign
governments designed to promote SNAP benefits and enrollment.
Consequently, this proposed rule would prohibit foreign agreements that
are designed to promote SNAP benefits and enrollment.
How would these proposed regulations apply to informational activities?
The proposed regulations would not prohibit informational
activities as defined in Section 11(e)(1) of the FNA, namely those
activities that provide factual information about the availability,
eligibility requirements, application procedures, and benefits of SNAP.
Would these regulations apply to Disaster SNAP?
No. Pursuant to the Agricultural Act of 2014, the prohibition on
the use of SNAP appropriations for television, radio, or billboard
advertisements would not apply to Disaster SNAP.
Would these regulations apply to recruitment activities designed to
persuade individuals to apply for SNAP benefits or to television,
radio, or billboard advertisements promoting SNAP that were paid for
with funds that were not authorized to be appropriated under the FNA?
No. The proposed regulations prohibit only recruitment activities
designed to persuade individuals to apply for SNAP benefits and
television, radio, or billboard advertisements promoting SNAP that use
funds authorized to be appropriated under the FNA.
How would the proposed rule impact vulnerable populations?
As stated in the Manager's Statement to the Conference Report, H.R.
Rep. 113-333, the changes in Section 4018 of the Agricultural Act of
2014 do not preclude specialized services for eligible SNAP applicants,
including application assistance for vulnerable populations.
Specialized services are particularly important for vulnerable
populations including the elderly, homeless, and individuals with
disabilities to ensure they receive the food assistance they need.
Consequently, the proposed rule would not prohibit activities that
provide vulnerable populations with application assistance or basic
program information, including information about rights, program rules,
client responsibilities, and benefits.
What would the proposed rule on outreach worker compensation prohibit?
For any organization that receives funding under the FNA, this
proposed rule would prohibit tying outreach worker compensation to the
number of individuals who apply for SNAP as a result of that worker's
efforts. Organizations would not be allowed to require a worker to meet
a predetermined quota of SNAP applicants in order to receive their full
compensation or performance bonus, nor would an organization be allowed
to base compensation or performance bonus on a set dollar amount for
each individual who applies for SNAP as a result of a worker's efforts.
For example, an organization would be prohibited from requiring that at
least 10 individuals apply for benefits a week in order for a worker to
receive their base pay, and an organization would be prohibited from
paying outreach workers $10 per individual who applies for SNAP.
Which organizations would be affected by the new prohibitions on
outreach worker compensation?
All organizations that receive funding under the FNA would be
affected, as this a condition of funding under the FNA. For instance,
an organization that does not receive funds from SNAP, but does receive
funding authorized under FNA and/or receives USDA donated foods
purchased with FNA-authorized funds, such as the Food Distribution
Program on Indian Reservations (FDPIR) (7 U.S.C. 2013b) and The
Emergency Food Assistance Program (TEFAP) (7 U.S.C. 2036), would be
prohibited from compensating employees based on the number of
individuals who apply for SNAP benefits.
[[Page 13293]]
Could an organization use money from sources other than those received
under the FNA to compensate workers based on the number of individuals
who apply for benefits?
No. If an organization receives any funds under the FNA they would
not be able use funds from any source to compensate any persons
conducting outreach or recruitment based on the number of individuals
who apply for SNAP benefits as a result of that person's efforts. If an
organization does not receive funding under the FNA, then this
regulation would not apply to them.
Could an organization compensate outreach workers based on the number
of hours it takes for an outreach worker to assist an individual
applying for SNAP benefits?
Yes. Organizations would be allowed to compensate outreach workers
based on the number of hours it takes an outreach worker to assist an
individual applying for SNAP benefits. In other words, organizations
would be allowed to compensate their employees who provide SNAP
application assistance based on an hourly wage. For example, an
outreach worker may be compensated at an hourly rate of ``X'' dollars
for each hour the worker spends providing SNAP application assistance.
Does this provision apply to food and nutrition programs other than
SNAP?
Yes. The FNA provides authorization of funds for food purchases and
administrative costs for FDPIR and for food purchases for TEFAP and
this provision also applies to those programs.
As background, FDPIR serves as an alternative to SNAP and provides
USDA donated foods to low-income households living on Indian
reservations, and to American Indian households residing in approved
areas near reservations or in Oklahoma. Participating FDPIR Indian
Tribal Organizations and State agencies receive both food and
administrative funding authorized under the FNA. TEFAP is a Federal
program that helps supplement the diets of low-income Americans by
providing them with emergency food assistance at no cost. USDA donated
foods provided to TEFAP State and recipient agencies are purchased with
funds authorized under the FNA.
FDPIR regulations at part 253.11 of this chapter currently require
that funds must be expended and accounted for in accordance with SNAP
regulations at part 277. Under this proposed rule, SNAP regulations
would be amended in order to account for the changes mandated by
Section 4018 and described above. In particular, Section 4018 prohibits
Federal reimbursement or the use of Federal funds authorized to be
appropriated under the FNA for the specific SNAP recruitment and
promotion activities discussed above. Thus, under this proposed rule,
FDPIR funds, as authorized under FNA, would not be permitted for use in
such activities. As FDPIR serves as an alternative to SNAP under the
FNA and serves an average of fewer than 90,000 participants each month,
the Department does not anticipate significant impact of this
requirement on FDPIR Indian Tribal Organizations and State agencies.
As provided above, Section 4018 requires the Secretary of
Agriculture to issue regulations that prohibit entities that receive
funds under the FNA from compensating staff engaged in SNAP outreach
activities based on the number of individuals who apply to receive SNAP
benefits. Though the Department does not believe this requirement will
have a significant impact on TEFAP, the program receives food funding
authorized under the FNA. In this proposed rule, FNS would amend TEFAP
program regulations to prohibit entities funded by TEFAP from
compensating staff engaged in SNAP outreach activities based on the
number of individuals who apply to receive SNAP benefits.
Thus, we propose to amend current 7 CFR 251.10(i) by replacing the
existing text in its entirety with the requirement that any entity
which receives TEFAP donated foods adhere to SNAP regulations at
proposed 7 CFR 277.4(b)(6), related to the prohibition on providing
compensation for SNAP recruitment outreach.
Current 7 CFR 251.10(i) Miscellaneous Provisions--Data Collection
related to eligible recipient agencies, the faith-based reporting
requirement which expired in fiscal year 2009, is outdated. The
language in current Sec. 251.10(i) of this chapter was published on
May 2, 2007, as part of a USDA rule amending several program
regulations in order to fulfill the Department's responsibilities under
Executive Orders 13279 and 13280, regarding the collection of
information on faith-based and community organizations that participate
in social service programs and that receive Federal financial
assistance. The rule required State agencies to report on a number of
data elements for Federal fiscal years 2006 through 2009. The required
collection time period expired in 2010 for the reporting period ending
in Federal fiscal year 2009, and is no longer applicable to TEFAP. The
proposed removal of the current regulatory text would not affect the
current program requirement that TEFAP State agencies continue to
maintain lists of eligible recipient agencies, consistent with part 251
of this chapter.
III. Procedural Matters
Executive Order 12866 and 13563
Executive Orders 12866 and 13563 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility. This proposed rule has been determined to be significant
and was reviewed by the Office of Management and Budget (OMB) in
conformance with Executive Order 12866.
Regulatory Impact Analysis
As required for all rules that have been designated as Significant
by the Office of Management and Budget, a Regulatory Impact Analysis
(RIA) was developed for this proposed rule. The RIA for this proposed
rule was published as part of docket number [FNS-2016-0028] in
Supporting Documents on www.regulations.gov. The following summarizes
the conclusions of the Regulatory Impact Analysis:
Need for Action: This proposed rule is necessary to implement
Section 4018 of the Agricultural Act of 2014, which establishes new
prohibitions regarding how funds authorized by the FNA are to be spent
to persuade individuals to apply for SNAP benefits and to promote SNAP.
The Agricultural Act of 2014 makes these changes by amending Sections
16(a)(4) and 18 of the FNA. The law requires the Secretary to write
regulations to implement these changes.
Benefits: The proposed rule provides State agencies and State
partners with additional guidance regarding promotion expenses that are
eligible for 50 percent Federal reimbursement of administrative costs
(7 CFR 277.4).
Costs: There are no anticipated costs.
Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601-612) requires Agencies
to
[[Page 13294]]
analyze the impact of rulemaking on small entities and consider
alternatives that would minimize any significant impacts on a
substantial number of small entities. Pursuant to that review, it has
been certified that this proposed rule would not have a significant
impact on a substantial number of small entities.
This proposed rule would not have an impact on small entities
because, while the proposal would restrict the types of recruitment and
promotion activities eligible for Federal reimbursement and the types
of activities for which funds authorized to be appropriated under the
FNA may be spent, it does not change the type of entities that may
receive administrative reimbursement or the rate at which they may be
reimbursed for allowable activities. In addition, the proposed rule
would prohibit entities that receive funds under the FNA from
compensating any person engaged in outreach or recruitment activities
based on the number of individuals who apply to receive SNAP benefits;
however, this is not expected to limit the ability of small entities,
or any entity, from using other methods of compensating persons engaged
in outreach or recruitment activities.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local and tribal
governments and the private sector. Under Section 202 of the UMRA, the
Department generally must prepare a written statement, including a cost
benefit analysis, for proposed and final rules with ``Federal
mandates'' that may result in expenditures by State, local or Tribal
governments, in the aggregate, or the private sector, of $100 million
or more in any one year. When such a statement is needed for a rule,
Section 205 of the UMRA generally requires the Department to identify
and consider a reasonable number of regulatory alternatives and adopt
the most cost effective or least burdensome alternative that achieves
the objectives of the rule.
This proposed rule does not contain Federal mandates (under the
regulatory provisions of Title II of the UMRA) for State, local and
Tribal governments or the private sector of $100 million or more in any
one year. Thus, the rule is not subject to the requirements of Sections
202 and 205 of the UMRA.
Executive Order 12372
The Supplemental Nutrition Assistance Program is listed in the
Catalog of Federal Domestic Assistance Programs under 10.551 and is
subject to Executive Order 12372, which requires intergovernmental
consultation with State and local officials. (See 2 CFR chapter IV.)
FNS has consulted with State and local officials regarding the changes
set forth in this rule by issuing to SNAP State agencies on March 21,
2014 an Implementation Memorandum for the 2014 Farm Bill which included
guidance on implementing the changes in Section 4018 and on May 5, 2014
issuing a Question and Answer Memorandum responding to implementation
questions from the State SNAP agencies and their partners. In addition,
FNS hosted a Stakeholder meeting on September 4, 2014 to consult with
State and local representatives on the provisions of Section 4018.
Federalism Summary Impact Statement
Executive Order 13132 requires Federal agencies to consider the
impact of their regulatory actions on State and local governments.
Where such actions have federalism implications, agencies are directed
to provide a statement for inclusion in the preamble to the regulations
describing the agency's considerations in terms of the three categories
called for under Section (6)(b)(2)(B) of Executive Order 13121. The
Department has determined that this proposed rule does not have
federalism implications. This rule does not impose substantial or
direct compliance costs on State and local governments. Therefore,
under Section 6(b) of the Executive Order, a federalism summary impact
statement is not required.
Executive Order 12988, Civil Justice Reform
This proposed rule has been reviewed under Executive Order 12988,
Civil Justice Reform. This proposed rule is intended to have preemptive
effect with respect to any State or local laws, regulations or policies
which conflict with its provisions or which would otherwise impede its
full and timely implementation.
This proposed rule is not intended to have retroactive effect
unless so specified in the Effective Dates section of the final rule.
Prior to any judicial challenge to the provisions of the final rule,
all applicable administrative procedures must be exhausted.
Civil Rights Impact Analysis
FNS has reviewed this proposed rule in accordance with USDA
Regulation 4300-4, ``Civil Rights Impact Analysis,'' to identify any
major civil rights impacts the rule might have on program participants
on the basis of age, race, color, national origin, sex, or disability.
After a careful review of the proposed rule's intent and provisions,
FNS has determined that this rule is not expected to affect the
participation of protected individuals in the Supplemental Nutrition
Assistance Program.
Executive Order 13175
This proposed rule has been reviewed in accordance with the
requirements of Executive Order 13175, ``Consultation and Coordination
with Indian Tribal Governments.'' Executive Order 13175 requires
Federal agencies to consult and coordinate with tribes on a government-
to-government basis on policies that have tribal implications,
including regulations, legislative comments or proposed legislation,
and other policy statements or actions that have substantial direct
effects on one or more Indian tribes, on the relationship between the
Federal Government and Indian tribes or on the distribution of power
and responsibilities between the Federal Government and Indian tribes.
FNS has assessed the impact of this rule on Indian tribes and
determined that this rule does not, to our knowledge, have tribal
implications that require tribal consultation under Executive Order
13175. If a Tribe requests consultation, FNS will work with the USDA
Office of Tribal Relations to ensure meaningful consultation is
provided where changes, additions, and modifications identified herein
are not expressly mandated by Congress.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. Chap. 35; 5 CFR part
1320) requires Office of Management and Budget (OMB) approval of all
covered collections of information by a Federal agency before such
collections can be implemented. Respondents are not required to respond
to any such collection of information unless it displays a current
valid OMB control number. This proposed rule does not contain
information collection requirements subject to approval by the Office
of Management and Budget under the Paperwork Reduction Act of 1994.
E-Government Act Compliance
The Department is committed to complying with the E-Government Act,
to promote the use of the Internet and other information technologies
to provide increased opportunities for citizen access to Government
information and services, and for other purposes.
[[Page 13295]]
List of Subjects
7 CFR Part 251
The Emergency Food Assistance Program, Miscellaneous provisions.
7 CFR Part 271
Supplemental Nutrition Assistance Program, Promotional activities.
7 CFR Part 272
Supplemental Nutrition Assistance Program, Program informational
activities.
7 CFR Part 277
Supplemental Nutrition Assistance Program, Funding.
Accordingly, 7 CFR parts 251, 271, 272 and 277 are proposed to be
amended as follows:
PART 251--THE EMERGENCY FOOD ASSISTANCE PROGRAM
0
1. The authority citation for 7 CFR part 251 continues to read as
follows:
Authority: 7 U.S.C. 2011-2036.
0
2. Revise Sec. 251.10 (i). The revision reads as follows:
Sec. 251.10 Miscellaneous provisions.
* * * * *
(i) Recruitment activities related to the Supplemental Nutrition
Assistance Program (SNAP). Any entity that receives donated foods
identified in this section must adhere to regulations set forth under
Sec. 277.4(b)(6) of this chapter.
PART 271--GENERAL INFORMATION AND DEFINITIONS
0
1. The authority citation for 7 CFR 271 continues to read as follows:
Authority: 7 U.S.C. 2011-2036.
0
2. Add Sec. 271.9 as follows:
Sec. 271.9 Promotional activities
(a) No funds authorized to be appropriated under the Food and
Nutrition Act of 2008, as amended, shall be used for recruitment or
promotion activities as described in Sec. 277.4(b)(5). No entity
receiving funds under the Food and Nutrition Act of 2008, as amended,
shall be permitted to perform activities described in Sec.
277.4(b)(6).
PART 272--REQUIREMENTS FOR PARTICIPATING STATE AGENCIES
0
1. The authority citation for 7 CFR part 272 continues to read as
follows:
Authority: 7 U.S.C. 2011-2036.
0
2. Revise Sec. 272.5(c). The revision reads as follows:
Sec. 272.5 Program informational activities
* * * * *
(c) Program informational activities for low-income households. At
their option, State agencies may carry out and claim associated costs
for Program informational activities designed to inform low-income
households about the availability, eligibility requirements,
application procedures, and benefits of SNAP. Allowable informational
activities shall not include recruitment activities as described in
Sec. 277.4(b)(5). Program informational materials used in such
activities shall be subject to Sec. 272.4(b), which pertains to
bilingual requirements. Before FNS considers costs for allowable
informational activities eligible for reimbursement at the fifty
percent rate under part 277 of this chapter, State agencies shall
obtain FNS approval for the attachment to their Plans of Operation as
specified in Sec. 272.2(d)(1)(ix). In such attachments, State agencies
shall describe the subject activities with respect to the socio-
economic and demographic characteristics of the target population,
types of media used, geographic areas warranting attention, and outside
organizations which would be involved. State agencies shall update this
attachment to their Plans of Operation when significant changes occur
and shall report projected costs for this Program activity in
accordance with Sec. 272.2(c), (e), and (f).
PART 277--PAYMENTS OF CERTAIN ADMINISTRATIVE COSTS OF STATE
AGENCIES
0
1. The authority citation for 7 CFR part 277 continues to read as
follows:
Authority: 7 U.S.C. 2011-2036.
0
2. In Sec. 277.4:
0
a. Remove the phrase ``Food Stamp Program'' and add in its place
``SNAP''.
0
b. Amend paragraph (b) by removing the last two sentences; and
0
c. Add paragraphs (b)(5) and (b)(6).
The additions read as follows:
Sec. 277.4 Funding
* * * * *
(b) * * *
(5) The Federal reimbursement rate shall include reimbursement for
SNAP informational activities, but shall not include the following:
(i) Recruitment activities designed to persuade an individual to
apply for SNAP benefits through the use of persuasive practices.
Persuasive practices constitute coercing or pressuring an individual to
apply, or providing incentives to fill out an application for SNAP
benefits. Communicating factual information pertaining to SNAP is not a
recruitment activity designed to persuade an individual to apply for
SNAP benefits.
(ii) Television, radio or billboard advertisements that are
designed to promote SNAP benefits and enrollment, excepting the use of
such advertisements for programmatic activities undertaken with respect
to benefits provided under Sec. 280.1 of this Part.
(iii) Agreements with foreign governments that are designed to
promote SNAP benefits and enrollment.
(6) Any entity that receives funding from the programs identified
by this section and Sec. 251.4 is prohibited from compensating any
person for conducting outreach activities relating to participation in,
or for recruiting individuals to apply to receive benefits under, the
supplemental nutrition assistance program, if the amount of the
compensation would be based on the number of individuals who apply to
receive the benefits.
Dated: March 3, 2016.
Kevin Concannon,
Under Secretary, Food, Nutrition, and Consumer Services.
[FR Doc. 2016-05583 Filed 3-11-16; 8:45 am]
BILLING CODE 3410-30-P