Environmental Qualification of Electrical Equipment, 11681-11686 [2016-05028]
Download as PDF
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules
marketing order is in the current of
interstate or foreign commerce or
directly burdens, obstructs, or affects
such commerce.
Order Relative to Handling
It is therefore ordered, that on and
after the effective date hereof, all
handling of raisins produced from
grapes grown in California shall be in
conformity to, and in compliance with,
the terms and conditions of the said
order as hereby proposed to be amended
as follows:
The provisions of the proposed
marketing order amending the order
contained in the proposed rule issued
by the Administrator on October 15,
2015, and published in the Federal
Register (80 FR 62506) on October 16,
2015, will be and are the terms and
provisions of this order amending the
order and are set forth in full herein.
PART 989—RAISINS PRODUCED
FROM GRAPES GROWN IN
CALIFORNIA
1. The authority citation for 7 CFR
part 989 continues to read as follows:
■
Authority: 7 U.S.C. 601–674.
2. Revise paragraph (c) of § 989.80 to
read as follows:
■
§ 989.80
Assessments.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
*
*
*
*
*
(c) During any crop year or any
portion of a crop year for which volume
percentages are not effective for a
varietal type, all standard raisins of that
varietal type acquired by handlers
during such period shall be free tonnage
for purposes of levying assessments
pursuant to this section. The Secretary
shall fix the rate of assessment to be
paid by all handlers on the basis of a
specified rate per ton. At any time
during or after a crop year, the Secretary
may increase the rate of assessment to
obtain sufficient funds to cover any later
finding by the Secretary relative to the
expenses of the committee. Each
handler shall pay such additional
assessment to the committee upon
demand. In order to provide funds to
carry out the functions of the
committee, the committee may accept
advance payments from any handler to
be credited toward such assessments as
may be levied pursuant to this section
against such handler during the crop
year. In the event cash flow needs of the
committee are above cash available
generated by handler assessments, the
committee may borrow from a
commercial lending institution. The
payment of assessments for the
maintenance and functioning of the
committee, and for such purposes as the
VerDate Sep<11>2014
16:20 Mar 04, 2016
Jkt 238001
Secretary may pursuant to this subpart
determine to be appropriate, may be
required under this part throughout the
period it is in effect, irrespective of
whether particular provisions thereof
are suspended or become inoperative.
*
*
*
*
*
■ 3. Revise paragraph (a) of § 989.81 to
read as follows:
§ 989.81
Accounting.
(a) If, at the end of the crop year, the
assessments collected are in excess of
expenses incurred, such excess shall be
accounted for in accordance with one of
the following:
(1) If such excess is not retained in a
reserve, as provided in paragraph (a)(2)
of this section, it shall be refunded
proportionately to the persons from
whom collected in accordance with
§ 989.80; Provided, That any sum paid
by a person in excess of his or her pro
rata share of expenses during any crop
year may be applied by the committee
at the end of such crop year as credit for
such person, toward the committee’s
administrative operations for the
following crop year; Provided further,
That the committee may credit the
excess to any outstanding obligations
due the committee from such person.
(2) The committee may carry over
such excess funds into subsequent crop
years as a reserve; Provided, That funds
already in the reserve do not exceed one
crop year’s budgeted expenses as
averaged over the past six years. In the
event that funds exceed one crop year’s
expenses, funds in excess of one crop
year’s budgeted expenses shall be
distributed in accordance with
paragraph (1) above. Such funds may be
used:
(i) To defray essential administrative
expenses (i.e., staff wages/salaries and
related benefits, office rent, utilities,
postage, insurance, legal expenses, audit
costs, consulting, Web site operation
and maintenance, office supplies,
repairs and maintenance, equipment
leases, domestic staff travel and
committee mileage reimbursement,
international committee travel,
international staff travel, bank charges,
computer software and programming,
costs of compliance activities, and other
similar essential administrative
expenses) exclusive of promotional
expenses during any crop year, prior to
the time assessment income is sufficient
to cover such expenses;
(ii) To cover deficits incurred during
any period when assessment income is
less than expenses;
(iii) To defray expenses incurred
during any period when any or all
provisions of this part are suspended;
PO 00000
Frm 00004
Fmt 4702
Sfmt 4702
11681
(iv) To meet any other such expenses
recommended by the committee and
approved by the Secretary; and
(v) To cover the necessary expenses of
liquidation in the event of termination
of this part. Upon such termination, any
funds not required to defray the
necessary expenses of liquidation shall
be disposed of in such manner as the
Secretary may determine to be
appropriate; Provided, That to the extent
practicable, such funds shall be
returned pro rata to the persons from
whom such funds were collected.
*
*
*
*
*
[FR Doc. 2016–04623 Filed 3–4–16; 8:45 am]
BILLING CODE 3410–02–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 50, 52, 54, and 100
[Docket Nos. PRM–50–106; NRC–2012–
0177]
Environmental Qualification of
Electrical Equipment
Nuclear Regulatory
Commission.
ACTION: Petition for rulemaking; denial.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is denying a petition
for rulemaking (PRM) submitted by the
Natural Resources Defense Council, Inc.
(NRDC), and Mr. Paul M. Blanch
(collectively, the petitioners) on June 18,
2012. The petitioners requested that the
NRC amend its regulations to clearly
and unequivocally require the
environmental qualification of all
safety-related cables, wires, splices,
connections and other ancillary
electrical equipment that may be
subjected to submergence and/or
moisture intrusion during normal
operating conditions, severe weather,
seasonal flooding, and seismic events,
and post-accident conditions, both
inside and outside of a reactor’s
containment building. The NRC is
denying this petition because the
current regulations already address
environmental qualification in both
mild and design basis event conditions
of electrical equipment located both
inside and outside of the containment
building that is important to safety, and
the petition does not provide significant
new or previously unconsidered
information sufficient to justify
rulemaking.
SUMMARY:
The docket for the petition for
rulemaking, PRM–50–106, is closed on
March 7, 2016.
DATES:
E:\FR\FM\07MRP1.SGM
07MRP1
11682
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules
Please refer to Docket ID
NRC–2012–0177 when contacting the
NRC about the availability of
information regarding this petition. You
may obtain publicly-available
information related to the petition by
using any of the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2012–0177. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
document referenced (if it is available in
ADAMS) is provided the first time that
it is mentioned in the SUPPLEMENTARY
INFORMATION section.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT:
Margaret Ellenson, Office of Nuclear
Reactor Regulation, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, telephone: 301–415–
0894; email: Margaret.Ellenson@nrc.gov.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
Table of Contents
mstockstill on DSK4VPTVN1PROD with PROPOSALS
I. The Petition
II. NRC Analysis
III. Determination of Petition
I. The Petition
On June 18, 2012, the NRC received
a petition for rulemaking filed jointly by
the NRDC and Mr. Paul Blanch
(ADAMS Accession No. ML12177A377).
The petitioners requested that the NRC
amend its regulations in parts 50, 52, 54,
and 100 of title 10 of the Code of
Federal Regulations (10 CFR) to clearly
and unequivocally require the
environmental qualification of all
safety-related cables, wires, splices,
connections and other ancillary
electrical equipment that may be
subjected to submergence and/or
VerDate Sep<11>2014
16:20 Mar 04, 2016
Jkt 238001
moisture intrusion during normal
operating conditions, severe weather,
seasonal flooding, and seismic events,
and post-accident conditions, both
inside and outside of a reactor’s
containment building.
The petition was docketed by the NRC
on June 22, 2012, and was assigned
Docket No. PRM–50–106. On September
27, 2012 (77 FR 59345), the NRC
published a notice of receipt in the
Federal Register. The NRC did not
request public comment on PRM–50–
106.
II. NRC Analysis
The petitioners raised three issues in
support of their request that the NRC
amend the regulations related to
environmental qualification of electrical
equipment at nuclear power plants. The
three issues and the NRC’s responses to
each issue are presented in this section.
Issue 1: Through the issuance of
Generic Letter (GL) 82–09,
‘‘Environmental Qualification of SafetyRelated Electrical Equipment,’’ dated
April 20, 1982 (ADAMS Accession No.
ML031080281), the NRC staff limited
the scope of § 50.49 based on the
location of the electrical equipment.
The petitioners stated that as a result
of the accident at Three Mile Island, the
NRC strengthened the regulatory
requirements for electrical equipment
by, among other things, revising
§ 50.49(e) to add paragraph (6) to
address the possibility of electrical
equipment submergence. The
petitioners asserted that § 50.49(e)(6), as
written, did not limit or restrict its
applicability based upon the location of
the equipment, but that the NRC staff
limited this applicability through a
question and answer (Q&A) set in GL
82–09:
Q. For equipment qualification
purposes, what are the staff
requirements concerning submergence
of equipment outside containment?
A. The staff requires that the licensee
submit documentation on the
qualification of safety-related equipment
that could be submerged due to a high
energy line break outside containment.
The petitioners asserted that the
problem with this excerpt from GL 82–
09 is that safety-related cables and wires
outside containment are routinely
submerged in water not only during
high energy line breaks (HELBs), but
also during a reactor’s normal operation.
The petitioners argued that the 1979
Three Mile Island accident and
laboratory testing have shown that
moisture intrusion and submergence of
electrical cables and wires significantly
increase the probability of failure,
which also causes the failure of
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
connected components such as
emergency core cooling system motors
and pumps, valves, controls, and
instrumentation. The petitioners
asserted that the safety implications
from the failure of a safety-related cable
inside containment submerged by an
accident, outside containment
submerged by a high energy line break,
or outside containment submerged by
nature, are identical—the safety
function is lost.
NRC Response to Issue 1: The
regulations at § 50.49, ‘‘Environmental
qualification of electric equipment
important to safety for nuclear power
plants,’’ are applicable to electrical
equipment located outside containment
as well as inside. The January 21, 1983,
Federal Register notice of the final
§ 50.49 rule (48 FR 2730) made this
clear by noting that nuclear power plant
equipment important to safety must be
able to perform its safety functions
throughout its installed life, and that
this requirement applies to equipment
inside as well as outside containment.
(See 48 FR 2731.) The Q&A referenced
by the petitioners is itself premised on
the applicability of § 50.49 to important
to safety electrical equipment outside of
containment. Regardless of its location
inside or outside containment, if any
important to safety electrical equipment
is near enough to a high energy line
(e.g., steam line, feedwater, blow-down,
charging, or letdown lines) that the
equipment’s performance could be
adversely affected by a rupture of that
line, § 50.49 requires that the equipment
be qualified to withstand any
environmental conditions that may
result from such an event. Section 50.49
was established to impose additional
requirements beyond those established
by § 50.65, ‘‘Requirements for
monitoring the effectiveness of
maintenance at nuclear power plants;’’
10 CFR part 50, appendix A, ‘‘General
Design Criteria [GDC] For Nuclear
Power Plants;’’ 1 and 10 CFR part 50,
appendix B, ‘‘Quality Assurance Criteria
for Nuclear Power Plants and Fuel
Processing Plants.’’ The additional
requirements in § 50.49 apply to
important to safety electrical equipment
that could be subject to postulated
design basis events (DBEs) that could
affect: (1) The integrity of the reactor
coolant pressure boundary; (2) the
capability to shut the reactor down
safely and keep it safe; or (3) the
capability to prevent or mitigate
accidents that could result in potential
1 The GDC pertains to water cooled nuclear plants
and establishes the minimum requirements for their
principal design criteria (36 FR 3256; February 20,
1971, as amended).
E:\FR\FM\07MRP1.SGM
07MRP1
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules
offsite exposures comparable to NRC
emergency planning guidelines. As the
cited GL 82–09 Q&A indicates, a HELB
was the most probable such DBE
involving submergence outside of
containment for which the NRC staff
believed that a power reactor’s
important to safety electrical equipment
must be environmentally qualified.
The NRC agrees with the petitioners
that safety-related cables and other
electrical equipment must be fully able
to function, not only within an
operating environment affected by a
HELB under § 50.49, but also over the
entire length of its system, even those
portions not exposed to a HELB.
Criterion 18 of 10 CFR part 50, appendix
A, requires that electric power systems
important to safety be designed so that
important areas and features permit
appropriate periodic inspection and
testing. Example areas and features
specified are the following: wiring,
insulation, connections, and
switchboards. Criterion 18 also requires
the systems to be designed with a
capability to test periodically the
operability and functional performance
of the components of the systems and
the operability of the system as a whole.
As the petitioners rightly point out,
designing the entirety of an electrical
safety system for inspectability and
testability is essential because ‘‘[i]t
matters little if the portion of a safetyrelated cable inside [or] outside
containment in a high energy line break
area survive[s] if another portion of that
same cable routed underground fails
due to submergence.’’ It is also
important to note that the NRC’s design
and qualification requirements for
underground or inaccessible wires,
cables, and ancillary equipment are
inspected and enforced. The NRC’s
inspection procedures direct that
inspections of electrical equipment at
risk of flooding or exposure to moisture
be conducted annually.
The NRC disagrees with the
petitioners’ assertion that GL 82–09 has
restricted the applicability of § 50.49
regulatory requirements for safetyrelated equipment according to its
location. Generic letters do not have the
legal authority of a final rule
promulgated after due public notice and
comment, as was § 50.49. The Q&A in
GL 82–09 does not exempt any safetyrelated equipment that could be
submerged, inside or outside
containment, from the environmental
qualifications (EQ) requirements of
§ 50.49. The purpose of the GL 82–09
Q&A cited by the petitioners was simply
to clarify that under § 50.49, licensees
must submit information on the EQ of
important to safety equipment that
VerDate Sep<11>2014
16:20 Mar 04, 2016
Jkt 238001
could be submerged due to a high
energy line break outside containment.
The applicability of § 50.49 is not
limited to a HELB, although after more
than 30 years of operating experience
and risk analysis, a HELB remains the
most probable DBE involving
submergence outside containment that
meets the § 50.49 criteria for the subset
of DBEs that could result in a severe
accident. The clarifying Q&A was
important because the GL was providing
information in the event of a HELB, not
describing the entire universe of
postulated DBEs to which § 50.49 could
apply.
Issue 2: Safety-related cable subject to
submergence, condensation, or moisture
located in a ‘‘mild environment’’ should
not be exempted from the
environmental qualification
requirements of § 50.49.
The petitioners argued that
rulemaking is necessary to ensure that
electrical cables and wires will be
properly qualified for environmental
conditions they may experience during
normal operation (i.e., a mild
environment) as well as in an accident.
The petitioners claimed the need for
rulemaking and clarification of § 50.49
to address cables that may be exposed
to non-mild environments during
normal, abnormal, and accident
conditions. The petitioners noted that
electrical cables and wires ‘‘are prone to
accelerated failure rates when
submerged in water or exposed to high
humidity unless designed and qualified
for these environmental conditions.’’
The petitioners stated that the NRC
prioritized the inspection of cable
penetrations after the 1979 Three Mile
Island accident based on the probability
of their impairment, mostly due to
submergence and moisture. The
petitioners argued that ‘‘[i]f these
conditions cause a high probability of
impairment following an accident, then
it is logical to assume that these
conditions produce a similar outcome in
the absence of or prior to an accident as
well.’’ In support of their case for a
rulemaking to address this impairment,
the petitioners also referenced a 1996
study by the U.S. Department of Energy
(DOE) (ADAMS Accession No.
ML031140264) and three studies by the
Electric Power Research Institute (EPRI),
‘‘Plant Support Engineering: Life Cycle
Management Planning Sourcebooks:
Medium-Voltage (MV) Cables and
Accessories (Terminations and
Splices),’’ EPRI Product ID: 1013187;
‘‘Plant Support Engineering: Aging
Management Program Development
Guidance for AC and DC Low-Voltage
Power Cable Systems for Nuclear Power
Plants,’’ EPRI Product ID: 1020804; and
PO 00000
Frm 00006
Fmt 4702
Sfmt 4702
11683
‘‘Plant Support Engineering: Aging
Management Program Guidance for
Medium-Voltage Cable Systems for
Nuclear Power Plants,’’ EPRI Product
ID: 1020805. The EPRI documents are
available for download from
www.EPRI.com.
Also in support of their request for
rulemaking to extend § 50.49
requirements to electrical equipment in
mild environments, the petitioners
contended that the NRC’s requirements
state only that safety systems should
remain functional and do not provide
conditions or acceptance criteria for
degraded cables.
NRC Response to Issue 2: The NRC
agrees that § 50.49 does not apply to
reactor cables and electrical equipment
exposed to mild environments. This
section of the rule applies EQ
requirements only to important to safety
cables and electrical equipment that
may be exposed to non-mild
environments during accident
conditions. The purpose of the final
§ 50.49 rule (48 FR 2730; January 21,
1983) was to codify accepted industry
standards and NRC guidance for the EQ
of safety-related electrical equipment,
and non-safety-related equipment relied
on by safety-related equipment, that
must perform a safety function under
DBE conditions.
The NRC disagrees with the
petitioners’ assertion that § 50.49 should
be amended to extend EQ requirements
to important to safety cables and
electrical equipment exposed to
submergence or moisture intrusion in
mild environments. The existing rule
specifically exempts from these
requirements equipment exposed only
to a ‘‘mild environment,’’ which is
defined in § 50.49(c) as an environment
that would at no time be significantly
more severe than the environment that
would occur during normal plant
operation, including anticipated
operational occurrences.
All important to safety equipment
whether in mild or non-mild
environments is subject to the
requirements for monitoring the
effectiveness of maintanence under the
maintenance rule (§ 50.65).
Furthermore, all important to safety
equipment at plants with construction
permits issued after May 21, 1971, is
also subject to the design and quality
requirements in 10 CFR part 50,
appendix A. In addition to the above
requirements, all safety-related
equipment is also subject to the quality
assurance requirements of 10 CFR part
50, appendix B. Therefore, equipment in
mild environments exposed to
submergence, condensation, and
moisture intrusion, the kind of
E:\FR\FM\07MRP1.SGM
07MRP1
mstockstill on DSK4VPTVN1PROD with PROPOSALS
11684
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules
degradation of concern to the
petitioners, is subject to several existing
requirements. For important to safety
equipment that could be subject to
environmental conditions that may
result as a consequence of a DBE,
§ 50.49 establishes additional
requirements beyond those stipulated in
§ 50.65; 10 CFR part 50, appendix A;
and 10 CFR part 50, appendix B.
The maintenance rule (§ 50.65)
establishes requirements for monitoring
the effectiveness of maintenance at
nuclear power plants. Under
§ 50.65(a)(1), licensees are required to
monitor the condition or performance of
structures, systems, or components
(SSCs) in a manner providing
reasonable assurance that the intended
SSC functions can be fulfilled. Section
50.65(b) describes the types of SSCs
subject to its requirements. The
maintenance rule (§ 50.65) applies to
safety and non-safety SSCs that includes
the following: SSCs used in the plant’s
emergency operating procedures or
relied upon to mitigate accidents or
transient unsafe conditions; SSCs whose
failure could prevent safety-related
SSCs from fulfilling their safety-related
function; or SSCs whose failure could
cause a reactor scram (unplanned action
to stop the fission reaction) or the
actuation of a safety-related system.
With this scope, the maintenance rule
(§ 50.65) already covers the equipment
specified in the petition (i.e., all safetyrelated cables, wires, splices,
connections, and other ancillary
electrical equipment that may be
subjected to submergence and/or
moisture intrusion). Section 50.65
covers this equipment under any normal
or unusual operating or post-accident
conditions, whether these conditions
include severe weather, seasonal
flooding, or seismic events, or whether
the SSCs are inside or outside of
containment. The rule also covers the
petitioners’ specified systems and
components whether or not they are
exposed to submergence in water,
condensation, wetting, and other
environmental stresses during routine
operation and infrequent events (e.g.,
flooding).
In its April 2012 Regulatory Guide
(RG) 1.218, ‘‘Condition-Monitoring
Techniques for Electric Cables Used In
Nuclear Power Plants’’ (ADAMS
Accession No. ML103510447), the NRC
described a programmatic approach and
acceptable techniques for monitoring
the condition of electric cable systems
and their operating environments. As
authority for this guidance, RG 1.218
cited 10 CFR part 50, Criterion XI, ‘‘Test
Control,’’ of appendix B. Criterion XI
specifies that power reactor licensees
VerDate Sep<11>2014
16:20 Mar 04, 2016
Jkt 238001
must have a program to assure that all
testing required to show that SSCs will
perform satisfactorily in service is
identified and performed.
The test program must include, as
appropriate, operational tests of SSCs
during nuclear power plant operation.
Test procedures must include
provisions for assuring that all
prerequisites for the given test have
been met, that adequate test
instrumentation is available and used,
and that the test is performed under
suitable environmental conditions. Test
results under Criterion XI must also be
‘‘documented and evaluated’’ to ensure
that this Criterion’s requirements have
been satisfied. It is important to note
that Criterion XI is only one of 18
criteria that are applicable to a quality
assurance program for the electrical
equipment at issue in this petition.
Appendix B criteria establish quality
assurance requirements for the design,
manufacture, construction, and
operation of all safety-related
equipment, and all activities affecting
its functions, including not only testing,
but designing, purchasing, fabricating,
handling, shipping, storing, cleaning,
installing, inspecting, operating,
maintaining, repairing, and modifying
this equipment. Criterion XVI,
‘‘Corrective Action,’’ also requires
licensees to have measures assuring that
conditions adverse to quality are
promptly identified and corrected.
Examples of such conditions are the
following: failures, malfunctions,
deficiencies, deviations, defective
material and equipment, and
nonconformances. For significant
conditions adverse to quality, including
the potential failure of electrical
equipment to function as designed,
licensees must determine the cause of
the condition and ‘‘assure’’ that
corrective action is taken to preclude a
repetition of the adverse condition. The
identified condition, its cause, and the
corrective action taken to prevent its
recurrence must also be documented
and the appropriate levels of
management informed. In addition, for
important to safety cables and electrical
equipment located in an area meeting
the definition of a mild environment in
§ 50.49, 10 CFR part 50, appendix A,
GDC 4 requires that this equipment be
designed to manage the conditions it
will experience during normal
operation, maintenance, testing, and
postulated accidents.
The NRC does not agree that its
existing regulations do not require
sufficient protection of important to
safety electrical equipment against
expected or potential environmental
conditions it experiences during its
PO 00000
Frm 00007
Fmt 4702
Sfmt 4702
period of service. Regardless of whether
a cable, switch, or other piece of
electrical equipment must be
environmentally qualified under
§ 50.49, it must meet maintenance,
design, and quality assurance
requirements established by § 50.65; 10
CFR part 50, appendix A; and 10 CFR
part 50, appendix B (for safety-related
equipment), to provide adequate
protection for public health and safety.
And regardless of whether the
equipment is environmentally qualified,
it is subject to the same degree of NRC
oversight in the form of inspections and
enforcement. A rulemaking to require
the environmental qualification of all
electrical equipment exposed only to
mild environments is, therefore,
unnecessary.
Moreover, the 1996 DOE study and
three EPRI studies cited by the
petitioners are well known to the NRC
and do not constitute significant new
information justifying a rulemaking. The
NRC recognized the concern regarding
the reliability of low-voltage power
cable systems at reactors that the
petitioner references and acted
accordingly. Among other things, the
NRC has revised its inspection
procedures to ensure annual inspections
of underground bunkers and manholes
in a continuing repeated cycle
beginning with those containing the
most risk-significant cables. The NRC
also issued RG 1.218, describing a
programmatic approach and acceptable
techniques for monitoring the condition
of electric cable systems and their
operating environments.
The NRC disagrees with the
petitioners’ contention that the NRC’s
requirements do not provide conditions
or acceptance criteria for degraded
cables. Any requirement for safetyrelated systems to remain functional for
a specified operating life is a design
requirement, and any failure of the
equipment before the end of that
operating life would be a violation of
that design requirement. Therefore,
taken together, GDC 2, 4, and 18 in 10
CFR part 50, appendix A, the
maintenance requirements under
§ 50.65, and the quality assurance
testing requirements in 10 CFR part 50,
appendix B, Criterion XI, effectively
provide an enforceable acceptance
criterion for the continued use of cables
or any other electrical equipment
degrading during normal operation.
Criterion XI states that the measured
rate of degradation must not impair the
equipment’s ability to function in an
emergency, even if the emergency were
to occur on the last day of the
performance period specified in the
equipment’s design requirement.
E:\FR\FM\07MRP1.SGM
07MRP1
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules
Guidance for the implementation of
this criterion is provided in the August
25, 2009, NRC staff regulatory resolution
issue protocol, ‘‘Cable Performance
Issues at Nuclear Power Plants’’
(ADAMS Accession No. ML092220419),
which the petitioners cited as
documentation of the NRC’s
requirements on cable and wire
submergence issues. The NRC staff
position in that protocol is: (1)
Licensees should monitor cables within
the scope of the maintenance rule
(§ 50.65) at an appropriate frequency to
demonstrate that they can perform their
design functions when called upon; and
(2) cables must be designed to fulfill
their intended design function in the
environment to which they are subject.
Under the protocol, if cables have been
exposed to conditions for which they
are not designed or qualified, the
licensee must demonstrate, through
adequate testing or condition
monitoring, that the cables can perform
their intended design function for the
duration of the qualified period
specified in the license.
The NRC also inspects underground
cables through established inspection
procedures. In particular, Inspection
Procedure (IP) Attachment 71111.06,
‘‘Flood Protection Measures’’ (ADAMS
Accession No. ML11244A012),
specifically directs NRC inspectors to
perform an annual review of cables
located in underground bunkers or
manholes. The IP Attachment directs
inspectors to select bunkers or manholes
subject to flooding that contain multiple
train or multiple risk-significant cables,
and inspect those that contain more
risk-significant cables before inspecting
those with less risk-significant cables.
The IP notes that inspectors should
rotate through the bunkers or manholes
until all are inspected; and then the
cycle should be recommenced. The IP
Attachment also clarifies that these
inspections may be in addition to those
for the aging management programs of
plants with renewed licenses. Where
‘‘significant moisture’’ is identified at
such plants, inspectors are to verify that
the licensee takes action to keep the
cables dry and assess cable degradation
in accordance with the licensee’s aging
management program.
Issue 3: Although GDC 2 and 4 of the
NRC’s regulations require that cables be
able to perform their design function
when subjected to anticipated
environmental conditions, the NRC does
not apply these and other GDC to the 57
plants with construction permits issued
before May 21, 1971, the effective date
of the GDC rule (36 FR 3256; February
20, 1971).
VerDate Sep<11>2014
16:20 Mar 04, 2016
Jkt 238001
Citing the August 25, 2009, NRC staff
regulatory issue resolution protocol,
‘‘Cable Performance Issues at Nuclear
Power Plants,’’ the petitioners asserted
that this statement defined the NRC’s
governing regulations on submerged
cable performance as explicitly
including GDC 2 and GDC 4. The GDC
2 requires reactor SSCs that are
important to safety be designed to
withstand the effects of natural
phenomena without loss of capability to
perform their safety functions. The GDC
4 requires that these SSCs be designed
to accommodate the effects of and be
compatible with the environmental
conditions associated with normal
operation, maintenance, testing, and
postulated accidents.
The petition stated that although
these GDC may contain appropriate
regulatory requirements for the
qualification of electrical cables and
wires, the NRC has determined that
these requirements are not to be applied
to the majority of reactors. The
petitioners noted that, at the time the
petition was submitted, at least 57 of the
nation‘s 104 operating reactors had
construction permits that were issued
prior to the effective date of the GDC
rule, and that the Commission, through
guidance to the NRC staff, has
determined that the GDC do not need to
be applied to these 57 reactors.
NRC Response to Issue 3: The NRC
disagrees with the petitioners’
suggestion that the 57 plants that
received construction permits prior to
May 21, 1971, are not operating safely
with appropriately qualified important
to safety equipment. In 1992, after more
than 15 years of analysis, the NRC staff
recommended that the Commission
retain the current policy that no
exemptions from or specific backfits for
the GDC are required for plants with
construction permits issued before that
date. In its September 18, 1992, Staff
Requirements Memorandum (SRM)
(ADAMS Accession No. ML003763736),
the Commission endorsed the NRC
staff’s recommendation not to apply the
GDC to plants with construction permits
issued prior to the effective date of the
GDC rule. This recommendation was
based on the documented results of the
NRC staff’s evaluations of representative
designs of 10 of the 57 plants against the
design requirements of a 1975 Standard
Review Plan for reactor license
applications based on the approved
GDC.
The SRM explained that at the time
the GDC were promulgated, the
Commission had stressed that they were
not new requirements and were
promulgated to articulate more clearly
the licensing requirements and practice
PO 00000
Frm 00008
Fmt 4702
Sfmt 4702
11685
in effect at that time. The Commission
stated that while compliance with the
intent of the GDC is important, each
plant licensed before the GDC were
formally adopted was evaluated on a
plant-specific basis, determined to be
safe, and licensed by the NRC.
Furthermore, the Commission
determined that existing regulatory
processes were sufficient to ensure that
plants continue to be safe and comply
with the intent of the GDC. As the
petitioners also noted, the Commission
went on to say that backfitting these 57
plants to meet the GDC would provide
little or no safety benefit while requiring
an extensive commitment of resources.
The petitioners have not provided any
significant, new, or previously
unconsidered information to justify a
new rulemaking or to reverse this NRC
position.
III. Reasons for Denial
The NRC is denying PRM–50–106
because:
(1) The NRC disagrees with the
petitioners’ assertion that GL 82–09 has
restricted the applicability of § 50.49
regulatory requirements for safetyrelated equipment according to its
location. This regulation is applicable to
electrical equipment located outside
containment as well as inside.
(2) Section 50.49 explicitly excludes
important to safety electrical equipment
subject only to mild environments. The
petitioners have not provided
significant new information sufficient to
justify a change to this rule. A
rulemaking to require the environmental
qualification of all electrical equipment
exposed only to mild environments is
unnecessary because existing NRC
regulations require sufficient protection
of important to safety electrical
equipment against expected or potential
environmental conditions it experiences
during its period of service.
(3) With regard to the reactors that
received construction permits prior to
May 21, 1971, the Commission
determined in response to SECY–92–
223, ‘‘Resolution of Deviations
Identified During the Systematic
Evaluation Program’’ (ADAMS
Accession No. ML12256B290) that these
plants are operating safely with
appropriately qualified important to
safety equipment, and that no specific
backfits of the GDC to these plants were
required. The petitioners have not
provided any significant, new, or
previously unconsidered information
justifying a rulemaking to apply the
GDC to the 57 reactors that received
construction permits prior to May 21,
1971.
E:\FR\FM\07MRP1.SGM
07MRP1
11686
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules
IV. Conclusion
For the reasons cited in this
document, the NRC is denying PRM–
50–106. The NRC is denying this
petition because the current regulations
already address environmental
qualification in both mild and design
basis event conditions of electrical
equipment located both inside and
outside of the containment building that
is important to safety, and the
petitioners did not provide significant
new or previously unconsidered
information sufficient to justify
rulemaking.
Dated at Rockville, Maryland, this 29th day
of February, 2016.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2016–05028 Filed 3–4–16; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF ENERGY
10 CFR Part 429
[Docket No. EERE–2015–BT–CE–0019]
RIN 1990–AA44
Energy Conservation Program:
Certification and Enforcement—Import
Data Collection; Notice of Extension of
Comment Period
Office of the General Counsel,
Department of Energy.
ACTION: Notice of reopening of comment
period.
AGENCY:
On December 29, 2015, the
U.S. Department of Energy (DOE)
published a notice of proposed
rulemaking in the Federal Register
proposing that a person importing into
the United States any covered product
or equipment subject to an applicable
energy conservation standard provide,
prior to importation, a certification of
admissibility to the DOE. The comment
period ended February 12, 2016. On
February 17, 2016, after receiving
several requests for additional time to
prepare and submit comments, DOE
reopened the comment period until
February 29, 2016. At a public meeting
held on February 19, 2016, DOE again
received requests for additional time to
prepare and submit comments. DOE is
reopening the period for submitting
comments until March 14, 2016.
DATES: The DOE is reopening the
comment period for the notice of
proposed rulemaking published on
December 29, 2015 (80 FR 81199) and
extended on February 29, 2016 (81 FR
8022). We will accept comments, data,
mstockstill on DSK4VPTVN1PROD with PROPOSALS
SUMMARY:
VerDate Sep<11>2014
16:20 Mar 04, 2016
Jkt 238001
and information in response to the
NOPR received no later than March 14,
2016.
ADDRESSES: See the section ‘‘Public
Participation’’ for details on submitting
comments.
FOR FURTHER INFORMATION CONTACT: Ms.
Ashley Armstrong, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Program, EE–5B, 1000
Independence Avenue SW.,
Washington, DC 20585–0121.
Telephone: 202–586–6590. Email:
ashley.armstrong@ee.doe.gov; or Mr.
Steven Goering, U.S. Department of
Energy, Office of the General Counsel,
Forrestal Building, GC–32, 1000
Independence Avenue SW.,
Washington, DC 20585–0121.
Telephone: 202–286–5691. Email:
steven.goering@hq.doe.gov.
SUPPLEMENTARY INFORMATION: On
December 29, 2015, the U.S. Department
of Energy (DOE) published a notice of
proposed rulemaking in the Federal
Register proposing that a person
importing into the United States any
covered product or equipment subject to
an applicable energy conservation
standard provide, prior to importation,
a certification of admissibility to the
DOE. (80 FR 81199) The comment
period ended February 12, 2016. On
February 17, 2016, after receiving
several requests for additional time to
prepare and submit comments, DOE
reopened the comment period until
February 29, 2016 (81 FR 8022). At a
public meeting held on February 19,
2016, DOE again received requests for
additional time to prepare and submit
comments. DOE is reopening the period
for submitting comments.
DOE will accept comments, data, and
information in response to the NOPR
received no later than March 14, 2016.
DOE will consider any comments in
response to the NOPR received by
midnight of March 14, 2016, and deems
any comments received by that time to
be timely submitted.
Public Participation
Frm 00009
Fmt 4702
Issued in Washington, DC, on February 26,
2016.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency, Energy Efficiency and Renewable
Energy.
[FR Doc. 2016–04829 Filed 3–4–16; 8:45 am]
BILLING CODE 6450–01–P
Any comments submitted must
identify the NOPR for Import Data
Collection, and provide docket number
EERE–2015–BT–CE–0019 and/or
regulatory information number (RIN)
number 1990–AA44. Comments may be
submitted using any of the following
methods:
1. Federal eRulemaking Portal:
www.regulations.gov. Follow the
instructions for submitting comments.
2. Email: ImportData2015CE0019@
ee.doe.gov. Include the docket number
PO 00000
and/or RIN in the subject line of the
message.
3. Mail: Ms. Brenda Edwards, U.S.
Department of Energy, Building
Technologies Program, Mailstop EE–5B,
1000 Independence Avenue SW.,
Washington, DC 20585–0121. If
possible, please submit all items on a
CD. It is not necessary to include
printed copies.
4. Hand Delivery/Courier: Ms. Brenda
Edwards, U.S. Department of Energy,
Building Technologies Program, 950
L’Enfant Plaza SW., Suite 600,
Washington, DC 20024. Telephone:
(202) 586–2945. If possible, please
submit all items on a CD. It is not
necessary to include printed copies.
Docket: The docket, which includes
Federal Register notices, public meeting
attendee lists and transcripts,
comments, and other supporting
documents/materials, is available for
review at regulations.gov. All
documents in the docket are listed in
the regulations.gov index. However,
some documents listed in the index,
such as those containing information
that is exempt from public disclosure,
may not be publicly available.
A link to the docket Web page can be
found at: https://www.regulations.gov/
#!docketDetail;D=EERE-2015-BT-CE0019. This Web page will contain a link
to the docket for this notice on the
regulations.gov site. The regulations.gov
Web page will contain simple
instructions on how to access all
documents, including public comments,
in the docket.
For further information on how to
submit a comment, review other public
comments and the docket, or to request
a public meeting, contact Ms. Brenda
Edwards at (202) 586–2945 or by email:
Brenda.Edwards@ee.doe.gov.
Sfmt 4702
DEPARTMENT OF ENERGY
10 CFR Part 900
RIN 1901–AB36
Coordination of Federal Authorizations
for Electric Transmission Facilities;
Notice of Public Meeting
Office of Electricity Delivery
and Energy Reliability, Department of
Energy.
AGENCY:
E:\FR\FM\07MRP1.SGM
07MRP1
Agencies
[Federal Register Volume 81, Number 44 (Monday, March 7, 2016)]
[Proposed Rules]
[Pages 11681-11686]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-05028]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Parts 50, 52, 54, and 100
[Docket Nos. PRM-50-106; NRC-2012-0177]
Environmental Qualification of Electrical Equipment
AGENCY: Nuclear Regulatory Commission.
ACTION: Petition for rulemaking; denial.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is denying a
petition for rulemaking (PRM) submitted by the Natural Resources
Defense Council, Inc. (NRDC), and Mr. Paul M. Blanch (collectively, the
petitioners) on June 18, 2012. The petitioners requested that the NRC
amend its regulations to clearly and unequivocally require the
environmental qualification of all safety-related cables, wires,
splices, connections and other ancillary electrical equipment that may
be subjected to submergence and/or moisture intrusion during normal
operating conditions, severe weather, seasonal flooding, and seismic
events, and post-accident conditions, both inside and outside of a
reactor's containment building. The NRC is denying this petition
because the current regulations already address environmental
qualification in both mild and design basis event conditions of
electrical equipment located both inside and outside of the containment
building that is important to safety, and the petition does not provide
significant new or previously unconsidered information sufficient to
justify rulemaking.
DATES: The docket for the petition for rulemaking, PRM-50-106, is
closed on March 7, 2016.
[[Page 11682]]
ADDRESSES: Please refer to Docket ID NRC-2012-0177 when contacting the
NRC about the availability of information regarding this petition. You
may obtain publicly-available information related to the petition by
using any of the following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2012-0177. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: Carol.Gallagher@nrc.gov. For technical questions, contact
the individual listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly-available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS,
please contact the NRC's Public Document Room (PDR) reference staff at
1-800-397-4209, 301-415-4737, or by email to pdr.resource@nrc.gov. The
ADAMS accession number for each document referenced (if it is available
in ADAMS) is provided the first time that it is mentioned in the
SUPPLEMENTARY INFORMATION section.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Margaret Ellenson, Office of Nuclear
Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001, telephone: 301-415-0894; email: Margaret.Ellenson@nrc.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. The Petition
II. NRC Analysis
III. Determination of Petition
I. The Petition
On June 18, 2012, the NRC received a petition for rulemaking filed
jointly by the NRDC and Mr. Paul Blanch (ADAMS Accession No.
ML12177A377). The petitioners requested that the NRC amend its
regulations in parts 50, 52, 54, and 100 of title 10 of the Code of
Federal Regulations (10 CFR) to clearly and unequivocally require the
environmental qualification of all safety-related cables, wires,
splices, connections and other ancillary electrical equipment that may
be subjected to submergence and/or moisture intrusion during normal
operating conditions, severe weather, seasonal flooding, and seismic
events, and post-accident conditions, both inside and outside of a
reactor's containment building.
The petition was docketed by the NRC on June 22, 2012, and was
assigned Docket No. PRM-50-106. On September 27, 2012 (77 FR 59345),
the NRC published a notice of receipt in the Federal Register. The NRC
did not request public comment on PRM-50-106.
II. NRC Analysis
The petitioners raised three issues in support of their request
that the NRC amend the regulations related to environmental
qualification of electrical equipment at nuclear power plants. The
three issues and the NRC's responses to each issue are presented in
this section.
Issue 1: Through the issuance of Generic Letter (GL) 82-09,
``Environmental Qualification of Safety-Related Electrical Equipment,''
dated April 20, 1982 (ADAMS Accession No. ML031080281), the NRC staff
limited the scope of Sec. 50.49 based on the location of the
electrical equipment.
The petitioners stated that as a result of the accident at Three
Mile Island, the NRC strengthened the regulatory requirements for
electrical equipment by, among other things, revising Sec. 50.49(e) to
add paragraph (6) to address the possibility of electrical equipment
submergence. The petitioners asserted that Sec. 50.49(e)(6), as
written, did not limit or restrict its applicability based upon the
location of the equipment, but that the NRC staff limited this
applicability through a question and answer (Q&A) set in GL 82-09:
Q. For equipment qualification purposes, what are the staff
requirements concerning submergence of equipment outside containment?
A. The staff requires that the licensee submit documentation on the
qualification of safety-related equipment that could be submerged due
to a high energy line break outside containment.
The petitioners asserted that the problem with this excerpt from GL
82-09 is that safety-related cables and wires outside containment are
routinely submerged in water not only during high energy line breaks
(HELBs), but also during a reactor's normal operation. The petitioners
argued that the 1979 Three Mile Island accident and laboratory testing
have shown that moisture intrusion and submergence of electrical cables
and wires significantly increase the probability of failure, which also
causes the failure of connected components such as emergency core
cooling system motors and pumps, valves, controls, and instrumentation.
The petitioners asserted that the safety implications from the failure
of a safety-related cable inside containment submerged by an accident,
outside containment submerged by a high energy line break, or outside
containment submerged by nature, are identical--the safety function is
lost.
NRC Response to Issue 1: The regulations at Sec. 50.49,
``Environmental qualification of electric equipment important to safety
for nuclear power plants,'' are applicable to electrical equipment
located outside containment as well as inside. The January 21, 1983,
Federal Register notice of the final Sec. 50.49 rule (48 FR 2730) made
this clear by noting that nuclear power plant equipment important to
safety must be able to perform its safety functions throughout its
installed life, and that this requirement applies to equipment inside
as well as outside containment. (See 48 FR 2731.) The Q&A referenced by
the petitioners is itself premised on the applicability of Sec. 50.49
to important to safety electrical equipment outside of containment.
Regardless of its location inside or outside containment, if any
important to safety electrical equipment is near enough to a high
energy line (e.g., steam line, feedwater, blow-down, charging, or
letdown lines) that the equipment's performance could be adversely
affected by a rupture of that line, Sec. 50.49 requires that the
equipment be qualified to withstand any environmental conditions that
may result from such an event. Section 50.49 was established to impose
additional requirements beyond those established by Sec. 50.65,
``Requirements for monitoring the effectiveness of maintenance at
nuclear power plants;'' 10 CFR part 50, appendix A, ``General Design
Criteria [GDC] For Nuclear Power Plants;'' \1\ and 10 CFR part 50,
appendix B, ``Quality Assurance Criteria for Nuclear Power Plants and
Fuel Processing Plants.'' The additional requirements in Sec. 50.49
apply to important to safety electrical equipment that could be subject
to postulated design basis events (DBEs) that could affect: (1) The
integrity of the reactor coolant pressure boundary; (2) the capability
to shut the reactor down safely and keep it safe; or (3) the capability
to prevent or mitigate accidents that could result in potential
[[Page 11683]]
offsite exposures comparable to NRC emergency planning guidelines. As
the cited GL 82-09 Q&A indicates, a HELB was the most probable such DBE
involving submergence outside of containment for which the NRC staff
believed that a power reactor's important to safety electrical
equipment must be environmentally qualified.
---------------------------------------------------------------------------
\1\ The GDC pertains to water cooled nuclear plants and
establishes the minimum requirements for their principal design
criteria (36 FR 3256; February 20, 1971, as amended).
---------------------------------------------------------------------------
The NRC agrees with the petitioners that safety-related cables and
other electrical equipment must be fully able to function, not only
within an operating environment affected by a HELB under Sec. 50.49,
but also over the entire length of its system, even those portions not
exposed to a HELB. Criterion 18 of 10 CFR part 50, appendix A, requires
that electric power systems important to safety be designed so that
important areas and features permit appropriate periodic inspection and
testing. Example areas and features specified are the following:
wiring, insulation, connections, and switchboards. Criterion 18 also
requires the systems to be designed with a capability to test
periodically the operability and functional performance of the
components of the systems and the operability of the system as a whole.
As the petitioners rightly point out, designing the entirety of an
electrical safety system for inspectability and testability is
essential because ``[i]t matters little if the portion of a safety-
related cable inside [or] outside containment in a high energy line
break area survive[s] if another portion of that same cable routed
underground fails due to submergence.'' It is also important to note
that the NRC's design and qualification requirements for underground or
inaccessible wires, cables, and ancillary equipment are inspected and
enforced. The NRC's inspection procedures direct that inspections of
electrical equipment at risk of flooding or exposure to moisture be
conducted annually.
The NRC disagrees with the petitioners' assertion that GL 82-09 has
restricted the applicability of Sec. 50.49 regulatory requirements for
safety-related equipment according to its location. Generic letters do
not have the legal authority of a final rule promulgated after due
public notice and comment, as was Sec. 50.49. The Q&A in GL 82-09 does
not exempt any safety-related equipment that could be submerged, inside
or outside containment, from the environmental qualifications (EQ)
requirements of Sec. 50.49. The purpose of the GL 82-09 Q&A cited by
the petitioners was simply to clarify that under Sec. 50.49, licensees
must submit information on the EQ of important to safety equipment that
could be submerged due to a high energy line break outside containment.
The applicability of Sec. 50.49 is not limited to a HELB, although
after more than 30 years of operating experience and risk analysis, a
HELB remains the most probable DBE involving submergence outside
containment that meets the Sec. 50.49 criteria for the subset of DBEs
that could result in a severe accident. The clarifying Q&A was
important because the GL was providing information in the event of a
HELB, not describing the entire universe of postulated DBEs to which
Sec. 50.49 could apply.
Issue 2: Safety-related cable subject to submergence, condensation,
or moisture located in a ``mild environment'' should not be exempted
from the environmental qualification requirements of Sec. 50.49.
The petitioners argued that rulemaking is necessary to ensure that
electrical cables and wires will be properly qualified for
environmental conditions they may experience during normal operation
(i.e., a mild environment) as well as in an accident. The petitioners
claimed the need for rulemaking and clarification of Sec. 50.49 to
address cables that may be exposed to non-mild environments during
normal, abnormal, and accident conditions. The petitioners noted that
electrical cables and wires ``are prone to accelerated failure rates
when submerged in water or exposed to high humidity unless designed and
qualified for these environmental conditions.'' The petitioners stated
that the NRC prioritized the inspection of cable penetrations after the
1979 Three Mile Island accident based on the probability of their
impairment, mostly due to submergence and moisture. The petitioners
argued that ``[i]f these conditions cause a high probability of
impairment following an accident, then it is logical to assume that
these conditions produce a similar outcome in the absence of or prior
to an accident as well.'' In support of their case for a rulemaking to
address this impairment, the petitioners also referenced a 1996 study
by the U.S. Department of Energy (DOE) (ADAMS Accession No.
ML031140264) and three studies by the Electric Power Research Institute
(EPRI), ``Plant Support Engineering: Life Cycle Management Planning
Sourcebooks: Medium-Voltage (MV) Cables and Accessories (Terminations
and Splices),'' EPRI Product ID: 1013187; ``Plant Support Engineering:
Aging Management Program Development Guidance for AC and DC Low-Voltage
Power Cable Systems for Nuclear Power Plants,'' EPRI Product ID:
1020804; and ``Plant Support Engineering: Aging Management Program
Guidance for Medium-Voltage Cable Systems for Nuclear Power Plants,''
EPRI Product ID: 1020805. The EPRI documents are available for download
from www.EPRI.com.
Also in support of their request for rulemaking to extend Sec.
50.49 requirements to electrical equipment in mild environments, the
petitioners contended that the NRC's requirements state only that
safety systems should remain functional and do not provide conditions
or acceptance criteria for degraded cables.
NRC Response to Issue 2: The NRC agrees that Sec. 50.49 does not
apply to reactor cables and electrical equipment exposed to mild
environments. This section of the rule applies EQ requirements only to
important to safety cables and electrical equipment that may be exposed
to non-mild environments during accident conditions. The purpose of the
final Sec. 50.49 rule (48 FR 2730; January 21, 1983) was to codify
accepted industry standards and NRC guidance for the EQ of safety-
related electrical equipment, and non-safety-related equipment relied
on by safety-related equipment, that must perform a safety function
under DBE conditions.
The NRC disagrees with the petitioners' assertion that Sec. 50.49
should be amended to extend EQ requirements to important to safety
cables and electrical equipment exposed to submergence or moisture
intrusion in mild environments. The existing rule specifically exempts
from these requirements equipment exposed only to a ``mild
environment,'' which is defined in Sec. 50.49(c) as an environment
that would at no time be significantly more severe than the environment
that would occur during normal plant operation, including anticipated
operational occurrences.
All important to safety equipment whether in mild or non-mild
environments is subject to the requirements for monitoring the
effectiveness of maintanence under the maintenance rule (Sec. 50.65).
Furthermore, all important to safety equipment at plants with
construction permits issued after May 21, 1971, is also subject to the
design and quality requirements in 10 CFR part 50, appendix A. In
addition to the above requirements, all safety-related equipment is
also subject to the quality assurance requirements of 10 CFR part 50,
appendix B. Therefore, equipment in mild environments exposed to
submergence, condensation, and moisture intrusion, the kind of
[[Page 11684]]
degradation of concern to the petitioners, is subject to several
existing requirements. For important to safety equipment that could be
subject to environmental conditions that may result as a consequence of
a DBE, Sec. 50.49 establishes additional requirements beyond those
stipulated in Sec. 50.65; 10 CFR part 50, appendix A; and 10 CFR part
50, appendix B.
The maintenance rule (Sec. 50.65) establishes requirements for
monitoring the effectiveness of maintenance at nuclear power plants.
Under Sec. 50.65(a)(1), licensees are required to monitor the
condition or performance of structures, systems, or components (SSCs)
in a manner providing reasonable assurance that the intended SSC
functions can be fulfilled. Section 50.65(b) describes the types of
SSCs subject to its requirements. The maintenance rule (Sec. 50.65)
applies to safety and non-safety SSCs that includes the following: SSCs
used in the plant's emergency operating procedures or relied upon to
mitigate accidents or transient unsafe conditions; SSCs whose failure
could prevent safety-related SSCs from fulfilling their safety-related
function; or SSCs whose failure could cause a reactor scram (unplanned
action to stop the fission reaction) or the actuation of a safety-
related system. With this scope, the maintenance rule (Sec. 50.65)
already covers the equipment specified in the petition (i.e., all
safety-related cables, wires, splices, connections, and other ancillary
electrical equipment that may be subjected to submergence and/or
moisture intrusion). Section 50.65 covers this equipment under any
normal or unusual operating or post-accident conditions, whether these
conditions include severe weather, seasonal flooding, or seismic
events, or whether the SSCs are inside or outside of containment. The
rule also covers the petitioners' specified systems and components
whether or not they are exposed to submergence in water, condensation,
wetting, and other environmental stresses during routine operation and
infrequent events (e.g., flooding).
In its April 2012 Regulatory Guide (RG) 1.218, ``Condition-
Monitoring Techniques for Electric Cables Used In Nuclear Power
Plants'' (ADAMS Accession No. ML103510447), the NRC described a
programmatic approach and acceptable techniques for monitoring the
condition of electric cable systems and their operating environments.
As authority for this guidance, RG 1.218 cited 10 CFR part 50,
Criterion XI, ``Test Control,'' of appendix B. Criterion XI specifies
that power reactor licensees must have a program to assure that all
testing required to show that SSCs will perform satisfactorily in
service is identified and performed.
The test program must include, as appropriate, operational tests of
SSCs during nuclear power plant operation. Test procedures must include
provisions for assuring that all prerequisites for the given test have
been met, that adequate test instrumentation is available and used, and
that the test is performed under suitable environmental conditions.
Test results under Criterion XI must also be ``documented and
evaluated'' to ensure that this Criterion's requirements have been
satisfied. It is important to note that Criterion XI is only one of 18
criteria that are applicable to a quality assurance program for the
electrical equipment at issue in this petition. Appendix B criteria
establish quality assurance requirements for the design, manufacture,
construction, and operation of all safety-related equipment, and all
activities affecting its functions, including not only testing, but
designing, purchasing, fabricating, handling, shipping, storing,
cleaning, installing, inspecting, operating, maintaining, repairing,
and modifying this equipment. Criterion XVI, ``Corrective Action,''
also requires licensees to have measures assuring that conditions
adverse to quality are promptly identified and corrected. Examples of
such conditions are the following: failures, malfunctions,
deficiencies, deviations, defective material and equipment, and
nonconformances. For significant conditions adverse to quality,
including the potential failure of electrical equipment to function as
designed, licensees must determine the cause of the condition and
``assure'' that corrective action is taken to preclude a repetition of
the adverse condition. The identified condition, its cause, and the
corrective action taken to prevent its recurrence must also be
documented and the appropriate levels of management informed. In
addition, for important to safety cables and electrical equipment
located in an area meeting the definition of a mild environment in
Sec. 50.49, 10 CFR part 50, appendix A, GDC 4 requires that this
equipment be designed to manage the conditions it will experience
during normal operation, maintenance, testing, and postulated
accidents.
The NRC does not agree that its existing regulations do not require
sufficient protection of important to safety electrical equipment
against expected or potential environmental conditions it experiences
during its period of service. Regardless of whether a cable, switch, or
other piece of electrical equipment must be environmentally qualified
under Sec. 50.49, it must meet maintenance, design, and quality
assurance requirements established by Sec. 50.65; 10 CFR part 50,
appendix A; and 10 CFR part 50, appendix B (for safety-related
equipment), to provide adequate protection for public health and
safety. And regardless of whether the equipment is environmentally
qualified, it is subject to the same degree of NRC oversight in the
form of inspections and enforcement. A rulemaking to require the
environmental qualification of all electrical equipment exposed only to
mild environments is, therefore, unnecessary.
Moreover, the 1996 DOE study and three EPRI studies cited by the
petitioners are well known to the NRC and do not constitute significant
new information justifying a rulemaking. The NRC recognized the concern
regarding the reliability of low-voltage power cable systems at
reactors that the petitioner references and acted accordingly. Among
other things, the NRC has revised its inspection procedures to ensure
annual inspections of underground bunkers and manholes in a continuing
repeated cycle beginning with those containing the most risk-
significant cables. The NRC also issued RG 1.218, describing a
programmatic approach and acceptable techniques for monitoring the
condition of electric cable systems and their operating environments.
The NRC disagrees with the petitioners' contention that the NRC's
requirements do not provide conditions or acceptance criteria for
degraded cables. Any requirement for safety-related systems to remain
functional for a specified operating life is a design requirement, and
any failure of the equipment before the end of that operating life
would be a violation of that design requirement. Therefore, taken
together, GDC 2, 4, and 18 in 10 CFR part 50, appendix A, the
maintenance requirements under Sec. 50.65, and the quality assurance
testing requirements in 10 CFR part 50, appendix B, Criterion XI,
effectively provide an enforceable acceptance criterion for the
continued use of cables or any other electrical equipment degrading
during normal operation. Criterion XI states that the measured rate of
degradation must not impair the equipment's ability to function in an
emergency, even if the emergency were to occur on the last day of the
performance period specified in the equipment's design requirement.
[[Page 11685]]
Guidance for the implementation of this criterion is provided in
the August 25, 2009, NRC staff regulatory resolution issue protocol,
``Cable Performance Issues at Nuclear Power Plants'' (ADAMS Accession
No. ML092220419), which the petitioners cited as documentation of the
NRC's requirements on cable and wire submergence issues. The NRC staff
position in that protocol is: (1) Licensees should monitor cables
within the scope of the maintenance rule (Sec. 50.65) at an
appropriate frequency to demonstrate that they can perform their design
functions when called upon; and (2) cables must be designed to fulfill
their intended design function in the environment to which they are
subject. Under the protocol, if cables have been exposed to conditions
for which they are not designed or qualified, the licensee must
demonstrate, through adequate testing or condition monitoring, that the
cables can perform their intended design function for the duration of
the qualified period specified in the license.
The NRC also inspects underground cables through established
inspection procedures. In particular, Inspection Procedure (IP)
Attachment 71111.06, ``Flood Protection Measures'' (ADAMS Accession No.
ML11244A012), specifically directs NRC inspectors to perform an annual
review of cables located in underground bunkers or manholes. The IP
Attachment directs inspectors to select bunkers or manholes subject to
flooding that contain multiple train or multiple risk-significant
cables, and inspect those that contain more risk-significant cables
before inspecting those with less risk-significant cables. The IP notes
that inspectors should rotate through the bunkers or manholes until all
are inspected; and then the cycle should be recommenced. The IP
Attachment also clarifies that these inspections may be in addition to
those for the aging management programs of plants with renewed
licenses. Where ``significant moisture'' is identified at such plants,
inspectors are to verify that the licensee takes action to keep the
cables dry and assess cable degradation in accordance with the
licensee's aging management program.
Issue 3: Although GDC 2 and 4 of the NRC's regulations require that
cables be able to perform their design function when subjected to
anticipated environmental conditions, the NRC does not apply these and
other GDC to the 57 plants with construction permits issued before May
21, 1971, the effective date of the GDC rule (36 FR 3256; February 20,
1971).
Citing the August 25, 2009, NRC staff regulatory issue resolution
protocol, ``Cable Performance Issues at Nuclear Power Plants,'' the
petitioners asserted that this statement defined the NRC's governing
regulations on submerged cable performance as explicitly including GDC
2 and GDC 4. The GDC 2 requires reactor SSCs that are important to
safety be designed to withstand the effects of natural phenomena
without loss of capability to perform their safety functions. The GDC 4
requires that these SSCs be designed to accommodate the effects of and
be compatible with the environmental conditions associated with normal
operation, maintenance, testing, and postulated accidents.
The petition stated that although these GDC may contain appropriate
regulatory requirements for the qualification of electrical cables and
wires, the NRC has determined that these requirements are not to be
applied to the majority of reactors. The petitioners noted that, at the
time the petition was submitted, at least 57 of the nation`s 104
operating reactors had construction permits that were issued prior to
the effective date of the GDC rule, and that the Commission, through
guidance to the NRC staff, has determined that the GDC do not need to
be applied to these 57 reactors.
NRC Response to Issue 3: The NRC disagrees with the petitioners'
suggestion that the 57 plants that received construction permits prior
to May 21, 1971, are not operating safely with appropriately qualified
important to safety equipment. In 1992, after more than 15 years of
analysis, the NRC staff recommended that the Commission retain the
current policy that no exemptions from or specific backfits for the GDC
are required for plants with construction permits issued before that
date. In its September 18, 1992, Staff Requirements Memorandum (SRM)
(ADAMS Accession No. ML003763736), the Commission endorsed the NRC
staff's recommendation not to apply the GDC to plants with construction
permits issued prior to the effective date of the GDC rule. This
recommendation was based on the documented results of the NRC staff's
evaluations of representative designs of 10 of the 57 plants against
the design requirements of a 1975 Standard Review Plan for reactor
license applications based on the approved GDC.
The SRM explained that at the time the GDC were promulgated, the
Commission had stressed that they were not new requirements and were
promulgated to articulate more clearly the licensing requirements and
practice in effect at that time. The Commission stated that while
compliance with the intent of the GDC is important, each plant licensed
before the GDC were formally adopted was evaluated on a plant-specific
basis, determined to be safe, and licensed by the NRC. Furthermore, the
Commission determined that existing regulatory processes were
sufficient to ensure that plants continue to be safe and comply with
the intent of the GDC. As the petitioners also noted, the Commission
went on to say that backfitting these 57 plants to meet the GDC would
provide little or no safety benefit while requiring an extensive
commitment of resources. The petitioners have not provided any
significant, new, or previously unconsidered information to justify a
new rulemaking or to reverse this NRC position.
III. Reasons for Denial
The NRC is denying PRM-50-106 because:
(1) The NRC disagrees with the petitioners' assertion that GL 82-09
has restricted the applicability of Sec. 50.49 regulatory requirements
for safety-related equipment according to its location. This regulation
is applicable to electrical equipment located outside containment as
well as inside.
(2) Section 50.49 explicitly excludes important to safety
electrical equipment subject only to mild environments. The petitioners
have not provided significant new information sufficient to justify a
change to this rule. A rulemaking to require the environmental
qualification of all electrical equipment exposed only to mild
environments is unnecessary because existing NRC regulations require
sufficient protection of important to safety electrical equipment
against expected or potential environmental conditions it experiences
during its period of service.
(3) With regard to the reactors that received construction permits
prior to May 21, 1971, the Commission determined in response to SECY-
92-223, ``Resolution of Deviations Identified During the Systematic
Evaluation Program'' (ADAMS Accession No. ML12256B290) that these
plants are operating safely with appropriately qualified important to
safety equipment, and that no specific backfits of the GDC to these
plants were required. The petitioners have not provided any
significant, new, or previously unconsidered information justifying a
rulemaking to apply the GDC to the 57 reactors that received
construction permits prior to May 21, 1971.
[[Page 11686]]
IV. Conclusion
For the reasons cited in this document, the NRC is denying PRM-50-
106. The NRC is denying this petition because the current regulations
already address environmental qualification in both mild and design
basis event conditions of electrical equipment located both inside and
outside of the containment building that is important to safety, and
the petitioners did not provide significant new or previously
unconsidered information sufficient to justify rulemaking.
Dated at Rockville, Maryland, this 29th day of February, 2016.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2016-05028 Filed 3-4-16; 8:45 am]
BILLING CODE 7590-01-P