Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Geophysical and Geotechnical Survey in Cook Inlet, Alaska, 6375-6404 [2016-01967]

Agencies

[Federal Register Volume 81, Number 24 (Friday, February 5, 2016)]
[Notices]
[Pages 6375-6404]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-01967]



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Vol. 81

Friday,

No. 24

February 5, 2016

Part III





Department of Commerce





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National Oceanic and Atmospheric Administration





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Takes of Marine Mammals Incidental to Specified Activities; Taking 
Marine Mammals Incidental to Geophysical and Geotechnical Survey in 
Cook Inlet, Alaska; Notices

Federal Register / Vol. 81 , No. 24 / Friday, February 5, 2016 / 
Notices

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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XE403


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Geophysical and Geotechnical Survey 
in Cook Inlet, Alaska

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments.

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SUMMARY: NMFS has received an application from ExxonMobil Alaska LNG 
LLC (EMALL) for an Incidental Harassment Authorization (IHA) to take 
marine mammals, by harassment, incidental to a geophysical and 
geotechnical survey in Cook Inlet, Alaska. This action is proposed to 
occur for 16 weeks. Pursuant to the Marine Mammal Protection Act 
(MMPA), NMFS is requesting comments on its proposal to issue an IHA to 
EMALL to incidentally take, by Level B Harassment only, marine mammals 
during the specified activity.

DATES: Comments and information must be received no later than March 7, 
2016.

ADDRESSES: Comments on the application should be addressed to Jolie 
Harrison, Chief, Permits and Conservation Division, Office of Protected 
Resources, National Marine Fisheries Service, 1315 East-West Highway, 
Silver Spring, MD 20910. The mailbox address for providing email 
comments is itp.young@noaa.gov. Comments sent via email, including all 
attachments, must not exceed a 25-megabyte file size. NMFS is not 
responsible for comments sent to addresses other than those provided 
here.
    Instructions: All comments received are a part of the public record 
and will generally be posted to https://www.nmfs.noaa.gov/pr/permits/incidental.htm without change. All Personal Identifying Information 
(for example, name, address, etc.) voluntarily submitted by the 
commenter may be publicly accessible. Do not submit Confidential 
Business Information or otherwise sensitive or protected information.
    An electronic copy of the application may be obtained by writing to 
the address specified above, telephoning the contact listed below (see 
FOR FURTHER INFORMATION CONTACT), or visiting the internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. The following associated 
documents are also available at the same internet address: Draft 
Environmental Assessment.

FOR FURTHER INFORMATION CONTACT: Sara Young, Office of Protected 
Resources, NMFS, (301) 427-8484.

SUPPLEMENTARY INFORMATION:

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce to allow, upon request, the 
incidental, but not intentional, taking of small numbers of marine 
mammals by U.S. citizens who engage in a specified activity (other than 
commercial fishing) within a specified geographical region if certain 
findings are made and either regulations are issued or, if the taking 
is limited to harassment, a notice of a proposed authorization is 
provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103 
as ``an impact resulting from the specified activity that cannot be 
reasonably expected to, and is not reasonably likely to, adversely 
affect the species or stock through effects on annual rates of 
recruitment or survival.''
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild [Level A harassment]; or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering [Level B harassment].

Summary of Request

    On October 5, 2015, NMFS received an application from EMALL for the 
taking of marine mammals incidental to a geotechnical and geophysical 
survey in Cook Inlet, Alaska. NMFS determined that the application was 
adequate and complete on December 22, 2015.
    EMALL proposes to conduct a geophysical and geotechnical survey in 
Cook Inlet to investigate the technical suitability of a pipeline study 
corridor across Cook Inlet and potential marine terminal locations near 
Nikiski. The proposed activity would occur for 16 weeks during the 2016 
open water season beginning on March 1, 2016. The following specific 
aspects of the proposed activities are likely to result in the take of 
marine mammals: Use of a seismic airgun, sub-bottom profiler (chirp and 
boomer), and a vibracore. Take, by Level B Harassment only, of 
individuals of four species of marine mammals is anticipated to result 
from the specified activities.
    EMALL received an Authorization for 2015 to conduct a similar suite 
of activities using the same technologies. The Authorization was issued 
for 84 days beginning August 14, 2015 (80 FR 50989).

Description of the Specified Activity

Overview

    The planned geophysical surveys involve remote sensors including 
single beam echo sounder, multibeam echo sounder, sub-bottom profiler 
(chirp and boomer), 0.983 L (60 in\3\) airgun array, side scan sonar, 
geophysical resistivity meters, and magnetometer to characterize the 
bottom surface and subsurface. The planned shallow geotechnical 
investigations include vibracoring, sediment grab sampling, and piezo-
cone penetration testing (PCPT) to directly evaluate seabed features 
and soil conditions. Geotechnical borings are planned at potential 
shoreline crossings and in the terminal boring subarea within the 
Marine Terminal survey area, and will be used to collect information on 
the mechanical properties of in-situ soils to support feasibility 
studies for construction crossing techniques and decisions on siting 
and design of pilings, dolphins, and other marine structures. 
Geophysical resistivity imaging will be conducted at the potential 
shoreline crossings. Shear wave velocity profiles (downhole geophysics) 
will be conducted within some of the boreholes. Further details of the 
planned operations are provided below.

Dates and Duration

    EMALL expects operations to occur 102 days during the 2016 open-
water season between March 2016 and November 2016. Operations in the 
pipeline survey area would occur for approximately 46 days, and 
operations in the marine facilities survey area and

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LNG carrier (LNGC) approach survey area would occur for a total of 
approximately 56 days. Approximately 100 km (62 mi) of transect line 
(the linear distance traveled by the survey vessel) would be surveyed 
on an average day. The use of an air gun from a stationary platform 
would occur over an estimated 24 days in the marine facilities survey 
area. Vibracoring would occur approximately 120 times (estimated 60 
days) during the 2016 open-water season between March 2016 and November 
2016. It is expected that on average, two vibracores would be conducted 
each day depending on tides and currents, with the sound source 
operating for a few minutes each time the equipment is deployed. The 
survey days may not be consecutive, given operational limitations 
including but not limited to tides, currents, hours of daylight, vessel 
resupply, personnel fatigue days, weather, and simultaneous operations. 
The activities would be scheduled in such a manner as to minimize 
potential effects to marine mammals, subsistence activities, and other 
users of the Cook Inlet. EMALL will engage with NMFS should the program 
require additional time to complete.

Specified Geographic Region

    Three separate areas will be surveyed in Cook Inlet. The survey 
areas are shown in Figure 1 of the application. The survey areas were 
sized to provide siting flexibility for future infrastructure to avoid 
existing hazards.
    The pipeline survey area (Figure 2 in the application) extends in 
the marine waters of Cook Inlet from the northwest shoreline of Upper 
Cook Inlet near the communities of Tyonek and Beluga to the southeast 
shoreline of Upper Cook Inlet near Boulder Point on the Kenai 
Peninsula. This survey area is approximately 47 km (29 mi) in length 
and averages approximately 16 km (10 mi) wide. The pipeline survey area 
is 795 km\2\ (307 mi\2\).
    The marine facilities survey area and LNGC approach survey areas 
(Figure 3 in the application) are located in the marine waters of Cook 
Inlet near the eastern shoreline of what is defined as the northern 
region of Lower Cook Inlet, south of the Forelands and adjacent to 
Nikiski on the Kenai Peninsula. The marine facilities survey area 
encompasses 109 km\2\ (42 mi\2\) and the LNGC approach survey area 
encompasses 79 km\2\ (30 mi\2\).
    In the LNGC approach survey area, the chirp and boomer sub-bottom 
profilers will be operated simultaneously. The marine facilities survey 
area will be surveyed twice: Once with the chirp and boomer sub-bottom 
profilers operated simultaneously, and once with the air gun and chirp 
subbottom profiler operated simultaneously. The pipeline survey area 
will also be surveyed twice: Once with the chirp and boomer sub-bottom 
profilers operated simultaneously and once with the boomer sub-bottom 
profiler and air gun operated simultaneously. Use of an air gun from a 
stationary platform will be conducted only in the marine facilities 
survey area. Vibracoring may be conducted throughout all of the survey 
areas.

Detailed Description of Activities

    The details of this activity are broken down into two categories 
for further description and analysis: Geophysical surveys and 
geotechnical surveys.

Geophysical Surveys

    The types of acoustical geophysical equipment planned for use in 
the Cook Inlet 2016 G&G Program are indicated in Table 1 in the 
application. The equipment includes: Sub-bottom profilers (chirp and 
boomer), 0.983 L (60 in\3\) airgun, and vibracore.
    Downhole geophysics is included in the table as a sound source, but 
is not considered further in this assessment as the energy source will 
not generate significant sound energy within the water column since the 
equipment will be located downhole within the geotechnical boreholes. 
The transmitter (source) and receiver are both housed within the same 
probe or tool that is lowered into the hole on a wireline. The 
suspension log transmitter is an electromechanical device. It consists 
of a metallic barrel (the hammer) disposed horizontally in the tool and 
actuated by an electromagnet (solenoid) to hit the inside of tool body 
(the plate). The fundamental H1 mode is at about 4.5 KHz, and H2 is at 
9 KHz. An extra resonance (unknown) mode is also present at about 15 
Khz. An analysis performed to estimate the expected sound level of the 
proposed borehole logging equipment scaled the sound produced by a 
steel pile driven by a hammer (given that both are cylindrical noise 
sources and produce impulsive sounds) and concluded that the sound 
level produced at 25 m by the borehole logging equipment would be less 
than 142 dB. This is not considering the confining effect of the 
borehole which would lower the sound level even further (I&R, 2015).
    The other types of geophysical equipment proposed for the 2015 
program will generate impulsive sound in the water column and are 
described below Information on the acoustic characteristics of 
geophysical and geotechnical sound sources is also summarized in Table 
2 in the application, followed by a corresponding description of each 
piece of equipment to be used.

Sub-Bottom Profiler--Chirp

    The chirp sub-bottom profiler planned for use in this program is a 
precisely controlled ``chirp'' system that emits high-energy sounds 
with a resolution of one millisecond (ms) and is used to penetrate and 
profile the shallow sediments near the sea floor. At operating 
frequencies of 2 to 16 kHz (Table 2 in application), this system will 
be operating at the lower end of the hearing range of beluga whales and 
well below the most sensitive hearing range of beluga whales (45-80 
kHz, Castellote et al. 2014), killer whales (18-42 kHz; Szymanski et 
al. 1999) and harbor porpoises (16-140 kHz; Kastelein et al. 2002). The 
source level is estimated at 202 dB re 1 [mu]Pa-m (rms). The beam width 
is 24 degrees and pointed downward. The chirp will be used in 
combination with the boomer, and separately in combination with the air 
gun.

Sub-Bottom Profiler--Boomer

    A boomer sub-bottom profiling system with a penetration depth of up 
to 600 ms and resolution of 2 to 10 ms will be used to penetrate and 
profile the Cook Inlet sediments to an intermediate depth. The system 
will be towed behind the vessel. With a sound energy source level of 
about 205 dB re 1 [mu]Pa-m (rms) at frequencies of 0.5 to 6 kHz (Table 
2 in application), most of the sound energy generated by the boomer 
will be at frequencies that are well below peak hearing sensitivities 
of beluga whales (45-80 kHz; Castellote et al. 2014), but would still 
be detectable by these animals. The boomer is pointed downward but the 
equipment is omni-directional so the physical orientation is 
irrelevant.

Airgun

    A 0.983 L (60 in\3\) airgun or airgun array of equal or lesser 
volume will be used to gather high resolution profiling at greater 
depths below the seafloor. The published source level from Sercel (the 
manufacturer) for a 0.983 L (60 in\3\) airgun is 216 dB re 1 [mu]Pa-m 
(equating to about 206 dB re 1 [mu]Pa-m (rms). These airguns typically 
produce sound levels at frequencies of less than 1 kHz (Richardson et 
al. 1995, Zykov and Carr 2012), or below the most sensitive hearing of 
beluga whales (45-80 kHz; Castellote et al. 2014), but within the

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functional hearing of these animals (>75 Hz; Southall et al. 2007). The 
airgun will only be used during geophysical surveys conducted in the 
Marine Facilities area (Lower Inlet).

Geotechnical Surveys

Shallow Geotechnical Investigations--Vibracores
    Vibracoring is conducted to obtain cores of the seafloor sediment 
from the surface down to a depth of about 6.1 m (20 ft). The cores are 
later analyzed in the laboratory for moisture, organic and carbonate 
content, shear strength, and grain size. Vibracore samplers consist of 
a 10-cm (4.0-in) diameter core barrel and a vibratory driving mechanism 
mounted on a four-legged frame, which is lowered to the seafloor. The 
electric motor driving mechanism oscillates the core barrel into the 
sediment where a core sample is then extracted. The duration of the 
operation varies with substrate type, but generally the sound source 
(driving mechanism) is operable for only the one or two minutes it 
takes to complete the 6.1-m (20-ft) bore and the entire setup process 
often takes less than one hour.
    Chorney et al. (2011) conducted sound measurements on an operating 
vibracorer in Alaska and found that it emitted a sound pressure level 
at 1-m source of 187.4 dB re 1 [mu]Pa-m (rms), with a frequency range 
of between 10 Hz and 20 kHz (Table 2). Vibracoring will result in the 
largest zone of influence (ZOI; area ensonified by sound energy greater 
than the 120 dB threshold) among the continuous sound sources. 
Vibracoring would also have a very small effect on the benthic habitat. 
Vibracoring will be conducted approximately 120 times over 60 days.
    Because of the very brief duration within a day (each event lasting 
1 or 2-minute periods) of this continuous, non-impulsive sound, 
combined with the small number of days the source will be used overall, 
NMFS does not believe that the vibracore operations will result in the 
take of marine mammals. However, because the applicant requested take 
from this source and included a quantitative analysis in their 
application, that analysis will be included here for reference and 
opportunity for public comment.

Vessels

    Vessels used in the program will be approximately 15-42 m (50-140 
ft) in length and 4.5-15 m (15-50 ft) in width (beam) with 
approximately 750-1500 horsepower. When used in combination, the air 
gun and chirp and boomer sub-bottom profilers will typically be 
deployed from the same survey vessel. Vibracoring may be conducted from 
a separate survey vessel. The air gun may also be used from a 
stationary platform or barge.

Description of Marine Mammals in the Area of the Specified Activity

    Marine mammals that regularly inhabit upper Cook Inlet and Nikiski 
activity areas are the beluga whale (Delphinapterus leucas), harbor 
porpoise (Phocoena phocoena), and harbor seal (Phoca vitulina) (Table 
6). However, these species are found there in relatively low numbers, 
and generally only during the summer fish runs (Nemeth et al. 2007, 
Boveng et al. 2012). Killer whales (Orcinus orca) are occasionally 
observed in upper Cook Inlet where they have been observed attempting 
to prey on beluga whales (Shelden et al. 2003). Based on a number of 
factors, Shelden et al. (2003) concluded that the killer whales found 
in upper Cook Inlet to date are the transient type, while resident 
types occasionally enter lower Cook Inlet. Marine mammals occasionally 
found in lower Cook Inlet include humpback whales (Megaptera 
novaeangliae), gray whales (Eschrichtius robustus), minke whales 
(Balaenoptera acutorostrata), Dall's porpoise (Phocoena dalli), and 
Steller sea lion (Eumetopias jubatus). Background information of 
species found in Upper Cook Inlet is detailed in Table 1 below.

                          Table 1--Marine Mammals Inhabiting the Cook Inlet Action Area
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                                                                            Stock abundance        Relative
                                                           ESA/MMPA         (CV, Nmin, most   occurrence in Cook
             Species                     Stock            status\1\;       recent abundance    Inlet; season of
                                                       strategic  (Y/N)       survey) \2\         occurrence
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Killer whale....................  Alaska Resident...  -;N...............  2,347 (N/A; 2,084;  Occasionally
                                  Alaska Transient..  -:N...............   2009).              sighted in Lower
                                                                          345 (N/A; 303;       Cook Inlet.
                                                                           2003).
Beluga whale....................  Cook Inlet........  E/D;Y.............  312 (0.10; 280;     Use upper Inlet in
                                                                           2012).              summer and lower
                                                                                               in winter:
                                                                                               Annual.
Harbor porpoise.................  Gulf of Alaska....  -;Y...............  31,046 (0.214;      Widespread in the
                                                                           25,987; 1998).      Inlet: Annual
                                                                                               (less in winter).
Harbor seal.....................  Cook Inlet/         -;N...............  22,900 (0.053;      Frequently found
                                   Shelikof.                               21,896; 2006).      in upper and
                                                                                               lower inlet;
                                                                                               annual (more in
                                                                                               northern Inlet in
                                                                                               summer).
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\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species
  is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one
  for which the level of direct human-caused mortality exceeds PBR (see footnote 3) or which is determined to be
  declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not
  applicable. For certain stocks, abundance estimates are actual counts of animals and there is no associated
  CV. The most recent abundance survey that is reflected in the abundance estimate is presented; there may be
  more recent surveys that have not yet been incorporated into the estimate.

Beluga Whale (Delphinapterus leucas)

    The Cook Inlet beluga whale Distinct Population Segment (DPS) is a 
small geographically isolated population that is separated from other 
beluga populations by the Alaska Peninsula. The population is 
genetically (mtDNA) distinct from other Alaska populations, suggesting 
that the Peninsula is an effective barrier to genetic exchange 
(O'Corry-Crowe et al. 1997) and that these whales may have been 
separated from other stocks at least since the last ice age. Laidre et 
al. (2000) examined data from over 20 marine mammal surveys conducted 
in the northern Gulf of Alaska and found that sightings of belugas 
outside Cook Inlet were exceedingly rare, and these were composed of a 
few stragglers from the Cook Inlet DPS observed at Kodiak Island, 
Prince William Sound, and Yakutat Bay. Several marine mammal surveys 
specific to Cook Inlet (Laidre et al. 2000, Speckman and Piatt 2000), 
including those that concentrated on beluga whales (Rugh et al. 2000, 
2005a),

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clearly indicate that this stock largely confines itself to Cook Inlet. 
There is no indication that these whales make forays into the Bering 
Sea where they might intermix with other Alaskan stocks.
    The Cook Inlet beluga DPS was originally estimated at 1,300 whales 
in 1979 (Calkins 1989) and has been the focus of management concerns 
since experiencing a dramatic decline in the 1990s. Between 1994 and 
1998 the stock declined 47%, which has been attributed to 
overharvesting by subsistence hunting. During that period, subsistence 
hunting was estimated to have annually removed 10-15% of the 
population. Only five belugas have been harvested since 1999, yet the 
population has continued to decline (Allen and Angliss 2014), with the 
most recent estimate at only 312 animals (Allen and Angliss 2014). The 
NMFS listed the population as ``depleted'' in 2000 as a consequence of 
the decline, and as ``endangered'' under the ESA in 2008 when the 
population failed to recover following a moratorium on subsistence 
harvest. In April 2011, the NMFS designated critical habitat for the 
Cook Inlet beluga whale under the ESA (Figure 2 in the application).
    Prior to the decline, this DPS was believed to range throughout 
Cook Inlet and occasionally into Prince William Sound and Yakutat 
(Nemeth et al. 2007). However, the range has contracted coincident with 
the population reduction (Speckman and Piatt 2000). During the summer 
and fall, beluga whales are concentrated near the Susitna River mouth, 
Knik Arm, Turnagain Arm, and Chickaloon Bay (Nemeth et al. 2007) where 
they feed on migrating eulachon (Thaleichthys pacificus) and salmon 
(Onchorhynchus spp.) (Moore et al. 2000). The limits of Critical 
Habitat Area 1 reflect the summer distribution (Figure 4 in the 
application). During the winter, beluga whales concentrate in deeper 
waters in the mid-inlet to Kalgin Island, and in the shallow waters 
along the west shore of Cook Inlet to Kamishak Bay. The limits of 
Critical Habitat Area 2 reflect the winter distribution. Some whales 
may also winter in and near Kachemak Bay.
    Goetz et al. (2012) modeled beluga use in Cook Inlet based on the 
NMFS aerial surveys conducted between 1994 and 2008. The combined model 
results shown in Figure 3 in the application indicate a very clumped 
distribution of summering beluga whales, and that lower densities of 
belugas are expected to occur in most of the pipeline survey area (but 
not necessarily specific G&G survey locations; see Section 6.3 in the 
application) and the vicinity of the proposed Marine Terminal. However, 
Cook Inlet beluga whales begin moving into Knik Arm around August 15 
where they spend about a month feeding on Eagle River salmon. The area 
between Nikiski, Kenai, and Kalgin Island provides important wintering 
habitat for Cook Inlet beluga whales. Use of this area would be 
expected between fall and spring, with animals largely absent during 
the summer months when G&G surveys would occur (Goetz et al. 2012).

Killer Whale (Orcinus orca)

    Two different stocks of killer whales inhabit the Cook Inlet region 
of Alaska: The Alaska Resident Stock and the Gulf of Alaska, Aleutian 
Islands, Bering Sea Transient Stock (Allen and Angliss 2014). The 
Alaska Resident killer whale stock is estimated at 2,347 animals and 
occurs from Southeast Alaska to the Bering Sea (Allen and Angliss 
2014). Resident killer whales feed exclusively on fish and are 
genetically distinct from transient whales (Saulitis et al. 2000).
    The transient killer whales feed primarily on marine mammals 
(Saulitis et al. 2000). The transient population inhabiting the Gulf of 
Alaska shares mitochondrial DNA haplotypes with whales found along the 
Aleutian Islands and the Bering Sea, suggesting a common stock, 
although there appears to be some subpopulation genetic structuring 
occurring to suggest the gene flow between groups is limited (see Allen 
and Angliss 2014). For the three regions combined, the transient 
population has been estimated at 587 animals (Allen and Angliss 2014).
    Killer whales are occasionally observed in lower Cook Inlet, 
especially near Homer and Port Graham (Shelden et al. 2003, Rugh et al. 
2005a). The few whales that have been photographically identified in 
lower Cook Inlet belong to resident groups more commonly found in 
nearby Kenai Fjords and Prince William Sound (Shelden et al. 2003). 
Prior to the 1980s, killer whale sightings in upper Cook Inlet were 
very rare. During aerial surveys conducted between 1993 and 2004, 
killer whales were observed on only three flights, all in the Kachemak 
and English Bay area (Rugh et al. 2005a). However, anecdotal reports of 
killer whales feeding on belugas in upper Cook Inlet began increasing 
in the 1990s, possibly in response to declines in sea lion and harbor 
seal prey elsewhere (Shelden et al. 2003). These sporadic ventures of 
transient killer whales into beluga summering grounds have been 
implicated as a possible contributor to the decline of Cook Inlet 
belugas in the 1990s, although the number of confirmed mortalities from 
killer whales is small (Shelden et al. 2003). If killer whales were to 
venture into upper Cook Inlet in 2015, they might be encountered during 
the G&G Program.

Harbor Porpoise (Phocoena phocoena)

    Harbor porpoise are small (approximately 1.2 m [4 ft] in length), 
relatively inconspicuous toothed whales. The Gulf of Alaska Stock is 
distributed from Cape Suckling to Unimak Pass and was most recently 
estimated at 31,046 animals (Allen and Angliss 2014). They are found 
primarily in coastal waters less than 100 m (328 ft) deep (Hobbs and 
Waite 2010) where they feed on Pacific herring (Clupea pallasii), other 
schooling fishes, and cephalopods.
    Although they have been frequently observed during aerial surveys 
in Cook Inlet, most sightings of harbor porpoise are of single animals, 
and are concentrated at Chinitna and Tuxedni bays on the west side of 
lower Cook Inlet (Rugh et al. 2005a). Dahlheim et al. (2000) estimated 
the 1991 Cook Inlet-wide population at only 136 animals. Also, during 
marine mammal monitoring efforts conducted in upper Cook Inlet by 
Apache from 2012 to 2014, harbor porpoise represented less than 2% of 
all marine mammal sightings. However, they are one of the three marine 
mammals (besides belugas and harbor seals) regularly seen in upper Cook 
Inlet (Nemeth et al. 2007), especially during spring eulachon and 
summer salmon runs. Because harbor porpoise have been observed 
throughout Cook Inlet during the summer months, including mid-inlet 
waters, they represent species that might be encountered during G&G 
Program surveys in upper Cook Inlet.

Harbor Seal (Phoca vitulina)

    At over 150,000 animals state-wide (Allen and Angliss 2014), harbor 
seals are one of the more common marine mammal species in Alaskan 
waters. They are most commonly seen hauled out at tidal flats and rocky 
areas. Harbor seals feed largely on schooling fish such as Alaska 
Pollock, Pacific cod, salmon, Pacific herring, eulachon, and squid. 
Although harbor seals may make seasonal movements in response to prey, 
they are resident to Alaska and do not migrate.
    The Cook Inlet/Shelikof Stock, ranging from approximately Anchorage 
down along the south side of the Alaska Peninsula to Unimak Pass, has 
been recently estimated at a stable 22,900 (Allen and Angliss 2014). 
Large numbers concentrate at the river mouths and embayments of lower 
Cook Inlet,

[[Page 6380]]

including the Fox River mouth in Kachemak Bay (Rugh et al. 2005a). 
Montgomery et al. (2007) recorded over 200 haulout sites in lower Cook 
Inlet alone. However, only a few dozen to a couple hundred seals 
seasonally occur in upper Cook Inlet (Rugh et al. 2005a), mostly at the 
mouth of the Susitna River where their numbers vary with the spring 
eulachon and summer salmon runs (Nemeth et al. 2007, Boveng et al. 
2012). Review of NMFS aerial survey data collected from 1993-2012 
(Shelden et al. 2013) finds that the annual high counts of seals hauled 
out in Cook Inlet ranged from about 100-380, with most of these animals 
hauling out at the mouths of the Theodore and Lewis Rivers. There are 
certainly thousands of harbor seals occurring in lower Cook Inlet, but 
no references have been found showing more than about 400 harbor seals 
occurring seasonally in upper Cook Inlet. In 2012, up to 100 harbor 
seals were observed hauled out at the mouths of the Theodore and Lewis 
rivers (located about 16 km [10 mi] northeast of the pipeline survey 
area) during monitoring activity associated with Apache's 2012 Cook 
Inlet seismic program, and harbor seals constituted 60 percent of all 
marine mammal sightings by Apache observers during 2012 to 2014 survey 
and monitoring efforts (L. Parker, Apache, pers. comm.). Montgomery et 
al. (2007) also found that seals elsewhere in Cook Inlet move in 
response to local steelhead (Onchorhynchus mykiss) and salmon runs. 
Harbor seals may be encountered during G&G surveys in Cook Inlet.

Humpback Whale (Megaptera novaeangliae)

    Although there is considerable distributional overlap in the 
humpback whale stocks that use Alaska, the whales seasonally found in 
lower Cook Inlet are probably of the Central North Pacific stock. 
Listed as endangered under the ESA, this stock has recently been 
estimated at 7,469, with the portion of the stock that feeds in the 
Gulf of Alaska estimated at 2,845 animals (Allen and Angliss 2014). The 
Central North Pacific stock winters in Hawaii and summers from British 
Columbia to the Aleutian Islands (Calambokidis et al. 1997), including 
Cook Inlet.
    Humpback use of Cook Inlet is largely confined to lower Cook Inlet. 
They have been regularly seen near Kachemak Bay during the summer 
months (Rugh et al. 2005a), and there is a whale-watching venture in 
Homer capitalizing on this seasonal event. There are anecdotal 
observations of humpback whales as far north as Anchor Point, with 
recent summer observations extending to Cape Starichkof (Owl Ridge 
2014). Because of the southern distribution of humpbacks in Cook Inlet, 
it is unlikely that they will be encountered during this activity in 
close enough proximity to cause Level B harassment. Therefore, no take 
is authorized for humpback whales.

Gray Whale (Eschrichtius robustus)

    Each spring, the Eastern North Pacific stock of gray whale migrates 
8,000 kilometers (5,000 miles) northward from breeding lagoons in Baja 
California to feeding grounds in the Bering and Chukchi seas, reversing 
their travel again in the fall (Rice and Wolman 1971). Their migration 
route is for the most part coastal until they reach the feeding 
grounds. A small portion of whales do not annually complete the full 
circuit, as small numbers can be found in the summer feeding along the 
Oregon, Washington, British Columbia, and Alaskan coasts (Rice et al. 
1984, Moore et al. 2007).
    Human exploitation reduced this stock to an estimated ``few 
thousand'' animals (Jones and Schwartz 2002). However, by the late 
1980s, the stock was appearing to reach carrying capacity and estimated 
to be at 26,600 animals (Jones and Schwartz 2002). By 2002, that stock 
had been reduced to about 16,000 animals, especially following 
unusually high mortality events in 1999 and 2000 (Allen and Angliss 
2014). The stock has continued to grow since then and is currently 
estimated at 19,126 animals with a minimum estimate of 18,017 (Carretta 
et al. 2013).
    Most gray whales migrate past the mouth of Cook Inlet to and from 
northern feeding grounds. However, small numbers of summering gray 
whales have been noted by fisherman near Kachemak Bay and north of 
Anchor Point. Further, summering gray whales were seen offshore of Cape 
Starichkof by marine mammal observers monitoring Buccaneer's 
Cosmopolitan drilling program in 2013 (Owl Ridge 2014). Regardless, 
gray whales are not expected to be encountered in upper Cook Inlet, 
where the activity is concentrated, north of Kachemak Bay. Therefore, 
it is unlikely that they will be encountered during this activity in 
close enough proximity to cause Level B harassment and are not 
considered further in this final Authorization notice.

Minke Whale (Balaenoptera acutorostrata)

    Minke whales are the smallest of the rorqual group of baleen whales 
reaching lengths of up to 35 feet. They are also the most common of the 
baleen whales, although there are no population estimates for the North 
Pacific, although estimates have been made for some portions of Alaska. 
Zerbini et al. (2006) estimated the coastal population between Kenai 
Fjords and the Aleutian Islands at 1,233 animals.
    During Cook Inlet-wide aerial surveys conducted from 1993 to 2004, 
minke whales were encountered only twice (1998, 1999), both times off 
Anchor Point 16 miles northwest of Homer. Recently, several minke 
whales were recorded off Cape Starichkof in early summer 2013 during 
exploratory drilling conducted there (Owl Ridge 2014). There are no 
records north of Cape Starichkof, and this species is unlikely to be 
seen in upper Cook Inlet. There is little chance of encountering a 
minke whale during these activities. Therefore, no take of minke whales 
is authorized.

Dall's Porpoise (Phocoenoides dalli)

    Dall's porpoise are widely distributed throughout the North Pacific 
Ocean including Alaska, although they are not found in upper Cook Inlet 
and the shallower waters of the Bering, Chukchi, and Beaufort Seas 
(Allen and Angliss 2014). Compared to harbor porpoise, Dall's porpoise 
prefer the deep offshore and shelf slope waters. The Alaskan population 
has been estimated at 83,400 animals (Allen and Angliss 2014), making 
it one of the more common cetaceans in the state. Dall's porpoise have 
been observed in lower Cook Inlet, including Kachemak Bay and near 
Anchor Point (Owl Ridge 2014), but sightings there are rare. The 
concentration of sightings of Dall's porpoise in a southerly part of 
the Inlet suggest it is unlikely they will be encountered during 
EMALL's activities. Therefore, no take of Dall's porpoise is 
authorized.

Steller Sea Lion (Eumetopias jubatus)

    The Western Stock of the Steller sea lion is defined as all 
populations west of longitude 144[deg]W to the western end of the 
Aleutian Islands. The most recent estimate for this stock is 45,649 
animals (Allen and Angliss 2014), considerably less than that estimated 
140,000 animals in the 1950s (Merrick et al. 1987). Because of this 
dramatic decline, the stock was listed under the ESA as a threatened 
DPS in 1990, and relisted as endangered in 1997. Critical habitat was 
designated in 1993, and is defined as a 20-nautical-mile radius around 
all major rookeries and haulout sites. The 20-nautical-mile buffer was 
established based on telemetry data that indicated these sea lions 
concentrated their

[[Page 6381]]

summer foraging effort within this distance of rookeries and haul outs.
    Steller sea lions inhabit lower Cook Inlet, especially in the 
vicinity of Shaw Island and Elizabeth Island (Nagahut Rocks) haulout 
sites (Rugh et al. 2005a), but are rarely seen in upper Cook Inlet 
(Nemeth et al. 2007). Of the 42 Steller sea lion groups recorded during 
Cook Inlet aerial surveys between 1993 and 2004, none were recorded 
north of Anchor Point and only one in the vicinity of Kachemak Bay 
(Rugh et al. 2005a). Marine mammal observers associated with 
Buccaneer's drilling project off Cape Starichkof did observe seven 
Steller sea lions during the summer of 2013 (Owl Ridge 2014).
    The upper reaches of Cook Inlet may not provide adequate foraging 
conditions for sea lions for establishing a major haul out presence. 
Steller sea lions feed largely on walleye pollock, salmon and 
arrowtooth flounder during the summer, and walleye pollock and Pacific 
cod during the winter (Sinclair and Zeppelin 2002), none of which, 
except for salmon, are found in abundance in upper Cook Inlet (Nemeth 
et al. 2007). Steller sea lions are unlikely to be encountered during 
operations in upper Cook Inlet, as they are primarily encountered along 
the Kenai Peninsula, especially closer to Anchor Point. Therefore, no 
take of Steller sea lion is authorized.

Potential Effects of the Specified Activity on Marine Mammals

    This section includes a summary and discussion of the ways that 
components (seismic airgun operations, sub-bottom profiler chirper and 
boomer, vibracore) of the specified activity may impact marine mammals. 
The ``Estimated Take by Incidental Harassment'' section later in this 
document will include a quantitative analysis of the number of 
individuals that NMFS expects to be taken by this activity. The 
``Negligible Impact Analysis'' section will include the analysis of how 
this specific proposed activity would impact marine mammals and will 
consider the content of this section, the ``Estimated Take by 
Incidental Harassment'' section, the ``Mitigation'' section, and the 
``Anticipated Effects on Marine Mammal Habitat'' section to draw 
conclusions regarding the likely impacts of this activity on the 
reproductive success or survivorship of individuals and from that on 
the affected marine mammal populations or stocks.
    NMFS intends to provide a background of potential effects of 
EMALL's activities in this section. Operating active acoustic sources 
have the potential for adverse effects on marine mammals. The majority 
of anticipated impacts would be from the use of active acoustic 
sources.

Acoustic Impacts

    When considering the influence of various kinds of sound on the 
marine environment, it is necessary to understand that different kinds 
of marine life are sensitive to different frequencies of sound. Current 
data indicate that not all marine mammal species have equal hearing 
capabilities (Richardson et al., 1995; Southall et al., 1997; Wartzok 
and Ketten, 1999; Au and Hastings, 2008).
    Southall et al. (2007) designated ``Functional hearing groups'' for 
marine mammals based on available behavioral data; audiograms derived 
from auditory evoked potentials; anatomical modeling; and other data. 
Southall et al. (2007) also estimated the lower and upper frequencies 
of functional hearing for each group. However, animals are less 
sensitive to sounds at the outer edges of their functional hearing 
range and are more sensitive to a range of frequencies within the 
middle of their functional hearing range.
    The functional groups and the associated frequencies are:
     Low frequency cetaceans (13 species of mysticetes): 
Functional hearing estimates occur between approximately 7 Hertz (Hz) 
and 25 kHz (extended from 22 kHz based on data indicating that some 
mysticetes can hear above 22 kHz; Au et al., 2006; Lucifredi and Stein, 
2007; Ketten and Mountain, 2009; Tubelli et al., 2012);
     Mid-frequency cetaceans (32 species of dolphins, six 
species of larger toothed whales, and 19 species of beaked and 
bottlenose whales): Functional hearing estimates occur between 
approximately 150 Hz and 160 kHz;
     High-frequency cetaceans (eight species of true porpoises, 
six species of river dolphins, Kogia, the franciscana, and four species 
of cephalorhynchids): Functional hearing estimates occur between 
approximately 200 Hz and 180 kHz; and
     Pinnipeds in Water: Phocid (true seals) functional hearing 
estimates occur between approximately 75 Hz and 100 kHz (Hemila et al., 
2006; Mulsow et al., 2011; Reichmuth et al., 2013) and otariid (seals 
and sea lions) functional hearing estimates occur between approximately 
100 Hz to 40 kHz.
    As mentioned previously in this document, Cook Inlet beluga whales, 
harbor porpoise, killer whales, and harbor seals (3 odontocetes and 1 
phocid) would likely occur in the action area. Table 2 presents the 
classification of these species into their respective functional 
hearing group. NMFS consider a species' functional hearing group when 
analyzing the effects of exposure to sound on marine mammals.

 Table 2--Classification of Marine Mammals That Could Potentially Occur
 in the Proposed Activity Area in Cook Inlet, 2015 by Functional Hearing
                                  Group
                         [Southall et al., 2007]
------------------------------------------------------------------------
 
------------------------------------------------------------------------
Mid-Frequency Hearing Range...............  Beluga whale, killer whale.
High Frequency Hearing Range..............  Harbor porpoise.
Pinnipeds in Water Hearing Range..........  Harbor seal.
------------------------------------------------------------------------

1. Potential Effects of Airgun Sounds on Marine Mammals

    The effects of sounds from airgun operations might include one or 
more of the following: Tolerance, masking of natural sounds, behavioral 
disturbance, temporary or permanent impairment, or non-auditory 
physical or physiological effects (Richardson et al., 1995; Gordon et 
al., 2003; Nowacek et al., 2007; Southall et al., 2007). The effects of 
noise on marine mammals are highly variable, often depending on species 
and contextual factors (based on Richardson et al., 1995).
Tolerance
    Studies on marine mammals' tolerance to sound in the natural 
environment are relatively rare. Richardson et al. (1995) defined 
tolerance as the occurrence of marine mammals in areas where they are 
exposed to human activities or manmade noise. In many cases, tolerance 
develops by the animal habituating to the stimulus (i.e., the gradual 
waning of responses to a repeated or ongoing stimulus) (Richardson, et 
al., 1995), but because of ecological or physiological requirements, 
many marine animals may need to remain in areas where they are exposed 
to chronic stimuli (Richardson, et al., 1995).
    Numerous studies have shown that pulsed sounds from airguns are 
often readily detectable in the water at distances of many kilometers. 
Several studies have also shown that marine mammals at distances of 
more than a few kilometers from operating seismic vessels often show no 
apparent response. That is often true even in cases when the pulsed 
sounds must be readily audible to the animals based on measured 
received levels and the

[[Page 6382]]

hearing sensitivity of the marine mammal group. Although various baleen 
whales and toothed whales, and (less frequently) pinnipeds have been 
shown to react behaviorally to airgun pulses under some conditions, at 
other times marine mammals of all three types have shown no overt 
reactions (Stone, 2003; Stone and Tasker, 2006; Moulton et al. 2005, 
2006) and (MacLean and Koski, 2005; Bain and Williams, 2006).
    Weir (2008) observed marine mammal responses to seismic pulses from 
a 24 airgun array firing a total volume of either 5,085 in\3\ or 3,147 
in\3\ in Angolan waters between August 2004 and May 2005. Weir (2008) 
recorded a total of 207 sightings of humpback whales (n = 66), sperm 
whales (n = 124), and Atlantic spotted dolphins (n = 17) and reported 
that there were no significant differences in encounter rates 
(sightings per hour) for humpback and sperm whales according to the 
airgun array's operational status (i.e., active versus silent).
    Bain and Williams (2006) examined the effects of a large airgun 
array (maximum total discharge volume of 1,100 in\3\) on six species in 
shallow waters off British Columbia and Washington: harbor seal, 
California sea lion, Steller sea lion, gray whale, Dall's porpoise, and 
harbor porpoise. Harbor porpoises showed reactions at received levels 
less than 155 dB re: 1 [mu]Pa at a distance of greater than 70 km (43 
mi) from the seismic source (Bain and Williams, 2006). However, the 
tendency for greater responsiveness by harbor porpoise is consistent 
with their relative responsiveness to boat traffic and some other 
acoustic sources (Richardson, et al., 1995; Southall, et al., 2007). In 
contrast, the authors reported that gray whales seemed to tolerate 
exposures to sound up to approximately 170 dB re: 1 [mu]Pa (Bain and 
Williams, 2006) and Dall's porpoises occupied and tolerated areas 
receiving exposures of 170-180 dB re: 1 [mu]Pa (Bain and Williams, 
2006; Parsons, et al., 2009). The authors observed several gray whales 
that moved away from the airguns toward deeper water where sound levels 
were higher due to propagation effects resulting in higher noise 
exposures (Bain and Williams, 2006). However, it is unclear whether 
their movements reflected a response to the sounds (Bain and Williams, 
2006). Thus, the authors surmised that the lack of gray whale responses 
to higher received sound levels were ambiguous at best because one 
expects the species to be the most sensitive to the low-frequency sound 
emanating from the airguns (Bain and Williams, 2006).
    Pirotta et al. (2014) observed short-term responses of harbor 
porpoises to a two-dimensional (2-D) seismic survey in an enclosed bay 
in northeast Scotland which did not result in broad-scale displacement. 
The harbor porpoises that remained in the enclosed bay area reduced 
their buzzing activity by 15 percent during the seismic survey 
(Pirotta, et al., 2014). Thus, the authors suggest that animals exposed 
to anthropogenic disturbance may make trade-offs between perceived 
risks and the cost of leaving disturbed areas (Pirotta, et al., 2014).
Masking
    Marine mammals use acoustic signals for a variety of purposes, 
which differ among species, but include communication between 
individuals, navigation, foraging, reproduction, avoiding predators, 
and learning about their environment (Erbe and Farmer, 2000; Tyack, 
2000).
    The term masking refers to the inability of an animal to recognize 
the occurrence of an acoustic stimulus because of interference of 
another acoustic stimulus (Clark et al., 2009). Thus, masking is the 
obscuring of sounds of interest by other sounds, often at similar 
frequencies. It is a phenomenon that affects animals that are trying to 
receive acoustic information about their environment, including sounds 
from other members of their species, predators, prey, and sounds that 
allow them to orient in their environment. Masking these acoustic 
signals can disturb the behavior of individual animals, groups of 
animals, or entire populations in certain circumstances.
    Introduced underwater sound may, through masking, reduce the 
effective communication distance of a marine mammal species if the 
frequency of the source is close to that used as a signal by the marine 
mammal, and if the anthropogenic sound is present for a significant 
fraction of the time (Richardson et al., 1995).
    Marine mammals are thought to be able to compensate for masking by 
adjusting their acoustic behavior through shifting call frequencies, 
increasing call volume, and increasing vocalization rates. For example 
in one study, blue whales increased call rates when exposed to noise 
from seismic surveys in the St. Lawrence Estuary (Di Iorio and Clark, 
2010). Other studies reported that some North Atlantic right whales 
exposed to high shipping noise increased call frequency (Parks et al., 
2007) and some humpback whales responded to low-frequency active sonar 
playbacks by increasing song length (Miller et al., 2000). 
Additionally, beluga whales change their vocalizations in the presence 
of high background noise possibly to avoid masking calls (Au et al., 
1985; Lesage et al., 1999; Scheifele et al., 2005).
    Studies have shown that some baleen and toothed whales continue 
calling in the presence of seismic pulses, and some researchers have 
heard these calls between the seismic pulses (e.g., McDonald et al., 
1995; Greene et al., 1999; Nieukirk et al., 2004; Smultea et al., 2004; 
Holst et al., 2005a, 2005b, 2006; and Dunn and Hernandez, 2009).
    In contrast, Clark and Gagnon (2006) reported that fin whales in 
the northeast Pacific Ocean went silent for an extended period starting 
soon after the onset of a seismic survey in the area. Similarly, NMFS 
is aware of one report that observed sperm whales ceased calls when 
exposed to pulses from a very distant seismic ship (Bowles et al., 
1994). However, more recent studies have found that sperm whales 
continued calling in the presence of seismic pulses (Madsen et al., 
2002; Tyack et al., 2003; Smultea et al., 2004; Holst et al., 2006; and 
Jochens et al., 2008).
    Risch et al. (2012) documented reductions in humpback whale 
vocalizations in the Stellwagen Bank National Marine Sanctuary 
concurrent with transmissions of the Ocean Acoustic Waveguide Remote 
Sensing (OAWRS) low-frequency fish sensor system at distances of 200 km 
(124 mi) from the source. The recorded OAWRS produced series of 
frequency modulated pulses and the signal received levels ranged from 
88 to 110 dB re: 1 [mu]Pa (Risch, et al., 2012). The authors 
hypothesized that individuals did not leave the area but instead ceased 
singing and noted that the duration and frequency range of the OAWRS 
signals (a novel sound to the whales) were similar to those of natural 
humpback whale song components used during mating (Risch et al., 2012). 
Thus, the novelty of the sound to humpback whales in the study area 
provided a compelling contextual probability for the observed effects 
(Risch et al., 2012). However, the authors did not state or imply that 
these changes had long-term effects on individual animals or 
populations (Risch et al., 2012).
    Several studies have also reported hearing dolphins and porpoises 
calling while airguns were operating (e.g., Gordon et al., 2004; 
Smultea et al., 2004; Holst et al., 2005a, b; and Potter et al., 2007). 
The sounds important to small odontocetes are predominantly at much 
higher frequencies than the dominant components of airgun sounds, thus

[[Page 6383]]

limiting the potential for masking in those species.
    Although some degree of masking is inevitable when high levels of 
manmade broadband sounds are present in the sea, marine mammals have 
evolved systems and behavior that function to reduce the impacts of 
masking. Odontocete conspecifics may readily detect structured signals, 
such as the echolocation click sequences of small toothed whales even 
in the presence of strong background noise because their frequency 
content and temporal features usually differ strongly from those of the 
background noise (Au and Moore, 1988, 1990). The components of 
background noise that are similar in frequency to the sound signal in 
question primarily determine the degree of masking of that signal.
    Redundancy and context can also facilitate detection of weak 
signals. These phenomena may help marine mammals detect weak sounds in 
the presence of natural or manmade noise. Most masking studies in 
marine mammals present the test signal and the masking noise from the 
same direction. The sound localization abilities of marine mammals 
suggest that, if signal and noise come from different directions, 
masking would not be as severe as the usual types of masking studies 
might suggest (Richardson et al., 1995). The dominant background noise 
may be highly directional if it comes from a particular anthropogenic 
source such as a ship or industrial site. Directional hearing may 
significantly reduce the masking effects of these sounds by improving 
the effective signal-to-noise ratio. In the cases of higher frequency 
hearing by the bottlenose dolphin, beluga whale, and killer whale, 
empirical evidence confirms that masking depends strongly on the 
relative directions of arrival of sound signals and the masking noise 
(Penner et al., 1986; Dubrovskiy, 1990; Bain et al., 1993; Bain and 
Dahlheim, 1994). Toothed whales and probably other marine mammals as 
well, have additional capabilities besides directional hearing that can 
facilitate detection of sounds in the presence of background noise. 
There is evidence that some toothed whales can shift the dominant 
frequencies of their echolocation signals from a frequency range with a 
lot of ambient noise toward frequencies with less noise (Au et al., 
1974, 1985; Moore and Pawloski, 1990; Thomas and Turl, 1990; Romanenko 
and Kitain, 1992; Lesage et al., 1999). A few marine mammal species 
increase the source levels or alter the frequency of their calls in the 
presence of elevated sound levels (Dahlheim, 1987; Au, 1993; Lesage et 
al., 1993, 1999; Terhune, 1999; Foote et al., 2004; Parks et al., 2007, 
2009; Di Iorio and Clark, 2010; Holt et al., 2009).
    These data demonstrating adaptations for reduced masking pertain 
mainly to the very high frequency echolocation signals of toothed 
whales. There is less information about the existence of corresponding 
mechanisms at moderate or low frequencies or in other types of marine 
mammals. For example, Zaitseva et al. (1980) found that, for the 
bottlenose dolphin, the angular separation between a sound source and a 
masking noise source had little effect on the degree of masking when 
the sound frequency was 18 kHz, in contrast to the pronounced effect at 
higher frequencies. Studies have noted directional hearing at 
frequencies as low as 0.5-2 kHz in several marine mammals, including 
killer whales (Richardson et al., 1995a). This ability may be useful in 
reducing masking at these frequencies. In summary, high levels of sound 
generated by anthropogenic activities may act to mask the detection of 
weaker biologically important sounds by some marine mammals. This 
masking may be more prominent for lower frequencies. For higher 
frequencies, such as that used in echolocation by toothed whales, 
several mechanisms are available that may allow them to reduce the 
effects of such masking.
Behavioral Disturbance
    Marine mammals may behaviorally react to sound when exposed to 
anthropogenic noise. Reactions to sound, if any, depend on species, 
state of maturity, experience, current activity, reproductive state, 
time of day, and many other factors (Richardson et al., 1995; D'Spain & 
Wartzok, 2004; Southall et al., 2007; Weilgart, 2007).
    Types of behavioral reactions can include the following: Changing 
durations of surfacing and dives, number of blows per surfacing, or 
moving direction and/or speed; reduced/increased vocal activities; 
changing/cessation of certain behavioral activities (such as 
socializing or feeding); visible startle response or aggressive 
behavior (such as tail/fluke slapping or jaw clapping); avoidance of 
areas where noise sources are located; and/or flight responses (e.g., 
pinnipeds flushing into water from haulouts or rookeries).
    The biological significance of many of these behavioral 
disturbances is difficult to predict, especially if the detected 
disturbances appear minor. However, one could expect the consequences 
of behavioral modification to be biologically significant if the change 
affects growth, survival, and/or reproduction (e.g., Lusseau and 
Bejder, 2007; Weilgart, 2007). Examples of behavioral modifications 
that could impact growth, survival, or reproduction include:
     Drastic changes in diving/surfacing patterns (such as 
those associated with beaked whale stranding related to exposure to 
military mid-frequency tactical sonar);
     Permanent habitat abandonment due to loss of desirable 
acoustic environment; and
     Disruption of feeding or social interaction resulting in 
significant energetic costs, inhibited breeding, or cow-calf 
separation.
    The onset of behavioral disturbance from anthropogenic noise 
depends on both external factors (characteristics of noise sources and 
their paths) and the receiving animals (hearing, motivation, 
experience, demography) and is also difficult to predict (Richardson et 
al., 1995; Southall et al., 2007). Many studies have also shown that 
marine mammals at distances more than a few kilometers away often show 
no apparent response when exposed to seismic activities (e.g., Madsen & 
Mohl, 2000 for sperm whales; Malme et al., 1983, 1984 for gray whales; 
and Richardson et al., 1986 for bowhead whales). Other studies have 
shown that marine mammals continue important behaviors in the presence 
of seismic pulses (e.g., Dunn & Hernandez, 2009 for blue whales; Greene 
Jr. et al., 1999 for bowhead whales; Holst and Beland, 2010; Holst and 
Smultea, 2008; Holst et al., 2005; Nieukirk et al., 2004; Richardson, 
et al., 1986; Smultea et al., 2004).
    Baleen Whales: Studies have shown that underwater sounds from 
seismic activities are often readily detectable by baleen whales in the 
water at distances of many kilometers (Castellote et al., 2012 for fin 
whales).
    Observers have seen various species of Balaenoptera (blue, sei, 
fin, and minke whales) in areas ensonified by airgun pulses (Stone, 
2003; MacLean and Haley, 2004; Stone and Tasker, 2006), and have 
localized calls from blue and fin whales in areas with airgun 
operations (e.g., McDonald et al., 1995; Dunn and Hernandez, 2009; 
Castellote et al., 2010). Sightings by observers on seismic vessels off 
the United Kingdom from 1997 to 2000 suggest that, during times of good 
visibility, sighting rates for mysticetes (mainly fin and sei whales) 
were similar when large arrays of airguns were shooting versus silent 
(Stone, 2003; Stone and Tasker, 2006). However, these whales tended to 
exhibit

[[Page 6384]]

localized avoidance, remaining significantly further (on average) from 
the airgun array during seismic operations compared with non-seismic 
periods (Stone and Tasker, 2006).
    Ship-based monitoring studies of baleen whales (including blue, 
fin, sei, minke, and humpback whales) in the northwest Atlantic found 
that overall, this group had lower sighting rates during seismic versus 
non-seismic periods (Moulton and Holst, 2010). The authors observed 
that baleen whales as a group were significantly farther from the 
vessel during seismic compared with non-seismic periods. Moreover, the 
authors observed that the whales swam away more often from the 
operating seismic vessel (Moulton and Holst, 2010). Initial sightings 
of blue and minke whales were significantly farther from the vessel 
during seismic operations compared to non-seismic periods and the 
authors observed the same trend for fin whales (Moulton and Holst, 
2010). Also, the authors observed that minke whales most often swam 
away from the vessel when seismic operations were underway (Moulton and 
Holst, 2010).
    Toothed Whales: Few systematic data are available describing 
reactions of toothed whales to noise pulses. However, systematic work 
on sperm whales is underway (e.g., Gordon et al., 2006; Madsen et al., 
2006; Winsor and Mate, 2006; Jochens et al., 2008; Miller et al., 2009) 
and there is an increasing amount of information about responses of 
various odontocetes, including killer whales and belugas, to seismic 
surveys based on monitoring studies (e.g., Stone, 2003; Smultea et al., 
2004; Moulton and Miller, 2005; Bain and Williams, 2006; Holst et al., 
2006; Stone and Tasker, 2006; Potter et al., 2007; Hauser et al., 2008; 
Holst and Smultea, 2008; Weir, 2008; Barkaszi et al., 2009; Richardson 
et al., 2009; Moulton and Holst, 2010). Reactions of toothed whales to 
large arrays of airguns are variable and, at least for delphinids, seem 
to be confined to a smaller radius than has been observed for 
mysticetes.
    Observers stationed on seismic vessels operating off the United 
Kingdom from 1997-2000 have provided data on the occurrence and 
behavior of various toothed whales exposed to seismic pulses (Stone, 
2003; Gordon et al., 2004). The studies note that killer whales were 
significantly farther from large airgun arrays during periods of active 
airgun operations compared with periods of silence. The displacement of 
the median distance from the array was approximately 0.5 km (0.3 mi) or 
more. Killer whales also appear to be more tolerant of seismic shooting 
in deeper water (Stone, 2003; Gordon et al., 2004).
    The beluga may be a species that (at least in certain geographic 
areas) shows long-distance avoidance of seismic vessels. Aerial surveys 
during seismic operations in the southeastern Beaufort Sea recorded 
much lower sighting rates of beluga whales within 10-20 km (6.2-12.4 
mi) of an active seismic vessel. These results were consistent with the 
low number of beluga sightings reported by observers aboard the seismic 
vessel, suggesting that some belugas might have been avoiding the 
seismic operations at distances of 10-20 km (6.2-12.4 mi) (Miller et 
al., 2005).
Delphinids
    Seismic operators and protected species observers (observers) on 
seismic vessels regularly see dolphins and other small toothed whales 
near operating airgun arrays, but in general there is a tendency for 
most delphinids to show some avoidance of operating seismic vessels 
(e.g., Goold, 1996a,b,c; Calambokidis and Osmek, 1998; Stone, 2003; 
Moulton and Miller, 2005; Holst et al., 2006; Stone and Tasker, 2006; 
Weir, 2008; Richardson et al., 2009; Barkaszi et al., 2009; Moulton and 
Holst, 2010). Some dolphins seem to be attracted to the seismic vessel 
and floats, and some ride the bow wave of the seismic vessel even when 
large arrays of airguns are firing (e.g., Moulton and Miller, 2005). 
Nonetheless, there have been indications that small toothed whales 
sometimes move away or maintain a somewhat greater distance f
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