Fisheries of the Exclusive Economic Zone Off Alaska; Bycatch Management in the Bering Sea Pollock Fishery, 5681-5702 [2016-01890]
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Federal Register / Vol. 81, No. 22 / Wednesday, February 3, 2016 / Proposed Rules
actions which do not individually or
cumulatively have a significant effect on
the human environment. This proposed
rule simply promulgates the operating
regulations or procedures for
drawbridges. Normally such actions are
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review, under figure 2–1, paragraph
(32)(e), of the Instruction.
Under figure 2–1, paragraph (32)(e), of
the Instruction, an environmental
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exclusion determination are not
required for this rule. We seek any
comments or information that may lead
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environmental impact from this
proposed rule.
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List of Subjects in 33 CFR Part 117
Bridges.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 33 CFR part 117 as follows:
PART 117—DRAWBRIDGE
OPERATION REGULATIONS
1. The authority citation for part 117
continues to read as follows:
■
Authority: 33 U.S.C. 499; 33 CFR 1.05–1;
Department of Homeland Security Delegation
No. 0170.1.
2. Revise § 117.233(a) to read as
follows:
■
§ 117.233
Broad Creek.
(a) The draw of the Norfolk Southern
bridge at mile 8.0, at Laurel, need not
open for the passage of vessels.
*
*
*
*
*
Dated: January 14, 2016.
Stephen P. Metruck,
Rear Admiral, United States Coast Guard
Commander, Fifth Coast Guard District.
[FR Doc. 2016–01897 Filed 2–2–16; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 150629562–6025–01]
RIN 0648–BF25
Fisheries of the Exclusive Economic
Zone Off Alaska; Bycatch Management
in the Bering Sea Pollock Fishery
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS proposes regulations to
implement Amendment 110 to the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). If approved, Amendment 110
and this proposed rule would improve
the management of Chinook and chum
salmon bycatch in the Bering Sea
pollock fishery by creating a
comprehensive salmon bycatch
SUMMARY:
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avoidance program. This action is
necessary to minimize Chinook and
chum salmon bycatch in the Bering Sea
pollock fishery to the extent practicable
while maintaining the potential for the
full harvest of the pollock total
allowable catch within specified
prohibited species catch limits.
Amendment 110 is intended to promote
the goals and objectives of the
Magnuson-Stevens Fishery
Conservation and Management Act, the
FMP, and other applicable laws.
DATES: Comments must be received no
later than March 4, 2016.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2015–0081 of the following
methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20150081, click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
Glenn Merrill, Assistant Regional
Administrator, Sustainable Fisheries
Division, Alaska Region NMFS, Attn:
Ellen Sebastian. Mail comments to P.O.
Box 21668, Juneau, AK 99802–1668.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous).
Electronic copies of Amendment 110
and the Environmental Assessment/
Regulatory Impact Review/Initial
Regulatory Flexibility Analysis (EA/
RIR/IRFA) prepared for this action
(collectively the ‘‘Analysis’’) may be
obtained from www.regulations.gov.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this rule may
be submitted by mail to NMFS Alaska
Region, P.O. Box 21668, Juneau, AK
99802–1668, Attn: Ellen Sebastian,
Records Officer; in person at NMFS
Alaska Region, 709 West 9th Street,
Room 420A, Juneau, AK; and by email
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Federal Register / Vol. 81, No. 22 / Wednesday, February 3, 2016 / Proposed Rules
to OIRA_Submission@omb.eop.gov or
by fax to 202–395–5806.
FOR FURTHER INFORMATION CONTACT:
Gretchen Harrington or Alicia Miller,
907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fisheries in the
exclusive economic zone of the Bering
Sea and Aleutian Islands Management
Area (BSAI) under the FMP. The North
Pacific Fishery Management Council
(Council) prepared the FMP under the
authority of the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act), 16 U.S.C.
1801 et seq. Regulations governing U.S.
fisheries and implementing the FMP
appear at 50 CFR parts 600 and 679.
This proposed rule would implement
Amendment 110 to the FMP. The
Council has submitted Amendment 110
for review by the Secretary of
Commerce, and a Notice of Availability
(NOA) of this amendment was
published in the Federal Register on
January 8, 2016, with comments invited
through March 8, 2015 (81 FR 897).
Respondents do not need to submit the
same comments on both the NOA and
this proposed rule. All relevant written
comments received by the end of the
applicable comment period, whether
specifically directed to the FMP
amendment, this proposed rule, or both,
will be considered in the approval/
disapproval decision for Amendment
110 and addressed in the response to
comments in the final decision.
The following sections describe the
fisheries and the current management
programs that would be affected by
Amendment 110 and this proposed rule:
(1) The Bering Sea pollock fishery, (2)
salmon bycatch in the Bering Sea
pollock fishery, (3) importance of
salmon in western Alaska, (4)
management of salmon bycatch in the
Bering Sea and Aleutian Islands, (5)
objectives of and rationale for
Amendment 110 and this proposed rule,
(6) proposed salmon bycatch
management measures, (7) proposed
changes to monitoring and enforcement
requirements, and (8) other regulatory
changes in the proposed rule.
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The Bering Sea Pollock Fishery
Amendment 110 and this proposed
rule would apply to owners and
operators of catcher vessels, catcher/
processors, motherships, inshore
processors, and the six Western Alaska
Community Development Quota (CDQ)
Program groups participating in the
pollock (Gadus chalcogrammus) fishery
in the Bering Sea subarea of the BSAI.
Currently, pollock in the BSAI is
managed in three separate geographic
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units: The Bering Sea subarea, the
Aleutian Islands subarea, and the
Bogoslof District of the Bering Sea
subarea. Amendment 110 and this
proposed rule only apply to
management of the pollock fishery in
the Bering Sea subarea. Amendment 110
would not affect the management of
pollock fisheries in the Aleutian Islands
or the status of pollock fishing in the
Bogoslof District. Therefore, in this
proposed rule, the term ‘‘pollock
fishery’’ refers only to the Bering Sea
pollock fishery, unless otherwise
specified.
The pollock fishery is the largest
single species fishery, by volume, in the
United States. The wholesale gross
value of this fishery was more than
1.329 billion dollars in 2013, the most
recent year of complete wholesale value
data. The pollock fishery is managed
under the American Fisheries Act (AFA)
(16 U.S.C. 1851 note). In October 1998,
Congress enacted the AFA, which
‘‘rationalized’’ the pollock fishery by
identifying the vessels and processors
eligible to participate in the fishery and
allocating pollock among those eligible
participants. For more information on
the AFA, please see the final rule
implementing the AFA (67 FR 79692,
December 30, 2002).
Under the AFA, 10 percent of the
pollock total allowable catch (TAC) is
allocated to the CDQ Program. After the
CDQ Program allocation is subtracted,
an amount needed for the incidental
catch of pollock in other non-pollock
groundfish fisheries is subtracted from
the TAC. In 2015, the pollock TAC was
1,310,000 metric tons (mt). In 2015, the
CDQ allocation was 131,000 mt of
pollock and the incidental catch
allowance was 47,160 mt. The ‘‘directed
fishing allowance’’ is the remaining
amount of pollock, after subtraction of
the CDQ Program allocation and the
incidental catch allowance. The
directed fishing allowance is then
allocated among the AFA inshore sector
(50 percent), the AFA catcher/processor
sector (40 percent), and the AFA
mothership sector (10 percent).
Annually, NMFS further apportions the
pollock allocations to the CDQ Program
and the AFA sectors between two
seasons—40 percent to the A season
(January 20 to June 10) and 60 percent
to the B season (June 10 to November 1)
(see § 679.20(a)(5)(i)(B)(1)).
The allocation of pollock to the CDQ
sector is further allocated among the six
non-profit corporations (CDQ groups)
that represent the 65 communities
eligible for the CDQ Program under
section 305(i)(1)(D) of the MagnusonStevens Act. The current percentage
allocations of pollock among the six
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CDQ groups were approved by NMFS in
2005 based on recommendations from
the State of Alaska (State). These
percentage allocations are now the
required allocations of pollock among
the CDQ groups under section
305(i)(1)(B) of the Magnuson-Stevens
Act. More information about the
allocations of pollock, other groundfish,
crab, and prohibited species (including
Chinook salmon) among the six CDQ
groups is provided in the Federal
Register notice that described the effect
of the 2006 amendments to the
Magnuson-Stevens Act on CDQ Program
allocations (71 FR 51804, August 31,
2006).
CDQ groups typically sell or lease
their pollock allocations to harvesting
partners, including vessels owned, in
part, by the CDQ group. Although CDQ
groups are not required to partner with
AFA-permitted vessels to harvest CDQ
pollock, to date, the vessels harvesting
CDQ pollock have also been AFApermitted vessels. Specifically, the CDQ
pollock allocations have most often
been harvested by AFA catcher/
processors, and to a lesser extent, AFA
catcher vessels delivering to a
mothership. A relatively small amount
of CDQ pollock has been harvested by
AFA catcher vessels delivering to
inshore processing plants.
The AFA allows for the formation of
fishery cooperatives within the nonCDQ sectors. A purpose of these AFA
cooperatives is to further subdivide each
sector’s or inshore cooperative’s pollock
allocation among participants in the
sector or cooperative through private
contractual agreements. The
cooperatives manage these allocations to
ensure that individual vessels and
companies do not harvest more than
their agreed upon share. The
cooperatives also facilitate transfers of
pollock among the cooperative
members, enforce contract provisions,
and participate in an intercooperative
agreement to minimize non-Chinook
salmon bycatch and an incentive plan
agreement to minimize Chinook salmon
bycatch.
Each year, catcher vessels eligible to
deliver pollock to the seven eligible
AFA inshore processors may form
inshore cooperatives associated with a
particular inshore processor. NMFS
permits the inshore cooperatives,
allocates pollock to them, and manages
these allocations through a regulatory
prohibition against an inshore
cooperative exceeding its pollock
allocation. The amount of pollock
allocated to each inshore cooperative is
based on the member vessel’s pollock
catch history from 1995 through 1997,
as required under section 210(b) of the
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AFA (16 U.S.C. 1851 note). These
catcher vessels are not required to join
an inshore cooperative. Those that do
not join an inshore cooperative are
managed by NMFS under the ‘‘inshore
open access fishery.’’ For 2015, seven
inshore cooperatives have been formed
by AFA eligible inshore catcher vessels
and their partner inshore processors.
The AFA catcher/processor sector is
made up of the catcher/processors and
catcher vessels eligible under the AFA
to deliver to catcher/processors. Owners
of the catcher/processors that are listed
by name in the AFA and are still active
in the pollock fishery have formed a
cooperative called the Pollock
Conservation Cooperative (PCC).
Owners of the catcher vessels eligible to
deliver pollock to the catcher/processors
have formed a cooperative called the
High Seas Catcher’s Cooperative
(HSCC). Collectively, the AFA catcher/
processor sector operates as a single
entity and coordinates the harvesting of
its pollock allocation. All participants
that harvest pollock allocated to the
catcher/processor sector are members of
the two cooperatives, except for one
participant. Section 208(e)(21) of the
AFA expressly limits the amount of
harvest by the one participant in the
catcher/processor sector who is not a
member of a cooperative to 0.5 percent
of the TAC allocated to the catcher/
processor sector.
The AFA mothership sector is made
up of three motherships named in the
AFA that are eligible to receive and
process pollock harvested by catcher
vessels, and the catcher vessels eligible
under the AFA to deliver pollock to
these motherships. All catcher vessels
delivering to these three motherships
have formed a cooperative called the
Mothership Fleet Cooperative (MFC).
The primary purpose of the cooperative
is to sub-allocate the mothership sector
pollock allocation among the catcher
vessels authorized to harvest this
pollock and to manage these allocations.
The cooperatives control the harvest
by their member vessels so that the
pollock allocation to the sector is not
exceeded. However, NMFS monitors
pollock harvest by all members of the
catcher/processor sector and mothership
sector. NMFS retains the authority to
close directed fishing for pollock by a
sector if vessels in that sector continue
to fish once the sector’s seasonal
allocation of pollock has been
harvested.
Salmon Bycatch in the Bering Sea
Pollock Fishery
Pollock is harvested with fishing
vessels using trawl gear, which are large
nets towed through the water by the
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vessel. Pollock can occur in the same
locations as Chinook salmon and chum
salmon. Consequently, Chinook salmon
and chum salmon are incidentally
caught in the nets as fishermen target
pollock.
Section 3 of the Magnuson-Stevens
Act defines bycatch as fish that are
harvested in a fishery, which are not
sold or kept for personal use. Therefore,
Chinook salmon and chum salmon
caught in the pollock fishery are
considered bycatch under the
Magnuson-Stevens Act, the FMP, and
NMFS regulations at 50 CFR part 679.
Bycatch of any species, including
discard or other mortality caused by
fishing, is a concern of the Council and
NMFS. National Standard 9 and section
303(a)(11) of the Magnuson-Stevens Act
require the Council to select, and NMFS
to implement, conservation and
management measures that, to the
extent practicable, minimize bycatch
and bycatch mortality.
The bycatch of culturally and
economically valuable species like
Chinook salmon and chum salmon,
which are fully allocated and, in some
cases, facing conservation concerns, are
categorized as prohibited species under
the FMP. They are the most regulated
and closely managed category of
bycatch in the groundfish fisheries off
Alaska, and specifically in the BS
pollock fishery. In addition to Pacific
salmon, other species including
steelhead trout, Pacific halibut, king
crab, Tanner crab, and Pacific herring
are classified as prohibited species in
the groundfish fisheries off Alaska. As a
prohibited species, fishermen must
avoid salmon bycatch and any salmon
caught must either be donated to the
Prohibited Species Donation (PSD)
Program (see regulations at § 679.26), or
returned to Federal waters as soon as is
practicable, with a minimum of injury,
after an observer has determined the
number of salmon and collected any
scientific data or biological samples.
The PSD Program was established to
reduce the amount of edible protein
discarded under prohibited species
catch (PSC) regulatory requirements (see
regulations § 679.21). One reason for
requiring the discard of prohibited
species is that some of the fish may live
if they are returned to the sea with a
minimum of injury and delay. However,
salmon caught incidentally in trawl nets
die as a result of that capture due to
damage they suffer within the nets. The
PSD Program allows permitted seafood
processors to retain salmon bycatch for
distribution to economically
disadvantaged individuals through taxexempt hunger relief organizations.
Section 4.5.6 of the Analysis provides
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additional detail on the PSD Program
and donations received and processed
through that program.
Chinook Salmon Bycatch
The pollock fishery catches more than
95 percent of the Chinook salmon taken
incidentally in the BSAI groundfish
fisheries, based on data from 1992
through 2014. However, the amount of
Chinook salmon bycatch taken by the
pollock fishery has declined since 2007.
From 1992 through 2001 the average
Chinook salmon bycatch in the pollock
fishery was 32,482 fish per year.
Bycatch increased substantially from
2002 through 2007, to an average of
74,067 Chinook salmon per year. A
historic high of approximately 122,000
Chinook salmon was taken in the
pollock fishery in 2007. However, since
2007 Chinook salmon bycatch declined
substantially to an average of 15,500
Chinook salmon per year from 2008 to
2014. The decline is most likely due to
a combination of factors, including
changes in abundance and distribution
of Chinook salmon and pollock, as well
as changes in fleet behavior to avoid
salmon bycatch.
In years of historically high Chinook
salmon bycatch in the pollock fishery
(2002 through 2007), the rate of Chinook
salmon bycatch averaged 52 Chinook
salmon per 1,000 tons of pollock
harvested. With so few salmon relative
to the large amount of pollock
harvested, Chinook salmon encounters
are difficult to predict or avoid. Vessellevel cooperation to share information
about areas of high Chinook salmon
encounter rates probably is the best tool
that the industry currently has to
quickly identify areas of high bycatch
and to avoid fishing there. However, it
will continue to be difficult to predict
when and where large amounts of
Chinook salmon bycatch will be
encountered by the pollock fleet,
primarily because of the current lack of
understanding of the biological and
oceanographic conditions that influence
the distribution and abundance of
salmon in the areas where the pollock
fishery occurs.
Chinook salmon taken in the pollock
fishery originate from river systems in
Alaska, the Pacific Northwest, and
Canada. Estimates vary from year to
year, but on average approximately 65
percent of the Chinook salmon bycatch
in the pollock fishery may be destined
for western Alaska. Western Alaska
includes the Bristol Bay, Kuskokwim,
Yukon, and Norton Sound areas.
Chinook salmon destined for elsewhere
in Alaska, the Pacific Northwest, and
Canada comprise approximately 28
percent of the bycatch. Section 3.4 of
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the Analysis provides additional
information about Chinook salmon
biology, distribution, and stock
assessments by river system or region
(see ADDRESSES).
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Chum Salmon Bycatch
The pollock fishery catches over 95
percent of the chum salmon taken
incidentally as bycatch in the BSAI
groundfish fisheries. The pollock fishery
catches chum salmon almost
exclusively in the B season (after June
10). The pollock fishery has caught large
numbers of chum, with a historic high
of approximately 700,000 chum salmon
taken in 2005. Since then, bycatch
levels in the pollock fishery have been
quite variable, ranging from a low of
13,280 chum salmon in 2010 to a high
of 309,646 chum salmon in 2006.
Average chum salmon bycatch from
2006 through to 2014 was 115,190 chum
salmon. In 2014, the pollock fishery
caught 219,428 chum salmon.
Genetic information indicates that the
majority of the chum salmon caught in
the pollock fishery are of Asian origin
(approximately 60 percent) while a
smaller percentage (approximately 21
percent) originate from aggregate
streams in western Alaska. Chum
salmon from elsewhere in Alaska, the
Pacific Northwest, and Canada comprise
the remaining percentage of the bycatch
(approximately 19 percent). While the
genetics cannot differentiate hatcheryorigin fish from wild Asian chum
salmon, given the high proportion of
Pacific Rim hatchery-released chum
from Japan, much of the Asian origin
chum observed in the bycatch is likely
to be of Asian hatchery-origin. Alaska
chum salmon runs have indicated a
history of volatility in run sizes, and
chum salmon stocks in Alaska are
generally at higher levels of abundance
than historical periods. Section 3.4 of
the Analysis provides additional
information about chum salmon
biology, distribution, and stock
assessments by river system or region
(see ADDRESSES).
Importance of Salmon in Western
Alaska
The Council and NMFS have been
concerned about the potential impact of
Chinook and chum salmon bycatch on
returns to western Alaska given the
relatively large proportion of bycatch
from these river systems that occurs in
the pollock fishery. Chinook salmon and
chum salmon destined for western
Alaska support commercial,
subsistence, sport, and personal use
fisheries. The Alaska Board of Fisheries
adopts regulations through a public
process to conserve salmon and to
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allocate salmon to the various users.
The State of Alaska Department of Fish
and Game manages the salmon
commercial, subsistence, sport, and
personal use fisheries. The first
management priority is to meet
spawning escapement goals to sustain
salmon resources for future generations.
The next priority is for subsistence use
under both State and Federal law.
Salmon is a primary subsistence food in
some areas. Subsistence fisheries
management includes coordination with
U.S. Federal agencies where Federal
rules apply under the Alaska National
Interest Lands Conservation Act.
Section 3.4 of the Analysis provides a
detailed description of the State and
Federal management process. Appendix
A–4 of the Analysis provides an
overview of the importance of
subsistence salmon harvests and
commercial salmon harvests.
Management of Salmon Bycatch in the
Bering Sea and Aleutian Islands (BSAI)
Over the last 20 years, the Council
and NMFS have adopted and
implemented several management
measures to limit salmon bycatch in the
BSAI trawl fisheries, and particularly in
the pollock fishery. Management
measures have focused on minimizing
Chinook salmon bycatch, chum salmon
bycatch, and non-Chinook salmon
bycatch. Non-Chinook bycatch is a
category that includes all salmon
species except Chinook salmon, but is
comprised predominantly of chum
salmon.
In 1994, the Chum Salmon Savings
Area in the eastern Bering Sea was
established by an emergency rule (59 FR
35476, July 12, 1994). This Chum
Salmon Savings Area corresponded to a
region of historically high chum salmon
bycatch compared to other areas in the
Bering Sea. The Council subsequently
recommended maintaining the Chum
Salmon Savings Area under
Amendment 35 to the FMP (60 FR
34904, July 5, 1995). Amendment 35
closed the Chum Salmon Savings Area
to all trawling from August 1 through
August 31 and established a 42,000 nonChinook salmon PSC limit for trawl
vessels operating in the Bering Sea. A
PSC limit is effectively a bycatch limit;
it constrains fishing once the amount of
PSC is reached. Amendment 35 also
established a separate Catcher Vessel
Operational Area. The Catcher Vessel
Operational Area corresponds to
another region in the eastern Bering Sea
where trawl catcher vessels had
historically been observed to have high
non-Chinook salmon (i.e., chum
salmon) bycatch. Under Amendment 35,
if the non-Chinook salmon PSC limit
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was caught in the Catcher Vessel
Operational Area between August 15
and October 14, NMFS prohibited
fishing with trawl gear for the remainder
of the period September 1 through
October 14 in the Chum Salmon Savings
Area. Figure 9 to part 679 shows the
Chum Salmon Savings Area and Catcher
Vessel Operational Area.
In 1995, NMFS also established the
Chinook Salmon Savings Area, which
was implemented under Amendment
21b to the FMP (60 FR 61215, November
29, 1995). The Chinook Salmon Savings
Area was established based on historic
information regarding the location and
timing of Chinook salmon bycatch.
Regulations implementing Amendment
21b established annual PSC limits for
Chinook salmon and specific seasonal
no-trawling zones in the Chinook
Salmon Savings Area that would close
when the limits were reached. Once the
48,000 Chinook salmon PSC limit was
reached, these regulations prohibited
trawling in the Chinook Salmon Savings
Area through April 15.
In 2000, NMFS implemented
Amendment 58 to the FMP, which
reduced the Chinook Salmon Savings
Area PSC limit from 42,000 to 29,000
Chinook salmon, redefined the Chinook
Salmon Savings Area as two noncontiguous areas (Area 1 in the Aleutian
Islands subarea and Area 2 in the Bering
Sea subarea), and established new
closure periods (65 FR 60587, October
12, 2000).
In 2005, NMFS implemented
Amendment 82 to the FMP.
Amendment 82 established the Aleutian
Islands Chinook salmon PSC limit of
700 fish. If the limit is reached, NMFS
will close the directed pollock fishery in
the Aleutian Islands Chinook Salmon
Savings Area (70 FR 9856, March 1,
2005).
In 2007, NMFS implemented
Amendment 84 to the FMP to enhance
the effectiveness of salmon bycatch
measures. The Council and NMFS were
concerned that increases in Chinook
salmon and non-Chinook
(predominantly chum) salmon bycatch
in the pollock fishery were occurring
despite Chinook and chum salmon PSC
limits being reached and the closures of
the Chinook Salmon Savings Area and
Chum Salmon Savings Area (72 FR
61070, October 29, 2007). Amendment
84 exempted pollock vessels from
Chinook Salmon Savings Area and
Chum Salmon Savings Area closures if
they participate in an intercooperative
agreement (ICA) to reduce salmon
bycatch. Amendment 84 also exempted
vessels participating in non-pollock
trawl fisheries from Chum Salmon
Savings Area closures because these
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fisheries intercept minimal amounts of
salmon. In 2010, NMFS implemented
Amendment 91 to the FMP to manage
Chinook salmon bycatch in the pollock
fishery (75 FR 53026, August 30, 2010),
and to remove Chinook salmon from the
Amendment 84 regulations. However,
Amendment 84 continues to apply to
non-Chinook salmon bycatch.
The ICA allowed vessels participating
in the pollock fishery to use their
internal cooperative structure to reduce
Chinook salmon and non-Chinook
salmon bycatch using a method called
the voluntary rolling hotspot system.
Amendment 84 required that parties to
the ICA include the AFA cooperatives;
the six CDQ groups; at least one thirdparty group, including any
organizations representing western
Alaskans who depend on salmon and
have an interest in salmon bycatch
reduction but do not directly fish in a
groundfish fishery; and at least one
entity retained to facilitate bycatch
avoidance behavior and information
sharing. All AFA cooperatives and CDQ
groups participated in the ICA and
continue to do so to avoid incidentally
catching non-Chinook salmon.
Amendment 84 continues to exempt
vessels participating in the ICA from the
Chum Salmon Savings Area closure.
Closure of the Chum Salmon Savings
Area was designed to reduce the total
amount of chum salmon bycatch by
closing areas with historically high
levels of chum salmon bycatch. The ICA
operates in lieu of a fixed area closure,
and is required to identify and close
areas of high salmon bycatch and move
vessels to other areas.
Fishery participants provide the ICA
with real-time salmon bycatch
information and the ICA uses that
information to inform other fishery
participants to avoid areas of high nonChinook salmon bycatch rates. Using a
system specified in regulations, the ICA
assigns vessels in a cooperative to
certain tiers, based on bycatch rates of
vessels in that cooperative relative to a
base rate established in regulations, and
implements large area closures for
vessels in tiers associated with higher
bycatch rates. The ICA managers
monitor salmon bycatch in the pollock
fisheries and announce area closures for
areas with relatively high salmon
bycatch rates. Monitoring and
enforcement are accomplished through
private contractual arrangements. The
efficacy of voluntary closures and
bycatch reduction measures are reported
to the Council annually.
Amendment 91, as implemented in
2010 to manage Chinook salmon
bycatch in the pollock fishery (75 FR
53026, August 30, 2010), combined a
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limit on the amount of Chinook salmon
that may be caught incidentally with a
novel approach designed to minimize
bycatch to the extent practicable in all
years and prevent bycatch from reaching
the limit in most years, while providing
the fleet the flexibility to harvest the
pollock TAC. Amendment 91 removed
Chinook salmon from the Amendment
84 regulations, and established two
Chinook salmon PSC limits for the
pollock fishery—60,000 and 47,591
Chinook salmon. Under Amendment 91,
the PSC limit is 60,000 Chinook salmon
if some, or all, of the pollock fishery
participates in an industry-developed
contractual arrangement, called an
incentive plan agreement (IPA). An IPA
establishes an incentive program to
minimize bycatch at all levels of
Chinook salmon abundance.
Participation in an IPA is voluntary;
however, any vessel or CDQ group that
chooses not to participate in an IPA is
subject to a restrictive opt-out allocation
(also called a backstop cap). Since
Amendment 91 was implemented, all
AFA vessels have participated in an
IPA.
To ensure participants develop
effective IPAs, participants provide the
Council and NMFS an annual report
that describes the efforts each IPA is
taking to accomplish the intent of the
program that each vessel actively avoids
Chinook salmon at all times while
fishing for pollock and, collectively, that
bycatch is minimized in each year. The
IPA system is designed to be flexible,
responsive, and can be tailored by each
sector to fit its operational needs. The
IPAs impose rewards for avoiding
Chinook salmon bycatch or penalties for
failure to avoid Chinook salmon bycatch
at the vessel level. While the IPAs
provide an incentive to minimize
bycatch in all years to a level below the
limit, a limit of 60,000 Chinook salmon
provides the industry the flexibility to
harvest the pollock TAC in highencounter years when bycatch is
difficult to avoid.
Since implementation, all the
participants in the pollock fishery are
currently participating in IPA
agreements. There are three NMFSapproved IPA agreements currently in
place: the Inshore Chinook Salmon
Savings Incentive Plan Agreement, the
Mothership Salmon Savings Incentive
Plan Agreement, and the Catcher
Processor Chinook Salmon Bycatch
Reduction Incentive Plan and
Agreement. Section 2.1.2.3 of the
Analysis provides details on the features
of the current IPA agreements.
Under Amendment 91, if fishery
participants do not form any IPAs, the
47,591 Chinook salmon PSC limit
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applies rather than the 60,000 Chinook
salmon PSC limit. This PSC limit was
the approximate 10-year average of
Chinook salmon bycatch from 1997 to
2006, the years considered by the
Council and NMFS when developing
Amendment 91. The 47,591 Chinook
salmon PSC limit constrains Chinook
salmon bycatch in the pollock fishery if
no other incentives, namely the IPAs,
are operating to minimize bycatch
below this level.
Both the 60,000 and 47,591 Chinook
salmon PSC limits are apportioned
between the A and B seasons and
allocated to the AFA catcher/processor
sector, the AFA mothership sector, the
AFA inshore sector, and CDQ Program.
NMFS further allocates the AFA inshore
sector PSC among the inshore
cooperative and the CDQ Program PSC
among the CDQ groups. Chinook salmon
PSC allocations made to sectors, inshore
cooperatives, and the CDQ groups are
transferable. Transferability mitigates
the variation in the salmon encounter
rates among sectors, inshore
cooperatives, and CDQ groups, in a
given pollock season. It allows eligible
participants to obtain a larger portion of
the PSC allocation in order to harvest
their pollock allocation or to transfer
surplus PSC allocation to other entities.
When a Chinook salmon PSC allocation
is reached, the affected sector, inshore
cooperative, or CDQ group must stop
fishing for pollock for the remainder of
the season even if its pollock allocation
has not been fully harvested.
Amendment 91 also established a
performance standard as an additional
tool to ensure that the IPA is effective
and that the AFA sectors and the CDQ
Program do not fully harvest their
Chinook salmon PSC allocations under
the 60,000 Chinook salmon PSC limit in
most years. For an AFA sector or the
CDQ Program to continue to receive
Chinook salmon PSC allocations under
the 60,000 Chinook salmon PSC limit,
that AFA sector or the CDQ Program
may not exceed its annual threshold
amount in any three years within seven
consecutive years. If this performance
standard is not met, that AFA sector or
CDQ Program will permanently be
allocated a portion of the 47,591
Chinook salmon PSC limit. The risk of
bearing the potential adverse economic
impacts of a reduction from the 60,000
PSC limit to the 47,591 PSC limit
creates incentives for fishery
participants to cooperate in an effective
IPA.
Before each fishing year, NMFS
calculates each sector’s annual
threshold amount. If some, but not all,
members of a sector were to participate
in an IPA, NMFS would reduce that
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sector’s annual threshold amount by an
amount equal to the sum of each nonparticipating vessel’s portion of the
applicable performance standard. At the
end of each fishing year, NMFS
evaluates each sector’s annual bycatch
against that sector’s annual threshold
amount. Only the bycatch of vessels or
CDQ groups participating in an IPA
accrue against a sector’s annual
threshold amount. A sector’s annual
threshold amount does not change when
vessels from other sectors or entire
sectors opt out of an IPA or if another
sector exceeds its performance standard.
Additional information the provisions
of Amendment 91 are provided in the
final rule prepared for that action (75 FR
53026, August 30, 2010).
Objectives of and Rationale for
Amendment 110 and This Proposed
Rule
In April 2015, the Council adopted
Amendment 110. The objective of
Amendment 110 and this proposed rule
is to create a comprehensive salmon
bycatch avoidance program that would
work more effectively than the current
salmon bycatch programs to avoid
Chinook salmon bycatch and Alaskaorigin chum salmon bycatch. The
Council’s action is designed to consider
the importance of continued production
of critical chum salmon runs in western
Alaska by focusing on bycatch
avoidance of Alaskan chum salmon
runs. These runs have a history of
volatility in run sizes, and are of historic
importance in the subsistence lifestyle
of Alaskans. Additional protections to
other chum stocks outside of Alaska are
embedded in the Council’s objective to
avoid the high bycatch of chum salmon
overall, recognizing that most nonAlaska chum salmon are likely from
Asian hatcheries.
The Council recognized that the chum
salmon bycatch reduction program
under Amendment 84 does not meet the
Council’s objective for the pollock
fishery to effectively avoid both
Chinook salmon and chum salmon
bycatch. Amendment 84 did not provide
the flexibility necessary to avoid
Chinook salmon when fishermen
encountered both species, avoid Alaska
chum salmon stocks, or to harvest
pollock in times and places that best
support those goals.
The Council recognized that Chinook
salmon are an extremely important
resource to Alaskans who depend on
local fisheries for their sustenance and
livelihood. Multiple years of historically
low Chinook salmon abundance have
resulted in significant restrictions for
subsistence users in western Alaska and
failure to achieve conservation
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objectives. The current Chinook salmon
bycatch reduction program under
Amendment 91 was designed to
minimize bycatch to the extent
practicable in all years, under all
conditions of salmon and pollock
abundance. While Chinook salmon
bycatch impact rates have been low
under the program, the Council
determined that there is evidence that
improvements could be made to ensure
the program is reducing Chinook
salmon bycatch at low levels of salmon
abundance. An analysis of the possible
improvements is provided in section
3.5.3 of the Analysis.
The Council considered a broad suite
of measures to induce some level of
behavior change to further avoid salmon
bycatch, which is the primary objective
of this action. Experience has shown
that salmon avoidance requires
flexibility and the ability of vessels to
adjust to real-time information and
fishery conditions. The Council also
considered the trade-offs between the
potential salmon saved and the forgone
pollock catch.
In selecting the proposed salmon
bycatch avoidance program, the Council
considered five alternatives, with many
options, to assess the impacts of
minimizing Chinook salmon and chum
salmon bycatch to the extent practicable
while maintaining the potential for the
full harvest of the pollock TAC. The
Analysis contains a complete
description of the alternatives and a
comparative analysis of the potential
impacts of the alternatives (see
ADDRESSES).
The Council recommended all four
action alternatives as Amendment 110.
Amendment 110 would adjust the
existing Chinook salmon bycatch
program to incorporate revised chum
salmon bycatch measures into the
existing IPAs. In addition, the Council
sought to provide greater incentives to
avoid Chinook salmon by strengthening
incentives during times of historically
low Chinook salmon abundance in
western Alaska. Thus, the management
measures included in Amendment 110
focus on retaining the incentives to
avoid Chinook salmon bycatch at all
levels of abundance as intended by
Amendment 91. The Council also
expressed that it remains extremely
important to provide the incentives to
avoid Alaska-origin chum salmon while
maintaining the flexibility to avoid
Chinook salmon.
In developing Amendment 110, the
Council and NMFS considered
consistency with the Magnuson-Stevens
Act’s 10 National Standards and sought
to balance the competing demands of
the National Standards. Specifically, the
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Council and NMFS recognized the need
to balance and be consistent with both
National Standard 9 and National
Standard 1. National Standard 9
requires that conservation and
management measures minimize
bycatch to the extent practicable.
National Standard 1 requires that
conservation and management measures
prevent overfishing while achieving, on
a continuing basis, the optimum yield
from each fishery for the U. S. fishing
industry. Amendment 110 meets
National Standards 1 and 9, as well as
the other eight National Standards.
Amendment 110 also retains the
structure and meets the original goals of
Amendment 91, but makes
improvements by providing greater
incentives to minimize salmon bycatch
in all conditions of abundance, while
also providing a reasonable opportunity
to harvest the full pollock TAC each
year and to achieve the optimum yield
for pollock over the long term.
The provisions of Amendment 110,
and the rational for each provision, are
described in the following section on
the proposed salmon bycatch
management measures.
Proposed Salmon Bycatch Management
Measures
Amendment 110 and this proposed
rule would—
• incorporate chum salmon
avoidance into the IPAs established
under Amendment 91 to the FMP, and
remove the non-Chinook salmon
bycatch reduction ICA previously
established under Amendment 84 to the
FMP;
• modify the requirements for the
content of the IPAs to increase the
incentives for fishermen to avoid
Chinook salmon;
• change the seasonal apportionments
of the pollock TAC to allow more
pollock to be harvested earlier in the
year;
• reduce the Chinook salmon PSC
limit and performance standard in years
with low Chinook salmon abundance in
western Alaska; and
• improve the monitoring of salmon
bycatch in the pollock fishery.
Incorporate Chum Salmon Avoidance
Into the Incentive Plan Agreements
(IPAs)
Currently, Chinook salmon and chum
salmon bycatch are managed under two
different programs (Amendment 84 for
chum salmon bycatch and Amendment
91 for Chinook salmon bycatch). This
has created inefficiencies, as having
separate programs does not allow
participants in the pollock fishery the
flexibility to modify harvest patterns
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and practices to effectively minimize
both Chinook salmon and chum salmon
bycatch. Adding chum salmon measures
to the IPAs would increase flexibility in
responding to changing conditions and
provide greater incentives to reduce
bycatch of both salmon species, thereby
making salmon bycatch management
more effective, comprehensive, and
efficient. The chum salmon-specific
requirements in the Amendment 84
implementing regulations sometimes
prevent fishery participants from
making decisions to avoid Chinook
salmon when vessels encounter both
chum salmon and Chinook salmon.
Amendment 110 and this proposed
rule would incorporate chum salmon
avoidance into the IPAs established
under Amendment 91. This proposed
rule would remove the Amendment 84
implementing regulations by removing
§ 679.21(g). However, Amendment 110
and this proposed rule would maintain
the current non-Chinook salmon PSC
limit of 42,000 fish and the closure of
the Chum Salmon Savings Area to the
pollock fishery when the 42,000 nonChinook salmon PSC limit has been
reached (see the above section
Management of Salmon Bycatch in the
Bering Sea and Aleutian Islands (BSAI)
for more detail on the existing salmon
regulations). Vessels that participate in
an IPA would be exempt from the Chum
Salmon Savings Area closure. The
purpose of maintaining the nonChinook salmon PSC limit and the
Chum Salmon Savings Area closure is to
provide additional incentives for vessels
to join an IPA, and to serve as back-stop
chum salmon measures for those vessels
that choose not to participate in an IPA.
Incorporating chum salmon into the
IPAs meets the purpose of this action by
providing measures to prevent high
chum salmon bycatch, while also giving
participants in the pollock fishery the
flexibility to avoid Alaska chum stocks,
and to use coordinated management
under the IPAs to adapt quickly to
changing conditions. The Council
determined and NMFS agreed that this
action for chum bycatch would strike an
appropriate balance between regulatory
requirements and adaptive management.
To incorporate chum salmon into the
IPAs, the proposed rule would modify
the required contents of the IPAs at
§ 679.21(f)(12), to include the following:
• The incentives for the operator of
each vessel to avoid Chinook salmon
and chum salmon bycatch under any
condition of pollock and Chinook
salmon abundance in all years.
• An explanation of how the
incentives to avoid chum salmon do not
increase Chinook salmon bycatch.
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• The rewards for avoiding Chinook
salmon, and the penalties for failure to
avoid, Chinook salmon at the vessel
level.
• An explanation of how the
incentive measures in the IPA are
expected to promote reductions in a
vessel’s Chinook salmon and chum
salmon bycatch rates relative to what
might have occurred in absence of the
incentive program.
• An explanation of how the
incentive measures in the IPA promote
Chinook salmon savings and chum
salmon savings in any condition of
pollock abundance or Chinook salmon
abundance in a manner that is expected
to influence operational decisions by
vessel operators to avoid Chinook
salmon and chum salmon.
• An explanation of how the IPA
ensures that the operator of each vessel
governed by the IPA will manage that
vessel’s Chinook salmon bycatch to
keep total bycatch below the
performance standard for the sector in
which the vessel participates.
• An explanation of how the IPA
ensures that the operator of each vessel
governed by the IPA will manage that
vessel’s chum salmon bycatch to avoid
areas and times where the chum salmon
are likely to return to western Alaska.
• The rolling hot spot program for
salmon bycatch avoidance and the
agreement to provide notifications of
closure areas and any violations of the
rolling hot spot program to at least one
third party group representing western
Alaskans who depend on salmon and do
not directly fish in a groundfish fishery.
Amendment 110 and this proposed
rule would maintain the important
chum salmon avoidance features of the
Amendment 84 ICAs. Amendment 110
and this proposed rule would: (1)
Ensure that the operator of each vessel
governed by the IPA will manage that
vessel’s chum salmon bycatch to avoid
areas and times where the chum salmon
are likely to return to western Alaska,
(2) require the use of the rolling hot spot
program for salmon bycatch avoidance,
and (3) require notifications of closure
areas and any violations of the rolling
hot spot program to at least one third
party group representing western
Alaskans. Because Amendment 110 and
this proposed rule would require a
rolling hot spot program for both
Chinook and chum salmon, the
notification process would apply for
both species. This proposed rule would
also add reporting requirements to the
IPA Annual Report in regulations at
§ 679.21(f)(13) to require the IPA
representative to describe how the IPA
addresses the goals and objectives in the
IPA provisions related to chum salmon.
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Section 3.5.2 of the Analysis provides
more detail on adding elements of chum
salmon management.
Modify the IPAs To Increase the
Incentives to Avoid Chinook Salmon
Amendment 110 and this proposed
rule would modify the IPAs to increase
the incentives for fishermen to avoid
Chinook salmon. The Council and
NMFS recognize that the IPAs were
effective at providing incentives for
each vessel to avoid Chinook salmon,
but that additional measures were
necessary to address higher Chinook
salmon PSC rates observed in October
(the last month when the pollock fishery
is authorized to operate) and to address
concerns with individual vessels that
consistently have significantly higher
Chinook salmon PSC rates relative to
other vessels fishing at the same time.
The Council and NMFS wanted to
ensure the use of salmon excluder
devices (i.e., gear modifications that are
designed to exclude salmon bycatch
while retaining pollock) and a rolling
hotspot program. The proposed new
provisions described below are intended
to provide an opportunity for IPAs to
increase their responsiveness in
October, and improve performance of
individual vessels.
These new provisions would increase
the incentives to reduce Chinook
salmon bycatch within the IPAs. To
incorporate additional incentives for
Chinook salmon savings into the IPAs,
the proposed rule would modify the
required contents of the IPAs at
§ 679.21(f)(12) to include the following
six provisions.
• Restrictions or penalties targeted at
vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels
fishing at the same time.
• Requirement that vessels to enter a
fishery-wide in-season salmon PSC data
sharing agreement.
• Requirement for the use of salmon
excluder devices, with recognition of
contingencies, from January 20 through
March 31 and from September 1 until
the end of the B season.
• Requirement for a rolling hotspot
program that operates throughout the
entire A and B seasons.
• For savings-credit-based IPAs,
limititation on the salmon savings
credits to maximum of three years.
• Restrictions or performance criteria
to ensure that Chinook salmon PSC rates
in October are not significantly higher
than those achieved in the preceding
months, thereby avoiding late-season
spikes in salmon PSC.
Restrictions or penalties targeted at
vessels that consistently have
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significantly higher Chinook salmon
PSC rates. To reduce the potential for a
vessel to consistently maintain higher
rates of Chinook salmon PSC than other
vessels fishing at the same time (i.e., an
outlier), Amendment 110 and this
proposed rule would incorporate
additional restrictions or penalties
targeted at individual vessels that
consistently have significantly higher
PSC rates as a way for IPAs to increase
their responsiveness and improve an
individual vessel’s performance.
Restrictions or penalties targeted at the
outliers have the potential to induce
changes in fishing behaviors. Strong
incentives will induce vessel operators
to change where they fish to avoid
Chinook salmon bycatch. Changes in
fishing patterns can involve several
different behaviors: Avoiding an area
that has historically or recently had high
bycatch; using and sharing more
information on high-bycatch areas; and
moving immediately once high bycatch
has been observed. Section 3.5.3.1 of the
Analysis provides more detail on this
addition to the IPA requirements.
Require vessels to enter a fishery-wide
in-season salmon PSC data sharing
agreement. Information sharing is a core
component of the IPA agreements for all
sectors. While unlikely, communication
about salmon bycatch could be withheld
or distorted with the new incentives
that would reward or punish vessels
based on their relative performance. In
order to reduce this possibility,
Amendment 110 and this proposed rule
would require the IPAs to require
sharing information on PSC. PSC data is
not confidential. Section 3.5.3.1 of the
Analysis provides more detail on this
addition to the IPA requirements.
Require use of a salmon excluder
device. Salmon excluder devices are
modifications to trawl gear that allow
salmon to escape the trawl net while the
net is in the water. The majority of
pollock fishermen in the Bering Sea
regularly use salmon excluder devices
as part of the steps taken by the fishery
to reduce its salmon bycatch.
Amendment 110 and this proposed rule
would require that IPAs require all
vessels to use a salmon excluder device
from January 20 through March 31, and
from September 1 until the end of the
B season. This is the time when there is
a potential for pollock fishermen to
encounter Chinook salmon bycatch.
Salmon excluder devices would not be
required in the few remaining months of
the pollock season when Chinook
salmon are not typically encountered.
The Council and NMFS also recognize
that contingencies exist when vessels
cannot use excluder devices. Trawl gear
can have problems; therefore, salmon
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excluder devices would not be required
during rare occasions such as when a
net tears or a spare excluder device is
not available. In order to allow for
innovation that might lead to the
development of better excluder devices,
the requirement to use a salmon
excluder device does not specify the
type of design. Section 3.5.3.2 of the
Analysis provides more detail on this
addition to the IPA requirements (see
ADDRESSES).
Require a rolling hotspot program. A
Chinook salmon rolling hotspot program
is a component of the current IPAs,
however, it is not a mandatory
requirement. The catcher/processor IPA
and the mothership IPA have a rolling
hotspot program in place throughout the
year. The inshore IPA has a rolling
hotspot program that can be suspended
during the season. This provision would
require all IPAs to have a rolling hot
spot program that operates throughout
the entire A and B seasons. This
provision would also require
notifications of closure areas and any
violations of the rolling hot spot
program to at least one third party group
representing western Alaskans,
consistent with the requirement for the
chum salmon rolling hotspot program.
This notification provision, which is an
important feature of the current
Amendment 84 ICAs, would not entail
the release of any confidential data.
Section 3.5.3.3 of the Analysis provides
more detail on this addition to the IPA
requirements (see ADDRESSES).
Limit the use of salmon savings
credits to a maximum of three years.
The inshore IPA and mothership IPA
allow vessels to earn credits by avoiding
salmon in one year, which they can use
in the future to fish above the vessel or
mothership platform’s share of the
performance standard for a limited
number of years. In no case can credits
saved in the inshore IPA or mothership
IPA allow that sector to exceed its
annual allocation of Chinook salmon
PSC. Savings credits can only be used
by vessels within an IPA up to the
overall allocation for the AFA
mothership sector or inshore
cooperative.
For IPAs based on savings credits,
Amendment 110 and this proposed rule
would limit the amount of time savings
credits could be used to three years after
the year that the savings credits are
earned. The Council and NMFS
reviewed the use of savings credits and
concluded that limiting the duration of
credits to three years would likely
increase the incentive to earn credits
and increase the incentive to reduce
Chinook salmon PSC. Section 3.5.3.4 of
the Analysis provides more detail on
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this addition to the IPA requirements
(see ADDRESSES).
Restrictions or performance criteria to
prevent significantly higher Chinook
salmon PSC rates in October. The
purpose of this provision is for the IPAs
to implement restrictions or criteria
designed to ensure that vessels do not
have ‘‘excessive’’ bycatch late in
October. Chinook salmon bycatch rates
are generally higher in October. This
provision would strengthen incentives
to fish early in the B season and provide
greater flexibility to vessels to catch
their pollock quota while ensuring
vessels do not have excessively high
Chinook salmon bycatch late in the
season. Section 3.5.3.5 of the Analysis
provides more detail on this addition to
the IPA requirements (see ADDRESSES).
Revise the Bering Sea Pollock Seasonal
Allocations
This proposed rule would change the
pollock allocation between the A and B
seasons at § 679.20(a)(5)(i)(B)(1). Five
percent of the pollock allocation for the
B season would be reallocated to the A
season for new seasonal apportionments
of 45 percent in the A season and 55
percent in the B season. The proposed
rule maintains the rollover of any
remaining pollock from the A season to
the B season. The Council recognized
that shifting a limited amount of pollock
to the A season would relieve some
fishing pressure in the B season and
allow the fleet more flexibility to change
fishing practices to avoid salmon
bycatch while harvesting the pollock
TAC. Additionally, because pollock is
more valuable in the A season, this
allocation change may increase the
value of pollock and offset the costs
associated with avoiding salmon
bycatch.
Revising the season allocation would
work in conjunction with the new IPA
requirements to shift effort out of the
late B season and provide fishery
participants more flexibility to avoid
Chinook salmon PSC in the late B
season. Both the research on salmon
migration patterns and Chinook salmon
bycatch rates show the time at which
there is the greatest overlap with
Chinook salmon and pollock fishing. In
general, more Chinook salmon are on
the grounds in the early A season and
the late B season, and less Chinook
salmon on the grounds during the late
A season and early B season. This
provision is intended to shift pollock
effort away from these high overlap
periods and allow for more effort during
the low overlap periods. With the
existing rollover provision, this
adjustment in the seasonal allocation of
pollock does not mandate that more
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pollock be harvested in the A season,
but it does provide the flexibility for up
to 5 percent more pollock to be
harvested in times when salmon PSC is
lower. Section 3.5.4 of the Analysis
provides more detail on this addition to
the IPA requirements (see ADDRESSES).
Reduce the Chinook Salmon
Performance Standard and PSC Limit in
Years of Low Chinook Salmon
Abundance in Western Alaska
Amendment 110 and this proposed
rule would add a new lower Chinook
salmon performance standard and PSC
limit for the pollock fishery in years of
low Chinook salmon abundance in
western Alaska. The Council and NMFS
determined that a lower performance
standard and PSC limit would be
appropriate at low levels of Chinook
salmon abundance in western Alaska to
accommodate the fact that most of the
Chinook salmon bycatch comes from
western Alaska. These provisions would
work in conjunction with the proposed
changes to the IPA requirements to
ensure that Chinook salmon bycatch is
avoided at all times, particularly at low
abundance levels.
Each year, NMFS would determine
whether Chinook salmon was at low
abundance based on information
provided by the State. By October 1 of
each year, the State would provide an
index of abundance based on the postseason in-river Chinook salmon run size
for the Kuskokwim, Unalakleet, and
Upper Yukon aggregate stock grouping.
When this index is less than or equal to
250,000 Chinook salmon, the new lower
performance standard and low PSC
limit would apply.
The Council and State conducted an
extensive analysis about the appropriate
index to use to indicate a low Chinook
salmon abundance year. Low Chinook
salmon abundance years are years
characterized by difficulty meeting
escapement goals and in-river salmon
fisheries being severely restricted or
fully closed. Section 2.6 of the Analysis
evaluates various indices and shows
that the 3-system index (Unalakleet,
Upper Yukon, and Kuskokwim river
systems) meets the objectives. These
river systems provide a broad regional
representation of stocks and signify very
important river systems and subsistence
fisheries in western Alaska. Subsistence
harvests from these three river systems
account for up to 87 percent of the
statewide subsistence harvest of
Chinook salmon. As shown in the
Analysis, having more than one system
in the index and having broad regional
representation makes the index more
robust. The Analysis also shows a clear
natural break in the data that index sizes
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less than 250,000 Chinook salmon
correspond to years with historically
low run sizes.
If NMFS determines it was a low
Chinook salmon abundance year, NMFS
would set the performance standard at
33,318 Chinook salmon and the PSC
limit at 45,000 Chinook salmon for the
following pollock fishing year. NMFS
would publish the lower PSC limit and
performance standard in the annual
harvest specifications. In years when
abundance is above 250,000 Chinook
salmon, NMFS would manage under the
current 47,591 Chinook salmon
performance standard and 60,000
Chinook salmon PSC limit established
under Amendment 91.
The performance standard of 33,318
Chinook salmon would function the
same as the existing performance
standard of 47,591 Chinook salmon
under Amendment 91. The 33,318
performance standard would apply to
each sector that has at least some
members participating in an IPA. In
each low Chinook salmon abundance
year, NMFS would allocate the 33,318
performance standard as an ‘‘annual
threshold amount’’ to the catcher/
processor sector, the mothership sector,
the inshore sector, and the CDQ
Program. The same seasonal and sector
apportionments would apply to both
performance standards. Although
Chinook salmon PSC allocations are
made to the inshore cooperatives and
the CDQ groups, the performance
standard applies to the sector, not to
individual inshore cooperatives or CDQ
groups. In addition to participation by at
least some members in an IPA, for each
sector to continue to receive its
allocation of the 45,000 Chinook salmon
PSC limit in low Chinook salmon
abundance years, the total annual
Chinook salmon bycatch by all members
of a sector participating in an IPA could
not exceed the sector’s annual threshold
amount (the sector’s annual portion of
the performance standard) in any three
years within a consecutive seven-year
period. The 33,318 performance
standard would also be the PSC limit in
low abundance years if no IPA was
approved or for a sector that had
exceeded its performance standard.
If there is an approved IPA, then the
PSC limit in low Chinook salmon
abundance years would be 45,000
Chinook salmon. The 45,000 PSC limit
would function the same as the 60,000
Chinook salmon PSC limit under
Amendment 91. NMFS would issue
allocations of the 45,000 PSC limit to
the AFA catcher/processor sector, the
AFA mothership sector, the AFA
inshore cooperatives, and the CDQ
groups using the same seasonal and
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sector apportionments. Separate
allocations would be issued for the A
season and the B season. Chinook
salmon remaining from the A season
could be used in the B season
(‘‘rollover’’). Entities could transfer PSC
allocations within a season and could
also receive transfers of Chinook salmon
bycatch to cover overages (‘‘postdelivery transfers’’).
The inclusion of a lower PSC limit
and performance standard is based on
the need to reduce bycatch when these
Chinook salmon stocks are critically low
in order to minimize the impact of the
pollock fishery on the stocks. Any
additional Chinook salmon returning to
Alaska rivers improves the ability to
meet the State’s spawning escapement
goals, which is necessary for long-term
sustainability of Chinook salmon and
the people reliant on salmon fisheries.
While the performance standard is the
functional limit in the IPAs, the Council
and NMFS determined that the 60,000
PSC limit should also be reduced given
the potential for decreased bycatch
reduction incentives should a sector
exceed its performance standard before
the PSC limit is reached. The reduced
PSC limit is intended to encourage
vessels to avoid bycatch to a greater
degree in years of low abundance, and
to set a maximum permissible PSC limit
that reduces the risk of adverse impact
on stocks in western Alaska during
periods of low abundance.
Proposed Changes to Monitoring and
Enforcement Requirements
This proposed rule would amend the
monitoring and enforcement regulations
to clarify and strengthen those
implemented by Amendment 91. These
changes would: Revise salmon retention
and handling requirements on catcher
vessels; improve observer data entry and
transmission requirements aboard
catcher vessels; clarify the requirements
applicable to viewing salmon in a
storage container; and clarify the
requirements for the removal of salmon
from an observer sample area at the end
of a haul or delivery.
Salmon Retention and Handling on
Catcher Vessels
Current catch handling practices on
catcher vessels includes the delivery of
‘‘deckloaded’’ pollock to shoreside
processors or stationary floating
processors. Deckloading is the practice
of retaining catch in the codend of the
net rather than dumping the catch in
refrigerated saltwater tanks (RSW). For
reasons detailed in the Section 2.7 of the
Analysis, NMFS has recognized
deckloading as a historic and
operationally important practice for
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catcher vessels participating in the
pollock fishery. This proposed rule
would move regulations currently at
§ 679.21(c) to § 679.21(f)(15), modify
regulations currently at § 679.21(c)(2)(ii)
to remove the requirement to store all
salmon bycatch in an RSW, which is not
possible when a vessel’s catch exceeds
the storage capacity of the RSW tanks,
and add the following requirements at
§ 679.21(f)(15)(ii)(B) to clarify catch
handling, sorting, and storage
requirements on board catcher vessels:
(1) All salmon must be retained until
delivery to the processor.
(2) The vessel operator must notify
the observer at least 15 minutes prior to
the transfer of fish from one storage
location to another, or any sorting,
handling, or discard of catch prior to
delivery.
(3) After the observer has completed
sampling duties, catch must be secured
on board the vessel until delivery.
(Catch may be handled after securing it,
but only if the observer is notified and
catch re-secured after the completion of
catch handling activity.)
These additional catch handling and
notification requirements would
facilitate observer sampling during the
delivery, and ensure observers are given
the opportunity to monitor all catch
handling activities when sorting or
discard of salmon may occur. This
would ensure accurate salmon
accounting at the processor receiving
the vessel’s catch.
Observer Data Entry and Transmission
Requirements Aboard Catcher Vessels
Catcher vessels participating in the
pollock fishery are required to carry an
observer on all trips but only catcher
vessels greater than or equal to 125 ft
length overall (LOA) are required to
provide a computer, data entry software,
and data transmission capabilities to the
observer. Currently, an observer on
board a catcher vessel less than 125 ft
LOA sends data to NMFS on paper
forms via facsimile at the completion of
each trip. Observer data sent to NMFS
via fax can take a week or more to be
available for management purposes.
Access to a computer for electronic data
entry significantly increases the speed at
which observer data can be made
available for inseason management and
catch accounting. Further, the data
validation measures built into the
software improve initial data quality
and decrease the need for corrections
during the observer debriefing process.
Additional information about the
projected costs and benefits of this
proposed regulatory amendment are
detailed in Sections 2.7 and 4.8.4 of the
Analysis.
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This proposed regulatory amendment
will clarify the existing observer data
entry and communications requirements
and expand the equipment and software
requirements to apply to all catcher
vessels less than 125 ft LOA
participating in the pollock fishery.
NMFS proposes to reorganize
regulations at § 679.51(e)(1)(iii) to
separate the equipment requirements
from the applicability paragraphs to
clearly identify which vessel operators
must provide a computer, software, and
data transmission capabilities. As a
result of this proposed action, current
requirements for observer data entry
equipment, software, and transmission
would remain, and the computer and
software requirements would be
expanded to apply to catcher vessels
less than 125 ft LOA participating in the
pollock fishery.
Viewing Salmon in a Storage Container
Regulations at § 679.28(d)(7)(ii)
require that all salmon stored in the
salmon storage container on a catcher/
processor or mothership must remain in
view of the observer at the observer
sampling station at all times during the
sorting of each haul. NMFS proposes to
revise the wording of this regulation to
better reflect the intent that the salmon
storage container (and not each
individual salmon in the container)
must remain in view of the observer at
the observer sampling station at all
times during the sorting of each haul.
Removal of Salmon From Observer
Sample Area at the End of a Haul or
Delivery
Current regulations do not require
that all salmon be removed from the
observer sampling area and the salmon
storage location at the end of each haul
or each delivery. NMFS proposes to
modify regulations at
§ 679.21(f)(15)(ii)(A)(3) and
§ 679.21(f)(15)(ii)(C)(6) to require that all
salmon must be removed, in the
presence of the observer, from the
salmon storage container and adjacent
area at the end of each haul or delivery
after the observer has completed his or
her data collection duties. NMFS
proposes this revision to the regulations
to ensure that salmon are properly
accounted for between hauls and
deliveries.
Other Regulatory Changes
NMFS proposes to revise to the
regulations for clarity and efficiency, as
follows—
• Remove Tables 47a, b, c, and d to
part 679;
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• Correct a cross reference error in
paragraph (6) of the definition of a
fishing trip in § 679.2.
• Remove the requirement to submit
an application form with a proposed
IPA or amended IPA at
§ 679.21(f)(12)(iii)(A) and
§ 679.21(f)(12)(v)(C);
• Remove the requirement at
§ 679.21(f)(12)(v)(C)(2) that an
amendment to the list of IPA
participants be received by NMFS no
later than 1700 hours, Alaska local time,
on December 1;
• Move and consolidate the
regulations for the non-Chinook salmon
PSC limit and Chum Salmon Savings
Area from § 679.21(e) to § 679.21(f)(14);
• Move and consolidate the
regulations for Chinook salmon bycatch
in the Aleutian Islands pollock fishery
from § 679.21(e) to § 679.21(g);
• Correct a cross reference error in
§ 679.51(e)(2);
• Remove ‘‘aboard the vessel’’ from
§ 679.51(e)(2)(iii)(B)(3); and
• Make additional very minor nonsubstantive technical edits.
Remove Tables 47a, b, c, and d
NMFS proposes to remove Tables 47a,
b, c, and d to part 679 from the
regulations and would instead maintain
these tables on the NMFS Alaska Region
Web site. Removing these tables would
not impose any costs on industry and
would decrease the costs of regulatory
amendments necessary to update the
tables in the future.
NMFS added Tables 47a, b, c, and d
to part 679 with the final rule to
implement Amendment 91. At that
time, Tables 47a, b, c, and d were the
most efficient way to be transparent
about the values NMFS uses in making
the necessary calculations under
Amendment 91: The percent of each
sector’s pollock allocation, numbers of
Chinook salmon associated with each
vessel in the sector used to calculate the
opt-out allocation and annual threshold
amounts, and the percent of the pollock
allocation associated with each vessel
that NMFS uses to calculate minimum
participation in the IPAs.
Since these tables were published in
August 2010, catcher vessels have
changed names and consolidated
pollock allocations. In June 2014, NMFS
recalculated the pollock allocations and
Chinook salmon limits for catcher
vessels whose allocation and limits has
changes since 2010. NMFS revised
Table 47c to show the original and
revised information and published the
revised table on the NMFS Alaska
Region’s Web site.
However, a regulatory amendment is
required to change these tables in the
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regulations. Changes to the information
in these tables may become more
frequent as vessels change names,
ownership, or are replaced under the
provisions of the recently implemented
regulations for Amendment 106 (79 FR
54590, September 12, 2014). Removing
these tables from regulation, and posting
the necessary information on the Alaska
Region Web site, would reduce
inaccuracies that could exist between
actual vessel characteristics and the
table in regulations.
Correct a Cross Reference Error in the
Definition of a Fishing Trip
The proposed rule would correct a
cross reference error in paragraph (6) of
the definition of a fishing trip in § 679.2.
This paragraph defines a fishing trip for
purposes of implementing the postdelivery transfer provisions under
Amendment 91. These provisions are
described in more detail on page 14026
and 14027 of the proposed rule for
Amendment 91 (75 FR 14016; March 23,
2010). The cross reference to the CDQ
Program prohibition in paragraph (6) of
the fishing trip definition should refer to
§ 679.7(d)(5)(ii)(C)(2) instead of
§ 679.7(d)(9).
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Remove Requirement To Submit an
Application With a Proposed or
Amended IPA
NMFS proposes to remove the
requirement at § 679.21(f)(12)(iii)(A) and
§ 679.21(f)(12)(v)(C) that an IPA
representative submit an application
form along with a proposed IPA or
amended IPA based on public comment
under the Paperwork Reduction Act.
Under the Paperwork Reduction Act,
every three years NMFS is required to
obtain approval from the Office of
Management and Budget (OMB) to
continue to collect information
authorized under previous final rules.
The most recent request for public
comments on renewal of the
information collection authorized under
the AFA (OMB Control Number 0648–
0401) was published in the Federal
Register on June 19, 2014 (79 FR 35150).
In response to this request for
comments, NMFS received a comment
that the requirement to submit an
application form in addition to
submitting a proposed or amended IPA
was duplicative with the information in
the IPA itself. NMFS agrees that the
application form is unnecessary and
therefore proposes removing it from the
regulations.
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Remove the Deadline for an
Amendment to the List of IPA
Participants
NMFS proposes to remove the
requirement at § 679.21(f)(12)(v)(C)(2)
that an amendment to the list of IPA
participants (vessels) must be received
by NMFS no later than 1700 hours,
A.l.t., on December 1. In removing this
requirement, NMFS proposes to add a
requirement at § 679.21(f)(12)(ii)(D) that
once a member of an IPA, a vessel
owner or CDQ group cannot withdraw
from the IPA during the fishing year.
This change more directly implements
the Amendment 91 requirement that
IPA members cannot leave an IPA midyear and that changes to an IPA
membership must be made after the
directed pollock fishery closes by
regulation (after November 1 of each
year).
Move and Consolidate the Regulations
for the Non-Chinook Salmon PSC Limit
and Chum Salmon Savings Area
Regulations at § 679.21(e)(1)(vii),
(e)(3)(i)(A)(3)(ii), (e)(7)(vii), and (e)(7)(ix)
pertain to the non-Chinook salmon PSC
limit, the allocation of the non-Chinook
salmon PSC to the CDQ Program, the
closure of the Chum Salmon Savings
Area, and the exemption to the closure
for participants in an ICA. NMFS
proposes to move these regulations to
§ 679.21(f)(14) where other salmon
bycatch regulations are found because
they are management measures to
address salmon bycatch in the pollock
fishery. NMFS does not propose any
substantive changes to these regulations,
except to replace the term ‘‘ICA’’ with
‘‘IPA’’ in the regulations to be consistent
with the proposed revisions described
earlier in this preamble.
Move and Consolidate the Regulations
for Chinook Salmon Bycatch in the
Aleutian Islands Pollock Fishery
Regulations at § 679.21(e)(1)(viii),
(e)(3)(i)(A)(3)(i), and (e)(7)(viii) pertain
to the Chinook salmon PSC limit for the
Aleutian Islands pollock fishery, the
allocation of the Aleutian Islands
Chinook salmon PSC to the CDQ
Program, and closure of the Aleutian
Islands Chinook Salmon Savings Area.
NMFS proposes to move these
regulations to § 679.21(g). NMFS does
not propose any substantive changes to
these regulations.
Correct a Cross Reference Error in
§ 679.51(e)(2)
The proposed rule would correct a
cross reference error in § 679.51(e)(2).
This paragraph describes the
applicability of manager responsibilities
for a shoreside processor or stationary
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floating processor required to maintain
observer coverage. The cross reference
to the observer requirements for
shoreside processors and stationary
floating processors should refer to
§ 679.51(b) instead of § 679.51(d).
Remove ‘‘Aboard the Vessel’’ From
§ 679.51(e)(2)(iii)(B)(3)
Regulations at § 679.51(e)(2)(iii)(B)(3)
pertain to the observer data entry and
communications equipment required at
a shoreside processor or stationary
floating processor, some of which are
not vessels. Therefore, NMFS proposes
to remove the language ‘‘aboard the
vessel’’ from this paragraph for clarity.
Classification
Pursuant to sections 304(b) and 305(d)
of the Magnuson-Stevens Act, the NMFS
Assistant Administrator has determined
that this proposed rule is consistent
with the FMP, other provisions of the
Magnuson-Stevens Act, and other
applicable law, subject to further
consideration of comments received
during the public comment period.
This proposed rule has been
determined to be not significant for the
purposes of Executive Order 12866.
Regulatory Impact Review (RIR)
An RIR was prepared to assess all
costs and benefits of available regulatory
alternatives. The RIR considers all
quantitative and qualitative measures. A
copy of this analysis is available from
NMFS (see ADDRESSES). The Council
recommended Amendment 110 based
on those measures that maximized net
benefits to the Nation. Specific aspects
of the economic analysis are discussed
below in the Initial Regulatory
Flexibility Analysis section.
Initial Regulatory Flexibility Analysis
(IRFA)
An IRFA was prepared for this action,
as required by section 603 of the
Regulatory Flexibility Act (RFA). The
IRFA for this proposed action describes
the reasons why this action is being
proposed; the objectives and legal basis
for the proposed rule; the number of
small entities to which the proposed
rule would apply; any projected
reporting, recordkeeping, or other
compliance requirements of the
proposed rule; any overlapping,
duplicative, or conflicting Federal rules;
and any significant alternatives to the
proposed rule that would accomplish
the stated objectives of the MagnusonStevens Act and any other applicable
statutes, and that would minimize any
significant adverse economic impacts of
the proposed rule on small entities.
Descriptions of the proposed action, its
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purpose, and the legal basis are
contained earlier in this preamble and
are not repeated here. A summary of the
IRFA follows. A copy of the IRFA is
available from NMFS (see ADDRESSES).
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Number and Description of Small
Entities Regulated by the Proposed
Action
The proposed action applies only to
those entities that participate in the
directed pollock trawl fishery in the
Bering Sea. These entities include
vessels harvesting pollock under the
AFA and the six CDQ groups that
receive allocations of pollock.
The RFA requires consideration of
affiliations among entities for the
purpose of assessing if an entity is
small. The AFA pollock cooperatives
are a type of affiliation. All the non-CDQ
entities directly regulated by the
proposed action were members of AFA
cooperatives in 2014 and, therefore,
NMFS considers them ‘‘affiliated’’ large
(non-small) entities for RFA purposes.
Section 5.6 of the IRFA notes that all of
the AFA cooperatives have gross annual
revenues that are substantially greater
than $20.5 million, the standard used by
the Small Business Administration to
define the annual gross revenue of a
large (non-small) business engaged in
finfish harvesting, such as pollock.
Therefore, all the non-CDQ pollock
fishery participants are defined as large
(non-small) entities.
Due to their status as non-profit
corporations, the six CDQ groups are
identified as ‘‘small’’ entities for RFA
purposes. This proposed action directly
regulates the six CDQ groups. As
described in regulations implementing
the RFA (13 CFR 121.103), the CDQ
groups’ affiliations with other large
entities do not define them as large
entities.
The six CDQ groups, formed to
manage and administer the CDQ
allocations, investments, and economic
development projects, are the Aleutian
Pribilof Island Community Development
Association, the Bristol Bay Economic
Development Corporation, the Central
Bering Sea Fishermen’s Association, the
Coastal Villages Region Fund, the
Norton Sound Economic Development
Corporation, and the Yukon Delta
Fisheries Development Association. The
65 communities, with approximately
27,000 total residents, benefit from
participation in the CDQ Program, but
are not directly regulated by this action.
Recordkeeping, Reporting, and Other
Compliance Requirements
This proposed rule would revise some
existing requirements and remove some
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requirements. The revised requirements
are those related to—
• Development and submission of
proposed IPAs and amendments to
approved IPAs;
• An annual report from the
participants in each IPA, documenting
information and data relevant to the
Bering Sea Chinook salmon bycatch
management program; and
• Salmon handling and storage on
board a vessel, and obligations to
facilitate observer data reporting.
The proposed rule would remove the
requirements for an application form for
a proposed IPA or amended IPA.
Duplicate, Overlapping, or Conflicting
Federal Rules
No duplication, overlap, or conflict
between this proposed action and
existing Federal rules has been
identified.
Description of Significant Alternatives
That Minimize Adverse Impacts on
Small Entities
The proposed action is a
comprehensive program to minimize
Chinook and chum salmon bycatch that
accomplished the stated objectives and
is consistent with applicable statutes.
No alternatives were identified in
addition to those analyzed in the IRFA
that had the potential to further reduce
the economic burden on small entities,
while achieving the objectives of this
action. Section 2.10 of the Analysis
contains a detailed discussion of
alternatives considered and eliminated
from further analysis (see ADDRESSES).
This proposed rule includes
performance standards, rather than
design standards, to minimize Chinook
salmon and chum salmon bycatch,
while limiting the burden on CDQ
groups. A system of transferable PSC
allocations and a performance standard,
even in years of low Chinook salmon
abundance, would allow CDQ groups to
decide how best to comply with the
requirements of this action, given the
other constraints imposed on the
pollock fishery (e.g., pollock TAC,
market conditions, area closures
associated with other rules, gear
restrictions, climate and oceanographic
change).
Tribal Summary Impact Statement (E.O.
13175)
Executive Order 13175 of November
6, 2000 (25 U.S.C. 450 note), the
Executive Memorandum of April 29,
1994 (25 U.S.C. 450 note), the American
Indian and Alaska Native Policy of the
U.S. Department of Commerce (March
30, 1995), and the Tribal Consultation
and Coordination Policy of the U.S.
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Department of Commerce (May 21,
2013), outline the responsibilities of
NMFS in matters affecting tribal
interests. Section 161 in Division H of
Public Law 108–199 (188 Stat. 452), as
amended by section 518 in Division H
of Public Law 108–447 (118 Stat. 3267),
extends the consultation requirements
of Executive Order 13175 to Alaska
Native corporations.
NMFS is obligated to consult and
coordinate with federally recognized
tribal governments and Alaska Native
Claims Settlement Act regional and
village corporations on a government-togovernment basis pursuant to Executive
Order 13175 which establishes several
requirements for NMFS, including (1) to
provide regular and meaningful
consultation and collaboration with
Indian tribal governments and Alaska
Native corporations in the development
of Federal regulatory practices that
significantly or uniquely affect their
communities, (2) to reduce the
imposition of unfunded mandates on
Indian tribal governments, and (3) to
streamline the applications process for
and increase the availability of waivers
to Indian tribal governments. Executive
Order 13175 requires Federal agencies
to have an effective process to involve
and consult with representatives of
Indian tribal governments in developing
regulatory policies and prohibits
regulations that impose substantial,
direct compliance costs on Indian tribal
governments.
Section 5(b)(2)(B) of Executive Order
13175 requires NMFS to prepare a tribal
summary impact statement as part of the
final rule. This statement must contain
(1) a description of the extent of the
agency’s prior consultation with tribal
officials, (2) a summary of the nature of
their concerns, (3) the agency’s position
supporting the need to issue the
regulation, and (4) a statement of the
extent to which the concerns of tribal
officials have been met. If the Secretary
of Commerce approves Amendment
110, a tribal impact summary statement
that summarizes and responds to issues
raised in all tribal consultations on the
proposed action and describes the
extent to which the concerns of tribal
officials have been met will be included
in the final rule for Amendment 110.
The consultation process for this
action started during the Council
process when the Council started
developing Amendment 110. A number
of tribal representatives and tribal
organizations provided written public
comments and oral public testimony to
the Council during Council outreach
meetings on Amendment 110 and at the
numerous Council meetings at which
Amendment 110 was discussed.
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NMFS conducted two tribal
consultations, one in December 2014
and one in April 2015, with
representatives from the Tanana Chiefs
Conference; the Association of Village
Council Presidents; the Yukon River
Drainage Fisheries Association; the
Kawerak, Inc.; and the Bering Sea
Fishermen’s Association. These
organizations prepared letters for the
Council and requested the consultations
to discuss the salmon bycatch
management measures under
consideration by the Council. NMFS
posted reports from these consultations
on the NMFS Alaska Region Web site at
https://alaskafisheries.noaa.gov/tribalconsultations.
NMFS continued the consultation
process by sending a letter to all Alaska
Native representatives when the Notice
of Availability for Amendment 110
published in the Federal Register
notifying them of the opportunity to
comment.
Collection-of-Information Requirements
This proposed rule contains
collection-of-information requirements
subject to review and approval by OMB
under the Paperwork Reduction Act
(PRA). These requirements have been
submitted to OMB for approval. The
collections are listed below by OMB
control number.
OMB Control Number 0648–0318
Public reporting burden is estimated
to average 5 minutes per individual
response for use of a vessel’s computer,
software, and data transmission; 5
minutes per individual response for
notification of observer before handling
the vessel’s Bering Sea pollock catch;
and 5 minutes for notification of crew
person responsible for ensuring all
sorting, retention, and storage of
salmon.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
OMB Control Number 0648–0393
Public reporting burden is estimated
to average 8 hours per individual
response for the Application to Receive
Transferable Chinook Salmon PSC
Allocations, including the attached
contract; 4 hours for the amendment to
contract; and 15 minutes for the
Application for the Transfer of Chinook
Salmon PSC Allocations.
OMB Control Number 0648–0401
Public reporting burden is estimated
to average 40 hours per individual
response for the Salmon Bycatch
Incentive Plan Agreement (IPA); and 8
hours for the IPA Annual Report.
Public reporting burden includes the
time for reviewing instructions,
searching existing data sources,
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gathering and maintaining the data
needed, and completing and reviewing
the collection of information.
Public comment is sought regarding
(1) whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(2) the accuracy of the burden estimate;
(3) ways to enhance the quality, utility,
and clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information,
including through the use of automated
collection techniques or other forms of
information technology. Send comments
on these or any other aspects of the
collection of information to NMFS
Alaska Region at the ADDRESSES above,
email to OIRA_Submission@
omb.eop.gov, or fax to (202) 395–5806.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
All currently approved NOAA
collections of information may be
viewed at: https://www.cio.noaa.gov/
services_programs/prasubs.html.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Recordkeeping and
reporting requirements.
Dated: January 28, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 679 is proposed
to be amended as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447; Pub. L.
111–281.
2. In § 679.2:
a. Remove the definition for ‘‘Chinook
salmon bycatch incentive plan
agreement (IPA)’’;
■ b. Revise the definitions for ‘‘Chum
Salmon Savings Area of the BSAI
CVOA’’, and paragraph (6) of ‘‘Fishing
trip’’;
■ c. Remove the definition for ‘‘NonChinook salmon bycatch reduction
intercooperative agreement (ICA)’’;
■
■
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5693
d. Revise the definition for ‘‘PSQ
reserve’’; and
■ c. Add the definition for ‘‘Salmon
bycatch incentive plan agreement (IPA)’’
in alphabetical order;
The revisions and additions read as
follows:
■
§ 679.2
Definitions.
*
*
*
*
*
Chum Salmon Savings Area of the
BSAI CVOA (See § 679.21(f)(14) and
Figure 9 to this part).
*
*
*
*
*
Fishing trip means: * * *
(6) For purposes of
§ 679.7(d)(5)(ii)(C)(2) for CDQ groups
and § 679.7(k)(8)(ii) for AFA entities, the
period beginning when a vessel operator
commences harvesting any pollock that
will accrue against a directed fishing
allowance for pollock in the BS or
against a pollock CDQ allocation
harvested in the BS and ending when
the vessel operator offloads or transfers
any processed or unprocessed pollock
from that vessel.
*
*
*
*
*
PSQ reserve means the amount of a
prohibited species catch limit
established under § 679.21 that has been
allocated to the CDQ Program under
§ 679.21.
*
*
*
*
*
Salmon bycatch incentive plan
agreement (IPA) is a voluntary private
contract, approved by NMFS under
§ 679.21(f)(12), that establishes
incentives for participants to avoid
Chinook salmon and chum salmon
bycatch while directed fishing for
pollock in the BS.
*
*
*
*
*
■ 3. In § 679.7:
■ a. Revise paragraphs (d)(5)(ii)(B),
(d)(5)(ii)(C)(5), and (k)(8) heading;
■ b. Redesignate paragraph (k)(8)(iv) as
(k)(8)(v); and
■ c. Add new paragraph (k)(8)(iv).
The revisions and addition read as
follows:
§ 679.7
Prohibitions.
*
*
*
*
*
(d) * * *
(5) * * *
(ii) * * *
(B) Non-Chinook salmon. For the
operator of a vessel, to use trawl gear to
harvest pollock CDQ in the Chum
Salmon Savings Area between
September 1 and October 14 after the
CDQ group’s non-Chinook salmon PSQ
is attained, unless the vessel is
participating in an approved IPA under
§ 679.21(f)(12).
(C) * * *
(5) For the operator of a catcher vessel
delivering pollock CDQ catch to a
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shoreside processor or stationary
floating processor to:
(i) Deliver pollock CDQ to a processor
that does not have a catch monitoring
and control plan approved under
§ 679.28(g).
(ii) Handle, sort, or discard catch
without notifying the observer 15
minutes prior to handling, sorting, or
discarding catch as described in
§ 679.21(f)(15)(ii)(B)(2).
(iii) Fail to secure catch after the
completion of catch handling and the
collection of scientific data and
biological samples as described in
§ 679.21(f)(15)(ii)(B)(3).
*
*
*
*
*
(k) * * *
(8) Salmon PSC. * * *
*
*
*
*
*
(iv) Catcher vessels. (A) For the
operator of a catcher vessel, to handle,
sort, or discard catch without notifying
the observer 15 minutes prior to
handling, sorting, or discarding catch as
described in § 679.21(f)(15)(ii)(B)(2).
(B) For the operator of a catcher vessel
to fail to secure catch after the
completion of catch handling and the
collection of scientific data and
biological samples as described in
§ 679.21(f)(15)(ii)(B)(3).
*
*
*
*
*
■ 4. In § 679.20, revise paragraph
(a)(5)(i)(B)(1) to read as follows:
§ 679.20
*
General limitations.
*
*
(a) * * *
(5) * * *
(i) * * *
(B) * * *
*
*
250,000 Chinook salmon. By October 1
of each year, the State of Alaska will
provide to NMFS an estimate of
Chinook salmon abundance based on a
post-season in-river Chinook salmon
run size index for western Alaska based
on the Kuskokwim, Unalakleet, and
Upper Yukon aggregate stock grouping.
(i) An AFA sector will receive a
portion of the 47,591 Chinook salmon
PSC limit, or, in a low Chinook salmon
abundance year, the 33,318 Chinook
salmon PSC limit, if—
(A) No Chinook salmon bycatch
incentive plan agreement (IPA) is
approved by NMFS under paragraph
(f)(12) of this section; or
(B) That AFA sector has exceeded its
performance standard under paragraph
(f)(6) of this section.
(ii) An AFA sector will receive a
§ 679.21 Prohibited species bycatch
portion of the 60,000 Chinook salmon
management.
PSC limit, or, in a low Chinook salmon
*
*
*
*
*
abundance year, the 45,000 Chinook
(f) Salmon Bycatch Management in
salmon PSC limit, if—
the BS Pollock Fishery —(1)
(A) At least one IPA is approved by
Applicability. This paragraph contains
NMFS under paragraph (f)(12) of this
regulations governing the bycatch of
section; and
salmon in the BS pollock fishery.
(B) That AFA sector has not exceeded
(2) Chinook salmon prohibited species
catch (PSC) limit. Each year, NMFS will its performance standard under
paragraph (f)(6) of this section.
allocate to AFA sectors listed in
(3) Allocations of the Chinook salmon
paragraph (f)(3)(ii) of this section a
PSC limits—(i) Seasonal apportionment.
portion of the applicable Chinook
NMFS will apportion the Chinook
salmon PSC limit. NMFS will publish
salmon PSC limits annually 70 percent
the applicable Chinook salmon PSC
to the A season and 30 percent to the
limit in the annual harvest
specifications after determining if it is a B season, which are described in
§ 679.23(e)(2).
low Chinook salmon abundance year.
(ii) AFA sectors. Each year, NMFS
NMFS will determine that it is a low
will make allocations of the applicable
Chinook salmon abundance year when
Chinook salmon PSC limit to the
abundance of Chinook salmon in
following four AFA sectors:
western Alaska is less than or equal to
(1) Inshore, catcher/processor,
mothership, and CDQ sectors. The
portions of the BS subarea pollock
directed fishing allowances allocated to
each sector under sections 206(a) and
206(b) of the AFA and the CDQ
allowance in the BSAI will be divided
into two seasonal allowances
corresponding to the two fishing
seasons set out at § 679.23(e)(2), as
follows:
(i) A Season, 45 percent;
(ii) B Season, 55 percent.
*
*
*
*
*
5. In § 679.21:
a. Remove and reserve paragraph (c);
b. Remove paragraphs (e)(1)(vi), (vii),
and (viii); (e)(3)(i)(A)(3); and (e)(7)(vii),
(viii), and (ix); and
c. Revise paragraphs (f) and (g) to read
as follows:
AFA Sector:
Eligible participants are:
(A) Catcher/processor .....................
AFA catcher/processors and AFA catcher vessels delivering to AFA catcher/processors, all of which are
permitted under § 679.4(l)(2) and (l)(3)(i)(A), respectively.
AFA catcher vessels harvesting pollock for processing by AFA motherships, all of which are permitted
under § 679.4(l)(3)(i)(B) and (l)(4), respectively.
AFA catcher vessels harvesting pollock for processing by AFA inshore processors, all of which are permitted under § 679.4(l)(3)(i)(C).
The six CDQ groups authorized under section 305(i)(1)(D) of the Magnuson-Stevens Act to participate in
the CDQ Program.
(B) Mothership ................................
(C) Inshore ......................................
(D) CDQ Program ...........................
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(iii) Allocations to each AFA sector.
NMFS will allocate the Chinook salmon
PSC limits to each AFA sector as
follows:
(A) If a sector is managed under the
60,000 Chinook salmon PSC limit, the
A season
maximum amount of Chinook salmon
PSC allocated to each sector in each
season and annually is—
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
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# of Chinook
32.9
8.0
49.8
9.3
PO 00000
Frm 00066
% Allocation
13,818
3,360
20,916
3,906
Fmt 4702
Sfmt 4702
# of Chinook
17.9
7.3
69.3
5.5
E:\FR\FM\03FEP1.SGM
3,222
1,314
12,474
990
03FEP1
% Allocation
28.4
7.8
55.6
8.2
# of Chinook
17,040
4,674
33,390
4,896
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(B) If the sector is managed under the
45,000 Chinook salmon PSC limit, the
sector will be allocated the following
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(C) If the sector is managed under the
47,591 Chinook salmon PSC limit, the
sector will be allocated the following
% Allocation
10,363
2,520
15,687
2,930
# of Chinook
17.9
7.3
69.3
5.5
2,415
987
9,355
743
% Allocation
# of Chinook
28.4
7.8
55.6
8.2
12,780
3,510
25,020
3,690
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(D) If the sector is managed under the
33,318 Chinook salmon PSC limit, the
sector will be allocated the following
% Allocation
10,906
2,665
16,591
3,098
# of Chinook
17.9
7.3
69.3
5.5
2,556
1,042
9,894
785
% Allocation
# of Chinook
28.4
7.8
55.6
8.2
13,516
3,707
26,485
3,883
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
Catcher/processor ..............................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(iv) Allocations to the AFA catcher/
processor and mothership sectors. (A)
NMFS will issue transferable Chinook
salmon PSC allocations under paragraph
(f)(3)(iii) of this section to entities
representing the AFA catcher/processor
sector and the AFA mothership sector if
these sectors meet the requirements of
paragraph (f)(8) of this section.
(B) If no entity is approved by NMFS
to represent the AFA catcher/processor
sector or the AFA mothership sector,
then NMFS will manage that sector
under a non-transferable Chinook
salmon PSC allocation under paragraph
(f)(10) of this section.
% Allocation
7,673
1,866
11,615
2,169
# of Chinook
17.9
7.3
69.3
5.5
(v) Allocations to inshore cooperatives
and the AFA inshore open access
fishery. NMFS will further allocate the
inshore sector’s Chinook salmon PSC
allocation under paragraph (f)(3)(iii) of
this section among the inshore
cooperatives and the inshore open
access fishery based on the percentage
allocations of pollock to each inshore
cooperative under § 679.62(a). NMFS
will issue transferable Chinook salmon
PSC allocations to inshore cooperatives.
Any Chinook salmon PSC allocated to
the inshore open access fishery will be
as a non-transferable allocation
1,789
730
6,926
550
% Allocation
28.4
7.8
55.6
8.2
# of Chinook
9,462
2,599
18,525
2,732
managed by NMFS under the
requirements of paragraph (f)(10) of this
section.
(vi) Allocations to the CDQ Program.
NMFS will further allocate the Chinook
salmon PSC allocation to the CDQ
Program under paragraph (f)(3)(iii) of
this section among the six CDQ groups
based on each CDQ group’s percentage
of the CDQ Program pollock allocation.
NMFS will issue transferable Chinook
salmon PSC allocations to CDQ groups.
(vii) Accrual of Chinook salmon
bycatch to specific PSC allocations.
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If a Chinook salmon PSC allocation is:
Then all Chinook salmon bycatch:
(A) A transferable allocation to a sector-level entity, inshore cooperative, or CDQ group under paragraph (f)(8) of this section.
(B) A non-transferable allocation to a sector or the inshore open access fishery under paragraph (f)(10) of this section.
By any vessel fishing under a transferable allocation will accrue against
the allocation to the entity representing that vessel.
By any vessel fishing under a non-transferable allocation will accrue
against the allocation established for the sector or inshore open access fishery, whichever is applicable.
By any vessel fishing under the opt-out allocation will accrue against
the opt-out allocation.
(C) The opt-out allocation under paragraph (f)(5) of this section ............
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(viii) Public release of Chinook
salmon PSC information. For each year,
NMFS will release to the public and
publish on the NMFS Alaska Region
Web site (https://alaskafisheries.
noaa.gov/):
(A) The Chinook salmon PSC
allocations for each entity receiving a
transferable allocation;
(B) The non-transferable Chinook
salmon PSC allocations;
(C) The vessels fishing under each
transferable or non-transferable
allocation;
(D) The amount of Chinook salmon
bycatch that accrues towards each
transferable or non-transferable
allocation;
(E) Any changes to these allocations
due to transfers under paragraph (f)(9) of
this section, rollovers under paragraph
(f)(11) of this section, and deductions
from the B season non-transferable
allocations under paragraphs (f)(5)(v) or
(f)(10)(iii) of this section; and
(F) Tables for each sector that provide
the percent of the sector’s pollock
allocation, numbers of Chinook salmon
associated with each vessel in the sector
used to calculate the opt-out allocation
and annual threshold amounts, and the
percent of the pollock allocation
associated with each vessel that NMFS
will use to calculate IPA minimum
participation assigned to each vessel.
(4) Reduction in allocations of the
Chinook salmon PSC limit—(i)
Reduction in sector allocations. NMFS
will reduce the seasonal allocation of
the Chinook salmon PSC limit to the
catcher/processor sector, the mothership
sector, the inshore sector, or the CDQ
Program under paragraph (f)(3)(iii)(A) or
(B) of this section, if the owner of any
permitted AFA vessel in that sector, or
any CDQ group, does not participate in
an approved IPA under paragraph (f)(12)
of this section. NMFS will subtract the
amount of Chinook salmon from each
sector’s allocation associated with each
vessel not participating in an approved
IPA.
(ii) Adjustments to the inshore sector
and inshore cooperative allocations. (A)
If some members of an inshore
cooperative do not participate in an
approved IPA, NMFS will reduce the
allocation to the cooperative to which
those vessels belong, or the inshore
open access fishery.
(B) If all members of an inshore
cooperative do not participate in an
approved IPA, the amount of Chinook
salmon that remains in the inshore
sector’s allocation, after subtracting the
amount of Chinook salmon associated
with the non-participating inshore
cooperative, will be reallocated among
the inshore cooperatives participating in
an approved IPA based on the
(i) What is the amount of Chinook salmon PSC that will be allocated to
the opt-out allocation in the A season and the B season?.
(ii) Which participants will be managed under the opt-out allocation? ....
(iii) What Chinook salmon bycatch will accrue against the opt-out allocation?.
(iv) How will the opt-out allocation be managed? ....................................
(v) What will happen if Chinook salmon bycatch by vessels fishing
under the opt-out allocation exceeds the amount allocated to the A
season opt-out allocation?.
(vi) What will happen if Chinook salmon bycatch by vessels fishing
under the opt-out allocation is less than the amount allocated to the
A season opt-out allocation?.
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(vii) Is Chinook salmon PSC allocated to the opt-out allocation transferable?.
(6) Chinook salmon bycatch
performance standard. If the total
annual Chinook salmon bycatch by the
members of a sector participating in an
approved IPA is greater than that
sector’s annual threshold amount of
Chinook salmon in any three of seven
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Jkt 238001
The opt-out allocation will equal the sum of the Chinook salmon PSC
deducted under paragraph (f)(4)(i) of this section from the seasonal
allocations of each sector with members not participating in an approved IPA.
Any AFA-permitted vessel or any CDQ group that is a member of a
sector eligible under paragraph (f)(2)(ii) of this section to receive allocations of the 60,000 PSC limit or the 45,000 PSC limit, but that is
not participating in an approved IPA.
All Chinook salmon bycatch by participants under paragraph (f)(5)(ii) of
this section.
All participants under paragraph (f)(5)(ii) of this section will be managed as a group under the seasonal opt-out allocations. If the Regional Administrator determines that the seasonal opt-out allocation
will be reached, NMFS will publish a notice in the Federal Register
closing directed fishing for pollock in the BS, for the remainder of the
season, for all vessels fishing under the opt-out allocation.
NMFS will deduct from the B season opt-out allocation any Chinook
salmon bycatch in the A season that exceeds the A season opt-out
allocation.
If Chinook salmon bycatch by vessels fishing under the opt-out allocation in the A season is less than the amount allocated to the opt-out
allocation in the A season, this amount of Chinook salmon will not be
added to the B season opt-out allocation.
No. Chinook salmon PSC allocated to the opt-out allocation is not
transferable.
consecutive years, that sector will
receive an allocation of Chinook salmon
under the 47,591 PSC limit in all future
years, except in low Chinook salmon
abundance years when that sector will
receive an allocation under the 33,318
Chinook salmon PSC limit.
PO 00000
Frm 00068
Fmt 4702
proportion each participating
cooperative represents of the Chinook
salmon PSC initially allocated among
the participating inshore cooperatives
that year.
(iii) Adjustment to CDQ group
allocations. If a CDQ group does not
participate in an approved IPA, the
amount of Chinook salmon that remains
in the CDQ Program’s allocation, after
subtracting the amount of Chinook
salmon associated with the nonparticipating CDQ group, will be
reallocated among the CDQ groups
participating in an approved IPA based
on the proportion each participating
CDQ group represents of the Chinook
salmon PSC initially allocated among
the participating CDQ groups that year.
(iv) All members of a sector do not
participate in an approved IPA. If all
members of a sector do not participate
in an approved IPA, the amount of
Chinook salmon that remains after
subtracting the amount of Chinook
salmon associated with the nonparticipating sector will not be
reallocated among the sectors that have
members participating in an approved
IPA. This portion of the PSC limit will
remain unallocated for that year.
(5) Chinook salmon PSC opt-out
allocation. The following table describes
requirements for the opt-out allocation:
Sfmt 4702
(i) Annual threshold amount. Prior to
each year, NMFS will calculate each
sector’s annual threshold amount.
NMFS will post the annual threshold
amount for each sector on the NMFS
Alaska Region Web site (https://alaska
fisheries.noaa.gov/). At the end of each
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year, NMFS will evaluate the Chinook
salmon bycatch by all IPA participants
in each sector against that sector’s
annual threshold amount.
(ii) Calculation of the annual
threshold amount. A sector’s annual
threshold amount is the annual number
of Chinook salmon that would be
allocated to that sector under the 47,591
Chinook salmon PSC limit, as shown in
the table in paragraph (f)(3)(iii)(C) of
this section, or the 33,318 Chinook
salmon PSC limit in low Chinook
salmon abundance years, as shown in
the table in paragraph (f)(3)(iii)(D) of
this section. If any vessels in a sector do
not participate in an approved IPA,
NMFS will reduce that sector’s annual
threshold amount by the number of
Chinook salmon associated with each
vessel not participating in an approved
IPA. If any CDQ groups do not
participate in an approved IPA, NMFS
will reduce the CDQ Program’s annual
threshold amount by the number of
Chinook salmon associated with each
CDQ group not participating in an
approved IPA.
(iii) Exceeding the performance
standard. If NMFS determines that a
sector has exceeded its performance
standard by exceeding its annual
threshold amount in any three of seven
consecutive years, NMFS will issue a
notification in the Federal Register that
the sector has exceeded its performance
standard. In all subsequent years, NMFS
will allocate to that sector either the
amount of Chinook salmon in the table
in paragraph (f)(3)(iii)(C) of this section
or, in low Chinook salmon abundance
years, the amount of Chinook salmon in
the table in paragraph (f)(3)(iii)(D) of
this section. All members of the affected
sector will fish under this lower PSC
allocation regardless of whether a vessel
or CDQ group within that sector
participates in an approved IPA.
(7) Replacement vessels. If an AFApermitted vessel is no longer eligible to
participate in the BS pollock fishery or
if a vessel replaces a currently eligible
vessel, NMFS will assign the portion
and number of Chinook salmon
associated with that vessel to the
replacement vessel or distribute it
among other eligible vessels in the
sector based on the procedures in the
law, regulation, or private contract that
accomplishes the vessel removal or
replacement action.
(8) Entities eligible to receive
transferable Chinook salmon PSC
allocations. (i) NMFS will issue
transferable Chinook salmon PSC
allocations to the following entities, if
these entities meet all the applicable
requirements of this section.
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(A) Inshore cooperatives. NMFS will
issue transferable Chinook salmon PSC
allocations to the inshore cooperatives
permitted annually under § 679.4(l)(6).
The representative and agent for service
of process (see definition at § 679.2) for
an inshore cooperative is the
cooperative representative identified in
the application for an inshore
cooperative fishing permit issued under
§ 679.4(l)(6), unless the inshore
cooperative representative notifies
NMFS in writing that a different person
will act as its agent for service of
process for purposes of this paragraph
(f). An inshore cooperative is not
required to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(B) CDQ groups. NMFS will issue
transferable Chinook salmon PSC
allocations to the CDQ groups. The
representative and agent for service of
process for a CDQ group is the chief
executive officer of the CDQ group,
unless the chief executive officer
notifies NMFS in writing that a different
person will act as its agent for service
of process. A CDQ group is not required
to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(C) Entity representing the AFA
catcher/processor sector. NMFS will
authorize only one entity to represent
the catcher/processor sector for
purposes of receiving and managing
transferable Chinook salmon PSC
allocations on behalf of the catcher/
processors eligible to fish under
transferable Chinook salmon PSC
allocations. NMFS will issue
transferable Chinook salmon allocations
under the Chinook salmon PSC limit to
the entity representing the catcher/
processor sector if that entity represents
all the owners of AFA-permitted vessels
in this sector that are participants in an
approved IPA.
(D) Entity representing the AFA
mothership sector. NMFS will authorize
only one entity to represent the
mothership sector for purposes of
receiving and managing transferable
Chinook salmon PSC allocations on
behalf of the vessels eligible to fish
under transferable Chinook salmon PSC
allocations. NMFS will issue
transferable Chinook salmon allocations
under the Chinook salmon PSC limit to
an entity representing the mothership
sector if that entity represents all the
owners of AFA-permitted vessels in this
sector that are participants in an
approved IPA.
(ii) Request for approval as an entity
eligible to receive transferable Chinook
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5697
salmon PSC allocations. A
representative of an entity representing
the catcher/processor sector or the
mothership sector may request approval
by NMFS to receive transferable
Chinook salmon PSC allocations on
behalf of the members of the sector. The
application must be submitted to NMFS
at the address in paragraph (b)(6) of this
section. A completed application
consists of the application form and a
contract, described below.
(A) Application form. The applicant
must submit a paper copy of the
application form with all information
fields accurately filled in, including the
affidavit affirming that each eligible
vessel owner, from whom the applicant
received written notification requesting
to join the sector entity, has been
allowed to join the sector entity subject
to the same terms and conditions that
have been agreed on by, and are
applicable to, all other parties to the
sector entity. The application form is
available on the NMFS Alaska Region
Web site (https://alaskafisheries.
noaa.gov/) or from NMFS at the address
in paragraph (b)(6) of this section.
(B) Contract. A contract containing
the following information must be
attached to the completed application
form:
(1) Information that documents that
all vessel owners party to the contract
agree that the entity, the entity’s
representative, and the entity’s agent for
service of process named in the
application form represent them for
purposes of receiving transferable
Chinook salmon PSC allocations.
(2) A statement that the entity’s
representative and agent for service of
process are authorized to act on behalf
of the vessel owners party to the
contract.
(3) Signatures, printed names, and
date of signature for the owners of each
AFA-permitted vessel identified in the
application form.
(C) Contract duration. Once
submitted, the contract attached to the
application form is valid until amended
or terminated by the parties to the
contract.
(D) Deadline. An application form and
contract must be received by NMFS no
later than 1700 hours, A.l.t., on October
1 of the year prior to the year for which
the Chinook salmon PSC allocations are
effective.
(E) Approval. If more than one entity
application form is submitted to NMFS,
NMFS will approve the application
form for the entity that represents the
most eligible vessel owners in the
sector.
(F) Amendments to the sector entity.
(1) An amendment to the sector entity
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contract, with no change in entity
participants, may be submitted to NMFS
at any time and is effective upon written
notification of approval by NMFS to the
entity representative. To amend a
contract, the entity representative must
submit a complete application, as
described in paragraph (f)(8)(ii) of this
section.
(2) To make additions or deletions to
the vessel owners represented by the
entity for the next year, the entity
representative must submit a complete
application, as described in paragraph
(f)(8)(ii) of this section, by December 1.
(iii) Entity representative. (A) The
entity’s representative must—
(1) Act as the primary contact person
for NMFS on issues relating to the
operation of the entity;
(2) Submit on behalf of the entity any
applications required for the entity to
receive a transferable Chinook salmon
PSC allocation and to transfer some or
all of that allocation to and from other
entities eligible to receive transfers of
Chinook salmon PSC allocations;
(3) Ensure that an agent for service of
process is designated by the entity; and
(4) Ensure that NMFS is notified if a
substitute agent for service of process is
designated. Notification must include
the name, address, and telephone
number of the substitute agent in the
event the previously designated agent is
no longer capable of accepting service
on behalf of the entity or its members
within the 5-year period from the time
the agent is identified in the application
to NMFS under paragraph (f)(8)(ii) of
this section.
(B) Any vessel owner that is a member
of an inshore cooperative, or a member
of the entity that represents the catcher/
processor sector or the mothership
sector, may authorize the entity
representative to sign a proposed IPA
submitted to NMFS, under paragraph
(f)(12) of this section, on his or her
behalf. This authorization must be
included in the contract submitted to
NMFS, under paragraph (f)(8)(ii)(B) of
this section, for the sector-level entities
and in the contract submitted annually
to NMFS by inshore cooperatives under
§ 679.61(d).
(iv) Agent for service of process. The
entity’s agent for service of process
must—
(A) Be authorized to receive and
respond to any legal process issued in
the United States with respect to all
owners and operators of vessels that are
members of an entity receiving a
transferable allocation of Chinook
salmon PSC or with respect to a CDQ
group. Service on or notice to the
entity’s appointed agent constitutes
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service on or notice to all members of
the entity.
(B) Be capable of accepting service on
behalf of the entity until December 31
of the year five years after the calendar
year for which the entity notified the
Regional Administrator of the identity
of the agent.
(v) Absent a catcher/processor sector
or mothership sector entity. If the
catcher/processor sector or the
mothership sector does not form an
entity to receive a transferable allocation
of Chinook salmon PSC, the sector will
be managed by NMFS under a nontransferable allocation of Chinook
salmon PSC under paragraph (f)(10) of
this section.
(9) Transfers of Chinook salmon PSC.
(i) A Chinook salmon PSC allocation
issued to eligible entities under
paragraph (f)(8)(i) of this section may be
transferred to any other entity receiving
a transferable allocation of Chinook
salmon PSC by submitting to NMFS an
application for transfer described in
paragraph (f)(9)(iii) of this section.
Transfers of Chinook salmon PSC
allocations among eligible entities are
subject to the following restrictions:
(A) Entities receiving transferable
allocations under the 60,000 PSC limit
may only transfer to and from other
entities receiving allocations under the
60,000 PSC limit.
(B) Entities receiving transferable
allocations under the 45,000 PSC limit
may only transfer to and from other
entities receiving allocations under the
45,000 PSC limit.
(C) Entities receiving transferable
allocations under the 47,591 PSC limit
may only transfer to and from other
entities receiving allocations under the
47,591 PSC limit.
(D) Entities receiving transferable
allocations under the 33,318 PSC limit
may only transfer to and from other
entities receiving allocations under the
33,318 PSC limit.
(E) Chinook salmon PSC allocations
may not be transferred between seasons.
(ii) Post-delivery transfers. If the
Chinook salmon bycatch by an entity
exceeds its seasonal allocation, the
entity may receive transfers of Chinook
salmon PSC to cover overages for that
season. An entity may conduct transfers
to cover an overage that results from
Chinook salmon bycatch from any
fishing trip by a vessel fishing on behalf
of that entity that was completed or is
in progress at the time the entity’s
allocation is first exceeded. Under
§ 679.7(d)(5)(ii)(C)(2) and (k)(8)(v)(B),
vessels fishing on behalf of an entity
that has exceeded its Chinook salmon
PSC allocation for a season may not start
a new fishing trip for pollock in the BS
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Sfmt 4702
on behalf of that same entity for the
remainder of that season.
(iii) Application for transfer of
Chinook salmon PSC allocations—(A)
Completed application. NMFS will
process a request for transfer of Chinook
salmon PSC provided that a paper or
electronic application is completed,
with all information fields accurately
filled in. Application forms are available
on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/) or
from NMFS at the address in paragraph
(b)(6) of this section.
(B) Certification of transferor—(1)
Non-electronic submittal. The
transferor’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete. The transferor’s
designated representative must submit
the paper application as indicated on
the application.
(2) Electronic submittal. The
transferor’s designated entity
representative must log onto the NMFS
online services system and create a
transfer request as indicated on the
computer screen. By using the
transferor’s NMFS ID, password, and
Transfer Key, and submitting the
transfer request, the designated
representative certifies that all
information is true, correct, and
complete.
(C) Certification of transferee—(1)
Non-electronic submittal. The
transferee’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete.
(2) Electronic submittal. The
transferee’s designated representative
must log onto the NMFS online services
system and accept the transfer request
as indicated on the computer screen. By
using the transferee’s NMFS ID,
password, and Transfer Key, the
designated representative certifies that
all information is true, correct, and
complete.
(D) Deadline. NMFS will not approve
an application for transfer of Chinook
salmon PSC after June 25 for the A
season or after December 1 for the B
season.
(10) Non-transferable Chinook salmon
PSC allocations. (i) All vessels
belonging to a sector that is ineligible to
receive transferable allocations under
paragraph (f)(8) of this section, any
catcher vessels participating in an
inshore open access fishery, and all
vessels fishing under the opt-out
allocation under paragraph (f)(5) of this
section will fish under specific nontransferable Chinook salmon PSC
allocations.
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(ii) All vessels fishing under a nontransferable Chinook salmon PSC
allocation, including vessels fishing on
behalf of a CDQ group, will be managed
together by NMFS under that nontransferable allocation. If, during the
fishing year, the Regional Administrator
determines that a seasonal nontransferable Chinook salmon PSC
allocation will be reached, NMFS will
publish a notice in the Federal Register
closing the BS to directed fishing for
pollock by those vessels fishing under
that non-transferable allocation for the
remainder of the season or for the
remainder of the year.
(iii) For each non-transferable
Chinook salmon PSC allocation, NMFS
will deduct from the B season allocation
any amount of Chinook salmon bycatch
in the A season that exceeds the amount
available under the A season allocation.
(11) Rollover of unused A season
allocation—(i) Rollovers of transferable
allocations. NMFS will add any
Chinook salmon PSC allocation
remaining at the end of the A season,
after any transfers under paragraph
(f)(9)(ii) of this section, to an entity’s B
season allocation.
(ii) Rollover of non-transferable
allocations. For a non-transferable
allocation for the mothership sector,
catcher/processor sector, or an inshore
open access fishery, NMFS will add any
Chinook salmon PSC remaining in that
non-transferable allocation at the end of
the A season to that B season nontransferable allocation.
(12) Salmon bycatch incentive plan
agreements (IPAs)—(i) Minimum
participation requirements. More than
one IPA may be approved by NMFS.
Each IPA must have participants that
represent the following:
(A) Minimum percent pollock. Parties
to an IPA must collectively represent at
least 9 percent of the BS pollock quota.
(B) Minimum number of unaffiliated
AFA entities. Parties to an IPA must
represent any combination of two or
more CDQ groups or corporations,
partnerships, or individuals who own
AFA-permitted vessels and are not
affiliated, as affiliation is defined for
purposes of AFA entities in § 679.2.
(ii) Membership in an IPA. (A) No
vessel owner or CDQ group is required
to join an IPA.
(B) For a vessel owner in the catcher/
processor sector or mothership sector to
join an IPA, that vessel owner must be
a member of the entity representing that
sector under paragraph (f)(8).
(C) For a CDQ group to be a member
of an IPA, the CDQ group must sign the
IPA and list in that IPA each vessel
harvesting BS pollock CDQ, on behalf of
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that CDQ group, that will participate in
that IPA.
(D) Once a member of an IPA, a vessel
owner or CDQ group cannot withdraw
from the IPA during a fishing year.
(iii) Request for approval of a
proposed IPA. The IPA representative
must submit a proposed IPA to NMFS
at the address in paragraph (b)(6) of this
section. The proposed IPA must contain
the following information:
(A) Affidavit. The IPA must include
the affidavit affirming that each eligible
vessel owner or CDQ group, from whom
the IPA representative received written
notification requesting to join the IPA,
has been allowed to join the IPA subject
to the same terms and conditions that
have been agreed on by, and are
applicable to, all other parties to the
IPA.
(B) Name of the IPA.
(C) Representative. The IPA must
include the name, telephone number,
and email address of the IPA
representative who submits the
proposed IPA on behalf of the parties
and who is responsible for submitting
proposed amendments to the IPA and
the annual report required under
paragraph (f)(13) of this section.
(D) Third party group. The IPA must
identify at least one third party group.
Third party groups include any entities
representing western Alaskans who
depend on salmon and have an interest
in salmon bycatch reduction but do not
directly fish in a groundfish fishery.
(E) Description of the incentive plan.
The IPA must contain a description of
the following—
(1) The incentive(s) that will be
implemented under the IPA for the
operator of each vessel participating in
the IPA to avoid Chinook salmon and
chum salmon bycatch under any
condition of pollock and Chinook
salmon abundance in all years.
(2) How the incentive(s) to avoid
chum salmon do not increase Chinook
salmon bycatch.
(3) The rewards for avoiding Chinook
salmon, penalties for failure to avoid
Chinook salmon at the vessel level, or
both.
(4) How the incentive measures in the
IPA are expected to promote reductions
in a vessel’s Chinook salmon and chum
salmon bycatch rates relative to what
would have occurred in absence of the
incentive program.
(5) How the incentive measures in the
IPA promote Chinook salmon and chum
salmon savings in any condition of
pollock abundance or Chinook salmon
abundance in a manner that is expected
to influence operational decisions by
vessel operators to avoid Chinook
salmon and chum salmon.
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5699
(6) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage that vessel’s Chinook
salmon bycatch to keep total bycatch
below the performance standard
described in paragraph (f)(6) of this
section for the sector in which the
vessel participates.
(7) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage that vessel’s chum
salmon bycatch to avoid areas and times
where the chum salmon are likely to
return to western Alaska.
(8) The rolling hot spot program for
salmon bycatch avoidance that operates
throughout the entire A season and B
season and the agreement to provide
notifications of closure areas and any
violations of the rolling hot spot
program to the third party group.
(9) The restrictions or penalties
targeted at vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels
fishing at the same time.
(10) The requirement for vessels to
enter a fishery-wide in-season salmon
PSC data sharing agreement.
(11) The requirement for the use of
salmon excluder devices, with
recognition of contingencies, from
January 20 to March 31, and from
September 1 until the end of the B
season.
(12) The requirement that salmon
savings credits are limited to a
maximum of three years for IPAs with
salmon savings credits.
(13) The restrictions or performance
criteria used to ensure that Chinook
salmon PSC rates in October are not
significantly higher than those achieved
in the preceding months.
(F) Compliance agreement. The IPA
must include a written statement that all
parties to the IPA agree to comply with
all provisions of the IPA.
(G) Signatures. The names and
signatures of the owner or
representative for each vessel and CDQ
group that is a party to the IPA. The
representative of an inshore cooperative,
or the representative of the entity
formed to represent the AFA catcher/
processor sector or the AFA mothership
sector under paragraph (f)(8) of this
section may sign a proposed IPA on
behalf of all vessels that are members of
that inshore cooperative or sector level
entity.
(iv) Deadline and duration—(A)
Deadline for proposed IPA. A proposed
IPA must be received by NMFS no later
than 1700 hours, A.l.t., on October 1 of
the year prior to the year for which the
IPA is proposed to be effective.
(B) Duration. Once approved, an IPA
is effective starting January 1 of the year
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following the year in which NMFS
approves the IPA, unless the IPA is
approved between January 1 and
January 19, in which case the IPA is
effective starting in the year in which it
is approved. Once approved, an IPA is
effective until December 31 of the first
year in which it is effective or until
December 31 of the year in which the
IPA representative notifies NMFS in
writing that the IPA is no longer in
effect, whichever is later. An IPA may
not expire mid-year. No party may join
or leave an IPA once it is approved,
except as allowed under paragraph
(f)(12)(v)(C) of this section.
(v) NMFS review of a proposed IPA—
(A) Approval. An IPA will be approved
by NMFS if it meets the following
requirements:
(1) Meets the minimum participation
requirements in paragraph (f)(12)(i) of
this section;
(2) Is submitted in compliance with
the requirements of paragraphs (f)(12)(ii)
and (iv) of this section; and
(3) Contains the information required
in paragraph (f)(12)(iii) of this section.
(B) IPA identification number. If
approved, NMFS will assign an IPA
identification number to the approved
IPA. This number must be used by the
IPA representative in amendments to
the IPA.
(C) Amendments to an IPA.
Amendments to an approved IPA may
be submitted to NMFS at any time and
will be reviewed under the
requirements of this paragraph (f)(12).
An amendment to an approved IPA is
effective upon written notification of
approval by NMFS to the IPA
representative.
(D) Disapproval. (1) NMFS will
disapprove a proposed IPA or a
proposed amendment to an IPA for
either of the following reasons:
(i) If the proposed IPA fails to meet
any of the requirements of paragraphs
(f)(12)(i) through (iii) of this section, or
(ii) If a proposed amendment to an
IPA would cause the IPA to no longer
be consistent with the requirements of
paragraphs (f)(12)(i) through (iv) of this
section.
(2) Initial Administrative
Determination (IAD). If, in NMFS’
review of the proposed IPA, NMFS
identifies deficiencies in the proposed
IPA that require disapproval of the
proposed IPA, NMFS will notify the
applicant in writing. The IPA
representative will be provided one 30day period to address, in writing, the
deficiencies identified by NMFS.
Additional information or a revised IPA
received by NMFS after the expiration
of the 30-day period specified by NMFS
will not be considered for purposes of
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17:55 Feb 02, 2016
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the review of the proposed IPA. NMFS
will evaluate any additional information
submitted by the applicant within the
30-day period. If the Regional
Administrator determines that the
additional information addresses
deficiencies in the proposed IPA, the
Regional Administrator will approve the
proposed IPA under paragraphs
(f)(12)(iv)(B) and (f)(12)(v)(A) of this
section. However, if, after consideration
of the original proposed IPA and any
additional information submitted during
the 30-day period, NMFS determines
that the proposed IPA does not comply
with the requirements of paragraph
(f)(12) of this section, NMFS will issue
an initial administrative determination
(IAD) providing the reasons for
disapproving the proposed IPA.
(3) Administrative Appeals. An IPA
representative who receives an IAD
disapproving a proposed IPA may
appeal under the procedures set forth at
§ 679.43. If the IPA representative fails
to file an appeal of the IAD pursuant to
§ 679.43, the IAD will become the final
agency action. If the IAD is appealed
and the final agency action is a
determination to approve the proposed
IPA, then the IPA will be effective as
described in paragraph (f)(12)(iv)(B) of
this section.
(4) Pending appeal. While appeal of
an IAD disapproving a proposed IPA is
pending, proposed members of the IPA
subject to the IAD that are not currently
members of an approved IPA will fish
under the opt-out allocation under
paragraph (f)(5) of this section. If no
other IPA has been approved by NMFS,
NMFS will issue all sectors allocations
of the 47,591 Chinook salmon PSC limit
as described in paragraph (f)(3)(iii)(C) of
this section, or, in low Chinook salmon
abundance years, allocations of the
33,318 Chinook salmon PSC limit as
described in paragraph (f)(3)(iii)(D) of
this section.
(vi) Public release of an IPA. NMFS
will make all proposed IPAs and all
approved IPAs and the list of
participants in each approved IPA
available to the public on the NMFS
Alaska Region Web site (https://alaska
fisheries.noaa.gov/).
(13) IPA Annual Report. The
representative of each approved IPA
must submit a written annual report to
the Council at the address specified in
§ 679.61(f). The Council will make the
annual report available to the public.
(i) Submission deadline. The IPA
Annual Report must be received by the
Council no later than March 15.
(ii) Information requirements. The
IPA Annual Report must contain the
following information:
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(A) A comprehensive description of
the incentive measures, including the
rolling hot spot program and salmon
excluder use, in effect in the previous
year;
(B) A description of how these
incentive measures affected individual
vessels;
(C) An evaluation of whether
incentive measures were effective in
achieving salmon savings beyond levels
that would have been achieved in
absence of the measures, including the
effectiveness of—
(1) Measures to ensure that chum
salmon were avoided in areas and at
times where chum salmon are likely to
return to western Alaska;
(2) Restrictions or penalties that target
vessels that consistently have
significantly higher Chinook salmon
PSC rates relative to other vessels; and
(3) Restrictions or performance
criteria used to ensure that Chinook PSC
rates in October are not significantly
higher than in previous months.
(D) A description of any amendments
to the terms of the IPA that were
approved by NMFS since the last annual
report and the reasons that the
amendments to the IPA were made.
(E) The sub-allocation to each
participating vessel of the number of
Chinook salmon PSC and amount of
pollock (mt) at the start of each fishing
season, and number of Chinook salmon
PSC and amount of pollock (mt) caught
at the end of each season.
(F) The following information on inseason transfer of Chinook salmon PSC
and pollock among AFA cooperatives,
entities eligible to receive Chinook
salmon PSC allocations, or CDQ groups:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC
transferred; and
(5) Amount of pollock (mt)
transferred.
(G) The following information on inseason transfers among vessels
participating in the IPA:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC
transferred; and
(5) Amount pollock (mt) transferred.
(14) Non-Chinook salmon prohibited
species catch (PSC) limit and Chum
Salmon Savings Area. (i) The PSC limit
for non-Chinook salmon caught by
vessels using trawl gear from August 15
through October 14 in the Catcher
Vessel Operational Area, as defined
under § 679.22(a)(5) and in Figure 2 to
this part, is 42,000 fish.
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(ii) 10.7 percent of the non-Chinook
PSC limit is allocated to the CDQ
Program as a PSQ reserve.
(iii) If the Regional Administrator
determines that 42,000 non-Chinook
salmon have been caught by vessels
using trawl gear during the period
August 15 through October 14 in the
Catcher Vessel Operational Area, NMFS
will prohibit fishing for pollock for the
remainder of the period September 1
through October 14 in the Chum Salmon
Savings Area as defined in Figure 9 to
this part.
(iv) Trawl vessels participating in
directed fishing for pollock and
operating under an IPA approved by
NMFS under paragraph (f)(12) of this
section are exempt from closures in the
Chum Salmon Savings Area.
(15) Salmon handling. Regulations in
this paragraph apply to vessels directed
fishing for pollock in the BS, including
pollock CDQ, and processors taking
deliveries from these vessels.
(i) Salmon discard. The operator of a
vessel and the manager of a shoreside
processor or SFP must not discard any
salmon or transfer or process any
salmon under the PSD Program at
§ 679.26 if the salmon were taken
incidental to a directed fishery for
pollock in the BS until the number of
salmon has been determined by the
observer and the observer’s collection of
any scientific data or biological samples
from the salmon has been completed.
(ii) Salmon retention and storage. (A)
Operators of catcher/processors or
motherships must—
(1) Sort and transport all salmon
bycatch from each haul to an approved
storage container located adjacent to the
observer sampling station that allows an
observer free and unobstructed access to
the salmon (see § 679.28(d)(2)(i) and
(d)(7)). The salmon storage container
must remain in view of the observer
from the observer sampling station at all
times during the sorting of the haul.
(2) If, at any point during sorting of a
haul or delivery, the salmon are too
numerous to be contained in the salmon
storage container, cease all sorting and
give the observer the opportunity to
count the salmon in the storage
container and collect scientific data or
biological samples. Once the observer
has completed all counting and
sampling duties for the counted salmon,
the salmon must be removed by vessel
personnel from the approved storage
container and the observer sampling
station, in the presence of the observer.
(3) Before sorting of the next haul may
begin, give the observer the opportunity
to complete the count of salmon and the
collection of scientific data or biological
samples from the previous haul. When
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the observer has completed all counting
and sampling duties for a haul or
delivery, vessel personnel must remove
the salmon, in the presence of the
observer, from the salmon storage
container and the observer sampling
station.
(4) Ensure no salmon of any species
pass the observer sample collection
point, as identified in the scale drawing
of the observer sample station (see
§ 679.28(d)(2)(i) and (d)(7)).
(B) Operators of vessels delivering to
shoreside processors or stationary
floating processors must—
(1) Retain all salmon taken incidental
to a directed fishery for pollock in the
BS until the salmon are delivered to the
processor receiving the vessel’s BS
pollock catch.
(2) Notify the observer at least 15
minutes before handling catch on board
the vessel, including, but not limited to,
moving catch from one location to
another, sorting, or discard of catch
prior to the delivery of catch to the
processor receiving the vessel’s BS
pollock catch. This notification
requirement is in addition to the
notification requirements in § 679.51(e).
(3) Secure all salmon and catch after
the observer has completed the
collection of scientific data and
biological samples and after the vessel
crew has completed handling the catch.
All salmon and any other catch retained
on board the vessel must be made
unavailable for sorting and discard until
the delivery of catch to the processor
receiving the vessel’s BS pollock catch.
Methods to make salmon or retained
catch unavailable for sorting or discard
include but are not limited to securing
the catch in a completely enclosed
container above or below deck, securing
the catch in an enclosed codend, or
completely and securely covering the
fish on deck.
(4) Comply with the requirements in
paragraphs (f)(15)(ii)(B)(2) and (3) of this
section, before handling the catch prior
to delivery.
(C) Shoreside processors or stationary
floating processors must —
(1) Comply with the requirements in
§ 679.28(g)(7)(vii) for the receipt,
sorting, and storage of salmon from
deliveries of catch from the BS pollock
fishery.
(2) Ensure no salmon of any species
pass beyond the last point where sorting
of fish occurs, as identified in the scale
drawing of the plant in the Catch
Monitoring Control Plan (CMCP).
(3) Sort and transport all salmon of
any species to the salmon storage
container identified in the CMCP (see
§ 679.28(g)(7)(vi)(C) and(g)(7)(x)(F)). The
salmon must remain in that salmon
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Fmt 4702
Sfmt 4702
5701
storage container and within the view of
the observer at all times during the
offload.
(4) If, at any point during the offload,
salmon are too numerous to be
contained in the salmon storage
container, cease the offload and all
sorting and give the observer the
opportunity to count the salmon and
collect scientific data or biological
samples. The counted salmon then must
be removed from the area by plant
personnel in the presence of the
observer.
(5) At the completion of the offload,
give the observer the opportunity to
count the salmon and collect scientific
data or biological samples.
(6) Before sorting of the next offload
of catch from the BS pollock fishery
may begin, give the observer the
opportunity to complete the count of
salmon and the collection of scientific
data or biological samples from the
previous offload of catch from the BS
pollock fishery. When the observer has
completed all counting and sampling
duties for the offload, plant personnel
must remove the salmon, in the
presence of the observer, from the
salmon storage container and location
where salmon are counted and
biological samples or scientific data are
collected.
(iii) Assignment of crew to assist
observer. Operators of vessels and
managers of shoreside processors and
SFPs that are required to retain salmon
under paragraph (f)(15)(i) of this section
must designate and identify to the
observer aboard the vessel, or at the
shoreside processor or SFP, a crew
person or employee responsible for
ensuring all sorting, retention, and
storage of salmon occurs according to
the requirements of (f)(15)(ii) of this
section.
(iv) Discard of salmon. Except for
salmon under the PSD Program at
§ 679.26, all salmon must be returned to
the sea as soon as is practicable,
following notification by an observer
that the number of salmon has been
determined and the collection of
scientific data or biological samples has
been completed.
(g) Chinook salmon bycatch
management in the AI pollock fishery—
(1) Applicability. This paragraph
contains regulations governing the
bycatch of Chinook salmon in the AI
pollock fishery.
(2) AI Chinook salmon PSC limit. (i)
The PSC limit for Chinook salmon
caught by vessels while harvesting
pollock in the AI is 700 fish.
(ii) 7.5 percent of the PSC limit is
allocated to the CDQ Program as a PSQ
reserve.
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(3) Area closures. If, during the
fishing year, the Regional Administrator
determines that catch of Chinook
salmon by vessels using trawl gear
while directed fishing for pollock in the
AI will reach the PSC limit, NMFS, by
notification in the Federal Register, will
close the AI Chinook Salmon Savings
Area, as defined in Figure 8 to this part,
to directed fishing for pollock with
trawl gear on the following dates:
(i) From the effective date of the
closure until April 15, and from
September 1 through December 31, if
the Regional Administrator determines
that the annual limit of AI Chinook
salmon will be attained before April 15.
(ii) From September 1 through
December 31, if the Regional
Administrator determines that the
annual limit of AI Chinook salmon will
be attained after April 15.
*
*
*
*
*
■ 6. In § 679.22, revise paragraph (a)(10)
to read as follows:
§ 679.22
Closures.
(a) * * *
(10) Chum Salmon Savings Area.
Directed fishing for pollock by vessels
using trawl gear is prohibited from
August 1 through August 31 in the
Chum Salmon Savings Area defined at
Figure 9 to this part (see also
§ 679.21(f)(14)). Vessels directed fishing
for pollock in the BS, including pollock
CDQ, and operating under an approved
IPA under § 679.21(f)(12) are exempt
from closures in the Chum Salmon
Savings Area.
*
*
*
*
*
■ 7. In § 679.28, revise paragraphs
(d)(7)(i), (ii), and (iii) to read as follows:
§ 679.28 Equipment and operational
requirements.
*
*
*
*
(d) * * *
(7) * * *
(i) A salmon storage container must be
located adjacent to the observer
sampling station;
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*
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(ii) The salmon storage container must
remain in view of the observer at the
observer sampling station at all times
during the sorting of each haul; and
(iii) The salmon storage container
must be at least 1.5 cubic meters.
*
*
*
*
*
■ 8. In § 679.51, revise paragraphs
(e)(1)(iii), (e)(2) introductory text, and
(e)(2)(iii)(B)(3) to read as follows:
§ 679.51 Observer requirements for
vessels and plants.
*
*
*
*
*
(e) * * *
(1) * * *
(iii) Communications and observer
data entry—(A) Observer use of
equipment. Allow an observer to use the
vessel’s communications equipment and
personnel, on request, for the
confidential entry, transmission, and
receipt of work-related messages, at no
cost to the observer or the United States.
(B) The operator of a catcher/
processor, mothership, or catcher vessel
125 ft LOA or longer (except for a
catcher vessel fishing for groundfish
with pot gear) must provide the
following equipment, software and data
transmission capabilities:
(1) Observer access to computer. Make
a computer available for use by the
observer.
(2) NMFS-supplied software. Ensure
that the most recent release of NMFS
data entry software provided by the
Regional Administrator or other
approved software is installed on the
computer described in paragraph
(e)(1)(iii)(B)(1) of this section.
(3) Data transmission. The computer
and software described in paragraphs
(e)(1)(iii)(B)(1) and (2) of this section
must be connected to a communication
device that provides a point-to-point
connection to the NMFS host computer.
(4) Functional and operational
equipment. Ensure that the required
equipment described in paragraph
(e)(1)(iii)(B) of this section and that is
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Fmt 4702
Sfmt 9990
used by an observer to enter or transmit
data is fully functional and operational.
‘‘Functional’’ means that all the tasks
and components of the NMFS-supplied,
or other approved, software described in
paragraph (e)(1)(iii)(B)(2) of this section
and any required data transmissions to
NMFS can be executed effectively
aboard the vessel by the equipment.
(C) The operator of a catcher vessel
participating in the Rockfish Program or
a catcher vessel less than 125 ft LOA
directed fishing for pollock in the BS
must comply with the computer and
software requirements described in
paragraphs (e)(1)(iii)(B)(1), (2), and (4) of
this section.
*
*
*
*
*
(2) Shoreside processor and stationary
floating processor responsibilities. A
manager of a shoreside processor or a
stationary floating processor that is
required to maintain observer coverage
as specified under paragraph (b) of this
section must:
*
*
*
*
*
(iii) * * *
(B) * * *
(3) Functional and operational
equipment. Ensuring that the
communications equipment required
under paragraph (e)(2)(iii)(B) of this
section that is used by observers to enter
and transmit data is functional and
operational. ‘‘Functional’’ means that all
the tasks and components of the NMFSsupplied, or other approved, software
described at paragraph (e)(2)(iii)(B)(2) of
this section and any data transmissions
to NMFS can be executed effectively by
the communications equipment.
*
*
*
*
*
Tables 47a through 47d to Part 679
[Removed]
9. Remove Tables 47a through 47d to
part 679.
■
[FR Doc. 2016–01890 Filed 2–2–16; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 81, Number 22 (Wednesday, February 3, 2016)]
[Proposed Rules]
[Pages 5681-5702]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-01890]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 150629562-6025-01]
RIN 0648-BF25
Fisheries of the Exclusive Economic Zone Off Alaska; Bycatch
Management in the Bering Sea Pollock Fishery
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes regulations to implement Amendment 110 to the
Fishery Management Plan for Groundfish of the Bering Sea and Aleutian
Islands Management Area (FMP). If approved, Amendment 110 and this
proposed rule would improve the management of Chinook and chum salmon
bycatch in the Bering Sea pollock fishery by creating a comprehensive
salmon bycatch avoidance program. This action is necessary to minimize
Chinook and chum salmon bycatch in the Bering Sea pollock fishery to
the extent practicable while maintaining the potential for the full
harvest of the pollock total allowable catch within specified
prohibited species catch limits. Amendment 110 is intended to promote
the goals and objectives of the Magnuson-Stevens Fishery Conservation
and Management Act, the FMP, and other applicable laws.
DATES: Comments must be received no later than March 4, 2016.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2015-0081 of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2015-0081, click the
``Comment Now!'' icon, complete the required fields, and enter or
attach your comments.
Mail: Submit written comments to Glenn Merrill, Assistant
Regional Administrator, Sustainable Fisheries Division, Alaska Region
NMFS, Attn: Ellen Sebastian. Mail comments to P.O. Box 21668, Juneau,
AK 99802-1668.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
Electronic copies of Amendment 110 and the Environmental
Assessment/Regulatory Impact Review/Initial Regulatory Flexibility
Analysis (EA/RIR/IRFA) prepared for this action (collectively the
``Analysis'') may be obtained from www.regulations.gov.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
rule may be submitted by mail to NMFS Alaska Region, P.O. Box 21668,
Juneau, AK 99802-1668, Attn: Ellen Sebastian, Records Officer; in
person at NMFS Alaska Region, 709 West 9th Street, Room 420A, Juneau,
AK; and by email
[[Page 5682]]
to OIRA_Submission@omb.eop.gov or by fax to 202-395-5806.
FOR FURTHER INFORMATION CONTACT: Gretchen Harrington or Alicia Miller,
907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the groundfish fisheries in the
exclusive economic zone of the Bering Sea and Aleutian Islands
Management Area (BSAI) under the FMP. The North Pacific Fishery
Management Council (Council) prepared the FMP under the authority of
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act), 16 U.S.C. 1801 et seq. Regulations governing U.S.
fisheries and implementing the FMP appear at 50 CFR parts 600 and 679.
This proposed rule would implement Amendment 110 to the FMP. The
Council has submitted Amendment 110 for review by the Secretary of
Commerce, and a Notice of Availability (NOA) of this amendment was
published in the Federal Register on January 8, 2016, with comments
invited through March 8, 2015 (81 FR 897). Respondents do not need to
submit the same comments on both the NOA and this proposed rule. All
relevant written comments received by the end of the applicable comment
period, whether specifically directed to the FMP amendment, this
proposed rule, or both, will be considered in the approval/disapproval
decision for Amendment 110 and addressed in the response to comments in
the final decision.
The following sections describe the fisheries and the current
management programs that would be affected by Amendment 110 and this
proposed rule: (1) The Bering Sea pollock fishery, (2) salmon bycatch
in the Bering Sea pollock fishery, (3) importance of salmon in western
Alaska, (4) management of salmon bycatch in the Bering Sea and Aleutian
Islands, (5) objectives of and rationale for Amendment 110 and this
proposed rule, (6) proposed salmon bycatch management measures, (7)
proposed changes to monitoring and enforcement requirements, and (8)
other regulatory changes in the proposed rule.
The Bering Sea Pollock Fishery
Amendment 110 and this proposed rule would apply to owners and
operators of catcher vessels, catcher/processors, motherships, inshore
processors, and the six Western Alaska Community Development Quota
(CDQ) Program groups participating in the pollock (Gadus chalcogrammus)
fishery in the Bering Sea subarea of the BSAI. Currently, pollock in
the BSAI is managed in three separate geographic units: The Bering Sea
subarea, the Aleutian Islands subarea, and the Bogoslof District of the
Bering Sea subarea. Amendment 110 and this proposed rule only apply to
management of the pollock fishery in the Bering Sea subarea. Amendment
110 would not affect the management of pollock fisheries in the
Aleutian Islands or the status of pollock fishing in the Bogoslof
District. Therefore, in this proposed rule, the term ``pollock
fishery'' refers only to the Bering Sea pollock fishery, unless
otherwise specified.
The pollock fishery is the largest single species fishery, by
volume, in the United States. The wholesale gross value of this fishery
was more than 1.329 billion dollars in 2013, the most recent year of
complete wholesale value data. The pollock fishery is managed under the
American Fisheries Act (AFA) (16 U.S.C. 1851 note). In October 1998,
Congress enacted the AFA, which ``rationalized'' the pollock fishery by
identifying the vessels and processors eligible to participate in the
fishery and allocating pollock among those eligible participants. For
more information on the AFA, please see the final rule implementing the
AFA (67 FR 79692, December 30, 2002).
Under the AFA, 10 percent of the pollock total allowable catch
(TAC) is allocated to the CDQ Program. After the CDQ Program allocation
is subtracted, an amount needed for the incidental catch of pollock in
other non-pollock groundfish fisheries is subtracted from the TAC. In
2015, the pollock TAC was 1,310,000 metric tons (mt). In 2015, the CDQ
allocation was 131,000 mt of pollock and the incidental catch allowance
was 47,160 mt. The ``directed fishing allowance'' is the remaining
amount of pollock, after subtraction of the CDQ Program allocation and
the incidental catch allowance. The directed fishing allowance is then
allocated among the AFA inshore sector (50 percent), the AFA catcher/
processor sector (40 percent), and the AFA mothership sector (10
percent). Annually, NMFS further apportions the pollock allocations to
the CDQ Program and the AFA sectors between two seasons--40 percent to
the A season (January 20 to June 10) and 60 percent to the B season
(June 10 to November 1) (see Sec. 679.20(a)(5)(i)(B)(1)).
The allocation of pollock to the CDQ sector is further allocated
among the six non-profit corporations (CDQ groups) that represent the
65 communities eligible for the CDQ Program under section 305(i)(1)(D)
of the Magnuson-Stevens Act. The current percentage allocations of
pollock among the six CDQ groups were approved by NMFS in 2005 based on
recommendations from the State of Alaska (State). These percentage
allocations are now the required allocations of pollock among the CDQ
groups under section 305(i)(1)(B) of the Magnuson-Stevens Act. More
information about the allocations of pollock, other groundfish, crab,
and prohibited species (including Chinook salmon) among the six CDQ
groups is provided in the Federal Register notice that described the
effect of the 2006 amendments to the Magnuson-Stevens Act on CDQ
Program allocations (71 FR 51804, August 31, 2006).
CDQ groups typically sell or lease their pollock allocations to
harvesting partners, including vessels owned, in part, by the CDQ
group. Although CDQ groups are not required to partner with AFA-
permitted vessels to harvest CDQ pollock, to date, the vessels
harvesting CDQ pollock have also been AFA-permitted vessels.
Specifically, the CDQ pollock allocations have most often been
harvested by AFA catcher/processors, and to a lesser extent, AFA
catcher vessels delivering to a mothership. A relatively small amount
of CDQ pollock has been harvested by AFA catcher vessels delivering to
inshore processing plants.
The AFA allows for the formation of fishery cooperatives within the
non-CDQ sectors. A purpose of these AFA cooperatives is to further
subdivide each sector's or inshore cooperative's pollock allocation
among participants in the sector or cooperative through private
contractual agreements. The cooperatives manage these allocations to
ensure that individual vessels and companies do not harvest more than
their agreed upon share. The cooperatives also facilitate transfers of
pollock among the cooperative members, enforce contract provisions, and
participate in an intercooperative agreement to minimize non-Chinook
salmon bycatch and an incentive plan agreement to minimize Chinook
salmon bycatch.
Each year, catcher vessels eligible to deliver pollock to the seven
eligible AFA inshore processors may form inshore cooperatives
associated with a particular inshore processor. NMFS permits the
inshore cooperatives, allocates pollock to them, and manages these
allocations through a regulatory prohibition against an inshore
cooperative exceeding its pollock allocation. The amount of pollock
allocated to each inshore cooperative is based on the member vessel's
pollock catch history from 1995 through 1997, as required under section
210(b) of the
[[Page 5683]]
AFA (16 U.S.C. 1851 note). These catcher vessels are not required to
join an inshore cooperative. Those that do not join an inshore
cooperative are managed by NMFS under the ``inshore open access
fishery.'' For 2015, seven inshore cooperatives have been formed by AFA
eligible inshore catcher vessels and their partner inshore processors.
The AFA catcher/processor sector is made up of the catcher/
processors and catcher vessels eligible under the AFA to deliver to
catcher/processors. Owners of the catcher/processors that are listed by
name in the AFA and are still active in the pollock fishery have formed
a cooperative called the Pollock Conservation Cooperative (PCC). Owners
of the catcher vessels eligible to deliver pollock to the catcher/
processors have formed a cooperative called the High Seas Catcher's
Cooperative (HSCC). Collectively, the AFA catcher/processor sector
operates as a single entity and coordinates the harvesting of its
pollock allocation. All participants that harvest pollock allocated to
the catcher/processor sector are members of the two cooperatives,
except for one participant. Section 208(e)(21) of the AFA expressly
limits the amount of harvest by the one participant in the catcher/
processor sector who is not a member of a cooperative to 0.5 percent of
the TAC allocated to the catcher/processor sector.
The AFA mothership sector is made up of three motherships named in
the AFA that are eligible to receive and process pollock harvested by
catcher vessels, and the catcher vessels eligible under the AFA to
deliver pollock to these motherships. All catcher vessels delivering to
these three motherships have formed a cooperative called the Mothership
Fleet Cooperative (MFC). The primary purpose of the cooperative is to
sub-allocate the mothership sector pollock allocation among the catcher
vessels authorized to harvest this pollock and to manage these
allocations.
The cooperatives control the harvest by their member vessels so
that the pollock allocation to the sector is not exceeded. However,
NMFS monitors pollock harvest by all members of the catcher/processor
sector and mothership sector. NMFS retains the authority to close
directed fishing for pollock by a sector if vessels in that sector
continue to fish once the sector's seasonal allocation of pollock has
been harvested.
Salmon Bycatch in the Bering Sea Pollock Fishery
Pollock is harvested with fishing vessels using trawl gear, which
are large nets towed through the water by the vessel. Pollock can occur
in the same locations as Chinook salmon and chum salmon. Consequently,
Chinook salmon and chum salmon are incidentally caught in the nets as
fishermen target pollock.
Section 3 of the Magnuson-Stevens Act defines bycatch as fish that
are harvested in a fishery, which are not sold or kept for personal
use. Therefore, Chinook salmon and chum salmon caught in the pollock
fishery are considered bycatch under the Magnuson-Stevens Act, the FMP,
and NMFS regulations at 50 CFR part 679. Bycatch of any species,
including discard or other mortality caused by fishing, is a concern of
the Council and NMFS. National Standard 9 and section 303(a)(11) of the
Magnuson-Stevens Act require the Council to select, and NMFS to
implement, conservation and management measures that, to the extent
practicable, minimize bycatch and bycatch mortality.
The bycatch of culturally and economically valuable species like
Chinook salmon and chum salmon, which are fully allocated and, in some
cases, facing conservation concerns, are categorized as prohibited
species under the FMP. They are the most regulated and closely managed
category of bycatch in the groundfish fisheries off Alaska, and
specifically in the BS pollock fishery. In addition to Pacific salmon,
other species including steelhead trout, Pacific halibut, king crab,
Tanner crab, and Pacific herring are classified as prohibited species
in the groundfish fisheries off Alaska. As a prohibited species,
fishermen must avoid salmon bycatch and any salmon caught must either
be donated to the Prohibited Species Donation (PSD) Program (see
regulations at Sec. 679.26), or returned to Federal waters as soon as
is practicable, with a minimum of injury, after an observer has
determined the number of salmon and collected any scientific data or
biological samples.
The PSD Program was established to reduce the amount of edible
protein discarded under prohibited species catch (PSC) regulatory
requirements (see regulations Sec. 679.21). One reason for requiring
the discard of prohibited species is that some of the fish may live if
they are returned to the sea with a minimum of injury and delay.
However, salmon caught incidentally in trawl nets die as a result of
that capture due to damage they suffer within the nets. The PSD Program
allows permitted seafood processors to retain salmon bycatch for
distribution to economically disadvantaged individuals through tax-
exempt hunger relief organizations. Section 4.5.6 of the Analysis
provides additional detail on the PSD Program and donations received
and processed through that program.
Chinook Salmon Bycatch
The pollock fishery catches more than 95 percent of the Chinook
salmon taken incidentally in the BSAI groundfish fisheries, based on
data from 1992 through 2014. However, the amount of Chinook salmon
bycatch taken by the pollock fishery has declined since 2007. From 1992
through 2001 the average Chinook salmon bycatch in the pollock fishery
was 32,482 fish per year. Bycatch increased substantially from 2002
through 2007, to an average of 74,067 Chinook salmon per year. A
historic high of approximately 122,000 Chinook salmon was taken in the
pollock fishery in 2007. However, since 2007 Chinook salmon bycatch
declined substantially to an average of 15,500 Chinook salmon per year
from 2008 to 2014. The decline is most likely due to a combination of
factors, including changes in abundance and distribution of Chinook
salmon and pollock, as well as changes in fleet behavior to avoid
salmon bycatch.
In years of historically high Chinook salmon bycatch in the pollock
fishery (2002 through 2007), the rate of Chinook salmon bycatch
averaged 52 Chinook salmon per 1,000 tons of pollock harvested. With so
few salmon relative to the large amount of pollock harvested, Chinook
salmon encounters are difficult to predict or avoid. Vessel-level
cooperation to share information about areas of high Chinook salmon
encounter rates probably is the best tool that the industry currently
has to quickly identify areas of high bycatch and to avoid fishing
there. However, it will continue to be difficult to predict when and
where large amounts of Chinook salmon bycatch will be encountered by
the pollock fleet, primarily because of the current lack of
understanding of the biological and oceanographic conditions that
influence the distribution and abundance of salmon in the areas where
the pollock fishery occurs.
Chinook salmon taken in the pollock fishery originate from river
systems in Alaska, the Pacific Northwest, and Canada. Estimates vary
from year to year, but on average approximately 65 percent of the
Chinook salmon bycatch in the pollock fishery may be destined for
western Alaska. Western Alaska includes the Bristol Bay, Kuskokwim,
Yukon, and Norton Sound areas. Chinook salmon destined for elsewhere in
Alaska, the Pacific Northwest, and Canada comprise approximately 28
percent of the bycatch. Section 3.4 of
[[Page 5684]]
the Analysis provides additional information about Chinook salmon
biology, distribution, and stock assessments by river system or region
(see ADDRESSES).
Chum Salmon Bycatch
The pollock fishery catches over 95 percent of the chum salmon
taken incidentally as bycatch in the BSAI groundfish fisheries. The
pollock fishery catches chum salmon almost exclusively in the B season
(after June 10). The pollock fishery has caught large numbers of chum,
with a historic high of approximately 700,000 chum salmon taken in
2005. Since then, bycatch levels in the pollock fishery have been quite
variable, ranging from a low of 13,280 chum salmon in 2010 to a high of
309,646 chum salmon in 2006. Average chum salmon bycatch from 2006
through to 2014 was 115,190 chum salmon. In 2014, the pollock fishery
caught 219,428 chum salmon.
Genetic information indicates that the majority of the chum salmon
caught in the pollock fishery are of Asian origin (approximately 60
percent) while a smaller percentage (approximately 21 percent)
originate from aggregate streams in western Alaska. Chum salmon from
elsewhere in Alaska, the Pacific Northwest, and Canada comprise the
remaining percentage of the bycatch (approximately 19 percent). While
the genetics cannot differentiate hatchery-origin fish from wild Asian
chum salmon, given the high proportion of Pacific Rim hatchery-released
chum from Japan, much of the Asian origin chum observed in the bycatch
is likely to be of Asian hatchery-origin. Alaska chum salmon runs have
indicated a history of volatility in run sizes, and chum salmon stocks
in Alaska are generally at higher levels of abundance than historical
periods. Section 3.4 of the Analysis provides additional information
about chum salmon biology, distribution, and stock assessments by river
system or region (see ADDRESSES).
Importance of Salmon in Western Alaska
The Council and NMFS have been concerned about the potential impact
of Chinook and chum salmon bycatch on returns to western Alaska given
the relatively large proportion of bycatch from these river systems
that occurs in the pollock fishery. Chinook salmon and chum salmon
destined for western Alaska support commercial, subsistence, sport, and
personal use fisheries. The Alaska Board of Fisheries adopts
regulations through a public process to conserve salmon and to allocate
salmon to the various users. The State of Alaska Department of Fish and
Game manages the salmon commercial, subsistence, sport, and personal
use fisheries. The first management priority is to meet spawning
escapement goals to sustain salmon resources for future generations.
The next priority is for subsistence use under both State and Federal
law. Salmon is a primary subsistence food in some areas. Subsistence
fisheries management includes coordination with U.S. Federal agencies
where Federal rules apply under the Alaska National Interest Lands
Conservation Act. Section 3.4 of the Analysis provides a detailed
description of the State and Federal management process. Appendix A-4
of the Analysis provides an overview of the importance of subsistence
salmon harvests and commercial salmon harvests.
Management of Salmon Bycatch in the Bering Sea and Aleutian Islands
(BSAI)
Over the last 20 years, the Council and NMFS have adopted and
implemented several management measures to limit salmon bycatch in the
BSAI trawl fisheries, and particularly in the pollock fishery.
Management measures have focused on minimizing Chinook salmon bycatch,
chum salmon bycatch, and non-Chinook salmon bycatch. Non-Chinook
bycatch is a category that includes all salmon species except Chinook
salmon, but is comprised predominantly of chum salmon.
In 1994, the Chum Salmon Savings Area in the eastern Bering Sea was
established by an emergency rule (59 FR 35476, July 12, 1994). This
Chum Salmon Savings Area corresponded to a region of historically high
chum salmon bycatch compared to other areas in the Bering Sea. The
Council subsequently recommended maintaining the Chum Salmon Savings
Area under Amendment 35 to the FMP (60 FR 34904, July 5, 1995).
Amendment 35 closed the Chum Salmon Savings Area to all trawling from
August 1 through August 31 and established a 42,000 non-Chinook salmon
PSC limit for trawl vessels operating in the Bering Sea. A PSC limit is
effectively a bycatch limit; it constrains fishing once the amount of
PSC is reached. Amendment 35 also established a separate Catcher Vessel
Operational Area. The Catcher Vessel Operational Area corresponds to
another region in the eastern Bering Sea where trawl catcher vessels
had historically been observed to have high non-Chinook salmon (i.e.,
chum salmon) bycatch. Under Amendment 35, if the non-Chinook salmon PSC
limit was caught in the Catcher Vessel Operational Area between August
15 and October 14, NMFS prohibited fishing with trawl gear for the
remainder of the period September 1 through October 14 in the Chum
Salmon Savings Area. Figure 9 to part 679 shows the Chum Salmon Savings
Area and Catcher Vessel Operational Area.
In 1995, NMFS also established the Chinook Salmon Savings Area,
which was implemented under Amendment 21b to the FMP (60 FR 61215,
November 29, 1995). The Chinook Salmon Savings Area was established
based on historic information regarding the location and timing of
Chinook salmon bycatch. Regulations implementing Amendment 21b
established annual PSC limits for Chinook salmon and specific seasonal
no-trawling zones in the Chinook Salmon Savings Area that would close
when the limits were reached. Once the 48,000 Chinook salmon PSC limit
was reached, these regulations prohibited trawling in the Chinook
Salmon Savings Area through April 15.
In 2000, NMFS implemented Amendment 58 to the FMP, which reduced
the Chinook Salmon Savings Area PSC limit from 42,000 to 29,000 Chinook
salmon, redefined the Chinook Salmon Savings Area as two non-contiguous
areas (Area 1 in the Aleutian Islands subarea and Area 2 in the Bering
Sea subarea), and established new closure periods (65 FR 60587, October
12, 2000).
In 2005, NMFS implemented Amendment 82 to the FMP. Amendment 82
established the Aleutian Islands Chinook salmon PSC limit of 700 fish.
If the limit is reached, NMFS will close the directed pollock fishery
in the Aleutian Islands Chinook Salmon Savings Area (70 FR 9856, March
1, 2005).
In 2007, NMFS implemented Amendment 84 to the FMP to enhance the
effectiveness of salmon bycatch measures. The Council and NMFS were
concerned that increases in Chinook salmon and non-Chinook
(predominantly chum) salmon bycatch in the pollock fishery were
occurring despite Chinook and chum salmon PSC limits being reached and
the closures of the Chinook Salmon Savings Area and Chum Salmon Savings
Area (72 FR 61070, October 29, 2007). Amendment 84 exempted pollock
vessels from Chinook Salmon Savings Area and Chum Salmon Savings Area
closures if they participate in an intercooperative agreement (ICA) to
reduce salmon bycatch. Amendment 84 also exempted vessels participating
in non-pollock trawl fisheries from Chum Salmon Savings Area closures
because these
[[Page 5685]]
fisheries intercept minimal amounts of salmon. In 2010, NMFS
implemented Amendment 91 to the FMP to manage Chinook salmon bycatch in
the pollock fishery (75 FR 53026, August 30, 2010), and to remove
Chinook salmon from the Amendment 84 regulations. However, Amendment 84
continues to apply to non-Chinook salmon bycatch.
The ICA allowed vessels participating in the pollock fishery to use
their internal cooperative structure to reduce Chinook salmon and non-
Chinook salmon bycatch using a method called the voluntary rolling
hotspot system. Amendment 84 required that parties to the ICA include
the AFA cooperatives; the six CDQ groups; at least one third-party
group, including any organizations representing western Alaskans who
depend on salmon and have an interest in salmon bycatch reduction but
do not directly fish in a groundfish fishery; and at least one entity
retained to facilitate bycatch avoidance behavior and information
sharing. All AFA cooperatives and CDQ groups participated in the ICA
and continue to do so to avoid incidentally catching non-Chinook
salmon.
Amendment 84 continues to exempt vessels participating in the ICA
from the Chum Salmon Savings Area closure. Closure of the Chum Salmon
Savings Area was designed to reduce the total amount of chum salmon
bycatch by closing areas with historically high levels of chum salmon
bycatch. The ICA operates in lieu of a fixed area closure, and is
required to identify and close areas of high salmon bycatch and move
vessels to other areas.
Fishery participants provide the ICA with real-time salmon bycatch
information and the ICA uses that information to inform other fishery
participants to avoid areas of high non-Chinook salmon bycatch rates.
Using a system specified in regulations, the ICA assigns vessels in a
cooperative to certain tiers, based on bycatch rates of vessels in that
cooperative relative to a base rate established in regulations, and
implements large area closures for vessels in tiers associated with
higher bycatch rates. The ICA managers monitor salmon bycatch in the
pollock fisheries and announce area closures for areas with relatively
high salmon bycatch rates. Monitoring and enforcement are accomplished
through private contractual arrangements. The efficacy of voluntary
closures and bycatch reduction measures are reported to the Council
annually.
Amendment 91, as implemented in 2010 to manage Chinook salmon
bycatch in the pollock fishery (75 FR 53026, August 30, 2010), combined
a limit on the amount of Chinook salmon that may be caught incidentally
with a novel approach designed to minimize bycatch to the extent
practicable in all years and prevent bycatch from reaching the limit in
most years, while providing the fleet the flexibility to harvest the
pollock TAC. Amendment 91 removed Chinook salmon from the Amendment 84
regulations, and established two Chinook salmon PSC limits for the
pollock fishery--60,000 and 47,591 Chinook salmon. Under Amendment 91,
the PSC limit is 60,000 Chinook salmon if some, or all, of the pollock
fishery participates in an industry-developed contractual arrangement,
called an incentive plan agreement (IPA). An IPA establishes an
incentive program to minimize bycatch at all levels of Chinook salmon
abundance. Participation in an IPA is voluntary; however, any vessel or
CDQ group that chooses not to participate in an IPA is subject to a
restrictive opt-out allocation (also called a backstop cap). Since
Amendment 91 was implemented, all AFA vessels have participated in an
IPA.
To ensure participants develop effective IPAs, participants provide
the Council and NMFS an annual report that describes the efforts each
IPA is taking to accomplish the intent of the program that each vessel
actively avoids Chinook salmon at all times while fishing for pollock
and, collectively, that bycatch is minimized in each year. The IPA
system is designed to be flexible, responsive, and can be tailored by
each sector to fit its operational needs. The IPAs impose rewards for
avoiding Chinook salmon bycatch or penalties for failure to avoid
Chinook salmon bycatch at the vessel level. While the IPAs provide an
incentive to minimize bycatch in all years to a level below the limit,
a limit of 60,000 Chinook salmon provides the industry the flexibility
to harvest the pollock TAC in high-encounter years when bycatch is
difficult to avoid.
Since implementation, all the participants in the pollock fishery
are currently participating in IPA agreements. There are three NMFS-
approved IPA agreements currently in place: the Inshore Chinook Salmon
Savings Incentive Plan Agreement, the Mothership Salmon Savings
Incentive Plan Agreement, and the Catcher Processor Chinook Salmon
Bycatch Reduction Incentive Plan and Agreement. Section 2.1.2.3 of the
Analysis provides details on the features of the current IPA
agreements.
Under Amendment 91, if fishery participants do not form any IPAs,
the 47,591 Chinook salmon PSC limit applies rather than the 60,000
Chinook salmon PSC limit. This PSC limit was the approximate 10-year
average of Chinook salmon bycatch from 1997 to 2006, the years
considered by the Council and NMFS when developing Amendment 91. The
47,591 Chinook salmon PSC limit constrains Chinook salmon bycatch in
the pollock fishery if no other incentives, namely the IPAs, are
operating to minimize bycatch below this level.
Both the 60,000 and 47,591 Chinook salmon PSC limits are
apportioned between the A and B seasons and allocated to the AFA
catcher/processor sector, the AFA mothership sector, the AFA inshore
sector, and CDQ Program. NMFS further allocates the AFA inshore sector
PSC among the inshore cooperative and the CDQ Program PSC among the CDQ
groups. Chinook salmon PSC allocations made to sectors, inshore
cooperatives, and the CDQ groups are transferable. Transferability
mitigates the variation in the salmon encounter rates among sectors,
inshore cooperatives, and CDQ groups, in a given pollock season. It
allows eligible participants to obtain a larger portion of the PSC
allocation in order to harvest their pollock allocation or to transfer
surplus PSC allocation to other entities. When a Chinook salmon PSC
allocation is reached, the affected sector, inshore cooperative, or CDQ
group must stop fishing for pollock for the remainder of the season
even if its pollock allocation has not been fully harvested.
Amendment 91 also established a performance standard as an
additional tool to ensure that the IPA is effective and that the AFA
sectors and the CDQ Program do not fully harvest their Chinook salmon
PSC allocations under the 60,000 Chinook salmon PSC limit in most
years. For an AFA sector or the CDQ Program to continue to receive
Chinook salmon PSC allocations under the 60,000 Chinook salmon PSC
limit, that AFA sector or the CDQ Program may not exceed its annual
threshold amount in any three years within seven consecutive years. If
this performance standard is not met, that AFA sector or CDQ Program
will permanently be allocated a portion of the 47,591 Chinook salmon
PSC limit. The risk of bearing the potential adverse economic impacts
of a reduction from the 60,000 PSC limit to the 47,591 PSC limit
creates incentives for fishery participants to cooperate in an
effective IPA.
Before each fishing year, NMFS calculates each sector's annual
threshold amount. If some, but not all, members of a sector were to
participate in an IPA, NMFS would reduce that
[[Page 5686]]
sector's annual threshold amount by an amount equal to the sum of each
non-participating vessel's portion of the applicable performance
standard. At the end of each fishing year, NMFS evaluates each sector's
annual bycatch against that sector's annual threshold amount. Only the
bycatch of vessels or CDQ groups participating in an IPA accrue against
a sector's annual threshold amount. A sector's annual threshold amount
does not change when vessels from other sectors or entire sectors opt
out of an IPA or if another sector exceeds its performance standard.
Additional information the provisions of Amendment 91 are provided
in the final rule prepared for that action (75 FR 53026, August 30,
2010).
Objectives of and Rationale for Amendment 110 and This Proposed Rule
In April 2015, the Council adopted Amendment 110. The objective of
Amendment 110 and this proposed rule is to create a comprehensive
salmon bycatch avoidance program that would work more effectively than
the current salmon bycatch programs to avoid Chinook salmon bycatch and
Alaska-origin chum salmon bycatch. The Council's action is designed to
consider the importance of continued production of critical chum salmon
runs in western Alaska by focusing on bycatch avoidance of Alaskan chum
salmon runs. These runs have a history of volatility in run sizes, and
are of historic importance in the subsistence lifestyle of Alaskans.
Additional protections to other chum stocks outside of Alaska are
embedded in the Council's objective to avoid the high bycatch of chum
salmon overall, recognizing that most non-Alaska chum salmon are likely
from Asian hatcheries.
The Council recognized that the chum salmon bycatch reduction
program under Amendment 84 does not meet the Council's objective for
the pollock fishery to effectively avoid both Chinook salmon and chum
salmon bycatch. Amendment 84 did not provide the flexibility necessary
to avoid Chinook salmon when fishermen encountered both species, avoid
Alaska chum salmon stocks, or to harvest pollock in times and places
that best support those goals.
The Council recognized that Chinook salmon are an extremely
important resource to Alaskans who depend on local fisheries for their
sustenance and livelihood. Multiple years of historically low Chinook
salmon abundance have resulted in significant restrictions for
subsistence users in western Alaska and failure to achieve conservation
objectives. The current Chinook salmon bycatch reduction program under
Amendment 91 was designed to minimize bycatch to the extent practicable
in all years, under all conditions of salmon and pollock abundance.
While Chinook salmon bycatch impact rates have been low under the
program, the Council determined that there is evidence that
improvements could be made to ensure the program is reducing Chinook
salmon bycatch at low levels of salmon abundance. An analysis of the
possible improvements is provided in section 3.5.3 of the Analysis.
The Council considered a broad suite of measures to induce some
level of behavior change to further avoid salmon bycatch, which is the
primary objective of this action. Experience has shown that salmon
avoidance requires flexibility and the ability of vessels to adjust to
real-time information and fishery conditions. The Council also
considered the trade-offs between the potential salmon saved and the
forgone pollock catch.
In selecting the proposed salmon bycatch avoidance program, the
Council considered five alternatives, with many options, to assess the
impacts of minimizing Chinook salmon and chum salmon bycatch to the
extent practicable while maintaining the potential for the full harvest
of the pollock TAC. The Analysis contains a complete description of the
alternatives and a comparative analysis of the potential impacts of the
alternatives (see ADDRESSES).
The Council recommended all four action alternatives as Amendment
110. Amendment 110 would adjust the existing Chinook salmon bycatch
program to incorporate revised chum salmon bycatch measures into the
existing IPAs. In addition, the Council sought to provide greater
incentives to avoid Chinook salmon by strengthening incentives during
times of historically low Chinook salmon abundance in western Alaska.
Thus, the management measures included in Amendment 110 focus on
retaining the incentives to avoid Chinook salmon bycatch at all levels
of abundance as intended by Amendment 91. The Council also expressed
that it remains extremely important to provide the incentives to avoid
Alaska-origin chum salmon while maintaining the flexibility to avoid
Chinook salmon.
In developing Amendment 110, the Council and NMFS considered
consistency with the Magnuson-Stevens Act's 10 National Standards and
sought to balance the competing demands of the National Standards.
Specifically, the Council and NMFS recognized the need to balance and
be consistent with both National Standard 9 and National Standard 1.
National Standard 9 requires that conservation and management measures
minimize bycatch to the extent practicable. National Standard 1
requires that conservation and management measures prevent overfishing
while achieving, on a continuing basis, the optimum yield from each
fishery for the U. S. fishing industry. Amendment 110 meets National
Standards 1 and 9, as well as the other eight National Standards.
Amendment 110 also retains the structure and meets the original goals
of Amendment 91, but makes improvements by providing greater incentives
to minimize salmon bycatch in all conditions of abundance, while also
providing a reasonable opportunity to harvest the full pollock TAC each
year and to achieve the optimum yield for pollock over the long term.
The provisions of Amendment 110, and the rational for each
provision, are described in the following section on the proposed
salmon bycatch management measures.
Proposed Salmon Bycatch Management Measures
Amendment 110 and this proposed rule would--
incorporate chum salmon avoidance into the IPAs
established under Amendment 91 to the FMP, and remove the non-Chinook
salmon bycatch reduction ICA previously established under Amendment 84
to the FMP;
modify the requirements for the content of the IPAs to
increase the incentives for fishermen to avoid Chinook salmon;
change the seasonal apportionments of the pollock TAC to
allow more pollock to be harvested earlier in the year;
reduce the Chinook salmon PSC limit and performance
standard in years with low Chinook salmon abundance in western Alaska;
and
improve the monitoring of salmon bycatch in the pollock
fishery.
Incorporate Chum Salmon Avoidance Into the Incentive Plan Agreements
(IPAs)
Currently, Chinook salmon and chum salmon bycatch are managed under
two different programs (Amendment 84 for chum salmon bycatch and
Amendment 91 for Chinook salmon bycatch). This has created
inefficiencies, as having separate programs does not allow participants
in the pollock fishery the flexibility to modify harvest patterns
[[Page 5687]]
and practices to effectively minimize both Chinook salmon and chum
salmon bycatch. Adding chum salmon measures to the IPAs would increase
flexibility in responding to changing conditions and provide greater
incentives to reduce bycatch of both salmon species, thereby making
salmon bycatch management more effective, comprehensive, and efficient.
The chum salmon-specific requirements in the Amendment 84 implementing
regulations sometimes prevent fishery participants from making
decisions to avoid Chinook salmon when vessels encounter both chum
salmon and Chinook salmon.
Amendment 110 and this proposed rule would incorporate chum salmon
avoidance into the IPAs established under Amendment 91. This proposed
rule would remove the Amendment 84 implementing regulations by removing
Sec. 679.21(g). However, Amendment 110 and this proposed rule would
maintain the current non-Chinook salmon PSC limit of 42,000 fish and
the closure of the Chum Salmon Savings Area to the pollock fishery when
the 42,000 non-Chinook salmon PSC limit has been reached (see the above
section Management of Salmon Bycatch in the Bering Sea and Aleutian
Islands (BSAI) for more detail on the existing salmon regulations).
Vessels that participate in an IPA would be exempt from the Chum Salmon
Savings Area closure. The purpose of maintaining the non-Chinook salmon
PSC limit and the Chum Salmon Savings Area closure is to provide
additional incentives for vessels to join an IPA, and to serve as back-
stop chum salmon measures for those vessels that choose not to
participate in an IPA.
Incorporating chum salmon into the IPAs meets the purpose of this
action by providing measures to prevent high chum salmon bycatch, while
also giving participants in the pollock fishery the flexibility to
avoid Alaska chum stocks, and to use coordinated management under the
IPAs to adapt quickly to changing conditions. The Council determined
and NMFS agreed that this action for chum bycatch would strike an
appropriate balance between regulatory requirements and adaptive
management.
To incorporate chum salmon into the IPAs, the proposed rule would
modify the required contents of the IPAs at Sec. 679.21(f)(12), to
include the following:
The incentives for the operator of each vessel to avoid
Chinook salmon and chum salmon bycatch under any condition of pollock
and Chinook salmon abundance in all years.
An explanation of how the incentives to avoid chum salmon
do not increase Chinook salmon bycatch.
The rewards for avoiding Chinook salmon, and the penalties
for failure to avoid, Chinook salmon at the vessel level.
An explanation of how the incentive measures in the IPA
are expected to promote reductions in a vessel's Chinook salmon and
chum salmon bycatch rates relative to what might have occurred in
absence of the incentive program.
An explanation of how the incentive measures in the IPA
promote Chinook salmon savings and chum salmon savings in any condition
of pollock abundance or Chinook salmon abundance in a manner that is
expected to influence operational decisions by vessel operators to
avoid Chinook salmon and chum salmon.
An explanation of how the IPA ensures that the operator of
each vessel governed by the IPA will manage that vessel's Chinook
salmon bycatch to keep total bycatch below the performance standard for
the sector in which the vessel participates.
An explanation of how the IPA ensures that the operator of
each vessel governed by the IPA will manage that vessel's chum salmon
bycatch to avoid areas and times where the chum salmon are likely to
return to western Alaska.
The rolling hot spot program for salmon bycatch avoidance
and the agreement to provide notifications of closure areas and any
violations of the rolling hot spot program to at least one third party
group representing western Alaskans who depend on salmon and do not
directly fish in a groundfish fishery.
Amendment 110 and this proposed rule would maintain the important
chum salmon avoidance features of the Amendment 84 ICAs. Amendment 110
and this proposed rule would: (1) Ensure that the operator of each
vessel governed by the IPA will manage that vessel's chum salmon
bycatch to avoid areas and times where the chum salmon are likely to
return to western Alaska, (2) require the use of the rolling hot spot
program for salmon bycatch avoidance, and (3) require notifications of
closure areas and any violations of the rolling hot spot program to at
least one third party group representing western Alaskans. Because
Amendment 110 and this proposed rule would require a rolling hot spot
program for both Chinook and chum salmon, the notification process
would apply for both species. This proposed rule would also add
reporting requirements to the IPA Annual Report in regulations at Sec.
679.21(f)(13) to require the IPA representative to describe how the IPA
addresses the goals and objectives in the IPA provisions related to
chum salmon. Section 3.5.2 of the Analysis provides more detail on
adding elements of chum salmon management.
Modify the IPAs To Increase the Incentives to Avoid Chinook Salmon
Amendment 110 and this proposed rule would modify the IPAs to
increase the incentives for fishermen to avoid Chinook salmon. The
Council and NMFS recognize that the IPAs were effective at providing
incentives for each vessel to avoid Chinook salmon, but that additional
measures were necessary to address higher Chinook salmon PSC rates
observed in October (the last month when the pollock fishery is
authorized to operate) and to address concerns with individual vessels
that consistently have significantly higher Chinook salmon PSC rates
relative to other vessels fishing at the same time. The Council and
NMFS wanted to ensure the use of salmon excluder devices (i.e., gear
modifications that are designed to exclude salmon bycatch while
retaining pollock) and a rolling hotspot program. The proposed new
provisions described below are intended to provide an opportunity for
IPAs to increase their responsiveness in October, and improve
performance of individual vessels.
These new provisions would increase the incentives to reduce
Chinook salmon bycatch within the IPAs. To incorporate additional
incentives for Chinook salmon savings into the IPAs, the proposed rule
would modify the required contents of the IPAs at Sec. 679.21(f)(12)
to include the following six provisions.
Restrictions or penalties targeted at vessels that
consistently have significantly higher Chinook salmon PSC rates
relative to other vessels fishing at the same time.
Requirement that vessels to enter a fishery[hyphen]wide
in[hyphen]season salmon PSC data sharing agreement.
Requirement for the use of salmon excluder devices, with
recognition of contingencies, from January 20 through March 31 and from
September 1 until the end of the B season.
Requirement for a rolling hotspot program that operates
throughout the entire A and B seasons.
For savings-credit-based IPAs, limititation on the salmon
savings credits to maximum of three years.
Restrictions or performance criteria to ensure that
Chinook salmon PSC rates in October are not significantly higher than
those achieved in the preceding months, thereby avoiding late-season
spikes in salmon PSC.
Restrictions or penalties targeted at vessels that consistently
have
[[Page 5688]]
significantly higher Chinook salmon PSC rates. To reduce the potential
for a vessel to consistently maintain higher rates of Chinook salmon
PSC than other vessels fishing at the same time (i.e., an outlier),
Amendment 110 and this proposed rule would incorporate additional
restrictions or penalties targeted at individual vessels that
consistently have significantly higher PSC rates as a way for IPAs to
increase their responsiveness and improve an individual vessel's
performance. Restrictions or penalties targeted at the outliers have
the potential to induce changes in fishing behaviors. Strong incentives
will induce vessel operators to change where they fish to avoid Chinook
salmon bycatch. Changes in fishing patterns can involve several
different behaviors: Avoiding an area that has historically or recently
had high bycatch; using and sharing more information on high-bycatch
areas; and moving immediately once high bycatch has been observed.
Section 3.5.3.1 of the Analysis provides more detail on this addition
to the IPA requirements.
Require vessels to enter a fishery-wide in-season salmon PSC data
sharing agreement. Information sharing is a core component of the IPA
agreements for all sectors. While unlikely, communication about salmon
bycatch could be withheld or distorted with the new incentives that
would reward or punish vessels based on their relative performance. In
order to reduce this possibility, Amendment 110 and this proposed rule
would require the IPAs to require sharing information on PSC. PSC data
is not confidential. Section 3.5.3.1 of the Analysis provides more
detail on this addition to the IPA requirements.
Require use of a salmon excluder device. Salmon excluder devices
are modifications to trawl gear that allow salmon to escape the trawl
net while the net is in the water. The majority of pollock fishermen in
the Bering Sea regularly use salmon excluder devices as part of the
steps taken by the fishery to reduce its salmon bycatch. Amendment 110
and this proposed rule would require that IPAs require all vessels to
use a salmon excluder device from January 20 through March 31, and from
September 1 until the end of the B season. This is the time when there
is a potential for pollock fishermen to encounter Chinook salmon
bycatch. Salmon excluder devices would not be required in the few
remaining months of the pollock season when Chinook salmon are not
typically encountered.
The Council and NMFS also recognize that contingencies exist when
vessels cannot use excluder devices. Trawl gear can have problems;
therefore, salmon excluder devices would not be required during rare
occasions such as when a net tears or a spare excluder device is not
available. In order to allow for innovation that might lead to the
development of better excluder devices, the requirement to use a salmon
excluder device does not specify the type of design. Section 3.5.3.2 of
the Analysis provides more detail on this addition to the IPA
requirements (see ADDRESSES).
Require a rolling hotspot program. A Chinook salmon rolling hotspot
program is a component of the current IPAs, however, it is not a
mandatory requirement. The catcher/processor IPA and the mothership IPA
have a rolling hotspot program in place throughout the year. The
inshore IPA has a rolling hotspot program that can be suspended during
the season. This provision would require all IPAs to have a rolling hot
spot program that operates throughout the entire A and B seasons. This
provision would also require notifications of closure areas and any
violations of the rolling hot spot program to at least one third party
group representing western Alaskans, consistent with the requirement
for the chum salmon rolling hotspot program. This notification
provision, which is an important feature of the current Amendment 84
ICAs, would not entail the release of any confidential data. Section
3.5.3.3 of the Analysis provides more detail on this addition to the
IPA requirements (see ADDRESSES).
Limit the use of salmon savings credits to a maximum of three
years. The inshore IPA and mothership IPA allow vessels to earn credits
by avoiding salmon in one year, which they can use in the future to
fish above the vessel or mothership platform's share of the performance
standard for a limited number of years. In no case can credits saved in
the inshore IPA or mothership IPA allow that sector to exceed its
annual allocation of Chinook salmon PSC. Savings credits can only be
used by vessels within an IPA up to the overall allocation for the AFA
mothership sector or inshore cooperative.
For IPAs based on savings credits, Amendment 110 and this proposed
rule would limit the amount of time savings credits could be used to
three years after the year that the savings credits are earned. The
Council and NMFS reviewed the use of savings credits and concluded that
limiting the duration of credits to three years would likely increase
the incentive to earn credits and increase the incentive to reduce
Chinook salmon PSC. Section 3.5.3.4 of the Analysis provides more
detail on this addition to the IPA requirements (see ADDRESSES).
Restrictions or performance criteria to prevent significantly
higher Chinook salmon PSC rates in October. The purpose of this
provision is for the IPAs to implement restrictions or criteria
designed to ensure that vessels do not have ``excessive'' bycatch late
in October. Chinook salmon bycatch rates are generally higher in
October. This provision would strengthen incentives to fish early in
the B season and provide greater flexibility to vessels to catch their
pollock quota while ensuring vessels do not have excessively high
Chinook salmon bycatch late in the season. Section 3.5.3.5 of the
Analysis provides more detail on this addition to the IPA requirements
(see ADDRESSES).
Revise the Bering Sea Pollock Seasonal Allocations
This proposed rule would change the pollock allocation between the
A and B seasons at Sec. 679.20(a)(5)(i)(B)(1). Five percent of the
pollock allocation for the B season would be reallocated to the A
season for new seasonal apportionments of 45 percent in the A season
and 55 percent in the B season. The proposed rule maintains the
rollover of any remaining pollock from the A season to the B season.
The Council recognized that shifting a limited amount of pollock to the
A season would relieve some fishing pressure in the B season and allow
the fleet more flexibility to change fishing practices to avoid salmon
bycatch while harvesting the pollock TAC. Additionally, because pollock
is more valuable in the A season, this allocation change may increase
the value of pollock and offset the costs associated with avoiding
salmon bycatch.
Revising the season allocation would work in conjunction with the
new IPA requirements to shift effort out of the late B season and
provide fishery participants more flexibility to avoid Chinook salmon
PSC in the late B season. Both the research on salmon migration
patterns and Chinook salmon bycatch rates show the time at which there
is the greatest overlap with Chinook salmon and pollock fishing. In
general, more Chinook salmon are on the grounds in the early A season
and the late B season, and less Chinook salmon on the grounds during
the late A season and early B season. This provision is intended to
shift pollock effort away from these high overlap periods and allow for
more effort during the low overlap periods. With the existing rollover
provision, this adjustment in the seasonal allocation of pollock does
not mandate that more
[[Page 5689]]
pollock be harvested in the A season, but it does provide the
flexibility for up to 5 percent more pollock to be harvested in times
when salmon PSC is lower. Section 3.5.4 of the Analysis provides more
detail on this addition to the IPA requirements (see ADDRESSES).
Reduce the Chinook Salmon Performance Standard and PSC Limit in Years
of Low Chinook Salmon Abundance in Western Alaska
Amendment 110 and this proposed rule would add a new lower Chinook
salmon performance standard and PSC limit for the pollock fishery in
years of low Chinook salmon abundance in western Alaska. The Council
and NMFS determined that a lower performance standard and PSC limit
would be appropriate at low levels of Chinook salmon abundance in
western Alaska to accommodate the fact that most of the Chinook salmon
bycatch comes from western Alaska. These provisions would work in
conjunction with the proposed changes to the IPA requirements to ensure
that Chinook salmon bycatch is avoided at all times, particularly at
low abundance levels.
Each year, NMFS would determine whether Chinook salmon was at low
abundance based on information provided by the State. By October 1 of
each year, the State would provide an index of abundance based on the
post-season in-river Chinook salmon run size for the Kuskokwim,
Unalakleet, and Upper Yukon aggregate stock grouping. When this index
is less than or equal to 250,000 Chinook salmon, the new lower
performance standard and low PSC limit would apply.
The Council and State conducted an extensive analysis about the
appropriate index to use to indicate a low Chinook salmon abundance
year. Low Chinook salmon abundance years are years characterized by
difficulty meeting escapement goals and in-river salmon fisheries being
severely restricted or fully closed. Section 2.6 of the Analysis
evaluates various indices and shows that the 3-system index
(Unalakleet, Upper Yukon, and Kuskokwim river systems) meets the
objectives. These river systems provide a broad regional representation
of stocks and signify very important river systems and subsistence
fisheries in western Alaska. Subsistence harvests from these three
river systems account for up to 87 percent of the statewide subsistence
harvest of Chinook salmon. As shown in the Analysis, having more than
one system in the index and having broad regional representation makes
the index more robust. The Analysis also shows a clear natural break in
the data that index sizes less than 250,000 Chinook salmon correspond
to years with historically low run sizes.
If NMFS determines it was a low Chinook salmon abundance year, NMFS
would set the performance standard at 33,318 Chinook salmon and the PSC
limit at 45,000 Chinook salmon for the following pollock fishing year.
NMFS would publish the lower PSC limit and performance standard in the
annual harvest specifications. In years when abundance is above 250,000
Chinook salmon, NMFS would manage under the current 47,591 Chinook
salmon performance standard and 60,000 Chinook salmon PSC limit
established under Amendment 91.
The performance standard of 33,318 Chinook salmon would function
the same as the existing performance standard of 47,591 Chinook salmon
under Amendment 91. The 33,318 performance standard would apply to each
sector that has at least some members participating in an IPA. In each
low Chinook salmon abundance year, NMFS would allocate the 33,318
performance standard as an ``annual threshold amount'' to the catcher/
processor sector, the mothership sector, the inshore sector, and the
CDQ Program. The same seasonal and sector apportionments would apply to
both performance standards. Although Chinook salmon PSC allocations are
made to the inshore cooperatives and the CDQ groups, the performance
standard applies to the sector, not to individual inshore cooperatives
or CDQ groups. In addition to participation by at least some members in
an IPA, for each sector to continue to receive its allocation of the
45,000 Chinook salmon PSC limit in low Chinook salmon abundance years,
the total annual Chinook salmon bycatch by all members of a sector
participating in an IPA could not exceed the sector's annual threshold
amount (the sector's annual portion of the performance standard) in any
three years within a consecutive seven-year period. The 33,318
performance standard would also be the PSC limit in low abundance years
if no IPA was approved or for a sector that had exceeded its
performance standard.
If there is an approved IPA, then the PSC limit in low Chinook
salmon abundance years would be 45,000 Chinook salmon. The 45,000 PSC
limit would function the same as the 60,000 Chinook salmon PSC limit
under Amendment 91. NMFS would issue allocations of the 45,000 PSC
limit to the AFA catcher/processor sector, the AFA mothership sector,
the AFA inshore cooperatives, and the CDQ groups using the same
seasonal and sector apportionments. Separate allocations would be
issued for the A season and the B season. Chinook salmon remaining from
the A season could be used in the B season (``rollover''). Entities
could transfer PSC allocations within a season and could also receive
transfers of Chinook salmon bycatch to cover overages (``post-delivery
transfers'').
The inclusion of a lower PSC limit and performance standard is
based on the need to reduce bycatch when these Chinook salmon stocks
are critically low in order to minimize the impact of the pollock
fishery on the stocks. Any additional Chinook salmon returning to
Alaska rivers improves the ability to meet the State's spawning
escapement goals, which is necessary for long-term sustainability of
Chinook salmon and the people reliant on salmon fisheries. While the
performance standard is the functional limit in the IPAs, the Council
and NMFS determined that the 60,000 PSC limit should also be reduced
given the potential for decreased bycatch reduction incentives should a
sector exceed its performance standard before the PSC limit is reached.
The reduced PSC limit is intended to encourage vessels to avoid bycatch
to a greater degree in years of low abundance, and to set a maximum
permissible PSC limit that reduces the risk of adverse impact on stocks
in western Alaska during periods of low abundance.
Proposed Changes to Monitoring and Enforcement Requirements
This proposed rule would amend the monitoring and enforcement
regulations to clarify and strengthen those implemented by Amendment
91. These changes would: Revise salmon retention and handling
requirements on catcher vessels; improve observer data entry and
transmission requirements aboard catcher vessels; clarify the
requirements applicable to viewing salmon in a storage container; and
clarify the requirements for the removal of salmon from an observer
sample area at the end of a haul or delivery.
Salmon Retention and Handling on Catcher Vessels
Current catch handling practices on catcher vessels includes the
delivery of ``deckloaded'' pollock to shoreside processors or
stationary floating processors. Deckloading is the practice of
retaining catch in the codend of the net rather than dumping the catch
in refrigerated saltwater tanks (RSW). For reasons detailed in the
Section 2.7 of the Analysis, NMFS has recognized deckloading as a
historic and operationally important practice for
[[Page 5690]]
catcher vessels participating in the pollock fishery. This proposed
rule would move regulations currently at Sec. 679.21(c) to Sec.
679.21(f)(15), modify regulations currently at Sec. 679.21(c)(2)(ii)
to remove the requirement to store all salmon bycatch in an RSW, which
is not possible when a vessel's catch exceeds the storage capacity of
the RSW tanks, and add the following requirements at Sec.
679.21(f)(15)(ii)(B) to clarify catch handling, sorting, and storage
requirements on board catcher vessels:
(1) All salmon must be retained until delivery to the processor.
(2) The vessel operator must notify the observer at least 15
minutes prior to the transfer of fish from one storage location to
another, or any sorting, handling, or discard of catch prior to
delivery.
(3) After the observer has completed sampling duties, catch must be
secured on board the vessel until delivery. (Catch may be handled after
securing it, but only if the observer is notified and catch re-secured
after the completion of catch handling activity.)
These additional catch handling and notification requirements would
facilitate observer sampling during the delivery, and ensure observers
are given the opportunity to monitor all catch handling activities when
sorting or discard of salmon may occur. This would ensure accurate
salmon accounting at the processor receiving the vessel's catch.
Observer Data Entry and Transmission Requirements Aboard Catcher
Vessels
Catcher vessels participating in the pollock fishery are required
to carry an observer on all trips but only catcher vessels greater than
or equal to 125 ft length overall (LOA) are required to provide a
computer, data entry software, and data transmission capabilities to
the observer. Currently, an observer on board a catcher vessel less
than 125 ft LOA sends data to NMFS on paper forms via facsimile at the
completion of each trip. Observer data sent to NMFS via fax can take a
week or more to be available for management purposes. Access to a
computer for electronic data entry significantly increases the speed at
which observer data can be made available for inseason management and
catch accounting. Further, the data validation measures built into the
software improve initial data quality and decrease the need for
corrections during the observer debriefing process. Additional
information about the projected costs and benefits of this proposed
regulatory amendment are detailed in Sections 2.7 and 4.8.4 of the
Analysis.
This proposed regulatory amendment will clarify the existing
observer data entry and communications requirements and expand the
equipment and software requirements to apply to all catcher vessels
less than 125 ft LOA participating in the pollock fishery. NMFS
proposes to reorganize regulations at Sec. 679.51(e)(1)(iii) to
separate the equipment requirements from the applicability paragraphs
to clearly identify which vessel operators must provide a computer,
software, and data transmission capabilities. As a result of this
proposed action, current requirements for observer data entry
equipment, software, and transmission would remain, and the computer
and software requirements would be expanded to apply to catcher vessels
less than 125 ft LOA participating in the pollock fishery.
Viewing Salmon in a Storage Container
Regulations at Sec. 679.28(d)(7)(ii) require that all salmon
stored in the salmon storage container on a catcher/processor or
mothership must remain in view of the observer at the observer sampling
station at all times during the sorting of each haul. NMFS proposes to
revise the wording of this regulation to better reflect the intent that
the salmon storage container (and not each individual salmon in the
container) must remain in view of the observer at the observer sampling
station at all times during the sorting of each haul.
Removal of Salmon From Observer Sample Area at the End of a Haul or
Delivery
Current regulations do not require that all salmon be removed from
the observer sampling area and the salmon storage location at the end
of each haul or each delivery. NMFS proposes to modify regulations at
Sec. 679.21(f)(15)(ii)(A)(3) and Sec. 679.21(f)(15)(ii)(C)(6) to
require that all salmon must be removed, in the presence of the
observer, from the salmon storage container and adjacent area at the
end of each haul or delivery after the observer has completed his or
her data collection duties. NMFS proposes this revision to the
regulations to ensure that salmon are properly accounted for between
hauls and deliveries.
Other Regulatory Changes
NMFS proposes to revise to the regulations for clarity and
efficiency, as follows--
Remove Tables 47a, b, c, and d to part 679;
Correct a cross reference error in paragraph (6) of the
definition of a fishing trip in Sec. 679.2.
Remove the requirement to submit an application form with
a proposed IPA or amended IPA at Sec. 679.21(f)(12)(iii)(A) and Sec.
679.21(f)(12)(v)(C);
Remove the requirement at Sec. 679.21(f)(12)(v)(C)(2)
that an amendment to the list of IPA participants be received by NMFS
no later than 1700 hours, Alaska local time, on December 1;
Move and consolidate the regulations for the non-Chinook
salmon PSC limit and Chum Salmon Savings Area from Sec. 679.21(e) to
Sec. 679.21(f)(14);
Move and consolidate the regulations for Chinook salmon
bycatch in the Aleutian Islands pollock fishery from Sec. 679.21(e) to
Sec. 679.21(g);
Correct a cross reference error in Sec. 679.51(e)(2);
Remove ``aboard the vessel'' from Sec.
679.51(e)(2)(iii)(B)(3); and
Make additional very minor non-substantive technical
edits.
Remove Tables 47a, b, c, and d
NMFS proposes to remove Tables 47a, b, c, and d to part 679 from
the regulations and would instead maintain these tables on the NMFS
Alaska Region Web site. Removing these tables would not impose any
costs on industry and would decrease the costs of regulatory amendments
necessary to update the tables in the future.
NMFS added Tables 47a, b, c, and d to part 679 with the final rule
to implement Amendment 91. At that time, Tables 47a, b, c, and d were
the most efficient way to be transparent about the values NMFS uses in
making the necessary calculations under Amendment 91: The percent of
each sector's pollock allocation, numbers of Chinook salmon associated
with each vessel in the sector used to calculate the opt-out allocation
and annual threshold amounts, and the percent of the pollock allocation
associated with each vessel that NMFS uses to calculate minimum
participation in the IPAs.
Since these tables were published in August 2010, catcher vessels
have changed names and consolidated pollock allocations. In June 2014,
NMFS recalculated the pollock allocations and Chinook salmon limits for
catcher vessels whose allocation and limits has changes since 2010.
NMFS revised Table 47c to show the original and revised information and
published the revised table on the NMFS Alaska Region's Web site.
However, a regulatory amendment is required to change these tables
in the
[[Page 5691]]
regulations. Changes to the information in these tables may become more
frequent as vessels change names, ownership, or are replaced under the
provisions of the recently implemented regulations for Amendment 106
(79 FR 54590, September 12, 2014). Removing these tables from
regulation, and posting the necessary information on the Alaska Region
Web site, would reduce inaccuracies that could exist between actual
vessel characteristics and the table in regulations.
Correct a Cross Reference Error in the Definition of a Fishing Trip
The proposed rule would correct a cross reference error in
paragraph (6) of the definition of a fishing trip in Sec. 679.2. This
paragraph defines a fishing trip for purposes of implementing the post-
delivery transfer provisions under Amendment 91. These provisions are
described in more detail on page 14026 and 14027 of the proposed rule
for Amendment 91 (75 FR 14016; March 23, 2010). The cross reference to
the CDQ Program prohibition in paragraph (6) of the fishing trip
definition should refer to Sec. 679.7(d)(5)(ii)(C)(2) instead of Sec.
679.7(d)(9).
Remove Requirement To Submit an Application With a Proposed or Amended
IPA
NMFS proposes to remove the requirement at Sec.
679.21(f)(12)(iii)(A) and Sec. 679.21(f)(12)(v)(C) that an IPA
representative submit an application form along with a proposed IPA or
amended IPA based on public comment under the Paperwork Reduction Act.
Under the Paperwork Reduction Act, every three years NMFS is required
to obtain approval from the Office of Management and Budget (OMB) to
continue to collect information authorized under previous final rules.
The most recent request for public comments on renewal of the
information collection authorized under the AFA (OMB Control Number
0648-0401) was published in the Federal Register on June 19, 2014 (79
FR 35150). In response to this request for comments, NMFS received a
comment that the requirement to submit an application form in addition
to submitting a proposed or amended IPA was duplicative with the
information in the IPA itself. NMFS agrees that the application form is
unnecessary and therefore proposes removing it from the regulations.
Remove the Deadline for an Amendment to the List of IPA Participants
NMFS proposes to remove the requirement at Sec.
679.21(f)(12)(v)(C)(2) that an amendment to the list of IPA
participants (vessels) must be received by NMFS no later than 1700
hours, A.l.t., on December 1. In removing this requirement, NMFS
proposes to add a requirement at Sec. 679.21(f)(12)(ii)(D) that once a
member of an IPA, a vessel owner or CDQ group cannot withdraw from the
IPA during the fishing year. This change more directly implements the
Amendment 91 requirement that IPA members cannot leave an IPA mid-year
and that changes to an IPA membership must be made after the directed
pollock fishery closes by regulation (after November 1 of each year).
Move and Consolidate the Regulations for the Non-Chinook Salmon PSC
Limit and Chum Salmon Savings Area
Regulations at Sec. 679.21(e)(1)(vii), (e)(3)(i)(A)(3)(ii),
(e)(7)(vii), and (e)(7)(ix) pertain to the non-Chinook salmon PSC
limit, the allocation of the non-Chinook salmon PSC to the CDQ Program,
the closure of the Chum Salmon Savings Area, and the exemption to the
closure for participants in an ICA. NMFS proposes to move these
regulations to Sec. 679.21(f)(14) where other salmon bycatch
regulations are found because they are management measures to address
salmon bycatch in the pollock fishery. NMFS does not propose any
substantive changes to these regulations, except to replace the term
``ICA'' with ``IPA'' in the regulations to be consistent with the
proposed revisions described earlier in this preamble.
Move and Consolidate the Regulations for Chinook Salmon Bycatch in the
Aleutian Islands Pollock Fishery
Regulations at Sec. 679.21(e)(1)(viii), (e)(3)(i)(A)(3)(i), and
(e)(7)(viii) pertain to the Chinook salmon PSC limit for the Aleutian
Islands pollock fishery, the allocation of the Aleutian Islands Chinook
salmon PSC to the CDQ Program, and closure of the Aleutian Islands
Chinook Salmon Savings Area. NMFS proposes to move these regulations to
Sec. 679.21(g). NMFS does not propose any substantive changes to these
regulations.
Correct a Cross Reference Error in Sec. 679.51(e)(2)
The proposed rule would correct a cross reference error in Sec.
679.51(e)(2). This paragraph describes the applicability of manager
responsibilities for a shoreside processor or stationary floating
processor required to maintain observer coverage. The cross reference
to the observer requirements for shoreside processors and stationary
floating processors should refer to Sec. 679.51(b) instead of Sec.
679.51(d).
Remove ``Aboard the Vessel'' From Sec. 679.51(e)(2)(iii)(B)(3)
Regulations at Sec. 679.51(e)(2)(iii)(B)(3) pertain to the
observer data entry and communications equipment required at a
shoreside processor or stationary floating processor, some of which are
not vessels. Therefore, NMFS proposes to remove the language ``aboard
the vessel'' from this paragraph for clarity.
Classification
Pursuant to sections 304(b) and 305(d) of the Magnuson-Stevens Act,
the NMFS Assistant Administrator has determined that this proposed rule
is consistent with the FMP, other provisions of the Magnuson-Stevens
Act, and other applicable law, subject to further consideration of
comments received during the public comment period.
This proposed rule has been determined to be not significant for
the purposes of Executive Order 12866.
Regulatory Impact Review (RIR)
An RIR was prepared to assess all costs and benefits of available
regulatory alternatives. The RIR considers all quantitative and
qualitative measures. A copy of this analysis is available from NMFS
(see ADDRESSES). The Council recommended Amendment 110 based on those
measures that maximized net benefits to the Nation. Specific aspects of
the economic analysis are discussed below in the Initial Regulatory
Flexibility Analysis section.
Initial Regulatory Flexibility Analysis (IRFA)
An IRFA was prepared for this action, as required by section 603 of
the Regulatory Flexibility Act (RFA). The IRFA for this proposed action
describes the reasons why this action is being proposed; the objectives
and legal basis for the proposed rule; the number of small entities to
which the proposed rule would apply; any projected reporting,
recordkeeping, or other compliance requirements of the proposed rule;
any overlapping, duplicative, or conflicting Federal rules; and any
significant alternatives to the proposed rule that would accomplish the
stated objectives of the Magnuson-Stevens Act and any other applicable
statutes, and that would minimize any significant adverse economic
impacts of the proposed rule on small entities. Descriptions of the
proposed action, its
[[Page 5692]]
purpose, and the legal basis are contained earlier in this preamble and
are not repeated here. A summary of the IRFA follows. A copy of the
IRFA is available from NMFS (see ADDRESSES).
Number and Description of Small Entities Regulated by the Proposed
Action
The proposed action applies only to those entities that participate
in the directed pollock trawl fishery in the Bering Sea. These entities
include vessels harvesting pollock under the AFA and the six CDQ groups
that receive allocations of pollock.
The RFA requires consideration of affiliations among entities for
the purpose of assessing if an entity is small. The AFA pollock
cooperatives are a type of affiliation. All the non-CDQ entities
directly regulated by the proposed action were members of AFA
cooperatives in 2014 and, therefore, NMFS considers them ``affiliated''
large (non-small) entities for RFA purposes. Section 5.6 of the IRFA
notes that all of the AFA cooperatives have gross annual revenues that
are substantially greater than $20.5 million, the standard used by the
Small Business Administration to define the annual gross revenue of a
large (non-small) business engaged in finfish harvesting, such as
pollock. Therefore, all the non-CDQ pollock fishery participants are
defined as large (non-small) entities.
Due to their status as non-profit corporations, the six CDQ groups
are identified as ``small'' entities for RFA purposes. This proposed
action directly regulates the six CDQ groups. As described in
regulations implementing the RFA (13 CFR 121.103), the CDQ groups'
affiliations with other large entities do not define them as large
entities.
The six CDQ groups, formed to manage and administer the CDQ
allocations, investments, and economic development projects, are the
Aleutian Pribilof Island Community Development Association, the Bristol
Bay Economic Development Corporation, the Central Bering Sea
Fishermen's Association, the Coastal Villages Region Fund, the Norton
Sound Economic Development Corporation, and the Yukon Delta Fisheries
Development Association. The 65 communities, with approximately 27,000
total residents, benefit from participation in the CDQ Program, but are
not directly regulated by this action.
Recordkeeping, Reporting, and Other Compliance Requirements
This proposed rule would revise some existing requirements and
remove some requirements. The revised requirements are those related
to--
Development and submission of proposed IPAs and amendments
to approved IPAs;
An annual report from the participants in each IPA,
documenting information and data relevant to the Bering Sea Chinook
salmon bycatch management program; and
Salmon handling and storage on board a vessel, and
obligations to facilitate observer data reporting.
The proposed rule would remove the requirements for an application
form for a proposed IPA or amended IPA.
Duplicate, Overlapping, or Conflicting Federal Rules
No duplication, overlap, or conflict between this proposed action
and existing Federal rules has been identified.
Description of Significant Alternatives That Minimize Adverse Impacts
on Small Entities
The proposed action is a comprehensive program to minimize Chinook
and chum salmon bycatch that accomplished the stated objectives and is
consistent with applicable statutes. No alternatives were identified in
addition to those analyzed in the IRFA that had the potential to
further reduce the economic burden on small entities, while achieving
the objectives of this action. Section 2.10 of the Analysis contains a
detailed discussion of alternatives considered and eliminated from
further analysis (see ADDRESSES).
This proposed rule includes performance standards, rather than
design standards, to minimize Chinook salmon and chum salmon bycatch,
while limiting the burden on CDQ groups. A system of transferable PSC
allocations and a performance standard, even in years of low Chinook
salmon abundance, would allow CDQ groups to decide how best to comply
with the requirements of this action, given the other constraints
imposed on the pollock fishery (e.g., pollock TAC, market conditions,
area closures associated with other rules, gear restrictions, climate
and oceanographic change).
Tribal Summary Impact Statement (E.O. 13175)
Executive Order 13175 of November 6, 2000 (25 U.S.C. 450 note), the
Executive Memorandum of April 29, 1994 (25 U.S.C. 450 note), the
American Indian and Alaska Native Policy of the U.S. Department of
Commerce (March 30, 1995), and the Tribal Consultation and Coordination
Policy of the U.S. Department of Commerce (May 21, 2013), outline the
responsibilities of NMFS in matters affecting tribal interests. Section
161 in Division H of Public Law 108-199 (188 Stat. 452), as amended by
section 518 in Division H of Public Law 108-447 (118 Stat. 3267),
extends the consultation requirements of Executive Order 13175 to
Alaska Native corporations.
NMFS is obligated to consult and coordinate with federally
recognized tribal governments and Alaska Native Claims Settlement Act
regional and village corporations on a government-to-government basis
pursuant to Executive Order 13175 which establishes several
requirements for NMFS, including (1) to provide regular and meaningful
consultation and collaboration with Indian tribal governments and
Alaska Native corporations in the development of Federal regulatory
practices that significantly or uniquely affect their communities, (2)
to reduce the imposition of unfunded mandates on Indian tribal
governments, and (3) to streamline the applications process for and
increase the availability of waivers to Indian tribal governments.
Executive Order 13175 requires Federal agencies to have an effective
process to involve and consult with representatives of Indian tribal
governments in developing regulatory policies and prohibits regulations
that impose substantial, direct compliance costs on Indian tribal
governments.
Section 5(b)(2)(B) of Executive Order 13175 requires NMFS to
prepare a tribal summary impact statement as part of the final rule.
This statement must contain (1) a description of the extent of the
agency's prior consultation with tribal officials, (2) a summary of the
nature of their concerns, (3) the agency's position supporting the need
to issue the regulation, and (4) a statement of the extent to which the
concerns of tribal officials have been met. If the Secretary of
Commerce approves Amendment 110, a tribal impact summary statement that
summarizes and responds to issues raised in all tribal consultations on
the proposed action and describes the extent to which the concerns of
tribal officials have been met will be included in the final rule for
Amendment 110.
The consultation process for this action started during the Council
process when the Council started developing Amendment 110. A number of
tribal representatives and tribal organizations provided written public
comments and oral public testimony to the Council during Council
outreach meetings on Amendment 110 and at the numerous Council meetings
at which Amendment 110 was discussed.
[[Page 5693]]
NMFS conducted two tribal consultations, one in December 2014 and
one in April 2015, with representatives from the Tanana Chiefs
Conference; the Association of Village Council Presidents; the Yukon
River Drainage Fisheries Association; the Kawerak, Inc.; and the Bering
Sea Fishermen's Association. These organizations prepared letters for
the Council and requested the consultations to discuss the salmon
bycatch management measures under consideration by the Council. NMFS
posted reports from these consultations on the NMFS Alaska Region Web
site at https://alaskafisheries.noaa.gov/tribal-consultations.
NMFS continued the consultation process by sending a letter to all
Alaska Native representatives when the Notice of Availability for
Amendment 110 published in the Federal Register notifying them of the
opportunity to comment.
Collection-of-Information Requirements
This proposed rule contains collection-of-information requirements
subject to review and approval by OMB under the Paperwork Reduction Act
(PRA). These requirements have been submitted to OMB for approval. The
collections are listed below by OMB control number.
OMB Control Number 0648-0318
Public reporting burden is estimated to average 5 minutes per
individual response for use of a vessel's computer, software, and data
transmission; 5 minutes per individual response for notification of
observer before handling the vessel's Bering Sea pollock catch; and 5
minutes for notification of crew person responsible for ensuring all
sorting, retention, and storage of salmon.
OMB Control Number 0648-0393
Public reporting burden is estimated to average 8 hours per
individual response for the Application to Receive Transferable Chinook
Salmon PSC Allocations, including the attached contract; 4 hours for
the amendment to contract; and 15 minutes for the Application for the
Transfer of Chinook Salmon PSC Allocations.
OMB Control Number 0648-0401
Public reporting burden is estimated to average 40 hours per
individual response for the Salmon Bycatch Incentive Plan Agreement
(IPA); and 8 hours for the IPA Annual Report.
Public reporting burden includes the time for reviewing
instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection of information.
Public comment is sought regarding (1) whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information shall
have practical utility; (2) the accuracy of the burden estimate; (3)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (4) ways to minimize the burden of the collection of
information, including through the use of automated collection
techniques or other forms of information technology. Send comments on
these or any other aspects of the collection of information to NMFS
Alaska Region at the ADDRESSES above, email to
OIRA_Submission@omb.eop.gov, or fax to (202) 395-5806.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number. All currently approved NOAA
collections of information may be viewed at: https://www.cio.noaa.gov/services_programs/prasubs.html.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Recordkeeping and reporting requirements.
Dated: January 28, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 679 is
proposed to be amended as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
1. The authority citation for 50 CFR part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Pub. L. 108-447; Pub. L. 111-281.
0
2. In Sec. 679.2:
0
a. Remove the definition for ``Chinook salmon bycatch incentive plan
agreement (IPA)'';
0
b. Revise the definitions for ``Chum Salmon Savings Area of the BSAI
CVOA'', and paragraph (6) of ``Fishing trip'';
0
c. Remove the definition for ``Non-Chinook salmon bycatch reduction
intercooperative agreement (ICA)'';
0
d. Revise the definition for ``PSQ reserve''; and
0
c. Add the definition for ``Salmon bycatch incentive plan agreement
(IPA)'' in alphabetical order;
The revisions and additions read as follows:
Sec. 679.2 Definitions.
* * * * *
Chum Salmon Savings Area of the BSAI CVOA (See Sec. 679.21(f)(14)
and Figure 9 to this part).
* * * * *
Fishing trip means: * * *
(6) For purposes of Sec. 679.7(d)(5)(ii)(C)(2) for CDQ groups and
Sec. 679.7(k)(8)(ii) for AFA entities, the period beginning when a
vessel operator commences harvesting any pollock that will accrue
against a directed fishing allowance for pollock in the BS or against a
pollock CDQ allocation harvested in the BS and ending when the vessel
operator offloads or transfers any processed or unprocessed pollock
from that vessel.
* * * * *
PSQ reserve means the amount of a prohibited species catch limit
established under Sec. 679.21 that has been allocated to the CDQ
Program under Sec. 679.21.
* * * * *
Salmon bycatch incentive plan agreement (IPA) is a voluntary
private contract, approved by NMFS under Sec. 679.21(f)(12), that
establishes incentives for participants to avoid Chinook salmon and
chum salmon bycatch while directed fishing for pollock in the BS.
* * * * *
0
3. In Sec. 679.7:
0
a. Revise paragraphs (d)(5)(ii)(B), (d)(5)(ii)(C)(5), and (k)(8)
heading;
0
b. Redesignate paragraph (k)(8)(iv) as (k)(8)(v); and
0
c. Add new paragraph (k)(8)(iv).
The revisions and addition read as follows:
Sec. 679.7 Prohibitions.
* * * * *
(d) * * *
(5) * * *
(ii) * * *
(B) Non-Chinook salmon. For the operator of a vessel, to use trawl
gear to harvest pollock CDQ in the Chum Salmon Savings Area between
September 1 and October 14 after the CDQ group's non-Chinook salmon PSQ
is attained, unless the vessel is participating in an approved IPA
under Sec. 679.21(f)(12).
(C) * * *
(5) For the operator of a catcher vessel delivering pollock CDQ
catch to a
[[Page 5694]]
shoreside processor or stationary floating processor to:
(i) Deliver pollock CDQ to a processor that does not have a catch
monitoring and control plan approved under Sec. 679.28(g).
(ii) Handle, sort, or discard catch without notifying the observer
15 minutes prior to handling, sorting, or discarding catch as described
in Sec. 679.21(f)(15)(ii)(B)(2).
(iii) Fail to secure catch after the completion of catch handling
and the collection of scientific data and biological samples as
described in Sec. 679.21(f)(15)(ii)(B)(3).
* * * * *
(k) * * *
(8) Salmon PSC. * * *
* * * * *
(iv) Catcher vessels. (A) For the operator of a catcher vessel, to
handle, sort, or discard catch without notifying the observer 15
minutes prior to handling, sorting, or discarding catch as described in
Sec. 679.21(f)(15)(ii)(B)(2).
(B) For the operator of a catcher vessel to fail to secure catch
after the completion of catch handling and the collection of scientific
data and biological samples as described in Sec.
679.21(f)(15)(ii)(B)(3).
* * * * *
0
4. In Sec. 679.20, revise paragraph (a)(5)(i)(B)(1) to read as
follows:
Sec. 679.20 General limitations.
* * * * *
(a) * * *
(5) * * *
(i) * * *
(B) * * *
(1) Inshore, catcher/processor, mothership, and CDQ sectors. The
portions of the BS subarea pollock directed fishing allowances
allocated to each sector under sections 206(a) and 206(b) of the AFA
and the CDQ allowance in the BSAI will be divided into two seasonal
allowances corresponding to the two fishing seasons set out at Sec.
679.23(e)(2), as follows:
(i) A Season, 45 percent;
(ii) B Season, 55 percent.
* * * * *
5. In Sec. 679.21:
a. Remove and reserve paragraph (c);
b. Remove paragraphs (e)(1)(vi), (vii), and (viii);
(e)(3)(i)(A)(3); and (e)(7)(vii), (viii), and (ix); and
c. Revise paragraphs (f) and (g) to read as follows:
Sec. 679.21 Prohibited species bycatch management.
* * * * *
(f) Salmon Bycatch Management in the BS Pollock Fishery --(1)
Applicability. This paragraph contains regulations governing the
bycatch of salmon in the BS pollock fishery.
(2) Chinook salmon prohibited species catch (PSC) limit. Each year,
NMFS will allocate to AFA sectors listed in paragraph (f)(3)(ii) of
this section a portion of the applicable Chinook salmon PSC limit. NMFS
will publish the applicable Chinook salmon PSC limit in the annual
harvest specifications after determining if it is a low Chinook salmon
abundance year. NMFS will determine that it is a low Chinook salmon
abundance year when abundance of Chinook salmon in western Alaska is
less than or equal to 250,000 Chinook salmon. By October 1 of each
year, the State of Alaska will provide to NMFS an estimate of Chinook
salmon abundance based on a post-season in-river Chinook salmon run
size index for western Alaska based on the Kuskokwim, Unalakleet, and
Upper Yukon aggregate stock grouping.
(i) An AFA sector will receive a portion of the 47,591 Chinook
salmon PSC limit, or, in a low Chinook salmon abundance year, the
33,318 Chinook salmon PSC limit, if--
(A) No Chinook salmon bycatch incentive plan agreement (IPA) is
approved by NMFS under paragraph (f)(12) of this section; or
(B) That AFA sector has exceeded its performance standard under
paragraph (f)(6) of this section.
(ii) An AFA sector will receive a portion of the 60,000 Chinook
salmon PSC limit, or, in a low Chinook salmon abundance year, the
45,000 Chinook salmon PSC limit, if--
(A) At least one IPA is approved by NMFS under paragraph (f)(12) of
this section; and
(B) That AFA sector has not exceeded its performance standard under
paragraph (f)(6) of this section.
(3) Allocations of the Chinook salmon PSC limits--(i) Seasonal
apportionment. NMFS will apportion the Chinook salmon PSC limits
annually 70 percent to the A season and 30 percent to the B season,
which are described in Sec. 679.23(e)(2).
(ii) AFA sectors. Each year, NMFS will make allocations of the
applicable Chinook salmon PSC limit to the following four AFA sectors:
------------------------------------------------------------------------
AFA Sector: Eligible participants are:
------------------------------------------------------------------------
(A) Catcher/processor............. AFA catcher/processors and AFA
catcher vessels delivering to AFA
catcher/processors, all of which
are permitted under Sec.
679.4(l)(2) and (l)(3)(i)(A),
respectively.
(B) Mothership.................... AFA catcher vessels harvesting
pollock for processing by AFA
motherships, all of which are
permitted under Sec.
679.4(l)(3)(i)(B) and (l)(4),
respectively.
(C) Inshore....................... AFA catcher vessels harvesting
pollock for processing by AFA
inshore processors, all of which
are permitted under Sec.
679.4(l)(3)(i)(C).
(D) CDQ Program................... The six CDQ groups authorized under
section 305(i)(1)(D) of the
Magnuson-Stevens Act to participate
in the CDQ Program.
------------------------------------------------------------------------
(iii) Allocations to each AFA sector. NMFS will allocate the
Chinook salmon PSC limits to each AFA sector as follows:
(A) If a sector is managed under the 60,000 Chinook salmon PSC
limit, the maximum amount of Chinook salmon PSC allocated to each
sector in each season and annually is--
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 13,818 17.9 3,222 28.4 17,040
(2) Mothership.......................................... 8.0 3,360 7.3 1,314 7.8 4,674
(3) Inshore............................................. 49.8 20,916 69.3 12,474 55.6 33,390
(4) CDQ Program......................................... 9.3 3,906 5.5 990 8.2 4,896
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 5695]]
(B) If the sector is managed under the 45,000 Chinook salmon PSC
limit, the sector will be allocated the following amount of Chinook
salmon PSC in each season and annually:
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 10,363 17.9 2,415 28.4 12,780
(2) Mothership.......................................... 8.0 2,520 7.3 987 7.8 3,510
(3) Inshore............................................. 49.8 15,687 69.3 9,355 55.6 25,020
(4) CDQ Program......................................... 9.3 2,930 5.5 743 8.2 3,690
--------------------------------------------------------------------------------------------------------------------------------------------------------
(C) If the sector is managed under the 47,591 Chinook salmon PSC
limit, the sector will be allocated the following amount of Chinook
salmon PSC in each season and annually:
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 10,906 17.9 2,556 28.4 13,516
(2) Mothership.......................................... 8.0 2,665 7.3 1,042 7.8 3,707
(3) Inshore............................................. 49.8 16,591 69.3 9,894 55.6 26,485
(4) CDQ Program......................................... 9.3 3,098 5.5 785 8.2 3,883
--------------------------------------------------------------------------------------------------------------------------------------------------------
(D) If the sector is managed under the 33,318 Chinook salmon PSC
limit, the sector will be allocated the following amount of Chinook
salmon PSC in each season and annually:
--------------------------------------------------------------------------------------------------------------------------------------------------------
A season B season Annual total
AFA sector -----------------------------------------------------------------------------------------------
% Allocation # of Chinook % Allocation # of Chinook % Allocation # of Chinook
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) Catcher/processor................................... 32.9 7,673 17.9 1,789 28.4 9,462
(2) Mothership.......................................... 8.0 1,866 7.3 730 7.8 2,599
(3) Inshore............................................. 49.8 11,615 69.3 6,926 55.6 18,525
(4) CDQ Program......................................... 9.3 2,169 5.5 550 8.2 2,732
--------------------------------------------------------------------------------------------------------------------------------------------------------
(iv) Allocations to the AFA catcher/processor and mothership
sectors. (A) NMFS will issue transferable Chinook salmon PSC
allocations under paragraph (f)(3)(iii) of this section to entities
representing the AFA catcher/processor sector and the AFA mothership
sector if these sectors meet the requirements of paragraph (f)(8) of
this section.
(B) If no entity is approved by NMFS to represent the AFA catcher/
processor sector or the AFA mothership sector, then NMFS will manage
that sector under a non-transferable Chinook salmon PSC allocation
under paragraph (f)(10) of this section.
(v) Allocations to inshore cooperatives and the AFA inshore open
access fishery. NMFS will further allocate the inshore sector's Chinook
salmon PSC allocation under paragraph (f)(3)(iii) of this section among
the inshore cooperatives and the inshore open access fishery based on
the percentage allocations of pollock to each inshore cooperative under
Sec. 679.62(a). NMFS will issue transferable Chinook salmon PSC
allocations to inshore cooperatives. Any Chinook salmon PSC allocated
to the inshore open access fishery will be as a non-transferable
allocation managed by NMFS under the requirements of paragraph (f)(10)
of this section.
(vi) Allocations to the CDQ Program. NMFS will further allocate the
Chinook salmon PSC allocation to the CDQ Program under paragraph
(f)(3)(iii) of this section among the six CDQ groups based on each CDQ
group's percentage of the CDQ Program pollock allocation. NMFS will
issue transferable Chinook salmon PSC allocations to CDQ groups.
(vii) Accrual of Chinook salmon bycatch to specific PSC
allocations.
------------------------------------------------------------------------
Then all Chinook salmon
If a Chinook salmon PSC allocation is: bycatch:
------------------------------------------------------------------------
(A) A transferable allocation to a By any vessel fishing under a
sector-level entity, inshore transferable allocation will
cooperative, or CDQ group under accrue against the allocation
paragraph (f)(8) of this section. to the entity representing
that vessel.
(B) A non-transferable allocation to a By any vessel fishing under a
sector or the inshore open access non-transferable allocation
fishery under paragraph (f)(10) of will accrue against the
this section. allocation established for the
sector or inshore open access
fishery, whichever is
applicable.
(C) The opt-out allocation under By any vessel fishing under the
paragraph (f)(5) of this section. opt-out allocation will accrue
against the opt-out
allocation.
------------------------------------------------------------------------
[[Page 5696]]
(viii) Public release of Chinook salmon PSC information. For each
year, NMFS will release to the public and publish on the NMFS Alaska
Region Web site (https://alaskafisheries.noaa.gov/):
(A) The Chinook salmon PSC allocations for each entity receiving a
transferable allocation;
(B) The non-transferable Chinook salmon PSC allocations;
(C) The vessels fishing under each transferable or non-transferable
allocation;
(D) The amount of Chinook salmon bycatch that accrues towards each
transferable or non-transferable allocation;
(E) Any changes to these allocations due to transfers under
paragraph (f)(9) of this section, rollovers under paragraph (f)(11) of
this section, and deductions from the B season non-transferable
allocations under paragraphs (f)(5)(v) or (f)(10)(iii) of this section;
and
(F) Tables for each sector that provide the percent of the sector's
pollock allocation, numbers of Chinook salmon associated with each
vessel in the sector used to calculate the opt-out allocation and
annual threshold amounts, and the percent of the pollock allocation
associated with each vessel that NMFS will use to calculate IPA minimum
participation assigned to each vessel.
(4) Reduction in allocations of the Chinook salmon PSC limit--(i)
Reduction in sector allocations. NMFS will reduce the seasonal
allocation of the Chinook salmon PSC limit to the catcher/processor
sector, the mothership sector, the inshore sector, or the CDQ Program
under paragraph (f)(3)(iii)(A) or (B) of this section, if the owner of
any permitted AFA vessel in that sector, or any CDQ group, does not
participate in an approved IPA under paragraph (f)(12) of this section.
NMFS will subtract the amount of Chinook salmon from each sector's
allocation associated with each vessel not participating in an approved
IPA.
(ii) Adjustments to the inshore sector and inshore cooperative
allocations. (A) If some members of an inshore cooperative do not
participate in an approved IPA, NMFS will reduce the allocation to the
cooperative to which those vessels belong, or the inshore open access
fishery.
(B) If all members of an inshore cooperative do not participate in
an approved IPA, the amount of Chinook salmon that remains in the
inshore sector's allocation, after subtracting the amount of Chinook
salmon associated with the non-participating inshore cooperative, will
be reallocated among the inshore cooperatives participating in an
approved IPA based on the proportion each participating cooperative
represents of the Chinook salmon PSC initially allocated among the
participating inshore cooperatives that year.
(iii) Adjustment to CDQ group allocations. If a CDQ group does not
participate in an approved IPA, the amount of Chinook salmon that
remains in the CDQ Program's allocation, after subtracting the amount
of Chinook salmon associated with the non-participating CDQ group, will
be reallocated among the CDQ groups participating in an approved IPA
based on the proportion each participating CDQ group represents of the
Chinook salmon PSC initially allocated among the participating CDQ
groups that year.
(iv) All members of a sector do not participate in an approved IPA.
If all members of a sector do not participate in an approved IPA, the
amount of Chinook salmon that remains after subtracting the amount of
Chinook salmon associated with the non-participating sector will not be
reallocated among the sectors that have members participating in an
approved IPA. This portion of the PSC limit will remain unallocated for
that year.
(5) Chinook salmon PSC opt-out allocation. The following table
describes requirements for the opt-out allocation:
------------------------------------------------------------------------
------------------------------------------------------------------------
(i) What is the amount of Chinook The opt-out allocation will
salmon PSC that will be allocated to equal the sum of the Chinook
the opt-out allocation in the A season salmon PSC deducted under
and the B season?. paragraph (f)(4)(i) of this
section from the seasonal
allocations of each sector
with members not participating
in an approved IPA.
(ii) Which participants will be managed Any AFA-permitted vessel or any
under the opt-out allocation?. CDQ group that is a member of
a sector eligible under
paragraph (f)(2)(ii) of this
section to receive allocations
of the 60,000 PSC limit or the
45,000 PSC limit, but that is
not participating in an
approved IPA.
(iii) What Chinook salmon bycatch will All Chinook salmon bycatch by
accrue against the opt-out allocation?. participants under paragraph
(f)(5)(ii) of this section.
(iv) How will the opt-out allocation be All participants under
managed?. paragraph (f)(5)(ii) of this
section will be managed as a
group under the seasonal opt-
out allocations. If the
Regional Administrator
determines that the seasonal
opt-out allocation will be
reached, NMFS will publish a
notice in the Federal Register
closing directed fishing for
pollock in the BS, for the
remainder of the season, for
all vessels fishing under the
opt-out allocation.
(v) What will happen if Chinook salmon NMFS will deduct from the B
bycatch by vessels fishing under the season opt-out allocation any
opt-out allocation exceeds the amount Chinook salmon bycatch in the
allocated to the A season opt-out A season that exceeds the A
allocation?. season opt-out allocation.
(vi) What will happen if Chinook salmon If Chinook salmon bycatch by
bycatch by vessels fishing under the vessels fishing under the opt-
opt-out allocation is less than the out allocation in the A season
amount allocated to the A season opt- is less than the amount
out allocation?. allocated to the opt-out
allocation in the A season,
this amount of Chinook salmon
will not be added to the B
season opt-out allocation.
(vii) Is Chinook salmon PSC allocated No. Chinook salmon PSC
to the opt-out allocation allocated to the opt-out
transferable?. allocation is not
transferable.
------------------------------------------------------------------------
(6) Chinook salmon bycatch performance standard. If the total
annual Chinook salmon bycatch by the members of a sector participating
in an approved IPA is greater than that sector's annual threshold
amount of Chinook salmon in any three of seven consecutive years, that
sector will receive an allocation of Chinook salmon under the 47,591
PSC limit in all future years, except in low Chinook salmon abundance
years when that sector will receive an allocation under the 33,318
Chinook salmon PSC limit.
(i) Annual threshold amount. Prior to each year, NMFS will
calculate each sector's annual threshold amount. NMFS will post the
annual threshold amount for each sector on the NMFS Alaska Region Web
site (https://alaskafisheries.noaa.gov/). At the end of each
[[Page 5697]]
year, NMFS will evaluate the Chinook salmon bycatch by all IPA
participants in each sector against that sector's annual threshold
amount.
(ii) Calculation of the annual threshold amount. A sector's annual
threshold amount is the annual number of Chinook salmon that would be
allocated to that sector under the 47,591 Chinook salmon PSC limit, as
shown in the table in paragraph (f)(3)(iii)(C) of this section, or the
33,318 Chinook salmon PSC limit in low Chinook salmon abundance years,
as shown in the table in paragraph (f)(3)(iii)(D) of this section. If
any vessels in a sector do not participate in an approved IPA, NMFS
will reduce that sector's annual threshold amount by the number of
Chinook salmon associated with each vessel not participating in an
approved IPA. If any CDQ groups do not participate in an approved IPA,
NMFS will reduce the CDQ Program's annual threshold amount by the
number of Chinook salmon associated with each CDQ group not
participating in an approved IPA.
(iii) Exceeding the performance standard. If NMFS determines that a
sector has exceeded its performance standard by exceeding its annual
threshold amount in any three of seven consecutive years, NMFS will
issue a notification in the Federal Register that the sector has
exceeded its performance standard. In all subsequent years, NMFS will
allocate to that sector either the amount of Chinook salmon in the
table in paragraph (f)(3)(iii)(C) of this section or, in low Chinook
salmon abundance years, the amount of Chinook salmon in the table in
paragraph (f)(3)(iii)(D) of this section. All members of the affected
sector will fish under this lower PSC allocation regardless of whether
a vessel or CDQ group within that sector participates in an approved
IPA.
(7) Replacement vessels. If an AFA-permitted vessel is no longer
eligible to participate in the BS pollock fishery or if a vessel
replaces a currently eligible vessel, NMFS will assign the portion and
number of Chinook salmon associated with that vessel to the replacement
vessel or distribute it among other eligible vessels in the sector
based on the procedures in the law, regulation, or private contract
that accomplishes the vessel removal or replacement action.
(8) Entities eligible to receive transferable Chinook salmon PSC
allocations. (i) NMFS will issue transferable Chinook salmon PSC
allocations to the following entities, if these entities meet all the
applicable requirements of this section.
(A) Inshore cooperatives. NMFS will issue transferable Chinook
salmon PSC allocations to the inshore cooperatives permitted annually
under Sec. 679.4(l)(6). The representative and agent for service of
process (see definition at Sec. 679.2) for an inshore cooperative is
the cooperative representative identified in the application for an
inshore cooperative fishing permit issued under Sec. 679.4(l)(6),
unless the inshore cooperative representative notifies NMFS in writing
that a different person will act as its agent for service of process
for purposes of this paragraph (f). An inshore cooperative is not
required to submit an application under paragraph (f)(8)(ii) of this
section to receive a transferable Chinook salmon PSC allocation.
(B) CDQ groups. NMFS will issue transferable Chinook salmon PSC
allocations to the CDQ groups. The representative and agent for service
of process for a CDQ group is the chief executive officer of the CDQ
group, unless the chief executive officer notifies NMFS in writing that
a different person will act as its agent for service of process. A CDQ
group is not required to submit an application under paragraph
(f)(8)(ii) of this section to receive a transferable Chinook salmon PSC
allocation.
(C) Entity representing the AFA catcher/processor sector. NMFS will
authorize only one entity to represent the catcher/processor sector for
purposes of receiving and managing transferable Chinook salmon PSC
allocations on behalf of the catcher/processors eligible to fish under
transferable Chinook salmon PSC allocations. NMFS will issue
transferable Chinook salmon allocations under the Chinook salmon PSC
limit to the entity representing the catcher/processor sector if that
entity represents all the owners of AFA-permitted vessels in this
sector that are participants in an approved IPA.
(D) Entity representing the AFA mothership sector. NMFS will
authorize only one entity to represent the mothership sector for
purposes of receiving and managing transferable Chinook salmon PSC
allocations on behalf of the vessels eligible to fish under
transferable Chinook salmon PSC allocations. NMFS will issue
transferable Chinook salmon allocations under the Chinook salmon PSC
limit to an entity representing the mothership sector if that entity
represents all the owners of AFA-permitted vessels in this sector that
are participants in an approved IPA.
(ii) Request for approval as an entity eligible to receive
transferable Chinook salmon PSC allocations. A representative of an
entity representing the catcher/processor sector or the mothership
sector may request approval by NMFS to receive transferable Chinook
salmon PSC allocations on behalf of the members of the sector. The
application must be submitted to NMFS at the address in paragraph
(b)(6) of this section. A completed application consists of the
application form and a contract, described below.
(A) Application form. The applicant must submit a paper copy of the
application form with all information fields accurately filled in,
including the affidavit affirming that each eligible vessel owner, from
whom the applicant received written notification requesting to join the
sector entity, has been allowed to join the sector entity subject to
the same terms and conditions that have been agreed on by, and are
applicable to, all other parties to the sector entity. The application
form is available on the NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov/) or from NMFS at the address in paragraph
(b)(6) of this section.
(B) Contract. A contract containing the following information must
be attached to the completed application form:
(1) Information that documents that all vessel owners party to the
contract agree that the entity, the entity's representative, and the
entity's agent for service of process named in the application form
represent them for purposes of receiving transferable Chinook salmon
PSC allocations.
(2) A statement that the entity's representative and agent for
service of process are authorized to act on behalf of the vessel owners
party to the contract.
(3) Signatures, printed names, and date of signature for the owners
of each AFA-permitted vessel identified in the application form.
(C) Contract duration. Once submitted, the contract attached to the
application form is valid until amended or terminated by the parties to
the contract.
(D) Deadline. An application form and contract must be received by
NMFS no later than 1700 hours, A.l.t., on October 1 of the year prior
to the year for which the Chinook salmon PSC allocations are effective.
(E) Approval. If more than one entity application form is submitted
to NMFS, NMFS will approve the application form for the entity that
represents the most eligible vessel owners in the sector.
(F) Amendments to the sector entity. (1) An amendment to the sector
entity
[[Page 5698]]
contract, with no change in entity participants, may be submitted to
NMFS at any time and is effective upon written notification of approval
by NMFS to the entity representative. To amend a contract, the entity
representative must submit a complete application, as described in
paragraph (f)(8)(ii) of this section.
(2) To make additions or deletions to the vessel owners represented
by the entity for the next year, the entity representative must submit
a complete application, as described in paragraph (f)(8)(ii) of this
section, by December 1.
(iii) Entity representative. (A) The entity's representative must--
(1) Act as the primary contact person for NMFS on issues relating
to the operation of the entity;
(2) Submit on behalf of the entity any applications required for
the entity to receive a transferable Chinook salmon PSC allocation and
to transfer some or all of that allocation to and from other entities
eligible to receive transfers of Chinook salmon PSC allocations;
(3) Ensure that an agent for service of process is designated by
the entity; and
(4) Ensure that NMFS is notified if a substitute agent for service
of process is designated. Notification must include the name, address,
and telephone number of the substitute agent in the event the
previously designated agent is no longer capable of accepting service
on behalf of the entity or its members within the 5-year period from
the time the agent is identified in the application to NMFS under
paragraph (f)(8)(ii) of this section.
(B) Any vessel owner that is a member of an inshore cooperative, or
a member of the entity that represents the catcher/processor sector or
the mothership sector, may authorize the entity representative to sign
a proposed IPA submitted to NMFS, under paragraph (f)(12) of this
section, on his or her behalf. This authorization must be included in
the contract submitted to NMFS, under paragraph (f)(8)(ii)(B) of this
section, for the sector-level entities and in the contract submitted
annually to NMFS by inshore cooperatives under Sec. 679.61(d).
(iv) Agent for service of process. The entity's agent for service
of process must--
(A) Be authorized to receive and respond to any legal process
issued in the United States with respect to all owners and operators of
vessels that are members of an entity receiving a transferable
allocation of Chinook salmon PSC or with respect to a CDQ group.
Service on or notice to the entity's appointed agent constitutes
service on or notice to all members of the entity.
(B) Be capable of accepting service on behalf of the entity until
December 31 of the year five years after the calendar year for which
the entity notified the Regional Administrator of the identity of the
agent.
(v) Absent a catcher/processor sector or mothership sector entity.
If the catcher/processor sector or the mothership sector does not form
an entity to receive a transferable allocation of Chinook salmon PSC,
the sector will be managed by NMFS under a non-transferable allocation
of Chinook salmon PSC under paragraph (f)(10) of this section.
(9) Transfers of Chinook salmon PSC. (i) A Chinook salmon PSC
allocation issued to eligible entities under paragraph (f)(8)(i) of
this section may be transferred to any other entity receiving a
transferable allocation of Chinook salmon PSC by submitting to NMFS an
application for transfer described in paragraph (f)(9)(iii) of this
section. Transfers of Chinook salmon PSC allocations among eligible
entities are subject to the following restrictions:
(A) Entities receiving transferable allocations under the 60,000
PSC limit may only transfer to and from other entities receiving
allocations under the 60,000 PSC limit.
(B) Entities receiving transferable allocations under the 45,000
PSC limit may only transfer to and from other entities receiving
allocations under the 45,000 PSC limit.
(C) Entities receiving transferable allocations under the 47,591
PSC limit may only transfer to and from other entities receiving
allocations under the 47,591 PSC limit.
(D) Entities receiving transferable allocations under the 33,318
PSC limit may only transfer to and from other entities receiving
allocations under the 33,318 PSC limit.
(E) Chinook salmon PSC allocations may not be transferred between
seasons.
(ii) Post-delivery transfers. If the Chinook salmon bycatch by an
entity exceeds its seasonal allocation, the entity may receive
transfers of Chinook salmon PSC to cover overages for that season. An
entity may conduct transfers to cover an overage that results from
Chinook salmon bycatch from any fishing trip by a vessel fishing on
behalf of that entity that was completed or is in progress at the time
the entity's allocation is first exceeded. Under Sec.
679.7(d)(5)(ii)(C)(2) and (k)(8)(v)(B), vessels fishing on behalf of an
entity that has exceeded its Chinook salmon PSC allocation for a season
may not start a new fishing trip for pollock in the BS on behalf of
that same entity for the remainder of that season.
(iii) Application for transfer of Chinook salmon PSC allocations--
(A) Completed application. NMFS will process a request for transfer of
Chinook salmon PSC provided that a paper or electronic application is
completed, with all information fields accurately filled in.
Application forms are available on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/) or from NMFS at the address in
paragraph (b)(6) of this section.
(B) Certification of transferor--(1) Non-electronic submittal. The
transferor's designated representative must sign and date the
application certifying that all information is true, correct, and
complete. The transferor's designated representative must submit the
paper application as indicated on the application.
(2) Electronic submittal. The transferor's designated entity
representative must log onto the NMFS online services system and create
a transfer request as indicated on the computer screen. By using the
transferor's NMFS ID, password, and Transfer Key, and submitting the
transfer request, the designated representative certifies that all
information is true, correct, and complete.
(C) Certification of transferee--(1) Non-electronic submittal. The
transferee's designated representative must sign and date the
application certifying that all information is true, correct, and
complete.
(2) Electronic submittal. The transferee's designated
representative must log onto the NMFS online services system and accept
the transfer request as indicated on the computer screen. By using the
transferee's NMFS ID, password, and Transfer Key, the designated
representative certifies that all information is true, correct, and
complete.
(D) Deadline. NMFS will not approve an application for transfer of
Chinook salmon PSC after June 25 for the A season or after December 1
for the B season.
(10) Non-transferable Chinook salmon PSC allocations. (i) All
vessels belonging to a sector that is ineligible to receive
transferable allocations under paragraph (f)(8) of this section, any
catcher vessels participating in an inshore open access fishery, and
all vessels fishing under the opt-out allocation under paragraph (f)(5)
of this section will fish under specific non-transferable Chinook
salmon PSC allocations.
[[Page 5699]]
(ii) All vessels fishing under a non-transferable Chinook salmon
PSC allocation, including vessels fishing on behalf of a CDQ group,
will be managed together by NMFS under that non-transferable
allocation. If, during the fishing year, the Regional Administrator
determines that a seasonal non-transferable Chinook salmon PSC
allocation will be reached, NMFS will publish a notice in the Federal
Register closing the BS to directed fishing for pollock by those
vessels fishing under that non-transferable allocation for the
remainder of the season or for the remainder of the year.
(iii) For each non-transferable Chinook salmon PSC allocation, NMFS
will deduct from the B season allocation any amount of Chinook salmon
bycatch in the A season that exceeds the amount available under the A
season allocation.
(11) Rollover of unused A season allocation--(i) Rollovers of
transferable allocations. NMFS will add any Chinook salmon PSC
allocation remaining at the end of the A season, after any transfers
under paragraph (f)(9)(ii) of this section, to an entity's B season
allocation.
(ii) Rollover of non-transferable allocations. For a non-
transferable allocation for the mothership sector, catcher/processor
sector, or an inshore open access fishery, NMFS will add any Chinook
salmon PSC remaining in that non-transferable allocation at the end of
the A season to that B season non-transferable allocation.
(12) Salmon bycatch incentive plan agreements (IPAs)--(i) Minimum
participation requirements. More than one IPA may be approved by NMFS.
Each IPA must have participants that represent the following:
(A) Minimum percent pollock. Parties to an IPA must collectively
represent at least 9 percent of the BS pollock quota.
(B) Minimum number of unaffiliated AFA entities. Parties to an IPA
must represent any combination of two or more CDQ groups or
corporations, partnerships, or individuals who own AFA-permitted
vessels and are not affiliated, as affiliation is defined for purposes
of AFA entities in Sec. 679.2.
(ii) Membership in an IPA. (A) No vessel owner or CDQ group is
required to join an IPA.
(B) For a vessel owner in the catcher/processor sector or
mothership sector to join an IPA, that vessel owner must be a member of
the entity representing that sector under paragraph (f)(8).
(C) For a CDQ group to be a member of an IPA, the CDQ group must
sign the IPA and list in that IPA each vessel harvesting BS pollock
CDQ, on behalf of that CDQ group, that will participate in that IPA.
(D) Once a member of an IPA, a vessel owner or CDQ group cannot
withdraw from the IPA during a fishing year.
(iii) Request for approval of a proposed IPA. The IPA
representative must submit a proposed IPA to NMFS at the address in
paragraph (b)(6) of this section. The proposed IPA must contain the
following information:
(A) Affidavit. The IPA must include the affidavit affirming that
each eligible vessel owner or CDQ group, from whom the IPA
representative received written notification requesting to join the
IPA, has been allowed to join the IPA subject to the same terms and
conditions that have been agreed on by, and are applicable to, all
other parties to the IPA.
(B) Name of the IPA.
(C) Representative. The IPA must include the name, telephone
number, and email address of the IPA representative who submits the
proposed IPA on behalf of the parties and who is responsible for
submitting proposed amendments to the IPA and the annual report
required under paragraph (f)(13) of this section.
(D) Third party group. The IPA must identify at least one third
party group. Third party groups include any entities representing
western Alaskans who depend on salmon and have an interest in salmon
bycatch reduction but do not directly fish in a groundfish fishery.
(E) Description of the incentive plan. The IPA must contain a
description of the following--
(1) The incentive(s) that will be implemented under the IPA for the
operator of each vessel participating in the IPA to avoid Chinook
salmon and chum salmon bycatch under any condition of pollock and
Chinook salmon abundance in all years.
(2) How the incentive(s) to avoid chum salmon do not increase
Chinook salmon bycatch.
(3) The rewards for avoiding Chinook salmon, penalties for failure
to avoid Chinook salmon at the vessel level, or both.
(4) How the incentive measures in the IPA are expected to promote
reductions in a vessel's Chinook salmon and chum salmon bycatch rates
relative to what would have occurred in absence of the incentive
program.
(5) How the incentive measures in the IPA promote Chinook salmon
and chum salmon savings in any condition of pollock abundance or
Chinook salmon abundance in a manner that is expected to influence
operational decisions by vessel operators to avoid Chinook salmon and
chum salmon.
(6) How the IPA ensures that the operator of each vessel governed
by the IPA will manage that vessel's Chinook salmon bycatch to keep
total bycatch below the performance standard described in paragraph
(f)(6) of this section for the sector in which the vessel participates.
(7) How the IPA ensures that the operator of each vessel governed
by the IPA will manage that vessel's chum salmon bycatch to avoid areas
and times where the chum salmon are likely to return to western Alaska.
(8) The rolling hot spot program for salmon bycatch avoidance that
operates throughout the entire A season and B season and the agreement
to provide notifications of closure areas and any violations of the
rolling hot spot program to the third party group.
(9) The restrictions or penalties targeted at vessels that
consistently have significantly higher Chinook salmon PSC rates
relative to other vessels fishing at the same time.
(10) The requirement for vessels to enter a fishery[hyphen]wide
in[hyphen]season salmon PSC data sharing agreement.
(11) The requirement for the use of salmon excluder devices, with
recognition of contingencies, from January 20 to March 31, and from
September 1 until the end of the B season.
(12) The requirement that salmon savings credits are limited to a
maximum of three years for IPAs with salmon savings credits.
(13) The restrictions or performance criteria used to ensure that
Chinook salmon PSC rates in October are not significantly higher than
those achieved in the preceding months.
(F) Compliance agreement. The IPA must include a written statement
that all parties to the IPA agree to comply with all provisions of the
IPA.
(G) Signatures. The names and signatures of the owner or
representative for each vessel and CDQ group that is a party to the
IPA. The representative of an inshore cooperative, or the
representative of the entity formed to represent the AFA catcher/
processor sector or the AFA mothership sector under paragraph (f)(8) of
this section may sign a proposed IPA on behalf of all vessels that are
members of that inshore cooperative or sector level entity.
(iv) Deadline and duration--(A) Deadline for proposed IPA. A
proposed IPA must be received by NMFS no later than 1700 hours, A.l.t.,
on October 1 of the year prior to the year for which the IPA is
proposed to be effective.
(B) Duration. Once approved, an IPA is effective starting January 1
of the year
[[Page 5700]]
following the year in which NMFS approves the IPA, unless the IPA is
approved between January 1 and January 19, in which case the IPA is
effective starting in the year in which it is approved. Once approved,
an IPA is effective until December 31 of the first year in which it is
effective or until December 31 of the year in which the IPA
representative notifies NMFS in writing that the IPA is no longer in
effect, whichever is later. An IPA may not expire mid-year. No party
may join or leave an IPA once it is approved, except as allowed under
paragraph (f)(12)(v)(C) of this section.
(v) NMFS review of a proposed IPA--(A) Approval. An IPA will be
approved by NMFS if it meets the following requirements:
(1) Meets the minimum participation requirements in paragraph
(f)(12)(i) of this section;
(2) Is submitted in compliance with the requirements of paragraphs
(f)(12)(ii) and (iv) of this section; and
(3) Contains the information required in paragraph (f)(12)(iii) of
this section.
(B) IPA identification number. If approved, NMFS will assign an IPA
identification number to the approved IPA. This number must be used by
the IPA representative in amendments to the IPA.
(C) Amendments to an IPA. Amendments to an approved IPA may be
submitted to NMFS at any time and will be reviewed under the
requirements of this paragraph (f)(12). An amendment to an approved IPA
is effective upon written notification of approval by NMFS to the IPA
representative.
(D) Disapproval. (1) NMFS will disapprove a proposed IPA or a
proposed amendment to an IPA for either of the following reasons:
(i) If the proposed IPA fails to meet any of the requirements of
paragraphs (f)(12)(i) through (iii) of this section, or
(ii) If a proposed amendment to an IPA would cause the IPA to no
longer be consistent with the requirements of paragraphs (f)(12)(i)
through (iv) of this section.
(2) Initial Administrative Determination (IAD). If, in NMFS' review
of the proposed IPA, NMFS identifies deficiencies in the proposed IPA
that require disapproval of the proposed IPA, NMFS will notify the
applicant in writing. The IPA representative will be provided one 30-
day period to address, in writing, the deficiencies identified by NMFS.
Additional information or a revised IPA received by NMFS after the
expiration of the 30-day period specified by NMFS will not be
considered for purposes of the review of the proposed IPA. NMFS will
evaluate any additional information submitted by the applicant within
the 30-day period. If the Regional Administrator determines that the
additional information addresses deficiencies in the proposed IPA, the
Regional Administrator will approve the proposed IPA under paragraphs
(f)(12)(iv)(B) and (f)(12)(v)(A) of this section. However, if, after
consideration of the original proposed IPA and any additional
information submitted during the 30-day period, NMFS determines that
the proposed IPA does not comply with the requirements of paragraph
(f)(12) of this section, NMFS will issue an initial administrative
determination (IAD) providing the reasons for disapproving the proposed
IPA.
(3) Administrative Appeals. An IPA representative who receives an
IAD disapproving a proposed IPA may appeal under the procedures set
forth at Sec. 679.43. If the IPA representative fails to file an
appeal of the IAD pursuant to Sec. 679.43, the IAD will become the
final agency action. If the IAD is appealed and the final agency action
is a determination to approve the proposed IPA, then the IPA will be
effective as described in paragraph (f)(12)(iv)(B) of this section.
(4) Pending appeal. While appeal of an IAD disapproving a proposed
IPA is pending, proposed members of the IPA subject to the IAD that are
not currently members of an approved IPA will fish under the opt-out
allocation under paragraph (f)(5) of this section. If no other IPA has
been approved by NMFS, NMFS will issue all sectors allocations of the
47,591 Chinook salmon PSC limit as described in paragraph
(f)(3)(iii)(C) of this section, or, in low Chinook salmon abundance
years, allocations of the 33,318 Chinook salmon PSC limit as described
in paragraph (f)(3)(iii)(D) of this section.
(vi) Public release of an IPA. NMFS will make all proposed IPAs and
all approved IPAs and the list of participants in each approved IPA
available to the public on the NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov/).
(13) IPA Annual Report. The representative of each approved IPA
must submit a written annual report to the Council at the address
specified in Sec. 679.61(f). The Council will make the annual report
available to the public.
(i) Submission deadline. The IPA Annual Report must be received by
the Council no later than March 15.
(ii) Information requirements. The IPA Annual Report must contain
the following information:
(A) A comprehensive description of the incentive measures,
including the rolling hot spot program and salmon excluder use, in
effect in the previous year;
(B) A description of how these incentive measures affected
individual vessels;
(C) An evaluation of whether incentive measures were effective in
achieving salmon savings beyond levels that would have been achieved in
absence of the measures, including the effectiveness of--
(1) Measures to ensure that chum salmon were avoided in areas and
at times where chum salmon are likely to return to western Alaska;
(2) Restrictions or penalties that target vessels that consistently
have significantly higher Chinook salmon PSC rates relative to other
vessels; and
(3) Restrictions or performance criteria used to ensure that
Chinook PSC rates in October are not significantly higher than in
previous months.
(D) A description of any amendments to the terms of the IPA that
were approved by NMFS since the last annual report and the reasons that
the amendments to the IPA were made.
(E) The sub-allocation to each participating vessel of the number
of Chinook salmon PSC and amount of pollock (mt) at the start of each
fishing season, and number of Chinook salmon PSC and amount of pollock
(mt) caught at the end of each season.
(F) The following information on in-season transfer of Chinook
salmon PSC and pollock among AFA cooperatives, entities eligible to
receive Chinook salmon PSC allocations, or CDQ groups:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC transferred; and
(5) Amount of pollock (mt) transferred.
(G) The following information on in-season transfers among vessels
participating in the IPA:
(1) Date of transfer;
(2) Name of transferor;
(3) Name of transferee;
(4) Number of Chinook salmon PSC transferred; and
(5) Amount pollock (mt) transferred.
(14) Non-Chinook salmon prohibited species catch (PSC) limit and
Chum Salmon Savings Area. (i) The PSC limit for non-Chinook salmon
caught by vessels using trawl gear from August 15 through October 14 in
the Catcher Vessel Operational Area, as defined under Sec.
679.22(a)(5) and in Figure 2 to this part, is 42,000 fish.
[[Page 5701]]
(ii) 10.7 percent of the non-Chinook PSC limit is allocated to the
CDQ Program as a PSQ reserve.
(iii) If the Regional Administrator determines that 42,000 non-
Chinook salmon have been caught by vessels using trawl gear during the
period August 15 through October 14 in the Catcher Vessel Operational
Area, NMFS will prohibit fishing for pollock for the remainder of the
period September 1 through October 14 in the Chum Salmon Savings Area
as defined in Figure 9 to this part.
(iv) Trawl vessels participating in directed fishing for pollock
and operating under an IPA approved by NMFS under paragraph (f)(12) of
this section are exempt from closures in the Chum Salmon Savings Area.
(15) Salmon handling. Regulations in this paragraph apply to
vessels directed fishing for pollock in the BS, including pollock CDQ,
and processors taking deliveries from these vessels.
(i) Salmon discard. The operator of a vessel and the manager of a
shoreside processor or SFP must not discard any salmon or transfer or
process any salmon under the PSD Program at Sec. 679.26 if the salmon
were taken incidental to a directed fishery for pollock in the BS until
the number of salmon has been determined by the observer and the
observer's collection of any scientific data or biological samples from
the salmon has been completed.
(ii) Salmon retention and storage. (A) Operators of catcher/
processors or motherships must--
(1) Sort and transport all salmon bycatch from each haul to an
approved storage container located adjacent to the observer sampling
station that allows an observer free and unobstructed access to the
salmon (see Sec. 679.28(d)(2)(i) and (d)(7)). The salmon storage
container must remain in view of the observer from the observer
sampling station at all times during the sorting of the haul.
(2) If, at any point during sorting of a haul or delivery, the
salmon are too numerous to be contained in the salmon storage
container, cease all sorting and give the observer the opportunity to
count the salmon in the storage container and collect scientific data
or biological samples. Once the observer has completed all counting and
sampling duties for the counted salmon, the salmon must be removed by
vessel personnel from the approved storage container and the observer
sampling station, in the presence of the observer.
(3) Before sorting of the next haul may begin, give the observer
the opportunity to complete the count of salmon and the collection of
scientific data or biological samples from the previous haul. When the
observer has completed all counting and sampling duties for a haul or
delivery, vessel personnel must remove the salmon, in the presence of
the observer, from the salmon storage container and the observer
sampling station.
(4) Ensure no salmon of any species pass the observer sample
collection point, as identified in the scale drawing of the observer
sample station (see Sec. 679.28(d)(2)(i) and (d)(7)).
(B) Operators of vessels delivering to shoreside processors or
stationary floating processors must--
(1) Retain all salmon taken incidental to a directed fishery for
pollock in the BS until the salmon are delivered to the processor
receiving the vessel's BS pollock catch.
(2) Notify the observer at least 15 minutes before handling catch
on board the vessel, including, but not limited to, moving catch from
one location to another, sorting, or discard of catch prior to the
delivery of catch to the processor receiving the vessel's BS pollock
catch. This notification requirement is in addition to the notification
requirements in Sec. 679.51(e).
(3) Secure all salmon and catch after the observer has completed
the collection of scientific data and biological samples and after the
vessel crew has completed handling the catch. All salmon and any other
catch retained on board the vessel must be made unavailable for sorting
and discard until the delivery of catch to the processor receiving the
vessel's BS pollock catch. Methods to make salmon or retained catch
unavailable for sorting or discard include but are not limited to
securing the catch in a completely enclosed container above or below
deck, securing the catch in an enclosed codend, or completely and
securely covering the fish on deck.
(4) Comply with the requirements in paragraphs (f)(15)(ii)(B)(2)
and (3) of this section, before handling the catch prior to delivery.
(C) Shoreside processors or stationary floating processors must --
(1) Comply with the requirements in Sec. 679.28(g)(7)(vii) for the
receipt, sorting, and storage of salmon from deliveries of catch from
the BS pollock fishery.
(2) Ensure no salmon of any species pass beyond the last point
where sorting of fish occurs, as identified in the scale drawing of the
plant in the Catch Monitoring Control Plan (CMCP).
(3) Sort and transport all salmon of any species to the salmon
storage container identified in the CMCP (see Sec. 679.28(g)(7)(vi)(C)
and(g)(7)(x)(F)). The salmon must remain in that salmon storage
container and within the view of the observer at all times during the
offload.
(4) If, at any point during the offload, salmon are too numerous to
be contained in the salmon storage container, cease the offload and all
sorting and give the observer the opportunity to count the salmon and
collect scientific data or biological samples. The counted salmon then
must be removed from the area by plant personnel in the presence of the
observer.
(5) At the completion of the offload, give the observer the
opportunity to count the salmon and collect scientific data or
biological samples.
(6) Before sorting of the next offload of catch from the BS pollock
fishery may begin, give the observer the opportunity to complete the
count of salmon and the collection of scientific data or biological
samples from the previous offload of catch from the BS pollock fishery.
When the observer has completed all counting and sampling duties for
the offload, plant personnel must remove the salmon, in the presence of
the observer, from the salmon storage container and location where
salmon are counted and biological samples or scientific data are
collected.
(iii) Assignment of crew to assist observer. Operators of vessels
and managers of shoreside processors and SFPs that are required to
retain salmon under paragraph (f)(15)(i) of this section must designate
and identify to the observer aboard the vessel, or at the shoreside
processor or SFP, a crew person or employee responsible for ensuring
all sorting, retention, and storage of salmon occurs according to the
requirements of (f)(15)(ii) of this section.
(iv) Discard of salmon. Except for salmon under the PSD Program at
Sec. 679.26, all salmon must be returned to the sea as soon as is
practicable, following notification by an observer that the number of
salmon has been determined and the collection of scientific data or
biological samples has been completed.
(g) Chinook salmon bycatch management in the AI pollock fishery--
(1) Applicability. This paragraph contains regulations governing the
bycatch of Chinook salmon in the AI pollock fishery.
(2) AI Chinook salmon PSC limit. (i) The PSC limit for Chinook
salmon caught by vessels while harvesting pollock in the AI is 700
fish.
(ii) 7.5 percent of the PSC limit is allocated to the CDQ Program
as a PSQ reserve.
[[Page 5702]]
(3) Area closures. If, during the fishing year, the Regional
Administrator determines that catch of Chinook salmon by vessels using
trawl gear while directed fishing for pollock in the AI will reach the
PSC limit, NMFS, by notification in the Federal Register, will close
the AI Chinook Salmon Savings Area, as defined in Figure 8 to this
part, to directed fishing for pollock with trawl gear on the following
dates:
(i) From the effective date of the closure until April 15, and from
September 1 through December 31, if the Regional Administrator
determines that the annual limit of AI Chinook salmon will be attained
before April 15.
(ii) From September 1 through December 31, if the Regional
Administrator determines that the annual limit of AI Chinook salmon
will be attained after April 15.
* * * * *
0
6. In Sec. 679.22, revise paragraph (a)(10) to read as follows:
Sec. 679.22 Closures.
(a) * * *
(10) Chum Salmon Savings Area. Directed fishing for pollock by
vessels using trawl gear is prohibited from August 1 through August 31
in the Chum Salmon Savings Area defined at Figure 9 to this part (see
also Sec. 679.21(f)(14)). Vessels directed fishing for pollock in the
BS, including pollock CDQ, and operating under an approved IPA under
Sec. 679.21(f)(12) are exempt from closures in the Chum Salmon Savings
Area.
* * * * *
0
7. In Sec. 679.28, revise paragraphs (d)(7)(i), (ii), and (iii) to
read as follows:
Sec. 679.28 Equipment and operational requirements.
* * * * *
(d) * * *
(7) * * *
(i) A salmon storage container must be located adjacent to the
observer sampling station;
(ii) The salmon storage container must remain in view of the
observer at the observer sampling station at all times during the
sorting of each haul; and
(iii) The salmon storage container must be at least 1.5 cubic
meters.
* * * * *
0
8. In Sec. 679.51, revise paragraphs (e)(1)(iii), (e)(2) introductory
text, and (e)(2)(iii)(B)(3) to read as follows:
Sec. 679.51 Observer requirements for vessels and plants.
* * * * *
(e) * * *
(1) * * *
(iii) Communications and observer data entry--(A) Observer use of
equipment. Allow an observer to use the vessel's communications
equipment and personnel, on request, for the confidential entry,
transmission, and receipt of work-related messages, at no cost to the
observer or the United States.
(B) The operator of a catcher/processor, mothership, or catcher
vessel 125 ft LOA or longer (except for a catcher vessel fishing for
groundfish with pot gear) must provide the following equipment,
software and data transmission capabilities:
(1) Observer access to computer. Make a computer available for use
by the observer.
(2) NMFS-supplied software. Ensure that the most recent release of
NMFS data entry software provided by the Regional Administrator or
other approved software is installed on the computer described in
paragraph (e)(1)(iii)(B)(1) of this section.
(3) Data transmission. The computer and software described in
paragraphs (e)(1)(iii)(B)(1) and (2) of this section must be connected
to a communication device that provides a point-to-point connection to
the NMFS host computer.
(4) Functional and operational equipment. Ensure that the required
equipment described in paragraph (e)(1)(iii)(B) of this section and
that is used by an observer to enter or transmit data is fully
functional and operational. ``Functional'' means that all the tasks and
components of the NMFS-supplied, or other approved, software described
in paragraph (e)(1)(iii)(B)(2) of this section and any required data
transmissions to NMFS can be executed effectively aboard the vessel by
the equipment.
(C) The operator of a catcher vessel participating in the Rockfish
Program or a catcher vessel less than 125 ft LOA directed fishing for
pollock in the BS must comply with the computer and software
requirements described in paragraphs (e)(1)(iii)(B)(1), (2), and (4) of
this section.
* * * * *
(2) Shoreside processor and stationary floating processor
responsibilities. A manager of a shoreside processor or a stationary
floating processor that is required to maintain observer coverage as
specified under paragraph (b) of this section must:
* * * * *
(iii) * * *
(B) * * *
(3) Functional and operational equipment. Ensuring that the
communications equipment required under paragraph (e)(2)(iii)(B) of
this section that is used by observers to enter and transmit data is
functional and operational. ``Functional'' means that all the tasks and
components of the NMFS-supplied, or other approved, software described
at paragraph (e)(2)(iii)(B)(2) of this section and any data
transmissions to NMFS can be executed effectively by the communications
equipment.
* * * * *
Tables 47a through 47d to Part 679 [Removed]
0
9. Remove Tables 47a through 47d to part 679.
[FR Doc. 2016-01890 Filed 2-2-16; 8:45 am]
BILLING CODE 3510-22-P