Treatment of Indian Tribes in a Similar Manner as States for Purposes of Section 303(d) of the Clean Water Act, 2791-2803 [2016-00736]
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Federal Register / Vol. 81, No. 11 / Tuesday, January 19, 2016 / Proposed Rules
collection requirements as defined in 5
CFR part 1320 that are not already
required by law or not already approved
for use. Accordingly, the review
provisions of the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) and
its implementing regulations at 5 CFR
part 1320 do not apply.
List of Subjects in 36 CFR Part 261
Prohibitions, Law enforcement,
National forests.
Therefore, for the reasons set out in
the preamble, we propose to amend part
261 of title 36 of the Code of Federal
Regulations as follows:
PART 261—PROHIBITIONS
or segment of the Chattooga River
within National Forest System land in,
on, or upon any floatable object or craft
of every kind or description, unless
permitted under a special use
authorization.
(f) Violating or failing to comply with
any of the terms or conditions of any
special use authorization or permit
authorizing the occupancy and use
specified in paragraph (d) or (e) of this
section is prohibited.
Dated: December 21, 2015.
Thomas L. Tidwell,
Chief, Forest Service.
[FR Doc. 2016–00888 Filed 1–15–16; 8:45 am]
BILLING CODE 3411–15–P
1. The authority citation for part 261
continues to read as follows:
■
ENVIRONMENTAL PROTECTION
AGENCY
Authority: 7 U.S.C. 1011(f); 16 U.S.C.
4601–6d, 472, 551, 620(f), 1133(c)–(d)(1),
1246(i).
40 CFR Part 130
[EPA–HQ–OW–2014–0622; FRL–9941–33–
OW]
Subpart C—Prohibitions in Regions
■
2. Revise § 261.77 to read as follows:
RIN 2040–AF52
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS
§ 261.77 Prohibitions in Region 8,
Southern Region.
(a) Using or occupying any area of
National Forest System land abutting
the Chattooga River for the purpose of
entering or going upon the River in, on,
or upon any floatable object or craft of
every kind or description, unless
authorized by permit or through a
special use authorization. (The
Chattooga River is located in the
Nantahala National Forest in North
Carolina, the Sumter National Forest in
South Carolina and the Chattahoochee
National Forest in Georgia.)
(b) Using or occupying within the
scope of any commercial operation or
business any area of National Forest
System land abutting the Chattooga
River for the purpose of entering or
going upon the River in, on, or upon any
floatable object or craft of every kind or
description, unless permitted under a
special use authorization.
(c) Violating or failing to comply with
any of the terms or conditions of any
special use authorization or permit
authorizing the occupancy and use
specified in paragraph (a) or (b) of this
section is prohibited.
(d) Entering, going, riding, or floating
upon any portion or segment of the
Chattooga River within National Forest
System land in, on, or upon any
floatable object or craft of every kind or
description, unless authorized by a
permit or through a special use
authorization.
(e) Entering, going, riding, or floating
within the scope of any commercial
operation or business upon any portion
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Treatment of Indian Tribes in a Similar
Manner as States for Purposes of
Section 303(d) of the Clean Water Act
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
In section 518(e) of the Clean
Water Act (CWA), Congress authorized
EPA to treat eligible federally
recognized Indian tribes in a similar
manner as states for purposes of
administering section 303 and certain
other provisions of the CWA, and
directed the agency to promulgate
regulations effectuating this
authorization. EPA has issued
regulations establishing a process for
federally recognized tribes to obtain
treatment in a similar manner as states
(TAS) for several provisions of the
CWA; 50 tribes, for example, have
obtained TAS authority to issue water
quality standards under CWA section
303(c). EPA, however, has not yet
promulgated regulations expressly
establishing a process for such tribes to
obtain TAS authority to administer the
water quality restoration provisions of
CWA section 303(d), including issuing
lists of impaired waters and developing
total maximum daily loads (TMDLs)
under CWA section 303(d), as states
routinely do. EPA is now proposing to
remedy this gap. By establishing
regulatory procedures for eligible tribes
to obtain TAS for the CWA Section
303(d) Impaired Water Listing and
TMDL Program, the proposed rule
would enable eligible tribes to obtain
SUMMARY:
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authority to identify impaired waters on
their reservations and to establish
TMDLs, which serve as plans for
attaining and maintaining applicable
water quality standards (WQS). The
proposal is comparable to similar
regulations that EPA issued in the 1990s
for the CWA Section 303(c) WQS and
CWA Section 402 and 404 Permitting
Programs, and includes features
designed to minimize paperwork and
unnecessary reviews. EPA requests
comments on all aspects of the proposed
rule.
DATES: EPA must receive comments on
or before March 21, 2016. EPA will
discuss this proposed rule and answer
questions about it in one or more
webinars during the above comment
period. If you are interested, see EPA’s
Web site at https://www2.epa.gov/tmdl/
tribal-consultation-rulemaking-providemore-opportunities-tribes-engage-cleanwater-act for the date and time of the
webinar(s) and instructions on how to
register and participate. Additionally,
under the Paperwork Reduction Act
(PRA), comments on the information
collection provisions are best assured of
consideration if the Office of
Management and Budget (OMB)
receives a copy of your comments on or
before February 18, 2016.
ADDRESSES: Submit your comments,
identified by Docket identification (ID)
No. EPA–HQ–OW–2014–0622, at
https://www.regulations.gov. Follow the
online instructions for submitting
comments. Once submitted, comments
cannot be edited or removed from
Regulations.gov. EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. EPA will generally not consider
comments or comment contents located
outside of the primary submission (i.e.
on the web, cloud, or other file sharing
system). For additional submission
methods, the full EPA public comment
policy, information about CBI or
multimedia submissions, and general
guidance on making effective
comments, please visit https://
www2.epa.gov/dockets/commentingepa-dockets.
FOR FURTHER INFORMATION CONTACT:
Sarah Furtak, Assessment and
Watershed Protection Division, Office of
Wetlands, Oceans and Watersheds
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Federal Register / Vol. 81, No. 11 / Tuesday, January 19, 2016 / Proposed Rules
(4503T), Environmental Protection
Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460; telephone
number: (202) 566–1167; fax number:
(202) 566–1331; email address:
TASTMDL@epa.gov.
SUPPLEMENTARY INFORMATION: This
supplementary information is organized
as follows:
I. General Information
A. Does this action apply to me?
B. Over what area may tribes apply for TAS
for the CWA Section 303(d) impaired
water listing and TMDL program?
C. What should I consider as i prepare my
comments for EPA?
1. Resubmitting Relevant Comments From
Consultations and Listening Sessions
2. Submitting CBI
3. Tips for Preparing Your Comments
II. What is the statutory and regulatory
history of TAS under the CWA?
A. Statutory History
B. Regulatory History
III. Why might a tribe be interested in seeking
TAS authority for the CWA Section
303(d) impaired water listing and TMDL
program?
IV. What program responsibilities would
tribes have upon obtaining TAS for the
CWA Section 303(d) impaired water
listing and TMDL program?
A. Identification of Impaired Waters and
Submission of Section 303(d) Lists
B. Establishment and Submission of
TMDLs
C. EPA Review of Lists and TMDLs
V. What are EPA’s proposed procedures for
a tribe to seek TAS for the CWA Section
303(d) impaired water listing and TMDL
program?
VI. What special circumstances may exist
regarding qualification for TAS for the
CWA Section 303(d) impaired water
listing and TMDL program?
VII. What procedure would EPA follow in
reviewing a tribe’s TAS application?
A. Notice to Appropriate Governmental
Entities
B. Avoidance of Duplicative Notice and
Comment Procedures
C. Treatment of Competing or Conflicting
Claims
D. EPA’s Decision Process
VIII. What is an example of a stepwise
approach for tribes applying for TAS for
CWA programs?
IX. What financial and technical support is
available from EPA to tribes as they
choose to develop and implement a
CWA Section 303(d) impaired water
listing and TMDL program?
X. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Tribal
Consultation and Coordination
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
This proposed rule applies to
federally recognized tribal governments
with reservations interested in seeking
TAS eligibility to administer the CWA
Section 303(d) Impaired Water Listing
and TMDL Program. Although this
proposed rule would not apply directly
to any other entity, state and local
governments or other Indian tribes, as
well as other entities, may be interested
to the extent they are adjacent to the
Indian reservation1 lands of TAS
applicant tribes, share water bodies with
such tribes, and/or discharge pollutants
to waters of the United States located
within or adjacent to such reservations.
The table below provides examples of
entities that could be affected by this
action or have an interest in it.
Category
Examples of potentially affected or interested entities
Tribes ..................................................................
Federally recognized tribes with reservations that are interested in applying for TAS for CWA
Section 303(d) impaired water listing and TMDL Program, and other interested tribes.
States adjacent to reservations of potential applicant tribes.
Industrial and other commercial entities discharging pollutants to waters within or adjacent to
reservations of potential applicant tribes.
Publicly owned treatment works or other facilities discharging pollutants to waters within or adjacent to reservations of potential applicant tribes.
States ..................................................................
Industry dischargers ...........................................
Municipal dischargers .........................................
If you have questions regarding the
effect of this proposed rule on a
particular entity, please consult the
person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
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B. Over what area may tribes apply for
TAS for the CWA Section 303(d)
impaired water listing and TMDL
program?
Under section 518(e) of the CWA, 33
U.S.C. 1377(e), Indian tribes may seek
TAS authorization to administer certain
CWA programs pertaining to water
resources of their reservations. Tribes
are not eligible to administer CWA
programs pertaining to any nonreservation Indian country 2 or any other
type of non-reservation land. The term
1 See ‘‘Over What Area May Tribes Apply for TAS
for the CWA Section 303(d) Impaired Water Listing
and TMDL Program?’’ below.
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‘‘federal Indian reservation’’ is defined
at CWA section 518(h)(1) to include all
land within the limits of any Indian
reservation under the jurisdiction of the
United States Government
notwithstanding the issuance of any
patent, and including rights-of-way
running through the reservation. See
CWA sections 518(e)(2), (h)(1); see also
40 CFR 131.3(k). EPA’s longstanding
position is that reservations include
both formal reservations (e.g., named
reservations established through federal
treaties with tribes, federal statutes, or
Executive Orders of the President) as
well as tribal trust lands that may not be
formally designated as reservations, but
that qualify as informal reservations.
See, e.g., 56 FR 64876, 64881 (December
12, 1991); Arizona Public Service Co. v.
EPA, 211 F.3d 1280, 1292–1294 (D.C.
Cir. 2000), cert. denied sub nom.,
Michigan v. EPA, 532 U.S. 970 (2001).
Tribes may seek TAS authorization for
both formal and informal reservations,
and both types of lands are referred to
herein as ‘‘reservations.’’
Although this proposal would
facilitate eligible tribes’ administration
of an additional regulatory program,
nothing in this proposed rule changes,
expands, or contracts the geographic
scope of potential tribal TAS eligibility
under the CWA.
2 The term Indian country is defined at 18 U.S.C.
1151.
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C. What should I consider as I prepare
my comments for EPA?
II. What is the statutory and regulatory
history of TAS under the CWA?
1. Resubmitting Relevant Comments
from Consultations and Listening
Sessions. EPA held multiple
consultations and listening sessions
with tribes and states concerning TAS
for CWA section 303(d) lists and
TMDLs, and considered views and
comments received from these sessions
in developing this proposal. This
proposed rule has evolved from the
materials EPA shared at the time.
Therefore, if you submitted comments
based on these sessions and want EPA
to consider them as part of the public
comment opportunity for this proposed
action, you must resubmit your
comments to EPA in accordance with
the instructions outlined in this
document.
2. Submitting CBI. Do not submit CBI
to EPA through https://
www.regulations.gov or email. Clearly
mark the part or all of the information
that you claim to be CBI. For CBI
information in a disc that you mail to
EPA, mark the outside of the disc as CBI
and then identify electronically within
the disc the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. EPA will not disclose
information so marked except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2.
3. Tips for Preparing Your Comments.
When submitting comments, remember
to:
• Identify the proposed action by
docket number and other identifying
information (subject heading, Federal
Register date and page number).
• Explain why you agree or disagree,
suggest alternatives, substitute language
for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples that help
to illustrate your concerns.
• Explain your views as clearly as
possible.
• Submit your comments consistent
with the DATES section of this
document.
A. Statutory History
Congress added section 518 to the
CWA as part of amendments made in
1987. Section 518(e) authorizes EPA to
treat eligible Indian tribes in the same
manner as it treats states for a variety of
purposes, including administering each
of the principal CWA regulatory
programs and receiving grants under
several CWA funding authorities.
Section 518(e) is commonly known as
the ‘‘TAS’’ provision. Section 303 is
expressly identified in section 518(e) as
one of the provisions available for TAS.
Section 518(e) also requires EPA to
promulgate regulations specifying the
TAS process for applicant tribes.
Section 518(h) defines ‘‘Indian tribe’’ to
mean any Indian tribe, band, group, or
community recognized by the Secretary
of the Interior and exercising
governmental authority over a federal
Indian reservation.
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B. Regulatory History
Pursuant to section 518(e), EPA
promulgated several final regulations
establishing TAS criteria and
procedures for Indian tribes interested
in administering programs under the
Act. The relevant regulations addressing
TAS requirements for the principal
CWA regulatory programs are:
• 40 CFR 131.8 for section 303(c)
water quality standards, published at 56
FR 64876 (December 12, 1991) (final
rule);
• 40 CFR 131.4(c) for CWA section
401 water quality certification,
published at 56 FR 64876 (December 12,
1991);
• 40 CFR 123.31–34 for CWA section
402 National Pollutant Discharge
Elimination System (NPDES) permits
and other provisions, and 40 CFR
501.22–25 for the sewage sludge
management program. Final rule
published December 22, 1993 (58 FR
67966); and
• 40 CFR 233.60–62 for CWA section
404 dredge or fill permits. Final rule
published February 11, 1993 (58 FR
8172).
In 1994, EPA amended the above
regulations to simplify the TAS process
and eliminate unnecessary and
duplicative procedural requirements.
See 59 FR 64339 (December 14, 1994)
(the ‘‘Simplification Rule’’). For
example, the Simplification Rule
eliminated the need for a tribe to
prequalify for TAS before applying to
administer the section 402 and section
404 permit programs. Instead, the rule
provided that a tribe would seek to
establish its TAS eligibility at the
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program approval stage (subject to
notice and comment procedures in the
Federal Register). However, the rule
retained the separate TAS
prequalification requirement (including
local notice and comment procedures)
for section 303(c) water quality
standards and section 401 water quality
certifications. Id.; see also, 40 CFR
131.8(c)(2), (3).3 The TAS regulations
for CWA regulatory programs have
remained intact since promulgation of
the Simplification Rule. EPA is now
proposing to address a gap in its current
TAS regulations, by proposing
regulations that would specify how
tribes may seek TAS for the Section
303(d) Impaired Water Listing and
TMDL Program.
III. Why might a tribe be interested in
seeking TAS authority for the CWA
Section 303(d) Impaired Water Listing
and TMDL Program?
TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program would provide a tribe with the
opportunity to participate directly in
restoring and protecting its reservation
waters through implementing the
Program, as Congress authorized under
CWA section 518(e). In the rest of this
document, EPA refers to the functions
identified in CWA section 303(d)
regarding listing of impaired waters and
establishment of TMDLs as the ‘‘Section
303(d) Impaired Water Listing and
TMDL Program’’ or ‘‘303(d) Program.’’
Section 303(d) provides for states and
authorized tribes to: (1) Develop lists of
impaired waters (and establish priority
rankings for waters on the lists) and (2)
establish TMDLs for these waters. By
listing impaired waters, a state or
authorized tribe identifies those waters
in its territory that are not currently
meeting EPA-approved or EPApromulgated WQS (collectively referred
to as ‘‘applicable WQS’’). A TMDL is a
planning document intended to address
impairment of waters, including the
calculation and allocation to point and
nonpoint sources of the maximum
amount of a pollutant that a water body
can receive and still meet applicable
WQS, with a margin of safety.
By obtaining TAS for section 303(d),
tribes can take the lead role in
identifying and establishing a priority
ranking for impaired water bodies on
their reservations and in establishing
3 Under the CWA and EPA’s regulations, tribes
may simultaneously (1) apply for TAS under CWA
section 518 for the purpose of administering water
quality standards and (2) submit actual standards
for EPA review under section 303(c). Although they
may proceed together, a determination of TAS
eligibility and an approval of actual water quality
standards are two distinct actions.
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TMDLs and submitting them to EPA for
approval. These are important
informational and planning steps that
tribes can take to restore and maintain
the quality of reservation waters.
TMDLs must allocate the total
pollutant load among contributing point
sources (‘‘waste load allocations’’ or
‘‘WLAs’’) and nonpoint sources (‘‘load
allocations’’ or ‘‘LAs’’) (40 CFR 130.2).
Point source WLAs are addressed
through the inclusion of water qualitybased effluent limits in national
pollutant discharge elimination system
(NPDES) permits issued to such sources.
Under EPA’s regulations, NPDES
permitting authorities shall ensure that
‘‘[e]ffluent limits developed to protect a
narrative water quality criterion, a
numeric water quality criterion, or both,
are consistent with the assumptions and
requirements of any available wasteload
allocation for the discharge prepared by
the State and approved by EPA pursuant
to 40 CFR 130.7.’’ 40 CFR
122.44(d)(1)(vii)(B). WLAs under 40
CFR 122.44(d)(1)(vii)(B) would include
WLAs developed by a tribe with TAS
authorization and approved by EPA
pursuant to 40 CFR 130.7. For water
bodies impaired by pollutants from
nonpoint sources, authorized tribes
would not acquire new or additional
implementation authorities when listing
such impaired water bodies and
establishing TMDLs. Instead, the
mechanisms for implementing the
nonpoint source pollutant reductions
(LAs) identified in any tribal TMDLs
would include existing tribal
authorities, other federal agencies’
policies and procedures, as well as
voluntary and incentive-based
programs.
This proposed rule would not require
anything of tribes that are not interested
in TAS for the 303(d) Program. Based on
pre-proposal input, not all tribes will be
interested in obtaining TAS for 303(d),
and some may consider other
approaches that might benefit their
reservation waters. Clean Water Act
section 319 watershed-based plans, for
example, may help tribes protect and
restore water resources threatened or
impaired by nonpoint source pollution.4
IV. What program responsibilities
would tribes have upon obtaining TAS
for the CWA Section 303(d) impaired
water listing and TMDL program?
The goal of the CWA is ‘‘to restore
and maintain the chemical, physical,
4 See Handbook for Developing and Managing
Tribal Nonpoint Source Pollution Programs under
Section 319 of the Clean Water Act, February 2010,
available at https://www2.epa.gov/sites/production/
files/2015-09/documents/2010_02_19_nps_tribal_
pdf_tribal_handbook2010.pdf.
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and biological integrity of the Nation’s
waters.’’ CWA section 101(a).
Identification of impaired waters and
TMDLs are important tools for achieving
that goal. After a tribe receives EPA
approval of its eligibility to implement
a CWA Section 303(d) Impaired Water
Listing and TMDL Program, it is treated
in a manner similar to a state and, for
purposes of list and TMDL
development, it would become an
‘‘authorized tribe.’’ Generally, the
federal statutory and regulatory
requirements for state 303(d) programs
would be applicable to authorized tribes
(see proposed § 130.16(c)(5)). The
following paragraphs identify important
303(d) Program responsibilities that
tribes with TAS would assume and
implement.
A. Identification of Impaired Waters and
Submission of Section 303(d) Lists
Under section 303(d) of the CWA,
every two years authorized tribes would
be required to develop lists of waters
not meeting, or not expected to meet,
applicable water quality standards. 40
CFR 130.7(d). These lists are commonly
called ‘‘impaired waters lists’’ or
‘‘303(d) lists.’’ Impaired waters are
waters for which technology-based
limitations and other required controls
are not stringent enough to meet
applicable CWA water quality
standards. Threatened waters are waters
that currently attain applicable WQS,
but for which existing and readily
available data and information indicate
that applicable WQS will likely not be
met by the time the next list of impaired
or threatened waters is due to EPA.5 The
authorized tribe’s section 303(d) list
would include all impaired and
threatened waters. In this document,
EPA uses the term ‘‘impaired waters’’ to
refer to both impaired and threatened
waters.6 The authorized tribe would be
required to ‘‘assemble and evaluate all
existing and readily available
information’’ in developing its section
303(d) list. 40 CFR 130.7(b)(5). EPA’s
regulations include a non-exhaustive
list of water quality-related data and
information to be considered. Id. The
tribe would establish priorities for
5 Guidance for 2006 Assessment, Listing and
Reporting Requirements Pursuant to Sections
303(d), 305(b) and 314 of the Clean Water Act, July
29, 2005, available at https://water.epa.gov/lawsregs/
lawsguidance/cwa/tmdl/upload/2006irg-report.pdf.
6 Under EPA’s regulations, ‘‘water quality limited
segments’’ include both impaired waters and
threatened waters, and are defined as ‘‘any segment
where it is known that water quality does not meet
applicable water quality standards, and/or is not
expected to meet applicable water quality
standards, even after the application of the
technology-based effluent limitations required by
sections 301(b) and 306 of the Act.’’ 40 CFR
130.2(j).
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development of TMDLs for waters on its
section 303(d) list based on the severity
of the pollution and the uses to be made
of the waters. 40 CFR 130.7(b)(4). The
tribe would then submit its list of
impaired waters to EPA for review and
approval.
Like states, authorized tribes would
be required to submit their ‘‘303(d)
lists’’ to EPA for approval every two
years on April 1 (lists are due April 1
of even-numbered years). As indicated
in § 130.16(c)(5) of the proposed rule, a
tribe gaining TAS status would be
provided at least 24 months to submit
its first impaired waters list to EPA. The
tribe’s first impaired waters list would
be due to EPA the next listing cycle due
date that is at least 24-months from the
later of (1) the date the tribe’s TAS
application for 303(d) is approved, or (2)
the date EPA-approved/promulgated
WQS for the tribe’s waters are effective.
(See section VII for the procedure EPA
would follow in reviewing a tribe’s TAS
application.). Thus, for example, if EPA
approves a tribe’s TAS application on
March 15, 2016, and the tribe’s WQS on
June 30, 2016, the tribe’s first list would
be due on April 1, 2020. The tribe could
submit its list to EPA prior to that date,
if it chooses.
Most tribes that would be eligible for
TAS authorization under today’s
proposed rule are likely to be recipients
of CWA section 106 grants and would
thus be required to submit section 106
grant work plans annually. If a tribe’s
CWA section 106 grant work plan
includes ambient water quality
monitoring activities, the tribe is also
required to develop an assessment
report pursuant to the CWA section 106
grant reporting requirements.7 EPA
encourages tribes that obtain TAS for
the CWA Section 303(d) Program and
also develop CWA section 106
assessment reports to combine their
CWA section 303(d) impaired waters list
with their CWA section 106 assessment
report, and submit the combined report
electronically through the Assessment
TMDL Tracking and Implementation
System (ATTAINS).8 In this way such
tribes could create a combined CWA
303(d)/106 report that is similar to a
7 See Final Guidance on Awards of Grants to
Indian Tribes under Section 106 of the Clean Water
Act (https://www2.epa.gov/sites/production/files/
2014-09/documents/final-tribal-guidance.pdf) at
page 8–1.
8 See ‘‘Water Quality Assessment and TMDL
Information,’’ available at https://ofmpub.epa.gov/
waters10/attains_index.home.
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state’s CWA 303(d)/305(b) 9 ‘‘Integrated
Report.’’ 10
B. Establishment and Submission of
TMDLs
Under the CWA, each state and
authorized tribe must, ‘‘from time to
time,’’ establish and submit TMDLs for
pollutants causing impairments in all
the waters on its 303(d) list. CWA
sections 303(d)(1)(C) and 303(d)(2).
States and authorized tribes set
priorities for developing TMDLs for
their impaired and listed waters.
TMDLs must be established ‘‘at a level
necessary to implement the applicable
water quality standards with seasonal
variations and a margin of safety which
takes into account any lack of
knowledge concerning the relationship
between effluent limitations and water
quality.’’ CWA section 303(d)(1)(C).
Where a TMDL makes allocation
tradeoffs between point and nonpoint
sources, the TMDL record must also
demonstrate ‘‘reasonable assurance’’
that the nonpoint source allocations will
be achieved. 40 CFR 130.2(i).
Calculations to establish TMDLs must
be subject to public review. 40 CFR
130.7(c)(1)(ii). Once established, the
state or authorized tribe submits the
TMDL to EPA for review.
C. EPA Review of Lists and TMDLs
Once EPA receives a list or TMDL, it
must either approve or disapprove that
list or TMDL within 30 days. CWA
section 303(d)(2). If EPA disapproves
the list or TMDL, EPA must establish a
replacement list or TMDL within 30
days of disapproval. 40 CFR 130.7(d)(2).
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V. What are EPA’s proposed procedures
for a tribe to seek TAS for the CWA
Section 303(d) Impaired Water Listing
and TMDL Program?
Consistent with the statutory
requirement in section 518 of the CWA,
the proposed rule would establish the
procedures by which an Indian tribe
may apply and qualify for TAS for
purposes of the CWA Section 303(d)
Impaired Water Listing and TMDL
Program. Such procedures would be
codified in a new section 130.16 of the
water quality planning and management
regulation. Section 130.16 would
9 CWA section 305(b) requires states to provide
every two years an assessment of the quality of all
their waters. EPA explicitly exempted tribes from
the section 305(b) reporting requirement. See 40
CFR 130.4(a); 54 FR 14354, 14357 (April 11, 1989).
10 See Guidance for 2006 Assessment, Listing and
Reporting Requirements Pursuant to Sections
303(d), 305(b) and 314 of the Clean Water Act, July
29, 2005, (available at https://water.epa.gov/
lawsregs/lawsguidance/cwa/tmdl/upload/2006irgreport.pdf) for more information on the Integrated
Report.
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identify (1) the criteria an applicant
tribe would be required to meet to be
treated in a similar manner as states, (2)
the information the tribe would be
required to provide in its application to
EPA, and (3) the procedure EPA would
use to review the tribal application.
Proposed section 130.16 is intended to
ensure that tribes treated in a similar
manner as states for the purposes of the
CWA Section 303(d) Impaired Water
Listing and TMDL Program are
qualified, consistent with CWA
requirements, to conduct a Listing and
TMDL Program. The procedures are
meant to provide more opportunities for
tribes to engage fully in the Program and
are not intended to act as a barrier to
tribal assumption of the 303(d) Program.
The TAS procedures in this proposed
rule are closely based on the existing
TAS regulation at 40 CFR 131.8, which
establishes the TAS process for the
CWA Section 303(c) WQS Program. EPA
established the TAS process for WQS in
1991, and that program has been the
focus of the great majority of TAS
activity for regulatory programs under
the CWA as well as all of the other
environmental statutes administered by
the Agency. The WQS TAS rule has
proven very effective in ensuring that
applicant tribes satisfy statutory TAS
criteria and are prepared to administer
WQS programs under the Act. It thus
served as a useful model for this
proposed TAS rule.
The TAS criteria tribes would be
required to meet for purposes of the
CWA Section 303(d) Impaired Water
Listing and TMDL Program originate in
CWA section 518. As reflected in the
proposed regulatory language, the tribe
must: (1) Be federally recognized and
meet the definitions in § 131.3(k) and
(l); (2) carry out substantial
governmental duties and powers; (3)
have appropriate authority to regulate
the quality of reservation waters; and (4)
be reasonably expected to be capable of
administering the Impaired Water
Listing and TMDL Program. These
criteria are discussed below.
The first criterion for TAS would
require the tribe to be federally
recognized by the U.S. Department of
the Interior (DOI) and meet the
definitions in § 131.3(k) and (l). The
tribe may address the recognition
requirement either by stating that it is
included on the list of federally
recognized tribes published periodically
by DOI, or by submitting other
appropriate documentation (e.g., if the
tribe is federally recognized but is not
yet included on the DOI list). The
definition of ‘‘tribe’’ in § 131.3(l), along
with requiring federal recognition,
additionally requires that the tribe is
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exercising governmental authority over
a Federal Indian reservation. ‘‘Federal
Indian reservation’’ is defined in
§ 131.3(k) as ‘‘all land within the limits
of any Indian reservation under the
jurisdiction of the United States
Government, notwithstanding the
issuance of any patent, and including
rights-of-way running through the
reservation.’’ (See further discussion of
the term ‘‘reservation’’ in section I B. of
this preamble.). The governmental
authority and reservation aspects of
these definitions would be addressed in
the tribe’s application, including as part
of its descriptive statements that it
currently carries out substantial
governmental duties and powers over a
defined area, and that it has authority to
regulate water quality over a
reservation.
The second criterion would require
the tribe to have a governing body
‘‘carrying out substantial governmental
duties and powers.’’ The Agency
considers ‘‘substantial governmental
duties and powers’’ to mean that the
tribe is currently performing
governmental functions to promote the
health, safety, and welfare of the
affected population within a defined
geographical area. See 54 FR at 39101.
Examples of such functions may
include, but are not limited to, the
power to tax, the power of eminent
domain, and police power. Federal
recognition by DOI would not, in and of
itself, satisfy this criterion. EPA expects
that most tribes should be able to meet
this criterion without much difficulty.
Id.
To address the second criterion, the
tribe would be required to submit a
descriptive statement demonstrating
that the tribal governing body is
currently carrying out substantial
governmental duties and powers over a
defined area. The descriptive statement
should: (1) Describe the form of tribal
government; (2) describe the types of
essential governmental functions
currently performed, such as those
listed above; and (3) identify the sources
of authorities to perform these functions
(e.g., tribal constitutions and codes).
The third criterion, concerning tribal
authority, means that a tribe seeking
TAS for purposes of the CWA Section
303(d) Impaired Water Listing and
TMDL Program must adequately
demonstrate authority to manage and
protect water resources within the
borders of the tribe’s reservation. To
verify authority and satisfy the third
criterion of the proposed rule, a tribe
would be required to include a
statement signed by the tribal legal
counsel, or an equivalent official,
explaining the legal basis for the tribe’s
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regulatory authority, and appropriate
additional documentation (e.g., maps,
tribal codes and ordinances).
In promulgating prior CWA TAS
regulations, EPA took an initial cautious
approach that required tribes applying
for eligibility to administer regulatory
programs under the statute to
demonstrate their inherent tribal
authority over the relevant regulated
activities on their reservations. See, e.g.,
56 FR at 64877–81. This included a
demonstration of inherent regulatory
authority over the activities of non-tribal
members on lands they own in fee
within a reservation under the
principles of Montana v. United States,
450 U.S. 544 (1981), and its progeny.
Montana held that, absent a federal
grant of authority, tribes generally lack
inherent jurisdiction over nonmember
activities on nonmember fee land, but
retain inherent civil jurisdiction over
nonmember activities within the
reservation where (i) nonmembers enter
into ‘‘consensual relationships with the
tribe or its members, through
commercial dealing, contracts, leases, or
other arrangements’’ or (ii) ‘‘. . .
[nonmember] conduct threatens or has
some direct effect on the political
integrity, the economic security, or the
health or welfare of the tribe.’’ Montana,
450 U.S. at 565–66.
In addressing the second exception of
Montana regarding the effects of
nonmember conduct, EPA has
previously described the Agency’s
operating approach to require a showing
that the potential impacts of regulated
activities on the tribe are serious and
substantial. 56 FR at 64878. EPA also
explained that the activities regulated
under the various environmental
statutes, including the CWA, generally
have serious and substantial potential
impacts on human health and welfare.
Id. EPA described the Agency’s expert
assessment regarding the critical
importance of water quality
management to self-government and
also explained that because of the
mobile nature of pollutants in surface
waters and the relatively small size of
water bodies on reservations, it would
be very likely that any water quality
impairment on non-Indian fee land
within a reservation would also impair
water quality on tribal lands. Id. at
64878–79. EPA stated that its
generalized findings regarding the
relationship of water quality to tribal
health and welfare would supplement
the factual showing tribes would make
in applying for TAS. Id. EPA reiterates
the generalized statutory and factual
findings set forth in those prior TAS
rulemakings and believes they apply
equally to TAS applications for the
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CWA Section 303(d) Program. As
discussed below, EPA has also
separately proposed to revise its
interpretation of the CWA tribal
provision by conclusively determining
that Congress intended to delegate
authority to eligible tribes to regulate
their entire reservations under the CWA
irrespective of land ownership. If and
when this revised interpretation is
finalized, it will be applied in reviewing
any TAS application submitted under
the regulations proposed today. Unless
and until that revised interpretation is
finalized, however, EPA will continue
to evaluate TAS applications consistent
with the Agency’s current approach and
will continue to apply the generalized
findings set forth in prior CWA TAS
rulemakings in making case-by-case
determinations regarding tribes’
inherent regulatory authority.
In prior CWA TAS promulgations,
EPA recognized that there was
significant support for the view that
Congress had intended to delegate
authority to eligible Indian tribes to
administer CWA regulatory programs
over their entire reservations,
irrespective of land ownership, and EPA
expressly stated that the issue of tribal
authority under the CWA remained
open for further consideration in light of
additional congressional or judicial
guidance. See, e.g., 56 FR at 64878–81.
On August 7, 2015, EPA published in
the Federal Register a proposed rule to
reinterpret the CWA tribal provision as
including such an express delegation of
authority by Congress. 80 FR 47430. If
EPA finalizes that reinterpretation,
applicant Indian tribes would no longer
be required to demonstrate inherent
authority to regulate their reservation
waters under the CWA. Among other
things, tribes would thus no longer be
required to meet the test established in
Montana v. United States, 450 U.S. 544
(1981), and its progeny with regard to
exercises of inherent tribal regulatory
authority over nonmember activity. Id.
Instead, a tribe would be able to rely on
the congressional delegation of
authority included in section 518 of the
statute as the source of authority to
administer CWA regulatory programs
over its entire reservation as part of its
legal statement.
The proposed TAS rule for the CWA
Section 303(d) Impaired Water Listing
and TMDL Program is intended to
provide appropriate TAS application
and review procedures irrespective of
which interpretation of tribal authority
under the Act applies. As explained in
EPA’s proposed reinterpretation, EPA’s
existing TAS regulations—including 40
CFR 131.8, upon which this proposed
rule is modeled—accommodate either
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interpretation of tribal authority under
the CWA and provide appropriate
application procedures to ensure that
relevant jurisdictional information is
provided to EPA and made available for
comment. 80 FR 47430. EPA thus
proposes to establish the basic TAS
application and review procedures
proposed today notwithstanding that
the proposed reinterpretation remains
pending. Once these rules are finalized,
EPA will review any TAS applications
for the CWA Section 303(d) Program in
accordance with the interpretation of
CWA tribal jurisdiction that applies at
the time.
The fourth criterion would require
that the tribe, in the Regional
Administrator’s judgment, be reasonably
expected to be capable of administering
an effective CWA Section 303(d)
Impaired Water Listing and TMDL
Program. To meet this requirement,
tribes would either: (1) show that they
have the necessary management and
technical skills, or (2) submit a plan
detailing steps for acquiring the
necessary management and technical
skills. When considering tribal
capability, EPA would also consider
whether the tribe can demonstrate the
existence of institutions that exercise
executive, legislative, and judicial
functions, and whether the tribe has a
history of successful managerial
performance of public health or
environmental programs.
The specific information required for
tribal applications to EPA is described
in proposed § 130.16 (a) and (b). The
application would be required, in
general, to include a statement regarding
federal recognition by DOI,
documentation that the tribal governing
body is exercising substantial duties and
powers, documentation of tribal
authority to regulate water quality on
the reservation, a narrative statement of
tribal capability to administer the CWA
Section 303(d) Impaired Water Listing
and TMDL Program, and any other
information requested by the Regional
Administrator.
Consistent with EPA’s other TAS
regulations, the proposed rule also
provides that where a tribe has
previously qualified for TAS for
purposes of a different EPA program,
the tribe is only required to provide
information that has not been submitted
as part of a prior TAS application. To
facilitate review of tribal applications,
EPA would request that a tribal
application inform EPA whether the
tribe has been approved for TAS or
deemed eligible to receive authorization
for any other EPA program. See 59 FR
at 64340.
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The TAS application procedures and
criteria for the CWA Sections 303(c)
WQS and 303(d) Impaired Water Listing
and TMDL Programs are similar in
many respects, and a tribe interested in
both programs may wish to streamline
the application process by combining a
request for TAS eligibility for 303(c) and
303(d) into a single application.
Although a tribe would not be required
to do so, EPA’s proposed approach
would allow a tribe to submit a
combined application, which addresses
the criteria and application
requirements of § 131.8 and proposed
§ 130.16, to EPA if the tribe is interested
in applying for TAS for both the CWA
Section 303(c) and 303(d) Programs.
VI. What special circumstances may
exist regarding qualification for TAS
for the CWA Section 303(d) impaired
water listing and TMDL program?
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There could be rare instances where
special circumstances limit or preclude
a particular tribe’s ability to be
authorized to administer the 303(d)
Program over its reservation. For
example, there could be a separate
federal statute establishing unique
jurisdictional arrangements for a
specific state or a specific reservation
that could affect a tribe’s ability to
exercise authority under the CWA. It is
also possible that provisions in
particular treaties or tribal constitutions
could limit a tribe’s ability to exercise
relevant authority.11
The application requirements of
§ 130.16 (a) and (b) would require tribes
to submit a statement of their legal
counsel (or equivalent official)
describing the basis for their assertion of
authority. The statement can include
copies of documents such as tribal
constitutions, by-laws, charters,
executive orders, codes, ordinances, and
resolutions. If EPA finalizes this
proposed action, the requirement for a
legal counsel’s statement would ensure
that applicant tribes appropriately
describe the bases of their authority and
address any special circumstances
regarding their assertion of authority to
administer the 303(d) Program. The
proposed rule would provide an
11 EPA takes no position in this proposal
regarding whether any particular tribe or Indian
reservation is subject to any potential impediment
relating to authority to take on the 303(d) Program.
Any such issue would need to be addressed on a
case-by-case basis and with the benefit of a full
record of relevant information that would be
developed during the processing of a particular
TAS application. To the extent EPA is ever called
upon to make a decision regarding this type of
issue, such a decision would be rendered in the
context of EPA’s final action on a specific TAS
application, and any judicial review of that decision
would occur in that context.
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appropriate opportunity for
‘‘appropriate governmental entities’’
(i.e., states, tribes and other federal
entities located contiguous to the
reservation of the applicant tribe) to
comment on an applicant tribe’s
assertion of authority and, among other
things, inform EPA of any special
circumstances that they believe could
affect a tribe’s ability to administer the
303(d) Program.
EPA is also aware that section
10211(b) of the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act of 2005 (‘‘SAFETEA’’), Public Law
109–59, 119 Stat. 1144 (August 10,
2005) established a unique TAS
requirement with respect to Indian
tribes located in the State of Oklahoma.
Under section 10211(b) of SAFETEA,
tribes in Oklahoma seeking TAS under
a statute administered by EPA for the
purpose of administering an
environmental regulatory program must,
in addition to meeting applicable TAS
requirements under the relevant EPAadministered environmental statute,
enter into a cooperative agreement with
the state that is subject to EPA approval
and that provides for the tribe and state
to jointly plan and administer program
requirements. This requirement of
SAFETEA applies apart from, and in
addition to, existing TAS criteria,
including the TAS criteria set forth in
section 518 of the CWA. EPA’s proposal
relates solely to the CWA TAS
requirement; it would thus have no
effect on the separate requirement of
section 10211(b) of SAFETEA.
VII. What procedure would EPA follow
in reviewing a tribe’s TAS application?
A. Notice to Appropriate Governmental
Entities
The proposed EPA review procedure,
included in § 130.16(c), specifies that
the Regional Administrator, following
receipt of tribal applications, would
process such applications in a timely
manner. EPA would promptly notify the
tribe that the complete application has
been received. Within 30 days after
receipt of a tribe’s complete TAS
application for 303(d), EPA would
provide notice to appropriate
governmental entities (i.e., states, tribes,
and other federal entities located
contiguous to the reservation of the
applicant tribe) of the complete
application and the substance of and
basis for the tribe’s assertion of
authority over reservation waters, and
would provide a 30 day opportunity to
comment to EPA on the tribe’s assertion
of authority. See, e.g., 56 FR at 64844.
EPA would also provide, consistent
with prior practice, sufficiently broad
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2797
notice (e.g., through local newspapers,
electronic media, or other appropriate
media) to inform other potentially
interested entities of the applicant
tribe’s complete application and of the
opportunity to provide relevant
information regarding the tribe’s
assertion of authority. As described
below, this aspect of EPA’s review
procedure would apply unless such
process would be duplicative of a notice
and comment process already
performed in connection with the same
tribe’s prior application for TAS for
another CWA regulatory program.
B. Avoidance of Duplicative Notice and
Comment Procedures
EPA is proposing to include
provisions intended to help avoid
unnecessary and wasteful duplication of
the notice and comment procedures
described in VII A. Specifically, EPA
proposes that, where a tribe has
previously qualified for TAS for a CWA
regulatory program12 and EPA has
provided notice and an opportunity to
comment on the tribe’s assertion of
authority as part of its review of the
prior application, no further notice
would be provided with regard to the
same tribe’s application for the 303(d)
Program, unless the section 303(d) TAS
application presents different
jurisdictional issues or significant new
factual or legal information relevant to
jurisdiction to the Regional
Administrator. Proposed § 130.16(c)(4).
This proposed approach would apply to
all tribes that have previously obtained
TAS for the CWA Section 303(c) WQS
Program, CWA Section 402 NPDES
Program or Sewage Sludge Management
Program, or CWA Section 404 Dredge
and Fill Permit Program.
Where different jurisdictional issues
or information are not present,
additional notice and comment are
likely to be duplicative of the process
already undertaken during EPA’s review
of the prior TAS application. Under
these circumstances, the proposed rule
would avoid such duplication of efforts
by authorizing the relevant EPA
Regional Administrator to process a
TAS application for the 303(d) Program
without a second notice and comment
process.
Where different jurisdictional issues
or new or changed information is
present, the notice and comment
process described in § 130.16(c)(2)
would apply. For example, if the
geographic reservation area over which
12 Specifically, the CWA Section 303(c) WQS
Program, CWA Section 402 NPDES Program or
Sewage Sludge Management Program, or CWA
Section 404 Dredge and Fill Permit Program.
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an applicant tribe asserts authority is
different from the area covered by a
prior TAS application or EPA approval,
the process proposed in § 130.16(c)(2)
would apply and would provide an
appropriate opportunity for comment on
the tribe’s assertion of authority over the
new area. In such circumstances, a tribe
may find it appropriate and useful to
update its prior TAS application at the
same time it applies for TAS for 303(d).
This would help ensure that the tribe’s
TAS eligibility for the various CWA
programs covers the same geographic
area. Such a combined TAS application
would be subject to the § 130.16(c)(2)
notice and comment process.
EPA requests comment on its
proposed approach or alternative
approaches. In addition, we request
comment on whether the § 130.16(c)(4)
notice and comment exemption should
instead be available only
prospectively—i.e., only where the
applicant tribe obtains TAS for the CWA
Section 303(c) WQS Program, CWA
Section 402 NPDES Program or Sewage
Sludge Management Program, or CWA
section 404 Dredge and Fill Permit
Program after this proposed rule is
finalized (and, again, only if different
jurisdictional issues or significant new
factual or legal information relevant to
jurisdiction are not present in the tribe’s
303(d) TAS application). One practical
result of this alternative approach
would be that if one of the 50 tribes that
has previously obtained TAS for the
CWA Section 303(c) WQS Program were
to apply for TAS for the 303(d) Program
after this proposed rule is finalized, the
notice and comment process would be
required.
C. Treatment of Competing or
Conflicting Claims
Where a tribe’s assertion of authority
is subject to a competing or conflicting
claim, the proposed procedures provide
that the Regional Administrator, after
due consideration and in consideration
of any other comments received, would
determine whether the tribe has
adequately demonstrated authority to
regulate water quality on the reservation
for purposes of the 303(d) Program.
Where the Regional Administrator
concludes that a tribe has not
adequately demonstrated its authority
with respect to an area in dispute, then
tribal assumption of the CWA Section
303(d) Impaired Water Listing and
TMDL Program may be restricted
accordingly. If a dispute is focused on
a limited area, this would not
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necessarily delay EPA’s decision to treat
the tribe in a similar manner as a state
for non-disputed areas.
This proposed procedure does not
imply that states, tribes, other federal
agencies, or any other entity have veto
power over tribal TAS applications.
Rather, it is intended to assist EPA in
gathering information that may be
relevant to the Agency’s determination
whether the applicant tribe has the
necessary authority to administer the
CWA Section 303(d) Impaired Water
Listing and TMDL Program. EPA would
not rely solely on the assertions of a
commenter who challenges a tribe’s
assertion of authority, but rather make
an independent evaluation of the tribal
showing.
D. EPA’s Decision Process
The proposed rule requires EPA to
process a tribe’s TAS application in a
timely manner, but does not specify a
precise time frame for review of tribal
TAS applications. Each TAS application
will present its own set of legal and
factual issues, and EPA anticipates that
in some cases it may be necessary to
request additional information when
examining tribal TAS applications.
Similarly, the Agency’s experience with
states applying for various EPA
programs and with tribes applying for
TAS for the WQS Program indicates that
additional engagement between EPA
and the applicant may be necessary
before final decisions are made. EPA
expects that similar exchanges with
tribes will often be helpful and enhance
EPA’s processing of tribal TAS
applications for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program.
Where the Regional Administrator
determines that a tribal TAS application
satisfies the requirements of proposed
§ 130.16(a) and (b), the Regional
Administrator would promptly notify
the tribe that the tribe has qualified for
TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program. A decision by the Regional
Administrator that a tribe does not meet
the requirements for TAS for purposes
of the CWA Section 303(d) Impaired
Water Listing and TMDL Program
would not preclude the tribe from
resubmitting the application at a future
date. If the Regional Administrator
determines that a tribal application is
deficient or incomplete, EPA will
identify such deficiencies and gaps so
the tribe can make changes as
appropriate or necessary.
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VIII. What is an example of a stepwise
approach for tribes applying for TAS
authority for CWA programs?
EPA expects that the tribes most
likely to be interested in applying for
TAS for the 303(d) Program will be
those that also have TAS for CWA
section 303(c) and have applicable WQS
for their reservation waters. EPA has
taken final action approving TAS for
WQS for 50 tribes. Forty-two of those
tribes have EPA-approved WQS, and
one tribe without TAS for WQS has
federally promulgated WQS.13 By virtue
of their involvement in the WQS
Program, these tribes will already have
demonstrated an interest in directly
administering certain fundamental
elements of the CWA as well as the
resources and capacity to do so. Since
applicable WQS are a foundation of the
approach to protecting water quality
under the CWA, establishing EPAapproved/EPA-promulgated WQS for
reservation water bodies will be an
important first step for tribes interested
in protecting and restoring their
reservation waters. As tribes gain
experience developing and
administering applicable WQS on their
reservations, they may become
interested in greater involvement in
additional programs—such as the 303(d)
Program—designed to ensure that
applicable WQS are achieved. Obtaining
TAS to implement a CWA Section
303(d) Impaired Water Listing and
TMDL Program for its reservation waters
is one potential next step for interested
tribes. Under section 303(d), a tribe
would use applicable WQS as the basis
for identifying impaired waters and
calculating TMDLs, which quantify the
maximum amount of a pollutant that a
water body can receive and still meet
the WQS.
Table 1, below, is an example of one
step-wise approach that tribes may
follow in developing their water quality
programs under the CWA and
ultimately seeking TAS for the CWA
Section 303(d) Impaired Water Listing
and TMDL Program. This is only one
possible approach, and, under this
approach, not all the identified steps
would need to be taken sequentially
(e.g., some could be completed in
parallel).
13 A chart listing EPA approvals for tribes to
administer a WQS program, and EPA’s approvals of
tribes’ WQS is available at https://water.epa.gov/
scitech/swguidance/standards/wqslibrary/
approvtable.cfm.
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2799
TABLE 1—EXAMPLE OF A STEP-WISE APPROACH TO REGULATORY ACTIVITIES FOR TRIBES INTERESTED IN APPLYING FOR
TAS AUTHORITY TO IMPLEMENT THE CWA SECTION 303(d) IMPAIRED WATER LISTING AND TMDL PROGRAM
Step 1: Tribe seeks TAS for CWA 303(c): WQS
Step 2: Tribe Adopts WQS .................................
Step 3: Tribe seeks TAS for CWA Section
303(d): Impaired Water Listing and TMDL
Program.
Step 4: Tribe implements the CWA Section
303(d) Impaired Water Listing and TMDL Program.
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Step 5: Tribe implements TMDLs (not required
by 40 CFR 130.7).
Step 6: Tribe seeks other CWA regulatory programs.
The proposed rule does not require
tribes to have applicable WQS in place
on their reservations prior to applying
for TAS eligibility for the 303(d)
Program. Under section 303(d),
however, states and authorized tribes
must develop lists of impaired waters
and TMDLs based on applicable WQS.
CWA sections 303(d)(1) and (2).
Although EPA expects that the tribes
most likely to be interested in
administering the 303(d) Program are
those that do have such WQS, the
proposed rule would not preclude other
tribes from obtaining TAS status for
section 303(d) purposes and thus
ensuring that TAS eligibility
requirements are satisfactorily
addressed prior to expending resources
on developing WQS. This approach
would also allow tribes, at their
discretion, to streamline and minimize
expenditures on TAS procedures by
combining TAS requests for sections
303(c) and 303(d) into a single
application. Since authorized tribes
must list waters and develop TMDLs
based on applicable WQS, however,
EPA also specifically invites public
comment on whether applicable WQS
should instead be a prerequisite for
obtaining TAS for the CWA Section
303(d) Impaired Water Listing and
TMDL Program.
The proposed rule also does not
require tribes seeking TAS eligibility for
the 303(d) Program to have previously
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• Tribe decides to evaluate and address water quality within its reservation by establishing
WQS under the CWA.
• Tribe identifies and inventories reservation water bodies.
• Tribe applies for TAS for WQS.
• Tribe develops its water quality goals.
• Tribe drafts WQS for EPA approval.
• EPA approves tribal WQS.
• Tribe decides to assess water quality conditions (i.e., comparing water quality monitoring
data and information against applicable WQS), identify impaired waters, and develop
TMDLs.
• Tribe applies for TAS to implement a 303(d) program under the CWA.
• EPA approves TAS for 303(d).
Tribe conducts activities required by 40 CFR 130.7, including but not limited to:
• Assembles and evaluates all existing and readily available water quality-related data and information on reservation water bodies (data may have been gathered by an established,
comprehensive monitoring program).
• Develops section 303(d) list of impaired waters (that is, reservation water bodies that do not
meet or are not likely to meet applicable WQS).
• Prioritizes list of impaired water bodies for TMDL development.
• Submits section 303(d) list to EPA for approval.
• Develops TMDLs for listed waters.
• Submits TMDLs to EPA for approval.
• Carry out watershed-specific plans to implement TMDLs.
• Monitors TMDL implementation and effectiveness.
Possibilities include:
• CWA Section 402 NPDES Program.
• CWA Section 405 Sewage Sludge Management Program.
• CWA Section 404 Dredge and Fill Permit Program.
obtained EPA approval for TAS for the
WQS Program. EPA specifically invites
public comment on whether a tribe
applying for TAS for the 303(d) Program
should instead be required to have
already received EPA approval—or at
least simultaneously apply—for TAS for
CWA Section 303(c) WQS Program.
IX. What financial and technical
support is available from EPA to tribes
as they choose to develop and
implement a CWA Section 303(d)
impaired water listing and TMDL
program?
Pre-proposal input from tribes
indicates that resources and funding
available for TMDL development will be
important considerations for tribes in
deciding whether to apply for TAS for
CWA section 303(d) purposes. The
Impaired Water Listing and TMDL
Program is not a grant program, and no
federal grant funds are available directly
from the Impaired Water Listing and
TMDL Program. A tribe may be able to
use its General Assistance Program
(GAP) Grant under the Indian
Environmental General Assistance
Program Act to support development of
a section 303(d) program and capacity to
implement such a program, but GAP
funds are not available for ongoing
program implementation. Tribes
interested in this approach would need
to contact their Regional GAP Program
coordinator. In addition, existing
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sources of tribal funding such as CWA
section 319 grants and section 106
grants are already tightly constrained
and may not be available to support
additional work under section 303(d).
Some tribes that receive CWA funding
may be able to identify program
activities that could also support 303(d)
activities (e.g., assessing water quality to
develop impaired water lists,
developing a nonpoint source watershed
plan that would also implement the
nonpoint source portions of a TMDL),
but the availability of such
opportunities is uncertain.
As resources allow, EPA may be able
to work cooperatively with tribes, as
appropriate, on impaired water listing
and TMDL issues in Indian country. For
example, EPA may develop training
and/or provide other technical support
to tribes interested in obtaining TAS for
303(d) and implementing a CWA
Section 303(d) Impaired Water Listing
and TMDL Program if EPA staff and
other resources are available to do so.
As a general matter, however, EPA
cannot assure that funding will be
available for a tribe developing or
implementing the 303(d) Program, and a
tribe considering whether to apply to
administer the Program will need to
carefully assess its priorities and the
availability of EPA assistance or other
resources.
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X. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www2.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to the Office of Management
and Budget for review.
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B. Paperwork Reduction Act (PRA)
EPA has submitted the information
collection requirements in this proposed
legislative rule to OMB for approval
under the PRA. The Information
Collection Request (ICR) document that
EPA prepared has been assigned EPA
ICR number 2515.01. You can find a
copy of the ICR in the docket for this
proposed rule, and it is briefly
summarized here. If EPA finalizes the
proposed rule, this ICR would
supplement the current information
collection requirements in EPA ICR
number 1560.10 (National Water
Quality Inventory Reports (Renewal))
and address the tribes’ CWA Section
303(d) Impaired Water Listing and
TMDL TAS application and 303(d)
Program implementation burden, as
well as EPA’s burden for reviewing the
tribes’ applications and 303(d) Program
submittals. OMB approved the existing
ICR number 1560.10 in December 2012.
This proposed legislative rule would
establish a process for tribes to obtain
TAS for the 303(d) Program. As
described in the ICR, EPA estimates the
total burden on tribes to apply for TAS
for the 303(d) Program would be 3,240
staff hours annually for an estimated 12
tribes that would apply for and receive
TAS approval per year.
Tribes that receive TAS approval
would then need to implement the
requirements of section 303(d) to list
impaired waters, set TMDL priorities,
and develop TMDLs. EPA estimates that
such 303(d) Program implementation
burden would entail 86,664 staff hours
for the estimated 12 tribes. ICR 1560.10
already includes the estimated burden
for states to implement section 303(d),
but does not include estimates for tribes.
Therefore, the ICR for this proposed rule
includes tribal section 303(d)
implementation burden as well as the
TAS application burden described in
the previous paragraph.
As discussed in section V, EPA’s
regulations require that a tribe seeking
to administer a CWA regulatory program
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must submit information to EPA
demonstrating that the tribe meets the
statutory criteria described in section V.
EPA requires this information in order
to determine that the tribe is eligible to
administer the program. Similarly, EPA
requires the information—in this case,
the lists of impaired waters and the
TMDLs—from the authorized tribes
once they begin implementing the
program.
Respondents/affected entities: Any
federally recognized tribe with a
reservation can potentially apply to
administer a regulatory program under
the CWA. Tribes with TAS for the
303(d) Program would then implement
the Program, as described in section IV.
Respondent’s obligation to respond:
The information discussed in this
proposed rule is required from a tribe
only if the tribe seeks and is found
eligible to administer a CWA Section
303(d) Impaired Water Listing and
TMDL Program. See EPA’s proposed
regulations cited in section V of this
document.
Estimated number of respondents:
The total potential pool of respondents
is the over 300 tribes with reservations.
Although there are 566 federally
recognized Indian tribes in the United
States, the CWA allows only those tribes
with reservations to apply for authority
to administer programs. EPA estimates
that an average of 12 tribes per year
would apply under this proposed rule,
and an average of 12 tribes per year
would implement the 303(d) Program
over the three year period of the ICR.
Frequency of response: Application
by a tribe to be eligible to administer the
303(d) Program is a one-time collection
of information. Tribes submit impaired
water lists to EPA every two years, and
submit TMDLs to EPA from time to time
as described in section IV of this
document.
Total estimated burden: 89,904 tribal
staff hours per year for TAS for 303(d)
Program application activities and
303(d) Program implementation
activities. Burden is defined at 5 CFR
1320.3(b).
This estimate may overstate actual
burden because EPA used a
conservatively high estimate of the
annual rate of tribal applications. This
estimate was used to ensure that the ICR
does not underestimate tribal burden,
given that EPA used a simplifying
steady-state assumption in estimating
annualized tribal application costs.
Also, EPA used conservatively high
estimates of 303(d) implementation
burden (i.e., 303(d) listing and number
of TMDLs that tribes would submit to
EPA annually), as further described in
the draft ICR number 2515.01.
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Total estimated cost: $4,185,269,
including staff salaries and the cost of
support contractors for an annual
average of 12 tribes to apply for TAS
and implement the 303(d) Program. This
action does not entail capital or
operation and maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates and any suggested methods
for minimizing respondent burden to
EPA using the docket identified in the
ADDRESSES section at the beginning of
this proposed rule. You may also send
your ICR-related comments to OMB’s
Office of Information and Regulatory
Affairs via email to
oira_submissions@omb.eop.gov,
Attention: Desk Officer for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after receipt, OMB must receive
comments no later than February 18,
2016. EPA will respond to any ICRrelated comments in the final rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities. This action affects only Indian
tribes that seek TAS for the CWA
Section 303(d) Impaired Water Listing
and TMDL Program.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any state, local or
tribal governments or the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
This proposed action would only
apply to tribal governments that seek
eligibility to administer the 303(d)
Program. Although it could be of
interest to some state governments, it
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would not apply directly to any state
government or to any other entity.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and state and local governments, EPA
consulted with state associations and
representatives of state governments to
obtain meaningful and timely input for
consideration in this proposal. By letter
dated September 19, 2014, EPA invited
10 national and regional state
associations to an October 1, 2014,
informational meeting at EPA in
Washington, DC.14 As a result of this
meeting and other outreach, EPA
participated in two follow-on meetings
with a subset of these associations and
their members as well as certain
individual states during the month of
October 2014. Records of these meetings
and copies of written comments and
questions submitted by states and state
associations are included in the docket
for this proposed rule.
Some participants expressed interest
in: (1) the nature of comments received
from tribes during the pre-proposal
tribal consultation and coordination
(April 8–June 6, 2014); (2) where they
could find the list of tribes having TAS
for the WQS Program; (3) whether the
TAS process for CWA Section 303(d)
Impaired Water Listing and TMDL
Program would be consistent with other
TAS processes; and (4) whether there is
a process in place to consult with states
where a tribe applies for TAS for 303(d).
Some states also had questions about
issues unique to their situations. EPA
considered this input in developing the
proposed rule, particularly in
developing sections V to IX. EPA
specifically solicits additional comment
on this proposed action from state
officials.
F. Executive Order 13175: Tribal
Consultation and Coordination
This action has tribal implications
because it will directly affect tribes
interested in administering the CWA
Section 303(d) Impaired Water Listing
and TMDL Program. However, it would
neither impose substantial direct
compliance costs on federally
recognized tribal governments, nor
preempt tribal law. Tribes are not
required to administer a 303(d) program.
Where a tribe chooses to do so, the
14 The
ten associations were: the National
Governors Association, the National Conference of
State Legislatures, the Council of State
Governments, the Western Governors’ Association,
the Southern Governors’ Association, the
Midwestern Governors Association, the Coalition of
Northeastern Governors, the Environmental Council
of the States, the Association of Clean Water
Administrators, and the Western States Water
Council.
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proposed rule will provide a regulatory
process for the tribe to apply and for
EPA to act on the tribe’s application.
EPA consulted and coordinated with
tribal officials under the EPA Policy on
Consultation and Coordination with
Indian Tribes early in the process of
developing this proposed regulation to
permit them to have meaningful and
timely input into its development. A
summary of that consultation and
coordination follows.
EPA initiated a tribal consultation and
coordination process for this action by
sending a ‘‘Notification of Consultation
and Coordination’’ letter on March 28,
2014, to all 566 federally-recognized
tribes. The letter invited tribal leaders
and designated consultation
representative(s) to participate in the
tribal consultation and coordination
process. EPA held a webinar concerning
this matter for tribal representatives on
April 29, 2014. A total of 46 tribal
representatives participated.
Additionally, tribes and tribal
organizations sent five comment letters
to EPA. Records of this webinar and
copies of written comments and
questions submitted by tribes and
intertribal consortia are included in the
docket for this proposed rule.
Tribal comments generally supported
EPA’s plan to propose a TAS rule for the
303(d) Program. Some comments
expressed the need for additional
financial and technical support as tribes
obtain TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program. EPA considered the tribal
comments in developing this proposal,
and intends to remain sensitive to tribal
resource issues in its budgeting and
planning process. However, EPA cannot
assure or assume that additional
funding will be available for a tribe
developing or implementing the 303(d)
Program. A tribe choosing to administer
such programs will need to carefully
weigh its priorities and any available
EPA assistance as described in section
IX above.
EPA specifically solicits additional
comment on this proposed action From
tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to think could disproportionately
affect children, per the definition of
‘‘covered regulatory action’’ in section
2–202 of the Executive Order. This
action is not subject to Executive Order
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2801
13045 because it does not concern an
environmental health or safety risk.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 because it is not a
significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and
Advancement Act
This rulemaking does not involve
technical standards.
J. Executive Order 12898: Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations
The proposed rule would not have
potential to cause disproportionately
high and adverse human health or
environmental effects on minority, lowincome, or indigenous populations. This
proposed rule would have no direct
impacts on human health or the
environment. The proposed rule would
affect processes and information
collection only. The proposed rule
would put in place the procedures
interested tribes would follow to seek
TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program. The action is likely to result in
the collection of information or data that
could be used to assess potential
impacts on the health or environmental
conditions in Indian country (see
sections III and IV). As described in
sections III and IV, above, under CWA
section 303(d), authorized tribes would
be required to develop lists of impaired
waters, submit these lists to EPA, and
develop TMDLs for pollutants causing
impairments in the waters on the 303(d)
lists. TAS for 303(d) would provide
authorized tribes the opportunity to
participate directly in protecting their
reservation waters through the Section
303(d) Impaired Water Listing and
TMDL Program, as Congress intended
through CWA section 518(e). EPA also
expects this proposed rule would
advance the goals of the CWA as
interested tribes apply for TAS to
administer the CWA Section 303(d)
Impaired Water Listing and TMDL
Program for reservation water bodies.
The action is likely to increase the
availability of information to indigenous
populations as interested tribes obtain
TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program and begin implementing the
Program. In short, tribes with TAS
assume the primary role in deciding (1)
what waters on their reservations are
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impaired and in need of restoration, (2)
the priority ranking for TMDL
development, and (3) what the TMDLs
and pollutant source allocations for
those waters should look like.
EPA provided meaningful
participation opportunities for tribes in
the development of this proposed rule,
as described in ‘‘F. Executive Order
13175: Tribal Consultation and
Coordination,’’ above.
List of Subjects in 40 CFR Part 130
Environmental protection, Grant
programs-environmental protection,
Indians-lands, Intergovernmental
relations, Reporting and recordkeeping
requirements, Water pollution control,
Water supply.
Dated: January 6, 2016.
Gina McCarthy,
Administrator.
For the reasons stated in the
preamble, the U.S. Environmental
Protection Agency proposes to amend
40 CFR part 130 as follows:
PART 130—WATER QUALITY
PLANNING AND MANAGEMENT
1. The authority citation for part 130
continues to read as follows:
■
Authority: 33 U.S.C. 1251 et seq.
■
2. Add § 130.16 to read as follows:
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§ 130.16 Treatment of Indian Tribes in a
similar manner as States for purposes of
section 303(d) of the Clean Water Act.
(a) The Regional Administrator may
accept and approve a tribal application
for purposes of administering the Clean
Water Act (CWA) Section 303(d)
Impaired Water Listing and Total
Maximum Daily Load (TMDL) Program
if the tribe meets the following criteria:
(1) The Indian tribe is recognized by
the Secretary of the Interior and meets
the definitions in § 131.3 (k) and (l) of
this chapter;
(2) The Indian tribe has a governing
body carrying out substantial
governmental duties and powers;
(3) The CWA Section 303(d) Impaired
Water Listing and TMDL Program to be
administered by the Indian tribe
pertains to the management and
protection of water resources that are
within the borders of the Indian
reservation and held by the Indian tribe,
within the borders of the Indian
reservation and held by the United
States in trust for Indians, within the
borders of the Indian reservation and
held by a member of the Indian tribe if
such property interest is subject to a
trust restriction on alienation, or
otherwise within the borders of the
Indian reservation; and
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(4) The Indian tribe is reasonably
expected to be capable, in the Regional
Administrator’s judgment, of carrying
out the functions of an effective CWA
Section 303(d) Impaired Water Listing
and TMDL Program in a manner
consistent with the terms and purposes
of the Act and applicable regulations.
(b) Requests by Indian tribes for
administration of the CWA Section
303(d) Impaired Waters Listing and
TMDL Program should be submitted to
the appropriate EPA Regional
Administrator. The application shall
include the following information,
provided that where the tribe has
previously qualified for eligibility or
‘‘treatment as a state’’ (TAS) under
another EPA-administered program, the
tribe need only provide the required
information that has not been submitted
in a previous application:
(1) A statement that the tribe is
recognized by the Secretary of the
Interior.
(2) A descriptive statement
demonstrating that the tribal governing
body is currently carrying out
substantial governmental duties and
powers over a defined area. The
statement should:
(i) Describe the form of the tribal
government;
(ii) Describe the types of
governmental functions currently
performed by the tribal governing body
such as, but not limited to, the exercise
of police powers affecting (or relating to)
the health, safety, and welfare of the
affected population, taxation, and the
exercise of the power of eminent
domain; and
(iii) Identify the source of the tribal
government’s authority to carry out the
governmental functions currently being
performed.
(3) A descriptive statement of the
tribe’s authority to regulate water
quality. The statement should include:
(i) A map or legal description of the
area over which the tribe asserts
authority to regulate surface water
quality;
(ii) A statement by the tribe’s legal
counsel (or equivalent official) that
describes the basis for the tribe’s
assertion of authority and may include
a copy of documents such as tribal
constitutions, by-laws, charters,
executive orders, codes, ordinances,
and/or resolutions that support the
tribe’s assertion of authority; and
(iii) An identification of the surface
waters that the tribe proposes to assess
for potential impaired water listing and
TMDL development.
(4) A narrative statement describing
the capability of the Indian tribe to
administer an effective CWA Section
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303(d) Impaired Water Listing and
TMDL Program. The narrative statement
should include:
(i) A description of the Indian tribe’s
previous management experience that
may include the administration of
programs and services authorized by the
Indian Self-Determination and
Education Assistance Act (25 U.S.C.
450, et seq.), the Indian Mineral
Development Act (25 U.S.C. 2101, et
seq.), or the Indian Sanitation Facility
Construction Activity Act (42 U.S.C.
2004a);
(ii) A list of existing environmental or
public health programs administered by
the tribal governing body and copies of
related tribal laws, policies, and
regulations;
(iii) A description of the entity (or
entities) that exercise the executive,
legislative, and judicial functions of the
tribal government;
(iv) A description of the existing, or
proposed, agency of the Indian tribe that
will assume primary responsibility for
establishing, reviewing, implementing
and revising impaired water lists and
TMDLs;
(v) A description of the technical and
administrative capabilities of the staff to
administer and manage an effective
CWA Section 303(d) Impaired Water
Listing and TMDL Program or a plan
that proposes how the tribe will acquire
the needed administrative and technical
expertise. The plan must address how
the tribe will obtain the funds to acquire
the administrative and technical
expertise.
(5) Additional documentation
required by the Regional Administrator
that, in the judgment of the Regional
Administrator, is necessary to support a
tribal application.
(c) Procedure for processing a tribe’s
application. (1) The Regional
Administrator shall process an
application of a tribe submitted
pursuant to paragraph (b) of this section
in a timely manner. The Regional
Administrator shall promptly notify the
tribe of receipt of the application.
(2) Except as provided below in
paragraph (c)(4) of this section, within
30 days after receipt of the tribe’s
application the Regional Administrator
shall provide appropriate notice. Notice
shall:
(i) Include information on the
substance and basis of the tribe’s
assertion of authority to regulate the
quality of reservation waters; and
(ii) Be provided to all appropriate
governmental entities.
(iii) Provide 30 days for comments to
be submitted on the tribal application.
Comments shall be limited to the tribe’s
assertion of authority.
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(3) If a tribe’s asserted authority is
subject to a competing or conflicting
claim, the Regional Administrator, after
due consideration, and in consideration
of other comments received, shall
determine whether the tribe has
adequately demonstrated that it meets
the requirements of paragraph (a)(3) of
this section.
(4) Where EPA has previously
determined that a tribe qualifies for TAS
for the CWA Section 303(c) Water
Quality Standards Program, CWA
Section 402 National Pollutant
Discharge Elimination System Program,
or CWA Section 404 Dredge and Fill
Permit Program, and EPA has provided
notice and an opportunity to comment
on the tribe’s assertion of authority to
appropriate governmental entities as
part of its review of the prior
application, no further notice to
governmental entities, as described in
paragraph (c)(2) of this section, shall be
provided with regard to the same tribe’s
application for the CWA Section 303(d)
Impaired Water Listing and TMDL
Program, unless the application presents
to the EPA Regional Administrator
different jurisdictional issues or
significant new factual or legal
information relevant to jurisdiction.
(5) Where the Regional Administrator
determines that a tribe meets the
requirements of this section, he or she
shall promptly provide written
notification to the tribe that the tribe is
authorized to administer the CWA
Section 303(d) Impaired Water Listing
and TMDL Program. Such tribe shall be
considered a ‘‘State’’ for purposes of
CWA section 303(d) and its
implementing regulations. With respect
to the timing requirement for submittal
of an authorized tribe’s first list of
impaired waters pursuant to
§ 130.7(d)(1), the tribe’s first list is due
on the next listing cycle due date that
is 24 months after the later of either:
(i) The date EPA approves the tribe’s
TAS application pursuant to this section
or
(ii) The date EPA-approved or EPApromulgated water quality standards
become effective for the tribe’s
reservation waters.
[FR Doc. 2016–00736 Filed 1–15–16; 8:45 am]
BILLING CODE 6560–50–P
VerDate Sep<11>2014
15:55 Jan 15, 2016
Jkt 238001
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
[EPA–HQ–OPP–2015–0032; FRL–9939–32]
Withdrawal of Pesticide Petitions for
Establishment or Modification of
Pesticide Chemical Tolerances or
Tolerance Exemptions
Environmental Protection
Agency (EPA).
ACTION: Notice of withdrawal of
pesticide petitions.
AGENCY:
This document announces the
withdrawal of pesticide petitions
requesting the establishment or
modification of tolerances or tolerance
exemptions for residues of pesticide
chemicals in or on various commodities.
The petitions were either withdrawn
voluntarily by the petitioners or by the
Agency.
DATES: The pesticide petitions in this
document are withdrawn as of January
19, 2016.
FOR FURTHER INFORMATION CONTACT:
Susan Lewis, Registration Division (RD)
(7505P), Office of Pesticide Programs,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001; main telephone
number: (703) 305–7090; email address:
RDFRNotices@epa.gov. The mailing
address for each contact person is:
Office of Pesticide Programs,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001.
SUPPLEMENTARY INFORMATION:
SUMMARY:
2803
NW., Washington, DC 20460–0001. The
Public Reading Room is open from 8:30
a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
telephone number for the Public
Reading Room is (202) 566–1744, and
the telephone number for the OPP
Docket is (703) 305–5805. Please review
the visitor instructions and additional
information about the docket available
at https://www.epa.gov/dockets.
II. What action is the agency taking?
EPA is announcing the withdrawal of
pesticide petitions received under
section 408 of the Federal Food, Drug,
and Cosmetic Act (FFDCA), 21 U.S.C.
346a, requesting the establishment or
modification of tolerances or tolerance
exemptions in 40 CFR part 180 for
residues of pesticide chemicals in or on
various food commodities.
Pursuant to 40 CFR 180.7(f), a
summary of each of the petitions
covered by this document, prepared by
the petitioner, was included in a docket
EPA created for each rulemaking. The
docket for each of the petitions is
available online at https://
www.regulations.gov.
Withdrawals by Petitioners
1. PP 0E7820 (spirodiclofen). EPA
issued a notice in the Federal Register
of February 4, 2010 (76 FR 17374)
(EPA–HQ–OPP–2011–0087), which
announced the filing of a pesticide
petition (PP 0E7820) by Interregional
Research Project Number 4 (IR–4), 500
College Road East, Suite 201 W,
Princeton, NJ 08540. The petition
proposed to establish tolerances in 40
CFR part 180 for residues of the
insecticide spirodiclofen, 3-(2,4I. General Information
dichlorophenyl)-2-oxo-1A. Does this action apply to me?
oxaspiro[4,5]dec-3-en-4-yl 2,2dimethylbutanoate, in or on sugar apple,
Although this action only applies to
the petitioners in question, it is directed cherimoya, atemoya, custard apple,
ilama, soursop, biriba, guava, feijoa,
to the public in general. Since various
jaboticaba, wax jambu, starfruit,
individuals or entities may be
passionfruit, persimmon and acerola at
interested, the Agency has not
0.45 ppm; and lychee, longan, Spanish
attempted to describe all the specific
lime, rambutan and pulasan at 3.5 ppm.
entities that may be interested in this
On April 17, 2014, IR–4 notified EPA
action. If you have any questions
regarding this action, please consult the that it was withdrawing this petition.
2. PP 9E7632 (spirodiclofen). EPA
person listed at the end of the
issued a notice in the Federal Register
withdrawal summary for the pesticide
of February 4, 2010 (75 FR 5790) (EPA–
petition of interest.
HQ–OPP–2009–0861), which
B. How can I get copies of this document announced the filing of a pesticide
and other related information?
petition (PP 9E7632) by Interregional
Research Project No. 4 (IR–4), 500
The docket for this action, identified
College Road East, Suite 201 W,
by docket identification (ID) number
Princeton, NJ 08540. The petition
EPA–HQ–OPP–2014–0008, is available
proposed to amend the tolerances in 40
at https://www.regulations.gov or at the
CFR 180.608 by revising the tolerance
OPP Docket in the Environmental
expression under paragraphs (a)(1) and
Protection Agency Docket Center (EPA/
(a)(2) to read as follows: (a)(1).
DC), West William Jefferson Clinton
Bldg., Rm. 3334, 1301 Constitution Ave. Tolerances are established for residues
PO 00000
Frm 00042
Fmt 4702
Sfmt 4702
E:\FR\FM\19JAP1.SGM
19JAP1
Agencies
[Federal Register Volume 81, Number 11 (Tuesday, January 19, 2016)]
[Proposed Rules]
[Pages 2791-2803]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-00736]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 130
[EPA-HQ-OW-2014-0622; FRL-9941-33-OW]
RIN 2040-AF52
Treatment of Indian Tribes in a Similar Manner as States for
Purposes of Section 303(d) of the Clean Water Act
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In section 518(e) of the Clean Water Act (CWA), Congress
authorized EPA to treat eligible federally recognized Indian tribes in
a similar manner as states for purposes of administering section 303
and certain other provisions of the CWA, and directed the agency to
promulgate regulations effectuating this authorization. EPA has issued
regulations establishing a process for federally recognized tribes to
obtain treatment in a similar manner as states (TAS) for several
provisions of the CWA; 50 tribes, for example, have obtained TAS
authority to issue water quality standards under CWA section 303(c).
EPA, however, has not yet promulgated regulations expressly
establishing a process for such tribes to obtain TAS authority to
administer the water quality restoration provisions of CWA section
303(d), including issuing lists of impaired waters and developing total
maximum daily loads (TMDLs) under CWA section 303(d), as states
routinely do. EPA is now proposing to remedy this gap. By establishing
regulatory procedures for eligible tribes to obtain TAS for the CWA
Section 303(d) Impaired Water Listing and TMDL Program, the proposed
rule would enable eligible tribes to obtain authority to identify
impaired waters on their reservations and to establish TMDLs, which
serve as plans for attaining and maintaining applicable water quality
standards (WQS). The proposal is comparable to similar regulations that
EPA issued in the 1990s for the CWA Section 303(c) WQS and CWA Section
402 and 404 Permitting Programs, and includes features designed to
minimize paperwork and unnecessary reviews. EPA requests comments on
all aspects of the proposed rule.
DATES: EPA must receive comments on or before March 21, 2016. EPA will
discuss this proposed rule and answer questions about it in one or more
webinars during the above comment period. If you are interested, see
EPA's Web site at https://www2.epa.gov/tmdl/tribal-consultation-rulemaking-provide-more-opportunities-tribes-engage-clean-water-act for
the date and time of the webinar(s) and instructions on how to register
and participate. Additionally, under the Paperwork Reduction Act (PRA),
comments on the information collection provisions are best assured of
consideration if the Office of Management and Budget (OMB) receives a
copy of your comments on or before February 18, 2016.
ADDRESSES: Submit your comments, identified by Docket identification
(ID) No. EPA-HQ-OW-2014-0622, at https://www.regulations.gov. Follow the
online instructions for submitting comments. Once submitted, comments
cannot be edited or removed from Regulations.gov. EPA may publish any
comment received to its public docket. Do not submit electronically any
information you consider to be Confidential Business Information (CBI)
or other information whose disclosure is restricted by statute.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. EPA will
generally not consider comments or comment contents located outside of
the primary submission (i.e. on the web, cloud, or other file sharing
system). For additional submission methods, the full EPA public comment
policy, information about CBI or multimedia submissions, and general
guidance on making effective comments, please visit https://www2.epa.gov/dockets/commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: Sarah Furtak, Assessment and Watershed
Protection Division, Office of Wetlands, Oceans and Watersheds
[[Page 2792]]
(4503T), Environmental Protection Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460; telephone number: (202) 566-1167; fax number:
(202) 566-1331; email address: TASTMDL@epa.gov.
SUPPLEMENTARY INFORMATION: This supplementary information is organized
as follows:
I. General Information
A. Does this action apply to me?
B. Over what area may tribes apply for TAS for the CWA Section
303(d) impaired water listing and TMDL program?
C. What should I consider as i prepare my comments for EPA?
1. Resubmitting Relevant Comments From Consultations and
Listening Sessions
2. Submitting CBI
3. Tips for Preparing Your Comments
II. What is the statutory and regulatory history of TAS under the
CWA?
A. Statutory History
B. Regulatory History
III. Why might a tribe be interested in seeking TAS authority for
the CWA Section 303(d) impaired water listing and TMDL program?
IV. What program responsibilities would tribes have upon obtaining
TAS for the CWA Section 303(d) impaired water listing and TMDL
program?
A. Identification of Impaired Waters and Submission of Section
303(d) Lists
B. Establishment and Submission of TMDLs
C. EPA Review of Lists and TMDLs
V. What are EPA's proposed procedures for a tribe to seek TAS for
the CWA Section 303(d) impaired water listing and TMDL program?
VI. What special circumstances may exist regarding qualification for
TAS for the CWA Section 303(d) impaired water listing and TMDL
program?
VII. What procedure would EPA follow in reviewing a tribe's TAS
application?
A. Notice to Appropriate Governmental Entities
B. Avoidance of Duplicative Notice and Comment Procedures
C. Treatment of Competing or Conflicting Claims
D. EPA's Decision Process
VIII. What is an example of a stepwise approach for tribes applying
for TAS for CWA programs?
IX. What financial and technical support is available from EPA to
tribes as they choose to develop and implement a CWA Section 303(d)
impaired water listing and TMDL program?
X. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Tribal Consultation and Coordination
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
This proposed rule applies to federally recognized tribal
governments with reservations interested in seeking TAS eligibility to
administer the CWA Section 303(d) Impaired Water Listing and TMDL
Program. Although this proposed rule would not apply directly to any
other entity, state and local governments or other Indian tribes, as
well as other entities, may be interested to the extent they are
adjacent to the Indian reservation\1\ lands of TAS applicant tribes,
share water bodies with such tribes, and/or discharge pollutants to
waters of the United States located within or adjacent to such
reservations. The table below provides examples of entities that could
be affected by this action or have an interest in it.
---------------------------------------------------------------------------
\1\ See ``Over What Area May Tribes Apply for TAS for the CWA
Section 303(d) Impaired Water Listing and TMDL Program?'' below.
------------------------------------------------------------------------
Examples of potentially affected or
Category interested entities
------------------------------------------------------------------------
Tribes....................... Federally recognized tribes with
reservations that are interested in
applying for TAS for CWA Section 303(d)
impaired water listing and TMDL Program,
and other interested tribes.
States....................... States adjacent to reservations of
potential applicant tribes.
Industry dischargers......... Industrial and other commercial entities
discharging pollutants to waters within
or adjacent to reservations of potential
applicant tribes.
Municipal dischargers........ Publicly owned treatment works or other
facilities discharging pollutants to
waters within or adjacent to
reservations of potential applicant
tribes.
------------------------------------------------------------------------
If you have questions regarding the effect of this proposed rule on
a particular entity, please consult the person listed in the preceding
FOR FURTHER INFORMATION CONTACT section.
B. Over what area may tribes apply for TAS for the CWA Section 303(d)
impaired water listing and TMDL program?
Under section 518(e) of the CWA, 33 U.S.C. 1377(e), Indian tribes
may seek TAS authorization to administer certain CWA programs
pertaining to water resources of their reservations. Tribes are not
eligible to administer CWA programs pertaining to any non-reservation
Indian country \2\ or any other type of non-reservation land. The term
``federal Indian reservation'' is defined at CWA section 518(h)(1) to
include all land within the limits of any Indian reservation under the
jurisdiction of the United States Government notwithstanding the
issuance of any patent, and including rights-of-way running through the
reservation. See CWA sections 518(e)(2), (h)(1); see also 40 CFR
131.3(k). EPA's longstanding position is that reservations include both
formal reservations (e.g., named reservations established through
federal treaties with tribes, federal statutes, or Executive Orders of
the President) as well as tribal trust lands that may not be formally
designated as reservations, but that qualify as informal reservations.
See, e.g., 56 FR 64876, 64881 (December 12, 1991); Arizona Public
Service Co. v. EPA, 211 F.3d 1280, 1292-1294 (D.C. Cir. 2000), cert.
denied sub nom., Michigan v. EPA, 532 U.S. 970 (2001). Tribes may seek
TAS authorization for both formal and informal reservations, and both
types of lands are referred to herein as ``reservations.''
---------------------------------------------------------------------------
\2\ The term Indian country is defined at 18 U.S.C. 1151.
---------------------------------------------------------------------------
Although this proposal would facilitate eligible tribes'
administration of an additional regulatory program, nothing in this
proposed rule changes, expands, or contracts the geographic scope of
potential tribal TAS eligibility under the CWA.
[[Page 2793]]
C. What should I consider as I prepare my comments for EPA?
1. Resubmitting Relevant Comments from Consultations and Listening
Sessions. EPA held multiple consultations and listening sessions with
tribes and states concerning TAS for CWA section 303(d) lists and
TMDLs, and considered views and comments received from these sessions
in developing this proposal. This proposed rule has evolved from the
materials EPA shared at the time. Therefore, if you submitted comments
based on these sessions and want EPA to consider them as part of the
public comment opportunity for this proposed action, you must resubmit
your comments to EPA in accordance with the instructions outlined in
this document.
2. Submitting CBI. Do not submit CBI to EPA through https://www.regulations.gov or email. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disc
that you mail to EPA, mark the outside of the disc as CBI and then
identify electronically within the disc the specific information that
is claimed as CBI. In addition to one complete version of the comment
that includes information claimed as CBI, a copy of the comment that
does not contain the information claimed as CBI must be submitted for
inclusion in the public docket. EPA will not disclose information so
marked except in accordance with procedures set forth in 40 Code of
Federal Regulations (CFR) part 2.
3. Tips for Preparing Your Comments. When submitting comments,
remember to:
Identify the proposed action by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Explain why you agree or disagree, suggest alternatives,
substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples that help to illustrate your
concerns.
Explain your views as clearly as possible.
Submit your comments consistent with the DATES section of
this document.
II. What is the statutory and regulatory history of TAS under the CWA?
A. Statutory History
Congress added section 518 to the CWA as part of amendments made in
1987. Section 518(e) authorizes EPA to treat eligible Indian tribes in
the same manner as it treats states for a variety of purposes,
including administering each of the principal CWA regulatory programs
and receiving grants under several CWA funding authorities. Section
518(e) is commonly known as the ``TAS'' provision. Section 303 is
expressly identified in section 518(e) as one of the provisions
available for TAS.
Section 518(e) also requires EPA to promulgate regulations
specifying the TAS process for applicant tribes. Section 518(h) defines
``Indian tribe'' to mean any Indian tribe, band, group, or community
recognized by the Secretary of the Interior and exercising governmental
authority over a federal Indian reservation.
B. Regulatory History
Pursuant to section 518(e), EPA promulgated several final
regulations establishing TAS criteria and procedures for Indian tribes
interested in administering programs under the Act. The relevant
regulations addressing TAS requirements for the principal CWA
regulatory programs are:
40 CFR 131.8 for section 303(c) water quality standards,
published at 56 FR 64876 (December 12, 1991) (final rule);
40 CFR 131.4(c) for CWA section 401 water quality
certification, published at 56 FR 64876 (December 12, 1991);
40 CFR 123.31-34 for CWA section 402 National Pollutant
Discharge Elimination System (NPDES) permits and other provisions, and
40 CFR 501.22-25 for the sewage sludge management program. Final rule
published December 22, 1993 (58 FR 67966); and
40 CFR 233.60-62 for CWA section 404 dredge or fill
permits. Final rule published February 11, 1993 (58 FR 8172).
In 1994, EPA amended the above regulations to simplify the TAS
process and eliminate unnecessary and duplicative procedural
requirements. See 59 FR 64339 (December 14, 1994) (the ``Simplification
Rule''). For example, the Simplification Rule eliminated the need for a
tribe to prequalify for TAS before applying to administer the section
402 and section 404 permit programs. Instead, the rule provided that a
tribe would seek to establish its TAS eligibility at the program
approval stage (subject to notice and comment procedures in the Federal
Register). However, the rule retained the separate TAS prequalification
requirement (including local notice and comment procedures) for section
303(c) water quality standards and section 401 water quality
certifications. Id.; see also, 40 CFR 131.8(c)(2), (3).\3\ The TAS
regulations for CWA regulatory programs have remained intact since
promulgation of the Simplification Rule. EPA is now proposing to
address a gap in its current TAS regulations, by proposing regulations
that would specify how tribes may seek TAS for the Section 303(d)
Impaired Water Listing and TMDL Program.
---------------------------------------------------------------------------
\3\ Under the CWA and EPA's regulations, tribes may
simultaneously (1) apply for TAS under CWA section 518 for the
purpose of administering water quality standards and (2) submit
actual standards for EPA review under section 303(c). Although they
may proceed together, a determination of TAS eligibility and an
approval of actual water quality standards are two distinct actions.
---------------------------------------------------------------------------
III. Why might a tribe be interested in seeking TAS authority for the
CWA Section 303(d) Impaired Water Listing and TMDL Program?
TAS for the CWA Section 303(d) Impaired Water Listing and TMDL
Program would provide a tribe with the opportunity to participate
directly in restoring and protecting its reservation waters through
implementing the Program, as Congress authorized under CWA section
518(e). In the rest of this document, EPA refers to the functions
identified in CWA section 303(d) regarding listing of impaired waters
and establishment of TMDLs as the ``Section 303(d) Impaired Water
Listing and TMDL Program'' or ``303(d) Program.'' Section 303(d)
provides for states and authorized tribes to: (1) Develop lists of
impaired waters (and establish priority rankings for waters on the
lists) and (2) establish TMDLs for these waters. By listing impaired
waters, a state or authorized tribe identifies those waters in its
territory that are not currently meeting EPA-approved or EPA-
promulgated WQS (collectively referred to as ``applicable WQS''). A
TMDL is a planning document intended to address impairment of waters,
including the calculation and allocation to point and nonpoint sources
of the maximum amount of a pollutant that a water body can receive and
still meet applicable WQS, with a margin of safety.
By obtaining TAS for section 303(d), tribes can take the lead role
in identifying and establishing a priority ranking for impaired water
bodies on their reservations and in establishing
[[Page 2794]]
TMDLs and submitting them to EPA for approval. These are important
informational and planning steps that tribes can take to restore and
maintain the quality of reservation waters.
TMDLs must allocate the total pollutant load among contributing
point sources (``waste load allocations'' or ``WLAs'') and nonpoint
sources (``load allocations'' or ``LAs'') (40 CFR 130.2). Point source
WLAs are addressed through the inclusion of water quality-based
effluent limits in national pollutant discharge elimination system
(NPDES) permits issued to such sources. Under EPA's regulations, NPDES
permitting authorities shall ensure that ``[e]ffluent limits developed
to protect a narrative water quality criterion, a numeric water quality
criterion, or both, are consistent with the assumptions and
requirements of any available wasteload allocation for the discharge
prepared by the State and approved by EPA pursuant to 40 CFR 130.7.''
40 CFR 122.44(d)(1)(vii)(B). WLAs under 40 CFR 122.44(d)(1)(vii)(B)
would include WLAs developed by a tribe with TAS authorization and
approved by EPA pursuant to 40 CFR 130.7. For water bodies impaired by
pollutants from nonpoint sources, authorized tribes would not acquire
new or additional implementation authorities when listing such impaired
water bodies and establishing TMDLs. Instead, the mechanisms for
implementing the nonpoint source pollutant reductions (LAs) identified
in any tribal TMDLs would include existing tribal authorities, other
federal agencies' policies and procedures, as well as voluntary and
incentive-based programs.
This proposed rule would not require anything of tribes that are
not interested in TAS for the 303(d) Program. Based on pre-proposal
input, not all tribes will be interested in obtaining TAS for 303(d),
and some may consider other approaches that might benefit their
reservation waters. Clean Water Act section 319 watershed-based plans,
for example, may help tribes protect and restore water resources
threatened or impaired by nonpoint source pollution.\4\
---------------------------------------------------------------------------
\4\ See Handbook for Developing and Managing Tribal Nonpoint
Source Pollution Programs under Section 319 of the Clean Water Act,
February 2010, available at https://www2.epa.gov/sites/production/files/2015-09/documents/2010_02_19_nps_tribal_pdf_tribal_handbook2010.pdf.
---------------------------------------------------------------------------
IV. What program responsibilities would tribes have upon obtaining TAS
for the CWA Section 303(d) impaired water listing and TMDL program?
The goal of the CWA is ``to restore and maintain the chemical,
physical, and biological integrity of the Nation's waters.'' CWA
section 101(a). Identification of impaired waters and TMDLs are
important tools for achieving that goal. After a tribe receives EPA
approval of its eligibility to implement a CWA Section 303(d) Impaired
Water Listing and TMDL Program, it is treated in a manner similar to a
state and, for purposes of list and TMDL development, it would become
an ``authorized tribe.'' Generally, the federal statutory and
regulatory requirements for state 303(d) programs would be applicable
to authorized tribes (see proposed Sec. 130.16(c)(5)). The following
paragraphs identify important 303(d) Program responsibilities that
tribes with TAS would assume and implement.
A. Identification of Impaired Waters and Submission of Section 303(d)
Lists
Under section 303(d) of the CWA, every two years authorized tribes
would be required to develop lists of waters not meeting, or not
expected to meet, applicable water quality standards. 40 CFR 130.7(d).
These lists are commonly called ``impaired waters lists'' or ``303(d)
lists.'' Impaired waters are waters for which technology-based
limitations and other required controls are not stringent enough to
meet applicable CWA water quality standards. Threatened waters are
waters that currently attain applicable WQS, but for which existing and
readily available data and information indicate that applicable WQS
will likely not be met by the time the next list of impaired or
threatened waters is due to EPA.\5\ The authorized tribe's section
303(d) list would include all impaired and threatened waters. In this
document, EPA uses the term ``impaired waters'' to refer to both
impaired and threatened waters.\6\ The authorized tribe would be
required to ``assemble and evaluate all existing and readily available
information'' in developing its section 303(d) list. 40 CFR
130.7(b)(5). EPA's regulations include a non-exhaustive list of water
quality-related data and information to be considered. Id. The tribe
would establish priorities for development of TMDLs for waters on its
section 303(d) list based on the severity of the pollution and the uses
to be made of the waters. 40 CFR 130.7(b)(4). The tribe would then
submit its list of impaired waters to EPA for review and approval.
---------------------------------------------------------------------------
\5\ Guidance for 2006 Assessment, Listing and Reporting
Requirements Pursuant to Sections 303(d), 305(b) and 314 of the
Clean Water Act, July 29, 2005, available at https://water.epa.gov/lawsregs/lawsguidance/cwa/tmdl/upload/2006irg-report.pdf.
\6\ Under EPA's regulations, ``water quality limited segments''
include both impaired waters and threatened waters, and are defined
as ``any segment where it is known that water quality does not meet
applicable water quality standards, and/or is not expected to meet
applicable water quality standards, even after the application of
the technology-based effluent limitations required by sections
301(b) and 306 of the Act.'' 40 CFR 130.2(j).
---------------------------------------------------------------------------
Like states, authorized tribes would be required to submit their
``303(d) lists'' to EPA for approval every two years on April 1 (lists
are due April 1 of even-numbered years). As indicated in Sec.
130.16(c)(5) of the proposed rule, a tribe gaining TAS status would be
provided at least 24 months to submit its first impaired waters list to
EPA. The tribe's first impaired waters list would be due to EPA the
next listing cycle due date that is at least 24-months from the later
of (1) the date the tribe's TAS application for 303(d) is approved, or
(2) the date EPA-approved/promulgated WQS for the tribe's waters are
effective. (See section VII for the procedure EPA would follow in
reviewing a tribe's TAS application.). Thus, for example, if EPA
approves a tribe's TAS application on March 15, 2016, and the tribe's
WQS on June 30, 2016, the tribe's first list would be due on April 1,
2020. The tribe could submit its list to EPA prior to that date, if it
chooses.
Most tribes that would be eligible for TAS authorization under
today's proposed rule are likely to be recipients of CWA section 106
grants and would thus be required to submit section 106 grant work
plans annually. If a tribe's CWA section 106 grant work plan includes
ambient water quality monitoring activities, the tribe is also required
to develop an assessment report pursuant to the CWA section 106 grant
reporting requirements.\7\ EPA encourages tribes that obtain TAS for
the CWA Section 303(d) Program and also develop CWA section 106
assessment reports to combine their CWA section 303(d) impaired waters
list with their CWA section 106 assessment report, and submit the
combined report electronically through the Assessment TMDL Tracking and
Implementation System (ATTAINS).\8\ In this way such tribes could
create a combined CWA 303(d)/106 report that is similar to a
[[Page 2795]]
state's CWA 303(d)/305(b) \9\ ``Integrated Report.'' \10\
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\7\ See Final Guidance on Awards of Grants to Indian Tribes
under Section 106 of the Clean Water Act (https://www2.epa.gov/sites/production/files/2014-09/documents/final-tribal-guidance.pdf) at
page 8-1.
\8\ See ``Water Quality Assessment and TMDL Information,''
available at https://ofmpub.epa.gov/waters10/attains_index.home.
\9\ CWA section 305(b) requires states to provide every two
years an assessment of the quality of all their waters. EPA
explicitly exempted tribes from the section 305(b) reporting
requirement. See 40 CFR 130.4(a); 54 FR 14354, 14357 (April 11,
1989).
\10\ See Guidance for 2006 Assessment, Listing and Reporting
Requirements Pursuant to Sections 303(d), 305(b) and 314 of the
Clean Water Act, July 29, 2005, (available at https://water.epa.gov/lawsregs/lawsguidance/cwa/tmdl/upload/2006irg-report.pdf) for more
information on the Integrated Report.
---------------------------------------------------------------------------
B. Establishment and Submission of TMDLs
Under the CWA, each state and authorized tribe must, ``from time to
time,'' establish and submit TMDLs for pollutants causing impairments
in all the waters on its 303(d) list. CWA sections 303(d)(1)(C) and
303(d)(2). States and authorized tribes set priorities for developing
TMDLs for their impaired and listed waters.
TMDLs must be established ``at a level necessary to implement the
applicable water quality standards with seasonal variations and a
margin of safety which takes into account any lack of knowledge
concerning the relationship between effluent limitations and water
quality.'' CWA section 303(d)(1)(C). Where a TMDL makes allocation
tradeoffs between point and nonpoint sources, the TMDL record must also
demonstrate ``reasonable assurance'' that the nonpoint source
allocations will be achieved. 40 CFR 130.2(i). Calculations to
establish TMDLs must be subject to public review. 40 CFR
130.7(c)(1)(ii). Once established, the state or authorized tribe
submits the TMDL to EPA for review.
C. EPA Review of Lists and TMDLs
Once EPA receives a list or TMDL, it must either approve or
disapprove that list or TMDL within 30 days. CWA section 303(d)(2). If
EPA disapproves the list or TMDL, EPA must establish a replacement list
or TMDL within 30 days of disapproval. 40 CFR 130.7(d)(2).
V. What are EPA's proposed procedures for a tribe to seek TAS for the
CWA Section 303(d) Impaired Water Listing and TMDL Program?
Consistent with the statutory requirement in section 518 of the
CWA, the proposed rule would establish the procedures by which an
Indian tribe may apply and qualify for TAS for purposes of the CWA
Section 303(d) Impaired Water Listing and TMDL Program. Such procedures
would be codified in a new section 130.16 of the water quality planning
and management regulation. Section 130.16 would identify (1) the
criteria an applicant tribe would be required to meet to be treated in
a similar manner as states, (2) the information the tribe would be
required to provide in its application to EPA, and (3) the procedure
EPA would use to review the tribal application. Proposed section 130.16
is intended to ensure that tribes treated in a similar manner as states
for the purposes of the CWA Section 303(d) Impaired Water Listing and
TMDL Program are qualified, consistent with CWA requirements, to
conduct a Listing and TMDL Program. The procedures are meant to provide
more opportunities for tribes to engage fully in the Program and are
not intended to act as a barrier to tribal assumption of the 303(d)
Program.
The TAS procedures in this proposed rule are closely based on the
existing TAS regulation at 40 CFR 131.8, which establishes the TAS
process for the CWA Section 303(c) WQS Program. EPA established the TAS
process for WQS in 1991, and that program has been the focus of the
great majority of TAS activity for regulatory programs under the CWA as
well as all of the other environmental statutes administered by the
Agency. The WQS TAS rule has proven very effective in ensuring that
applicant tribes satisfy statutory TAS criteria and are prepared to
administer WQS programs under the Act. It thus served as a useful model
for this proposed TAS rule.
The TAS criteria tribes would be required to meet for purposes of
the CWA Section 303(d) Impaired Water Listing and TMDL Program
originate in CWA section 518. As reflected in the proposed regulatory
language, the tribe must: (1) Be federally recognized and meet the
definitions in Sec. 131.3(k) and (l); (2) carry out substantial
governmental duties and powers; (3) have appropriate authority to
regulate the quality of reservation waters; and (4) be reasonably
expected to be capable of administering the Impaired Water Listing and
TMDL Program. These criteria are discussed below.
The first criterion for TAS would require the tribe to be federally
recognized by the U.S. Department of the Interior (DOI) and meet the
definitions in Sec. 131.3(k) and (l). The tribe may address the
recognition requirement either by stating that it is included on the
list of federally recognized tribes published periodically by DOI, or
by submitting other appropriate documentation (e.g., if the tribe is
federally recognized but is not yet included on the DOI list). The
definition of ``tribe'' in Sec. 131.3(l), along with requiring federal
recognition, additionally requires that the tribe is exercising
governmental authority over a Federal Indian reservation. ``Federal
Indian reservation'' is defined in Sec. 131.3(k) as ``all land within
the limits of any Indian reservation under the jurisdiction of the
United States Government, notwithstanding the issuance of any patent,
and including rights-of-way running through the reservation.'' (See
further discussion of the term ``reservation'' in section I B. of this
preamble.). The governmental authority and reservation aspects of these
definitions would be addressed in the tribe's application, including as
part of its descriptive statements that it currently carries out
substantial governmental duties and powers over a defined area, and
that it has authority to regulate water quality over a reservation.
The second criterion would require the tribe to have a governing
body ``carrying out substantial governmental duties and powers.'' The
Agency considers ``substantial governmental duties and powers'' to mean
that the tribe is currently performing governmental functions to
promote the health, safety, and welfare of the affected population
within a defined geographical area. See 54 FR at 39101. Examples of
such functions may include, but are not limited to, the power to tax,
the power of eminent domain, and police power. Federal recognition by
DOI would not, in and of itself, satisfy this criterion. EPA expects
that most tribes should be able to meet this criterion without much
difficulty. Id.
To address the second criterion, the tribe would be required to
submit a descriptive statement demonstrating that the tribal governing
body is currently carrying out substantial governmental duties and
powers over a defined area. The descriptive statement should: (1)
Describe the form of tribal government; (2) describe the types of
essential governmental functions currently performed, such as those
listed above; and (3) identify the sources of authorities to perform
these functions (e.g., tribal constitutions and codes).
The third criterion, concerning tribal authority, means that a
tribe seeking TAS for purposes of the CWA Section 303(d) Impaired Water
Listing and TMDL Program must adequately demonstrate authority to
manage and protect water resources within the borders of the tribe's
reservation. To verify authority and satisfy the third criterion of the
proposed rule, a tribe would be required to include a statement signed
by the tribal legal counsel, or an equivalent official, explaining the
legal basis for the tribe's
[[Page 2796]]
regulatory authority, and appropriate additional documentation (e.g.,
maps, tribal codes and ordinances).
In promulgating prior CWA TAS regulations, EPA took an initial
cautious approach that required tribes applying for eligibility to
administer regulatory programs under the statute to demonstrate their
inherent tribal authority over the relevant regulated activities on
their reservations. See, e.g., 56 FR at 64877-81. This included a
demonstration of inherent regulatory authority over the activities of
non-tribal members on lands they own in fee within a reservation under
the principles of Montana v. United States, 450 U.S. 544 (1981), and
its progeny. Montana held that, absent a federal grant of authority,
tribes generally lack inherent jurisdiction over nonmember activities
on nonmember fee land, but retain inherent civil jurisdiction over
nonmember activities within the reservation where (i) nonmembers enter
into ``consensual relationships with the tribe or its members, through
commercial dealing, contracts, leases, or other arrangements'' or (ii)
``. . . [nonmember] conduct threatens or has some direct effect on the
political integrity, the economic security, or the health or welfare of
the tribe.'' Montana, 450 U.S. at 565-66.
In addressing the second exception of Montana regarding the effects
of nonmember conduct, EPA has previously described the Agency's
operating approach to require a showing that the potential impacts of
regulated activities on the tribe are serious and substantial. 56 FR at
64878. EPA also explained that the activities regulated under the
various environmental statutes, including the CWA, generally have
serious and substantial potential impacts on human health and welfare.
Id. EPA described the Agency's expert assessment regarding the critical
importance of water quality management to self-government and also
explained that because of the mobile nature of pollutants in surface
waters and the relatively small size of water bodies on reservations,
it would be very likely that any water quality impairment on non-Indian
fee land within a reservation would also impair water quality on tribal
lands. Id. at 64878-79. EPA stated that its generalized findings
regarding the relationship of water quality to tribal health and
welfare would supplement the factual showing tribes would make in
applying for TAS. Id. EPA reiterates the generalized statutory and
factual findings set forth in those prior TAS rulemakings and believes
they apply equally to TAS applications for the CWA Section 303(d)
Program. As discussed below, EPA has also separately proposed to revise
its interpretation of the CWA tribal provision by conclusively
determining that Congress intended to delegate authority to eligible
tribes to regulate their entire reservations under the CWA irrespective
of land ownership. If and when this revised interpretation is
finalized, it will be applied in reviewing any TAS application
submitted under the regulations proposed today. Unless and until that
revised interpretation is finalized, however, EPA will continue to
evaluate TAS applications consistent with the Agency's current approach
and will continue to apply the generalized findings set forth in prior
CWA TAS rulemakings in making case-by-case determinations regarding
tribes' inherent regulatory authority.
In prior CWA TAS promulgations, EPA recognized that there was
significant support for the view that Congress had intended to delegate
authority to eligible Indian tribes to administer CWA regulatory
programs over their entire reservations, irrespective of land
ownership, and EPA expressly stated that the issue of tribal authority
under the CWA remained open for further consideration in light of
additional congressional or judicial guidance. See, e.g., 56 FR at
64878-81. On August 7, 2015, EPA published in the Federal Register a
proposed rule to reinterpret the CWA tribal provision as including such
an express delegation of authority by Congress. 80 FR 47430. If EPA
finalizes that reinterpretation, applicant Indian tribes would no
longer be required to demonstrate inherent authority to regulate their
reservation waters under the CWA. Among other things, tribes would thus
no longer be required to meet the test established in Montana v. United
States, 450 U.S. 544 (1981), and its progeny with regard to exercises
of inherent tribal regulatory authority over nonmember activity. Id.
Instead, a tribe would be able to rely on the congressional delegation
of authority included in section 518 of the statute as the source of
authority to administer CWA regulatory programs over its entire
reservation as part of its legal statement.
The proposed TAS rule for the CWA Section 303(d) Impaired Water
Listing and TMDL Program is intended to provide appropriate TAS
application and review procedures irrespective of which interpretation
of tribal authority under the Act applies. As explained in EPA's
proposed reinterpretation, EPA's existing TAS regulations--including 40
CFR 131.8, upon which this proposed rule is modeled--accommodate either
interpretation of tribal authority under the CWA and provide
appropriate application procedures to ensure that relevant
jurisdictional information is provided to EPA and made available for
comment. 80 FR 47430. EPA thus proposes to establish the basic TAS
application and review procedures proposed today notwithstanding that
the proposed reinterpretation remains pending. Once these rules are
finalized, EPA will review any TAS applications for the CWA Section
303(d) Program in accordance with the interpretation of CWA tribal
jurisdiction that applies at the time.
The fourth criterion would require that the tribe, in the Regional
Administrator's judgment, be reasonably expected to be capable of
administering an effective CWA Section 303(d) Impaired Water Listing
and TMDL Program. To meet this requirement, tribes would either: (1)
show that they have the necessary management and technical skills, or
(2) submit a plan detailing steps for acquiring the necessary
management and technical skills. When considering tribal capability,
EPA would also consider whether the tribe can demonstrate the existence
of institutions that exercise executive, legislative, and judicial
functions, and whether the tribe has a history of successful managerial
performance of public health or environmental programs.
The specific information required for tribal applications to EPA is
described in proposed Sec. 130.16 (a) and (b). The application would
be required, in general, to include a statement regarding federal
recognition by DOI, documentation that the tribal governing body is
exercising substantial duties and powers, documentation of tribal
authority to regulate water quality on the reservation, a narrative
statement of tribal capability to administer the CWA Section 303(d)
Impaired Water Listing and TMDL Program, and any other information
requested by the Regional Administrator.
Consistent with EPA's other TAS regulations, the proposed rule also
provides that where a tribe has previously qualified for TAS for
purposes of a different EPA program, the tribe is only required to
provide information that has not been submitted as part of a prior TAS
application. To facilitate review of tribal applications, EPA would
request that a tribal application inform EPA whether the tribe has been
approved for TAS or deemed eligible to receive authorization for any
other EPA program. See 59 FR at 64340.
[[Page 2797]]
The TAS application procedures and criteria for the CWA Sections
303(c) WQS and 303(d) Impaired Water Listing and TMDL Programs are
similar in many respects, and a tribe interested in both programs may
wish to streamline the application process by combining a request for
TAS eligibility for 303(c) and 303(d) into a single application.
Although a tribe would not be required to do so, EPA's proposed
approach would allow a tribe to submit a combined application, which
addresses the criteria and application requirements of Sec. 131.8 and
proposed Sec. 130.16, to EPA if the tribe is interested in applying
for TAS for both the CWA Section 303(c) and 303(d) Programs.
VI. What special circumstances may exist regarding qualification for
TAS for the CWA Section 303(d) impaired water listing and TMDL program?
There could be rare instances where special circumstances limit or
preclude a particular tribe's ability to be authorized to administer
the 303(d) Program over its reservation. For example, there could be a
separate federal statute establishing unique jurisdictional
arrangements for a specific state or a specific reservation that could
affect a tribe's ability to exercise authority under the CWA. It is
also possible that provisions in particular treaties or tribal
constitutions could limit a tribe's ability to exercise relevant
authority.\11\
---------------------------------------------------------------------------
\11\ EPA takes no position in this proposal regarding whether
any particular tribe or Indian reservation is subject to any
potential impediment relating to authority to take on the 303(d)
Program. Any such issue would need to be addressed on a case-by-case
basis and with the benefit of a full record of relevant information
that would be developed during the processing of a particular TAS
application. To the extent EPA is ever called upon to make a
decision regarding this type of issue, such a decision would be
rendered in the context of EPA's final action on a specific TAS
application, and any judicial review of that decision would occur in
that context.
---------------------------------------------------------------------------
The application requirements of Sec. 130.16 (a) and (b) would
require tribes to submit a statement of their legal counsel (or
equivalent official) describing the basis for their assertion of
authority. The statement can include copies of documents such as tribal
constitutions, by-laws, charters, executive orders, codes, ordinances,
and resolutions. If EPA finalizes this proposed action, the requirement
for a legal counsel's statement would ensure that applicant tribes
appropriately describe the bases of their authority and address any
special circumstances regarding their assertion of authority to
administer the 303(d) Program. The proposed rule would provide an
appropriate opportunity for ``appropriate governmental entities''
(i.e., states, tribes and other federal entities located contiguous to
the reservation of the applicant tribe) to comment on an applicant
tribe's assertion of authority and, among other things, inform EPA of
any special circumstances that they believe could affect a tribe's
ability to administer the 303(d) Program.
EPA is also aware that section 10211(b) of the Safe, Accountable,
Flexible, Efficient Transportation Equity Act of 2005 (``SAFETEA''),
Public Law 109-59, 119 Stat. 1144 (August 10, 2005) established a
unique TAS requirement with respect to Indian tribes located in the
State of Oklahoma. Under section 10211(b) of SAFETEA, tribes in
Oklahoma seeking TAS under a statute administered by EPA for the
purpose of administering an environmental regulatory program must, in
addition to meeting applicable TAS requirements under the relevant EPA-
administered environmental statute, enter into a cooperative agreement
with the state that is subject to EPA approval and that provides for
the tribe and state to jointly plan and administer program
requirements. This requirement of SAFETEA applies apart from, and in
addition to, existing TAS criteria, including the TAS criteria set
forth in section 518 of the CWA. EPA's proposal relates solely to the
CWA TAS requirement; it would thus have no effect on the separate
requirement of section 10211(b) of SAFETEA.
VII. What procedure would EPA follow in reviewing a tribe's TAS
application?
A. Notice to Appropriate Governmental Entities
The proposed EPA review procedure, included in Sec. 130.16(c),
specifies that the Regional Administrator, following receipt of tribal
applications, would process such applications in a timely manner. EPA
would promptly notify the tribe that the complete application has been
received. Within 30 days after receipt of a tribe's complete TAS
application for 303(d), EPA would provide notice to appropriate
governmental entities (i.e., states, tribes, and other federal entities
located contiguous to the reservation of the applicant tribe) of the
complete application and the substance of and basis for the tribe's
assertion of authority over reservation waters, and would provide a 30
day opportunity to comment to EPA on the tribe's assertion of
authority. See, e.g., 56 FR at 64844. EPA would also provide,
consistent with prior practice, sufficiently broad notice (e.g.,
through local newspapers, electronic media, or other appropriate media)
to inform other potentially interested entities of the applicant
tribe's complete application and of the opportunity to provide relevant
information regarding the tribe's assertion of authority. As described
below, this aspect of EPA's review procedure would apply unless such
process would be duplicative of a notice and comment process already
performed in connection with the same tribe's prior application for TAS
for another CWA regulatory program.
B. Avoidance of Duplicative Notice and Comment Procedures
EPA is proposing to include provisions intended to help avoid
unnecessary and wasteful duplication of the notice and comment
procedures described in VII A. Specifically, EPA proposes that, where a
tribe has previously qualified for TAS for a CWA regulatory program\12\
and EPA has provided notice and an opportunity to comment on the
tribe's assertion of authority as part of its review of the prior
application, no further notice would be provided with regard to the
same tribe's application for the 303(d) Program, unless the section
303(d) TAS application presents different jurisdictional issues or
significant new factual or legal information relevant to jurisdiction
to the Regional Administrator. Proposed Sec. 130.16(c)(4). This
proposed approach would apply to all tribes that have previously
obtained TAS for the CWA Section 303(c) WQS Program, CWA Section 402
NPDES Program or Sewage Sludge Management Program, or CWA Section 404
Dredge and Fill Permit Program.
---------------------------------------------------------------------------
\12\ Specifically, the CWA Section 303(c) WQS Program, CWA
Section 402 NPDES Program or Sewage Sludge Management Program, or
CWA Section 404 Dredge and Fill Permit Program.
---------------------------------------------------------------------------
Where different jurisdictional issues or information are not
present, additional notice and comment are likely to be duplicative of
the process already undertaken during EPA's review of the prior TAS
application. Under these circumstances, the proposed rule would avoid
such duplication of efforts by authorizing the relevant EPA Regional
Administrator to process a TAS application for the 303(d) Program
without a second notice and comment process.
Where different jurisdictional issues or new or changed information
is present, the notice and comment process described in Sec.
130.16(c)(2) would apply. For example, if the geographic reservation
area over which
[[Page 2798]]
an applicant tribe asserts authority is different from the area covered
by a prior TAS application or EPA approval, the process proposed in
Sec. 130.16(c)(2) would apply and would provide an appropriate
opportunity for comment on the tribe's assertion of authority over the
new area. In such circumstances, a tribe may find it appropriate and
useful to update its prior TAS application at the same time it applies
for TAS for 303(d). This would help ensure that the tribe's TAS
eligibility for the various CWA programs covers the same geographic
area. Such a combined TAS application would be subject to the Sec.
130.16(c)(2) notice and comment process.
EPA requests comment on its proposed approach or alternative
approaches. In addition, we request comment on whether the Sec.
130.16(c)(4) notice and comment exemption should instead be available
only prospectively--i.e., only where the applicant tribe obtains TAS
for the CWA Section 303(c) WQS Program, CWA Section 402 NPDES Program
or Sewage Sludge Management Program, or CWA section 404 Dredge and Fill
Permit Program after this proposed rule is finalized (and, again, only
if different jurisdictional issues or significant new factual or legal
information relevant to jurisdiction are not present in the tribe's
303(d) TAS application). One practical result of this alternative
approach would be that if one of the 50 tribes that has previously
obtained TAS for the CWA Section 303(c) WQS Program were to apply for
TAS for the 303(d) Program after this proposed rule is finalized, the
notice and comment process would be required.
C. Treatment of Competing or Conflicting Claims
Where a tribe's assertion of authority is subject to a competing or
conflicting claim, the proposed procedures provide that the Regional
Administrator, after due consideration and in consideration of any
other comments received, would determine whether the tribe has
adequately demonstrated authority to regulate water quality on the
reservation for purposes of the 303(d) Program. Where the Regional
Administrator concludes that a tribe has not adequately demonstrated
its authority with respect to an area in dispute, then tribal
assumption of the CWA Section 303(d) Impaired Water Listing and TMDL
Program may be restricted accordingly. If a dispute is focused on a
limited area, this would not necessarily delay EPA's decision to treat
the tribe in a similar manner as a state for non-disputed areas.
This proposed procedure does not imply that states, tribes, other
federal agencies, or any other entity have veto power over tribal TAS
applications. Rather, it is intended to assist EPA in gathering
information that may be relevant to the Agency's determination whether
the applicant tribe has the necessary authority to administer the CWA
Section 303(d) Impaired Water Listing and TMDL Program. EPA would not
rely solely on the assertions of a commenter who challenges a tribe's
assertion of authority, but rather make an independent evaluation of
the tribal showing.
D. EPA's Decision Process
The proposed rule requires EPA to process a tribe's TAS application
in a timely manner, but does not specify a precise time frame for
review of tribal TAS applications. Each TAS application will present
its own set of legal and factual issues, and EPA anticipates that in
some cases it may be necessary to request additional information when
examining tribal TAS applications. Similarly, the Agency's experience
with states applying for various EPA programs and with tribes applying
for TAS for the WQS Program indicates that additional engagement
between EPA and the applicant may be necessary before final decisions
are made. EPA expects that similar exchanges with tribes will often be
helpful and enhance EPA's processing of tribal TAS applications for the
CWA Section 303(d) Impaired Water Listing and TMDL Program.
Where the Regional Administrator determines that a tribal TAS
application satisfies the requirements of proposed Sec. 130.16(a) and
(b), the Regional Administrator would promptly notify the tribe that
the tribe has qualified for TAS for the CWA Section 303(d) Impaired
Water Listing and TMDL Program. A decision by the Regional
Administrator that a tribe does not meet the requirements for TAS for
purposes of the CWA Section 303(d) Impaired Water Listing and TMDL
Program would not preclude the tribe from resubmitting the application
at a future date. If the Regional Administrator determines that a
tribal application is deficient or incomplete, EPA will identify such
deficiencies and gaps so the tribe can make changes as appropriate or
necessary.
VIII. What is an example of a stepwise approach for tribes applying for
TAS authority for CWA programs?
EPA expects that the tribes most likely to be interested in
applying for TAS for the 303(d) Program will be those that also have
TAS for CWA section 303(c) and have applicable WQS for their
reservation waters. EPA has taken final action approving TAS for WQS
for 50 tribes. Forty-two of those tribes have EPA-approved WQS, and one
tribe without TAS for WQS has federally promulgated WQS.\13\ By virtue
of their involvement in the WQS Program, these tribes will already have
demonstrated an interest in directly administering certain fundamental
elements of the CWA as well as the resources and capacity to do so.
Since applicable WQS are a foundation of the approach to protecting
water quality under the CWA, establishing EPA-approved/EPA-promulgated
WQS for reservation water bodies will be an important first step for
tribes interested in protecting and restoring their reservation waters.
As tribes gain experience developing and administering applicable WQS
on their reservations, they may become interested in greater
involvement in additional programs--such as the 303(d) Program--
designed to ensure that applicable WQS are achieved. Obtaining TAS to
implement a CWA Section 303(d) Impaired Water Listing and TMDL Program
for its reservation waters is one potential next step for interested
tribes. Under section 303(d), a tribe would use applicable WQS as the
basis for identifying impaired waters and calculating TMDLs, which
quantify the maximum amount of a pollutant that a water body can
receive and still meet the WQS.
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\13\ A chart listing EPA approvals for tribes to administer a
WQS program, and EPA's approvals of tribes' WQS is available at
https://water.epa.gov/scitech/swguidance/standards/wqslibrary/approvtable.cfm.
---------------------------------------------------------------------------
Table 1, below, is an example of one step-wise approach that tribes
may follow in developing their water quality programs under the CWA and
ultimately seeking TAS for the CWA Section 303(d) Impaired Water
Listing and TMDL Program. This is only one possible approach, and,
under this approach, not all the identified steps would need to be
taken sequentially (e.g., some could be completed in parallel).
[[Page 2799]]
Table 1--Example of a Step-Wise Approach to Regulatory Activities for
Tribes Interested in Applying for TAS Authority To Implement the CWA
Section 303(d) Impaired Water Listing and TMDL Program
------------------------------------------------------------------------
------------------------------------------------------------------------
Step 1: Tribe seeks TAS for Tribe decides to evaluate and
CWA 303(c): WQS. address water quality within its
reservation by establishing WQS under
the CWA.
Tribe identifies and inventories
reservation water bodies.
Tribe applies for TAS for WQS.
Step 2: Tribe Adopts WQS..... Tribe develops its water quality
goals.
Tribe drafts WQS for EPA
approval.
EPA approves tribal WQS.
Step 3: Tribe seeks TAS for Tribe decides to assess water
CWA Section 303(d): Impaired quality conditions (i.e., comparing
Water Listing and TMDL water quality monitoring data and
Program. information against applicable WQS),
identify impaired waters, and develop
TMDLs.
Tribe applies for TAS to
implement a 303(d) program under the
CWA.
EPA approves TAS for 303(d).
Step 4: Tribe implements the Tribe conducts activities required by 40
CWA Section 303(d) Impaired CFR 130.7, including but not limited to:
Water Listing and TMDL Assembles and evaluates all
Program. existing and readily available water
quality-related data and information on
reservation water bodies (data may have
been gathered by an established,
comprehensive monitoring program).
Develops section 303(d) list of
impaired waters (that is, reservation
water bodies that do not meet or are not
likely to meet applicable WQS).
Prioritizes list of impaired
water bodies for TMDL development.
Submits section 303(d) list to
EPA for approval.
Develops TMDLs for listed
waters.
Submits TMDLs to EPA for
approval.
Step 5: Tribe implements Carry out watershed-specific
TMDLs (not required by 40 plans to implement TMDLs.
CFR 130.7). Monitors TMDL implementation and
effectiveness.
Step 6: Tribe seeks other CWA Possibilities include:
regulatory programs. CWA Section 402 NPDES Program.
CWA Section 405 Sewage Sludge
Management Program.
CWA Section 404 Dredge and Fill
Permit Program.
------------------------------------------------------------------------
The proposed rule does not require tribes to have applicable WQS in
place on their reservations prior to applying for TAS eligibility for
the 303(d) Program. Under section 303(d), however, states and
authorized tribes must develop lists of impaired waters and TMDLs based
on applicable WQS. CWA sections 303(d)(1) and (2). Although EPA expects
that the tribes most likely to be interested in administering the
303(d) Program are those that do have such WQS, the proposed rule would
not preclude other tribes from obtaining TAS status for section 303(d)
purposes and thus ensuring that TAS eligibility requirements are
satisfactorily addressed prior to expending resources on developing
WQS. This approach would also allow tribes, at their discretion, to
streamline and minimize expenditures on TAS procedures by combining TAS
requests for sections 303(c) and 303(d) into a single application.
Since authorized tribes must list waters and develop TMDLs based on
applicable WQS, however, EPA also specifically invites public comment
on whether applicable WQS should instead be a prerequisite for
obtaining TAS for the CWA Section 303(d) Impaired Water Listing and
TMDL Program.
The proposed rule also does not require tribes seeking TAS
eligibility for the 303(d) Program to have previously obtained EPA
approval for TAS for the WQS Program. EPA specifically invites public
comment on whether a tribe applying for TAS for the 303(d) Program
should instead be required to have already received EPA approval--or at
least simultaneously apply--for TAS for CWA Section 303(c) WQS Program.
IX. What financial and technical support is available from EPA to
tribes as they choose to develop and implement a CWA Section 303(d)
impaired water listing and TMDL program?
Pre-proposal input from tribes indicates that resources and funding
available for TMDL development will be important considerations for
tribes in deciding whether to apply for TAS for CWA section 303(d)
purposes. The Impaired Water Listing and TMDL Program is not a grant
program, and no federal grant funds are available directly from the
Impaired Water Listing and TMDL Program. A tribe may be able to use its
General Assistance Program (GAP) Grant under the Indian Environmental
General Assistance Program Act to support development of a section
303(d) program and capacity to implement such a program, but GAP funds
are not available for ongoing program implementation. Tribes interested
in this approach would need to contact their Regional GAP Program
coordinator. In addition, existing sources of tribal funding such as
CWA section 319 grants and section 106 grants are already tightly
constrained and may not be available to support additional work under
section 303(d). Some tribes that receive CWA funding may be able to
identify program activities that could also support 303(d) activities
(e.g., assessing water quality to develop impaired water lists,
developing a nonpoint source watershed plan that would also implement
the nonpoint source portions of a TMDL), but the availability of such
opportunities is uncertain.
As resources allow, EPA may be able to work cooperatively with
tribes, as appropriate, on impaired water listing and TMDL issues in
Indian country. For example, EPA may develop training and/or provide
other technical support to tribes interested in obtaining TAS for
303(d) and implementing a CWA Section 303(d) Impaired Water Listing and
TMDL Program if EPA staff and other resources are available to do so.
As a general matter, however, EPA cannot assure that funding will be
available for a tribe developing or implementing the 303(d) Program,
and a tribe considering whether to apply to administer the Program will
need to carefully assess its priorities and the availability of EPA
assistance or other resources.
[[Page 2800]]
X. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www2.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to the Office of Management and Budget for
review.
B. Paperwork Reduction Act (PRA)
EPA has submitted the information collection requirements in this
proposed legislative rule to OMB for approval under the PRA. The
Information Collection Request (ICR) document that EPA prepared has
been assigned EPA ICR number 2515.01. You can find a copy of the ICR in
the docket for this proposed rule, and it is briefly summarized here.
If EPA finalizes the proposed rule, this ICR would supplement the
current information collection requirements in EPA ICR number 1560.10
(National Water Quality Inventory Reports (Renewal)) and address the
tribes' CWA Section 303(d) Impaired Water Listing and TMDL TAS
application and 303(d) Program implementation burden, as well as EPA's
burden for reviewing the tribes' applications and 303(d) Program
submittals. OMB approved the existing ICR number 1560.10 in December
2012.
This proposed legislative rule would establish a process for tribes
to obtain TAS for the 303(d) Program. As described in the ICR, EPA
estimates the total burden on tribes to apply for TAS for the 303(d)
Program would be 3,240 staff hours annually for an estimated 12 tribes
that would apply for and receive TAS approval per year.
Tribes that receive TAS approval would then need to implement the
requirements of section 303(d) to list impaired waters, set TMDL
priorities, and develop TMDLs. EPA estimates that such 303(d) Program
implementation burden would entail 86,664 staff hours for the estimated
12 tribes. ICR 1560.10 already includes the estimated burden for states
to implement section 303(d), but does not include estimates for tribes.
Therefore, the ICR for this proposed rule includes tribal section
303(d) implementation burden as well as the TAS application burden
described in the previous paragraph.
As discussed in section V, EPA's regulations require that a tribe
seeking to administer a CWA regulatory program must submit information
to EPA demonstrating that the tribe meets the statutory criteria
described in section V. EPA requires this information in order to
determine that the tribe is eligible to administer the program.
Similarly, EPA requires the information--in this case, the lists of
impaired waters and the TMDLs--from the authorized tribes once they
begin implementing the program.
Respondents/affected entities: Any federally recognized tribe with
a reservation can potentially apply to administer a regulatory program
under the CWA. Tribes with TAS for the 303(d) Program would then
implement the Program, as described in section IV.
Respondent's obligation to respond: The information discussed in
this proposed rule is required from a tribe only if the tribe seeks and
is found eligible to administer a CWA Section 303(d) Impaired Water
Listing and TMDL Program. See EPA's proposed regulations cited in
section V of this document.
Estimated number of respondents: The total potential pool of
respondents is the over 300 tribes with reservations. Although there
are 566 federally recognized Indian tribes in the United States, the
CWA allows only those tribes with reservations to apply for authority
to administer programs. EPA estimates that an average of 12 tribes per
year would apply under this proposed rule, and an average of 12 tribes
per year would implement the 303(d) Program over the three year period
of the ICR.
Frequency of response: Application by a tribe to be eligible to
administer the 303(d) Program is a one-time collection of information.
Tribes submit impaired water lists to EPA every two years, and submit
TMDLs to EPA from time to time as described in section IV of this
document.
Total estimated burden: 89,904 tribal staff hours per year for TAS
for 303(d) Program application activities and 303(d) Program
implementation activities. Burden is defined at 5 CFR 1320.3(b).
This estimate may overstate actual burden because EPA used a
conservatively high estimate of the annual rate of tribal applications.
This estimate was used to ensure that the ICR does not underestimate
tribal burden, given that EPA used a simplifying steady-state
assumption in estimating annualized tribal application costs. Also, EPA
used conservatively high estimates of 303(d) implementation burden
(i.e., 303(d) listing and number of TMDLs that tribes would submit to
EPA annually), as further described in the draft ICR number 2515.01.
Total estimated cost: $4,185,269, including staff salaries and the
cost of support contractors for an annual average of 12 tribes to apply
for TAS and implement the 303(d) Program. This action does not entail
capital or operation and maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates and any suggested methods for
minimizing respondent burden to EPA using the docket identified in the
ADDRESSES section at the beginning of this proposed rule. You may also
send your ICR-related comments to OMB's Office of Information and
Regulatory Affairs via email to oira_submissions@omb.eop.gov,
Attention: Desk Officer for EPA. Since OMB is required to make a
decision concerning the ICR between 30 and 60 days after receipt, OMB
must receive comments no later than February 18, 2016. EPA will respond
to any ICR-related comments in the final rule.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities. This action
affects only Indian tribes that seek TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL Program.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any state,
local or tribal governments or the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
This proposed action would only apply to tribal governments that
seek eligibility to administer the 303(d) Program. Although it could be
of interest to some state governments, it
[[Page 2801]]
would not apply directly to any state government or to any other
entity.
In the spirit of Executive Order 13132, and consistent with EPA
policy to promote communications between EPA and state and local
governments, EPA consulted with state associations and representatives
of state governments to obtain meaningful and timely input for
consideration in this proposal. By letter dated September 19, 2014, EPA
invited 10 national and regional state associations to an October 1,
2014, informational meeting at EPA in Washington, DC.\14\ As a result
of this meeting and other outreach, EPA participated in two follow-on
meetings with a subset of these associations and their members as well
as certain individual states during the month of October 2014. Records
of these meetings and copies of written comments and questions
submitted by states and state associations are included in the docket
for this proposed rule.
---------------------------------------------------------------------------
\14\ The ten associations were: the National Governors
Association, the National Conference of State Legislatures, the
Council of State Governments, the Western Governors' Association,
the Southern Governors' Association, the Midwestern Governors
Association, the Coalition of Northeastern Governors, the
Environmental Council of the States, the Association of Clean Water
Administrators, and the Western States Water Council.
---------------------------------------------------------------------------
Some participants expressed interest in: (1) the nature of comments
received from tribes during the pre-proposal tribal consultation and
coordination (April 8-June 6, 2014); (2) where they could find the list
of tribes having TAS for the WQS Program; (3) whether the TAS process
for CWA Section 303(d) Impaired Water Listing and TMDL Program would be
consistent with other TAS processes; and (4) whether there is a process
in place to consult with states where a tribe applies for TAS for
303(d). Some states also had questions about issues unique to their
situations. EPA considered this input in developing the proposed rule,
particularly in developing sections V to IX. EPA specifically solicits
additional comment on this proposed action from state officials.
F. Executive Order 13175: Tribal Consultation and Coordination
This action has tribal implications because it will directly affect
tribes interested in administering the CWA Section 303(d) Impaired
Water Listing and TMDL Program. However, it would neither impose
substantial direct compliance costs on federally recognized tribal
governments, nor preempt tribal law. Tribes are not required to
administer a 303(d) program. Where a tribe chooses to do so, the
proposed rule will provide a regulatory process for the tribe to apply
and for EPA to act on the tribe's application.
EPA consulted and coordinated with tribal officials under the EPA
Policy on Consultation and Coordination with Indian Tribes early in the
process of developing this proposed regulation to permit them to have
meaningful and timely input into its development. A summary of that
consultation and coordination follows.
EPA initiated a tribal consultation and coordination process for
this action by sending a ``Notification of Consultation and
Coordination'' letter on March 28, 2014, to all 566 federally-
recognized tribes. The letter invited tribal leaders and designated
consultation representative(s) to participate in the tribal
consultation and coordination process. EPA held a webinar concerning
this matter for tribal representatives on April 29, 2014. A total of 46
tribal representatives participated. Additionally, tribes and tribal
organizations sent five comment letters to EPA. Records of this webinar
and copies of written comments and questions submitted by tribes and
intertribal consortia are included in the docket for this proposed
rule.
Tribal comments generally supported EPA's plan to propose a TAS
rule for the 303(d) Program. Some comments expressed the need for
additional financial and technical support as tribes obtain TAS for the
CWA Section 303(d) Impaired Water Listing and TMDL Program. EPA
considered the tribal comments in developing this proposal, and intends
to remain sensitive to tribal resource issues in its budgeting and
planning process. However, EPA cannot assure or assume that additional
funding will be available for a tribe developing or implementing the
303(d) Program. A tribe choosing to administer such programs will need
to carefully weigh its priorities and any available EPA assistance as
described in section IX above.
EPA specifically solicits additional comment on this proposed
action From tribal officials.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to think could disproportionately affect children,
per the definition of ``covered regulatory action'' in section 2-202 of
the Executive Order. This action is not subject to Executive Order
13045 because it does not concern an environmental health or safety
risk.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 because it is
not a significant regulatory action under Executive Order 12866.
I. National Technology Transfer and Advancement Act
This rulemaking does not involve technical standards.
J. Executive Order 12898: Federal Actions to Address Environmental
Justice in Minority Populations and Low-Income Populations
The proposed rule would not have potential to cause
disproportionately high and adverse human health or environmental
effects on minority, low-income, or indigenous populations. This
proposed rule would have no direct impacts on human health or the
environment. The proposed rule would affect processes and information
collection only. The proposed rule would put in place the procedures
interested tribes would follow to seek TAS for the CWA Section 303(d)
Impaired Water Listing and TMDL Program. The action is likely to result
in the collection of information or data that could be used to assess
potential impacts on the health or environmental conditions in Indian
country (see sections III and IV). As described in sections III and IV,
above, under CWA section 303(d), authorized tribes would be required to
develop lists of impaired waters, submit these lists to EPA, and
develop TMDLs for pollutants causing impairments in the waters on the
303(d) lists. TAS for 303(d) would provide authorized tribes the
opportunity to participate directly in protecting their reservation
waters through the Section 303(d) Impaired Water Listing and TMDL
Program, as Congress intended through CWA section 518(e). EPA also
expects this proposed rule would advance the goals of the CWA as
interested tribes apply for TAS to administer the CWA Section 303(d)
Impaired Water Listing and TMDL Program for reservation water bodies.
The action is likely to increase the availability of information to
indigenous populations as interested tribes obtain TAS for the CWA
Section 303(d) Impaired Water Listing and TMDL Program and begin
implementing the Program. In short, tribes with TAS assume the primary
role in deciding (1) what waters on their reservations are
[[Page 2802]]
impaired and in need of restoration, (2) the priority ranking for TMDL
development, and (3) what the TMDLs and pollutant source allocations
for those waters should look like.
EPA provided meaningful participation opportunities for tribes in
the development of this proposed rule, as described in ``F. Executive
Order 13175: Tribal Consultation and Coordination,'' above.
List of Subjects in 40 CFR Part 130
Environmental protection, Grant programs-environmental protection,
Indians-lands, Intergovernmental relations, Reporting and recordkeeping
requirements, Water pollution control, Water supply.
Dated: January 6, 2016.
Gina McCarthy,
Administrator.
For the reasons stated in the preamble, the U.S. Environmental
Protection Agency proposes to amend 40 CFR part 130 as follows:
PART 130--WATER QUALITY PLANNING AND MANAGEMENT
0
1. The authority citation for part 130 continues to read as follows:
Authority: 33 U.S.C. 1251 et seq.
0
2. Add Sec. 130.16 to read as follows:
Sec. 130.16 Treatment of Indian Tribes in a similar manner as States
for purposes of section 303(d) of the Clean Water Act.
(a) The Regional Administrator may accept and approve a tribal
application for purposes of administering the Clean Water Act (CWA)
Section 303(d) Impaired Water Listing and Total Maximum Daily Load
(TMDL) Program if the tribe meets the following criteria:
(1) The Indian tribe is recognized by the Secretary of the Interior
and meets the definitions in Sec. 131.3 (k) and (l) of this chapter;
(2) The Indian tribe has a governing body carrying out substantial
governmental duties and powers;
(3) The CWA Section 303(d) Impaired Water Listing and TMDL Program
to be administered by the Indian tribe pertains to the management and
protection of water resources that are within the borders of the Indian
reservation and held by the Indian tribe, within the borders of the
Indian reservation and held by the United States in trust for Indians,
within the borders of the Indian reservation and held by a member of
the Indian tribe if such property interest is subject to a trust
restriction on alienation, or otherwise within the borders of the
Indian reservation; and
(4) The Indian tribe is reasonably expected to be capable, in the
Regional Administrator's judgment, of carrying out the functions of an
effective CWA Section 303(d) Impaired Water Listing and TMDL Program in
a manner consistent with the terms and purposes of the Act and
applicable regulations.
(b) Requests by Indian tribes for administration of the CWA Section
303(d) Impaired Waters Listing and TMDL Program should be submitted to
the appropriate EPA Regional Administrator. The application shall
include the following information, provided that where the tribe has
previously qualified for eligibility or ``treatment as a state'' (TAS)
under another EPA-administered program, the tribe need only provide the
required information that has not been submitted in a previous
application:
(1) A statement that the tribe is recognized by the Secretary of
the Interior.
(2) A descriptive statement demonstrating that the tribal governing
body is currently carrying out substantial governmental duties and
powers over a defined area. The statement should:
(i) Describe the form of the tribal government;
(ii) Describe the types of governmental functions currently
performed by the tribal governing body such as, but not limited to, the
exercise of police powers affecting (or relating to) the health,
safety, and welfare of the affected population, taxation, and the
exercise of the power of eminent domain; and
(iii) Identify the source of the tribal government's authority to
carry out the governmental functions currently being performed.
(3) A descriptive statement of the tribe's authority to regulate
water quality. The statement should include:
(i) A map or legal description of the area over which the tribe
asserts authority to regulate surface water quality;
(ii) A statement by the tribe's legal counsel (or equivalent
official) that describes the basis for the tribe's assertion of
authority and may include a copy of documents such as tribal
constitutions, by-laws, charters, executive orders, codes, ordinances,
and/or resolutions that support the tribe's assertion of authority; and
(iii) An identification of the surface waters that the tribe
proposes to assess for potential impaired water listing and TMDL
development.
(4) A narrative statement describing the capability of the Indian
tribe to administer an effective CWA Section 303(d) Impaired Water
Listing and TMDL Program. The narrative statement should include:
(i) A description of the Indian tribe's previous management
experience that may include the administration of programs and services
authorized by the Indian Self-Determination and Education Assistance
Act (25 U.S.C. 450, et seq.), the Indian Mineral Development Act (25
U.S.C. 2101, et seq.), or the Indian Sanitation Facility Construction
Activity Act (42 U.S.C. 2004a);
(ii) A list of existing environmental or public health programs
administered by the tribal governing body and copies of related tribal
laws, policies, and regulations;
(iii) A description of the entity (or entities) that exercise the
executive, legislative, and judicial functions of the tribal
government;
(iv) A description of the existing, or proposed, agency of the
Indian tribe that will assume primary responsibility for establishing,
reviewing, implementing and revising impaired water lists and TMDLs;
(v) A description of the technical and administrative capabilities
of the staff to administer and manage an effective CWA Section 303(d)
Impaired Water Listing and TMDL Program or a plan that proposes how the
tribe will acquire the needed administrative and technical expertise.
The plan must address how the tribe will obtain the funds to acquire
the administrative and technical expertise.
(5) Additional documentation required by the Regional Administrator
that, in the judgment of the Regional Administrator, is necessary to
support a tribal application.
(c) Procedure for processing a tribe's application. (1) The
Regional Administrator shall process an application of a tribe
submitted pursuant to paragraph (b) of this section in a timely manner.
The Regional Administrator shall promptly notify the tribe of receipt
of the application.
(2) Except as provided below in paragraph (c)(4) of this section,
within 30 days after receipt of the tribe's application the Regional
Administrator shall provide appropriate notice. Notice shall:
(i) Include information on the substance and basis of the tribe's
assertion of authority to regulate the quality of reservation waters;
and
(ii) Be provided to all appropriate governmental entities.
(iii) Provide 30 days for comments to be submitted on the tribal
application. Comments shall be limited to the tribe's assertion of
authority.
[[Page 2803]]
(3) If a tribe's asserted authority is subject to a competing or
conflicting claim, the Regional Administrator, after due consideration,
and in consideration of other comments received, shall determine
whether the tribe has adequately demonstrated that it meets the
requirements of paragraph (a)(3) of this section.
(4) Where EPA has previously determined that a tribe qualifies for
TAS for the CWA Section 303(c) Water Quality Standards Program, CWA
Section 402 National Pollutant Discharge Elimination System Program, or
CWA Section 404 Dredge and Fill Permit Program, and EPA has provided
notice and an opportunity to comment on the tribe's assertion of
authority to appropriate governmental entities as part of its review of
the prior application, no further notice to governmental entities, as
described in paragraph (c)(2) of this section, shall be provided with
regard to the same tribe's application for the CWA Section 303(d)
Impaired Water Listing and TMDL Program, unless the application
presents to the EPA Regional Administrator different jurisdictional
issues or significant new factual or legal information relevant to
jurisdiction.
(5) Where the Regional Administrator determines that a tribe meets
the requirements of this section, he or she shall promptly provide
written notification to the tribe that the tribe is authorized to
administer the CWA Section 303(d) Impaired Water Listing and TMDL
Program. Such tribe shall be considered a ``State'' for purposes of CWA
section 303(d) and its implementing regulations. With respect to the
timing requirement for submittal of an authorized tribe's first list of
impaired waters pursuant to Sec. 130.7(d)(1), the tribe's first list
is due on the next listing cycle due date that is 24 months after the
later of either:
(i) The date EPA approves the tribe's TAS application pursuant to
this section or
(ii) The date EPA-approved or EPA-promulgated water quality
standards become effective for the tribe's reservation waters.
[FR Doc. 2016-00736 Filed 1-15-16; 8:45 am]
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