Advisory Committee on Reactor Safeguards (ACRS) Meeting of the ACRS Subcommittee on Planning and Procedures; Notice of Meeting, 1971 [2016-00669]
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Federal Register / Vol. 81, No. 9 / Thursday, January 14, 2016 / Notices
present oral statements can be obtained
from the Web site cited above or by
contacting the identified DFO.
Moreover, in view of the possibility that
the schedule for ACRS meetings may be
adjusted by the Chairman as necessary
to facilitate the conduct of the meeting,
persons planning to attend should check
with these references if such
rescheduling would result in a major
inconvenience.
If attending this meeting, please enter
through the One White Flint North
building, 11555 Rockville Pike,
Rockville, MD. After registering with
security, please contact Mr. Theron
Brown (Telephone 240–888–9835) to be
escorted to the meeting room.
Dated: January 6, 2016.
Mark L. Banks, Chief,
Technical Support Branch, Advisory
Committee on Reactor Safeguards.
[FR Doc. 2016–00667 Filed 1–13–16; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
mstockstill on DSK4VPTVN1PROD with NOTICES
Advisory Committee on Reactor
Safeguards (ACRS) Meeting of the
ACRS Subcommittee on Planning and
Procedures; Notice of Meeting
The ACRS Subcommittee on Planning
and Procedures will hold a meeting on
February 3, 2016, Room T–2B3, 11545
Rockville Pike, Rockville, Maryland.
The meeting will be open to public
attendance with the exception of a
portion that may be closed pursuant to
5 U.S.C. 552b(c)(2) and (6) to discuss
organizational and personnel matters
that relate solely to the internal
personnel rules and practices of the
ACRS, and information the release of
which would constitute a clearly
unwarranted invasion of personal
privacy.
The agenda for the subject meeting
shall be as follows:
Wednesday, February 3, 2016—12:00
p.m. until 1:00 p.m.
The Subcommittee will discuss
proposed ACRS activities and related
matters. The Subcommittee will gather
information, analyze relevant issues and
facts, and formulate proposed positions
and actions, as appropriate, for
deliberation by the Full Committee.
Members of the public desiring to
provide oral statements and/or written
comments should notify the Designated
Federal Official (DFO), Quynh Nguyen
(Telephone 301–415–5844 or Email:
Quynh.Nguyen@nrc.gov) five days prior
to the meeting, if possible, so that
arrangements can be made. Thirty-five
VerDate Sep<11>2014
16:39 Jan 13, 2016
Jkt 238001
hard copies of each presentation or
handout should be provided to the DFO
thirty minutes before the meeting. In
addition, one electronic copy of each
presentation should be emailed to the
DFO one day before the meeting. If an
electronic copy cannot be provided
within this timeframe, presenters
should provide the DFO with a CD
containing each presentation at least
thirty minutes before the meeting.
Electronic recordings will be permitted
only during those portions of the
meeting that are open to the public.
Detailed procedures for the conduct of
and participation in ACRS meetings
were published in the Federal Register
on October 21, 2015 (80 FR 63846).
Information regarding changes to the
agenda, whether the meeting has been
canceled or rescheduled, and the time
allotted to present oral statements can
be obtained by contacting the identified
DFO. Moreover, in view of the
possibility that the schedule for ACRS
meetings may be adjusted by the
Chairman as necessary to facilitate the
conduct of the meeting, persons
planning to attend should check with
the DFO if such rescheduling would
result in a major inconvenience.
If attending this meeting, please enter
through the One White Flint North
building, 11555 Rockville Pike,
Rockville, MD. After registering with
security, please contact Mr. Theron
Brown (240–888–9835) to be escorted to
the meeting room.
Dated: January 7, 2016.
Mark L. Banks,
Chief, Technical Support Branch, Advisory
Committee on Reactor Safeguards.
[FR Doc. 2016–00669 Filed 1–13–16; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76856; File No. 4–694]
Program for Allocation of Regulatory
Responsibilities Pursuant to Rule 17d–
2; Notice of Filing of Proposed Plan for
the Allocation of Regulatory
Responsibilities Between the Financial
Industry Regulatory Authority, Inc. and
the National Stock Exchange, Inc.
1971
Regulatory Authority, Inc. (‘‘FINRA’’)
(together with NSX, the ‘‘Parties’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’)
a plan for the allocation of regulatory
responsibilities, dated December 22,
2015 (‘‘17d–2 Plan’’ or the ‘‘Plan’’). The
Commission is publishing this notice to
solicit comments on the 17d–2 Plan
from interested persons.
I. Introduction
Section 19(g)(1) of the Act,3 among
other things, requires every selfregulatory organization (‘‘SRO’’)
registered as either a national securities
exchange or national securities
association to examine for, and enforce
compliance by, its members and persons
associated with its members with the
Act, the rules and regulations
thereunder, and the SRO’s own rules,
unless the SRO is relieved of this
responsibility pursuant to Section 17(d)
or Section 19(g)(2) of the Act.4 Without
this relief, the statutory obligation of
each individual SRO could result in a
pattern of multiple examinations of
broker-dealers that maintain
memberships in more than one SRO
(‘‘common members’’) for compliance
with certain rules that are substantially
identical across multiple SROs. Such
regulatory duplication would add
unnecessary expenses for common
members and their SROs.
Section 17(d)(1) of the Act 5 was
intended, in part, to eliminate
unnecessary multiple examinations and
regulatory duplication.6 With respect to
a common member, Section 17(d)(1)
authorizes the Commission, by rule or
order, to relieve an SRO of the
responsibility to receive regulatory
reports, to examine for and enforce
compliance with applicable statutes,
rules, and regulations, or to perform
other specified regulatory functions.
To implement Section 17(d)(1), the
Commission adopted two rules: Rule
17d–1 and Rule 17d–2 under the Act.7
Rule 17d–1 authorizes the Commission
to name a single SRO as the designated
examining authority (‘‘DEA’’) to
examine common members for
compliance with the financial
responsibility requirements imposed by
the Act, or by Commission or SRO
January 8, 2016.
Pursuant to Section 17(d) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 17d–2 thereunder,2
notice is hereby given that on December
23, 2015, the National Stock Exchange,
Inc. (‘‘NSX’’) and the Financial Industry
1 15
2 17
PO 00000
U.S.C. 78q(d).
CFR 240.17d–2.
Frm 00035
Fmt 4703
Sfmt 4703
3 15
U.S.C. 78s(g)(1).
U.S.C. 78q(d) and 15 U.S.C. 78s(g)(2),
respectively.
5 15 U.S.C. 78q(d)(1).
6 See Securities Act Amendments of 1975, Report
of the Senate Committee on Banking, Housing, and
Urban Affairs to Accompany S. 249, S. Rep. No. 94–
75, 94th Cong., 1st Session 32 (1975).
7 17 CFR 240.17d–1 and 17 CFR 240.17d–2,
respectively.
4 15
E:\FR\FM\14JAN1.SGM
14JAN1
Agencies
[Federal Register Volume 81, Number 9 (Thursday, January 14, 2016)]
[Notices]
[Page 1971]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-00669]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
Advisory Committee on Reactor Safeguards (ACRS) Meeting of the
ACRS Subcommittee on Planning and Procedures; Notice of Meeting
The ACRS Subcommittee on Planning and Procedures will hold a
meeting on February 3, 2016, Room T-2B3, 11545 Rockville Pike,
Rockville, Maryland.
The meeting will be open to public attendance with the exception of
a portion that may be closed pursuant to 5 U.S.C. 552b(c)(2) and (6) to
discuss organizational and personnel matters that relate solely to the
internal personnel rules and practices of the ACRS, and information the
release of which would constitute a clearly unwarranted invasion of
personal privacy.
The agenda for the subject meeting shall be as follows:
Wednesday, February 3, 2016--12:00 p.m. until 1:00 p.m.
The Subcommittee will discuss proposed ACRS activities and related
matters. The Subcommittee will gather information, analyze relevant
issues and facts, and formulate proposed positions and actions, as
appropriate, for deliberation by the Full Committee.
Members of the public desiring to provide oral statements and/or
written comments should notify the Designated Federal Official (DFO),
Quynh Nguyen (Telephone 301-415-5844 or Email: Quynh.Nguyen@nrc.gov)
five days prior to the meeting, if possible, so that arrangements can
be made. Thirty-five hard copies of each presentation or handout should
be provided to the DFO thirty minutes before the meeting. In addition,
one electronic copy of each presentation should be emailed to the DFO
one day before the meeting. If an electronic copy cannot be provided
within this timeframe, presenters should provide the DFO with a CD
containing each presentation at least thirty minutes before the
meeting. Electronic recordings will be permitted only during those
portions of the meeting that are open to the public. Detailed
procedures for the conduct of and participation in ACRS meetings were
published in the Federal Register on October 21, 2015 (80 FR 63846).
Information regarding changes to the agenda, whether the meeting
has been canceled or rescheduled, and the time allotted to present oral
statements can be obtained by contacting the identified DFO. Moreover,
in view of the possibility that the schedule for ACRS meetings may be
adjusted by the Chairman as necessary to facilitate the conduct of the
meeting, persons planning to attend should check with the DFO if such
rescheduling would result in a major inconvenience.
If attending this meeting, please enter through the One White Flint
North building, 11555 Rockville Pike, Rockville, MD. After registering
with security, please contact Mr. Theron Brown (240-888-9835) to be
escorted to the meeting room.
Dated: January 7, 2016.
Mark L. Banks,
Chief, Technical Support Branch, Advisory Committee on Reactor
Safeguards.
[FR Doc. 2016-00669 Filed 1-13-16; 8:45 am]
BILLING CODE 7590-01-P