Stage 5 Airplane Noise Standards, 1923-1931 [2015-32500]
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Proposed Rules
Federal Register
Vol. 81, No. 9
Thursday, January 14, 2016
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
12 CFR Chapter I
[Docket ID FFIEC–2014–0001]
BOARD OF GOVERNORS OF THE
FEDERAL RESERVE SYSTEM
12 CFR Chapter II
[Docket No. R–1510]
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Chapter III
Regulatory Publication and Review
Under the Economic Growth and
Regulatory Paperwork Reduction Act
of 1996
Correction
In proposed rule document 2015–
32312 beginning on page 79724 in the
issue of Wednesday, December 23, 2015
make the following corrections:
1. On page 79728 the table heading
‘‘Chart A— Categories and Regulations
Addressed in this Fourth Federal
Register Notice’’ was omitted.
2. On page 79731, the table heading
‘‘Chart B—Newly Listed Rules’’
preceding the text ‘‘1. Applications and
Reporting’’ was omitted.
[FR Doc. C1–2015–32312 Filed 1–13–16; 8:45 am]
BILLING CODE 1505–01–D
DEPARTMENT OF TRANSPORTATION
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Federal Aviation Administration
14 CFR Parts 36 and 91
[Docket No.: FAA–2015–3782; Notice No.
15–08]
RIN 2120–AK52
Stage 5 Airplane Noise Standards
Federal Aviation
Administration (FAA), DOT.
AGENCY:
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Notice of proposed rulemaking
(NPRM).
ACTION:
This action would establish a
new noise standard for certain subsonic
jet airplanes and subsonic transport
category large airplanes. This noise
standard, known as Stage 5, would
apply to any person submitting an
application for a new airplane type
design with a maximum certificated
takeoff weight of 121,254 pounds
(55,000 kg) or more on or after
December 31, 2017; or with maximum
certificated takeoff weight of less than
121,254 pounds (55,000 kg) on or after
December 31, 2020. This change would
reduce the noise produced by new
airplanes and harmonize the noise
certification standards for those
airplanes certificated in the United
States with the new International Civil
Aviation Organization noise standard in
Annex 16, Chapter 14, effective July 14,
2014.
DATES: Send comments on or before
April 13, 2016.
ADDRESSES: Send comments identified
by docket number FAA–2015–3782
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
SUMMARY:
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Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact Mehmet Marsan, Office
of Environment and Energy (AEE–100),
Federal Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone (202)
267–7703; facsimile (202) 267–5594;
email mehmet.marsan@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44715, Controlling aircraft noise and
sonic boom. Under that section, the
FAA is charged with prescribing
regulations to measure and abate aircraft
noise. This regulation is within the
scope of that authority since it would
establish stricter noise limits for certain
newly certificated airplanes. Applicants
for type certificates and changes in type
design made after the dates proposed in
this rulemaking would be required to
comply with the new regulation when
adopted.
I. Executive Summary
A. Summary of the Proposed Rule
The FAA is proposing to amend Title
14, Code of Federal Regulations (14
CFR) parts 36 and 91 to add a new noise
standard to be known as Stage 5. This
noise standard would apply to any
person submitting an application for a
new airplane that has a maximum
certificated takeoff weight of 121,254
pounds (55,000 kg) or more on or after
December 31, 2017; or that has a
maximum certificated takeoff weight of
less than 121,254 pounds (55,000 kg) on
or after December 31, 2020. A
certification applicant could choose to
use this standard on a voluntary basis
after the rule is effective but before the
new limits are required.
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B. Summary of Costs and Benefits
The FAA anticipates that by the time
this proposed rule would become
effective (after December 31, 2017 for
subsonic transport category large
airplanes and subsonic jet airplanes,
and after December 31, 2020 for smaller
versions of the subject airplanes),
existing noise reduction technologies
will allow subject airplanes to comply
with these proposed requirements.
Accordingly, the proposed rule would
have minimal, if any, cost.
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II. Background
A. Statement of the Problem
In October 2001, the 33rd Session of
The International Civil Aviation
Organization (ICAO) Assembly adopted
Resolution A33–7, which outlined the
basic components of a ‘‘Balanced
Approach’’ process for managing aircraft
noise at international airports. The
Balanced Approach to noise mitigation
includes (i) the reduction of noise at its
source (i.e., the aircraft), (ii) improved
land use planning around airports, and
(iii) a wider use of aircraft operating
procedures and restrictions that abate
noise.
As source noise reduction technology
evolves, ICAO introduces new standards
to encourage its application. In March
2014, ICAO published a new, more
stringent noise standard (which it
designated Chapter 14) for subsonic jet
airplanes and subsonic transport
category large airplanes. This new
standard became applicable on January
1, 2015 in those countries that use
Annex 16 Volume I as the basis for their
aircraft noise certification regulations.
As an active member of ICAO, the
United States supported the
development of this quieter, more
stringent aircraft noise standard.
Since the new Chapter 14 is effective
and can be used by other ICAO member
countries when certifying aircraft in the
future, delay in harmonizing U.S.
regulations with the standards of
Chapter 14 could create a situation in
which an airplane certification
applicant would have to show
compliance with two different
standards—the Stage 4 requirement in
14 CFR part 36 and the Chapter 14
requirements of countries that have
adopted Annex 16. This circumstance
could significantly increase the
financial burden on applicants without
any benefit.
The adoption of the Stage 5 noise
standard for new airplane type designs
should not be interpreted as signaling
the start of an action aimed at phasing
out the existing noise standards that
apply to the production or operation of
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current airplane models. There are no
operational restrictions nor production
cut-offs on the use of Stage 3 or Stage
4 airplanes in the United States. The
adoption of the Stage 5 noise standard
for new airplane type designs does not
impact either of these existing noise
standards that apply to the production
or operation of current airplane models
in the United States.
B. A Brief History of U.S. Noise
Standards
• 1969—The FAA promulgated the
first aircraft noise regulations in 14 CFR
part 36 (‘‘Noise Standards: Aircraft Type
Certification’’). The new part 36 became
effective on December 1, 1969, and set
a limit on noise emissions of large
aircraft of new type design by
establishing Stage 2 certification
standards.
• 1972—The U.S. Congress enacted
the Noise Control Act, which gave the
FAA authority to set limits for aircraft
noise emissions. Under this authority,
the FAA amended part 36 in 1973 to
give a noise stage designation to all
newly produced airplanes.
• 1976—The FAA amended the
aircraft operating rules of 14 CFR part
91 by adding a new Subpart E entitled
‘‘Operating Noise Limits.’’ This
regulation established a phased
compliance program for U.S. domestic
operators that required them to achieve
compliance with Stage 2 or Stage 3
certification standards for all fourengine jet airplanes by January 1, 1985.
• 1977—The FAA amended part 36 to
provide for three stages of aircraft noise,
each with specified limits. This
regulation required applicants for new
type certificates applied for on or after
November 5, 1975, to comply with
‘‘Stage 3’’ noise limits, which were
stricter than the noise limits then being
applied. Airplanes in operation at the
time that did not meet the Stage 3 noise
limits were designated ‘‘Stage 2’’
airplanes.
• 1980—Congress enacted the
Aviation Safety and Noise Abatement
Act of 1979 (ASNA). The ASNA
required the FAA to promulgate
regulations that extended the
application of the January 1, 1985,
cutoff date for the domestic operation of
four-engine Stage 1 jet airplanes to
apply to U.S. and foreign operators. In
1980, the 1985 operation deadline was
made applicable to both domestic and
international operations arriving to or
departing from a point in the United
States.
• 1990—Recognizing the need to both
expand airport capacity and provide
relief from aviation noise, Congress
enacted the Airport Noise and Capacity
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Act of 1990 (ANCA) on November 5,
1990 (now codified at 49 U.S.C. 47521–
47533). The statute required that, after
December 31, 1999, all jet airplanes over
75,000 pounds operating in the
contiguous United States comply with
Stage 3. The regulations implementing
the part of the ANCA known as the
Stage 3 transition rule became effective
on September 25, 1991, and are codified
in part 91. The 1991 regulations
provided two options to transition
domestic fleets to meet this
requirement. One option allowed an
operator to phase out its Stage 2
airplanes to specified percentages at
each compliance date. The second
option allowed operators to begin with
a fleet that was at least 55 percent Stage
3 and increase that percentage at each
compliance date. A new entrant
operator (one that did not conduct
operations on or before November 5,
1990) was required to have a fleet of at
least 25 percent Stage 3 airplanes at the
first compliance date and increase the
percentage thereafter. All operators were
required to operate 100 percent Stage 3
fleets after December 31, 1999. The
transition percentages did not apply to
non-U.S. operators, though they too
remain subject to the operating
limitation after December 31, 1999.
• 1991—Congress enacted a separate
Stage 2 restriction for operations in
Hawaii.
• 2005—The FAA amended part 36 to
establish a new quieter noise standard
to be known as Stage 4. This noise
standard applied to any person
submitting an application for a new
airplane type design on and after
January 1, 2006. Previous Stage 2 and
Stage 3 stringencies specified reductions
at each noise certification measurement
point (flyover, lateral, and approach).
Stage 4 combined the three traditional
measurement points allowing a total
cumulative reduction without
specifying reductions at any one
measurement point.
• 2012—Congress prohibited the
operation of jet airplanes weighing less
than 75,000 pounds from operating in
the contiguous United States after
December 31, 2015, unless the airplane
met Stage 3 noise levels.
C. Development of the Stage 5 Noise
Standard
Much of the background for the
development of a Stage 5 noise standard
has taken place in the international
arena through ICAO. The environmental
activities of ICAO are largely
undertaken through the Committee on
Aviation Environmental Protection
(CAEP), which was established by ICAO
in 1983, and which superseded the
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Committee on Aircraft Noise and the
Committee on Aircraft Engine
Emissions. The CAEP assists ICAO in
formulating new policies and adopting
new standards on aircraft noise and
aircraft engine emissions. The United
States is an active member in the CAEP
activities, with at least one U.S.
representative participating on each of
the five working groups of CAEP.
In 2010, the CAEP Working Group for
Noise (WG1) was tasked to develop
options to further reduce airplane noise
levels. The WG1 met several times over
two years to accomplish the task.
Representatives of Working Group 2 for
Airports and Operations, the Modeling
and Databases Group, and the Forecast
Economic Analysis Support Group
participated in the WG1 meetings to
acquaint themselves with noise
stringency options and to help WG1
define noise data requirements.
The WG1 considered five more
stringent noise certification options for
analysis. The new stringency options for
analysis were based on the
‘‘cumulative’’ concept of Chapter 4,
rather than the ‘‘traditional’’ option with
specified reductions at each noise
certification measurement point
(flyover, lateral, and approach) of Stage
2 and Stage 3. The five cumulative
options analyzed were 3, 5, 7, 9 and 11
decibel reductions from the Chapter 4/
Stage 4 levels respectively.
In reaching a recommendation for a
new ICAO noise standard for subsonic
jet and large transport airplanes, the
CAEP considered estimates of
comprehensive costs and benefits
associated with the five options. The
technical working groups charged by the
CAEP to conduct the costs and benefits
analysis used several supporting studies
conducted by other CAEP working
groups.1
A CAEP Steering Group met in July
2012 to review the results of the
analysis prepared by the CAEP working
groups and to formulate specific
recommendations on the new standard
and on applicability options that were
to be forwarded to the full CAEP.
In February of 2013, the
comprehensive costs and benefits
analyses of the five stringency options
that were prepared by the working
groups and the parallel analysis
prepared by the United States were
1 The U.S. also conducted a cost/benefit analysis
to assess the interdependencies associated with the
noise stringency options under consideration by
CAEP. The analysis took into consideration the
environmental impacts of the stringency options
(including assessing the health and welfare
impacts) and, quantified interdependencies in
terms of physical and monetary impacts for aircraftrelated noise, fuel burn and emissions.
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presented at the ninth meeting of CAEP
(CAEP9) in February 2013. After lengthy
discussions, the CAEP9 agreed to
approve an amendment to Annex 16,
Volume I that included an increase in
stringency of 7 EPNdB (cumulative)
relative to the current Chapter 4 levels.
In addition, the CAEP9 approved the
WG1 recommendation to increase the
stringency for takeoff weights less than
19,000 pounds (8618Kg).
At the 201st Session of the ICAO
Council on March 3, 2014, the new
Chapter 14 noise standard in Annex 16
was adopted. The new noise standard,
which became effective July 14, 2014,
applies to any application for new type
designs submitted on or after December
31, 2017 for aircraft weighing 55,000Kg
or more; for aircraft weighing less than
55,000Kg at takeoff, the applicability
date is December 31, 2020.
III. Discussion of the Proposal
The FAA is proposing to establish a
new Stage 5 noise standard in part 36
for subsonic jet airplanes and subsonic
transport category large airplanes. This
new noise standard would ensure that
the noise from new airplane designs
continues to decline, and anticipates the
incorporation of the latest available
noise reduction technology. The
proposed Stage 5 noise standard mirrors
the ICAO Annex 16, Chapter 14 noise
standard. The following is a discussion
of the specific proposed changes to the
certification standards in part 36 and its
appendices and the operating rules of
part 91 that are necessary to establish
the proposed Stage 5 noise standard.
A. Definitions (§ 36.1 and § 91.851)
The FAA is proposing to add the
following three terms to both § 36.1(f)
and § 91.851: ‘‘Stage 5 noise level’’,
‘‘Stage 5 airplane’’ and ‘‘Chapter 14
noise level.’’ In § 36.1(f), these terms
would be designated as paragraphs
(f)(12), (f)(13), and (f)(14) respectively.
In § 91.851, the defined terms are listed
alphabetically and these three new
terms would be inserted accordingly.
The first term, Stage 5 Noise Level, is
the designation for maximum permitted
noise levels for the proposed standard.
The second term, Stage 5 airplane, is the
designation given to an airplane that
complies with the proposed standard.
The third term, ‘‘Chapter 14 noise
level’’, is the ICAO Annex 16, Volume
1 designation that corresponds to the
Stage 5 noise level.
B. Incorporation by Reference (§ 36.6)
The FAA is proposing to add a new
paragraph (c)(4) to § 36.6 to incorporate
by reference ICAO Annex 16, Volume 1,
Aircraft Noise, Seventh Edition, July
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2014, Amendment 11–B. This change
allows full reference to the 2014 version
of the ICAO document that includes the
Chapter 14 requirements for noise
measurement and evaluation and the
maximum acceptable noise levels.
Amendment 11–B introduced the more
stringent standard designated Chapter
14 (proposed here as Stage 5 in the
United States) and includes a new
Chapter 13 for tiltrotor aircraft noise
standards. The Annex 16 documents are
available for purchase by any interested
person from ICAO.
C. Acoustical Changes (§ 36.7)
The FAA is proposing to amend § 36.7
to include the Stage 5 designation. The
regulation prohibits certificated
airplanes from adopting a design change
that increases noise to the point that a
lower noise stage designation is needed.
Accordingly, a new paragraph (e)(5) is
proposed to specify that a Stage 3
airplane that becomes a Stage 5 airplane
would have to remain a Stage 5
airplane. Paragraph (f) would be
redesignated (f)(1), and a new paragraph
(f)(2) would be added to specify that a
Stage 4 airplane that becomes a Stage 5
airplane would have to remain a Stage
5 airplane. A new paragraph (g) would
be added to specify that a Stage 5
airplane that underwent a change in
type design would have to remain a
Stage 5 airplane. Each of these sections
apply when an applicant proposes a
change to a type design that would
increase noise levels under the
acoustical change process described in
14 CFR 21.93(b).
D. Date New Noise Limits Apply
(§ 36.103)
The date the proposed Stage 5 noise
limits would apply differs depending on
the maximum certificated take-off
weight of airplane for which type
certification is sought:
• For airplanes with a maximum
certificated takeoff weight of 121,254
pounds (55,000 kg) or more, the new
noise limits would apply to applications
made on and after December 31, 2017;
• For airplanes with a maximum
certificated takeoff weight less than
121,254 pounds (55,000 kg), the new
noise limits would apply to applications
made on and after December 31, 2020.
As the dates for the new Stage 5
standard approaches, an applicant may
find that its airplane meets the Stage 5
noise limits before they are required.
Once the Stage 5 standard is effective,
the applicant may choose to have the
airplane certificated to Stage 5 earlier
than required. The FAA is proposing to
amend § 36.103(c) to indicate that Stage
4 certification will end on the dates
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specified for Stage 5. We are also
proposing two new paragraphs,
§ 36.103(d) and (e), stating the dates on
which Stage 5 noise limits are
applicable, depending on the weight of
the airplane for which certification is
sought.
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E. Equivalency Statement in Flight
Manual (§ 36.106)
The FAA is proposing to add new
§ 36.106 entitled ‘‘Flight Manual
statement of Chapter 14 noise level
equivalency’’. The need for a noise level
equivalency statement evolved from
problems experienced by U.S. operators
when they were operating outside the
United States. Because the FAA does
not issue noise certificates, some foreign
entities were confused as to the noise
status of U.S. aircraft, and questioned
whether Stage 3 references in the flight
manual were sufficient to meet Chapter
3 requirements (especially since the two
standards were not identical). When the
FAA adopted Stage 4 in 2005, we
included in § 36.105 a requirement to
include a statement in the manual that
the noise levels represent compliance
with Stage 4. It then states that the FAA
considered Stage 4 noise levels to be
equivalent to the Chapter 4 noise levels
required by ICAO countries. It is an
important distinction that the FAA was
not making a finding of compliance
with Chapter 4, as we have no authority
to do so. The statement acknowledges
that the noise levels are considered by
the FAA to be the same for the two
certification bases.
Accordingly, we are proposing a
similar statement for Chapter 5 noise
levels being the equivalent to the noise
levels of Chapter 14. Users of the
information are encouraged to provide
feedback on how often this statement
has been referenced, and whether any
other information that might be useful
could be included, as a comment to this
action.
F. Alternative Measurement Procedures
(Appendix A to Part 36)
Appendix A to part 36 prescribes the
conditions under which airplane noise
certification tests must be conducted
and describes the measurement
procedures that must be used in the
measurement of airplane noise during
certification testing. The most recent
published ICAO measurement
procedures that correspond to part 36,
Appendix A are in Appendix 2 to ICAO
Annex 16, Environmental Protection,
Volume I, Aircraft Noise, Third Edition,
July 2014, Amendment 11–B, that
became applicable January 1, 2015.
Before this version was adopted by
ICAO earlier this year, there had been
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no substantive changes to the
measurement procedures in either
document since their harmonization in
2002.
To account for the changes to Annex
16, the FAA is proposing to add a new
paragraph to Appendix A, A36.1.5, that
would specify Appendix 2 to ICAO
Annex 16, Environmental Protection,
Volume I, Aircraft Noise, Third Edition,
July 2014, Amendment 11–B, effective
July 14, 2014, as an acceptable
alternative for noise measurement and
evaluation for Stage 5 airplanes.
Specifying this acceptable alternative
will harmonize the noise certification
measurement procedures of part 36 with
Annex 16, Volume 1 for Stage 5
airplanes. Since 2002, the FAA has
allowed the Annex 16 noise
measurement and evaluation procedures
as an alternative to those in part 36 for
subsonic jet airplanes and subsonic
transport category large airplanes in part
36. This use creates a nearly uniform
noise certification standard for airplanes
certified both in the United States and
in the countries that recognize the
Annex as their national standard.
G. Stage 5 Maximum Noise Levels
(Appendix B to Part 36)
Appendix B to Part 36 contains the
maximum noise levels for transport
category and jet airplanes, and the noise
certification test reference procedures
and conditions. To comply with
Appendix B, an applicant must show
that noise levels were measured and
evaluated using the procedures of
Appendix A of this part, or an approved
equivalent procedure.
In 2005 when the Stage 4
requirements were adopted, section
B36.1 was amended to include the ICAO
Annex 16 requirements for noise
measurement and evaluation as an
alternative. We are now proposing to
amend section B36.1 to include an
acceptable alternative for Stage 5 noise
measurement and evaluation. The
proposed alternative is Appendix 2 to
ICAO Annex 16, Environmental
Protection, Volume I, Aircraft Noise,
Third Edition, July 2014, Amendment
11–B, applicable January 1, 2015.
The maximum noise levels for each
stage airplane are specified in Section
B36.5. The FAA is proposing to add the
maximum noise levels for Stage 5
airplanes as paragraph B36.5(e).
H. Operational Restrictions (Part 91
Subpart I)
The Airport Noise and Capacity Act of
1990 prohibited the operation of civil
subsonic jet airplanes over 75,000
pounds in the contiguous United States
after December 31, 1999, unless they
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complied with Stage 3 noise levels. This
restriction was codified in the operating
rules in § 91.853. That section was
amended in 2005 to include the
operation of Stage 4 airplanes when that
standard was adopted. The FAA is
proposing to add the phrase ‘‘or Stage
5’’ to include airplanes certificated to
the new standard.
Similarly, in 2012, Congress
prohibited the operation of civil
subsonic jet airplanes weighing less
than 75,000 pounds from operating in
the contiguous United States after
December 31, 2015, unless they comply
with Stage 3 noise levels. That
restriction was codified in § 91.881, to
which the FAA now proposes to add the
phrase ‘‘Stage 4 or Stage 5 noise levels’’
to include airplanes certificated to the
quieter standards.
Similar changes to account for newer
certifications are proposed for §§ 91.855,
91.858, 91.859, 91.881, and 91.883.
This proposed rule would add a
definition to § 81.851 for ‘‘Chapter 14
noise levels’’ to incorporate by reference
the definition found in ICAO Annex 16,
(details). That document is described in
section III B, above. A change to the
format of § 91.851 is being made to
account for the addition of a second
incorporation by reference within the
definitions. The section will now
include the definitions themselves in
paragraph (a) and the references for the
incorporated documents in paragraph
(b).
I. Chapter 14 Stringencies
The noise limits adopted by ICAO for
Chapter 4 were 10dB lower at every
weight than the then-existing Chapter 3.
However, Chapter 14 imposes the
stringency requirements at different
times for different aircraft weights it
identifies. In addition, for aircraft less
than 8618kgs, the stringencies adopted
are not parallel to the Stage 4 standards.
The FAA understands the Chapter 14
requirements, proposed here as Stage 5,
as follows:
a. An airplane’s maximum flyover,
lateral and approach noise levels are
each subtracted from the maximum
permitted noise levels for Chapter 3
airplanes defined in Annex 16. The
differences obtained are the noise limit
margins which must be 17 EPNdB or
greater when added together; and
b. An airplane’s maximum noise
levels (flyover, lateral, and approach)
have to be at least 1 EPNdB less than the
maximum permitted noise levels for
Chapter 3 airplanes.
The new standard would apply to
new airplane types submitted for
certification after December 31, 2017 (or
December 31, 2020, for airplanes
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weighing less than 55,000 kilograms). In
addition, the new standard includes
another condition to the cumulative
stringency requirement, to require a
margin of not less than 1.0 dB below
Chapter 3 limits at each certification
point. Chapter 14 includes a change in
the noise limits applicable to subsonic
jet airplanes with takeoff masses less
than 8,618kg, and added a second ‘‘knee
point’’ at 8,618kg, to use the same
gradient of the limit line at lower
masses as the higher masses and the
constant limit line for airplanes with
masses less than 2,000kg.
Annex 16 includes a second
applicability date of December 31, 2020,
for airplanes with a takeoff weight less
than 55,000kg. The later compliance
date was adopted to accommodate
regional jet and propeller driven aircraft
manufacturer’s request for time to
improve their products to meet the new
stringency. The manufacturers asserted
to CAEP that the technologies available
for larger aircraft were not available for
their lighter products because of
technical constraints or economical
unfeasibility. The 2020 applicability
date is intended to account for the
delayed changes in technology for
lighter airplanes.
IV. Regulatory Notices and Analyses
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A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 and
Executive Order 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with the base year of 1995).
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Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected impact is so minimal that a
proposed or final rule does not warrant
a full evaluation, this order permits that
a statement to that effect and the basis
for it being included in the preamble if
a full regulatory evaluation of the costs
and benefits is not prepared. Such a
determination has been made for this
proposed rule. The reasoning for that
determination follows.
This proposed rule would establish a
new Stage 5 noise standard for subsonic
jet airplanes and subsonic transport
category large airplanes. The proposed
noise standard would apply to new type
designs for which application is made
on or after December 31, 2017, for
airplanes with a maximum certificated
takeoff weight of 121,254 pounds
(55,000 kilograms) or more, and
December 31, 2020, for airplanes with a
maximum certificated takeoff weight of
less than 121,254 pounds (55,000
kilograms).
The proposed noise standard would
provide more stringent noise
certification standards for Stage 5
airplanes certificated in the United
States and would be consistent with
those for airplanes certificated under the
new International Civil Aviation
Organization (ICAO) Annex 16 Chapter
14 noise standards.
The development of the new ICAO
rule was summarized above. Additional
documents describing the development
of the new ICAO rule in more detail,
including cost analyses used by ICAO,
are available in the docket. These
documents include:
1. Cost-benefit Analysis of CAEP9
Noise Stringency Options, presented by
U.S. CAEP Member, COMMITTEE ON
AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH
MEETING, Montreal, 4 to 15 February
2013.
2. Report of the Ninth Meeting,
COMMITTEE ON AVIATION
ENVIRONMENTAL PROTECTION
(CAEP), NINTH MEETING, Montreal, 4
to 15 February 2013.
Several airplanes currently in
production that have a maximum
certificated takeoff weight of more than
121, 254 pounds already meet the
proposed Stage 5 noise limits. These
airplanes include the Airbus A–380 and
A–350, and the Boeing 747–8 and 787
models.
The applicability date of December
31, 2020, for airplanes with a maximum
certificated takeoff weight of less than
121,254 pounds was adopted by the
ICAO to accommodate the requests of
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1927
the manufacturers of lighter jet and
propeller-driven airplanes for more time
to meet the new requirements. These
manufacturers asserted that the
technologies available for heavier
airplanes were not available for their
products because of technical restraints
or economic unfeasibility.
Aerospace technology is continually
evolving. As performance improvements
are introduced in airplanes for
competitive reasons, they often result in
less noise. For many of the new airplane
programs announced prior to CAEP9
(2013), analyses show that such
airplanes will be able to meet the
proposed Stage 5 standard without any
additional cost.
Recently, there have been
technological advances in the lower
weight classes such as the geared
turbofan engine and the development of
quieter control surfaces. Given these
recent technological advances in lighter
airplanes, the FAA expects all
manufacturers to be able meet the new
standards by the December 31, 2020,
date. As this expectation is crucial to
the minimal cost determination, the
FAA requests comments regarding
whether the existing and expected
technological advancements will be
sufficient to allow the manufacturers to
achieve compliance with the provisions
of the proposed rule by 2020.
In 2017 and 2020, when the proposed
rule would become effective, all new
type design subsonic transport category
large airplanes, followed by smaller
airplanes, will be able to meet the Stage
5 noise limits by using then-current
available noise reduction technologies.
Therefore, the proposed rule would
have minimal, if any, cost.
B. Initial Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objective of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration. The RFA
covers a wide range of small entities,
including small businesses, not-forprofit organizations and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
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substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
In 2017 and 2020, when the proposed
rule would become effective, all new
type design subsonic transport category
large airplanes, followed by smaller
airplanes, will be able to meet the Stage
5 noise limits by using then-current
available noise reduction technologies.
Therefore, the proposed rule would
have minimal, if any, cost.
If an agency determines that a
rulemaking will not result in a
significant economic impact on a
substantial number of small entities, the
head of the agency may so certify under
section 605(b) of the RFA. Therefore, as
provided in section 605 (b), the head of
the FAA certifies that this rulemaking
would not result in a significant
economic impact on a substantial
number of small entities.
The FAA invites industry comments
on this determination and requests that
all comments be accompanied with
clear and detailed supporting data.
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C. International Trade Impact
Assessment
The Trade Agreement Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this proposed rule and
determined that it would reduce
impediments to international traded by
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aligning United States standards with
ICAO standards.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $155
million in lieu of $100 million.
For the reasons stated above regarding
the expected minimal cost of this
proposed standard, this proposed rule
does not contain such a mandate.
Therefore, the requirements of Title II of
the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the Public. The
noise stringency requirement proposed
here would not require any new
collection of information and none is
associated with this proposed rule. The
FAA has determined that there would
be no new requirement for information
collection associated with this proposed
rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these proposed regulations.
Executive Order (E.O.) 13609,
Promoting International Regulatory
Cooperation, (77 FR 26413, May 4,
2012) promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policy and agency
responsibilities of Executive Order
13609, Promoting International
Regulatory Cooperation. The agency has
determined that this action would adopt
the same regulatory standards as ICAO
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Fmt 4702
Sfmt 4702
has adopted for Stage 5 (ICAO Chapter
14) noise certification, preventing any
unnecessary difference in requirements
between the United States and countries
that use ICAO standards as their
regulatory requirements.
G. Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d of the Order and
involves no extraordinary
circumstances.
H. Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the Administrator, when
modifying 14 CFR regulations in a
manner affecting intrastate aviation in
Alaska, to consider the extent to which
Alaska is not served by transportation
modes other than aviation, and to
establish appropriate regulatory
distinctions. Because this proposed rule
would apply to all newly certificated
airplanes after the dates specified, it
could, if adopted, affect intrastate
aviation in Alaska. The FAA, therefore,
specifically requests comments on
whether there is justification for
applying the proposed rule differently
in intrastate operations in Alaska.
V. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. The
agency has determined that this action
would not have a substantial direct
effect on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, would not have Federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the executive order and would not be
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likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The agency also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the proposals in this document. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, commenters
should send only one copy of written
comments, or if comments are filed
electronically, commenters should
submit only one time.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The FAA
will consider comments filed after the
comment period has closed if it is
possible to do so without incurring
expense or delay. The agency may
change this proposal in light of the
comments it receives.
B. Proprietary or Confidential Business
Information
Commenters should not file
proprietary or confidential business
information in the docket. Such
information must be sent or delivered
directly to the person identified in the
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FOR FURTHER INFORMATION CONTACT
section of this document, and marked as
proprietary or confidential. If submitting
information on a disk or CD ROM, mark
the outside of the disk or CD ROM, and
identify electronically within the disk or
CD ROM the specific information that is
proprietary or confidential.
Under 14 CFR 11.35(b), if the FAA is
aware of proprietary information filed
with a comment, the agency does not
place it in the docket. It is held in a
separate file to which the public does
not have access, and the FAA places a
note in the docket that it has received
it. If the FAA receives a request to
examine or copy this information, it
treats it as any other request under the
Freedom of Information Act (5 U.S.C.
552). The FAA processes such a request
under Department of Transportation
procedures found in 49 CFR part 7.
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C. Availability of Rulemaking
Documents
An electronic copy of rulemaking
documents may be obtained from the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://www.faa.
gov/regulations_policies or
3. Accessing the Government Printing
Office’s Web page at https://www.gpo.
gov/fdsys/.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW., Washington, DC 20591, or
by calling (202) 267–9680. Commenters
must identify the docket or notice
number of this rulemaking.
All documents the FAA considered in
developing this proposed rule,
including economic analyses and
technical reports, may be accessed from
the Internet through the Federal
eRulemaking Portal referenced in item
(1) above.
List of Subjects
14 CFR Part 36
Aircraft, Aviation safety, Life-limited
parts, Incorporation by reference,
Reporting and recordkeeping
requirements.
14 CFR Part 91
Aircraft, Aviation safety, Life-limited
parts, Incorporation by reference,
Reporting and recordkeeping
requirements.
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend chapter I of title 14,
Code of Federal Regulations as follows:
PART 36—NOISE STANDARDS:
AIRCRAFT TYPE AND
AIRWORTHINESS CERTIFICATION
1. The authority citation for part 36
continues to read as follows:
■
Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C.
106(g), 40113, 44701–44702, 44704, 44715;
sec. 305, Public Law 96–193, 94 Stat. 50, 57;
E.O. 11514, 35 FR 4247, 3 CFR, 1966–1970
Comp., p. 902.
2. Amend § 36.1 by adding paragraphs
(f)(12) through (14) to read as follows:
■
§ 36.1
Applicability and definitions.
*
*
*
*
*
(f) * * *
(12) A ‘‘Stage 5 noise level’’ means a
noise level at or below the Stage 5 noise
limit prescribed in section B36.5(e) of
Appendix B of this part.
(13) A ‘‘Stage 5 airplane’’ means an
airplane that has been shown under this
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1929
part not to exceed the Stage 5 noise
limit prescribed in section B36.5(e) of
Appendix B of this part.
(14) A ‘‘Chapter 14 noise level’’ means
a noise level at or below the Chapter 14
maximum noise level prescribed in
Chapter 14 of the International Civil
Aviation Organization (ICAO) Annex
16, Volume I, Amendment 11–B,
applicable January 1, 2015.
(Incorporated by reference, see § 36.6).
*
*
*
*
*
■ 3. Amend § 36.6 by adding paragraph
(c)(4) to read as follows:
§ 36.6
Incorporation by reference.
*
*
*
*
*
(c) * * *
(4) International Standards and
Recommended Practices entitled
‘‘Environmental Protection, Annex 16 to
the Convention on International Civil
Aviation, Volume I, Aircraft Noise’’,
Seventh Edition, July 2014, amendment
11–B, effective July 14, 2014.
*
*
*
*
*
■ 4. Amend § 36.7 by adding paragraph
(e)(5), redesignating paragraph (f) as
(f)(1) and adding paragraphs (f)(2) and
(g) to read as follows:
§ 36.7 Acoustical change: Transport
category large airplanes and jet airplanes.
*
*
*
*
*
(e) * * *
(5) If an airplane is a Stage 3 airplane
prior to a change in type design, and
becomes a Stage 5 airplane after the
change in type design, the airplane must
remain a Stage 5 airplane.
(f)(1) * * *
(2) If an airplane is a Stage 4 airplane
prior to a change in type design, and
becomes a Stage 5 airplane after the
change in type design, the airplane must
remain a Stage 5 airplane.
(g) Stage 5 airplanes: If an airplane is
a Stage 5 airplane prior to a change in
type design, the airplane must remain a
Stage 5 airplane after the change in type
design.
■ 5. Amend § 36.103 by revising
paragraph (c) and adding paragraphs (d)
and (e) to read as follows:
§ 36.103
Noise limits.
*
*
*
*
*
(c) Type certification applications
between January 1, 2006, and the date
specified in paragraph (d) or (e) of this
section, as applicable for airplane
weight. If application is made on or after
January 1, 2006, and before the date
specified in paragraph (d) or (e) of this
section (as applicable for airplane
weight), it must be shown that the noise
levels of the airplane are no greater than
the Stage 4 noise limit prescribed in
section B36.5(d) of appendix B of this
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part. If an applicant chose to voluntarily
certificate an airplane to Stage 4 prior to
January 2006, then the requirements of
§ 36.7(f) of this part apply to that
airplane.
(d) For airplanes with a maximum
certificated takeoff weight of 121,254
pounds (55,000 kg) or more, type
certification applications on or after
December 31, 2017. If application is
made on or after December 31, 2017, it
must be shown that the noise levels of
the airplane are no greater than the
Stage 5 noise limit prescribed in section
B36.5(e) of Appendix B of this part.
Prior to December 31, 2017, an
applicant may seek voluntary
certification to Stage 5. If Stage 5
certification is chosen, the requirements
of § 36.7(g) of this part will apply.
(e) For airplanes with a maximum
certificated take-off weight of less than
121,254 pounds (55,000 kg), type
certification applications on or after
December 31, 2020. If application is
made on or after December 31, 2020, it
must be shown that the noise levels of
the airplane are no greater than the
Stage 5 noise limit prescribed in section
B36.5(e) of Appendix B of this part.
Prior to December 31, 2020, an
applicant may seek voluntary
certification to Stage 5. If Stage 5
certification is chosen, the requirements
of § 36.7(g) of this part will apply.
■ 6. Add § 36.106 to read as follows:
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§ 36.106 Flight Manual statement of
Chapter 14 noise level equivalency.
For each airplane that meets the
requirements for Stage 5 certification,
the Airplane Flight Manual or
operations manual must include the
following statement: ‘‘The following
noise levels comply with part 36,
Appendix B, Stage 5 maximum noise
level requirements and were obtained
by analysis of approved data from noise
tests conducted under the provisions of
part 36, Amendment [insert part 36
amendment number to which the
airplane was certificated]. The noise
measurement and evaluation procedures
used to obtain these noise levels are
considered by the FAA to be equivalent
to the Chapter 14 noise levels required
by the International Civil Aviation
Organization (ICAO) in Annex 16,
Volume 1, Appendix 2, Amendment 11–
B, applicable January 1, 2015.’’
(Incorporated by reference, see § 36.6).
■ 7. Amend section A36.1 of Appendix
A by adding paragraph A36.1.5 to read
as follows:
Appendix A to Part 36—Aircraft Noise
Measurement and Evaluation Under
§ 36.101
*
*
*
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*
*
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A36.1.5 For Stage 5 airplanes, an
acceptable alternative for noise measurement
and evaluation is Appendix 2 to the
International Civil Aviation Organization
(ICAO) Annex 16, Environmental Protection,
Volume I, Aircraft Noise, Seventh Edition,
July 2014, Amendment 11–B, effective July
14, 2014. (Incorporated by reference, see
§ 36.6).
8. In appendix B, in section B36.1,
revise paragraph (b) and add paragraph
(c), and in section B36.5, add paragraph
(e) to read as follows:
■
Appendix B to Part 36—Noise Levels
for Transport Category and Jet
Airplanes Under § 36.103
*
*
*
*
*
(b) For Stage 4 airplanes, an acceptable
alternative to paragraph (a) of this section for
noise measurement and evaluation is
Appendix 2 to the International Civil
Aviation Organization ICAO) Annex 16,
Environmental Protection, Volume I, Aircraft
Noise, Third Edition, July 1993, Amendment
7, effective March 21, 2002. (Incorporated by
reference, see § 36.6).
(c) For Stage 5 airplanes, an acceptable
alternative to paragraph (a) of this section for
noise measurement and evaluation is
Appendix 2 to the International Civil
Aviation Organization ICAO) Annex 16,
Environmental Protection, Volume I, Aircraft
Noise, Seventh Edition, July 2014,
Amendment 11–B,, effective July 14, 2014.
(Incorporated by reference, see § 36.6).
*
*
*
*
*
(e) For any Stage 5 airplane, the flyover,
lateral, and approach maximum noise levels
are prescribed in Chapter 14, Paragraph 14.4,
Maximum Noise Levels, of the International
Civil Aviation Organization (ICAO) Annex
16, Environmental Protection, Volume I,
Aircraft Noise, Seventh Edition, July 2014,
Amendment 11–B, effective July 14, 2014.
(Incorporated by reference, see § 36.6).
PART 91—GENERAL OPERATING AND
FLIGHT RULES
9. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 1155,
40103, 40113, 40120, 44101, 44111, 44701,
44704, 44709, 44711, 44712, 44715, 44716,
44717, 44722, 46306, 46315, 46316, 46504,
46506–46507, 47122, 47508, 47528–47531,
47534, articles 12 and 29 of the Convention
on International Civil Aviation (61 Stat.
1180), (126 Stat. 11).
10. Amend § 91.851 by:
a. Designating the introductory text as
paragraph (a);
■ b. Revising the definition for the term
‘‘Chapter 4 noise level’’ and adding, in
alphabetical order, definitions for the
terms ‘‘Chapter 14 noise level’’, ‘‘Stage
5 airplane’’ and ‘‘Stage 5 noise level’’;
and
■ c. Adding paragraph (b).
The revisions and additions read as
follows:
■
■
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Fmt 4702
Sfmt 4702
§ 91.851
Definitions.
(a) * * *
Chapter 4 noise level means a noise
level at or below the maximum noise
level prescribed in Chapter 4, Paragraph
4.4, Maximum Noise Levels, of the
ICAO Annex 16, Volume I, Amendment
7.
Chapter 14 noise level means a noise
level at or below the Chapter 14
maximum noise level prescribed in
Chapter 14 of the ICAO Annex 16,
Volume I, Amendment 11–B. Airplanes
certificated to Chapter 14 are considered
equivalent to Stage 5, and comply with
all of the applicable noise operating
rules of this part.
*
*
*
*
*
Stage 5 airplane means an airplane
that has been shown not to exceed the
Stage 5 noise limit prescribed in part 36
of this chapter. A Stage 5 airplane
complies with all of the applicable noise
operating rules of this part.
Stage 5 noise level means a noise level
at or below the Stage 5 noise limit
prescribed in part 36 of this chapter.
(b) The Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51 approved the
incorporation by reference of these
documents. Copies may be reviewed at
the U.S. Department of Transportation,
Docket Operations, West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue SE., Washington,
DC 20590 or at the National Archives
and Records Administration (NARA).
For information on the availability of
this material at NARA, call 202–741–
6030, or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
(1) International Civil Aviation
Organization (ICAO), Document Sales
Unit, 999 University Street, Montreal,
Quebec H3C 5H7, Canada, https://www.
ICAO.int/eshop/index.cfm:
(i) ICAO Annex 16, Volume I,
Amendment 7, effective March 21, 2002.
(ii) ICAO Annex 16, Volume I,
Seventh Edition, July 2014, Amendment
11–B, effective July 14, 2014.
(2) [Reserved]
■ 11. Revise § 91.853 to read as follows:
§ 91.853 Final compliance: Civil subsonic
airplanes.
Except as provided in § 91.873, after
December 31, 1999, no person shall
operate to or from any airport in the
contiguous United States any airplane
subject to § 91.801(c) of this subpart,
unless that airplane has been shown to
comply with Stage 3, Stage 4, or Stage
5 noise levels.
■ 12. Amend § 91.855 by revising
paragraph (a) to read as follows:
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§ 91.855
Entry and nonaddition rule.
POSTAL REGULATORY COMMISSION
*
*
*
*
*
(a) The airplane complies with Stage
3, Stage 4, or Stage 5 noise levels.
*
*
*
*
*
■ 13. Amend § 91.858 by revising
paragraph (a)(2) to read as follows:
§ 91.858 Special flight authorizations for
non-revenue Stage 2 operations.
(a) * * *
(2) Obtain modifications to meet Stage
3, Stage 4, or Stage 5 noise levels.
*
*
*
*
*
■ 14. Revise § 91.859 to read as follows:
§ 91.859 Modification to meet Stage 3 or
Stage 4 noise levels.
For an airplane subject to § 91.801(c)
of this subpart and otherwise prohibited
from operation to or from an airport in
the contiguous United States by
§ 91.855, any person may apply for a
special flight authorization for that
airplane to operate in the contiguous
United States for the purpose of
obtaining modifications to meet Stage 3,
Stage 4, or Stage 5 noise levels.
■ 15. Revise § 91.881 to read as follows:
§ 91.881 Final compliance: Civil subsonic
jet airplanes weighing 75,000 pounds or
less.
Except as provided in § 91.883, after
December 31, 2015, a person may not
operate to or from an airport in the
contiguous United States a civil
subsonic jet airplane subject to
§ 91.801(e) of this subpart that weighs
less than 75,000 pounds unless that
airplane has been shown to comply with
Stage 3, Stage 4, or Stage 5 noise levels.
■ 16. Amend § 91.883 by revising
paragraph (a)(3) to read as follows:
§ 91.883 Special flight authorizations for
jet airplanes weighing 75,000 pounds or
less.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
(a) * * *
(3) To obtain modifications to the
airplane to meet Stage 3, Stage 4, or
Stage 5 noise levels.
*
*
*
*
*
Issued under authority provided by 49
U.S.C. 44715 in Washington, DC, on
December 21, 2015.
Curtis Holsclaw,
Acting Executive Director, Office of
Environment and Energy.
[FR Doc. 2015–32500 Filed 1–13–16; 8:45 am]
BILLING CODE 4910–13–P
VerDate Sep<11>2014
16:34 Jan 13, 2016
Jkt 238001
39 CFR Parts 3000, 3001, and 3008
[Docket No. RM2016–4; Order No. 3005]
Ex Parte Communications
Postal Regulatory Commission.
Proposed rulemaking.
AGENCY:
ACTION:
The Commission is proposing
rules which amend the existing
Commission rules concerning ex parte
communications. The proposed rules
are brought up to date to be consistent
with the recommended approach to
agency treatment of ex parte
communications and reorganized for
clarity. The Commission invites public
comment on the proposed rules.
DATES: Comments are due: February 16,
2016. Reply comments are due:
February 29, 2016.
FOR FURTHER INFORMATION CONTACT:
David A. Trissell, General Counsel, at
202–789–6820.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Table of Contents
I. Introduction
II. Background
III. Section-by-Section Analysis of Proposed
Rule Changes
IV. Internal Policy and Library Reference
V. Public Representative
VI. Solicitation of Comments
VII. Ordering Paragraphs
I. Introduction
This rulemaking is initiated by the
Postal Regulatory Commission
(Commission) to fulfill its
responsibilities under the Postal
Accountability and Enhancement Act
(PAEA), Public Law 109–435, 120 Stat.
3218 (2006). The proposed rules amend
existing Commission rules concerning
ex parte communications 1 and obsolete
rules no longer applicable under the
PAEA are removed. Existing rules are
brought up to date to be consistent with
the recommended approach to agency
treatment of ex parte communications 2
and are further reorganized for clarity.
The ex parte communications rules
currently appear in three areas of the
Commission’s applicable Code of
1 Rules concerning ex parte communications
control all interactions, oral or in writing (including
electronic), between Commission decision-making
personnel, and the United States Postal Service
(Postal Service) or public stakeholders in matters
before the Commission.
2 See Esa L. Sferra-Bonistalli, Ex Parte
Communications in Informal Rulemaking, May 1,
2014, (prepared for consideration of the
Administrative Conference of the United States)
(Sferra-Bonistalli Report); Administrative
Conference of the United States, Administrative
Conference Recommendation 2014–4, June 6, 2014,
(Recommendation 2014–4).
PO 00000
Frm 00009
Fmt 4702
Sfmt 4702
1931
Federal Regulations (CFR). This
rulemaking proposes to replace, in their
entirety, the rules currently appearing at
39 CFR, part 3000, subpart B. This
rulemaking also proposes to reorganize
the rules currently appearing at
§ 3001.7, including a definition
appearing at § 3001.5(o), and moves this
material to a new 39 CFR part 3008.
II. Background
Applying ex parte communications
principles promotes transparency and
openness in government concerning its
interactions with public stakeholders.
See Recommendation 2014–4 at 2.
These principles help prevent the
perception that an entity may gain an
unfair advantage over another by
communicating inappropriately with
the Commission on an ex parte basis. Id.
at 3. These principles also reduce the
risk that Commission decisions will be
challenged in court based on alleged
reliance on information obtained
through inappropriate ex parte
communications. Sferra-Bonistalli
Report at 77–78.
By statute, the Commission is only
required to place restrictions on ex parte
communications where the Commission
must provide an opportunity for hearing
on the record pursuant to 5 U.S.C. 556–
557. Under the PAEA, this is limited to
nature of postal service cases pursuant
to 39 U.S.C. 3661.
Historically, the Commission’s
regulations also extended restrictions on
ex parte communications to post office
appeal cases pursuant 39 U.S.C.
404(d)(5,6) and complaint cases
pursuant to 39 U.S.C. 3662. The
Commission views this as appropriate
because of the potential impact on
participants and their associated rights
that may result under these types of
proceedings. The proposed rules
continue to impose restrictions on ex
parte communications for the same
statutorily required and historical
proceedings described above. See
proposed 39 CFR part 3008.
Many other types of proceedings
come before the Commission other than
nature of service, post office closing,
and complaint proceedings that are
mentioned above.3 But there is no
statutory requirement to impose ex parte
communications restrictions in these
other proceeding types. However, the
Commission believes that the
aforementioned ex parte principles
suggest that all proceedings before the
3 For example, the Commission administers the
Annual Compliance Report (ACR), Competitive
Product (CP), Mail Classification (MC), Market Test
(MT), Public Inquiry (PI), Rate/Request (R),
Rulemaking (RM), and Annual Tax Computation (T)
proceedings.
E:\FR\FM\14JAP1.SGM
14JAP1
Agencies
[Federal Register Volume 81, Number 9 (Thursday, January 14, 2016)]
[Proposed Rules]
[Pages 1923-1931]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-32500]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 36 and 91
[Docket No.: FAA-2015-3782; Notice No. 15-08]
RIN 2120-AK52
Stage 5 Airplane Noise Standards
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: This action would establish a new noise standard for certain
subsonic jet airplanes and subsonic transport category large airplanes.
This noise standard, known as Stage 5, would apply to any person
submitting an application for a new airplane type design with a maximum
certificated takeoff weight of 121,254 pounds (55,000 kg) or more on or
after December 31, 2017; or with maximum certificated takeoff weight of
less than 121,254 pounds (55,000 kg) on or after December 31, 2020.
This change would reduce the noise produced by new airplanes and
harmonize the noise certification standards for those airplanes
certificated in the United States with the new International Civil
Aviation Organization noise standard in Annex 16, Chapter 14, effective
July 14, 2014.
DATES: Send comments on or before April 13, 2016.
ADDRESSES: Send comments identified by docket number FAA-2015-3782
using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments
from the public to better inform its rulemaking process. DOT posts
these comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL-14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or go to the Docket Operations in Room W12-140
of the West Building Ground Floor at 1200 New Jersey Avenue SE.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this action, contact Mehmet Marsan, Office of Environment and Energy
(AEE-100), Federal Aviation Administration, 800 Independence Avenue
SW., Washington, DC 20591; telephone (202) 267-7703; facsimile (202)
267-5594; email mehmet.marsan@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Subpart III, Section 44715, Controlling aircraft
noise and sonic boom. Under that section, the FAA is charged with
prescribing regulations to measure and abate aircraft noise. This
regulation is within the scope of that authority since it would
establish stricter noise limits for certain newly certificated
airplanes. Applicants for type certificates and changes in type design
made after the dates proposed in this rulemaking would be required to
comply with the new regulation when adopted.
I. Executive Summary
A. Summary of the Proposed Rule
The FAA is proposing to amend Title 14, Code of Federal Regulations
(14 CFR) parts 36 and 91 to add a new noise standard to be known as
Stage 5. This noise standard would apply to any person submitting an
application for a new airplane that has a maximum certificated takeoff
weight of 121,254 pounds (55,000 kg) or more on or after December 31,
2017; or that has a maximum certificated takeoff weight of less than
121,254 pounds (55,000 kg) on or after December 31, 2020. A
certification applicant could choose to use this standard on a
voluntary basis after the rule is effective but before the new limits
are required.
[[Page 1924]]
B. Summary of Costs and Benefits
The FAA anticipates that by the time this proposed rule would
become effective (after December 31, 2017 for subsonic transport
category large airplanes and subsonic jet airplanes, and after December
31, 2020 for smaller versions of the subject airplanes), existing noise
reduction technologies will allow subject airplanes to comply with
these proposed requirements. Accordingly, the proposed rule would have
minimal, if any, cost.
II. Background
A. Statement of the Problem
In October 2001, the 33rd Session of The International Civil
Aviation Organization (ICAO) Assembly adopted Resolution A33-7, which
outlined the basic components of a ``Balanced Approach'' process for
managing aircraft noise at international airports. The Balanced
Approach to noise mitigation includes (i) the reduction of noise at its
source (i.e., the aircraft), (ii) improved land use planning around
airports, and (iii) a wider use of aircraft operating procedures and
restrictions that abate noise.
As source noise reduction technology evolves, ICAO introduces new
standards to encourage its application. In March 2014, ICAO published a
new, more stringent noise standard (which it designated Chapter 14) for
subsonic jet airplanes and subsonic transport category large airplanes.
This new standard became applicable on January 1, 2015 in those
countries that use Annex 16 Volume I as the basis for their aircraft
noise certification regulations. As an active member of ICAO, the
United States supported the development of this quieter, more stringent
aircraft noise standard.
Since the new Chapter 14 is effective and can be used by other ICAO
member countries when certifying aircraft in the future, delay in
harmonizing U.S. regulations with the standards of Chapter 14 could
create a situation in which an airplane certification applicant would
have to show compliance with two different standards--the Stage 4
requirement in 14 CFR part 36 and the Chapter 14 requirements of
countries that have adopted Annex 16. This circumstance could
significantly increase the financial burden on applicants without any
benefit.
The adoption of the Stage 5 noise standard for new airplane type
designs should not be interpreted as signaling the start of an action
aimed at phasing out the existing noise standards that apply to the
production or operation of current airplane models. There are no
operational restrictions nor production cut-offs on the use of Stage 3
or Stage 4 airplanes in the United States. The adoption of the Stage 5
noise standard for new airplane type designs does not impact either of
these existing noise standards that apply to the production or
operation of current airplane models in the United States.
B. A Brief History of U.S. Noise Standards
1969--The FAA promulgated the first aircraft noise
regulations in 14 CFR part 36 (``Noise Standards: Aircraft Type
Certification''). The new part 36 became effective on December 1, 1969,
and set a limit on noise emissions of large aircraft of new type design
by establishing Stage 2 certification standards.
1972--The U.S. Congress enacted the Noise Control Act,
which gave the FAA authority to set limits for aircraft noise
emissions. Under this authority, the FAA amended part 36 in 1973 to
give a noise stage designation to all newly produced airplanes.
1976--The FAA amended the aircraft operating rules of 14
CFR part 91 by adding a new Subpart E entitled ``Operating Noise
Limits.'' This regulation established a phased compliance program for
U.S. domestic operators that required them to achieve compliance with
Stage 2 or Stage 3 certification standards for all four-engine jet
airplanes by January 1, 1985.
1977--The FAA amended part 36 to provide for three stages
of aircraft noise, each with specified limits. This regulation required
applicants for new type certificates applied for on or after November
5, 1975, to comply with ``Stage 3'' noise limits, which were stricter
than the noise limits then being applied. Airplanes in operation at the
time that did not meet the Stage 3 noise limits were designated ``Stage
2'' airplanes.
1980--Congress enacted the Aviation Safety and Noise
Abatement Act of 1979 (ASNA). The ASNA required the FAA to promulgate
regulations that extended the application of the January 1, 1985,
cutoff date for the domestic operation of four-engine Stage 1 jet
airplanes to apply to U.S. and foreign operators. In 1980, the 1985
operation deadline was made applicable to both domestic and
international operations arriving to or departing from a point in the
United States.
1990--Recognizing the need to both expand airport capacity
and provide relief from aviation noise, Congress enacted the Airport
Noise and Capacity Act of 1990 (ANCA) on November 5, 1990 (now codified
at 49 U.S.C. 47521-47533). The statute required that, after December
31, 1999, all jet airplanes over 75,000 pounds operating in the
contiguous United States comply with Stage 3. The regulations
implementing the part of the ANCA known as the Stage 3 transition rule
became effective on September 25, 1991, and are codified in part 91.
The 1991 regulations provided two options to transition domestic fleets
to meet this requirement. One option allowed an operator to phase out
its Stage 2 airplanes to specified percentages at each compliance date.
The second option allowed operators to begin with a fleet that was at
least 55 percent Stage 3 and increase that percentage at each
compliance date. A new entrant operator (one that did not conduct
operations on or before November 5, 1990) was required to have a fleet
of at least 25 percent Stage 3 airplanes at the first compliance date
and increase the percentage thereafter. All operators were required to
operate 100 percent Stage 3 fleets after December 31, 1999. The
transition percentages did not apply to non-U.S. operators, though they
too remain subject to the operating limitation after December 31, 1999.
1991--Congress enacted a separate Stage 2 restriction for
operations in Hawaii.
2005--The FAA amended part 36 to establish a new quieter
noise standard to be known as Stage 4. This noise standard applied to
any person submitting an application for a new airplane type design on
and after January 1, 2006. Previous Stage 2 and Stage 3 stringencies
specified reductions at each noise certification measurement point
(flyover, lateral, and approach). Stage 4 combined the three
traditional measurement points allowing a total cumulative reduction
without specifying reductions at any one measurement point.
2012--Congress prohibited the operation of jet airplanes
weighing less than 75,000 pounds from operating in the contiguous
United States after December 31, 2015, unless the airplane met Stage 3
noise levels.
C. Development of the Stage 5 Noise Standard
Much of the background for the development of a Stage 5 noise
standard has taken place in the international arena through ICAO. The
environmental activities of ICAO are largely undertaken through the
Committee on Aviation Environmental Protection (CAEP), which was
established by ICAO in 1983, and which superseded the
[[Page 1925]]
Committee on Aircraft Noise and the Committee on Aircraft Engine
Emissions. The CAEP assists ICAO in formulating new policies and
adopting new standards on aircraft noise and aircraft engine emissions.
The United States is an active member in the CAEP activities, with at
least one U.S. representative participating on each of the five working
groups of CAEP.
In 2010, the CAEP Working Group for Noise (WG1) was tasked to
develop options to further reduce airplane noise levels. The WG1 met
several times over two years to accomplish the task. Representatives of
Working Group 2 for Airports and Operations, the Modeling and Databases
Group, and the Forecast Economic Analysis Support Group participated in
the WG1 meetings to acquaint themselves with noise stringency options
and to help WG1 define noise data requirements.
The WG1 considered five more stringent noise certification options
for analysis. The new stringency options for analysis were based on the
``cumulative'' concept of Chapter 4, rather than the ``traditional''
option with specified reductions at each noise certification
measurement point (flyover, lateral, and approach) of Stage 2 and Stage
3. The five cumulative options analyzed were 3, 5, 7, 9 and 11 decibel
reductions from the Chapter 4/Stage 4 levels respectively.
In reaching a recommendation for a new ICAO noise standard for
subsonic jet and large transport airplanes, the CAEP considered
estimates of comprehensive costs and benefits associated with the five
options. The technical working groups charged by the CAEP to conduct
the costs and benefits analysis used several supporting studies
conducted by other CAEP working groups.\1\
---------------------------------------------------------------------------
\1\ The U.S. also conducted a cost/benefit analysis to assess
the interdependencies associated with the noise stringency options
under consideration by CAEP. The analysis took into consideration
the environmental impacts of the stringency options (including
assessing the health and welfare impacts) and, quantified
interdependencies in terms of physical and monetary impacts for
aircraft-related noise, fuel burn and emissions.
---------------------------------------------------------------------------
A CAEP Steering Group met in July 2012 to review the results of the
analysis prepared by the CAEP working groups and to formulate specific
recommendations on the new standard and on applicability options that
were to be forwarded to the full CAEP.
In February of 2013, the comprehensive costs and benefits analyses
of the five stringency options that were prepared by the working groups
and the parallel analysis prepared by the United States were presented
at the ninth meeting of CAEP (CAEP9) in February 2013. After lengthy
discussions, the CAEP9 agreed to approve an amendment to Annex 16,
Volume I that included an increase in stringency of 7 EPNdB
(cumulative) relative to the current Chapter 4 levels. In addition, the
CAEP9 approved the WG1 recommendation to increase the stringency for
takeoff weights less than 19,000 pounds (8618Kg).
At the 201st Session of the ICAO Council on March 3, 2014, the new
Chapter 14 noise standard in Annex 16 was adopted. The new noise
standard, which became effective July 14, 2014, applies to any
application for new type designs submitted on or after December 31,
2017 for aircraft weighing 55,000Kg or more; for aircraft weighing less
than 55,000Kg at takeoff, the applicability date is December 31, 2020.
III. Discussion of the Proposal
The FAA is proposing to establish a new Stage 5 noise standard in
part 36 for subsonic jet airplanes and subsonic transport category
large airplanes. This new noise standard would ensure that the noise
from new airplane designs continues to decline, and anticipates the
incorporation of the latest available noise reduction technology. The
proposed Stage 5 noise standard mirrors the ICAO Annex 16, Chapter 14
noise standard. The following is a discussion of the specific proposed
changes to the certification standards in part 36 and its appendices
and the operating rules of part 91 that are necessary to establish the
proposed Stage 5 noise standard.
A. Definitions (Sec. 36.1 and Sec. 91.851)
The FAA is proposing to add the following three terms to both Sec.
36.1(f) and Sec. 91.851: ``Stage 5 noise level'', ``Stage 5 airplane''
and ``Chapter 14 noise level.'' In Sec. 36.1(f), these terms would be
designated as paragraphs (f)(12), (f)(13), and (f)(14) respectively. In
Sec. 91.851, the defined terms are listed alphabetically and these
three new terms would be inserted accordingly.
The first term, Stage 5 Noise Level, is the designation for maximum
permitted noise levels for the proposed standard. The second term,
Stage 5 airplane, is the designation given to an airplane that complies
with the proposed standard. The third term, ``Chapter 14 noise level'',
is the ICAO Annex 16, Volume 1 designation that corresponds to the
Stage 5 noise level.
B. Incorporation by Reference (Sec. 36.6)
The FAA is proposing to add a new paragraph (c)(4) to Sec. 36.6 to
incorporate by reference ICAO Annex 16, Volume 1, Aircraft Noise,
Seventh Edition, July 2014, Amendment 11-B. This change allows full
reference to the 2014 version of the ICAO document that includes the
Chapter 14 requirements for noise measurement and evaluation and the
maximum acceptable noise levels. Amendment 11-B introduced the more
stringent standard designated Chapter 14 (proposed here as Stage 5 in
the United States) and includes a new Chapter 13 for tiltrotor aircraft
noise standards. The Annex 16 documents are available for purchase by
any interested person from ICAO.
C. Acoustical Changes (Sec. 36.7)
The FAA is proposing to amend Sec. 36.7 to include the Stage 5
designation. The regulation prohibits certificated airplanes from
adopting a design change that increases noise to the point that a lower
noise stage designation is needed.
Accordingly, a new paragraph (e)(5) is proposed to specify that a
Stage 3 airplane that becomes a Stage 5 airplane would have to remain a
Stage 5 airplane. Paragraph (f) would be redesignated (f)(1), and a new
paragraph (f)(2) would be added to specify that a Stage 4 airplane that
becomes a Stage 5 airplane would have to remain a Stage 5 airplane. A
new paragraph (g) would be added to specify that a Stage 5 airplane
that underwent a change in type design would have to remain a Stage 5
airplane. Each of these sections apply when an applicant proposes a
change to a type design that would increase noise levels under the
acoustical change process described in 14 CFR 21.93(b).
D. Date New Noise Limits Apply (Sec. 36.103)
The date the proposed Stage 5 noise limits would apply differs
depending on the maximum certificated take[hyphen]off weight of
airplane for which type certification is sought:
For airplanes with a maximum certificated takeoff weight
of 121,254 pounds (55,000 kg) or more, the new noise limits would apply
to applications made on and after December 31, 2017;
For airplanes with a maximum certificated takeoff weight
less than 121,254 pounds (55,000 kg), the new noise limits would apply
to applications made on and after December 31, 2020.
As the dates for the new Stage 5 standard approaches, an applicant
may find that its airplane meets the Stage 5 noise limits before they
are required. Once the Stage 5 standard is effective, the applicant may
choose to have the airplane certificated to Stage 5 earlier than
required. The FAA is proposing to amend Sec. 36.103(c) to indicate
that Stage 4 certification will end on the dates
[[Page 1926]]
specified for Stage 5. We are also proposing two new paragraphs, Sec.
36.103(d) and (e), stating the dates on which Stage 5 noise limits are
applicable, depending on the weight of the airplane for which
certification is sought.
E. Equivalency Statement in Flight Manual (Sec. 36.106)
The FAA is proposing to add new Sec. 36.106 entitled ``Flight
Manual statement of Chapter 14 noise level equivalency''. The need for
a noise level equivalency statement evolved from problems experienced
by U.S. operators when they were operating outside the United States.
Because the FAA does not issue noise certificates, some foreign
entities were confused as to the noise status of U.S. aircraft, and
questioned whether Stage 3 references in the flight manual were
sufficient to meet Chapter 3 requirements (especially since the two
standards were not identical). When the FAA adopted Stage 4 in 2005, we
included in Sec. 36.105 a requirement to include a statement in the
manual that the noise levels represent compliance with Stage 4. It then
states that the FAA considered Stage 4 noise levels to be equivalent to
the Chapter 4 noise levels required by ICAO countries. It is an
important distinction that the FAA was not making a finding of
compliance with Chapter 4, as we have no authority to do so. The
statement acknowledges that the noise levels are considered by the FAA
to be the same for the two certification bases.
Accordingly, we are proposing a similar statement for Chapter 5
noise levels being the equivalent to the noise levels of Chapter 14.
Users of the information are encouraged to provide feedback on how
often this statement has been referenced, and whether any other
information that might be useful could be included, as a comment to
this action.
F. Alternative Measurement Procedures (Appendix A to Part 36)
Appendix A to part 36 prescribes the conditions under which
airplane noise certification tests must be conducted and describes the
measurement procedures that must be used in the measurement of airplane
noise during certification testing. The most recent published ICAO
measurement procedures that correspond to part 36, Appendix A are in
Appendix 2 to ICAO Annex 16, Environmental Protection, Volume I,
Aircraft Noise, Third Edition, July 2014, Amendment 11-B, that became
applicable January 1, 2015. Before this version was adopted by ICAO
earlier this year, there had been no substantive changes to the
measurement procedures in either document since their harmonization in
2002.
To account for the changes to Annex 16, the FAA is proposing to add
a new paragraph to Appendix A, A36.1.5, that would specify Appendix 2
to ICAO Annex 16, Environmental Protection, Volume I, Aircraft Noise,
Third Edition, July 2014, Amendment 11-B, effective July 14, 2014, as
an acceptable alternative for noise measurement and evaluation for
Stage 5 airplanes. Specifying this acceptable alternative will
harmonize the noise certification measurement procedures of part 36
with Annex 16, Volume 1 for Stage 5 airplanes. Since 2002, the FAA has
allowed the Annex 16 noise measurement and evaluation procedures as an
alternative to those in part 36 for subsonic jet airplanes and subsonic
transport category large airplanes in part 36. This use creates a
nearly uniform noise certification standard for airplanes certified
both in the United States and in the countries that recognize the Annex
as their national standard.
G. Stage 5 Maximum Noise Levels (Appendix B to Part 36)
Appendix B to Part 36 contains the maximum noise levels for
transport category and jet airplanes, and the noise certification test
reference procedures and conditions. To comply with Appendix B, an
applicant must show that noise levels were measured and evaluated using
the procedures of Appendix A of this part, or an approved equivalent
procedure.
In 2005 when the Stage 4 requirements were adopted, section B36.1
was amended to include the ICAO Annex 16 requirements for noise
measurement and evaluation as an alternative. We are now proposing to
amend section B36.1 to include an acceptable alternative for Stage 5
noise measurement and evaluation. The proposed alternative is Appendix
2 to ICAO Annex 16, Environmental Protection, Volume I, Aircraft Noise,
Third Edition, July 2014, Amendment 11-B, applicable January 1, 2015.
The maximum noise levels for each stage airplane are specified in
Section B36.5. The FAA is proposing to add the maximum noise levels for
Stage 5 airplanes as paragraph B36.5(e).
H. Operational Restrictions (Part 91 Subpart I)
The Airport Noise and Capacity Act of 1990 prohibited the operation
of civil subsonic jet airplanes over 75,000 pounds in the contiguous
United States after December 31, 1999, unless they complied with Stage
3 noise levels. This restriction was codified in the operating rules in
Sec. 91.853. That section was amended in 2005 to include the operation
of Stage 4 airplanes when that standard was adopted. The FAA is
proposing to add the phrase ``or Stage 5'' to include airplanes
certificated to the new standard.
Similarly, in 2012, Congress prohibited the operation of civil
subsonic jet airplanes weighing less than 75,000 pounds from operating
in the contiguous United States after December 31, 2015, unless they
comply with Stage 3 noise levels. That restriction was codified in
Sec. 91.881, to which the FAA now proposes to add the phrase ``Stage 4
or Stage 5 noise levels'' to include airplanes certificated to the
quieter standards.
Similar changes to account for newer certifications are proposed
for Sec. Sec. 91.855, 91.858, 91.859, 91.881, and 91.883.
This proposed rule would add a definition to Sec. 81.851 for
``Chapter 14 noise levels'' to incorporate by reference the definition
found in ICAO Annex 16, (details). That document is described in
section III B, above. A change to the format of Sec. 91.851 is being
made to account for the addition of a second incorporation by reference
within the definitions. The section will now include the definitions
themselves in paragraph (a) and the references for the incorporated
documents in paragraph (b).
I. Chapter 14 Stringencies
The noise limits adopted by ICAO for Chapter 4 were 10dB lower at
every weight than the then-existing Chapter 3. However, Chapter 14
imposes the stringency requirements at different times for different
aircraft weights it identifies. In addition, for aircraft less than
8618kgs, the stringencies adopted are not parallel to the Stage 4
standards.
The FAA understands the Chapter 14 requirements, proposed here as
Stage 5, as follows:
a. An airplane's maximum flyover, lateral and approach noise levels
are each subtracted from the maximum permitted noise levels for Chapter
3 airplanes defined in Annex 16. The differences obtained are the noise
limit margins which must be 17 EPNdB or greater when added together;
and
b. An airplane's maximum noise levels (flyover, lateral, and
approach) have to be at least 1 EPNdB less than the maximum permitted
noise levels for Chapter 3 airplanes.
The new standard would apply to new airplane types submitted for
certification after December 31, 2017 (or December 31, 2020, for
airplanes
[[Page 1927]]
weighing less than 55,000 kilograms). In addition, the new standard
includes another condition to the cumulative stringency requirement, to
require a margin of not less than 1.0 dB below Chapter 3 limits at each
certification point. Chapter 14 includes a change in the noise limits
applicable to subsonic jet airplanes with takeoff masses less than
8,618kg, and added a second ``knee point'' at 8,618kg, to use the same
gradient of the limit line at lower masses as the higher masses and the
constant limit line for airplanes with masses less than 2,000kg.
Annex 16 includes a second applicability date of December 31, 2020,
for airplanes with a takeoff weight less than 55,000kg. The later
compliance date was adopted to accommodate regional jet and propeller
driven aircraft manufacturer's request for time to improve their
products to meet the new stringency. The manufacturers asserted to CAEP
that the technologies available for larger aircraft were not available
for their lighter products because of technical constraints or
economical unfeasibility. The 2020 applicability date is intended to
account for the delayed changes in technology for lighter airplanes.
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 and Executive Order 13563 direct
that each Federal agency shall propose or adopt a regulation only upon
a reasoned determination that the benefits of the intended regulation
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub.
L. 96-354) requires agencies to analyze the economic impact of
regulatory changes on small entities. Third, the Trade Agreements Act
(Pub. L. 96-39) prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4) requires agencies to prepare a written assessment of
the costs, benefits, and other effects of proposed or final rules that
include a Federal mandate likely to result in the expenditure by State,
local, or tribal governments, in the aggregate, or by the private
sector, of $100 million or more annually (adjusted for inflation with
the base year of 1995).
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected impact is so minimal that a proposed or final rule does
not warrant a full evaluation, this order permits that a statement to
that effect and the basis for it being included in the preamble if a
full regulatory evaluation of the costs and benefits is not prepared.
Such a determination has been made for this proposed rule. The
reasoning for that determination follows.
This proposed rule would establish a new Stage 5 noise standard for
subsonic jet airplanes and subsonic transport category large airplanes.
The proposed noise standard would apply to new type designs for which
application is made on or after December 31, 2017, for airplanes with a
maximum certificated takeoff weight of 121,254 pounds (55,000
kilograms) or more, and December 31, 2020, for airplanes with a maximum
certificated takeoff weight of less than 121,254 pounds (55,000
kilograms).
The proposed noise standard would provide more stringent noise
certification standards for Stage 5 airplanes certificated in the
United States and would be consistent with those for airplanes
certificated under the new International Civil Aviation Organization
(ICAO) Annex 16 Chapter 14 noise standards.
The development of the new ICAO rule was summarized above.
Additional documents describing the development of the new ICAO rule in
more detail, including cost analyses used by ICAO, are available in the
docket. These documents include:
1. Cost-benefit Analysis of CAEP9 Noise Stringency Options,
presented by U.S. CAEP Member, COMMITTEE ON AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH MEETING, Montreal, 4 to 15 February 2013.
2. Report of the Ninth Meeting, COMMITTEE ON AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH MEETING, Montreal, 4 to 15 February 2013.
Several airplanes currently in production that have a maximum
certificated takeoff weight of more than 121, 254 pounds already meet
the proposed Stage 5 noise limits. These airplanes include the Airbus
A-380 and A-350, and the Boeing 747-8 and 787 models.
The applicability date of December 31, 2020, for airplanes with a
maximum certificated takeoff weight of less than 121,254 pounds was
adopted by the ICAO to accommodate the requests of the manufacturers of
lighter jet and propeller-driven airplanes for more time to meet the
new requirements. These manufacturers asserted that the technologies
available for heavier airplanes were not available for their products
because of technical restraints or economic unfeasibility.
Aerospace technology is continually evolving. As performance
improvements are introduced in airplanes for competitive reasons, they
often result in less noise. For many of the new airplane programs
announced prior to CAEP9 (2013), analyses show that such airplanes will
be able to meet the proposed Stage 5 standard without any additional
cost.
Recently, there have been technological advances in the lower
weight classes such as the geared turbofan engine and the development
of quieter control surfaces. Given these recent technological advances
in lighter airplanes, the FAA expects all manufacturers to be able meet
the new standards by the December 31, 2020, date. As this expectation
is crucial to the minimal cost determination, the FAA requests comments
regarding whether the existing and expected technological advancements
will be sufficient to allow the manufacturers to achieve compliance
with the provisions of the proposed rule by 2020.
In 2017 and 2020, when the proposed rule would become effective,
all new type design subsonic transport category large airplanes,
followed by smaller airplanes, will be able to meet the Stage 5 noise
limits by using then-current available noise reduction technologies.
Therefore, the proposed rule would have minimal, if any, cost.
B. Initial Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objective of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the business, organizations, and governmental jurisdictions subject
to regulation.'' To achieve this principle, agencies are required to
solicit and consider flexible regulatory proposals and to explain the
rationale for their actions to assure that such proposals are given
serious consideration. The RFA covers a wide range of small entities,
including small businesses, not-for-profit organizations and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a
[[Page 1928]]
substantial number of small entities. If the agency determines that it
will, the agency must prepare a regulatory flexibility analysis as
described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
In 2017 and 2020, when the proposed rule would become effective,
all new type design subsonic transport category large airplanes,
followed by smaller airplanes, will be able to meet the Stage 5 noise
limits by using then-current available noise reduction technologies.
Therefore, the proposed rule would have minimal, if any, cost.
If an agency determines that a rulemaking will not result in a
significant economic impact on a substantial number of small entities,
the head of the agency may so certify under section 605(b) of the RFA.
Therefore, as provided in section 605 (b), the head of the FAA
certifies that this rulemaking would not result in a significant
economic impact on a substantial number of small entities.
The FAA invites industry comments on this determination and
requests that all comments be accompanied with clear and detailed
supporting data.
C. International Trade Impact Assessment
The Trade Agreement Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this proposed rule and
determined that it would reduce impediments to international traded by
aligning United States standards with ICAO standards.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155 million in lieu of $100
million.
For the reasons stated above regarding the expected minimal cost of
this proposed standard, this proposed rule does not contain such a
mandate. Therefore, the requirements of Title II of the Act do not
apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the Public. The noise stringency
requirement proposed here would not require any new collection of
information and none is associated with this proposed rule. The FAA has
determined that there would be no new requirement for information
collection associated with this proposed rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these proposed regulations.
Executive Order (E.O.) 13609, Promoting International Regulatory
Cooperation, (77 FR 26413, May 4, 2012) promotes international
regulatory cooperation to meet shared challenges involving health,
safety, labor, security, environmental, and other issues and reduce,
eliminate, or prevent unnecessary differences in regulatory
requirements. The FAA has analyzed this action under the policy and
agency responsibilities of Executive Order 13609, Promoting
International Regulatory Cooperation. The agency has determined that
this action would adopt the same regulatory standards as ICAO has
adopted for Stage 5 (ICAO Chapter 14) noise certification, preventing
any unnecessary difference in requirements between the United States
and countries that use ICAO standards as their regulatory requirements.
G. Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312d of the Order and involves no
extraordinary circumstances.
H. Regulations Affecting Intrastate Aviation in Alaska
Section 1205 of the FAA Reauthorization Act of 1996 (110 Stat.
3213) requires the Administrator, when modifying 14 CFR regulations in
a manner affecting intrastate aviation in Alaska, to consider the
extent to which Alaska is not served by transportation modes other than
aviation, and to establish appropriate regulatory distinctions. Because
this proposed rule would apply to all newly certificated airplanes
after the dates specified, it could, if adopted, affect intrastate
aviation in Alaska. The FAA, therefore, specifically requests comments
on whether there is justification for applying the proposed rule
differently in intrastate operations in Alaska.
V. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. The agency has
determined that this action would not have a substantial direct effect
on the States, or the relationship between the Federal Government and
the States, or on the distribution of power and responsibilities among
the various levels of government, and, therefore, would not have
Federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the executive order
and would not be
[[Page 1929]]
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy,
or federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, commenters should send only one copy of written
comments, or if comments are filed electronically, commenters should
submit only one time.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this proposed rulemaking. Before acting on this
proposal, the FAA will consider all comments it receives on or before
the closing date for comments. The FAA will consider comments filed
after the comment period has closed if it is possible to do so without
incurring expense or delay. The agency may change this proposal in
light of the comments it receives.
B. Proprietary or Confidential Business Information
Commenters should not file proprietary or confidential business
information in the docket. Such information must be sent or delivered
directly to the person identified in the FOR FURTHER INFORMATION
CONTACT section of this document, and marked as proprietary or
confidential. If submitting information on a disk or CD ROM, mark the
outside of the disk or CD ROM, and identify electronically within the
disk or CD ROM the specific information that is proprietary or
confidential.
Under 14 CFR 11.35(b), if the FAA is aware of proprietary
information filed with a comment, the agency does not place it in the
docket. It is held in a separate file to which the public does not have
access, and the FAA places a note in the docket that it has received
it. If the FAA receives a request to examine or copy this information,
it treats it as any other request under the Freedom of Information Act
(5 U.S.C. 552). The FAA processes such a request under Department of
Transportation procedures found in 49 CFR part 7.
C. Availability of Rulemaking Documents
An electronic copy of rulemaking documents may be obtained from the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies or
3. Accessing the Government Printing Office's Web page at https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680.
Commenters must identify the docket or notice number of this
rulemaking.
All documents the FAA considered in developing this proposed rule,
including economic analyses and technical reports, may be accessed from
the Internet through the Federal eRulemaking Portal referenced in item
(1) above.
List of Subjects
14 CFR Part 36
Aircraft, Aviation safety, Life-limited parts, Incorporation by
reference, Reporting and recordkeeping requirements.
14 CFR Part 91
Aircraft, Aviation safety, Life-limited parts, Incorporation by
reference, Reporting and recordkeeping requirements.
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend chapter I of title 14, Code of Federal
Regulations as follows:
PART 36--NOISE STANDARDS: AIRCRAFT TYPE AND AIRWORTHINESS
CERTIFICATION
0
1. The authority citation for part 36 continues to read as follows:
Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C. 106(g), 40113,
44701-44702, 44704, 44715; sec. 305, Public Law 96-193, 94 Stat. 50,
57; E.O. 11514, 35 FR 4247, 3 CFR, 1966-1970 Comp., p. 902.
0
2. Amend Sec. 36.1 by adding paragraphs (f)(12) through (14) to read
as follows:
Sec. 36.1 Applicability and definitions.
* * * * *
(f) * * *
(12) A ``Stage 5 noise level'' means a noise level at or below the
Stage 5 noise limit prescribed in section B36.5(e) of Appendix B of
this part.
(13) A ``Stage 5 airplane'' means an airplane that has been shown
under this part not to exceed the Stage 5 noise limit prescribed in
section B36.5(e) of Appendix B of this part.
(14) A ``Chapter 14 noise level'' means a noise level at or below
the Chapter 14 maximum noise level prescribed in Chapter 14 of the
International Civil Aviation Organization (ICAO) Annex 16, Volume I,
Amendment 11-B, applicable January 1, 2015. (Incorporated by reference,
see Sec. 36.6).
* * * * *
0
3. Amend Sec. 36.6 by adding paragraph (c)(4) to read as follows:
Sec. 36.6 Incorporation by reference.
* * * * *
(c) * * *
(4) International Standards and Recommended Practices entitled
``Environmental Protection, Annex 16 to the Convention on International
Civil Aviation, Volume I, Aircraft Noise'', Seventh Edition, July 2014,
amendment 11-B, effective July 14, 2014.
* * * * *
0
4. Amend Sec. 36.7 by adding paragraph (e)(5), redesignating paragraph
(f) as (f)(1) and adding paragraphs (f)(2) and (g) to read as follows:
Sec. 36.7 Acoustical change: Transport category large airplanes and
jet airplanes.
* * * * *
(e) * * *
(5) If an airplane is a Stage 3 airplane prior to a change in type
design, and becomes a Stage 5 airplane after the change in type design,
the airplane must remain a Stage 5 airplane.
(f)(1) * * *
(2) If an airplane is a Stage 4 airplane prior to a change in type
design, and becomes a Stage 5 airplane after the change in type design,
the airplane must remain a Stage 5 airplane.
(g) Stage 5 airplanes: If an airplane is a Stage 5 airplane prior
to a change in type design, the airplane must remain a Stage 5 airplane
after the change in type design.
0
5. Amend Sec. 36.103 by revising paragraph (c) and adding paragraphs
(d) and (e) to read as follows:
Sec. 36.103 Noise limits.
* * * * *
(c) Type certification applications between January 1, 2006, and
the date specified in paragraph (d) or (e) of this section, as
applicable for airplane weight. If application is made on or after
January 1, 2006, and before the date specified in paragraph (d) or (e)
of this section (as applicable for airplane weight), it must be shown
that the noise levels of the airplane are no greater than the Stage 4
noise limit prescribed in section B36.5(d) of appendix B of this
[[Page 1930]]
part. If an applicant chose to voluntarily certificate an airplane to
Stage 4 prior to January 2006, then the requirements of Sec. 36.7(f)
of this part apply to that airplane.
(d) For airplanes with a maximum certificated takeoff weight of
121,254 pounds (55,000 kg) or more, type certification applications on
or after December 31, 2017. If application is made on or after December
31, 2017, it must be shown that the noise levels of the airplane are no
greater than the Stage 5 noise limit prescribed in section B36.5(e) of
Appendix B of this part. Prior to December 31, 2017, an applicant may
seek voluntary certification to Stage 5. If Stage 5 certification is
chosen, the requirements of Sec. 36.7(g) of this part will apply.
(e) For airplanes with a maximum certificated take-off weight of
less than 121,254 pounds (55,000 kg), type certification applications
on or after December 31, 2020. If application is made on or after
December 31, 2020, it must be shown that the noise levels of the
airplane are no greater than the Stage 5 noise limit prescribed in
section B36.5(e) of Appendix B of this part. Prior to December 31,
2020, an applicant may seek voluntary certification to Stage 5. If
Stage 5 certification is chosen, the requirements of Sec. 36.7(g) of
this part will apply.
0
6. Add Sec. 36.106 to read as follows:
Sec. 36.106 Flight Manual statement of Chapter 14 noise level
equivalency.
For each airplane that meets the requirements for Stage 5
certification, the Airplane Flight Manual or operations manual must
include the following statement: ``The following noise levels comply
with part 36, Appendix B, Stage 5 maximum noise level requirements and
were obtained by analysis of approved data from noise tests conducted
under the provisions of part 36, Amendment [insert part 36 amendment
number to which the airplane was certificated]. The noise measurement
and evaluation procedures used to obtain these noise levels are
considered by the FAA to be equivalent to the Chapter 14 noise levels
required by the International Civil Aviation Organization (ICAO) in
Annex 16, Volume 1, Appendix 2, Amendment 11-B, applicable January 1,
2015.'' (Incorporated by reference, see Sec. 36.6).
0
7. Amend section A36.1 of Appendix A by adding paragraph A36.1.5 to
read as follows:
Appendix A to Part 36--Aircraft Noise Measurement and Evaluation Under
Sec. 36.101
* * * * *
A36.1.5 For Stage 5 airplanes, an acceptable alternative for
noise measurement and evaluation is Appendix 2 to the International
Civil Aviation Organization (ICAO) Annex 16, Environmental
Protection, Volume I, Aircraft Noise, Seventh Edition, July 2014,
Amendment 11-B, effective July 14, 2014. (Incorporated by reference,
see Sec. 36.6).
0
8. In appendix B, in section B36.1, revise paragraph (b) and add
paragraph (c), and in section B36.5, add paragraph (e) to read as
follows:
Appendix B to Part 36--Noise Levels for Transport Category and Jet
Airplanes Under Sec. 36.103
* * * * *
(b) For Stage 4 airplanes, an acceptable alternative to
paragraph (a) of this section for noise measurement and evaluation
is Appendix 2 to the International Civil Aviation Organization ICAO)
Annex 16, Environmental Protection, Volume I, Aircraft Noise, Third
Edition, July 1993, Amendment 7, effective March 21, 2002.
(Incorporated by reference, see Sec. 36.6).
(c) For Stage 5 airplanes, an acceptable alternative to
paragraph (a) of this section for noise measurement and evaluation
is Appendix 2 to the International Civil Aviation Organization ICAO)
Annex 16, Environmental Protection, Volume I, Aircraft Noise,
Seventh Edition, July 2014, Amendment 11-B,, effective July 14,
2014. (Incorporated by reference, see Sec. 36.6).
* * * * *
(e) For any Stage 5 airplane, the flyover, lateral, and approach
maximum noise levels are prescribed in Chapter 14, Paragraph 14.4,
Maximum Noise Levels, of the International Civil Aviation
Organization (ICAO) Annex 16, Environmental Protection, Volume I,
Aircraft Noise, Seventh Edition, July 2014, Amendment 11-B,
effective July 14, 2014. (Incorporated by reference, see Sec.
36.6).
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
9. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 1155, 40103, 40113, 40120,
44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715, 44716,
44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122, 47508,
47528-47531, 47534, articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
10. Amend Sec. 91.851 by:
0
a. Designating the introductory text as paragraph (a);
0
b. Revising the definition for the term ``Chapter 4 noise level'' and
adding, in alphabetical order, definitions for the terms ``Chapter 14
noise level'', ``Stage 5 airplane'' and ``Stage 5 noise level''; and
0
c. Adding paragraph (b).
The revisions and additions read as follows:
Sec. 91.851 Definitions.
(a) * * *
Chapter 4 noise level means a noise level at or below the maximum
noise level prescribed in Chapter 4, Paragraph 4.4, Maximum Noise
Levels, of the ICAO Annex 16, Volume I, Amendment 7.
Chapter 14 noise level means a noise level at or below the Chapter
14 maximum noise level prescribed in Chapter 14 of the ICAO Annex 16,
Volume I, Amendment 11-B. Airplanes certificated to Chapter 14 are
considered equivalent to Stage 5, and comply with all of the applicable
noise operating rules of this part.
* * * * *
Stage 5 airplane means an airplane that has been shown not to
exceed the Stage 5 noise limit prescribed in part 36 of this chapter. A
Stage 5 airplane complies with all of the applicable noise operating
rules of this part.
Stage 5 noise level means a noise level at or below the Stage 5
noise limit prescribed in part 36 of this chapter.
(b) The Director of the Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR part 51 approved the incorporation by reference
of these documents. Copies may be reviewed at the U.S. Department of
Transportation, Docket Operations, West Building Ground Floor, Room
W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590 or at the
National Archives and Records Administration (NARA). For information on
the availability of this material at NARA, call 202-741-6030, or go to:
https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
(1) International Civil Aviation Organization (ICAO), Document
Sales Unit, 999 University Street, Montreal, Quebec H3C 5H7, Canada,
https://www.ICAO.int/eshop/index.cfm:
(i) ICAO Annex 16, Volume I, Amendment 7, effective March 21, 2002.
(ii) ICAO Annex 16, Volume I, Seventh Edition, July 2014, Amendment
11-B, effective July 14, 2014.
(2) [Reserved]
0
11. Revise Sec. 91.853 to read as follows:
Sec. 91.853 Final compliance: Civil subsonic airplanes.
Except as provided in Sec. 91.873, after December 31, 1999, no
person shall operate to or from any airport in the contiguous United
States any airplane subject to Sec. 91.801(c) of this subpart, unless
that airplane has been shown to comply with Stage 3, Stage 4, or Stage
5 noise levels.
0
12. Amend Sec. 91.855 by revising paragraph (a) to read as follows:
[[Page 1931]]
Sec. 91.855 Entry and nonaddition rule.
* * * * *
(a) The airplane complies with Stage 3, Stage 4, or Stage 5 noise
levels.
* * * * *
0
13. Amend Sec. 91.858 by revising paragraph (a)(2) to read as follows:
Sec. 91.858 Special flight authorizations for non-revenue Stage 2
operations.
(a) * * *
(2) Obtain modifications to meet Stage 3, Stage 4, or Stage 5 noise
levels.
* * * * *
0
14. Revise Sec. 91.859 to read as follows:
Sec. 91.859 Modification to meet Stage 3 or Stage 4 noise levels.
For an airplane subject to Sec. 91.801(c) of this subpart and
otherwise prohibited from operation to or from an airport in the
contiguous United States by Sec. 91.855, any person may apply for a
special flight authorization for that airplane to operate in the
contiguous United States for the purpose of obtaining modifications to
meet Stage 3, Stage 4, or Stage 5 noise levels.
0
15. Revise Sec. 91.881 to read as follows:
Sec. 91.881 Final compliance: Civil subsonic jet airplanes weighing
75,000 pounds or less.
Except as provided in Sec. 91.883, after December 31, 2015, a
person may not operate to or from an airport in the contiguous United
States a civil subsonic jet airplane subject to Sec. 91.801(e) of this
subpart that weighs less than 75,000 pounds unless that airplane has
been shown to comply with Stage 3, Stage 4, or Stage 5 noise levels.
0
16. Amend Sec. 91.883 by revising paragraph (a)(3) to read as follows:
Sec. 91.883 Special flight authorizations for jet airplanes weighing
75,000 pounds or less.
(a) * * *
(3) To obtain modifications to the airplane to meet Stage 3, Stage
4, or Stage 5 noise levels.
* * * * *
Issued under authority provided by 49 U.S.C. 44715 in
Washington, DC, on December 21, 2015.
Curtis Holsclaw,
Acting Executive Director, Office of Environment and Energy.
[FR Doc. 2015-32500 Filed 1-13-16; 8:45 am]
BILLING CODE 4910-13-P