Prohibition Against Certain Flights in Specified Areas of the Sanaa (OYSC) Flight Information Region (FIR), 727-732 [2015-33258]
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Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations
40105(b)(1)(A), and 44701(a)(5), on December
23, 2015.
Michael P. Huerta,
Administrator.
[FR Doc. 2015–33257 Filed 1–6–16; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA–2015–8672; Amdt. No.
91–340]
RIN 2120–AK72
Prohibition Against Certain Flights in
Specified Areas of the Sanaa (OYSC)
Flight Information Region (FIR)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
On May 22, 2015, the FAA
issued a Notice to Airmen (NOTAM)
prohibiting certain flight operations in
specified areas of the Sanaa (OYSC)
Flight Information Region (FIR) by all
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of a U.S. airman certificate,
except when such persons are operating
a U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when such
operators are foreign air carriers. The
FAA found this action necessary to
address the hazardous situation created
by the risks to U.S. civil aviation from
ongoing military operations, political
instability, violence from competing
armed groups, and the continuing
terrorism threat from extremist elements
associated with the fighting and
instability in Yemen. The prohibition
contained in the May 22, 2015 NOTAM
was continued in a subsequent NOTAM
issued on November 25, 2015 that used
a new accountability code for NOTAMs
that announce FAA flight advisories or
prohibitions for U.S. civil aviation
operations in airspace for which the
FAA is not the air navigation service
provider. This action incorporates the
flight prohibition contained in the
November 25, 2015, NOTAM into the
Code of Federal Regulations.
DATES: This final rule is effective on
January 7, 2016.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact Michael Filippell, Air
Transportation Division, AFS–220,
Flight Standards Service, Federal
Aviation Administration, 800
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SUMMARY:
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Independence Avenue SW.,
Washington, DC 20591; telephone 202–
267–8166; email michael.e.filippell@
faa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action prohibits flight operations
in the Sanaa (OYSC) FIR, excluding that
airspace east and southeast of a line
drawn direct from KAPET (163322N
0530614E) to NODMA (152603N
0533359E), then direct from NODMA to
PAKER (115500N 0463500E), by all U.S.
air carriers; U.S. commercial operators;
persons exercising the privileges of a
U.S. airman certificate, except when
such persons are operating a U.S.registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when such
operators are foreign air carriers. The
FAA finds this action necessary to
prevent a hazard to persons and aircraft
engaged in such flight operations.
II. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ In this instance,
the FAA finds that notice and public
comment to this immediately adopted
final rule, as well as any delay in the
effective date of this rule, are contrary
to the public interest due to the
immediate need to address the hazard to
U.S. civil aviation that now exists in
specified areas of the Sanaa (OYSC) FIR,
as described in the Background section
of this rule.
III. Authority for This Rulemaking
The FAA is responsible for the safety
of flight in the U.S. and the safety of
U.S. civil operators, U.S.-registered civil
aircraft, and U.S.-certificated airmen
throughout the world. The FAA’s
authority to issue rules on aviation
safety is found in title 49, U.S. Code.
Subtitle I, section 106(f), describes the
authority of the FAA Administrator.
Subtitle VII of title 49, Aviation
Programs, describes in more detail the
scope of the agency’s authority. Section
40101(d)(1) provides that the
Administrator shall consider in the
public interest, among other matters,
assigning, maintaining, and enhancing
safety an security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise his authority
consistently with the obligations of the
U.S. Government under international
agreements.
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This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, subpart III, section
44701, General requirements. Under
that section, the FAA is charged broadly
with promoting safe flight of civil
aircraft in air commere by prescribing,
among other things, regulations and
minimum standards for practices,
methods, and procedures that the
Administrator finds necessary for safety
in air commerce an national security.
This regulation is within the scope of
that authority, because it prohibits the
persons subject to paragraph (a) of
Special Federal Aviation Regulation
(SFAR) No. 115, § 91.1611, from
conducting flight operations in the
Sanaa (OYSC) FIR due to the hazard to
the safety of such persons’ flight
operations, as described in the
Background section of this rule.
IV. Background
On March 26, 2015 (FDC 5/8051), the
FAA issued a NOTAM prohibiting flight
operations in the entire Sanaa (OYSC)
FIR by all U.S. air carriers; U.S.
commercial operators; persons
exercising the privileges of a U.S.
airman certificate, except when such
persons were operating a U.S.-registered
aircraft for a foreign air carrier; and
operators of U.S.-registered civil aircraft,
except when such operators were
foreign air carriers. The FAA took this
action because it had determined that
there was an unacceptable risk to U.S.
civil aviation operating in the Sanaa
(OYSC) FIR due to the hazardous
situation faced by U.S. civil aviation
from ongoing military operations,
political instability, violence from
competing armed groups, and the
continuing terrorism threat from
extremist elements associated with the
fighting and instability in Yemen.
After issuing the March 26, 2015,
NOTAM, the FAA continued to monitor
the risks to U.S. civil aviation in the
Sanaa (OYSC) FIR. On May 22, 2015,
after evaluating available information
regarding the safety of certain air traffic
routes over the high seas in the Sanaa
(OYSC) FIR, including B400, B403 and
B404, given current military operations
and other threats to U.S. civil aviation
in the region, the FAA determined that
U.S. civil aviation operations could
operate safely in part of the Sanaa
(OYSC) FIR. The FAA issued a new
NOTAM (FDC 5/5575), which allowed
U.S. civil aviation operations to resume
in specified areas of the Sanaa (OYSC)
FIR. Specifically, the May 22, 2015,
NOTAM permitted U.S. civil aviation
operations to resume in the Sanaa
(OYSC) FIR in that airspace east and
southeast of a line drawn direct from
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KAPET (163322N 0530614E) to NODMA
(152603N 0533359E), then direct from
NODMA to PAKER (115500N
0463500E). However, the FAA
continued to have serious concerns
about the safety of U.S. civil aviation in
the rest of the Sanaa (OYSC) FIR, as
described in the remaining paragraphs
of this Background section, and U.S.
civil aviation operations in that airspace
west and northwest of the line described
in the preceding sentence remained
prohibited.
On November 25, 2015, KICZ
NOTAM A0036/15 replaced FDC
NOTAM 5/5575 (A0019/15). The new
NOTAM was published as the FAA
transitioned from using Flight Data
Center NOTAMs to the new KICZ
accountability code for NOTAMS that
announce FAA flight advisories or
prohibitions for U.S. civil aviation
operations in airspace for which the
FAA is not the air navigation service
provider. The details of the FAA’s flight
prohibition remained unchanged. This
final rule incorporates the prohibition
contained in the November 25, 2015,
NOTAM into the Code of Federal
Regulations.
The FAA has determined that there is
an unacceptable risk to U.S. civil
aviation operating in the Sanaa (OYSC)
FIR, excluding that airspace east and
southeast of a line drawn direct from
KAPET (163322N 0530614E) to NODMA
(152603N 0533359E), then direct from
NODMA to PAKER (115500N
0463500E), due to the hazardous
situation faced by U.S. civil aviation
from ongoing military operations,
political instability, violence from
competing armed groups, and the
continuing terrorism threat from
extremist elements associated with the
fighting and instability in Yemen.
International civil air routes that
transit the specified areas of the Sanaa
(OYSC) FIR and aircraft operating to and
from Yemeni airports are at risk from
terrorist and militant groups potentially
employing anti-aircraft weapons,
including Man-Portable Air Defense
Systems (MANPADS), surface-to-air
missiles (SAMs), small-arms fire, and
indirect fire from mortars and rockets.
Due to the fighting and instability, there
is a risk of possible loss of state control
over more advanced anti-aircraft
weapons to terrorist and militant
groups, and some of these weapons have
the capability to target aircraft at higher
altitudes and/or during approach and
departure and have weapon ranges that
could extend into the near off-shore
areas along Yemen’s coastline. U.S. civil
aviation is also at risk from combat
operations and other military-related
activity associated with the fighting and
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instability. There is also an ongoing
threat of terrorism. Al-Qa’ida in the
Arabian Peninsula (AQAP) is active in
Yemen and has demonstrated the
capability and intent to target U.S. and
Western aviation interests.
Attacks against aircraft in flight or
Yemeni airports can occur with little or
no warning. Various Yemeni airports
have been attacked during the fighting,
including Sanaa International Airport
(OYSN) and Aden International Airport
(OYAA), resulting in damage to airport
facilities and temporary closure of the
airports. In recent years, Sanaa
International Airport (OYSN) has been
shut down on numerous occasions due
to indirect fire and threats of attack
against the airport and aircraft at low
altitudes during approach and/or
departure.
There is also a risk to U.S. civil
aviation from potential strategic SAM
systems. Some of these air defense
SAMs pose a threat to civil aviation out
to 40 nautical miles and can reach
altitudes above the normal cruising
levels for civil air traffic. On March 28,
2015, a probable SAM missile was
launched from the vicinity of Al
Hudaydah, Yemen along the Red Sea.
Given the uncertainty about when the
above-described hazards to U.S. civil
aviation will abate sufficiently to allow
for safe U.S. civil aviation operations in
the specified areas of the Sanaa (OYSC)
FIR, this new SFAR follows up on the
November 25, 2015, NOTAM and
incorporates the flight prohibition
contained in the November 25, 2015,
NOTAM into the Code of Federal
Regulations.
The FAA will continue to actively
evaluate the area to determine to what
extent U.S. civil aviation may be able to
safely operate therein. Adjustments to
this SFAR may be appropriate if the risk
to aviation safety and security changes.
The FAA may amend or rescind this
SFAR as necessary prior to its
expiration date.
Because the circumstances described
herein warrant immediate action by the
FAA, I find that notice and public
comment under 5 U.S.C. 553(b)(3)(B) are
impracticable and contrary to the public
interest. Further, I find that good cause
exists under 5 U.S.C. 553(d) for making
this rule effective immediately upon
issuance. I also find that this action is
fully consistent with the obligation
under 49 U.S.C. 40105 to ensure that I
exercise my duties consistently with the
obligations of the United States under
international agreements.
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V. Approval Based on Authorization
Request of an Agency of the United
States Government
If a department, agency, or
instrumentality of the U.S. Government
determines that it has a critical need to
engage any person covered under SFAR
No. 115, § 91.1611, including a U.S. air
carrier or a U.S. commercial operator, to
conduct a charter to transport civilian or
military passengers or cargo or other
operations in the specified areas of the
Sanaa (OYSC) FIR, that department,
agency, or instrumentality may request
that the FAA approve persons covered
under SFAR No. 115, § 91.1611, to
conduct such operations. An approval
request must be made directly by the
requesting department, agency, or
instrumentality of the U.S. Government
to the FAA’s Associate Administrator
for Aviation Safety (AVS–1) in a letter
signed by an appropriate senior official
of the requesting department, agency, or
instrumentality. Requests for approval
submitted to the FAA by anyone other
than the requesting department, agency,
or instrumentality will not be accepted
and will not be processed. In addition,
the senior official signing the letter
requesting FAA approval on behalf of
the requesting department, agency, or
instrumentality must be sufficiently
highly placed within his or her
organization to demonstrate that the
senior leadership of the requesting
department, agency, or instrumentality
supports the request for approval and is
committed to taking all necessary steps
to minimize operational risks to the
proposed flights. The senior official
must also be in a position to: (1) Attest
to the accuracy of all representations
made to the FAA in the request for
approval and (2) ensure that any
support from the requesting U.S.
government department, agency, or
instrumentality described in the request
for approval is in fact brought to bear
and is maintained over time. Unless
justified by exigent circumstances,
requests for approval must be submitted
to the FAA no less than 30 calendar
days before the date on which the
requesting department, agency, or
instrumentality wishes the proposed
operations, if approved by the FAA, to
commence.
The letter must be sent by the
requesting department, agency, or
instrumentality to the Associate
Administrator for Aviation Safety
(AVS–1), Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
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to whether the approval request is
granted. If a requestor wishes to make
an electronic submission to the FAA,
the requestor should contact the Air
Transportation Division, Flight
Standards Service, at (202) 267–8166 to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons covered
under SFAR No. 115, § 91.1611, and/or
for multiple flight operations. To the
extent known, the letter must identify
the person(s) covered under the SFAR
on whose behalf the U.S. Government
department, agency, or instrumentality
seeks FAA approval, and it must
describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service to be provided by the
person(s) covered by the SFAR;
• To the extent known, the specific
locations in the specified areas of the
Sanaa (OYSC) FIR where the proposed
operation(s) will be conducted,
including, but not limited to, the flight
path and altitude of the aircraft while
operating in the specified areas of the
Sanaa (OYSC) FIR and the airports,
airfields and/or landing zones at which
the aircraft will take-off and land; and
• The method by which the
department, agency, or instrumentality
will provide, or how the operator will
otherwise obtain, current threat
information and an explanation of how
the operator will integrate this
information into all phases of the
proposed operations (e.g., pre-mission
planning and briefing, in-flight, and
post-flight).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
with whom its prime contractor has a
subcontract(s)) for specific flight
operations in the specified areas of the
Sanaa (OYSC) FIR. Additional operators
may be identified to the FAA at any
time after the FAA approval is issued.
However, all additional operators must
be identified to the FAA, and must
obtain the necessary operations
specification (OpsSpec) or letter of
authorization (LOA), as applicable, from
the FAA, before such operators
commence operations in the specified
areas of the Sanaa (OYSC) FIR. Updated
lists should be sent to the email address
to be obtained from the Air
Transportation Division by calling (202)
267–8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector
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Michael Filippell for instructions on
submitting it to the FAA. His contact
information is listed in the FOR FURTHER
INFORMATION CONTACT section of this
final rule.
FAA approval of an operation under
SFAR No. 115, § 91.1611, does not
relieve persons subject to this SFAR of
their responsibility to comply with all
applicable FAA rules and regulations.
Operators of civil aircraft must also
comply with the conditions of their
certificate, OpsSpecs, and LOAs, as
applicable. Operators must further
comply with all rules and regulations of
other U.S. Government departments and
agencies that may apply to the proposed
operation, including, but not limited to,
the Transportation Security Regulations
issued by the Transportation Security
Administration, Department of
Homeland Security.
Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety Organization
(AVS) will send an approval letter to the
requesting department, agency, or
instrumentality informing it that the
FAA’s approval is subject to all of the
following conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses, and
(b) The operator’s agreement to
indemnify the U.S. Government with
respect to any and all third-party
damages, claims, and liabilities,
including without limitation legal fees
and expenses, relating to any event
arising from or related to the approved
operations in the specified areas of the
Sanaa (OYSC) FIR; and
(3) Other conditions that the FAA
may specify, including those that may
be imposed in OpsSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
non-premium war risk insurance policy
issued by the FAA under chapter 443 of
title 49, United States Code.
If the proposed operation or
operations are approved, the FAA will
issue an OpsSpec or an LOA, as
applicable, to the operator authorizing
the operation or operations, and will
notify the department, agency, or
instrumentality that requested the
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FAA’s approval of any additional
conditions beyond those contained in
the approval letter. The requesting
department, agency, or instrumentality
must have a contract, grant, or
cooperative agreement (or its prime
contractor must have a subcontract)
with the person(s) described in
paragraph (a) of this SFAR No. 115,
§ 91.1611, on whose behalf the
department, agency, or instrumentality
requests FAA approval.
VI. Requests for Exemption
Any operations not conducted under
the approval process set forth
previously must be conducted under an
exemption from SFAR No. 115,
§ 91.1611. A request by any person
covered under SFAR No. 115, § 91.1611,
for an exemption must comply with 14
CFR part 11, and will require
exceptional circumstances beyond those
contemplated by the approval process
set forth previously. In addition to the
information required by 14 CFR 11.81,
at a minimum, the requestor must
describe in its submission to the FAA—
• The proposed operation(s),
including the nature of the operation;
• The service to be provided by the
person(s) covered by the SFAR;
• The specific locations in the
specified areas of the Sanaa (OYSC) FIR
where the proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while operating in the specified
areas of the Sanaa FIR and the airports,
airfields and/or landing zones at which
the aircraft will take-off and land; and
• The method by which the operator
will obtain current threat information,
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (e.g.,
the pre-mission planning and briefing,
in-flight, and post-flight phases).
Additionally, the release and
agreement to indemnify, as referred to
above, will be required as a condition of
any exemption that may be issued under
SFAR No. 115, § 91.1611.
The FAA recognizes that operations
that may be affected by SFAR No. 115,
§ 91.1611, may be planned for the
governments of other countries with the
support of the U.S. Government. While
these operations will not be permitted
through the approval process, the FAA
will process exemption requests for
such operations on an expedited basis
and prior to any private exemption
requests.
VII. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
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First, Executive Orders 12866 and 13563
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354),
as codified in 5 U.S.C. 603 et seq.,
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act of 1979 (Pub. L. 96–39),
as amended, 19 U.S.C. Chapter 13,
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Agreements Act
requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. Chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with a base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Department of Transportation (DOT)
Order 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits a statement to that effect and
the basis for it to be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule. The reasoning for this
determination follows:
This SFAR No. 115, § 91.1611,
prohibits flight operations by persons
described in paragraph (a) in the
specified areas of the Sanaa (OYSC) FIR
due to the significant hazards to civil
aviation described in the Background
section of this rule. This regulation
incorporates into the Code of Federal
Regulations the prohibition on flight
operations issued by the FAA in FDC
NOTAM 5/5575 on May 22, 2015, and
continued in KICZ NOTAM A0036/15,
which was issued on November 25,
2015. An FAA review, conducted in
April 2015, of 56 part 121, 121/135, 135,
125, 125M, and 91K operators that held
an OpsSpec B450 for Yemen, with 49
responding, found just four operators
that had overflown Yemen since January
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1, 2015; two of the four operators
overflew Yemen just once. None of the
responding operators had flown into or
out of Yemen since January 1, 2015. A
search of FAA and Bureau of
Transportation Statistics (BTS)
operations records in May 2015 showed
no additional activity by U.S. civil
operators in the Sanaa (OYSC) FIR.
Moreover, under this final rule, a U.S.
Government department, agency, or
instrumentality may apply on an
operator’s behalf for FAA approval to
conduct operations under a contract or
subcontract, grant, or cooperative
agreement with that department,
agency, or instrumentality. Accordingly,
the FAA believes the incremental costs
of this final rule will be minimal. These
minimal costs will be exceeded by the
benefits of avoiding the deaths or
property damage that could result from
a U.S. operator’s aircraft being shot
down (or otherwise damaged) while
operating in the specified areas of the
Sanaa (OYSC) FIR.
In conducting these analyses, FAA
has determined that this final rule is a
‘‘significant regulatory action,’’ as
defined in section 3(f) of Executive
Order 12866, because it raises novel
policy issues contemplated under that
executive order. The rule is also
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures. The
final rule will not have a significant
economic impact on a substantial
number of small entities, will not create
unnecessary obstacles to international
trade and will not impose an unfunded
mandate on State, local, or tribal
governments, or on the private sector.
B. Regulatory Flexibility Analysis
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354, ‘‘RFA’’), 5 U.S.C. 601
et seq., establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objectives
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
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agency must prepare a regulatory
flexibility analysis as described in the
RFA. However, if an agency determines
that a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
Based on the above-referenced FAA
review and additional FAA check of
FAA and BTS operations records, the
FAA finds the rule will impose no more
than minimal costs. Therefore, as
provided in section 605(b), the head of
the FAA certifies that this rulemaking
will not result in a significant economic
impact on a substantial number of small
entities.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended, prohibits
Federal agencies from establishing
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Pursuant to this Act, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the effect of
this final rule and determined that its
purpose is to protect U.S. civil aviation
from a hazard outside the U.S.
Therefore, the rule is in compliance
with the Trade Agreements Act.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$155.0 million in lieu of $100 million.
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This final rule does not contain such
a mandate; therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined that there is no
new requirement for information
collection associated with this final
rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to this regulation.
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G. Environmental Analysis
FAA Order 1050.1F identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act (NEPA) in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 5–6.6f of this order and
involves no extraordinary
circumstances.
The FAA has reviewed the
implementation of this SFAR and
determined it is categorically excluded
from further environmental review
according to FAA Order 1050.1F,
‘‘Environmental Impacts: Policies and
Procedures,’’ paragraph 5–6.6f. The
FAA has examined possible
extraordinary circumstances and
determined that no such circumstances
exist. After careful and thorough
consideration of the action, the FAA
finds that this Federal action does not
require preparation of an Environmental
Assessment or Environmental Impact
Statement in accordance with the
requirements of NEPA, Council on
Environmental Quality (CEQ)
regulations, and FAA Order 1050.1F.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this
immediately adopted final rule under
the principles and criteria of Executive
Order 13132, Federalism. The agency
has determined that this action would
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09:41 Jan 06, 2016
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not have a substantial direct effect on
the States, or the relationship between
the Federal Government and the States,
or on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have Federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this immediately
adopted final rule under Executive
Order 13211, Actions Concerning
Regulations that Significantly Affect
Energy Supply, Distribution, or Use
(May 18, 2001). The agency has
determined that this rule would not be
a ‘‘significant energy action’’ under the
executive order and would not be likely
to have a significant adverse effect on
the supply, distribution, or use of
energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
(77 FR 26413, May 4, 2012) promotes
international regulatory cooperation to
meet shared challenges involving
health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
IX. Additional Information
A. Availability of Rulemaking
Documents
An electronic copy of rulemaking
documents may be obtained from the
Internet by—
• Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
• Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies; or
• Accessing the Government
Publishing Office’s Web page at https://
www.fdsys.gov.
Copies may also be obtained by
sending a request (identified by
amendment or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9677.
Except for classified material, all
documents the FAA considered in
developing this rule, including
PO 00000
Frm 00011
Fmt 4700
Sfmt 4700
731
economic analyses and technical
reports, may be accessed from the
Internet through the Federal
eRulemaking Portal referenced above.
B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
A small entity with questions regarding
this document may contact its local
FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT
heading at the beginning of the
preamble. To find out more about
SBREFA on the Internet, visit https://
www.faa.gov/regulations_policies/
rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight,
Yemen.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 1155,
40101, 40103, 40105, 40113, 40120, 44101,
44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315,
46316, 46504, 46506–46507, 47122, 47508,
47528–47531, 47534, articles 12 and 29 of the
Convention on International Civil Aviation
(61 Stat. 1180), (126 Stat. 11).
2. In part 91, subpart M, add § 91.1611
to read as follows:
■
§ 91.1611 Special Federal Aviation
Regulation No. 115—Prohibition Against
Certain Flights in Specified Areas of the
Sanaa (OYSC) Flight Information Region
(FIR).
(a) Applicability. This Special Federal
Aviation Regulation (SFAR) applies to
the following persons:
(1) All U.S. air carriers and U.S.
commercial operators;
(2) All persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and
(3) All operators of U.S.-registered
civil aircraft, except where the operator
of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as
provided in paragraphs (c) and (d) of
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this section, no person described in
paragraph (a) of this section may
conduct flight operations in the Sanaa
(OYSC) Flight Information Region (FIR),
excluding that airspace east and
southeast of a line drawn direct from
KAPET (163322N 0530614E) to NODMA
(152603N 0533359E), then direct from
NODMA to PAKER (115500N
0463500E).
(c) Permitted operations. This section
does not prohibit persons described in
paragraph (a) of this section from
conducting flight operations in the
Sanaa (OYSC) FIR in that airspace west
and northwest of a line drawn direct
from KAPET (163322N 0530614E) to
NODMA (152603N 0533359E), then
direct from NODMA to PAKER
(115500N 0463500E), provided that
such flight operations are conducted
under a contract, grant, or cooperative
agreement with a department, agency, or
instrumentality of the U.S. government
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09:41 Jan 06, 2016
Jkt 238001
(or under a subcontract between the
prime contractor of the department,
agency, or instrumentality, and the
person subject to paragraph (a)), with
the approval of the FAA, or under an
exemption issued by the FAA. The FAA
will process requests for approval or
exemption in a timely manner, with the
order of preference being: first, for those
operations in support of U.S.
government-sponsored activities;
second, for those operations in support
of government-sponsored activities of a
foreign country with the support of a
U.S. government department, agency, or
instrumentality; and third, for all other
operations.
(d) Emergency situations. In an
emergency that requires immediate
decision and action for the safety of the
flight, the pilot in command of an
aircraft may deviate from this section to
the extent required by that emergency.
Except for U.S. air carriers and
PO 00000
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Fmt 4700
Sfmt 9990
commercial operators that are subject to
the requirements of 14 CFR part 119,
121, 125, or 135, each person who
deviates from this section must, within
10 days of the deviation, excluding
Saturdays, Sundays, and Federal
holidays, submit to the nearest FAA
Flight Standards District Office (FSDO)
a complete report of the operations of
the aircraft involved in the deviation,
including a description of the deviation
and the reasons for it.
(e) Expiration. This SFAR will remain
in effect until January 7, 2018. The FAA
may amend, rescind, or extend this
SFAR as necessary.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f), 40101(d)(1),
40105(b)(1)(A), and 44701(a)(5), on December
24, 2015.
Michael P. Huerta,
Administrator.
[FR Doc. 2015–33258 Filed 1–6–16; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 81, Number 4 (Thursday, January 7, 2016)]
[Rules and Regulations]
[Pages 727-732]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-33258]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2015-8672; Amdt. No. 91-340]
RIN 2120-AK72
Prohibition Against Certain Flights in Specified Areas of the
Sanaa (OYSC) Flight Information Region (FIR)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: On May 22, 2015, the FAA issued a Notice to Airmen (NOTAM)
prohibiting certain flight operations in specified areas of the Sanaa
(OYSC) Flight Information Region (FIR) by all U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of a U.S.
airman certificate, except when such persons are operating a U.S.-
registered aircraft for a foreign air carrier; and operators of U.S.-
registered civil aircraft, except when such operators are foreign air
carriers. The FAA found this action necessary to address the hazardous
situation created by the risks to U.S. civil aviation from ongoing
military operations, political instability, violence from competing
armed groups, and the continuing terrorism threat from extremist
elements associated with the fighting and instability in Yemen. The
prohibition contained in the May 22, 2015 NOTAM was continued in a
subsequent NOTAM issued on November 25, 2015 that used a new
accountability code for NOTAMs that announce FAA flight advisories or
prohibitions for U.S. civil aviation operations in airspace for which
the FAA is not the air navigation service provider. This action
incorporates the flight prohibition contained in the November 25, 2015,
NOTAM into the Code of Federal Regulations.
DATES: This final rule is effective on January 7, 2016.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this action, contact Michael Filippell, Air Transportation Division,
AFS-220, Flight Standards Service, Federal Aviation Administration, 800
Independence Avenue SW., Washington, DC 20591; telephone 202-267-8166;
email michael.e.filippell@faa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action prohibits flight operations in the Sanaa (OYSC) FIR,
excluding that airspace east and southeast of a line drawn direct from
KAPET (163322N 0530614E) to NODMA (152603N 0533359E), then direct from
NODMA to PAKER (115500N 0463500E), by all U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of a U.S.
airman certificate, except when such persons are operating a U.S.-
registered aircraft for a foreign air carrier; and operators of U.S.-
registered civil aircraft, except when such operators are foreign air
carriers. The FAA finds this action necessary to prevent a hazard to
persons and aircraft engaged in such flight operations.
II. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' In this instance,
the FAA finds that notice and public comment to this immediately
adopted final rule, as well as any delay in the effective date of this
rule, are contrary to the public interest due to the immediate need to
address the hazard to U.S. civil aviation that now exists in specified
areas of the Sanaa (OYSC) FIR, as described in the Background section
of this rule.
III. Authority for This Rulemaking
The FAA is responsible for the safety of flight in the U.S. and the
safety of U.S. civil operators, U.S.-registered civil aircraft, and
U.S.-certificated airmen throughout the world. The FAA's authority to
issue rules on aviation safety is found in title 49, U.S. Code.
Subtitle I, section 106(f), describes the authority of the FAA
Administrator. Subtitle VII of title 49, Aviation Programs, describes
in more detail the scope of the agency's authority. Section 40101(d)(1)
provides that the Administrator shall consider in the public interest,
among other matters, assigning, maintaining, and enhancing safety an
security as the highest priorities in air commerce. Section
40105(b)(1)(A) requires the Administrator to exercise his authority
consistently with the obligations of the U.S. Government under
international agreements.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, subpart III, section 44701, General requirements.
Under that section, the FAA is charged broadly with promoting safe
flight of civil aircraft in air commere by prescribing, among other
things, regulations and minimum standards for practices, methods, and
procedures that the Administrator finds necessary for safety in air
commerce an national security. This regulation is within the scope of
that authority, because it prohibits the persons subject to paragraph
(a) of Special Federal Aviation Regulation (SFAR) No. 115, Sec.
91.1611, from conducting flight operations in the Sanaa (OYSC) FIR due
to the hazard to the safety of such persons' flight operations, as
described in the Background section of this rule.
IV. Background
On March 26, 2015 (FDC 5/8051), the FAA issued a NOTAM prohibiting
flight operations in the entire Sanaa (OYSC) FIR by all U.S. air
carriers; U.S. commercial operators; persons exercising the privileges
of a U.S. airman certificate, except when such persons were operating a
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except when such operators were foreign
air carriers. The FAA took this action because it had determined that
there was an unacceptable risk to U.S. civil aviation operating in the
Sanaa (OYSC) FIR due to the hazardous situation faced by U.S. civil
aviation from ongoing military operations, political instability,
violence from competing armed groups, and the continuing terrorism
threat from extremist elements associated with the fighting and
instability in Yemen.
After issuing the March 26, 2015, NOTAM, the FAA continued to
monitor the risks to U.S. civil aviation in the Sanaa (OYSC) FIR. On
May 22, 2015, after evaluating available information regarding the
safety of certain air traffic routes over the high seas in the Sanaa
(OYSC) FIR, including B400, B403 and B404, given current military
operations and other threats to U.S. civil aviation in the region, the
FAA determined that U.S. civil aviation operations could operate safely
in part of the Sanaa (OYSC) FIR. The FAA issued a new NOTAM (FDC 5/
5575), which allowed U.S. civil aviation operations to resume in
specified areas of the Sanaa (OYSC) FIR. Specifically, the May 22,
2015, NOTAM permitted U.S. civil aviation operations to resume in the
Sanaa (OYSC) FIR in that airspace east and southeast of a line drawn
direct from
[[Page 728]]
KAPET (163322N 0530614E) to NODMA (152603N 0533359E), then direct from
NODMA to PAKER (115500N 0463500E). However, the FAA continued to have
serious concerns about the safety of U.S. civil aviation in the rest of
the Sanaa (OYSC) FIR, as described in the remaining paragraphs of this
Background section, and U.S. civil aviation operations in that airspace
west and northwest of the line described in the preceding sentence
remained prohibited.
On November 25, 2015, KICZ NOTAM A0036/15 replaced FDC NOTAM 5/5575
(A0019/15). The new NOTAM was published as the FAA transitioned from
using Flight Data Center NOTAMs to the new KICZ accountability code for
NOTAMS that announce FAA flight advisories or prohibitions for U.S.
civil aviation operations in airspace for which the FAA is not the air
navigation service provider. The details of the FAA's flight
prohibition remained unchanged. This final rule incorporates the
prohibition contained in the November 25, 2015, NOTAM into the Code of
Federal Regulations.
The FAA has determined that there is an unacceptable risk to U.S.
civil aviation operating in the Sanaa (OYSC) FIR, excluding that
airspace east and southeast of a line drawn direct from KAPET (163322N
0530614E) to NODMA (152603N 0533359E), then direct from NODMA to PAKER
(115500N 0463500E), due to the hazardous situation faced by U.S. civil
aviation from ongoing military operations, political instability,
violence from competing armed groups, and the continuing terrorism
threat from extremist elements associated with the fighting and
instability in Yemen.
International civil air routes that transit the specified areas of
the Sanaa (OYSC) FIR and aircraft operating to and from Yemeni airports
are at risk from terrorist and militant groups potentially employing
anti-aircraft weapons, including Man-Portable Air Defense Systems
(MANPADS), surface-to-air missiles (SAMs), small-arms fire, and
indirect fire from mortars and rockets. Due to the fighting and
instability, there is a risk of possible loss of state control over
more advanced anti-aircraft weapons to terrorist and militant groups,
and some of these weapons have the capability to target aircraft at
higher altitudes and/or during approach and departure and have weapon
ranges that could extend into the near off-shore areas along Yemen's
coastline. U.S. civil aviation is also at risk from combat operations
and other military-related activity associated with the fighting and
instability. There is also an ongoing threat of terrorism. Al-Qa'ida in
the Arabian Peninsula (AQAP) is active in Yemen and has demonstrated
the capability and intent to target U.S. and Western aviation
interests.
Attacks against aircraft in flight or Yemeni airports can occur
with little or no warning. Various Yemeni airports have been attacked
during the fighting, including Sanaa International Airport (OYSN) and
Aden International Airport (OYAA), resulting in damage to airport
facilities and temporary closure of the airports. In recent years,
Sanaa International Airport (OYSN) has been shut down on numerous
occasions due to indirect fire and threats of attack against the
airport and aircraft at low altitudes during approach and/or departure.
There is also a risk to U.S. civil aviation from potential
strategic SAM systems. Some of these air defense SAMs pose a threat to
civil aviation out to 40 nautical miles and can reach altitudes above
the normal cruising levels for civil air traffic. On March 28, 2015, a
probable SAM missile was launched from the vicinity of Al Hudaydah,
Yemen along the Red Sea.
Given the uncertainty about when the above-described hazards to
U.S. civil aviation will abate sufficiently to allow for safe U.S.
civil aviation operations in the specified areas of the Sanaa (OYSC)
FIR, this new SFAR follows up on the November 25, 2015, NOTAM and
incorporates the flight prohibition contained in the November 25, 2015,
NOTAM into the Code of Federal Regulations.
The FAA will continue to actively evaluate the area to determine to
what extent U.S. civil aviation may be able to safely operate therein.
Adjustments to this SFAR may be appropriate if the risk to aviation
safety and security changes. The FAA may amend or rescind this SFAR as
necessary prior to its expiration date.
Because the circumstances described herein warrant immediate action
by the FAA, I find that notice and public comment under 5 U.S.C.
553(b)(3)(B) are impracticable and contrary to the public interest.
Further, I find that good cause exists under 5 U.S.C. 553(d) for making
this rule effective immediately upon issuance. I also find that this
action is fully consistent with the obligation under 49 U.S.C. 40105 to
ensure that I exercise my duties consistently with the obligations of
the United States under international agreements.
V. Approval Based on Authorization Request of an Agency of the United
States Government
If a department, agency, or instrumentality of the U.S. Government
determines that it has a critical need to engage any person covered
under SFAR No. 115, Sec. 91.1611, including a U.S. air carrier or a
U.S. commercial operator, to conduct a charter to transport civilian or
military passengers or cargo or other operations in the specified areas
of the Sanaa (OYSC) FIR, that department, agency, or instrumentality
may request that the FAA approve persons covered under SFAR No. 115,
Sec. 91.1611, to conduct such operations. An approval request must be
made directly by the requesting department, agency, or instrumentality
of the U.S. Government to the FAA's Associate Administrator for
Aviation Safety (AVS-1) in a letter signed by an appropriate senior
official of the requesting department, agency, or instrumentality.
Requests for approval submitted to the FAA by anyone other than the
requesting department, agency, or instrumentality will not be accepted
and will not be processed. In addition, the senior official signing the
letter requesting FAA approval on behalf of the requesting department,
agency, or instrumentality must be sufficiently highly placed within
his or her organization to demonstrate that the senior leadership of
the requesting department, agency, or instrumentality supports the
request for approval and is committed to taking all necessary steps to
minimize operational risks to the proposed flights. The senior official
must also be in a position to: (1) Attest to the accuracy of all
representations made to the FAA in the request for approval and (2)
ensure that any support from the requesting U.S. government department,
agency, or instrumentality described in the request for approval is in
fact brought to bear and is maintained over time. Unless justified by
exigent circumstances, requests for approval must be submitted to the
FAA no less than 30 calendar days before the date on which the
requesting department, agency, or instrumentality wishes the proposed
operations, if approved by the FAA, to commence.
The letter must be sent by the requesting department, agency, or
instrumentality to the Associate Administrator for Aviation Safety
(AVS-1), Federal Aviation Administration, 800 Independence Avenue SW.,
Washington, DC 20591. Electronic submissions are acceptable, and the
requesting entity may request that the FAA notify it electronically as
[[Page 729]]
to whether the approval request is granted. If a requestor wishes to
make an electronic submission to the FAA, the requestor should contact
the Air Transportation Division, Flight Standards Service, at (202)
267-8166 to obtain the appropriate email address. A single letter may
request approval from the FAA for multiple persons covered under SFAR
No. 115, Sec. 91.1611, and/or for multiple flight operations. To the
extent known, the letter must identify the person(s) covered under the
SFAR on whose behalf the U.S. Government department, agency, or
instrumentality seeks FAA approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service to be provided by the person(s) covered by the
SFAR;
To the extent known, the specific locations in the
specified areas of the Sanaa (OYSC) FIR where the proposed operation(s)
will be conducted, including, but not limited to, the flight path and
altitude of the aircraft while operating in the specified areas of the
Sanaa (OYSC) FIR and the airports, airfields and/or landing zones at
which the aircraft will take-off and land; and
The method by which the department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (e.g., pre-mission planning and briefing, in-
flight, and post-flight).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or with whom its prime contractor has a
subcontract(s)) for specific flight operations in the specified areas
of the Sanaa (OYSC) FIR. Additional operators may be identified to the
FAA at any time after the FAA approval is issued. However, all
additional operators must be identified to the FAA, and must obtain the
necessary operations specification (OpsSpec) or letter of authorization
(LOA), as applicable, from the FAA, before such operators commence
operations in the specified areas of the Sanaa (OYSC) FIR. Updated
lists should be sent to the email address to be obtained from the Air
Transportation Division by calling (202) 267-8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Michael Filippell for
instructions on submitting it to the FAA. His contact information is
listed in the For Further Information Contact section of this final
rule.
FAA approval of an operation under SFAR No. 115, Sec. 91.1611,
does not relieve persons subject to this SFAR of their responsibility
to comply with all applicable FAA rules and regulations. Operators of
civil aircraft must also comply with the conditions of their
certificate, OpsSpecs, and LOAs, as applicable. Operators must further
comply with all rules and regulations of other U.S. Government
departments and agencies that may apply to the proposed operation,
including, but not limited to, the Transportation Security Regulations
issued by the Transportation Security Administration, Department of
Homeland Security.
Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
Organization (AVS) will send an approval letter to the requesting
department, agency, or instrumentality informing it that the FAA's
approval is subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, and
(b) The operator's agreement to indemnify the U.S. Government with
respect to any and all third-party damages, claims, and liabilities,
including without limitation legal fees and expenses, relating to any
event arising from or related to the approved operations in the
specified areas of the Sanaa (OYSC) FIR; and
(3) Other conditions that the FAA may specify, including those that
may be imposed in OpsSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy issued by the FAA under chapter 443 of title 49, United States
Code.
If the proposed operation or operations are approved, the FAA will
issue an OpsSpec or an LOA, as applicable, to the operator authorizing
the operation or operations, and will notify the department, agency, or
instrumentality that requested the FAA's approval of any additional
conditions beyond those contained in the approval letter. The
requesting department, agency, or instrumentality must have a contract,
grant, or cooperative agreement (or its prime contractor must have a
subcontract) with the person(s) described in paragraph (a) of this SFAR
No. 115, Sec. 91.1611, on whose behalf the department, agency, or
instrumentality requests FAA approval.
VI. Requests for Exemption
Any operations not conducted under the approval process set forth
previously must be conducted under an exemption from SFAR No. 115,
Sec. 91.1611. A request by any person covered under SFAR No. 115,
Sec. 91.1611, for an exemption must comply with 14 CFR part 11, and
will require exceptional circumstances beyond those contemplated by the
approval process set forth previously. In addition to the information
required by 14 CFR 11.81, at a minimum, the requestor must describe in
its submission to the FAA--
The proposed operation(s), including the nature of the
operation;
The service to be provided by the person(s) covered by the
SFAR;
The specific locations in the specified areas of the Sanaa
(OYSC) FIR where the proposed operation(s) will be conducted,
including, but not limited to, the flight path and altitude of the
aircraft while operating in the specified areas of the Sanaa FIR and
the airports, airfields and/or landing zones at which the aircraft will
take-off and land; and
The method by which the operator will obtain current
threat information, and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(e.g., the pre-mission planning and briefing, in-flight, and post-
flight phases).
Additionally, the release and agreement to indemnify, as referred
to above, will be required as a condition of any exemption that may be
issued under SFAR No. 115, Sec. 91.1611.
The FAA recognizes that operations that may be affected by SFAR No.
115, Sec. 91.1611, may be planned for the governments of other
countries with the support of the U.S. Government. While these
operations will not be permitted through the approval process, the FAA
will process exemption requests for such operations on an expedited
basis and prior to any private exemption requests.
VII. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses.
[[Page 730]]
First, Executive Orders 12866 and 13563 direct that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354), as codified in
5 U.S.C. 603 et seq., requires agencies to analyze the economic impact
of regulatory changes on small entities. Third, the Trade Agreements
Act of 1979 (Pub. L. 96-39), as amended, 19 U.S.C. Chapter 13,
prohibits agencies from setting standards that create unnecessary
obstacles to the foreign commerce of the United States. In developing
U.S. standards, the Trade Agreements Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4), as codified in 2 U.S.C. Chapter 25, requires agencies
to prepare a written assessment of the costs, benefits, and other
effects of proposed or final rules that include a Federal mandate
likely to result in the expenditure by State, local, or tribal
governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with a base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
Department of Transportation (DOT) Order 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits a statement to
that effect and the basis for it to be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for this determination follows:
This SFAR No. 115, Sec. 91.1611, prohibits flight operations by
persons described in paragraph (a) in the specified areas of the Sanaa
(OYSC) FIR due to the significant hazards to civil aviation described
in the Background section of this rule. This regulation incorporates
into the Code of Federal Regulations the prohibition on flight
operations issued by the FAA in FDC NOTAM 5/5575 on May 22, 2015, and
continued in KICZ NOTAM A0036/15, which was issued on November 25,
2015. An FAA review, conducted in April 2015, of 56 part 121, 121/135,
135, 125, 125M, and 91K operators that held an OpsSpec B450 for Yemen,
with 49 responding, found just four operators that had overflown Yemen
since January 1, 2015; two of the four operators overflew Yemen just
once. None of the responding operators had flown into or out of Yemen
since January 1, 2015. A search of FAA and Bureau of Transportation
Statistics (BTS) operations records in May 2015 showed no additional
activity by U.S. civil operators in the Sanaa (OYSC) FIR. Moreover,
under this final rule, a U.S. Government department, agency, or
instrumentality may apply on an operator's behalf for FAA approval to
conduct operations under a contract or subcontract, grant, or
cooperative agreement with that department, agency, or instrumentality.
Accordingly, the FAA believes the incremental costs of this final rule
will be minimal. These minimal costs will be exceeded by the benefits
of avoiding the deaths or property damage that could result from a U.S.
operator's aircraft being shot down (or otherwise damaged) while
operating in the specified areas of the Sanaa (OYSC) FIR.
In conducting these analyses, FAA has determined that this final
rule is a ``significant regulatory action,'' as defined in section 3(f)
of Executive Order 12866, because it raises novel policy issues
contemplated under that executive order. The rule is also
``significant'' as defined in DOT's Regulatory Policies and Procedures.
The final rule will not have a significant economic impact on a
substantial number of small entities, will not create unnecessary
obstacles to international trade and will not impose an unfunded
mandate on State, local, or tribal governments, or on the private
sector.
B. Regulatory Flexibility Analysis
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354, ``RFA''), 5
U.S.C. 601 et seq., establishes ``as a principle of regulatory issuance
that agencies shall endeavor, consistent with the objectives of the
rule and of applicable statutes, to fit regulatory and informational
requirements to the scale of the businesses, organizations, and
governmental jurisdictions subject to regulation. To achieve this
principle, agencies are required to solicit and consider flexible
regulatory proposals and to explain the rationale for their actions to
assure that such proposals are given serious consideration.'' The RFA
covers a wide range of small entities, including small businesses, not-
for-profit organizations, and small governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to have a
significant economic impact on a substantial number of small entities,
section 605(b) of the RFA provides that the head of the agency may so
certify and a regulatory flexibility analysis is not required. The
certification must include a statement providing the factual basis for
this determination, and the reasoning should be clear.
Based on the above-referenced FAA review and additional FAA check
of FAA and BTS operations records, the FAA finds the rule will impose
no more than minimal costs. Therefore, as provided in section 605(b),
the head of the FAA certifies that this rulemaking will not result in a
significant economic impact on a substantial number of small entities.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended,
prohibits Federal agencies from establishing standards or engaging in
related activities that create unnecessary obstacles to the foreign
commerce of the United States. Pursuant to this Act, the establishment
of standards is not considered an unnecessary obstacle to the foreign
commerce of the United States, so long as the standard has a legitimate
domestic objective, such as the protection of safety, and does not
operate in a manner that excludes imports that meet this objective. The
statute also requires consideration of international standards and,
where appropriate, that they be the basis for U.S. standards.
The FAA has assessed the effect of this final rule and determined
that its purpose is to protect U.S. civil aviation from a hazard
outside the U.S. Therefore, the rule is in compliance with the Trade
Agreements Act.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155.0 million in lieu of $100
million.
[[Page 731]]
This final rule does not contain such a mandate; therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The FAA has determined that
there is no new requirement for information collection associated with
this final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to this regulation.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act (NEPA) in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 5-6.6f of this order and involves no
extraordinary circumstances.
The FAA has reviewed the implementation of this SFAR and determined
it is categorically excluded from further environmental review
according to FAA Order 1050.1F, ``Environmental Impacts: Policies and
Procedures,'' paragraph 5-6.6f. The FAA has examined possible
extraordinary circumstances and determined that no such circumstances
exist. After careful and thorough consideration of the action, the FAA
finds that this Federal action does not require preparation of an
Environmental Assessment or Environmental Impact Statement in
accordance with the requirements of NEPA, Council on Environmental
Quality (CEQ) regulations, and FAA Order 1050.1F.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this immediately adopted final rule under the
principles and criteria of Executive Order 13132, Federalism. The
agency has determined that this action would not have a substantial
direct effect on the States, or the relationship between the Federal
Government and the States, or on the distribution of power and
responsibilities among the various levels of government, and,
therefore, would not have Federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this immediately adopted final rule under
Executive Order 13211, Actions Concerning Regulations that
Significantly Affect Energy Supply, Distribution, or Use (May 18,
2001). The agency has determined that this rule would not be a
``significant energy action'' under the executive order and would not
be likely to have a significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, (77 FR 26413, May 4, 2012) promotes international
regulatory cooperation to meet shared challenges involving health,
safety, labor, security, environmental, and other issues and to reduce,
eliminate, or prevent unnecessary differences in regulatory
requirements. The FAA has analyzed this action under the policies and
agency responsibilities of Executive Order 13609, and has determined
that this action would have no effect on international regulatory
cooperation.
IX. Additional Information
A. Availability of Rulemaking Documents
An electronic copy of rulemaking documents may be obtained from the
Internet by--
Searching the Federal eRulemaking Portal (https://www.regulations.gov);
Visiting the FAA's Regulations and Policies Web page at
https://www.faa.gov/regulations_policies; or
Accessing the Government Publishing Office's Web page at
https://www.fdsys.gov.
Copies may also be obtained by sending a request (identified by
amendment or docket number of this rulemaking) to the Federal Aviation
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue
SW., Washington, DC 20591, or by calling (202) 267-9677.
Except for classified material, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the Internet through the Federal
eRulemaking Portal referenced above.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) requires FAA to comply with small entity requests for
information or advice about compliance with statutes and regulations
within its jurisdiction. A small entity with questions regarding this
document may contact its local FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT heading at the beginning of the
preamble. To find out more about SBREFA on the Internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Yemen.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 1155, 40101, 40103, 40105,
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534, articles 12 and 29 of the
Convention on International Civil Aviation (61 Stat. 1180), (126
Stat. 11).
0
2. In part 91, subpart M, add Sec. 91.1611 to read as follows:
Sec. 91.1611 Special Federal Aviation Regulation No. 115--Prohibition
Against Certain Flights in Specified Areas of the Sanaa (OYSC) Flight
Information Region (FIR).
(a) Applicability. This Special Federal Aviation Regulation (SFAR)
applies to the following persons:
(1) All U.S. air carriers and U.S. commercial operators;
(2) All persons exercising the privileges of an airman certificate
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and
(3) All operators of U.S.-registered civil aircraft, except where
the operator of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as provided in paragraphs (c) and
(d) of
[[Page 732]]
this section, no person described in paragraph (a) of this section may
conduct flight operations in the Sanaa (OYSC) Flight Information Region
(FIR), excluding that airspace east and southeast of a line drawn
direct from KAPET (163322N 0530614E) to NODMA (152603N 0533359E), then
direct from NODMA to PAKER (115500N 0463500E).
(c) Permitted operations. This section does not prohibit persons
described in paragraph (a) of this section from conducting flight
operations in the Sanaa (OYSC) FIR in that airspace west and northwest
of a line drawn direct from KAPET (163322N 0530614E) to NODMA (152603N
0533359E), then direct from NODMA to PAKER (115500N 0463500E), provided
that such flight operations are conducted under a contract, grant, or
cooperative agreement with a department, agency, or instrumentality of
the U.S. government (or under a subcontract between the prime
contractor of the department, agency, or instrumentality, and the
person subject to paragraph (a)), with the approval of the FAA, or
under an exemption issued by the FAA. The FAA will process requests for
approval or exemption in a timely manner, with the order of preference
being: first, for those operations in support of U.S. government-
sponsored activities; second, for those operations in support of
government-sponsored activities of a foreign country with the support
of a U.S. government department, agency, or instrumentality; and third,
for all other operations.
(d) Emergency situations. In an emergency that requires immediate
decision and action for the safety of the flight, the pilot in command
of an aircraft may deviate from this section to the extent required by
that emergency. Except for U.S. air carriers and commercial operators
that are subject to the requirements of 14 CFR part 119, 121, 125, or
135, each person who deviates from this section must, within 10 days of
the deviation, excluding Saturdays, Sundays, and Federal holidays,
submit to the nearest FAA Flight Standards District Office (FSDO) a
complete report of the operations of the aircraft involved in the
deviation, including a description of the deviation and the reasons for
it.
(e) Expiration. This SFAR will remain in effect until January 7,
2018. The FAA may amend, rescind, or extend this SFAR as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on December
24, 2015.
Michael P. Huerta,
Administrator.
[FR Doc. 2015-33258 Filed 1-6-16; 8:45 am]
BILLING CODE 4910-13-P