Entergy Operations, Inc.; Vermont Yankee Nuclear Power Station, 81872-81875 [2015-32932]
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Federal Register / Vol. 80, No. 251 / Thursday, December 31, 2015 / Notices
Regulatory Commission, Washington DC
20555–0001.
SUPPLEMENTARY INFORMATION:
NUCLEAR REGULATORY
COMMISSION
[Docket No. 50–271; NRC–2015–0111]
Entergy Operations, Inc.; Vermont
Yankee Nuclear Power Station
Nuclear Regulatory
Commission.
ACTION: Exemption; issuance.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is issuing
exemptions in response to a February
13, 2015, request from Entergy Nuclear
Operations, Inc. (ENO or the licensee).
The licensee requested that Vermont
Yankee Nuclear Power Station (Vermont
Yankee) be granted a permanent partial
exemption from regulations that require
retention of records for certain systems,
structures, and components (SSCs) until
the termination of the operating license.
ADDRESSES: Please refer to Docket ID
NRC–2015–0111 when contacting the
NRC about the availability of
information regarding this document.
You may obtain publicly-available
information related to this document
using any of the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2015–0111. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publicly
available documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
document referenced in this document
(if that document is available in
ADAMS) is provided the first time that
a document is referenced.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT:
James Kim, Office of Nuclear Reactor
Regulation, telephone: 301–415–4125;
email: James.Kim@nrc.gov; U.S. Nuclear
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SUMMARY:
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I. Background
Vermont Yankee is a single unit
General Electric 4, Mark 1 Boiling Water
Reactor located in Vernon, Vermont.
Vermont Yankee was granted Operating
License No. DPR–28 under part 50 of
title 10 of the Code of Federal
Regulations (10 CFR) on March 21,
1972, and subsequently shut down on
December 29, 2014. The operating
license for Vermont Yankee is held by
ENO.
On January 12, 2015, ENO submitted
the certifications, pursuant to 10 CFR
50.82(a)(1), of permanent cessation of
operations and permanent removal of
fuel from the reactor (ADAMS
Accession No. ML15013A426).
Decommissioning activities will be
carried out by Entergy Nuclear Vermont
Yankee, and are described in the Post
Shutdown Decommissioning Activities
Report submitted to the NRC on
December 19, 2014 (ADAMS Accession
No. ML14357A110). The SSCs that
supported the generation of electric
power are being prepared to enter the
SAFSTOR phase. Completion of fuel
transfer from the spent fuel pool (SFP)
to an independent spent fuel storage
installation (ISFSI) is scheduled for
2020. Preparation for dismantlement
and license termination are scheduled
to begin in 2068.
II. Request/Action
By letter dated February 13, 2015
(ADAMS Accession No. ML15069A439),
ENO filed a request for NRC approval of
a permanent exemption from the
following recordkeeping requirements:
10 CFR part 50, appendix B, Criterion
XVII, 10 CFR 50.59(d)(3), and 10 CFR
50.71(c). The request was made
pursuant to 10 CFR 50.12, ‘‘Specific
exemptions.’’
The licensee is requesting NRC
approval of an exemption from 10 CFR
part 50, appendix B, Criterion XVII,
which requires certain records be
retained throughout the life of the unit;
10 CFR 50.59(d)(3), which requires
records to be maintained ‘‘until the
termination of an operating license’’;
and 10 CFR 50.71(c) where records
required by license condition or
technical specifications (TS) are to be
retained until termination of the license.
The licensee proposes that:
(1) The need to maintain records for
SSCs associated with nuclear power
generation will be eliminated when
those SSCs are removed from the
licensing basis documents, such as TSs
or the updated final safety analysis
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report (UFSAR), by appropriate change
mechanisms.
(2) The need to maintain records for
SSCs associated with safe storage of fuel
in the SFP will be eliminated when
spent nuclear fuel has been completely
transferred from the SFP to dry storage,
and the SFP and associated SSCs are
removed from licensing basis
documents by appropriate change
mechanisms.
The licensee justifies the request by
stating that when the associated SSCs
are removed from the licensing basis
documents, the SSCs will not serve any
function regulated by the NRC.
Therefore, the need to retain the records
will be, on a practical basis, eliminated.
The licensee cites precedents for records
retention exemptions granted to Zion
Nuclear Power Station, Units 1 and 2
(ADAMS Accession No. ML111260277),
Millstone Power Station, Unit No. 1,
(ADAMS Accession No. ML070110567),
and Haddam Neck Plant (ADAMS
Accession No. ML052160088).
Records associated with residual
radiological activity and with necessary
programmatic controls, such as security
and quality assurance, are addressed
through current licensing documents
and are therefore, not affected by the
exemption request. Also, the licensee
did not request an exemption from
records associated with the Vermont
Yankee ISFSI, records associated with
retention of the spent fuel assemblies, or
records associated with
decommissioning or dismantlement. In
addition, the licensee did not request an
exemption from 10 CFR part 50,
appendix A, Criterion 1, ‘‘Quality
standards and records,’’ as had been
granted in the cited precedents. Because
Vermont Yankee was granted a
construction license prior to February
1971, it is not subject to the
requirements in 10 CFR part 50,
appendix A.
III. Discussion
Pursuant to 10 CFR 50.12, the
Commission may, upon application by
any interested person or upon its own
initiative, grant exemptions from the
requirements of 10 CFR part 50 when (1)
the exemptions are authorized by law,
will not present an undue risk to public
health or safety, and are consistent with
the common defense and security, and
(2) when special circumstances are
present.
Vermont Yankee permanently shut
down on December 29, 2014, and
subsequently removed the spent fuel
from the reactor to the SFP. The nuclear
reactor and SSCs associated with the
nuclear steam supply system and
balance of plant that had supported
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power generation have been drained as
necessary and retired in place. Once
these SSCs have been prepared for
SAFSTOR, dismantlement, or
demolition, they will no longer serve
any purpose regulated by the NRC.
Subsequently, these SSCs can be
removed from NRC licensing basis
documents, such as TSs or the UFSAR,
by appropriate change mechanisms
defined in regulations (e.g. 10 CFR
50.48(f), 10 CFR 50.59, 10 CFR 50.54(a),
10 CFR 50.54(p), or 10 CFR 50.54(q)). At
that point, there will be no regulatory
need to retain associated records until
termination of the license. However,
certain records associated with these
SSCs, namely records pertaining to
residual radioactivity and records
pertaining to programmatic controls
such as security or quality assurance,
will continue to be governed by NRC
regulation and addressed in licensing
documents, and therefore, are not
affected by these exemptions.
The SSCs supporting the continued
operation of the SFP remain operable at
Vermont Yankee and will be configured
for operational efficiency until the fuel
is removed to permanent dry storage.
The records associated with the SFP
SSCs will be retained through the SFP’s
functional life. Similar to other plant
SSCs, when the SFP is emptied of fuel,
drained, and prepared for demolition,
SSCs that support the SFP will be
removed from licensing basis
documents by appropriate change
mechanisms. At that point, there will be
no safety-related or regulatory basis to
retain the records associated with SFP
SSCs.
The Exemption is Authorized by Law
Section 50.71(d)(2) allows for the
granting of specific exemptions to the
retention of records required by
regulations. Section 50.71(d)(2) states,
in part, ‘‘the retention period specified
in the regulations in this part for such
records shall apply unless the
Commission, pursuant to § 50.12 of this
part, has granted a specific exemption
from the record retention requirements
specified in the regulations in this part.’’
Based on 10 CFR 50.71(d)(2), if the
requirements of 10 CFR 50.12 are
satisfied, an exemption from the
recordkeeping requirements in 10 CFR
part 50, appendix B, 10 CFR 50.59(d)(3),
and 10 CFR 50.71(c), as requested by the
licensee, is authorized by law.
Specific Exemption Presents No Undue
Risk to Public Health and Safety
As SSCs are prepared for SAFSTOR
and eventual decommission and
dismantlement, they will be removed
from NRC licensing basis documents
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through appropriate change
mechanisms, such as through the
process stipulated by 10 CFR 50.59 or
through a license amendment request
approved by the NRC. These change
processes involve either a determination
by the licensee or an approval by the
NRC that the affected SSC no longer
serves any safety purpose regulated by
the NRC. Therefore, the removal of the
SSC would not present an undue risk to
the public health and safety. In turn,
removal of the records associated with
the affected SSC would not cause any
additional impact to public health and
safety.
The partial exemptions from the
requested requirements of 10 CFR part
50, appendix B, Criterion XVII; 10 CFR
50.59(d)(3); and 10 CFR 50.71(c) are
administrative in nature and will have
no impact on future decommissioning
activities or radiological effluents. The
partial exemptions will only advance
the schedule for the removal of the
records. Because the content of the
records pertains to SSCs that have
already been removed from licensing
basis documents, elimination of the
records on an advanced timetable will
have no reasonable potential to present
any undue risk to the public health and
safety.
The Exemption is Consistent With the
Common Defense and Security
The elimination of records associated
with SSCs, which have already been
removed from NRC licensing basis
documents, is administrative in nature,
and does not involve information or
involve activities that could potentially
impact the common defense or security.
After the SSCs are removed from NRC
licensing basis documents by
appropriate change mechanisms, they
are determined to no longer serve the
purpose of safe operation or maintain
conditions that would affect the ongoing
health and safety of workers or the
public. Therefore, removal of the
associated records will also present no
potential for impacting the safe
operation of the plant or the defense or
security of the workers or the public.
The exemptions requested are
administrative in nature and will merely
advance the current schedule for
removal of the specified records.
Therefore, the partial exemptions from
the recordkeeping requirements of 10
CFR part 50, appendix B, Criterion XVII;
10 CFR 50.59(d)(3); and 10 CFR
50.71(c), and for the types of records as
specified above, are consistent with the
common defense and security.
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Special Circumstances
Pursuant to 10 CFR 50.12, the
Commission will consider granting an
exemption if special circumstances are
present. Section 50.12(a)(2)(ii) states, in
part, that ‘‘Special circumstance are
present whenever ‘‘Application of the
regulation in the particular
circumstances would not serve the
underlying purpose of the rule, or is not
necessary to achieve the underlying
purpose of the rule.’’
Appendix B of 10 CFR part 50,
Criterion XVII, states in part: ‘‘Sufficient
records shall be maintained to furnish
evidence of activities affecting quality.
. . . Records shall be identifiable and
retrievable.’’
Section 50.59(d)(3) states in part:
‘‘The records of changes in the facility
must be maintained until the
termination of an operating license
under this part. . .’’
Section 50.71(c), states in part:
‘‘Records that are required by the
regulations in this part or 10 CFR part
52 of this chapter, by license condition,
or by technical specifications must be
retained for the period specified by the
appropriate regulation, license
condition, or technical specification. If
a retention period is not otherwise
specified, these records must be
retained until the Commission
terminates the facility license. . . .’’
In the statements of consideration for
the final rulemaking, effective July 26,
1988 (53 FR 19240; May 27, 1988)
‘‘Retention Periods for Records,’’ as a
response to public comments during the
rulemaking process, the NRC states that
records must be retained ‘‘. . . so they
will be available for examination by the
Commission in any analysis following
an accident, incident, or other problem
involving public health and safety . . .
[and] . . . for NRC to ensure compliance
with the safety and health aspects of the
nuclear environment and for the NRC to
accomplish its mission to protect the
public health and safety.’’
The statements of consideration
express that the underlying purpose of
the recordkeeping rule is to ensure that,
in the event of an accident, incident, or
condition that could impact public
health and safety, the NRC has access to
information in the records that would
assist in the recovery from the event and
prevent similar events or conditions,
which would impact health and safety.
These regulations do not consider the
nature of the decommissioning process,
in which safety-related SSCs are retired
or disabled, and subsequently removed
from NRC licensing basis documents by
appropriate change mechanisms prior to
the termination of the license.
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Appropriate removal of an SSC from
the licensing basis requires either a
determination by the licensee or an
approval by the NRC of whether the SSC
has the potential to cause an accident,
event, or other problem, which would
adversely impact the public health and
safety. It follows that at a nuclear power
generation plant in the
decommissioning stage, SSCs that have
been retired from service and removed
from licensing basis documents have
already been determined, through that
evaluation, to no longer have an adverse
impact on public health and safety.
The records subject to removal under
these exemptions are associated with
SSCs that had been important to safety
during power operation but are no
longer important operationally or
capable of causing an event, incident, or
condition that would adversely impact
public health and safety, as evidenced
by their appropriate removal from
licensing basis documents. If the SSCs
no longer have the potential to cause an
event, incident, or other problem, which
would adversely impact public health
and safety, then it is reasonable to
conclude that the records associated
with these SSCs would not reasonably
be necessary for recovery from or
prevention of such an event or incident,
and therefore, their retention would not
serve the underlying purpose of the rule
to assist in recovery from an event or
prevent future events, incidents, or
problems. Once removed from licensing
basis documents, SSCs are no longer
governed by the NRC’s regulations, and
therefore, are not subject to compliance
with the safety and health aspects of the
nuclear environment. Therefore,
retention of these records does not serve
the underlying purpose of the rule of
maintaining compliance with the safety
and health aspects of the nuclear
environment or to accomplish the NRC’s
mission.
Records, which continue to serve the
underlying purpose of the rule, that is,
to maintain compliance and to protect
public health and safety, will continue
to be retained under regulations in 10
CFR part 50 and 10 CFR part 72. These
retained records not subject to the
exemption include those associated
with programmatic controls, such as
those pertaining to residual
radioactivity, security, quality
assurance, etc., and records associated
with the ISFSI and spent fuel
assemblies.
Section 50.12(a)(2)(iii) states, in part,
‘‘Compliance would result in undue
hardship or other costs that are
significantly in excess of those
contemplated when the regulation was
adopted . . . .’’
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Environmental Considerations
The Director, Division of Operating
Reactor Licensing, Office of Nuclear
Reactor Regulation, has determined that
approval of the exemption request
involves no significant hazards
consideration because allowing the
licensee exemption from the
recordkeeping requirements of 10 CFR
part 50, appendix B, Criterion XVII; 10
CFR 50.59(d)(3); and 10 CFR 50.71(c), at
the permanently shutdown and
defueled Vermont Yankee power
reactor, does not (1) involve a
significant increase in the probability or
consequences of an accident previously
evaluated; or (2) create the possibility of
a new or different kind of accident from
any accident previously evaluated; (3)
involve a significant reduction in a
margin of safety. Accordingly, there is
no significant change in the types or
significant increase in the amounts of
any effluents that may be released
offsite, and no significant increase in
individual or cumulative public or
occupational radiation exposure. The
exempted regulation is not associated
with construction, so there is no
significant construction impact. The
exempted regulation does not concern
the source term (i.e., potential amount
of radiation in an accident), nor
mitigation. Therefore, there is no
significant increase in the potential for,
or consequences from radiological
accidents.
Allowing the licensee partial
exemption from record retention
requirements from which the exemption
is sought involve recordkeeping
requirements, reporting requirements of
an administrative, managerial, or
organizational nature.
Therefore, pursuant to 10 CFR
51.22(b) and 51.22(c)(25), no
environmental impact statement or
environmental assessment need be
prepared in connection with the
approval of this exemption request.
Under 10 CFR 51.22(c)(25), granting
of an exemption from the requirements
of any regulation in Chapter I of 10 CFR
is a categorical exclusion provided that
(i) there is no significant hazards
consideration; (ii) there is no significant
change in the types or significant
increase in the amounts of any effluents
that may be released offsite; (iii) there is
no significant increase in individual or
cumulative public or occupational
radiation exposure; (iv) there is no
significant construction impact; (v)
there is no significant increase in the
potential for or consequences from
radiological accidents: And (vi) the
requirements from which an exemption
is sought are among those identified in
10 CFR 51.22(c)(25)(vi).
IV. Conclusions
Accordingly, the Commission has
determined that, pursuant to 10 CFR
50.12, that ENO’s request for partial
exemptions from recordkeeping
requirements in 10 CFR part 50,
appendix B, Criterion XVII; 10 CFR
50.59(d)(3); and 10 CFR 50.71(c) are
authorized by law, will not present an
undue risk to the public health and
safety, and are consistent with the
common defense and security. Also,
special circumstances are present.
Therefore, the Commission hereby
grants ENO’s one-time partial
exemptions from 10 CFR part 50,
appendix B, Criterion XVII; 10 CFR
50.59(d)(3); and 10 CFR 50.71(c) to
advance the schedule to remove records
The retention of records required by
10 CFR part 50, appendix B, Criterion
XVII, 10 CFR 50.59(d)(3), and 10 CFR
50.71(c) provides assurance that records
associated with SSCs will be captured,
indexed, and stored in an
environmentally suitable and retrievable
condition. Given the volume of records
associated with the SSCs, compliance
with the records retention rules results
in a considerable cost to the licensee.
Retention of the volume of records
associated with these SSCs during the
operations phase is appropriate to serve
the underlying purpose of providing
information to the Commission for
examination in the case of an event,
incident, or other problem involving the
public health and safety, as discussed
above. However, the cost effect of
retaining operations phase records
beyond the operations phase until the
termination of the license was not fully
considered or understood. Therefore,
compliance with the rule would result
in an undue cost in excess of that
contemplated when the rule was
adopted.
The granted exemptions apply to
records that are associated with SSCs
that had supported the operations phase
of electricity generation and wet storage
of spent fuel assemblies, and that have
been, or will be, retired in place,
prepared for dismantlement, and
removed from licensing basis
documents. Records that continue to
apply to retired SSCs during the
SAFSTOR and decommissioning phase,
such as records associated with
programmatic controls pertaining to
residual radioactivity, security, quality
assurance, etc., and records associated
with the ISFSI and spent fuel
assemblies, will continue to be
maintained in an environmentally
suitable and retrievable condition.
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associated with SSCs that have been
removed from NRC licensing basis
documents by appropriate change
mechanisms.
Dated at Rockville, Maryland, this 22nd
day of December 2015.
For the Nuclear Regulatory Commission.
George A. Wilson,
Deputy Director, Division of Operating
Reactor Licensing, Office of Nuclear Reactor
Regulation.
[FR Doc. 2015–32932 Filed 12–30–15; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF STATE
[Public Notice: 9396]
Request for Information for the 2016
Trafficking in Persons Report
The Department of State (‘‘the
Department’’) requests written
information to assist in reporting on the
degree to which the United States and
foreign governments comply with the
minimum standards for the elimination
of trafficking in persons (‘‘minimum
standards’’) that are prescribed by the
Trafficking Victims Protection Act of
2000, (Div. A, Pub. L. 106–386) as
amended (‘‘TVPA’’). This information
will assist in the preparation of the
Trafficking in Persons Report (‘‘TIP
Report’’) that the Department submits
annually to the U.S. Congress on
governments’ level of compliance with
the minimum standards. Foreign
governments that do not comply with
the minimum standards and are not
making significant efforts to do so may
be subject to restrictions on
nonhumanitarian, nontrade-related
foreign assistance from the United
States, as defined by the TVPA.
Submissions must be made in writing to
the Office to Monitor and Combat
Trafficking in Persons at the Department
of State by January 19, 2016. Please refer
to the ADDRESSES, Scope of Interest, and
Information Sought sections of this
Notice for additional instructions on
submission requirements.
DATES: Submissions must be received by
5 p.m. on January 19, 2016.
ADDRESSES: Written submissions and
supporting documentation may be
submitted by the following methods:
Email (preferred): tipreport@state.gov
for submissions related to foreign
governments and tipreportUS@state.gov
for submissions related to the United
States.
• Facsimile (fax): 202–312–9637
• Mail, Express Delivery, Hand
Delivery and Messenger Service: U.S.
Department of State, Office to Monitor
and Combat Trafficking in Persons (J/
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SUMMARY:
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TIP), 1800 G Street NW., Suite 2148,
Washington, DC 20520. Please note that
materials submitted by mail may be
delayed due to security screenings and
processing.
Scope of Interest: The Department
requests information relevant to
assessing the United States’ and foreign
governments’ compliance with the
minimum standards for the elimination
of trafficking in persons in the year
2015. The minimum standards for the
elimination of trafficking in persons are
listed in the Background section.
Submissions must include information
relevant and probative of the minimum
standards for the elimination of
trafficking in persons and should
include, but need not be limited to,
answering the questions in the
Information Sought section. Only those
questions for which the submitter has
direct professional experience should be
answered and that experience should be
noted. For any critique or deficiency
described, please provide a
recommendation to remedy it. Note the
country or countries that are the focus
of the submission.
Submissions may include written
narratives that answer the questions
presented in this Notice, research,
studies, statistics, fieldwork, training
materials, evaluations, assessments, and
other relevant evidence of local, state,
and federal government efforts. To the
extent possible, precise dates and
numbers of officials or citizens affected
should be included.
Where applicable, written narratives
providing factual information should
provide citations to sources, and copies
of the source material should be
provided. If possible, send electronic
copies of the entire submission,
including source material. If primary
sources are utilized, such as research
studies, interviews, direct observations,
or other sources of quantitative or
qualitative data, details on the research
or data-gathering methodology should
be provided. The Department does not
include in the Report, and is therefore
not seeking, information on prostitution,
human smuggling, visa fraud, or child
abuse, unless such conduct occurs in
the context of human trafficking.
Confidentiality: Please provide the
name, phone number, and email address
of a single point of contact for any
submission. It is Department practice
not to identify in the Report information
concerning sources to safeguard those
sources. Please note, however, that any
information submitted to the
Department may be releasable pursuant
to the provisions of the Freedom of
Information Act or other applicable law.
When applicable, portions of
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submissions relevant to efforts by other
U.S. government agencies may be
shared with those agencies.
Response: This is a request for
information only; there will be no
response to submissions.
SUPPLEMENTARY INFORMATION:
I. Background
The TIP Report: The TIP Report is the
most comprehensive worldwide report
on governments’ efforts to combat
trafficking in persons. It represents an
updated, global look at the nature and
scope of trafficking in persons and the
broad range of government actions to
confront and eliminate it. The U.S.
government uses the Report to engage in
diplomacy, to encourage partnership in
creating and implementing laws and
policies to combat trafficking, and to
target resources on prevention,
protection, and prosecution programs.
Worldwide, the Report is used by
international organizations, foreign
governments, and nongovernmental
organizations as a tool to examine where
resources are most needed. Identifying
victims, preventing trafficking, and
bringing traffickers to justice are the
ultimate goals of the Report and of the
U.S government’s anti-trafficking policy.
The Department prepares the TIP
Report using information from across
the U.S. government, foreign
government officials, nongovernmental
and international organizations,
published reports, and research trips to
every region. The Report focuses on
concrete actions that governments take
to fight trafficking in persons, including
prosecutions, convictions, and prison
sentences for traffickers, as well as
victim protection measures and
prevention efforts. Each Report narrative
also includes recommendations for each
country. These recommendations are
then used to assist in measuring
governments’ progress from one year to
the next and determining whether
governments comply with the minimum
standards for the elimination of
trafficking in persons or are making
significant efforts to do so.
The TVPA creates a four tier ranking
system. Tier placement is based more on
the extent of government action to
combat trafficking than on the size of
the problem, although that is a
consideration. The Department first
evaluates whether the government fully
complies with the TVPA’s minimum
standards for the elimination of
trafficking. Governments that fully
comply are placed on Tier 1. For other
governments, the Department considers
the extent of efforts to reach
compliance. Governments that are
making significant efforts to meet the
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31DEN1
Agencies
[Federal Register Volume 80, Number 251 (Thursday, December 31, 2015)]
[Notices]
[Pages 81872-81875]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-32932]
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NUCLEAR REGULATORY COMMISSION
[Docket No. 50-271; NRC-2015-0111]
Entergy Operations, Inc.; Vermont Yankee Nuclear Power Station
AGENCY: Nuclear Regulatory Commission.
ACTION: Exemption; issuance.
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SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is issuing
exemptions in response to a February 13, 2015, request from Entergy
Nuclear Operations, Inc. (ENO or the licensee). The licensee requested
that Vermont Yankee Nuclear Power Station (Vermont Yankee) be granted a
permanent partial exemption from regulations that require retention of
records for certain systems, structures, and components (SSCs) until
the termination of the operating license.
ADDRESSES: Please refer to Docket ID NRC-2015-0111 when contacting the
NRC about the availability of information regarding this document. You
may obtain publicly-available information related to this document
using any of the following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2015-0111. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: Carol.Gallagher@nrc.gov. For technical questions, contact
the individual listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS,
please contact the NRC's Public Document Room (PDR) reference staff at
1-800-397-4209, 301-415-4737, or by email to pdr.resource@nrc.gov. The
ADAMS accession number for each document referenced in this document
(if that document is available in ADAMS) is provided the first time
that a document is referenced.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: James Kim, Office of Nuclear Reactor
Regulation, telephone: 301-415-4125; email: James.Kim@nrc.gov; U.S.
Nuclear Regulatory Commission, Washington DC 20555-0001.
SUPPLEMENTARY INFORMATION:
I. Background
Vermont Yankee is a single unit General Electric 4, Mark 1 Boiling
Water Reactor located in Vernon, Vermont. Vermont Yankee was granted
Operating License No. DPR-28 under part 50 of title 10 of the Code of
Federal Regulations (10 CFR) on March 21, 1972, and subsequently shut
down on December 29, 2014. The operating license for Vermont Yankee is
held by ENO.
On January 12, 2015, ENO submitted the certifications, pursuant to
10 CFR 50.82(a)(1), of permanent cessation of operations and permanent
removal of fuel from the reactor (ADAMS Accession No. ML15013A426).
Decommissioning activities will be carried out by Entergy Nuclear
Vermont Yankee, and are described in the Post Shutdown Decommissioning
Activities Report submitted to the NRC on December 19, 2014 (ADAMS
Accession No. ML14357A110). The SSCs that supported the generation of
electric power are being prepared to enter the SAFSTOR phase.
Completion of fuel transfer from the spent fuel pool (SFP) to an
independent spent fuel storage installation (ISFSI) is scheduled for
2020. Preparation for dismantlement and license termination are
scheduled to begin in 2068.
II. Request/Action
By letter dated February 13, 2015 (ADAMS Accession No.
ML15069A439), ENO filed a request for NRC approval of a permanent
exemption from the following recordkeeping requirements: 10 CFR part
50, appendix B, Criterion XVII, 10 CFR 50.59(d)(3), and 10 CFR
50.71(c). The request was made pursuant to 10 CFR 50.12, ``Specific
exemptions.''
The licensee is requesting NRC approval of an exemption from 10 CFR
part 50, appendix B, Criterion XVII, which requires certain records be
retained throughout the life of the unit; 10 CFR 50.59(d)(3), which
requires records to be maintained ``until the termination of an
operating license''; and 10 CFR 50.71(c) where records required by
license condition or technical specifications (TS) are to be retained
until termination of the license. The licensee proposes that:
(1) The need to maintain records for SSCs associated with nuclear
power generation will be eliminated when those SSCs are removed from
the licensing basis documents, such as TSs or the updated final safety
analysis report (UFSAR), by appropriate change mechanisms.
(2) The need to maintain records for SSCs associated with safe
storage of fuel in the SFP will be eliminated when spent nuclear fuel
has been completely transferred from the SFP to dry storage, and the
SFP and associated SSCs are removed from licensing basis documents by
appropriate change mechanisms.
The licensee justifies the request by stating that when the
associated SSCs are removed from the licensing basis documents, the
SSCs will not serve any function regulated by the NRC. Therefore, the
need to retain the records will be, on a practical basis, eliminated.
The licensee cites precedents for records retention exemptions granted
to Zion Nuclear Power Station, Units 1 and 2 (ADAMS Accession No.
ML111260277), Millstone Power Station, Unit No. 1, (ADAMS Accession No.
ML070110567), and Haddam Neck Plant (ADAMS Accession No. ML052160088).
Records associated with residual radiological activity and with
necessary programmatic controls, such as security and quality
assurance, are addressed through current licensing documents and are
therefore, not affected by the exemption request. Also, the licensee
did not request an exemption from records associated with the Vermont
Yankee ISFSI, records associated with retention of the spent fuel
assemblies, or records associated with decommissioning or
dismantlement. In addition, the licensee did not request an exemption
from 10 CFR part 50, appendix A, Criterion 1, ``Quality standards and
records,'' as had been granted in the cited precedents. Because Vermont
Yankee was granted a construction license prior to February 1971, it is
not subject to the requirements in 10 CFR part 50, appendix A.
III. Discussion
Pursuant to 10 CFR 50.12, the Commission may, upon application by
any interested person or upon its own initiative, grant exemptions from
the requirements of 10 CFR part 50 when (1) the exemptions are
authorized by law, will not present an undue risk to public health or
safety, and are consistent with the common defense and security, and
(2) when special circumstances are present.
Vermont Yankee permanently shut down on December 29, 2014, and
subsequently removed the spent fuel from the reactor to the SFP. The
nuclear reactor and SSCs associated with the nuclear steam supply
system and balance of plant that had supported
[[Page 81873]]
power generation have been drained as necessary and retired in place.
Once these SSCs have been prepared for SAFSTOR, dismantlement, or
demolition, they will no longer serve any purpose regulated by the NRC.
Subsequently, these SSCs can be removed from NRC licensing basis
documents, such as TSs or the UFSAR, by appropriate change mechanisms
defined in regulations (e.g. 10 CFR 50.48(f), 10 CFR 50.59, 10 CFR
50.54(a), 10 CFR 50.54(p), or 10 CFR 50.54(q)). At that point, there
will be no regulatory need to retain associated records until
termination of the license. However, certain records associated with
these SSCs, namely records pertaining to residual radioactivity and
records pertaining to programmatic controls such as security or quality
assurance, will continue to be governed by NRC regulation and addressed
in licensing documents, and therefore, are not affected by these
exemptions.
The SSCs supporting the continued operation of the SFP remain
operable at Vermont Yankee and will be configured for operational
efficiency until the fuel is removed to permanent dry storage. The
records associated with the SFP SSCs will be retained through the SFP's
functional life. Similar to other plant SSCs, when the SFP is emptied
of fuel, drained, and prepared for demolition, SSCs that support the
SFP will be removed from licensing basis documents by appropriate
change mechanisms. At that point, there will be no safety-related or
regulatory basis to retain the records associated with SFP SSCs.
The Exemption is Authorized by Law
Section 50.71(d)(2) allows for the granting of specific exemptions
to the retention of records required by regulations. Section
50.71(d)(2) states, in part, ``the retention period specified in the
regulations in this part for such records shall apply unless the
Commission, pursuant to Sec. 50.12 of this part, has granted a
specific exemption from the record retention requirements specified in
the regulations in this part.''
Based on 10 CFR 50.71(d)(2), if the requirements of 10 CFR 50.12
are satisfied, an exemption from the recordkeeping requirements in 10
CFR part 50, appendix B, 10 CFR 50.59(d)(3), and 10 CFR 50.71(c), as
requested by the licensee, is authorized by law.
Specific Exemption Presents No Undue Risk to Public Health and Safety
As SSCs are prepared for SAFSTOR and eventual decommission and
dismantlement, they will be removed from NRC licensing basis documents
through appropriate change mechanisms, such as through the process
stipulated by 10 CFR 50.59 or through a license amendment request
approved by the NRC. These change processes involve either a
determination by the licensee or an approval by the NRC that the
affected SSC no longer serves any safety purpose regulated by the NRC.
Therefore, the removal of the SSC would not present an undue risk to
the public health and safety. In turn, removal of the records
associated with the affected SSC would not cause any additional impact
to public health and safety.
The partial exemptions from the requested requirements of 10 CFR
part 50, appendix B, Criterion XVII; 10 CFR 50.59(d)(3); and 10 CFR
50.71(c) are administrative in nature and will have no impact on future
decommissioning activities or radiological effluents. The partial
exemptions will only advance the schedule for the removal of the
records. Because the content of the records pertains to SSCs that have
already been removed from licensing basis documents, elimination of the
records on an advanced timetable will have no reasonable potential to
present any undue risk to the public health and safety.
The Exemption is Consistent With the Common Defense and Security
The elimination of records associated with SSCs, which have already
been removed from NRC licensing basis documents, is administrative in
nature, and does not involve information or involve activities that
could potentially impact the common defense or security. After the SSCs
are removed from NRC licensing basis documents by appropriate change
mechanisms, they are determined to no longer serve the purpose of safe
operation or maintain conditions that would affect the ongoing health
and safety of workers or the public. Therefore, removal of the
associated records will also present no potential for impacting the
safe operation of the plant or the defense or security of the workers
or the public.
The exemptions requested are administrative in nature and will
merely advance the current schedule for removal of the specified
records. Therefore, the partial exemptions from the recordkeeping
requirements of 10 CFR part 50, appendix B, Criterion XVII; 10 CFR
50.59(d)(3); and 10 CFR 50.71(c), and for the types of records as
specified above, are consistent with the common defense and security.
Special Circumstances
Pursuant to 10 CFR 50.12, the Commission will consider granting an
exemption if special circumstances are present. Section 50.12(a)(2)(ii)
states, in part, that ``Special circumstance are present whenever
``Application of the regulation in the particular circumstances would
not serve the underlying purpose of the rule, or is not necessary to
achieve the underlying purpose of the rule.''
Appendix B of 10 CFR part 50, Criterion XVII, states in part:
``Sufficient records shall be maintained to furnish evidence of
activities affecting quality. . . . Records shall be identifiable and
retrievable.''
Section 50.59(d)(3) states in part: ``The records of changes in the
facility must be maintained until the termination of an operating
license under this part. . .''
Section 50.71(c), states in part: ``Records that are required by
the regulations in this part or 10 CFR part 52 of this chapter, by
license condition, or by technical specifications must be retained for
the period specified by the appropriate regulation, license condition,
or technical specification. If a retention period is not otherwise
specified, these records must be retained until the Commission
terminates the facility license. . . .''
In the statements of consideration for the final rulemaking,
effective July 26, 1988 (53 FR 19240; May 27, 1988) ``Retention Periods
for Records,'' as a response to public comments during the rulemaking
process, the NRC states that records must be retained ``. . . so they
will be available for examination by the Commission in any analysis
following an accident, incident, or other problem involving public
health and safety . . . [and] . . . for NRC to ensure compliance with
the safety and health aspects of the nuclear environment and for the
NRC to accomplish its mission to protect the public health and
safety.''
The statements of consideration express that the underlying purpose
of the recordkeeping rule is to ensure that, in the event of an
accident, incident, or condition that could impact public health and
safety, the NRC has access to information in the records that would
assist in the recovery from the event and prevent similar events or
conditions, which would impact health and safety. These regulations do
not consider the nature of the decommissioning process, in which
safety-related SSCs are retired or disabled, and subsequently removed
from NRC licensing basis documents by appropriate change mechanisms
prior to the termination of the license.
[[Page 81874]]
Appropriate removal of an SSC from the licensing basis requires
either a determination by the licensee or an approval by the NRC of
whether the SSC has the potential to cause an accident, event, or other
problem, which would adversely impact the public health and safety. It
follows that at a nuclear power generation plant in the decommissioning
stage, SSCs that have been retired from service and removed from
licensing basis documents have already been determined, through that
evaluation, to no longer have an adverse impact on public health and
safety.
The records subject to removal under these exemptions are
associated with SSCs that had been important to safety during power
operation but are no longer important operationally or capable of
causing an event, incident, or condition that would adversely impact
public health and safety, as evidenced by their appropriate removal
from licensing basis documents. If the SSCs no longer have the
potential to cause an event, incident, or other problem, which would
adversely impact public health and safety, then it is reasonable to
conclude that the records associated with these SSCs would not
reasonably be necessary for recovery from or prevention of such an
event or incident, and therefore, their retention would not serve the
underlying purpose of the rule to assist in recovery from an event or
prevent future events, incidents, or problems. Once removed from
licensing basis documents, SSCs are no longer governed by the NRC's
regulations, and therefore, are not subject to compliance with the
safety and health aspects of the nuclear environment. Therefore,
retention of these records does not serve the underlying purpose of the
rule of maintaining compliance with the safety and health aspects of
the nuclear environment or to accomplish the NRC's mission.
Records, which continue to serve the underlying purpose of the
rule, that is, to maintain compliance and to protect public health and
safety, will continue to be retained under regulations in 10 CFR part
50 and 10 CFR part 72. These retained records not subject to the
exemption include those associated with programmatic controls, such as
those pertaining to residual radioactivity, security, quality
assurance, etc., and records associated with the ISFSI and spent fuel
assemblies.
Section 50.12(a)(2)(iii) states, in part, ``Compliance would result
in undue hardship or other costs that are significantly in excess of
those contemplated when the regulation was adopted . . . .''
The retention of records required by 10 CFR part 50, appendix B,
Criterion XVII, 10 CFR 50.59(d)(3), and 10 CFR 50.71(c) provides
assurance that records associated with SSCs will be captured, indexed,
and stored in an environmentally suitable and retrievable condition.
Given the volume of records associated with the SSCs, compliance with
the records retention rules results in a considerable cost to the
licensee. Retention of the volume of records associated with these SSCs
during the operations phase is appropriate to serve the underlying
purpose of providing information to the Commission for examination in
the case of an event, incident, or other problem involving the public
health and safety, as discussed above. However, the cost effect of
retaining operations phase records beyond the operations phase until
the termination of the license was not fully considered or understood.
Therefore, compliance with the rule would result in an undue cost in
excess of that contemplated when the rule was adopted.
The granted exemptions apply to records that are associated with
SSCs that had supported the operations phase of electricity generation
and wet storage of spent fuel assemblies, and that have been, or will
be, retired in place, prepared for dismantlement, and removed from
licensing basis documents. Records that continue to apply to retired
SSCs during the SAFSTOR and decommissioning phase, such as records
associated with programmatic controls pertaining to residual
radioactivity, security, quality assurance, etc., and records
associated with the ISFSI and spent fuel assemblies, will continue to
be maintained in an environmentally suitable and retrievable condition.
Environmental Considerations
Under 10 CFR 51.22(c)(25), granting of an exemption from the
requirements of any regulation in Chapter I of 10 CFR is a categorical
exclusion provided that (i) there is no significant hazards
consideration; (ii) there is no significant change in the types or
significant increase in the amounts of any effluents that may be
released offsite; (iii) there is no significant increase in individual
or cumulative public or occupational radiation exposure; (iv) there is
no significant construction impact; (v) there is no significant
increase in the potential for or consequences from radiological
accidents: And (vi) the requirements from which an exemption is sought
are among those identified in 10 CFR 51.22(c)(25)(vi).
The Director, Division of Operating Reactor Licensing, Office of
Nuclear Reactor Regulation, has determined that approval of the
exemption request involves no significant hazards consideration because
allowing the licensee exemption from the recordkeeping requirements of
10 CFR part 50, appendix B, Criterion XVII; 10 CFR 50.59(d)(3); and 10
CFR 50.71(c), at the permanently shutdown and defueled Vermont Yankee
power reactor, does not (1) involve a significant increase in the
probability or consequences of an accident previously evaluated; or (2)
create the possibility of a new or different kind of accident from any
accident previously evaluated; (3) involve a significant reduction in a
margin of safety. Accordingly, there is no significant change in the
types or significant increase in the amounts of any effluents that may
be released offsite, and no significant increase in individual or
cumulative public or occupational radiation exposure. The exempted
regulation is not associated with construction, so there is no
significant construction impact. The exempted regulation does not
concern the source term (i.e., potential amount of radiation in an
accident), nor mitigation. Therefore, there is no significant increase
in the potential for, or consequences from radiological accidents.
Allowing the licensee partial exemption from record retention
requirements from which the exemption is sought involve recordkeeping
requirements, reporting requirements of an administrative, managerial,
or organizational nature.
Therefore, pursuant to 10 CFR 51.22(b) and 51.22(c)(25), no
environmental impact statement or environmental assessment need be
prepared in connection with the approval of this exemption request.
IV. Conclusions
Accordingly, the Commission has determined that, pursuant to 10 CFR
50.12, that ENO's request for partial exemptions from recordkeeping
requirements in 10 CFR part 50, appendix B, Criterion XVII; 10 CFR
50.59(d)(3); and 10 CFR 50.71(c) are authorized by law, will not
present an undue risk to the public health and safety, and are
consistent with the common defense and security. Also, special
circumstances are present. Therefore, the Commission hereby grants
ENO's one-time partial exemptions from 10 CFR part 50, appendix B,
Criterion XVII; 10 CFR 50.59(d)(3); and 10 CFR 50.71(c) to advance the
schedule to remove records
[[Page 81875]]
associated with SSCs that have been removed from NRC licensing basis
documents by appropriate change mechanisms.
Dated at Rockville, Maryland, this 22nd day of December 2015.
For the Nuclear Regulatory Commission.
George A. Wilson,
Deputy Director, Division of Operating Reactor Licensing, Office of
Nuclear Reactor Regulation.
[FR Doc. 2015-32932 Filed 12-30-15; 8:45 am]
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