Expanding the Economic and Innovation Opportunities of Spectrum Through Incentive Auctions, 71731-71744 [2015-29239]
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Rules and Regulations
Lucioles, 06921 Sophia Antipolis
Cedex, France. A copy of the standard
is also available at https://www.etsi.org/
deliver/etsi_en/300400_300499/
30042201/01.03.02_60/en_
30042201v010302p.pdf.
(i) ETSI EN 300 422–1 V1.4.2 (2011–
08): ‘‘Electromagnetic compatibility and
Radio spectrum Matters (ERM); Wireless
microphones in the 25 MHz to 3 GHz
frequency range; Part 1: Technical
characteristics and methods of
measurement,’’ Copyright 2011, IBR
approved for section 15.236(g).
(ii) [Reserved]
(2) [Reserved].
PART 87—AVIATION SERVICES
14. The authority citation for part 87
continues to read as follows:
■
Authority: 47 U.S.C. 154, 303 and 307(e),
unless otherwise noted.
15. Section 87.303 is amended by
revising paragraph (d)(1) to read as
follows:
■
§ 87.303
Frequencies
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*
(d)(1) Frequencies in the band 1435–
1525 MHz are also available for low
power auxiliary station use on a
secondary basis.
*
*
*
*
*
PART 90—PRIVATE LAND MOBILE
RADIO SERVICES
16. The authority citation for part 90
continues to read as follows:
■
Authority: Sections 4(i), 11, 303(g), 303(r),
and 332(c)(7) of the Communications Act of
1934, as amended, 47 U.S.C. 154(i), 161,
303(g), 303(r), and 332(c)(7), and Title VI of
the Middle Class Tax Relief and Job Creation
Act of 2012, Pub. L. 112–96, 126 Stat. 156.
17. Section 90.265 is amended by
revising paragraph (b) introductory text
and (b)(1) and (3) and adding paragraph
(f) to read as follows:
■
§ 90.265 Assignment and use of
frequencies in the bands allocated for
Federal use.
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(b) The following frequencies are
available for wireless microphone
operations to eligibles in this part,
subject to the provisions of this
paragraph:
Frequencies (MHz)
169.445
169.475
169.505
170.245
170.275
170.305
171.045
171.075
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171.105
171.845
171.875
171.905
(1) On center frequencies 169.475
MHz, 170.275 MHz, 171.075 MHz, and
171.875 MHz, the emission bandwidth
shall not exceed 200 kHz. On the other
center frequencies listed in this
paragraph (b), the emission bandwidth
shall not exceed 54 kHz.
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(3) For emissions with a bandwidth
not exceeding 54 kHz, the frequency
stability of wireless microphones shall
limit the total emission to within ±32.5
kHz of the assigned frequency.
Emissions with a bandwidth exceeding
54 kHz shall comply with the emission
mask in Section 8.3 of ETSI EN 300
422–1 v1.4.2 (2011–08).
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(f) The materials listed in this section
are incorporated by reference in this
part. These incorporations by reference
were approved by the Director of the
Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. These
materials are incorporated as they exist
on the date of the approval, and notice
of any change in these materials will be
published in the Federal Register. All
approved material is available for
inspection at the Federal
Communications Commission, 445 12th
St. SW., Reference Information Center,
Room CY–A257, Washington, DC 20554,
(202) 418–0270 and is available from the
sources below. It is also available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call (202) 741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
(1) European Telecommunications
Standards Institute, 650 Route des
Lucioles, 06921 Sophia Antipolis
Cedex, France. A copy of the standard
is also available at https://www.etsi.org/
deliver/etsi_en/300400_300499/
30042201/01.03.02_60/en_
30042201v010302p.pdf.
(i) ETSI EN 300 422–1 V1.4.2 (2011–
08): ‘‘Electromagnetic compatibility and
Radio spectrum Matters (ERM); Wireless
microphones in the 25 MHz to 3 GHz
frequency range; Part 1: Technical
characteristics and methods of
measurement,’’ Copyright 2011, IBR
approved for section 15.236(g).
(ii) [Reserved]
(2) [Reserved]
[FR Doc. 2015–28778 Filed 11–16–15; 8:45 am]
BILLING CODE 6712–01–P
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FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 27 and 73
[GN Docket No. 12–268; ET Docket Nos.
13–26 and 14–14; FCC 15–141]
Expanding the Economic and
Innovation Opportunities of Spectrum
Through Incentive Auctions
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
This document resolves the
remaining technical issues affecting the
operation of new 600 MHz wireless
licensees and broadcast television
stations in areas where they operate on
the same or adjacent channels in
geographic proximity. Specifically, the
Commission adopted the methodology
and the regulatory framework for the
protection of both wireless services and
broadcasting in the post-auction
environment that it proposed in October
2014. The Commission affirms its
decision regarding the methodology to
be used during the incentive auction to
predict inter-service interference
between broadcasting and wireless
services. The Commission also affirmed
its decision declining to adopt a cap on
the aggregate amount of new
interference a broadcast television
station may receive from other
television stations in the repacking
process.
SUMMARY:
Effective December 17, 2015,
except for the amendments to
§§ 27.1310 and 73.3700(b)(1)(iv)(B),
which contain new or modified
information collection requirements
subject to the Paperwork Reduction Act
of 1995, Public Law 104–13, that are not
effective until approved by the Office of
Management and Budget (OMB). The
Commission will publish a document in
the Federal Register announcing the
effective date once OMB approves.
ADDRESSES: Federal Communications
Commission, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT:
Aspasia Paroutsas, 202–418–7285,
Aspasia.Paroutsas@fcc.gov, Office of
Engineering and Technology.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Third
Report and Order and First
Reconsideration Order, GN Docket No.
12–268; ET Docket Nos. 13–26 and No.
14–14, FCC 15–141, adopted October
21, 2015 and released October 26, 2015.
The full text of this document is
available for inspection and copying
during normal business hours in the
DATES:
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Rules and Regulations
interference in the television station
repacking process during the incentive
auction and declined to establish a cap
on population loss resulting from a new
channel assignment in the repacking
process.
3. In the Incentive Auction R&O, 79
FR 48442, August 15, 2014, the
Commission adopted a flexible band
plan framework that accommodates
market variation, that is, areas where
broadcast stations are assigned to
channels in the 600 MHz Band. Because
Synopsis
the amount of spectrum repurposed
1. In the Third Report and Order the
through the incentive auction and the
Commission adopts a framework to
repacking process depends on
govern the interference environment in
broadcaster participation and other
the 600 MHz Band where wireless
factors, market variation will allow the
operations and television stations may
Commission to avoid limiting the
operate on the same or adjacent
amount of spectrum repurposed across
channels in nearby areas following the
the nation to what is available in the
incentive auction. The Commission
most constrained market. However,
establishes a zero percent threshold for
allowable harmful interference from 600 market variation creates the potential for
inter-service interference (‘‘ISIX’’)
MHz wireless services to television
stations assigned to channels in the 600 because in markets where broadcast
MHz Band. In addition, the Commission television stations are assigned to
channels within the 600 MHz Band,
requires 600 MHz wireless licensees to
television and wireless services will be
use the methodology in Bulletin OET–
operating in close geographic proximity
74 to predict potential interference to
on the same and/or adjacent
nearby co-channel or adjacent-channel
frequencies. There are four scenarios of
television operations before deploying
potential interference when broadcast
base stations, prohibits operation of
television and wireless operations are
wireless user equipment operating in
the 600 MHz Band near these television co-channel or on adjacent channels in
nearby areas: (1) A digital television
stations’ contours, and prohibits the
(‘‘DTV’’) transmitter causing
expansion of television stations’
contours that would result in additional interference to a wireless base station
impairments to wireless operations. The (Case 1); (2) a DTV transmitter causing
interference to wireless user equipment
Commission also addresses the
(Case 2); (3) a wireless base station
applicability of the ISIX Methodology
previously adopted in other interference causing interference to a DTV receiver
(Case 3); and (4) wireless user
contexts, including between LPTV and
equipment causing interference to a
TV translators and wireless operations,
DTV receiver (Case 4).
between television and wireless
4. In the ISIX R&O, 79 FR 76903,
operations during the post-transition
December 23, 2014, the Commission
period, and in identifying impairments
addressed potential interference
to wireless licenses along the borders
between DTV stations and wireless
with Canada and Mexico.
service in areas with market variation.
2. In the First Order on
Reconsideration, the Commission rejects The ISIX R&O adopted a methodology
for predicting inter-service interference
a number of petitions for
reconsideration of the ISIX Methodology during the incentive auction (‘‘ISIX
that the Commission previously adopted Methodology’’), a methodology which
necessarily is based on hypothetical 600
for use during the incentive auction to
MHz Band network deployments, as the
predict the extent that 600 MHz Band
actual networks will not be deployed
wireless licenses may be impaired due
until after the auction. The companion
to interference to, and from, television
ISIX Further Notice, 79 FR 76282,
stations in the 600 MHz Band. The
December 22, 2014, proposed a postCommission also made a number of
adjustments to the ISIX Methodology to auction inter-service interference
methodology for evaluating interference
be consistent with the decisions made
in the Third Report and Order regarding from wireless base stations to television
reception, set forth in the Office of
OET–74, to reflect recent Commission
Engineering and Technology Bulletin
decisions, and to reflect updates and
revisions of input values and settings of No. 74 (‘‘OET–74’’). The ISIX Further
the ISIX software. The Commission also Notice also proposed rules for
preventing interference from wireless to
affirmed its previous decision to not
broadcasting services on the same or
adopt a cap on new-station-to-station
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FCC Reference Center (Room CY–A257),
445 12th Street SW., Washington, DC
20554. The full text may also be
downloaded at: www.fcc.gov.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
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adjacent channels in nearby markets in
the Cases 3 and 4.
A. Protecting Broadcast Television
Receivers From Inter-Service
Interference
1. Threshold for Interference From
Wireless Operations to Television
Receivers in the 600 MHz Band
5. The Commission adopts a zero
percent threshold for harmful
interference from wireless operations to
the reception of television station’s
signals in the 600 MHz Band. Under this
standard, 600 MHz wireless licensees
will not be permitted to cause harmful
interference at any level within the
noise-limited contour of a full power
television station or the protected
contour of a Class A television station
to the degree it affects populated areas
within those contours. The Commission
finds that a zero percent threshold, with
no rounding tolerance, is warranted in
the post-auction environment. For the
reasons discussed below, any
interference standard other than zero
presents practical difficulties given the
multiple sources of potential
interference to the reception of signals
from television stations assigned to the
600 MHz Band and the continuing
evolution of wireless networks.
Furthermore, the Commission delegates
authority to the Media Bureau to issue
a Public Notice following completion of
the incentive auction with the final
contours of all television stations
assigned to channels in the 600 MHz
Band. The Public Notice will include
the technical parameters by which the
television station contours can be
generated regardless of whether the
station will remain on its pre-auction
channel or has been reassigned to new
a channel.
6. There will be numerous sources of
potential interference to the reception of
signals from television stations assigned
to the 600 MHz Band because the fivemegahertz wireless spectrum blocks will
overlap in varying degrees with the sixmegahertz television channels, creating
the potential for multiple co- and
adjacent-channel relationships between
television stations and wireless
operations in the same or nearby
geographic areas. Moreover, wireless
networks evolve over time with the
deployment of additional base stations
and the adjustment of base stations’
technical parameters. Addressing the
possibility of a television receiver
receiving interference from multiple
wireless networks that are continuously
evolving presents significant practical
difficulties, such as how to apportion
the permitted interference among the
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Rules and Regulations
multiple sources of interference and
how to monitor compliance as wireless
networks evolve. Given the different
interference environment that television
stations will face in the 600 MHz Band,
the Commission finds that it would be
impractical, if not infeasible, to manage
any interference percentage other than
zero percent.
7. The Commission clarifies that the
zero-percent interference threshold will
prohibit 600 MHz wireless licensees
from causing any interference to
television receivers in any populated
area of the noise-limited contour of a
full power television station or the
protected contour of a Class A television
station. The Commission also adopts the
proposal from the ISIX Further Notice to
treat interference between television
stations assigned in the 600 MHz Band
as ‘‘masking interference’’ in evaluating
wireless interference to a television
station. Therefore, in a grid cell where
masking interference to one television
station from another television station is
predicted, inter-service interference
from wireless operations can be ignored.
2. Determining Potential Interference
From Wireless Operations to DTV
Receivers
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a. Case 3: Interference to Television
Receivers From Wireless Base Stations
8. Adoption of OET–74. The
Commission adopts OET–74, as
proposed in the ISIX Further Notice,
with several modifications as described
in more detail below. OET–74 is to be
used following the incentive auction to
predict interference to television
receivers operating in the 600 MHz
Band from co-channel and adjacent
channel wireless base stations in nearby
markets. The adopted OET–74 Bulletin
is included below. The Commission
rejects the National Association of
Broadcaster’s (NAB’s) claim that the
Spectrum Act limits our authority to
require the use of OET–74 to address
inter-service interference following the
auction.
9. D/U Ratio Adjustment. The
Commission adopts slightly revised
desired/undesired (D/U) ratio
thresholds from those proposed in the
ISIX Further Notice. Under the
methodology of OET–74, the D/U ratio
is calculated at the population centroid
in each two kilometer square cell in the
television station’s contour. This D/U
ratio is compared to a threshold to
determine if harmful interference is
predicted to occur to DTV service in
that cell. The D/U threshold is defined
in OET–74 to include an adjustment
factor ‘‘a,’’ which is dependent on the
signal-to-noise ratio (S/N ratio) of the
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received television signal. The ‘‘a’’
factor in the D/U threshold is necessary
to account for the effect of the television
signal strength on the amount of
interference that the television receiver
can tolerate when the desired DTV
signal is weak. When the television
signal strength is weak (i.e., closer to the
noise floor), a lower amount of
interference from the wireless base
stations will impede television
reception than if the television signal is
stronger. CEA points out that for faint
television signals, ‘‘a’’ increases
exponentially under the proposed OET–
74, which can result in a high D/U
threshold that will require a large
separation distance between wireless
base stations and the television station’s
contour. To avoid such results and to
conform OET–74 with the approach
used in OET–69 and the Commission’s
rules, OET–74 as adopted will limit the
use of the D/U adjustment factor ‘‘a’’ to
situations where the signal-to-noise
ratio of the desired DTV signal is greater
than 16 dB and less than 28 dB.
Specifically, the ‘‘a’’ factor will be
limited to a maximum value of 8.
10. In addition, the Commission
removes the ‘‘a’’ factor in the D/U
threshold in OET–74 as adopted when
there is no overlap between the DTV
signal and LTE signal (adjacent channel)
in order to be consistent with the
approach followed in the Commission’s
rules for DTV-to-DTV interference. The
Commission’s rules specify a constant
D/U threshold for DTV-to-DTV adjacent
channel interference. Consequently,
OET–74 will not use a D/U threshold
that varies with ‘‘a’’ for adjacent
channel LTE-to-DTV interference. Also,
OET–74 will set the required D/U
threshold for LTE-to-DTV interference
to -33 dB because the ATSC receiver
guidelines specify that DTV receivers
should have this level of tolerance of
adjacent channel DTV interference, and
measurements have shown that actual
DTV receivers do in fact meet or exceed
this level of performance in the
presence of adjacent channel LTE
interference.
11. Aggregate Interference. OET–74
will incorporate the root sum square
(RSS) method to predict the potential
for aggregate interference to television
receivers from multiple base stations for
each co-channel or adjacent channel 600
MHz licensee. The methodology of
OET–74, which is based on real-world
network deployments, will allow for the
aggregation of the field strength of
interfering signals at the DTV receiver
from the wireless base stations of a cochannel or adjacent channel 600 MHz
wireless licensee. The Commission will
not, however, require a 600 MHz
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71733
wireless licensee to account for the
aggregate interference generated by the
wireless operations of other 600 MHz
wireless licensees because it would
require wireless licensees to incorporate
each other’s site-specific information
into their OET–74 analysis.
12. Intermodulation Interference. The
Commission rejects arguments that it
should study further the impact of third
order intermodulation interference
(IM3) from wireless services and
television signals to television receivers.
CEA claims that tests it conducted
indicate that IM3 interference from LTE
and DTV operations into DTV receivers
poses a substantial risk to DTV
reception, not only for legacy receivers
currently in the market but also for
future receivers that may need to
continue receiving frequencies also used
for LTE operations due to market
variation. CEA further argues that IM3
from two LTE signals is a distinct
potential problem in the 600 MHz Band
that has not been adequately analyzed.
Based on the present record, further
analysis of intermodulation effects,
either from DTV and LTE signals or two
LTE signals, is not warranted. The
Commission is not aware of any
intermodulation interference concerns
between DTV stations, which currently
do not have to protect for
intermodulation interference. Indeed, as
CEA acknowledges, providing larger
exclusions for interference protection
reduces the efficiency of spectrum use.
Protection of DTV receivers from the
combinations of signals that can
produce IM3 interference would impose
additional constraints on the repacking
process that would impact the
Commission’s ability to clear spectrum
for new uses in the incentive auction
and limit use of the recovered spectrum.
13. The Commission does not expect
that the potential for interference from
intermodulation products from a DTV
signal and an LTE signal or from two
LTE signals will be significantly higher
than that expected from two DTV
signals. In addition, potential
intermodulation interference can be
mitigated through DTV receiver design,
antenna reorientation, and other factors.
In order to meet consumers’
expectations, receiver manufacturers
should design their products to operate
without experiencing interference from
signals permitted by the Commission’s
rules. To the extent that CEA and
manufacturers believe that current
models of DTV receivers are susceptible
to IM3, the appropriate solution is for
them to design their new products to be
immune to such interference.
14. ‘‘Error Code 3’’ Messages. When
‘‘error code 3’’ messages are returned by
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Rules and Regulations
the software used to implement the
Longley-Rice propagation model, OET–
74 will use the desired and undesired
signal strengths determined by the
Longley-Rice propagation model in
evaluating the subject cell for potential
interference. The Commission declines
to adopt NAB’s suggestion that when an
‘‘error code 3’’ warning is returned and
the desired signal strength calculated by
OET–74 is below 41 dBmV/m, the
threshold of service, the calculated
desired signal strength be replaced with
a signal strength equal to the threshold
of service or threshold of service plus 3
dB. NAB’s approach would be contrary
to the goal of OET–74 which is to
provide a methodology for predicting
interference to television receivers
based on the actual technical parameters
of the television stations and wireless
networks.
15. Other OET–74 Technical Issues.
The Commission rejects NAB’s
contention that it should evaluate
interference to the reception of Class A
station’s signals using a one-kilometer
grid instead of the two-kilometer grid
proposed in OET–74 so as to be
‘‘consistent with current practice.’’
Using a different grid size for Class A
stations than for full power stations
would be inconsistent with the
Commission’s repacking methodology
and would create a layer of unnecessary
complexity for the ISIX and OET–74
calculations. Accordingly, the
Commission will use a two-kilometer
grid for the ISIX and OET–74
calculations for both full power and
Class A stations.
16. The Commission also rejects
NAB’s suggestion that OET–74 consider
interference in all cells, and not only the
populated cells. OET–74 will consider
interference harmful only if the D/U
ratio is below the threshold in a cell
containing population.
17. In addition, the Commission
rejects NAB’s argument that OET–74
should not rely on manufacturers’
published antenna patterns for wireless
base stations. According to NAB, the
manufacturers’ published patterns may
suggest unrealistically superior
performance, while the wireless
licensee may adjust the antenna after
installation to manage coverage or
interference conditions, or the antenna
alignment during installation may be
imprecise. While the Commission is
cognizant that wireless base station
antenna installations may vary from the
antenna manufacturer’s specified
patterns or may be misaligned, it sees no
reason to modify the manufacturer’s
specified wireless base station antenna
patterns based on NAB’s assumptions,
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which may or may not be more accurate
for any given base station installation.
18. The Commission disagrees with
Cohen, Dippell, and Everist, P.C.’s
(‘‘CDE’’) claim that the FCC has not
forecasted the potential interference to
television receivers in cases where five
megahertz 600 MHz licenses are
aggregated. Given the DTV receiver
performance measurements in the
record and the fact that OET–74 is
applicable to aggregated channels, CDE
fails to articulate the need for additional
testing of the effects of inter-service
interference where five megahertz
wireless licenses are aggregated.
Nevertheless, based on examination of
the record, the Commission concludes
that the proposal for a separate analysis
for each frequency overlap when two
five-megahertz blocks are aggregated
into a ten megahertz block would
require additional effort by the wireless
licensee without providing increased
protection for DTV signal reception
compared with a combined analysis of
aggregated five megahertz blocks. For
this reason, OET–74 will require that
only a single interference analysis be
performed when five megahertz blocks
are aggregated. Therefore, in cases of
aggregated wireless blocks the OET–74
analysis will be adjusted to reflect the
amount of spectral overlap between the
aggregated wireless signal and the DTV
channel and the effective radiated
power (‘‘ERP’’) as described. When the
aggregated wireless signal completely
overlaps the DTV channel, the analysis
will use the values in the OET–74 tables
associated with a spectral overlap of five
megahertz and the ERP that is the
portion of the power in the aggregated
wireless signal that overlaps the six
megahertz television channel. When the
aggregated wireless signal overlaps the
DTV channel by five megahertz or less,
the analysis will use the values in the
OET–74 tables associated with the
amount of spectral overlap and the ERP
of the overlapping wireless five
megahertz block (i.e. the analysis will
ignore the other five megahertz blocks of
the aggregated signal). When the
aggregate wireless signal is adjacent to
the DTV channel (i.e. no overlap), the
interference analysis will use the values
in the OET–74 tables associated with
the five megahertz block that is closest
to the adjacent DTV channel and the
ERP of that block. A wireless licensee
with non-contiguous spectrum blocks
will be required to conduct a separate
OET–74 interference analysis for each
spectrum block. In addition, a wireless
licensee that is adjacent or co-channel to
multiple DTV stations, will have to
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perform separate OET–74 interference
analysis for each of the DTV stations.
b. Case 4: Interference to Television
Receivers From Wireless User
Equipment
19. The Commission adopts fixed
geographic separation distances for Case
4. Specifically, 600 MHz wireless
licensees will be required to limit the
service area of their wireless networks
so that wireless user equipment (i.e.,
mobile and portable devices) will not
operate within the contour or within a
set distance from the contour of a cochannel or adjacent channel television
station. As proposed in the ISIX Further
Notice, the Commission adopts a
separation distance of five kilometers
for co-channel operations, and one-half
kilometer for adjacent channel
operations. Therefore, wireless licenses
that will be co-channel or adjacent
channel to a television station in the 600
MHz Band uplink spectrum will have
impairments that cover the area of the
station’s contour and an additional five
kilometers if the television station is cochannel or one-half kilometer if the
television station is adjacent channel to
the wireless operations. The separation
distance for adjacent channel operation
will only apply to the first adjacent
channel. Consequently, wireless user
equipment may be operated within the
contour of a television station if there is
a frequency separation of at least six
megahertz or more between the wireless
spectrum block edge and a television
channel edge.
3. Obligations of 600 MHz Licensees in
Markets With Variation
a. Requirements on Wireless Base
Station Deployment
20. As proposed in the ISIX Further
Notice, the Commission will (1) prohibit
a 600 MHz wireless licensee from
operating base stations within the
contour of a co-channel or adjacentchannel full power and Class A
television station, (2) require the 600
MHz wireless licensee to use OET–74 to
predict interference to television
receivers within such a station’s contour
prior to deploying base stations within
a specified culling distance of the
station’s contour, and (3) prohibit
operating base stations within that
distance if harmful interference is
predicted. The culling distances are
specified in OET–74 and are based on
the spectral overlap between wireless
operations and television operations,
and the power and antenna height of
wireless base stations.
21. The Commission finds that
prohibiting wireless base stations from
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operating within the contours of cochannel and adjacent channel DTV
stations is an appropriate safeguard for
preventing interference to television
receivers. The Commission also finds
that requiring the use of OET–74 to
identify potential interference from base
stations located within the culling
distance, and prohibiting operation of
base stations within that distance if
harmful interference is predicted, will
ensure that television stations assigned
to channels in the 600 MHz Band are
not subject to harmful interference from
600 MHz Band wireless operations
following the auction.
22. The Commission declines CTIA’s
request that the required use of OET–74
apply only to 600 MHz wireless licenses
that have been formally designated as
impaired during the incentive auction.
Rather, as proposed, the OET–74
analysis must be performed for any base
station located within the culling
distance, even if the license was not
identified as impaired during the
auction. Qualified forward auction
bidders will be provided information
about the degree of impairment to the
license, but such impairments will be
estimated using the ISIX Methodology
based on assumptions of a hypothetical
wireless network deployment. Postauction, the Commission’s inter-service
interference methodology will be based
on the actual interference environment
to protect DTV receivers. The
Commission notes that qualified
forward auction bidders will be able to
determine prior to bidding whether they
will be subject to regulatory
requirements for a particular license
because it will provide them with
specific information about the television
stations that will potentially cause
impairments to wireless licenses
(including the facility ID) prior to each
stage of the auction.
23. The Commission rejects CTIA’s
claims that the OET–74 methodology is
burdensome and impractical. A new
OET–74 analysis will be required only
if a base station modification could
result in an increase in energy in the
direction of a full power or Class A
television station’s contour. CTIA’s
concerns over the number of base
stations subject to the OET–74 analysis,
especially with the deployment of small
cell architectures, are exaggerated.
Antennas at lower power and lower
height as found in small cell
architectures result in shorter culling
distances, as small as three kilometers
in some cases, thereby reducing the
likelihood that an OET–74 analysis will
have to be performed for small cell
antennas.
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24. The Commission will require a
600 MHz wireless licensee to retain the
latest copy of its OET–74 interference
analysis for each co-channel or adjacent
channel partial economic area (‘‘PEA’’)
license area where any of its base
stations fall within the specified OET–
74 culling distances. The wireless
licensee will be required to make this
analysis available for inspection by the
Commission at any time and to make
this analysis available to a television
station upon request when there are
complaints of interference either from
the subject television station or a station
viewer. The Commission rejects NAB’s
request that wireless licensees be
required to send all of their OET–74
analyses to all potentially affected
broadcasters. The Commission finds
that requiring wireless licensees to
retain their most recent OET–74
analyses, which they may store
electronically, and make them available
in cases of interference complaints will
more efficiently assist in the
investigation and resolution of any
complaints.
b. Elimination of Actual Interference to
Broadcast Television Stations in the 600
MHz Band
25. The Commission adopts the
proposal to require wireless licensees to
eliminate any actual harmful
interference to television reception
within the contours of a full power or
Class A television station in the 600
MHz Band, even if OET–74 did not
predict such interference. The
Commission also adopts the proposal
for handling such interference
incidents. As proposed in the ISIX
Further Notice, a television station
operating in the 600 MHz Band that
experiences harmful interference from
co-channel or adjacent channel wireless
operations must first contact the
wireless licensee to resolve the issue.
The wireless licensee must provide to
the television station the latest OET–74
analysis showing that no harmful
interference was predicted to occur in
the specific geographic area at issue.
Wireless licensees and television
stations are required to cooperate in
good faith to resolve any disputes, so as
not to unreasonably disrupt wireless
and broadcast operations. In the event
the parties do not reach resolution, the
broadcaster can submit a claim of
harmful interference to the Commission.
26. The Commission declines CDE’s
requests that it create a toll-free number
and a Web site for consumers to report
potential inter-service interference
problems or that it create an interference
handbook that demonstrates how a
television viewer may face interference.
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Instead, the Commission will rely on the
framework described above, which
requires television stations experiencing
interference problems to contact
wireless licensees to resolve the
potential interference issues.
c. Effect of Interference-Related
Restrictions on Wireless Licenses
27. A 600 MHz wireless licensee will
hold a license for its entire PEA service
area, but its operations will be limited
only to those portions of the PEA where
the licensee will not cause harmful
interference to the reception of signals
from television stations assigned to the
600 MHz Band consistent with the
standards set forth above.
28. As discussed in the Incentive
Auction R&O, 600 MHz licensees will
be required to meet the 600 MHz Band
interim and final build-out
requirements, except that they may
show they are unable to operate in areas
where they may cause harmful
interference to the reception of the
signals of television stations that remain
in the 600 MHz Band due to market
variation. The same exception to interim
and final build-out requirements will
apply to cases where 600 MHz licensees
receive harmful interference from
television stations assigned to channels
in the 600 MHz Band. The Commission
adopts its proposal to require wireless
licensees to use the ISIX Methodology it
adopted for use during the auction for
prediction of interference in the Case 1,
2 and 4 scenarios and the methodology
in OET–74 for the Case 3 interference
scenario to demonstrate that they cannot
serve the entire PEA service area for
purposes of fulfilling the build-out
requirements of their license. If a
licensee is not able to serve its entire
license area, it must demonstrate why
certain areas are excluded from its
service area due to impairments when it
files its construction notification. If the
impairing television station ceases to
operate before the construction
benchmarks, the wireless licensee will
be permitted to use the entire license
area, and will be obligated to serve the
area that was previously restricted in
demonstrating that it has met its buildout requirements.
B. Protecting Wireless Licensees in the
600 MHz Band from Inter-Service
Interference
29. In this section, the Commission
adopts rules to ensure that 600 MHz
wireless licenses obtained in the
forward auction do not experience
additional impairments following the
incentive auction.
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1. Limitation on Expanding 600 MHz
Broadcast Television Stations’ Contour
30. The Commission limits full-power
and Class A television stations assigned
to channels in the 600 MHz Band from
expanding their noise-limited and
protected contours, respectively, if
doing so would increase the
impairments to co-channel or adjacent
channel 600 MHz wireless licenses,
unless an agreement is reached with the
co-channel or adjacent channel wireless
licensee allowing for such expansion.
For purposes of this limitation,
impairments refer to both additional
interference from a television station
anywhere in the 600 MHz Band in a
PEA (Cases 1 and 2), and to any
increased restriction on wireless
operations within a PEA in order to
avoid causing harmful interference to
television receivers within a television
station’s expanded contour (Cases 3 and
4). For purposes of this limitation, a
television station’s baseline contours are
those set forth in its initial post-auction
construction permit application. As the
Commission stated in the Incentive
Auction R&O, it will carefully consider
requests for waiver of the limitation in
extraordinary circumstances.
31. CEA argues for a set distance
between the edge of a wireless license
area and the contours of a co-channel or
adjacent channel television station
beyond which the television station
would be allowed to expand. The
Commission rejects this proposal
because the appropriate distance would
depend largely on factors like
transmitted power, antenna height, and
antenna pattern, as well as terrain and
frequency overlap, that vary by station.
However, if the distance between the
proposed expanded contour and a cochannel or adjacent channel wireless
licensee’s service area is greater than
500 kilometers, the television station
will not be required to make a showing
that its expanded contour does not
cause additional impairments to the
wireless operations.
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2. Predicting Potential Interference
From LPTV or TV Translator Into
Wireless Service
32. As set forth in the Incentive
Auction R&O, LPTV and TV translator
stations in the 600 MHz Band may
continue operating indefinitely unless a
600 MHz wireless licensee provides
advance notice that it intends to
commence operations and that the
LPTV or TV translator station is likely
to cause harmful interference to the
wireless operations, based on the
methodology the Commission adopts to
prevent inter-service interference. As
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proposed in the ISIX Further Notice, 600
MHz wireless licensees will use the ISIX
Methodology, as modified in the First
Order on Reconsideration, for predicting
interference to their operations from
LPTV and TV translator stations for
purposes of providing these stations
with advance displacement notice.
33. For this analysis, 600 MHz
licensees will use the threshold values
for the prediction of interference from
full power television to wireless
operations from the ISIX Methodology.
With regard to adjacent channel
interference, LPTV and TV translator
stations are allowed to operate using
either the same emission mask as a full
power station or one of the other two
alternative emission masks specified in
the Commission’s rules. The
Commission analyzed the frequency
dependent rejection (‘‘FDR’’)
performance of wireless receivers in the
presence of DTV signals using the three
different emission masks and found that
there is only a 1 dB difference in the
threshold values for adjacent channel
interference to the wireless service
across the three masks, for both wireless
base stations and user equipment. The
Commission does not find this 1 dB
difference to be significant enough to
warrant using separate thresholds for
each emission mask option. Therefore,
the Commission adopts the same field
strengths for co-channel and adjacent
channel emissions from LPTV and TV
translator stations to wireless service as
the ISIX Methodology provides for full
power television stations. The
Commission will also use the antenna
elevation patterns for LPTV and TV
translator stations in the Consolidated
Database System (CDBS) or LMS
(Licensing and Management System),
the successor system to CDBS. If CDBS/
LMS does not include elevation pattern
values for a given LPTV or TV translator
station, the elevation pattern of these
stations as they are defined in section
74.793(d) of the Commission’s rules will
apply. The Commission finds that the
more conservative F(50,10) measure is
appropriate when 600 MHz wireless
licensees use the ISIX Methodology to
predict if they will experience
interference from LPTV or translator
stations.
34. The Commission will require that
interference from analog LPTV and TV
translator stations be analyzed using
TVStudy’s capability to replicate an
analog signal as an equivalent digital
signal and analyze the station as though
it were operating in digital. The
interfering field strength of the
‘‘replicated’’ analog television signal
should be treated the same as an
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interfering digital television signal when
conducting the interference analysis.
C. Inter-Service Interference During the
Post-Auction Transition Period
35. The Commission adopts its
proposal in the ISIX Further Notice to
protect full power and Class A
television stations that have not yet
relocated from the 600 MHz Band
during the Post-Auction Transition
Period in the same manner that it will
protect stations that remain in or
relocate to the 600 MHz Band. A
wireless operator commencing
operations before the end of the PostAuction Transition Period must perform
an OET–74 analysis when it intends to
deploy base stations within the culling
distance of a co-channel or adjacent
channel full power or Class A television
station that is operating in the 600 MHz
Band to predict whether its wireless
operations in all or part of its license
area would cause harmful interference
to the reception of signals from nearby
television stations, regardless of
whether these television stations will be
relocated by the end of the Post-Auction
Transition Period. Consistent with the
requirements adopted, the wireless
licensee must retain the latest copy of
its OET–74 interference analysis, make
this analysis available for inspection by
the Commission at any time, and make
this analysis available to a television
station upon request when there are
complaints of interference either from
the subject television station or a station
viewer. In addition, if there are cochannel or adjacent channel television
stations in the wireless licensee’s uplink
spectrum, the wireless provider must
limit its service area to ensure that user
equipment does not operate within five
kilometers of the contour when cochannel or within a half kilometer when
adjacent channel. Consistent with the
rules set forth, once a nearby full power
or Class A station has transitioned from
its pre-auction channel, the 600 MHz
Band licensee need no longer limit its
operations in order to protect the station
from inter-service interference.
36. Television stations assigned to the
600 MHz Band in the repacking process
may not actually relocate to their
assigned channel until late in the PostAuction Transition Period. However,
the Commission will not permit
wireless licensees to deploy networks in
the period before the station relocates in
areas that will potentially interfere with
these television stations once they
commence broadcasting. Consequently,
television stations that have not yet
constructed their new facilities will be
protected from inter-service interference
during the Post-Auction Transition
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Period based on the contours specified
in their initial post-auction construction
permits. Therefore, a 600 MHz wireless
licensee that wants to commence
operations prior to the end of the PostAuction Transition Period will have to
protect television stations that are
operating co-channel or adjacent
channel at that time and television
stations that will be operating cochannel or adjacent channel by the end
of the Post-Auction Transition Period.
D. Assessing Interference From and to
International Broadcast Television
Stations During the Auction
37. The Commission adopts its
proposal to use the ISIX Methodology to
identify impairments to repurposed 600
MHz spectrum along the international
borders during the auction. During the
incentive auction, the ISIX Methodology
will be used to predict interference from
U.S. television stations to Canadian
wireless operators (Cases 1 and 2). In
accordance with the U.S.-Canada
Statement of Intent, the ISIX
Methodology will use F(50,10) signal
strength predictions for the signals from
U.S. television stations and will assume
the Canadian wireless base stations are
50 meters above ground level. Even
though the U.S. and Mexico have not
reached an agreement on inter-service
interference between television and
wireless operations across the U.S.Mexico border, coordination letters have
been exchanged which provide a
channel plan for the reassignment of
broadcast television stations in the
border region. Because the ISIX
methodology is not designed for analog
signals, and Canada and Mexico have
not completed their digital transitions,
the Commission will use TVStudy’s
capability to ‘‘replicate’’ a Canadian or
Mexican analog signal as an equivalent
digital signal and analyze the station as
though it is transmitting a digital signal.
Summary of the First Order on
Reconsideration
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A. ISIX Methodology
38. In the ISIX R&O, the Commission
adopted the ISIX Methodology for use
during the incentive auction to predict
the extent to which 600 MHz Band
wireless licenses may be impaired due
to potential interference to, and from,
broadcast television stations assigned to
the 600 MHz Band as a result of market
variation. The Commission received
several petitions for reconsideration
regarding the ISIX Methodology.
39. In its Petition for Reconsideration,
NAB claims that the ISIX Methodology
will fail to predict wireless impairments
‘‘with any useful degree of accuracy’’
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because wireless carriers will have to
use a ‘‘different methodology’’ following
the auction based on real-world
deployments. NAB repeats its
recommendation made in several of its
filings in this proceeding that, instead of
the ISIX Methodology, the Commission
should use a fixed distance-based
approach, because doing so would be
‘‘far easier to implement and will not
sacrifice meaningful spectral
efficiency.’’ The Commission denies
NAB’S petition for reconsideration
because NAB offers no basis to revisit its
conclusion that the ISIX Methodology
accommodates market variation in a
more spectrally efficient manner than a
fixed distance-based approach and
disagree with NAB’s claim that the
decision to use a different methodology
to predict inter-service interference after
the auction calls into question the
accuracy of the ISIX Methodology for
predicting impairments during the
auction. NAB also claims that the base
station antenna heights and powers
assumed in the ISIX Methodology are
less than what is permitted by the
Commission’s rules and therefore
understates the potential for
interference. The Commission rejects
this claim because it was fully
considered and rejected when the ISIX
R&O was adopted.
40. Sprint and NAB, sought
reconsideration of the decision to use
the F(50,50) statistical measure instead
of the F(50,10) measure in the ISIX
Methodology when estimating
interference from television stations to
wireless operations. The Commission
denies Sprint’s and NAB’s Petitions for
Reconsideration and affirms its
conclusion that F(50,50) is an
appropriate statistical measure for this
purpose, whereas the F(50,10) measure
is unnecessarily conservative. In any
event, bidders in the forward auction
will have the necessary information to
make their own calculations of
impairments based on any number of
factors they wish to consider, including
their choice of statistical parameter.
41. The Commission will revise the
ISIX Methodology to reflect the
adjustments to the D/U thresholds for
the Case 3 interference scenario it
adopted in the companion Third Report
and Order. These values are not
assumptions that will change once the
wireless networks are deployed.
Accordingly, there is no basis to have
interference threshold values applied
during the auction to determine
impairments that differ from the
interference threshold values applied
after the auction to determine
interference. Therefore, the Commission
will update the interference threshold
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values in the ISIX Methodology to be
consistent with the values adopted
above.
42. The Commission also makes a
number of miscellaneous changes to the
ISIX Methodology. These changes were
made to reflect updates and revisions of
input values and software settings to
improve functionality and to reflect the
U.S.-Canada Statement of Intent and
decisions the Commission made in the
Bidding Procedures PN, 80 FR 61918,
October 14, 2015. These changes are
reflected in the Appendix D of the Third
Report and Order and First Order on
Reconsideration describing the ISIX
Methodology:
• Updated references to the LPTV
digital transition.
• Updated references to license
categories which were adopted in the
Bidding Procedures PN.
• Revised references to emission
limits and receiver standards in
paragraph 13 to reflect the use of the
FCC’s emission limits for DTV and
wireless receiver performance standards
published by 3GPP.
• Provided threshold values for interservice interference calculations in the
repacking process along the border
regions. These values do not relate to
the computation of impairments on 600
MHz licenses.
• Added an explanation in paragraph
31 that for Case 3, the base station
transmitter azimuth pattern is assumed
to be non-directional and is based on
UHF DTV vertical pattern described in
OET Bulletin No. 69, Table 8. However,
the elevation pattern is assumed to be
symmetrical above and below the
maximum.
• Table 14 lists the TVStudy settings
unique to the ISIX Methodology.
• In Table 15, the entry HAS_EPAT
was changed from ‘‘False’’ to ‘‘True’’
because TVStudy will import the
pattern in the XML scenario.
• Paragraph 38 updated to indicate
that the elevation pattern for each base
station must be imported in the XML
file and lists the values for the
symmetrical generic pattern.
B. Request for Additional Protection in
the Repacking Process
43. In the ISIX R&O, the Commission
declined to adopt a cap on the amount
of total or aggregate new station-tostation interference that a broadcast
station will be allowed to receive as a
result of the repacking process. The
Commission denies the petitions for
reconsideration of CDE and NAB
requesting reconsideration of this
decision. Neither CDE nor NAB
challenge the staff study that concluded
that approximately 99 percent of
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stations will not experience new
interference above one percent or
otherwise dispute the study’s
conclusion that stations are unlikely to
be experience significant new
interference as a result of the repacking
process. The Commission explained in
the ISIX R&O how an aggregate
interference cap would deprive the
repacking feasibility checker of its
speed. CDE and NAB do not offer any
reason to dispute this conclusion, nor
do they propose a means of
implementing an aggregate interference
cap without compromising the speed of
the bidding process.
44. Because radio signals propagate
differently on different frequencies, the
signal of a station reassigned to a
different channel will generally not be
receivable in precisely the same
locations within a station’s contour as it
was in its original channel. In its ex
parte filings prior to adoption of the
ISIX R&O, NAB asked the Commission
to address both station-to-station
interference and population loss
resulting from new channel assignments
by adopting a cap on ‘‘aggregate
population loss,’’ which the
Commission refused to do on
procedural grounds. NAB ask for
reconsideration of the Commission’s
decision declining to adopt a cap on
population loss resulting from new
channel assignments in the repacking
process. The Commission grants in part
and denies in part NAB’s petition for
reconsideration. The Commission
expects most stations will not lose
viewers as a result of terrain loss
resulting from new channel
assignments. Even if some stations are
predicted to lose viewers as a result of
terrain loss resulting from new channel
assignments, the Commission’s final
television channel assignment plan
selection procedure includes
optimization techniques to address this
concern.
45. In the event some stations are
predicted to lose viewers as a result of
new channel assignments even after
optimization techniques are applied,
there will be post-auction solutions to
address this situation. First, as adopted
in the Incentive Auction R&O, a
television station may request up to a
one percent coverage contour increase
as part of its initial post-auction
construction permit application, subject
to certain conditions. Second, the
Commission amends its rules to provide
that stations predicted to experience a
loss in population served in excess of
one percent as a result of the repacking
process—either because of new stationto-station interference or terrain loss
resulting from a new channel
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assignment (or a combination of both)—
may file an application proposing an
alternate channel or expanded facilities
in a priority filing window, along with
a limited number of other stations that
have been assigned the same priority.
Third, the Commission proposed in the
LPTV Third FNPRM to allow a full
power station that is predicted to
experience a loss in its pre-auction
digital service area as a result of its new
channel assignment to seek authority to
deploy a digital-to-digital replacement
translator (‘‘DTDRT’’) to serve the loss
area.
46. A cap on population loss resulting
from new channel assignments as
proposed by NAB would compromise
the central objective of a successful
auction to allow market forces to
repurpose spectrum. NAB’s proposed
approach for incorporating its cap on
population loss into the repacking
process involves certain elements that
are either infeasible or meaningless and,
on the whole, would impede the
Commission’s ability to conduct a
successful auction and thereby sacrifice
the goal of repurposing spectrum.
C. Use of TVStudy To Determine
Coverage Area and Population Serviced
by Television Stations
47. The Commission denies Petitions
for Reconsideration of the Incentive
Auction R&O filed by the Affiliates
Associations and CDE challenging the
Commission’s decision to use the
TVStudy software and certain inputs in
applying the methodology described in
OET–69 to determine the coverage area
and population served by television
stations. The Commission explained in
the Incentive Auction R&O why the
TVStudy software and inputs are
distinct from the OET–69 methodology
and Affiliates Associations offer no
basis to revisit this conclusion.
Affiliates Associations and CDE take
issue with the fact that, using identical
inputs, TVStudy produces different
results than previous versions of the
software used to implement OET–69.
The Spectrum Act mandates that the
Commission use the ‘‘methodology
described in OET Bulletin 69,’’ not
particular software to implement that
methodology or arrive at a predetermined result. The Commission’s
decision to use software that is ‘‘userfriendly and better adapted to handle
the kinds of computations the
Commission will need to conduct in the
reverse auction and repacking process
called for by the Spectrum Act’’ is fully
consistent with Congressional intent.
48. Affiliates Associations also claims
that the Incentive Auction R&O ‘‘fail[ed]
to address’’ losses in ‘‘coverage area.’’
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The Commission’s decision pertaining
to preservation of ‘‘coverage area’’ was
affirmed by the D.C. Circuit. Affiliates
Associations offers no basis to revisit
the Commission’s approach to
preserving ‘‘coverage area.’’
Procedural Matters
Final Regulatory Flexibility Analysis
49. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA),1 an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
Notice of Proposed Rule Making
(NPRM).2 The Commission sought
written public comment on the
proposals in the NPRM, including
comment on the IRFA. This present
Final Regulatory Flexibility Analysis
(FRFA) conforms to the RFA.3
A. Need for, and Objectives of, the Rules
50. In the Incentive Auction R&O, the
Commission adopted a flexible band
plan framework that accommodates
market variation. Market variation
occurs where broadcast stations remain
on spectrum that is repurposed for
wireless broadband under the 600 MHz
Band Plan. In this Third Report and
Order and First Order on
Reconsideration, it adopted the
framework proposed in the inter-service
interference, Further Notice (ISIX
Further Notice) to govern the
interference environment in the new
600 MHz Band due to market variation.
51. The Commission adopted a
number of measures to protect
television reception for those television
stations that will remain in the 600 MHz
Band after the incentive auction. It
adopted a zero percent threshold for
interference from wireless operations to
the reception of signals from television
broadcast stations in the 600 MHz Band,
which will prohibit 600 MHz wireless
licensees from causing harmful
interference at any level within the
contour of a broadcast station. The
Commission also adopted OET–74, a
methodology for predicting interference
to television receivers from wireless
base stations. However, the Commission
modified the D/U threshold used to
determine if interference to television
reception is occurring in OET–74 from
1 See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601
through 612, has been amended by the Small
Business Regulatory Enforcement Fairness Act of
1996 (SBREFA), Public Law 104–121, Title II, 110
Stat. 857 (1996).
2 See Expanding the Economic and Innovation
Opportunities of Spectrum Through Incentive
Auctions, GN Docket No. 12–268, ET Docket No.
13–26, ET Docket No. 14–14, Second Report and
Order and Further Notice of Proposed Rulemaking,
29 FCC Rcd 13071 (2014) (ISIX R&O/FNPRM or
ISIX R&O or ISIX Further Notice).
3 See 5 U.S.C. 604.
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what was proposed in the ISIX Further
Notice so that the threshold does not
become unrealistically large when the
television signal is weak. Wireless
licensees will be allowed to deploy base
stations within a specified culling
distance of co-channel or adjacent
channel television stations only where
they can demonstrate using OET–74 that
they will not cause harmful interference
to television reception within the
stations’ contours. In addition, the
Commission prohibits the operation of
wireless user equipment within five
kilometers of the contours of co-channel
television stations and one-half
kilometer of adjacent channel television
stations. It will require wireless
licensees to eliminate any actual
harmful interference to the reception of
signals from television station in the 600
MHz Band, even if such interference
was not predicted using OET–74.
52. The Commission also adopted
measures to protect the future
operations of 600 MHz Band wireless
licensees from television stations that
remain in the 600 MHz band. It will
prohibit broadcast television licensees
who operate in the 600 MHz Band from
expanding their noise-limited or
protected contours if doing so would
increase the potential for interference to
a wireless licensee’s service area or
would result in additional impairments
to the wireless licenses because of the
obligations of the wireless licensee to
protect television reception. The
Commission also adopted the use of the
ISIX Methodology specified in the ISIX
R&O, as modified in the First Order on
Reconsideration, for predicting when an
LPTV or TV translator station will cause
harmful interference to wireless
operations. For this purpose, the ISIX
Methodology will use the same
threshold values for the prediction of
interference from full power television
to wireless operations as specified in the
ISIX R&O and will use the F(50,10)
statistical measure to predict the
strength of the LPTV or TV translator
signal.
53. Under the rules adopted in the
Incentive Auction R&O, 600 MHz Band
wireless licensees are required to meet
interim and final build-out
requirements, but the build-out
requirements only apply to areas they
are permitted to serve. The Commission
will require 600 MHz wireless licensees
to use the ISIX Methodology and/or
OET–74 to demonstrate that they cannot
meet build-out requirements for
portions of the geographic area covered
by their license.
54. U.S. television stations may cause
interference to Canadian wireless
operations after the incentive auction.
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For purposes of predicting these
impairments during the incentive
auction, the Commission adopts the use
of the ISIX Methodology with
adjustments to reflect an agreement
reached with Canada.
55. In the First Order on
Reconsideration the Commission
considered a number of petitions for
reconsideration filed in response to the
ISIX R&O. It affirmed our decision to
use the ISIX Methodology to predict
inter-service interference between
television and wireless services during
the incentive auction. The Commission
modified the ISIX Methodology adopted
in the ISIX R&O by making the same
adjustment to the D/U threshold used to
determine if interference will occur to
television reception as we did for OET–
74. The Commission also affirmed its
decisions declining to adopt a cap on
the aggregate amount of new
interference a broadcast television
station may receive from other
television stations in the repacking
process and declining to adopt a cap on
population loss that a television station
may experience because of a new
channel assignment in the repacking
process. The Commission amended its
rules to provide that a television station
that will experience a loss in population
served in excess of one percent as a
result of the repacking process—either
because of new station-to-station
interference or terrain loss resulting
from a new channel assignment (or a
combination of both)—may file an
application proposing an alternate
channel or expanded facilities in a
priority filing window. In response to a
petition for reconsideration of the
Incentive Auction R&O, the Commission
affirmed its decision to use the TVStudy
software and certain inputs in applying
the methodology described in OET–69
to determine the coverage area and
population served by television stations
when making new channel assignments
during the incentive auction.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
56. There were no comments filed
that specifically addressed the rules and
policies proposed in the IRFA.
C. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
57. Pursuant to the Small Business
Jobs Act of 2010, the Commission is
required to respond to any comments
filed by the Chief Counsel for Advocacy
of the Small Business Administration
(SBA), and to provide a detailed
statement of any change made to the
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proposed rules as a result of those
comments. The Chief Counsel did not
file any comments in response to the
proposed rules in this proceeding.
D. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
58. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules, if adopted.4 The
RFA generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ 5 In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act.6 A small
business concern is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.7
59. Television Broadcasting. This
economic census category ‘‘comprises
establishments primarily engaged in
broadcasting images together with
sound. These establishments operate
television broadcasting studios and
facilities for the programming and
transmission of programs to the
public.’’ 8 The SBA has created the
following small business size standard
for Television Broadcasting firms: Those
having $38.5 million or less in annual
receipts.9 The Commission has
estimated the number of licensed
commercial television stations to be
1,388.10 In addition, according to
Commission staff review of the BIA
Advisory Services, LLC’s Media Access
Pro Television Database on March 28,
2012, about 950 of an estimated 1,300
commercial television stations (or
45
U.S.C. 603(b)(3).
U.S.C. 601(6).
6 5 U.S.C. 601(3) (incorporating by reference the
definition of ‘‘small business concern’’ in 15 U.S.C.
632). Pursuant to the RFA, the statutory definition
of a small business applies ‘‘unless an agency, after
consultation with the Office of Advocacy of the
Small Business Administration and after
opportunity for public comment, establishes one or
more definitions of such term which are
appropriate to the activities of the agency and
publishes such definition(s) in the Federal
Register.’’ 5 U.S.C. 601(3).
7 Small Business Act, 15 U.S.C. 632 (1996).
8 U.S. Census Bureau, 2012 NAICS Definitions:
515120 Television Broadcasting, https://
www.census.gov/cgi-bin/sssd/naics/
naicsrch?code=515120&search=2012 (last visited
Mar. 6, 2014).
9 13 CFR 121.201 (NAICS code 515120) (updated
for inflation in 2010).
10 See FCC News Release, Broadcast Station
Totals as of December 31, 2013 (rel. Jan. 8, 2014),
https://transition.fcc.gov/Daily_Releases/Daily_
Business/2014/db0108/DOC-325039A1.pdf.
55
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approximately 73 percent) had revenues
of $38.5 million or less.11 The
Commission therefore estimate that the
majority of commercial television
broadcasters are small entities.
60. The Commission notes, however,
that in assessing whether a business
concern qualifies as small under the
above definition, business (control)
affiliations must be included.12 Our
estimate, therefore, likely overstates the
number of small entities that might be
affected by our action because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies. In addition, an
element of the definition of ‘‘small
business’’ is that the entity not be
dominant in its field of operation. The
Commission is unable at this time to
define or quantify the criteria that
would establish whether a specific
television station is dominant in its field
of operation. Accordingly, the estimate
of small businesses to which rules may
apply does not exclude any television
station from the definition of a small
business on this basis and is therefore
possibly over-inclusive to that extent.
61. In addition, the Commission has
estimated the number of licensed
noncommercial educational (‘‘NCE’’)
television stations to be 395.13 These
stations are non-profit, and therefore
considered to be small entities.14
62. There are also 2,414 LPTV
stations, including Class A stations, and
4,046 TV translator stations.15 Given the
nature of these services, we will
presume that all of these entities qualify
as small entities under the above SBA
small business size standard.
63. Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing. The Census Bureau
defines this category as follows: ‘‘This
industry comprises establishments
primarily engaged in manufacturing
radio and television broadcast and
wireless communications equipment.
Examples of products made by these
establishments are: Transmitting and
receiving antennas, cable television
11 We recognize that BIA’s estimate differs
slightly from the FCC total given the information
provided above.
12 ‘‘[Business concerns] are affiliates of each other
when one concern controls or has the power to
control the other, or a third party or parties controls
or has the power to control both.’’ 13 CFR
121.103(a)(1).
13 See FCC News Release, Broadcast Station
Totals as of December 31, 2013 (rel. Jan. 8, 2014),
https://transition.fcc.gov/Daily_Releases/Daily_
Business/2014/db0108/DOC-325039A1.pdf.
14 See generally 5 U.S.C. 601(4), (6).
15 See FCC News Release, Broadcast Station
Totals as of December 31, 2013 (rel. January 8,
2014), https://transition.fcc.gov/Daily_Releases/
Daily_Business/2014/db0108/DOC-325039A1.pdf.
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equipment, GPS equipment, pagers,
cellular phones, mobile
communications equipment, and radio
and television studio and broadcasting
equipment.’’ The SBA has developed a
small business size standard for Radio
and Television Broadcasting and
Wireless Communications Equipment
Manufacturing, which is: All such firms
having 750 or fewer employees.
According to Census Bureau data for
2007, there were a total of 939
establishments in this category that
operated for part or all of the entire year.
Of this total, 912 had less than 500
employees and 17 had more than 1000
employees. Thus, under that size
standard, the majority of firms can be
considered small.
64. Audio and Video Equipment
Manufacturing. The SBA has classified
the manufacturing of audio and video
equipment under in NAICS Codes
classification scheme as an industry in
which a manufacturer is small if it has
less than 750 employees. Data contained
in the 2007 U.S. Census indicate that
492 establishments operated in that
industry for all or part of that year. In
that year, 488 establishments had fewer
than 500 employees; and only 1 had
more than 1000 employees. Thus, under
the applicable size standard, a majority
of manufacturers of audio and video
equipment may be considered small.
65. Wireless Telecommunications
Carriers (except satellite). The Census
Bureau defines this category as follows:
‘‘This industry comprises
establishments engaged in operating and
maintaining switching and transmission
facilities to provide communications via
the airwaves. Establishments in this
industry have spectrum licenses and
provide services using that spectrum,
such as cellular phone services, paging
services, wireless Internet access, and
wireless video services.’’ 16 The
appropriate size standard under SBA
rules is for the category Wireless
Telecommunications Carriers (except
Satellite). The size standard for that
category is that a business is small if it
has 1,500 or fewer employees.17 For this
category, census data for 2007 show that
there were 1,383 firms that operated for
the entire year.18 Of this total, 1,368
16 U.S. Census Bureau, 2012 NAICS Definitions:
517210 Wireless Telecommunications Carriers
(except Satellite), https://www.census.gov/cgi-bin/
sssd/naics/naicsrch?code=517210&search=2012
(last visited Mar. 6, 2014).
17 13 CFR 121.201 (NAICS code 517210).
18 U.S. Census Bureau, Table No. EC0751SSSZ5,
Information: Subject Series—Establishment and
Firm Size: Employment Size of Firms for the United
States: 2007 (NAICS code 517210), https://
factfinder2.census.gov/faces/tableservices/jsf/
pages/productview.xhtml?pid=ECN_2007_US_
51SSSZ5.
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firms had employment of 999 or fewer
employees and 15 had employment of
1000 employees or more.19 Similarly,
according to Commission data, 413
carriers reported that they were engaged
in the provision of wireless telephony,
including cellular service, PCS, and
Specialized Mobile Radio (‘‘SMR’’)
Telephony services.20 Of these, an
estimated 261 have 1,500 or fewer
employees and 152 have more than
1,500 employees.21 Consequently, the
Commission estimates that
approximately half or more of these
firms can be considered small. Thus,
using available data, we estimate that
the majority of wireless firms can be
considered small.
E. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
66. Wireless licensees in the 600 MHz
Band will be required to conduct an
interference analysis using OET–74
before operating a base station within
the culling distance of the contour of a
co-channel or adjacent channel
broadcast television station. They will
also be required to conduct an OET–74
interference analysis when making a
modification to such a base station that
could result in an increase in energy in
the direction of broadcast station’s
contour. The wireless licensee will be
required to retain the latest copy of their
OET–74 analysis for each base station
that is within the culling distance of a
co-channel or adjacent channel
broadcast station. The wireless licensee
will be required to make this analysis
available for inspection by the
Commission at any time and to make
this analysis available to a television
station upon request when there are
complaints of interference either from
the subject television station or a station
viewer. Wireless licensees and
television stations will cooperate in
good faith to resolve any disputes, as
not to unreasonably frustrate wireless
and broadcast operations. In the event
the parties do not reach resolution, a
broadcaster can submit a claim of
harmful interference to the Commission.
67. Wireless licensees in the 600 MHz
Band will be prohibited from operating
a base station within the contour of a cochannel or adjacent channel broadcast
station. Wireless licensees will also be
required to limit their coverage areas so
that mobile and portable devices
19 Id. Available census data do not provide a more
precise estimate of the number of firms that have
employment of 1,500 or fewer employees; the
largest category provided is for firms with 1000
employees or more.
20 See Trends in Telephone Service at Table 5.3.
21 See id.
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maintain a minimum distance of five
kilometers from a co-channel broadcast
station’s contour and 500 meters from
an adjacent channel broadcast station’s
contour.
68. Wireless licensees will be required
to eliminate any harmful interference
that occurs to television reception
within the contours of a co-channel or
adjacent channel broadcast television
station. This requirement to eliminate
harmful interference applies even if the
OET–74 analysis indicates that no
harmful interference will occur.
69. A broadcast television station in
the 600 MHz Band will not be allowed
to expand its contour such that it would
increase impairments to a wireless
licensee either by causing additional
interference to the wireless licensee’s
service area or because of the
obligations of the wireless licensee to
protect television reception, unless an
agreement is reached with the wireless
licensee allowing the expansion.
70. A wireless licensee that intends to
commence operations will be required
to use the ISIX Methodology adopted in
the ISIX R&O, as modified in the First
Order on Reconsideration, to determine
if a LPTV or translator station will cause
it harmful interference. The wireless
licensee will then be able to send the
required notification to the LPTV or
translator station that will cause it
harmful interference.22
71. Wireless licensees will use the
ISIX Methodology or OET–74 to show
that they are unable to operate in
portions of their license area for
purposes of satisfying their build-out
requirements. They will use the ISIX
Methodology for demonstrating harmful
interference from co-channel and
adjacent channel broadcast television
stations to their base stations and user
equipment as well as demonstrating
harmful interference from wireless user
equipment to television receivers. They
will use OET–74 for demonstrating
harmful interference from wireless base
stations to television receivers.23 If the
impairing television station ceases to
operate before the construction
benchmarks, the wireless licensee will
be permitted to use the entire license
22 The requirement that the LPTV or translator
station that will cause a wireless licensee harmful
interference cease operation within 120 days after
receiving notification from a wireless licensee that
is going to commence operations was adopted in
the Incentive Auction R&O. Incentive Auction R&O,
29 FCC Rcd at 6834–6835, 6839–6841, paras. 657,
668–671.
23 Incentive Auction R&O, 29 FCC Rcd at 6883,
684, paras. 778, 781; 47 CFR 1.946(d). The
construction notification will have to be filed
within 15 days of the relevant milestone certifying
that it has met the applicable performance
benchmark within its permitted boundaries.
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area, and will be obligated to serve the
area that was previously restricted in
demonstrating that it has met its buildout requirements.24
72. A television station that will
experience a loss in population served
in excess of one percent as a result of
the repacking process—either because of
new station-to-station interference or
terrain loss resulting from a new
channel assignment (or a combination of
both)—may file an application
proposing an alternate channel or
expanded facilities in a priority filing
window. Previously, our rules permitted
a station to file an application in the
priority filing window only when the
greater than one percent loss in
population served was from station-tostation interference.
F. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
73. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.25
74. Many of the reporting,
recordkeeping, and compliance
requirements we adopt here are
designed to protect television broadcast
stations and 600 MHz Band wireless
licensees from harmful interference.
Because many of these television
broadcast stations and wireless
licensees are small entities, the rules
will protect the economic interest of
small entities. Consequently, the effect
of these rules on small entities can be
viewed as a tradeoff between the
compliance burdens of the rules on
some small entities balanced against the
interference protections supplied by the
rules to other small entities. We
conclude that the benefits of these rules
in protecting small entities from
interference is stronger than the
compliance burdens that the rules place
on small entities.
75. For example, the adopted rules
require wireless licensees to conduct an
24 Incentive Auction R&O, 29 FCC Rcd at 6606,
para. 86 n. 277.
25 See 5 U.S.C. 603(c).
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OET–74 interference analysis before
locating a base station within the culling
distance of a co-channel or adjacent
channel television broadcast station.
This rule will impact those wireless
licensees that are small entities by
requiring them to perform the OET–74
analysis and potentially preventing
them from constructing base stations in
portions of their licensed service areas.
However, this requirement will help
prevent harmful interference to the
reception of signals from co-channel
and adjacent channel television
broadcast stations, many of whom are
small entities. As an alternative to
requiring an OET–74 analysis, we could
have specified an exclusion zone
around a broadcast television station’s
contour that wireless base stations could
not be located within to prevent
interference to television reception.
However, this would have excluded the
base stations from a much larger area
than the adopted rules because it would
not have taken into account the effects
that terrain has on signal propagation
and the characteristics of the base
stations such as transmitted power and
antenna height. Requiring an OET–74
analysis instead of relying on an
exclusion zone thereby enables the
wireless licensee to use a greater portion
of its licensed service area, which is of
significant economic benefit to the
wireless licensee.
76. As another example, the adopted
rules prohibit television broadcast
stations in the 600 MHz Band from
expanding their contours in a way that
will impair a wireless license by causing
interference to a wireless licensee or
because of a wireless licensee’s
obligation to protect television
reception. This rule will impact
television broadcast stations in the 600
MHz Band by preventing them from
expanding their contours in the future,
but the rule will protect the interests of
wireless licensees by preventing
impairments of their licenses.
77. Some of the rules adopted here
provide a means to implement rules we
have previously adopted. For example,
in the Incentive Auction R&O, the
Commission adopted rules requiring
600 MHz Band wireless licensees to
meet build-out requirements.26 While
the previously adopted rules do not
require wireless licensees to build-out
their networks in areas that are impaired
by either receiving interference from
television broadcasters remaining in the
band or because they will cause
interference to television reception, the
rules do not specify how the wireless
26 Incentive Auction R&O, 29 FCC Rcd at 6877–
78, para 764.
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licensee will show what areas are
impaired. For purposes of
demonstrating impairments for the
build-out requirements, the Third
Report and Order will require 600 MHz
wireless licensees to use the ISIX
Methodology for showing interference
from television broadcasters to wireless
operations and for interference from
wireless user equipment to television
receivers and will require wireless
licenses to use OET–74 to demonstrate
interference to television receivers. This
requirement will benefit 600 MHz Band
wireless licensees by enabling them to
exclude impaired locations of their
licensed areas from the build-out
requirements.
78. In the Incentive Auction R&O, we
specified that LPTV and TV translator
station in the 600 MHz band could
continue to operate until a wireless
licensee provided advance notice that it
intends to commence operations and the
LPTV or TV translator is likely to cause
harmful interference. For purposes of
providing this displacement notice, in
the Third Report and Order the
Commission specify that wireless
licensees will use the ISIX Methodology
to determine if the LPTV or TV
translator stations will cause them
interference for purposes of notifying
the LPTV or TV translator stations.
While this requirement will burden 600
MHz Band wireless licensees by
requiring them to perform an ISIX
Methodology interference study, it will
benefit LPTV and TV translator
licensees by allowing them to continue
operating until their spectrum is
actually needed by the wireless
licensees. Consequently, this
requirement represents a reasonable
balancing between the interest of LPTV
and translators, many of whom are
small businesses, and 600 MHz Band
wireless licensees, many of whom are
also small licensees.
79. To minimize the burdens on small
businesses that are required by the rules
we are adopting that require OET–74
and ISIX Methodology interference
analyses, we intend to make a version
of our TVStudy software available that
can perform these analyses. The
software can be used on a computer that
costs less than $2000 and is available
free online at https://data.fcc.gov/
download/incentive-auctions/OET-69/.
Because we are making this software
available, licensees will not need to
develop their own software or contract
with an engineering consultant to
perform these interference analyses. To
further reduce the compliance burden
on 600 MHz Band wireless licensees, we
will not require them to share their
OET–74 interference analysis with
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television broadcasters unless there is
an actual interference complaint. The
wireless licensee will be able to store
the OET–74 analysis electronically,
which will reduce the record keeping
and compliance cost to the wireless
licensee.
80. Television stations that are
relocated during the incentive auction
may experience a change in coverage
area due to terrain loss because of the
different propagation characteristics at
their new frequency. Television stations
that experience a loss in population
served in excess of one percent as a
result of the repacking process—either
because of new station-to-station
interference or terrain loss resulting
from a new channel assignment (or a
combination of both)—will now be
permitted to file an application
proposing an alternate channel or
expanded facilities in a priority filing
window. This will benefit television
stations that experience such a loss of
population serviced.
81. Report to Congress: The
Commission will send a copy of the
Third Report and Order and First Order
on Reconsideration, including this
FRFA, in a report to Congress pursuant
to the Congressional Review Act.27 In
addition, the Commission will send a
copy of the Third Report and Order and
First Order on Reconsideration,
including this FRFA, to the Chief
Counsel for Advocacy of the SBA. A
copy of the Third Report and Order and
First Order on Reconsideration,
including this FRFA, to the Chief
Counsel for Advocacy of the SBA.
Ordering Clauses
82. Pursuant to the authority found in
sections 1, 4, 301, 303, 307, 308, 309,
316, 319, 332, and 403 of the
Communications Act of 1934, as
amended, and sections 6402 and 6403 of
Middle Class Tax Relief and Job
Creation Act of 2012, Public Law 112–
96, 126 Stat. 156, 47 U.S.C. 151, 154,
301, 303, 307, 308, 309, 316, 319, 332,
403, 1452, and 1454, the Third Report
and Order and First Order on
Reconsideration is adopted. The
Commission’s rules are hereby amended
as set forth in Appendix B.
83. The rules adopted herein will
become effective December 17, 2015,
except for Sections 27.1310 and
73.3700(b)(1)(iv)(B) of the rules which
contain new or modified information
collection requirements subject to the
Paperwork Reduction Act of 1995,
Public Law 104–13, that are not
effective until approved by the Office of
Management and Budget (OMB). The
27 See
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Frm 00062
Fmt 4700
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Federal Communications Commission
will publish a document in the Federal
Register announcing OMB approval and
the effective date of this rule.
84. Pursuant to Section 405 of the
Communications Act of 1934, as
amended, 47 U.S.C. 405, and 1.429 of
the Commission’s rules, 47 CFR 1.429,
the Petitions for Reconsideration of the
Second Report and Order in GN Docket
No. 12–268, ET Docket No. 13–26, and
ET Docket No. 14–14 filed by Cohen,
Dippell, and Everist, P.C. and by Sprint
Corporation are denied to the extent
described herein.
85. Pursuant to Section 405 of the
Communications Act of 1934, as
amended, 47 U.S.C. 405, and section
1.429 of the Commission’s rules, 47 CFR
1.429, the Petition for Reconsideration
of the Second Report and Order in GN
Docket No. 12–268, ET Docket No. 13–
26, and ET Docket No. 14–14 filed by
the National Association of Broadcasters
is granted in part and denied in part to
the extent described herein.
86. Pursuant to Section 405 of the
Communications Act of 1934, as
amended, 47 U.S.C. 405, and 1.429 of
the Commission’s rules, 47 CFR 1.429,
the Petitions for Reconsideration of the
Report and Order in GN Docket No. 12–
268 filed by ABC Television Affiliates
Association, CBS Television Network
Affiliates Association, FBC Television
Affiliates Association, and NBC
Television Affiliates and by Cohen,
Dippell, and Everist, P.C. are denied to
the extent described herein.
87. The Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Third Report and Order and First
Order on Reconsideration in GN Docket
No. 12–268, ET Docket No. 13–26, and
ET Docket No. 14–14, including the
Final Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the
Small Business Administration.
88. The Commission shall send a copy
of this Third Report and Order and First
Order on Reconsideration in GN Docket
No. 12–268, ET Docket No. 13–26, and
ET Docket No. 14–14 in a report to be
sent to Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
List of Subjects in 47 CFR Parts 27 and
73
Communications equipment, Radio,
Television, Reporting and
recordkeeping requirements.
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Rules and Regulations
Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer, Office of the
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR parts 27
and 73 as follows:
PART 27—MISCELLANEOUS
WIRELESS COMMUNICATIONS
SERVICES
1. The authority citation for part 27
continues to read as follows:
■
Authority: 47 U.S.C. 154, 301, 302(a), 303,
307, 309, 332, 336, 337, 1403, 1404, 1451,
and 1452, unless otherwise noted.
2. Add an undesignated center
heading and § 27.1310.to read as
follows:
■
Protection of Other Services
wgreen on DSK2VPTVN1PROD with RULES
§ 27.1310 Protection of Broadcast
Television Service in the 600 MHz Band
from Wireless Operations.
(a) Licensees authorized to operate
wireless services in the 600 MHz band
must cause no harmful interference to
public reception of the signals of
broadcast television stations
transmitting co-channel or on an
adjacent channel.
(1) Such wireless operations must
comply with the D/U ratios in Table 5
in OET Bulletin No. 74, Methodology
for Predicting Inter-Service Interference
to Broadcast Television from Mobile
Wireless Broadband Services in the
UHF Band ([DATE]) (‘‘OET Bulletin No.
74’’). Copies of OET Bulletin No. 74 may
be inspected during normal business
hours at the Federal Communications
Commission, 445 12th St. SW., Dockets
Branch (Room CY A09257),
Washington, DC 20554. This document
is also available through the Internet on
the FCC Home Page at https://
www.fcc.gov.
(2) If a 600 MHz band licensee causes
harmful interference within the noiselimited contour or protected contour of
a broadcast television station that is
operating co-channel or on an adjacent
channel, the 600 MHz band licensee
must eliminate the harmful interference.
(b) A licensee authorized to operate
wireless services in the 600 MHz
downlink band:
(1) Is not permitted to deploy wireless
base stations within the noise-limited
contour or protected contour of a
broadcast television station licensed on
a co-channel or adjacent channel in the
600 MHz downlink band;
(2) Is required to perform an
interference study using the
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14:32 Nov 16, 2015
Jkt 238001
methodology in OET Bulletin No. 74
before deploying or operating wireless
base stations within the culling
distances specified in Tables 7–12 of
OET Bulletin No. 74 from the noiselimited contour or protected contour of
such a broadcast television station;
(3) Is required to perform an
interference study using the
methodology in OET Bulletin No. 74
when modifying a base station within
the culling distances in Tables 7–12 of
OET Bulletin 74 that results in an
increase in energy in the direction of cochannel or adjacent channel broadcast
television station’s contours;
(4) Is required to maintain records of
the latest OET Bulletin No. 74 study for
each base station and make them
available for inspection to the
Commission and, upon a claim of
harmful interference, to the requesting
broadcasting television station.
(c) A licensee authorized to operate
wireless services in the 600 MHz uplink
band must limit its service area so that
mobile and portable devices do not
transmit:
(1) Co-channel or adjacent channel to
a broadcast television station within
that station’s noise-limited contour or
protected contour;
(2) Co-channel to a broadcast
television station within five kilometers
of that station’s noise-limited contour or
protected contour; and
(3) Adjacent channel to a broadcast
television station within 500 meters of
that station’s noise-limited contour or
protected contour.
(d) For purposes of this section, the
following definitions apply:
(1) Broadcast television station is
defined pursuant to § 73.3700(a)(1) of
this chapter;
(2) Noise-limited contour is defined to
be the full power station’s noise-limited
contour pursuant to § 73.622(e);
(3) Protected contour is defined to be
a Class A television station’s protected
contour as specified in section 73.6010;
(4) Co-channel operations in the 600
MHz band are defined as operations of
broadcast television stations and
wireless services where their assigned
channels or frequencies spectrally
overlap;
(5) Adjacent channel operations are
defined as operations of broadcast
television stations and wireless services
where their assigned channels or
frequencies spectrally abut each other or
are separated by up to 5 MHz.
PART 73—RADIO BROADCAST
SERVICES
3. The authority citation for part 73
continues to read as follows:
■
PO 00000
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Fmt 4700
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71743
Authority: 47 U.S.C. 154, 303, 334, 336,
and 339.
4. Section 73.3700 is amended by
revising paragraph (b)(1)(iv)(B) and
adding paragraph (i) to read as follows:
■
§ 73.3700 Post-Incentive Auction
Licensing and Operation.
*
*
*
*
*
(b) * * *
(1) * * *
(iv) * * *
(B) The licensee of any broadcast
television station that the Commission
makes all reasonable efforts to preserve
pursuant to section 6403(b)(2) of the
Spectrum Act that is predicted to
experience a loss in population served
in excess of one percent as a result of
the repacking process, either because of
new station-to-station interference or
terrain loss resulting from a new
channel assignment (or a combination of
both), will be afforded an opportunity to
submit an application for a construction
permit pursuant to paragraph (b)(2)(i) or
(ii) of this section in the priority filing
window required by paragraph
(b)(1)(iv)(A) of this section.
*
*
*
*
*
(i) A broadcast television station
licensed in the 600 MHz band, as that
band is defined in section 27.5(l)—
(1) Shall not be permitted to modify
its facilities, except as provided in
paragraph (b)(1)(ii) of this section, if
such modification will expand its noise
limited service contour (in the case of a
full power station) or protected contour
(in the case of a Class A station) in such
a way as to:
(i) Increase the potential of harmful
interference to a wireless licensee which
is co-channel or adjacent channel to the
broadcast television station; or
(ii) Require such a wireless licensee to
restrict its operations in order to avoid
causing harmful interference to the
broadcast television station’s expanded
noise limited service or protected
contour;
(2) Shall be permitted to modify its
facilities, even when prohibited by
paragraph (i)(1) of this section, if all the
wireless licensees in paragraph (i)(1)
who either will experience an increase
in the potential for harmful interference
or must restrict their operations in order
to avoid causing interference agree to
permit the modification and the
modification otherwise meets all the
requirements in this part;
(3) For purposes of this section, the
following definitions apply:
(i) Co-channel operations in the 600
MHz band are defined as operations of
broadcast television stations and
wireless services where their assigned
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channels or frequencies spectrally
overlap.
(ii) Adjacent channel operations are
defined as operations of broadcast
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television stations and wireless services
where their assigned channels or
frequencies spectrally abut each other or
are separated by up to 5 MHz.
[FR Doc. 2015–29239 Filed 11–16–15; 8:45 am]
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Agencies
[Federal Register Volume 80, Number 221 (Tuesday, November 17, 2015)]
[Rules and Regulations]
[Pages 71731-71744]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-29239]
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 27 and 73
[GN Docket No. 12-268; ET Docket Nos. 13-26 and 14-14; FCC 15-141]
Expanding the Economic and Innovation Opportunities of Spectrum
Through Incentive Auctions
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document resolves the remaining technical issues
affecting the operation of new 600 MHz wireless licensees and broadcast
television stations in areas where they operate on the same or adjacent
channels in geographic proximity. Specifically, the Commission adopted
the methodology and the regulatory framework for the protection of both
wireless services and broadcasting in the post-auction environment that
it proposed in October 2014. The Commission affirms its decision
regarding the methodology to be used during the incentive auction to
predict inter-service interference between broadcasting and wireless
services. The Commission also affirmed its decision declining to adopt
a cap on the aggregate amount of new interference a broadcast
television station may receive from other television stations in the
repacking process.
DATES: Effective December 17, 2015, except for the amendments to
Sec. Sec. 27.1310 and 73.3700(b)(1)(iv)(B), which contain new or
modified information collection requirements subject to the Paperwork
Reduction Act of 1995, Public Law 104-13, that are not effective until
approved by the Office of Management and Budget (OMB). The Commission
will publish a document in the Federal Register announcing the
effective date once OMB approves.
ADDRESSES: Federal Communications Commission, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Aspasia Paroutsas, 202-418-7285,
Aspasia.Paroutsas@fcc.gov, Office of Engineering and Technology.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Third
Report and Order and First Reconsideration Order, GN Docket No. 12-268;
ET Docket Nos. 13-26 and No. 14-14, FCC 15-141, adopted October 21,
2015 and released October 26, 2015. The full text of this document is
available for inspection and copying during normal business hours in
the
[[Page 71732]]
FCC Reference Center (Room CY-A257), 445 12th Street SW., Washington,
DC 20554. The full text may also be downloaded at: www.fcc.gov.
People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
Synopsis
1. In the Third Report and Order the Commission adopts a framework
to govern the interference environment in the 600 MHz Band where
wireless operations and television stations may operate on the same or
adjacent channels in nearby areas following the incentive auction. The
Commission establishes a zero percent threshold for allowable harmful
interference from 600 MHz wireless services to television stations
assigned to channels in the 600 MHz Band. In addition, the Commission
requires 600 MHz wireless licensees to use the methodology in Bulletin
OET-74 to predict potential interference to nearby co-channel or
adjacent-channel television operations before deploying base stations,
prohibits operation of wireless user equipment operating in the 600 MHz
Band near these television stations' contours, and prohibits the
expansion of television stations' contours that would result in
additional impairments to wireless operations. The Commission also
addresses the applicability of the ISIX Methodology previously adopted
in other interference contexts, including between LPTV and TV
translators and wireless operations, between television and wireless
operations during the post-transition period, and in identifying
impairments to wireless licenses along the borders with Canada and
Mexico.
2. In the First Order on Reconsideration, the Commission rejects a
number of petitions for reconsideration of the ISIX Methodology that
the Commission previously adopted for use during the incentive auction
to predict the extent that 600 MHz Band wireless licenses may be
impaired due to interference to, and from, television stations in the
600 MHz Band. The Commission also made a number of adjustments to the
ISIX Methodology to be consistent with the decisions made in the Third
Report and Order regarding OET-74, to reflect recent Commission
decisions, and to reflect updates and revisions of input values and
settings of the ISIX software. The Commission also affirmed its
previous decision to not adopt a cap on new-station-to-station
interference in the television station repacking process during the
incentive auction and declined to establish a cap on population loss
resulting from a new channel assignment in the repacking process.
3. In the Incentive Auction R&O, 79 FR 48442, August 15, 2014, the
Commission adopted a flexible band plan framework that accommodates
market variation, that is, areas where broadcast stations are assigned
to channels in the 600 MHz Band. Because the amount of spectrum
repurposed through the incentive auction and the repacking process
depends on broadcaster participation and other factors, market
variation will allow the Commission to avoid limiting the amount of
spectrum repurposed across the nation to what is available in the most
constrained market. However, market variation creates the potential for
inter-service interference (``ISIX'') because in markets where
broadcast television stations are assigned to channels within the 600
MHz Band, television and wireless services will be operating in close
geographic proximity on the same and/or adjacent frequencies. There are
four scenarios of potential interference when broadcast television and
wireless operations are co-channel or on adjacent channels in nearby
areas: (1) A digital television (``DTV'') transmitter causing
interference to a wireless base station (Case 1); (2) a DTV transmitter
causing interference to wireless user equipment (Case 2); (3) a
wireless base station causing interference to a DTV receiver (Case 3);
and (4) wireless user equipment causing interference to a DTV receiver
(Case 4).
4. In the ISIX R&O, 79 FR 76903, December 23, 2014, the Commission
addressed potential interference between DTV stations and wireless
service in areas with market variation. The ISIX R&O adopted a
methodology for predicting inter-service interference during the
incentive auction (``ISIX Methodology''), a methodology which
necessarily is based on hypothetical 600 MHz Band network deployments,
as the actual networks will not be deployed until after the auction.
The companion ISIX Further Notice, 79 FR 76282, December 22, 2014,
proposed a post-auction inter-service interference methodology for
evaluating interference from wireless base stations to television
reception, set forth in the Office of Engineering and Technology
Bulletin No. 74 (``OET-74''). The ISIX Further Notice also proposed
rules for preventing interference from wireless to broadcasting
services on the same or adjacent channels in nearby markets in the
Cases 3 and 4.
A. Protecting Broadcast Television Receivers From Inter-Service
Interference
1. Threshold for Interference From Wireless Operations to Television
Receivers in the 600 MHz Band
5. The Commission adopts a zero percent threshold for harmful
interference from wireless operations to the reception of television
station's signals in the 600 MHz Band. Under this standard, 600 MHz
wireless licensees will not be permitted to cause harmful interference
at any level within the noise-limited contour of a full power
television station or the protected contour of a Class A television
station to the degree it affects populated areas within those contours.
The Commission finds that a zero percent threshold, with no rounding
tolerance, is warranted in the post-auction environment. For the
reasons discussed below, any interference standard other than zero
presents practical difficulties given the multiple sources of potential
interference to the reception of signals from television stations
assigned to the 600 MHz Band and the continuing evolution of wireless
networks. Furthermore, the Commission delegates authority to the Media
Bureau to issue a Public Notice following completion of the incentive
auction with the final contours of all television stations assigned to
channels in the 600 MHz Band. The Public Notice will include the
technical parameters by which the television station contours can be
generated regardless of whether the station will remain on its pre-
auction channel or has been reassigned to new a channel.
6. There will be numerous sources of potential interference to the
reception of signals from television stations assigned to the 600 MHz
Band because the five-megahertz wireless spectrum blocks will overlap
in varying degrees with the six-megahertz television channels, creating
the potential for multiple co- and adjacent-channel relationships
between television stations and wireless operations in the same or
nearby geographic areas. Moreover, wireless networks evolve over time
with the deployment of additional base stations and the adjustment of
base stations' technical parameters. Addressing the possibility of a
television receiver receiving interference from multiple wireless
networks that are continuously evolving presents significant practical
difficulties, such as how to apportion the permitted interference among
the
[[Page 71733]]
multiple sources of interference and how to monitor compliance as
wireless networks evolve. Given the different interference environment
that television stations will face in the 600 MHz Band, the Commission
finds that it would be impractical, if not infeasible, to manage any
interference percentage other than zero percent.
7. The Commission clarifies that the zero-percent interference
threshold will prohibit 600 MHz wireless licensees from causing any
interference to television receivers in any populated area of the
noise-limited contour of a full power television station or the
protected contour of a Class A television station. The Commission also
adopts the proposal from the ISIX Further Notice to treat interference
between television stations assigned in the 600 MHz Band as ``masking
interference'' in evaluating wireless interference to a television
station. Therefore, in a grid cell where masking interference to one
television station from another television station is predicted, inter-
service interference from wireless operations can be ignored.
2. Determining Potential Interference From Wireless Operations to DTV
Receivers
a. Case 3: Interference to Television Receivers From Wireless Base
Stations
8. Adoption of OET-74. The Commission adopts OET-74, as proposed in
the ISIX Further Notice, with several modifications as described in
more detail below. OET-74 is to be used following the incentive auction
to predict interference to television receivers operating in the 600
MHz Band from co-channel and adjacent channel wireless base stations in
nearby markets. The adopted OET-74 Bulletin is included below. The
Commission rejects the National Association of Broadcaster's (NAB's)
claim that the Spectrum Act limits our authority to require the use of
OET-74 to address inter-service interference following the auction.
9. D/U Ratio Adjustment. The Commission adopts slightly revised
desired/undesired (D/U) ratio thresholds from those proposed in the
ISIX Further Notice. Under the methodology of OET-74, the D/U ratio is
calculated at the population centroid in each two kilometer square cell
in the television station's contour. This D/U ratio is compared to a
threshold to determine if harmful interference is predicted to occur to
DTV service in that cell. The D/U threshold is defined in OET-74 to
include an adjustment factor ``[alpha],'' which is dependent on the
signal-to-noise ratio (S/N ratio) of the received television signal.
The ``[alpha]'' factor in the D/U threshold is necessary to account for
the effect of the television signal strength on the amount of
interference that the television receiver can tolerate when the desired
DTV signal is weak. When the television signal strength is weak (i.e.,
closer to the noise floor), a lower amount of interference from the
wireless base stations will impede television reception than if the
television signal is stronger. CEA points out that for faint television
signals, ``[alpha]'' increases exponentially under the proposed OET-74,
which can result in a high D/U threshold that will require a large
separation distance between wireless base stations and the television
station's contour. To avoid such results and to conform OET-74 with the
approach used in OET-69 and the Commission's rules, OET-74 as adopted
will limit the use of the D/U adjustment factor ``[alpha]'' to
situations where the signal-to-noise ratio of the desired DTV signal is
greater than 16 dB and less than 28 dB. Specifically, the ``[alpha]''
factor will be limited to a maximum value of 8.
10. In addition, the Commission removes the ``[alpha]'' factor in
the D/U threshold in OET-74 as adopted when there is no overlap between
the DTV signal and LTE signal (adjacent channel) in order to be
consistent with the approach followed in the Commission's rules for
DTV-to-DTV interference. The Commission's rules specify a constant D/U
threshold for DTV-to-DTV adjacent channel interference. Consequently,
OET-74 will not use a D/U threshold that varies with ``[alpha]'' for
adjacent channel LTE-to-DTV interference. Also, OET-74 will set the
required D/U threshold for LTE-to-DTV interference to -33 dB because
the ATSC receiver guidelines specify that DTV receivers should have
this level of tolerance of adjacent channel DTV interference, and
measurements have shown that actual DTV receivers do in fact meet or
exceed this level of performance in the presence of adjacent channel
LTE interference.
11. Aggregate Interference. OET-74 will incorporate the root sum
square (RSS) method to predict the potential for aggregate interference
to television receivers from multiple base stations for each co-channel
or adjacent channel 600 MHz licensee. The methodology of OET-74, which
is based on real-world network deployments, will allow for the
aggregation of the field strength of interfering signals at the DTV
receiver from the wireless base stations of a co-channel or adjacent
channel 600 MHz wireless licensee. The Commission will not, however,
require a 600 MHz wireless licensee to account for the aggregate
interference generated by the wireless operations of other 600 MHz
wireless licensees because it would require wireless licensees to
incorporate each other's site-specific information into their OET-74
analysis.
12. Intermodulation Interference. The Commission rejects arguments
that it should study further the impact of third order intermodulation
interference (IM3) from wireless services and television signals to
television receivers. CEA claims that tests it conducted indicate that
IM3 interference from LTE and DTV operations into DTV receivers poses a
substantial risk to DTV reception, not only for legacy receivers
currently in the market but also for future receivers that may need to
continue receiving frequencies also used for LTE operations due to
market variation. CEA further argues that IM3 from two LTE signals is a
distinct potential problem in the 600 MHz Band that has not been
adequately analyzed. Based on the present record, further analysis of
intermodulation effects, either from DTV and LTE signals or two LTE
signals, is not warranted. The Commission is not aware of any
intermodulation interference concerns between DTV stations, which
currently do not have to protect for intermodulation interference.
Indeed, as CEA acknowledges, providing larger exclusions for
interference protection reduces the efficiency of spectrum use.
Protection of DTV receivers from the combinations of signals that can
produce IM3 interference would impose additional constraints on the
repacking process that would impact the Commission's ability to clear
spectrum for new uses in the incentive auction and limit use of the
recovered spectrum.
13. The Commission does not expect that the potential for
interference from intermodulation products from a DTV signal and an LTE
signal or from two LTE signals will be significantly higher than that
expected from two DTV signals. In addition, potential intermodulation
interference can be mitigated through DTV receiver design, antenna
reorientation, and other factors. In order to meet consumers'
expectations, receiver manufacturers should design their products to
operate without experiencing interference from signals permitted by the
Commission's rules. To the extent that CEA and manufacturers believe
that current models of DTV receivers are susceptible to IM3, the
appropriate solution is for them to design their new products to be
immune to such interference.
14. ``Error Code 3'' Messages. When ``error code 3'' messages are
returned by
[[Page 71734]]
the software used to implement the Longley-Rice propagation model, OET-
74 will use the desired and undesired signal strengths determined by
the Longley-Rice propagation model in evaluating the subject cell for
potential interference. The Commission declines to adopt NAB's
suggestion that when an ``error code 3'' warning is returned and the
desired signal strength calculated by OET-74 is below 41 dB[mu]V/m, the
threshold of service, the calculated desired signal strength be
replaced with a signal strength equal to the threshold of service or
threshold of service plus 3 dB. NAB's approach would be contrary to the
goal of OET-74 which is to provide a methodology for predicting
interference to television receivers based on the actual technical
parameters of the television stations and wireless networks.
15. Other OET-74 Technical Issues. The Commission rejects NAB's
contention that it should evaluate interference to the reception of
Class A station's signals using a one-kilometer grid instead of the
two-kilometer grid proposed in OET-74 so as to be ``consistent with
current practice.'' Using a different grid size for Class A stations
than for full power stations would be inconsistent with the
Commission's repacking methodology and would create a layer of
unnecessary complexity for the ISIX and OET-74 calculations.
Accordingly, the Commission will use a two-kilometer grid for the ISIX
and OET-74 calculations for both full power and Class A stations.
16. The Commission also rejects NAB's suggestion that OET-74
consider interference in all cells, and not only the populated cells.
OET-74 will consider interference harmful only if the D/U ratio is
below the threshold in a cell containing population.
17. In addition, the Commission rejects NAB's argument that OET-74
should not rely on manufacturers' published antenna patterns for
wireless base stations. According to NAB, the manufacturers' published
patterns may suggest unrealistically superior performance, while the
wireless licensee may adjust the antenna after installation to manage
coverage or interference conditions, or the antenna alignment during
installation may be imprecise. While the Commission is cognizant that
wireless base station antenna installations may vary from the antenna
manufacturer's specified patterns or may be misaligned, it sees no
reason to modify the manufacturer's specified wireless base station
antenna patterns based on NAB's assumptions, which may or may not be
more accurate for any given base station installation.
18. The Commission disagrees with Cohen, Dippell, and Everist,
P.C.'s (``CDE'') claim that the FCC has not forecasted the potential
interference to television receivers in cases where five megahertz 600
MHz licenses are aggregated. Given the DTV receiver performance
measurements in the record and the fact that OET-74 is applicable to
aggregated channels, CDE fails to articulate the need for additional
testing of the effects of inter-service interference where five
megahertz wireless licenses are aggregated. Nevertheless, based on
examination of the record, the Commission concludes that the proposal
for a separate analysis for each frequency overlap when two five-
megahertz blocks are aggregated into a ten megahertz block would
require additional effort by the wireless licensee without providing
increased protection for DTV signal reception compared with a combined
analysis of aggregated five megahertz blocks. For this reason, OET-74
will require that only a single interference analysis be performed when
five megahertz blocks are aggregated. Therefore, in cases of aggregated
wireless blocks the OET-74 analysis will be adjusted to reflect the
amount of spectral overlap between the aggregated wireless signal and
the DTV channel and the effective radiated power (``ERP'') as
described. When the aggregated wireless signal completely overlaps the
DTV channel, the analysis will use the values in the OET-74 tables
associated with a spectral overlap of five megahertz and the ERP that
is the portion of the power in the aggregated wireless signal that
overlaps the six megahertz television channel. When the aggregated
wireless signal overlaps the DTV channel by five megahertz or less, the
analysis will use the values in the OET-74 tables associated with the
amount of spectral overlap and the ERP of the overlapping wireless five
megahertz block (i.e. the analysis will ignore the other five megahertz
blocks of the aggregated signal). When the aggregate wireless signal is
adjacent to the DTV channel (i.e. no overlap), the interference
analysis will use the values in the OET-74 tables associated with the
five megahertz block that is closest to the adjacent DTV channel and
the ERP of that block. A wireless licensee with non-contiguous spectrum
blocks will be required to conduct a separate OET-74 interference
analysis for each spectrum block. In addition, a wireless licensee that
is adjacent or co-channel to multiple DTV stations, will have to
perform separate OET-74 interference analysis for each of the DTV
stations.
b. Case 4: Interference to Television Receivers From Wireless User
Equipment
19. The Commission adopts fixed geographic separation distances for
Case 4. Specifically, 600 MHz wireless licensees will be required to
limit the service area of their wireless networks so that wireless user
equipment (i.e., mobile and portable devices) will not operate within
the contour or within a set distance from the contour of a co-channel
or adjacent channel television station. As proposed in the ISIX Further
Notice, the Commission adopts a separation distance of five kilometers
for co-channel operations, and one-half kilometer for adjacent channel
operations. Therefore, wireless licenses that will be co-channel or
adjacent channel to a television station in the 600 MHz Band uplink
spectrum will have impairments that cover the area of the station's
contour and an additional five kilometers if the television station is
co-channel or one-half kilometer if the television station is adjacent
channel to the wireless operations. The separation distance for
adjacent channel operation will only apply to the first adjacent
channel. Consequently, wireless user equipment may be operated within
the contour of a television station if there is a frequency separation
of at least six megahertz or more between the wireless spectrum block
edge and a television channel edge.
3. Obligations of 600 MHz Licensees in Markets With Variation
a. Requirements on Wireless Base Station Deployment
20. As proposed in the ISIX Further Notice, the Commission will (1)
prohibit a 600 MHz wireless licensee from operating base stations
within the contour of a co-channel or adjacent-channel full power and
Class A television station, (2) require the 600 MHz wireless licensee
to use OET-74 to predict interference to television receivers within
such a station's contour prior to deploying base stations within a
specified culling distance of the station's contour, and (3) prohibit
operating base stations within that distance if harmful interference is
predicted. The culling distances are specified in OET-74 and are based
on the spectral overlap between wireless operations and television
operations, and the power and antenna height of wireless base stations.
21. The Commission finds that prohibiting wireless base stations
from
[[Page 71735]]
operating within the contours of co-channel and adjacent channel DTV
stations is an appropriate safeguard for preventing interference to
television receivers. The Commission also finds that requiring the use
of OET-74 to identify potential interference from base stations located
within the culling distance, and prohibiting operation of base stations
within that distance if harmful interference is predicted, will ensure
that television stations assigned to channels in the 600 MHz Band are
not subject to harmful interference from 600 MHz Band wireless
operations following the auction.
22. The Commission declines CTIA's request that the required use of
OET-74 apply only to 600 MHz wireless licenses that have been formally
designated as impaired during the incentive auction. Rather, as
proposed, the OET-74 analysis must be performed for any base station
located within the culling distance, even if the license was not
identified as impaired during the auction. Qualified forward auction
bidders will be provided information about the degree of impairment to
the license, but such impairments will be estimated using the ISIX
Methodology based on assumptions of a hypothetical wireless network
deployment. Post-auction, the Commission's inter-service interference
methodology will be based on the actual interference environment to
protect DTV receivers. The Commission notes that qualified forward
auction bidders will be able to determine prior to bidding whether they
will be subject to regulatory requirements for a particular license
because it will provide them with specific information about the
television stations that will potentially cause impairments to wireless
licenses (including the facility ID) prior to each stage of the
auction.
23. The Commission rejects CTIA's claims that the OET-74
methodology is burdensome and impractical. A new OET-74 analysis will
be required only if a base station modification could result in an
increase in energy in the direction of a full power or Class A
television station's contour. CTIA's concerns over the number of base
stations subject to the OET-74 analysis, especially with the deployment
of small cell architectures, are exaggerated. Antennas at lower power
and lower height as found in small cell architectures result in shorter
culling distances, as small as three kilometers in some cases, thereby
reducing the likelihood that an OET-74 analysis will have to be
performed for small cell antennas.
24. The Commission will require a 600 MHz wireless licensee to
retain the latest copy of its OET-74 interference analysis for each co-
channel or adjacent channel partial economic area (``PEA'') license
area where any of its base stations fall within the specified OET-74
culling distances. The wireless licensee will be required to make this
analysis available for inspection by the Commission at any time and to
make this analysis available to a television station upon request when
there are complaints of interference either from the subject television
station or a station viewer. The Commission rejects NAB's request that
wireless licensees be required to send all of their OET-74 analyses to
all potentially affected broadcasters. The Commission finds that
requiring wireless licensees to retain their most recent OET-74
analyses, which they may store electronically, and make them available
in cases of interference complaints will more efficiently assist in the
investigation and resolution of any complaints.
b. Elimination of Actual Interference to Broadcast Television Stations
in the 600 MHz Band
25. The Commission adopts the proposal to require wireless
licensees to eliminate any actual harmful interference to television
reception within the contours of a full power or Class A television
station in the 600 MHz Band, even if OET-74 did not predict such
interference. The Commission also adopts the proposal for handling such
interference incidents. As proposed in the ISIX Further Notice, a
television station operating in the 600 MHz Band that experiences
harmful interference from co-channel or adjacent channel wireless
operations must first contact the wireless licensee to resolve the
issue. The wireless licensee must provide to the television station the
latest OET-74 analysis showing that no harmful interference was
predicted to occur in the specific geographic area at issue. Wireless
licensees and television stations are required to cooperate in good
faith to resolve any disputes, so as not to unreasonably disrupt
wireless and broadcast operations. In the event the parties do not
reach resolution, the broadcaster can submit a claim of harmful
interference to the Commission.
26. The Commission declines CDE's requests that it create a toll-
free number and a Web site for consumers to report potential inter-
service interference problems or that it create an interference
handbook that demonstrates how a television viewer may face
interference. Instead, the Commission will rely on the framework
described above, which requires television stations experiencing
interference problems to contact wireless licensees to resolve the
potential interference issues.
c. Effect of Interference-Related Restrictions on Wireless Licenses
27. A 600 MHz wireless licensee will hold a license for its entire
PEA service area, but its operations will be limited only to those
portions of the PEA where the licensee will not cause harmful
interference to the reception of signals from television stations
assigned to the 600 MHz Band consistent with the standards set forth
above.
28. As discussed in the Incentive Auction R&O, 600 MHz licensees
will be required to meet the 600 MHz Band interim and final build-out
requirements, except that they may show they are unable to operate in
areas where they may cause harmful interference to the reception of the
signals of television stations that remain in the 600 MHz Band due to
market variation. The same exception to interim and final build-out
requirements will apply to cases where 600 MHz licensees receive
harmful interference from television stations assigned to channels in
the 600 MHz Band. The Commission adopts its proposal to require
wireless licensees to use the ISIX Methodology it adopted for use
during the auction for prediction of interference in the Case 1, 2 and
4 scenarios and the methodology in OET-74 for the Case 3 interference
scenario to demonstrate that they cannot serve the entire PEA service
area for purposes of fulfilling the build-out requirements of their
license. If a licensee is not able to serve its entire license area, it
must demonstrate why certain areas are excluded from its service area
due to impairments when it files its construction notification. If the
impairing television station ceases to operate before the construction
benchmarks, the wireless licensee will be permitted to use the entire
license area, and will be obligated to serve the area that was
previously restricted in demonstrating that it has met its build-out
requirements.
B. Protecting Wireless Licensees in the 600 MHz Band from Inter-Service
Interference
29. In this section, the Commission adopts rules to ensure that 600
MHz wireless licenses obtained in the forward auction do not experience
additional impairments following the incentive auction.
[[Page 71736]]
1. Limitation on Expanding 600 MHz Broadcast Television Stations'
Contour
30. The Commission limits full-power and Class A television
stations assigned to channels in the 600 MHz Band from expanding their
noise-limited and protected contours, respectively, if doing so would
increase the impairments to co-channel or adjacent channel 600 MHz
wireless licenses, unless an agreement is reached with the co-channel
or adjacent channel wireless licensee allowing for such expansion. For
purposes of this limitation, impairments refer to both additional
interference from a television station anywhere in the 600 MHz Band in
a PEA (Cases 1 and 2), and to any increased restriction on wireless
operations within a PEA in order to avoid causing harmful interference
to television receivers within a television station's expanded contour
(Cases 3 and 4). For purposes of this limitation, a television
station's baseline contours are those set forth in its initial post-
auction construction permit application. As the Commission stated in
the Incentive Auction R&O, it will carefully consider requests for
waiver of the limitation in extraordinary circumstances.
31. CEA argues for a set distance between the edge of a wireless
license area and the contours of a co-channel or adjacent channel
television station beyond which the television station would be allowed
to expand. The Commission rejects this proposal because the appropriate
distance would depend largely on factors like transmitted power,
antenna height, and antenna pattern, as well as terrain and frequency
overlap, that vary by station. However, if the distance between the
proposed expanded contour and a co-channel or adjacent channel wireless
licensee's service area is greater than 500 kilometers, the television
station will not be required to make a showing that its expanded
contour does not cause additional impairments to the wireless
operations.
2. Predicting Potential Interference From LPTV or TV Translator Into
Wireless Service
32. As set forth in the Incentive Auction R&O, LPTV and TV
translator stations in the 600 MHz Band may continue operating
indefinitely unless a 600 MHz wireless licensee provides advance notice
that it intends to commence operations and that the LPTV or TV
translator station is likely to cause harmful interference to the
wireless operations, based on the methodology the Commission adopts to
prevent inter-service interference. As proposed in the ISIX Further
Notice, 600 MHz wireless licensees will use the ISIX Methodology, as
modified in the First Order on Reconsideration, for predicting
interference to their operations from LPTV and TV translator stations
for purposes of providing these stations with advance displacement
notice.
33. For this analysis, 600 MHz licensees will use the threshold
values for the prediction of interference from full power television to
wireless operations from the ISIX Methodology. With regard to adjacent
channel interference, LPTV and TV translator stations are allowed to
operate using either the same emission mask as a full power station or
one of the other two alternative emission masks specified in the
Commission's rules. The Commission analyzed the frequency dependent
rejection (``FDR'') performance of wireless receivers in the presence
of DTV signals using the three different emission masks and found that
there is only a 1 dB difference in the threshold values for adjacent
channel interference to the wireless service across the three masks,
for both wireless base stations and user equipment. The Commission does
not find this 1 dB difference to be significant enough to warrant using
separate thresholds for each emission mask option. Therefore, the
Commission adopts the same field strengths for co-channel and adjacent
channel emissions from LPTV and TV translator stations to wireless
service as the ISIX Methodology provides for full power television
stations. The Commission will also use the antenna elevation patterns
for LPTV and TV translator stations in the Consolidated Database System
(CDBS) or LMS (Licensing and Management System), the successor system
to CDBS. If CDBS/LMS does not include elevation pattern values for a
given LPTV or TV translator station, the elevation pattern of these
stations as they are defined in section 74.793(d) of the Commission's
rules will apply. The Commission finds that the more conservative
F(50,10) measure is appropriate when 600 MHz wireless licensees use the
ISIX Methodology to predict if they will experience interference from
LPTV or translator stations.
34. The Commission will require that interference from analog LPTV
and TV translator stations be analyzed using TVStudy's capability to
replicate an analog signal as an equivalent digital signal and analyze
the station as though it were operating in digital. The interfering
field strength of the ``replicated'' analog television signal should be
treated the same as an interfering digital television signal when
conducting the interference analysis.
C. Inter-Service Interference During the Post-Auction Transition Period
35. The Commission adopts its proposal in the ISIX Further Notice
to protect full power and Class A television stations that have not yet
relocated from the 600 MHz Band during the Post-Auction Transition
Period in the same manner that it will protect stations that remain in
or relocate to the 600 MHz Band. A wireless operator commencing
operations before the end of the Post-Auction Transition Period must
perform an OET-74 analysis when it intends to deploy base stations
within the culling distance of a co-channel or adjacent channel full
power or Class A television station that is operating in the 600 MHz
Band to predict whether its wireless operations in all or part of its
license area would cause harmful interference to the reception of
signals from nearby television stations, regardless of whether these
television stations will be relocated by the end of the Post-Auction
Transition Period. Consistent with the requirements adopted, the
wireless licensee must retain the latest copy of its OET-74
interference analysis, make this analysis available for inspection by
the Commission at any time, and make this analysis available to a
television station upon request when there are complaints of
interference either from the subject television station or a station
viewer. In addition, if there are co-channel or adjacent channel
television stations in the wireless licensee's uplink spectrum, the
wireless provider must limit its service area to ensure that user
equipment does not operate within five kilometers of the contour when
co-channel or within a half kilometer when adjacent channel. Consistent
with the rules set forth, once a nearby full power or Class A station
has transitioned from its pre-auction channel, the 600 MHz Band
licensee need no longer limit its operations in order to protect the
station from inter-service interference.
36. Television stations assigned to the 600 MHz Band in the
repacking process may not actually relocate to their assigned channel
until late in the Post-Auction Transition Period. However, the
Commission will not permit wireless licensees to deploy networks in the
period before the station relocates in areas that will potentially
interfere with these television stations once they commence
broadcasting. Consequently, television stations that have not yet
constructed their new facilities will be protected from inter-service
interference during the Post-Auction Transition
[[Page 71737]]
Period based on the contours specified in their initial post-auction
construction permits. Therefore, a 600 MHz wireless licensee that wants
to commence operations prior to the end of the Post-Auction Transition
Period will have to protect television stations that are operating co-
channel or adjacent channel at that time and television stations that
will be operating co-channel or adjacent channel by the end of the
Post-Auction Transition Period.
D. Assessing Interference From and to International Broadcast
Television Stations During the Auction
37. The Commission adopts its proposal to use the ISIX Methodology
to identify impairments to repurposed 600 MHz spectrum along the
international borders during the auction. During the incentive auction,
the ISIX Methodology will be used to predict interference from U.S.
television stations to Canadian wireless operators (Cases 1 and 2). In
accordance with the U.S.-Canada Statement of Intent, the ISIX
Methodology will use F(50,10) signal strength predictions for the
signals from U.S. television stations and will assume the Canadian
wireless base stations are 50 meters above ground level. Even though
the U.S. and Mexico have not reached an agreement on inter-service
interference between television and wireless operations across the
U.S.-Mexico border, coordination letters have been exchanged which
provide a channel plan for the reassignment of broadcast television
stations in the border region. Because the ISIX methodology is not
designed for analog signals, and Canada and Mexico have not completed
their digital transitions, the Commission will use TVStudy's capability
to ``replicate'' a Canadian or Mexican analog signal as an equivalent
digital signal and analyze the station as though it is transmitting a
digital signal.
Summary of the First Order on Reconsideration
A. ISIX Methodology
38. In the ISIX R&O, the Commission adopted the ISIX Methodology
for use during the incentive auction to predict the extent to which 600
MHz Band wireless licenses may be impaired due to potential
interference to, and from, broadcast television stations assigned to
the 600 MHz Band as a result of market variation. The Commission
received several petitions for reconsideration regarding the ISIX
Methodology.
39. In its Petition for Reconsideration, NAB claims that the ISIX
Methodology will fail to predict wireless impairments ``with any useful
degree of accuracy'' because wireless carriers will have to use a
``different methodology'' following the auction based on real-world
deployments. NAB repeats its recommendation made in several of its
filings in this proceeding that, instead of the ISIX Methodology, the
Commission should use a fixed distance-based approach, because doing so
would be ``far easier to implement and will not sacrifice meaningful
spectral efficiency.'' The Commission denies NAB'S petition for
reconsideration because NAB offers no basis to revisit its conclusion
that the ISIX Methodology accommodates market variation in a more
spectrally efficient manner than a fixed distance-based approach and
disagree with NAB's claim that the decision to use a different
methodology to predict inter-service interference after the auction
calls into question the accuracy of the ISIX Methodology for predicting
impairments during the auction. NAB also claims that the base station
antenna heights and powers assumed in the ISIX Methodology are less
than what is permitted by the Commission's rules and therefore
understates the potential for interference. The Commission rejects this
claim because it was fully considered and rejected when the ISIX R&O
was adopted.
40. Sprint and NAB, sought reconsideration of the decision to use
the F(50,50) statistical measure instead of the F(50,10) measure in the
ISIX Methodology when estimating interference from television stations
to wireless operations. The Commission denies Sprint's and NAB's
Petitions for Reconsideration and affirms its conclusion that F(50,50)
is an appropriate statistical measure for this purpose, whereas the
F(50,10) measure is unnecessarily conservative. In any event, bidders
in the forward auction will have the necessary information to make
their own calculations of impairments based on any number of factors
they wish to consider, including their choice of statistical parameter.
41. The Commission will revise the ISIX Methodology to reflect the
adjustments to the D/U thresholds for the Case 3 interference scenario
it adopted in the companion Third Report and Order. These values are
not assumptions that will change once the wireless networks are
deployed. Accordingly, there is no basis to have interference threshold
values applied during the auction to determine impairments that differ
from the interference threshold values applied after the auction to
determine interference. Therefore, the Commission will update the
interference threshold values in the ISIX Methodology to be consistent
with the values adopted above.
42. The Commission also makes a number of miscellaneous changes to
the ISIX Methodology. These changes were made to reflect updates and
revisions of input values and software settings to improve
functionality and to reflect the U.S.-Canada Statement of Intent and
decisions the Commission made in the Bidding Procedures PN, 80 FR
61918, October 14, 2015. These changes are reflected in the Appendix D
of the Third Report and Order and First Order on Reconsideration
describing the ISIX Methodology:
Updated references to the LPTV digital transition.
Updated references to license categories which were
adopted in the Bidding Procedures PN.
Revised references to emission limits and receiver
standards in paragraph 13 to reflect the use of the FCC's emission
limits for DTV and wireless receiver performance standards published by
3GPP.
Provided threshold values for inter-service interference
calculations in the repacking process along the border regions. These
values do not relate to the computation of impairments on 600 MHz
licenses.
Added an explanation in paragraph 31 that for Case 3, the
base station transmitter azimuth pattern is assumed to be non-
directional and is based on UHF DTV vertical pattern described in OET
Bulletin No. 69, Table 8. However, the elevation pattern is assumed to
be symmetrical above and below the maximum.
Table 14 lists the TVStudy settings unique to the ISIX
Methodology.
In Table 15, the entry HAS_EPAT was changed from ``False''
to ``True'' because TVStudy will import the pattern in the XML
scenario.
Paragraph 38 updated to indicate that the elevation
pattern for each base station must be imported in the XML file and
lists the values for the symmetrical generic pattern.
B. Request for Additional Protection in the Repacking Process
43. In the ISIX R&O, the Commission declined to adopt a cap on the
amount of total or aggregate new station-to-station interference that a
broadcast station will be allowed to receive as a result of the
repacking process. The Commission denies the petitions for
reconsideration of CDE and NAB requesting reconsideration of this
decision. Neither CDE nor NAB challenge the staff study that concluded
that approximately 99 percent of
[[Page 71738]]
stations will not experience new interference above one percent or
otherwise dispute the study's conclusion that stations are unlikely to
be experience significant new interference as a result of the repacking
process. The Commission explained in the ISIX R&O how an aggregate
interference cap would deprive the repacking feasibility checker of its
speed. CDE and NAB do not offer any reason to dispute this conclusion,
nor do they propose a means of implementing an aggregate interference
cap without compromising the speed of the bidding process.
44. Because radio signals propagate differently on different
frequencies, the signal of a station reassigned to a different channel
will generally not be receivable in precisely the same locations within
a station's contour as it was in its original channel. In its ex parte
filings prior to adoption of the ISIX R&O, NAB asked the Commission to
address both station-to-station interference and population loss
resulting from new channel assignments by adopting a cap on ``aggregate
population loss,'' which the Commission refused to do on procedural
grounds. NAB ask for reconsideration of the Commission's decision
declining to adopt a cap on population loss resulting from new channel
assignments in the repacking process. The Commission grants in part and
denies in part NAB's petition for reconsideration. The Commission
expects most stations will not lose viewers as a result of terrain loss
resulting from new channel assignments. Even if some stations are
predicted to lose viewers as a result of terrain loss resulting from
new channel assignments, the Commission's final television channel
assignment plan selection procedure includes optimization techniques to
address this concern.
45. In the event some stations are predicted to lose viewers as a
result of new channel assignments even after optimization techniques
are applied, there will be post-auction solutions to address this
situation. First, as adopted in the Incentive Auction R&O, a television
station may request up to a one percent coverage contour increase as
part of its initial post-auction construction permit application,
subject to certain conditions. Second, the Commission amends its rules
to provide that stations predicted to experience a loss in population
served in excess of one percent as a result of the repacking process--
either because of new station-to-station interference or terrain loss
resulting from a new channel assignment (or a combination of both)--may
file an application proposing an alternate channel or expanded
facilities in a priority filing window, along with a limited number of
other stations that have been assigned the same priority. Third, the
Commission proposed in the LPTV Third FNPRM to allow a full power
station that is predicted to experience a loss in its pre-auction
digital service area as a result of its new channel assignment to seek
authority to deploy a digital-to-digital replacement translator
(``DTDRT'') to serve the loss area.
46. A cap on population loss resulting from new channel assignments
as proposed by NAB would compromise the central objective of a
successful auction to allow market forces to repurpose spectrum. NAB's
proposed approach for incorporating its cap on population loss into the
repacking process involves certain elements that are either infeasible
or meaningless and, on the whole, would impede the Commission's ability
to conduct a successful auction and thereby sacrifice the goal of
repurposing spectrum.
C. Use of TVStudy To Determine Coverage Area and Population Serviced by
Television Stations
47. The Commission denies Petitions for Reconsideration of the
Incentive Auction R&O filed by the Affiliates Associations and CDE
challenging the Commission's decision to use the TVStudy software and
certain inputs in applying the methodology described in OET-69 to
determine the coverage area and population served by television
stations. The Commission explained in the Incentive Auction R&O why the
TVStudy software and inputs are distinct from the OET-69 methodology
and Affiliates Associations offer no basis to revisit this conclusion.
Affiliates Associations and CDE take issue with the fact that, using
identical inputs, TVStudy produces different results than previous
versions of the software used to implement OET-69. The Spectrum Act
mandates that the Commission use the ``methodology described in OET
Bulletin 69,'' not particular software to implement that methodology or
arrive at a pre-determined result. The Commission's decision to use
software that is ``user-friendly and better adapted to handle the kinds
of computations the Commission will need to conduct in the reverse
auction and repacking process called for by the Spectrum Act'' is fully
consistent with Congressional intent.
48. Affiliates Associations also claims that the Incentive Auction
R&O ``fail[ed] to address'' losses in ``coverage area.'' The
Commission's decision pertaining to preservation of ``coverage area''
was affirmed by the D.C. Circuit. Affiliates Associations offers no
basis to revisit the Commission's approach to preserving ``coverage
area.''
Procedural Matters
Final Regulatory Flexibility Analysis
49. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA),\1\ an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in the Notice of Proposed Rule Making (NPRM).\2\ The
Commission sought written public comment on the proposals in the NPRM,
including comment on the IRFA. This present Final Regulatory
Flexibility Analysis (FRFA) conforms to the RFA.\3\
---------------------------------------------------------------------------
\1\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601 through 612, has
been amended by the Small Business Regulatory Enforcement Fairness
Act of 1996 (SBREFA), Public Law 104-121, Title II, 110 Stat. 857
(1996).
\2\ See Expanding the Economic and Innovation Opportunities of
Spectrum Through Incentive Auctions, GN Docket No. 12-268, ET Docket
No. 13-26, ET Docket No. 14-14, Second Report and Order and Further
Notice of Proposed Rulemaking, 29 FCC Rcd 13071 (2014) (ISIX R&O/
FNPRM or ISIX R&O or ISIX Further Notice).
\3\ See 5 U.S.C. 604.
---------------------------------------------------------------------------
A. Need for, and Objectives of, the Rules
50. In the Incentive Auction R&O, the Commission adopted a flexible
band plan framework that accommodates market variation. Market
variation occurs where broadcast stations remain on spectrum that is
repurposed for wireless broadband under the 600 MHz Band Plan. In this
Third Report and Order and First Order on Reconsideration, it adopted
the framework proposed in the inter-service interference, Further
Notice (ISIX Further Notice) to govern the interference environment in
the new 600 MHz Band due to market variation.
51. The Commission adopted a number of measures to protect
television reception for those television stations that will remain in
the 600 MHz Band after the incentive auction. It adopted a zero percent
threshold for interference from wireless operations to the reception of
signals from television broadcast stations in the 600 MHz Band, which
will prohibit 600 MHz wireless licensees from causing harmful
interference at any level within the contour of a broadcast station.
The Commission also adopted OET-74, a methodology for predicting
interference to television receivers from wireless base stations.
However, the Commission modified the D/U threshold used to determine if
interference to television reception is occurring in OET-74 from
[[Page 71739]]
what was proposed in the ISIX Further Notice so that the threshold does
not become unrealistically large when the television signal is weak.
Wireless licensees will be allowed to deploy base stations within a
specified culling distance of co-channel or adjacent channel television
stations only where they can demonstrate using OET-74 that they will
not cause harmful interference to television reception within the
stations' contours. In addition, the Commission prohibits the operation
of wireless user equipment within five kilometers of the contours of
co-channel television stations and one-half kilometer of adjacent
channel television stations. It will require wireless licensees to
eliminate any actual harmful interference to the reception of signals
from television station in the 600 MHz Band, even if such interference
was not predicted using OET-74.
52. The Commission also adopted measures to protect the future
operations of 600 MHz Band wireless licensees from television stations
that remain in the 600 MHz band. It will prohibit broadcast television
licensees who operate in the 600 MHz Band from expanding their noise-
limited or protected contours if doing so would increase the potential
for interference to a wireless licensee's service area or would result
in additional impairments to the wireless licenses because of the
obligations of the wireless licensee to protect television reception.
The Commission also adopted the use of the ISIX Methodology specified
in the ISIX R&O, as modified in the First Order on Reconsideration, for
predicting when an LPTV or TV translator station will cause harmful
interference to wireless operations. For this purpose, the ISIX
Methodology will use the same threshold values for the prediction of
interference from full power television to wireless operations as
specified in the ISIX R&O and will use the F(50,10) statistical measure
to predict the strength of the LPTV or TV translator signal.
53. Under the rules adopted in the Incentive Auction R&O, 600 MHz
Band wireless licensees are required to meet interim and final build-
out requirements, but the build-out requirements only apply to areas
they are permitted to serve. The Commission will require 600 MHz
wireless licensees to use the ISIX Methodology and/or OET-74 to
demonstrate that they cannot meet build-out requirements for portions
of the geographic area covered by their license.
54. U.S. television stations may cause interference to Canadian
wireless operations after the incentive auction. For purposes of
predicting these impairments during the incentive auction, the
Commission adopts the use of the ISIX Methodology with adjustments to
reflect an agreement reached with Canada.
55. In the First Order on Reconsideration the Commission considered
a number of petitions for reconsideration filed in response to the ISIX
R&O. It affirmed our decision to use the ISIX Methodology to predict
inter-service interference between television and wireless services
during the incentive auction. The Commission modified the ISIX
Methodology adopted in the ISIX R&O by making the same adjustment to
the D/U threshold used to determine if interference will occur to
television reception as we did for OET-74. The Commission also affirmed
its decisions declining to adopt a cap on the aggregate amount of new
interference a broadcast television station may receive from other
television stations in the repacking process and declining to adopt a
cap on population loss that a television station may experience because
of a new channel assignment in the repacking process. The Commission
amended its rules to provide that a television station that will
experience a loss in population served in excess of one percent as a
result of the repacking process--either because of new station-to-
station interference or terrain loss resulting from a new channel
assignment (or a combination of both)--may file an application
proposing an alternate channel or expanded facilities in a priority
filing window. In response to a petition for reconsideration of the
Incentive Auction R&O, the Commission affirmed its decision to use the
TVStudy software and certain inputs in applying the methodology
described in OET-69 to determine the coverage area and population
served by television stations when making new channel assignments
during the incentive auction.
B. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
56. There were no comments filed that specifically addressed the
rules and policies proposed in the IRFA.
C. Response to Comments by the Chief Counsel for Advocacy of the Small
Business Administration
57. Pursuant to the Small Business Jobs Act of 2010, the Commission
is required to respond to any comments filed by the Chief Counsel for
Advocacy of the Small Business Administration (SBA), and to provide a
detailed statement of any change made to the proposed rules as a result
of those comments. The Chief Counsel did not file any comments in
response to the proposed rules in this proceeding.
D. Description and Estimate of the Number of Small Entities to Which
the Rules Will Apply
58. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules, if adopted.\4\ The RFA generally
defines the term ``small entity'' as having the same meaning as the
terms ``small business,'' ``small organization,'' and ``small
governmental jurisdiction.'' \5\ In addition, the term ``small
business'' has the same meaning as the term ``small business concern''
under the Small Business Act.\6\ A small business concern is one which:
(1) Is independently owned and operated; (2) is not dominant in its
field of operation; and (3) satisfies any additional criteria
established by the SBA.\7\
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\4\ 5 U.S.C. 603(b)(3).
\5\ 5 U.S.C. 601(6).
\6\ 5 U.S.C. 601(3) (incorporating by reference the definition
of ``small business concern'' in 15 U.S.C. 632). Pursuant to the
RFA, the statutory definition of a small business applies ``unless
an agency, after consultation with the Office of Advocacy of the
Small Business Administration and after opportunity for public
comment, establishes one or more definitions of such term which are
appropriate to the activities of the agency and publishes such
definition(s) in the Federal Register.'' 5 U.S.C. 601(3).
\7\ Small Business Act, 15 U.S.C. 632 (1996).
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59. Television Broadcasting. This economic census category
``comprises establishments primarily engaged in broadcasting images
together with sound. These establishments operate television
broadcasting studios and facilities for the programming and
transmission of programs to the public.'' \8\ The SBA has created the
following small business size standard for Television Broadcasting
firms: Those having $38.5 million or less in annual receipts.\9\ The
Commission has estimated the number of licensed commercial television
stations to be 1,388.\10\ In addition, according to Commission staff
review of the BIA Advisory Services, LLC's Media Access Pro Television
Database on March 28, 2012, about 950 of an estimated 1,300 commercial
television stations (or
[[Page 71740]]
approximately 73 percent) had revenues of $38.5 million or less.\11\
The Commission therefore estimate that the majority of commercial
television broadcasters are small entities.
---------------------------------------------------------------------------
\8\ U.S. Census Bureau, 2012 NAICS Definitions: 515120
Television Broadcasting, https://www.census.gov/cgi-bin/sssd/naics/naicsrch?code=515120&search=2012 (last visited Mar. 6, 2014).
\9\ 13 CFR 121.201 (NAICS code 515120) (updated for inflation in
2010).
\10\ See FCC News Release, Broadcast Station Totals as of
December 31, 2013 (rel. Jan. 8, 2014), https://transition.fcc.gov/Daily_Releases/Daily_Business/2014/db0108/DOC-325039A1.pdf.
\11\ We recognize that BIA's estimate differs slightly from the
FCC total given the information provided above.
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60. The Commission notes, however, that in assessing whether a
business concern qualifies as small under the above definition,
business (control) affiliations must be included.\12\ Our estimate,
therefore, likely overstates the number of small entities that might be
affected by our action because the revenue figure on which it is based
does not include or aggregate revenues from affiliated companies. In
addition, an element of the definition of ``small business'' is that
the entity not be dominant in its field of operation. The Commission is
unable at this time to define or quantify the criteria that would
establish whether a specific television station is dominant in its
field of operation. Accordingly, the estimate of small businesses to
which rules may apply does not exclude any television station from the
definition of a small business on this basis and is therefore possibly
over-inclusive to that extent.
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\12\ ``[Business concerns] are affiliates of each other when one
concern controls or has the power to control the other, or a third
party or parties controls or has the power to control both.'' 13 CFR
121.103(a)(1).
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61. In addition, the Commission has estimated the number of
licensed noncommercial educational (``NCE'') television stations to be
395.\13\ These stations are non-profit, and therefore considered to be
small entities.\14\
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\13\ See FCC News Release, Broadcast Station Totals as of
December 31, 2013 (rel. Jan. 8, 2014), https://transition.fcc.gov/Daily_Releases/Daily_Business/2014/db0108/DOC-325039A1.pdf.
\14\ See generally 5 U.S.C. 601(4), (6).
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62. There are also 2,414 LPTV stations, including Class A stations,
and 4,046 TV translator stations.\15\ Given the nature of these
services, we will presume that all of these entities qualify as small
entities under the above SBA small business size standard.
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\15\ See FCC News Release, Broadcast Station Totals as of
December 31, 2013 (rel. January 8, 2014), https://transition.fcc.gov/Daily_Releases/Daily_Business/2014/db0108/DOC-325039A1.pdf.
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63. Radio and Television Broadcasting and Wireless Communications
Equipment Manufacturing. The Census Bureau defines this category as
follows: ``This industry comprises establishments primarily engaged in
manufacturing radio and television broadcast and wireless
communications equipment. Examples of products made by these
establishments are: Transmitting and receiving antennas, cable
television equipment, GPS equipment, pagers, cellular phones, mobile
communications equipment, and radio and television studio and
broadcasting equipment.'' The SBA has developed a small business size
standard for Radio and Television Broadcasting and Wireless
Communications Equipment Manufacturing, which is: All such firms having
750 or fewer employees. According to Census Bureau data for 2007, there
were a total of 939 establishments in this category that operated for
part or all of the entire year. Of this total, 912 had less than 500
employees and 17 had more than 1000 employees. Thus, under that size
standard, the majority of firms can be considered small.
64. Audio and Video Equipment Manufacturing. The SBA has classified
the manufacturing of audio and video equipment under in NAICS Codes
classification scheme as an industry in which a manufacturer is small
if it has less than 750 employees. Data contained in the 2007 U.S.
Census indicate that 492 establishments operated in that industry for
all or part of that year. In that year, 488 establishments had fewer
than 500 employees; and only 1 had more than 1000 employees. Thus,
under the applicable size standard, a majority of manufacturers of
audio and video equipment may be considered small.
65. Wireless Telecommunications Carriers (except satellite). The
Census Bureau defines this category as follows: ``This industry
comprises establishments engaged in operating and maintaining switching
and transmission facilities to provide communications via the airwaves.
Establishments in this industry have spectrum licenses and provide
services using that spectrum, such as cellular phone services, paging
services, wireless Internet access, and wireless video services.'' \16\
The appropriate size standard under SBA rules is for the category
Wireless Telecommunications Carriers (except Satellite). The size
standard for that category is that a business is small if it has 1,500
or fewer employees.\17\ For this category, census data for 2007 show
that there were 1,383 firms that operated for the entire year.\18\ Of
this total, 1,368 firms had employment of 999 or fewer employees and 15
had employment of 1000 employees or more.\19\ Similarly, according to
Commission data, 413 carriers reported that they were engaged in the
provision of wireless telephony, including cellular service, PCS, and
Specialized Mobile Radio (``SMR'') Telephony services.\20\ Of these, an
estimated 261 have 1,500 or fewer employees and 152 have more than
1,500 employees.\21\ Consequently, the Commission estimates that
approximately half or more of these firms can be considered small.
Thus, using available data, we estimate that the majority of wireless
firms can be considered small.
---------------------------------------------------------------------------
\16\ U.S. Census Bureau, 2012 NAICS Definitions: 517210 Wireless
Telecommunications Carriers (except Satellite), https://www.census.gov/cgi-bin/sssd/naics/naicsrch?code=517210&search=2012
(last visited Mar. 6, 2014).
\17\ 13 CFR 121.201 (NAICS code 517210).
\18\ U.S. Census Bureau, Table No. EC0751SSSZ5, Information:
Subject Series--Establishment and Firm Size: Employment Size of
Firms for the United States: 2007 (NAICS code 517210), https://factfinder2.census.gov/faces/tableservices/jsf/pages/productview.xhtml?pid=ECN_2007_US_51SSSZ5.
\19\ Id. Available census data do not provide a more precise
estimate of the number of firms that have employment of 1,500 or
fewer employees; the largest category provided is for firms with
1000 employees or more.
\20\ See Trends in Telephone Service at Table 5.3.
\21\ See id.
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E. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
66. Wireless licensees in the 600 MHz Band will be required to
conduct an interference analysis using OET-74 before operating a base
station within the culling distance of the contour of a co-channel or
adjacent channel broadcast television station. They will also be
required to conduct an OET-74 interference analysis when making a
modification to such a base station that could result in an increase in
energy in the direction of broadcast station's contour. The wireless
licensee will be required to retain the latest copy of their OET-74
analysis for each base station that is within the culling distance of a
co-channel or adjacent channel broadcast station. The wireless licensee
will be required to make this analysis available for inspection by the
Commission at any time and to make this analysis available to a
television station upon request when there are complaints of
interference either from the subject television station or a station
viewer. Wireless licensees and television stations will cooperate in
good faith to resolve any disputes, as not to unreasonably frustrate
wireless and broadcast operations. In the event the parties do not
reach resolution, a broadcaster can submit a claim of harmful
interference to the Commission.
67. Wireless licensees in the 600 MHz Band will be prohibited from
operating a base station within the contour of a co-channel or adjacent
channel broadcast station. Wireless licensees will also be required to
limit their coverage areas so that mobile and portable devices
[[Page 71741]]
maintain a minimum distance of five kilometers from a co-channel
broadcast station's contour and 500 meters from an adjacent channel
broadcast station's contour.
68. Wireless licensees will be required to eliminate any harmful
interference that occurs to television reception within the contours of
a co-channel or adjacent channel broadcast television station. This
requirement to eliminate harmful interference applies even if the OET-
74 analysis indicates that no harmful interference will occur.
69. A broadcast television station in the 600 MHz Band will not be
allowed to expand its contour such that it would increase impairments
to a wireless licensee either by causing additional interference to the
wireless licensee's service area or because of the obligations of the
wireless licensee to protect television reception, unless an agreement
is reached with the wireless licensee allowing the expansion.
70. A wireless licensee that intends to commence operations will be
required to use the ISIX Methodology adopted in the ISIX R&O, as
modified in the First Order on Reconsideration, to determine if a LPTV
or translator station will cause it harmful interference. The wireless
licensee will then be able to send the required notification to the
LPTV or translator station that will cause it harmful interference.\22\
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\22\ The requirement that the LPTV or translator station that
will cause a wireless licensee harmful interference cease operation
within 120 days after receiving notification from a wireless
licensee that is going to commence operations was adopted in the
Incentive Auction R&O. Incentive Auction R&O, 29 FCC Rcd at 6834-
6835, 6839-6841, paras. 657, 668-671.
---------------------------------------------------------------------------
71. Wireless licensees will use the ISIX Methodology or OET-74 to
show that they are unable to operate in portions of their license area
for purposes of satisfying their build-out requirements. They will use
the ISIX Methodology for demonstrating harmful interference from co-
channel and adjacent channel broadcast television stations to their
base stations and user equipment as well as demonstrating harmful
interference from wireless user equipment to television receivers. They
will use OET-74 for demonstrating harmful interference from wireless
base stations to television receivers.\23\ If the impairing television
station ceases to operate before the construction benchmarks, the
wireless licensee will be permitted to use the entire license area, and
will be obligated to serve the area that was previously restricted in
demonstrating that it has met its build-out requirements.\24\
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\23\ Incentive Auction R&O, 29 FCC Rcd at 6883, 684, paras. 778,
781; 47 CFR 1.946(d). The construction notification will have to be
filed within 15 days of the relevant milestone certifying that it
has met the applicable performance benchmark within its permitted
boundaries.
\24\ Incentive Auction R&O, 29 FCC Rcd at 6606, para. 86 n. 277.
---------------------------------------------------------------------------
72. A television station that will experience a loss in population
served in excess of one percent as a result of the repacking process--
either because of new station-to-station interference or terrain loss
resulting from a new channel assignment (or a combination of both)--may
file an application proposing an alternate channel or expanded
facilities in a priority filing window. Previously, our rules permitted
a station to file an application in the priority filing window only
when the greater than one percent loss in population served was from
station-to-station interference.
F. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
73. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.\25\
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\25\ See 5 U.S.C. 603(c).
---------------------------------------------------------------------------
74. Many of the reporting, recordkeeping, and compliance
requirements we adopt here are designed to protect television broadcast
stations and 600 MHz Band wireless licensees from harmful interference.
Because many of these television broadcast stations and wireless
licensees are small entities, the rules will protect the economic
interest of small entities. Consequently, the effect of these rules on
small entities can be viewed as a tradeoff between the compliance
burdens of the rules on some small entities balanced against the
interference protections supplied by the rules to other small entities.
We conclude that the benefits of these rules in protecting small
entities from interference is stronger than the compliance burdens that
the rules place on small entities.
75. For example, the adopted rules require wireless licensees to
conduct an OET-74 interference analysis before locating a base station
within the culling distance of a co-channel or adjacent channel
television broadcast station. This rule will impact those wireless
licensees that are small entities by requiring them to perform the OET-
74 analysis and potentially preventing them from constructing base
stations in portions of their licensed service areas. However, this
requirement will help prevent harmful interference to the reception of
signals from co-channel and adjacent channel television broadcast
stations, many of whom are small entities. As an alternative to
requiring an OET-74 analysis, we could have specified an exclusion zone
around a broadcast television station's contour that wireless base
stations could not be located within to prevent interference to
television reception. However, this would have excluded the base
stations from a much larger area than the adopted rules because it
would not have taken into account the effects that terrain has on
signal propagation and the characteristics of the base stations such as
transmitted power and antenna height. Requiring an OET-74 analysis
instead of relying on an exclusion zone thereby enables the wireless
licensee to use a greater portion of its licensed service area, which
is of significant economic benefit to the wireless licensee.
76. As another example, the adopted rules prohibit television
broadcast stations in the 600 MHz Band from expanding their contours in
a way that will impair a wireless license by causing interference to a
wireless licensee or because of a wireless licensee's obligation to
protect television reception. This rule will impact television
broadcast stations in the 600 MHz Band by preventing them from
expanding their contours in the future, but the rule will protect the
interests of wireless licensees by preventing impairments of their
licenses.
77. Some of the rules adopted here provide a means to implement
rules we have previously adopted. For example, in the Incentive Auction
R&O, the Commission adopted rules requiring 600 MHz Band wireless
licensees to meet build-out requirements.\26\ While the previously
adopted rules do not require wireless licensees to build-out their
networks in areas that are impaired by either receiving interference
from television broadcasters remaining in the band or because they will
cause interference to television reception, the rules do not specify
how the wireless
[[Page 71742]]
licensee will show what areas are impaired. For purposes of
demonstrating impairments for the build-out requirements, the Third
Report and Order will require 600 MHz wireless licensees to use the
ISIX Methodology for showing interference from television broadcasters
to wireless operations and for interference from wireless user
equipment to television receivers and will require wireless licenses to
use OET-74 to demonstrate interference to television receivers. This
requirement will benefit 600 MHz Band wireless licensees by enabling
them to exclude impaired locations of their licensed areas from the
build-out requirements.
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\26\ Incentive Auction R&O, 29 FCC Rcd at 6877-78, para 764.
---------------------------------------------------------------------------
78. In the Incentive Auction R&O, we specified that LPTV and TV
translator station in the 600 MHz band could continue to operate until
a wireless licensee provided advance notice that it intends to commence
operations and the LPTV or TV translator is likely to cause harmful
interference. For purposes of providing this displacement notice, in
the Third Report and Order the Commission specify that wireless
licensees will use the ISIX Methodology to determine if the LPTV or TV
translator stations will cause them interference for purposes of
notifying the LPTV or TV translator stations. While this requirement
will burden 600 MHz Band wireless licensees by requiring them to
perform an ISIX Methodology interference study, it will benefit LPTV
and TV translator licensees by allowing them to continue operating
until their spectrum is actually needed by the wireless licensees.
Consequently, this requirement represents a reasonable balancing
between the interest of LPTV and translators, many of whom are small
businesses, and 600 MHz Band wireless licensees, many of whom are also
small licensees.
79. To minimize the burdens on small businesses that are required
by the rules we are adopting that require OET-74 and ISIX Methodology
interference analyses, we intend to make a version of our TVStudy
software available that can perform these analyses. The software can be
used on a computer that costs less than $2000 and is available free
online at https://data.fcc.gov/download/incentive-auctions/OET-69/.
Because we are making this software available, licensees will not need
to develop their own software or contract with an engineering
consultant to perform these interference analyses. To further reduce
the compliance burden on 600 MHz Band wireless licensees, we will not
require them to share their OET-74 interference analysis with
television broadcasters unless there is an actual interference
complaint. The wireless licensee will be able to store the OET-74
analysis electronically, which will reduce the record keeping and
compliance cost to the wireless licensee.
80. Television stations that are relocated during the incentive
auction may experience a change in coverage area due to terrain loss
because of the different propagation characteristics at their new
frequency. Television stations that experience a loss in population
served in excess of one percent as a result of the repacking process--
either because of new station-to-station interference or terrain loss
resulting from a new channel assignment (or a combination of both)--
will now be permitted to file an application proposing an alternate
channel or expanded facilities in a priority filing window. This will
benefit television stations that experience such a loss of population
serviced.
81. Report to Congress: The Commission will send a copy of the
Third Report and Order and First Order on Reconsideration, including
this FRFA, in a report to Congress pursuant to the Congressional Review
Act.\27\ In addition, the Commission will send a copy of the Third
Report and Order and First Order on Reconsideration, including this
FRFA, to the Chief Counsel for Advocacy of the SBA. A copy of the Third
Report and Order and First Order on Reconsideration, including this
FRFA, to the Chief Counsel for Advocacy of the SBA.
---------------------------------------------------------------------------
\27\ See 5 U.S.C. 801(a)(1)(A).
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Ordering Clauses
82. Pursuant to the authority found in sections 1, 4, 301, 303,
307, 308, 309, 316, 319, 332, and 403 of the Communications Act of
1934, as amended, and sections 6402 and 6403 of Middle Class Tax Relief
and Job Creation Act of 2012, Public Law 112-96, 126 Stat. 156, 47
U.S.C. 151, 154, 301, 303, 307, 308, 309, 316, 319, 332, 403, 1452, and
1454, the Third Report and Order and First Order on Reconsideration is
adopted. The Commission's rules are hereby amended as set forth in
Appendix B.
83. The rules adopted herein will become effective December 17,
2015, except for Sections 27.1310 and 73.3700(b)(1)(iv)(B) of the rules
which contain new or modified information collection requirements
subject to the Paperwork Reduction Act of 1995, Public Law 104-13, that
are not effective until approved by the Office of Management and Budget
(OMB). The Federal Communications Commission will publish a document in
the Federal Register announcing OMB approval and the effective date of
this rule.
84. Pursuant to Section 405 of the Communications Act of 1934, as
amended, 47 U.S.C. 405, and 1.429 of the Commission's rules, 47 CFR
1.429, the Petitions for Reconsideration of the Second Report and Order
in GN Docket No. 12-268, ET Docket No. 13-26, and ET Docket No. 14-14
filed by Cohen, Dippell, and Everist, P.C. and by Sprint Corporation
are denied to the extent described herein.
85. Pursuant to Section 405 of the Communications Act of 1934, as
amended, 47 U.S.C. 405, and section 1.429 of the Commission's rules, 47
CFR 1.429, the Petition for Reconsideration of the Second Report and
Order in GN Docket No. 12-268, ET Docket No. 13-26, and ET Docket No.
14-14 filed by the National Association of Broadcasters is granted in
part and denied in part to the extent described herein.
86. Pursuant to Section 405 of the Communications Act of 1934, as
amended, 47 U.S.C. 405, and 1.429 of the Commission's rules, 47 CFR
1.429, the Petitions for Reconsideration of the Report and Order in GN
Docket No. 12-268 filed by ABC Television Affiliates Association, CBS
Television Network Affiliates Association, FBC Television Affiliates
Association, and NBC Television Affiliates and by Cohen, Dippell, and
Everist, P.C. are denied to the extent described herein.
87. The Commission's Consumer and Governmental Affairs Bureau,
Reference Information Center, shall send a copy of this Third Report
and Order and First Order on Reconsideration in GN Docket No. 12-268,
ET Docket No. 13-26, and ET Docket No. 14-14, including the Final
Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of
the Small Business Administration.
88. The Commission shall send a copy of this Third Report and Order
and First Order on Reconsideration in GN Docket No. 12-268, ET Docket
No. 13-26, and ET Docket No. 14-14 in a report to be sent to Congress
and the Government Accountability Office pursuant to the Congressional
Review Act, see 5 U.S.C. 801(a)(1)(A).
List of Subjects in 47 CFR Parts 27 and 73
Communications equipment, Radio, Television, Reporting and
recordkeeping requirements.
[[Page 71743]]
Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer, Office of the Secretary.
Final Rules
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR parts 27 and 73 as follows:
PART 27--MISCELLANEOUS WIRELESS COMMUNICATIONS SERVICES
0
1. The authority citation for part 27 continues to read as follows:
Authority: 47 U.S.C. 154, 301, 302(a), 303, 307, 309, 332, 336,
337, 1403, 1404, 1451, and 1452, unless otherwise noted.
0
2. Add an undesignated center heading and Sec. 27.1310.to read as
follows:
Protection of Other Services
Sec. 27.1310 Protection of Broadcast Television Service in the 600
MHz Band from Wireless Operations.
(a) Licensees authorized to operate wireless services in the 600
MHz band must cause no harmful interference to public reception of the
signals of broadcast television stations transmitting co-channel or on
an adjacent channel.
(1) Such wireless operations must comply with the D/U ratios in
Table 5 in OET Bulletin No. 74, Methodology for Predicting Inter-
Service Interference to Broadcast Television from Mobile Wireless
Broadband Services in the UHF Band ([DATE]) (``OET Bulletin No. 74'').
Copies of OET Bulletin No. 74 may be inspected during normal business
hours at the Federal Communications Commission, 445 12th St. SW.,
Dockets Branch (Room CY A09257), Washington, DC 20554. This document is
also available through the Internet on the FCC Home Page at https://www.fcc.gov.
(2) If a 600 MHz band licensee causes harmful interference within
the noise-limited contour or protected contour of a broadcast
television station that is operating co-channel or on an adjacent
channel, the 600 MHz band licensee must eliminate the harmful
interference.
(b) A licensee authorized to operate wireless services in the 600
MHz downlink band:
(1) Is not permitted to deploy wireless base stations within the
noise-limited contour or protected contour of a broadcast television
station licensed on a co-channel or adjacent channel in the 600 MHz
downlink band;
(2) Is required to perform an interference study using the
methodology in OET Bulletin No. 74 before deploying or operating
wireless base stations within the culling distances specified in Tables
7-12 of OET Bulletin No. 74 from the noise-limited contour or protected
contour of such a broadcast television station;
(3) Is required to perform an interference study using the
methodology in OET Bulletin No. 74 when modifying a base station within
the culling distances in Tables 7-12 of OET Bulletin 74 that results in
an increase in energy in the direction of co-channel or adjacent
channel broadcast television station's contours;
(4) Is required to maintain records of the latest OET Bulletin No.
74 study for each base station and make them available for inspection
to the Commission and, upon a claim of harmful interference, to the
requesting broadcasting television station.
(c) A licensee authorized to operate wireless services in the 600
MHz uplink band must limit its service area so that mobile and portable
devices do not transmit:
(1) Co-channel or adjacent channel to a broadcast television
station within that station's noise-limited contour or protected
contour;
(2) Co-channel to a broadcast television station within five
kilometers of that station's noise-limited contour or protected
contour; and
(3) Adjacent channel to a broadcast television station within 500
meters of that station's noise-limited contour or protected contour.
(d) For purposes of this section, the following definitions apply:
(1) Broadcast television station is defined pursuant to Sec.
73.3700(a)(1) of this chapter;
(2) Noise-limited contour is defined to be the full power station's
noise-limited contour pursuant to Sec. 73.622(e);
(3) Protected contour is defined to be a Class A television
station's protected contour as specified in section 73.6010;
(4) Co-channel operations in the 600 MHz band are defined as
operations of broadcast television stations and wireless services where
their assigned channels or frequencies spectrally overlap;
(5) Adjacent channel operations are defined as operations of
broadcast television stations and wireless services where their
assigned channels or frequencies spectrally abut each other or are
separated by up to 5 MHz.
PART 73--RADIO BROADCAST SERVICES
0
3. The authority citation for part 73 continues to read as follows:
Authority: 47 U.S.C. 154, 303, 334, 336, and 339.
0
4. Section 73.3700 is amended by revising paragraph (b)(1)(iv)(B) and
adding paragraph (i) to read as follows:
Sec. 73.3700 Post-Incentive Auction Licensing and Operation.
* * * * *
(b) * * *
(1) * * *
(iv) * * *
(B) The licensee of any broadcast television station that the
Commission makes all reasonable efforts to preserve pursuant to section
6403(b)(2) of the Spectrum Act that is predicted to experience a loss
in population served in excess of one percent as a result of the
repacking process, either because of new station-to-station
interference or terrain loss resulting from a new channel assignment
(or a combination of both), will be afforded an opportunity to submit
an application for a construction permit pursuant to paragraph
(b)(2)(i) or (ii) of this section in the priority filing window
required by paragraph (b)(1)(iv)(A) of this section.
* * * * *
(i) A broadcast television station licensed in the 600 MHz band, as
that band is defined in section 27.5(l)--
(1) Shall not be permitted to modify its facilities, except as
provided in paragraph (b)(1)(ii) of this section, if such modification
will expand its noise limited service contour (in the case of a full
power station) or protected contour (in the case of a Class A station)
in such a way as to:
(i) Increase the potential of harmful interference to a wireless
licensee which is co-channel or adjacent channel to the broadcast
television station; or
(ii) Require such a wireless licensee to restrict its operations in
order to avoid causing harmful interference to the broadcast television
station's expanded noise limited service or protected contour;
(2) Shall be permitted to modify its facilities, even when
prohibited by paragraph (i)(1) of this section, if all the wireless
licensees in paragraph (i)(1) who either will experience an increase in
the potential for harmful interference or must restrict their
operations in order to avoid causing interference agree to permit the
modification and the modification otherwise meets all the requirements
in this part;
(3) For purposes of this section, the following definitions apply:
(i) Co-channel operations in the 600 MHz band are defined as
operations of broadcast television stations and wireless services where
their assigned
[[Page 71744]]
channels or frequencies spectrally overlap.
(ii) Adjacent channel operations are defined as operations of
broadcast television stations and wireless services where their
assigned channels or frequencies spectrally abut each other or are
separated by up to 5 MHz.
[FR Doc. 2015-29239 Filed 11-16-15; 8:45 am]
BILLING CODE 6712-01-P