Clarification of the Applicability of Aircraft Registration Requirements for Unmanned Aircraft Systems (UAS) and Request for Information Regarding Electronic Registration for UAS, 63912-63914 [2015-26874]
Download as PDF
63912
Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
workers but does not mandate a specific
reduction. See 48 U.S.C. 1806(d)(2). In
addition, DHS regulations provide that
the numerical limitation for any fiscal
year will be less than the number
established for the previous fiscal year,
and that it will be reasonably calculated
to reduce the number of CW–1
nonimmigrant workers to zero by the
end of the program. 8 CFR
214.2(w)(1)(viii)(C). DHS may adjust the
numerical limitation at any time by
publishing a notice in the Federal
Register, but may only reduce the
figure. See 8 CFR 214.2(w)(1)(viii)(D).
To comply with these requirements,
meet the CNMI’s labor market’s needs,
provide opportunity for growth, and
preserve access to foreign labor, DHS
has set the numerical limitation for FY
2016 at 12,999. DHS arrived at this
figure by taking the number of CW–1
nonimmigrant workers needed based on
the FY 2015 limitation of 13,999, and
then moderately reducing it by 1,000 or
approximately 7.2 percent. The new
number will accommodate continued
economic growth within the CNMI that
might result in a need for additional
CW–1 nonimmigrant workers during FY
2016. Therefore, CNMI businesses can
continue to hire CW–1 workers to meet
their current and future need for foreign
workers.
In setting this new numerical
limitation for FY 2016, DHS considered
its effect in conjunction with the
published media reports indicating that
the CNMI economy continues to grow 1
and that any reduction in the number of
CW–1 workers available will have to
account for new investments and the
expansion of existing businesses in
order to support such economic
growth.2
For the aforementioned reasons, DHS
recognizes that any numerical limitation
must account for the fact that the CNMI
economy continues to be based on a
workforce composed primarily of
foreign workers. Therefore, any new
fiscal year numerical limit should allow
for economic growth until the end of the
transitional worker program, which is
now December 31, 2019. DHS must
reduce the annual numerical limitation
as statutorily mandated, but also should
ensure that there are enough CW–1
workers for future fiscal years until the
end of the program.
1 See Cherrie Anne E. Villahermosa, CNMI
Sustaining Economic Growth Momentum, Marianas
Variety, June 30, 2015, available at https://
pidp.eastwestcenter.org/pireport/2015/June/06-3019.htm.
2 See Raquel C. Bagnol, Labor Chief Says CW
Allocation Needs to be Revisited, Marianas Variety,
June 17, 2015, available at https://
www.mvariety.com/cnmi/cnmi-news/local/77978labor-chief-says-cw-allocation-needs-to-be-revisited.
VerDate Sep<11>2014
16:39 Oct 21, 2015
Jkt 238001
As noted previously, Congress has
mandated that the transition period end
on December 31, 2019, without the
possibility of an administrative
extension of the CW program. See 48
U.S.C. 1806(a), (d). Given this firm
sunset date and the CNRA’s requirement
to reduce the number of transitional
workers to zero by the end of the
transition period, DHS believes that a
prudent approach to the numerical limit
for the next fiscal year is to institute a
meaningful but moderate reduction in
the numerical limitation. As such, DHS
believes that a reduction of 1,000 is
appropriate for FY 2016. This new
baseline preserves access to foreign
labor within the CNMI and provides a
cushion for demand growth, yet
provides a meaningful reduction that
aids DHS in the implementation of the
mandated cap reductions to zero over
the transition period. Accordingly, DHS
is reducing the number of transitional
workers from the current fiscal year
numerical limitation of 13,999, and
establishing the maximum number of
persons who may be granted CW–1
nonimmigrant status in FY 2016 at
12,999.
The FY 2016 numerical limitation for
CW–1 nonimmigrant workers will be in
effect beginning on October 1, 2015.
DHS still retains the ability to adjust the
numerical limitation for a fiscal year or
other period, in its discretion, at any
time by notice in the Federal Register.
See 8 CFR 214.2(w)(1)(viii)(C) and (D).
Consistent with the rules applicable to
other nonimmigrant worker visa
classifications, if the numerical
limitation for the fiscal year is not
reached, the unused numbers do not
carry over to the next fiscal year. See 8
CFR 214.2(w)(1)(viii)(E).
Generally, each CW–1 nonimmigrant
worker with an approved employment
start date that falls within FY 2016 3 will
be counted against the new numerical
limitation of 12,999. Counting each
CW–1 nonimmigrant worker in this
manner will help ensure that U.S.
Citizenship and Immigration Services
does not approve requests for more than
12,999 CW–1 nonimmigrant workers.
This document does not affect the
current immigration status of foreign
workers who have CW–1 nonimmigrant
status. Foreign workers, however, will
be affected by this document when their
CNMI employers file:
• For an extension of their CW–1
nonimmigrant classification, or
• A change of status from another
nonimmigrant status to that of CW–1
nonimmigrant status.
3 FY 2016 refers to the period between October 1,
2015, and September 30, 2016.
PO 00000
Frm 00024
Fmt 4700
Sfmt 4700
This document does not affect the
status of any individual currently
holding CW–2 nonimmigrant status as
the spouse or minor child of a CW–1
nonimmigrant worker. This document
also does not directly affect the ability
of any individual to extend or otherwise
obtain CW–2 status, as the numerical
limitation applies to CW–1 principals
only. This document, however, may
indirectly affect individuals seeking
CW–2 status since their status depends
on the CW–1 principal’s ability to
obtain or retain CW–1 status.
Jeh Charles Johnson,
Secretary.
[FR Doc. 2015–26963 Filed 10–21–15; 8:45 am]
BILLING CODE 9111–97–P
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
Federal Aviation Administration
14 CFR Chapter I
[Docket No. FAA–2015–4378]
Clarification of the Applicability of
Aircraft Registration Requirements for
Unmanned Aircraft Systems (UAS) and
Request for Information Regarding
Electronic Registration for UAS
Department of Transportation
and Federal Aviation Administration.
ACTION: Clarification and request for
information.
AGENCY:
This document clarifies the
applicability of the statutory
requirements regarding aircraft
registration to UAS, including those
operating as model aircraft. In addition,
the DOT announces the formation of a
UAS registration task force to explore
and develop recommendations to
streamline the registration process for
UAS to ease the burden associated with
the existing aircraft registration process.
This document requests information
and recommendations regarding what
information and registration platform
would be appropriate for UAS
registration and ways to minimize the
burden to the regulated community. In
addition, we request comment on which
UAS, based on their weight or
performance capabilities, warrant a
continued exercise of discretion with
respect to requiring registration because
of the negligible risk they pose to the
national airspace system (NAS).
DATES: This clarification goes into effect
October 22, 2015. To assist the task
force in developing its
recommendations, the Department
SUMMARY:
E:\FR\FM\22OCR1.SGM
22OCR1
asabaliauskas on DSK5VPTVN1PROD with RULES
Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Rules and Regulations
requests that comments in response to
the request for information be submitted
to docket FAA–2015–4378 at
www.regulations.gov, by November 6,
2015.
The docket will remain open after this
time and the Department will consider
all comments received in developing a
registration process.
ADDRESSES: You may submit comments
by any of the following methods:
• Federal Rulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: Dockets Management System;
U.S. Department of Transportation,
Dockets Operations, M–30, Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
• Hand Delivery: To U.S. Department
of Transportation, Dockets Operations,
M–30, Ground Floor, Room W12–140,
1200 New Jersey Avenue SE.,
Washington, DC 20590–0001, between
9:00 a.m. and 5:00 p.m., Monday
through Friday, except Federal holidays.
Instructions: Include the agency name
and docket number FAA–2015–4378 for
this document at the beginning of your
comment. Note that all comments
received will be posted without change
to https://www.regulations.gov including
any personal information provided. If
sent by mail, comments must be
submitted in duplicate. Persons wishing
to receive confirmation of receipt of
their comments must include a selfaddressed stamped postcard.
Privacy Act: Anyone is able to search
the electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement at https://www.dot.gov/
privacy.
Docket: You may view the public
docket through the Internet at https://
www.regulations.gov or in person at the
Docket Operations office at the above
address (See ADDRESSES).
FOR FURTHER INFORMATION CONTACT:
Questions regarding this document may
be directed to Earl Lawrence, Director,
FAA UAS Integration Office, 800
Independence Ave. SW., Washington
DC 20591; phone: (202) 267–6556;
email: UASRegistration@faa.gov.
SUPPLEMENTARY INFORMATION:
Background
In the FAA Modernization and
Reform Act of 2012 (Pub. L. 112–95)
VerDate Sep<11>2014
16:39 Oct 21, 2015
Jkt 238001
(the Act), Congress mandated that the
DOT, in consultation with other
government partners and industry
stakeholders, develop a comprehensive
plan to safely accelerate the integration
of civil UAS in the NAS. Since 2012, the
Department has made progress in
enabling UAS operations, through
issuing exemptions under section 333 of
the Act to permit commercial
operations; creating a UAS test site
program to encourage further research
and testing of UAS operations in realworld environments; issuing a notice of
proposed rulemaking, Operation and
Certification of Small Unmanned
Aircraft Systems (RIN 2120–AJ60)
(small UAS NPRM), that sets forth a
framework for integrating small UAS
operations in the NAS; and developing
a Pathfinder program to encourage
research and innovation that will enable
advanced UAS operations.
A foundational statutory and
regulatory requirement that the
Department has employed for each of
these integration programs is aircraft
registration and marking. In order to
operate in the NAS, the Department
must ensure that operators are not only
aware of the system in which they are
operating, but that we also have a means
to identify and track the UAS to its
operator. One means to accomplish this
is through aircraft registration and
marking. To date, UAS operators that
the Department has authorized have
been required to register their UAS
through the FAA’s existing paper-based
registration process under 14 CFR part
47. As an exercise of discretion,
historically we have not required model
aircraft to be registered under this
system.
UAS hold enormous promise for our
economy and for the aviation industry.
But for the industry to develop to its full
potential, we have to ensure that it
develops safely. Over the past several
months, we have received increasing
reports of unauthorized and unsafe use
of small UAS. Pilot reports of UAS
sightings in 2015 are double the rate of
2014. Pilots have reported seeing drones
at altitudes up to 10,000 feet, or as close
as half-a-mile from the approach end of
a runway. In recent weeks, the presence
of multiple UAS in the vicinity of wild
fires in the western part of the country
prompted firefighters to ground their
aircraft on several occasions. These UAS
operations are unsafe and illegal.
However, only a small percentage of
these incidents have resulted in
enforcement actions against individuals
for unsafe or unauthorized UAS
operation because identifying an
individual or entity responsible for the
dangerous operation of UAS is very
PO 00000
Frm 00025
Fmt 4700
Sfmt 4700
63913
difficult. This situation is troubling to
the unmanned aircraft industry, to
responsible model aircraft users, and to
users of the NAS, all of whom always
put safety first.
The risk of unsafe operations will
only increase as more UAS enter the
NAS. Some retailers have projected
huge holiday sales. We are committed to
ensuring that the U.S. continues to lead
the world in the development and
implementation of aviation technology,
and in doing so, that we create a space
for the creativity, innovation and
exploration that will drive this industry
forward in the years and decades ahead.
At the same time, we must create a
culture of accountability and
responsibility among all UAS operators.
To maintain safety in the NAS, the
Department has reconsidered its past
practice of exercising discretion with
respect to requiring UAS to be
registered, consistent with statutory
requirements of 49 U.S.C. 44101–44103,
and has determined that registration of
all UAS is necessary to enforce personal
accountability while operating an
aircraft in our skies.
Federal law requires that a person
may only operate an aircraft when it is
registered with the FAA. 49 U.S.C.
44101(a).1 ‘‘Aircraft’’ is defined as ‘‘any
contrivance invented, used, or designed
to navigate, or fly in, the air.’’ 2 49 U.S.C.
40102(a)(6). In 2012, Congress
confirmed that UAS, including those
used for recreation or hobby purposes,
are aircraft consistent with the statutory
definition set forth in 49 U.S.C.
40102(a)(6). See Public Law 112–95, sec.
331(8), 336 (defining an unmanned
aircraft as ‘‘an aircraft that is that is
operated without the possibility of
direct human intervention from within
or on the aircraft,’’ and model aircraft as
‘‘an unmanned aircraft that is capable of
sustained flight in the atmosphere,
flown within visual line of sight of the
person operating the aircraft, and flown
for hobby or recreational purposes’’); see
also Administrator v. Pirker, NTSB
Order No. EA–5730, at 12 (Nov. 17,
2014) (affirming that the statutory
definition of aircraft is clear and
unambiguous and ‘‘includes any air
aircraft, manned or unmanned, large or
small.’’). Because UAS, including model
aircraft, are aircraft, they are subject to
FAA regulation, including the statutory
1 The FAA is charged with registering and issuing
a certificate of registration to the owner of an
aircraft that meets the requirements of 49 U.S.C.
44102. See 49 U.S.C. 44102–03. These statutory
requirements are augmented by regulations in part
47 of title 14, Code of Federal Regulations.
2 Similarly, FAA regulations define ‘‘aircraft’’ as
‘‘a device that is used or intended to be used for
flight in the air.’’ 14 CFR 1.1.
E:\FR\FM\22OCR1.SGM
22OCR1
asabaliauskas on DSK5VPTVN1PROD with RULES
63914
Federal Register / Vol. 80, No. 204 / Thursday, October 22, 2015 / Rules and Regulations
requirements regarding registration set
forth in 49 U.S.C. 44101(a), and further
prescribed in regulation at 14 CFR part
47.
Historically, the FAA, through the
exercise of its discretion, has not
enforced the statutory requirements for
aircraft registration in 49 U.S.C. 44101
for model aircraft. As evidenced by the
recent reports of unsafe UAS operations,
the lack of awareness of operators
regarding what must be done to operate
UAS safely in the NAS, and the lack of
identification of UAS and their
operators pose significant challenges in
ensuring accountability for responsible
use. Without increased awareness and
knowledge of the statutory and
regulatory requirements for safe
operation, the risk of unsafe UAS
operations will only rise. Aircraft
identification and marking will assist
the Department in identifying owners of
UAS that are operated in an unsafe
manner, so we may continue to educate
these users, and when appropriate, take
enforcement action.
Requiring registration of all UAS,
including those operated for hobby or
recreation, embraces and applies the
Academy of Model Aeronautics’
(AMA)’s policy of identification to UAS
operators who may not be modelers
registered with the AMA. Additionally,
it would ensure consistency with other
UAS operations currently required to be
registered, such as public aircraft, those
operated under exemptions, and
certificated aircraft, as well as those
operations contemplated in the small
UAS NPRM.
Based on the Department’s experience
in registering small UAS authorized by
exemptions granted under the authority
of section 333 of the FAA
Modernization and Reform Act of 2012,
and the comments received on the
proposed registration requirements in
the small UAS NPRM, it is apparent that
the current paper-based system for
aircraft registration is too burdensome
for small UAS, to include model
aircraft. To facilitate compliance with
the statutory obligation for registration,
the DOT is currently evaluating options
for a streamlined, electronic-based
registration system for small UAS. The
Department has convened a UAS
registration task force, under the FAA’s
authority in 49 U.S.C. 106(p)(5) to
designate aviation rulemaking
committees. This task force will provide
recommendations on the type of
registration platform needed to
accommodate small UAS, as well as the
information that will need to be
provided to register these aircraft. The
UAS registration task force also will
explore and provide recommendations
VerDate Sep<11>2014
16:39 Oct 21, 2015
Jkt 238001
on whether it is appropriate for the FAA
to continue to exercise discretion with
respect to requiring registration of
certain UAS based on their weight and
performance capabilities. The task force
will meet and provide its
recommendations to the Department by
November 20, 2015. To facilitate the
task force’s work, we are requesting
information and data from the public in
the following areas:
1. What methods are available for
identifying individual products? Does
every UAS sold have an individual
serial number? Is there another method
for identifying individual products sold
without serial numbers or those built
from kits?
2. At what point should registration
occur (e.g. point-of-sale or prior-tooperation)? How should transfers of
ownership be addressed in registration?
3. If registration occurs at point-ofsale, who should be responsible for
submission of the data? What burdens
would be placed on vendors of UAS if
DOT required registration to occur at
point-of-sale? What are the advantages
of a point-of-sale approach relative to a
prior-to-operation approach?
4. Consistent with past practice of
discretion, should certain UAS be
excluded from registration based on
performance capabilities or other
characteristics that could be associated
with safety risk, such as weight, speed,
altitude operating limitations, duration
of flight? If so, please submit
information or data to help support the
suggestions, and whether any other
criteria should be considered.
5. How should a registration process
be designed to minimize burdens and
best protect innovation and encourage
growth in the UAS industry?
6. Should the registration be
electronic or web-based? Are there
existing tools that could support an
electronic registration process?
7. What type of information should be
collected during the registration process
to positively identify the aircraft owner
and aircraft?
8. How should the registration data be
stored? Who should have access to the
registration data? How should the data
be used?
9. Should a registration fee be
collected and if so, how will the
registration fee be collected if
registration occurs at point-of-sale? Are
there payment services that can be
leveraged to assist (e.g. PayPal)?
10. Are there additional means
beyond aircraft registration to encourage
accountability and responsible use of
UAS?
Comments received by November 6,
2015 would be most helpful in assisting
PO 00000
Frm 00026
Fmt 4700
Sfmt 4700
the UAS registration task force in
developing its recommendations. The
comment period will remain open after
this period and the Department will
consider the comments received, in
addition to the UAS registration task
force’s recommendations, in developing
a stream-lined registration process for
small UAS, including model aircraft.
Issued in Washington, DC, on October 19,
2015.
Anthony R. Foxx,
Secretary of Transportation.
Michael P. Huerta,
Administrator of the Federal Aviation
Administration.
[FR Doc. 2015–26874 Filed 10–20–15; 11:15 am]
BILLING CODE 4910–9X–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
15 CFR Part 950
[Docket No: 150202106–5879–02]
RIN 0648–BE86
Schedule of Fees for Access to NOAA
Environmental Data, Information, and
Related Products and Services
National Environmental
Satellite, Data and Information Service
(NESDIS), National Oceanic and
Atmospheric Administration (NOAA),
Department of Commerce.
ACTION: Final rule.
AGENCY:
In this final rule, NESDIS
establishes a new schedule of fees for
the sale of its data, information, and
related products and services to users.
NESDIS is revising the fee schedule that
has been in effect since 2013 to ensure
that the fees accurately reflect the costs
of providing access to the
environmental data, information, and
related products and services. NESDIS
is authorized under 15 U.S.C. 1534 to
assess fees, up to fair market value, for
access to environmental data,
information, and products derived from,
collected, and/or archived by NOAA.
Other than depreciation, costs to
upgrade computer hardware and
software systems will not be included in
the fees charged to users. NESDIS is
updating its schedule of fees for access
to NOAA Environmental Data,
Information, and Related Products and
Services as costs of providing access
have changed since 2013.
DATES: Effective date: November 23,
2015.
SUMMARY:
E:\FR\FM\22OCR1.SGM
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Agencies
[Federal Register Volume 80, Number 204 (Thursday, October 22, 2015)]
[Rules and Regulations]
[Pages 63912-63914]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-26874]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
Federal Aviation Administration
14 CFR Chapter I
[Docket No. FAA-2015-4378]
Clarification of the Applicability of Aircraft Registration
Requirements for Unmanned Aircraft Systems (UAS) and Request for
Information Regarding Electronic Registration for UAS
AGENCY: Department of Transportation and Federal Aviation
Administration.
ACTION: Clarification and request for information.
-----------------------------------------------------------------------
SUMMARY: This document clarifies the applicability of the statutory
requirements regarding aircraft registration to UAS, including those
operating as model aircraft. In addition, the DOT announces the
formation of a UAS registration task force to explore and develop
recommendations to streamline the registration process for UAS to ease
the burden associated with the existing aircraft registration process.
This document requests information and recommendations regarding what
information and registration platform would be appropriate for UAS
registration and ways to minimize the burden to the regulated
community. In addition, we request comment on which UAS, based on their
weight or performance capabilities, warrant a continued exercise of
discretion with respect to requiring registration because of the
negligible risk they pose to the national airspace system (NAS).
DATES: This clarification goes into effect October 22, 2015. To assist
the task force in developing its recommendations, the Department
[[Page 63913]]
requests that comments in response to the request for information be
submitted to docket FAA-2015-4378 at www.regulations.gov, by November
6, 2015.
The docket will remain open after this time and the Department will
consider all comments received in developing a registration process.
ADDRESSES: You may submit comments by any of the following methods:
Federal Rulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Fax: 202-493-2251.
Mail: Dockets Management System; U.S. Department of
Transportation, Dockets Operations, M-30, Ground Floor, Room W12-140,
1200 New Jersey Avenue SE., Washington, DC 20590-0001.
Hand Delivery: To U.S. Department of Transportation,
Dockets Operations, M-30, Ground Floor, Room W12-140, 1200 New Jersey
Avenue SE., Washington, DC 20590-0001, between 9:00 a.m. and 5:00 p.m.,
Monday through Friday, except Federal holidays. Instructions: Include
the agency name and docket number FAA-2015-4378 for this document at
the beginning of your comment. Note that all comments received will be
posted without change to https://www.regulations.gov including any
personal information provided. If sent by mail, comments must be
submitted in duplicate. Persons wishing to receive confirmation of
receipt of their comments must include a self-addressed stamped
postcard.
Privacy Act: Anyone is able to search the electronic form of any
written communications and comments received into any of our dockets by
the name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement at
https://www.dot.gov/privacy.
Docket: You may view the public docket through the Internet at
https://www.regulations.gov or in person at the Docket Operations office
at the above address (See ADDRESSES).
FOR FURTHER INFORMATION CONTACT: Questions regarding this document may
be directed to Earl Lawrence, Director, FAA UAS Integration Office, 800
Independence Ave. SW., Washington DC 20591; phone: (202) 267-6556;
email: UASRegistration@faa.gov.
SUPPLEMENTARY INFORMATION:
Background
In the FAA Modernization and Reform Act of 2012 (Pub. L. 112-95)
(the Act), Congress mandated that the DOT, in consultation with other
government partners and industry stakeholders, develop a comprehensive
plan to safely accelerate the integration of civil UAS in the NAS.
Since 2012, the Department has made progress in enabling UAS
operations, through issuing exemptions under section 333 of the Act to
permit commercial operations; creating a UAS test site program to
encourage further research and testing of UAS operations in real-world
environments; issuing a notice of proposed rulemaking, Operation and
Certification of Small Unmanned Aircraft Systems (RIN 2120-AJ60) (small
UAS NPRM), that sets forth a framework for integrating small UAS
operations in the NAS; and developing a Pathfinder program to encourage
research and innovation that will enable advanced UAS operations.
A foundational statutory and regulatory requirement that the
Department has employed for each of these integration programs is
aircraft registration and marking. In order to operate in the NAS, the
Department must ensure that operators are not only aware of the system
in which they are operating, but that we also have a means to identify
and track the UAS to its operator. One means to accomplish this is
through aircraft registration and marking. To date, UAS operators that
the Department has authorized have been required to register their UAS
through the FAA's existing paper-based registration process under 14
CFR part 47. As an exercise of discretion, historically we have not
required model aircraft to be registered under this system.
UAS hold enormous promise for our economy and for the aviation
industry. But for the industry to develop to its full potential, we
have to ensure that it develops safely. Over the past several months,
we have received increasing reports of unauthorized and unsafe use of
small UAS. Pilot reports of UAS sightings in 2015 are double the rate
of 2014. Pilots have reported seeing drones at altitudes up to 10,000
feet, or as close as half-a-mile from the approach end of a runway. In
recent weeks, the presence of multiple UAS in the vicinity of wild
fires in the western part of the country prompted firefighters to
ground their aircraft on several occasions. These UAS operations are
unsafe and illegal. However, only a small percentage of these incidents
have resulted in enforcement actions against individuals for unsafe or
unauthorized UAS operation because identifying an individual or entity
responsible for the dangerous operation of UAS is very difficult. This
situation is troubling to the unmanned aircraft industry, to
responsible model aircraft users, and to users of the NAS, all of whom
always put safety first.
The risk of unsafe operations will only increase as more UAS enter
the NAS. Some retailers have projected huge holiday sales. We are
committed to ensuring that the U.S. continues to lead the world in the
development and implementation of aviation technology, and in doing so,
that we create a space for the creativity, innovation and exploration
that will drive this industry forward in the years and decades ahead.
At the same time, we must create a culture of accountability and
responsibility among all UAS operators. To maintain safety in the NAS,
the Department has reconsidered its past practice of exercising
discretion with respect to requiring UAS to be registered, consistent
with statutory requirements of 49 U.S.C. 44101-44103, and has
determined that registration of all UAS is necessary to enforce
personal accountability while operating an aircraft in our skies.
Federal law requires that a person may only operate an aircraft
when it is registered with the FAA. 49 U.S.C. 44101(a).\1\ ``Aircraft''
is defined as ``any contrivance invented, used, or designed to
navigate, or fly in, the air.'' \2\ 49 U.S.C. 40102(a)(6). In 2012,
Congress confirmed that UAS, including those used for recreation or
hobby purposes, are aircraft consistent with the statutory definition
set forth in 49 U.S.C. 40102(a)(6). See Public Law 112-95, sec. 331(8),
336 (defining an unmanned aircraft as ``an aircraft that is that is
operated without the possibility of direct human intervention from
within or on the aircraft,'' and model aircraft as ``an unmanned
aircraft that is capable of sustained flight in the atmosphere, flown
within visual line of sight of the person operating the aircraft, and
flown for hobby or recreational purposes''); see also Administrator v.
Pirker, NTSB Order No. EA-5730, at 12 (Nov. 17, 2014) (affirming that
the statutory definition of aircraft is clear and unambiguous and
``includes any air aircraft, manned or unmanned, large or small.'').
Because UAS, including model aircraft, are aircraft, they are subject
to FAA regulation, including the statutory
[[Page 63914]]
requirements regarding registration set forth in 49 U.S.C. 44101(a),
and further prescribed in regulation at 14 CFR part 47.
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\1\ The FAA is charged with registering and issuing a
certificate of registration to the owner of an aircraft that meets
the requirements of 49 U.S.C. 44102. See 49 U.S.C. 44102-03. These
statutory requirements are augmented by regulations in part 47 of
title 14, Code of Federal Regulations.
\2\ Similarly, FAA regulations define ``aircraft'' as ``a device
that is used or intended to be used for flight in the air.'' 14 CFR
1.1.
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Historically, the FAA, through the exercise of its discretion, has
not enforced the statutory requirements for aircraft registration in 49
U.S.C. 44101 for model aircraft. As evidenced by the recent reports of
unsafe UAS operations, the lack of awareness of operators regarding
what must be done to operate UAS safely in the NAS, and the lack of
identification of UAS and their operators pose significant challenges
in ensuring accountability for responsible use. Without increased
awareness and knowledge of the statutory and regulatory requirements
for safe operation, the risk of unsafe UAS operations will only rise.
Aircraft identification and marking will assist the Department in
identifying owners of UAS that are operated in an unsafe manner, so we
may continue to educate these users, and when appropriate, take
enforcement action.
Requiring registration of all UAS, including those operated for
hobby or recreation, embraces and applies the Academy of Model
Aeronautics' (AMA)'s policy of identification to UAS operators who may
not be modelers registered with the AMA. Additionally, it would ensure
consistency with other UAS operations currently required to be
registered, such as public aircraft, those operated under exemptions,
and certificated aircraft, as well as those operations contemplated in
the small UAS NPRM.
Based on the Department's experience in registering small UAS
authorized by exemptions granted under the authority of section 333 of
the FAA Modernization and Reform Act of 2012, and the comments received
on the proposed registration requirements in the small UAS NPRM, it is
apparent that the current paper-based system for aircraft registration
is too burdensome for small UAS, to include model aircraft. To
facilitate compliance with the statutory obligation for registration,
the DOT is currently evaluating options for a streamlined, electronic-
based registration system for small UAS. The Department has convened a
UAS registration task force, under the FAA's authority in 49 U.S.C.
106(p)(5) to designate aviation rulemaking committees. This task force
will provide recommendations on the type of registration platform
needed to accommodate small UAS, as well as the information that will
need to be provided to register these aircraft. The UAS registration
task force also will explore and provide recommendations on whether it
is appropriate for the FAA to continue to exercise discretion with
respect to requiring registration of certain UAS based on their weight
and performance capabilities. The task force will meet and provide its
recommendations to the Department by November 20, 2015. To facilitate
the task force's work, we are requesting information and data from the
public in the following areas:
1. What methods are available for identifying individual products?
Does every UAS sold have an individual serial number? Is there another
method for identifying individual products sold without serial numbers
or those built from kits?
2. At what point should registration occur (e.g. point-of-sale or
prior-to-operation)? How should transfers of ownership be addressed in
registration?
3. If registration occurs at point-of-sale, who should be
responsible for submission of the data? What burdens would be placed on
vendors of UAS if DOT required registration to occur at point-of-sale?
What are the advantages of a point-of-sale approach relative to a
prior-to-operation approach?
4. Consistent with past practice of discretion, should certain UAS
be excluded from registration based on performance capabilities or
other characteristics that could be associated with safety risk, such
as weight, speed, altitude operating limitations, duration of flight?
If so, please submit information or data to help support the
suggestions, and whether any other criteria should be considered.
5. How should a registration process be designed to minimize
burdens and best protect innovation and encourage growth in the UAS
industry?
6. Should the registration be electronic or web-based? Are there
existing tools that could support an electronic registration process?
7. What type of information should be collected during the
registration process to positively identify the aircraft owner and
aircraft?
8. How should the registration data be stored? Who should have
access to the registration data? How should the data be used?
9. Should a registration fee be collected and if so, how will the
registration fee be collected if registration occurs at point-of-sale?
Are there payment services that can be leveraged to assist (e.g.
PayPal)?
10. Are there additional means beyond aircraft registration to
encourage accountability and responsible use of UAS?
Comments received by November 6, 2015 would be most helpful in
assisting the UAS registration task force in developing its
recommendations. The comment period will remain open after this period
and the Department will consider the comments received, in addition to
the UAS registration task force's recommendations, in developing a
stream-lined registration process for small UAS, including model
aircraft.
Issued in Washington, DC, on October 19, 2015.
Anthony R. Foxx,
Secretary of Transportation.
Michael P. Huerta,
Administrator of the Federal Aviation Administration.
[FR Doc. 2015-26874 Filed 10-20-15; 11:15 am]
BILLING CODE 4910-9X-P