Manual for Courts-Martial; Proposed Amendments, 63204-63212 [2015-26485]
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Affected Public: Individuals and
households.
Annual Burden Hours: 330.
Number of Respondents: 1975.
Responses per Respondent: 1.
Average Burden per Response: 10
minutes.
Frequency: As required by qualifying
event.
Form completers are behavioral and
medical health providers, military unit
leadership or their designees. The
DoDSER form is used to collect
information regarding suicide events of
military service members. Form
completers collect information from
military personnel records, military
medical records, enterprise data systems
within the DoD and persons
(respondent) familiar with the event
details. Respondents include but are not
limited to family members, friends, unit
members, unit leadership and clergy
members. The DoDSER form data is
used to produce ad hoc reports for
services leadership and the DoDSER
Annual Report. The annual report is a
comprehensive description and analysis
of the data collected, which provides
information for DoD suicide prevention
efforts.
Dated: October 14, 2015.
Morgan F. Park,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
[FR Doc. 2015–26461 Filed 10–16–15; 8:45 am]
BILLING CODE 5001–06–P
DEPARTMENT OF DEFENSE
Office of the Secretary
[Docket ID: DOD–2015–OS–0099]
Manual for Courts-Martial; Proposed
Amendments
Joint Service Committee on
Military Justice (JSC), Department of
Defense.
ACTION: Notice of Proposed
Amendments to the Manual for CourtsMartial, United States (2012 ed.) and
Notice of Public Meeting.
AGENCY:
The Department of Defense
requests comments on proposed
changes to the Manual for CourtsMartial, United States (2012 ed.)
(MCM). The proposed changes concern
the rules of procedure and evidence and
the punitive articles applicable in trials
by courts-martial. The approval
authority for these changes is the
President. These proposed changes have
not been coordinated within the
Department of Defense under DoD
Directive 5500.01, ‘‘Preparing,
Processing and Coordinating
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SUMMARY:
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Legislation, Executive Orders,
Proclamations, Views Letters, and
Testimony,’’ June 15, 2007, and do not
constitute the official position of the
Department of Defense, the Military
Departments, or any other Government
agency.
The proposed changes also concern
supplementary materials that
accompany the rules of procedure and
evidence and punitive articles. The
Department of Defense, in conjunction
with the Department of Homeland
Security, publishes these supplementary
materials to accompany the Manual for
Courts-Martial. These materials consist
of a Discussion (accompanying the
Preamble, the Rules for Courts-Martial,
the Military Rules of Evidence, and the
Punitive Articles), an Analysis, and
various appendices. The approval
authority for changes to the
supplementary materials is the General
Counsel, Department of Defense;
changes to these items do not require
Presidential approval.
The proposed amendments would
change military justice practice by
implementing recommendations made
by the Response Systems to Adult
Sexual Assault Crimes Panel,
incorporating recent amendments to the
Federal Rules of Evidence into the
Military Rules of Evidence, and
modifying the Rules for Courts-Martial,
Military Rules of Evidence, and Punitive
Articles explanation to reflect recent
statutory amendments and
developments in case law.
This notice is provided in accordance
with DoD Directive 5500.17, ‘‘Role and
Responsibilities of the Joint Service
Committee (JSC) on Military Justice,’’
May 3, 2003.
The JSC invites members of the public
to comment on the proposed changes;
such comments should address specific
recommended changes and provide
supporting rationale.
This notice also sets forth the date,
time, and location for a public meeting
of the JSC to discuss the proposed
changes.
This notice is intended only to
improve the internal management of the
Federal Government. It is not intended
to create any right or benefit,
substantive or procedural, enforceable at
law by any party against the United
States, its agencies, its officers, or any
person.
Comments on the proposed
changes must be received no later than
December 18, 2015. A public meeting
for comments will be held on November
5, 2015, at 10 a.m. in the United States
Court of Appeals for the Armed Forces
DATES:
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building, 450 E Street NW., Washington
DC 20442–0001.
ADDRESSES: You may submit comments,
identified by docket number and title,
by any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Department of Defense, Office
of the Deputy Chief Management
Officer, Directorate of Oversight and
Compliance, Regulatory and Audit
Matters Office, 9010 Defense Pentagon,
Washington, DC 20301–9010.
Instructions: All submissions received
must include the agency name and
docket number for this Federal Register
document. The general policy for
comments and other submissions from
members of the public is to make these
submissions available for public
viewing on the Internet at https://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
FOR FURTHER INFORMATION CONTACT:
Captain Harlye S. Carlton, USMC,
Executive Secretary, JSC, (703) 693–
9299, harlye.carlton@usmc.mil. The JSC
Web site is located at https://
jsc.defense.gov.
SUPPLEMENTARY INFORMATION: The
proposed amendments to the MCM are
as follows:
Annex
Section 1. Part II of the Manual for
Courts-Martial, United States, is
amended as follows:
(a) A new R.C.M. 103(22) is inserted
and reads as follows:
‘‘(22) The definition of ‘‘signature’’
below includes a digital or electronic
signature.’’
(b) The title of R.C.M. 104(b)(1) is
amended to read as follows:
‘‘(1) Evaluation of member, defense
counsel, or special victims’ counsel.’’
(c) R.C.M. 104(b)(1)(B) is amended to
read as follows:
‘‘(B) Give a less favorable rating or
evaluation of any defense counsel or
special victims’ counsel because of the
zeal with which such counsel
represented any client. As used in this
rule, ‘‘special victims’ counsel’’ are
judge advocates who, in accordance
with 10 U.S.C. 1044e, are designated as
Special Victims’ Counsel by the Judge
Advocate General of the armed force in
which the judge advocates are members,
and within the Marine Corps, by the
Staff Judge Advocate to the
Commandant of the Marine Corps.’’
(d) A new R.C.M. 305(i)(2)(A)(v) is
inserted and reads as follows:
‘‘(v) Victim’s right to be reasonably
protected from the prisoner. A victim of
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an alleged offense committed by the
prisoner has the right to be reasonably
protected from the prisoner.’’
(e) R.C.M. 306(b) is amended to read
as follows:
‘‘(b) Policy.
(1) Generally. Allegations of offenses
should be disposed of in a timely
manner at the lowest appropriate level
of disposition listed in subsection (c) of
this rule.’’
(f) A new R.C.M. 306(b)(2) is inserted
and reads as follows:
‘‘(2) Victims of a sex-related offense.
(A) For purposes of this subsection, a
‘‘sex-related offense’’ means any
allegation of a violation of Article 120,
120a, 120b, 120c, or 125 or any attempt
thereof under Article 80, UCMJ.
(B) Under such regulations as the
Secretary concerned may prescribe, for
alleged sex-related offenses committed
in the United States, the victim of the
sex-related offense shall be provided an
opportunity to express views as to
whether the offense should be
prosecuted by court-martial or in a
civilian court with jurisdiction over the
offense. The commander shall consider
such views as to the victim’s preference
for jurisdiction, if available, prior to
making an initial disposition decision.
For purposes of this rule, ‘‘victim’’ is
defined as an individual who has
suffered direct physical, emotional, or
pecuniary harm as a result of the
commission of an alleged sex-related
offense as defined in subsection (A).
(C) Under such regulations as the
Secretary concerned may prescribe, if
the victim of an alleged sex-related
offense expresses a preference for
prosecution of the offense in a civilian
court, the convening authority shall
ensure that the civilian authority with
jurisdiction over the offense is notified
of the victim’s preference for civilian
prosecution. If the convening authority
learns of any decision by the civilian
authority to prosecute or not prosecute
the offense in civilian court, the
convening authority shall ensure the
victim is notified.’’
(g) R.C.M. 405(i)(2)(A) is amended to
read as follows:
‘‘(2) Notice to and presence of the
victim(s).
(A) The victim(s) of an offense under
the UCMJ has the right to reasonable,
accurate, and timely notice of a
preliminary hearing relating to the
alleged offense, the right to be
reasonably protected from the accused,
and the reasonable right to confer with
counsel for the government during the
preliminary hearing. For the purposes of
this rule, a ‘‘victim’’ is a person who is
alleged to have suffered a direct
physical, emotional, or pecuniary harm
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as a result of the matters set forth in a
charge or specification under
consideration and is named in one of
the specifications under consideration.’’
(h) R.C.M. 705(c)(2)(A) is amended to
read as follows:
‘‘(A) A promise to enter into a
stipulation of fact concerning offenses to
which a plea of guilty or a confessional
stipulation will be entered;’’
(i) A new R.C.M. 705(d)(3) is inserted
and reads as follows:
‘‘(3) Victim consultation. Whenever
practicable, prior to the convening
authority accepting a pretrial agreement
the victim shall be provided an
opportunity to express views
concerning the pretrial agreement terms
and conditions in accordance with
regulations prescribed by the Secretary
concerned. The convening authority
shall consider any such views provided
prior to accepting a pretrial agreement.
For purposes of this rule, a ‘‘victim’’ is
an individual who is alleged to have
suffered direct physical, emotional, or
pecuniary harm as a result of the
matters set forth in a charge or
specification under consideration and is
named in one of the specifications
under consideration.’’
(j) R.C.M. 705(d)(3) is renumbered as
R.C.M. 705(d)(4).
(k) R.C.M. 705(d)(4) is renumbered as
R.C.M. 705(d)(5).
(l) A new R.C.M. 806(b)(2) is inserted
and reads as follows:
‘‘(2) Right of victim to notice. A victim
of an alleged offense committed by the
accused has the right to reasonable,
accurate, and timely notice of courtmartial proceedings relating to the
offense.’’
(m) R.C.M. 806(b)(2) is renumbered as
R.C.M. 806(b)(3).
(n) R.C.M. 806(b)(3) is renumbered as
R.C.M. 806(b)(4).
(o) R.C.M. 806(b)(4) is renumbered as
R.C.M. 806(b)(5).
(p) A new R.C.M. 806(b)(6) is inserted
and reads as follows:
‘‘(b)(6) Right of victim to be
reasonably protected from the accused.
A victim of an alleged offense
committed by the accused has the right
to be reasonably protected from the
accused.’’
(q) R.C.M. 907(b)(1) is amended to
read as follows:
‘‘(1) Nonwaivable grounds. A charge
or specification shall be dismissed at
any stage of the proceedings if the courtmartial lacks jurisdiction to try the
accused for the offense.’’
(r) R.C.M. 907(b)(1)(A)–(B) is deleted.
(s) R.C.M. 907(b)(3) is amended to
read as follows:
‘‘(3) Permissible grounds. A
specification may be dismissed upon
timely motion by the accused if:
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(A) The specification is so defective
that it substantially misled the accused,
and the military judge finds that, in the
interest of justice, trial should proceed
on remaining charges and specifications
without undue delay;
(B) The specification is multiplicious
with another specification, is
unnecessary to enable the prosecution
to meet the exigencies of proof through
trial, review, and appellate action, and
should be dismissed in the interest of
justice; or
(C) The specification fails to state an
offense.’’
(t) R.C.M. 910(f)(4) is amended to read
as follows:
‘‘(4) Inquiry. The military judge shall
inquire to ensure:
(A) That the accused understands the
agreement;
(B) That the parties agree to the terms
of the agreement; and
(C) That the victim was provided an
opportunity to express views as to the
terms and conditions of the agreement
as provided in R.C.M. 705.’’
(u) R.C.M. 1002 is amended to read as
follows:
‘‘(a) Generally. Subject to limitations
in this Manual, the sentence to be
adjudged is a matter within the
discretion of the court-martial; except
when a mandatory minimum sentence
is prescribed by the code, a courtmartial may adjudge any punishment
authorized in this Manual, including the
maximum punishment or any lesser
punishment, or may adjudge a sentence
of no punishment.
(b) Unitary Sentencing. Sentencing by
a court-martial is unitary. The court will
adjudge a single sentence for all the
offenses of which the accused was
found guilty. A court-martial may not
impose separate sentences for each
finding of guilty, but may impose only
a single, unitary sentence covering all of
the guilty findings in their entirety.’’
(v) R.C.M. 1103(b)(2)(B)(i) is amended
to read as follows:
‘‘(i) Any part of the sentence adjudged
exceeds twelve months confinement,
forfeiture of pay greater than two-thirds
pay per month, or any forfeiture of pay
for more than twelve months or other
punishments that may be adjudged by a
special court-martial; or’’
(w) The Note currently located
immediately following the title of R.C.M.
1107 and prior to R.C.M. 1107(a) is
amended to read as follows:
‘‘[Note: R.C.M. 1107(b)–(f) apply to
offenses committed on or after 24 June
2014; however, if at least one offense
resulting in a finding of guilty in a case
occurred prior to 24 June 2014, then the
prior version of R.C.M. 1107 applies to
all offenses in the case, except that
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mandatory minimum sentences under
Article 56(b) and applicable rules under
R.C.M. 1107(d)(1)(D)–(E) still apply.]’’
(x) R.C.M. 1107(b)(5) is amended to
remove the last sentence starting with
‘‘Nothing’’ and ending with ‘‘sentence.’’
(y) R.C.M. 1107(c) is amended to read
as follows:
‘‘(c) Action on findings. Action on the
findings is not required. However, the
convening authority may take action
subject to the following limitations:
(1) Where a court-martial includes a
finding of guilty for an offense listed in
(c)(1)(A), the convening authority may
not take the actions listed in subsection
(c)(1)(B):
(A) Offenses
(i) Article 120(a) or (b), Article 120b,
or Article 125;
(ii) Offenses for which the maximum
sentence of confinement that may be
adjudged exceeds two years without
regard to the jurisdictional limits of the
court; or
(iii) Offenses where the adjudged
sentence for the case includes dismissal,
dishonorable discharge, bad-conduct
discharge, or confinement for more than
six months.
(B) Prohibited actions
(i) Dismiss a charge or specification
by setting aside a finding of guilty
thereto; or
(ii) Change a finding of guilty to a
charge or specification to a finding of
guilty to an offense that is a lesser
included offense of the offense stated in
the charge or specification.
(2) The convening authority may
direct a rehearing in accordance with
subsection (e) of this rule.
(3) For offenses other than those listed
in subsection (c)(1)(A):
(A) The convening authority may
change a finding of guilty to a charge or
specification to a finding of guilty to an
offense that is a lesser included offense
of the offense stated in the charge or
specification; or
(B) Set aside any finding of guilty and:
(i) Dismiss the specification and, if
appropriate, the charge; or
(ii) Direct a rehearing in accordance
with subsection (e) of this rule.
(4) If the convening authority acts to
dismiss or change any charge or
specification for an offense, the
convening authority shall provide, at
the same time, a written explanation of
the reasons for such action. The written
explanation shall be made a part of the
record of trial and action thereon.’’
(z) R.C.M. 1107(d) is amended to read
as follows:
‘‘(d) Action on the sentence.
(1) The convening authority shall take
action on the sentence subject to the
following:
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(A) The convening authority may
disapprove, commute, or suspend, in
whole or in part, any portion of an
adjudged sentence not explicitly
prohibited by this rule, to include
reduction in pay grade, forfeitures of
pay and allowances, fines, reprimands,
restrictions, and hard labor without
confinement.
(B) Except as provided in subsection
(d)(1)(C), the convening authority may
not disapprove, commute, or suspend,
in whole or in part, that portion of an
adjudged sentence that includes:
(i) confinement for more than six
months; or
(ii) dismissal, dishonorable discharge,
or bad-conduct discharge.
(C) Exceptions
(i) Trial counsel recommendation.
Upon the recommendation of the trial
counsel, in recognition of the
substantial assistance by the accused in
the investigation or prosecution of
another person who has committed an
offense, the convening authority or
another person authorized to act under
this section shall have the authority to
disapprove, commute, or suspend the
adjudged sentence, in whole or in part,
even with respect to an offense for
which a mandatory minimum sentence
exists.
(ii) Pretrial agreement. If a pretrial
agreement has been entered into by the
convening authority and the accused, as
authorized by R.C.M. 705, the
convening authority or another person
authorized to act under this section
shall have the authority to approve,
disapprove, commute, or suspend a
sentence, in whole or in part, pursuant
to the terms of the pretrial agreement.
However, if a mandatory minimum
sentence of a dishonorable discharge
applies to an offense for which an
accused has been convicted, the
convening authority or another person
authorized to act under this section may
commute the dishonorable discharge to
a bad-conduct discharge pursuant to the
terms of the pretrial agreement.
(D) If the convening authority acts to
disapprove, commute, or suspend, in
whole or in part, the sentence of the
court-martial for an offense listed in
subsection (c)(1)(A), the convening
authority shall provide, at the same
time, a written explanation of the
reasons for such action. The written
explanation shall be made a part of the
record of trial and action thereon.’’
(aa) R.C.M. 1107(e) is amended to
read as follows:
‘‘(e) Ordering rehearing or other trial.
(1) Rehearings not permitted. A
rehearing may not be ordered by the
convening authority where the adjudged
sentence for the case includes a
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sentence of dismissal, dishonorable
discharge, or bad-conduct discharge or
confinement for more than six months.
(2) Rehearings permitted.
(A) In general. Subject to subsection
(e)(1) and subsections (e)(2)(B) through
(e)(2)(E) of this rule, the convening
authority may in the convening
authority’s discretion order a rehearing.
A rehearing may be ordered as to some
or all offenses of which findings of
guilty were entered and the sentence, or
as to sentence only.
(B) When the convening authority
may order a rehearing. The convening
authority may order a rehearing:
(i) When taking action on the courtmartial under this rule. Prior to ordering
a rehearing on a finding, the convening
authority must disapprove the
applicable finding and the sentence and
state the reasons for disapproval of said
finding. Prior to ordering a rehearing on
the sentence, the convening authority
must disapprove the sentence.
(ii) When authorized to do so by
superior competent authority. If the
convening authority finds a rehearing as
to any offenses impracticable, the
convening authority may dismiss those
specifications and, when appropriate,
charges.
(iii) Sentence reassessment. If a
superior competent authority has
approved some of the findings of guilty
and has authorized a rehearing as to
other offenses and the sentence, the
convening authority may, unless
otherwise directed, reassess the
sentence based on the approved
findings of guilty and dismiss the
remaining charges. Reassessment is
appropriate only where the convening
authority determines that the accused’s
sentence would have been at least of a
certain magnitude had the prejudicial
error not been committed and the
reassessed sentence is appropriate in
relation to the affirmed findings of
guilty.’’
(C) Limitations.
(i) Sentence approved. A rehearing
shall not be ordered if, in the same
action, a sentence is approved.
(ii) Lack of sufficient evidence. A
rehearing may not be ordered as to
findings of guilty when there is a lack
of sufficient evidence in the record to
support the findings of guilty of the
offense charged or of any lesser
included offense. A rehearing may be
ordered, however, if the proof of guilt
consisted of inadmissible evidence for
which there is available an admissible
substitute. A rehearing may be ordered
as to any lesser offense included in an
offense of which the accused was found
guilty, provided there is sufficient
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evidence in the record to support the
lesser included offense.
(iii) Rehearing on sentence only. A
rehearing on sentence only shall not be
referred to a different kind of courtmartial from that which made the
original findings. If the convening
authority determines a rehearing on
sentence is impracticable, the convening
authority may approve a sentence of no
punishment without conducting a
rehearing.
(D) Additional charges. Additional
charges may be referred for trial together
with charges as to which a rehearing has
been directed.
(E) Lesser included offenses. If at a
previous trial the accused was convicted
of a lesser included offense, a rehearing
may be ordered only as to that included
offense or as to an offense included in
that found. If, however, a rehearing is
ordered improperly on the original
offense charged and the accused is
convicted of that offense at the
rehearing, the finding as to the lesser
included offense of which the accused
was convicted at the original trial may
nevertheless be approved.
(3) ‘‘Other’’ trial. The convening or
higher authority may order an ‘‘other’’
trial if the original proceedings were
invalid because of lack of jurisdiction or
failure of a specification to state an
offense. The authority ordering an
‘‘other’’ trial shall state in the action the
basis for declaring the proceedings
invalid.’’
(bb) The Note currently located
immediately following the title of R.C.M.
1108(b) and prior to the first line, ‘‘The
convening authority may. . .’’ is
amended to read as follows:
‘‘[Note: R.C.M. 1108(b) applies to
offenses committed on or after 24 June
2014; however, if at least one offense in
a case occurred prior to 24 June 2014,
then the prior version of R.C.M. 1108(b)
applies to all offenses in the case.]’’
(cc) R.C.M. 1109(a) is amended to
read as follows:
l‘‘(a) In general. Suspension of
execution of the sentence of a courtmartial may be vacated for violation of
any condition of the suspension as
provided in this rule.’’
(dd) R.C.M. 1109(c)(4)(A) is amended
to read as follows:
‘‘(A) Rights of probationer. Before the
preliminary hearing, the probationer
shall be notified in writing of:’’
(ee) R.C.M. 1109(c)(4)(C) is amended
to read as follows:
‘‘(C) Decision. The hearing officer
shall determine whether there is
probable cause to believe that the
probationer violated the conditions of
the probationer’s suspension. If the
hearing officer determines that probable
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cause is lacking, the hearing officer shall
issue a written order directing that the
probationer be released from
confinement. If the hearing officer
determines that there is probable cause
to believe that the probationer violated
a condition of suspension, the hearing
officer shall set forth this determination
in a written memorandum that details
therein the evidence relied upon and
reasons for making the decision. The
hearing officer shall forward the original
memorandum or release order to the
probationer’s commander and forward a
copy to the probationer and the officer
in charge of the confinement facility.’’
(ff) A new sentence is added to the
end of R.C.M. 1109(d)(1)(A) and reads
as follows:
‘‘The purpose of the hearing is for the
hearing officer to determine whether
there is probable cause to believe that
the probationer violated a condition of
the probationer’s suspension.’’
(gg) R.C.M. 1109(d)(1)(C) is amended
to read as follows:
‘‘(C) Hearing. The procedure for the
vacation hearing shall follow that
prescribed in subsection (h) of this
rule.’’
(hh) A new sentence is added to the
end of R.C.M. 1109(d)(1)(D) and reads
as follows:
‘‘This record shall include the
recommendation, the evidence relied
upon, and reasons for making the
decision.’’
(ii) R.C.M. 1109(d)(2)(A) is amended
to read as follows:
‘‘(A) In general. The officer exercising
general court-martial jurisdiction over
the probationer shall review the record
produced by and the recommendation
of the officer exercising special courtmartial jurisdiction over the
probationer, decide whether there is
probable cause to believe that the
probationer violated a condition of the
probationer’s suspension, and, if so,
decide whether to vacate the suspended
sentence. If the officer exercising
general court-martial jurisdiction
decides to vacate the suspended
sentence, that officer shall prepare a
written statement of the evidence relied
on and the reasons for vacating the
suspended sentence.’’
(jj) A new sentence is added to the
end of R.C.M. 1109(e)(1) and reads as
follows:
‘‘The purpose of the hearing is for the
hearing officer to determine whether
there is probable cause to believe that
the probationer violated the conditions
of the probationer’s suspension.’’
(kk) R.C.M. 1109(e)(3) is amended to
read as follows:
‘‘(3) Hearing. The procedure for the
vacation hearing shall follow that
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prescribed in subsection (h) of this
rule.’’
(ll) A new sentence is added to the
end of R.C.M. 1109(e)(5) and reads as
follows:
‘‘This record shall include the
recommendation, the evidence relied
upon, and reasons for making the
decision.’’
(mm) R.C.M. 1109(e)(6) is amended to
read as follows:
‘‘(6) Decision. The special courtmartial convening authority shall
review the record produced by and the
recommendation of the person who
conducted the vacation proceeding,
decide whether there is probable cause
to believe that the probationer violated
a condition of the probationer’s
suspension, and, if so, decide whether
to vacate the suspended sentence. If the
officer exercising jurisdiction decides to
vacate the suspended sentence, that
officer shall prepare a written statement
of the evidence relied on and the
reasons for vacating the suspended
sentence.’’
(nn) A new sentence is added to the
end of R.C.M. 1109(g)(1) and reads as
follows:
‘‘The purpose of the hearing is for the
hearing officer to determine whether
there is probable cause to believe that
the probationer violated the conditions
of the probationer’s suspension.’’
(oo) R.C.M. 1109(g)(3) is amended to
read as follows:
‘‘(3) Hearing. The procedure for the
vacation hearing shall follow that
prescribed in subsection (h) of this
rule.’’
(pp) A new sentence is added to the
end of R.C.M. 1109(g)(5) and reads as
follows:
‘‘This record shall include the
recommendation, the evidence relied
upon, and reasons for making the
decision.’’
(qq) R.C.M. 1109(g)(6) is amended to
read as follows:
‘‘(6) Decision. A commander with
authority to vacate the suspension shall
review the record produced by and the
recommendation of the person who
conducted the vacation proceeding,
decide whether there is probable cause
to believe that the probationer violated
a condition of the probationer’s
suspension, and, if so, decide whether
to vacate the suspended sentence. If the
officer exercising jurisdiction decides to
vacate the suspended sentence, that
officer shall prepare a written statement
of the evidence relied on and the
reasons for vacating the suspended
sentence.’’
(rr) A new R.C.M. 1109(h) is inserted
and reads as follows:
‘‘(h) Hearing procedure
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(1) Generally. The hearing shall begin
with the hearing officer informing the
probationer of the probationer’s rights.
The government will then present
evidence. Upon the conclusion of the
government’s presentation of evidence,
the probationer may present evidence.
The probationer shall have full
opportunity to present any matters in
defense, extenuation, or mitigation.
Both the government and probationer
shall be afforded an opportunity to
cross-examine adverse witnesses. The
hearing officer may also question
witnesses called by the parties.
(2) Rules of evidence. The Military
Rules of Evidence—other than Mil. R.
Evid. 301, 302, 303, 305, 412, and
Section V—shall not apply. Nor shall
Mil. R. Evid. 412(b)(1)(C) apply. In
applying these rules to a vacation
hearing, the term ‘‘military judge,’’ as
used in these rules, shall mean the
hearing officer, who shall assume the
military judge’s authority to exclude
evidence from the hearing, and who
shall, in discharging this duty, follow
the procedures set forth in these rules.
However, the hearing officer is not
authorized to order production of
communications covered by Mil. R.
Evid. 513 or 514.
(3) Production of witnesses and other
evidence. The procedure for the
production of witnesses and other
evidence shall follow that prescribed in
R.C.M. 405(g), except that R.C.M.
405(g)(3)(B) shall not apply. The hearing
officer shall only consider testimony
and other evidence that is relevant to
the limited purpose of the hearing.
(4) Presentation of testimony. Witness
testimony may be provided in person,
by video teleconference, by telephone,
or by similar means of remote
testimony. All testimony shall be taken
under oath, except that the probationer
may make an unsworn statement.
(5) Other evidence. If relevant to the
limited purpose of the hearing, and not
cumulative, a hearing officer may
consider other evidence, in addition to
or in lieu of witness testimony,
including statements, tangible evidence,
or reproductions thereof, offered by
either side, that the hearing officer
determines is reliable. This other
evidence need not be sworn.
(6) Presence of probationer. The
taking of evidence shall not be
prevented and the probationer shall be
considered to have waived the right to
be present whenever the probationer:
(i) After being notified of the time and
place of the proceeding is voluntarily
absent; or
(ii) After being warned by the hearing
officer that disruptive conduct will
cause removal from the proceeding,
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persists in conduct that is such as to
justify exclusion from the proceeding.
(7) Objections. Any objection alleging
failure to comply with these rules shall
be made to the convening authority via
the hearing officer. The hearing officer
shall include a record of all objections
in the written recommendations to the
convening authority.
(8) Access by spectators. Vacation
hearings are public proceedings and
should remain open to the public
whenever possible. The convening
authority who directed the hearing or
the hearing officer may restrict or
foreclose access by spectators to all or
part of the proceedings if an overriding
interest exists that outweighs the value
of an open hearing. Examples of
overriding interests may include:
Preventing psychological harm or
trauma to a child witness or an alleged
victim of a sexual crime, protecting the
safety or privacy of a witness or alleged
victim, protecting classified material,
and receiving evidence where a witness
is incapable of testifying in an open
setting. Any closure must be narrowly
tailored to achieve the overriding
interest that justified the closure.
Convening authorities or hearing
officers must conclude that no lesser
methods short of closing the hearing can
be used to protect the overriding interest
in the case. Convening authorities or
hearing officers must conduct a case-bycase, witness-by-witness, circumstanceby-circumstance analysis of whether
closure is necessary. If a convening
authority or hearing officer believes
closing the hearing is necessary, the
convening authority or hearing officer
must make specific findings of fact in
writing that support the closure. The
written findings of fact must be
included in the record.
(9) Victim’s rights. Any victim of the
underlying offense for which the
probationer received the suspended
sentence, or any victim of the alleged
offense that is the subject of the vacation
hearing, has the right to reasonable,
accurate, and timely notice of the
vacation hearing. For purposes of this
rule, the term ‘‘victim’’ is defined as an
individual who has suffered direct
physical, emotional, or pecuniary harm
as a result of the commission of an
offense.’’
Section 2. Part III of the Manual for
Courts-Martial, United States, is
amended as follows:
(a) Mil. R. Evid. 304(c) is amended to
read as follows:
‘‘(c) Corroboration of a Confession or
Admission.
(1) An admission or a confession of
the accused may be considered as
evidence against the accused on the
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question of guilt or innocence only if
independent evidence, either direct or
circumstantial, has been admitted into
evidence that would tend to establish
the trustworthiness of the admission or
confession.
(2) Other uncorroborated confessions
or admissions of the accused that would
themselves require corroboration may
not be used to supply this independent
evidence. If the independent evidence
raises an inference of the truth of the
admission or confession, then it may be
considered as evidence against the
accused. Not every element or fact
contained in the confession or
admission must be independently
proven for the confession or admission
to be admitted into evidence in its
entirety.
(3) Corroboration is not required for a
statement made by the accused before
the court by which the accused is being
tried, for statements made prior to or
contemporaneously with the act, or for
statements offered under a rule of
evidence other than that pertaining to
the admissibility of admissions or
confessions.
(4) Quantum of Evidence Needed. The
independent evidence necessary to
establish corroboration need not be
sufficient of itself to establish beyond a
reasonable doubt the truth of facts stated
in the admission or confession. The
independent evidence need raise only
an inference of the truth of the
admission or confession. The amount
and type of evidence introduced as
corroboration is a factor to be
considered by the trier of fact in
determining the weight, if any, to be
given to the admission or confession.
(5) Procedure. The military judge
alone is to determine when adequate
evidence of corroboration has been
received. Corroborating evidence must
be introduced before the admission or
confession is introduced unless the
military judge allows submission of
such evidence subject to later
corroboration.’’
(b) Mil. R. Evid. 311(a) is amended to
read as follows:
‘‘(a) General rule. Evidence obtained
as a result of an unlawful search or
seizure made by a person acting in a
governmental capacity is inadmissible
against the accused if:
(1) The accused makes a timely
motion to suppress or an objection to
the evidence under this rule;
(2) the accused had a reasonable
expectation of privacy in the person,
place or property searched; the accused
had a legitimate interest in the property
or evidence seized when challenging a
seizure; or the accused would otherwise
have grounds to object to the search or
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seizure under the Constitution of the
United States as applied to members of
the Armed Forces; and
(3) exclusion of the evidence results
in appreciable deterrence for future
Fourth Amendment violations and the
benefits of such deterrence outweigh the
costs to the justice system.’’
(c) A new Mil. R. Evid. 311(c)(4) is
inserted and reads as follows:
‘‘(4) Reliance on Statute. Evidence
that was obtained as a result of an
unlawful search or seizure may be used
when the official seeking the evidence
acts in objectively reasonable reliance
on a statute later held violative of the
Fourth Amendment.’’
(d) Mil. R. Evid. 414(d)(2)(A) is
amended to read as follows:
‘‘(A) any conduct prohibited by
Article 120 and committed with a child,
or prohibited by Article 120b.’’
(e) Mil. R. Evid. 504 is amended to
read as follows:
‘‘Rule 504. Marital privilege
(a) Spousal Incapacity. A person has
a privilege to refuse to testify against his
or her spouse. There is no privilege
under subdivision (a) when, at the time
of the testimony, the parties are
divorced, or the marriage has been
annulled.
(b) Confidential Communication
Made During the Marriage.
(1) General Rule. A person has a
privilege during and after the marital
relationship to refuse to disclose, and to
prevent another from disclosing, any
confidential communication made to
the spouse of the person while they
were married and not separated as
provided by law.
(2) Who May Claim the Privilege. The
privilege may be claimed by the spouse
who made the communication or by the
other spouse on his or her behalf. The
authority of the latter spouse to do so is
presumed in the absence of evidence of
a waiver. The privilege will not prevent
disclosure of the communication at the
request of the spouse to whom the
communication was made if that spouse
is an accused regardless of whether the
spouse who made the communication
objects to its disclosure.
(c) Exceptions.
(1) To Confidential Communications
Only. Where both parties have been
substantial participants in illegal
activity, those communications between
the spouses during the marriage
regarding the illegal activity in which
they have jointly participated are not
marital communications for purposes of
the privilege in subdivision (b) and are
not entitled to protection under the
privilege in subdivision (b).
(2) To Spousal Incapacity and
Confidential Communications. There is
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no privilege under subdivisions (a) or
(b):
(A) In proceedings in which one
spouse is charged with a crime against
the person or property of the other
spouse or a child of either, or with a
crime against the person or property of
a third person committed in the course
of committing a crime against the other
spouse;
(B) When the marital relationship was
entered into with no intention of the
parties to live together as spouses, but
only for the purpose of using the
purported marital relationship as a
sham, and with respect to the privilege
in subdivision (a), the relationship
remains a sham at the time the
testimony or statement of one of the
parties is to be introduced against the
other; or with respect to the privilege in
subdivision (b), the relationship was a
sham at the time of the communication;
or
(C) In proceedings in which a spouse
is charged, in accordance with Article
133 or 134, with importing the other
spouse as an alien for prostitution or
other immoral purpose in violation of 8
U.S.C. 1328; with transporting the other
spouse in interstate commerce for
prostitution, immoral purposes, or
another offense in violation of 18 U.S.C.
2421–2424; or with violation of such
other similar statutes under which such
privilege may not be claimed in the trial
of criminal cases in the United States
district courts.
(d) Definitions. As used in this rule:
(1) ‘‘A child of either’’ means a
biological child, adopted child, or ward
of one of the spouses and includes a
child who is under the permanent or
temporary physical custody of one of
the spouses, regardless of the existence
of a legal parent-child relationship. For
purposes of this rule only, a child is:
(A) an individual under the age of 18;
or
(B) an individual with a mental
handicap who functions under the age
of 18.
(2) ‘‘Temporary physical custody’’
means a parent has entrusted his or her
child with another. There is no
minimum amount of time necessary to
establish temporary physical custody,
nor is a written agreement required.
Rather, the focus is on the parent’s
agreement with another for assuming
parental responsibility for the child. For
example, temporary physical custody
may include instances where a parent
entrusts another with the care of his or
her child for recurring care or during
absences due to temporary duty or
deployments.
(3) As used in this rule, a
communication is ‘‘confidential’’ if
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63209
made privately by any person to the
spouse of the person and is not intended
to be disclosed to third persons other
than those reasonably necessary for
transmission of the communication.’’
(f) Mil. R. Evid. 801(d)(1)(B) is
amended to read as follows:
‘‘(B) is consistent with the declarant’s
testimony and is offered:
(i) to rebut an express or implied
charge that the declarant recently
fabricated it or acted from a recent
improper influence or motive in so
testifying; or
(ii) to rehabilitate the declarant’s
credibility as a witness when attacked
on another ground; or’’
(g) The first sentence of Mil. R. Evid.
803(6)(E) is amended to read as follows:
‘‘(E) the opponent does not show that
the source of information or the method
or circumstance of preparation indicate
a lack of trustworthiness.’’
(h) Mil. R. Evid. 803(7)(C) is amended
to read as follows
‘‘(C) the opponent does not show that
the possible source of the information or
other circumstances indicate a lack of
trustworthiness.’’
(i) The first sentence of Mil. R. Evid.
803(8)(B) is amended to read as follows:
‘‘(B) the opponent does not show that
the source of information or other
circumstances indicate a lack of
trustworthiness.’’
(j) Mil. R. Evid. 803(10)(B) is amended
to read as follows:
‘‘(B) a counsel for the government
who intends to offer a certification
provides written notice of that intent at
least 14 days before trial, and the
accused does not object in writing
within 7 days of receiving the notice—
unless the military judge sets a different
time for the notice or the objection.’’
Section 3. Part IV of the Manual for
Courts-Martial, United States, is
amended as follows: Paragraph 110,
Article 134—Threat, communicating,
subparagraph c. is amended to read as
follows:
‘‘c. Explanation. For purposes of this
paragraph, to establish that the
communication was wrongful it is
necessary that the accused transmitted
the communication for the purpose of
issuing a threat, with the knowledge
that the communication would be
viewed as a threat, or acted recklessly
with regard to whether the
communication would be viewed as a
threat. However, it is not necessary to
establish that the accused actually
intended to do the injury threatened.
Nor is the offense committed by the
mere statement of intent to commit an
unlawful act not involving injury to
another. See also paragraph 109, Threat
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or hoax designed or intended to cause
panic or public fear.’’
Section 4. Appendix 21, Analysis of
Rules for Courts-Martial is amended as
follows:
(a) Rule 306 is amended by inserting
the following at the end:
‘‘2016 Amendment: R.C.M. 306(b)(2)
was added to implement Section 534(b)
of the National Defense Authorization
Act for Fiscal Year 2015, P.L. 113–291,
19 December 2014.’’
(b) Rule 401 is amended by inserting
the following at the end:
‘‘2016 Amendment: The first
paragraph of the R.C.M. 401(c)
Discussion was added in light of the
recommendation in the Response
Systems to Adult Sexual Assault Crimes
Panel’s (RSP) June 2014 report for trial
counsel to convey victims’ preferences
as to disposition to the convening
authority. This discussion implements
this recommendation by allowing
Service regulations to determine the
appropriate authority responsible for
communicating the victims’ views to the
convening authority. The RSP was a
congressionally mandated panel tasked
to conduct an independent review and
assessment of the systems used to
investigate, prosecute, and adjudicate
crimes involving adult sexual assault
and related offenses.’’
(c) Rule 604 is amended by inserting
the following at the end:
‘‘2016 Amendment: The fourth
paragraph of the R.C.M. 604(a)
Discussion was added to align the
Discussion with R.C.M. 705(d)(3).’’
(d) Rule 907 is amended inserting the
following at the end:
‘‘2016 Amendment: R.C.M. 907(b) was
amended in light of United States v.
Humphries, 71 M.J. 209 (C.A.A.F. 2012),
where the court held that a defective
specification does not constitute
structural error or warrant automatic
dismissal.’’
(e) Rule 910 is amended by inserting
the following at the end:
‘‘2016 Amendment: R.C.M.
910(f)(4)(C) was added in light of the
recommendation in the Response
Systems to Adult Sexual Assault Crimes
Panel’s (RSP) June 2014 report for
victims to be consulted regarding a
pretrial agreement. The RSP was a
congressionally mandated panel tasked
to conduct an independent review and
assessment of the systems used to
investigate, prosecute, and adjudicate
crimes involving adult sexual assault
and related offenses.’’
(f) Rule 1002 is amended by inserting
the following at the end:
‘‘2016 Amendment: R.C.M. 1002(b)
was added to clarify the military’s
unitary sentencing concept. See United
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States v. Gutierrez, 11 M.J. 122, 123
(C.M.A. 1981). See generally Jackson v.
Taylor, 353 U.S. 569 (1957).’’
(g) Rule 1103(b) is amended by
inserting the following immediately
before the paragraph beginning with
‘‘Subsection 2(C)’’:
‘‘2016 Amendment: R.C.M.
1103(b)(2)(B)(i) was amended to align
the requirement for a verbatim
transcript with special courts-martial
jurisdictional maximum punishments.’’
(h) Rule 1108 is amended by inserting
the following at the end:
‘‘2016 Amendment: The R.C.M.
1107(b) Discussion was amended to
clarify that the limitations contained in
Article 60 apply to the convening
authority or other commander acting
under Article 60.’’
(i) Rule 1109 is amended by inserting
the following at the end:
‘‘2016 Amendment: R.C.M. 1109 was
revised in light of the National Defense
Authorization Act for Fiscal Year 2014,
P.L. 113–66, 26 December 2013,
amendments to Article 32 and the
resulting changes to R.C.M. 405 as
promulgated by Executive Order 13696.
It was further revised to clarify
throughout the rule that the purpose of
vacation hearings is to determine
whether there is probable cause that the
probationer violated any condition of
the probationer’s suspension.’’
Section 5. Appendix 22, Analysis of
the Military Rules of Evidence is
amended as follows:
(a) Rule 304(c) is amended by
inserting the following at the end:
‘‘2016 Amendment: This change was
adopted to bring military practice in
line with federal practice. See Opper v.
United States, 348 U.S. 84 (1954), and
Smith v. United States, 348 U.S. 147
(1954).’’
(b) Rule 311 is amended by inserting
the following at the end:
‘‘2016 Amendment: Rule 311(a)(3)
was added to incorporate the balancing
test limiting the application of the
exclusionary rule set forth in Herring v.
United States, 555 U.S. 135 (2009),
where the Supreme Court held that to
trigger the exclusionary rule, ‘‘the
deterrent effect of suppression must be
substantial and outweigh any harm to
the justice system.’’ Id. at 147; see also
United States v. Wicks, 73 M.J. 93, 104
(C.A.A.F. 2014) (‘‘The exclusionary rule
applies only where it results in
appreciable deterrence for future Fourth
Amendment violations and where the
benefits of deterrence must outweigh
the costs’’ (internal quotation marks
omitted)).
Rule 311(c)(4) was added to adopt the
expansion of the ‘‘good faith’’ exception
to the exclusionary rule set forth in
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Illinois v. Krull, 480 U.S. 340 (1987),
where the Supreme Court held that the
exclusionary rule is inapplicable to
evidence obtained by an officer acting in
objectively reasonable reliance on a
statute later held violative of the Fourth
Amendment.’’
(c) Rule 504 is amended by inserting
the following at the end:
‘‘2016 Amendment: References to
gender were removed throughout the
Rule. Rule 504(c)(1) was amended to
make clear that the exception only
applies to confidential communications.
The definition of ‘‘confidential
communications’’ was moved to Rule
504(d).’’
(d) Rule 801 is amended by inserting
the following at the end:
‘‘2016 Amendment. Rule
801(d)(1)(B)(ii) was added in accordance
with an identical change to Federal Rule
of Evidence 801(d)(1)(B). The
amendment retains the requirement set
forth in Tome v. United States, 513 U.S.
150 (1995): that under Rule 801(d)(1)(B),
a consistent statement offered to rebut a
charge of recent fabrication of improper
influence or motive must have been
made before the alleged fabrication or
improper inference or motive arose. The
intent of the amendment is to extend
substantive effect to consistent
statements that rebut other attacks on a
witness—such as the charges of
inconsistency or faulty memory. The
amendment does not change the
traditional and well-accepted limits on
bringing prior consistent statements
before the factfinder for credibility
purposes. It does not allow
impermissible bolstering of a witness.
As before, prior consistent statements
under the amendment may be brought
before the factfinder only if they
properly rehabilitate a witness whose
credibility has been attacked. As before,
to be admissible for rehabilitation, a
prior consistent statement must satisfy
the strictures of Rule 403. As before, the
trial court has ample discretion to
exclude prior consistent statements that
are cumulative accounts of an event.
The amendment does not make any
consistent statement admissible that
was not admissible previously—the
only difference is that prior consistent
statements otherwise admissible for
rehabilitation are now admissible
substantively as well.’’
(e) The fourth paragraph of Rule
803(6), beginning with, ‘‘Paragraph 144
d’’ is amended to read as follows:
‘‘Paragraph 144 d prevented a record
‘‘made principally with a view to
prosecution, or other disciplinary or
legal action;’’ from being admitted as a
business record.’’
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(f) Rule 803(6) is amended by
inserting the following at the end:
‘‘2016 Amendment: Rule 803(6)(E)
was modified based on the amendment
to Fed. R. Evid. 803(6), effective 1
December 2014. It clarifies that if the
proponent of a record has established
the requirements of the exception, then
the burden is on the opponent to show
a lack of trustworthiness. In meeting its
burden, the opponent is not necessarily
required to introduce affirmative
evidence of untrustworthiness. It is
appropriate to impose the burden of
proving untrustworthiness on the
opponent, as the basic admissibility
requirements are sufficient to establish
a presumption that the record is
reliable.’’
(g) Rule 803(7) is amended by
inserting the following at the end:
‘‘2016 Amendment: Rule 803(7)(C)
was modified based on the amendment
to Fed. R. Evid. 803(7), effective 1
December 2014. It clarifies that if the
proponent has established the stated
requirements of the exception then the
burden is on the opponent to show a
lack of trustworthiness.’’
(h) Rule 803(8) is amended by
inserting the following at the end:
‘‘2016 Amendment: Rule 803(8)(B)
was modified based on the amendment
to Fed. R. Evid. 803(8)(B), effective 1
December 2014. The amendment
clarifies that if the proponent has
established that the record meets the
stated requirements of the exception
then the burden is on the opponent to
show a lack of trustworthiness as public
records have justifiably carried a
presumption of reliability. The
opponent, in meeting its burden is not
necessarily required to introduce
affirmative evidence of
untrustworthiness. A determination of
untrustworthiness necessarily depends
on the circumstances.’’
(i) Rule 803(8) is amended by deleting
the following:
‘‘Rule 803(8)(C) makes admissible, but
only against the Government, ‘‘factual
findings resulting from an investigation
made pursuant to authority granted by
law, unless the sources of information
or other circumstances indicate lack of
trustworthiness.’’ This provision will
make factual findings made, for
example, by an Article 32 Investigating
Officer or by a Court of Inquiry
admissible on behalf of an accused.
Because the provision applies only to
‘‘factual findings,’’ great care must be
taken to distinguish such factual
determinations from opinions,
recommendations, and incidental
inferences.’’
(j) Rule 803(10) is amended by
inserting the following at the end:
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‘‘2016 Amendment: Rule 803(10) was
modified based on the amendment to
Fed. R. Evid. 803(10), effective 1
December 2013. The amendment of the
Federal Rules was in response to
Melendez-Diaz v. Massachusetts, 557
U.S. 305 (2009). The Melendez-Diaz
Court declared that a testimonial
certificate could be admitted if the
accused is given advance notice and
does not timely demand the presence of
the official who prepared the certificate.
The amendment to Rule 803(10) is taken
largely from the amendment to the Fed.
R. Evid. 803(10) but has been modified
to adapt it to the military environment.’’
Section 6. Appendix 23, Analysis of
Punitive Articles is amended as follows:
Paragraph 110, Article 134—Threat,
communicating, is amended by
inserting the following at the end:
‘‘2016 Amendment: Subparagraph (c)
was amended in light of Elonis v.
United States, 135 S. Ct. 2001 (2015).
Section 7. The Discussion to Part II of
the Manual for Courts-Martial, United
States, is amended as follows:
(a) A new Discussion is inserted after
R.C.M. 306(b)(2)(B) and before R.C.M.
306(b)(2)(C) and reads as follows:
‘‘Any preferences as to disposition
expressed by the victim regarding
jurisdiction, while not binding, should
be considered by the cognizant
commander prior to making initial
disposition.
The cognizant commander should
continue to consider the views of the
victim as to jurisdiction until final
disposition of the case.’’
(b) Section (H)(ii) of the Discussion
immediately following 307(c)(3) is
amended to read as follows:
‘‘(ii) Victim. In the case of an offense
against the person or property of a
person, the first name, middle initial,
and last name or first, middle, and last
initials of such person should be
alleged, if known. If the name of the
victim is unknown, a general physical
description may be used. If this cannot
be done, the victim may be described as
‘‘a person whose name is unknown.’’
Military rank or grade should be alleged,
and must be alleged if an element of the
offense, as in an allegation of
disobedience of the command of a
superior officer. If the person has no
military position, it may otherwise be
necessary to allege the status as in an
allegation of using provoking words
toward a person subject to the code. See
paragraph 42 of Part IV. Counsel for the
government should be aware that if
initials of victims are used, additional
notice of the identity of victims will be
required.’’
(c) The Discussion immediately
following R.C.M. 401(c) is amended by
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Sfmt 4703
63211
inserting the following new paragraph at
the beginning of the Discussion:
‘‘When an alleged offense involves a
victim, the victim should, whenever
practicable, be provided an opportunity
to express views regarding the
disposition of the charges. The
commander with authority to dispose of
charges should consider such views of
the victim prior to deciding how to
dispose of the charges and should
continue to consider the views of the
victim until final disposition of the case.
A ‘‘victim’’ is an individual who is
alleged to have suffered direct physical,
emotional, or pecuniary harm as a result
of the matters set forth in a charge or
specification under consideration and is
named in one of the specifications
under consideration.’’
(d) The Discussion immediately after
R.C.M. 604(a) is amended by inserting
the following new paragraph between
the third and fourth paragraphs:
‘‘When an alleged offense involves a
victim, the victim should, whenever
practicable, be provided an opportunity
to express views regarding the
withdrawal of any charges or
specifications in which the victim is
named. The convening authority or
other individual authorized to act on the
charges should consider such views of
the victim prior to withdrawing said
charges or specifications and should
continue to consider the views of the
victim until final disposition of the case.
A ‘‘victim’’ is an individual who is
alleged to have suffered direct physical,
emotional, or pecuniary harm as a result
of the matters set forth in a charge or
specification under consideration and is
named in one of the specifications
under consideration.’’
(e) A new Discussion section is
inserted immediately following R.C.M.
705(c)(2)(C) and reads as follows:
‘‘A promise to provide restitution
includes restitution to a victim of an
alleged offense committed by the
accused in accordance with Article
6b(a)(6).’’
(f) The Discussion section following
R.C.M. 907(b)(1)(B) is deleted.
(g) The Discussion section following
R.C.M. 910(f)(4) is amended to read as
follows:
‘‘If the plea agreement contains any
unclear or ambiguous terms, the
military judge should obtain
clarification from the parties. If there is
doubt about the accused’s
understanding of any terms in the
agreement, the military judge should
explain those terms to the accused. See
also subsection (e) of this rule. The
victim is not a party to the agreement.’’
(h) The Discussion immediately after
the sole paragraph in R.C.M. 1002 is
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moved to immediately after R.C.M.
1002(b).
(i) The Discussion section following
R.C.M. 1105(b)(2)(C) is amended to read
as follows:
‘‘For example, post-trial conduct of
the accused, such as providing
restitution to the victim of the accused’s
offense in accordance with Article
6b(a)(6), or exemplary behavior, might
be appropriate.’’
(j) The Discussion section following
R.C.M. 1107(b)(1) is amended to read as
follows:
‘‘The action is taken in the interests
of justice, discipline, mission
requirements, clemency, and other
appropriate reasons. If errors are noticed
by the convening authority, the
convening authority may take corrective
action under this rule to the extent that
the convening authority is empowered
by Article 60.’’
(k) A new Discussion section is
inserted immediately following R.C.M.
1107(c)(2) and reads follows:
‘‘The military follows a unitary
sentencing model where the courtmartial may impose only a single,
unitary sentence covering all of the
offenses for which there was a finding
of guilty; courts-martial do not impose
sentences per offense. See R.C.M.
1002(b). Therefore, where the adjudged
sentence for the case includes dismissal,
dishonorable discharge, bad-conduct
discharge, or confinement for more than
six months, the sentence adjudged for
the entire case, and not per offense,
controls when deciding what actions are
available to the convening authority.’’
(l) A new Discussion section is
inserted immediately following R.C.M.
1107(e)(1)(C)(ii) and reads as follows:
‘‘Per Article 60(c)(4)(A) and
subsection (d)(1)(A) and (B) of this rule,
disapproval of the sentence is not
authorized where a court-martial’s
adjudged sentence for the case includes
confinement for more than six months
or a sentence of dismissal, dishonorable
discharge, or bad- conduct discharge. In
such cases, the convening authority may
not order a rehearing because
disapproval of the sentence is required
for a convening authority to order a
rehearing. See Article 60(f)(3).’’
(m) The Discussion following R.C.M.
1107(e)(1)(B)(iii) is deleted.
(n) A new Discussion is inserted after
the new R.C.M. 1107(2)(B)(iii) and reads
as follows:
‘‘A sentence rehearing, rather than a
reassessment, may be more appropriate
in cases where a significant part of the
government’s case has been dismissed.
The convening authority may not take
any actions inconsistent with directives
of superior competent authority. Where
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17:52 Oct 16, 2015
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that directive is unclear, appropriate
clarification should be sought from the
authority issuing the original directive.
For purposes of R.C.M. 1107(e)(1)(B),
the term ‘‘superior competent authority’’
does not include superior convening
authorities but rather, for example, the
appropriate Judge Advocate General or
a court of competent jurisdiction.’’
(o) A new Discussion is inserted after
the new R.C.M. 1107(2)(C)(ii) and reads
as follows:
‘‘For example, if proof of absence
without leave was by improperly
authenticated documentary evidence
admitted over the objection of the
defense, the convening authority may
disapprove the findings of guilty and
sentence and order a rehearing if there
is reason to believe that properly
authenticated documentary evidence or
other admissible evidence of guilt will
be available at the rehearing. On the
other hand, if no proof of unauthorized
absence was introduced at trial, a
rehearing may not be ordered.’’
(p) A new paragraph is added to the
end of the Discussion immediately
following R.C.M. 1108(b) and reads as
follows:
‘‘The limitations on suspension of the
execution of any sentence or part
thereof contained in Article 60 apply to
a decision by a convening authority or
other person acting on the case under
Article 60, as opposed to an individual
remitting or suspending a sentence
pursuant to a different authority, such
as Article 74. See R.C.M. 1107(d).’’
(q) A new Discussion section is
inserted immediately following the new
R.C.M. 1109(h)(4) and reads as follows:
‘‘The following oath may be given to
witnesses:
‘‘Do you (swear) (affirm) that the
evidence you give shall be the truth, the
whole truth, and nothing but the truth
(so help you God)?’’
The hearing officer is required to
include in the record of the hearing, at
a minimum, a summary of the substance
of all testimony.
All hearing officer notes of testimony
and recordings of testimony should be
preserved until the end of trial.
If during the hearing any witness
subject to the Code is suspected of an
offense under the Code, the hearing
officer should comply with the warning
requirements of Mil. R. Evid. 305(c), (d),
and, if necessary, (e).
Bearing in mind that the probationer
and government are responsible for
preparing and presenting their cases, the
hearing officer may ask a witness
questions relevant to the limited
purpose of the hearing. When
questioning a witness, the hearing
officer may not depart from an impartial
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Fmt 4703
Sfmt 4703
role and become an advocate for either
side.’’
Dated: October 14, 2015.
Morgan F. Park,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
[FR Doc. 2015–26485 Filed 10–16–15; 8:45 am]
BILLING CODE 5001–06–P
DEPARTMENT OF ENERGY
Bonneville Power Administration
Agency Information Collection
Activities: Proposed Collection;
Comment Request; Personal Identity
Verification (PIV) Request
DOE-Bonneville Power
Administration (BPA)
ACTION: 60-Day notice of submission of
information collection approval from
the Office of Management and Budget
(OMB) and request for comments.
AGENCY:
BPA is seeking comments on
a proposed submission to OMB for
clearance of a collection of information
under the provisions of the Paperwork
Reduction Act of 1995. BPA collects
information necessary to verify the
personal identity of potential employees
and contractors. The information assists
BPA in the performance of identity
verification and registration prior to
issuance of a DOE Security Badge and
ensures compliance with Homeland
Security Presidential Directive–12
(HSPD–12), a mandatory, Governmentwide standard for secure and reliable
forms of identification issued by the
Federal Government to its employees
and contractors.
DATES: Comments must be received on
or before December 18, 2015.
ADDRESSES: Written comments may be
submitted by first class mail to:
Christopher M. Frost, CGC–7,
Bonneville Power Administration, 905
NE 11th Avenue, Portland, Oregon
97232, or by email: IGLM@bpa.gov.
FOR FURTHER INFORMATION CONTACT:
Information Collection Clearance
Officer, Christopher M. Frost, at the
mailing address above or by email:
IGLM@bpa.gov.
SUPPLEMENTARY INFORMATION: This
information collection request contains:
SUMMARY:
I. Abstract
A recent internal audit of PRA
compliance determined that this
existing collection does not have an
OMB clearance number. BPA is seeking
approval for an information collection
on personally identifiable information
(PII) of new and existing Federal and
E:\FR\FM\19OCN1.SGM
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Agencies
[Federal Register Volume 80, Number 201 (Monday, October 19, 2015)]
[Notices]
[Pages 63204-63212]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-26485]
-----------------------------------------------------------------------
DEPARTMENT OF DEFENSE
Office of the Secretary
[Docket ID: DOD-2015-OS-0099]
Manual for Courts-Martial; Proposed Amendments
AGENCY: Joint Service Committee on Military Justice (JSC), Department
of Defense.
ACTION: Notice of Proposed Amendments to the Manual for Courts-Martial,
United States (2012 ed.) and Notice of Public Meeting.
-----------------------------------------------------------------------
SUMMARY: The Department of Defense requests comments on proposed
changes to the Manual for Courts-Martial, United States (2012 ed.)
(MCM). The proposed changes concern the rules of procedure and evidence
and the punitive articles applicable in trials by courts-martial. The
approval authority for these changes is the President. These proposed
changes have not been coordinated within the Department of Defense
under DoD Directive 5500.01, ``Preparing, Processing and Coordinating
Legislation, Executive Orders, Proclamations, Views Letters, and
Testimony,'' June 15, 2007, and do not constitute the official position
of the Department of Defense, the Military Departments, or any other
Government agency.
The proposed changes also concern supplementary materials that
accompany the rules of procedure and evidence and punitive articles.
The Department of Defense, in conjunction with the Department of
Homeland Security, publishes these supplementary materials to accompany
the Manual for Courts-Martial. These materials consist of a Discussion
(accompanying the Preamble, the Rules for Courts-Martial, the Military
Rules of Evidence, and the Punitive Articles), an Analysis, and various
appendices. The approval authority for changes to the supplementary
materials is the General Counsel, Department of Defense; changes to
these items do not require Presidential approval.
The proposed amendments would change military justice practice by
implementing recommendations made by the Response Systems to Adult
Sexual Assault Crimes Panel, incorporating recent amendments to the
Federal Rules of Evidence into the Military Rules of Evidence, and
modifying the Rules for Courts-Martial, Military Rules of Evidence, and
Punitive Articles explanation to reflect recent statutory amendments
and developments in case law.
This notice is provided in accordance with DoD Directive 5500.17,
``Role and Responsibilities of the Joint Service Committee (JSC) on
Military Justice,'' May 3, 2003.
The JSC invites members of the public to comment on the proposed
changes; such comments should address specific recommended changes and
provide supporting rationale.
This notice also sets forth the date, time, and location for a
public meeting of the JSC to discuss the proposed changes.
This notice is intended only to improve the internal management of
the Federal Government. It is not intended to create any right or
benefit, substantive or procedural, enforceable at law by any party
against the United States, its agencies, its officers, or any person.
DATES: Comments on the proposed changes must be received no later than
December 18, 2015. A public meeting for comments will be held on
November 5, 2015, at 10 a.m. in the United States Court of Appeals for
the Armed Forces building, 450 E Street NW., Washington DC 20442-0001.
ADDRESSES: You may submit comments, identified by docket number and
title, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Mail: Department of Defense, Office of the Deputy Chief
Management Officer, Directorate of Oversight and Compliance, Regulatory
and Audit Matters Office, 9010 Defense Pentagon, Washington, DC 20301-
9010.
Instructions: All submissions received must include the agency name
and docket number for this Federal Register document. The general
policy for comments and other submissions from members of the public is
to make these submissions available for public viewing on the Internet
at https://www.regulations.gov as they are received without change,
including any personal identifiers or contact information.
FOR FURTHER INFORMATION CONTACT: Captain Harlye S. Carlton, USMC,
Executive Secretary, JSC, (703) 693-9299, harlye.carlton@usmc.mil. The
JSC Web site is located at https://jsc.defense.gov.
SUPPLEMENTARY INFORMATION: The proposed amendments to the MCM are as
follows:
Annex
Section 1. Part II of the Manual for Courts-Martial, United States,
is amended as follows:
(a) A new R.C.M. 103(22) is inserted and reads as follows:
``(22) The definition of ``signature'' below includes a digital or
electronic signature.''
(b) The title of R.C.M. 104(b)(1) is amended to read as follows:
``(1) Evaluation of member, defense counsel, or special victims'
counsel.''
(c) R.C.M. 104(b)(1)(B) is amended to read as follows:
``(B) Give a less favorable rating or evaluation of any defense
counsel or special victims' counsel because of the zeal with which such
counsel represented any client. As used in this rule, ``special
victims' counsel'' are judge advocates who, in accordance with 10
U.S.C. 1044e, are designated as Special Victims' Counsel by the Judge
Advocate General of the armed force in which the judge advocates are
members, and within the Marine Corps, by the Staff Judge Advocate to
the Commandant of the Marine Corps.''
(d) A new R.C.M. 305(i)(2)(A)(v) is inserted and reads as follows:
``(v) Victim's right to be reasonably protected from the prisoner.
A victim of
[[Page 63205]]
an alleged offense committed by the prisoner has the right to be
reasonably protected from the prisoner.''
(e) R.C.M. 306(b) is amended to read as follows:
``(b) Policy.
(1) Generally. Allegations of offenses should be disposed of in a
timely manner at the lowest appropriate level of disposition listed in
subsection (c) of this rule.''
(f) A new R.C.M. 306(b)(2) is inserted and reads as follows:
``(2) Victims of a sex-related offense.
(A) For purposes of this subsection, a ``sex-related offense''
means any allegation of a violation of Article 120, 120a, 120b, 120c,
or 125 or any attempt thereof under Article 80, UCMJ.
(B) Under such regulations as the Secretary concerned may
prescribe, for alleged sex-related offenses committed in the United
States, the victim of the sex-related offense shall be provided an
opportunity to express views as to whether the offense should be
prosecuted by court-martial or in a civilian court with jurisdiction
over the offense. The commander shall consider such views as to the
victim's preference for jurisdiction, if available, prior to making an
initial disposition decision. For purposes of this rule, ``victim'' is
defined as an individual who has suffered direct physical, emotional,
or pecuniary harm as a result of the commission of an alleged sex-
related offense as defined in subsection (A).
(C) Under such regulations as the Secretary concerned may
prescribe, if the victim of an alleged sex-related offense expresses a
preference for prosecution of the offense in a civilian court, the
convening authority shall ensure that the civilian authority with
jurisdiction over the offense is notified of the victim's preference
for civilian prosecution. If the convening authority learns of any
decision by the civilian authority to prosecute or not prosecute the
offense in civilian court, the convening authority shall ensure the
victim is notified.''
(g) R.C.M. 405(i)(2)(A) is amended to read as follows:
``(2) Notice to and presence of the victim(s).
(A) The victim(s) of an offense under the UCMJ has the right to
reasonable, accurate, and timely notice of a preliminary hearing
relating to the alleged offense, the right to be reasonably protected
from the accused, and the reasonable right to confer with counsel for
the government during the preliminary hearing. For the purposes of this
rule, a ``victim'' is a person who is alleged to have suffered a direct
physical, emotional, or pecuniary harm as a result of the matters set
forth in a charge or specification under consideration and is named in
one of the specifications under consideration.''
(h) R.C.M. 705(c)(2)(A) is amended to read as follows:
``(A) A promise to enter into a stipulation of fact concerning
offenses to which a plea of guilty or a confessional stipulation will
be entered;''
(i) A new R.C.M. 705(d)(3) is inserted and reads as follows:
``(3) Victim consultation. Whenever practicable, prior to the
convening authority accepting a pretrial agreement the victim shall be
provided an opportunity to express views concerning the pretrial
agreement terms and conditions in accordance with regulations
prescribed by the Secretary concerned. The convening authority shall
consider any such views provided prior to accepting a pretrial
agreement. For purposes of this rule, a ``victim'' is an individual who
is alleged to have suffered direct physical, emotional, or pecuniary
harm as a result of the matters set forth in a charge or specification
under consideration and is named in one of the specifications under
consideration.''
(j) R.C.M. 705(d)(3) is renumbered as R.C.M. 705(d)(4).
(k) R.C.M. 705(d)(4) is renumbered as R.C.M. 705(d)(5).
(l) A new R.C.M. 806(b)(2) is inserted and reads as follows:
``(2) Right of victim to notice. A victim of an alleged offense
committed by the accused has the right to reasonable, accurate, and
timely notice of court-martial proceedings relating to the offense.''
(m) R.C.M. 806(b)(2) is renumbered as R.C.M. 806(b)(3).
(n) R.C.M. 806(b)(3) is renumbered as R.C.M. 806(b)(4).
(o) R.C.M. 806(b)(4) is renumbered as R.C.M. 806(b)(5).
(p) A new R.C.M. 806(b)(6) is inserted and reads as follows:
``(b)(6) Right of victim to be reasonably protected from the
accused. A victim of an alleged offense committed by the accused has
the right to be reasonably protected from the accused.''
(q) R.C.M. 907(b)(1) is amended to read as follows:
``(1) Nonwaivable grounds. A charge or specification shall be
dismissed at any stage of the proceedings if the court-martial lacks
jurisdiction to try the accused for the offense.''
(r) R.C.M. 907(b)(1)(A)-(B) is deleted.
(s) R.C.M. 907(b)(3) is amended to read as follows:
``(3) Permissible grounds. A specification may be dismissed upon
timely motion by the accused if:
(A) The specification is so defective that it substantially misled
the accused, and the military judge finds that, in the interest of
justice, trial should proceed on remaining charges and specifications
without undue delay;
(B) The specification is multiplicious with another specification,
is unnecessary to enable the prosecution to meet the exigencies of
proof through trial, review, and appellate action, and should be
dismissed in the interest of justice; or
(C) The specification fails to state an offense.''
(t) R.C.M. 910(f)(4) is amended to read as follows:
``(4) Inquiry. The military judge shall inquire to ensure:
(A) That the accused understands the agreement;
(B) That the parties agree to the terms of the agreement; and
(C) That the victim was provided an opportunity to express views as
to the terms and conditions of the agreement as provided in R.C.M.
705.''
(u) R.C.M. 1002 is amended to read as follows:
``(a) Generally. Subject to limitations in this Manual, the
sentence to be adjudged is a matter within the discretion of the court-
martial; except when a mandatory minimum sentence is prescribed by the
code, a court-martial may adjudge any punishment authorized in this
Manual, including the maximum punishment or any lesser punishment, or
may adjudge a sentence of no punishment.
(b) Unitary Sentencing. Sentencing by a court-martial is unitary.
The court will adjudge a single sentence for all the offenses of which
the accused was found guilty. A court-martial may not impose separate
sentences for each finding of guilty, but may impose only a single,
unitary sentence covering all of the guilty findings in their
entirety.''
(v) R.C.M. 1103(b)(2)(B)(i) is amended to read as follows:
``(i) Any part of the sentence adjudged exceeds twelve months
confinement, forfeiture of pay greater than two-thirds pay per month,
or any forfeiture of pay for more than twelve months or other
punishments that may be adjudged by a special court-martial; or''
(w) The Note currently located immediately following the title of
R.C.M. 1107 and prior to R.C.M. 1107(a) is amended to read as follows:
``[Note: R.C.M. 1107(b)-(f) apply to offenses committed on or after
24 June 2014; however, if at least one offense resulting in a finding
of guilty in a case occurred prior to 24 June 2014, then the prior
version of R.C.M. 1107 applies to all offenses in the case, except that
[[Page 63206]]
mandatory minimum sentences under Article 56(b) and applicable rules
under R.C.M. 1107(d)(1)(D)-(E) still apply.]''
(x) R.C.M. 1107(b)(5) is amended to remove the last sentence
starting with ``Nothing'' and ending with ``sentence.''
(y) R.C.M. 1107(c) is amended to read as follows:
``(c) Action on findings. Action on the findings is not required.
However, the convening authority may take action subject to the
following limitations:
(1) Where a court-martial includes a finding of guilty for an
offense listed in (c)(1)(A), the convening authority may not take the
actions listed in subsection (c)(1)(B):
(A) Offenses
(i) Article 120(a) or (b), Article 120b, or Article 125;
(ii) Offenses for which the maximum sentence of confinement that
may be adjudged exceeds two years without regard to the jurisdictional
limits of the court; or
(iii) Offenses where the adjudged sentence for the case includes
dismissal, dishonorable discharge, bad-conduct discharge, or
confinement for more than six months.
(B) Prohibited actions
(i) Dismiss a charge or specification by setting aside a finding of
guilty thereto; or
(ii) Change a finding of guilty to a charge or specification to a
finding of guilty to an offense that is a lesser included offense of
the offense stated in the charge or specification.
(2) The convening authority may direct a rehearing in accordance
with subsection (e) of this rule.
(3) For offenses other than those listed in subsection (c)(1)(A):
(A) The convening authority may change a finding of guilty to a
charge or specification to a finding of guilty to an offense that is a
lesser included offense of the offense stated in the charge or
specification; or
(B) Set aside any finding of guilty and:
(i) Dismiss the specification and, if appropriate, the charge; or
(ii) Direct a rehearing in accordance with subsection (e) of this
rule.
(4) If the convening authority acts to dismiss or change any charge
or specification for an offense, the convening authority shall provide,
at the same time, a written explanation of the reasons for such action.
The written explanation shall be made a part of the record of trial and
action thereon.''
(z) R.C.M. 1107(d) is amended to read as follows:
``(d) Action on the sentence.
(1) The convening authority shall take action on the sentence
subject to the following:
(A) The convening authority may disapprove, commute, or suspend, in
whole or in part, any portion of an adjudged sentence not explicitly
prohibited by this rule, to include reduction in pay grade, forfeitures
of pay and allowances, fines, reprimands, restrictions, and hard labor
without confinement.
(B) Except as provided in subsection (d)(1)(C), the convening
authority may not disapprove, commute, or suspend, in whole or in part,
that portion of an adjudged sentence that includes:
(i) confinement for more than six months; or
(ii) dismissal, dishonorable discharge, or bad-conduct discharge.
(C) Exceptions
(i) Trial counsel recommendation. Upon the recommendation of the
trial counsel, in recognition of the substantial assistance by the
accused in the investigation or prosecution of another person who has
committed an offense, the convening authority or another person
authorized to act under this section shall have the authority to
disapprove, commute, or suspend the adjudged sentence, in whole or in
part, even with respect to an offense for which a mandatory minimum
sentence exists.
(ii) Pretrial agreement. If a pretrial agreement has been entered
into by the convening authority and the accused, as authorized by
R.C.M. 705, the convening authority or another person authorized to act
under this section shall have the authority to approve, disapprove,
commute, or suspend a sentence, in whole or in part, pursuant to the
terms of the pretrial agreement. However, if a mandatory minimum
sentence of a dishonorable discharge applies to an offense for which an
accused has been convicted, the convening authority or another person
authorized to act under this section may commute the dishonorable
discharge to a bad-conduct discharge pursuant to the terms of the
pretrial agreement.
(D) If the convening authority acts to disapprove, commute, or
suspend, in whole or in part, the sentence of the court-martial for an
offense listed in subsection (c)(1)(A), the convening authority shall
provide, at the same time, a written explanation of the reasons for
such action. The written explanation shall be made a part of the record
of trial and action thereon.''
(aa) R.C.M. 1107(e) is amended to read as follows:
``(e) Ordering rehearing or other trial.
(1) Rehearings not permitted. A rehearing may not be ordered by the
convening authority where the adjudged sentence for the case includes a
sentence of dismissal, dishonorable discharge, or bad-conduct discharge
or confinement for more than six months.
(2) Rehearings permitted.
(A) In general. Subject to subsection (e)(1) and subsections
(e)(2)(B) through (e)(2)(E) of this rule, the convening authority may
in the convening authority's discretion order a rehearing. A rehearing
may be ordered as to some or all offenses of which findings of guilty
were entered and the sentence, or as to sentence only.
(B) When the convening authority may order a rehearing. The
convening authority may order a rehearing:
(i) When taking action on the court-martial under this rule. Prior
to ordering a rehearing on a finding, the convening authority must
disapprove the applicable finding and the sentence and state the
reasons for disapproval of said finding. Prior to ordering a rehearing
on the sentence, the convening authority must disapprove the sentence.
(ii) When authorized to do so by superior competent authority. If
the convening authority finds a rehearing as to any offenses
impracticable, the convening authority may dismiss those specifications
and, when appropriate, charges.
(iii) Sentence reassessment. If a superior competent authority has
approved some of the findings of guilty and has authorized a rehearing
as to other offenses and the sentence, the convening authority may,
unless otherwise directed, reassess the sentence based on the approved
findings of guilty and dismiss the remaining charges. Reassessment is
appropriate only where the convening authority determines that the
accused's sentence would have been at least of a certain magnitude had
the prejudicial error not been committed and the reassessed sentence is
appropriate in relation to the affirmed findings of guilty.''
(C) Limitations.
(i) Sentence approved. A rehearing shall not be ordered if, in the
same action, a sentence is approved.
(ii) Lack of sufficient evidence. A rehearing may not be ordered as
to findings of guilty when there is a lack of sufficient evidence in
the record to support the findings of guilty of the offense charged or
of any lesser included offense. A rehearing may be ordered, however, if
the proof of guilt consisted of inadmissible evidence for which there
is available an admissible substitute. A rehearing may be ordered as to
any lesser offense included in an offense of which the accused was
found guilty, provided there is sufficient
[[Page 63207]]
evidence in the record to support the lesser included offense.
(iii) Rehearing on sentence only. A rehearing on sentence only
shall not be referred to a different kind of court-martial from that
which made the original findings. If the convening authority determines
a rehearing on sentence is impracticable, the convening authority may
approve a sentence of no punishment without conducting a rehearing.
(D) Additional charges. Additional charges may be referred for
trial together with charges as to which a rehearing has been directed.
(E) Lesser included offenses. If at a previous trial the accused
was convicted of a lesser included offense, a rehearing may be ordered
only as to that included offense or as to an offense included in that
found. If, however, a rehearing is ordered improperly on the original
offense charged and the accused is convicted of that offense at the
rehearing, the finding as to the lesser included offense of which the
accused was convicted at the original trial may nevertheless be
approved.
(3) ``Other'' trial. The convening or higher authority may order an
``other'' trial if the original proceedings were invalid because of
lack of jurisdiction or failure of a specification to state an offense.
The authority ordering an ``other'' trial shall state in the action the
basis for declaring the proceedings invalid.''
(bb) The Note currently located immediately following the title of
R.C.M. 1108(b) and prior to the first line, ``The convening authority
may. . .'' is amended to read as follows:
``[Note: R.C.M. 1108(b) applies to offenses committed on or after
24 June 2014; however, if at least one offense in a case occurred prior
to 24 June 2014, then the prior version of R.C.M. 1108(b) applies to
all offenses in the case.]''
(cc) R.C.M. 1109(a) is amended to read as follows:
_``(a) In general. Suspension of execution of the sentence of a
court-martial may be vacated for violation of any condition of the
suspension as provided in this rule.''
(dd) R.C.M. 1109(c)(4)(A) is amended to read as follows:
``(A) Rights of probationer. Before the preliminary hearing, the
probationer shall be notified in writing of:''
(ee) R.C.M. 1109(c)(4)(C) is amended to read as follows:
``(C) Decision. The hearing officer shall determine whether there
is probable cause to believe that the probationer violated the
conditions of the probationer's suspension. If the hearing officer
determines that probable cause is lacking, the hearing officer shall
issue a written order directing that the probationer be released from
confinement. If the hearing officer determines that there is probable
cause to believe that the probationer violated a condition of
suspension, the hearing officer shall set forth this determination in a
written memorandum that details therein the evidence relied upon and
reasons for making the decision. The hearing officer shall forward the
original memorandum or release order to the probationer's commander and
forward a copy to the probationer and the officer in charge of the
confinement facility.''
(ff) A new sentence is added to the end of R.C.M. 1109(d)(1)(A) and
reads as follows:
``The purpose of the hearing is for the hearing officer to
determine whether there is probable cause to believe that the
probationer violated a condition of the probationer's suspension.''
(gg) R.C.M. 1109(d)(1)(C) is amended to read as follows:
``(C) Hearing. The procedure for the vacation hearing shall follow
that prescribed in subsection (h) of this rule.''
(hh) A new sentence is added to the end of R.C.M. 1109(d)(1)(D) and
reads as follows:
``This record shall include the recommendation, the evidence relied
upon, and reasons for making the decision.''
(ii) R.C.M. 1109(d)(2)(A) is amended to read as follows:
``(A) In general. The officer exercising general court-martial
jurisdiction over the probationer shall review the record produced by
and the recommendation of the officer exercising special court-martial
jurisdiction over the probationer, decide whether there is probable
cause to believe that the probationer violated a condition of the
probationer's suspension, and, if so, decide whether to vacate the
suspended sentence. If the officer exercising general court-martial
jurisdiction decides to vacate the suspended sentence, that officer
shall prepare a written statement of the evidence relied on and the
reasons for vacating the suspended sentence.''
(jj) A new sentence is added to the end of R.C.M. 1109(e)(1) and
reads as follows:
``The purpose of the hearing is for the hearing officer to
determine whether there is probable cause to believe that the
probationer violated the conditions of the probationer's suspension.''
(kk) R.C.M. 1109(e)(3) is amended to read as follows:
``(3) Hearing. The procedure for the vacation hearing shall follow
that prescribed in subsection (h) of this rule.''
(ll) A new sentence is added to the end of R.C.M. 1109(e)(5) and
reads as follows:
``This record shall include the recommendation, the evidence relied
upon, and reasons for making the decision.''
(mm) R.C.M. 1109(e)(6) is amended to read as follows:
``(6) Decision. The special court-martial convening authority shall
review the record produced by and the recommendation of the person who
conducted the vacation proceeding, decide whether there is probable
cause to believe that the probationer violated a condition of the
probationer's suspension, and, if so, decide whether to vacate the
suspended sentence. If the officer exercising jurisdiction decides to
vacate the suspended sentence, that officer shall prepare a written
statement of the evidence relied on and the reasons for vacating the
suspended sentence.''
(nn) A new sentence is added to the end of R.C.M. 1109(g)(1) and
reads as follows:
``The purpose of the hearing is for the hearing officer to
determine whether there is probable cause to believe that the
probationer violated the conditions of the probationer's suspension.''
(oo) R.C.M. 1109(g)(3) is amended to read as follows:
``(3) Hearing. The procedure for the vacation hearing shall follow
that prescribed in subsection (h) of this rule.''
(pp) A new sentence is added to the end of R.C.M. 1109(g)(5) and
reads as follows:
``This record shall include the recommendation, the evidence relied
upon, and reasons for making the decision.''
(qq) R.C.M. 1109(g)(6) is amended to read as follows:
``(6) Decision. A commander with authority to vacate the suspension
shall review the record produced by and the recommendation of the
person who conducted the vacation proceeding, decide whether there is
probable cause to believe that the probationer violated a condition of
the probationer's suspension, and, if so, decide whether to vacate the
suspended sentence. If the officer exercising jurisdiction decides to
vacate the suspended sentence, that officer shall prepare a written
statement of the evidence relied on and the reasons for vacating the
suspended sentence.''
(rr) A new R.C.M. 1109(h) is inserted and reads as follows:
``(h) Hearing procedure
[[Page 63208]]
(1) Generally. The hearing shall begin with the hearing officer
informing the probationer of the probationer's rights. The government
will then present evidence. Upon the conclusion of the government's
presentation of evidence, the probationer may present evidence. The
probationer shall have full opportunity to present any matters in
defense, extenuation, or mitigation. Both the government and
probationer shall be afforded an opportunity to cross-examine adverse
witnesses. The hearing officer may also question witnesses called by
the parties.
(2) Rules of evidence. The Military Rules of Evidence--other than
Mil. R. Evid. 301, 302, 303, 305, 412, and Section V--shall not apply.
Nor shall Mil. R. Evid. 412(b)(1)(C) apply. In applying these rules to
a vacation hearing, the term ``military judge,'' as used in these
rules, shall mean the hearing officer, who shall assume the military
judge's authority to exclude evidence from the hearing, and who shall,
in discharging this duty, follow the procedures set forth in these
rules. However, the hearing officer is not authorized to order
production of communications covered by Mil. R. Evid. 513 or 514.
(3) Production of witnesses and other evidence. The procedure for
the production of witnesses and other evidence shall follow that
prescribed in R.C.M. 405(g), except that R.C.M. 405(g)(3)(B) shall not
apply. The hearing officer shall only consider testimony and other
evidence that is relevant to the limited purpose of the hearing.
(4) Presentation of testimony. Witness testimony may be provided in
person, by video teleconference, by telephone, or by similar means of
remote testimony. All testimony shall be taken under oath, except that
the probationer may make an unsworn statement.
(5) Other evidence. If relevant to the limited purpose of the
hearing, and not cumulative, a hearing officer may consider other
evidence, in addition to or in lieu of witness testimony, including
statements, tangible evidence, or reproductions thereof, offered by
either side, that the hearing officer determines is reliable. This
other evidence need not be sworn.
(6) Presence of probationer. The taking of evidence shall not be
prevented and the probationer shall be considered to have waived the
right to be present whenever the probationer:
(i) After being notified of the time and place of the proceeding is
voluntarily absent; or
(ii) After being warned by the hearing officer that disruptive
conduct will cause removal from the proceeding, persists in conduct
that is such as to justify exclusion from the proceeding.
(7) Objections. Any objection alleging failure to comply with these
rules shall be made to the convening authority via the hearing officer.
The hearing officer shall include a record of all objections in the
written recommendations to the convening authority.
(8) Access by spectators. Vacation hearings are public proceedings
and should remain open to the public whenever possible. The convening
authority who directed the hearing or the hearing officer may restrict
or foreclose access by spectators to all or part of the proceedings if
an overriding interest exists that outweighs the value of an open
hearing. Examples of overriding interests may include: Preventing
psychological harm or trauma to a child witness or an alleged victim of
a sexual crime, protecting the safety or privacy of a witness or
alleged victim, protecting classified material, and receiving evidence
where a witness is incapable of testifying in an open setting. Any
closure must be narrowly tailored to achieve the overriding interest
that justified the closure. Convening authorities or hearing officers
must conclude that no lesser methods short of closing the hearing can
be used to protect the overriding interest in the case. Convening
authorities or hearing officers must conduct a case-by-case, witness-
by-witness, circumstance-by-circumstance analysis of whether closure is
necessary. If a convening authority or hearing officer believes closing
the hearing is necessary, the convening authority or hearing officer
must make specific findings of fact in writing that support the
closure. The written findings of fact must be included in the record.
(9) Victim's rights. Any victim of the underlying offense for which
the probationer received the suspended sentence, or any victim of the
alleged offense that is the subject of the vacation hearing, has the
right to reasonable, accurate, and timely notice of the vacation
hearing. For purposes of this rule, the term ``victim'' is defined as
an individual who has suffered direct physical, emotional, or pecuniary
harm as a result of the commission of an offense.''
Section 2. Part III of the Manual for Courts-Martial, United
States, is amended as follows:
(a) Mil. R. Evid. 304(c) is amended to read as follows:
``(c) Corroboration of a Confession or Admission.
(1) An admission or a confession of the accused may be considered
as evidence against the accused on the question of guilt or innocence
only if independent evidence, either direct or circumstantial, has been
admitted into evidence that would tend to establish the trustworthiness
of the admission or confession.
(2) Other uncorroborated confessions or admissions of the accused
that would themselves require corroboration may not be used to supply
this independent evidence. If the independent evidence raises an
inference of the truth of the admission or confession, then it may be
considered as evidence against the accused. Not every element or fact
contained in the confession or admission must be independently proven
for the confession or admission to be admitted into evidence in its
entirety.
(3) Corroboration is not required for a statement made by the
accused before the court by which the accused is being tried, for
statements made prior to or contemporaneously with the act, or for
statements offered under a rule of evidence other than that pertaining
to the admissibility of admissions or confessions.
(4) Quantum of Evidence Needed. The independent evidence necessary
to establish corroboration need not be sufficient of itself to
establish beyond a reasonable doubt the truth of facts stated in the
admission or confession. The independent evidence need raise only an
inference of the truth of the admission or confession. The amount and
type of evidence introduced as corroboration is a factor to be
considered by the trier of fact in determining the weight, if any, to
be given to the admission or confession.
(5) Procedure. The military judge alone is to determine when
adequate evidence of corroboration has been received. Corroborating
evidence must be introduced before the admission or confession is
introduced unless the military judge allows submission of such evidence
subject to later corroboration.''
(b) Mil. R. Evid. 311(a) is amended to read as follows:
``(a) General rule. Evidence obtained as a result of an unlawful
search or seizure made by a person acting in a governmental capacity is
inadmissible against the accused if:
(1) The accused makes a timely motion to suppress or an objection
to the evidence under this rule;
(2) the accused had a reasonable expectation of privacy in the
person, place or property searched; the accused had a legitimate
interest in the property or evidence seized when challenging a seizure;
or the accused would otherwise have grounds to object to the search or
[[Page 63209]]
seizure under the Constitution of the United States as applied to
members of the Armed Forces; and
(3) exclusion of the evidence results in appreciable deterrence for
future Fourth Amendment violations and the benefits of such deterrence
outweigh the costs to the justice system.''
(c) A new Mil. R. Evid. 311(c)(4) is inserted and reads as follows:
``(4) Reliance on Statute. Evidence that was obtained as a result
of an unlawful search or seizure may be used when the official seeking
the evidence acts in objectively reasonable reliance on a statute later
held violative of the Fourth Amendment.''
(d) Mil. R. Evid. 414(d)(2)(A) is amended to read as follows:
``(A) any conduct prohibited by Article 120 and committed with a
child, or prohibited by Article 120b.''
(e) Mil. R. Evid. 504 is amended to read as follows:
``Rule 504. Marital privilege
(a) Spousal Incapacity. A person has a privilege to refuse to
testify against his or her spouse. There is no privilege under
subdivision (a) when, at the time of the testimony, the parties are
divorced, or the marriage has been annulled.
(b) Confidential Communication Made During the Marriage.
(1) General Rule. A person has a privilege during and after the
marital relationship to refuse to disclose, and to prevent another from
disclosing, any confidential communication made to the spouse of the
person while they were married and not separated as provided by law.
(2) Who May Claim the Privilege. The privilege may be claimed by
the spouse who made the communication or by the other spouse on his or
her behalf. The authority of the latter spouse to do so is presumed in
the absence of evidence of a waiver. The privilege will not prevent
disclosure of the communication at the request of the spouse to whom
the communication was made if that spouse is an accused regardless of
whether the spouse who made the communication objects to its
disclosure.
(c) Exceptions.
(1) To Confidential Communications Only. Where both parties have
been substantial participants in illegal activity, those communications
between the spouses during the marriage regarding the illegal activity
in which they have jointly participated are not marital communications
for purposes of the privilege in subdivision (b) and are not entitled
to protection under the privilege in subdivision (b).
(2) To Spousal Incapacity and Confidential Communications. There is
no privilege under subdivisions (a) or (b):
(A) In proceedings in which one spouse is charged with a crime
against the person or property of the other spouse or a child of
either, or with a crime against the person or property of a third
person committed in the course of committing a crime against the other
spouse;
(B) When the marital relationship was entered into with no
intention of the parties to live together as spouses, but only for the
purpose of using the purported marital relationship as a sham, and with
respect to the privilege in subdivision (a), the relationship remains a
sham at the time the testimony or statement of one of the parties is to
be introduced against the other; or with respect to the privilege in
subdivision (b), the relationship was a sham at the time of the
communication; or
(C) In proceedings in which a spouse is charged, in accordance with
Article 133 or 134, with importing the other spouse as an alien for
prostitution or other immoral purpose in violation of 8 U.S.C. 1328;
with transporting the other spouse in interstate commerce for
prostitution, immoral purposes, or another offense in violation of 18
U.S.C. 2421-2424; or with violation of such other similar statutes
under which such privilege may not be claimed in the trial of criminal
cases in the United States district courts.
(d) Definitions. As used in this rule:
(1) ``A child of either'' means a biological child, adopted child,
or ward of one of the spouses and includes a child who is under the
permanent or temporary physical custody of one of the spouses,
regardless of the existence of a legal parent-child relationship. For
purposes of this rule only, a child is:
(A) an individual under the age of 18; or
(B) an individual with a mental handicap who functions under the
age of 18.
(2) ``Temporary physical custody'' means a parent has entrusted his
or her child with another. There is no minimum amount of time necessary
to establish temporary physical custody, nor is a written agreement
required. Rather, the focus is on the parent's agreement with another
for assuming parental responsibility for the child. For example,
temporary physical custody may include instances where a parent
entrusts another with the care of his or her child for recurring care
or during absences due to temporary duty or deployments.
(3) As used in this rule, a communication is ``confidential'' if
made privately by any person to the spouse of the person and is not
intended to be disclosed to third persons other than those reasonably
necessary for transmission of the communication.''
(f) Mil. R. Evid. 801(d)(1)(B) is amended to read as follows:
``(B) is consistent with the declarant's testimony and is offered:
(i) to rebut an express or implied charge that the declarant
recently fabricated it or acted from a recent improper influence or
motive in so testifying; or
(ii) to rehabilitate the declarant's credibility as a witness when
attacked on another ground; or''
(g) The first sentence of Mil. R. Evid. 803(6)(E) is amended to
read as follows:
``(E) the opponent does not show that the source of information or
the method or circumstance of preparation indicate a lack of
trustworthiness.''
(h) Mil. R. Evid. 803(7)(C) is amended to read as follows
``(C) the opponent does not show that the possible source of the
information or other circumstances indicate a lack of
trustworthiness.''
(i) The first sentence of Mil. R. Evid. 803(8)(B) is amended to
read as follows:
``(B) the opponent does not show that the source of information or
other circumstances indicate a lack of trustworthiness.''
(j) Mil. R. Evid. 803(10)(B) is amended to read as follows:
``(B) a counsel for the government who intends to offer a
certification provides written notice of that intent at least 14 days
before trial, and the accused does not object in writing within 7 days
of receiving the notice--unless the military judge sets a different
time for the notice or the objection.''
Section 3. Part IV of the Manual for Courts-Martial, United States,
is amended as follows: Paragraph 110, Article 134--Threat,
communicating, subparagraph c. is amended to read as follows:
``c. Explanation. For purposes of this paragraph, to establish that
the communication was wrongful it is necessary that the accused
transmitted the communication for the purpose of issuing a threat, with
the knowledge that the communication would be viewed as a threat, or
acted recklessly with regard to whether the communication would be
viewed as a threat. However, it is not necessary to establish that the
accused actually intended to do the injury threatened. Nor is the
offense committed by the mere statement of intent to commit an unlawful
act not involving injury to another. See also paragraph 109, Threat
[[Page 63210]]
or hoax designed or intended to cause panic or public fear.''
Section 4. Appendix 21, Analysis of Rules for Courts-Martial is
amended as follows:
(a) Rule 306 is amended by inserting the following at the end:
``2016 Amendment: R.C.M. 306(b)(2) was added to implement Section
534(b) of the National Defense Authorization Act for Fiscal Year 2015,
P.L. 113-291, 19 December 2014.''
(b) Rule 401 is amended by inserting the following at the end:
``2016 Amendment: The first paragraph of the R.C.M. 401(c)
Discussion was added in light of the recommendation in the Response
Systems to Adult Sexual Assault Crimes Panel's (RSP) June 2014 report
for trial counsel to convey victims' preferences as to disposition to
the convening authority. This discussion implements this recommendation
by allowing Service regulations to determine the appropriate authority
responsible for communicating the victims' views to the convening
authority. The RSP was a congressionally mandated panel tasked to
conduct an independent review and assessment of the systems used to
investigate, prosecute, and adjudicate crimes involving adult sexual
assault and related offenses.''
(c) Rule 604 is amended by inserting the following at the end:
``2016 Amendment: The fourth paragraph of the R.C.M. 604(a)
Discussion was added to align the Discussion with R.C.M. 705(d)(3).''
(d) Rule 907 is amended inserting the following at the end:
``2016 Amendment: R.C.M. 907(b) was amended in light of United
States v. Humphries, 71 M.J. 209 (C.A.A.F. 2012), where the court held
that a defective specification does not constitute structural error or
warrant automatic dismissal.''
(e) Rule 910 is amended by inserting the following at the end:
``2016 Amendment: R.C.M. 910(f)(4)(C) was added in light of the
recommendation in the Response Systems to Adult Sexual Assault Crimes
Panel's (RSP) June 2014 report for victims to be consulted regarding a
pretrial agreement. The RSP was a congressionally mandated panel tasked
to conduct an independent review and assessment of the systems used to
investigate, prosecute, and adjudicate crimes involving adult sexual
assault and related offenses.''
(f) Rule 1002 is amended by inserting the following at the end:
``2016 Amendment: R.C.M. 1002(b) was added to clarify the
military's unitary sentencing concept. See United States v. Gutierrez,
11 M.J. 122, 123 (C.M.A. 1981). See generally Jackson v. Taylor, 353
U.S. 569 (1957).''
(g) Rule 1103(b) is amended by inserting the following immediately
before the paragraph beginning with ``Subsection 2(C)'':
``2016 Amendment: R.C.M. 1103(b)(2)(B)(i) was amended to align the
requirement for a verbatim transcript with special courts-martial
jurisdictional maximum punishments.''
(h) Rule 1108 is amended by inserting the following at the end:
``2016 Amendment: The R.C.M. 1107(b) Discussion was amended to
clarify that the limitations contained in Article 60 apply to the
convening authority or other commander acting under Article 60.''
(i) Rule 1109 is amended by inserting the following at the end:
``2016 Amendment: R.C.M. 1109 was revised in light of the National
Defense Authorization Act for Fiscal Year 2014, P.L. 113-66, 26
December 2013, amendments to Article 32 and the resulting changes to
R.C.M. 405 as promulgated by Executive Order 13696. It was further
revised to clarify throughout the rule that the purpose of vacation
hearings is to determine whether there is probable cause that the
probationer violated any condition of the probationer's suspension.''
Section 5. Appendix 22, Analysis of the Military Rules of Evidence
is amended as follows:
(a) Rule 304(c) is amended by inserting the following at the end:
``2016 Amendment: This change was adopted to bring military
practice in line with federal practice. See Opper v. United States, 348
U.S. 84 (1954), and Smith v. United States, 348 U.S. 147 (1954).''
(b) Rule 311 is amended by inserting the following at the end:
``2016 Amendment: Rule 311(a)(3) was added to incorporate the
balancing test limiting the application of the exclusionary rule set
forth in Herring v. United States, 555 U.S. 135 (2009), where the
Supreme Court held that to trigger the exclusionary rule, ``the
deterrent effect of suppression must be substantial and outweigh any
harm to the justice system.'' Id. at 147; see also United States v.
Wicks, 73 M.J. 93, 104 (C.A.A.F. 2014) (``The exclusionary rule applies
only where it results in appreciable deterrence for future Fourth
Amendment violations and where the benefits of deterrence must outweigh
the costs'' (internal quotation marks omitted)).
Rule 311(c)(4) was added to adopt the expansion of the ``good
faith'' exception to the exclusionary rule set forth in Illinois v.
Krull, 480 U.S. 340 (1987), where the Supreme Court held that the
exclusionary rule is inapplicable to evidence obtained by an officer
acting in objectively reasonable reliance on a statute later held
violative of the Fourth Amendment.''
(c) Rule 504 is amended by inserting the following at the end:
``2016 Amendment: References to gender were removed throughout the
Rule. Rule 504(c)(1) was amended to make clear that the exception only
applies to confidential communications. The definition of
``confidential communications'' was moved to Rule 504(d).''
(d) Rule 801 is amended by inserting the following at the end:
``2016 Amendment. Rule 801(d)(1)(B)(ii) was added in accordance
with an identical change to Federal Rule of Evidence 801(d)(1)(B). The
amendment retains the requirement set forth in Tome v. United States,
513 U.S. 150 (1995): that under Rule 801(d)(1)(B), a consistent
statement offered to rebut a charge of recent fabrication of improper
influence or motive must have been made before the alleged fabrication
or improper inference or motive arose. The intent of the amendment is
to extend substantive effect to consistent statements that rebut other
attacks on a witness--such as the charges of inconsistency or faulty
memory. The amendment does not change the traditional and well-accepted
limits on bringing prior consistent statements before the factfinder
for credibility purposes. It does not allow impermissible bolstering of
a witness. As before, prior consistent statements under the amendment
may be brought before the factfinder only if they properly rehabilitate
a witness whose credibility has been attacked. As before, to be
admissible for rehabilitation, a prior consistent statement must
satisfy the strictures of Rule 403. As before, the trial court has
ample discretion to exclude prior consistent statements that are
cumulative accounts of an event. The amendment does not make any
consistent statement admissible that was not admissible previously--the
only difference is that prior consistent statements otherwise
admissible for rehabilitation are now admissible substantively as
well.''
(e) The fourth paragraph of Rule 803(6), beginning with,
``Paragraph 144 d'' is amended to read as follows:
``Paragraph 144 d prevented a record ``made principally with a view
to prosecution, or other disciplinary or legal action;'' from being
admitted as a business record.''
[[Page 63211]]
(f) Rule 803(6) is amended by inserting the following at the end:
``2016 Amendment: Rule 803(6)(E) was modified based on the
amendment to Fed. R. Evid. 803(6), effective 1 December 2014. It
clarifies that if the proponent of a record has established the
requirements of the exception, then the burden is on the opponent to
show a lack of trustworthiness. In meeting its burden, the opponent is
not necessarily required to introduce affirmative evidence of
untrustworthiness. It is appropriate to impose the burden of proving
untrustworthiness on the opponent, as the basic admissibility
requirements are sufficient to establish a presumption that the record
is reliable.''
(g) Rule 803(7) is amended by inserting the following at the end:
``2016 Amendment: Rule 803(7)(C) was modified based on the
amendment to Fed. R. Evid. 803(7), effective 1 December 2014. It
clarifies that if the proponent has established the stated requirements
of the exception then the burden is on the opponent to show a lack of
trustworthiness.''
(h) Rule 803(8) is amended by inserting the following at the end:
``2016 Amendment: Rule 803(8)(B) was modified based on the
amendment to Fed. R. Evid. 803(8)(B), effective 1 December 2014. The
amendment clarifies that if the proponent has established that the
record meets the stated requirements of the exception then the burden
is on the opponent to show a lack of trustworthiness as public records
have justifiably carried a presumption of reliability. The opponent, in
meeting its burden is not necessarily required to introduce affirmative
evidence of untrustworthiness. A determination of untrustworthiness
necessarily depends on the circumstances.''
(i) Rule 803(8) is amended by deleting the following:
``Rule 803(8)(C) makes admissible, but only against the Government,
``factual findings resulting from an investigation made pursuant to
authority granted by law, unless the sources of information or other
circumstances indicate lack of trustworthiness.'' This provision will
make factual findings made, for example, by an Article 32 Investigating
Officer or by a Court of Inquiry admissible on behalf of an accused.
Because the provision applies only to ``factual findings,'' great care
must be taken to distinguish such factual determinations from opinions,
recommendations, and incidental inferences.''
(j) Rule 803(10) is amended by inserting the following at the end:
``2016 Amendment: Rule 803(10) was modified based on the amendment
to Fed. R. Evid. 803(10), effective 1 December 2013. The amendment of
the Federal Rules was in response to Melendez-Diaz v. Massachusetts,
557 U.S. 305 (2009). The Melendez-Diaz Court declared that a
testimonial certificate could be admitted if the accused is given
advance notice and does not timely demand the presence of the official
who prepared the certificate. The amendment to Rule 803(10) is taken
largely from the amendment to the Fed. R. Evid. 803(10) but has been
modified to adapt it to the military environment.''
Section 6. Appendix 23, Analysis of Punitive Articles is amended as
follows:
Paragraph 110, Article 134--Threat, communicating, is amended by
inserting the following at the end:
``2016 Amendment: Subparagraph (c) was amended in light of Elonis
v. United States, 135 S. Ct. 2001 (2015).
Section 7. The Discussion to Part II of the Manual for Courts-
Martial, United States, is amended as follows:
(a) A new Discussion is inserted after R.C.M. 306(b)(2)(B) and
before R.C.M. 306(b)(2)(C) and reads as follows:
``Any preferences as to disposition expressed by the victim
regarding jurisdiction, while not binding, should be considered by the
cognizant commander prior to making initial disposition.
The cognizant commander should continue to consider the views of
the victim as to jurisdiction until final disposition of the case.''
(b) Section (H)(ii) of the Discussion immediately following
307(c)(3) is amended to read as follows:
``(ii) Victim. In the case of an offense against the person or
property of a person, the first name, middle initial, and last name or
first, middle, and last initials of such person should be alleged, if
known. If the name of the victim is unknown, a general physical
description may be used. If this cannot be done, the victim may be
described as ``a person whose name is unknown.'' Military rank or grade
should be alleged, and must be alleged if an element of the offense, as
in an allegation of disobedience of the command of a superior officer.
If the person has no military position, it may otherwise be necessary
to allege the status as in an allegation of using provoking words
toward a person subject to the code. See paragraph 42 of Part IV.
Counsel for the government should be aware that if initials of victims
are used, additional notice of the identity of victims will be
required.''
(c) The Discussion immediately following R.C.M. 401(c) is amended
by inserting the following new paragraph at the beginning of the
Discussion:
``When an alleged offense involves a victim, the victim should,
whenever practicable, be provided an opportunity to express views
regarding the disposition of the charges. The commander with authority
to dispose of charges should consider such views of the victim prior to
deciding how to dispose of the charges and should continue to consider
the views of the victim until final disposition of the case. A
``victim'' is an individual who is alleged to have suffered direct
physical, emotional, or pecuniary harm as a result of the matters set
forth in a charge or specification under consideration and is named in
one of the specifications under consideration.''
(d) The Discussion immediately after R.C.M. 604(a) is amended by
inserting the following new paragraph between the third and fourth
paragraphs:
``When an alleged offense involves a victim, the victim should,
whenever practicable, be provided an opportunity to express views
regarding the withdrawal of any charges or specifications in which the
victim is named. The convening authority or other individual authorized
to act on the charges should consider such views of the victim prior to
withdrawing said charges or specifications and should continue to
consider the views of the victim until final disposition of the case. A
``victim'' is an individual who is alleged to have suffered direct
physical, emotional, or pecuniary harm as a result of the matters set
forth in a charge or specification under consideration and is named in
one of the specifications under consideration.''
(e) A new Discussion section is inserted immediately following
R.C.M. 705(c)(2)(C) and reads as follows:
``A promise to provide restitution includes restitution to a victim
of an alleged offense committed by the accused in accordance with
Article 6b(a)(6).''
(f) The Discussion section following R.C.M. 907(b)(1)(B) is
deleted.
(g) The Discussion section following R.C.M. 910(f)(4) is amended to
read as follows:
``If the plea agreement contains any unclear or ambiguous terms,
the military judge should obtain clarification from the parties. If
there is doubt about the accused's understanding of any terms in the
agreement, the military judge should explain those terms to the
accused. See also subsection (e) of this rule. The victim is not a
party to the agreement.''
(h) The Discussion immediately after the sole paragraph in R.C.M.
1002 is
[[Page 63212]]
moved to immediately after R.C.M. 1002(b).
(i) The Discussion section following R.C.M. 1105(b)(2)(C) is
amended to read as follows:
``For example, post-trial conduct of the accused, such as providing
restitution to the victim of the accused's offense in accordance with
Article 6b(a)(6), or exemplary behavior, might be appropriate.''
(j) The Discussion section following R.C.M. 1107(b)(1) is amended
to read as follows:
``The action is taken in the interests of justice, discipline,
mission requirements, clemency, and other appropriate reasons. If
errors are noticed by the convening authority, the convening authority
may take corrective action under this rule to the extent that the
convening authority is empowered by Article 60.''
(k) A new Discussion section is inserted immediately following
R.C.M. 1107(c)(2) and reads follows:
``The military follows a unitary sentencing model where the court-
martial may impose only a single, unitary sentence covering all of the
offenses for which there was a finding of guilty; courts-martial do not
impose sentences per offense. See R.C.M. 1002(b). Therefore, where the
adjudged sentence for the case includes dismissal, dishonorable
discharge, bad-conduct discharge, or confinement for more than six
months, the sentence adjudged for the entire case, and not per offense,
controls when deciding what actions are available to the convening
authority.''
(l) A new Discussion section is inserted immediately following
R.C.M. 1107(e)(1)(C)(ii) and reads as follows:
``Per Article 60(c)(4)(A) and subsection (d)(1)(A) and (B) of this
rule, disapproval of the sentence is not authorized where a court-
martial's adjudged sentence for the case includes confinement for more
than six months or a sentence of dismissal, dishonorable discharge, or
bad- conduct discharge. In such cases, the convening authority may not
order a rehearing because disapproval of the sentence is required for a
convening authority to order a rehearing. See Article 60(f)(3).''
(m) The Discussion following R.C.M. 1107(e)(1)(B)(iii) is deleted.
(n) A new Discussion is inserted after the new R.C.M.
1107(2)(B)(iii) and reads as follows:
``A sentence rehearing, rather than a reassessment, may be more
appropriate in cases where a significant part of the government's case
has been dismissed. The convening authority may not take any actions
inconsistent with directives of superior competent authority. Where
that directive is unclear, appropriate clarification should be sought
from the authority issuing the original directive. For purposes of
R.C.M. 1107(e)(1)(B), the term ``superior competent authority'' does
not include superior convening authorities but rather, for example, the
appropriate Judge Advocate General or a court of competent
jurisdiction.''
(o) A new Discussion is inserted after the new R.C.M.
1107(2)(C)(ii) and reads as follows:
``For example, if proof of absence without leave was by improperly
authenticated documentary evidence admitted over the objection of the
defense, the convening authority may disapprove the findings of guilty
and sentence and order a rehearing if there is reason to believe that
properly authenticated documentary evidence or other admissible
evidence of guilt will be available at the rehearing. On the other
hand, if no proof of unauthorized absence was introduced at trial, a
rehearing may not be ordered.''
(p) A new paragraph is added to the end of the Discussion
immediately following R.C.M. 1108(b) and reads as follows:
``The limitations on suspension of the execution of any sentence or
part thereof contained in Article 60 apply to a decision by a convening
authority or other person acting on the case under Article 60, as
opposed to an individual remitting or suspending a sentence pursuant to
a different authority, such as Article 74. See R.C.M. 1107(d).''
(q) A new Discussion section is inserted immediately following the
new R.C.M. 1109(h)(4) and reads as follows:
``The following oath may be given to witnesses:
``Do you (swear) (affirm) that the evidence you give shall be the
truth, the whole truth, and nothing but the truth (so help you God)?''
The hearing officer is required to include in the record of the
hearing, at a minimum, a summary of the substance of all testimony.
All hearing officer notes of testimony and recordings of testimony
should be preserved until the end of trial.
If during the hearing any witness subject to the Code is suspected
of an offense under the Code, the hearing officer should comply with
the warning requirements of Mil. R. Evid. 305(c), (d), and, if
necessary, (e).
Bearing in mind that the probationer and government are responsible
for preparing and presenting their cases, the hearing officer may ask a
witness questions relevant to the limited purpose of the hearing. When
questioning a witness, the hearing officer may not depart from an
impartial role and become an advocate for either side.''
Dated: October 14, 2015.
Morgan F. Park,
Alternate OSD Federal Register Liaison Officer, Department of Defense.
[FR Doc. 2015-26485 Filed 10-16-15; 8:45 am]
BILLING CODE 5001-06-P