Adoption of Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards; States and Tribal Mitigation Planning Regulations Change, 59549-59551 [2015-24584]
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59549
Rules and Regulations
Federal Register
Vol. 80, No. 191
Friday, October 2, 2015
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF HOMELAND
SECURITY
2 CFR Part 3002
Federal Emergency Management
Agency
44 CFR Parts 13, 78, 79, 152, 201, 204,
206, 207, 208, 304, 360, and 361
[Docket ID: FEMA–2015–0012]
RIN 1601–AA71
Adoption of Uniform Administrative
Requirements, Cost Principles, and
Audit Requirements for Federal
Awards; States and Tribal Mitigation
Planning Regulations Change
Federal Emergency
Management Agency, DHS.
ACTION: Final rule.
AGENCY:
On December 19, 2014, all
Federal award-making agencies,
including the Department of Homeland
Security (DHS) and its component, the
Federal Emergency Management Agency
(FEMA), published a joint interim final
rule implementing the Office of
Management and Budget (OMB)’s
Uniform Administrative Requirements,
Cost Principles, and Audit
Requirements for Federal Awards. DHS
and FEMA now adopt, with one change,
the interim final rule as final. The
change restores language in the FEMA
State and Tribal mitigation planning
regulations that was inadvertently
removed by the interim final rule.
DATES: Effective Date: November 2,
2015.
FOR FURTHER INFORMATION CONTACT:
Andrea Brandon, Director, Financial
Assistance Policy and Oversight
(FAPO), Office of the Chief Financial
Officer (OCIO), DHS, at (202) 447–0675
or Andrea.Brandon@hq.dhs.gov. Paul
Huang, Acting Division Director, Risk
Analysis Division, Federal Insurance
asabaliauskas on DSK5VPTVN1PROD with RULES
SUMMARY:
VerDate Sep<11>2014
20:30 Oct 01, 2015
Jkt 238001
and Mitigation Administration, DHS/
FEMA, at (202) 646–3252 or
Paul.Huang@fema.dhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On November 23, 2009, the President
issued Executive Order 13520
(‘‘Reducing Improper Payments and
Eliminating Waste in Federal
Programs’’). On February 28, 2011, the
President issued a Presidential
Memorandum (‘‘Administrative
Flexibility, Lower Costs, and Better
Results for State, Local, and Tribal
Governments’’). These documents
directed OMB to work with Executive
Branch agencies to potentially establish
reforms on Federal grant policies.
In response, on October 27, 2011,
OMB established the Council on
Financial Assistance Reform, an
interagency group of Executive Branch
officials tasked with creating an
accountable structure to coordinate
financial assistance, streamline Federal
grant-making requirements, ease
administrative burdens, and strengthen
Federal fund oversight to reduce risks of
waste, fraud, and abuse.
On February 28, 2012, OMB
published an Advanced Notice of
Proposed Guidance. See 77 FR 11778.
On February 1, 2013, OMB published a
Notice of Proposed Guidance. See 78 FR
7282. Both documents solicited public
comment on ideas for reforming the
requirements that govern the
management of Federal financial
assistance awards. On December 26,
2013, OMB published the Uniform
Guidance, which added Part 200 (‘‘OMB
Guidance’’) to Title 2 (‘‘Grants and
Agreements’’) of the Code of Federal
Regulations. See 79 FR 75871. The
Uniform Guidance included:
• The consolidation of eight
previously-issued OMB Circulars on
grants and awards;
• A uniform set of administrative
requirements for grant recipients;
• A focus on grantee performance
over compliance for accountability;
• An emphasis on efficient uses of
information technology and shared
services;
• A uniform set of cost principles that
treats costs transparently and
consistently;
• A limitation on allowable costs in
order to make best uses of Federal
resources;
PO 00000
Frm 00001
Fmt 4700
Sfmt 4700
• The standardization of business
processes using consistent data element
definitions;
• An emphasis on oversight by
reviewing risks prior to awarding grants;
and
• A uniform set of audit requirements
that prioritizes identifying the risks of
fraud, waste, and abuse.
The Uniform Guidance required
Federal agencies to implement the
policies and procedures applicable to
Federal awards by promulgating a
regulation to be effective by December
26, 2014. See 2 CFR 200.110.
On December 19, 2014, all Federal
award-making agencies promulgated a
joint interim final rule implementing
the Uniform Administrative
Requirements, Cost Principles, and
Audit Requirements for Federal Awards.
See 79 FR 75871. In the interim final
rule, DHS adopted OMB’s Guidance as
DHS’s own via 2 CFR part 3002, and
FEMA removed 44 CFR part 13 (FEMA’s
grant administration regulations). Also,
throughout Title 44, FEMA replaced all
references to Part 13 with corresponding
references to 2 CFR parts 200 and 3002,
as applicable.
During the joint interim final rule’s
comment period, OMB received 61
comments from individuals and
organizations. No comments OMB
received referenced DHS or FEMA.
Thus, DHS and FEMA are adopting the
interim final rule as final, with one
change.
II. Change to December 19, 2014
Interim Final Rule
FEMA’s mitigation planning
regulations are located at 44 CFR part
201, and set forth instructions on the
policies and procedures for State,
Tribal, and local hazard mitigation
planning. Hazard mitigation is any
sustained action taken to reduce or
eliminate long-term risk to people and
property from natural hazards and their
effects. The purpose of hazard
mitigation planning is to identify
policies and actions that can be
implemented over the long-term to
reduce risk and future losses. State,
Indian Tribal, and local governments are
required to develop a hazard mitigation
plan as one of the conditions for
establishing eligibility for certain types
of Federal non-emergency disaster
assistance and FEMA mitigation grants.
The December 19, 2014 joint interim
final rule contained an inadvertent error
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02OCR1
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Federal Register / Vol. 80, No. 191 / Friday, October 2, 2015 / Rules and Regulations
to FEMA’s Standard State Mitigation
Planning regulations at 44 CFR
201.4(c)(7) and to FEMA’s Tribal
Mitigation Planning regulations at 44
CFR 201.7(c)(6). Prior to the December
19, 2014 joint interim final rule, these
sections read as published in Title 44 of
the Code of Federal Regulations, revised
as of October 1, 2014.
In the December 19, 2014 joint
interim final rule, FEMA revised the
first sentences of 44 CFR 201.4(c)(7) and
44 CFR 201.7(c)(6) with a general
citation to 2 CFR parts 200 and 3002.
However, FEMA unintentionally
removed the second sentence of these
sections and thus inadvertently
removed a procedure by which States
and Indian Tribal governments amend
their mitigation plans when necessary to
reflect changes in State, Indian Tribal,
or Federal laws or regulations. In this
final rule, FEMA is reinserting this
provision.
While FEMA previously referenced 44
CFR 13.11(d) in both 44 CFR 201.4(c)(7)
and in 44 CFR 201.7(c)(6), FEMA, as
noted above, removed 44 CFR part 13
and replaced all references to Part 13
with corresponding references to 2 CFR
parts 200 and 3002, as applicable. There
are no corresponding pinpoint cites in
2 CFR part 200 or Part 3002 that replace
the requirements found at 44 CFR
13.11(d). Thus, FEMA cannot carry this
reference over to the revised regulations.
FEMA regulations have included the
procedure for States and Indian Tribal
governments since 2002 and 2007,
respectively, to amend their plans to
reflect changes in State, Indian Tribal,
or Federal laws, statutes and
regulations, as applicable. As FEMA is
simply reinserting an inadvertently
removed and longstanding provision,
this change does not create new
program requirements. FEMA also
describes these provisions in various
guidance materials and is revising the
references as applicable.1
III. Regulatory Analyses
asabaliauskas on DSK5VPTVN1PROD with RULES
A. Executive Order 12866 Determination
Pursuant to Executive Order 12866, as
amended, OMB’s Office of Information
and Regulatory Affairs (OIRA) has
designated this final rule to be not
significant.
1 State Multi-Hazard Planning Guidance, effective
through March 5, 2016, https://www.fema.gov/
media-library/assets/documents/103285; State
Mitigation Plan Review Guide, effective on March
6, 2016, https://www.fema.gov/media-library/
assets/documents/101659; Tribal Multi-Hazard
Planning Guidance, https://www.fema.gov/medialibrary/assets/documents/18355.
VerDate Sep<11>2014
20:30 Oct 01, 2015
Jkt 238001
B. Administrative Procedure Act
The Administrative Procedure Act
(APA) provides that an agency may
dispense with notice and comment
rulemaking procedures when it
promulgates an interpretive rule, a
general statement of policy, or a rule of
agency organization, procedure, or
practice. See 5 U.S.C. 553(b)(A). DHS is
issuing this change to reinstate FEMA
procedures inadvertently removed in
the interim final rule, related to
ensuring mitigation plan compliance
with applicable laws and regulations.
Thus, DHS finds that this part of the
final rule relates to agency procedures
and is exempt from notice and
comment.
In addition, the APA provides that an
agency may dispense with notice and
comment rulemaking procedures when
an agency, for good cause, finds those
procedures are impracticable,
unnecessary, or contrary to the public
interest. See 5 U.S.C. 553(b)(B). DHS is
reinserting two provisions concerning
mitigation plan compliance with
applicable laws and regulations, a
requirement that was already present in
44 CFR 201.4(c)(7) and 44 CFR
201.7(c)(6). Thus, DHS finds that notice
and comment is unnecessary and that
this part of the final rule is exempt from
notice and comment.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
requires an agency that is issuing a final
rule to provide a final regulatory
flexibility analysis or to certify that the
rule will not have a significant
economic impact on a substantial
number of small entities. This final rule
imposes no cost as the common interim
rule implemented OMB final guidance
issued on December 26, 2013, and did
not have a significant economic impact
beyond the impact of the December
2013 guidance.
D. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995, Public Law 104–4, 109 Stat. 48
(Mar. 22, 1995) (2 U.S.C. 1501 et seq.),
requires Federal agencies to assess the
effects of their discretionary regulatory
actions that may result in the
expenditure by a State, local, or Tribal
government, in the aggregate, or by the
private sector of $100,000,000 or more
in any one year. As the final rule would
not have an impact greater than
$100,000,000 or more in any one year,
it is not an unfunded Federal mandate.
E. Paperwork Reduction Act (PRA) of
1995
In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C. Ch.
PO 00000
Frm 00002
Fmt 4700
Sfmt 4700
3506; 5 CFR Appendix A.1) (PRA), DHS
and FEMA reviewed this final rule and
have determined that there are no new
collections of information contained
therein.
F. Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, ‘‘Consultation
and Coordination With Indian Tribal
Governments,’’ (65 FR 67249, Nov. 9,
2000), applies to agency regulations that
have Tribal implications, that is,
regulations that have substantial direct
effects on one or more Indian Tribes, on
the relationship between the Federal
Government and Indian Tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian Tribes. Under
this Executive Order, to the extent
practicable and permitted by law, no
agency shall promulgate any regulation
that has Tribal implications, that
imposes substantial direct compliance
costs on Indian Tribal governments, and
that is not required by statute, unless
funds necessary to pay the direct costs
incurred by the Indian Tribal
government or the Tribe in complying
with the regulation are provided by the
Federal Government, or the agency
consults with Tribal officials. DHS and
FEMA have determined that this final
rule does not have any Tribal
implications.
G. Executive Order 13132 Determination
DHS and FEMA have determined that
this final rule does not have any
federalism implications, as required by
Executive Order 13132.
List of Subjects
2 CFR Part 3002
Accounting, Administrative practice
and procedure, Adult education, Aged,
Agriculture, American Samoa, Bilingual
education, Blind, Business and
industry, Civil rights, Colleges and
universities, Communications,
Community development, Community
facilities, Copyright, Credit, Cultural
exchange programs, Educational
facilities, Educational research,
Education, Education of disadvantaged,
Education of individuals with
disabilities, Educational study
programs, Electric power, Electric
power rates, Electric utilities,
Elementary and secondary education,
Energy conservation, Equal educational
opportunity, Federally affected areas,
Government contracts, Grant programs,
Grant programs-agriculture, Grant
programs-business and industry, Grant
programs-communications, Grant
E:\FR\FM\02OCR1.SGM
02OCR1
Federal Register / Vol. 80, No. 191 / Friday, October 2, 2015 / Rules and Regulations
programs-education, Grant programsenergy, Grant programs-health, Grant
programs-housing and community
development, Grant programs-social
programs, Grant administration, Guam,
Home improvement, Homeless,
Hospitals, Housing, Human research
subjects, Indians, Indians-education,
Infants and children, Insurance,
Intergovernmental relations,
International organizations, Inventions
and patents, Loan programs, Loan
programs social programs, Loan
programs-agriculture, Loan programsbusiness and industry, Loan programscommunications, Loan programsenergy, Loan programs-health, Loan
programs-housing and community
development, Manpower training
programs, Migrant labor, Mortgage
insurance, Nonprofit organizations,
Northern Mariana Islands, Pacific
Islands Trust Territories, Privacy,
Renewable Energy, Reporting and
recordkeeping requirements, Rural
areas, Scholarships and fellowships,
School construction, Schools, Science
and technology, Securities, Small
businesses, State and local governments,
Student aid, Teachers,
Telecommunications, Telephone, Urban
areas, Veterans, Virgin Islands,
Vocational education, Vocational
rehabilitation, Waste treatment and
disposal, Water pollution control, Water
resources, Water supply, Watersheds,
Women.
Penalties, Reporting and recordkeeping
requirements.
44 CFR Part 13
Accounting, Grant programs, Indians,
Intergovernmental relations, Reporting
and recordkeeping requirements.
Title 44—Emergency Management and
Assistance
PART 201—MITIGATION PLANNING
Flood insurance, Grant programs.
44 CFR Part 360
Civil defense, Disaster assistance,
Education, Grant programs-education,
Intergovernmental relations, Reporting
and recordkeeping requirements.
44 CFR Part 361
Disaster assistance, Grant programshousing and community development,
Reporting and recordkeeping
requirements.
Accordingly, the interim final rule
amending 2 CFR part 3002 and 44 CFR
parts 13, 78, 79, 152, 201, 204, 206, 207,
208, 304, 360, and 361, which was
published in the Federal Register at 79
FR 75871 on December 19, 2014, is
adopted as final with the following
changes:
Authority: Robert T. Stafford Disaster
Relief and Emergency Assistance Act, 42
U.S.C. 5121 through 5207; Reorganization
Plan No. 3 of 1978, 43 FR 41943, 3 CFR, 1978
Comp., p. 329; Homeland Security Act of
2002, 6 U.S.C. 101; E.O. 12127, 44 FR 19367,
3 CFR, 1979 Comp., p. 376; E.O. 12148, 44
FR 43239, 3 CFR, 1979 Comp., p. 412; E.O.
13286, 68 FR 10619, 3 CFR, 2003 Comp., p.
166.
Flood insurance, Grant programs.
44 CFR Part 152
Fire prevention, Grant programs,
Reporting and recordkeeping
requirements.
44 CFR Part 201
2. Section 201.4 is amended by adding
a sentence to the end of paragraph (c)(7)
to read as follows:
■
Administrative practice and
procedure, Disaster assistance, Grant
programs, Reporting and recordkeeping
requirements.
44 CFR Part 206
asabaliauskas on DSK5VPTVN1PROD with RULES
44 CFR Part 304
American Samoa, Civil defense, Grant
programs-National defense, Guam,
Northern Mariana Islands, Reporting
and recordkeeping requirements, Virgin
Islands.
1. The authority citation for Part 201
continues to read as follows:
44 CFR Part 79
Administrative practice and
procedure, Coastal zone, Community
facilities, Disaster assistance, Fire
prevention, Grant programs-housing and
community development, Housing,
Insurance, Intergovernmental relations,
Loan programs-housing and community
development, Natural resources,
20:30 Oct 01, 2015
44 CFR Part 208
Disaster assistance, grant programs.
■
44 CFR Part 78
VerDate Sep<11>2014
44 CFR Part 207
Administrative practice and
procedure, Disaster assistance, Grant
programs, Reporting and recordkeeping
requirements.
Jkt 238001
§ 201.4
Standard State Mitigation Plans.
*
*
*
*
*
(c) * * *
(7) * * * The State will amend its
plan whenever necessary to reflect
changes in State or Federal statutes and
regulations.
*
*
*
*
*
■ 3. Section 201.7 is amended by adding
a sentence to the end of paragraph (c)(6)
to read as follows:
PO 00000
Frm 00003
Fmt 4700
Sfmt 4700
§ 201.7
59551
Tribal Mitigation Plans.
*
*
*
*
*
(c) * * *
(6) * * * The Indian Tribal
government will amend its plan
whenever necessary to reflect changes
in Tribal or Federal laws and statutes.
*
*
*
*
*
Dated: September 22, 2015.
Jeh Charles Johnson,
Secretary of Homeland Security.
[FR Doc. 2015–24584 Filed 10–1–15; 8:45 am]
BILLING CODE 9111–66–P, 9110–17–P
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
7 CFR Part 301
[Docket No. APHIS–2015–0040]
Golden Nematode; Removal of
Regulated Areas in Orleans, Nassau,
and Suffolk Counties, New York
Animal and Plant Health
Inspection Service, USDA.
ACTION: Interim rule and request for
comments.
AGENCY:
We are amending the golden
nematode regulations by removing areas
in Orleans, Nassau, and Suffolk
Counties in the State of New York from
the list of generally infested areas.
Surveys and other data have shown that
certain areas in these counties are free
of golden nematode, and we have
determined that regulation of these
areas is no longer necessary. As a result
of this action, areas in Orleans, Nassau,
and Suffolk Counties in the State of
New York that have been listed as
generally infested will be removed from
the list of areas regulated for golden
nematode. This action is necessary to
relieve restrictions on certain areas that
are no longer necessary.
DATES: This interim rule is effective
October 2, 2015. We will consider all
comments that we receive on or before
December 1, 2015.
ADDRESSES: You may submit comments
by either of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov/
#!docketDetail;D=APHIS-2015-0040.
• Postal Mail/Commercial Delivery:
Send your comment to Docket No.
APHIS–2015–0040, Regulatory Analysis
and Development, PPD, APHIS, Station
3A–03.8, 4700 River Road Unit 118,
Riverdale, MD 20737–1238.
Supporting documents and any
comments we receive on this docket
SUMMARY:
E:\FR\FM\02OCR1.SGM
02OCR1
Agencies
[Federal Register Volume 80, Number 191 (Friday, October 2, 2015)]
[Rules and Regulations]
[Pages 59549-59551]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-24584]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 80, No. 191 / Friday, October 2, 2015 / Rules
and Regulations
[[Page 59549]]
DEPARTMENT OF HOMELAND SECURITY
2 CFR Part 3002
Federal Emergency Management Agency
44 CFR Parts 13, 78, 79, 152, 201, 204, 206, 207, 208, 304, 360,
and 361
[Docket ID: FEMA-2015-0012]
RIN 1601-AA71
Adoption of Uniform Administrative Requirements, Cost Principles,
and Audit Requirements for Federal Awards; States and Tribal Mitigation
Planning Regulations Change
AGENCY: Federal Emergency Management Agency, DHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: On December 19, 2014, all Federal award-making agencies,
including the Department of Homeland Security (DHS) and its component,
the Federal Emergency Management Agency (FEMA), published a joint
interim final rule implementing the Office of Management and Budget
(OMB)'s Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards. DHS and FEMA now adopt, with one
change, the interim final rule as final. The change restores language
in the FEMA State and Tribal mitigation planning regulations that was
inadvertently removed by the interim final rule.
DATES: Effective Date: November 2, 2015.
FOR FURTHER INFORMATION CONTACT: Andrea Brandon, Director, Financial
Assistance Policy and Oversight (FAPO), Office of the Chief Financial
Officer (OCIO), DHS, at (202) 447-0675 or Andrea.Brandon@hq.dhs.gov.
Paul Huang, Acting Division Director, Risk Analysis Division, Federal
Insurance and Mitigation Administration, DHS/FEMA, at (202) 646-3252 or
Paul.Huang@fema.dhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On November 23, 2009, the President issued Executive Order 13520
(``Reducing Improper Payments and Eliminating Waste in Federal
Programs''). On February 28, 2011, the President issued a Presidential
Memorandum (``Administrative Flexibility, Lower Costs, and Better
Results for State, Local, and Tribal Governments''). These documents
directed OMB to work with Executive Branch agencies to potentially
establish reforms on Federal grant policies.
In response, on October 27, 2011, OMB established the Council on
Financial Assistance Reform, an interagency group of Executive Branch
officials tasked with creating an accountable structure to coordinate
financial assistance, streamline Federal grant-making requirements,
ease administrative burdens, and strengthen Federal fund oversight to
reduce risks of waste, fraud, and abuse.
On February 28, 2012, OMB published an Advanced Notice of Proposed
Guidance. See 77 FR 11778. On February 1, 2013, OMB published a Notice
of Proposed Guidance. See 78 FR 7282. Both documents solicited public
comment on ideas for reforming the requirements that govern the
management of Federal financial assistance awards. On December 26,
2013, OMB published the Uniform Guidance, which added Part 200 (``OMB
Guidance'') to Title 2 (``Grants and Agreements'') of the Code of
Federal Regulations. See 79 FR 75871. The Uniform Guidance included:
The consolidation of eight previously-issued OMB Circulars
on grants and awards;
A uniform set of administrative requirements for grant
recipients;
A focus on grantee performance over compliance for
accountability;
An emphasis on efficient uses of information technology
and shared services;
A uniform set of cost principles that treats costs
transparently and consistently;
A limitation on allowable costs in order to make best uses
of Federal resources;
The standardization of business processes using consistent
data element definitions;
An emphasis on oversight by reviewing risks prior to
awarding grants; and
A uniform set of audit requirements that prioritizes
identifying the risks of fraud, waste, and abuse.
The Uniform Guidance required Federal agencies to implement the
policies and procedures applicable to Federal awards by promulgating a
regulation to be effective by December 26, 2014. See 2 CFR 200.110.
On December 19, 2014, all Federal award-making agencies promulgated
a joint interim final rule implementing the Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal
Awards. See 79 FR 75871. In the interim final rule, DHS adopted OMB's
Guidance as DHS's own via 2 CFR part 3002, and FEMA removed 44 CFR part
13 (FEMA's grant administration regulations). Also, throughout Title
44, FEMA replaced all references to Part 13 with corresponding
references to 2 CFR parts 200 and 3002, as applicable.
During the joint interim final rule's comment period, OMB received
61 comments from individuals and organizations. No comments OMB
received referenced DHS or FEMA. Thus, DHS and FEMA are adopting the
interim final rule as final, with one change.
II. Change to December 19, 2014 Interim Final Rule
FEMA's mitigation planning regulations are located at 44 CFR part
201, and set forth instructions on the policies and procedures for
State, Tribal, and local hazard mitigation planning. Hazard mitigation
is any sustained action taken to reduce or eliminate long-term risk to
people and property from natural hazards and their effects. The purpose
of hazard mitigation planning is to identify policies and actions that
can be implemented over the long-term to reduce risk and future losses.
State, Indian Tribal, and local governments are required to develop a
hazard mitigation plan as one of the conditions for establishing
eligibility for certain types of Federal non-emergency disaster
assistance and FEMA mitigation grants.
The December 19, 2014 joint interim final rule contained an
inadvertent error
[[Page 59550]]
to FEMA's Standard State Mitigation Planning regulations at 44 CFR
201.4(c)(7) and to FEMA's Tribal Mitigation Planning regulations at 44
CFR 201.7(c)(6). Prior to the December 19, 2014 joint interim final
rule, these sections read as published in Title 44 of the Code of
Federal Regulations, revised as of October 1, 2014.
In the December 19, 2014 joint interim final rule, FEMA revised the
first sentences of 44 CFR 201.4(c)(7) and 44 CFR 201.7(c)(6) with a
general citation to 2 CFR parts 200 and 3002. However, FEMA
unintentionally removed the second sentence of these sections and thus
inadvertently removed a procedure by which States and Indian Tribal
governments amend their mitigation plans when necessary to reflect
changes in State, Indian Tribal, or Federal laws or regulations. In
this final rule, FEMA is reinserting this provision.
While FEMA previously referenced 44 CFR 13.11(d) in both 44 CFR
201.4(c)(7) and in 44 CFR 201.7(c)(6), FEMA, as noted above, removed 44
CFR part 13 and replaced all references to Part 13 with corresponding
references to 2 CFR parts 200 and 3002, as applicable. There are no
corresponding pinpoint cites in 2 CFR part 200 or Part 3002 that
replace the requirements found at 44 CFR 13.11(d). Thus, FEMA cannot
carry this reference over to the revised regulations. FEMA regulations
have included the procedure for States and Indian Tribal governments
since 2002 and 2007, respectively, to amend their plans to reflect
changes in State, Indian Tribal, or Federal laws, statutes and
regulations, as applicable. As FEMA is simply reinserting an
inadvertently removed and longstanding provision, this change does not
create new program requirements. FEMA also describes these provisions
in various guidance materials and is revising the references as
applicable.\1\
---------------------------------------------------------------------------
\1\ State Multi-Hazard Planning Guidance, effective through
March 5, 2016, https://www.fema.gov/media-library/assets/documents/103285; State Mitigation Plan Review Guide, effective on March 6,
2016, https://www.fema.gov/media-library/assets/documents/101659;
Tribal Multi-Hazard Planning Guidance, https://www.fema.gov/media-library/assets/documents/18355.
---------------------------------------------------------------------------
III. Regulatory Analyses
A. Executive Order 12866 Determination
Pursuant to Executive Order 12866, as amended, OMB's Office of
Information and Regulatory Affairs (OIRA) has designated this final
rule to be not significant.
B. Administrative Procedure Act
The Administrative Procedure Act (APA) provides that an agency may
dispense with notice and comment rulemaking procedures when it
promulgates an interpretive rule, a general statement of policy, or a
rule of agency organization, procedure, or practice. See 5 U.S.C.
553(b)(A). DHS is issuing this change to reinstate FEMA procedures
inadvertently removed in the interim final rule, related to ensuring
mitigation plan compliance with applicable laws and regulations. Thus,
DHS finds that this part of the final rule relates to agency procedures
and is exempt from notice and comment.
In addition, the APA provides that an agency may dispense with
notice and comment rulemaking procedures when an agency, for good
cause, finds those procedures are impracticable, unnecessary, or
contrary to the public interest. See 5 U.S.C. 553(b)(B). DHS is
reinserting two provisions concerning mitigation plan compliance with
applicable laws and regulations, a requirement that was already present
in 44 CFR 201.4(c)(7) and 44 CFR 201.7(c)(6). Thus, DHS finds that
notice and comment is unnecessary and that this part of the final rule
is exempt from notice and comment.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) requires an agency that is
issuing a final rule to provide a final regulatory flexibility analysis
or to certify that the rule will not have a significant economic impact
on a substantial number of small entities. This final rule imposes no
cost as the common interim rule implemented OMB final guidance issued
on December 26, 2013, and did not have a significant economic impact
beyond the impact of the December 2013 guidance.
D. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995, Public Law 104-4, 109
Stat. 48 (Mar. 22, 1995) (2 U.S.C. 1501 et seq.), requires Federal
agencies to assess the effects of their discretionary regulatory
actions that may result in the expenditure by a State, local, or Tribal
government, in the aggregate, or by the private sector of $100,000,000
or more in any one year. As the final rule would not have an impact
greater than $100,000,000 or more in any one year, it is not an
unfunded Federal mandate.
E. Paperwork Reduction Act (PRA) of 1995
In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C.
Ch. 3506; 5 CFR Appendix A.1) (PRA), DHS and FEMA reviewed this final
rule and have determined that there are no new collections of
information contained therein.
F. Executive Order 13175, Consultation and Coordination With Indian
Tribal Governments
Executive Order 13175, ``Consultation and Coordination With Indian
Tribal Governments,'' (65 FR 67249, Nov. 9, 2000), applies to agency
regulations that have Tribal implications, that is, regulations that
have substantial direct effects on one or more Indian Tribes, on the
relationship between the Federal Government and Indian Tribes, or on
the distribution of power and responsibilities between the Federal
Government and Indian Tribes. Under this Executive Order, to the extent
practicable and permitted by law, no agency shall promulgate any
regulation that has Tribal implications, that imposes substantial
direct compliance costs on Indian Tribal governments, and that is not
required by statute, unless funds necessary to pay the direct costs
incurred by the Indian Tribal government or the Tribe in complying with
the regulation are provided by the Federal Government, or the agency
consults with Tribal officials. DHS and FEMA have determined that this
final rule does not have any Tribal implications.
G. Executive Order 13132 Determination
DHS and FEMA have determined that this final rule does not have any
federalism implications, as required by Executive Order 13132.
List of Subjects
2 CFR Part 3002
Accounting, Administrative practice and procedure, Adult education,
Aged, Agriculture, American Samoa, Bilingual education, Blind, Business
and industry, Civil rights, Colleges and universities, Communications,
Community development, Community facilities, Copyright, Credit,
Cultural exchange programs, Educational facilities, Educational
research, Education, Education of disadvantaged, Education of
individuals with disabilities, Educational study programs, Electric
power, Electric power rates, Electric utilities, Elementary and
secondary education, Energy conservation, Equal educational
opportunity, Federally affected areas, Government contracts, Grant
programs, Grant programs-agriculture, Grant programs-business and
industry, Grant programs-communications, Grant
[[Page 59551]]
programs-education, Grant programs-energy, Grant programs-health, Grant
programs-housing and community development, Grant programs-social
programs, Grant administration, Guam, Home improvement, Homeless,
Hospitals, Housing, Human research subjects, Indians, Indians-
education, Infants and children, Insurance, Intergovernmental
relations, International organizations, Inventions and patents, Loan
programs, Loan programs social programs, Loan programs-agriculture,
Loan programs-business and industry, Loan programs-communications, Loan
programs-energy, Loan programs-health, Loan programs-housing and
community development, Manpower training programs, Migrant labor,
Mortgage insurance, Nonprofit organizations, Northern Mariana Islands,
Pacific Islands Trust Territories, Privacy, Renewable Energy, Reporting
and recordkeeping requirements, Rural areas, Scholarships and
fellowships, School construction, Schools, Science and technology,
Securities, Small businesses, State and local governments, Student aid,
Teachers, Telecommunications, Telephone, Urban areas, Veterans, Virgin
Islands, Vocational education, Vocational rehabilitation, Waste
treatment and disposal, Water pollution control, Water resources, Water
supply, Watersheds, Women.
44 CFR Part 13
Accounting, Grant programs, Indians, Intergovernmental relations,
Reporting and recordkeeping requirements.
44 CFR Part 78
Flood insurance, Grant programs.
44 CFR Part 79
Flood insurance, Grant programs.
44 CFR Part 152
Fire prevention, Grant programs, Reporting and recordkeeping
requirements.
44 CFR Part 201
Administrative practice and procedure, Disaster assistance, Grant
programs, Reporting and recordkeeping requirements.
44 CFR Part 206
Administrative practice and procedure, Coastal zone, Community
facilities, Disaster assistance, Fire prevention, Grant programs-
housing and community development, Housing, Insurance,
Intergovernmental relations, Loan programs-housing and community
development, Natural resources, Penalties, Reporting and recordkeeping
requirements.
44 CFR Part 207
Administrative practice and procedure, Disaster assistance, Grant
programs, Reporting and recordkeeping requirements.
44 CFR Part 208
Disaster assistance, grant programs.
44 CFR Part 304
American Samoa, Civil defense, Grant programs-National defense,
Guam, Northern Mariana Islands, Reporting and recordkeeping
requirements, Virgin Islands.
44 CFR Part 360
Civil defense, Disaster assistance, Education, Grant programs-
education, Intergovernmental relations, Reporting and recordkeeping
requirements.
44 CFR Part 361
Disaster assistance, Grant programs-housing and community
development, Reporting and recordkeeping requirements.
Accordingly, the interim final rule amending 2 CFR part 3002 and 44
CFR parts 13, 78, 79, 152, 201, 204, 206, 207, 208, 304, 360, and 361,
which was published in the Federal Register at 79 FR 75871 on December
19, 2014, is adopted as final with the following changes:
Title 44--Emergency Management and Assistance
PART 201--MITIGATION PLANNING
0
1. The authority citation for Part 201 continues to read as follows:
Authority: Robert T. Stafford Disaster Relief and Emergency
Assistance Act, 42 U.S.C. 5121 through 5207; Reorganization Plan No.
3 of 1978, 43 FR 41943, 3 CFR, 1978 Comp., p. 329; Homeland Security
Act of 2002, 6 U.S.C. 101; E.O. 12127, 44 FR 19367, 3 CFR, 1979
Comp., p. 376; E.O. 12148, 44 FR 43239, 3 CFR, 1979 Comp., p. 412;
E.O. 13286, 68 FR 10619, 3 CFR, 2003 Comp., p. 166.
0
2. Section 201.4 is amended by adding a sentence to the end of
paragraph (c)(7) to read as follows:
Sec. 201.4 Standard State Mitigation Plans.
* * * * *
(c) * * *
(7) * * * The State will amend its plan whenever necessary to
reflect changes in State or Federal statutes and regulations.
* * * * *
0
3. Section 201.7 is amended by adding a sentence to the end of
paragraph (c)(6) to read as follows:
Sec. 201.7 Tribal Mitigation Plans.
* * * * *
(c) * * *
(6) * * * The Indian Tribal government will amend its plan whenever
necessary to reflect changes in Tribal or Federal laws and statutes.
* * * * *
Dated: September 22, 2015.
Jeh Charles Johnson,
Secretary of Homeland Security.
[FR Doc. 2015-24584 Filed 10-1-15; 8:45 am]
BILLING CODE 9111-66-P, 9110-17-P