Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Single Name Backloading Incentive Program, 48938-48940 [2015-20007]
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48938
Federal Register / Vol. 80, No. 157 / Friday, August 14, 2015 / Notices
The rule change also specifies the
timing of payment of such fees, with
annual fees initially becoming due on
August 31, 2015, as set forth in further
detail in a Circular to be published by
ICE Clear Europe.
2. Statutory Basis
ICE Clear Europe has determined that
the fees are reasonable and appropriate
to charge for establishing and
maintaining EMIR Customer Accounts
for Non-FCM/BD Clearing Members. In
particular, ICE Clear Europe believes
that the fees, and related volume
discounts from them, have been set at
an appropriate level given the costs and
expenses to ICE Clear Europe in offering
and maintaining the relevant EMIR
Customer Accounts. The fees (and
related discounts) apply equally to all
Non-FCM/BD Clearing Members that
use EMIR Customer Accounts. ICE Clear
Europe believes that imposing such
clearing fees is consistent with the
requirements of Section 17A of the Act 5
and the regulations thereunder
applicable to it, and in particular
provides for the equitable allocation of
reasonable dues, fees, and other charges
among its Clearing Members, within the
meaning of Section 17A(b)(3)(D) of the
Act.6 ICE Clear Europe thus believes
that the proposed rule change is
consistent with the requirements of
Section 17A of the Act and regulations
thereunder applicable to it.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
B. Self-Regulatory Organization’s
Statement on Burden on Competition
ICE Clear Europe does not believe the
proposed rule change would have any
impact, or impose any burden, on
competition not necessary or
appropriate in furtherance of the
purpose of the Act. As noted above, ICE
Clear Europe believes that the fees and
related discounts have been set at an
appropriate level given the costs and
expenses to ICE Clear Europe in offering
and maintaining the relevant EMIR
Customer Accounts. The fees and
related discounts apply equally to all
Non-FCM/BD Clearing Members that
use EMIR Customer Accounts. ICE Clear
Europe does not believe that the
amendments would adversely affect the
ability of such Clearing Members or
other market participants generally to
engage in cleared transactions or to
access clearing. ICE Clear Europe further
believes that the fees will not otherwise
adversely affect competition among
Clearing Members, adversely affect the
market for clearing services or limit
market participants’ choices for
obtaining clearing services.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
Written comments relating to the
proposed rule change have not been
solicited or received. ICE Clear Europe
will notify the Commission of any
written comments received by ICE Clear
Europe.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing proposed rule change
has become effective upon filing
pursuant to Section 19(b)(3)(A) 7 of the
Act and Rule 19b–4(f)(2) 8 thereunder
because it establishes a fee or other
charge imposed by ICE Clear Europe on
its Clearing Members. Specifically, the
proposed rule change will establish fees
to be paid by Non-FCM/BD Clearing
Members to ICE Clear Europe in
connection with EMIR Customer
Accounts. At any time within 60 days
of the filing of the proposed rule change,
the Commission summarily may
temporarily suspend such proposed rule
change if it appears to the Commission
that such action is necessary or
appropriate in the public interest, for
the protection of investors, or otherwise
in furtherance of the purposes of the
Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml) or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
ICEEU–2015–014 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–ICEEU–2015–014. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filings will also be available for
inspection and copying at the principal
office of ICE Clear Europe and on ICE
Clear Europe’s Web site at https://
www.theice.com/clear-europe/
regulation. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–ICEEU–
2015–014 and should be submitted on
or before September 4, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–20008 Filed 8–13–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75656; File No. SR–ICC–
2015–014]
Self-Regulatory Organizations; ICE
Clear Credit LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Implement Single
Name Backloading Incentive Program
August 10, 2015.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder 2
notice is hereby given that on July 30,
2015, ICE Clear Credit LLC (‘‘ICC’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
9 17
5 15
U.S.C. 78q–1.
6 15 U.S.C. 78q–1(b)(3)(D).
VerDate Sep<11>2014
18:50 Aug 13, 2015
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
7 15
U.S.C. 78s(b)(3)(A).
8 17 CFR 240.19b–4(f)(2).
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14AUN1
Federal Register / Vol. 80, No. 157 / Friday, August 14, 2015 / Notices
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared primarily by ICC.
ICC filed the proposal pursuant to
Section 19(b)(3)(A) of the Act,3 and Rule
19b–4(f)(2) 4 thereunder, so that the
proposal was effective upon filing with
the Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The purpose of the proposed rule
change is to implement a single name
backloading incentive program for client
account clearing of single name credit
default swap (‘‘CDS’’) contracts.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, ICC
included statements concerning the
purpose of and basis for the proposed
rule change and discussed any
comments it received regarding the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. ICC
has prepared summaries, set forth in
sections A, B, and C below, of the most
significant aspects of these statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
The proposed rule change is intended
to implement a single name backloading
incentive program for client account
clearing of single name CDS contracts.
The proposed rule change is designed to
incentivize market participants to
submit additional transactions to ICC for
clearing. Under the program, clients will
receive a 50% discount on ICC clearing
fees for backloaded single name CDS
contracts. The discount will be paid
back as a rebate directly through the
client’s Clearing Participant. ICC plans
to begin processing program rebates on
September 1, 2015, and the terms of the
program are set to expire on December
1, 2015. Contracts must have an
execution date prior to June 1, 2015 to
be eligible for the rebate program.
ICC believes the proposed rule change
is consistent with the requirements of
the Act including Section 17A of the
Act.5 More specifically, the proposed
rule change establishes or changes a
member due, fee or other charge
imposed by ICC under Section
19(b)(3)(A)(ii) 6 of the Act and Rule 19b–
4(f)(2) 7 thereunder. ICC believes the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder
applicable to ICC, in particular, to
Section 17(A)(b)(3)(D),8 because the
proposed fee changes apply equally to
all market participants clearing
backloaded single name CDS contracts
in client accounts and therefore the
proposed rule change provides for the
equitable allocation of reasonable dues,
fees and other charges among
participants. As such, the proposed rule
change is appropriately filed pursuant
to Section 19(b)(3)(A) 9 of the Act and
paragraph (f)(2) of Rule 19b–4
thereunder.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
ICC does not believe the proposed
rule change would have any impact, or
impose any burden, on competition.
The proposed rule change modifies
pricing for client account clearing of
single name CDS contracts. There is no
limit to the number of client
participants that may participate in the
backloading incentive program; it will
be open to all clients and rebates will be
applied to all transaction fees for client
accounts clearing eligible single name
CDS contracts. As such, the proposed
rule change applies consistently across
all eligible market participants and the
implementation of the proposed rule
change does not preclude the
implementation of similar incentive
programs by other market participants.
Therefore, ICC does not believe the
proposed rule change imposes any
burden on competition that is
inappropriate in furtherance of the
purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
Written comments relating to the
proposed rule change have not been
solicited or received. ICC will notify the
Commission of any written comments
received by ICC.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective upon filing pursuant to Section
6 15
U.S.C. 78s(b)(3)(A)(ii).
CFR 240.19b–4(f)(2).
8 15 U.S.C. 78q–1(b)(3)(D).
9 15 U.S.C. 78s(b)(3)(A).
3 15
U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(2).
5 15 U.S.C. 78q–1.
VerDate Sep<11>2014
18:50 Aug 13, 2015
19(b)(3)(A) 10 of the Act and Rule 19b–
4(f)(2) 11 thereunder because the
implementation of a single name
backloading incentive program for client
account clearing of single name CDS
contracts results in changes which
establish or change a due, fee, or other
charge applicable to ICC’s participants.
At any time within 60 days of the filing
of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
ICC–2015–014 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–ICC–2015–014. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
7 17
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48939
10 15
11 17
E:\FR\FM\14AUN1.SGM
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(2).
14AUN1
48940
Federal Register / Vol. 80, No. 157 / Friday, August 14, 2015 / Notices
10:00 a.m. and 3:00 p.m. Copies of such
filings will also be available for
inspection and copying at the principal
office of ICE Clear Credit and on ICE
Clear Credit’s Web site at https://
www.theice.com/clear-credit/regulation.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–ICC–2015–014 and should
be submitted on or before September 4,
2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–20007 Filed 8–13–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75660; File No. SR–CTA–
2015–02]
Consolidated Tape Association; Order
Approving the Twenty Third
Substantive Amendment to the Second
Restatement of the CTA Plan
August 11, 2015.
I. Introduction
On June 19, 2015, certain participants
(‘‘Approving Participants’’) 1 of the
Consolidated Tape Association (‘‘CTA’’)
Plan filed with the Securities and
Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) pursuant to Section 11A
of the Securities Exchange Act of 1934
(‘‘Act’’),2 and Rule 608 thereunder,3 a
proposal to amend the Second
Restatement of the CTA Plan (‘‘CTA
Plan’’).4 The proposal represents the
12 17
CFR 200.30–3(a)(12).
than two-thirds of the CTA Plan
participants approved the amendment. The
Approving Participants are: BATS Exchange, Inc.,
BATS–Y Exchange, Inc., Chicago Board Options
Exchange, Incorporated, Chicago Stock Exchange,
Inc., EDGA Exchange, Inc., EDGX Exchange, Inc.,
Financial Industry Regulatory Authority, Inc.,
International Securities Exchange, LLC, National
Stock Exchange, New York Stock Exchange LLC,
NYSE MKT LLC, and NYSE Arca, Inc. NASDAQ
OMX BX, Inc., NASDAQ OMX PHLX, Inc., and the
Nasdaq Stock Market LLC are also CTA Plan
participants (‘‘participants’’).
2 15 U.S.C. 78k–1.
3 17 CFR 242.608.
4 See Securities Exchange Act Release No. 10787
(May 10, 1974), 39 FR 17799 (declaring the CTA
Plan effective). The CTA Plan, pursuant to which
markets collect and disseminate last sale price
information for non-NASDAQ listed securities, is a
‘‘transaction reporting plan’’ under Rule 601 under
asabaliauskas on DSK5VPTVN1PROD with NOTICES
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Twenty Third Substantive Amendment
to the CTA Plan (‘‘Amendment’’).5 The
Amendment proposes to establish a fee
that will be charged to a vendor or other
data redistributor that fails to comply
with the CTA Plan participants’
Consolidated Volume display statement,
and related requirements. The noncompliance charge seeks to provide
incentives for data redistributors to
comply with the participants’
consolidated volume requirements. The
proposed Amendment was published
for comment in the Federal Register on
July 10, 2015.6 No comment letters were
received in response to the Notice. This
order approves the proposed
Amendment to the Plan.
II. Description of the Proposal
Historically, the Plan participants
have not applied device fees to devices
that receive consolidated volume (i.e.,
aggregate volume for trades taking place
on all market centers under the Plan) in
displays that do not also include CTA
Plan prices or CQ Plan quotation
information. The participants do not
plan to change this policy.
However, some data redistributors
include consolidated volume in
displays of unconsolidated last sale
prices and/or unconsolidated bid-asked
quotes, such as displays of one
exchange’s trade prices and quotes. The
Participants believe that such displays,
whether displayed internally or
externally, could mislead investors
regarding the nature of the information
they are viewing. A significant number
of data users receive proprietary trade
prices and quotes. Unless the data users
understand the content being displayed,
the Act, 17 CFR 242.601, and a ‘‘national market
system plan’’ under Rule 608 under the Act, 17 CFR
242.608.
5 The Amendment was originally submitted on an
immediately effective basis pursuant to Rule
608(b)(3)(i) under Regulation NMS. See Letter from
Emily Kasparov, Chairman, CTA Plan Operating
Committee to Brent J. Fields, Secretary,
Commission, dated May 18, 2015. On June 19, 2015,
the Approving Participants filed a letter to indicate
the proposal should be considered under Rule
608(b)(1) and Rule 608(b)(2) of Regulation NMS. As
a result, the Amendment must be approved by the
Commission. See Letter from Emily Kasparov,
Chairman, CTA Plan Operating Committee to Brent
J. Fields, Secretary, Commission, dated June 17,
2015. The Amendment was originally designated as
the Twenty Second Charges Amendment to the
Plan. The Commission noted that the proposal is
the Twenty Third Substantive Amendment to the
Plan. See Notice, infra note 6, 80 FR at 39822 at
note 5. On August 7, 2015, the Approving
Participants filed a letter to indicate the proposal
should be designated as the Twenty Third
Substantive Amendment of the Plan. See Letter
from Emily Kasparov, Chairman, CTA Plan
Operating Committee to Brent J. Fields, Secretary,
Commission, dated August 6, 2015 (‘‘August 6
Letter’’).
6 See Securities Exchange Act Release No. 75363
(July 6, 2015), 80 FR 39821 (‘‘Notice’’).
PO 00000
Frm 00137
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they could mistakenly think that they
are seeing consolidated trades and
quotes because the volume is
consolidated volume.
To make the displays transparent and
less likely to mislead, data redistributors
that include consolidated volume in
displays of unconsolidated prices and
quotes must incorporate into those
displays the following statement (or a
close iteration of the statement that the
network administrator(s) have
approved): ‘‘Realtime quote and/or trade
prices are not sourced from all
markets.’’
A data redistributor must also assure
that any person included in the
redistribution chain starting with the
data redistributor places the statement
in any such display that it provides. The
statement must be clearly visible to the
end users so that they understand the
differences in the sources of the data. In
addition, data redistributors need to
assure that they, and any person or
entity included in the redistribution
chain starting with them, clearly
incorporate the display statement into
any advertisement, sales literature or
other material displaying CTA
Consolidated Volume alongside
unconsolidated prices or quotes. These
requirements apply to both real-time
and delayed displays of consolidated
volume.
In order to ensure compliance with
these requirements, all recipients of the
CTA last sale price datafeed (whether
directly or indirectly) must submit a
declaration. The Amendment will
require firms that include consolidated
volume in displays of unconsolidated
prices and quotes to submit to NYSE a
screen print of the displays, which
include the display statement. The CTA
Administrator will work with firms to
facilitate their compliance.7
The Approving Participants’
representatives met with SIFMA and the
CTA Plan’s Advisory Committee to
discuss the consolidated volume
requirements and responded to their
questions. They shortened the display
statement in response to comments and
made clear that a datafeed recipient that
provides an exchange’s trading volume
with displays of the exchange’s trade
prices and quotes is not subject to the
display requirement.
7 A firm with access to CTA consolidated volume
data must submit the declaration and, if applicable,
the screen print within 120 days from the effective
date of the amendment or within 30 days of the
effective date of the firm’s market data agreement
with the participants that governs its receipt of the
CTA datafeed (its ‘‘Vendor Agreement’’). Thereafter,
each firm must submit its declaration and, if
applicable, its screen print annually by the 31st day
of January.
E:\FR\FM\14AUN1.SGM
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Agencies
[Federal Register Volume 80, Number 157 (Friday, August 14, 2015)]
[Notices]
[Pages 48938-48940]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-20007]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-75656; File No. SR-ICC-2015-014]
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change To Implement
Single Name Backloading Incentive Program
August 10, 2015.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder \2\ notice is hereby given that
on July 30, 2015, ICE Clear Credit LLC (``ICC'') filed with the
Securities and Exchange Commission (``Commission'') the
[[Page 48939]]
proposed rule change as described in Items I, II, and III below, which
Items have been prepared primarily by ICC. ICC filed the proposal
pursuant to Section 19(b)(3)(A) of the Act,\3\ and Rule 19b-4(f)(2) \4\
thereunder, so that the proposal was effective upon filing with the
Commission. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The purpose of the proposed rule change is to implement a single
name backloading incentive program for client account clearing of
single name credit default swap (``CDS'') contracts.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, ICC included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received regarding the proposed rule change.
The text of these statements may be examined at the places specified in
Item IV below. ICC has prepared summaries, set forth in sections A, B,
and C below, of the most significant aspects of these statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
The proposed rule change is intended to implement a single name
backloading incentive program for client account clearing of single
name CDS contracts. The proposed rule change is designed to incentivize
market participants to submit additional transactions to ICC for
clearing. Under the program, clients will receive a 50% discount on ICC
clearing fees for backloaded single name CDS contracts. The discount
will be paid back as a rebate directly through the client's Clearing
Participant. ICC plans to begin processing program rebates on September
1, 2015, and the terms of the program are set to expire on December 1,
2015. Contracts must have an execution date prior to June 1, 2015 to be
eligible for the rebate program.
ICC believes the proposed rule change is consistent with the
requirements of the Act including Section 17A of the Act.\5\ More
specifically, the proposed rule change establishes or changes a member
due, fee or other charge imposed by ICC under Section 19(b)(3)(A)(ii)
\6\ of the Act and Rule 19b-4(f)(2) \7\ thereunder. ICC believes the
proposed rule change is consistent with the requirements of the Act and
the rules and regulations thereunder applicable to ICC, in particular,
to Section 17(A)(b)(3)(D),\8\ because the proposed fee changes apply
equally to all market participants clearing backloaded single name CDS
contracts in client accounts and therefore the proposed rule change
provides for the equitable allocation of reasonable dues, fees and
other charges among participants. As such, the proposed rule change is
appropriately filed pursuant to Section 19(b)(3)(A) \9\ of the Act and
paragraph (f)(2) of Rule 19b-4 thereunder.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78q-1.
\6\ 15 U.S.C. 78s(b)(3)(A)(ii).
\7\ 17 CFR 240.19b-4(f)(2).
\8\ 15 U.S.C. 78q-1(b)(3)(D).
\9\ 15 U.S.C. 78s(b)(3)(A).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
ICC does not believe the proposed rule change would have any
impact, or impose any burden, on competition. The proposed rule change
modifies pricing for client account clearing of single name CDS
contracts. There is no limit to the number of client participants that
may participate in the backloading incentive program; it will be open
to all clients and rebates will be applied to all transaction fees for
client accounts clearing eligible single name CDS contracts. As such,
the proposed rule change applies consistently across all eligible
market participants and the implementation of the proposed rule change
does not preclude the implementation of similar incentive programs by
other market participants. Therefore, ICC does not believe the proposed
rule change imposes any burden on competition that is inappropriate in
furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
Written comments relating to the proposed rule change have not been
solicited or received. ICC will notify the Commission of any written
comments received by ICC.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective upon filing pursuant
to Section 19(b)(3)(A) \10\ of the Act and Rule 19b-4(f)(2) \11\
thereunder because the implementation of a single name backloading
incentive program for client account clearing of single name CDS
contracts results in changes which establish or change a due, fee, or
other charge applicable to ICC's participants. At any time within 60
days of the filing of the proposed rule change, the Commission
summarily may temporarily suspend such rule change if it appears to the
Commission that such action is necessary or appropriate in the public
interest, for the protection of investors, or otherwise in furtherance
of the purposes of the Act.
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78s(b)(3)(A).
\11\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-ICC-2015-014 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-ICC-2015-014. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
[[Page 48940]]
10:00 a.m. and 3:00 p.m. Copies of such filings will also be available
for inspection and copying at the principal office of ICE Clear Credit
and on ICE Clear Credit's Web site at https://www.theice.com/clear-credit/regulation.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-ICC-2015-014
and should be submitted on or before September 4, 2015.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
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\12\ 17 CFR 200.30-3(a)(12).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-20007 Filed 8-13-15; 8:45 am]
BILLING CODE 8011-01-P