Section 5307 Urbanized Area Formula Grants; Passenger Ferry Grant Program, 46093-46097 [2015-18917]
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Federal Register / Vol. 80, No. 148 / Monday, August 3, 2015 / Notices
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Section 5307 Urbanized Area Formula
Grants; Passenger Ferry Grant
Program
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of Funding Availability
(NOFA): Solicitation of Project
Proposals for the Passenger Ferry Grant
Program.
AGENCY:
The Federal Transit
Administration (FTA) announces the
availability of Section 5307 Urbanized
Area Formula Grant program funds in
support of the Discretionary Passenger
Ferry Grant program. This grant
opportunity will be funded using
approximately $20 million in FY 2015
Urbanized Area Formula Grants
program funds authorized by the
Moving Ahead for Progress in the 21st
Century Act (MAP–21), Public Law
112–141, July 6, 2012. Although MAP–
21 authorized the program at $30
million, the current extension only
authorized funds through May 31, 2015,
which is approximately $20 million.
This notice solicits proposals to
compete for Fiscal Year (FY) 2015
funding that is currently available under
the Ferry program and may include
additional funds made available,
subsequent to publication of this notice.
The Passenger Ferry Grant program
(Ferry program), authorized by 49 U.S.C.
5307 (h), is a competitive program for
which FTA established criteria for
rating and ranking applications. Given
the limited resources available for this
program, FTA is limiting this
discretionary opportunity to capital
projects. These funds constitute a core
investment in the enhancement and
revitalization of public ferry systems in
the Nation’s urbanized areas.
This notice also includes priorities
established by FTA for these
discretionary funds, criteria FTA will
use to identify meritorious projects for
funding, and the process to apply for
funding. This announcement is
available on the FTA Web site at: https://
www.fta.dot.gov. The FTA may
announce final selections on the Web
site and in the Federal Register.
Additionally, a synopsis of this funding
opportunity will be posted in the FIND
module of the government-wide
electronic grants (GRANTS.GOV) Web
site at https://www.grants.gov.
DATES: Complete proposals for Ferry
program projects must be submitted by
11:59 p.m. EDT on October 2, 2015. All
proposals must be submitted
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SUMMARY:
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electronically through the
GRANTS.GOV APPLY function. Any
agency intending to apply should
initiate the process of registering on the
GRANTS.GOV site immediately to
ensure completion of registration before
the submission deadline. Instructions
for applying can be found on FTA’s Web
site at https://www.fta.dot.gov/grants/
15926.html and in the ‘‘FIND’’ module
of GRANTS.GOV.
FOR FURTHER INFORMATION CONTACT:
Contact the appropriate FTA Regional
Office found at https://www.fta.dot.gov
for proposal-specific information and
issues. For program-specific questions,
please contact Vanessa Williams, Office
of Program Management, (202) 366–
4818, email: Vanessa.williams@dot.gov.
A TDD is available at 1–800–877–8339
(TDD/FIRS).
SUPPLEMENTARY INFORMATION:
Table of Contents
A. FTA Ferry Program Authority
B. Program Description and Purpose
C. Program Information
1. Eligible Proposers
2. Eligible Projects
3. Cost Sharing and Matching
4. Eligible Sources of Match
D. Proposal Submission Process
E. Proposal Content
F. Evaluation Criteria
G. Review and Selection Process
H. Award Information
I. Award Administration
J. Technical Assistance and Other Program
Information
Appendix A: Frequently Asked Questions
A. FTA Ferry Program Authority
Section 5307(h) of Title 49, United
States Code, as amended by MAP–21,
authorizes FTA’s Passenger Ferry Grant
program. The program authorizes FTA
to solicit grant applications and make
grants for eligible projects on a
competitive basis subject to the Section
5307 terms and conditions, unless noted
otherwise in the competitive
solicitation. Successful applicants will
enter into grant agreements with the
FTA for the funding to be provided to
their projects under this program.
B. Program Description and Purpose
Improving and maintaining the
Nation’s public ferry systems is a key
strategic goal of the U.S. Department of
Transportation (DOT) and FTA. The
Ferry program is intended to contribute
to the improvement of the condition of
the public ferry systems by providing
financial assistance for capital projects.
As part of the program and as evidenced
in the criteria established for the
program, priority consideration will be
given to eligible projects that help to
expand ladders of opportunity and
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46093
improve safety. Examples include but
are not limited to enhancing access to
work, educational, and other training
opportunities, and supporting
partnerships that expand access to other
governmental, health, medical,
education, social, human service, and
transportation providers to improve
coordinated delivery of services. Safety
enhancements include projects that
increase the safety of the system
including but not limited to lifesaving
devices, security cameras, and first aid
kits.
C. Program Information
1. Eligible Proposers
Eligible proposers and eventual grant
applicants under this initiative must be
designated recipients or eligible direct
recipients of Section 5307 funds which
include public entities engaged in
providing a public transportation
passenger ferry service. If the recipient
is eligible to receive 5307 funds, but
does not currently have an active grant
with FTA, upon selection, the recipient
will be required to work with the FTA
regional office to establish its
organization as an active grantee. This
process may require additional
documentation to support technical,
financial, and legal capacity. Ferry
systems that accommodate cars must
also accommodate walk-on passengers
in order to be eligible for funding.
2. Eligible Projects
Under this competitive program,
eligible projects are capital projects
including ferries, terminals, and related
infrastructure. A service area can
include some portions of rural areas, as
long as the Ferry service begins in and
services urban areas. Capital projects
include, but are not limited to, the
purchase, replacement, or rehabilitation
of ferries and terminals and related
equipment. Funds made available under
this Notice of Funding Availability
(NOFA) may not be used to fund
operating expenses, planning, or
preventive maintenance. The FTA’s
Section 5307 formula funds may be
used for those activities.
3. Cost Sharing and Matching
Costs will be shared at the following
ratio:
There is an 80 percent Federal share
for projects selected under the Ferry
Program, unless noted below by one of
the exceptions.
i. The Federal share is 85 percent for
net project costs for acquiring vehicles
(including clean-fuel or alternative fuel)
that are compliant with the Clean Air
Act (CAA) or compliant with the
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Americans with Disabilities Act (ADA)
of 1990.
ii. The Federal share is 90 percent for
net project costs for vehicle-related
equipment or facilities (including cleanfuel or alternative-fuel vehicle-related
equipment or facilities) required by the
Americans with Disabilities Act (ADA)
of 1990, or for purposes of complying
with or maintaining compliance with
the Clean Air Act.
The FTA considers vehicle-related
equipment to be equipment on or
attached to the vehicle. The award
recipient may itemize the cost of
specific, discrete, vehicle-related
equipment being purchased to be in
compliance with ADA or CAA.
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4. Eligible Sources of Match
After the appropriate Federal share is
established, the applicant must provide
the local share of the net project cost
and must document in its grant
application the source of the local
match. The local match may include:
i. Cash from non-governmental
sources other than revenues from
providing public transportation
services;
ii. Non-farebox revenues from the
operation of public transportation
service, such as the sale of advertising
and concession revenues. A voluntary
or mandatory fee that a college,
university, or similar institution
imposes on all its students for free or
discounted transit service that is not
farebox revenue;
iii. Monies received under a service
agreement with a State or local social
service agency or private social service
organization;
iv. Undistributed cash surpluses,
replacement or depreciation cash funds,
reserves available in cash, or new
capital;
v. Amounts appropriated or otherwise
made available to a department or
agency of the Government (other than
the U.S. Department of Transportation);
vi. In-kind contribution such as the
market value of in-kind contributions
integral to the project may be counted
as a contribution toward local share;
vii. Revenue bond proceeds for a
capital project, with prior FTA
approval; and
viii. Transportation Development
Credits (TDC) (formerly referred to as
Toll Revenue Credits).
Note: FTA will not retroactively approve
TDCs as match if they are not included in the
proposal submitted under this competition.
D. Proposal Submission Process
Project proposals must be submitted
electronically through https://
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www.GRANTS.GOV by 11:59 p.m. on
October 2, 2015. Mail and fax
submissions will not be accepted. A
complete proposal submission will
consist of at least two files: (1) The SF
424 Mandatory form (downloaded from
GRANTS.GOV) and (2) the Applicant
and Proposal Profile supplemental form
for the Passenger Ferry program
(supplemental form) found on the FTA
Web site at https://www.fta.dot.gov/
grants/15926.html. The supplemental
form provides guidance and a consistent
format for proposers to respond to the
criteria outlined in this NOFA. Once
completed, the supplemental form must
be placed in the attachments section of
the SF 424 Mandatory form. Proposers
must use the supplemental form
designated for the Ferry program and
attach it to their submission in
GRANTS.GOV to successfully complete
the application process. A proposal
submission may contain additional
supporting documentation as
attachments.
Within 24–48 hours after submitting
an electronic application, the applicant
should receive three email messages
from GRANTS.GOV: (1) Confirmation of
successful transmission to
GRANTS.GOV, (2) confirmation of
successful validation by GRANTS.GOV
and (3) confirmation of successful
validation by FTA. If confirmations of
successful validation are not received
and a notice of failed validation or
incomplete materials is received, the
applicant must address the reason for
the failed validation, as described in the
email notice, and resubmit before the
submission deadline. If making a
resubmission for any reason, include all
original attachments regardless of which
attachments were updated and check
the box on the supplemental form
indicating this is a resubmission.
Complete instructions on the
application process can be found at
https://www.fta.dot.gov/grants/
15926.html. Important: FTA urges
proposers to submit their applications at
least 72 hours prior to the due date to
allow time to receive the validation
messages and to correct any problems
that may have caused a rejection
notification. The FTA will not accept
submissions after the stated submission
deadline. GRANTS.GOV scheduled
maintenance and outage times are
announced on the GRANTS.GOV Web
site at https://www.GRANTS.GOV.
Deadlines will not be extended due to
scheduled maintenance or outages.
FTA will not make a ferry
discretionary grant award to an
applicant until the applicant has
complied with all applicable System for
Award Management (SAM)
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requirements. If an applicant has not
fully complied with the requirements by
the submission deadline, the
application will not be considered. To
submit an application through
Grants.gov, applicants must:
• Obtain unique entity identifier (e.g.,
provide its Data Universal Numbering
System (DUNS) number in each
application or proposal it submits to the
agency; Unique entity identifier means
the identifier required for SAM
registration to uniquely identify
business entities);
• Be registered in SAM at
www.SAM.gov;
• Create a Grants.gov username and
password; and
• The E-Business Point of Contact
(POC) at your organization must
respond to the registration email from
Grants.gov and login at Grants.gov to
authorize you as an Authorized
Organization Representative (AOR).
Please note that there can be more than
one AOR for an organization.
For information and instructions on
each of these processes, please see
instructions at https://www.grants.gov/
web/grants/applicants/applicantfaqs.html. If an applicant is selected for
an award, the applicant will be required
to maintain an active SAM registration
with current information throughout the
period of the award.
Proposers may submit one proposal
for each project or one proposal
containing multiple projects. Proposers
submitting multiple projects in one
proposal must be sure to clearly define
each project by completing a
supplemental form for each project.
Supplemental forms must be added
within the proposal by clicking the ‘‘add
project’’ button in Section II of the
supplemental form.
Information such as proposer name,
Federal amount requested, local match
amount, description of areas served, etc.
may be requested in varying degrees of
detail on both the SF 424 form and
supplemental form. Proposers must fill
in all fields unless stated otherwise on
the forms. Proposers should use both
the ‘‘Check Package for Errors’’ and the
‘‘Validate Form’’ validation buttons on
both forms to check all required fields
on the forms, and ensure that the federal
and local amounts specified are
consistent. The following information
MUST be included on the SF 424 and
supplemental forms for all requests for
Ferry program funding:
1. Name of applicant and, if
applicable, the specific ferry agency
submitting the application.
2. Unique entity identifier.
3. Contact information including:
Contact name, title, address,
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congressional district, fax and phone
number, and email address if available.
4. Description of public transportation
services including areas currently
served by the ferry system, if any.
5. Name of person(s) authorized to
apply on behalf of the system (attach a
signed transmittal letter) must
accompany the proposal.
E. Proposal Content
For complete and up to date guidance
on the project information and project
evaluation criteria that must be
documented, refer to the applicable
program on the FTA Web site: https://
www.fta.dot.gov/grants/15926.html. At a
minimum, every proposal must:
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1. Submit an SF 424 with the correct
supplemental form attached.
2. State the project title and describe in the
executive summary the project scope to
be funded.
3. Address whether the project will need a
Buy America waiver.
4. Choose the type of service provided,
project type and fleet information.
5. Address each evaluation criterion
separately, demonstrating how the
project responds to each criterion.
6. Provide a line-item budget for the total
project, with enough detail to indicate
the various key components of the
project. As FTA may elect to fund only
part of some project proposals, the
budget should provide for the minimum
amount necessary to fund specific
project components of independent
utility.
7. Provide the Federal amount requested.
8. Document the matching funds, including
amount and source of the match (may
include local or private sector financial
participation in the project).
9. Provide support documentation, including
financial statements, bond-ratings, and
documents supporting the commitment
of non-federal funding to the project, or
a timeframe upon which those
commitments would be made.
10. Address whether other Federal funds
have been sought for the project.
11. Provide a project timeline, including
significant milestones such as the date
anticipated to issue a request for
proposals for the project components or
contract for purchase of ferry(s), and
actual or expected delivery date or notice
of request for proposal and notice to
proceed for capital replacement/
rehabilitation projects.
12. Provide congressional district
information for the project’s place of
performance.
F. Evaluation Criteria
The FTA will evaluate projects based
on the proposals submitted according to
the criteria outlined below. The FTA
encourages each proposer to
demonstrate the responsiveness of a
project to all of the selection criteria
with the most relevant information that
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the proposer can provide, regardless of
whether such information has been
specifically requested or identified in
this notice. The FTA will assess the
extent to which a project addresses the
following criteria.
1. Demonstration of Need
The FTA will evaluate each project to
determine its need for resources. In
addition to the project-specific criteria
below, FTA will evaluate the project’s
impact on service delivery and whether
the project represents a one-time or
periodic need that cannot reasonably be
funded from FTA formula program
allocations or State and/or local
resources. Proposals should include
information such as destinations and
services not currently accessible by
transit, needs for access to jobs,
education, or health care, safety
enhancements or special needs of
seniors and individuals with
disabilities, income-based community
needs, or other mobility needs.
i. For vessel replacement or
rehabilitation projects:
• The age of the asset to be replaced
or rehabilitated by the proposed project,
relative to its useful life.
• Condition and performance of the
asset to be replaced by the proposed
project, as ascertained through
inspections or otherwise, if available.
ii. For infrastructure (facility)
improvements or related-equipment
acquisitions:
• The age of the facility or equipment
to be rehabilitated or replaced relative to
its useful life.
• The degree to which the proposed
project will enable the agency to
improve the maintenance and condition
of the agency’s fleet and/or other related
ferry assets.
iii. For expansion requests (vessel or
facility-related):
• The degree to which the proposed
project addresses a current capacity
constraint that is limiting the ability of
the agency to provide reliable service,
meet ridership demands, or maintain
vessels and related-equipment.
2. Demonstration of Benefits
In this section, proposals should
identify expected project benefits.
Applicants should describe how the
ferry project will provide greater access
to employment opportunities,
educational centers, healthcare, or other
locations that profoundly impact
ladders of opportunity and safety, as
described in the program purpose
above. Possible examples include
increased or sustained ridership and
daily trips, increased reliability of
service, improved operations or
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maintenance capabilities, or more
mobility options, intermodal
connections, or economic benefits to the
community. Benefits may be
demonstrated quantifiably or
qualitatively. Proposers should
document, explain or show the benefits
in whatever format is reasonable to
present them.
3. Planning and Local/Regional
Prioritization
In this section, the applicant should
describe how the proposed project is
consistent with planning documents
and local priorities. This will involve
assessing whether:
i. The project is consistent with the
transit priorities identified in the longrange transportation plan and/or
contingency/illustrative projects.
Proposers should note if the project
could not be included in the financially
constrained Transportation
Improvement Plan (TIP)/Statewide
Transportation Improvement Program
(STIP) due to lack of funding (if
selected, the project must be in the
federally approved STIP before grant
award).
ii. Local support is demonstrated by
letters of support from State
Departments of Transportation, local
transit agencies and other relevant
stakeholders.
iii. In an area with both ferry and
other public transit operators, the
proposal demonstrates coordination
with and support of other related
projects within the proposer’s
Metropolitan Planning Organization
(MPO) or the geographic region within
which the proposed project will operate.
4. Project Readiness
In this section, the applicant should
describe the extent to which the project
is ready to be implemented. This will
involve assessing whether:
i. The project is a Categorical
Exclusion (CE) or if required
environmental work has been initiated
or completed for construction projects
requiring an Environmental Assessment
(EA) or Environmental Impact
Statement (EIS).
ii. Project implementation plans are
ready, including initial design of facility
projects.
iii. The TIP/STIP can be amended
(evidenced by MPO/State endorsement).
iv. Local match is available and the
project can be implemented within 12
months from time of selection.
v. The project will require a Buy
America waiver.
vi. The applicant demonstrates the
ability to carry out the proposed project
successfully.
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5. Technical, Legal, and Financial
Capacity To Implement the Particular
Project Proposed
In this section, the applicant should
address all of the following points:
i. The proposer has the technical
capacity to administer the project.
ii. There are no outstanding legal,
technical, or financial issues with the
proposer that would make this a highrisk project to implement quickly.
iii. The proposer has good financial
systems in place that meet generally
acceptable accounting standards that
can be audited and has identified the
source of local match if selected (no
deferred local share will be allowed).
6. Connectivity to Other Modes of
Transportation
The proposals should include
information about transfer connections
to other modes of transportation,
including but not limited to: Rail, bus,
intercity bus, and private transportation
providers. Supporting documentation
should include data that demonstrates
the number of trips (passengers and
vehicles), the number of walk-on
passengers, and transfers to other modes
(if applicable).
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G. Review and Selection Process
In addition to other FTA staff that
may review the proposals, a technical
evaluation committee will review
proposals under the project evaluation
criteria. Members of the technical
evaluation committee and other
involved FTA staff reserve the right to
screen and rate the applications
received and to seek clarification from
any applicant about any statement in its
application that FTA finds ambiguous
and/or request additional
documentation to be considered during
the evaluation process to clarify
information contained within the
proposal.
After consideration of the findings of
the technical evaluation committee, the
FTA Acting Administrator will
determine the final selection and
amount of funding for each project.
Geographic diversity and the
applicant’s receipt of other Federal
funding for ferries may be considered in
FTA’s award decisions.
H. Award Information
Ferry program funds are available to
designated recipients or eligible direct
recipients of Section 5307 funds. There
is no minimum or maximum grant
award amount; however, FTA intends to
fund as many meritorious projects as
possible. Only proposals from eligible
recipients for eligible activities will be
considered for funding. Due to funding
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limitations, proposers that are selected
for funding may receive less than the
amount originally requested. In those
cases, applicants must be able to
demonstrate that the proposed projects
are still viable and can be completed
with the amount awarded.
I. Award Administration
1. Award Notices
At the time the project selections are
announced, FTA will extend pre-award
authority for the selected projects. There
is no blanket pre-award authority for
these projects before announcement.
2. Administrative and National Policy
Requirements
i. Pre-Award Authority
The FTA will issue specific guidance
to recipients regarding pre-award
authority at the time of selection. The
FTA does not provide pre-award
authority for discretionary funds until
projects are selected and even then there
are Federal requirements that must be
met before costs are incurred. For more
information about FTA’s policy on preaward authority, please see the FY 2015
Apportionment Notice published on
February 9, 2015. https://www.gpo.gov/
fdsys/pkg/FR-2015-02-09/pdf/201502555.pdf.
ii. Grant Requirements
If selected, awardees will apply for a
grant through FTA’s electronic grant
management system and adhere to the
customary FTA grant requirements of
the Section 5307 Urbanized Area
Formula Grant program, including those
of FTA Circular 9030.1E, Circular
5010.1D, and the labor protections of 49
U.S.C. Section 5333(b). All discretionary
grants, regardless of award amount, will
be subject to the congressional
notification and release process. The
FTA emphasizes that third-party
procurement applies to all funding
awards, as described in FTA.C.4220.1F.
Technical assistance regarding these
requirements is available from each FTA
regional office.
iii. Buy America
The FTA requires that all capital
procurements meet FTA’s Buy America
requirements that require all iron, steel,
or manufactured products be produced
in the U.S., to help create and protect
manufacturing jobs in the U.S. The
Ferry program will have a significant
economic impact toward meeting the
objectives of the Buy America law. The
Buy America requirements can be found
in 49 CFR part 661. Any proposal that
will require a waiver must identify the
items for which a waiver will be sought
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in the application. Applicants should
not proceed with the expectation that
waivers will be granted.
iv. Disadvantaged Business Enterprise
Projects that include ferry
acquisitions are subject to the
Disadvantaged Business Enterprise
(DBE) program regulations at 49 CFR
part 26. The rule requires that, prior to
bidding on any FTA-assisted vehicle
procurement, entities that manufacture
ferries must submit a DBE Program plan
and annual goal methodology to FTA.
The FTA will then issue a transit
vehicle manufacturer (TVM)
concurrence/certification letter. Grant
recipients must verify each entity’s
compliance before accepting its bid. A
list of certified TVMs is posted on FTA’s
Web page at https://www.fta.dot.gov/
civilrights/12891.html. Recipients
should contact FTA before accepting
bids from entities not listed on this webposting. Recipients may also establish
project specific DBE goals for ferry
purchases. The FTA will provide
additional guidance as grants are
awarded. For more information on DBE
requirements, please contact Britney
Berry, Office of Civil Rights, 202–366–
1065, email: britney.berry@dot.gov.
v. Planning
The FTA encourages proposers to
notify the appropriate State
Departments of Transportation and
MPOs in areas likely to be served by the
project funds made available under
these initiatives and programs. Selected
projects must be incorporated into the
long-range plans and transportation
improvement programs of States and
metropolitan areas before they are
eligible for FTA funding.
vi. Standard Assurances
The applicant assures that it will
comply with all applicable Federal
statutes, regulations, executive orders,
FTA circulars, and other Federal
administrative requirements in carrying
out any project supported by the FTA
grant. The applicant acknowledges that
it is under a continuing obligation to
comply with the terms and conditions
of the grant agreement issued for its
project with FTA. The applicant
understands that Federal laws,
regulations, policies, and administrative
practices might be modified from time
to time and may affect the
implementation of the project. The
applicant agrees that the most recent
Federal requirements will apply to the
project, unless FTA issues a written
determination otherwise. The applicant
must submit the Certifications and
Assurances before receiving a grant if it
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does not have current certifications on
file.
vii. Reporting
Post-award reporting requirements
include submission of Federal Financial
Reports and Milestone Reports in FTA’s
electronic grants management system on
a quarterly basis for all projects.
J. Technical Assistance and Other
Program Information
This program is not subject to
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs.’’ The FTA will consider
applications for funding only from
eligible recipients for eligible projects
listed in Section C. Complete
applications must be submitted through
GRANTS.GOV by 11:59 p.m. EDT on
October 2, 2015. Contact information for
FTA’s regional offices can be found on
FTA’s Web site at www.fta.dot.gov.
Therese W. McMillan,
Acting Administrator.
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Appendix A—Ferry Program
Frequently Asked Questions
1. What is a designated recipient?
Answer: A designated recipient is an entity
designated by the governor of a state,
responsible local official, and publicly
owned operators of public transportation
to receive and apportion amounts under
Section 5336 to urbanized areas of
200,000 or more in population, or a state
or regional authority, if the authority is
responsible under the laws of a state for
a capital project and for financing and
directly providing public transportation.
2. What is a direct recipient?
Answer: A direct recipient is an eligible
entity authorized by a designated
recipient or state to receive Urbanized
Area Formula Program funds directly
from FTA.
3. Is there a list of designated recipients
under Section 5307?
Answer: Contact the FTA regional office
for help with identifying the 5307
designated recipient in your area. The
regional office contact information can
be found at www.fta.dot.gov.
4. How can an entity determine whether it
operates within the area of a Censusdesignated urbanized area?
Answer: Contact the FTA regional office to
determine the designated urbanized area.
The regional contact information can be
found at www.fta.dot.gov.
5. Can I apply if I am not currently a direct
recipient?
Answer: Yes, FTA will accept applications
from entities in urbanized areas that are
VerDate Sep<11>2014
18:35 Jul 31, 2015
Jkt 235001
eligible to be direct recipients, even if
they are currently not a direct recipient.
6. How can I apply if I am not an eligible
direct recipient or designated recipient?
Answer: Coordinate the project with the
designated or eligible direct recipient for
that entity to apply on your behalf.
However, if your project is selected for
an award, the designated or eligible
direct recipient would obligate the
funds.
7. Can State DOTs apply on behalf of public
agencies within the state in which they
administer FTA funds?
Answer: Yes, as long as the service is
within an urbanized area.
8. If an agency previously received 5307
funds but now receives 5311 funds, can
they still apply?
Answer: No, Section 5311 rural providers
are not eligible to apply for the Passenger
Ferry Grant Program. Applicants must be
eligible designated or direct recipients of
Section 5307.
9. Is a new start eligible under the Ferry
program?
Answer: Capital for new systems is eligible
if the project is not in the planning
phase. Planning activities are not eligible
under this competition.
10. Are public car-ferries eligible?
Answer: Ferry systems that accommodate
cars must also accommodate walk-on
passengers in order to be eligible.
11. Is the construction of a ferry maintenance
facility an eligible capital project?
Answer: Yes.
12. Is a new vessel construction funded by
FTA grants considered a public work or
rolling stock and therefore subject to
Davis Bacon?
Answer: Yes, a new vessel construction is
rolling stock. Davis Bacon applies to
construction, alteration, or repairs of
public buildings or public works, but it
does not apply to rolling stock.
13. Does the term ‘‘terminals & related
infrastructure’’ projects include the
floating docks and access ramps where
the passengers board?
Answer: Yes.
14. Is there a difference between the FTA’s
Passenger Ferry Grant Program and
FHWA’s Ferry Boat Formula Grant
Funding Program?
Answer: There may be subtle differences
between FTA’s and FHWA’s programs.
However, FHWA no longer has a
discretionary program. It is now a
formula program. Please refer to FHWA’s
page for more information: https://
www.fhwa.dot.gov/.
15. What is the grant process after an entity
is selected?
Answer: An agency would work with the
FTA regional office to apply for the
funds in FTA’s electronic management
system. The Federal Register
PO 00000
Frm 00166
Fmt 4703
Sfmt 4703
46097
announcing selection will also provide
grant-making instructions.
[FR Doc. 2015–18917 Filed 7–31–15; 8:45 am]
BILLING CODE P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
Hazardous Materials: Delayed
Applications
Office of Hazardous Materials
Safety, Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: List of application delayed more
than 180 days.
AGENCY:
In accordance with the
requirements of 49 U.S.C. 5117(c),
PHMSA is publishing the following list
of special permit applications that have
been in process for 180 days or more.
The reason(s) for delay and the expected
completion date for action on each
application is provided in association
with each identified application.
FOR FURTHER INFORMATION CONTACT:
Ryan Paquet, Director, Office of
Hazardous Materials Special Permits
and Approvals, Pipeline and Hazardous
Materials Safety Administration, U.S.
Department of Transportation, East
Building, PHH–30, 1200 New Jersey
Avenue Southeast, Washington, DC
20590–0001, (202) 366–4535.
SUMMARY:
Key to ‘‘Reason for Delay’’
1. Awaiting additional information
from applicant
2. Extensive public comment under
review
3. Application is technically complex
and is of significant impact or
precedent-setting and requires extensive
analysis
4. Staff review delayed by other
priority issues or volume of special
permit applications
Meaning of Application Number
Suffixes
N—New application
M—Modification request
R—Renewal Request
P—Party To Exemption Request
Issued in Washington, DC, on July 20,
2015.
Ryan Paquet,
Director, Approvals and Permits Division.
E:\FR\FM\03AUN1.SGM
03AUN1
Agencies
[Federal Register Volume 80, Number 148 (Monday, August 3, 2015)]
[Notices]
[Pages 46093-46097]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-18917]
[[Page 46093]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Section 5307 Urbanized Area Formula Grants; Passenger Ferry Grant
Program
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of Funding Availability (NOFA): Solicitation of Project
Proposals for the Passenger Ferry Grant Program.
-----------------------------------------------------------------------
SUMMARY: The Federal Transit Administration (FTA) announces the
availability of Section 5307 Urbanized Area Formula Grant program funds
in support of the Discretionary Passenger Ferry Grant program. This
grant opportunity will be funded using approximately $20 million in FY
2015 Urbanized Area Formula Grants program funds authorized by the
Moving Ahead for Progress in the 21st Century Act (MAP-21), Public Law
112-141, July 6, 2012. Although MAP-21 authorized the program at $30
million, the current extension only authorized funds through May 31,
2015, which is approximately $20 million. This notice solicits
proposals to compete for Fiscal Year (FY) 2015 funding that is
currently available under the Ferry program and may include additional
funds made available, subsequent to publication of this notice.
The Passenger Ferry Grant program (Ferry program), authorized by 49
U.S.C. 5307 (h), is a competitive program for which FTA established
criteria for rating and ranking applications. Given the limited
resources available for this program, FTA is limiting this
discretionary opportunity to capital projects. These funds constitute a
core investment in the enhancement and revitalization of public ferry
systems in the Nation's urbanized areas.
This notice also includes priorities established by FTA for these
discretionary funds, criteria FTA will use to identify meritorious
projects for funding, and the process to apply for funding. This
announcement is available on the FTA Web site at: https://www.fta.dot.gov. The FTA may announce final selections on the Web site
and in the Federal Register. Additionally, a synopsis of this funding
opportunity will be posted in the FIND module of the government-wide
electronic grants (GRANTS.GOV) Web site at https://www.grants.gov.
DATES: Complete proposals for Ferry program projects must be submitted
by 11:59 p.m. EDT on October 2, 2015. All proposals must be submitted
electronically through the GRANTS.GOV APPLY function. Any agency
intending to apply should initiate the process of registering on the
GRANTS.GOV site immediately to ensure completion of registration before
the submission deadline. Instructions for applying can be found on
FTA's Web site at https://www.fta.dot.gov/grants/15926.html and in the
``FIND'' module of GRANTS.GOV.
FOR FURTHER INFORMATION CONTACT: Contact the appropriate FTA Regional
Office found at https://www.fta.dot.gov for proposal-specific
information and issues. For program-specific questions, please contact
Vanessa Williams, Office of Program Management, (202) 366-4818, email:
Vanessa.williams@dot.gov. A TDD is available at 1-800-877-8339 (TDD/
FIRS).
SUPPLEMENTARY INFORMATION:
Table of Contents
A. FTA Ferry Program Authority
B. Program Description and Purpose
C. Program Information
1. Eligible Proposers
2. Eligible Projects
3. Cost Sharing and Matching
4. Eligible Sources of Match
D. Proposal Submission Process
E. Proposal Content
F. Evaluation Criteria
G. Review and Selection Process
H. Award Information
I. Award Administration
J. Technical Assistance and Other Program Information
Appendix A: Frequently Asked Questions
A. FTA Ferry Program Authority
Section 5307(h) of Title 49, United States Code, as amended by MAP-
21, authorizes FTA's Passenger Ferry Grant program. The program
authorizes FTA to solicit grant applications and make grants for
eligible projects on a competitive basis subject to the Section 5307
terms and conditions, unless noted otherwise in the competitive
solicitation. Successful applicants will enter into grant agreements
with the FTA for the funding to be provided to their projects under
this program.
B. Program Description and Purpose
Improving and maintaining the Nation's public ferry systems is a
key strategic goal of the U.S. Department of Transportation (DOT) and
FTA. The Ferry program is intended to contribute to the improvement of
the condition of the public ferry systems by providing financial
assistance for capital projects. As part of the program and as
evidenced in the criteria established for the program, priority
consideration will be given to eligible projects that help to expand
ladders of opportunity and improve safety. Examples include but are not
limited to enhancing access to work, educational, and other training
opportunities, and supporting partnerships that expand access to other
governmental, health, medical, education, social, human service, and
transportation providers to improve coordinated delivery of services.
Safety enhancements include projects that increase the safety of the
system including but not limited to lifesaving devices, security
cameras, and first aid kits.
C. Program Information
1. Eligible Proposers
Eligible proposers and eventual grant applicants under this
initiative must be designated recipients or eligible direct recipients
of Section 5307 funds which include public entities engaged in
providing a public transportation passenger ferry service. If the
recipient is eligible to receive 5307 funds, but does not currently
have an active grant with FTA, upon selection, the recipient will be
required to work with the FTA regional office to establish its
organization as an active grantee. This process may require additional
documentation to support technical, financial, and legal capacity.
Ferry systems that accommodate cars must also accommodate walk-on
passengers in order to be eligible for funding.
2. Eligible Projects
Under this competitive program, eligible projects are capital
projects including ferries, terminals, and related infrastructure. A
service area can include some portions of rural areas, as long as the
Ferry service begins in and services urban areas. Capital projects
include, but are not limited to, the purchase, replacement, or
rehabilitation of ferries and terminals and related equipment. Funds
made available under this Notice of Funding Availability (NOFA) may not
be used to fund operating expenses, planning, or preventive
maintenance. The FTA's Section 5307 formula funds may be used for those
activities.
3. Cost Sharing and Matching
Costs will be shared at the following ratio:
There is an 80 percent Federal share for projects selected under
the Ferry Program, unless noted below by one of the exceptions.
i. The Federal share is 85 percent for net project costs for
acquiring vehicles (including clean-fuel or alternative fuel) that are
compliant with the Clean Air Act (CAA) or compliant with the
[[Page 46094]]
Americans with Disabilities Act (ADA) of 1990.
ii. The Federal share is 90 percent for net project costs for
vehicle-related equipment or facilities (including clean-fuel or
alternative-fuel vehicle-related equipment or facilities) required by
the Americans with Disabilities Act (ADA) of 1990, or for purposes of
complying with or maintaining compliance with the Clean Air Act.
The FTA considers vehicle-related equipment to be equipment on or
attached to the vehicle. The award recipient may itemize the cost of
specific, discrete, vehicle-related equipment being purchased to be in
compliance with ADA or CAA.
4. Eligible Sources of Match
After the appropriate Federal share is established, the applicant
must provide the local share of the net project cost and must document
in its grant application the source of the local match. The local match
may include:
i. Cash from non-governmental sources other than revenues from
providing public transportation services;
ii. Non-farebox revenues from the operation of public
transportation service, such as the sale of advertising and concession
revenues. A voluntary or mandatory fee that a college, university, or
similar institution imposes on all its students for free or discounted
transit service that is not farebox revenue;
iii. Monies received under a service agreement with a State or
local social service agency or private social service organization;
iv. Undistributed cash surpluses, replacement or depreciation cash
funds, reserves available in cash, or new capital;
v. Amounts appropriated or otherwise made available to a department
or agency of the Government (other than the U.S. Department of
Transportation);
vi. In-kind contribution such as the market value of in-kind
contributions integral to the project may be counted as a contribution
toward local share;
vii. Revenue bond proceeds for a capital project, with prior FTA
approval; and
viii. Transportation Development Credits (TDC) (formerly referred
to as Toll Revenue Credits).
Note: FTA will not retroactively approve TDCs as match if they
are not included in the proposal submitted under this competition.
D. Proposal Submission Process
Project proposals must be submitted electronically through https://
www.GRANTS.GOV by 11:59 p.m. on October 2, 2015. Mail and fax
submissions will not be accepted. A complete proposal submission will
consist of at least two files: (1) The SF 424 Mandatory form
(downloaded from GRANTS.GOV) and (2) the Applicant and Proposal Profile
supplemental form for the Passenger Ferry program (supplemental form)
found on the FTA Web site at https://www.fta.dot.gov/grants/15926.html.
The supplemental form provides guidance and a consistent format for
proposers to respond to the criteria outlined in this NOFA. Once
completed, the supplemental form must be placed in the attachments
section of the SF 424 Mandatory form. Proposers must use the
supplemental form designated for the Ferry program and attach it to
their submission in GRANTS.GOV to successfully complete the application
process. A proposal submission may contain additional supporting
documentation as attachments.
Within 24-48 hours after submitting an electronic application, the
applicant should receive three email messages from GRANTS.GOV: (1)
Confirmation of successful transmission to GRANTS.GOV, (2) confirmation
of successful validation by GRANTS.GOV and (3) confirmation of
successful validation by FTA. If confirmations of successful validation
are not received and a notice of failed validation or incomplete
materials is received, the applicant must address the reason for the
failed validation, as described in the email notice, and resubmit
before the submission deadline. If making a resubmission for any
reason, include all original attachments regardless of which
attachments were updated and check the box on the supplemental form
indicating this is a resubmission.
Complete instructions on the application process can be found at
https://www.fta.dot.gov/grants/15926.html. Important: FTA urges
proposers to submit their applications at least 72 hours prior to the
due date to allow time to receive the validation messages and to
correct any problems that may have caused a rejection notification. The
FTA will not accept submissions after the stated submission deadline.
GRANTS.GOV scheduled maintenance and outage times are announced on the
GRANTS.GOV Web site at https://www.GRANTS.GOV. Deadlines will not be
extended due to scheduled maintenance or outages.
FTA will not make a ferry discretionary grant award to an applicant
until the applicant has complied with all applicable System for Award
Management (SAM) requirements. If an applicant has not fully complied
with the requirements by the submission deadline, the application will
not be considered. To submit an application through Grants.gov,
applicants must:
Obtain unique entity identifier (e.g., provide its Data
Universal Numbering System (DUNS) number in each application or
proposal it submits to the agency; Unique entity identifier means the
identifier required for SAM registration to uniquely identify business
entities);
Be registered in SAM at www.SAM.gov;
Create a Grants.gov username and password; and
The E-Business Point of Contact (POC) at your organization
must respond to the registration email from Grants.gov and login at
Grants.gov to authorize you as an Authorized Organization
Representative (AOR). Please note that there can be more than one AOR
for an organization.
For information and instructions on each of these processes, please
see instructions at https://www.grants.gov/web/grants/applicants/applicant-faqs.html. If an applicant is selected for an award, the
applicant will be required to maintain an active SAM registration with
current information throughout the period of the award.
Proposers may submit one proposal for each project or one proposal
containing multiple projects. Proposers submitting multiple projects in
one proposal must be sure to clearly define each project by completing
a supplemental form for each project. Supplemental forms must be added
within the proposal by clicking the ``add project'' button in Section
II of the supplemental form.
Information such as proposer name, Federal amount requested, local
match amount, description of areas served, etc. may be requested in
varying degrees of detail on both the SF 424 form and supplemental
form. Proposers must fill in all fields unless stated otherwise on the
forms. Proposers should use both the ``Check Package for Errors'' and
the ``Validate Form'' validation buttons on both forms to check all
required fields on the forms, and ensure that the federal and local
amounts specified are consistent. The following information MUST be
included on the SF 424 and supplemental forms for all requests for
Ferry program funding:
1. Name of applicant and, if applicable, the specific ferry agency
submitting the application.
2. Unique entity identifier.
3. Contact information including: Contact name, title, address,
[[Page 46095]]
congressional district, fax and phone number, and email address if
available.
4. Description of public transportation services including areas
currently served by the ferry system, if any.
5. Name of person(s) authorized to apply on behalf of the system
(attach a signed transmittal letter) must accompany the proposal.
E. Proposal Content
For complete and up to date guidance on the project information and
project evaluation criteria that must be documented, refer to the
applicable program on the FTA Web site: https://www.fta.dot.gov/grants/15926.html. At a minimum, every proposal must:
1. Submit an SF 424 with the correct supplemental form attached.
2. State the project title and describe in the executive summary the
project scope to be funded.
3. Address whether the project will need a Buy America waiver.
4. Choose the type of service provided, project type and fleet
information.
5. Address each evaluation criterion separately, demonstrating how
the project responds to each criterion.
6. Provide a line-item budget for the total project, with enough
detail to indicate the various key components of the project. As FTA
may elect to fund only part of some project proposals, the budget
should provide for the minimum amount necessary to fund specific
project components of independent utility.
7. Provide the Federal amount requested.
8. Document the matching funds, including amount and source of the
match (may include local or private sector financial participation
in the project).
9. Provide support documentation, including financial statements,
bond-ratings, and documents supporting the commitment of non-federal
funding to the project, or a timeframe upon which those commitments
would be made.
10. Address whether other Federal funds have been sought for the
project.
11. Provide a project timeline, including significant milestones
such as the date anticipated to issue a request for proposals for
the project components or contract for purchase of ferry(s), and
actual or expected delivery date or notice of request for proposal
and notice to proceed for capital replacement/rehabilitation
projects.
12. Provide congressional district information for the project's
place of performance.
F. Evaluation Criteria
The FTA will evaluate projects based on the proposals submitted
according to the criteria outlined below. The FTA encourages each
proposer to demonstrate the responsiveness of a project to all of the
selection criteria with the most relevant information that the proposer
can provide, regardless of whether such information has been
specifically requested or identified in this notice. The FTA will
assess the extent to which a project addresses the following criteria.
1. Demonstration of Need
The FTA will evaluate each project to determine its need for
resources. In addition to the project-specific criteria below, FTA will
evaluate the project's impact on service delivery and whether the
project represents a one-time or periodic need that cannot reasonably
be funded from FTA formula program allocations or State and/or local
resources. Proposals should include information such as destinations
and services not currently accessible by transit, needs for access to
jobs, education, or health care, safety enhancements or special needs
of seniors and individuals with disabilities, income-based community
needs, or other mobility needs.
i. For vessel replacement or rehabilitation projects:
The age of the asset to be replaced or rehabilitated by
the proposed project, relative to its useful life.
Condition and performance of the asset to be replaced by
the proposed project, as ascertained through inspections or otherwise,
if available.
ii. For infrastructure (facility) improvements or related-equipment
acquisitions:
The age of the facility or equipment to be rehabilitated
or replaced relative to its useful life.
The degree to which the proposed project will enable the
agency to improve the maintenance and condition of the agency's fleet
and/or other related ferry assets.
iii. For expansion requests (vessel or facility-related):
The degree to which the proposed project addresses a
current capacity constraint that is limiting the ability of the agency
to provide reliable service, meet ridership demands, or maintain
vessels and related-equipment.
2. Demonstration of Benefits
In this section, proposals should identify expected project
benefits. Applicants should describe how the ferry project will provide
greater access to employment opportunities, educational centers,
healthcare, or other locations that profoundly impact ladders of
opportunity and safety, as described in the program purpose above.
Possible examples include increased or sustained ridership and daily
trips, increased reliability of service, improved operations or
maintenance capabilities, or more mobility options, intermodal
connections, or economic benefits to the community. Benefits may be
demonstrated quantifiably or qualitatively. Proposers should document,
explain or show the benefits in whatever format is reasonable to
present them.
3. Planning and Local/Regional Prioritization
In this section, the applicant should describe how the proposed
project is consistent with planning documents and local priorities.
This will involve assessing whether:
i. The project is consistent with the transit priorities identified
in the long-range transportation plan and/or contingency/illustrative
projects. Proposers should note if the project could not be included in
the financially constrained Transportation Improvement Plan (TIP)/
Statewide Transportation Improvement Program (STIP) due to lack of
funding (if selected, the project must be in the federally approved
STIP before grant award).
ii. Local support is demonstrated by letters of support from State
Departments of Transportation, local transit agencies and other
relevant stakeholders.
iii. In an area with both ferry and other public transit operators,
the proposal demonstrates coordination with and support of other
related projects within the proposer's Metropolitan Planning
Organization (MPO) or the geographic region within which the proposed
project will operate.
4. Project Readiness
In this section, the applicant should describe the extent to which
the project is ready to be implemented. This will involve assessing
whether:
i. The project is a Categorical Exclusion (CE) or if required
environmental work has been initiated or completed for construction
projects requiring an Environmental Assessment (EA) or Environmental
Impact Statement (EIS).
ii. Project implementation plans are ready, including initial
design of facility projects.
iii. The TIP/STIP can be amended (evidenced by MPO/State
endorsement).
iv. Local match is available and the project can be implemented
within 12 months from time of selection.
v. The project will require a Buy America waiver.
vi. The applicant demonstrates the ability to carry out the
proposed project successfully.
[[Page 46096]]
5. Technical, Legal, and Financial Capacity To Implement the Particular
Project Proposed
In this section, the applicant should address all of the following
points:
i. The proposer has the technical capacity to administer the
project.
ii. There are no outstanding legal, technical, or financial issues
with the proposer that would make this a high-risk project to implement
quickly.
iii. The proposer has good financial systems in place that meet
generally acceptable accounting standards that can be audited and has
identified the source of local match if selected (no deferred local
share will be allowed).
6. Connectivity to Other Modes of Transportation
The proposals should include information about transfer connections
to other modes of transportation, including but not limited to: Rail,
bus, intercity bus, and private transportation providers. Supporting
documentation should include data that demonstrates the number of trips
(passengers and vehicles), the number of walk-on passengers, and
transfers to other modes (if applicable).
G. Review and Selection Process
In addition to other FTA staff that may review the proposals, a
technical evaluation committee will review proposals under the project
evaluation criteria. Members of the technical evaluation committee and
other involved FTA staff reserve the right to screen and rate the
applications received and to seek clarification from any applicant
about any statement in its application that FTA finds ambiguous and/or
request additional documentation to be considered during the evaluation
process to clarify information contained within the proposal.
After consideration of the findings of the technical evaluation
committee, the FTA Acting Administrator will determine the final
selection and amount of funding for each project.
Geographic diversity and the applicant's receipt of other Federal
funding for ferries may be considered in FTA's award decisions.
H. Award Information
Ferry program funds are available to designated recipients or
eligible direct recipients of Section 5307 funds. There is no minimum
or maximum grant award amount; however, FTA intends to fund as many
meritorious projects as possible. Only proposals from eligible
recipients for eligible activities will be considered for funding. Due
to funding limitations, proposers that are selected for funding may
receive less than the amount originally requested. In those cases,
applicants must be able to demonstrate that the proposed projects are
still viable and can be completed with the amount awarded.
I. Award Administration
1. Award Notices
At the time the project selections are announced, FTA will extend
pre-award authority for the selected projects. There is no blanket pre-
award authority for these projects before announcement.
2. Administrative and National Policy Requirements
i. Pre-Award Authority
The FTA will issue specific guidance to recipients regarding pre-
award authority at the time of selection. The FTA does not provide pre-
award authority for discretionary funds until projects are selected and
even then there are Federal requirements that must be met before costs
are incurred. For more information about FTA's policy on pre-award
authority, please see the FY 2015 Apportionment Notice published on
February 9, 2015. https://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02555.pdf.
ii. Grant Requirements
If selected, awardees will apply for a grant through FTA's
electronic grant management system and adhere to the customary FTA
grant requirements of the Section 5307 Urbanized Area Formula Grant
program, including those of FTA Circular 9030.1E, Circular 5010.1D, and
the labor protections of 49 U.S.C. Section 5333(b). All discretionary
grants, regardless of award amount, will be subject to the
congressional notification and release process. The FTA emphasizes that
third-party procurement applies to all funding awards, as described in
FTA.C.4220.1F. Technical assistance regarding these requirements is
available from each FTA regional office.
iii. Buy America
The FTA requires that all capital procurements meet FTA's Buy
America requirements that require all iron, steel, or manufactured
products be produced in the U.S., to help create and protect
manufacturing jobs in the U.S. The Ferry program will have a
significant economic impact toward meeting the objectives of the Buy
America law. The Buy America requirements can be found in 49 CFR part
661. Any proposal that will require a waiver must identify the items
for which a waiver will be sought in the application. Applicants should
not proceed with the expectation that waivers will be granted.
iv. Disadvantaged Business Enterprise
Projects that include ferry acquisitions are subject to the
Disadvantaged Business Enterprise (DBE) program regulations at 49 CFR
part 26. The rule requires that, prior to bidding on any FTA-assisted
vehicle procurement, entities that manufacture ferries must submit a
DBE Program plan and annual goal methodology to FTA. The FTA will then
issue a transit vehicle manufacturer (TVM) concurrence/certification
letter. Grant recipients must verify each entity's compliance before
accepting its bid. A list of certified TVMs is posted on FTA's Web page
at https://www.fta.dot.gov/civilrights/12891.html. Recipients should
contact FTA before accepting bids from entities not listed on this web-
posting. Recipients may also establish project specific DBE goals for
ferry purchases. The FTA will provide additional guidance as grants are
awarded. For more information on DBE requirements, please contact
Britney Berry, Office of Civil Rights, 202-366-1065, email:
britney.berry@dot.gov.
v. Planning
The FTA encourages proposers to notify the appropriate State
Departments of Transportation and MPOs in areas likely to be served by
the project funds made available under these initiatives and programs.
Selected projects must be incorporated into the long-range plans and
transportation improvement programs of States and metropolitan areas
before they are eligible for FTA funding.
vi. Standard Assurances
The applicant assures that it will comply with all applicable
Federal statutes, regulations, executive orders, FTA circulars, and
other Federal administrative requirements in carrying out any project
supported by the FTA grant. The applicant acknowledges that it is under
a continuing obligation to comply with the terms and conditions of the
grant agreement issued for its project with FTA. The applicant
understands that Federal laws, regulations, policies, and
administrative practices might be modified from time to time and may
affect the implementation of the project. The applicant agrees that the
most recent Federal requirements will apply to the project, unless FTA
issues a written determination otherwise. The applicant must submit the
Certifications and Assurances before receiving a grant if it
[[Page 46097]]
does not have current certifications on file.
vii. Reporting
Post-award reporting requirements include submission of Federal
Financial Reports and Milestone Reports in FTA's electronic grants
management system on a quarterly basis for all projects.
J. Technical Assistance and Other Program Information
This program is not subject to Executive Order 12372,
``Intergovernmental Review of Federal Programs.'' The FTA will consider
applications for funding only from eligible recipients for eligible
projects listed in Section C. Complete applications must be submitted
through GRANTS.GOV by 11:59 p.m. EDT on October 2, 2015. Contact
information for FTA's regional offices can be found on FTA's Web site
at www.fta.dot.gov.
Therese W. McMillan,
Acting Administrator.
Appendix A--Ferry Program Frequently Asked Questions
1. What is a designated recipient?
Answer: A designated recipient is an entity designated by the
governor of a state, responsible local official, and publicly owned
operators of public transportation to receive and apportion amounts
under Section 5336 to urbanized areas of 200,000 or more in
population, or a state or regional authority, if the authority is
responsible under the laws of a state for a capital project and for
financing and directly providing public transportation.
2. What is a direct recipient?
Answer: A direct recipient is an eligible entity authorized by a
designated recipient or state to receive Urbanized Area Formula
Program funds directly from FTA.
3. Is there a list of designated recipients under Section 5307?
Answer: Contact the FTA regional office for help with
identifying the 5307 designated recipient in your area. The regional
office contact information can be found at www.fta.dot.gov.
4. How can an entity determine whether it operates within the area
of a Census-designated urbanized area?
Answer: Contact the FTA regional office to determine the
designated urbanized area. The regional contact information can be
found at www.fta.dot.gov.
5. Can I apply if I am not currently a direct recipient?
Answer: Yes, FTA will accept applications from entities in
urbanized areas that are eligible to be direct recipients, even if
they are currently not a direct recipient.
6. How can I apply if I am not an eligible direct recipient or
designated recipient?
Answer: Coordinate the project with the designated or eligible
direct recipient for that entity to apply on your behalf. However,
if your project is selected for an award, the designated or eligible
direct recipient would obligate the funds.
7. Can State DOTs apply on behalf of public agencies within the
state in which they administer FTA funds?
Answer: Yes, as long as the service is within an urbanized area.
8. If an agency previously received 5307 funds but now receives 5311
funds, can they still apply?
Answer: No, Section 5311 rural providers are not eligible to
apply for the Passenger Ferry Grant Program. Applicants must be
eligible designated or direct recipients of Section 5307.
9. Is a new start eligible under the Ferry program?
Answer: Capital for new systems is eligible if the project is
not in the planning phase. Planning activities are not eligible
under this competition.
10. Are public car-ferries eligible?
Answer: Ferry systems that accommodate cars must also
accommodate walk-on passengers in order to be eligible.
11. Is the construction of a ferry maintenance facility an eligible
capital project?
Answer: Yes.
12. Is a new vessel construction funded by FTA grants considered a
public work or rolling stock and therefore subject to Davis Bacon?
Answer: Yes, a new vessel construction is rolling stock. Davis
Bacon applies to construction, alteration, or repairs of public
buildings or public works, but it does not apply to rolling stock.
13. Does the term ``terminals & related infrastructure'' projects
include the floating docks and access ramps where the passengers
board?
Answer: Yes.
14. Is there a difference between the FTA's Passenger Ferry Grant
Program and FHWA's Ferry Boat Formula Grant Funding Program?
Answer: There may be subtle differences between FTA's and FHWA's
programs. However, FHWA no longer has a discretionary program. It is
now a formula program. Please refer to FHWA's page for more
information: https://www.fhwa.dot.gov/.
15. What is the grant process after an entity is selected?
Answer: An agency would work with the FTA regional office to
apply for the funds in FTA's electronic management system. The
Federal Register announcing selection will also provide grant-making
instructions.
[FR Doc. 2015-18917 Filed 7-31-15; 8:45 am]
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