Oklahoma Disaster Number OK-00092, 45008-45009 [2015-18460]
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Federal Register / Vol. 80, No. 144 / Tuesday, July 28, 2015 / Notices
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
C2–2015–018 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–C2–2015–018. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–C2–
2015–018, and should be submitted on
or before August 18, 2015.
19:17 Jul 27, 2015
Jkt 235001
[FR Doc. 2015–18599 Filed 7–24–15; 4:15 pm]
BILLING CODE 8011–01–P
BILLING CODE P
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on Friday, July 31, 2015, at 1 p.m., in
the Auditorium (L–002) at the
Commission’s headquarters building, to
hear oral argument in an appeal by the
Respondents Raymond J. Lucia
Companies, Inc. (‘‘RJLC’’) and Raymond
J. Lucia, Sr. (‘‘Lucia’’), and a crossappeal by the Division of Enforcement,
from an initial decision of an
administrative law judge.
On December 6, 2013, the law judge
found that RJLC violated Sections
206(1), 206(2), and 206(4) of the
Investment Advisers Act of 1940 by
misleading prospective clients about its
Buckets of Money retirement wealth
management strategy, and that Lucia
aided and abetted and caused RJLC’s
violations. For these violations, the law
judge barred Lucia from associating
with an investment adviser, broker, or
dealer; revoked RJLC’s and Lucia’s
investment adviser registrations;
ordered RJLC and Lucia to cease and
desist from further violations of the
Advisers Act; and imposed civil
penalties of $250,000 on RJLC and
$50,000 on Lucia. The law judge also
found that RJLC did not violate, and
Lucia did not aid and abet and cause a
violation of, Advisers Act Rule 206(4)–
1(a)(5) concerning fraudulent
advertisements by investment advisers.
The Respondents appealed the law
judge’s findings of violation and the
sanctions imposed, and the Division
cross-appealed the law judge’s Rule
206(4)–1(a)(5) findings. The issues
likely to be considered at oral argument
include, among other things, whether
Respondents violated the antifraud
provisions as alleged and, if so, the
extent to which they should be
sanctioned for those violations.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
10 17
VerDate Sep<11>2014
Dated: July 24, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–18538 Filed 7–27–15; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
asabaliauskas on DSK5VPTVN1PROD with NOTICES
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Robert W. Errett,
Deputy Secretary.
PO 00000
CFR 200.30–3(a)(12).
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SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, July 30, 2015 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (a)(5), (a)(7),
(9)(ii) and (a)(10), permit consideration
of the scheduled matter at the Closed
Meeting.
Commissioner Piwowar, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
session.
The subject matter of the Closed
Meeting will be:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
Dated: July 23, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–18571 Filed 7–24–15; 11:15 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #14330 and #14331]
Oklahoma Disaster Number OK–00092
U.S. Small Business
Administration.
ACTION: Amendment 8.
AGENCY:
E:\FR\FM\28JYN1.SGM
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Federal Register / Vol. 80, No. 144 / Tuesday, July 28, 2015 / Notices
This is an amendment of the
Presidential declaration of a major
disaster for the State of OKLAHOMA
(FEMA–4222–DR), dated 05/26/2015.
Incident: Severe Storms, Tornadoes,
Straight Line Winds, and Flooding.
Incident Period: 05/05/2015 through
06/22/2015.
DATES: Effective Date: 07/21/2015.
Physical Loan Application Deadline
Date: 08/26/2015.
Eidl Loan Application Deadline Date:
02/26/2016.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the President’s major disaster
declaration for the State of
OKLAHOMA, dated 05/26/2015 is
hereby amended to re-establish the
incident period for this disaster as
beginning 05/05/2015 and continuing
through 06/22/2015.
All other information in the original
declaration remains unchanged.
SUMMARY:
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the Presidential disaster declaration
for the State of Texas, dated 05/29/2015
is hereby amended to include the
following areas as adversely affected by
the disaster:
Primary Counties: (Physical Damage and
Economic Injury Loans): Red River.
Contiguous Counties: (Economic Injury
Loans Only):
Texas: Franklin, Titus
Oklahoma: Choctaw.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2015–18464 Filed 7–27–15; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #14336 and #14337]
Texas Disaster Number TX–00448
James E. Rivera,
Associate Administrator for Disaster
Assistance.
U.S. Small Business
Administration.
ACTION: Amendment 4.
AGENCY:
[FR Doc. 2015–18460 Filed 7–27–15; 8:45 am]
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #14334 and #14335]
Texas Disaster Number TX–00447
U.S. Small Business
Administration.
ACTION: Amendment 10.
AGENCY:
This is an amendment of the
Presidential declaration of a major
disaster for the State of Texas (FEMA–
4223–DR), dated 05/29/2015.
Incident: Severe storms, tornadoes,
straight-line winds and flooding.
Incident Period: 05/04/2015 through
06/22/2015.
Effective Date: 07/21/2015.
Physical Loan Application Deadline
Date: 08/27/2015.
EIDL Loan Application Deadline Date:
02/29/2016.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
asabaliauskas on DSK5VPTVN1PROD with NOTICES
SUMMARY:
VerDate Sep<11>2014
19:17 Jul 27, 2015
This is an amendment of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Texas (FEMA–4223–DR),
dated 05/29/2015.
Incident: Severe Storms, Tornadoes,
Straight Line Winds and Flooding.
Incident Period: 05/04/2015 through
06/22/2015.
EFFECTIVE DATE: 07/21/2015.
Physical Loan Application Deadline
Date: 07/28/2015.
Economic Injury (EIDL) Loan
Application Deadline Date: 02/29/2016.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the President’s major disaster
declaration for Private Non-Profit
SUMMARY:
BILLING CODE 8025–01–P
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45009
organizations in the State of Texas,
dated 05/29/2015, is hereby amended to
re-establish the incident period for this
disaster as beginning 05/04/2015 and
continuing through 06/22/2015.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2015–18466 Filed 7–27–15; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #14299 and #14300]
Kentucky Disaster Number KY–00052
U.S. Small Business
Administration.
ACTION: Amendment 2.
AGENCY:
This is an amendment of the
Presidential declaration of a major
disaster for Public Assistance Only for
the Commonwealth of Kentucky
(FEMA–4217–DR), dated 05/01/2015.
Incident: Severe Storms, Tornadoes,
Flooding, Landslides, and Mudslides.
Incident Period: 04/02/2015 through
04/17/2015.
Effective Date: 07/21/2015.
Physical Loan Application Deadline
Date: 06/30/2015.
Economic Injury (EIDL) Loan
Application Deadline Date: 02/01/2016.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155,
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the President’s major disaster
declaration for Private Non-Profit
organizations in the Commonwealth of
Kentucky, dated 05/01/2015, is hereby
amended to include the following areas
as adversely affected by the disaster.
Primary Counties: Rowan.
All other information in the original
declaration remains unchanged.
SUMMARY:
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Cynthia G. Pitts,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. 2015–18555 Filed 7–27–15; 8:45 am]
BILLING CODE 8025–01–P
E:\FR\FM\28JYN1.SGM
28JYN1
Agencies
[Federal Register Volume 80, Number 144 (Tuesday, July 28, 2015)]
[Notices]
[Pages 45008-45009]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-18460]
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #14330 and #14331]
Oklahoma Disaster Number OK-00092
AGENCY: U.S. Small Business Administration.
ACTION: Amendment 8.
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[[Page 45009]]
SUMMARY: This is an amendment of the Presidential declaration of a
major disaster for the State of OKLAHOMA (FEMA-4222-DR), dated 05/26/
2015.
Incident: Severe Storms, Tornadoes, Straight Line Winds, and
Flooding.
Incident Period: 05/05/2015 through 06/22/2015.
DATES: Effective Date: 07/21/2015.
Physical Loan Application Deadline Date: 08/26/2015.
Eidl Loan Application Deadline Date: 02/26/2016.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice of the President's major disaster
declaration for the State of OKLAHOMA, dated 05/26/2015 is hereby
amended to re-establish the incident period for this disaster as
beginning 05/05/2015 and continuing through 06/22/2015.
All other information in the original declaration remains
unchanged.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2015-18460 Filed 7-27-15; 8:45 am]
BILLING CODE 8025-01-P