LG Electronics Tianjin Appliance Co., Ltd. and LG Electronics USA Inc., Provisional Acceptance of a Settlement Agreement and Order, 44081-44083 [2015-18150]
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Federal Register / Vol. 80, No. 142 / Friday, July 24, 2015 / Notices
CONSUMER PRODUCT SAFETY
COMMISSION
[CPSC Docket No. 15–C0005]
LG Electronics Tianjin Appliance Co.,
Ltd. and LG Electronics USA Inc.,
Provisional Acceptance of a
Settlement Agreement and Order
Consumer Product Safety
Commission
ACTION: Notice.
AGENCY:
It is the policy of the
Commission to publish settlements
which it provisionally accepts under the
Consumer Product Safety Act in the
Federal Register in accordance with the
terms of 16 CFR1118.20(e). Published
below is a provisionally-accepted
Settlement Agreement with LG
Electronics Tianjin Appliance Co., Ltd.
and LG Electronics USA Inc. containing
a civil penalty of $1,825,000, within
twenty (20) days of service of the
Commission’s final Order accepting the
Settlement Agreement.
DATES: Any interested person may ask
the Commission not to accept this
agreement or otherwise comment on its
contents by filing a written request with
the Office of the Secretary by August 10,
2015.
ADDRESSES: Persons wishing to
comment on this Settlement Agreement
should send written comments to the
Comment 15–C0005 Office of the
Secretary, Consumer Product Safety
Commission, 4330 East West Highway,
Room 820, Bethesda, Maryland 20814–
4408.
FOR FURTHER INFORMATION CONTACT:
Dennis C. Kacoyanis, General Attorney,
Office of the General Counsel, Division
of Enforcement and Information,
Consumer Product Safety Commission,
4330 East West Highway, Bethesda,
Maryland 20814–4408; telephone (301)
504–7587.
SUPPLEMENTARY INFORMATION: The text of
the Agreement and Order appears
below.
SUMMARY:
Dated: July 21, 2015.
Todd A. Stevenson,
Secretary.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
UNITED STATES OF AMERICA
CONSUMER PRODUCT SAFETY
COMMISSION
In the Matter of: LG Electronics
Tianjin Appliance Co., Ltd. and LG
Electronics USA Inc.
CPSC Docket No.: 15–C0005
SETTLEMENT AGREEMENT
1. In accordance with the Consumer
Product Safety Act, 15 U.S.C. 2051–
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19:59 Jul 23, 2015
Jkt 235001
2089 (‘‘CPSA’’) and 16 CFR 1118.20, LG
Electronics Tianjin Appliance Co., Ltd.
and its affiliated U.S. company LG
Electronics USA Inc. (collectively ‘‘LG’’
or ‘‘Firm’’), and the United States
Consumer Product Safety Commission
(‘‘Commission’’), through its staff,
hereby enter into this Settlement
Agreement (‘‘Agreement’’). The
Agreement, and the incorporated
attached Order, resolve staff’s charges
set forth below.
THE PARTIES
2. The Commission is an independent
federal regulatory agency, established
pursuant to, and responsible for the
enforcement of, the CPSA, 15 U.S.C.
2051–2089. By executing the
Agreement, staff is acting on behalf of
the Commission, pursuant to 16 CFR
1118.20(b). The Commission issues the
Order under the provisions of the CPSA.
3. LG Electronics Tianjin Appliance
Co., Ltd. is a Chinese corporation with
its principal corporate offices in Tianjin,
China. LG Electronics USA, Inc. is a
Delaware corporation with its principal
corporate offices located in Englewood
Cliffs, NJ.
STAFF CHARGES
Dehumidifiers
4. From 2003 to 2005 LG
manufactured and imported about
795,000 Dehumidifiers
(‘‘Dehumidifiers’’ or ‘‘Subject
Products’’) under a major U.S. retailer’s
brand name. The retailer sold the
Subject Products until 2009. The
dehumidifiers consist of the following
models: (a) 70-pint, model nos.
580.53701300/400/500; (b) 35-pint,
model no. 580.54351400; and (c) 50pint, model no. 580.5309300.
5. The Dehumidifiers are ‘‘consumer
products’’ ‘‘distributed in commerce,’’
as those terms are defined or used in
section 3(a)(5) and (8) of the CPSA, 15
U.S.C. 2052(a)(5) and (8). LG Electronics
Tianjin Appliance Co., Ltd. and LG
Electronics USA Inc. were
‘‘manufacturers’’ of the Subject
Products, as such term is defined in
section 3(a)(11) of the CPSA, 15 U.S.C.
2052(a)(11).
6. The Dehumidifiers contain a defect
which could create a substantial
product hazard or creates an
unreasonable risk of serious injury or
death in that the Dehumidifiers’ motors
posed a fire and burn risk to consumers.
7. Between 2003 and 2009 LG
received complaints of smoke and fire
damage resulting from overheating of
the motors and electrical failures in the
Subject Products. During this period
three consumers reported smoke
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Fmt 4703
Sfmt 4703
44081
inhalation injuries. The Subject
Products’ failures also resulted in
serious fires causing extensive property
damage.
8. Despite having information
regarding the defect and the
unreasonable risk of serious injury or
death LG did not immediately notify the
Commission, as required by section
15(b)(3) and (4) of the CPSA, 15 U.S.C.
2064(b)(3) and (4). LG notified the
Commission about the Dehumidifiers
only after its principal retailer notified
the Commission.
Failure to Report
9. In failing to inform the Commission
immediately about the Dehumidifiers,
LG knowingly violated section 19(a)(4)
of the CPSA, 15 U.S.C. 2068(a)(4), as the
term ‘‘knowingly’’ is defined in section
20(d) of the CPSA, 15 U.S.C. 2069(d).
10. Pursuant to section 20 of the
CPSA, 15 U.S.C. 2069, LG is subject to
civil penalties for its knowing failure to
report, as required under section 15(b)
of the CPSA, 15 U.S.C. 2064(b).
RESPONSE OF LG
11. LG does not admit the charges set
forth in paragraphs 4 through 10 above,
including, but not limited to, the charge
that the Subject Products contained a
defect that could create a substantial
product hazard or creates an
unreasonable risk of serious injury or
death, the charge that LG failed to notify
the Commission in a timely manner in
accordance with section 15(b) of the
CPSA, 15 U.S.C. § 2064(b), and the
charge that LG ‘‘knowingly’’ violated
section 19(a)(4) of the CPSC, 15 U.S.C.
2068(a)(4).
12. At all relevant times, LG has had
a product safety compliance program
and has improved that program over
time. LG has voluntarily reported to the
Commission in the past when it
believed an obligation to report existed
under the CPSA.
13. LG enters into this Agreement to
settle this matter without the delay and
expense of litigation.
AGREEMENT OF THE PARTIES
14. Under the CPSA, the Commission
has jurisdiction over the matter
involving the Subject Products
described herein and over LG
Electronics USA, Inc. LG Tianjin
Appliance Co., Ltd., has agreed to a
limited waiver of its jurisdictional
defenses solely for the purpose of
resolving this dispute.
15. The parties enter into the
Agreement for settlement purposes only.
The Agreement does not constitute an
admission by LG or a determination by
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the Commission that LG violated the
CPSA’s reporting requirements.
16. The parties agree that LG’s
conduct set forth in the staff’s
allegations is subject to the civil penalty
amounts in effect from January 1, 2005
to August 13, 2009.
17. In settlement of staff’s charges,
and to avoid the cost, distraction, delay,
uncertainty, and inconvenience of
protracted litigation or other
proceedings, LG shall pay a civil
penalty in the amount of one million,
eight hundred twenty-five thousand
dollars ($1,825,000) within thirty (30)
calendar days after receiving service of
the Commission’s final Order accepting
the Agreement. The payment shall be
made by electronic wire transfer to the
Commission via: https://www.pay.gov.
18. After staff receives this Agreement
executed on behalf of LG, staff shall
promptly submit the Agreement to the
Commission for provisional acceptance.
Promptly following provisional
acceptance of the Agreement by the
Commission, the Agreement shall be
placed on the public record and
published in the Federal Register, in
accordance with the procedures set
forth in 16 CFR 1118.20(e). If the
Commission does not receive any
written request not to accept the
Agreement within fifteen (15) calendar
days, the Agreement shall be deemed
finally accepted on the 16th calendar
day after the date the Agreement is
published in the Federal Register, in
accordance with 16 CFR 1118.20(f).
19. This Agreement is conditioned
upon, and subject to, the Commission’s
final acceptance, as set forth above, and
it is subject to the provisions of 16 CFR
§ 1118.20(h). Upon the later of: (i)
Commission’s final acceptance of this
Agreement and service of the accepted
Agreement upon LG, and (ii) the date of
issuance of the final Order, this
Agreement shall be in full force and
effect and shall be binding upon the
parties.
20. Effective upon the later of: (i) the
Commission’s final acceptance of the
Agreement and service of the accepted
Agreement upon LG, and (ii) and the
date of issuance of the final Order, for
good and valuable consideration, LG
hereby expressly and irrevocably waives
and agrees not to assert any past,
present, or future rights to the following,
in connection with the matter described
in this Agreement: (i) an administrative
or judicial hearing; (ii) judicial review
or other challenge or contest of the
Commission’s actions; (iii) a
determination by the Commission of
whether LG failed to comply with the
CPSA and the underlying regulations;
(iv) a statement of findings of fact and
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19:59 Jul 23, 2015
Jkt 235001
conclusions of law; and (v) any claims
under the Equal Access to Justice Act.
21. LG has and shall maintain a
compliance program designed to ensure
compliance with the CPSA with respect
to any consumer product imported,
manufactured, distributed or sold by LG
in the United States, and which shall
contain the following elements:
(i) written standards, policies and
procedures, including those designed to
ensure that information that may relate
to or impact CPSA compliance
(including information obtained by
quality control personnel) is conveyed
effectively to personnel responsible for
CPSA compliance;
(ii) a mechanism for confidential
employee reporting of compliancerelated questions or concerns to either a
compliance officer or to another senior
manager with authority to act as
necessary;
(iii) effective communication of
company compliance-related policies
and procedures regarding CPSA to all
applicable employees through training
programs or otherwise;
(iv) LG senior management
responsibility for, and general board
oversight of, CPSA compliance; and
(v) retention of all CPSA compliancerelated records for at least five (5) years,
and availability of such records to staff
upon reasonable request.
22. LG has, and shall maintain and
enforce, a system of internal controls
and procedures designed to ensure that,
with respect to all consumer products
imported, manufactured, distributed or
sold by LG in the United States: (i)
information required to be disclosed by
LG to the Commission is recorded,
processed and reported in accordance
with applicable law; (ii) all reporting
made to the Commission is timely,
truthful, complete, accurate and in
accordance with applicable law; and
(iii) prompt disclosure is made to LG’s
management of any significant
deficiencies or material weaknesses in
the design or operation of such internal
controls that are reasonably likely to
affect adversely, in any material respect,
LG’s ability to record, process and
report to the Commission in accordance
with applicable law.
23. Upon reasonable request of staff,
LG shall provide written documentation
of its internal controls and procedures,
including, but not limited to, the
effective dates of the procedures and
improvements thereto. LG shall
cooperate fully and truthfully with staff
and shall make available all nonprivileged information and materials,
and personnel deemed necessary by
staff to evaluate LG’s compliance with
the terms of the Agreement.
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24. The parties acknowledge and
agree that the Commission may
publicize the terms of the Agreement
and the Order.
25. LG represents that the Agreement:
(i) is entered into freely and voluntarily,
without any degree of duress or
compulsion whatsoever; (ii) has been
duly authorized; and (iii) constitutes the
valid and binding obligation of LG,
enforceable against LG in accordance
with its terms. LG will not directly or
indirectly receive any reimbursement,
indemnification, insurance-related
payment, or other payment in
connection with the civil penalty to be
paid by LG pursuant to the Agreement
and Order. The individuals signing the
Agreement on behalf of LG represent
that they are duly authorized by LG to
execute the Agreement.
26. The Agreement is governed by the
laws of the United States.
27. The Agreement and the Order
shall apply to, and be binding upon, LG
and each of its successors, transferees,
and assigns, and a violation of the
Agreement or Order may subject LG,
and each of its successors, transferees
and assigns, to appropriate legal action.
28. The Agreement and the Order
constitute the complete agreement
between the parties on the subject
matter contained therein.
29. The Agreement may be used in
interpreting the Order. Understandings,
agreements, representations, or
interpretations apart from those
contained in the Agreement and the
Order may not be used to vary or
contradict their terms. For purposes of
construction, the Agreement shall be
deemed to have been drafted by both of
the parties and shall not, therefore, be
construed against any party for that
reason in any subsequent dispute.
30. The Agreement may not be
waived, amended, modified, or
otherwise altered, except as in
accordance with the provisions of 16
CFR 1118.20(h). The Agreement may be
executed in counterparts.
31. If any provision of the Agreement
or the Order is held to be illegal,
invalid, or unenforceable under present
or future laws effective during the terms
of the Agreement and the Order, such
provision shall be fully severable. The
balance of the Agreement and the Order
shall remain in full force and effect,
unless the Commission and LG agree in
writing that severing the provision
materially affects the purpose of the
Agreement and the Order.
LG ELECTRONICS TIANJIN APPLIANCE
CO., LTD.
By:
lllllllllllllllllllll
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Federal Register / Vol. 80, No. 142 / Friday, July 24, 2015 / Notices
Zhide Pang
Manager of External/Legal Affairs Part, LG
Electronics Tianjin Appliance Co., Ltd.
JinWei Road, BeiChen District, Tianjin, China
Date: July 2, 2015
LG ELECTRONICS USA, INC.
By:
lllllllllllllllllllll
Chris Kim
Senior Counsel, NA Product Safety, LG
Electronics USA, Inc., 910 Sylvan Avenue,
Englewood Cliffs, New Jersey 07632.
Date: June 30, 2015
By:
lllllllllllllllllllll
John W. Moss, Esq.
Winston & Strawn LLP, 1700 K Street NW.,
Washington, DC 20006–3817
Date: July 2, 2015
U.S. CONSUMER PRODUCT SAFETY
COMMISSION
Stephanie Tsacoumis
General Counsel
Melissa V. Hampshire
Assistant General Counsel
By:
lllllllllllllllllllll
Dennis C. Kacoyanis
Alexander W. Dennis
General Attorneys, Division of Enforcement
and Information, Office of the General
Counsel
Date: July 2, 2015
the subject matter and over LG, and it
appearing that the Settlement
Agreement and the Order are in the
public interest, it is:
ORDERED that the Settlement
Agreement be, and is, hereby, accepted;
and it is
FURTHER ORDERED that LG shall
comply with the terms of the Settlement
Agreement and shall pay a civil penalty
in the amount of one million, eight
hundred twenty-five thousand dollars
($1,825,000) within thirty (30) days after
service of the Commission’s final Order
accepting the Settlement Agreement.
The payment shall be made by
electronic wire transfer to the
Commission via: https://www.pay.gov.
Upon the failure of LG to make the
foregoing payment when due, interest
on the unpaid amount shall accrue and
be paid by LG at the federal legal rate
of interest set forth at 28 U.S.C. 1961(a)
and (b). If LG fails to make such
payment or to comply in full with any
other provision of the Settlement
Agreement, such conduct will be
considered a violation of the Settlement
Agreement and Order.
Provisionally accepted and
provisional Order issued on the 21st day
of July, 2015.
UNITED STATES OF AMERICA
By Order of the Commission.
Todd A. Stevenson,
Secretary, U.S. Consumer Product Safety
Commission.
CONSUMER PRODUCT SAFETY
COMMISSION
In the Matter of: LG Electronics
Tianjin Appliance Co., Ltd. and LG
Electronics USA Inc.
CPSC Docket No.: 15–C0005
[FR Doc. 2015–18150 Filed 7–23–15; 8:45 am]
BILLING CODE 6355–01–P
ORDER
Upon consideration of the Settlement
Agreement entered into between LG
Electronics Tianjin Appliance Co., Ltd.
and LG Electronics USA Inc. (‘‘LG’’),
and the U.S. Consumer Product Safety
Commission (‘‘Commission’’), and the
Commission having jurisdiction over
DEPARTMENT OF DEFENSE
Office of the Secretary
Revised Non-Foreign Overseas Per
Diem Rates
Notice of revised non-foreign
overseas per diem rates.
ACTION:
The Defense Travel
Management Office is publishing
Civilian Personnel Per Diem Bulletin
Number 298. This bulletin lists
revisions in the per diem rates
prescribed for U.S. Government
employees for official travel in Alaska,
Hawaii, Puerto Rico, the Northern
Mariana Islands and Possessions of the
United States when applicable. AEA
changes announced in Bulletin Number
194 remain in effect. Bulletin Number
298 is being published in the Federal
Register to assure that travelers are paid
per diem at the most current rates.
SUMMARY:
DATES:
Effective Date: August 1, 2015.
FOR FURTHER INFORMATION CONTACT:
Ms.
Sonia Malik, 571–372–1276.
This
document gives notice of revisions in
per diem rates prescribed by the Defense
Travel Management Office for nonforeign areas outside the contiguous
United States. It supersedes Civilian
Personnel Per Diem Bulletin Number
297. Per Diem Bulletins published
periodically in the Federal Register now
constitute the only notification of
revisions in per diem rates to agencies
and establishments outside the
Department of Defense. For more
information or questions about per diem
rates, please contact your local travel
office. Civilian Bulletin 298 includes
updated rates for the U.S. Virgin
Islands.
SUPPLEMENTARY INFORMATION:
Dated: July 21, 2015.
Aaron Siegel,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
Defense Travel Management
Office, DoD.
AGENCY:
MAXIMUM PER DIEM RATES FOR OFFICIAL TRAVEL IN ALASKA, HAWAII, THE COMMONWEALTHS OF PUERTO RICO AND THE
NORTHERN ISLANDS AND POSSESSIONS OF THE UNITED STATES BY FEDERAL GOVERNMENT CIVILIAN EMPLOYEES
Maximum
lodging
amount
Locality
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(A)
ALASKA:
[OTHER]
01/01–12/31 ....................................................................
ADAK
11/01–03/31 ....................................................................
04/01–10/31 ....................................................................
ANCHORAGE [INCL NAV RES]
05/16–09/30 ....................................................................
10/01–05/15 ....................................................................
BARROW
01/01–12/31 ....................................................................
BARTER ISLAND LRRS
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+
Meals and
incidentals
rate
=
(B)
Maximum per
diem rate
Effective date
(C)
110
99
209
03/01/2015
150
192
70
74
220
266
03/01/2015
03/01/2015
339
99
126
102
465
201
07/01/2015
07/01/2015
177
78
255
03/01/2015
Sfmt 4703
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Agencies
[Federal Register Volume 80, Number 142 (Friday, July 24, 2015)]
[Notices]
[Pages 44081-44083]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-18150]
[[Page 44081]]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
[CPSC Docket No. 15-C0005]
LG Electronics Tianjin Appliance Co., Ltd. and LG Electronics USA
Inc., Provisional Acceptance of a Settlement Agreement and Order
AGENCY: Consumer Product Safety Commission
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: It is the policy of the Commission to publish settlements
which it provisionally accepts under the Consumer Product Safety Act in
the Federal Register in accordance with the terms of 16 CFR1118.20(e).
Published below is a provisionally-accepted Settlement Agreement with
LG Electronics Tianjin Appliance Co., Ltd. and LG Electronics USA Inc.
containing a civil penalty of $1,825,000, within twenty (20) days of
service of the Commission's final Order accepting the Settlement
Agreement.
DATES: Any interested person may ask the Commission not to accept this
agreement or otherwise comment on its contents by filing a written
request with the Office of the Secretary by August 10, 2015.
ADDRESSES: Persons wishing to comment on this Settlement Agreement
should send written comments to the Comment 15-C0005 Office of the
Secretary, Consumer Product Safety Commission, 4330 East West Highway,
Room 820, Bethesda, Maryland 20814-4408.
FOR FURTHER INFORMATION CONTACT: Dennis C. Kacoyanis, General Attorney,
Office of the General Counsel, Division of Enforcement and Information,
Consumer Product Safety Commission, 4330 East West Highway, Bethesda,
Maryland 20814-4408; telephone (301) 504-7587.
SUPPLEMENTARY INFORMATION: The text of the Agreement and Order appears
below.
Dated: July 21, 2015.
Todd A. Stevenson,
Secretary.
UNITED STATES OF AMERICA
CONSUMER PRODUCT SAFETY COMMISSION
In the Matter of: LG Electronics Tianjin Appliance Co., Ltd. and LG
Electronics USA Inc.
CPSC Docket No.: 15-C0005
SETTLEMENT AGREEMENT
1. In accordance with the Consumer Product Safety Act, 15 U.S.C.
2051-2089 (``CPSA'') and 16 CFR 1118.20, LG Electronics Tianjin
Appliance Co., Ltd. and its affiliated U.S. company LG Electronics USA
Inc. (collectively ``LG'' or ``Firm''), and the United States Consumer
Product Safety Commission (``Commission''), through its staff, hereby
enter into this Settlement Agreement (``Agreement''). The Agreement,
and the incorporated attached Order, resolve staff's charges set forth
below.
THE PARTIES
2. The Commission is an independent federal regulatory agency,
established pursuant to, and responsible for the enforcement of, the
CPSA, 15 U.S.C. 2051-2089. By executing the Agreement, staff is acting
on behalf of the Commission, pursuant to 16 CFR 1118.20(b). The
Commission issues the Order under the provisions of the CPSA.
3. LG Electronics Tianjin Appliance Co., Ltd. is a Chinese
corporation with its principal corporate offices in Tianjin, China. LG
Electronics USA, Inc. is a Delaware corporation with its principal
corporate offices located in Englewood Cliffs, NJ.
STAFF CHARGES
Dehumidifiers
4. From 2003 to 2005 LG manufactured and imported about 795,000
Dehumidifiers (``Dehumidifiers'' or ``Subject Products'') under a major
U.S. retailer's brand name. The retailer sold the Subject Products
until 2009. The dehumidifiers consist of the following models: (a) 70-
pint, model nos. 580.53701300/400/500; (b) 35-pint, model no.
580.54351400; and (c) 50-pint, model no. 580.5309300.
5. The Dehumidifiers are ``consumer products'' ``distributed in
commerce,'' as those terms are defined or used in section 3(a)(5) and
(8) of the CPSA, 15 U.S.C. 2052(a)(5) and (8). LG Electronics Tianjin
Appliance Co., Ltd. and LG Electronics USA Inc. were ``manufacturers''
of the Subject Products, as such term is defined in section 3(a)(11) of
the CPSA, 15 U.S.C. 2052(a)(11).
6. The Dehumidifiers contain a defect which could create a
substantial product hazard or creates an unreasonable risk of serious
injury or death in that the Dehumidifiers' motors posed a fire and burn
risk to consumers.
7. Between 2003 and 2009 LG received complaints of smoke and fire
damage resulting from overheating of the motors and electrical failures
in the Subject Products. During this period three consumers reported
smoke inhalation injuries. The Subject Products' failures also resulted
in serious fires causing extensive property damage.
8. Despite having information regarding the defect and the
unreasonable risk of serious injury or death LG did not immediately
notify the Commission, as required by section 15(b)(3) and (4) of the
CPSA, 15 U.S.C. 2064(b)(3) and (4). LG notified the Commission about
the Dehumidifiers only after its principal retailer notified the
Commission.
Failure to Report
9. In failing to inform the Commission immediately about the
Dehumidifiers, LG knowingly violated section 19(a)(4) of the CPSA, 15
U.S.C. 2068(a)(4), as the term ``knowingly'' is defined in section
20(d) of the CPSA, 15 U.S.C. 2069(d).
10. Pursuant to section 20 of the CPSA, 15 U.S.C. 2069, LG is
subject to civil penalties for its knowing failure to report, as
required under section 15(b) of the CPSA, 15 U.S.C. 2064(b).
RESPONSE OF LG
11. LG does not admit the charges set forth in paragraphs 4 through
10 above, including, but not limited to, the charge that the Subject
Products contained a defect that could create a substantial product
hazard or creates an unreasonable risk of serious injury or death, the
charge that LG failed to notify the Commission in a timely manner in
accordance with section 15(b) of the CPSA, 15 U.S.C. Sec. 2064(b), and
the charge that LG ``knowingly'' violated section 19(a)(4) of the CPSC,
15 U.S.C. 2068(a)(4).
12. At all relevant times, LG has had a product safety compliance
program and has improved that program over time. LG has voluntarily
reported to the Commission in the past when it believed an obligation
to report existed under the CPSA.
13. LG enters into this Agreement to settle this matter without the
delay and expense of litigation.
AGREEMENT OF THE PARTIES
14. Under the CPSA, the Commission has jurisdiction over the matter
involving the Subject Products described herein and over LG Electronics
USA, Inc. LG Tianjin Appliance Co., Ltd., has agreed to a limited
waiver of its jurisdictional defenses solely for the purpose of
resolving this dispute.
15. The parties enter into the Agreement for settlement purposes
only. The Agreement does not constitute an admission by LG or a
determination by
[[Page 44082]]
the Commission that LG violated the CPSA's reporting requirements.
16. The parties agree that LG's conduct set forth in the staff's
allegations is subject to the civil penalty amounts in effect from
January 1, 2005 to August 13, 2009.
17. In settlement of staff's charges, and to avoid the cost,
distraction, delay, uncertainty, and inconvenience of protracted
litigation or other proceedings, LG shall pay a civil penalty in the
amount of one million, eight hundred twenty-five thousand dollars
($1,825,000) within thirty (30) calendar days after receiving service
of the Commission's final Order accepting the Agreement. The payment
shall be made by electronic wire transfer to the Commission via: https://www.pay.gov.
18. After staff receives this Agreement executed on behalf of LG,
staff shall promptly submit the Agreement to the Commission for
provisional acceptance. Promptly following provisional acceptance of
the Agreement by the Commission, the Agreement shall be placed on the
public record and published in the Federal Register, in accordance with
the procedures set forth in 16 CFR 1118.20(e). If the Commission does
not receive any written request not to accept the Agreement within
fifteen (15) calendar days, the Agreement shall be deemed finally
accepted on the 16th calendar day after the date the Agreement is
published in the Federal Register, in accordance with 16 CFR
1118.20(f).
19. This Agreement is conditioned upon, and subject to, the
Commission's final acceptance, as set forth above, and it is subject to
the provisions of 16 CFR Sec. 1118.20(h). Upon the later of: (i)
Commission's final acceptance of this Agreement and service of the
accepted Agreement upon LG, and (ii) the date of issuance of the final
Order, this Agreement shall be in full force and effect and shall be
binding upon the parties.
20. Effective upon the later of: (i) the Commission's final
acceptance of the Agreement and service of the accepted Agreement upon
LG, and (ii) and the date of issuance of the final Order, for good and
valuable consideration, LG hereby expressly and irrevocably waives and
agrees not to assert any past, present, or future rights to the
following, in connection with the matter described in this Agreement:
(i) an administrative or judicial hearing; (ii) judicial review or
other challenge or contest of the Commission's actions; (iii) a
determination by the Commission of whether LG failed to comply with the
CPSA and the underlying regulations; (iv) a statement of findings of
fact and conclusions of law; and (v) any claims under the Equal Access
to Justice Act.
21. LG has and shall maintain a compliance program designed to
ensure compliance with the CPSA with respect to any consumer product
imported, manufactured, distributed or sold by LG in the United States,
and which shall contain the following elements:
(i) written standards, policies and procedures, including those
designed to ensure that information that may relate to or impact CPSA
compliance (including information obtained by quality control
personnel) is conveyed effectively to personnel responsible for CPSA
compliance;
(ii) a mechanism for confidential employee reporting of compliance-
related questions or concerns to either a compliance officer or to
another senior manager with authority to act as necessary;
(iii) effective communication of company compliance-related
policies and procedures regarding CPSA to all applicable employees
through training programs or otherwise;
(iv) LG senior management responsibility for, and general board
oversight of, CPSA compliance; and
(v) retention of all CPSA compliance-related records for at least
five (5) years, and availability of such records to staff upon
reasonable request.
22. LG has, and shall maintain and enforce, a system of internal
controls and procedures designed to ensure that, with respect to all
consumer products imported, manufactured, distributed or sold by LG in
the United States: (i) information required to be disclosed by LG to
the Commission is recorded, processed and reported in accordance with
applicable law; (ii) all reporting made to the Commission is timely,
truthful, complete, accurate and in accordance with applicable law; and
(iii) prompt disclosure is made to LG's management of any significant
deficiencies or material weaknesses in the design or operation of such
internal controls that are reasonably likely to affect adversely, in
any material respect, LG's ability to record, process and report to the
Commission in accordance with applicable law.
23. Upon reasonable request of staff, LG shall provide written
documentation of its internal controls and procedures, including, but
not limited to, the effective dates of the procedures and improvements
thereto. LG shall cooperate fully and truthfully with staff and shall
make available all non-privileged information and materials, and
personnel deemed necessary by staff to evaluate LG's compliance with
the terms of the Agreement.
24. The parties acknowledge and agree that the Commission may
publicize the terms of the Agreement and the Order.
25. LG represents that the Agreement: (i) is entered into freely
and voluntarily, without any degree of duress or compulsion whatsoever;
(ii) has been duly authorized; and (iii) constitutes the valid and
binding obligation of LG, enforceable against LG in accordance with its
terms. LG will not directly or indirectly receive any reimbursement,
indemnification, insurance-related payment, or other payment in
connection with the civil penalty to be paid by LG pursuant to the
Agreement and Order. The individuals signing the Agreement on behalf of
LG represent that they are duly authorized by LG to execute the
Agreement.
26. The Agreement is governed by the laws of the United States.
27. The Agreement and the Order shall apply to, and be binding
upon, LG and each of its successors, transferees, and assigns, and a
violation of the Agreement or Order may subject LG, and each of its
successors, transferees and assigns, to appropriate legal action.
28. The Agreement and the Order constitute the complete agreement
between the parties on the subject matter contained therein.
29. The Agreement may be used in interpreting the Order.
Understandings, agreements, representations, or interpretations apart
from those contained in the Agreement and the Order may not be used to
vary or contradict their terms. For purposes of construction, the
Agreement shall be deemed to have been drafted by both of the parties
and shall not, therefore, be construed against any party for that
reason in any subsequent dispute.
30. The Agreement may not be waived, amended, modified, or
otherwise altered, except as in accordance with the provisions of 16
CFR 1118.20(h). The Agreement may be executed in counterparts.
31. If any provision of the Agreement or the Order is held to be
illegal, invalid, or unenforceable under present or future laws
effective during the terms of the Agreement and the Order, such
provision shall be fully severable. The balance of the Agreement and
the Order shall remain in full force and effect, unless the Commission
and LG agree in writing that severing the provision materially affects
the purpose of the Agreement and the Order.
LG ELECTRONICS TIANJIN APPLIANCE CO., LTD.
By:
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[[Page 44083]]
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Zhide Pang
Manager of External/Legal Affairs Part, LG Electronics Tianjin
Appliance Co., Ltd. JinWei Road, BeiChen District, Tianjin, China
Date: July 2, 2015
LG ELECTRONICS USA, INC.
By:
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Chris Kim
Senior Counsel, NA Product Safety, LG Electronics USA, Inc., 910
Sylvan Avenue, Englewood Cliffs, New Jersey 07632.
Date: June 30, 2015
By:
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John W. Moss, Esq.
Winston & Strawn LLP, 1700 K Street NW., Washington, DC 20006-3817
Date: July 2, 2015
U.S. CONSUMER PRODUCT SAFETY COMMISSION
Stephanie Tsacoumis
General Counsel
Melissa V. Hampshire
Assistant General Counsel
By:
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Dennis C. Kacoyanis
Alexander W. Dennis
General Attorneys, Division of Enforcement and Information, Office
of the General Counsel
Date: July 2, 2015
UNITED STATES OF AMERICA
CONSUMER PRODUCT SAFETY COMMISSION
In the Matter of: LG Electronics Tianjin Appliance Co., Ltd. and LG
Electronics USA Inc.
CPSC Docket No.: 15-C0005
ORDER
Upon consideration of the Settlement Agreement entered into between
LG Electronics Tianjin Appliance Co., Ltd. and LG Electronics USA Inc.
(``LG''), and the U.S. Consumer Product Safety Commission
(``Commission''), and the Commission having jurisdiction over the
subject matter and over LG, and it appearing that the Settlement
Agreement and the Order are in the public interest, it is:
ORDERED that the Settlement Agreement be, and is, hereby, accepted;
and it is
FURTHER ORDERED that LG shall comply with the terms of the
Settlement Agreement and shall pay a civil penalty in the amount of one
million, eight hundred twenty-five thousand dollars ($1,825,000) within
thirty (30) days after service of the Commission's final Order
accepting the Settlement Agreement. The payment shall be made by
electronic wire transfer to the Commission via: https://www.pay.gov.
Upon the failure of LG to make the foregoing payment when due, interest
on the unpaid amount shall accrue and be paid by LG at the federal
legal rate of interest set forth at 28 U.S.C. 1961(a) and (b). If LG
fails to make such payment or to comply in full with any other
provision of the Settlement Agreement, such conduct will be considered
a violation of the Settlement Agreement and Order.
Provisionally accepted and provisional Order issued on the 21st day
of July, 2015.
By Order of the Commission.
Todd A. Stevenson,
Secretary, U.S. Consumer Product Safety Commission.
[FR Doc. 2015-18150 Filed 7-23-15; 8:45 am]
BILLING CODE 6355-01-P