Proposed Renewal Without Change; Comment Request; Customer Identification Programs for Various Financial Institutions, 42607-42609 [2015-17625]
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Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Notices
(‘‘FinCEN’’), U.S. Department of the
Treasury, issued on July 13, 2015 a
Geographic Targeting Order (‘‘Order’’)
requiring check cashers located in two
South Florida counties to obtain and
record identifying information about
persons cashing Federal tax refund
checks in excess of $1,000, as further
described in the Order.
DATES: This Notice is effective on July
17, 2015.
FOR FURTHER INFORMATION CONTACT: All
questions about the Order must be
addressed to the FinCEN Resource
Center at (800) 767–2825 (Monday
through Friday, 8:00 a.m.–6:00 p.m.
EST).
The
Geographic Targeting Order is
published as an attachment to this
notice.
SUPPLEMENTARY INFORMATION:
Jennifer Shasky Calvery,
Director, Financial Crimes Enforcement
Network, U.S. Department of Treasury.
Geographic Targeting Order
I. Authority
The Director of FinCEN may issue an
order that imposes certain additional
recordkeeping and reporting
requirements on one or more domestic
financial institutions or nonfinancial
trades or businesses in a geographic
area. See 31 U.S.C. 5326(a); 31 CFR
1010.370; Treasury Order 180–01.
Pursuant to this authority, the Director
of FinCEN hereby finds that reasonable
grounds exist for concluding that the
additional recordkeeping requirements
described below are necessary to carry
out the purposes of the Bank Secrecy
Act and prevent evasions thereof.1
II. Additional Recordkeeping
Requirements
srobinson on DSK5SPTVN1PROD with NOTICES
A. Check Cashers and Transactions
Covered by This Order
Bank Secrecy Act is codified at 12 U.S.C.
1829b, 1951–1959 and 31 U.S.C. 5311–5314, 5316–
5332. Regulations implementing the Bank Secrecy
Act appear at 31 CFR Chapter X.
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20:59 Jul 16, 2015
Jkt 235001
B. Records Required To Be Obtained by
a Covered Business When Engaging in a
Covered Transaction
If a Covered Business engages in a
Covered Transaction, the Covered
Business must obtain at the time of the
Covered Transaction and record the
following identifying information about
the customer conducting the
transaction:
(i) A copy of the customer’s valid
government-issued identification, which
must evidence nationality or residence,
include a photograph of the customer,
and be issued in the same name as that
of the original payee of the check; 2
(ii) a clear digital photograph of the
customer taken at the time of the
Covered Transaction that matches the
photograph depicted on the
identification provided by the
customer; 3
(iii) the customer’s phone number;
and
(iv) a clear original thumbprint of the
customer that is recorded on the check.
C. Retention of Records
A Covered Business must: (i) Retain
all records relating to compliance with
this Order for a period of five years from
the last day that this Order is effective
(including any renewals of this Order);
(ii) store such records in a manner
accessible within a reasonable period of
time; and (iii) make such records
available to FinCEN or any other
appropriate law enforcement or
regulatory agency, upon request.
III. General Provisions
For purposes of this Order, a
‘‘Covered Business’’ means a check
casher, as defined under 31 CFR
1010.100(ff)(2), that maintains a location
(including a branch or agent location) in
one of the following counties in the
State of Florida: Miami-Dade County or
Broward County (the ‘‘Covered
Geographic Area’’).
For purposes of this Order, a
‘‘Covered Transaction’’ means any
transaction in which a Covered Business
cashes a Federal tax refund check in
excess of $1,000 within the Covered
Geographic Area. A Federal tax refund
1 The
check includes (i) a U.S. Treasury check
used to pay a tax refund, or (ii) a check
issued by a third party in connection
with an anticipated Federal tax refund
(e.g., a Refund Anticipation Loan
check).
A. Definitions
All terms used but not otherwise
defined herein have the meaning set
forth in Chapter X of Title 31 of the
United States Code of Federal
Regulations.
B. Order Period
The terms of this Order are effective
beginning on August 3, 2015 and ending
on January 30, 2016 (except as
otherwise provided in Section II(C)
above).
2 For example, a driver’s license or passport are
acceptable forms of identification.
3 An image captured by a surveillance video is
not sufficient to satisfy this photograph
requirement.
PO 00000
Frm 00141
Fmt 4703
Sfmt 4703
42607
C. No Effect on Other Provisions of the
Bank Secrecy Act
Nothing in this Order modifies or
otherwise affects any provision of the
regulations implementing the Bank
Secrecy Act to the extent not expressly
stated herein.
D. Compliance
A Covered Business must supervise,
and is responsible for, compliance by
each of its officers, directors, and
employees with the terms of this Order.
A Covered Business must transmit the
Order to its Chief Executive Officer or
other similarly acting manager.
E. Penalties for Noncompliance
A Covered Business and any of its
officers, directors, employees, or agents
may be liable, without limitation, for
civil and/or criminal penalties for
violating any of the terms of this Order.
F. Validity of Order
Any judicial determination that any
provision of this Order is invalid does
not affect the validity of any other
provision of this Order, and each other
provision must thereafter remain in full
force and effect. A copy of this Order
carries the full force and effect of an
original signed Order.
G. Paperwork Reduction Act
The collection of information subject
to the Paperwork Reduction Act
contained in this Order has been
approved by the Office of Management
and Budget (‘‘OMB’’) and assigned OMB
Control Number 1506–0056.
H. Questions
All questions about the Order must be
addressed to the FinCEN Resource
Center at (800) 767–2825 (Monday
through Friday, 8:00 a.m.–6:00 p.m.
EST).
Dated: July 8, 2015.
Jennifer Shasky Calvery,
Director, Financial Crimes Enforcement
Network, U.S. Department of the Treasury.
[FR Doc. 2015–17572 Filed 7–16–15; 8:45 am]
BILLING CODE 4810–02–P
DEPARTMENT OF THE TREASURY
Financial Crimes Enforcement Network
Proposed Renewal Without Change;
Comment Request; Customer
Identification Programs for Various
Financial Institutions
Financial Crimes Enforcement
Network (‘‘FinCEN’’), Treasury.
ACTION: Notice and request for
comments.
AGENCY:
E:\FR\FM\17JYN1.SGM
17JYN1
42608
Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Notices
As part of its continuing effort
to reduce paperwork and respondent
burden, FinCEN invites comment on a
proposed renewal, without change, to
information collections found in
regulations requiring futures
commission merchants, introducing
brokers, banks, savings associations,
credit unions, certain non-federally
regulated banks, mutual funds, and
broker-dealers, to develop and
implement customer identification
programs reasonably designed to
prevent those financial institutions from
being used to facilitate money
laundering and the financing of terrorist
activities. This request for comment is
being made pursuant to the Paperwork
Reduction Act of 1995, Public Law 104–
13, 44 U.S.C. 3506(c)(2)(A).
DATES: Written comments are welcome
and must be received on or before
September 15, 2015.
ADDRESSES: Written comments should
be submitted to: Policy Division,
Financial Crimes Enforcement Network,
Department of the Treasury, P.O. Box
39, Vienna, VA 22183, Attention:
Customer Identification Program
Comments. Comments also may be
submitted by electronic mail to the
following Internet address:
regcomments@fincen.gov, again with a
caption, in the body of the text,
‘‘Attention: Customer Identification
Program Comments.’’
Inspection of comments: Persons
wishing to inspect the comments
submitted must request an appointment
with the Disclosure Officer by
telephoning (703) 905–5034 (Not a toll
free call).
FOR FURTHER INFORMATION CONTACT:
FinCEN Resource Center at 1–800–767–
2825 or 1–703–905–3591 (not a toll free
number) and select option 3 for
regulatory questions. Email inquiries
can be sent to FRC@fincen.gov.
SUPPLEMENTARY INFORMATION:
Abstract: FinCEN exercises regulatory
functions primarily under the Currency
and Financial Transactions Reporting
Act of 1970, as amended by the USA
PATRIOT Act of 2001 and other
legislation. This legislative framework is
commonly referred to as the ‘‘Bank
Secrecy Act’’ (‘‘BSA’’).1 The Secretary of
the Treasury has delegated to the
Director of FinCEN the authority to
implement, administer and enforce
compliance with the BSA and
associated regulations.2 Pursuant to this
srobinson on DSK5SPTVN1PROD with NOTICES
SUMMARY:
1 The BSA is codified at 12 U.S.C. 1829b, 12
U.S.C. 1951–1959, 31 U.S.C. 5311–5314 and 5316–
5332 and notes thereto, with implementing
regulations at 31 CFR Chapter X. See 31 CFR
1010.100(e).
2 Treasury Order 180–01 (Jul. 1, 2014).
VerDate Sep<11>2014
20:59 Jul 16, 2015
Jkt 235001
authority, FinCEN may issue regulations
requiring financial institutions to keep
records and file reports that ‘‘have a
high degree of usefulness in criminal,
tax, or regulatory investigations or
proceedings, or in the conduct of
intelligence or counterintelligence
activities, including analysis, to protect
against international terrorism’’ 3
Additionally, FinCEN is authorized to
impose regulations to maintain
procedures to ensure compliance with
the BSA and FinCEN’s implementing
regulations, or to guard against money
laundering, which includes imposing
anti-money laundering (‘‘AML’’)
program requirements on financial
institutions.4
Section 5318(l) of the BSA authorizes
FinCEN to issue regulations prescribing
customer identification programs for
financial institutions. The regulations
must require that, at a minimum,
financial institutions implement
reasonable procedures for (1) verifying
the identity of any person seeking to
open an account, to the extent
reasonable and practicable; (2)
maintaining records of the information
used to verify the person’s identity,
including name, address, and other
identifying information; and (3)
determining whether the person appears
on any lists of known or suspected
terrorists or terrorist organizations
provided to the financial institution by
any government agency. The regulations
are to take into consideration the
various types of accounts maintained by
various types of financial institutions,
the various methods of opening
accounts, and the various types of
identifying information available.
Regulations implementing section
5318(l) are found at 31 CFR 1020.220,
1023.220, 1026.220, and 1024.220.
1. Title: Customer identification
programs for banks, savings
associations, credit unions, and certain
non-federally regulated banks. (31 CFR
1020.220).
Office of Management and Budget
Control Number (OMB): 1506–0026.
Abstract: Banks, savings associations,
credit unions, and certain non-federally
regulated banks are required to develop
and maintain customer identification
programs and provide their customers
with notice of the programs. (See FR 68,
25090, May 9, 2003).
Current Action: There is no change to
existing regulations.
Type of Review: Extension of a
currently approved information
collection.
PO 00000
3 31
4 31
U.S.C. 5311.
U.S.C. 5318(a) and (h).
Frm 00142
Fmt 4703
Sfmt 4703
Affected Public: Business and other
for-profit institutions and non-profit
institutions.
Burden: Estimated Number of
Respondents 22,060.
Estimated average annual
recordkeeping burden per respondent:
10 hours.
Estimated average annual disclosure
burden per respondent: 1 hour.
Estimated Total Annual Respondent
Burden: 242,660 hours.
2. Title: Customer identification
program for broker-dealers (31 CFR
1023.220).
OMB Control Number: 1506–0034.
Abstract: Broker-dealers are required
to establish and maintain customer
identification programs and provide
their customers with notice of the
programs. (See FR 68, 25113, May 9,
2003).
Current Action: There is no change to
existing regulations.
Type of Review: Extension of a
currently approved information
collection.
Affected Public: Business and other
for profit institutions.
Burden: Estimated Number of
Respondents 5,448.
Estimated Average Annual Burden
per Respondent: The estimated average
burden associated with the notice
requirement is two minutes per
respondent. FinCEN estimates
18,926,880 responses.
Estimated Number of Hours: 630,896.
3. Title: Customer identification
programs for futures commission
merchants and introducing brokers (31
CFR 1026.220).
OMB Control Number: 1506–0022.
Abstract: Futures commission
merchants and introducing brokers are
required to develop and maintain
customer identification programs and
provide their customers with notice of
the programs. (See FR 68, 25149, May 9,
2003).
Current Action: There is no change to
existing regulations.
Type of Review: Extension of a
currently approved information
collection.
Affected Public: Business and other
for profit institutions.
Burden: Estimated Number of
Respondents: 1856. (Recordkeeping
average of 10 hours per customer;
Explanation of program average of 1
hour per response).
Estimated Number of Hours: 20,416.
4. Title: Customer identification
programs for mutual funds (31 CFR
1024.220).
OMB Control Number: 1505–0033.
Abstract: Mutual funds are required to
establish and maintain customer
E:\FR\FM\17JYN1.SGM
17JYN1
srobinson on DSK5SPTVN1PROD with NOTICES
Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Notices
identification programs and provide
their customers with notice of the
programs. (See FR 68, 25131, May 9,
2003).
Current Action: There is no change to
existing regulations.
Type of Review: Extension of a
currently approved information
collection.
Affected Public: Business and other
for profit institutions.
Burden: Estimated Number of
Respondents: 2,296.
Estimated Average Annual Burden
per Respondent: The estimated average
burden associated with the notice
requirement is 2 minutes per
respondent. FinCEN estimates 8,001,000
responses.
Estimated Number of Hours: 266,700.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a valid control
number assigned by the Office of
Management and Budget. Records
required to be retained under the BSA
must be retained for five years.
Generally, information collected
pursuant to the BSA is confidential but
may be shared as provided by law with
regulatory and law enforcement
authorities.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB approval. All
comments will become a matter of
public record. Comments are invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected: (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance and purchase of services to
provide information.
Dated: July 13, 2015.
Jennifer Shasky Calvery,
Director, Financial Crimes Enforcement
Network.
[FR Doc. 2015–17625 Filed 7–16–15; 8:45 am]
BILLING CODE 4810–02–P
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Jkt 235001
DEPARTMENT OF THE TREASURY
Financial Crimes Enforcement Network
Agency Information Collection
Activities; Proposed Collection;
Comment Request; Report of
International Transportation of
Currency or Monetary Instruments
Financial Crimes Enforcement
Network (‘‘FinCEN’’), Treasury.
ACTION: Notice and request for
comments regarding the renewal
without change of the Report of
International Transportation of
Currency or Monetary Instruments
(‘‘CMIR’’).
AGENCY:
As part of our continuing
effort to reduce paperwork and
respondent burden, FinCEN invites the
general public and other Federal
agencies to comment on an information
collection requirement concerning the
CMIR. This request for comment is
being made pursuant to the Paperwork
Reduction Act of 1995 (‘‘PRA’’), Public
Law 10 U.S.C. 3506(c)(2)(A)).
DATES: Written comments should be
received on or before September 15,
2015 to be assured of consideration.
ADDRESSES: Direct all written comments
to: Policy Division, Financial Crimes
Enforcement Network, Department of
the Treasury, P.O. Box 39, Vienna, VA
22183–0039, Attention: PRA
Comments—Report of International
Transportation of Currency or Monetary
Instruments. Comments also may be
submitted by electronic mail to the
following Internet address:
‘‘regcomments@fincen.gov’’ with the
caption in the body of the text,
‘‘Attention: PRA Comments—Report of
International Transportation of
Currency or Monetary Instruments.’’
Inspection of comments: Persons
wishing to inspect the comments
submitted must request an appointment
with the Disclosure Officer by
telephoning (703) 905–5034 (Not a toll
free call).
FOR FURTHER INFORMATION CONTACT:
FinCEN Resource Center at 1–800–767–
2825 or 1–703–905–3591 (not a toll free
number) and select option 3 for
regulatory questions. Email inquiries
can be sent to FRC@fincen.gov.
A copy of the form may also be
obtained from the FinCEN Web site at
https://www.fincen.gov/forms/files/
fin105_cmir.pdf.
SUPPLEMENTARY INFORMATION:
Title: Report of International
Transportation of Currency or Monetary
Instruments (CMIR).
Office of Management and Budget
Number (‘‘OMB’’): 1506–0014.
SUMMARY:
PO 00000
Frm 00143
Fmt 4703
Sfmt 4703
42609
Form Number: FinCEN Form 105.
Abstract: FinCEN exercises regulatory
functions primarily under the Currency
and Financial Transactions Reporting
Act of 1970, as amended by the USA
PATRIOT Act of 2001 and other
legislation. This legislative framework is
commonly referred to as the ‘‘Bank
Secrecy Act’’ (‘‘BSA’’).1 The Secretary of
the Treasury has delegated to the
Director of FinCEN the authority to
implement, administer and enforce
compliance with the BSA and
associated regulations.2 Pursuant to this
authority, FinCEN may issue regulations
requiring financial institutions to keep
records and file reports that ‘‘have a
high degree of usefulness in criminal,
tax, or regulatory investigations or
proceedings, or in the conduct of
intelligence or counterintelligence
activities, including analysis, to protect
against international terrorism.’’ 3
Additionally, FinCEN is authorized to
impose regulations to maintain
procedures to ensure compliance with
the BSA and FinCEN’s implementing
regulations, or to guard against money
laundering, which includes imposing
anti-money laundering (‘‘AML’’)
program requirements on financial
institutions.4
Pursuant to the BSA, the requirement
of 31 U.S.C. 5316(a) has been
implemented through regulations
promulgated at 31 CFR 1010.340 and
through the instructions for the CMIR as
follows:
(1) Each person who physically
transports, mails, or ships, or causes to
be physically transported, mailed, or
shipped currency or other monetary
instruments in an aggregate amount
exceeding $10,000 at one time from the
United States to any place outside the
United States or into the United States
from any place outside the United
States, and
(2) Each person who receives in the
United States currency or other
monetary instruments in an aggregate
amount exceeding $10,000 at one time
which have been transported, mailed, or
shipped to the person from any place
outside the United States. A transfer of
funds through normal banking
procedures, which does not involve the
physical transportation of currency or
monetary instruments, is not required to
be reported on the CMIR.
1 The BSA is codified at 12 U.S.C. 1829b, 12
U.S.C. 1951–1959, 31 U.S.C. 5311–5314 and 5316–
5332 and notes thereto, with implementing
regulations at 31 CFR Chapter X. See 31 CFR
1010.100(e).
2 Treasury Order 180–01 (Jul. 1, 2014).
3 31 U.S.C. 5311.
4 31 U.S.C. 5318(a) and (h).
E:\FR\FM\17JYN1.SGM
17JYN1
Agencies
[Federal Register Volume 80, Number 137 (Friday, July 17, 2015)]
[Notices]
[Pages 42607-42609]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-17625]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Financial Crimes Enforcement Network
Proposed Renewal Without Change; Comment Request; Customer
Identification Programs for Various Financial Institutions
AGENCY: Financial Crimes Enforcement Network (``FinCEN''), Treasury.
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
[[Page 42608]]
SUMMARY: As part of its continuing effort to reduce paperwork and
respondent burden, FinCEN invites comment on a proposed renewal,
without change, to information collections found in regulations
requiring futures commission merchants, introducing brokers, banks,
savings associations, credit unions, certain non-federally regulated
banks, mutual funds, and broker-dealers, to develop and implement
customer identification programs reasonably designed to prevent those
financial institutions from being used to facilitate money laundering
and the financing of terrorist activities. This request for comment is
being made pursuant to the Paperwork Reduction Act of 1995, Public Law
104-13, 44 U.S.C. 3506(c)(2)(A).
DATES: Written comments are welcome and must be received on or before
September 15, 2015.
ADDRESSES: Written comments should be submitted to: Policy Division,
Financial Crimes Enforcement Network, Department of the Treasury, P.O.
Box 39, Vienna, VA 22183, Attention: Customer Identification Program
Comments. Comments also may be submitted by electronic mail to the
following Internet address: regcomments@fincen.gov, again with a
caption, in the body of the text, ``Attention: Customer Identification
Program Comments.''
Inspection of comments: Persons wishing to inspect the comments
submitted must request an appointment with the Disclosure Officer by
telephoning (703) 905-5034 (Not a toll free call).
FOR FURTHER INFORMATION CONTACT: FinCEN Resource Center at 1-800-767-
2825 or 1-703-905-3591 (not a toll free number) and select option 3 for
regulatory questions. Email inquiries can be sent to FRC@fincen.gov.
SUPPLEMENTARY INFORMATION:
Abstract: FinCEN exercises regulatory functions primarily under the
Currency and Financial Transactions Reporting Act of 1970, as amended
by the USA PATRIOT Act of 2001 and other legislation. This legislative
framework is commonly referred to as the ``Bank Secrecy Act''
(``BSA'').\1\ The Secretary of the Treasury has delegated to the
Director of FinCEN the authority to implement, administer and enforce
compliance with the BSA and associated regulations.\2\ Pursuant to this
authority, FinCEN may issue regulations requiring financial
institutions to keep records and file reports that ``have a high degree
of usefulness in criminal, tax, or regulatory investigations or
proceedings, or in the conduct of intelligence or counterintelligence
activities, including analysis, to protect against international
terrorism'' \3\ Additionally, FinCEN is authorized to impose
regulations to maintain procedures to ensure compliance with the BSA
and FinCEN's implementing regulations, or to guard against money
laundering, which includes imposing anti-money laundering (``AML'')
program requirements on financial institutions.\4\
---------------------------------------------------------------------------
\1\ The BSA is codified at 12 U.S.C. 1829b, 12 U.S.C. 1951-1959,
31 U.S.C. 5311-5314 and 5316-5332 and notes thereto, with
implementing regulations at 31 CFR Chapter X. See 31 CFR
1010.100(e).
\2\ Treasury Order 180-01 (Jul. 1, 2014).
\3\ 31 U.S.C. 5311.
\4\ 31 U.S.C. 5318(a) and (h).
---------------------------------------------------------------------------
Section 5318(l) of the BSA authorizes FinCEN to issue regulations
prescribing customer identification programs for financial
institutions. The regulations must require that, at a minimum,
financial institutions implement reasonable procedures for (1)
verifying the identity of any person seeking to open an account, to the
extent reasonable and practicable; (2) maintaining records of the
information used to verify the person's identity, including name,
address, and other identifying information; and (3) determining whether
the person appears on any lists of known or suspected terrorists or
terrorist organizations provided to the financial institution by any
government agency. The regulations are to take into consideration the
various types of accounts maintained by various types of financial
institutions, the various methods of opening accounts, and the various
types of identifying information available. Regulations implementing
section 5318(l) are found at 31 CFR 1020.220, 1023.220, 1026.220, and
1024.220.
1. Title: Customer identification programs for banks, savings
associations, credit unions, and certain non-federally regulated banks.
(31 CFR 1020.220).
Office of Management and Budget Control Number (OMB): 1506-0026.
Abstract: Banks, savings associations, credit unions, and certain
non-federally regulated banks are required to develop and maintain
customer identification programs and provide their customers with
notice of the programs. (See FR 68, 25090, May 9, 2003).
Current Action: There is no change to existing regulations.
Type of Review: Extension of a currently approved information
collection.
Affected Public: Business and other for-profit institutions and
non-profit institutions.
Burden: Estimated Number of Respondents 22,060.
Estimated average annual recordkeeping burden per respondent: 10
hours.
Estimated average annual disclosure burden per respondent: 1 hour.
Estimated Total Annual Respondent Burden: 242,660 hours.
2. Title: Customer identification program for broker-dealers (31
CFR 1023.220).
OMB Control Number: 1506-0034.
Abstract: Broker-dealers are required to establish and maintain
customer identification programs and provide their customers with
notice of the programs. (See FR 68, 25113, May 9, 2003).
Current Action: There is no change to existing regulations.
Type of Review: Extension of a currently approved information
collection.
Affected Public: Business and other for profit institutions.
Burden: Estimated Number of Respondents 5,448.
Estimated Average Annual Burden per Respondent: The estimated
average burden associated with the notice requirement is two minutes
per respondent. FinCEN estimates 18,926,880 responses.
Estimated Number of Hours: 630,896.
3. Title: Customer identification programs for futures commission
merchants and introducing brokers (31 CFR 1026.220).
OMB Control Number: 1506-0022.
Abstract: Futures commission merchants and introducing brokers are
required to develop and maintain customer identification programs and
provide their customers with notice of the programs. (See FR 68, 25149,
May 9, 2003).
Current Action: There is no change to existing regulations.
Type of Review: Extension of a currently approved information
collection.
Affected Public: Business and other for profit institutions.
Burden: Estimated Number of Respondents: 1856. (Recordkeeping
average of 10 hours per customer; Explanation of program average of 1
hour per response).
Estimated Number of Hours: 20,416.
4. Title: Customer identification programs for mutual funds (31 CFR
1024.220).
OMB Control Number: 1505-0033.
Abstract: Mutual funds are required to establish and maintain
customer
[[Page 42609]]
identification programs and provide their customers with notice of the
programs. (See FR 68, 25131, May 9, 2003).
Current Action: There is no change to existing regulations.
Type of Review: Extension of a currently approved information
collection.
Affected Public: Business and other for profit institutions.
Burden: Estimated Number of Respondents: 2,296.
Estimated Average Annual Burden per Respondent: The estimated
average burden associated with the notice requirement is 2 minutes per
respondent. FinCEN estimates 8,001,000 responses.
Estimated Number of Hours: 266,700.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a valid
control number assigned by the Office of Management and Budget. Records
required to be retained under the BSA must be retained for five years.
Generally, information collected pursuant to the BSA is confidential
but may be shared as provided by law with regulatory and law
enforcement authorities.
Request for Comments: Comments submitted in response to this notice
will be summarized and/or included in the request for OMB approval. All
comments will become a matter of public record. Comments are invited
on: (a) Whether the collection of information is necessary for the
proper performance of the functions of the agency, including whether
the information shall have practical utility; (b) the accuracy of the
agency's estimate of the burden of the collection of information; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected: (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology; and (e)
estimates of capital or start-up costs and costs of operation,
maintenance and purchase of services to provide information.
Dated: July 13, 2015.
Jennifer Shasky Calvery,
Director, Financial Crimes Enforcement Network.
[FR Doc. 2015-17625 Filed 7-16-15; 8:45 am]
BILLING CODE 4810-02-P