Agency Information Collection Activities: Proposed Request and Comment Request, 42600-42601 [2015-17551]
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Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Notices
Commission notes that, while
information barriers are not specifically
required under this proposed rule
change, a firm’s business model or
business activities may dictate that an
information barrier or a functional
separation be part of the appropriate set
of policies and procedures that would
be reasonably designed to achieve
compliance with applicable securities
law and regulations, and with
applicable Exchange rules.
Finally, the Commission notes that
the policies and procedures required by
NYSE MKT Rule 3(j) are subject to
oversight by the Exchange and review
by FINRA,32 and the Commission
emphasizes that member organizations
operating a Specialist, e-Specialist or
Market Maker should be proactive in
assuring that its policies and procedures
reflect the current state of its business
and continue to be reasonably designed
to achieve compliance with applicable
federal securities law and regulations
and with applicable Exchange rules.33
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act 34 that the
proposed rule change (SR–NYSEMKT–
2015–23), as modified by Amendment
No. 1, be, and it hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.35
Brent J. Fields,
Secretary.
[FR Doc. 2015–17500 Filed 7–16–15; 8:45 am]
BILLING CODE 8011–01–P
(SSA)
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA–2015–0045]
Agency Information Collection
Activities: Proposed Request and
Comment Request
The Social Security Administration
(SSA) publishes a list of information
collection packages requiring clearance
by the Office of Management and
Budget (OMB) in compliance with
Public Law 104–13, the Paperwork
Reduction Act of 1995, effective October
1, 1995. This notice includes revisions
and an extension of OMB-approved
information collections.
SSA is soliciting comments on the
accuracy of the agency’s burden
estimate; the need for the information;
its practical utility; ways to enhance its
quality, utility, and clarity; and ways to
minimize burden on respondents,
including the use of automated
collection techniques or other forms of
information technology. Mail, email, or
fax your comments and
recommendations on the information
collection(s) to the OMB Desk Officer
and SSA Reports Clearance Officer at
the following addresses or fax numbers.
(OMB)
Office of Management and Budget,
Attn: Desk Officer for SSA, Fax: 202–
395–6974, Email address: OIRA_
Submission@omb.eop.gov.
Number
of respondents
Modality of completion
Social Security Administration,
OLCA, Attn: Reports Clearance Director,
3100 West High Rise, 6401 Security
Blvd., Baltimore, MD 21235, Fax: 410–
966–2830, Email address:
OR.Reports.Clearance@ssa.gov.
Or you may submit your comments
online through www.regulations.gov,
referencing Docket ID Number [SSA–
2015–0045].
I. The information collections below
are pending at SSA. SSA will submit
them to OMB within 60 days from the
date of this notice. To be sure we
consider your comments, we must
receive them no later than September
15, 2015. Individuals can obtain copies
of the collection instruments by writing
to the above email address.
1. Employment Relationship
Questionnaire—20 CFR 404.1007—
0960–0040. When SSA needs
information to determine a worker’s
employment status for the purpose of
maintaining a worker’s earning records,
the agency uses Form SSA–7160–F4 to
determine the existence of an employeremployee relationship. We use the
information to develop the employment
relationship; specifically to determine
whether a beneficiary is self-employed
or an employee. The respondents are
individuals seeking to establish their
status as employees, and the individuals
alleged employers.
Type of Request: Revision of an OMBapproved information collection.
Frequency of
response
Average
burden per
response
(minutes)
Estimated total
annual burden
(hours)
8,000
7,200
800
1
1
1
25
25
25
3,333
3,000
333
Totals ........................................................................................................
srobinson on DSK5SPTVN1PROD with NOTICES
Individuals ........................................................................................................
Businesses .......................................................................................................
State/Local Government ..................................................................................
16,000
........................
........................
6,666
2. Vocational Rehabilitation Provider
Claim—20 CFR 404.2108(b),
404.2117(c)(1) & (2), 404.2101(b) & (c),
404.2121(a), 416.2208(b), 416.2217(c)(1)
& (2), 416.2201(b) & (c), 416.2221(a)—
0960–0310. State vocational
rehabilitation (VR) agencies submit
Form SSA–199 to SSA to obtain
reimbursement of costs incurred for
providing VR services. SSA requires
state VR agencies to submit
reimbursement claims for the following
categories: (1) Claiming reimbursement
for VR services provided; (2) certifying
adherence to cost containment policies
and procedures; and (3) preparing
causality statements. The respondents
mail the paper copy of the SSA–199 to
SSA for consideration and approval of
the claim for reimbursement of costs
incurred for SSA beneficiaries. For
claims certifying adherence to cost
containment policies and procedures, or
for preparing causality statements, State
VR agencies submit written requests as
stipulated in SSA’s regulations within
the Code of Federal Regulations. In most
market makers that have access to specified nonpublic trading information, also adopted principlesbased approaches to prevent the misuse of material
non-public information for cash equity markets. See
Securities Exchange Act Release Nos. 72534 (July 3,
2014), 79 FR 39019 (July 9, 2014) (SR–NYSE–2014–
12) (‘‘NYSE Approval Order’’); 72535 (July 3, 2014)
79 FR 39024 (July 9, 2014) (SR–NYSEMKT–2014–
22) (‘‘NYSE MKT Approval Order’’).
32 See Notice, supra note 4, 80 FR at 20050–51,
n. 7.
33 The Commission notes that such policies and
procedures may include the programming and
operation of a member organization’s trading
algorithms to protect against the misuse of material
non-public information.
34 15 U.S.C. 78s(b)(2).
35 17 CFR 200.30–3(a)(12).
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Federal Register / Vol. 80, No. 137 / Friday, July 17, 2015 / Notices
cases, SSA requires adherence to cost
containment policies and procedures as
well as causality statements prior to
determining whether to reimburse State
VR agencies. SSA uses the information
on the SSA–199, along with the written
documentation, to determine whether,
and how much, to pay State VR agencies
under SSA’s VR program. Respondents
are Sate VR agencies offering vocational
Modality of completion
(type of response as indicated below)
Number of
respondents
Frequency of
response
and employment services to Social
Security and Supplemental Security
Income (SSI) recipients.
Type of Request: Revision of an OMBapproved information collection.
Average
burden per
response
(minutes)
Number of
responses
Estimated total
annual burden
(hours)
SSA–199 CFR 404.2108 & 416.2208 .................................
CFR 404.2117 & 416.2217 Written requests ......................
CFR 404.2121 & 416.2221 Written requests ......................
80
80
80
160
1
2.5
12,800
80
200
23
60
100
4,907
80
333
Total ..............................................................................
80
........................
13,080
........................
5,320
3. Testimony by Employees and the
Production of Records and Information
in Legal Proceedings—20 CFR 403.100–
403.155—0960–0619. Regulations at 20
CFR 403.100–403.155 of the Code of
Federal Regulations establish SSA’s
policies and procedures for an
individual, organization, or government
entity to request official agency
information, records, or testimony of an
agency employee in a legal proceeding
when the agency is not a party. The
request, which respondents submit in
writing to the Commissioner, must (1)
fully set out the nature and relevance of
the sought testimony; (2) explain why
the information is not available by other
means; (3) explain why it is in SSA’s
Number of
respondents
Modality of completion
20 CFR 403.100–403.155 ...............................................................................
II. SSA submitted the information
collection below to OMB for clearance.
Your comments regarding the
information collection would be most
useful if OMB and SSA receive them 30
days from the date of this publication.
To be sure we consider your comments,
we must receive them no later than
August 17, 2015. Individuals can obtain
copies of the OMB clearance package by
Number of
respondents
SSA–3373 ........................................................................................................
Dated: July 14, 2015.
Faye I. Lipsky,
Reports Clearance Officer, Social Security
Administration.
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Summary Notice No. 2014–44]
Petition for Exemption; Summary of
Petition Received; William Robertson
srobinson on DSK5SPTVN1PROD with NOTICES
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice.
AGENCY:
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Average
burden per
response
(minutes)
60
Estimated total
annual burden
(hours)
100
Form SSA–3373. We use the
information to document how
claimants’ disabilities affect their ability
to function, and to determine eligibility
for SSI and SSDI claims. The
respondents are Title II and Title XVI
applicants (or current recipients
undergoing redeterminations) for
disability payments.
Type of Request: Revision of an OMBapproved information collection.
Frequency of
response
1
Average
burden per
response
(minutes)
61
Estimated total
annual burden
(hours)
2,120,483
of the Code of Federal Regulations. The
purpose of this notice is to improve the
public’s awareness of, and participation
in, the FAA’s exemption process.
Neither publication of this notice nor
the inclusion or omission of information
in the summary is intended to affect the
legal status of the petition or its final
disposition.
Comments on this petition must
identify the petition docket number and
must be received on or before August 6,
2015.
DATES:
This notice contains a
summary of a petition seeking relief
from specified requirements of Title 14
SUMMARY:
1
2,085,721
[FR Doc. 2015–17551 Filed 7–16–15; 8:45 am]
BILLING CODE 4191–02–P
Frequency of
response
100
writing to OR.Reports.Clearance@
ssa.gov.
Function Report Adult—20 CFR
404.1512 & 416.912—0960–0681.
Individuals receiving or applying for
Social Security disability insurance
(SSDI) or SSI must provide medical
evidence and other proof SSA requires
to prove their disability. SSA, and State
disability determinations services on
our behalf, collect the information using
Modality of completion
interest to provide the testimony; and
(4) provide the date, time, and place for
the testimony. Respondents are
individuals or entities who request
testimony from SSA employees in
connection with a legal proceeding.
Type of Request: Extension of an
OMB-approved information collection.
E:\FR\FM\17JYN1.SGM
17JYN1
Agencies
[Federal Register Volume 80, Number 137 (Friday, July 17, 2015)]
[Notices]
[Pages 42600-42601]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-17551]
=======================================================================
-----------------------------------------------------------------------
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA-2015-0045]
Agency Information Collection Activities: Proposed Request and
Comment Request
The Social Security Administration (SSA) publishes a list of
information collection packages requiring clearance by the Office of
Management and Budget (OMB) in compliance with Public Law 104-13, the
Paperwork Reduction Act of 1995, effective October 1, 1995. This notice
includes revisions and an extension of OMB-approved information
collections.
SSA is soliciting comments on the accuracy of the agency's burden
estimate; the need for the information; its practical utility; ways to
enhance its quality, utility, and clarity; and ways to minimize burden
on respondents, including the use of automated collection techniques or
other forms of information technology. Mail, email, or fax your
comments and recommendations on the information collection(s) to the
OMB Desk Officer and SSA Reports Clearance Officer at the following
addresses or fax numbers.
(OMB)
Office of Management and Budget, Attn: Desk Officer for SSA, Fax:
202-395-6974, Email address: OIRA_Submission@omb.eop.gov.
(SSA)
Social Security Administration, OLCA, Attn: Reports Clearance
Director, 3100 West High Rise, 6401 Security Blvd., Baltimore, MD
21235, Fax: 410-966-2830, Email address: OR.Reports.Clearance@ssa.gov.
Or you may submit your comments online through www.regulations.gov,
referencing Docket ID Number [SSA-2015-0045].
I. The information collections below are pending at SSA. SSA will
submit them to OMB within 60 days from the date of this notice. To be
sure we consider your comments, we must receive them no later than
September 15, 2015. Individuals can obtain copies of the collection
instruments by writing to the above email address.
1. Employment Relationship Questionnaire--20 CFR 404.1007--0960-
0040. When SSA needs information to determine a worker's employment
status for the purpose of maintaining a worker's earning records, the
agency uses Form SSA-7160-F4 to determine the existence of an employer-
employee relationship. We use the information to develop the employment
relationship; specifically to determine whether a beneficiary is self-
employed or an employee. The respondents are individuals seeking to
establish their status as employees, and the individuals alleged
employers.
Type of Request: Revision of an OMB-approved information
collection.
----------------------------------------------------------------------------------------------------------------
Average Estimated
Number of Frequency of burden per total annual
Modality of completion respondents response response burden
(minutes) (hours)
----------------------------------------------------------------------------------------------------------------
Individuals..................................... 8,000 1 25 3,333
Businesses...................................... 7,200 1 25 3,000
State/Local Government.......................... 800 1 25 333
---------------------------------------------------------------
Totals...................................... 16,000 .............. .............. 6,666
----------------------------------------------------------------------------------------------------------------
2. Vocational Rehabilitation Provider Claim--20 CFR 404.2108(b),
404.2117(c)(1) & (2), 404.2101(b) & (c), 404.2121(a), 416.2208(b),
416.2217(c)(1) & (2), 416.2201(b) & (c), 416.2221(a)--0960-0310. State
vocational rehabilitation (VR) agencies submit Form SSA-199 to SSA to
obtain reimbursement of costs incurred for providing VR services. SSA
requires state VR agencies to submit reimbursement claims for the
following categories: (1) Claiming reimbursement for VR services
provided; (2) certifying adherence to cost containment policies and
procedures; and (3) preparing causality statements. The respondents
mail the paper copy of the SSA-199 to SSA for consideration and
approval of the claim for reimbursement of costs incurred for SSA
beneficiaries. For claims certifying adherence to cost containment
policies and procedures, or for preparing causality statements, State
VR agencies submit written requests as stipulated in SSA's regulations
within the Code of Federal Regulations. In most
[[Page 42601]]
cases, SSA requires adherence to cost containment policies and
procedures as well as causality statements prior to determining whether
to reimburse State VR agencies. SSA uses the information on the SSA-
199, along with the written documentation, to determine whether, and
how much, to pay State VR agencies under SSA's VR program. Respondents
are Sate VR agencies offering vocational and employment services to
Social Security and Supplemental Security Income (SSI) recipients.
Type of Request: Revision of an OMB-approved information
collection.
----------------------------------------------------------------------------------------------------------------
Average Estimated
Modality of completion (type of Number of Frequency of Number of burden per total annual
response as indicated below) respondents response responses response burden
(minutes) (hours)
----------------------------------------------------------------------------------------------------------------
SSA-199 CFR 404.2108 & 416.2208. 80 160 12,800 23 4,907
CFR 404.2117 & 416.2217 Written 80 1 80 60 80
requests.......................
CFR 404.2121 & 416.2221 Written 80 2.5 200 100 333
requests.......................
-------------------------------------------------------------------------------
Total....................... 80 .............. 13,080 .............. 5,320
----------------------------------------------------------------------------------------------------------------
3. Testimony by Employees and the Production of Records and
Information in Legal Proceedings--20 CFR 403.100-403.155--0960-0619.
Regulations at 20 CFR 403.100-403.155 of the Code of Federal
Regulations establish SSA's policies and procedures for an individual,
organization, or government entity to request official agency
information, records, or testimony of an agency employee in a legal
proceeding when the agency is not a party. The request, which
respondents submit in writing to the Commissioner, must (1) fully set
out the nature and relevance of the sought testimony; (2) explain why
the information is not available by other means; (3) explain why it is
in SSA's interest to provide the testimony; and (4) provide the date,
time, and place for the testimony. Respondents are individuals or
entities who request testimony from SSA employees in connection with a
legal proceeding.
Type of Request: Extension of an OMB-approved information
collection.
----------------------------------------------------------------------------------------------------------------
Average Estimated
Number of Frequency of burden per total annual
Modality of completion respondents response response burden
(minutes) (hours)
----------------------------------------------------------------------------------------------------------------
20 CFR 403.100-403.155.......................... 100 1 60 100
----------------------------------------------------------------------------------------------------------------
II. SSA submitted the information collection below to OMB for
clearance. Your comments regarding the information collection would be
most useful if OMB and SSA receive them 30 days from the date of this
publication. To be sure we consider your comments, we must receive them
no later than August 17, 2015. Individuals can obtain copies of the OMB
clearance package by writing to OR.Reports.Clearance@ssa.gov.
Function Report Adult--20 CFR 404.1512 & 416.912--0960-0681.
Individuals receiving or applying for Social Security disability
insurance (SSDI) or SSI must provide medical evidence and other proof
SSA requires to prove their disability. SSA, and State disability
determinations services on our behalf, collect the information using
Form SSA-3373. We use the information to document how claimants'
disabilities affect their ability to function, and to determine
eligibility for SSI and SSDI claims. The respondents are Title II and
Title XVI applicants (or current recipients undergoing
redeterminations) for disability payments.
Type of Request: Revision of an OMB-approved information
collection.
----------------------------------------------------------------------------------------------------------------
Average Estimated
Number of Frequency of burden per total annual
Modality of completion respondents response response burden
(minutes) (hours)
----------------------------------------------------------------------------------------------------------------
SSA-3373........................................ 2,085,721 1 61 2,120,483
----------------------------------------------------------------------------------------------------------------
Dated: July 14, 2015.
Faye I. Lipsky,
Reports Clearance Officer, Social Security Administration.
[FR Doc. 2015-17551 Filed 7-16-15; 8:45 am]
BILLING CODE 4191-02-P