New Canaan Funding Mezzanine V SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 41136-41137 [2015-17184]

Download as PDF 41136 Federal Register / Vol. 80, No. 134 / Tuesday, July 14, 2015 / Notices subparagraph (f)(6) of Rule 19b–4 thereunder.7 At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is: (i) Necessary or appropriate in the public interest; (ii) for the protection of investors; or (iii) otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: asabaliauskas on DSK5VPTVN1PROD with NOTICES Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NASDAQ–2015–071 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NASDAQ–2015–071. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., 7 17 CFR 240.19b–4(f)(6). In addition, Rule 19b4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. VerDate Sep<11>2014 19:09 Jul 13, 2015 Jkt 235001 Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2015–071 and should be submitted on or before August 4, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Brent J. Fields, Secretary. [FR Doc. 2015–17167 Filed 7–13–15; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #14330 and #14331] OKLAHOMA Disaster Number OK– 00092 U.S. Small Business Administration ACTION: Amendment 6. AGENCY: This is an amendment of the Presidential declaration of a major disaster for the State of OKLAHOMA (FEMA–4222–DR), dated 05/26/2015. Incident: Severe Storms, Tornadoes, Straight Line Winds, and Flooding. Incident Period: 05/05/2015 through 06/04/2015. DATES: Effective Date: 07/02/2015. Physical Loan Application Deadline Date: 07/27/2015. EIDL Loan Application Deadline Date: 02/26/2016. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416 SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster declaration for the State of OKLAHOMA, dated 05/26/2015 is hereby amended to include the following areas as adversely affected by the disaster: Primary Counties: (Physical Damage and Economic Injury Loans): Carter, SUMMARY: PO 00000 8 17 CFR 200.30–3(a)(12). Frm 00146 Fmt 4703 Sfmt 4703 Jefferson, Latimer, Mayes, Okfuskee, Okmulgee, Pushmataha, Stephens, Tulsa Contiguous Counties: (Economic Injury Loans Only): Oklahoma: Creek, Delaware, Osage, Pawnee Texas: Montague All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2015–17107 Filed 7–13–15; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [License No. 01/01–0422] New Canaan Funding Mezzanine V SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that New Canaan Funding Mezzanine V SBIC, L.P., 21 Locust Avenue, Suite 1C, New Canaan, CT 06840, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concerns, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). New Canaan Funding Mezzanine V SBIC, L.P. is proposing to provide financing to Safemark, Inc., 2101 Park Center Drive, Suite 125, Orlando, FL 32835. The financing will be used, in part, for working capital, to pay the seller, to pay off existing debt, and to pay fees and expenses. The proposed transaction is brought within the purview of § 107.730 of the Regulations because Safemark, Inc. will be using financing proceeds from New Canaan Funding Mezzanine V SBIC, L.P. in part to discharge obligations to Corporate Mezzanine IV, L.P. and Trafalgar Business Solutions Ltd., which are Associates of New Canaan Funding Mezzanine V SBIC, L.P. as defined at § 107.50 due to common management. Therefore, the proposed transaction is considered self-deal pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to Associate Administrator E:\FR\FM\14JYN1.SGM 14JYN1 Federal Register / Vol. 80, No. 134 / Tuesday, July 14, 2015 / Notices for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: July 2, 2015. Javier Saade, Associate Administrator for Investment and Innovation. [FR Doc. 2015–17184 Filed 7–13–15; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION Notice of Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration (‘‘SBA’’) under Section 309 of the Small Business Investment Act of 1958, as amended, and Section 107.1900 of the Small Business Administration Rules and Regulations, SBA by this notice declares null and void the license to function as a small business investment company under the Small Business Investment Company License No. 04/74–0290 issued to North Carolina Economic Opportunities Funds, L.P. United States Small Business Administration. Dated: July 7, 2015. Javier E. Saade, Associate Administrator, Office of Investment and Innovation. agreements with the foreign owners or custodians. I also determine that the exhibition or display of the exhibit objects at the Museum of Fine Arts, Boston, Boston, Massachusetts, from on or about August 18, 2015, until on or about February 15, 2016, at the Winterthur Museum, Garden and Library, Winterthur, Delaware, from on or about March 26, 2016, until on or about January 8, 2017, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the Federal Register. FOR FURTHER INFORMATION CONTACT: For further information, including a list of the imported objects, contact the Office of Public Diplomacy and Public Affairs in the Office of the Legal Adviser, U.S. Department of State (telephone: 202– 632–6471; email: section2459@ state.gov). The mailing address is U.S. Department of State, L/PD, SA–5, Suite 5H03, Washington, DC 20522–0505. Dated: July 1, 2015. Kelly Keiderling, Principal Deputy Assistant Secretary, Bureau of Educational and Cultural Affairs, Department of State. 41137 email this same date. A member of the public requesting reasonable accommodation should also make their request to Ms. Robinson by July 30. Requests received after that date will be considered but might not be able to be fulfilled. The agenda of the meeting will include: Consideration of postal terminal dues, customs treatment of mail, and developments in the Universal Postal Union. FOR FURTHER INFORMATION CONTACT: Please contact Ms. Shereece Robinson of the Office of Specialized and Technical Agencies (IO/STA), Bureau of International Organization Affairs, U.S. Department of State, at tel. (202) 663– 2649, by email at RobinsonSA2@ state.gov, or by mail at IO/STA, Suite L–409 SA–1; U.S. Department of State; Washington, DC 20522. Dated: June 30, 2015. Joseph P. Murphy, Designated Federal Officer, Advisory Committee on International Postal and Delivery Services, Office of Specialized and Technical Agencies, Bureau of International Organization Affairs, Department of State. [FR Doc. 2015–17228 Filed 7–13–15; 8:45 am] BILLING CODE 4710–19–P [FR Doc. 2015–17229 Filed 7–13–15; 8:45 am] BILLING CODE 4710–05–P DEPARTMENT OF STATE DEPARTMENT OF STATE [Public Notice: 9190] BILLING CODE 8025–01–P [Public Notice: 9189] DEPARTMENT OF STATE Advisory Committee on International Postal and Delivery Services August 2015 Meeting Privacy Act; System of Records: Records Maintained by the Office of Civil Rights, State-09 [Public Notice: 9188] SUMMARY: [FR Doc. 2015–17185 Filed 7–13–15; 8:45 am] Culturally Significant Objects Imported for Exhibition Determinations: ‘‘Made in the Americas: The New World Discovers Asia’’ Exhibition Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), E.O. 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234 of October 1, 1999, Delegation of Authority No. 236–3 of August 28, 2000 (and, as appropriate, Delegation of Authority No. 257 of April 15, 2003), I hereby determine that the objects to be included in the exhibition ‘‘Made in the Americas: The New World Discovers Asia,’’ imported from abroad for temporary exhibition within the United States, are of cultural significance. The objects are imported pursuant to loan asabaliauskas on DSK5VPTVN1PROD with NOTICES SUMMARY: VerDate Sep<11>2014 19:09 Jul 13, 2015 Jkt 235001 As required by the Federal Advisory Committee Act, Public Law 92–463, the Department of State gives notice of a meeting of the Advisory Committee on International Postal and Delivery Services. This Committee will meet on Thursday August 6, 2015, from 2:00 p.m. to 5:00 p.m. Eastern Time at the American Institute of Architects, Board Room, 1735 New York Avenue NW., Washington, DC 20006. Any member of the public interested in providing input to the meeting should contact Ms. Shereece Robinson, whose contact information is listed below (see the ‘‘for further information’’ section of this notice). Each individual providing oral input is requested to limit his or her comments to five minutes. Requests to be added to the speakers list must be received in writing (letter or email) prior to the close of business on Thursday July 30, 2015; written comments from members of the public for distribution at this meeting must reach Ms. Robinson by letter or PO 00000 Frm 00147 Fmt 4703 Sfmt 4703 Notice is hereby given that the Department of State proposes to amend an existing system of records, Records Maintained by the Office of Civil Rights, State-09, pursuant to the provisions of the Privacy Act of 1974, as amended (5 U.S.C. 552a) and Office of Management and Budget Circular No. A–130, Appendix I. DATES: This system of records will be effective on August 24, 2015, unless we receive comments that will result in a contrary determination. ADDRESSES: Any persons interested in commenting on the amended system of records may do so by submitting comments by writing to the Director; Office of Information Programs and Services, A/GIS/IPS; Department of State, SA–2; 515 22nd Street; Washington, DC 20522–8001. FOR FURTHER INFORMATION CONTACT: John Hackett, Acting Director; Office of Information Programs and Services, A/ GIS/IPS; Department of State, SA–2; 515 22nd Street NW; Washington, DC 20522–8100, or at Privacy@state.gov. SUMMARY: E:\FR\FM\14JYN1.SGM 14JYN1

Agencies

[Federal Register Volume 80, Number 134 (Tuesday, July 14, 2015)]
[Notices]
[Pages 41136-41137]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-17184]


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SMALL BUSINESS ADMINISTRATION

[License No. 01/01-0422]


New Canaan Funding Mezzanine V SBIC, L.P.; Notice Seeking 
Exemption Under Section 312 of the Small Business Investment Act, 
Conflicts of Interest

    Notice is hereby given that New Canaan Funding Mezzanine V SBIC, 
L.P., 21 Locust Avenue, Suite 1C, New Canaan, CT 06840, a Federal 
Licensee under the Small Business Investment Act of 1958, as amended 
(``the Act''), in connection with the financing of a small concerns, 
has sought an exemption under Section 312 of the Act and Section 
107.730, Financings which Constitute Conflicts of Interest of the Small 
Business Administration (``SBA'') Rules and Regulations (13 CFR 
107.730). New Canaan Funding Mezzanine V SBIC, L.P. is proposing to 
provide financing to Safemark, Inc., 2101 Park Center Drive, Suite 125, 
Orlando, FL 32835. The financing will be used, in part, for working 
capital, to pay the seller, to pay off existing debt, and to pay fees 
and expenses.
    The proposed transaction is brought within the purview of Sec.  
107.730 of the Regulations because Safemark, Inc. will be using 
financing proceeds from New Canaan Funding Mezzanine V SBIC, L.P. in 
part to discharge obligations to Corporate Mezzanine IV, L.P. and 
Trafalgar Business Solutions Ltd., which are Associates of New Canaan 
Funding Mezzanine V SBIC, L.P. as defined at Sec.  107.50 due to common 
management.
    Therefore, the proposed transaction is considered self-deal 
pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice 
is hereby given that any interested person may submit written comments 
on the transaction within fifteen days of the date of this publication 
to Associate Administrator

[[Page 41137]]

for Investment, U.S. Small Business Administration, 409 Third Street 
SW., Washington, DC 20416.

    Dated: July 2, 2015.
Javier Saade,
Associate Administrator for Investment and Innovation.
[FR Doc. 2015-17184 Filed 7-13-15; 8:45 am]
BILLING CODE P
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