Accessible Emergency Information, and Apparatus Requirements for Emergency Information and Video Description, 39722-39731 [2015-16323]
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39722
Federal Register / Vol. 80, No. 132 / Friday, July 10, 2015 / Proposed Rules
diseases to the List (pursuant to PHS
Act, section 3312(a)(6)(B)(ii) and 42 CFR
88.17(a)(2)(ii)) or publishing a
determination not to publish a proposed
rule in the Federal Register (pursuant to
PHS Act, section 3312(a)(6)(B)(iii) and
42 CFR 88.17(a)(2)(iii)). The
Administrator has also determined that
requesting a recommendation from the
STAC (pursuant to PHS Act, section
3312(a)(6)(B)(i) and 42 CFR
88.17(a)(2)(i)) is unwarranted.
For the reasons discussed above, the
request made in Petition 008 to add
autoimmune diseases to the List of
WTC-Related Health Conditions is
denied.
The Administrator is aware that
another study of autoimmune diseases
among WTC Health Program members is
being conducted by the WTC Health
Registry; however, results from this
study are not yet available in the
scientific literature. The Administrator
will monitor the scientific literature for
publication of the results of this study
and any other studies that address
autoimmune diseases among 9/11exposed populations.
Dated: July 1, 2015.
John Howard,
Administrator, World Trade Center Health
Program and Director, National Institute for
Occupational Safety and Health, Centers for
Disease Control and Prevention, Department
of Health and Human Services.
[FR Doc. 2015–16942 Filed 7–9–15; 8:45 am]
BILLING CODE 4163–18–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 79
[MB Docket No. 12–107; FCC 15–56]
Accessible Emergency Information,
and Apparatus Requirements for
Emergency Information and Video
Description
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document, the
Commission seeks comments on issues
related to making emergency
information audibly accessible to
individuals who are blind or visually
impaired. Specifically, this document
seeks comment on: How to prioritize
aural emergency information on the
secondary audio stream; whether to
continue to require school closing
information to be included aurally on
the secondary audio stream; and
whether to require MVPDs to ensure
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that the devices and applications they
provide to subscribers include a simple
and easy to use activation mechanism
for accessing audible emergency
information on the secondary audio
stream.
DATES: Comments are due on or before
August 10, 2015; reply comments are
due on or before September 8, 2015.
ADDRESSES: You may submit comments,
identified by MB Docket No. 12–107, by
any of the following methods:
• Federal Communications
Commission (FCC) Electronic Comment
Filing System (ECFS) Web site: https://
fjallfoss.fcc.gov/ecfs2/. Follow the
instructions for submitting comments.
• Mail: U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to the FCC Secretary, Office
of the Secretary, Federal
Communications Commission, 445 12th
Street SW., Washington, DC 20554.
Commercial overnight mail (other than
U.S. Postal Service Express Mail and
Priority Mail) must be sent to 9300 East
Hampton Drive, Capitol Heights, MD
20743.
• Hand or Messenger Delivery: All
hand-delivered or messenger-delivered
paper filings for the FCC Secretary must
be delivered to FCC Headquarters at 445
12th Street SW., Room TW–A325,
Washington, DC 20554.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: 202–418–0530; or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the section IV. ‘‘Procedural Matters’’
heading of the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT:
Evan Baranoff, Evan.Baranoff@fcc.gov,
of the Media Bureau, Policy Division,
(202) 418–2120.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Second
Further Notice of Proposed Rulemaking
(Second Further Notice), FCC 15–56,
adopted on May 21, 2015, and released
on May 28, 2015. For background, see
the summary of the Second Report and
Order (Second Report and Order)
accompanying the Second Further
Notice published in this issue of the
Federal Register. The full text of this
document is available electronically via
the FCC’s Electronic Document
Management System (EDOCS) Web site
at https://fjallfoss.fcc.gov/edocs_public/
or via the FCC’s Electronic Comment
Filing System (ECFS) Web site at https://
PO 00000
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fjallfoss.fcc.gov/ecfs2/. (Documents will
be available electronically in ASCII,
Microsoft Word, and/or Adobe Acrobat.)
This document is also available for
public inspection and copying during
regular business hours in the FCC
Reference Information Center, Federal
Communications Commission, 445 12th
Street SW., CY–A257, Washington, DC,
20554. The complete text may be
purchased from the Commission’s copy
contractor, 445 12th Street SW., Room
CY–B402, Washington, DC 20554.
Alternative formats are available for
people with disabilities (Braille, large
print, electronic files, audio format), by
sending an email to fcc504@fcc.gov or
calling the Commission’s Consumer and
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
I. Introduction
1. In this Second Further Notice of
Proposed Rulemaking (‘‘Second Further
Notice’’), we seek comment on three
issues: (i) whether we should adopt
rules regarding how covered entities
should prioritize emergency information
conveyed aurally on the secondary
audio stream when more than one
source of visual emergency information
is presented on-screen at the same time;
(ii) whether we should reconsider the
Commission’s requirement for ‘‘school
closings and changes in school bus
schedules’’ resulting from emergency
situations to be conveyed aurally on the
secondary audio stream, considering the
length of such information and the
limits of the secondary audio stream;
and (iii) whether we should require
MVPDs to ensure that the navigation
devices that they provide to subscribers
include a simple and easy to use
activation mechanism for accessing
audible emergency information on the
secondary audio stream, and to provide
a simple and easy to use mechanism to
activate the secondary audio stream for
emergency information when they
permit subscribers to view linear
programming on mobile and other
devices as part of their MVPD services.
II. Discussion
A. Prioritization of Emergency
Information on the Secondary Audio
Stream
2. We seek comment on how video
programming providers and video
programming distributors should
prioritize emergency information
conveyed aurally on the secondary
audio stream when more than one
source of visual emergency information
is presented on-screen at the same time.
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3. Section 79.2(b)(2)(ii) of the
Commission’s rules requires that
emergency information provided
visually during programming that is
neither a regularly scheduled newscast,
nor a newscast that interrupts regular
programming, must be made accessible
to individuals who are blind or visually
impaired through the use of a secondary
audio stream to provide such
information aurally.1 In the First Report
and Order, the Commission specified
that it would not require a verbatim
aural translation of textual emergency
information, but that the information
presented aurally must accurately and
effectively communicate to consumers
who are blind or visually impaired the
critical details about a current
emergency and how to respond to it to
the same extent that this information is
conveyed textually.2 In addition, the
Commission concluded that if visual but
non-textual emergency information is
shown during non-newscast
programming, the aural description of
this information must accurately and
effectively convey the critical details
regarding the emergency and how to
respond to the emergency.3
4. In its recently-filed petition for
temporary waiver of the emergency
information rules, the National
Association of Broadcasters (‘‘NAB’’)
indicated that ‘‘maps and other graphics
almost always share the screen with
other crawls’’ and, thus, broadcasters
may encounter an issue with how to
prioritize these sources of emergency
information on the secondary audio
stream to ‘‘ensur[e] that the most critical
audible crawl reaches the public.’’ 4 We
1 47
CFR 79.2(b)(2)(ii).
Emergency Information; Apparatus
Requirements for Emergency Information and Video
Description: Implementation of the Twenty-First
Century Communications and Video Accessibility
Act of 2010, MB Docket Nos. 12–107, 11–43, Report
and Order, FCC 13–45, 78 FR 31770, para. 23 (2013)
(‘‘First Report and Order’’). ‘‘Critical details
include, but are not limited to, specific details
regarding the areas that will be affected by the
emergency, evacuation orders, detailed descriptions
of areas to be evacuated, specific evacuation routes,
approved shelters or the way to take shelter in one’s
home, instructions on how to secure personal
property, road closures, and how to obtain relief
assistance.’’ Note to 47 CFR 79.2(a)(2).
3 First Report and Order, para. 24 (further noting
that, even if a broadcaster employs text-to-speech
(‘‘TTS’’) technologies, the critical details of
emergency information conveyed in a graphic
display can be included in the text that will be
converted to speech before the TTS conversion
takes place).
4 National Association of Broadcasters, Petition
for Temporary Partial Exemption and Limited
Waiver, MB Docket No. 12–107, at 10, n.11 (filed
Mar. 27, 2015) (‘‘NAB Waiver Petition’’). See also
id. at 13 (stating that ‘‘it is common for broadcasters
to run a crawl of school closings, during both
newscasts and non-newscast programming’’ and to
also ‘‘run a second crawl on the screen during non-
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seek comment on this issue. To what
extent do broadcasters show more than
one crawl or a crawl and a graphic
conveying visual emergency
information at the same time? In this
scenario, do the crawls and graphics
being shown simultaneously typically
convey information about the same
emergency situation?
5. Currently, our rule requires that the
critical details about an emergency and
how to respond to it must be conveyed
aurally on the secondary stream to the
same extent that this information is
conveyed visually. If more than one
crawl or a crawl and a graphic are
shown on-screen at the same time, how
can covered entities ensure that all of
the critical details about the emergency
and how to respond are conveyed
aurally? Should we adopt rules that
provide guidance to covered entities on
how to prioritize emergency information
conveyed aurally on the secondary
audio stream when graphics or multiple
crawls are used? For example, should
we indicate that certain categories of
emergency information should be
prioritized based on the severity and
proximity of the emergency and the
potential impact on life, health, safety,
and property? If multiple critical details
about an emergency are broadcast
simultaneously, should we prioritize
them with respect to the requirement to
provide audio information about their
content (e.g., if a graphic or one crawl
is providing information about areas
affected by an emergency while another
crawl is providing information about
evacuation orders or shelter-in-place
instructions), and if so, how? Or are
these fact-specific judgements better left
for broadcasters to make on a case-bycase basis?
6. Given the time-sensitive nature of
emergency information, as well as
quick-changing developments that may
occur during the course of an emergency
situation, should we require that only
the highest priority emergency
information needs to be conveyed when
there are multiple sources of emergency
information being shown on-screen at
the same time? Or should any
prioritization rules assume that all
emergency information shown
simultaneously must be conveyed
aurally and, therefore, require that the
highest priority emergency information
should be conveyed before any lesser
priority emergency information on the
secondary audio stream? Should we rely
on the good faith judgment of the
newscast programming with [ ] critical, potentially
life-saving information, . . . [b]ut, with currentlyavailable technology, the station would have no
way of prioritizing the vital information . . . over
the ongoing audible crawl of the school closings’’).
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broadcaster to determine what
information qualifies as the highest
priority? We seek comment on any other
potential solutions or issues related to
the prioritization of emergency
information on the secondary audio
stream, including how determinations
of what is a higher or lower priority
should be made.
B. Inclusion of School Closing
Information on the Secondary Audio
Stream
7. We also seek comment on whether
the Commission should reconsider its
requirement for ‘‘school closings and
changes in school bus schedules’’
resulting from emergency situations to
be conveyed aurally on the secondary
audio stream, considering the length of
such information and the limits of the
secondary audio stream.
8. ‘‘Emergency information’’ is
currently defined in the Commission’s
rules as ‘‘[i]nformation, about a current
emergency, that is intended to further
the protection of life, health, safety, and
property, i.e., critical details regarding
the emergency and how to respond to
the emergency,’’ and examples of the
types of emergencies covered include
‘‘tornadoes, hurricanes, floods, tidal
waves, earthquakes, icing conditions,
heavy snows, widespread fires,
discharge of toxic gases, widespread
power failures, industrial explosions,
civil disorders, school closings and
changes in school bus schedules
resulting from such conditions, and
warnings and watches of impending
changes in weather.’’ 5 In the First
Report and Order, the Commission
declined to revise this definition of
emergency information.6 In particular,
the Commission declined to adopt
NAB’s recommendation to delete
‘‘school closings and changes in school
bus schedules resulting from such
conditions, and warnings and watches
of impending changes in weather’’ from
the examples of emergency information,
finding that it would be inappropriate
‘‘to narrow the definition in the interest
of lessening the impact on other services
provided on the secondary audio
stream, given the higher priority of
emergency information.’’ 7 Thus,
5 47
CFR 79.2(a)(2).
Report and Order, para. 29.
7 See id. Although the Commission did not
modify the definition of emergency information to
delete school closings and school bus schedule
changes that result from a current emergency from
the list of examples, it found that covered entities
have the option to air a brief audio message on the
secondary audio stream at the start of the crawl
indicating that this information will be aired at the
conclusion of video-described programming, and to
subsequently provide this information aurally on
6 First
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covered entities are required by the rule
to ensure that visual emergency
information regarding school closings
and school bus schedule changes
resulting from emergency situations
aired during non-newscast programming
is conveyed aurally on a secondary
audio stream.8
9. In its waiver petition, NAB requests
a limited waiver of the requirement to
include school closings in the audible
crawl pending identification of an
alternative solution by all interested
stakeholders.9 NAB suggests that this
issue should be referred to the
Commission’s Disability Advisory
Committee’s (‘‘DAC’’) Video
Programming subcommittee to develop
an alternative solution.10 According to
NAB, ‘‘an audible crawl of school
closings will be prolonged and
inefficient’’ and could last hours,
particularly given the vast number of
schools typically within a station’s
viewing area, as well as the
Commission’s requirement that the
crawl be repeated.11 Further, NAB
argues that currently there is no way for
broadcasters to prioritize ‘‘immediately
impactful emergency information—such
as a hurricane warning—over a
prolonged reading of school closings,’’
and the school closing information
could ‘‘interfere with the dissemination
of more critical emergency
information.’’ 12 NAB also contends that
viewers expect emergency information
on the secondary audio stream to be
‘‘succinct and targeted’’ since they have
to switch from the main program audio
to hear it, and that information on
school closings is available from other
the secondary audio stream at the conclusion of the
video-described programming. Id. at para. 31.
8 See id. The Commission left it to the good faith
judgment of the broadcaster or other covered entity
to decide whether school closings and school bus
schedule changes result from a situation that is a
current emergency based on its severity and
potential to threaten life, health, safety, and
property and indicated that it would not sanction
broadcasters or other covered entities for a
reasonable exercise of their judgment in this regard.
Id. at para. 31 & n.136. But see NAB Waiver Petition
at 11, n.14 (‘‘Rather than risking an investigation
and potential fine, however, NAB respectfully
submits that most broadcasters would err on the
side of caution in determining whether a given
school closing falls under the Audible Crawl
Rule.’’).
9 See NAB Waiver Petition at 11–14.
10 Id. at 11 & n.15.
11 Id. at 12. Section 79.2(b)(2)(ii) of the
Commission’s rules requires that emergency
information provided aurally on the secondary
audio stream be conveyed in full at least twice to
ensure that consumers are able to hear all of the
information after they switch from the main
program audio to the secondary audio stream. See
47 CFR 79.2(b)(2)(ii); First Report and Order, para.
25.
12 NAB Waiver Petition at 12–13.
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sources, including email, text messages,
radio, and Internet Web sites.13
10. We seek comment on NAB’s
assertions. Given NAB’s arguments,
should the Commission revise its rule to
provide that ‘‘school closings and
changes in school bus schedules’’
resulting from emergency situations are
not required to be conveyed aurally on
the secondary audio stream? Or should
we revise the rule to indicate that such
information must be provided on the
secondary audio stream only if no other
emergency information is being
conveyed audibly on the secondary
audio stream at the same time? Should
we revise the rule to provide that such
information need only be conveyed
once in full, rather than twice as
currently required, given the potential
lengthiness of the crawl? In addition, we
seek comment on the benefits of
providing information about school
closings and changes in school bus
schedules on the secondary audio
stream for individuals who are blind or
visually impaired, and whether the
availability of other sources of this
information is adequate. Although we
seek comment on this issue, we
encourage broadcasters and the
disability community to work toward a
mutually agreeable resolution in the
interim through the DAC.14
C. Activation Mechanism for Emergency
Information on the Secondary Audio
Stream—MVPD Obligations
11. We seek comment on whether we
should require MVPDs to provide their
customers with navigation devices that
contain a simple and easy to use
activation mechanism for accessing
emergency information on the
secondary audio stream. In the Second
Report and Order, we conclude that
manufacturers of apparatus covered by
section 79.105 of the Commission’s
rules must provide a mechanism that is
simple and easy to use, such as one that
is reasonably comparable to a button,
key, or icon, for activating the secondary
audio stream for audible emergency
information pursuant to section 203 of
at 13.
note that since adoption of the Second
Report and Order the Media Bureau granted NAB’s
request that the Commission temporarily waive the
requirement to aurally convey school closing
information on the secondary audio stream in the
context of the NAB Waiver Petition. See Accessible
Emergency Information, and Apparatus
Requirements for Emergency Information and Video
Description: Implementation of the Twenty-First
Century Communications and Video Accessibility
Act of 2010, Video Description: Implementation of
the Twenty-First Century Communications and
Video Accessibility Act of 2010, Petitions for
Waiver, MB Docket Nos. 12–107, 11–43;
Memorandum Opinion and Order, DA 15–632,
para. 18 (MB rel. May 26, 2015).
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13 Id.
14 We
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the CVAA. Manufacturers must provide
this functionality on covered apparatus
by December 20, 2016. Although
covered apparatus, including navigation
devices, will be required to have a
simple and easy to use mechanism for
activating the secondary audio stream
by December 20, 2016, we want to
ensure that compliant devices make it
into the hands of MVPD customers
promptly. Under section 202 of the
CVAA, the Commission has authority to
promulgate regulations that require
video programming distributors,
including MVPDs,15 ‘‘to convey [ ]
emergency information in a manner
accessible to individuals who are blind
or visually impaired.’’ 16 We believe this
provision gives us authority to require
MVPDs to provide devices with a
simple and easy to use activation
mechanism because conveying audible
emergency information on the
secondary stream would not be
‘‘accessible to individuals who are blind
or visually impaired’’ if those
individuals cannot readily access it. We
seek comment on that view, as well as
whether any other statutory provisions
grant the Commission authority to adopt
such a requirement. Should MVPDs be
required to provide navigation devices
with a simple and easy to use activation
mechanism for the secondary audio
stream only upon request by a customer
or should MVPDs be required to provide
devices with this functionality to all
customers? What time frame would be
appropriate for requiring MVPDs to
provide navigation devices with a
simple and easy to use activation
mechanism for the secondary audio
stream? We seek comment on these or
any other issues related to
implementation of such a requirement.
12. In addition, we seek comment on
whether we should require MVPDs to
provide a simple and easy to use
mechanism to activate the secondary
audio stream for emergency information
when they permit subscribers to view
linear programming on mobile and other
devices as part of their MVPD services.
In the Second Report and Order, we
adopt rules requiring MVPDs to pass
through a secondary audio stream
containing audible emergency
information when they permit
consumers to access linear programming
on tablets, smartphones, laptops, and
similar devices over the MVPD’s
network as part of their MVPD services.
In particular, we conclude that MVPDs
must ensure that any application or
plug-in that they provide to consumers
to access such programming is capable
15 See
16 47
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47 CFR 79.1(a)(11).
U.S.C. 613(g)(2).
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Federal Register / Vol. 80, No. 132 / Friday, July 10, 2015 / Proposed Rules
of passing through audible emergency
information on a secondary audio
stream. Given that the record developed
in this proceeding demonstrates that
MVPDs control the ability of consumers
to select and receive the secondary
audio stream for linear programming
provided through an MVPD application
on mobile and other devices, should we
require MVPDs to provide a simple and
easy to use mechanism to activate the
secondary audio stream for emergency
information on MVPD applications and
plug-ins that allow consumers to view
linear programming on mobile and other
devices? As noted above, section 202 of
the CVAA directs the Commission to
promulgate regulations that require
video programming distributors,
including MVPDs,17 ‘‘to convey [ ]
emergency information in a manner
accessible to individuals who are blind
or visually impaired.’’ 18 We believe this
provision gives us authority to require
MVPDs to provide a simple and easy to
use activation mechanism on MVPD
applications and plug-ins that allow
consumers to view linear programming
on mobile and other devices because
conveying audible emergency
information on the secondary stream
would not be ‘‘accessible to individuals
who are blind or visually impaired’’ if
those individuals cannot readily access
it. We seek comment on that view, as
well as whether any other statutory
provisions grant the Commission
authority to adopt such a requirement.
What time frame would be appropriate
for requiring MVPDs to comply? In the
Second Report and Order, we adopt a
compliance deadline of two years after
publication in the Federal Register for
MVPDs to pass through a secondary
audio stream with audible emergency
information for linear programming on
tablets, smartphones, laptops, and
similar devices. Should that deadline
apply to the requirement for MVPDs to
provide a simple and easy to use
activation mechanism for the secondary
audio stream? We seek comment on
these or any other issues related to
implementation of such a requirement.
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III. Procedural Matters
A. Initial Regulatory Flexibility Act
13. As required by the Regulatory
Flexibility Act of 1980, as amended
(‘‘RFA’’),19 the Commission has
prepared this present Initial Regulatory
17 See
47 CFR 79.1(a)(11).
U.S.C. 613(g)(2).
19 See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601–
612, has been amended by the Small Business
Regulatory Enforcement Fairness Act of 1996
(‘‘SBREFA’’), Public Law 104–121, Title II, 110 Stat.
857 (1996).
18 47
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Flexibility Analysis (‘‘IRFA’’)
concerning the possible economic
impact on small entities by the policies
and rules proposed in the Second
Further Notice. Written public
comments are requested on this IRFA.
Comments must be identified as
responses to the IRFA and must be filed
by the deadlines for comments as
specified in the Second Further Notice.
The Commission will send a copy of the
Second Further Notice, including this
IRFA, to the Chief Counsel for Advocacy
of the Small Business Administration
(‘‘SBA’’).20 In addition, the Second
Further Notice and this IRFA (or
summaries thereof) will be published in
the Federal Register.21
1. Need for, and Objectives of, the
Proposed Rule Changes
14. In the Second Further Notice, the
Commission seeks comment on three
issues: (i) whether to adopt rules
regarding how covered entities should
prioritize emergency information
conveyed aurally on the secondary
audio stream when more than one
source of visual emergency information
is presented on-screen at the same time;
(ii) whether to reconsider the
Commission’s requirement for ‘‘school
closings and changes in school bus
schedules’’ resulting from emergency
situations to be conveyed aurally on the
secondary audio stream, considering the
length of such information and the
limits of the secondary audio stream;
and (iii) whether to require MVPDs to
ensure that the navigation devices that
they provide to subscribers include a
simple and easy to use activation
mechanism for accessing audible
emergency information on the
secondary audio stream, and to provide
a simple and easy to use mechanism to
activate the secondary audio stream for
emergency information when they
permit subscribers to view linear
programming on mobile and other
devices as part of their MVPD services.
2. Legal Basis
15. The proposed action is authorized
pursuant to the Twenty-First Century
Communications and Video
Accessibility Act of 2010, Public Law
111–260, 124 Stat. 2751, and Sections
4(i), 4(j), 303, 330(b), 713, and 716 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 154(j), 303,
330(b), 613, and 617.
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20 See
21 See
5 U.S.C. 603(a).
id.
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39725
3. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules Will Apply
16. The RFA directs the Commission
to provide a description of and, where
feasible, an estimate of the number of
small entities that will be affected by the
rules adopted in the Second Report and
Order. 22 The RFA generally defines the
term ‘‘small entity’’ as having the same
meaning as the terms ‘‘small business,’’
‘‘small organization,’’ and ‘‘small
governmental jurisdiction.’’ 23 In
addition, the term ‘‘small business’’ has
the same meaning as the term ‘‘small
business concern’’ under the Small
Business Act.24 A ‘‘small business
concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.25 Small entities
that are directly affected by the rules
adopted in the Second Report and Order
include video programming providers
and video programming distributors
covered by section 79.2 of the
Commission’s rules.
17. Cable Television Distribution
Services. Since 2007, these services
have been defined within the broad
economic census category of Wired
Telecommunications Carriers, which
was developed for small wireline
businesses. This category is defined as
follows: ‘‘This industry comprises
establishments primarily engaged in
operating and/or providing access to
transmission facilities and infrastructure
that they own and/or lease for the
transmission of voice, data, text, sound,
and video using wired
telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this
industry use the wired
telecommunications network facilities
that they operate to provide a variety of
services, such as wired telephony
services, including VoIP services; wired
(cable) audio and video programming
distribution; and wired broadband
22 5
U.S.C. 603(b)(3).
601(6).
24 Id. 601(3) (incorporating by reference the
definition of ‘‘small-business concern’’ in the Small
Business Act, 15 U.S.C. 632). Pursuant to 5 U.S.C.
601(3), the statutory definition of a small business
applies ‘‘unless an agency, after consultation with
the Office of Advocacy of the Small Business
Administration and after opportunity for public
comment, establishes one or more definitions of
such term which are appropriate to the activities of
the agency and publishes such definition(s) in the
Federal Register.’’
25 15 U.S.C. 632.
23 Id.
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Internet services.’’ 26 In this category,
the SBA deems a wired
telecommunications carrier to be small
if it has 1,500 or fewer employees.27
Census data for 2007 shows 3,188 firms
in this category.28 Of these 3,188 firms,
only 44 had 1,000 or more employees.
While we could not find precise Census
data on the number of firms with in the
group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, we estimate that the majority
of businesses can be considered small
entities.
18. Cable Companies and Systems.
The Commission has also developed its
own small business size standards for
the purpose of cable rate regulation.
Under the Commission’s rules, a ‘‘small
cable company’’ is one serving 400,000
or fewer subscribers nationwide.29
Industry data shows that there were
1,141 cable companies at the end of
June 2012.30 Of this total, all but 10
incumbent cable companies are small
under this size standard.31 In addition,
26 U.S. Census Bureau, 2012 NAICS Definitions,
‘‘517110 Wired Telecommunications Carriers’’
(partial definition) at https://www.census.gov/cgibin/sssd/naics/naicsrch. Examples of this category
are: broadband Internet service providers (e.g.,
cable, DSL); local telephone carriers (wired); cable
television distribution services; long-distance
telephone carriers (wired); closed circuit television
(‘‘CCTV’’) services; VoIP service providers, using
own operated wired telecommunications
infrastructure; direct-to-home satellite system
(‘‘DTH’’) services; telecommunications carriers
(wired); satellite television distribution systems;
and multichannel multipoint distribution services
(‘‘MMDS’’).
27 13 CFR 121.201; NAICS Code 517110.
28 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_name=EC0751
SSSZ5&-_lang=en.
29 47 CFR 76.901(e). The Commission determined
that this size standard equates approximately to a
size standard of $100 million or less in annual
revenues. Implementation of Sections of the Cable
Television Consumer Protection And Competition
Act of 1992: Rate Regulation, MM Docket No. 92–
266, MM Docket No. 93–215, Sixth Report and
Order and Eleventh Order on Reconsideration, FCC
95–196, 60 FR 35854 (1995).
30 NCTA, Industry Data, Number of Cable
Operating Companies (June 2012), https://
www.ncta.com/Statistics.aspx (visited Sept. 28,
2012). Depending upon the number of homes and
the size of the geographic area served, cable
operators use one or more cable systems to provide
video service. See Annual Assessment of the Status
of Competition in the Market for Delivery of Video
Programming, MB Docket No. 12–203, Fifteenth
Report, FCC 13–99 at para. 24 (rel. July 22, 2013)
(‘‘15th Annual Competition Report’’).
31 See SNL Kagan, ‘‘Top Cable MSOs—12/12 Q’’;
available at https://www.snl.com/InteractiveX/Top
CableMSOs.aspx?period=2012Q4&sort
col=subscribersbasic&sortorder=desc. We note that,
when applied to an MVPD operator, under this size
standard (i.e., 400,000 or fewer subscribers) all but
14 MVPD operators would be considered small. See
NCTA, Industry Data, Top 25 Multichannel Video
Service Customers (2012), https://www.ncta.com/
industry-data (visited Aug. 30, 2013). The
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under the Commission’s rate regulation
rules, a ‘‘small system’’ is a cable system
serving 15,000 or fewer subscribers.32
Current Commission records show 4,945
cable systems nationwide.33 Of this
total, 4,380 cable systems have less than
20,000 subscribers, and 565 systems
have 20,000 subscribers or more, based
on the same records. Thus, under this
standard, we estimate that most cable
systems are small.
19. Cable System Operators (Telecom
Act Standard). The Communications
Act of 1934, as amended, also contains
a size standard for small cable system
operators, which is ‘‘a cable operator
that, directly or through an affiliate,
serves in the aggregate fewer than 1
percent of all subscribers in the United
States and is not affiliated with any
entity or entities whose gross annual
revenues in the aggregate exceed
$250,000,000.’’ 34 There are
approximately 56.4 million incumbent
cable video subscribers in the United
States today.35 Accordingly, an operator
serving fewer than 564,000 subscribers
shall be deemed a small operator, if its
annual revenues, when combined with
the total annual revenues of all its
affiliates, do not exceed $250 million in
the aggregate.36 Based on available data,
we find that all but 10 incumbent cable
operators are small under this size
standard.37 We note that the
Commission neither requests nor
collects information on whether cable
system operators are affiliated with
entities whose gross annual revenues
exceed $250 million.38 Although it
seems certain that some of these cable
Commission applied this size standard to MVPD
operators in its implementation of the CALM Act.
See Implementation of the Commercial
Advertisement Loudness Mitigation (CALM) Act,
MB Docket No. 11–93, Report and Order, FCC 11–
182, 77 FR 40276, para. 37 (2011) (‘‘CALM Act
Report and Order’’) (defining a smaller MVPD
operator as one serving 400,000 or fewer subscribers
nationwide, as of December 31, 2011).
32 47 CFR 76.901(c).
33 The number of active, registered cable systems
comes from the Commission’s Cable Operations and
Licensing System (COALS) database on Aug. 28,
2013. A cable system is a physical system integrated
to a principal headend.
34 47 U.S.C. 543(m)(2); see 47 CFR 76.901(f) & nn.
1–3.
35 See NCTA, Industry Data, Cable Video
Customers (2012), https://www.ncta.com/industrydata (visited Aug. 30, 2013).
36 47 CFR 76.901(f); see Public Notice, FCC
Announces New Subscriber Count for the
Definition of Small Cable Operator, DA 01–158
(Cable Services Bureau, Jan. 24, 2001).
37 See NCTA, Industry Data, Top 25 Multichannel
Video Service Customers (2012), https://
www.ncta.com/industry-data (visited Aug. 30,
2013).
38 The Commission does receive such information
on a case-by-case basis if a cable operator appeals
a local franchise authority’s finding that the
operator does not qualify as a small cable operator
pursuant to 47 CFR 76.901(f).
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system operators are affiliated with
entities whose gross annual revenues
exceed $250,000,000, we are unable at
this time to estimate with greater
precision the number of cable system
operators that would qualify as small
cable operators under the definition in
the Communications Act.
20. Direct Broadcast Satellite (DBS)
Service. DBS service is a nationally
distributed subscription service that
delivers video and audio programming
via satellite to a small parabolic ‘‘dish’’
antenna at the subscriber’s location.
DBS, by exception, is now included in
the SBA’s broad economic census
category, Wired Telecommunications
Carriers,39 which was developed for
small wireline businesses. In this
category, the SBA deems a wired
telecommunications carrier to be small
if it has 1,500 or fewer employees.40
Census data for 2007 shows 3,188 firms
in this category.41 Of these 3,188 firms,
only 44 had 1,000 or more employees.
While we could not find precise Census
data on the number of firms with in the
group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, the majority of such
businesses can be considered small.
However, the data we have available as
a basis for estimating the number of
such small entities were gathered under
a superseded SBA small business size
standard formerly titled ‘‘Cable and
Other Program Distribution.’’ The
definition of Cable and Other Program
Distribution provided that a small entity
is one with $12.5 million or less in
annual receipts.42 Currently, only two
entities provide DBS service, which
39 See 13 CFR 121.201; 2012 NAICS code 517110.
This category of Wired Telecommunications
Carriers is defined as follows: ‘‘This industry
comprises establishments primarily engaged in
operating and/or providing access to transmission
facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text,
sound, and video using wired telecommunications
networks. Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this industry use
the wired telecommunications network facilities
that they operate to provide a variety of services,
such as wired telephony services, including VoIP
services; wired (cable) audio and video
programming distribution; and wired broadband
Internet services. By exception, establishments
providing satellite television distribution services
using facilities and infrastructure that they operate
are included in this industry.’’ (Emphasis added to
text relevant to satellite services.) U.S. Census
Bureau, 2012 NAICS Definitions, ‘‘517110 Wired
Telecommunications Carriers’’ at https://
www.census.gov/cgi-bin/sssd/naics/naicsrch.
40 13 CFR 121.201; NAICS Code 517110.
41 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_name=EC075
1SSSZ5&-_lang=en.
42 13 CFR 121.201; NAICS code 517510 (2002).
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requires a great investment of capital for
operation: DIRECTV and DISH
Network.43 Each currently offer
subscription services. DIRECTV and
DISH Network each report annual
revenues that are in excess of the
threshold for a small business. Because
DBS service requires significant capital,
we believe it is unlikely that a small
entity as defined by the SBA would
have the financial wherewithal to
become a DBS service provider.
21. Satellite Master Antenna
Television (SMATV) Systems, also
known as Private Cable Operators
(PCOs). SMATV systems or PCOs are
video distribution facilities that use
closed transmission paths without using
any public right-of-way. They acquire
video programming and distribute it via
terrestrial wiring in urban and suburban
multiple dwelling units such as
apartments and condominiums, and
commercial multiple tenant units such
as hotels and office buildings. SMATV
systems or PCOs are now included in
the SBA’s broad economic census
category, Wired Telecommunications
Carriers,44 which was developed for
small wireline businesses. In this
category, the SBA deems a wired
telecommunications carrier to be small
if it has 1,500 or fewer employees.45
Census data for 2007 shows 3,188 firms
in this category.46 Of these 3,188 firms,
only 44 had 1,000 or more employees.
While we could not find precise Census
data on the number of firms with in the
43 See 15th Annual Competition Report, at para.
27. As of June 2012, DIRECTV is the largest DBS
operator and the second largest MVPD in the United
States, serving approximately 19.9 million
subscribers. DISH Network is the second largest
DBS operator and the third largest MVPD, serving
approximately 14.1 million subscribers. Id. para. 27,
110–11.
44 See 13 CFR 121.201; 2012 NAICS code 517110.
This category of Wired Telecommunications
Carriers is defined as follows: ‘‘This industry
comprises establishments primarily engaged in
operating and/or providing access to transmission
facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text,
sound, and video using wired telecommunications
networks. Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this industry use
the wired telecommunications network facilities
that they operate to provide a variety of services,
such as wired telephony services, including VoIP
services; wired (cable) audio and video
programming distribution; and wired broadband
Internet services. By exception, establishments
providing satellite television distribution services
using facilities and infrastructure that they operate
are included in this industry.’’ (Emphasis added to
text relevant to satellite services.) U.S. Census
Bureau, 2012 NAICS Definitions, ‘‘517110 Wired
Telecommunications Carriers’’ at https://
www.census.gov/cgi-bin/sssd/naics/naicsrch.
45 13 CFR 121.201; NAICS Code 517110.
46 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_
name=EC0751SSSZ5&-_lang=en.
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group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, the majority of such
businesses can be considered small.
22. Home Satellite Dish (HSD)
Service. HSD or the large dish segment
of the satellite industry is the original
satellite-to-home service offered to
consumers, and involves the home
reception of signals transmitted by
satellites operating generally in the Cband frequency. Unlike DBS, which
uses small dishes, HSD antennas are
between four and eight feet in diameter
and can receive a wide range of
unscrambled (free) programming and
scrambled programming purchased from
program packagers that are licensed to
facilitate subscribers’ receipt of video
programming. Because HSD provides
subscription services, HSD falls within
the SBA-recognized definition of Wired
Telecommunications Carriers.47 In this
category, the SBA deems a wired
telecommunications carrier to be small
if it has 1,500 or fewer employees.48
Census data for 2007 shows 3,188 firms
in this category.49 Of these 3,188 firms,
only 44 had 1,000 or more employees.
While we could not find precise Census
data on the number of firms with in the
group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, we estimate that the majority
of businesses can be considered small
entities.
23. Open Video Services. The open
video system (OVS) framework was
established in 1996, and is one of four
statutorily recognized options for the
provision of video programming
services by local exchange carriers.50
47 See 13 CFR 121.201; 2012 NAICS code 517110.
This category of Wired Telecommunications
Carriers is defined in part as follows: ‘‘This industry
comprises establishments primarily engaged in
operating and/or providing access to transmission
facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text,
sound, and video using wired telecommunications
networks. Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this industry use
the wired telecommunications network facilities
that they operate to provide a variety of services,
such as wired telephony services, including VoIP
services; wired (cable) audio and video
programming distribution; and wired broadband
Internet services.’’ U.S. Census Bureau, 2012 NAICS
Definitions, ‘‘517110 Wired Telecommunications
Carriers’’ at https://www.census.gov/cgi-bin/sssd/
naics/naicsrch.
48 13 CFR 121.201; NAICS Code 517110.
49 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_
name=EC0751SSSZ5&-_lang=en.
50 47 U.S.C. 571(a)(3) through (4). See Annual
Assessment of the Status of Competition in the
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The OVS framework provides
opportunities for the distribution of
video programming other than through
cable systems. Because OVS operators
provide subscription services,51 OVS
falls within the SBA small business size
standard covering cable services, which
is Wired Telecommunications
Carriers.52 In this category, the SBA
deems a wired telecommunications
carrier to be small if it has 1,500 or
fewer employees.53 Census data for 2007
shows 3,188 firms in this category.54 Of
these 3,188 firms, only 44 had 1,000 or
more employees. While we could not
find precise Census data on the number
of firms with in the group with 1,500 or
fewer employees, it is clear that at least
3,144 firms with fewer than 1,000
employees would be in that group.
Therefore, under this size standard, we
estimate that the majority of businesses
can be considered small entities. In
addition, we note that the Commission
has certified some OVS operators, with
some now providing service.55
Broadband service providers (‘‘BSPs’’)
are currently the only significant
holders of OVS certifications or local
OVS franchises.56 The Commission does
not have financial or employment
information regarding the entities
authorized to provide OVS, some of
which may not yet be operational. Thus,
again, at least some of the OVS
operators may qualify as small entities.
24. Wireless cable systems—
Broadband Radio Service and
Market for the Delivery of Video Programming, MB
Docket No. 06–189, Thirteenth Annual Report, FCC
07–206, 74 FR 11102, para. 135 (2009) (‘‘Thirteenth
Annual Cable Competition Report’’).
51 See 47 U.S.C. 573.
52 See 13 CFR 121.201; 2012 NAICS code 517110.
This category of Wired Telecommunications
Carriers is defined in part as follows: ‘‘This industry
comprises establishments primarily engaged in
operating and/or providing access to transmission
facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text,
sound, and video using wired telecommunications
networks. Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this industry use
the wired telecommunications network facilities
that they operate to provide a variety of services,
such as wired telephony services, including VoIP
services; wired (cable) audio and video
programming distribution; and wired broadband
Internet services.’’ U.S. Census Bureau, 2012 NAICS
Definitions, ‘‘517110 Wired Telecommunications
Carriers’’ at https://www.census.gov/cgi-bin/sssd/
naics/naicsrch.
53 13 CFR 121.201; NAICS Code 517110.
54 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_
name=EC0751SSSZ5&-_lang=en.
55 A list of OVS certifications may be found at
https://www.fcc.gov/mb/ovs/csovscer.html.
56 See Thirteenth Annual Cable Competition
Report, para. 135. BSPs are newer businesses that
are building state-of-the-art, facilities-based
networks to provide video, voice, and data services
over a single network.
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Educational Broadband Service.
Wireless cable systems use the
Broadband Radio Service (BRS) 57 and
Educational Broadband Service (EBS) 58
to transmit video programming to
subscribers. In connection with the 1996
BRS auction, the Commission
established a small business size
standard as an entity that had annual
average gross revenues of no more than
$40 million in the previous three
calendar years.59 The BRS auctions
resulted in 67 successful bidders
obtaining licensing opportunities for
493 Basic Trading Areas (BTAs). Of the
67 auction winners, 61 met the
definition of a small business. BRS also
includes licensees of stations authorized
prior to the auction. At this time, we
estimate that of the 61 small business
BRS auction winners, 48 remain small
business licensees. In addition to the 48
small businesses that hold BTA
authorizations, there are approximately
392 incumbent BRS licensees that are
considered small entities.60 After
adding the number of small business
auction licensees to the number of
incumbent licensees not already
counted, we find that there are currently
approximately 440 BRS licensees that
are defined as small businesses under
either the SBA or the Commission’s
rules. In 2009, the Commission
conducted Auction 86, the sale of 78
licenses in the BRS areas.61 The
Commission offered three levels of
bidding credits: (i) A bidder with
attributed average annual gross revenues
that exceed $15 million and do not
exceed $40 million for the preceding
three years (small business) received a
15 percent discount on its winning bid;
(ii) a bidder with attributed average
57 BRS was previously referred to as Multipoint
Distribution Service (MDS) and Multichannel
Multipoint Distribution Service (MMDS). See
Amendment of Parts 21 and 74 of the Commission’s
Rules with Regard to Filing Procedures in the
Multipoint Distribution Service and in the
Instructional Television Fixed Service and
Implementation of Section 309(j) of the
Communications Act—Competitive Bidding, MM
Docket No. 94–131, PP Docket No. 93–253, Report
and Order, FCC 95–230, 60 FR 36524, para. 7
(1995).
58 EBS was previously referred to as the
Instructional Television Fixed Service (ITFS). See
id.
59 47 CFR 21.961(b)(1).
60 47 U.S.C. 309(j). Hundreds of stations were
licensed to incumbent MDS licensees prior to
implementation of Section 309(j) of the
Communications Act of 1934, 47 U.S.C. 309(j). For
these pre-auction licenses, the applicable standard
is SBA’s small business size standard of 1,500 or
fewer employees.
61 Auction of Broadband Radio Service (BRS)
Licenses, Scheduled for October 27, 2009, Notice
and Filing Requirements, Minimum Opening Bids,
Upfront Payments, and Other Procedures for
Auction 86, Public Notice, DA 09–1376 (WTB rel.
Jun. 26, 2009).
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annual gross revenues that exceed $3
million and do not exceed $15 million
for the preceding three years (very small
business) received a 25 percent discount
on its winning bid; and (iii) a bidder
with attributed average annual gross
revenues that do not exceed $3 million
for the preceding three years
(entrepreneur) received a 35 percent
discount on its winning bid.62 Auction
86 concluded in 2009 with the sale of
61 licenses.63 Of the 10 winning
bidders, two bidders that claimed small
business status won four licenses; one
bidder that claimed very small business
status won three licenses; and two
bidders that claimed entrepreneur status
won six licenses.
25. In addition, the SBA’s placement
of Cable Television Distribution
Services in the category of Wired
Telecommunications Carriers is
applicable to cable-based Educational
Broadcasting Services. Since 2007, these
services have been defined within the
broad economic census category of
Wired Telecommunications Carriers,
which was developed for small wireline
businesses. This category is defined as
follows: ‘‘This industry comprises
establishments primarily engaged in
operating and/or providing access to
transmission facilities and infrastructure
that they own and/or lease for the
transmission of voice, data, text, sound,
and video using wired
telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this
industry use the wired
telecommunications network facilities
that they operate to provide a variety of
services, such as wired telephony
services, including VoIP services; wired
(cable) audio and video programming
distribution; and wired broadband
Internet services.’’ 64 In this category,
the SBA deems a wired
telecommunications carrier to be small
62 Id.
63 Auction of Broadband Radio Service Licenses
Closes, Winning Bidders Announced for Auction 86,
Down Payments Due November 23, 2009, Final
Payments Due December 8, 2009, Ten-Day Petition
to Deny Period, Public Notice, DA 09–2378 (WTB
rel. Nov. 6, 2009).
64 U.S. Census Bureau, 2012 NAICS Definitions,
‘‘517110 Wired Telecommunications Carriers’’
(partial definition) at https://www.census.gov/cgibin/sssd/naics/naicsrch. Examples of this category
are: Broadband Internet service providers (e.g.,
cable, DSL); local telephone carriers (wired); cable
television distribution services; long-distance
telephone carriers (wired); closed circuit television
(‘‘CCTV’’) services; VoIP service providers, using
own operated wired telecommunications
infrastructure; direct-to-home satellite system
(‘‘DTH’’) services; telecommunications carriers
(wired); satellite television distribution systems;
and multichannel multipoint distribution services
(‘‘MMDS’’).
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if it has 1,500 or fewer employees.65
Census data for 2007 shows 3,188 firms
in this category.66 Of these 3,188 firms,
only 44 had 1,000 or more employees.
While we could not find precise Census
data on the number of firms with in the
group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, we estimate that the majority
of businesses can be considered small
entities. In addition to Census data, the
Commission’s internal records indicate
that as of September 2012, there are
2,241 active EBS licenses.67 The
Commission estimates that of these
2,241 licenses, the majority are held by
non-profit educational institutions and
school districts, which are by statute
defined as small businesses.68
26. Incumbent Local Exchange
Carriers (ILECs). Neither the
Commission nor the SBA has developed
a small business size standard
specifically for incumbent local
exchange services. ILECs are included
in the SBA’s economic census category,
Wired Telecommunications Carriers.69
In this category, the SBA deems a wired
telecommunications carrier to be small
if it has 1,500 or fewer employees.70
Census data for 2007 shows 3,188 firms
in this category.71 Of these 3,188 firms,
only 44 had 1,000 or more employees.
65 13
CFR 121.201; NAICS Code 517110.
66 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_
name=EC0751SSSZ5&-_lang=en.
67 https://wireless2.fcc.gov/UlsApp/UlsSearch/
results.jsp.
68 The term ‘‘small entity’’ within SBREFA
applies to small organizations (non-profits) and to
small governmental jurisdictions (cities, counties,
towns, townships, villages, school districts, and
special districts with populations of less than
50,000). 5 U.S.C. 601(4) through (6).
69 See 13 CFR 121.201; 2012 NAICS code 517110.
This category of Wired Telecommunications
Carriers is defined as follows: ‘‘This industry
comprises establishments primarily engaged in
operating and/or providing access to transmission
facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text,
sound, and video using wired telecommunications
networks. Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this industry use
the wired telecommunications network facilities
that they operate to provide a variety of services,
such as wired telephony services, including VoIP
services; wired (cable) audio and video
programming distribution; and wired broadband
Internet services. By exception, establishments
providing satellite television distribution services
using facilities and infrastructure that they operate
are included in this industry.’’ (Emphasis added to
text relevant to satellite services.) U.S. Census
Bureau, 2012 NAICS Definitions, ‘‘517110 Wired
Telecommunications Carriers’’ at https://
www.census.gov/cgi-bin/sssd/naics/naicsrch.
70 13 CFR 121.201; NAICS Code 517110.
71 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_
name=EC0751SSSZ5&-_lang=en.
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While we could not find precise Census
data on the number of firms with in the
group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, the majority of such
businesses can be considered small.
27. Small Incumbent Local Exchange
Carriers. We have included small
incumbent local exchange carriers in
this present RFA analysis. A ‘‘small
business’’ under the RFA is one that,
inter alia, meets the pertinent small
business size standard (e.g., a telephone
communications business having 1,500
or fewer employees), and ‘‘is not
dominant in its field of operation.’’ 72
The SBA’s Office of Advocacy contends
that, for RFA purposes, small incumbent
local exchange carriers are not dominant
in their field of operation because any
such dominance is not ‘‘national’’ in
scope.73 We have therefore included
small incumbent local exchange carriers
in this RFA analysis, although we
emphasize that this RFA action has no
effect on Commission analyses and
determinations in other, non-RFA
contexts.
28. Competitive Local Exchange
Carriers (CLECs), Competitive Access
Providers (CAPs), Shared-Tenant
Service Providers, and Other Local
Service Providers. Neither the
Commission nor the SBA has developed
a small business size standard
specifically for these service providers.
These entities are included in the SBA’s
economic census category, Wired
Telecommunications Carriers.74 In this
72 15
U.S.C. 632.
from Jere W. Glover, Chief Counsel for
Advocacy, SBA, to William E. Kennard, Chairman,
FCC (May 27, 1999). The Small Business Act
contains a definition of ‘‘small-business concern,’’
which the RFA incorporates into its own definition
of ‘‘small business.’’ See 15 U.S.C. 632(a) (Small
Business Act); 5 U.S.C. 601(3) (RFA). SBA
regulations interpret ‘‘small business concern’’ to
include the concept of dominance on a national
basis. See 13 CFR 121.102(b).
74 See 13 CFR 121.201; 2012 NAICS code 517110.
This category of Wired Telecommunications
Carriers is defined as follows: ‘‘This industry
comprises establishments primarily engaged in
operating and/or providing access to transmission
facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text,
sound, and video using wired telecommunications
networks. Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this industry use
the wired telecommunications network facilities
that they operate to provide a variety of services,
such as wired telephony services, including VoIP
services; wired (cable) audio and video
programming distribution; and wired broadband
Internet services. By exception, establishments
providing satellite television distribution services
using facilities and infrastructure that they operate
are included in this industry.’’ (Emphasis added to
text relevant to satellite services.) U.S. Census
Bureau, 2012 NAICS Definitions, ‘‘517110 Wired
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category, the SBA deems a wired
telecommunications carrier to be small
if it has 1,500 or fewer employees.75
Census data for 2007 shows 3,188 firms
in this category.76 Of these 3,188 firms,
only 44 had 1,000 or more employees.
While we could not find precise Census
data on the number of firms with in the
group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with
fewer than 1,000 employees would be in
that group. Therefore, under this size
standard, the majority of such
businesses can be considered small.
4. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
29. In this section, we describe the
reporting, recordkeeping, and other
compliance requirements proposed in
the Second Further Notice and consider
whether small entities are affected
disproportionately by any such
requirements.
30. In the Second Further Notice, the
Commission seeks comment on three
issues: (i) Whether to adopt rules
regarding how covered entities should
prioritize emergency information
conveyed aurally on the secondary
audio stream when more than one
source of visual emergency information
is presented on-screen at the same time;
(ii) whether to reconsider the
Commission’s requirement for ‘‘school
closings and changes in school bus
schedules’’ resulting from emergency
situations to be conveyed aurally on the
secondary audio stream, considering the
length of such information and the
limits of the secondary audio stream;
and (iii) whether to require MVPDs to
ensure that the navigation devices that
they provide to subscribers include a
simple and easy to use activation
mechanism for accessing audible
emergency information on the
secondary audio stream, and to provide
a simple and easy to use mechanism to
activate the secondary audio stream for
emergency information when they
permit subscribers to view linear
programming on mobile and other
devices as part of their MVPD services.
31. With respect to the first issue, the
Second Further Notice asks whether the
Commission should adopt rules to
provide clarity to covered entities on
how to prioritize emergency information
on the secondary audio stream when
complying with the requirements in
Section 79.2. There are no new
Telecommunications Carriers’’ at https://
www.census.gov/cgi-bin/sssd/naics/naicsrch.
75 13 CFR 121.201; NAICS Code 517110.
76 https://factfinder.census.gov/servlet/IBQTable?_
bm=y&-geo_id=&-_skip=600&-ds_
name=EC0751SSSZ5&-_lang=en.
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39729
reporting or recordkeeping requirements
proposed. There will, however, be
compliance requirements for video
programming providers and video
programming distributors, including
small entities. Specifically, covered
entities will need to comply with any
rules that govern how to prioritize
emergency information conveyed
aurally on the secondary audio stream
when more than one source of visual
emergency information is presented onscreen at the same time.
32. With respect to the second issue,
the Second Further Notice seeks
comment on whether the Commission
should reconsider the requirement for
‘‘school closings and changes in school
bus schedules’’ resulting from
emergency situations to be conveyed
aurally on the secondary audio stream,
considering the length of such
information and the limits of the
secondary audio stream. There are no
new reporting, recordkeeping, or
compliance requirements proposed.
33. With respect to the third issue, the
Second Further Notice asks whether the
Commission should require MVPDs to
ensure that the navigation devices that
they provide to subscribers include a
simple and easy to use activation
mechanism for accessing audible
emergency information on the
secondary audio stream, and to provide
a simple and easy to use mechanism to
activate the secondary audio stream for
emergency information when they
permit subscribers to view linear
programming on mobile and other
devices as part of their MVPD services.
This would impose compliance
requirements on MVPDs, including
small MVPDs. In addition, there may be
reporting or recordkeeping obligations.
For example, the Commission may
decide to impose a notification
requirement so that consumers are
aware of the availability of accessible
navigation devices that include a simple
and easy to use activation mechanism
for the secondary audio stream.
5. Steps Taken To Minimize Significant
Impact on Small Entities and Significant
Alternatives Considered
34. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rule for small entities; (3) the
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Federal Register / Vol. 80, No. 132 / Friday, July 10, 2015 / Proposed Rules
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.77
35. Two of the rule changes
contemplated by the Second Further
Notice would not impose a significant
impact on small entities. The
Commission is considering a rule that
would provide guidance to covered
entities on how to prioritize emergency
information on the secondary audio
stream when there are multiple sources
of visual emergency information shown
on-screen during non-newscast
programming, and the costs and
burdens associated with such a rule are
expected to be de minimis or nonexistent. Further, the Commission is
considering whether to reconsider the
requirement for ‘‘school closings and
changes in school bus schedules’’
resulting from emergency situations to
be conveyed aurally on the secondary
audio stream. Such a rule change would
minimize the costs and burdens on
regulated entities of all sizes.
36. The Commission is also seeking
comment on whether to require MVPDs
to ensure that the navigation devices
that they provide to subscribers include
a simple and easy to use activation
mechanism for accessing audible
emergency information on the
secondary audio stream, and to provide
a simple and easy to use mechanism to
activate the secondary audio stream for
emergency information when they
permit subscribers to view linear
programming on mobile and other
devices as part of their MVPD services.
This proposed rule may have an
economic impact in some cases, and
that impact may affect small entities.
Although the Commission has
considered alternatives where possible,
as directed by the RFA, to minimize
economic impact on small entities, we
emphasize that our action is governed
by the congressional mandate contained
in section 202 of the CVAA.
37. Based on these considerations, we
believe that, in proposing additional
rules in the Second Further Notice, we
have appropriately considered both the
interests of blind or visually impaired
individuals and the interests of the
entities who will be subject to the rules,
including those that are smaller entities,
consistent with Congress’ goal to
‘‘update the communications laws to
help ensure that individuals with
disabilities are able to fully utilize
communications services and
77 5
U.S.C. 603(c)(1) through (c)(4).
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equipment and better access video
programming.’’ 78
6. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rule
38. None.
B. Paperwork Reduction Act
39. This document does not contain
proposed information collection
requirements subject to the Paperwork
Reduction Act of 1995 (PRA).79 In
addition, therefore, it does not contain
any proposed information collection
burden for small business concerns with
fewer than 25 employees, pursuant to
the Small Business Paperwork Relief
Act of 2002.80
C. Ex Parte Rules
40. We remind interested parties that
this proceeding is treated as a ‘‘permitbut-disclose’’ proceeding in accordance
with the Commission’s ex parte rules.81
Persons making ex parte presentations
must file a copy of any written
presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda, or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
78 H.R. Rep. No. 111–563, 111th Cong., 2d Sess.
at 19 (2010); S. Rep. No. 111–386, 111th Cong., 2d
Sess. at 1 (2010).
79 The Paperwork Reduction Act of 1995 (PRA),
Public Law 104–13, 109 Stat 163 (1995) (codified
in Chapter 35 of title 44 U.S.C.).
80 The Small Business Paperwork Relief Act of
2002 (SBPRA), Public Law 107–198, 116 Stat 729
(2002) (codified in Chapter 35 of title 44 U.S.C.); see
44 U.S.C. 3506(c)(4).
81 47 CFR 1.1200 et seq.
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rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
D. Filing Requirements
41. Pursuant to sections 1.415 and
1.419 of the Commission’s rules,82
interested parties may file comments
and reply comments on or before the
dates indicated on the first page of this
document. All comments are to
reference MB Docket No. 12–107 and
may be filed using: (1) The
Commission’s Electronic Comment
Filing System (ECFS) or (2) by filing
paper copies.83
D Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/.
D Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
number.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
D All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St. SW., Room TW–A325,
Washington, DC 20554. The filing hours
are 8:00 a.m. to 7:00 p.m. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes and boxes must be disposed
of before entering the building.
D Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
D U.S. Postal Service first-class,
Express, and Priority mail must be
82 See
47 CFR 1.415, 1419.
Electronic Filing of Documents in
Rulemaking Proceedings, GC Docket No. 97–113,
Report and Order, FCC 98–56, 63 FR 24121 (1998).
83 See
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Federal Register / Vol. 80, No. 132 / Friday, July 10, 2015 / Proposed Rules
addressed to 445 12th Street SW.,
Washington, DC 20554.
42. People with Disabilities: To
request materials in accessible formats
for people with disabilities (braille,
large print, electronic files, audio
format), send an email to
mailto:fcc504@fcc.gov or call the
Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
43. Availability of Documents.
Comments and reply comments will be
publically available online via ECFS.84
These documents will also be available
for public inspection during regular
business hours in the FCC Reference
Information Center, which is located in
Room CY–A257 at FCC Headquarters,
445 12th Street SW., Washington, DC
20554. The Reference Information
Center is open to the public Monday
through Thursday from 8:00 a.m. to 4:30
p.m. and Friday from 8:00 a.m. to 11:30
a.m.
E. Additional Information
44. For additional information on this
proceeding, contact Maria Mullarkey,
Maria.Mullarkey@fcc.gov, of the Media
Bureau, Policy Division, (202) 418–
2120.
IV. Ordering Clauses
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45. Accordingly, it is ordered that,
pursuant to the Twenty-First Century
Communications and Video
Accessibility Act of 2010, Public Law
111–260, 124 Stat. 2751, and the
authority found in Sections 4(i), 4(j),
303, 330(b), 713, and 716 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 154(j), 303,
330(b), 613, and 617, this Second
Further Notice of Proposed Rulemaking
is adopted.
46. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Second Further Notice of Proposed
Rulemaking in MB Docket No. 12–107,
including the Initial Regulatory
Flexibility Analysis, to the Chief
Counsel for Advocacy of the Small
Business Administration.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2015–16323 Filed 7–9–15; 8:45 am]
BILLING CODE 6712–01–P
84 Documents will generally be available
electronically in ASCII, Microsoft Word, and/or
Adobe Acrobat.
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
RIN 0648–XE008
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; Northeast
Groundfish Fishery; Denial of Petition
for Rulemaking for Gulf of Maine Cod
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of agency decision.
AGENCY:
In response to the most recent
stock assessment for Gulf of Maine cod,
which indicated that the stock is at
historically low abundance levels, a
group of environmental organizations
have requested that NMFS initiate
rulemaking to make the following
changes: prohibit commercial and
recreational fishing for Gulf of Maine
cod until the incidental fishing
mortality does not exceed the acceptable
biological catch limit; and limit catch,
including discards, to the level that
achieves the fishing mortality that meets
rebuilding requirements, in accordance
with Amendment 16 to the Northeast
Multispecies Fishery Management Plan.
After reviewing the petition and
considering recent management
measures we have implemented to
prevent overfishing of Gulf of Maine cod
and promote Gulf of Maine cod
rebuilding efforts, we are denying the
Petition for Rulemaking request.
DATES: The petition for rulemaking was
denied on June 4, 2015.
FOR FURTHER INFORMATION CONTACT:
William Whitmore, Fishery Policy
Analyst, phone: 978–281–9182; email:
William.Whitmore@noaa.gov.
SUMMARY:
A group of
environmental organizations, including
The Center for Biological Diversity,
Greenpeace, SandyHook Life
Foundation, and The Turtle Island
Restoration Network, have requested
that NMFS initiate rulemaking under
the Administrative Procedure Act. The
petitioners request that, because the
most recent stock assessment for Gulf of
Maine (GOM) cod indicates that the
stock is at historically low abundance
levels, NMFS initiate rulemaking to
make the following changes: (1) Prohibit
commercial and recreational fishing for
GOM cod until the incidental fishing
mortality does not exceed the acceptable
SUPPLEMENTARY INFORMATION:
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39731
biological catch (ABC) limit; and (2)
limit catch, including discards, to the
level that achieves the fishing mortality
that meets rebuilding requirements
(Frebuild), in accordance with
Amendment 16 to the Northeast
Multispecies Fishery Management Plan
(FMP).
We are denying the Petition for
Rulemaking. The measures in
Framework Adjustment 53 to the FMP
(80 FR 25110; May 1, 2015), combined
with other conservation and
management measures we implemented
for the recreational fishery (80 FR
25160; May 1, 2015), are expected to
prevent catch from exceeding the ABC,
prevent overfishing, and rebuild the
GOM cod stock within the rebuilding
period. Further, we intend to carefully
monitor updated stock assessment
information, which will be available
later this year, and will adjust measures,
if necessary, to address any changes to
stock condition. We carefully
considered the available information
and determined that all of the
management measures implemented in
the Framework 53 final rule, along with
corresponding recreational measures,
and our continued close monitoring of
the stock’s condition, will provide
sufficient protection for GOM cod to
prevent overfishing and contribute to
rebuilding consistent with the
requirements of the Magnuson-Stevens
Fishery Conservation and Management
Act. These measures balance MagnusonStevens Act objectives, including
achieving optimum yield and taking
into account the needs of fishing
communities, without compromising
conservation objectives to prevent
overfishing and rebuild the stock. In
effect, therefore, Framework 53,
combined with the other recreational
measures, achieves exactly what the
petition for rulemaking seeks. Moreover,
Framework 53 was developed and
implemented through the preferred
Regional Fishery Management Council
process as intended by the MagnusonStevens Act. Accordingly, as described
in more detail below, neither a
Secretarial amendment nor an
emergency action is necessary or
warranted to further limit GOM cod
mortality at this time.
Background
Petition Request
In August 2014, the Northeast
Fisheries Science Center updated the
2012 benchmark GOM cod stock
assessment. The assessment found that
the GOM cod stock is overfished,
subject to overfishing, and that the
condition of the stock had declined
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Agencies
[Federal Register Volume 80, Number 132 (Friday, July 10, 2015)]
[Proposed Rules]
[Pages 39722-39731]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-16323]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 79
[MB Docket No. 12-107; FCC 15-56]
Accessible Emergency Information, and Apparatus Requirements for
Emergency Information and Video Description
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Commission seeks comments on issues
related to making emergency information audibly accessible to
individuals who are blind or visually impaired. Specifically, this
document seeks comment on: How to prioritize aural emergency
information on the secondary audio stream; whether to continue to
require school closing information to be included aurally on the
secondary audio stream; and whether to require MVPDs to ensure that the
devices and applications they provide to subscribers include a simple
and easy to use activation mechanism for accessing audible emergency
information on the secondary audio stream.
DATES: Comments are due on or before August 10, 2015; reply comments
are due on or before September 8, 2015.
ADDRESSES: You may submit comments, identified by MB Docket No. 12-107,
by any of the following methods:
Federal Communications Commission (FCC) Electronic Comment
Filing System (ECFS) Web site: https://fjallfoss.fcc.gov/ecfs2/. Follow
the instructions for submitting comments.
Mail: U.S. Postal Service first-class, Express, and
Priority mail must be addressed to the FCC Secretary, Office of the
Secretary, Federal Communications Commission, 445 12th Street SW.,
Washington, DC 20554. Commercial overnight mail (other than U.S. Postal
Service Express Mail and Priority Mail) must be sent to 9300 East
Hampton Drive, Capitol Heights, MD 20743.
Hand or Messenger Delivery: All hand-delivered or
messenger-delivered paper filings for the FCC Secretary must be
delivered to FCC Headquarters at 445 12th Street SW., Room TW-A325,
Washington, DC 20554.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: FCC504@fcc.gov or phone: 202-418-
0530; or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the section IV. ``Procedural
Matters'' heading of the SUPPLEMENTARY INFORMATION section of this
document.
FOR FURTHER INFORMATION CONTACT: Evan Baranoff, Evan.Baranoff@fcc.gov,
of the Media Bureau, Policy Division, (202) 418-2120.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Second
Further Notice of Proposed Rulemaking (Second Further Notice), FCC 15-
56, adopted on May 21, 2015, and released on May 28, 2015. For
background, see the summary of the Second Report and Order (Second
Report and Order) accompanying the Second Further Notice published in
this issue of the Federal Register. The full text of this document is
available electronically via the FCC's Electronic Document Management
System (EDOCS) Web site at https://fjallfoss.fcc.gov/edocs_public/ or
via the FCC's Electronic Comment Filing System (ECFS) Web site at
https://fjallfoss.fcc.gov/ecfs2/. (Documents will be available
electronically in ASCII, Microsoft Word, and/or Adobe Acrobat.) This
document is also available for public inspection and copying during
regular business hours in the FCC Reference Information Center, Federal
Communications Commission, 445 12th Street SW., CY-A257, Washington,
DC, 20554. The complete text may be purchased from the Commission's
copy contractor, 445 12th Street SW., Room CY-B402, Washington, DC
20554. Alternative formats are available for people with disabilities
(Braille, large print, electronic files, audio format), by sending an
email to fcc504@fcc.gov or calling the Commission's Consumer and
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432
(TTY).
I. Introduction
1. In this Second Further Notice of Proposed Rulemaking (``Second
Further Notice''), we seek comment on three issues: (i) whether we
should adopt rules regarding how covered entities should prioritize
emergency information conveyed aurally on the secondary audio stream
when more than one source of visual emergency information is presented
on-screen at the same time; (ii) whether we should reconsider the
Commission's requirement for ``school closings and changes in school
bus schedules'' resulting from emergency situations to be conveyed
aurally on the secondary audio stream, considering the length of such
information and the limits of the secondary audio stream; and (iii)
whether we should require MVPDs to ensure that the navigation devices
that they provide to subscribers include a simple and easy to use
activation mechanism for accessing audible emergency information on the
secondary audio stream, and to provide a simple and easy to use
mechanism to activate the secondary audio stream for emergency
information when they permit subscribers to view linear programming on
mobile and other devices as part of their MVPD services.
II. Discussion
A. Prioritization of Emergency Information on the Secondary Audio
Stream
2. We seek comment on how video programming providers and video
programming distributors should prioritize emergency information
conveyed aurally on the secondary audio stream when more than one
source of visual emergency information is presented on-screen at the
same time.
[[Page 39723]]
3. Section 79.2(b)(2)(ii) of the Commission's rules requires that
emergency information provided visually during programming that is
neither a regularly scheduled newscast, nor a newscast that interrupts
regular programming, must be made accessible to individuals who are
blind or visually impaired through the use of a secondary audio stream
to provide such information aurally.\1\ In the First Report and Order,
the Commission specified that it would not require a verbatim aural
translation of textual emergency information, but that the information
presented aurally must accurately and effectively communicate to
consumers who are blind or visually impaired the critical details about
a current emergency and how to respond to it to the same extent that
this information is conveyed textually.\2\ In addition, the Commission
concluded that if visual but non-textual emergency information is shown
during non-newscast programming, the aural description of this
information must accurately and effectively convey the critical details
regarding the emergency and how to respond to the emergency.\3\
---------------------------------------------------------------------------
\1\ 47 CFR 79.2(b)(2)(ii).
\2\ Accessible Emergency Information; Apparatus Requirements for
Emergency Information and Video Description: Implementation of the
Twenty-First Century Communications and Video Accessibility Act of
2010, MB Docket Nos. 12-107, 11-43, Report and Order, FCC 13-45, 78
FR 31770, para. 23 (2013) (``First Report and Order''). ``Critical
details include, but are not limited to, specific details regarding
the areas that will be affected by the emergency, evacuation orders,
detailed descriptions of areas to be evacuated, specific evacuation
routes, approved shelters or the way to take shelter in one's home,
instructions on how to secure personal property, road closures, and
how to obtain relief assistance.'' Note to 47 CFR 79.2(a)(2).
\3\ First Report and Order, para. 24 (further noting that, even
if a broadcaster employs text-to-speech (``TTS'') technologies, the
critical details of emergency information conveyed in a graphic
display can be included in the text that will be converted to speech
before the TTS conversion takes place).
---------------------------------------------------------------------------
4. In its recently-filed petition for temporary waiver of the
emergency information rules, the National Association of Broadcasters
(``NAB'') indicated that ``maps and other graphics almost always share
the screen with other crawls'' and, thus, broadcasters may encounter an
issue with how to prioritize these sources of emergency information on
the secondary audio stream to ``ensur[e] that the most critical audible
crawl reaches the public.'' \4\ We seek comment on this issue. To what
extent do broadcasters show more than one crawl or a crawl and a
graphic conveying visual emergency information at the same time? In
this scenario, do the crawls and graphics being shown simultaneously
typically convey information about the same emergency situation?
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\4\ National Association of Broadcasters, Petition for Temporary
Partial Exemption and Limited Waiver, MB Docket No. 12-107, at 10,
n.11 (filed Mar. 27, 2015) (``NAB Waiver Petition''). See also id.
at 13 (stating that ``it is common for broadcasters to run a crawl
of school closings, during both newscasts and non-newscast
programming'' and to also ``run a second crawl on the screen during
non-newscast programming with [ ] critical, potentially life-saving
information, . . . [b]ut, with currently-available technology, the
station would have no way of prioritizing the vital information . .
. over the ongoing audible crawl of the school closings'').
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5. Currently, our rule requires that the critical details about an
emergency and how to respond to it must be conveyed aurally on the
secondary stream to the same extent that this information is conveyed
visually. If more than one crawl or a crawl and a graphic are shown on-
screen at the same time, how can covered entities ensure that all of
the critical details about the emergency and how to respond are
conveyed aurally? Should we adopt rules that provide guidance to
covered entities on how to prioritize emergency information conveyed
aurally on the secondary audio stream when graphics or multiple crawls
are used? For example, should we indicate that certain categories of
emergency information should be prioritized based on the severity and
proximity of the emergency and the potential impact on life, health,
safety, and property? If multiple critical details about an emergency
are broadcast simultaneously, should we prioritize them with respect to
the requirement to provide audio information about their content (e.g.,
if a graphic or one crawl is providing information about areas affected
by an emergency while another crawl is providing information about
evacuation orders or shelter-in-place instructions), and if so, how? Or
are these fact-specific judgements better left for broadcasters to make
on a case-by-case basis?
6. Given the time-sensitive nature of emergency information, as
well as quick-changing developments that may occur during the course of
an emergency situation, should we require that only the highest
priority emergency information needs to be conveyed when there are
multiple sources of emergency information being shown on-screen at the
same time? Or should any prioritization rules assume that all emergency
information shown simultaneously must be conveyed aurally and,
therefore, require that the highest priority emergency information
should be conveyed before any lesser priority emergency information on
the secondary audio stream? Should we rely on the good faith judgment
of the broadcaster to determine what information qualifies as the
highest priority? We seek comment on any other potential solutions or
issues related to the prioritization of emergency information on the
secondary audio stream, including how determinations of what is a
higher or lower priority should be made.
B. Inclusion of School Closing Information on the Secondary Audio
Stream
7. We also seek comment on whether the Commission should reconsider
its requirement for ``school closings and changes in school bus
schedules'' resulting from emergency situations to be conveyed aurally
on the secondary audio stream, considering the length of such
information and the limits of the secondary audio stream.
8. ``Emergency information'' is currently defined in the
Commission's rules as ``[i]nformation, about a current emergency, that
is intended to further the protection of life, health, safety, and
property, i.e., critical details regarding the emergency and how to
respond to the emergency,'' and examples of the types of emergencies
covered include ``tornadoes, hurricanes, floods, tidal waves,
earthquakes, icing conditions, heavy snows, widespread fires, discharge
of toxic gases, widespread power failures, industrial explosions, civil
disorders, school closings and changes in school bus schedules
resulting from such conditions, and warnings and watches of impending
changes in weather.'' \5\ In the First Report and Order, the Commission
declined to revise this definition of emergency information.\6\ In
particular, the Commission declined to adopt NAB's recommendation to
delete ``school closings and changes in school bus schedules resulting
from such conditions, and warnings and watches of impending changes in
weather'' from the examples of emergency information, finding that it
would be inappropriate ``to narrow the definition in the interest of
lessening the impact on other services provided on the secondary audio
stream, given the higher priority of emergency information.'' \7\ Thus,
[[Page 39724]]
covered entities are required by the rule to ensure that visual
emergency information regarding school closings and school bus schedule
changes resulting from emergency situations aired during non-newscast
programming is conveyed aurally on a secondary audio stream.\8\
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\5\ 47 CFR 79.2(a)(2).
\6\ First Report and Order, para. 29.
\7\ See id. Although the Commission did not modify the
definition of emergency information to delete school closings and
school bus schedule changes that result from a current emergency
from the list of examples, it found that covered entities have the
option to air a brief audio message on the secondary audio stream at
the start of the crawl indicating that this information will be
aired at the conclusion of video-described programming, and to
subsequently provide this information aurally on the secondary audio
stream at the conclusion of the video-described programming. Id. at
para. 31.
\8\ See id. The Commission left it to the good faith judgment of
the broadcaster or other covered entity to decide whether school
closings and school bus schedule changes result from a situation
that is a current emergency based on its severity and potential to
threaten life, health, safety, and property and indicated that it
would not sanction broadcasters or other covered entities for a
reasonable exercise of their judgment in this regard. Id. at para.
31 & n.136. But see NAB Waiver Petition at 11, n.14 (``Rather than
risking an investigation and potential fine, however, NAB
respectfully submits that most broadcasters would err on the side of
caution in determining whether a given school closing falls under
the Audible Crawl Rule.'').
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9. In its waiver petition, NAB requests a limited waiver of the
requirement to include school closings in the audible crawl pending
identification of an alternative solution by all interested
stakeholders.\9\ NAB suggests that this issue should be referred to the
Commission's Disability Advisory Committee's (``DAC'') Video
Programming subcommittee to develop an alternative solution.\10\
According to NAB, ``an audible crawl of school closings will be
prolonged and inefficient'' and could last hours, particularly given
the vast number of schools typically within a station's viewing area,
as well as the Commission's requirement that the crawl be repeated.\11\
Further, NAB argues that currently there is no way for broadcasters to
prioritize ``immediately impactful emergency information--such as a
hurricane warning--over a prolonged reading of school closings,'' and
the school closing information could ``interfere with the dissemination
of more critical emergency information.'' \12\ NAB also contends that
viewers expect emergency information on the secondary audio stream to
be ``succinct and targeted'' since they have to switch from the main
program audio to hear it, and that information on school closings is
available from other sources, including email, text messages, radio,
and Internet Web sites.\13\
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\9\ See NAB Waiver Petition at 11-14.
\10\ Id. at 11 & n.15.
\11\ Id. at 12. Section 79.2(b)(2)(ii) of the Commission's rules
requires that emergency information provided aurally on the
secondary audio stream be conveyed in full at least twice to ensure
that consumers are able to hear all of the information after they
switch from the main program audio to the secondary audio stream.
See 47 CFR 79.2(b)(2)(ii); First Report and Order, para. 25.
\12\ NAB Waiver Petition at 12-13.
\13\ Id. at 13.
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10. We seek comment on NAB's assertions. Given NAB's arguments,
should the Commission revise its rule to provide that ``school closings
and changes in school bus schedules'' resulting from emergency
situations are not required to be conveyed aurally on the secondary
audio stream? Or should we revise the rule to indicate that such
information must be provided on the secondary audio stream only if no
other emergency information is being conveyed audibly on the secondary
audio stream at the same time? Should we revise the rule to provide
that such information need only be conveyed once in full, rather than
twice as currently required, given the potential lengthiness of the
crawl? In addition, we seek comment on the benefits of providing
information about school closings and changes in school bus schedules
on the secondary audio stream for individuals who are blind or visually
impaired, and whether the availability of other sources of this
information is adequate. Although we seek comment on this issue, we
encourage broadcasters and the disability community to work toward a
mutually agreeable resolution in the interim through the DAC.\14\
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\14\ We note that since adoption of the Second Report and Order
the Media Bureau granted NAB's request that the Commission
temporarily waive the requirement to aurally convey school closing
information on the secondary audio stream in the context of the NAB
Waiver Petition. See Accessible Emergency Information, and Apparatus
Requirements for Emergency Information and Video Description:
Implementation of the Twenty-First Century Communications and Video
Accessibility Act of 2010, Video Description: Implementation of the
Twenty-First Century Communications and Video Accessibility Act of
2010, Petitions for Waiver, MB Docket Nos. 12-107, 11-43; Memorandum
Opinion and Order, DA 15-632, para. 18 (MB rel. May 26, 2015).
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C. Activation Mechanism for Emergency Information on the Secondary
Audio Stream--MVPD Obligations
11. We seek comment on whether we should require MVPDs to provide
their customers with navigation devices that contain a simple and easy
to use activation mechanism for accessing emergency information on the
secondary audio stream. In the Second Report and Order, we conclude
that manufacturers of apparatus covered by section 79.105 of the
Commission's rules must provide a mechanism that is simple and easy to
use, such as one that is reasonably comparable to a button, key, or
icon, for activating the secondary audio stream for audible emergency
information pursuant to section 203 of the CVAA. Manufacturers must
provide this functionality on covered apparatus by December 20, 2016.
Although covered apparatus, including navigation devices, will be
required to have a simple and easy to use mechanism for activating the
secondary audio stream by December 20, 2016, we want to ensure that
compliant devices make it into the hands of MVPD customers promptly.
Under section 202 of the CVAA, the Commission has authority to
promulgate regulations that require video programming distributors,
including MVPDs,\15\ ``to convey [ ] emergency information in a manner
accessible to individuals who are blind or visually impaired.'' \16\ We
believe this provision gives us authority to require MVPDs to provide
devices with a simple and easy to use activation mechanism because
conveying audible emergency information on the secondary stream would
not be ``accessible to individuals who are blind or visually impaired''
if those individuals cannot readily access it. We seek comment on that
view, as well as whether any other statutory provisions grant the
Commission authority to adopt such a requirement. Should MVPDs be
required to provide navigation devices with a simple and easy to use
activation mechanism for the secondary audio stream only upon request
by a customer or should MVPDs be required to provide devices with this
functionality to all customers? What time frame would be appropriate
for requiring MVPDs to provide navigation devices with a simple and
easy to use activation mechanism for the secondary audio stream? We
seek comment on these or any other issues related to implementation of
such a requirement.
---------------------------------------------------------------------------
\15\ See 47 CFR 79.1(a)(11).
\16\ 47 U.S.C. 613(g)(2).
---------------------------------------------------------------------------
12. In addition, we seek comment on whether we should require MVPDs
to provide a simple and easy to use mechanism to activate the secondary
audio stream for emergency information when they permit subscribers to
view linear programming on mobile and other devices as part of their
MVPD services. In the Second Report and Order, we adopt rules requiring
MVPDs to pass through a secondary audio stream containing audible
emergency information when they permit consumers to access linear
programming on tablets, smartphones, laptops, and similar devices over
the MVPD's network as part of their MVPD services. In particular, we
conclude that MVPDs must ensure that any application or plug-in that
they provide to consumers to access such programming is capable
[[Page 39725]]
of passing through audible emergency information on a secondary audio
stream. Given that the record developed in this proceeding demonstrates
that MVPDs control the ability of consumers to select and receive the
secondary audio stream for linear programming provided through an MVPD
application on mobile and other devices, should we require MVPDs to
provide a simple and easy to use mechanism to activate the secondary
audio stream for emergency information on MVPD applications and plug-
ins that allow consumers to view linear programming on mobile and other
devices? As noted above, section 202 of the CVAA directs the Commission
to promulgate regulations that require video programming distributors,
including MVPDs,\17\ ``to convey [ ] emergency information in a manner
accessible to individuals who are blind or visually impaired.'' \18\ We
believe this provision gives us authority to require MVPDs to provide a
simple and easy to use activation mechanism on MVPD applications and
plug-ins that allow consumers to view linear programming on mobile and
other devices because conveying audible emergency information on the
secondary stream would not be ``accessible to individuals who are blind
or visually impaired'' if those individuals cannot readily access it.
We seek comment on that view, as well as whether any other statutory
provisions grant the Commission authority to adopt such a requirement.
What time frame would be appropriate for requiring MVPDs to comply? In
the Second Report and Order, we adopt a compliance deadline of two
years after publication in the Federal Register for MVPDs to pass
through a secondary audio stream with audible emergency information for
linear programming on tablets, smartphones, laptops, and similar
devices. Should that deadline apply to the requirement for MVPDs to
provide a simple and easy to use activation mechanism for the secondary
audio stream? We seek comment on these or any other issues related to
implementation of such a requirement.
---------------------------------------------------------------------------
\17\ See 47 CFR 79.1(a)(11).
\18\ 47 U.S.C. 613(g)(2).
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III. Procedural Matters
A. Initial Regulatory Flexibility Act
13. As required by the Regulatory Flexibility Act of 1980, as
amended (``RFA''),\19\ the Commission has prepared this present Initial
Regulatory Flexibility Analysis (``IRFA'') concerning the possible
economic impact on small entities by the policies and rules proposed in
the Second Further Notice. Written public comments are requested on
this IRFA. Comments must be identified as responses to the IRFA and
must be filed by the deadlines for comments as specified in the Second
Further Notice. The Commission will send a copy of the Second Further
Notice, including this IRFA, to the Chief Counsel for Advocacy of the
Small Business Administration (``SBA'').\20\ In addition, the Second
Further Notice and this IRFA (or summaries thereof) will be published
in the Federal Register.\21\
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\19\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601-612, has been
amended by the Small Business Regulatory Enforcement Fairness Act of
1996 (``SBREFA''), Public Law 104-121, Title II, 110 Stat. 857
(1996).
\20\ See 5 U.S.C. 603(a).
\21\ See id.
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1. Need for, and Objectives of, the Proposed Rule Changes
14. In the Second Further Notice, the Commission seeks comment on
three issues: (i) whether to adopt rules regarding how covered entities
should prioritize emergency information conveyed aurally on the
secondary audio stream when more than one source of visual emergency
information is presented on-screen at the same time; (ii) whether to
reconsider the Commission's requirement for ``school closings and
changes in school bus schedules'' resulting from emergency situations
to be conveyed aurally on the secondary audio stream, considering the
length of such information and the limits of the secondary audio
stream; and (iii) whether to require MVPDs to ensure that the
navigation devices that they provide to subscribers include a simple
and easy to use activation mechanism for accessing audible emergency
information on the secondary audio stream, and to provide a simple and
easy to use mechanism to activate the secondary audio stream for
emergency information when they permit subscribers to view linear
programming on mobile and other devices as part of their MVPD services.
2. Legal Basis
15. The proposed action is authorized pursuant to the Twenty-First
Century Communications and Video Accessibility Act of 2010, Public Law
111-260, 124 Stat. 2751, and Sections 4(i), 4(j), 303, 330(b), 713, and
716 of the Communications Act of 1934, as amended, 47 U.S.C. 154(i),
154(j), 303, 330(b), 613, and 617.
3. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules Will Apply
16. The RFA directs the Commission to provide a description of and,
where feasible, an estimate of the number of small entities that will
be affected by the rules adopted in the Second Report and Order. \22\
The RFA generally defines the term ``small entity'' as having the same
meaning as the terms ``small business,'' ``small organization,'' and
``small governmental jurisdiction.'' \23\ In addition, the term ``small
business'' has the same meaning as the term ``small business concern''
under the Small Business Act.\24\ A ``small business concern'' is one
which: (1) Is independently owned and operated; (2) is not dominant in
its field of operation; and (3) satisfies any additional criteria
established by the SBA.\25\ Small entities that are directly affected
by the rules adopted in the Second Report and Order include video
programming providers and video programming distributors covered by
section 79.2 of the Commission's rules.
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\22\ 5 U.S.C. 603(b)(3).
\23\ Id. 601(6).
\24\ Id. 601(3) (incorporating by reference the definition of
``small-business concern'' in the Small Business Act, 15 U.S.C.
632). Pursuant to 5 U.S.C. 601(3), the statutory definition of a
small business applies ``unless an agency, after consultation with
the Office of Advocacy of the Small Business Administration and
after opportunity for public comment, establishes one or more
definitions of such term which are appropriate to the activities of
the agency and publishes such definition(s) in the Federal
Register.''
\25\ 15 U.S.C. 632.
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17. Cable Television Distribution Services. Since 2007, these
services have been defined within the broad economic census category of
Wired Telecommunications Carriers, which was developed for small
wireline businesses. This category is defined as follows: ``This
industry comprises establishments primarily engaged in operating and/or
providing access to transmission facilities and infrastructure that
they own and/or lease for the transmission of voice, data, text, sound,
and video using wired telecommunications networks. Transmission
facilities may be based on a single technology or a combination of
technologies. Establishments in this industry use the wired
telecommunications network facilities that they operate to provide a
variety of services, such as wired telephony services, including VoIP
services; wired (cable) audio and video programming distribution; and
wired broadband
[[Page 39726]]
Internet services.'' \26\ In this category, the SBA deems a wired
telecommunications carrier to be small if it has 1,500 or fewer
employees.\27\ Census data for 2007 shows 3,188 firms in this
category.\28\ Of these 3,188 firms, only 44 had 1,000 or more
employees. While we could not find precise Census data on the number of
firms with in the group with 1,500 or fewer employees, it is clear that
at least 3,144 firms with fewer than 1,000 employees would be in that
group. Therefore, under this size standard, we estimate that the
majority of businesses can be considered small entities.
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\26\ U.S. Census Bureau, 2012 NAICS Definitions, ``517110 Wired
Telecommunications Carriers'' (partial definition) at https://www.census.gov/cgi-bin/sssd/naics/naicsrch. Examples of this
category are: broadband Internet service providers (e.g., cable,
DSL); local telephone carriers (wired); cable television
distribution services; long-distance telephone carriers (wired);
closed circuit television (``CCTV'') services; VoIP service
providers, using own operated wired telecommunications
infrastructure; direct-to-home satellite system (``DTH'') services;
telecommunications carriers (wired); satellite television
distribution systems; and multichannel multipoint distribution
services (``MMDS'').
\27\ 13 CFR 121.201; NAICS Code 517110.
\28\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
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18. Cable Companies and Systems. The Commission has also developed
its own small business size standards for the purpose of cable rate
regulation. Under the Commission's rules, a ``small cable company'' is
one serving 400,000 or fewer subscribers nationwide.\29\ Industry data
shows that there were 1,141 cable companies at the end of June
2012.\30\ Of this total, all but 10 incumbent cable companies are small
under this size standard.\31\ In addition, under the Commission's rate
regulation rules, a ``small system'' is a cable system serving 15,000
or fewer subscribers.\32\ Current Commission records show 4,945 cable
systems nationwide.\33\ Of this total, 4,380 cable systems have less
than 20,000 subscribers, and 565 systems have 20,000 subscribers or
more, based on the same records. Thus, under this standard, we estimate
that most cable systems are small.
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\29\ 47 CFR 76.901(e). The Commission determined that this size
standard equates approximately to a size standard of $100 million or
less in annual revenues. Implementation of Sections of the Cable
Television Consumer Protection And Competition Act of 1992: Rate
Regulation, MM Docket No. 92-266, MM Docket No. 93-215, Sixth Report
and Order and Eleventh Order on Reconsideration, FCC 95-196, 60 FR
35854 (1995).
\30\ NCTA, Industry Data, Number of Cable Operating Companies
(June 2012), https://www.ncta.com/Statistics.aspx (visited Sept. 28,
2012). Depending upon the number of homes and the size of the
geographic area served, cable operators use one or more cable
systems to provide video service. See Annual Assessment of the
Status of Competition in the Market for Delivery of Video
Programming, MB Docket No. 12-203, Fifteenth Report, FCC 13-99 at
para. 24 (rel. July 22, 2013) (``15th Annual Competition Report'').
\31\ See SNL Kagan, ``Top Cable MSOs--12/12 Q''; available at
https://www.snl.com/InteractiveX/TopCableMSOs.aspx?period=2012Q4&sortcol=subscribersbasic&sortorder=desc. We note that, when applied to an MVPD operator, under this size
standard (i.e., 400,000 or fewer subscribers) all but 14 MVPD
operators would be considered small. See NCTA, Industry Data, Top 25
Multichannel Video Service Customers (2012), https://www.ncta.com/industry-data (visited Aug. 30, 2013). The Commission applied this
size standard to MVPD operators in its implementation of the CALM
Act. See Implementation of the Commercial Advertisement Loudness
Mitigation (CALM) Act, MB Docket No. 11-93, Report and Order, FCC
11-182, 77 FR 40276, para. 37 (2011) (``CALM Act Report and Order'')
(defining a smaller MVPD operator as one serving 400,000 or fewer
subscribers nationwide, as of December 31, 2011).
\32\ 47 CFR 76.901(c).
\33\ The number of active, registered cable systems comes from
the Commission's Cable Operations and Licensing System (COALS)
database on Aug. 28, 2013. A cable system is a physical system
integrated to a principal headend.
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19. Cable System Operators (Telecom Act Standard). The
Communications Act of 1934, as amended, also contains a size standard
for small cable system operators, which is ``a cable operator that,
directly or through an affiliate, serves in the aggregate fewer than 1
percent of all subscribers in the United States and is not affiliated
with any entity or entities whose gross annual revenues in the
aggregate exceed $250,000,000.'' \34\ There are approximately 56.4
million incumbent cable video subscribers in the United States
today.\35\ Accordingly, an operator serving fewer than 564,000
subscribers shall be deemed a small operator, if its annual revenues,
when combined with the total annual revenues of all its affiliates, do
not exceed $250 million in the aggregate.\36\ Based on available data,
we find that all but 10 incumbent cable operators are small under this
size standard.\37\ We note that the Commission neither requests nor
collects information on whether cable system operators are affiliated
with entities whose gross annual revenues exceed $250 million.\38\
Although it seems certain that some of these cable system operators are
affiliated with entities whose gross annual revenues exceed
$250,000,000, we are unable at this time to estimate with greater
precision the number of cable system operators that would qualify as
small cable operators under the definition in the Communications Act.
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\34\ 47 U.S.C. 543(m)(2); see 47 CFR 76.901(f) & nn. 1-3.
\35\ See NCTA, Industry Data, Cable Video Customers (2012),
https://www.ncta.com/industry-data (visited Aug. 30, 2013).
\36\ 47 CFR 76.901(f); see Public Notice, FCC Announces New
Subscriber Count for the Definition of Small Cable Operator, DA 01-
158 (Cable Services Bureau, Jan. 24, 2001).
\37\ See NCTA, Industry Data, Top 25 Multichannel Video Service
Customers (2012), https://www.ncta.com/industry-data (visited Aug.
30, 2013).
\38\ The Commission does receive such information on a case-by-
case basis if a cable operator appeals a local franchise authority's
finding that the operator does not qualify as a small cable operator
pursuant to 47 CFR 76.901(f).
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20. Direct Broadcast Satellite (DBS) Service. DBS service is a
nationally distributed subscription service that delivers video and
audio programming via satellite to a small parabolic ``dish'' antenna
at the subscriber's location. DBS, by exception, is now included in the
SBA's broad economic census category, Wired Telecommunications
Carriers,\39\ which was developed for small wireline businesses. In
this category, the SBA deems a wired telecommunications carrier to be
small if it has 1,500 or fewer employees.\40\ Census data for 2007
shows 3,188 firms in this category.\41\ Of these 3,188 firms, only 44
had 1,000 or more employees. While we could not find precise Census
data on the number of firms with in the group with 1,500 or fewer
employees, it is clear that at least 3,144 firms with fewer than 1,000
employees would be in that group. Therefore, under this size standard,
the majority of such businesses can be considered small. However, the
data we have available as a basis for estimating the number of such
small entities were gathered under a superseded SBA small business size
standard formerly titled ``Cable and Other Program Distribution.'' The
definition of Cable and Other Program Distribution provided that a
small entity is one with $12.5 million or less in annual receipts.\42\
Currently, only two entities provide DBS service, which
[[Page 39727]]
requires a great investment of capital for operation: DIRECTV and DISH
Network.\43\ Each currently offer subscription services. DIRECTV and
DISH Network each report annual revenues that are in excess of the
threshold for a small business. Because DBS service requires
significant capital, we believe it is unlikely that a small entity as
defined by the SBA would have the financial wherewithal to become a DBS
service provider.
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\39\ See 13 CFR 121.201; 2012 NAICS code 517110. This category
of Wired Telecommunications Carriers is defined as follows: ``This
industry comprises establishments primarily engaged in operating
and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single
technology or a combination of technologies. Establishments in this
industry use the wired telecommunications network facilities that
they operate to provide a variety of services, such as wired
telephony services, including VoIP services; wired (cable) audio and
video programming distribution; and wired broadband Internet
services. By exception, establishments providing satellite
television distribution services using facilities and infrastructure
that they operate are included in this industry.'' (Emphasis added
to text relevant to satellite services.) U.S. Census Bureau, 2012
NAICS Definitions, ``517110 Wired Telecommunications Carriers'' at
https://www.census.gov/cgi-bin/sssd/naics/naicsrch.
\40\ 13 CFR 121.201; NAICS Code 517110.
\41\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
\42\ 13 CFR 121.201; NAICS code 517510 (2002).
\43\ See 15th Annual Competition Report, at para. 27. As of June
2012, DIRECTV is the largest DBS operator and the second largest
MVPD in the United States, serving approximately 19.9 million
subscribers. DISH Network is the second largest DBS operator and the
third largest MVPD, serving approximately 14.1 million subscribers.
Id. para. 27, 110-11.
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21. Satellite Master Antenna Television (SMATV) Systems, also known
as Private Cable Operators (PCOs). SMATV systems or PCOs are video
distribution facilities that use closed transmission paths without
using any public right-of-way. They acquire video programming and
distribute it via terrestrial wiring in urban and suburban multiple
dwelling units such as apartments and condominiums, and commercial
multiple tenant units such as hotels and office buildings. SMATV
systems or PCOs are now included in the SBA's broad economic census
category, Wired Telecommunications Carriers,\44\ which was developed
for small wireline businesses. In this category, the SBA deems a wired
telecommunications carrier to be small if it has 1,500 or fewer
employees.\45\ Census data for 2007 shows 3,188 firms in this
category.\46\ Of these 3,188 firms, only 44 had 1,000 or more
employees. While we could not find precise Census data on the number of
firms with in the group with 1,500 or fewer employees, it is clear that
at least 3,144 firms with fewer than 1,000 employees would be in that
group. Therefore, under this size standard, the majority of such
businesses can be considered small.
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\44\ See 13 CFR 121.201; 2012 NAICS code 517110. This category
of Wired Telecommunications Carriers is defined as follows: ``This
industry comprises establishments primarily engaged in operating
and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single
technology or a combination of technologies. Establishments in this
industry use the wired telecommunications network facilities that
they operate to provide a variety of services, such as wired
telephony services, including VoIP services; wired (cable) audio and
video programming distribution; and wired broadband Internet
services. By exception, establishments providing satellite
television distribution services using facilities and infrastructure
that they operate are included in this industry.'' (Emphasis added
to text relevant to satellite services.) U.S. Census Bureau, 2012
NAICS Definitions, ``517110 Wired Telecommunications Carriers'' at
https://www.census.gov/cgi-bin/sssd/naics/naicsrch.
\45\ 13 CFR 121.201; NAICS Code 517110.
\46\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
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22. Home Satellite Dish (HSD) Service. HSD or the large dish
segment of the satellite industry is the original satellite-to-home
service offered to consumers, and involves the home reception of
signals transmitted by satellites operating generally in the C-band
frequency. Unlike DBS, which uses small dishes, HSD antennas are
between four and eight feet in diameter and can receive a wide range of
unscrambled (free) programming and scrambled programming purchased from
program packagers that are licensed to facilitate subscribers' receipt
of video programming. Because HSD provides subscription services, HSD
falls within the SBA-recognized definition of Wired Telecommunications
Carriers.\47\ In this category, the SBA deems a wired
telecommunications carrier to be small if it has 1,500 or fewer
employees.\48\ Census data for 2007 shows 3,188 firms in this
category.\49\ Of these 3,188 firms, only 44 had 1,000 or more
employees. While we could not find precise Census data on the number of
firms with in the group with 1,500 or fewer employees, it is clear that
at least 3,144 firms with fewer than 1,000 employees would be in that
group. Therefore, under this size standard, we estimate that the
majority of businesses can be considered small entities.
---------------------------------------------------------------------------
\47\ See 13 CFR 121.201; 2012 NAICS code 517110. This category
of Wired Telecommunications Carriers is defined in part as follows:
``This industry comprises establishments primarily engaged in
operating and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single
technology or a combination of technologies. Establishments in this
industry use the wired telecommunications network facilities that
they operate to provide a variety of services, such as wired
telephony services, including VoIP services; wired (cable) audio and
video programming distribution; and wired broadband Internet
services.'' U.S. Census Bureau, 2012 NAICS Definitions, ``517110
Wired Telecommunications Carriers'' at https://www.census.gov/cgi-bin/sssd/naics/naicsrch.
\48\ 13 CFR 121.201; NAICS Code 517110.
\49\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
---------------------------------------------------------------------------
23. Open Video Services. The open video system (OVS) framework was
established in 1996, and is one of four statutorily recognized options
for the provision of video programming services by local exchange
carriers.\50\ The OVS framework provides opportunities for the
distribution of video programming other than through cable systems.
Because OVS operators provide subscription services,\51\ OVS falls
within the SBA small business size standard covering cable services,
which is Wired Telecommunications Carriers.\52\ In this category, the
SBA deems a wired telecommunications carrier to be small if it has
1,500 or fewer employees.\53\ Census data for 2007 shows 3,188 firms in
this category.\54\ Of these 3,188 firms, only 44 had 1,000 or more
employees. While we could not find precise Census data on the number of
firms with in the group with 1,500 or fewer employees, it is clear that
at least 3,144 firms with fewer than 1,000 employees would be in that
group. Therefore, under this size standard, we estimate that the
majority of businesses can be considered small entities. In addition,
we note that the Commission has certified some OVS operators, with some
now providing service.\55\ Broadband service providers (``BSPs'') are
currently the only significant holders of OVS certifications or local
OVS franchises.\56\ The Commission does not have financial or
employment information regarding the entities authorized to provide
OVS, some of which may not yet be operational. Thus, again, at least
some of the OVS operators may qualify as small entities.
---------------------------------------------------------------------------
\50\ 47 U.S.C. 571(a)(3) through (4). See Annual Assessment of
the Status of Competition in the Market for the Delivery of Video
Programming, MB Docket No. 06-189, Thirteenth Annual Report, FCC 07-
206, 74 FR 11102, para. 135 (2009) (``Thirteenth Annual Cable
Competition Report'').
\51\ See 47 U.S.C. 573.
\52\ See 13 CFR 121.201; 2012 NAICS code 517110. This category
of Wired Telecommunications Carriers is defined in part as follows:
``This industry comprises establishments primarily engaged in
operating and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single
technology or a combination of technologies. Establishments in this
industry use the wired telecommunications network facilities that
they operate to provide a variety of services, such as wired
telephony services, including VoIP services; wired (cable) audio and
video programming distribution; and wired broadband Internet
services.'' U.S. Census Bureau, 2012 NAICS Definitions, ``517110
Wired Telecommunications Carriers'' at https://www.census.gov/cgi-bin/sssd/naics/naicsrch.
\53\ 13 CFR 121.201; NAICS Code 517110.
\54\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
\55\ A list of OVS certifications may be found at https://www.fcc.gov/mb/ovs/csovscer.html.
\56\ See Thirteenth Annual Cable Competition Report, para. 135.
BSPs are newer businesses that are building state-of-the-art,
facilities-based networks to provide video, voice, and data services
over a single network.
---------------------------------------------------------------------------
24. Wireless cable systems--Broadband Radio Service and
[[Page 39728]]
Educational Broadband Service. Wireless cable systems use the Broadband
Radio Service (BRS) \57\ and Educational Broadband Service (EBS) \58\
to transmit video programming to subscribers. In connection with the
1996 BRS auction, the Commission established a small business size
standard as an entity that had annual average gross revenues of no more
than $40 million in the previous three calendar years.\59\ The BRS
auctions resulted in 67 successful bidders obtaining licensing
opportunities for 493 Basic Trading Areas (BTAs). Of the 67 auction
winners, 61 met the definition of a small business. BRS also includes
licensees of stations authorized prior to the auction. At this time, we
estimate that of the 61 small business BRS auction winners, 48 remain
small business licensees. In addition to the 48 small businesses that
hold BTA authorizations, there are approximately 392 incumbent BRS
licensees that are considered small entities.\60\ After adding the
number of small business auction licensees to the number of incumbent
licensees not already counted, we find that there are currently
approximately 440 BRS licensees that are defined as small businesses
under either the SBA or the Commission's rules. In 2009, the Commission
conducted Auction 86, the sale of 78 licenses in the BRS areas.\61\ The
Commission offered three levels of bidding credits: (i) A bidder with
attributed average annual gross revenues that exceed $15 million and do
not exceed $40 million for the preceding three years (small business)
received a 15 percent discount on its winning bid; (ii) a bidder with
attributed average annual gross revenues that exceed $3 million and do
not exceed $15 million for the preceding three years (very small
business) received a 25 percent discount on its winning bid; and (iii)
a bidder with attributed average annual gross revenues that do not
exceed $3 million for the preceding three years (entrepreneur) received
a 35 percent discount on its winning bid.\62\ Auction 86 concluded in
2009 with the sale of 61 licenses.\63\ Of the 10 winning bidders, two
bidders that claimed small business status won four licenses; one
bidder that claimed very small business status won three licenses; and
two bidders that claimed entrepreneur status won six licenses.
---------------------------------------------------------------------------
\57\ BRS was previously referred to as Multipoint Distribution
Service (MDS) and Multichannel Multipoint Distribution Service
(MMDS). See Amendment of Parts 21 and 74 of the Commission's Rules
with Regard to Filing Procedures in the Multipoint Distribution
Service and in the Instructional Television Fixed Service and
Implementation of Section 309(j) of the Communications Act--
Competitive Bidding, MM Docket No. 94-131, PP Docket No. 93-253,
Report and Order, FCC 95-230, 60 FR 36524, para. 7 (1995).
\58\ EBS was previously referred to as the Instructional
Television Fixed Service (ITFS). See id.
\59\ 47 CFR 21.961(b)(1).
\60\ 47 U.S.C. 309(j). Hundreds of stations were licensed to
incumbent MDS licensees prior to implementation of Section 309(j) of
the Communications Act of 1934, 47 U.S.C. 309(j). For these pre-
auction licenses, the applicable standard is SBA's small business
size standard of 1,500 or fewer employees.
\61\ Auction of Broadband Radio Service (BRS) Licenses,
Scheduled for October 27, 2009, Notice and Filing Requirements,
Minimum Opening Bids, Upfront Payments, and Other Procedures for
Auction 86, Public Notice, DA 09-1376 (WTB rel. Jun. 26, 2009).
\62\ Id.
\63\ Auction of Broadband Radio Service Licenses Closes, Winning
Bidders Announced for Auction 86, Down Payments Due November 23,
2009, Final Payments Due December 8, 2009, Ten-Day Petition to Deny
Period, Public Notice, DA 09-2378 (WTB rel. Nov. 6, 2009).
---------------------------------------------------------------------------
25. In addition, the SBA's placement of Cable Television
Distribution Services in the category of Wired Telecommunications
Carriers is applicable to cable-based Educational Broadcasting
Services. Since 2007, these services have been defined within the broad
economic census category of Wired Telecommunications Carriers, which
was developed for small wireline businesses. This category is defined
as follows: ``This industry comprises establishments primarily engaged
in operating and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single technology
or a combination of technologies. Establishments in this industry use
the wired telecommunications network facilities that they operate to
provide a variety of services, such as wired telephony services,
including VoIP services; wired (cable) audio and video programming
distribution; and wired broadband Internet services.'' \64\ In this
category, the SBA deems a wired telecommunications carrier to be small
if it has 1,500 or fewer employees.\65\ Census data for 2007 shows
3,188 firms in this category.\66\ Of these 3,188 firms, only 44 had
1,000 or more employees. While we could not find precise Census data on
the number of firms with in the group with 1,500 or fewer employees, it
is clear that at least 3,144 firms with fewer than 1,000 employees
would be in that group. Therefore, under this size standard, we
estimate that the majority of businesses can be considered small
entities. In addition to Census data, the Commission's internal records
indicate that as of September 2012, there are 2,241 active EBS
licenses.\67\ The Commission estimates that of these 2,241 licenses,
the majority are held by non-profit educational institutions and school
districts, which are by statute defined as small businesses.\68\
---------------------------------------------------------------------------
\64\ U.S. Census Bureau, 2012 NAICS Definitions, ``517110 Wired
Telecommunications Carriers'' (partial definition) at https://www.census.gov/cgi-bin/sssd/naics/naicsrch. Examples of this
category are: Broadband Internet service providers (e.g., cable,
DSL); local telephone carriers (wired); cable television
distribution services; long-distance telephone carriers (wired);
closed circuit television (``CCTV'') services; VoIP service
providers, using own operated wired telecommunications
infrastructure; direct-to-home satellite system (``DTH'') services;
telecommunications carriers (wired); satellite television
distribution systems; and multichannel multipoint distribution
services (``MMDS'').
\65\ 13 CFR 121.201; NAICS Code 517110.
\66\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
\67\ https://wireless2.fcc.gov/UlsApp/UlsSearch/results.jsp.
\68\ The term ``small entity'' within SBREFA applies to small
organizations (non-profits) and to small governmental jurisdictions
(cities, counties, towns, townships, villages, school districts, and
special districts with populations of less than 50,000). 5 U.S.C.
601(4) through (6).
---------------------------------------------------------------------------
26. Incumbent Local Exchange Carriers (ILECs). Neither the
Commission nor the SBA has developed a small business size standard
specifically for incumbent local exchange services. ILECs are included
in the SBA's economic census category, Wired Telecommunications
Carriers.\69\ In this category, the SBA deems a wired
telecommunications carrier to be small if it has 1,500 or fewer
employees.\70\ Census data for 2007 shows 3,188 firms in this
category.\71\ Of these 3,188 firms, only 44 had 1,000 or more
employees.
[[Page 39729]]
While we could not find precise Census data on the number of firms with
in the group with 1,500 or fewer employees, it is clear that at least
3,144 firms with fewer than 1,000 employees would be in that group.
Therefore, under this size standard, the majority of such businesses
can be considered small.
---------------------------------------------------------------------------
\69\ See 13 CFR 121.201; 2012 NAICS code 517110. This category
of Wired Telecommunications Carriers is defined as follows: ``This
industry comprises establishments primarily engaged in operating
and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single
technology or a combination of technologies. Establishments in this
industry use the wired telecommunications network facilities that
they operate to provide a variety of services, such as wired
telephony services, including VoIP services; wired (cable) audio and
video programming distribution; and wired broadband Internet
services. By exception, establishments providing satellite
television distribution services using facilities and infrastructure
that they operate are included in this industry.'' (Emphasis added
to text relevant to satellite services.) U.S. Census Bureau, 2012
NAICS Definitions, ``517110 Wired Telecommunications Carriers'' at
https://www.census.gov/cgi-bin/sssd/naics/naicsrch.
\70\ 13 CFR 121.201; NAICS Code 517110.
\71\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
---------------------------------------------------------------------------
27. Small Incumbent Local Exchange Carriers. We have included small
incumbent local exchange carriers in this present RFA analysis. A
``small business'' under the RFA is one that, inter alia, meets the
pertinent small business size standard (e.g., a telephone
communications business having 1,500 or fewer employees), and ``is not
dominant in its field of operation.'' \72\ The SBA's Office of Advocacy
contends that, for RFA purposes, small incumbent local exchange
carriers are not dominant in their field of operation because any such
dominance is not ``national'' in scope.\73\ We have therefore included
small incumbent local exchange carriers in this RFA analysis, although
we emphasize that this RFA action has no effect on Commission analyses
and determinations in other, non-RFA contexts.
---------------------------------------------------------------------------
\72\ 15 U.S.C. 632.
\73\ Letter from Jere W. Glover, Chief Counsel for Advocacy,
SBA, to William E. Kennard, Chairman, FCC (May 27, 1999). The Small
Business Act contains a definition of ``small-business concern,''
which the RFA incorporates into its own definition of ``small
business.'' See 15 U.S.C. 632(a) (Small Business Act); 5 U.S.C.
601(3) (RFA). SBA regulations interpret ``small business concern''
to include the concept of dominance on a national basis. See 13 CFR
121.102(b).
---------------------------------------------------------------------------
28. Competitive Local Exchange Carriers (CLECs), Competitive Access
Providers (CAPs), Shared-Tenant Service Providers, and Other Local
Service Providers. Neither the Commission nor the SBA has developed a
small business size standard specifically for these service providers.
These entities are included in the SBA's economic census category,
Wired Telecommunications Carriers.\74\ In this category, the SBA deems
a wired telecommunications carrier to be small if it has 1,500 or fewer
employees.\75\ Census data for 2007 shows 3,188 firms in this
category.\76\ Of these 3,188 firms, only 44 had 1,000 or more
employees. While we could not find precise Census data on the number of
firms with in the group with 1,500 or fewer employees, it is clear that
at least 3,144 firms with fewer than 1,000 employees would be in that
group. Therefore, under this size standard, the majority of such
businesses can be considered small.
---------------------------------------------------------------------------
\74\ See 13 CFR 121.201; 2012 NAICS code 517110. This category
of Wired Telecommunications Carriers is defined as follows: ``This
industry comprises establishments primarily engaged in operating
and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single
technology or a combination of technologies. Establishments in this
industry use the wired telecommunications network facilities that
they operate to provide a variety of services, such as wired
telephony services, including VoIP services; wired (cable) audio and
video programming distribution; and wired broadband Internet
services. By exception, establishments providing satellite
television distribution services using facilities and infrastructure
that they operate are included in this industry.'' (Emphasis added
to text relevant to satellite services.) U.S. Census Bureau, 2012
NAICS Definitions, ``517110 Wired Telecommunications Carriers'' at
https://www.census.gov/cgi-bin/sssd/naics/naicsrch.
\75\ 13 CFR 121.201; NAICS Code 517110.
\76\ https://factfinder.census.gov/servlet/IBQTable?_bm=y&-geo_id=&-_skip=600&-ds_name=EC0751SSSZ5&-_lang=en.
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4. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
29. In this section, we describe the reporting, recordkeeping, and
other compliance requirements proposed in the Second Further Notice and
consider whether small entities are affected disproportionately by any
such requirements.
30. In the Second Further Notice, the Commission seeks comment on
three issues: (i) Whether to adopt rules regarding how covered entities
should prioritize emergency information conveyed aurally on the
secondary audio stream when more than one source of visual emergency
information is presented on-screen at the same time; (ii) whether to
reconsider the Commission's requirement for ``school closings and
changes in school bus schedules'' resulting from emergency situations
to be conveyed aurally on the secondary audio stream, considering the
length of such information and the limits of the secondary audio
stream; and (iii) whether to require MVPDs to ensure that the
navigation devices that they provide to subscribers include a simple
and easy to use activation mechanism for accessing audible emergency
information on the secondary audio stream, and to provide a simple and
easy to use mechanism to activate the secondary audio stream for
emergency information when they permit subscribers to view linear
programming on mobile and other devices as part of their MVPD services.
31. With respect to the first issue, the Second Further Notice asks
whether the Commission should adopt rules to provide clarity to covered
entities on how to prioritize emergency information on the secondary
audio stream when complying with the requirements in Section 79.2.
There are no new reporting or recordkeeping requirements proposed.
There will, however, be compliance requirements for video programming
providers and video programming distributors, including small entities.
Specifically, covered entities will need to comply with any rules that
govern how to prioritize emergency information conveyed aurally on the
secondary audio stream when more than one source of visual emergency
information is presented on-screen at the same time.
32. With respect to the second issue, the Second Further Notice
seeks comment on whether the Commission should reconsider the
requirement for ``school closings and changes in school bus schedules''
resulting from emergency situations to be conveyed aurally on the
secondary audio stream, considering the length of such information and
the limits of the secondary audio stream. There are no new reporting,
recordkeeping, or compliance requirements proposed.
33. With respect to the third issue, the Second Further Notice asks
whether the Commission should require MVPDs to ensure that the
navigation devices that they provide to subscribers include a simple
and easy to use activation mechanism for accessing audible emergency
information on the secondary audio stream, and to provide a simple and
easy to use mechanism to activate the secondary audio stream for
emergency information when they permit subscribers to view linear
programming on mobile and other devices as part of their MVPD services.
This would impose compliance requirements on MVPDs, including small
MVPDs. In addition, there may be reporting or recordkeeping
obligations. For example, the Commission may decide to impose a
notification requirement so that consumers are aware of the
availability of accessible navigation devices that include a simple and
easy to use activation mechanism for the secondary audio stream.
5. Steps Taken To Minimize Significant Impact on Small Entities and
Significant Alternatives Considered
34. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance and reporting requirements under the rule for small
entities; (3) the
[[Page 39730]]
use of performance, rather than design, standards; and (4) an exemption
from coverage of the rule, or any part thereof, for small entities.\77\
---------------------------------------------------------------------------
\77\ 5 U.S.C. 603(c)(1) through (c)(4).
---------------------------------------------------------------------------
35. Two of the rule changes contemplated by the Second Further
Notice would not impose a significant impact on small entities. The
Commission is considering a rule that would provide guidance to covered
entities on how to prioritize emergency information on the secondary
audio stream when there are multiple sources of visual emergency
information shown on-screen during non-newscast programming, and the
costs and burdens associated with such a rule are expected to be de
minimis or non-existent. Further, the Commission is considering whether
to reconsider the requirement for ``school closings and changes in
school bus schedules'' resulting from emergency situations to be
conveyed aurally on the secondary audio stream. Such a rule change
would minimize the costs and burdens on regulated entities of all
sizes.
36. The Commission is also seeking comment on whether to require
MVPDs to ensure that the navigation devices that they provide to
subscribers include a simple and easy to use activation mechanism for
accessing audible emergency information on the secondary audio stream,
and to provide a simple and easy to use mechanism to activate the
secondary audio stream for emergency information when they permit
subscribers to view linear programming on mobile and other devices as
part of their MVPD services. This proposed rule may have an economic
impact in some cases, and that impact may affect small entities.
Although the Commission has considered alternatives where possible, as
directed by the RFA, to minimize economic impact on small entities, we
emphasize that our action is governed by the congressional mandate
contained in section 202 of the CVAA.
37. Based on these considerations, we believe that, in proposing
additional rules in the Second Further Notice, we have appropriately
considered both the interests of blind or visually impaired individuals
and the interests of the entities who will be subject to the rules,
including those that are smaller entities, consistent with Congress'
goal to ``update the communications laws to help ensure that
individuals with disabilities are able to fully utilize communications
services and equipment and better access video programming.'' \78\
---------------------------------------------------------------------------
\78\ H.R. Rep. No. 111-563, 111th Cong., 2d Sess. at 19 (2010);
S. Rep. No. 111-386, 111th Cong., 2d Sess. at 1 (2010).
---------------------------------------------------------------------------
6. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rule
38. None.
B. Paperwork Reduction Act
39. This document does not contain proposed information collection
requirements subject to the Paperwork Reduction Act of 1995 (PRA).\79\
In addition, therefore, it does not contain any proposed information
collection burden for small business concerns with fewer than 25
employees, pursuant to the Small Business Paperwork Relief Act of
2002.\80\
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\79\ The Paperwork Reduction Act of 1995 (PRA), Public Law 104-
13, 109 Stat 163 (1995) (codified in Chapter 35 of title 44 U.S.C.).
\80\ The Small Business Paperwork Relief Act of 2002 (SBPRA),
Public Law 107-198, 116 Stat 729 (2002) (codified in Chapter 35 of
title 44 U.S.C.); see 44 U.S.C. 3506(c)(4).
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C. Ex Parte Rules
40. We remind interested parties that this proceeding is treated as
a ``permit-but-disclose'' proceeding in accordance with the
Commission's ex parte rules.\81\ Persons making ex parte presentations
must file a copy of any written presentation or a memorandum
summarizing any oral presentation within two business days after the
presentation (unless a different deadline applicable to the Sunshine
period applies). Persons making oral ex parte presentations are
reminded that memoranda summarizing the presentation must (1) list all
persons attending or otherwise participating in the meeting at which
the ex parte presentation was made, and (2) summarize all data
presented and arguments made during the presentation. If the
presentation consisted in whole or in part of the presentation of data
or arguments already reflected in the presenter's written comments,
memoranda, or other filings in the proceeding, the presenter may
provide citations to such data or arguments in his or her prior
comments, memoranda, or other filings (specifying the relevant page
and/or paragraph numbers where such data or arguments can be found) in
lieu of summarizing them in the memorandum. Documents shown or given to
Commission staff during ex parte meetings are deemed to be written ex
parte presentations and must be filed consistent with rule 1.1206(b).
In proceedings governed by rule 1.49(f) or for which the Commission has
made available a method of electronic filing, written ex parte
presentations and memoranda summarizing oral ex parte presentations,
and all attachments thereto, must be filed through the electronic
comment filing system available for that proceeding, and must be filed
in their native format (e.g., .doc, .xml, .ppt, searchable .pdf).
Participants in this proceeding should familiarize themselves with the
Commission's ex parte rules.
---------------------------------------------------------------------------
\81\ 47 CFR 1.1200 et seq.
---------------------------------------------------------------------------
D. Filing Requirements
41. Pursuant to sections 1.415 and 1.419 of the Commission's
rules,\82\ interested parties may file comments and reply comments on
or before the dates indicated on the first page of this document. All
comments are to reference MB Docket No. 12-107 and may be filed using:
(1) The Commission's Electronic Comment Filing System (ECFS) or (2) by
filing paper copies.\83\
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\82\ See 47 CFR 1.415, 1419.
\83\ See Electronic Filing of Documents in Rulemaking
Proceedings, GC Docket No. 97-113, Report and Order, FCC 98-56, 63
FR 24121 (1998).
---------------------------------------------------------------------------
[ssquf] Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://fjallfoss.fcc.gov/ecfs2/.
[ssquf] Paper Filers: Parties who choose to file by paper must file
an original and one copy of each filing. If more than one docket or
rulemaking number appears in the caption of this proceeding, filers
must submit two additional copies for each additional docket or
rulemaking number.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
[ssquf] All hand-delivered or messenger-delivered paper filings for
the Commission's Secretary must be delivered to FCC Headquarters at 445
12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours are
8:00 a.m. to 7:00 p.m. All hand deliveries must be held together with
rubber bands or fasteners. Any envelopes and boxes must be disposed of
before entering the building.
[ssquf] Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
[ssquf] U.S. Postal Service first-class, Express, and Priority mail
must be
[[Page 39731]]
addressed to 445 12th Street SW., Washington, DC 20554.
42. People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to mailto:fcc504@fcc.gov or call
the Consumer & Governmental Affairs Bureau at 202-418-0530 (voice),
202-418-0432 (tty).
43. Availability of Documents. Comments and reply comments will be
publically available online via ECFS.\84\ These documents will also be
available for public inspection during regular business hours in the
FCC Reference Information Center, which is located in Room CY-A257 at
FCC Headquarters, 445 12th Street SW., Washington, DC 20554. The
Reference Information Center is open to the public Monday through
Thursday from 8:00 a.m. to 4:30 p.m. and Friday from 8:00 a.m. to 11:30
a.m.
---------------------------------------------------------------------------
\84\ Documents will generally be available electronically in
ASCII, Microsoft Word, and/or Adobe Acrobat.
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E. Additional Information
44. For additional information on this proceeding, contact Maria
Mullarkey, Maria.Mullarkey@fcc.gov, of the Media Bureau, Policy
Division, (202) 418-2120.
IV. Ordering Clauses
45. Accordingly, it is ordered that, pursuant to the Twenty-First
Century Communications and Video Accessibility Act of 2010, Public Law
111-260, 124 Stat. 2751, and the authority found in Sections 4(i),
4(j), 303, 330(b), 713, and 716 of the Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 154(j), 303, 330(b), 613, and 617, this
Second Further Notice of Proposed Rulemaking is adopted.
46. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Second Further Notice of Proposed Rulemaking in MB Docket
No. 12-107, including the Initial Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the Small Business Administration.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2015-16323 Filed 7-9-15; 8:45 am]
BILLING CODE 6712-01-P