Certain 3G Mobile Handsets and Components Thereof; Commission Decision to Review in Part a Final Initial Determination on Remand; Request for Written Submissions, 37656-37658 [2015-16116]
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Federal Register / Vol. 80, No. 126 / Wednesday, July 1, 2015 / Notices
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[FR Doc. 2015–16109 Filed 6–30–15; 8:45 am]
BILLING CODE 4310–EE–P
INTERNATIONAL TRADE
COMMISSION
[Investigation No. 337–TA–613 Remand]
Certain 3G Mobile Handsets and
Components Thereof; Commission
Decision to Review in Part a Final
Initial Determination on Remand;
Request for Written Submissions
U.S. International Trade
Commission.
ACTION: Notice.
tkelley on DSK3SPTVN1PROD with NOTICES
AGENCY:
Notice is hereby given that
the U.S. International Trade
Commission has determined to review
in part the presiding administrative law
judge’s (‘‘ALJ’’) final initial
determination on remand (‘‘RID’’)
issued on April 27, 2015, making
SUMMARY:
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findings concerning whether there is a
violation of section 337 of the Tariff Act
of 1930, as amended, 19 U.S.C. 1337
(‘‘section 337’’).
FOR FURTHER INFORMATION CONTACT:
Megan M. Valentine, Office of the
General Counsel, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436, telephone (202)
708–2301. Copies of non-confidential
documents filed in connection with this
investigation are or will be available for
inspection during official business
hours (8:45 a.m. to 5:15 p.m.) in the
Office of the Secretary, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436,
telephone (202) 205–2000. General
information concerning the Commission
may also be obtained by accessing its
Internet server at https://www.usitc.gov.
The public record for this investigation
may be viewed on the Commission’s
electronic docket (EDIS) at https://
edis.usitc.gov. Hearing-impaired
persons are advised that information on
this matter can be obtained by
contacting the Commission’s TDD
terminal on (202) 205–1810.
The
Commission instituted Inv. No. 337–
TA–613 on September 11, 2007, based
on a complaint filed by InterDigital
Communications Corp. of King of
Prussia, Pennsylvania and InterDigital
Technology Corp. of Wilmington,
Delaware (collectively, ‘‘InterDigital’’)
on August 7, 2007. 72 FR 51838 (Sept.
11, 2007). The complaint, as amended,
alleged violations of section 337 of the
Tariff Act of 1930 (19 U.S.C. 1337) in
the importation into the United States,
the sale for importation, and the sale
within the United States after
importation of certain 3G mobile
handsets and components thereof by
reason of infringement of certain claims
of U.S. Patent Nos. 7,117,004 (‘‘the ‘004
patent’’); 7,190,966 (‘‘the ‘966 patent’’);
7,286,847 (‘‘the ‘847 patent’’); and
6,693,579 (‘‘the ‘579 patent). The Notice
of Investigation named Nokia
Corporation of Espoo, Finland (‘‘Nokia’’)
and Nokia Inc. of Irving, Texas (‘‘Nokia
Inc.’’) as respondents. The Office of
Unfair Import Investigations (‘‘OUII’’)
was named as a participating party. The
Commission later amended the Notice
of Investigation to substitute
complainant InterDigital
Communications, Inc. for InterDigital
Communications Corp. Notice (Feb. 15,
2015); Order No. 53 (Jan. 14, 2015). The
Commission also later amended the
Notice of Investigation to add Microsoft
Mobile OY (‘‘MMO’’) as a party. 79 FR
43068–69 (July 24, 2014).
SUPPLEMENTARY INFORMATION:
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On February 13, 2009, InterDigital
moved for summary determination that
a domestic industry exists because its
licensing activities in the United States
satisfy the domestic industry
requirement under 19 U.S.C.
1337(a)(3)(C). On March 10, 2009, the
presiding Administrative Law Judge
(‘‘ALJ’’) issued an initial determination
(‘‘ID’’) (Order No. 42) granting the
motion. On April 9, 2009, the
Commission determined not to review
the ID. Notice (Apr. 9, 2009).
On August 14, 2009, the ALJ issued
his final ID, finding no violation of
section 337. In particular, he found that
the asserted claims of the patents-in-suit
are not infringed and that they are not
invalid. The ALJ further found no
prosecution laches relating to the ‘004,
‘966, and ‘847 patents and that the ‘579
patent is not unenforceable.
On October 16, 2009, the Commission
determined to review the final ID in
part. 74 FR 55068–69 (Oct. 26, 2009)
(‘‘Notice of Review’’). In particular,
although the Commission affirmed the
ID’s determination of no violation of
section 337 and terminated the
investigation, the Commission reviewed
and modified the ID’s claim
construction of the term ‘‘access signal’’
found in the asserted claims of the ’847
patent. The Commission also reviewed,
but took no position on, the ID’s
construction of the term ‘‘synchronize’’
found in the asserted claims of the ’847
patent. The Commission further
reviewed, but took no position on,
validity with respect to all of the
asserted patents. The Commission did
not review the ID’s construction of the
claim limitations ‘‘code’’ and ‘‘increased
power level’’ in the asserted claims of
the ’966 and ’847 patents.
InterDigital timely appealed the
Commission’s final determination of no
violation of section 337 as to claims 1,
3, 8, 9, and 11 of the ’966 patent and
claim 5 of the ’847 patent to the Federal
Circuit. Specifically, InterDigital
appealed the final ID’s unreviewed
constructions of the claim limitations
‘‘code’’ and ‘‘increased power level’’ in
the ’966 and ’847 patents. Respondent
Nokia, the intervenor on appeal, raised
as an alternate ground of affirmance the
issue of whether the Commission
correctly determined that InterDigital
has a license-based domestic industry.
On August 1, 2012, the Federal
Circuit reversed the Commission’s
construction of the claim limitations
‘‘code’’ and ‘‘increased power level’’ in
the ’966 and ’847 patents, reversed the
Commission’s determination of noninfringement as to the asserted claims of
those patents, and remanded to the
Commission for further proceedings.
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Federal Register / Vol. 80, No. 126 / Wednesday, July 1, 2015 / Notices
InterDigital Commc’ns, LLC v. Int’l
Trade Comm’n., 690 F.3d 1318 (Fed.
Cir. 2012). In particular, the Court
rejected the final ID’s construction of
the ‘‘code’’ limitation as being limited to
‘‘a spreading code or a portion of a
spreading code’’ and, instead, construed
‘‘code’’ as ‘‘a sequence of chips’’ and as
‘‘broad enough to cover both a spreading
code and a non-spreading code.’’ Id. at
1323–27. The Court affirmed the
Commission’s determination that
InterDigital has a domestic industry. Id.
at 1329–30. Nokia subsequently filed a
combined petition for panel rehearing
and rehearing en banc on the issue of
domestic industry. On January 10, 2013,
the Court denied the petition and issued
an additional opinion addressing
several issues raised in Nokia’s petition
for rehearing. InterDigital Commc’ns,
LLC v. Int’l Trade Comm’n, 707 F.3d
1295 (Fed. Cir. 2013). The Court’s
mandate issued on January 17, 2013,
returning jurisdiction to the
Commission.
On February 4, 2013, the Commission
issued an Order directing the parties to
submit comments regarding what
further proceedings must be conducted
to comply with the Federal Circuit’s
remand. Commission Order (Feb. 4,
2013). On February 12, 2014, the
Commission issued an Order and
Opinion deciding certain aspects of the
investigation and remanding other
aspects to the Chief ALJ. 79 FR 9277–
79 (Feb. 18, 2014); see also Comm’n Op.
Remanding Investigation (Feb. 12,
2014); Comm’n Order Remanding
Investigation (Feb. 12, 2014). On
February 24, 2014, Nokia petitioned for
reconsideration of the Commission’s
remand Order and Opinion. On March
24, 2014, the Commission granted in
part the petition for reconsideration and
issued a revised remand notice, order,
and opinion. 79 FR 17571–73 (Mar. 28,
2014).
On April 27, 2015, the ALJ issued the
RID. The ALJ found that the accused
Nokia handsets meet the limitations
‘‘generated using a same code’’ and ‘‘the
message being transmitted only
subsequent to the subscriber unit
receiving the indication’’ recited in the
asserted claims of the ’966 and ’847
patents. The ALJ also found that the
pilot signal (P–CPICH) in the 3GPP
standard practiced by the accused Nokia
handsets satisfies the limitation
‘‘synchronize to the pilot signal’’ recited
in the asserted claim of the ’847 patent.
The ALJ further found that the currently
imported Nokia handsets, which
contain chips that were not previously
adjudicated, infringe the asserted claims
of the ’966 and ’847 patents. The ALJ
also found that there is no evidence of
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patent hold-up by InterDigital, but that
there is evidence of reverse hold-up by
the respondents. The ALJ found that the
public interest does not preclude
issuance of an exclusion order. The ALJ
did not issue a Recommended
Determination on remedy or bonding.
On May 11, 2015, MMO and Nokia
Inc. (collectively, ‘‘MMO’’) filed a
petition for review of certain aspects of
the RID, including infringement,
domestic industry, and the public
interest. Also on May 11, 2015, Nokia
filed a petition for review of the RID
with respect to infringement, domestic
industry, and whether the Commission
has jurisdiction over Nokia following
the sale of its handset business to MMO.
Further on May 11, 2015, the
Commission investigative attorney
(‘‘IA’’) filed a petition for review of the
RID’s finding of infringement.
On May 19, 2015, InterDigital filed a
response to MMO’s and the IA’s
petitions for review. Also on May 19,
2015, MMO filed a response to the IA’s
petition for review. Further on May 19,
2015, the IA filed a response to MMO’s
and Nokia’s petitions for review.
On June 3, 2015, InterDigital filed a
statement on the public interest
pursuant to Commission Rule
210.50(a)(4). Also on June 3, 2015,
several non-parties filed responses to
the Commission Notice issued on May
4, 2015, including: United States
Senator Robert Casey, Jr. of
Pennsylvania; Microsoft Corporation;
Intel Corporation, Cisco Systems, Inc.,
Dell Inc., and Hewlett-Packard
Company; Innovation Alliance; and
Ericsson Inc. See 80 FR 26295–96 (May
7, 2015). On June 24, 2015, United
States Senator Patrick J. Toomey of
Pennsylvania also filed a response to the
Commission’s May 4, 2015, notice.
On June 15, 2015, Respondents filed
a motion for leave to file a reply in
support of their petition for review.
Respondents Microsoft Mobile Oy and
Nokia Inc.’s Motion for Leave to File
Reply of Respondents Microsoft Mobile
Oy and Nokia Inc. in Support of Petition
for Review (June 15, 2015). On June 17,
2015, the IA filed a response, opposing
Respondents’ motion. Office of Unfair
Import Investigation’s Response to
Respondents Microsoft Mobile Oy and
Nokia, Inc.’s Motion for Leave to File
Reply in Support of Petition to Review
(June 17, 2015). On June 19, 2015,
InterDigital filed a response, opposing
Respondents’ motion. InterDigital’s
Response to Respondents MMO and
Nokia, Inc.’s Motion for Leave to File a
Reply in Support of Petition for Review
(June 19, 2015). The motion is denied.
Having examined the record of this
investigation, including the RID, the
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37657
petitions for review, and the responses
thereto, the Commission has determined
to review the RID in part.
Specifically, the Commission has
determined to review the RID’s findings
concerning the application of the
Commission’s prior construction in
Certain Wireless Devices with 3G
Capabilities and Components Thereof,
Inv. No. 337–TA–800 (‘‘the 800
investigation’’) and Certain Wireless
Devices with 3G and/or 4G Capabilities
and Components Thereof, Inv. No. 337–
TA–868 (‘‘the 868 investigation’’) of the
claim limitation ‘‘successively
[transmits/transmitted] signals.’’ The
Commission has also determined to
review the RID with respect to whether
the accused products satisfy the claim
limitation ‘‘successively [transmits/
transmitted] signals’’ as construed by
the Commission in the 800 and 868
investigations. The Commission has
further determined to review the RID’s
public interest findings.
The Commission has determined not
to review the remaining issues decided
in the RID.
The parties are requested to brief their
positions on the issues under review
with reference to the applicable law and
the evidentiary record. In connection
with its review, the Commission
requests responses to the following
questions:
1. Have Respondents waived any
reliance on the application of the
Commission’s construction in the 800
and 868 investigations of the limitation
‘‘successively [transmits/transmitted]
signals?’’
2. Do the Commission’s
determinations in the 800 and/or 868
investigation constitute an intervening
change of controlling legal authority
such that the Commission should apply
the construction of ‘‘successively
[transmits/transmitted] signals’’ as
found in those investigations in
determining infringement in this
investigation?
3. What evidence exists in the record
of this investigation with respect to
whether the accused products satisfy
the ‘‘successively [transmits/
transmitted] signals’’ limitation as
construed by the Commission in the 800
and 868 investigations?
4. Please state and explain your
position on whether, for purposes of the
Commission’s consideration of the
statutory public interest factors,
InterDigital has in effect asserted that
the patents in question are FRANDencumbered, standard-essential patents.
5. Please state and explain your
position on whether InterDigital has
offered Respondents licensing terms
that reflect the value of its own patents.
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6. What portion of the accused
devices is allegedly covered by the
asserted claims? Do the patents in
question relate to relatively minor
features of the accused devices?
7. Please state and explain your
position on the legal significance of
InterDigital’s alleged willingness to
accept an arbitral determination of
FRAND terms with respect to the
patents in question.
8. Please state and explain your
position on the legal significance of
InterDigital’s alleged unwillingness to
obtain a judicial determination of
FRAND terms with respect to the
patents in question.
9. Please state and explain your
position on whether Respondents have
shown themselves willing to take
licenses to the patents in question on
FRAND terms.
10. Do Respondents’ alleged delaying
tactics in negotiating with InterDigital
provide sufficient evidence of reverse
hold-up, regardless of Respondents’
offers to license only InterDigital’s U.S.
patent portfolio?
11. Do Respondents’ licensing
counteroffers satisfy the requirements of
the ETSI IPR Policy?
12. Please state and explain your
position on whether the RID equates
patent infringement and reverse holdup.
In connection with the final
disposition of this investigation, the
Commission may (1) issue an order that
could result in the exclusion of the
subject articles from entry into the
United States, and/or (2) issue one or
more cease and desist orders that could
result in the respondent(s) being
required to cease and desist from
engaging in unfair acts in the
importation and sale of such articles.
Accordingly, the Commission is
interested in receiving written
submissions that address the form of
remedy, if any, that should be ordered.
If a party seeks exclusion of an article
from entry into the United States for
purposes other than entry for
consumption, the party should so
indicate and provide information
establishing that activities involving
other types of entry either are adversely
affecting it or are likely to do so. For
background, see Certain Devices for
Connecting Computers via Telephone
Lines, Inv. No. 337–TA–360, USITC
Pub. No. 2843 (Dec. 1994) (Commission
Opinion).
If the Commission contemplates some
form of remedy, it must consider the
effects of that remedy upon the public
interest. The factors the Commission
will consider include the effect that an
exclusion order and/or cease and desist
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orders would have on (1) the public
health and welfare, (2) competitive
conditions in the U.S. economy, (3) U.S.
production of articles that are like or
directly competitive with those that are
subject to investigation, and (4) U.S.
consumers. The Commission is
therefore interested in receiving written
submissions that address the
aforementioned public interest factors
in the context of this investigation.
If the Commission orders some form
of remedy, the U.S. Trade
Representative, as delegated by the
President, has 60 days to approve or
disapprove the Commission’s action.
See Presidential Memorandum of July
21, 2005, 70 FR 43251 (July 26, 2005).
During this period, the subject articles
would be entitled to enter the United
States under bond, in an amount
determined by the Commission and
prescribed by the Secretary of the
Treasury. The Commission is therefore
interested in receiving submissions
concerning the amount of the bond that
should be imposed if a remedy is
ordered.
Written Submissions: The parties to
the investigation are requested to file
written submissions on the issues
identified in this notice. Parties to the
investigation, interested government
agencies, and any other interested
parties are encouraged to file written
submissions on the issues of remedy,
the public interest, and bonding. Such
submissions should address the
recommended determination by the ALJ
on remedy and bonding issued in the
original investigation on August 14,
2009. Complainant and OUII are
requested to submit proposed remedial
orders for the Commission’s
consideration and to provide
identification information for all
importers of the subject articles.
Complainant and OUII are also
requested to state the dates that the
patents expire and the HTSUS numbers
under which the accused products are
imported. The written submissions and
proposed remedial orders must be filed
no later than close of business on July
10, 2015. Initial submissions are limited
to 125 pages, not including any
attachments or exhibits related to
discussion of the public interest. Reply
submissions must be filed no later than
the close of business on July 20, 2015.
Reply submissions are limited to 75
pages, not including any attachments or
exhibits related to discussion of the
public interest. The parties may not
incorporate by reference their prior
filings before the ALJ or the
Commission. No further submissions on
these issues will be permitted unless
otherwise ordered by the Commission.
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Persons filing written submissions
must file the original document
electronically on or before the deadlines
stated above and submit 8 true paper
copies to the Office of the Secretary by
noon the next day pursuant to section
210.4(f) of the Commission’s Rules of
Practice and Procedure (19 CFR
210.4(f)). Submissions should refer to
the investigation number (‘‘Inv. No.
337–TA–613 REMAND’’) in a prominent
place on the cover page and/or the first
page. (See Handbook for Electronic
Filing Procedures, https://www.usitc.gov/
secretary/fed_reg_notices/rules/
handbook_on_electronic_filing.pdf).
Persons with questions regarding filing
should contact the Secretary (202–205–
2000).
Any person desiring to submit a
document to the Commission in
confidence must request confidential
treatment. All such requests should be
directed to the Secretary to the
Commission and must include a full
statement of the reasons why the
Commission should grant such
treatment. See 19 CFR 201.6. Documents
for which confidential treatment by the
Commission is properly sought will be
treated accordingly. A redacted nonconfidential version of the document
must also be filed simultaneously with
any confidential filing. All nonconfidential written submissions will be
available for public inspection at the
Office of the Secretary and on EDIS.
The authority for the Commission’s
determination is contained in section
337 of the Tariff Act of 1930, as
amended (19 U.S.C. 1337), and in Part
210 of the Commission’s Rules of
Practice and Procedure (19 CFR part
210).
By order of the Commission.
Issued: June 25, 2015.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2015–16116 Filed 6–30–15; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[Investigation No. 731–TA–1163 (Review)]
Woven Electric Blankets From China;
Institution of a Five-Year Review
United States International
Trade Commission.
ACTION: Notice.
AGENCY:
The Commission hereby gives
notice that it has instituted a review
pursuant to the Tariff Act of 1930 (‘‘the
Act’’), as amended, to determine
whether revocation of the antidumping
SUMMARY:
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Agencies
[Federal Register Volume 80, Number 126 (Wednesday, July 1, 2015)]
[Notices]
[Pages 37656-37658]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-16116]
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INTERNATIONAL TRADE COMMISSION
[Investigation No. 337-TA-613 Remand]
Certain 3G Mobile Handsets and Components Thereof; Commission
Decision to Review in Part a Final Initial Determination on Remand;
Request for Written Submissions
AGENCY: U.S. International Trade Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: Notice is hereby given that the U.S. International Trade
Commission has determined to review in part the presiding
administrative law judge's (``ALJ'') final initial determination on
remand (``RID'') issued on April 27, 2015, making findings concerning
whether there is a violation of section 337 of the Tariff Act of 1930,
as amended, 19 U.S.C. 1337 (``section 337'').
FOR FURTHER INFORMATION CONTACT: Megan M. Valentine, Office of the
General Counsel, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436, telephone (202) 708-2301. Copies of non-
confidential documents filed in connection with this investigation are
or will be available for inspection during official business hours
(8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436,
telephone (202) 205-2000. General information concerning the Commission
may also be obtained by accessing its Internet server at https://www.usitc.gov. The public record for this investigation may be viewed
on the Commission's electronic docket (EDIS) at https://edis.usitc.gov.
Hearing-impaired persons are advised that information on this matter
can be obtained by contacting the Commission's TDD terminal on (202)
205-1810.
SUPPLEMENTARY INFORMATION: The Commission instituted Inv. No. 337-TA-
613 on September 11, 2007, based on a complaint filed by InterDigital
Communications Corp. of King of Prussia, Pennsylvania and InterDigital
Technology Corp. of Wilmington, Delaware (collectively,
``InterDigital'') on August 7, 2007. 72 FR 51838 (Sept. 11, 2007). The
complaint, as amended, alleged violations of section 337 of the Tariff
Act of 1930 (19 U.S.C. 1337) in the importation into the United States,
the sale for importation, and the sale within the United States after
importation of certain 3G mobile handsets and components thereof by
reason of infringement of certain claims of U.S. Patent Nos. 7,117,004
(``the `004 patent''); 7,190,966 (``the `966 patent''); 7,286,847
(``the `847 patent''); and 6,693,579 (``the `579 patent). The Notice of
Investigation named Nokia Corporation of Espoo, Finland (``Nokia'') and
Nokia Inc. of Irving, Texas (``Nokia Inc.'') as respondents. The Office
of Unfair Import Investigations (``OUII'') was named as a participating
party. The Commission later amended the Notice of Investigation to
substitute complainant InterDigital Communications, Inc. for
InterDigital Communications Corp. Notice (Feb. 15, 2015); Order No. 53
(Jan. 14, 2015). The Commission also later amended the Notice of
Investigation to add Microsoft Mobile OY (``MMO'') as a party. 79 FR
43068-69 (July 24, 2014).
On February 13, 2009, InterDigital moved for summary determination
that a domestic industry exists because its licensing activities in the
United States satisfy the domestic industry requirement under 19 U.S.C.
1337(a)(3)(C). On March 10, 2009, the presiding Administrative Law
Judge (``ALJ'') issued an initial determination (``ID'') (Order No. 42)
granting the motion. On April 9, 2009, the Commission determined not to
review the ID. Notice (Apr. 9, 2009).
On August 14, 2009, the ALJ issued his final ID, finding no
violation of section 337. In particular, he found that the asserted
claims of the patents-in-suit are not infringed and that they are not
invalid. The ALJ further found no prosecution laches relating to the
`004, `966, and `847 patents and that the `579 patent is not
unenforceable.
On October 16, 2009, the Commission determined to review the final
ID in part. 74 FR 55068-69 (Oct. 26, 2009) (``Notice of Review''). In
particular, although the Commission affirmed the ID's determination of
no violation of section 337 and terminated the investigation, the
Commission reviewed and modified the ID's claim construction of the
term ``access signal'' found in the asserted claims of the '847 patent.
The Commission also reviewed, but took no position on, the ID's
construction of the term ``synchronize'' found in the asserted claims
of the '847 patent. The Commission further reviewed, but took no
position on, validity with respect to all of the asserted patents. The
Commission did not review the ID's construction of the claim
limitations ``code'' and ``increased power level'' in the asserted
claims of the '966 and '847 patents.
InterDigital timely appealed the Commission's final determination
of no violation of section 337 as to claims 1, 3, 8, 9, and 11 of the
'966 patent and claim 5 of the '847 patent to the Federal Circuit.
Specifically, InterDigital appealed the final ID's unreviewed
constructions of the claim limitations ``code'' and ``increased power
level'' in the '966 and '847 patents. Respondent Nokia, the intervenor
on appeal, raised as an alternate ground of affirmance the issue of
whether the Commission correctly determined that InterDigital has a
license-based domestic industry.
On August 1, 2012, the Federal Circuit reversed the Commission's
construction of the claim limitations ``code'' and ``increased power
level'' in the '966 and '847 patents, reversed the Commission's
determination of non-infringement as to the asserted claims of those
patents, and remanded to the Commission for further proceedings.
[[Page 37657]]
InterDigital Commc'ns, LLC v. Int'l Trade Comm'n., 690 F.3d 1318 (Fed.
Cir. 2012). In particular, the Court rejected the final ID's
construction of the ``code'' limitation as being limited to ``a
spreading code or a portion of a spreading code'' and, instead,
construed ``code'' as ``a sequence of chips'' and as ``broad enough to
cover both a spreading code and a non-spreading code.'' Id. at 1323-27.
The Court affirmed the Commission's determination that InterDigital has
a domestic industry. Id. at 1329-30. Nokia subsequently filed a
combined petition for panel rehearing and rehearing en banc on the
issue of domestic industry. On January 10, 2013, the Court denied the
petition and issued an additional opinion addressing several issues
raised in Nokia's petition for rehearing. InterDigital Commc'ns, LLC v.
Int'l Trade Comm'n, 707 F.3d 1295 (Fed. Cir. 2013). The Court's mandate
issued on January 17, 2013, returning jurisdiction to the Commission.
On February 4, 2013, the Commission issued an Order directing the
parties to submit comments regarding what further proceedings must be
conducted to comply with the Federal Circuit's remand. Commission Order
(Feb. 4, 2013). On February 12, 2014, the Commission issued an Order
and Opinion deciding certain aspects of the investigation and remanding
other aspects to the Chief ALJ. 79 FR 9277-79 (Feb. 18, 2014); see also
Comm'n Op. Remanding Investigation (Feb. 12, 2014); Comm'n Order
Remanding Investigation (Feb. 12, 2014). On February 24, 2014, Nokia
petitioned for reconsideration of the Commission's remand Order and
Opinion. On March 24, 2014, the Commission granted in part the petition
for reconsideration and issued a revised remand notice, order, and
opinion. 79 FR 17571-73 (Mar. 28, 2014).
On April 27, 2015, the ALJ issued the RID. The ALJ found that the
accused Nokia handsets meet the limitations ``generated using a same
code'' and ``the message being transmitted only subsequent to the
subscriber unit receiving the indication'' recited in the asserted
claims of the '966 and '847 patents. The ALJ also found that the pilot
signal (P-CPICH) in the 3GPP standard practiced by the accused Nokia
handsets satisfies the limitation ``synchronize to the pilot signal''
recited in the asserted claim of the '847 patent. The ALJ further found
that the currently imported Nokia handsets, which contain chips that
were not previously adjudicated, infringe the asserted claims of the
'966 and '847 patents. The ALJ also found that there is no evidence of
patent hold-up by InterDigital, but that there is evidence of reverse
hold-up by the respondents. The ALJ found that the public interest does
not preclude issuance of an exclusion order. The ALJ did not issue a
Recommended Determination on remedy or bonding.
On May 11, 2015, MMO and Nokia Inc. (collectively, ``MMO'') filed a
petition for review of certain aspects of the RID, including
infringement, domestic industry, and the public interest. Also on May
11, 2015, Nokia filed a petition for review of the RID with respect to
infringement, domestic industry, and whether the Commission has
jurisdiction over Nokia following the sale of its handset business to
MMO. Further on May 11, 2015, the Commission investigative attorney
(``IA'') filed a petition for review of the RID's finding of
infringement.
On May 19, 2015, InterDigital filed a response to MMO's and the
IA's petitions for review. Also on May 19, 2015, MMO filed a response
to the IA's petition for review. Further on May 19, 2015, the IA filed
a response to MMO's and Nokia's petitions for review.
On June 3, 2015, InterDigital filed a statement on the public
interest pursuant to Commission Rule 210.50(a)(4). Also on June 3,
2015, several non-parties filed responses to the Commission Notice
issued on May 4, 2015, including: United States Senator Robert Casey,
Jr. of Pennsylvania; Microsoft Corporation; Intel Corporation, Cisco
Systems, Inc., Dell Inc., and Hewlett-Packard Company; Innovation
Alliance; and Ericsson Inc. See 80 FR 26295-96 (May 7, 2015). On June
24, 2015, United States Senator Patrick J. Toomey of Pennsylvania also
filed a response to the Commission's May 4, 2015, notice.
On June 15, 2015, Respondents filed a motion for leave to file a
reply in support of their petition for review. Respondents Microsoft
Mobile Oy and Nokia Inc.'s Motion for Leave to File Reply of
Respondents Microsoft Mobile Oy and Nokia Inc. in Support of Petition
for Review (June 15, 2015). On June 17, 2015, the IA filed a response,
opposing Respondents' motion. Office of Unfair Import Investigation's
Response to Respondents Microsoft Mobile Oy and Nokia, Inc.'s Motion
for Leave to File Reply in Support of Petition to Review (June 17,
2015). On June 19, 2015, InterDigital filed a response, opposing
Respondents' motion. InterDigital's Response to Respondents MMO and
Nokia, Inc.'s Motion for Leave to File a Reply in Support of Petition
for Review (June 19, 2015). The motion is denied.
Having examined the record of this investigation, including the
RID, the petitions for review, and the responses thereto, the
Commission has determined to review the RID in part.
Specifically, the Commission has determined to review the RID's
findings concerning the application of the Commission's prior
construction in Certain Wireless Devices with 3G Capabilities and
Components Thereof, Inv. No. 337-TA-800 (``the 800 investigation'') and
Certain Wireless Devices with 3G and/or 4G Capabilities and Components
Thereof, Inv. No. 337-TA-868 (``the 868 investigation'') of the claim
limitation ``successively [transmits/transmitted] signals.'' The
Commission has also determined to review the RID with respect to
whether the accused products satisfy the claim limitation
``successively [transmits/transmitted] signals'' as construed by the
Commission in the 800 and 868 investigations. The Commission has
further determined to review the RID's public interest findings.
The Commission has determined not to review the remaining issues
decided in the RID.
The parties are requested to brief their positions on the issues
under review with reference to the applicable law and the evidentiary
record. In connection with its review, the Commission requests
responses to the following questions:
1. Have Respondents waived any reliance on the application of the
Commission's construction in the 800 and 868 investigations of the
limitation ``successively [transmits/transmitted] signals?''
2. Do the Commission's determinations in the 800 and/or 868
investigation constitute an intervening change of controlling legal
authority such that the Commission should apply the construction of
``successively [transmits/transmitted] signals'' as found in those
investigations in determining infringement in this investigation?
3. What evidence exists in the record of this investigation with
respect to whether the accused products satisfy the ``successively
[transmits/transmitted] signals'' limitation as construed by the
Commission in the 800 and 868 investigations?
4. Please state and explain your position on whether, for purposes
of the Commission's consideration of the statutory public interest
factors, InterDigital has in effect asserted that the patents in
question are FRAND-encumbered, standard-essential patents.
5. Please state and explain your position on whether InterDigital
has offered Respondents licensing terms that reflect the value of its
own patents.
[[Page 37658]]
6. What portion of the accused devices is allegedly covered by the
asserted claims? Do the patents in question relate to relatively minor
features of the accused devices?
7. Please state and explain your position on the legal significance
of InterDigital's alleged willingness to accept an arbitral
determination of FRAND terms with respect to the patents in question.
8. Please state and explain your position on the legal significance
of InterDigital's alleged unwillingness to obtain a judicial
determination of FRAND terms with respect to the patents in question.
9. Please state and explain your position on whether Respondents
have shown themselves willing to take licenses to the patents in
question on FRAND terms.
10. Do Respondents' alleged delaying tactics in negotiating with
InterDigital provide sufficient evidence of reverse hold-up, regardless
of Respondents' offers to license only InterDigital's U.S. patent
portfolio?
11. Do Respondents' licensing counteroffers satisfy the
requirements of the ETSI IPR Policy?
12. Please state and explain your position on whether the RID
equates patent infringement and reverse hold-up.
In connection with the final disposition of this investigation, the
Commission may (1) issue an order that could result in the exclusion of
the subject articles from entry into the United States, and/or (2)
issue one or more cease and desist orders that could result in the
respondent(s) being required to cease and desist from engaging in
unfair acts in the importation and sale of such articles. Accordingly,
the Commission is interested in receiving written submissions that
address the form of remedy, if any, that should be ordered. If a party
seeks exclusion of an article from entry into the United States for
purposes other than entry for consumption, the party should so indicate
and provide information establishing that activities involving other
types of entry either are adversely affecting it or are likely to do
so. For background, see Certain Devices for Connecting Computers via
Telephone Lines, Inv. No. 337-TA-360, USITC Pub. No. 2843 (Dec. 1994)
(Commission Opinion).
If the Commission contemplates some form of remedy, it must
consider the effects of that remedy upon the public interest. The
factors the Commission will consider include the effect that an
exclusion order and/or cease and desist orders would have on (1) the
public health and welfare, (2) competitive conditions in the U.S.
economy, (3) U.S. production of articles that are like or directly
competitive with those that are subject to investigation, and (4) U.S.
consumers. The Commission is therefore interested in receiving written
submissions that address the aforementioned public interest factors in
the context of this investigation.
If the Commission orders some form of remedy, the U.S. Trade
Representative, as delegated by the President, has 60 days to approve
or disapprove the Commission's action. See Presidential Memorandum of
July 21, 2005, 70 FR 43251 (July 26, 2005). During this period, the
subject articles would be entitled to enter the United States under
bond, in an amount determined by the Commission and prescribed by the
Secretary of the Treasury. The Commission is therefore interested in
receiving submissions concerning the amount of the bond that should be
imposed if a remedy is ordered.
Written Submissions: The parties to the investigation are requested
to file written submissions on the issues identified in this notice.
Parties to the investigation, interested government agencies, and any
other interested parties are encouraged to file written submissions on
the issues of remedy, the public interest, and bonding. Such
submissions should address the recommended determination by the ALJ on
remedy and bonding issued in the original investigation on August 14,
2009. Complainant and OUII are requested to submit proposed remedial
orders for the Commission's consideration and to provide identification
information for all importers of the subject articles. Complainant and
OUII are also requested to state the dates that the patents expire and
the HTSUS numbers under which the accused products are imported. The
written submissions and proposed remedial orders must be filed no later
than close of business on July 10, 2015. Initial submissions are
limited to 125 pages, not including any attachments or exhibits related
to discussion of the public interest. Reply submissions must be filed
no later than the close of business on July 20, 2015. Reply submissions
are limited to 75 pages, not including any attachments or exhibits
related to discussion of the public interest. The parties may not
incorporate by reference their prior filings before the ALJ or the
Commission. No further submissions on these issues will be permitted
unless otherwise ordered by the Commission.
Persons filing written submissions must file the original document
electronically on or before the deadlines stated above and submit 8
true paper copies to the Office of the Secretary by noon the next day
pursuant to section 210.4(f) of the Commission's Rules of Practice and
Procedure (19 CFR 210.4(f)). Submissions should refer to the
investigation number (``Inv. No. 337-TA-613 REMAND'') in a prominent
place on the cover page and/or the first page. (See Handbook for
Electronic Filing Procedures, https://www.usitc.gov/secretary/fed_reg_notices/rules/handbook_on_electronic_filing.pdf). Persons with
questions regarding filing should contact the Secretary (202-205-2000).
Any person desiring to submit a document to the Commission in
confidence must request confidential treatment. All such requests
should be directed to the Secretary to the Commission and must include
a full statement of the reasons why the Commission should grant such
treatment. See 19 CFR 201.6. Documents for which confidential treatment
by the Commission is properly sought will be treated accordingly. A
redacted non-confidential version of the document must also be filed
simultaneously with any confidential filing. All non-confidential
written submissions will be available for public inspection at the
Office of the Secretary and on EDIS.
The authority for the Commission's determination is contained in
section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and
in Part 210 of the Commission's Rules of Practice and Procedure (19 CFR
part 210).
By order of the Commission.
Issued: June 25, 2015.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2015-16116 Filed 6-30-15; 8:45 am]
BILLING CODE 7020-02-P