Revisions to Emergency Operations Reliability Standards; Revisions to Undervoltage Load Shedding Reliability Standards; Revisions to the Definition of “Remedial Action Scheme” and Related Reliability Standards, 36293-36301 [2015-15432]

Download as PDF Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules applicable entities, and operational reliability data. The Commission estimates that each of the small entities to whom the proposed Reliability Standards TOP–001–3, TOP–002–4, TOP–003–3, IRO–001–4, IRO–002–4, IRO–008–2, IRO–010–2, IRO–014–3, and IRO–017–1 applies will incur costs of approximately $147,364 (annual ongoing) per entity. The Commission does not consider the estimated costs to have a significant economic impact on a substantial number of small entities. The Commission seeks comment on this proposal. tkelley on DSK3SPTVN1PROD with PROPOSALS VI. Comment Procedures 85. The Commission invites interested persons to submit comments on the matters and issues proposed in this notice to be adopted, including any related matters or alternative proposals that commenters may wish to discuss. Comments are due August 24, 2015. Comments must refer to Docket No. RM15–16–000, and must include the commenter’s name, the organization they represent, if applicable, and their address in their comments. 86. The Commission encourages comments to be filed electronically via the eFiling link on the Commission’s Web site at https://www.ferc.gov. The Commission accepts most standard word processing formats. Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format. Commenters filing electronically do not need to make a paper filing. 87. Commenters that are not able to file comments electronically must send an original of their comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE., Washington, DC 20426. 88. All comments will be placed in the Commission’s public files and may be viewed, printed, or downloaded remotely as described in the Document Availability section below. Commenters on this proposal are not required to serve copies of their comments on other commenters. VII. Document Availability 89. In addition to publishing the full text of this document in the Federal Register, the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the Internet through the Commission’s Home Page (https:// www.ferc.gov) and in the Commission’s Public Reference Room during normal business hours (8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, Washington, DC 20426. VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 90. From the Commission’s Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number of this document, excluding the last three digits, in the docket number field. 91. User assistance is available for eLibrary and the Commission’s Web site during normal business hours from the Commission’s Online Support at 202– 502–6652 (toll free at 1–866–208–3676) or email at ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502–8371, TTY (202) 502–8659. Email the Public Reference Room at public.referenceroom@ferc.gov. List of Subjects in 18 CFR Part 40 Reliability standards. By direction of the Commission. Dated: June 18, 2015. Kimberly D. Bose, Secretary. [FR Doc. 2015–15433 Filed 6–23–15; 8:45 am] BILLING CODE 6717–01–P DEPARTMENT OF ENERGY Federal Energy Regulatory Commission 18 CFR Part 40 [Docket Nos. RM15–7–000, RM15–12–000, and RM15–13–000] Revisions to Emergency Operations Reliability Standards; Revisions to Undervoltage Load Shedding Reliability Standards; Revisions to the Definition of ‘‘Remedial Action Scheme’’ and Related Reliability Standards Federal Energy Regulatory Commission, DOE. ACTION: Notice of proposed rulemaking. AGENCY: The Commission proposes to approve Reliability Standards and definitions of terms submitted in three related petitions by the North American Electric Reliability Corporation (NERC), the Commission-approved Electric Reliability Organization. The Commission proposes to approve Reliability Standards EOP–011–1 (Emergency Operations) and PRC–010– 1 (Undervoltage Load Shedding). According to NERC, the proposed Reliability Standards consolidate, streamline and clarify the existing requirements of certain currentlyeffective Emergency Preparedness and SUMMARY: PO 00000 Frm 00043 Fmt 4702 Sfmt 4702 36293 Operations (EOP) and Protection and Control (PRC) standards. The Commission also proposes to approve NERC’s revised definition of the term ‘‘Remedial Action Scheme’’ as set forth in the NERC Glossary of Terms Used in Reliability Standards, and modifications of specified Reliability Standards to incorporate the revised definition. Further, the Commission proposes to approve the proposed implementation plans, and the retirement of certain currently-effective Reliability Standards. The Commission discusses concerns regarding several of NERC’s proposals and, depending on the comments provided in response, the Commission may direct NERC to develop further modifications to address the concerns and possibly delay the retirement of one currently-effective standard. DATES: Comments are due August 24, 2015. ADDRESSES: Comments, identified by docket number, may be filed in the following ways: • Electronic Filing through https:// www.ferc.gov. Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format. • Mail/Hand Delivery: Those unable to file electronically may mail or handdeliver comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE., Washington, DC 20426. Instructions: For detailed instructions on submitting comments and additional information on the rulemaking process, see the Comment Procedures Section of this document. FOR FURTHER INFORMATION CONTACT: Nick Henery (Technical Information), Office of Electric Reliability, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, (202) 502–8636, Nick.Henery@ferc.gov. Mark Bennett (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, (202) 502–8524, Mark.Bennett@ferc.gov. SUPPLEMENTARY INFORMATION: 1. Pursuant to section 215 of the Federal Power Act (FPA),1 the Commission proposes to approve Reliability Standards and definitions of terms submitted in three related petitions by the North American Electric Reliability Corporation (NERC), the Commission-approved Electric Reliability Organization (ERO). In particular, the Commission proposes to approve Reliability Standards EOP– 1 16 E:\FR\FM\24JNP1.SGM U.S.C. 824o. 24JNP1 36294 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules 011–1 (Emergency Operations) and PRC–010–1 (Undervoltage Load Shedding). NERC explains that the proposed Reliability Standards consolidate, streamline, and clarify the existing requirements of certain currently-effective Emergency Preparedness and Operations (EOP) and Protection and Control (PRC) standards. The Commission also proposes to approve NERC’s revised definition of the term ‘‘Remedial Action Scheme’’ as set forth in the NERC Glossary of Terms Used in Reliability Standards (NERC Glossary), and modifications of specified Reliability Standards to incorporate the revised definition. Further, the Commission proposes to approve assigned violation risk factors and violation severity levels, proposed implementation plans, and the retirement of certain currently-effective Reliability Standards. The Commission discusses concerns regarding several of NERC’s proposals and, depending on the comments provided in response, the Commission may direct NERC to develop further modifications to address the concerns and possibly delay the retirement of one currently-effective standard. I. Background 2. Section 215 of the FPA requires a Commission-certified ERO to develop mandatory and enforceable Reliability Standards, subject to Commission review and approval.2 Once approved, the Reliability Standards may be enforced by the ERO subject to Commission oversight or by the Commission independently. In 2006, the Commission certified NERC as the ERO pursuant to FPA section 215.3 3. On March 16, 2007, the Commission issued Order No. 693, approving 83 of the 107 Reliability Standards filed by NERC, including initial versions of EOP–001, EOP–002, and EOP–003.4 In addition, the Commission directed NERC to develop certain modifications to the EOP standards. In Order No. 693, the Commission also approved several Undervoltage Load Shedding (UVLS)related Reliability Standards, including PRC–010–0, PRC–021–1 and PRC–022– 1.5 Also, the Commission directed 2 16 U.S.C. 824o. American Electric Reliability Corp., 116 FERC ¶ 61,062, order on reh’g & compliance, 117 FERC ¶ 61,126 (2006), aff’d sub nom. Alcoa, Inc. v. FERC, 564 F.3d 1342 (D.C. Cir. 2009). 4 Mandatory Reliability Standards for the BulkPower System, Order No. 693, FERC Stats. & Regs. ¶ 31,242, order on reh’g, Order No. 693–A, 120 FERC ¶ 61,053 (2007). 5 Order No. 693, FERC Stats. & Regs. ¶ 31,242 at PP 1509, 1560 and 1565. The Commission neither approved nor remanded Reliability Standard PRC– tkelley on DSK3SPTVN1PROD with PROPOSALS 3 North VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 NERC to modify Reliability Standard PRC–010–0 to develop an ‘‘integrated and coordinated’’ approach to all protection systems.6 In Order No. 693, the Commission approved the NERC Glossary, including NERC’s currentlyeffective Special Protection System and Remedial Action Scheme definitions. II. NERC Petitions 4. NERC submitted three related petitions that we address together in this notice of proposed rulemaking (NOPR).7 A. NERC EOP Petition—Proposed Reliability Standard EOP–011–1 (Docket No. RM15–7–000) 5. On December 29, 2014, NERC submitted a petition seeking Commission approval of proposed Reliability Standard EOP–011–1 and a revised definition of ‘‘Energy Emergency.’’ NERC explains that proposed Reliability Standard EOP– 011–1 consolidates the requirements in three existing Reliability Standards: EOP–001–2.1b, EOP–002–3.1 and EOP– 003–2 ‘‘into a single Reliability Standard that clarifies the critical requirements for Emergency Operations while ensuring strong communication and coordination across the functional entities.’’ 8 NERC seeks retirement of Reliability Standards EOP–001–2.1b, EOP–002–3.1 and EOP–003–2, as well as the approval of the associated implementation plan and violation risk factors and violation severity levels for Reliability Standard EOP–011–1 detailed in the petition. NERC also asserts that proposed Reliability Standard EOP–011–1 satisfies seven Commission directives set forth in Order No. 693.9 6. NERC states that the purpose of proposed Reliability Standard EOP– 011–1 is ‘‘to address the effects of operating Emergencies by ensuring each Transmission Operator and Balancing Authority has developed Operating Plans to mitigate operating Emergencies, and that those plans are coordinated within a Reliability Coordinator area.’’ 10 NERC notes that Requirements 020–1, explaining that the standard only applied to Regional Reliability Organizations. Id. P 1555. 6 Id. P 1509. 7 The proposed EOP and PRC Reliability Standards are not attached to this notice of proposed rulemaking, nor are the additional standards that NERC proposes to modify to incorporate the revised term Remedial Action Scheme. The proposed Reliability Standards are available on the Commission’s eLibrary document retrieval system in the identified dockets and on the NERC Web site, www.nerc.com. 8 NERC EOP Petition at 3. 9 Id. at 12–18. 10 Id. at 2. PO 00000 Frm 00044 Fmt 4702 Sfmt 4702 R2 and R6 of the proposed Reliability Standard incorporate Attachment 1, which describes three energy emergency levels used by the reliability coordinator and the process for communicating the condition of a balancing authority experiencing an energy emergency.11 7. Proposed Reliability Standard EOP–011–1 includes six requirements, and is applicable to balancing authorities, reliability coordinators and transmission operators. Requirements R1 and R2 require transmission operators and balancing authorities to develop, maintain and implement reliability coordinator-reviewed operating plans to mitigate operating, capacity and energy emergencies.12 Requirement R1 specifies elements for the plans ‘‘as applicable,’’ which is intended to provide flexibility to account for regional differences and preexisting emergency mitigation methods. NERC states that the requirement for transmission operators and balancing authorities to maintain operating plans includes the expectation that the plans are current and up-to-date.13 8. Requirement R3 requires reliability coordinators to review the operating plans submitted by transmission operators and balancing authorities and is designed to ensure that there is appropriate coordination of reliability risks identified in the operating plans. In reviewing operating plans, reliability coordinators shall consider compatibility, coordination and interdependency with other entity operating plans and notify transmission operators and balancing authorities if revisions to their operating plans are necessary.14 9. Requirement R4 requires transmission operators and balancing authorities to resolve any issues identified by the reliability coordinator and resubmit their revised operating 11 Attachment 1 describes three alert levels: Energy Emergency Alert Level 1 (all available generation resources in use, concern about sustaining required contingency reserves); Energy Emergency Alert Level 2 (load management procedures in effect, energy deficient balancing authority implements its emergency Operating Plan but maintains minimum contingency reserve requirements); and Energy Emergency Alert Level 3 (firm load interruption is imminent or in process, energy deficient balancing authority unable to maintain minimum contingency reserve requirements). 12 Operating Plan is defined in the NERC Glossary as a ‘‘document that identifies a group of activities that may be used to achieve some goal. An Operating Plan may contain Operating Procedures and Operating Processes. A company-specific system restoration plan that includes an Operating Procedure for black-starting units, Operating Processes for communicating restoration progress with other entities, etc., is an example of an Operating Plan.’’ 13 NERC EOP Petition at 8–9. 14 Id. at 10–11. E:\FR\FM\24JNP1.SGM 24JNP1 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules plans within a time period specified by the reliability coordinator. Requirement R5 requires each reliability coordinator to notify balancing authorities and transmission operators in its area, and neighboring reliability coordinators, within thirty minutes of receiving an emergency notification. Requirement R6 requires a reliability coordinator with a balancing authority experiencing a potential or actual energy emergency to declare an energy emergency alert in accordance with Attachment 1. 10. Proposed Reliability Standard EOP–011–1 also includes the following revised definition of Energy Emergency: Energy Emergency—A condition when a Load-Serving Entity or Balancing Authority has exhausted all other resource options and can no longer meet its expected Load obligations. NERC explains that the proposed revised definition is intended to clarify that an energy emergency is not limited to a load-serving entity and, based on a review of the impact on the body of NERC Reliability Standards, ‘‘does not change the reliability intent of other requirements of Definitions.’’ 15 tkelley on DSK3SPTVN1PROD with PROPOSALS B. NERC PRC Petition—Proposed Reliability Standard PRC–010–1 (Docket No. RM15–12–000) 11. On February 6, 2015, NERC submitted a petition seeking approval of proposed Reliability Standard PRC– 010–1 (Undervoltage Load Shedding), approval of a revised definition of Undervoltage Load Shedding Program (UVLS Program) for inclusion in the NERC Glossary, the implementation plan for the proposed Reliability Standard and the associated violation risk factors and violation severity levels and retirement of four PRC Reliability Standards.16 12. In its petition, NERC states that proposed Reliability Standard PRC– 010–1 is a single, comprehensive standard that addresses the same reliability principles outlined in the four currently-effective UVLS-related Reliability Standards.17 NERC explains that the purpose of proposed Reliability Standard PRC–010–1 is to ‘‘establish an integrated and coordinated approach to the design, evaluation, and reliable operation of Undervoltage Load Shedding Programs’’ as directed by the 15 Id. at 18. 16 Reliability Standard PRC–010–0 (Assessment of the Design and Effectiveness of UVLS Program); Reliability Standard PRC–020–1 (Under-Voltage Load Shedding Program Database); Reliability Standard PRC–021–1 (Under-Voltage Load Shedding Program Data); and Reliability Standard PRC–022–1 (Under-Voltage Load Shedding Program Performance). 17 NERC PRC Petition at 14. VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 Commission in Order No. 693.18 Also, according to NERC, proposed Reliability Standard PRC–010–1 replaces the applicability to and involvement of ‘‘Regional Reliability Organization’’ in Reliability Standards PRC–020–1 and PRC–021–1 and consolidates the four currently-effective UVLS-Related Standards into one comprehensive standard. NERC states that proposed Reliability Standard PRC–010–1 ‘‘reflects consideration of the 2003 Blackout Report recommendations,’’ 19 particularly, Recommendation 21 for NERC to ‘‘make more effective and wider use of system protection measures’’ 20 and Recommendation 21C that ‘‘NERC determine the goals and principles needed to establish an integrated approach to relay protection for generators and transmission lines, as well as of UFLS and UVLS programs.’’ 21 13. Proposed Reliability Standard PRC–010–1 incorporates a proposed definition of UVLS Program, which reads: Undervoltage Load Shedding Program (UVLS Program): An automatic load shedding program, consisting of distributed relays and controls, used to mitigate undervoltage conditions impacting the Bulk Electric System (BES), leading to voltage instability, voltage collapse, or Cascading. Centrally controlled undervoltage-based load shedding is not included. NERC explains that ‘‘to ensure that the applicability of the proposed Reliability Standard covers undervoltage-based load shedding systems whose performance has an impact on system reliability, a UVLS Program must mitigate risk of one or more of the following: Voltage instability, voltage collapse, or Cascading impacting the Bulk Electric System. By focusing on the enumerated risks, the definition is meant to exclude locally-applied relays that are not designed to mitigate wide-area voltage collapse.’’ 22 NERC states that the proposed UVLS Program definition ‘‘clearly identifies and separates centrally controlled undervoltage-based load shedding, which is now addressed by the proposed definition of Remedial Action Scheme.’’ 23 18 Id. (citing Order No. 693, FERC Stats & Regs ¶ 31,242 at P 1509). 19 NERC PRC Petition at 2 (citing the U.S.-Canada Power System Outage Task Force, Final Report on the August 14, 2003 Blackout in the United States and Canada: Causes and Recommendations, April, 2004 (2003 Blackout Report)). 20 NERC PRC Petition at 4 (citing 2003 Blackout Report at 3, 158). 21 NERC PRC Petition at 6. 22 Id. at 16. 23 Id. at 15. NERC’s petition for approval of the proposed definition of Remedial Action Scheme (Docket No. RM15–13–000) is discussed below. PO 00000 Frm 00045 Fmt 4702 Sfmt 4702 36295 14. Proposed Reliability Standard PRC–010–1 applies to planning coordinators and transmission planners because ‘‘either may be responsible for designing and coordinating the UVLS Program . . . [and] also applies to Distribution Providers and Transmission Owners responsible for the ownership, operation and control of UVLS equipment as required by the UVLS Program established by the Transmission Planner or Planning Coordinator.’’ 24 NERC explains that the planning coordinator or transmission planner that establishes a UVLS Program is responsible for identifying the UVLS equipment and the necessary distribution provider and transmission owner (referred to as ‘‘UVLS entities’’ in the Applicability section) that performs the required actions. 15. NERC states that proposed Reliability Standard PRC–010–1 ‘‘applies only after an entity has determined the need for a UVLS Program as a result of its own planning studies.’’ 25 NERC explains that the eight requirements in proposed Reliability Standard PRC–010–1 meet four primary objectives: (1) The proposed standard requires applicable entities to evaluate a UVLS Program’s effectiveness prior to implementation, including coordination with other protection systems and generator voltage ride-through capabilities; (2) applicable entities must comply with UVLS program specifications and implementation schedule; (3) applicable entities must perform periodic assessment and performance analysis; and (4) applicable entities must maintain and share UVLS Program data. 16. Proposed Requirement R1 requires each planning coordinator or transmission planner that is developing a UVLS Program to evaluate the viability and effectiveness of its program before implementation to confirm its effectiveness in resolving the undervoltage conditions for which it was designed, and that it is integrated through coordination with generator ride-through capabilities and other protection and control systems. Also, the planning coordinator or transmission planner must provide the UVLS Program specifications and implementation schedule to the applicable UVLS entities. Requirement R2 requires UVLS entities to meet the UVLS Program’s specifications and implementation schedule provided by the planning coordinator or transmission planner or address any 24 Id. 25 Id. E:\FR\FM\24JNP1.SGM at 14. 24JNP1 tkelley on DSK3SPTVN1PROD with PROPOSALS 36296 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules necessary corrective actions in accordance with Requirement R5. 17. Requirement R3 requires each planning coordinator or transmission planner to perform periodic comprehensive assessments at least every 60 calendar months to ensure continued effectiveness of the UVLS program, including whether the program resolves identified undervoltage issues and that it is integrated and coordinated with generator voltage ride-through capabilities and other specified protection and control systems. Requirement R4 requires each planning coordinator or transmission planner to commence a timely assessment of a voltage excursion subject to the UVLS Program, within twelve calendar months of the event, to evaluate whether the UVLS Program resolved the undervoltage issues associated with the event. Requirement R5 requires a planning coordinator or transmission planner to develop a corrective action plan for any program deficiencies identified during an assessment performed under either Requirement R3 or R4, and provide an implementation schedule to UVLS entities within three calendar months of its completion. 18. Pursuant to Requirement R6, a planning coordinator must update the data necessary to model its UVLS Program for use in event analyses and program assessments at least each calendar year. Requirement R7 requires each UVLS entity to provide data to its planning coordinator, according to the planning coordinator’s format and schedule, to support maintenance of the UVLS Program database. Requirement R8 requires a planning coordinator to provide its UVLS Program database to other planning coordinators and transmission planners within its Interconnection, and other functional entities with a reliability need, within thirty calendar days of a written request. 19. NERC proposes that PRC–010–1 and the revised definition of UVLS Program shall become effective on the first day of the first calendar quarter that is twelve (12) months after the date that the standard and definition are approved by the Commission. NERC also proposes to retire PRC–010–0, PRC–020–1, PRC–021–1, and PRC–022– 1 at midnight of the day immediately prior to the effective date of PRC–010– 1.26 Further, NERC explains that proposed Reliability Standard PRC– 010–1 addresses reliability obligations that are set forth in Requirements R2, R4 and R7 of currently-effective Reliability 26 Id. Ex. B (Implementation Plan). VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 Standard EOP–003–2.27 Since NERC has proposed to retire EOP–003–2 in the petition seeking approval of proposed Reliability Standard EOP–011–1 (Docket No. RM15–7–00, discussed above), concurrent Commission action on the two petitions will prevent a possible reliability gap. C. NERC RAS Petition—Revisions to the Definition of ‘‘Remedial Action Scheme’’ (Docket No. RM15–13–000) 20. On February 3, 2015, NERC submitted a petition seeking approval of a proposed revised definition of Remedial Action Scheme in the NERC Glossary. In addition, NERC seeks approval of modified Reliability Standards that incorporate the new definition of Remedial Action Scheme and eliminate use of the term Special Protection System.28 NERC states that the defined terms Special Protection System and Remedial Action Scheme are currently used interchangeably throughout the NERC Regions and in various Reliability Standards. NERC explains that ‘‘[a]lthough these defined terms share a common definition in the NERC Glossary of Terms today, their use and application have been inconsistent as a result of a lack of granularity in the definition and varied regional uses of the terms. The proposed revisions add clarity and granularity that will allow for proper identification of Remedial Action Schemes and a more consistent application of related Reliability Standards.’’ 29 21. NERC states that the revised definition of Remedial Action Scheme consists of a ‘‘core’’ definition, including a list of objectives and a separate list of exclusions for certain schemes or systems not intended to be covered by the revised definition.30 NERC explains that it is proposing a broad definition because of ‘‘all the possible scenarios an entity may develop’’ for its Remedial Action Scheme and a ‘‘very specific, narrow 27 See NERC EOP Petition at 23. RAS Petition at 1–2. NERC proposes to modify the following Reliability Standards to incorporate the proposed definition of Remedial Action Scheme and eliminate use of the term Special Protection System: EOP–004–3, PRC–005– 3(ii), PRC–023–4, FAC–010–3, TPL–001–0.1(i), FAC–011–3, TPL–002–0(i)b, MOD–030–3, TPL– 003–0(i)b, MOD–029–2a, PRC–015–1, TPL–004– 0(i)a, PRC–004–WECC–2, PRC–016–1, PRC–001– 1.1(i), PRC–005–2(ii), and PRC–017–1. NERC does not propose any changes to the violation risk factors or violation severity levels for the modified standards. 29 Id. at 4–5. 30 Id. at 16. NERC notes that ‘‘for each exclusion, the scheme or system could still classify as a Remedial Action Scheme if employed in a broader scheme that meets the definition of Remedial Action Scheme.’’ 28 NERC PO 00000 Frm 00046 Fmt 4702 Sfmt 4702 definition may unintentionally exclude schemes that should be covered.’’ 31 Accordingly, NERC proposes the following revised ‘‘core’’ definition of Remedial Action Scheme: A scheme designed to detect predetermined system conditions and automatically take corrective actions that may include, but are not limited to, adjusting or tripping generation (MW and Mvar), tripping load, or reconfiguring a System(s). (sic) RAS accomplish objectives such as: • Meet requirements identified in the NERC Reliability Standards; • Maintain Bulk Electric System (BES) stability; • Maintain acceptable BES voltages; • Maintain acceptable BES power flows; • Limit the impact of Cascading or extreme events. The definition then lists fourteen exclusions, describing specific schemes and systems that do not constitute a Remedial Action Scheme, because each is either a protection function, a control function, a combination of both, or used for system reconfiguration.32 22. In the implementation plan, NERC proposes an effective date for the revised Reliability Standards and the revised definition of ‘‘Remedial Action Scheme’’ on the first day of the first calendar quarter that is twelve months after Commission approval.33 NERC also proposes that for entities with existing schemes that become newly classified as ‘‘Remedial Action Schemes’’ resulting from the application of the revised definition, the entities will have additional time of up to twenty-four months from the effective date to be fully compliant with all applicable Reliability Standards.34 Further, NERC asks the Commission to take final action concurrently with the NERC petition on proposed Reliability Standard PRC– 010–1 (Docket No. RM15–12–000) because ‘‘[t]he proposed definitions of UVLS Program and Remedial Action Scheme in each project have been coordinated to cover centrally controlled UVLS as a Remedial Action Scheme. Final action by the Commission is needed contemporaneously on both petitions to facilitate implementation and avoid a gap in coverage of centrally controlled UVLS.’’ 35 III. Discussion 23. Pursuant to section 215(d) of the FPA, the Commission proposes to approve as just, reasonable, not unduly 31 Id. at 17. at 18. 33 Id. at 15–16. 34 NERC RAS Petition, EX. C (Implementation Plan) at 4. 35 NERC RAS Petition at 25. 32 Id. E:\FR\FM\24JNP1.SGM 24JNP1 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules discriminatory or preferential, and in the public interest the proposed Reliability Standards and NERC Glossary definitions set forth in NERC’s three petitions pertaining to EOP–011– 1, PRC–010–1 and a revised definition of Remedial Action Scheme. As discussed below, the Commission believes that the modified Reliability Standards provide greater clarity, and the consolidated EOP and PRC standards will provide additional efficiencies for responsible entities. A. Proposed Reliability Standard EOP– 011–1 24. Pursuant to section 215(d) of the FPA, we propose to approve proposed Reliability Standard EOP–011–1 and the proposed new Energy Emergency definition, as well as the proposed violation risk factors and violation severity levels and implementation plan. We agree with NERC that proposed EOP–011–1 consolidates and reorganizes previously approved standards, and proposes modifications based on current operating practices and experience. We believe that the Reliability Standard enhances reliability by requiring that actions necessary to mitigate capacity and energy emergencies are focused in single operating plans, and ensures communication and coordination among relevant entities during emergency operations. Also, we are satisfied that the NERC petition adequately addresses the relevant Order No. 693 directives.36 tkelley on DSK3SPTVN1PROD with PROPOSALS 36 Currently effective EOP–002–3.1 applies, inter alia, to load-serving entities. Proposed EOP–011–1, which would replace EOP–002–3.1, would apply to balancing authorities, reliability coordinators and transmission operators, but not load-serving entities. The removal of load-serving entities raises questions on who would perform the roles traditionally performed by load-serving entities. For instance, NERC’s Functional Model indicates that a VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 B. Proposed Reliability Standard PRC– 010–1 25. Pursuant to section 215 of the FPA, we propose to approve proposed Reliability Standard PRC–010–1 as just, reasonable, not unduly discriminatory or preferential and in the public interest. We also propose to approve the proposed, revised definition of UVLS Program for inclusion in the NERC Glossary, the implementation plan and the associated violation risk factors and violation severity levels. Likewise, we propose to approve the retirement of PRC–010–0, PRC–020–1 and PRC–021– 1.37 However, for the reasons explained below, we are concerned whether it is appropriate to retire PRC–022–1, as NERC requests, before an acceptable replacement Reliability Standard is in place to address the potential misoperation of UVLS equipment. 26. The Commission agrees with NERC that proposed Reliability Standard PRC–010–1 will improve system reliability by establishing an integrated and coordinated approach to the design, evaluation and reliable operation of UVLS Programs, and load-serving entity has real-time responsibility to receive requests from a balancing authority to voluntarily curtail load and communicate such requests for voluntary load curtailment to end-use customers as directed by the balancing authority. In addition, NERC’s Functional Model indicates that a balancing authority has a real-time function to coordinate the use of controllable loads with loadserving entities. The Commission notes that NERC is required to make a compliance filing in July 2015 in Docket No. RR15–4–000. The Commission’s decision on that filing will guide our action on this question in this proceeding. 37 As noted above, the Commission in Order No. 693 did not approve or remand proposed Reliability Standard PRC–020–1 but, rather, took no action on the Reliability Standard pending the receipt of additional information. Order No. 693, FERC Stats. & Regs. ¶ 31,242 at P 1555. Approval of Reliability Standard PRC–010–1, as proposed herein, will render PRC–020–1 ‘‘retired,’’ i.e., withdrawn, and no longer pending before the Commission. PO 00000 Frm 00047 Fmt 4702 Sfmt 4702 36297 therefore satisfies the Commission’s directive issued in Order No. 693.38 We also propose to approve the proposed UVLS Program definition and agree that it ‘‘clearly identifies and separates centrally controlled undervoltage-based load shedding, which is now addressed by the proposed definition of Remedial Action Scheme.’’ 39 27. In the ‘‘Guidelines for UVLS Program Definition,’’ NERC provides an example of a ‘‘BES subsystem,’’ in the diagram below, illustrating a UVLS system that would not be included in the definition of UVLS Program if the consequences of the contingency do not impact the BES.40 The Commission seeks clarification whether this example illustrates a centrally controlled UVLS and would therefore be considered a Remedial Action Scheme.41 The Commission also seeks clarification regarding the use of the term ‘‘BES subsystem,’’ since the term is not defined in the NERC Glossary. Depending on the response from NERC and others, a directive for further modification may be appropriate to ensure that the UVLS standards and related NERC guidance are consistent with the Commission-approved definition of ‘‘bulk electric system.’’ 42 38 Order No. 693, FERC Stats & Regs. ¶ 31,242 at P 1509. 39 NERC PRC Petition at 15. NERC’s proposed revised definition of Remedial Action Scheme (Docket No. RM15–13–000) is addressed elsewhere in this NOPR. 40 NERC PRC Petition, Ex. A (Proposed Reliability Standard PRC–010–1) at 12. 41 Id. at 3. 42 Revisions to Electric Reliability Organization Definition of Bulk Electric System and Rules of Procedure, Order No. 773, 141 FERC ¶ 61,236 (2012); order on reh’g, Order No. 773–A, 143 FERC ¶ 61,053 (2013), order on reh’g and clarification, 144 FERC ¶ 61,174 (2013), aff’d sub nom., New York v. FERC, 783 F.3d 946 (2d. Cir. 2015). E:\FR\FM\24JNP1.SGM 24JNP1 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules 28. NERC proposes to retire Reliability Standard PRC–022–1, which requires transmission operators, loadserving entities and distribution providers to analyze and document all UVLS operations and misoperations. Requirement R1.5 of this Reliability Standard requires that an applicable entity’s analysis and documentation should include ‘‘[f]or any Misoperation, a Corrective Action Plan to avoid future Misoperations of a similar nature.’’ Proposed Reliability Standard PRC– 010–1, Requirement R5 addresses deficiencies in UVLS Programs that a planning coordinator or transmission planner identifies during assessments performed in accordance with either Requirement R3 (periodic UVLS Program effectiveness evaluations) or Requirement R4 (evaluations to assess UVLS Program responses to voltage excursions), and requires the entities to develop a Corrective Action Plan to address the deficiencies. 29. NERC correctly states that ‘‘[w]hen a UVLS Program does not function as expected and designed during a voltage excursion event, this presents a risk to system reliability.’’ 43 However, we are not persuaded that proposed Reliability Standard PRC–010–1, Requirement R4 is an adequate replacement for currently-effective PRC–022–1, which contains requirements specifically addressing misoperations. Accordingly, we propose to deny NERC’s proposal to retire currently-effective Reliability Standard PRC–022–1 concurrent with the effective date of proposed PRC–010– 1. Rather, we propose that Reliability Standard PRC–022–1 remain in effect until an acceptable replacement 43 Id. at 20. VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 standard is approved and implemented.44 C. Revised Definition of Remedial Action Scheme 30. Pursuant to section 215(d) of the FPA, the Commission proposes to approve the proposed definition of Remedial Action Scheme, the proposed exclusions, the proposed Reliability Standards and proposed implementation plan, as just, reasonable, not unduly discriminatory or preferential, and in the public interest. We are persuaded that the use of a broad, core definition with a wide scope, accompanied by a list of specific exclusions will help avoid confusion and achieve a uniform understanding across all the Regional Entities of the proper classification of what schemes and systems constitute a Remedial Action Scheme. We agree with NERC that the proposed definition will improve reliability by eliminating ambiguity and promoting the proper, consistent identification of Remedial Action Schemes and more consistency in the application of related Reliability Standards.45 IV. Information Collection Statement 31. The collection of information contained in this Notice of Proposed Rulemaking is subject to review by the Office of Management and Budget 44 In the PRC Petition, NERC indicates that UVLS misoperations are currently being addressed in Project 2008–02.2 Phase 2 Undervoltage Load Shedding (UVLS): Misoperations. NERC states that ‘‘[t]his phase of the UVLS project will address Misoperation of UVLS equipment to complete the work anticipated by the two standard drafting teams.’’ Id. at 23. The Commission notes that, on June 9, 2015, NERC filed proposed Reliability Standards PRC–010–2 and PRC–004–5, which include requirements and applicability criteria pertaining to UVLS misoperations. 45 NERC RAS Petition at 14–16. PO 00000 Frm 00048 Fmt 4702 Sfmt 4702 (OMB) regulations under section 3507(d) of the Paperwork Reduction Act of 1995 (PRA).46 OMB’s regulations require approval of certain informational collection requirements imposed by agency rules.47 Upon approval of a collection(s) of information, OMB will assign an OMB control number and an expiration date. Respondents subject to the filing requirements of a rule will not be penalized for failing to respond to these collections of information unless the collections of information display a valid OMB control number. 32. We solicit comments on the need for this information, whether the information will have practical utility, the accuracy of the burden estimates, ways to enhance the quality, utility, and clarity of the information to be collected or retained, and any suggested methods for minimizing respondents’ burden, including the use of automated information techniques. Specifically, the Commission asks that any revised burden or cost estimates submitted by commenters be supported by sufficient detail to understand how the estimates are generated. A. Proposed Reliability Standard EOP– 011–1 33. Public Reporting Burden: As of May 2015, there are 99 balancing authorities, 15 reliability coordinators and 171 transmission operators registered with NERC. These registered entities will have to comply with 6–8 new requirements in the proposed Reliability Standard EOP–011–1. As proposed, each registered balancing authority will have to comply with Requirements R2, R4, and, under certain circumstances, R5. Each reliability 46 44 47 5 E:\FR\FM\24JNP1.SGM U.S.C. 3507(d). CFR 1320.11. 24JNP1 EP24JN15.001</GPH> tkelley on DSK3SPTVN1PROD with PROPOSALS 36298 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules coordinator will have to comply with Requirements R1 and its subparts, R2 and its subparts, R3 and its subparts, R5 and R6. Each transmission operator will have to comply with Requirements R1 and its subparts and R4. 34. Proposed Reliability Standard EOP–011–1 replaces a combined total of 40 requirements or subparts that are found in Reliability Standards EOP– 001–2.1b, EOP–002–3.1 and EOP–003– 2. These three Reliability Standards are proposed to be retired, concurrent with the effective date of proposed Reliability Standard EOP–011–1. Accordingly, the requirements in proposed Reliability Standard EOP–011–1 do not create any new burdens for applicable balancing authorities or transmission operators because the requirements in Reliability Standard EOP–011–1 are already burdens or tasks imposed on this set of registered entities by Reliability Standards EOP–001–2.1b, EOP–002–3.1 and EOP–003–2 under FERC–725A (1902–0244). 36299 35. Proposed Reliability Standard EOP–011–1 requires reliability coordinators to perform the additional tasks of reviewing, correcting, and coordinating their balancing authorities’ and transmission operators’ operating procedures for emergency conditions. The Commission estimates that these tasks will add approximately 1,500 man-hours per year for each reliability coordinator as described in detail in the following table: RM15–7–000 (MANDATORY RELIABILITY STANDARDS: RELIABILITY STANDARD EOP–011–1) Number of applicable registered entities Annual number of responses per respondent Total number of responses Average burden (hours) & cost per response Total annual burden hours & total annual cost Cost per respondent (1) (2) (1) * (2) = (3) (4) (3) * (4) = (5) (5) ÷ (1) 11 1 11 RC tasks necessary for EOP–011–1 compliance ........................................... 1,500 48 92,387 B. Proposed Reliability Standard PRC– 010–1 36. Public Reporting Burden: As of May 2015, there are 450 registered distribution providers and 175 transmission planners that are not overlapping in their registration with the distribution provider registration. We estimate that five percent of all distribution providers (23) and transmission planners (9) have under voltage load shedding programs that fall under the proposed Reliability Standard. The proposed Reliability Standard is applicable to planning coordinators and transmission planners, 16,500 $1,016,257 $92,387 distribution providers and transmission owners. However, only distribution providers and transmission owners would be responsible for the incremental compliance burden under proposed Reliability Standard PRC– 010–1, Requirement R2, as described in detail in the following table: RM15–12–000 (MANDATORY RELIABILITY STANDARDS: RELIABILITY STANDARD PRC–010–1) 49 Number of applicable registered entities Annual number of responses per respondent Total number of responses Average burden (hours) & cost per response Total annual burden hours & total annual cost Cost per respondent ($) (1) (2) (1) * (2) = (3) (4) (3) * (4) = (5) (5) ÷ (1) DP—Requirement 2 ................................. 23 1 23 TP—Requirement 2 ................................. 3 1 3 DP—Requirement 2 Data Retention ....... 23 1 23 TP—Requirement 2 Data Retention ........ 3 1 3 Total .................................................. ........................ ........................ ........................ tkelley on DSK3SPTVN1PROD with PROPOSALS C. RemedialAction Scheme Revisions 37. Public Reporting Burden: The Commission approved the definition of Special Protection System (Remedial 48 The 1,500 hour figure is broken into 1,300 hours at the engineer wage rate and 200 hours at the clerk wage rate. These estimates assume that the engineer’s wage rate will be $66.35 and the clerk’s wage rate will be $30.66. These figures are taken from the Bureau of Labor Statistics at https:// www.bls.gov/oes/current/naics2_22.htm; VerDate Sep<11>2014 17:24 Jun 23, 2015 Jkt 235001 50 36 $1,906.32 51 36 $1,906.32 12 52 $367.92 12 $367.92 828 $43,845.36 324 $17,156.07 276 $8,462.16 108 $3,311.28 $1,906 ........................ $72,774.87 ........................ 1,906 368 368 Action Scheme) in Order No. 693. We propose to approve a revision to the previously approved definition. The proposed revisions to the Remedial Action Scheme definition and proposed Reliability Standards are not expected to result in changes to the scope of systems covered by the proposed Reliability Occupation Code: 17–2071 (engineer) and 43–4071 (clerk). 49 DP = distribution provider and TP = transmission planner. 50 The 36 hour figure is broken into 24 hours at the engineer wage rate and 12 hours at the clerk wage rate. These estimates assume that the engineer’s wage rate will be $66.35 and the clerk’s wage rate will be $30.66. These figures are taken from the Bureau of Labor Statistics at https:// www.bls.gov/oes/current/naics2_22.htm; Occupation Code: 17–2071 (engineer) and 43–4071 (clerk). 51 Id. 52 Clerk’s wage rate is used for managing data retention. PO 00000 Frm 00049 Fmt 4702 Sfmt 4702 E:\FR\FM\24JNP1.SGM 24JNP1 tkelley on DSK3SPTVN1PROD with PROPOSALS 36300 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules Standards and other Reliability Standards that include the term Remedial Action Scheme. Therefore, the Commission does not expect the proposed revisions to affect applicable entities’ current reporting burden. FERC–725G4, Mandatory Reliability Standards: Reliability Standard PRC– 010–1 (Undervoltage Load Shedding). FERC–725S, Mandatory Reliability Standards: Reliability Standard EOP– 011–1 (Emergency Operations). Action: Proposed Collection of Information. OMB Control No: OMB Control No. 1902–0270 (FERC–725S); OMB Control No. 1902–TBD (FERC–725G4). Respondents: Business or other forprofit and not-for-profit institutions. Frequency of Responses: One time and on-going. Necessity of the Information: The proposed approval of the proposed Reliability Standards implements the Congressional mandate of the Energy Policy Act of 2005 to develop mandatory and enforceable Reliability Standards to better ensure the reliability of the nation’s Bulk-Power System. Specifically, the proposed Reliability Standards consolidate, streamline and clarify the existing requirements of certain currently-effective Emergency Preparedness and Operations and Protection and Control Reliability Standards. 38. Internal review: The Commission has reviewed the requirements pertaining to proposed Reliability Standards PRC–010–1 and EOP–011–1 and made a determination that the proposed requirements of these Reliability Standards are necessary to implement section 215 of the FPA. These requirements conform to the Commission’s plan for efficient information collection, communication and management within the energy industry. The Commission has assured itself, by means of its internal review, that there is specific, objective support for the burden estimates associated with the information requirements. 39. Interested persons may obtain information on the reporting requirements by contacting the Federal Energy Regulatory Commission, Office of the Executive Director, 888 First Street NE., Washington, DC 20426 [Attention: Ellen Brown, email: DataClearance@ferc.gov, phone: (202) 502–8663, fax: (202) 273–0873]. 40. Comments concerning the information collections proposed in this NOPR and the associated burden estimates, should be sent to the Commission in this docket and may also be sent to the Office of Management and Budget, Office of Information and VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 Regulatory Affairs [Attention: Desk Officer for the Federal Energy Regulatory Commission]. For security reasons, comments should be sent by email to OMB at the following email address: oira_submission@omb.eop.gov. Please reference the docket numbers of this Notice of Proposed Rulemaking (Docket Nos. RM15–13–000, RM15–12– 000, and RM15–7–000) in your submission. V. Regulatory Flexibility Act Analysis 41. The Regulatory Flexibility Act of 1980 (RFA) 53 generally requires a description and analysis of Proposed Rules that will have significant economic impact on a substantial number of small entities. The immediate rulemaking proposes action on three separate, but related, NERC petitions. As discussed above, the consolidated EOP standard and consolidated PRC standards are intended to provide additional efficiencies for responsible entities. Thus, the Commission estimates that the rulemaking will impose only a minimal additional burden on responsible entities, as described below. Proposed Reliability Standard EOP–011–1 is expected to impose an additional burden on 11 entities (reliability coordinators). The remaining 270 entities (balancing authorities and transmission operators and a combination thereof) will maintain the existing levels of burden. Comparison of the applicable entities with FERC’s small business data indicates that approximately 7 of the 11 entities are small entities affected by this proposed Reliability Standard.54 42. On average, each small entity affected may have a one-time cost of $92,387, representing a one-time review of the program for each entity, consisting of 1,500 man-hours at $66.35/ hour (for engineers) and $30.66/hour (for record clerks), as explained above in the information collection statement. Proposed Reliability Standard PRC– 010–1 is expected to impose an additional burden on 26 entities (distribution providers and transmission planners or a combination thereof). Comparison of the applicable entities with FERC’s small business data indicates that approximately 8 are small 53 5 U.S.C. 601–12. Small Business Administration sets the threshold for what constitutes a small business. Public utilities may fall under one of several different categories, each with a size threshold based on the company’s number of employees, including affiliates, the parent company, and subsidiaries. For the analysis in this NOPR, we use a 500 employee threshold for each affected entity. Each entity is classified as Electric Bulk Power Transmission and Control (NAICS code 221121). 54 The PO 00000 Frm 00050 Fmt 4702 Sfmt 4702 entities affected by this proposed Reliability Standard. 43. On average, each small entity affected may have a cost of $1,906, representing a one-time review of the program for each entity, consisting of 96 man-hours at $66.35/hour (for engineers) and $30.66/hour (for record clerks), as explained above in the information collection statement. The Commission estimates that the modified definition of the term Remedial Action Scheme and related modifications to Reliability Standards will have no cost impact on applicable entities, including any small entities. 44. The Commission estimates that the combined impact of proposed Reliability Standards EOP–011–1 and PRC–010–1 in this NOPR would impose an additional burden on a total of 47 entities. Further, the Commission estimates that 15 respondents are small entities affected by these proposed Reliability Standards. On average, each small entity affected may have a cost of $92,387 and $1,906 (EOP–011–1 and PRC–010–1 respectively), representing a one-time review of the program for each entity. The Commission does not consider these costs to be a significant economic impact on small entities. Accordingly, the Commission certifies that this rulemaking will not have a significant economic impact on a substantial number of small entities. The Commission seeks comment on this certification. VI. Environmental Analysis 45. The Commission is required to prepare an Environmental Assessment or an Environmental Impact Statement for any action that may have a significant adverse effect on the human environment.55 The Commission has categorically excluded certain actions from this requirement as not having a significant effect on the human environment. Included in the exclusion are rules that are clarifying, corrective, or procedural or that do not substantially change the effect of the regulations being amended.56 The actions proposed herein fall within this categorical exclusion in the Commission’s regulations. VII. Comment Procedures 46. The Commission invites interested persons to submit comments on the matters and issues proposed in this notice to be adopted, including any related matters or alternative proposals 55 Regulations Implementing the National Environmental Policy Act of 1969, Order No. 486, FERC Stats. & Regs. ¶ 30,783 (1987). 56 18 CFR 380.4(a)(2)(ii). E:\FR\FM\24JNP1.SGM 24JNP1 Federal Register / Vol. 80, No. 121 / Wednesday, June 24, 2015 / Proposed Rules tkelley on DSK3SPTVN1PROD with PROPOSALS that commenters may wish to discuss. Comments are due August 24, 2015. Comments must refer to Docket Nos. RM15–13–000, RM15–12–000, and RM15–7–000, and must include the commenter’s name, the organization they represent, if applicable, and address. 47. The Commission encourages comments to be filed electronically via the eFiling link on the Commission’s Web site at https://www.ferc.gov. The Commission accepts most standard word processing formats. Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format. Commenters filing electronically do not need to make a paper filing. 48. Commenters that are not able to file comments electronically must send an original of their comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE., Washington, DC 20426. 49. All comments will be placed in the Commission’s public files and may be viewed, printed, or downloaded remotely as described in the Document Availability section below. Commenters on this proposal are not required to serve copies of their comments on other commenters. VIII. Document Availability 50. In addition to publishing the full text of this document in the Federal Register, the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the Internet through the Commission’s Home Page (https:// www.ferc.gov) and in the Commission’s Public Reference Room during normal business hours (8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, Washington, DC 20426. 51. From the Commission’s Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field. 52. User assistance is available for eLibrary and the Commission’s Web site during normal business hours from the Commission’s Online Support at (202) 502–6652 (toll free at 1–866–208–3676) or email at ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502–8371, TTY (202) 502–8659. Email the Public Reference Room at public.referenceroom@ferc.gov. By direction of the Commission. VerDate Sep<11>2014 16:23 Jun 23, 2015 Jkt 235001 Dated: June 18, 2015. Kimberly D. Bose, Secretary. FOR FURTHER INFORMATION CONTACT: [FR Doc. 2015–15432 Filed 6–23–15; 8:45 am] BILLING CODE 6717–01–P DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG–138526–14] RIN 1545–BM46 Issue Price Definition for Tax-Exempt Bonds Internal Revenue Service (IRS), Treasury. ACTION: Partial withdrawal of notice of proposed rulemaking, notice of proposed rulemaking, and notice of public hearing. AGENCY: This document partially withdraws the portion of the notice of proposed rulemaking published in the Federal Register on September 16, 2013 (78 FR 56842), relating to the definition of issue price for purposes of the arbitrage restrictions under section 148 of the Internal Revenue Code (Code). This document also contains a notice of proposed rulemaking that provides a revised definition of issue price for purposes of the arbitrage restrictions. In addition, this document provides notice of a public hearing on the proposed regulations in this document. The proposed regulations in this document affect issuers of tax-exempt and other tax-advantaged bonds. DATES: Written or electronic comments must be received by September 22, 2015. Requests to speak and outlines of topics to be discussed at the public hearing scheduled for October 28, 2015, at 10:00 a.m., must be received by September 22, 2015. ADDRESSES: Send submissions to: CC:PA:LPD:PR (REG–138526–14), Internal Revenue Service, P.O. Box 7604, Ben Franklin Station, Washington, DC 20044. Submissions may be hand delivered to: CC:PA:LPD:PR Monday through Friday between the hours of 8 a.m. and 4 p.m. to CC:PA:LPD:PR (REG– 138526–14), Courier’s Desk, Internal Revenue Service, 1111 Constitution Avenue NW, Washington, DC, or sent electronically via the Federal eRulemaking Portal at www.regulations.gov (IRS REG–138526– 14). The public hearing will be held at the Internal Revenue Building, 1111 Constitution Avenue NW., Washington, DC. SUMMARY: PO 00000 Frm 00051 Fmt 4702 36301 Sfmt 4702 Concerning the proposed regulations, Lewis Bell at (202) 317–6980; concerning submissions of comments and the hearing, Oluwafunmilayo (Funmi) Taylor at (202) 317–6901 (not toll-free numbers). SUPPLEMENTARY INFORMATION: Paperwork Reduction Act The collection of information contained in § 1.148–1 has been reviewed and approved by the Office of Management and Budget in accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) under control number 1545–1347. The collection of information in this proposed regulation is in § 1.148–1(f)(2)(ii) which contains a requirement that the issuer obtain certifications and supporting documentation regarding the underwriter’s sales of the issuer’s bonds. The collection of information in § 1.148–1(f)(2)(ii) is an increase in the total annual burden under control number 1545–1347. The respondents are issuers of tax-exempt bonds that wish to use the alternative method in § 1.148–1(f)(2)(ii). Estimated total annual recordkeeping burden: 52,276 hours. Estimated average annual burden hours per respondent: 4 hours. Estimated number of respondents: 12,546. Estimated annual frequency of responses: 20,910. Comments on the collection of information should be sent to the Office of Management and Budget, Attn: Desk Officer for the Department of the Treasury, Office of Information and Regulatory Affairs, Washington, DC 20503, with copies to the Internal Revenue Service, Attn: IRS Reports Clearance Officer, SE:CAR:MP:T:T:SP, Washington DC 20224. Comments on the collection of information should be received by August 24, 2015. Comments are sought on whether the proposed collection of information is necessary for the proper performance of the IRS, including whether the information will have practical utility; The accuracy of the estimated burden associated with the proposed collection of information; How the quality, utility, and clarity of the information to be collected may be enhanced; How the burden of complying with the proposed collection of information may be minimized, including through the application of automated collection techniques and other forms of information technology; and Estimates of capital or start-up costs and costs of operation, maintenance, E:\FR\FM\24JNP1.SGM 24JNP1

Agencies

[Federal Register Volume 80, Number 121 (Wednesday, June 24, 2015)]
[Proposed Rules]
[Pages 36293-36301]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-15432]


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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

18 CFR Part 40

[Docket Nos. RM15-7-000, RM15-12-000, and RM15-13-000]


Revisions to Emergency Operations Reliability Standards; 
Revisions to Undervoltage Load Shedding Reliability Standards; 
Revisions to the Definition of ``Remedial Action Scheme'' and Related 
Reliability Standards

AGENCY: Federal Energy Regulatory Commission, DOE.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Commission proposes to approve Reliability Standards and 
definitions of terms submitted in three related petitions by the North 
American Electric Reliability Corporation (NERC), the Commission-
approved Electric Reliability Organization. The Commission proposes to 
approve Reliability Standards EOP-011-1 (Emergency Operations) and PRC-
010-1 (Undervoltage Load Shedding). According to NERC, the proposed 
Reliability Standards consolidate, streamline and clarify the existing 
requirements of certain currently-effective Emergency Preparedness and 
Operations (EOP) and Protection and Control (PRC) standards. The 
Commission also proposes to approve NERC's revised definition of the 
term ``Remedial Action Scheme'' as set forth in the NERC Glossary of 
Terms Used in Reliability Standards, and modifications of specified 
Reliability Standards to incorporate the revised definition. Further, 
the Commission proposes to approve the proposed implementation plans, 
and the retirement of certain currently-effective Reliability 
Standards. The Commission discusses concerns regarding several of 
NERC's proposals and, depending on the comments provided in response, 
the Commission may direct NERC to develop further modifications to 
address the concerns and possibly delay the retirement of one 
currently-effective standard.

DATES: Comments are due August 24, 2015.

ADDRESSES: Comments, identified by docket number, may be filed in the 
following ways:
     Electronic Filing through https://www.ferc.gov. Documents 
created electronically using word processing software should be filed 
in native applications or print-to-PDF format and not in a scanned 
format.
     Mail/Hand Delivery: Those unable to file electronically 
may mail or hand-deliver comments to: Federal Energy Regulatory 
Commission, Secretary of the Commission, 888 First Street NE., 
Washington, DC 20426.
    Instructions: For detailed instructions on submitting comments and 
additional information on the rulemaking process, see the Comment 
Procedures Section of this document.

FOR FURTHER INFORMATION CONTACT: 
    Nick Henery (Technical Information), Office of Electric 
Reliability, Federal Energy Regulatory Commission, 888 First Street 
NE., Washington, DC 20426, (202) 502-8636, Nick.Henery@ferc.gov.
    Mark Bennett (Legal Information), Office of the General Counsel, 
Federal Energy Regulatory Commission, 888 First Street NE., Washington, 
DC 20426, (202) 502-8524, Mark.Bennett@ferc.gov.

SUPPLEMENTARY INFORMATION: 
    1. Pursuant to section 215 of the Federal Power Act (FPA),\1\ the 
Commission proposes to approve Reliability Standards and definitions of 
terms submitted in three related petitions by the North American 
Electric Reliability Corporation (NERC), the Commission-approved 
Electric Reliability Organization (ERO). In particular, the Commission 
proposes to approve Reliability Standards EOP-

[[Page 36294]]

011-1 (Emergency Operations) and PRC-010-1 (Undervoltage Load 
Shedding). NERC explains that the proposed Reliability Standards 
consolidate, streamline, and clarify the existing requirements of 
certain currently-effective Emergency Preparedness and Operations (EOP) 
and Protection and Control (PRC) standards. The Commission also 
proposes to approve NERC's revised definition of the term ``Remedial 
Action Scheme'' as set forth in the NERC Glossary of Terms Used in 
Reliability Standards (NERC Glossary), and modifications of specified 
Reliability Standards to incorporate the revised definition. Further, 
the Commission proposes to approve assigned violation risk factors and 
violation severity levels, proposed implementation plans, and the 
retirement of certain currently-effective Reliability Standards. The 
Commission discusses concerns regarding several of NERC's proposals 
and, depending on the comments provided in response, the Commission may 
direct NERC to develop further modifications to address the concerns 
and possibly delay the retirement of one currently-effective standard.
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    \1\ 16 U.S.C. 824o.
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I. Background

    2. Section 215 of the FPA requires a Commission-certified ERO to 
develop mandatory and enforceable Reliability Standards, subject to 
Commission review and approval.\2\ Once approved, the Reliability 
Standards may be enforced by the ERO subject to Commission oversight or 
by the Commission independently. In 2006, the Commission certified NERC 
as the ERO pursuant to FPA section 215.\3\
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    \2\ 16 U.S.C. 824o.
    \3\ North American Electric Reliability Corp., 116 FERC ] 
61,062, order on reh'g & compliance, 117 FERC ] 61,126 (2006), aff'd 
sub nom. Alcoa, Inc. v. FERC, 564 F.3d 1342 (D.C. Cir. 2009).
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    3. On March 16, 2007, the Commission issued Order No. 693, 
approving 83 of the 107 Reliability Standards filed by NERC, including 
initial versions of EOP-001, EOP-002, and EOP-003.\4\ In addition, the 
Commission directed NERC to develop certain modifications to the EOP 
standards. In Order No. 693, the Commission also approved several 
Undervoltage Load Shedding (UVLS)-related Reliability Standards, 
including PRC-010-0, PRC-021-1 and PRC-022-1.\5\ Also, the Commission 
directed NERC to modify Reliability Standard PRC-010-0 to develop an 
``integrated and coordinated'' approach to all protection systems.\6\ 
In Order No. 693, the Commission approved the NERC Glossary, including 
NERC's currently-effective Special Protection System and Remedial 
Action Scheme definitions.
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    \4\ Mandatory Reliability Standards for the Bulk-Power System, 
Order No. 693, FERC Stats. & Regs. ] 31,242, order on reh'g, Order 
No. 693-A, 120 FERC ] 61,053 (2007).
    \5\ Order No. 693, FERC Stats. & Regs. ] 31,242 at PP 1509, 1560 
and 1565. The Commission neither approved nor remanded Reliability 
Standard PRC-020-1, explaining that the standard only applied to 
Regional Reliability Organizations. Id. P 1555.
    \6\ Id. P 1509.
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II. NERC Petitions

    4. NERC submitted three related petitions that we address together 
in this notice of proposed rulemaking (NOPR).\7\
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    \7\ The proposed EOP and PRC Reliability Standards are not 
attached to this notice of proposed rulemaking, nor are the 
additional standards that NERC proposes to modify to incorporate the 
revised term Remedial Action Scheme. The proposed Reliability 
Standards are available on the Commission's eLibrary document 
retrieval system in the identified dockets and on the NERC Web site, 
www.nerc.com.
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A. NERC EOP Petition--Proposed Reliability Standard EOP-011-1 (Docket 
No. RM15-7-000)

    5. On December 29, 2014, NERC submitted a petition seeking 
Commission approval of proposed Reliability Standard EOP-011-1 and a 
revised definition of ``Energy Emergency.'' NERC explains that proposed 
Reliability Standard EOP-011-1 consolidates the requirements in three 
existing Reliability Standards: EOP-001-2.1b, EOP-002-3.1 and EOP-003-2 
``into a single Reliability Standard that clarifies the critical 
requirements for Emergency Operations while ensuring strong 
communication and coordination across the functional entities.'' \8\ 
NERC seeks retirement of Reliability Standards EOP-001-2.1b, EOP-002-
3.1 and EOP-003-2, as well as the approval of the associated 
implementation plan and violation risk factors and violation severity 
levels for Reliability Standard EOP-011-1 detailed in the petition. 
NERC also asserts that proposed Reliability Standard EOP-011-1 
satisfies seven Commission directives set forth in Order No. 693.\9\
---------------------------------------------------------------------------

    \8\ NERC EOP Petition at 3.
    \9\ Id. at 12-18.
---------------------------------------------------------------------------

    6. NERC states that the purpose of proposed Reliability Standard 
EOP-011-1 is ``to address the effects of operating Emergencies by 
ensuring each Transmission Operator and Balancing Authority has 
developed Operating Plans to mitigate operating Emergencies, and that 
those plans are coordinated within a Reliability Coordinator area.'' 
\10\ NERC notes that Requirements R2 and R6 of the proposed Reliability 
Standard incorporate Attachment 1, which describes three energy 
emergency levels used by the reliability coordinator and the process 
for communicating the condition of a balancing authority experiencing 
an energy emergency.\11\
---------------------------------------------------------------------------

    \10\ Id. at 2.
    \11\ Attachment 1 describes three alert levels: Energy Emergency 
Alert Level 1 (all available generation resources in use, concern 
about sustaining required contingency reserves); Energy Emergency 
Alert Level 2 (load management procedures in effect, energy 
deficient balancing authority implements its emergency Operating 
Plan but maintains minimum contingency reserve requirements); and 
Energy Emergency Alert Level 3 (firm load interruption is imminent 
or in process, energy deficient balancing authority unable to 
maintain minimum contingency reserve requirements).
---------------------------------------------------------------------------

    7. Proposed Reliability Standard EOP-011-1 includes six 
requirements, and is applicable to balancing authorities, reliability 
coordinators and transmission operators. Requirements R1 and R2 require 
transmission operators and balancing authorities to develop, maintain 
and implement reliability coordinator-reviewed operating plans to 
mitigate operating, capacity and energy emergencies.\12\ Requirement R1 
specifies elements for the plans ``as applicable,'' which is intended 
to provide flexibility to account for regional differences and pre-
existing emergency mitigation methods. NERC states that the requirement 
for transmission operators and balancing authorities to maintain 
operating plans includes the expectation that the plans are current and 
up-to-date.\13\
---------------------------------------------------------------------------

    \12\ Operating Plan is defined in the NERC Glossary as a 
``document that identifies a group of activities that may be used to 
achieve some goal. An Operating Plan may contain Operating 
Procedures and Operating Processes. A company-specific system 
restoration plan that includes an Operating Procedure for black-
starting units, Operating Processes for communicating restoration 
progress with other entities, etc., is an example of an Operating 
Plan.''
    \13\ NERC EOP Petition at 8-9.
---------------------------------------------------------------------------

    8. Requirement R3 requires reliability coordinators to review the 
operating plans submitted by transmission operators and balancing 
authorities and is designed to ensure that there is appropriate 
coordination of reliability risks identified in the operating plans. In 
reviewing operating plans, reliability coordinators shall consider 
compatibility, coordination and inter-dependency with other entity 
operating plans and notify transmission operators and balancing 
authorities if revisions to their operating plans are necessary.\14\
---------------------------------------------------------------------------

    \14\ Id. at 10-11.
---------------------------------------------------------------------------

    9. Requirement R4 requires transmission operators and balancing 
authorities to resolve any issues identified by the reliability 
coordinator and resubmit their revised operating

[[Page 36295]]

plans within a time period specified by the reliability coordinator. 
Requirement R5 requires each reliability coordinator to notify 
balancing authorities and transmission operators in its area, and 
neighboring reliability coordinators, within thirty minutes of 
receiving an emergency notification. Requirement R6 requires a 
reliability coordinator with a balancing authority experiencing a 
potential or actual energy emergency to declare an energy emergency 
alert in accordance with Attachment 1.
    10. Proposed Reliability Standard EOP-011-1 also includes the 
following revised definition of Energy Emergency:

    Energy Emergency--A condition when a Load-Serving Entity or 
Balancing Authority has exhausted all other resource options and can 
no longer meet its expected Load obligations.

    NERC explains that the proposed revised definition is intended to 
clarify that an energy emergency is not limited to a load-serving 
entity and, based on a review of the impact on the body of NERC 
Reliability Standards, ``does not change the reliability intent of 
other requirements of Definitions.'' \15\
---------------------------------------------------------------------------

    \15\ Id. at 18.
---------------------------------------------------------------------------

B. NERC PRC Petition--Proposed Reliability Standard PRC-010-1 (Docket 
No. RM15-12-000)

    11. On February 6, 2015, NERC submitted a petition seeking approval 
of proposed Reliability Standard PRC-010-1 (Undervoltage Load 
Shedding), approval of a revised definition of Undervoltage Load 
Shedding Program (UVLS Program) for inclusion in the NERC Glossary, the 
implementation plan for the proposed Reliability Standard and the 
associated violation risk factors and violation severity levels and 
retirement of four PRC Reliability Standards.\16\
---------------------------------------------------------------------------

    \16\ Reliability Standard PRC-010-0 (Assessment of the Design 
and Effectiveness of UVLS Program); Reliability Standard PRC-020-1 
(Under-Voltage Load Shedding Program Database); Reliability Standard 
PRC-021-1 (Under-Voltage Load Shedding Program Data); and 
Reliability Standard PRC-022-1 (Under-Voltage Load Shedding Program 
Performance).
---------------------------------------------------------------------------

    12. In its petition, NERC states that proposed Reliability Standard 
PRC-010-1 is a single, comprehensive standard that addresses the same 
reliability principles outlined in the four currently-effective UVLS-
related Reliability Standards.\17\ NERC explains that the purpose of 
proposed Reliability Standard PRC-010-1 is to ``establish an integrated 
and coordinated approach to the design, evaluation, and reliable 
operation of Undervoltage Load Shedding Programs'' as directed by the 
Commission in Order No. 693.\18\ Also, according to NERC, proposed 
Reliability Standard PRC-010-1 replaces the applicability to and 
involvement of ``Regional Reliability Organization'' in Reliability 
Standards PRC-020-1 and PRC-021-1 and consolidates the four currently-
effective UVLS-Related Standards into one comprehensive standard. NERC 
states that proposed Reliability Standard PRC-010-1 ``reflects 
consideration of the 2003 Blackout Report recommendations,'' \19\ 
particularly, Recommendation 21 for NERC to ``make more effective and 
wider use of system protection measures'' \20\ and Recommendation 21C 
that ``NERC determine the goals and principles needed to establish an 
integrated approach to relay protection for generators and transmission 
lines, as well as of UFLS and UVLS programs.'' \21\
---------------------------------------------------------------------------

    \17\ NERC PRC Petition at 14.
    \18\ Id. (citing Order No. 693, FERC Stats & Regs ] 31,242 at P 
1509).
    \19\ NERC PRC Petition at 2 (citing the U.S.-Canada Power System 
Outage Task Force, Final Report on the August 14, 2003 Blackout in 
the United States and Canada: Causes and Recommendations, April, 
2004 (2003 Blackout Report)).
    \20\ NERC PRC Petition at 4 (citing 2003 Blackout Report at 3, 
158).
    \21\ NERC PRC Petition at 6.
---------------------------------------------------------------------------

    13. Proposed Reliability Standard PRC-010-1 incorporates a proposed 
definition of UVLS Program, which reads:

    Undervoltage Load Shedding Program (UVLS Program): An automatic 
load shedding program, consisting of distributed relays and 
controls, used to mitigate undervoltage conditions impacting the 
Bulk Electric System (BES), leading to voltage instability, voltage 
collapse, or Cascading. Centrally controlled undervoltage-based load 
shedding is not included.

    NERC explains that ``to ensure that the applicability of the 
proposed Reliability Standard covers undervoltage-based load shedding 
systems whose performance has an impact on system reliability, a UVLS 
Program must mitigate risk of one or more of the following: Voltage 
instability, voltage collapse, or Cascading impacting the Bulk Electric 
System. By focusing on the enumerated risks, the definition is meant to 
exclude locally-applied relays that are not designed to mitigate wide-
area voltage collapse.'' \22\ NERC states that the proposed UVLS 
Program definition ``clearly identifies and separates centrally 
controlled undervoltage-based load shedding, which is now addressed by 
the proposed definition of Remedial Action Scheme.'' \23\
---------------------------------------------------------------------------

    \22\ Id. at 16.
    \23\ Id. at 15. NERC's petition for approval of the proposed 
definition of Remedial Action Scheme (Docket No. RM15-13-000) is 
discussed below.
---------------------------------------------------------------------------

    14. Proposed Reliability Standard PRC-010-1 applies to planning 
coordinators and transmission planners because ``either may be 
responsible for designing and coordinating the UVLS Program . . . [and] 
also applies to Distribution Providers and Transmission Owners 
responsible for the ownership, operation and control of UVLS equipment 
as required by the UVLS Program established by the Transmission Planner 
or Planning Coordinator.'' \24\ NERC explains that the planning 
coordinator or transmission planner that establishes a UVLS Program is 
responsible for identifying the UVLS equipment and the necessary 
distribution provider and transmission owner (referred to as ``UVLS 
entities'' in the Applicability section) that performs the required 
actions.
---------------------------------------------------------------------------

    \24\ Id.
---------------------------------------------------------------------------

    15. NERC states that proposed Reliability Standard PRC-010-1 
``applies only after an entity has determined the need for a UVLS 
Program as a result of its own planning studies.'' \25\ NERC explains 
that the eight requirements in proposed Reliability Standard PRC-010-1 
meet four primary objectives: (1) The proposed standard requires 
applicable entities to evaluate a UVLS Program's effectiveness prior to 
implementation, including coordination with other protection systems 
and generator voltage ride-through capabilities; (2) applicable 
entities must comply with UVLS program specifications and 
implementation schedule; (3) applicable entities must perform periodic 
assessment and performance analysis; and (4) applicable entities must 
maintain and share UVLS Program data.
---------------------------------------------------------------------------

    \25\ Id. at 14.
---------------------------------------------------------------------------

    16. Proposed Requirement R1 requires each planning coordinator or 
transmission planner that is developing a UVLS Program to evaluate the 
viability and effectiveness of its program before implementation to 
confirm its effectiveness in resolving the undervoltage conditions for 
which it was designed, and that it is integrated through coordination 
with generator ride-through capabilities and other protection and 
control systems. Also, the planning coordinator or transmission planner 
must provide the UVLS Program specifications and implementation 
schedule to the applicable UVLS entities. Requirement R2 requires UVLS 
entities to meet the UVLS Program's specifications and implementation 
schedule provided by the planning coordinator or transmission planner 
or address any

[[Page 36296]]

necessary corrective actions in accordance with Requirement R5.
    17. Requirement R3 requires each planning coordinator or 
transmission planner to perform periodic comprehensive assessments at 
least every 60 calendar months to ensure continued effectiveness of the 
UVLS program, including whether the program resolves identified 
undervoltage issues and that it is integrated and coordinated with 
generator voltage ride-through capabilities and other specified 
protection and control systems. Requirement R4 requires each planning 
coordinator or transmission planner to commence a timely assessment of 
a voltage excursion subject to the UVLS Program, within twelve calendar 
months of the event, to evaluate whether the UVLS Program resolved the 
undervoltage issues associated with the event. Requirement R5 requires 
a planning coordinator or transmission planner to develop a corrective 
action plan for any program deficiencies identified during an 
assessment performed under either Requirement R3 or R4, and provide an 
implementation schedule to UVLS entities within three calendar months 
of its completion.
    18. Pursuant to Requirement R6, a planning coordinator must update 
the data necessary to model its UVLS Program for use in event analyses 
and program assessments at least each calendar year. Requirement R7 
requires each UVLS entity to provide data to its planning coordinator, 
according to the planning coordinator's format and schedule, to support 
maintenance of the UVLS Program database. Requirement R8 requires a 
planning coordinator to provide its UVLS Program database to other 
planning coordinators and transmission planners within its 
Interconnection, and other functional entities with a reliability need, 
within thirty calendar days of a written request.
    19. NERC proposes that PRC-010-1 and the revised definition of UVLS 
Program shall become effective on the first day of the first calendar 
quarter that is twelve (12) months after the date that the standard and 
definition are approved by the Commission. NERC also proposes to retire 
PRC-010-0, PRC-020-1, PRC-021-1, and PRC-022-1 at midnight of the day 
immediately prior to the effective date of PRC-010-1.\26\ Further, NERC 
explains that proposed Reliability Standard PRC-010-1 addresses 
reliability obligations that are set forth in Requirements R2, R4 and 
R7 of currently-effective Reliability Standard EOP-003-2.\27\ Since 
NERC has proposed to retire EOP-003-2 in the petition seeking approval 
of proposed Reliability Standard EOP-011-1 (Docket No. RM15-7-00, 
discussed above), concurrent Commission action on the two petitions 
will prevent a possible reliability gap.
---------------------------------------------------------------------------

    \26\ Id. Ex. B (Implementation Plan).
    \27\ See NERC EOP Petition at 23.
---------------------------------------------------------------------------

C. NERC RAS Petition--Revisions to the Definition of ``Remedial Action 
Scheme'' (Docket No. RM15-13-000)

    20. On February 3, 2015, NERC submitted a petition seeking approval 
of a proposed revised definition of Remedial Action Scheme in the NERC 
Glossary. In addition, NERC seeks approval of modified Reliability 
Standards that incorporate the new definition of Remedial Action Scheme 
and eliminate use of the term Special Protection System.\28\ NERC 
states that the defined terms Special Protection System and Remedial 
Action Scheme are currently used interchangeably throughout the NERC 
Regions and in various Reliability Standards. NERC explains that 
``[a]lthough these defined terms share a common definition in the NERC 
Glossary of Terms today, their use and application have been 
inconsistent as a result of a lack of granularity in the definition and 
varied regional uses of the terms. The proposed revisions add clarity 
and granularity that will allow for proper identification of Remedial 
Action Schemes and a more consistent application of related Reliability 
Standards.'' \29\
---------------------------------------------------------------------------

    \28\ NERC RAS Petition at 1-2. NERC proposes to modify the 
following Reliability Standards to incorporate the proposed 
definition of Remedial Action Scheme and eliminate use of the term 
Special Protection System: EOP-004-3, PRC-005-3(ii), PRC-023-4, FAC-
010-3, TPL-001-0.1(i), FAC-011-3, TPL-002-0(i)b, MOD-030-3, TPL-003-
0(i)b, MOD-029-2a, PRC-015-1, TPL-004-0(i)a, PRC-004-WECC-2, PRC-
016-1, PRC-001-1.1(i), PRC-005-2(ii), and PRC-017-1. NERC does not 
propose any changes to the violation risk factors or violation 
severity levels for the modified standards.
    \29\ Id. at 4-5.
---------------------------------------------------------------------------

    21. NERC states that the revised definition of Remedial Action 
Scheme consists of a ``core'' definition, including a list of 
objectives and a separate list of exclusions for certain schemes or 
systems not intended to be covered by the revised definition.\30\ NERC 
explains that it is proposing a broad definition because of ``all the 
possible scenarios an entity may develop'' for its Remedial Action 
Scheme and a ``very specific, narrow definition may unintentionally 
exclude schemes that should be covered.'' \31\ Accordingly, NERC 
proposes the following revised ``core'' definition of Remedial Action 
Scheme:
---------------------------------------------------------------------------

    \30\ Id. at 16. NERC notes that ``for each exclusion, the scheme 
or system could still classify as a Remedial Action Scheme if 
employed in a broader scheme that meets the definition of Remedial 
Action Scheme.''
    \31\ Id. at 17.

    A scheme designed to detect predetermined system conditions and 
automatically take corrective actions that may include, but are not 
limited to, adjusting or tripping generation (MW and Mvar), tripping 
load, or reconfiguring a System(s). (sic) RAS accomplish objectives 
such as:
     Meet requirements identified in the NERC Reliability 
Standards;
     Maintain Bulk Electric System (BES) stability;
     Maintain acceptable BES voltages;
     Maintain acceptable BES power flows;
     Limit the impact of Cascading or extreme events.

    The definition then lists fourteen exclusions, describing specific 
schemes and systems that do not constitute a Remedial Action Scheme, 
because each is either a protection function, a control function, a 
combination of both, or used for system reconfiguration.\32\
---------------------------------------------------------------------------

    \32\ Id. at 18.
---------------------------------------------------------------------------

    22. In the implementation plan, NERC proposes an effective date for 
the revised Reliability Standards and the revised definition of 
``Remedial Action Scheme'' on the first day of the first calendar 
quarter that is twelve months after Commission approval.\33\ NERC also 
proposes that for entities with existing schemes that become newly 
classified as ``Remedial Action Schemes'' resulting from the 
application of the revised definition, the entities will have 
additional time of up to twenty-four months from the effective date to 
be fully compliant with all applicable Reliability Standards.\34\ 
Further, NERC asks the Commission to take final action concurrently 
with the NERC petition on proposed Reliability Standard PRC-010-1 
(Docket No. RM15-12-000) because ``[t]he proposed definitions of UVLS 
Program and Remedial Action Scheme in each project have been 
coordinated to cover centrally controlled UVLS as a Remedial Action 
Scheme. Final action by the Commission is needed contemporaneously on 
both petitions to facilitate implementation and avoid a gap in coverage 
of centrally controlled UVLS.'' \35\
---------------------------------------------------------------------------

    \33\ Id. at 15-16.
    \34\ NERC RAS Petition, EX. C (Implementation Plan) at 4.
    \35\ NERC RAS Petition at 25.
---------------------------------------------------------------------------

III. Discussion

    23. Pursuant to section 215(d) of the FPA, the Commission proposes 
to approve as just, reasonable, not unduly

[[Page 36297]]

discriminatory or preferential, and in the public interest the proposed 
Reliability Standards and NERC Glossary definitions set forth in NERC's 
three petitions pertaining to EOP-011-1, PRC-010-1 and a revised 
definition of Remedial Action Scheme. As discussed below, the 
Commission believes that the modified Reliability Standards provide 
greater clarity, and the consolidated EOP and PRC standards will 
provide additional efficiencies for responsible entities.

A. Proposed Reliability Standard EOP-011-1

    24. Pursuant to section 215(d) of the FPA, we propose to approve 
proposed Reliability Standard EOP-011-1 and the proposed new Energy 
Emergency definition, as well as the proposed violation risk factors 
and violation severity levels and implementation plan. We agree with 
NERC that proposed EOP-011-1 consolidates and reorganizes previously 
approved standards, and proposes modifications based on current 
operating practices and experience. We believe that the Reliability 
Standard enhances reliability by requiring that actions necessary to 
mitigate capacity and energy emergencies are focused in single 
operating plans, and ensures communication and coordination among 
relevant entities during emergency operations. Also, we are satisfied 
that the NERC petition adequately addresses the relevant Order No. 693 
directives.\36\
---------------------------------------------------------------------------

    \36\ Currently effective EOP-002-3.1 applies, inter alia, to 
load-serving entities. Proposed EOP-011-1, which would replace EOP-
002-3.1, would apply to balancing authorities, reliability 
coordinators and transmission operators, but not load-serving 
entities. The removal of load-serving entities raises questions on 
who would perform the roles traditionally performed by load-serving 
entities. For instance, NERC's Functional Model indicates that a 
load-serving entity has real-time responsibility to receive requests 
from a balancing authority to voluntarily curtail load and 
communicate such requests for voluntary load curtailment to end-use 
customers as directed by the balancing authority. In addition, 
NERC's Functional Model indicates that a balancing authority has a 
real-time function to coordinate the use of controllable loads with 
load-serving entities. The Commission notes that NERC is required to 
make a compliance filing in July 2015 in Docket No. RR15-4-000. The 
Commission's decision on that filing will guide our action on this 
question in this proceeding.
---------------------------------------------------------------------------

B. Proposed Reliability Standard PRC-010-1

    25. Pursuant to section 215 of the FPA, we propose to approve 
proposed Reliability Standard PRC-010-1 as just, reasonable, not unduly 
discriminatory or preferential and in the public interest. We also 
propose to approve the proposed, revised definition of UVLS Program for 
inclusion in the NERC Glossary, the implementation plan and the 
associated violation risk factors and violation severity levels. 
Likewise, we propose to approve the retirement of PRC-010-0, PRC-020-1 
and PRC-021-1.\37\ However, for the reasons explained below, we are 
concerned whether it is appropriate to retire PRC-022-1, as NERC 
requests, before an acceptable replacement Reliability Standard is in 
place to address the potential misoperation of UVLS equipment.
---------------------------------------------------------------------------

    \37\ As noted above, the Commission in Order No. 693 did not 
approve or remand proposed Reliability Standard PRC-020-1 but, 
rather, took no action on the Reliability Standard pending the 
receipt of additional information. Order No. 693, FERC Stats. & 
Regs. ] 31,242 at P 1555. Approval of Reliability Standard PRC-010-
1, as proposed herein, will render PRC-020-1 ``retired,'' i.e., 
withdrawn, and no longer pending before the Commission.
---------------------------------------------------------------------------

    26. The Commission agrees with NERC that proposed Reliability 
Standard PRC-010-1 will improve system reliability by establishing an 
integrated and coordinated approach to the design, evaluation and 
reliable operation of UVLS Programs, and therefore satisfies the 
Commission's directive issued in Order No. 693.\38\ We also propose to 
approve the proposed UVLS Program definition and agree that it 
``clearly identifies and separates centrally controlled undervoltage-
based load shedding, which is now addressed by the proposed definition 
of Remedial Action Scheme.'' \39\
---------------------------------------------------------------------------

    \38\ Order No. 693, FERC Stats & Regs. ] 31,242 at P 1509.
    \39\ NERC PRC Petition at 15. NERC's proposed revised definition 
of Remedial Action Scheme (Docket No. RM15-13-000) is addressed 
elsewhere in this NOPR.
---------------------------------------------------------------------------

    27. In the ``Guidelines for UVLS Program Definition,'' NERC 
provides an example of a ``BES subsystem,'' in the diagram below, 
illustrating a UVLS system that would not be included in the definition 
of UVLS Program if the consequences of the contingency do not impact 
the BES.\40\ The Commission seeks clarification whether this example 
illustrates a centrally controlled UVLS and would therefore be 
considered a Remedial Action Scheme.\41\ The Commission also seeks 
clarification regarding the use of the term ``BES subsystem,'' since 
the term is not defined in the NERC Glossary. Depending on the response 
from NERC and others, a directive for further modification may be 
appropriate to ensure that the UVLS standards and related NERC guidance 
are consistent with the Commission-approved definition of ``bulk 
electric system.'' \42\
---------------------------------------------------------------------------

    \40\ NERC PRC Petition, Ex. A (Proposed Reliability Standard 
PRC-010-1) at 12.
    \41\ Id. at 3.
    \42\ Revisions to Electric Reliability Organization Definition 
of Bulk Electric System and Rules of Procedure, Order No. 773, 141 
FERC ] 61,236 (2012); order on reh'g, Order No. 773-A, 143 FERC ] 
61,053 (2013), order on reh'g and clarification, 144 FERC ] 61,174 
(2013), aff'd sub nom., New York v. FERC, 783 F.3d 946 (2d. Cir. 
2015).

---------------------------------------------------------------------------

[[Page 36298]]

[GRAPHIC] [TIFF OMITTED] TP24JN15.001

    28. NERC proposes to retire Reliability Standard PRC-022-1, which 
requires transmission operators, load-serving entities and distribution 
providers to analyze and document all UVLS operations and 
misoperations. Requirement R1.5 of this Reliability Standard requires 
that an applicable entity's analysis and documentation should include 
``[f]or any Misoperation, a Corrective Action Plan to avoid future 
Misoperations of a similar nature.'' Proposed Reliability Standard PRC-
010-1, Requirement R5 addresses deficiencies in UVLS Programs that a 
planning coordinator or transmission planner identifies during 
assessments performed in accordance with either Requirement R3 
(periodic UVLS Program effectiveness evaluations) or Requirement R4 
(evaluations to assess UVLS Program responses to voltage excursions), 
and requires the entities to develop a Corrective Action Plan to 
address the deficiencies.
    29. NERC correctly states that ``[w]hen a UVLS Program does not 
function as expected and designed during a voltage excursion event, 
this presents a risk to system reliability.'' \43\ However, we are not 
persuaded that proposed Reliability Standard PRC-010-1, Requirement R4 
is an adequate replacement for currently-effective PRC-022-1, which 
contains requirements specifically addressing misoperations. 
Accordingly, we propose to deny NERC's proposal to retire currently-
effective Reliability Standard PRC-022-1 concurrent with the effective 
date of proposed PRC-010-1. Rather, we propose that Reliability 
Standard PRC-022-1 remain in effect until an acceptable replacement 
standard is approved and implemented.\44\
---------------------------------------------------------------------------

    \43\ Id. at 20.
    \44\ In the PRC Petition, NERC indicates that UVLS misoperations 
are currently being addressed in Project 2008-02.2 Phase 2 
Undervoltage Load Shedding (UVLS): Misoperations. NERC states that 
``[t]his phase of the UVLS project will address Misoperation of UVLS 
equipment to complete the work anticipated by the two standard 
drafting teams.'' Id. at 23. The Commission notes that, on June 9, 
2015, NERC filed proposed Reliability Standards PRC-010-2 and PRC-
004-5, which include requirements and applicability criteria 
pertaining to UVLS misoperations.
---------------------------------------------------------------------------

C. Revised Definition of Remedial Action Scheme

    30. Pursuant to section 215(d) of the FPA, the Commission proposes 
to approve the proposed definition of Remedial Action Scheme, the 
proposed exclusions, the proposed Reliability Standards and proposed 
implementation plan, as just, reasonable, not unduly discriminatory or 
preferential, and in the public interest. We are persuaded that the use 
of a broad, core definition with a wide scope, accompanied by a list of 
specific exclusions will help avoid confusion and achieve a uniform 
understanding across all the Regional Entities of the proper 
classification of what schemes and systems constitute a Remedial Action 
Scheme. We agree with NERC that the proposed definition will improve 
reliability by eliminating ambiguity and promoting the proper, 
consistent identification of Remedial Action Schemes and more 
consistency in the application of related Reliability Standards.\45\
---------------------------------------------------------------------------

    \45\ NERC RAS Petition at 14-16.
---------------------------------------------------------------------------

IV. Information Collection Statement

    31. The collection of information contained in this Notice of 
Proposed Rulemaking is subject to review by the Office of Management 
and Budget (OMB) regulations under section 3507(d) of the Paperwork 
Reduction Act of 1995 (PRA).\46\ OMB's regulations require approval of 
certain informational collection requirements imposed by agency 
rules.\47\ Upon approval of a collection(s) of information, OMB will 
assign an OMB control number and an expiration date. Respondents 
subject to the filing requirements of a rule will not be penalized for 
failing to respond to these collections of information unless the 
collections of information display a valid OMB control number.
---------------------------------------------------------------------------

    \46\ 44 U.S.C. 3507(d).
    \47\ 5 CFR 1320.11.
---------------------------------------------------------------------------

    32. We solicit comments on the need for this information, whether 
the information will have practical utility, the accuracy of the burden 
estimates, ways to enhance the quality, utility, and clarity of the 
information to be collected or retained, and any suggested methods for 
minimizing respondents' burden, including the use of automated 
information techniques. Specifically, the Commission asks that any 
revised burden or cost estimates submitted by commenters be supported 
by sufficient detail to understand how the estimates are generated.

A. Proposed Reliability Standard EOP-011-1

    33. Public Reporting Burden: As of May 2015, there are 99 balancing 
authorities, 15 reliability coordinators and 171 transmission operators 
registered with NERC. These registered entities will have to comply 
with 6-8 new requirements in the proposed Reliability Standard EOP-011-
1. As proposed, each registered balancing authority will have to comply 
with Requirements R2, R4, and, under certain circumstances, R5. Each 
reliability

[[Page 36299]]

coordinator will have to comply with Requirements R1 and its subparts, 
R2 and its subparts, R3 and its subparts, R5 and R6. Each transmission 
operator will have to comply with Requirements R1 and its subparts and 
R4.
    34. Proposed Reliability Standard EOP-011-1 replaces a combined 
total of 40 requirements or subparts that are found in Reliability 
Standards EOP-001-2.1b, EOP-002-3.1 and EOP-003-2. These three 
Reliability Standards are proposed to be retired, concurrent with the 
effective date of proposed Reliability Standard EOP-011-1. Accordingly, 
the requirements in proposed Reliability Standard EOP-011-1 do not 
create any new burdens for applicable balancing authorities or 
transmission operators because the requirements in Reliability Standard 
EOP-011-1 are already burdens or tasks imposed on this set of 
registered entities by Reliability Standards EOP-001-2.1b, EOP-002-3.1 
and EOP-003-2 under FERC-725A (1902-0244).
    35. Proposed Reliability Standard EOP-011-1 requires reliability 
coordinators to perform the additional tasks of reviewing, correcting, 
and coordinating their balancing authorities' and transmission 
operators' operating procedures for emergency conditions. The 
Commission estimates that these tasks will add approximately 1,500 man-
hours per year for each reliability coordinator as described in detail 
in the following table:

                                      RM15-7-000 (Mandatory Reliability Standards: Reliability Standard EOP-011-1)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Number of                                                        Total annual
                                                         applicable     Annual number   Total number of  Average burden  burden hours &      Cost per
                                                         registered      of responses      responses     (hours) & cost   total annual      respondent
                                                          entities      per respondent                    per response        cost
                                                                 (1)              (2)   (1) * (2) = (3)             (4)     (3) * (4) =       (5) / (1)
                                                                                                                                    (5)
--------------------------------------------------------------------------------------------------------------------------------------------------------
RC tasks necessary for EOP-011-1 compliance.........              11                1               11            1,500          16,500         $92,387
                                                                                                            \48\ 92,387      $1,016,257
--------------------------------------------------------------------------------------------------------------------------------------------------------

B.  Proposed Reliability Standard PRC-010-1

    36. Public Reporting Burden: As of May 2015, there are 450 
registered distribution providers and 175 transmission planners that 
are not overlapping in their registration with the distribution 
provider registration. We estimate that five percent of all 
distribution providers (23) and transmission planners (9) have under 
voltage load shedding programs that fall under the proposed Reliability 
Standard. The proposed Reliability Standard is applicable to planning 
coordinators and transmission planners, distribution providers and 
transmission owners. However, only distribution providers and 
transmission owners would be responsible for the incremental compliance 
burden under proposed Reliability Standard PRC-010-1, Requirement R2, 
as described in detail in the following table:
---------------------------------------------------------------------------

    \48\ The 1,500 hour figure is broken into 1,300 hours at the 
engineer wage rate and 200 hours at the clerk wage rate. These 
estimates assume that the engineer's wage rate will be $66.35 and 
the clerk's wage rate will be $30.66. These figures are taken from 
the Bureau of Labor Statistics at https://www.bls.gov/oes/current/naics2_22.htm; Occupation Code: 17-2071 (engineer) and 43-4071 
(clerk).

                                   RM15-12-000 (Mandatory Reliability Standards: Reliability Standard PRC-010-1) \49\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Number of                                                     Total annual
                                                            applicable     Annual number   Total number   Average burden  burden hours &     Cost per
                                                            registered     of responses    of responses   (hours) & cost   total annual   respondent ($)
                                                             entities     per respondent                   per response        cost
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                     (1)             (2)     (1) * (2) =             (4)     (3) * (4) =       (5) / (1)
                                                                                                     (3)                             (5)
--------------------------------------------------------------------------------------------------------------------------------------------------------
DP--Requirement 2.......................................              23               1              23         \50\ 36             828          $1,906
                                                                                                               $1,906.32      $43,845.36
TP--Requirement 2.......................................               3               1               3         \51\ 36             324           1,906
                                                                                                               $1,906.32      $17,156.07
DP--Requirement 2 Data Retention........................              23               1              23              12             276             368
                                                                                                            \52\ $367.92       $8,462.16
TP--Requirement 2 Data Retention........................               3               1               3              12             108             368
                                                                                                                 $367.92       $3,311.28
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................  ..............  ..............  ..............  ..............      $72,774.87  ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------

C. Remedial Action Scheme Revisions
---------------------------------------------------------------------------

    \49\ DP = distribution provider and TP = transmission planner.
    \50\ The 36 hour figure is broken into 24 hours at the engineer 
wage rate and 12 hours at the clerk wage rate. These estimates 
assume that the engineer's wage rate will be $66.35 and the clerk's 
wage rate will be $30.66. These figures are taken from the Bureau of 
Labor Statistics at https://www.bls.gov/oes/current/naics2_22.htm; 
Occupation Code: 17-2071 (engineer) and 43-4071 (clerk).
    \51\ Id.
    \52\ Clerk's wage rate is used for managing data retention.
---------------------------------------------------------------------------

    37. Public Reporting Burden: The Commission approved the definition 
of Special Protection System (Remedial Action Scheme) in Order No. 693. 
We propose to approve a revision to the previously approved definition. 
The proposed revisions to the Remedial Action Scheme definition and 
proposed Reliability Standards are not expected to result in changes to 
the scope of systems covered by the proposed Reliability

[[Page 36300]]

Standards and other Reliability Standards that include the term 
Remedial Action Scheme. Therefore, the Commission does not expect the 
proposed revisions to affect applicable entities' current reporting 
burden.
    FERC-725G4, Mandatory Reliability Standards: Reliability Standard 
PRC-010-1 (Undervoltage Load Shedding).
    FERC-725S, Mandatory Reliability Standards: Reliability Standard 
EOP-011-1 (Emergency Operations).
    Action: Proposed Collection of Information.
    OMB Control No: OMB Control No. 1902-0270 (FERC-725S); OMB Control 
No. 1902-TBD (FERC-725G4).
    Respondents: Business or other for-profit and not-for-profit 
institutions.
    Frequency of Responses: One time and on-going.
    Necessity of the Information: The proposed approval of the proposed 
Reliability Standards implements the Congressional mandate of the 
Energy Policy Act of 2005 to develop mandatory and enforceable 
Reliability Standards to better ensure the reliability of the nation's 
Bulk-Power System. Specifically, the proposed Reliability Standards 
consolidate, streamline and clarify the existing requirements of 
certain currently-effective Emergency Preparedness and Operations and 
Protection and Control Reliability Standards.
    38. Internal review: The Commission has reviewed the requirements 
pertaining to proposed Reliability Standards PRC-010-1 and EOP-011-1 
and made a determination that the proposed requirements of these 
Reliability Standards are necessary to implement section 215 of the 
FPA. These requirements conform to the Commission's plan for efficient 
information collection, communication and management within the energy 
industry. The Commission has assured itself, by means of its internal 
review, that there is specific, objective support for the burden 
estimates associated with the information requirements.
    39. Interested persons may obtain information on the reporting 
requirements by contacting the Federal Energy Regulatory Commission, 
Office of the Executive Director, 888 First Street NE., Washington, DC 
20426 [Attention: Ellen Brown, email: DataClearance@ferc.gov, phone: 
(202) 502-8663, fax: (202) 273-0873].
    40. Comments concerning the information collections proposed in 
this NOPR and the associated burden estimates, should be sent to the 
Commission in this docket and may also be sent to the Office of 
Management and Budget, Office of Information and Regulatory Affairs 
[Attention: Desk Officer for the Federal Energy Regulatory Commission]. 
For security reasons, comments should be sent by email to OMB at the 
following email address: oira_submission@omb.eop.gov. Please reference 
the docket numbers of this Notice of Proposed Rulemaking (Docket Nos. 
RM15-13-000, RM15-12-000, and RM15-7-000) in your submission.

V. Regulatory Flexibility Act Analysis

    41. The Regulatory Flexibility Act of 1980 (RFA) \53\ generally 
requires a description and analysis of Proposed Rules that will have 
significant economic impact on a substantial number of small entities. 
The immediate rulemaking proposes action on three separate, but 
related, NERC petitions. As discussed above, the consolidated EOP 
standard and consolidated PRC standards are intended to provide 
additional efficiencies for responsible entities. Thus, the Commission 
estimates that the rulemaking will impose only a minimal additional 
burden on responsible entities, as described below. Proposed 
Reliability Standard EOP-011-1 is expected to impose an additional 
burden on 11 entities (reliability coordinators). The remaining 270 
entities (balancing authorities and transmission operators and a 
combination thereof) will maintain the existing levels of burden. 
Comparison of the applicable entities with FERC's small business data 
indicates that approximately 7 of the 11 entities are small entities 
affected by this proposed Reliability Standard.\54\
---------------------------------------------------------------------------

    \53\ 5 U.S.C. 601-12.
    \54\ The Small Business Administration sets the threshold for 
what constitutes a small business. Public utilities may fall under 
one of several different categories, each with a size threshold 
based on the company's number of employees, including affiliates, 
the parent company, and subsidiaries. For the analysis in this NOPR, 
we use a 500 employee threshold for each affected entity. Each 
entity is classified as Electric Bulk Power Transmission and Control 
(NAICS code 221121).
---------------------------------------------------------------------------

    42. On average, each small entity affected may have a one-time cost 
of $92,387, representing a one-time review of the program for each 
entity, consisting of 1,500 man-hours at $66.35/hour (for engineers) 
and $30.66/hour (for record clerks), as explained above in the 
information collection statement. Proposed Reliability Standard PRC-
010-1 is expected to impose an additional burden on 26 entities 
(distribution providers and transmission planners or a combination 
thereof). Comparison of the applicable entities with FERC's small 
business data indicates that approximately 8 are small entities 
affected by this proposed Reliability Standard.
    43. On average, each small entity affected may have a cost of 
$1,906, representing a one-time review of the program for each entity, 
consisting of 96 man-hours at $66.35/hour (for engineers) and $30.66/
hour (for record clerks), as explained above in the information 
collection statement. The Commission estimates that the modified 
definition of the term Remedial Action Scheme and related modifications 
to Reliability Standards will have no cost impact on applicable 
entities, including any small entities.
    44. The Commission estimates that the combined impact of proposed 
Reliability Standards EOP-011-1 and PRC-010-1 in this NOPR would impose 
an additional burden on a total of 47 entities. Further, the Commission 
estimates that 15 respondents are small entities affected by these 
proposed Reliability Standards. On average, each small entity affected 
may have a cost of $92,387 and $1,906 (EOP-011-1 and PRC-010-1 
respectively), representing a one-time review of the program for each 
entity. The Commission does not consider these costs to be a 
significant economic impact on small entities. Accordingly, the 
Commission certifies that this rulemaking will not have a significant 
economic impact on a substantial number of small entities. The 
Commission seeks comment on this certification.

VI. Environmental Analysis

    45. The Commission is required to prepare an Environmental 
Assessment or an Environmental Impact Statement for any action that may 
have a significant adverse effect on the human environment.\55\ The 
Commission has categorically excluded certain actions from this 
requirement as not having a significant effect on the human 
environment. Included in the exclusion are rules that are clarifying, 
corrective, or procedural or that do not substantially change the 
effect of the regulations being amended.\56\ The actions proposed 
herein fall within this categorical exclusion in the Commission's 
regulations.
---------------------------------------------------------------------------

    \55\ Regulations Implementing the National Environmental Policy 
Act of 1969, Order No. 486, FERC Stats. & Regs. ] 30,783 (1987).
    \56\ 18 CFR 380.4(a)(2)(ii).
---------------------------------------------------------------------------

VII. Comment Procedures

    46. The Commission invites interested persons to submit comments on 
the matters and issues proposed in this notice to be adopted, including 
any related matters or alternative proposals

[[Page 36301]]

that commenters may wish to discuss. Comments are due August 24, 2015. 
Comments must refer to Docket Nos. RM15-13-000, RM15-12-000, and RM15-
7-000, and must include the commenter's name, the organization they 
represent, if applicable, and address.
    47. The Commission encourages comments to be filed electronically 
via the eFiling link on the Commission's Web site at https://www.ferc.gov. The Commission accepts most standard word processing 
formats. Documents created electronically using word processing 
software should be filed in native applications or print-to-PDF format 
and not in a scanned format. Commenters filing electronically do not 
need to make a paper filing.
    48. Commenters that are not able to file comments electronically 
must send an original of their comments to: Federal Energy Regulatory 
Commission, Secretary of the Commission, 888 First Street NE., 
Washington, DC 20426.
    49. All comments will be placed in the Commission's public files 
and may be viewed, printed, or downloaded remotely as described in the 
Document Availability section below. Commenters on this proposal are 
not required to serve copies of their comments on other commenters.

VIII. Document Availability

    50. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
Internet through the Commission's Home Page (https://www.ferc.gov) and 
in the Commission's Public Reference Room during normal business hours 
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, 
Washington, DC 20426.
    51. From the Commission's Home Page on the Internet, this 
information is available on eLibrary. The full text of this document is 
available on eLibrary in PDF and Microsoft Word format for viewing, 
printing, and/or downloading. To access this document in eLibrary, type 
the docket number excluding the last three digits of this document in 
the docket number field.
    52. User assistance is available for eLibrary and the Commission's 
Web site during normal business hours from the Commission's Online 
Support at (202) 502-6652 (toll free at 1-866-208-3676) or email at 
ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659. Email the Public Reference Room at 
public.referenceroom@ferc.gov.

    By direction of the Commission.

    Dated: June 18, 2015.
Kimberly D. Bose,
Secretary.
[FR Doc. 2015-15432 Filed 6-23-15; 8:45 am]
 BILLING CODE 6717-01-P
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