Pacific Halibut Fisheries; Revisions to Charter Halibut Fisheries Management in Alaska, 35195-35207 [2015-15085]
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Issued in Renton, Washington, on June 10,
2015.
Michael Kaszycki,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
DEPARTMENT OF COMMERCE
[FR Doc. 2015–14994 Filed 6–18–15; 8:45 am]
[Docket No. 140429382–4382–01]
BILLING CODE 4910–13–P
Tuesday, July 22, 2014, make the
following correction:
Bureau of Industry and Security
Supplement No. 4 to Part 744—Entity
List [Corrected]
15 CFR Part 744
On page 42458, in Supplement No. 4
to Part 744, in the table, beginning with
the row in which the entry in the first
column reads ‘‘UKRAINE’’, the table
should appear as follows:
RIN 0694–AG16
Addition of Certain Persons to the
Entity List
Correction
In rule document 2014–17196,
beginning on page 42452 in the issue of
UKRAINE .........
*
*
*
Donetsk People’s Republic, Donetsk
Region, Ukraine
*
*
For all items subject to
the EAR. (See § 744.11
of the EAR).
*
Presumption of denial ......
*
Feodosiya Enterprise, a.k.a., the following four aliases:
*
*
For all items subject to
the EAR. (See § 744.11
of the EAR).
*
Presumption of denial ......
*
79 FR [INSERT FR PAGE
NUMBER] 7/22/14.
*
79 FR [INSERT FR PAGE
NUMBER] 7/22/14.
Feodosia Oil Products Supply Co.; and
—Feodosiya Enterprise on Providing
Oil Products; and
—Feodosiyske Company for the Oil;
and
—Theodosiya Oil Terminal.
Feodosiya, Geologicheskaya str. 2, Crimea 98107, Ukraine; and
Feodosia, Str. Geological 2, Crimea
98107, Ukraine (See alternate addresses under Crimea (Occupied)).
*
*
*
Luhansk People’s Republic, a.k.a., the
following two aliases:
*
For all items subject to
the EAR. (See § 744.11
of the EAR).
*
Presumption of denial ......
*
79 FR [INSERT FR PAGE
NUMBER] 7/22/14.
—Lugansk People’s Republic
—People’s Republic of Luhansk.
Luhansk Region, Ukraine.
*
*
*
*
*
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*
[FR Doc. C1–2014–17196 Filed 6–18–15; 8:45 am]
BILLING CODE 1505–01–D
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
NMFS issues regulations that
revise Federal regulations regarding
sport fishing guide services for Pacific
halibut in International Pacific Halibut
Commission Regulatory Areas 2C
(Southeast Alaska) and 3A (Central Gulf
of Alaska). The regulations remove the
requirement that a guided sport (charter)
vessel guide be on board the same vessel
as a charter vessel angler to meet the
definition of providing sport fishing
guide services. This final rule clarifies
that all sport fishing for halibut in
which anglers receive assistance from a
SUMMARY:
15 CFR Part 902
50 CFR Part 300
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[Docket No. 140724618–5506–02]
RIN 0648–BE41
Pacific Halibut Fisheries; Revisions to
Charter Halibut Fisheries Management
in Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
AGENCY:
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compensated guide would be managed
under charter fishery regulations, and
all harvest (except halibut harvested
under the Guided Angler Fish Program)
would accrue toward charter
allocations. This final rule aligns
Federal regulations with State of Alaska
regulations. This final rule makes
additional minor changes to the
regulatory text pertaining to the charter
halibut fishery to maintain consistency
in the regulations with these new
definitions. This action is necessary to
achieve the halibut fishery management
goals of the North Pacific Fishery
Management Council.
DATES: Effective July 20, 2015.
ADDRESSES: Electronic copies of the
Categorical Exclusion and the
Regulatory Impact Review/Initial
Regulatory Flexibility Analysis (RIR/
IRFA) prepared for this action are
available from https://
www.regulations.gov or from the NMFS
Alaska Region Web site at https://
alaskafisheries.noaa.gov. A Final
Regulatory Flexibility Analysis (FRFA)
was prepared and is included in the
Classification section of this final rule.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this final rule
may be submitted to NMFS at the above
address and by email to OIRA_
Submission@omb.eop.gov or fax to 202–
395–5806.
FOR FURTHER INFORMATION CONTACT: Julie
Scheurer, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
published a proposed rule for this
action in the Federal Register on
December 3, 2014 (79 FR 71729), and
public comments were accepted through
January 2, 2015.
Authority for Action
The International Pacific Halibut
Commission (IPHC) and NMFS manage
fishing for Pacific halibut (Hippoglossus
stenolepis) through regulations
established under authority of the
Northern Pacific Halibut Act of 1982
(Halibut Act). The IPHC adopts
regulations governing the Pacific halibut
fishery under the Convention between
the United States and Canada for the
Preservation of the Halibut Fishery of
the North Pacific Ocean and Bering Sea
(Convention), signed at Ottawa, Ontario,
on March 2, 1953, as amended by a
Protocol Amending the Convention
(signed at Washington, DC, on March
29, 1979). For the United States,
regulations developed by the IPHC are
subject to acceptance by the Secretary of
State with concurrence from the
Secretary of Commerce. After
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acceptance by the Secretary of State and
the Secretary of Commerce, NMFS
publishes the IPHC regulations in the
Federal Register as annual management
measures pursuant to 50 CFR 300.62.
The final rule implementing IPHC
regulations for the 2015 fishing season
published on March 17, 2015 (80 FR
13771). IPHC regulations affecting sport
fishing for halibut and vessels in the
charter fishery in Areas 2C and 3A may
be found in sections 3, 25, and 28 of that
final rule.
The Halibut Act, at sections 773c(a)
and (b), provides the Secretary of
Commerce with general responsibility to
carry out the Convention and the
Halibut Act. In adopting regulations that
may be necessary to carry out the
purposes and objectives of the
Convention and the Halibut Act, the
Secretary of Commerce is directed to
consult with the Secretary of the
department in which the U.S. Coast
Guard is operating, currently the
Department of Homeland Security.
The Halibut Act, at section 773c(c),
also provides the North Pacific Fishery
Management Council (Council) with
authority to develop regulations,
including limited access regulations,
that are in addition to, and not in
conflict with, approved IPHC
regulations. Regulations developed by
the Council may be implemented by
NMFS only after approval by the
Secretary of Commerce. The Council has
exercised this authority in the
development of subsistence halibut
fishery management measures, and
sport halibut fishery management
measures in Convention waters off
Alaska, codified at 50 CFR 300.61,
300.65, 300.66, and 300.67. The Council
also developed the Individual Fishing
Quota Program for the commercial
halibut fishery, codified at 50 CFR part
679, under the authority of section 773
of the Halibut Act.
Background
This final rule aligns Federal
regulations for charter halibut fishing
with State of Alaska regulations for
sport fishing to clarify the Council’s and
NMFS’ intent for management of charter
halibut fisheries in Areas 2C and 3A in
Convention waters off Alaska. The
regulatory clarifications also will
facilitate enforcement and clarify
recordkeeping and reporting
requirements for the charter halibut
fishery. This final rule does not revise
regulations for unguided sport halibut
fishing in Alaska found in sections 3,
25, and 28 of the IPHC annual
management measures; however, the
2015 IPHC annual management
measures for charter halibut fishing
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were modified to maintain consistency
with this final rule. A general
description of the halibut fisheries in
Alaska was provided in the proposed
rule for this action (79 FR 71729,
December 3, 2014) and is briefly
summarized here.
Description of Halibut Fisheries
Sport fishing activities for Pacific
halibut in Areas 2C and 3A are subject
to different regulations, depending on
whether those activities are guided or
unguided. Guided sport fishing for
halibut is subject to charter restrictions
under Federal regulations. These
regulations apply if a charter vessel
guide is providing assistance for
compensation, or sport fishing guide
services, to an angler during a fishing
trip. Unguided anglers typically use
their own vessels and equipment, or
they may rent a vessel and fish with no
assistance from a guide.
The charter halibut fisheries in Areas
2C and 3A are managed under the
Charter Halibut Limited Access Program
(CHLAP) and the Catch Sharing Plan
(CSP). The CHLAP limits the number of
operators in the charter fishery, while
the CSP establishes annual allocations
to the charter and commercial fisheries
and describes a process for determining
annual management measures to limit
charter harvest to the allocations in each
management area. The proposed rule
and Section 1.3 of the RIR/IRFA
prepared for this action provide
additional detail on the charter halibut
management programs that have been
implemented in Areas 2C and 3A.
The CHLAP established Federal
charter halibut permits (CHPs) for
operators in the charter halibut fishery
in Areas 2C and 3A. Since 2011, all
vessel operators in Areas 2C and 3A
with charter anglers on board must have
an original, valid permit on board
during every charter vessel fishing trip
on which Pacific halibut are caught and
retained. CHPs are endorsed for the
appropriate regulatory area and the
number of anglers that may catch and
retain halibut on a charter vessel fishing
trip. Complete regulations for the
CHLAP are published at §§ 300.65,
300.66, and 300.67.
The CSP established sector allocations
that vary proportionally with changing
levels of annual halibut abundance and
that balance the differing needs of the
charter and commercial halibut fisheries
over a wide range of halibut abundance
in each area. The CSP describes a public
process by which the Council develops
recommendations to the IPHC for
charter angler harvest restrictions that
are intended to limit harvest to the
annual charter halibut fishery catch
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limit in each area. The CSP also
authorizes limited annual leases of
commercial individual fishing quota for
use in the charter fishery as guided
angler fish (GAF). GAF authorizes
individual charter operators in Area 2C
and Area 3A to offer anglers the
opportunity to retain additional halibut
when charter vessel anglers are subject
to a more restrictive daily harvest limit
than unguided sport anglers in the same
area. Complete regulations for the CSP
are published at §§ 300.65 and 300.66.
Additional detail on the development
and rationale for the CSP can be found
in the final rule implementing the
program (78 FR 75844, December 12,
2013).
Each year, based on recommendations
from the Council, the IPHC annually
adopts charter halibut management
measures designed to keep charter
harvest in Area 2C and Area 3A to the
catch limits specified under the CSP.
Once accepted by the Secretary of State
with the concurrence of the Secretary of
Commerce, NMFS publishes in the
Federal Register the charter halibut
management measures for each area as
part of the IPHC annual management
measures. The 2015 IPHC annual
management measures were published
on March 17, 2015 (80 FR 13771).
The Alaska Department of Fish and
Game (ADF&G) monitors and estimates
charter halibut harvests using the
Saltwater Charter Logbook (hereafter,
logbook). The logbook is the primary
reporting requirement for operators in
the charter fisheries for all species
harvested in saltwater in Areas 2C and
3A. Logbook data are compiled to show
where fishing occurs, the extent of
participation, and the species and the
numbers of fish caught and retained by
individual charter anglers. This
information is essential to estimate
harvest for regulation and management
of the charter halibut fisheries in Areas
2C and 3A. ADF&G collects logbook
information from charter vessel guides
on halibut harvested by charter vessel
anglers to accommodate the information
requirements for implementing and
enforcing Federal charter halibut fishing
regulations, such as daily bag limits and
the CHLAP.
Purpose of This Final Rule
This final rule is primarily intended
to clarify that (1) compensated
assistance to an angler to catch halibut
during a fishing trip will be managed
under Federal charter fishery
regulations, whether or not the person
providing that compensated assistance
is on board the vessel with the angler,
and (2) halibut harvested by an angler
receiving compensated assistance will
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accrue toward charter allocations. These
clarifications are necessary to apply
Federal charter fishing regulations to a
small number of businesses that offer
services in which guides provide
assistance to halibut anglers for
compensation, from adjacent vessels or
shore. Under previous Federal
regulations, a person providing
assistance to an angler during a fishing
trip, and who was not on board the
vessel with the angler, was not
providing sport fishing guide services.
As a result, an operator was not required
to have a CHP on board the vessel, as
required by the CHLAP regulations at
§ 300.67, if the compensated assistance
provided to an angler during a fishing
trip was by a person who was not on
board the vessel with the angler. In
addition, an angler receiving assistance
during the fishing trip from a guide that
was not on board the vessel with the
angler was not subject to regulations
that limit a guided angler to more
restrictive daily bag and size limits that
are intended to limit charter harvest to
allocations specified by the Council’s
CSP for Area 2C and Area 3A.
In recommending the revisions to
Federal regulations implemented by this
final rule, the Council specified that
providing compensated assistance to an
angler from an adjacent vessel or from
the shore is a de facto form of charter
fishing and should be managed under
charter fishing regulations. A guide who
is not on the same vessel with an angler
and who provides assistance for
compensation to an angler will be
included in the definition of sport
fishing guide services under this final
rule. The Council was concerned that
guide-assisted sport fishing services
might increase if no action was taken to
define these fishing activities as charter
fishing.
This final rule also implements
regulations recommended by the
Council clarifying that halibut harvests
by an angler receiving compensated
assistance from a person not on board
the vessel with the angler (except GAF,
which is an alternative use of
commercial halibut individual fishing
quota) should accrue to the charter
sector allocation under the CSP. This
final rule clarifies logbook reporting
requirements and will improve harvest
estimates by aligning the Federal and
State definitions of sport fishing guide
services so that halibut harvested by an
angler who receives compensated
assistance are required to be recorded in
the logbook, whether the person
providing the assistance is physically
present on board the vessel or not.
Aligning State and Federal definitions
of sport fishing guide services will
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provide the public with clear and
consistent management between
management agencies.
Regulations Implemented by This Final
Rule
This final rule aligns Federal
regulatory text regarding sport fishing
guide services for Pacific halibut with
State regulations in a manner that is
consistent with the Council’s intent for
management of charter halibut fisheries.
The revisions will enhance enforcement
of sport fishing regulations by an
authorized officer by clearly defining
when a person is providing sport fishing
guide services. This regulatory clarity
will also aid anglers and operators
providing sport fishing guide services to
comply with regulations for the charter
halibut fisheries.
This final rule implements clear and
consistent regulations that apply to all
businesses providing, and all anglers
receiving, sport fishing guide services.
This final rule will improve the
accuracy of the data collected on sport
fishing harvest. Specifically, this final
rule requires anglers receiving sport
fishing guide services, whether or not a
charter vessel guide is on board, to
comply with the restrictions in place for
charter vessel anglers. This final rule
requires businesses that provide sport
fishing guide services for halibut from
separate vessels to obtain CHPs for the
vessels on which the anglers are fishing
and comply with the restrictions in
place for the charter halibut fishery.
This final rule does not increase the
number of CHPs issued under the
CHLAP.
As described in the proposed rule and
in Section 1.2 of the RIR/IRFA, this final
rule is intended only to address fishing
activities for the charter halibut sector,
not businesses that provide equipment
for unguided (or self-guided) sport
fishing. The proposed rule provided a
detailed description of the proposed
regulatory changes and a brief summary
is provided in the following sections.
This final rule implements three
categories of regulatory changes: (1)
Revisions to definitions at § 300.61; (2)
revisions to CHLAP and CSP
regulations; and (3) other regulatory
revisions. The last section describes
changes made to the 2015 IPHC annual
management measures to aid the
implementation of this rule.
Revisions to Definitions at § 300.61
Most critically, this final rule revises
the definition of ‘‘sport fishing guide
services,’’ and adds definitions for
‘‘compensation’’ and ‘‘charter vessel’’ at
§ 300.61. This final rule also makes
technical revisions to the definitions of
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‘‘charter vessel angler,’’ ‘‘charter vessel
fishing trip,’’ ‘‘charter vessel guide,’’
and ‘‘charter vessel operator’’ at § 300.61
for added clarity and consistency among
definitions. These changes are described
in detail in Section 2.7 of the RIR/IRFA
and in the proposed rule for this action.
The revision to the definition of
‘‘sport fishing guide services’’ removes
the requirement that a charter vessel
guide be on board the same vessel as the
charter vessel angler. This final rule also
revises the definition to clarify that
services provided by a crew member
working directly under the supervision
of, and on the same vessel as, a charter
vessel guide are not sport fishing guide
services for purposes of CHLAP and
CSP regulations. This revision clarifies
the Council’s and NMFS’ intent that
crew member services will continue to
be excluded from the definition of sport
fishing guide services for purposes of
CHLAP and CSP regulations, to clearly
identify that the charter vessel guide,
and not a crew member, is the person
responsible for complying with the
regulations.
The definition of sport fishing guide
services in this final rule includes the
phrase ‘‘accompanying or physically
directing the sport fisherman in sport
fishing activities during any part of a
charter vessel fishing trip.’’ This phrase
is consistent with the State definition
for sport fishing guide services. The
Federal definition of charter vessel
fishing trip at § 300.61 specifies that a
charter vessel fishing trip begins when
fishing gear is first deployed into the
water and ends when one or more
charter vessel anglers or any halibut are
offloaded from that vessel. The
proposed rule and Section 1.3.6 of the
RIR/IRFA provides additional detail on
this revision to the definition of sport
fishing guide services.
This final rule adds a definition for
‘‘compensation’’ to § 300.61 that
matches the State’s definition (5 AAC
75.995(b)). The Council and NMFS
intend for sport fishing for halibut to be
considered charter fishing for halibut
only if a person providing assistance to
a sport angler is receiving
compensation. This final rule defines
compensation as, ‘‘direct or indirect
payment, remuneration, or other
benefits received in return for services,
regardless of the source . . . ‘benefits’
includes wages or other employment
benefits given directly or indirectly to
an individual or organization, and any
dues, payments, fees, or other
remuneration given directly or
indirectly to a fishing club, business,
organization, or individual who
provides sport fishing guide services;
and does not include reimbursement for
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the actual daily expenses for fuel, food,
or bait.’’ This definition of
compensation also means that payments
made by a third party, and nonmonetary exchanges of goods and
services for taking someone halibut
fishing, may also be considered
compensation, as well as payments or
non-monetary exchanges from a person
aboard the charter vessel. The Federal
definition does not consider
reimbursement for ‘‘actual’’ daily
expenses (e.g., bait, fuel, food) to be
compensation as explained in the
proposed rule and Section 1.3.6.2 of the
RIR/IRFA.
This final rule adds a definition for
‘‘charter vessel’’ to Federal regulations
at § 300.61. A charter vessel is defined
as ‘‘a vessel used while providing or
receiving sport fishing guide services for
halibut.’’ Under this definition, a charter
vessel guide will not be required to be
on board the same vessel as the charter
vessel angler to be providing sport
fishing guide services. If an angler
receives sport fishing guide services
during a charter vessel fishing trip (i.e.,
the time between when gear is deployed
and when one or more charter anglers
or any harvested halibut are offloaded),
even if it is from an adjacent or nearby
vessel, that angler would be considered
to be fishing from a charter vessel.
Under State of Alaska regulations (5
AAC 75.075), charter vessels are
required to be registered with the State
and are issued identification decals and
logbooks. Under this final rule, all
charter vessels, including those that will
not have charter vessel guides on board,
will need to register with the State,
display the charter vessel decal while
operating as a charter vessel, and have
the logbook on board during all charter
vessel fishing trips. Each charter vessel
from which an angler may catch and
retain halibut will also need to have an
original CHP on board during charter
vessel fishing trips.
Revisions to CHLAP and CSP
Regulations
The primary responsibility for
compliance with charter halibut fishery
CHLAP and CSP regulations will
continue to be with the charter vessel
guide. However, some Federal
regulations governing the charter
halibut fishery put the burden of
compliance on the charter vessel
operator. Under this final rule, if no
charter vessel guide is on board the
vessel with the charter anglers, the
charter vessel operator could also be a
charter vessel angler. To facilitate
compliance in these instances, this final
rule implements regulations at
§ 300.66(s) and (v) to hold the charter
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vessel operator and the charter vessel
guide jointly or severally responsible for
compliance with the requirement to
have a valid CHP and a logbook on
board the charter vessel with the charter
vessel anglers if no charter vessel guide
is on board the vessel with the charter
anglers. If the charter vessel guide is on
a separate vessel, or on the shore, the
charter vessel operator will be the
person on board the charter vessel with
the angler (hereafter, ‘‘angler vessel’’)
that could be held jointly responsible
with the charter vessel guide to ensure
that a valid CHP and the logbook are on
the angler vessel. An authorized officer
will evaluate the specific circumstances
of a fishing trip to determine whether to
hold the charter vessel operator and the
charter vessel guide jointly or severally
responsible for compliance with the
requirement to have a valid CHP and a
logbook on board the vessel.
Charter vessel guides will remain
responsible for complying with the
CHLAP and CSP reporting requirements
at § 300.65(d), and the person whose
business was assigned a logbook will
remain responsible for ensuring that the
charter vessel guide complies with those
requirements. This final rule also
implements regulations at § 300.65(d) to
require that the logbook remain on the
charter vessel with the anglers during
the charter vessel fishing trip, even if
the guide is on a separate vessel or on
shore.
When halibut are retained by charter
vessel anglers, the charter vessel guide
will remain responsible under
regulations at § 300.65(d) for completing
the remainder of the logbook data fields
by the end of the calendar day, or by the
end of the charter vessel fishing trip,
whichever comes first. The charter
vessel guide is also responsible for
ensuring that charter vessel anglers who
retained halibut sign the logbook.
Under this final rule, charter vessel
guides will remain responsible for
complying with the provisions of the
GAF program at § 300.65. A GAF permit
authorizes a charter vessel angler to
retain GAF, and GAF permits are
assigned to a single CHP. This final rule
implements regulations at
§ 300.65(c)(5)(iii)(A)(5), to require the
guide maintain control of a legible copy
of the GAF permit to enable an
authorized officer to verify that any GAF
retained on the charter vessel were
authorized by a valid GAF permit. As
described above, regulations at
§ 300.65(d) require that the CHP and
logbook remain on the same charter
vessel as the charter vessel anglers.
Regulations at § 300.65(c)(5)(iv)(G)
require that upon retention of a GAF
halibut, the guide must immediately
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remove the upper and lower tips of the
tail fin lobes to mark and identify that
fish as a GAF halibut. This final rule
adds a requirement that the guide must
be physically present when the GAF is
harvested to mark the fish. NMFS
anticipates that charter vessel anglers
without a guide on board will need to
summon the guide (e.g., by cell phone
or radio) to be in proximity of the
charter vessel before any GAF are
harvested. Regulations at
§ 300.65(d)(4)(iii)(A)(1) require the
charter vessel guide to immediately
measure and record the total length of
the GAF halibut in the GAF permit log
on the back of the GAF permit. This
final rule does not change this
requirement, but adds a reference at
§ 300.65(d)(4)(iii)(A)(1) to an additional
requirement at § 300.65(d)(4)(iii)(A)(5)
that the charter vessel guide must
immediately record in the logbook the
GAF permit number under which the
GAF was caught and retained, and the
number of GAF retained by the charter
vessel angler who caught and retained
GAF, if GAF are retained on a charter
vessel without a guide on board. The
term ‘‘immediately,’’ for enforcement
purposes, means that the stated activity
(e.g., marking the fish or recording the
GAF in the logbook) must occur before
the guide or angler moves on to another
activity or resume fishing. For example,
if a charter vessel angler harvests a GAF,
the guide will need to mark and record
it before the angler could continue
fishing, or transit to another location. If
the guide cannot be physically present
at the time the GAF is caught, the
charter vessel angler will not be
authorized to retain that fish.
Regulations at § 300.65(d)(4)(iii)(B)
through (E) require a charter vessel
guide to electronically report GAF
harvests at the end of a charter vessel
fishing trip in which GAF is retained.
This rule does not revise these
regulations and the charter vessel guide
will continue to be responsible for
electronically reporting GAF harvests.
Regulations at § 300.65(c)(5)(iv)(G)
require that if GAF halibut are filleted
on board a charter vessel, the carcasses
of those GAF halibut must be retained
until the end of the charter vessel
fishing trip to enable an authorized
officer to verify the recorded lengths.
This final rule revises CSP regulations at
§ 300.65(c)(5)(iv)(G) to specify that if
any GAF are harvested and filleted on
board the charter vessel, those carcasses
will also need to be retained on the
charter vessel on which the GAF halibut
were harvested until the end of the
charter vessel fishing trip. In other
words, if GAF halibut were harvested on
a charter vessel without a guide on
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board, it will need to stay on the vessel
with the angler who harvested it until
the end of the fishing trip; it may not be
transferred to the vessel that the guide
is on for filleting, storage, or otherwise.
Similarly, the 2015 IPHC annual
management measures at section
28(2)(d) and 28(3)(d) require that the
carcasses of size-restricted halibut
harvested in the charter fishery in Areas
2C and 3A be retained, if those sizerestricted halibut are filleted on board
the charter vessel. This final rule adds
the same carcass retention requirement
to Federal regulations at § 300.65(d)(5)
and, once implemented, could be
removed from the IPHC annual
management measures in future years.
Other Regulatory Changes
Charter vessel guides, operators, and
crew are prohibited from harvesting
halibut in Areas 2C and 3A during
charter vessel fishing trips under
regulations at § 300.65(d)(3). Under this
final rule, the charter vessel operator
could potentially be a charter vessel
angler who is operating a vessel without
a charter vessel guide onboard (e.g., the
charter vessel guide is on a separate
vessel). The Council and NMFS do not
intend to prohibit charter vessel anglers
who are operating charter vessels
without a charter vessel guide onboard
from harvesting halibut. Therefore, this
final rule revises § 300.65(d)(3) to
specify that ‘‘a charter vessel guide,
charter vessel operator, or crew member
may not catch and retain halibut during
a charter vessel fishing trip in
Commission regulatory area 2C or 3A,
except that charter vessel operators who
are charter vessel anglers may catch and
retain halibut during a charter vessel
fishing trip if the charter vessel guide is
on a separate charter vessel.’’
This final rule makes minor
additional changes to regulations at
§§ 300.61, 300.65, 300.66, and 300.67 to
maintain existing regulatory
responsibilities applicable to specific
persons and ensure consistency in the
charter halibut regulations to meet the
intent of this final rule. These changes
and the rationale for them are outlined
in detail in the proposed rule and in
Section 2.7 of the RIR/IRFA for this
action and are briefly summarized here.
On January 1, 2015, several Alaska
Statutes (A.S. 16.40.260 through
16.40.299) pertaining to sport fishing
business and guide licensing and
reporting through ADF&G expired. For
2015, there is no ADF&G guide license,
fee, or insurance requirement; however,
guides are still required to register with
ADF&G and to hold an Alaska business
license. State of Alaska vessel
registration and logbook requirements
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35199
still apply in 2015. This final rule
implements revisions to Federal
regulations at § 300.65(d)(4)(ii)(B)(1) and
(d)(4)(ii)(D)(4), the definition of ‘‘charter
vessel guide’’ at § 300.61, and
§ 300.67(a)(1) to refer to ADF&G sport
fishing guide ‘‘licenses or registrations.’’
NMFS is retaining the word ‘‘licenses’’
in regulations because draft legislation
has been submitted to the Alaska State
Legislature to reinstate the sport fishing
business and guide licensing statutes for
future years.
Regulations at § 300.66(h) prohibit
subsistence fishing for halibut while
commercial fishing or sport fishing. The
regulation was intended to prohibit only
subsistence fishing for halibut and
commercial or sport fishing for halibut
from the same vessel on the same day.
This final rule revises the prohibition at
§ 300.66(h) to clarify that it only
prohibits subsistence fishing for halibut
while commercial or sport fishing for
halibut.
IPHC Annual Management Measures
The proposed rule (79 FR 71729,
December 3, 2014) and Section 2.7 of
the RIR/IRFA (see ADDRESSES) for this
action described several changes to the
IPHC Annual Management Measures
that NMFS recommended for
consistency among regulations, to
improve compliance, and to facilitate
enforcement. The IPHC convened in
January 2015 and approved NMFS’
recommendations. The 2015 IPHC
Annual Management Measures were
published on March 17, 2015 (80 FR
13771) and reflect the following changes
for consistency with this final rule:
(1) Minor technical revisions to
management measures at sections
3(1)(c), 28(2)(c), and 28(3)(e) to maintain
consistency with revisions to the
Federal definition of ‘‘charter vessel’’
and with State of Alaska sport fishing
regulations.
(2) Revised section 25(7) to clarify
that the charter vessel guide shall be
held liable for any violations of annual
management measures committed by an
angler on a charter vessel, whether the
guide is on board the vessel with the
angler or on a separate vessel.
(3) Added management measures to
section 28(1) to require that all halibut
retained by a charter vessel angler
remain on the vessel on which they
were caught until the end of the charter
vessel fishing trip. This revision will
facilitate enforcement of daily bag and
possession limits by prohibiting anglers
on a charter vessel without a guide on
board from transferring their harvested
halibut to the guide’s vessel for
processing.
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Changes From the Proposed Rule
Four minor changes were made to
paragraphs (c)(5)(iii)(A)(5) and
(c)(5)(iv)(A) of § 300.65 for consistency
in wording. These paragraphs describe
on which vessel the GAF permit and
CHP must be held, depending on
whether or not a guide is onboard. In
the proposed rule, the language referring
to the GAF permit was inconsistent. In
one instance it referred to ‘‘a legible
copy of a GAF permit,’’ in another it
referred to simply ‘‘the GAF permit,’’
and in paragraph (c)(5)(iv)(A) it referred
to a ‘‘valid GAF permit.’’ This language
has been standardized for consistency in
all instances to read ‘‘a legible copy of
a valid GAF permit.’’
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Comments and Responses
The proposed rule for this action was
published on December 3, 2014 (79 FR
71729), and public comments on it were
accepted until January 2, 2015. NMFS
received 8 comment submissions
containing 10 unique comments. No
comment resulted in a change to the
regulatory text from the proposed rule.
NMFS summarized and responded to
the comments as follows:
Comment 1: The commenter disagrees
with the proposed regulations at
§ 300.66(s) and (v) to hold the charter
vessel operator and the charter vessel
guide jointly or severally responsible for
ensuring that a valid CHP and a logbook
are on board the charter vessel with the
charter vessel anglers if no charter
vessel guide is on board the vessel with
the charter anglers. The commenter
recommends that, similar to charter
halibut operations in which the guide is
on board the charter vessel, only the
charter vessel guide is responsible for
ensuring that the CHP and logbook are
on the charter vessel. Considering that
enforcement staff would still need to
find the charter vessel guide in the case
of a violation if he or she is jointly
responsible, making the charter vessel
angler responsible seems both infeasible
and unnecessary.
Response: In the proposed rule for
this action, NMFS discussed the
rationale for holding the guide, the
operator, or both parties responsible for
compliance with certain regulations
when charter fishing without a guide
onboard. In most instances the primary
responsibility for compliance with
charter halibut fishery regulations is
with the charter vessel guide. However,
the Federal regulations at § 300.66(s)
and (v) put the burden of compliance on
the charter vessel operator to have a
valid CHP and logbook on board the
vessel with the anglers.
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The CHP and logbook are critical
enforcement tools used by an authorized
officer to verify when anglers are on a
charter vessel fishing trip and subject to
CHLAP, CSP, and other restrictions
applicable to charter vessel anglers. If
the charter vessel guide is on a separate
charter vessel or on the shore, or is not
in the vicinity of the charter vessel with
anglers aboard (i.e., ‘‘angler vessel’’), an
authorized officer must be able to
identify a person on board the angler
vessel that is responsible for ensuring
that a valid CHP and the logbook are on
the vessel to authorize that charter
vessel fishing trip. If the charter vessel
guide is on a separate vessel, or on the
shore, the charter vessel operator should
be the person on board the angler vessel
that could be held jointly responsible
with the charter vessel guide to ensure
that a valid CHP and the logbook are on
the angler vessel. NMFS notes that
enforcement of this provision will
depend on the circumstances of a
fishing trip. Authorized officers will
evaluate the specific circumstances to
determine whether to hold the charter
vessel operator and the charter vessel
guide jointly or severally responsible for
compliance with the requirement to
have a valid CHP and a logbook on
board the vessel.
Charter vessel guides will remain
responsible for complying with the
CHLAP and CSP reporting requirements
at § 300.65(d), and the person whose
business was assigned a logbook
remains responsible for ensuring that
the charter vessel guide complies with
those requirements. Before a charter
vessel fishing trip begins, the charter
vessel guide is required to record in the
logbook the first and last names and
license numbers of each charter vessel
angler who will fish for halibut
(exceptions apply for youth, senior, and
disabled charter vessel anglers); ensure
that the cover of the logbook lists the
person named on the CHP(s) and the
CHP number(s) being used during that
charter vessel fishing trip; and ensure
the name and State-issued vessel
registration (AK number) or U.S. Coast
Guard documentation number of the
charter vessel is listed. This final rule
implements regulations at § 300.65(d) to
require that the logbook remain on the
charter vessel with the anglers during
the charter vessel fishing trip, even if
the guide is on a separate vessel or on
shore. With this change, an authorized
officer will be able to verify that all
anglers are licensed and listed in the
logbook, and that the angler
endorsement on the CHP has not been
exceeded.
NMFS notes that the regulations at
§ 300.66(s) and (v) are consistent with
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the IPHC annual management measure
at section 25(7) which states, ‘‘The
operator of a charter vessel shall be
liable for any violations of these
Regulations committed by an angler on
board said vessel. In Alaska, the charter
vessel guide, as defined in § 300.61 and
referred to in §§ 300.65, 300.66, and
300.67, shall be liable for any violation
of these Regulations committed by an
angler on board a charter vessel.’’
Comment 2: NMFS proposed to define
sport fishing guide services as
‘‘accompanying or physically directing
the sport fisherman in sport fishing
activities during any part of a charter
vessel fishing trip.’’ The term
‘‘physically directing’’ is not defined
and may be difficult to interpret by both
charter guides and NOAA Office of Law
Enforcement staff. For example, it is
unclear whether providing a chart or
GPS coordinates identifying specific
fishing locations or contacting a guide
or lodge owner for instructions via cell
phone or UHF radio would be
considered ‘‘physically directing.’’
Response: Section 1.3.6 of the RIR/
IRFA describes that the Council and
NMFS contemplated identifying a list of
activities that would qualify as
‘‘physically directing’’ under this action.
The Council concluded, and NMFS
agrees, that defining assistance as
‘‘accompanying or physically directing
the sport fisherman in sport fishing
activities’’ eliminates the need to list all
potential activities that could be
considered as providing assistance to an
angler. This is consistent with the State
of Alaska’s definition that does not
specifically define ‘‘physically
directing’’ as it is used in the definition
for ‘‘sport fishing guide service’’ (5 AAC
75.995(a)(42)). One goal of this final rule
is to align State and Federal regulations
for consistency and improved
compliance.
The commenter notes that it is
unclear whether providing a chart or
GPS coordinates or contacting a guide or
lodge owner for instructions via cell
phone or UHF radio would be
considered ‘‘physically directing.’’
While ‘‘physically directing’’ could
imply that the guide must be in
proximity to the angler, certain
technologies, such as cellular video
calls, could allow a person to physically
direct an angler to fish without being in
proximity to the angler. Therefore, the
nature of the activity will be evaluated
as needed to determine if it is
‘‘physically directing.’’ We describe this
in greater detail in the following
paragraphs. The definition of sport
fishing guide services implemented by
this final rule applies only to assistance
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provided during any part of a charter
vessel fishing trip.
A charter vessel fishing trip is defined
as ‘‘the time period between the first
deployment of fishing gear into the
water from a charter vessel by a charter
vessel angler and the offloading of one
or more charter vessel anglers or any
halibut from that vessel.’’ Assistance,
under the definition of sport fishing
guide services implemented by this final
rule, will therefore be restricted to
activities that occur after gear has been
deployed. Assistance provided before
gear is deployed would not be
considered sport fishing guide services.
NMFS notes that determination of
assistance for purposes of Federal
regulations likely would depend on a
combination of factors that, taken
together, would indicate that a charter
vessel guide was compensated for
assisting an angler in a manner intended
to result in the taking of halibut.
Providing a description, or even a map
or GPS coordinates of a fishing location,
before a charter vessel fishing trip
begins, would not in itself be considered
as providing sport fishing guide services
because it was not assistance during a
charter vessel fishing trip. According to
a recent decision in United States v.
Dutton, assistance includes, but is not
limited to the following activities:
anchoring and drifting the vessel on the
fishing spots, rigging gear, baiting
hooks, changing lures, suggesting use of
a different lure and providing it,
explaining how to operate the manual
downrigger and cranking it up,
identifying bottom fish caught, helping
land halibut, and netting and bringing
fish on board. According to the
decision, these activities could
reasonably be expected to result in the
catching or taking of halibut, and that by
performing these activities for
compensation, the respondent was
providing sport fishing guide services.
Comment 3: The definition of charter
vessel fishing trip should be broadened
to encompass the initial trip period
when clients and fishing gear are aboard
the vessel and the vessel is underway to
the fishing grounds. A ‘‘charter vessel
fishing trip’’ does not begin until an
angler deploys gear into the water and
ends when one or more charter vessel
anglers or any halibut are offloaded
from the vessel. Under this definition, a
guide could still legally tow or direct
clients out to specific, productive
fishing locations and show them when,
where, or how to fish because the trip
would not technically start until the
angler deployed his or her gear. These
activities should be considered part of a
charter vessel fishing trip.
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Response: This final rule does not
restrict a person from directing clients
to fishing grounds or instructing them in
how to fish before the clients deploy
fishing gear. Once an angler deploys
fishing gear, however, the guide may not
assist, accompany, or physically direct
the angler for that trip to be considered
unguided. Determining which activities
might be considered fishing before gear
is deployed is difficult. The Council
determined, and NMFS agrees, that the
activity of fishing (i.e., deploying fishing
gear) is what defines a charter vessel
fishing trip. Therefore, the current
definition is consistent with the
Council’s intent to manage charter
halibut fishing in Areas 2C and Area 3A.
Comment 4: The summary section of
the preamble of the proposed rule states
that ‘‘sport fishing for halibut in which
anglers receive assistance from a
compensated guide would be managed
under charter fishery regulations, and
all harvest would accrue toward charter
allocations’’ (79 FR 71729). However,
GAF do not accrue toward charter
allocations. The final rule should clarify
that GAF do not accrue toward charter
allocations.
Response: NMFS agrees and notes the
clarification to the preamble to the
proposed rule in this response. The
Catch Sharing Plan authorizes transfers
of commercial halibut individual fishing
quota (IFQ) as guided angler fish (GAF)
to qualified charter halibut permit
holders for harvest by charter vessel
anglers in Areas 2C and 3A. Using GAF,
qualified charter halibut permit holders
may offer charter vessel anglers the
opportunity to retain halibut up to the
limit for unguided anglers when the
charter management measure in place
limits charter vessel anglers to a more
restrictive harvest limit. GAF is an
alternative use of commercial halibut
IFQ and all harvests of GAF accrue
toward the commercial catch limit.
NMFS has modified the preamble to this
final rule to clarify that all charter
harvests, except GAF, will accrue
toward the charter sectors’ allocations.
Comment 5: The proposed definition
of sport fishing guide services excludes
services provided by a crew member
working on a charter vessel. If vessel
crew are not covered by these
regulations, charter businesses could
continue to avoid the charter fishing
regulations by placing a crew member
on board the angler vessel and a
licensed guide on a separate vessel.
Response: NMFS disagrees. A charter
vessel guide is defined at § 300.61 as
follows: ‘‘Charter vessel guide, for
purposes of §§ 300.65, 300.66 and
300.67, means a person who holds an
annual sport guide license or
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35201
registration issued by the Alaska
Department of Fish and Game, or a
person who provides sport fishing guide
services.’’ A crew member is defined at
§ 300.61 as follows: ‘‘Crew member, for
purposes of §§ 300.65 and 300.67,
means an assistant, deckhand, or similar
person who works directly under the
supervision of, and on the same vessel
as, a charter vessel guide or operator of
a vessel with one or more charter vessel
anglers on board.’’ According to these
definitions, a crew member must be on
the same vessel as the charter vessel
guide to be considered a crew member.
If an assistant or deckhand is not on the
vessel with the charter vessel guide, that
person does not meet the definition of
crew member at § 300.61. If the assistant
or deckhand is providing assistance for
compensation, or with the intent to
receive compensation, to a person who
is sport fishing, to take or attempt to
take halibut by accompanying or
physically directing the sport fisherman
in sport fishing activities during any
part of a charter vessel fishing trip, that
person would be considered a charter
vessel guide, not a crew member, and
charter fishing regulations would apply.
The Council and NMFS do not intend
for an assistant, deckhand, or other crew
member that works directly under the
supervision of a charter vessel guide to
be the person responsible for
compliance with CHLAP and CSP
regulations. This final rule maintains
current requirements specifying that a
person providing sport fishing guide
services from a charter vessel is
responsible for complying with CHLAP
and CSP regulations, whether or not that
person has an ADF&G sport fishing
guide license or registration on board
that vessel. Therefore, this final rule
revises the final sentence of the
definition of sport fishing guide services
to specify that ‘‘sport fishing guide
services do not include services
provided by a crew member, as defined
at § 300.61.’’ The revision implemented
by this final rule cites the definition of
a crew member for added clarity.
Comment 6: NMFS should consider
carefully defining what will be
considered ‘‘private’’ (i.e., unguided)
sport fishing and what will be ‘‘charter’’
sport fishing and prohibit any practices
that do not fit these two descriptions.
Response: This final rule clarifies
specific types of fishing activities that
are defined and managed as unguided
sport fishing and those that are
considered to be charter fishing. This
final rule is intended to clarify that all
sport fishing for halibut in which
anglers receive assistance from a
compensated guide will be managed
under charter fishery regulations. To do
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that, this final rule aligns State of Alaska
and Federal definitions pertaining to
sport fishing guide services for Pacific
halibut. This final rule requires
businesses that currently provide sport
fishing services in which a charter
vessel guide is not on board the vessel
with the anglers to either obtain CHPs
and comply with regulations for the
charter halibut fishery, or refrain from
accompanying or physically directing
anglers during a fishing trip, thereby
creating a clearer distinction between
guided (i.e., charter) and unguided
anglers. See also response to Comment
7.
Comment 7: Data from the ‘‘selfguided’’ commercial sport anglers are
not distinguished from data from private
anglers in the statewide harvest survey
(SWHS). The SWHS is mailed in the fall
to a sample of sport fishing license
holders. The SWHS is not a reliable
method to collect data from such a large
sector of the harvest. NMFS and ADF&G
need to improve data collection to
distinguish between anglers who use
commercial sport fishing operations and
anglers who do not.
Response: The Council and NMFS
manage two categories of sport halibut
anglers: guided (charter) and unguided
(self-guided). The Council and NMFS do
not distinguish between unguided
anglers who fish using their own boats
and gear (what the commenter refers to
as ‘‘private’’ anglers) and those who may
rent boats and gear from a lodge or
outfitter but do not use the services of
a charter vessel guide (what the
commenter refers to as ‘‘self-guided
commercial sport’’ anglers). Both of
these types of anglers are considered by
NMFS to be unguided. As described in
the proposed rule and Section 1.2 of the
RIR/IRFA, this final rule is intended
only to address fishing activities for the
charter halibut sector; no action is
proposed to further regulate businesses
that do not provide sport fishing guide
services.
Sport halibut harvests are estimated
from logbooks for the charter sector, and
from the SWHS for unguided anglers. In
developing and recommending this final
rule, the Council did not identify a
conservation concern with regard to
sport halibut harvest accounting
because all harvests are estimated based
on information submitted in the
logbooks and SWHS. NMFS anticipates
this final rule will improve harvest
estimates between the charter sector and
unguided anglers by clarifying logbook
reporting requirements and aligning the
Federal and State definitions of sport
fishing guide services so that halibut
harvested by an angler who receives
compensated assistance are required to
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be recorded in the logbook, whether the
person providing the assistance is on
board the vessel or not. The Council and
NMFS have determined that the
recordkeeping and reporting regulations
currently in place provide for effective
monitoring and enforcement of halibut
harvested by charter vessel anglers in
Area 2C and Area 3A.
Comment 8: The proposed action will
not curtail angling that occurs when a
charter vessel guide is not onboard the
vessel with the anglers. There are
several modes of angling that could
develop or expand including (1)
allowing clients to run boats themselves
after a day or two of fishing with a guide
to learn the ropes; (2) sending anglers
out in skiffs with GPS coordinates and
other guidance; (3) charter businesses or
lodges converting from guided to ‘‘selfguided’’ operations; and (4) offering
catch and release halibut fishing trips.
Response: The Council recommended
this final rule to clarify that all sport
fishing for halibut in which anglers
receive assistance from a compensated
guide will be managed under the
CHLAP and the CSP. This final rule is
not intended to curtail businesses that
provide equipment for unguided sport
fishing (e.g., self-guided fishing or bare
boat rentals) (see also response to
Comment 7). The Council and NMFS
recognized and considered the
alternative fishing scenarios listed by
the commenter in developing Federal
regulations for the charter halibut
fisheries in Areas 2C and 3A and this
final rule. Anglers who feel confident to
fish without a guide after fishing with
a guide for one or more trips may do so
under charter halibut fishing
regulations. Anglers may receive advice
on where and how to fish before a
fishing trip begins (see also response to
Comment 2). The proposed rule and
Section 1.3.7 of the RIR/IRFA describe
that businesses currently providing
sport fishing services where the charter
vessel guide is not on board a vessel
with the anglers may modify those
services so that they comply with
regulations for guided and unguided
anglers. Finally, while catch and release
fishing for halibut does not require a
charter halibut permit, IPHC regulations
at section 25(3) (80 CFR 13771, March
17, 2015) specify that any halibut
brought aboard a vessel and not
immediately returned to the sea with a
minimum of injury will be included in
the daily bag limit of the person
catching the halibut.
Comment 9: The guideline harvest
level regulations that preceded the CSP,
the CSP, and this proposed rule are all
based on the false premise that charter
fishing is a commercial harvesting
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activity. This proposed rule should be
addressing the definition of what
constitutes commercial uses of halibut,
not what constitutes guiding services.
Response: This final rule is intended
to clarify that all sport fishing for
halibut in which anglers receive
assistance from a compensated guide
will be managed under charter fishery
regulations and to align State of Alaska
and Federal definitions pertaining to
sport fishing guide services for Pacific
halibut. The Council did not
recommend, and NMFS is not
implementing changes to commercial
halibut fishing regulations as part of this
action. Therefore, changing the
definition of commercial uses of halibut
is beyond the scope of this final rule.
Comment 10: NMFS should insist that
charter businesses establish business
models that enable managers to
establish allocations instead of
‘‘guidelines’’ for the charter sector and
that provide for verifiable landing
statistics.
Response: The primary objective of
this final rule is to clarify the sport
fishing activities defined as charter
fishing, not to modify the allocations
that are assigned to the charter fishery
under the CSP. As described in the
proposed rule and Section 1.3.3 of the
RIR/IRFA, the Council approved and
NMFS implemented the CSP in 2014.
The CSP established a method by which
allocations are set for the charter and
commercial halibut fisheries in Areas
2C and 3A. This final rule clarifies that
all sport fishing for halibut in which
anglers receive assistance from a
compensated guide would be managed
under charter fishery regulations, and
all harvest (except halibut harvested
under the GAF Program) would accrue
toward charter allocations under the
CSP. As described in the response to
Comment 7, the Council and NMFS
have determined that the recordkeeping
and reporting regulations currently in
place for sport halibut fisheries provide
for effective monitoring of the charter
fishery allocation and enforcement of
regulations applicable to the charter
fishery in Area 2C and Area 3A.
OMB Revisions to Paperwork
Reduction Act References in 15 CFR
902.1(b)
Section 3507(c)(B)(i) of the PRA
requires that agencies inventory and
display a current control number
assigned by the Director, OMB, for each
agency information collection. Section
902.1(b) identifies the location of NOAA
regulations for which OMB approval
numbers have been issued. Because this
final rule revises and adds data
elements within a collection-of-
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information for recordkeeping and
reporting requirements, 15 CFR 902.1(b)
is revised to reference correctly the
sections resulting from this final rule.
Classification
Regulations governing the U.S.
fisheries for Pacific halibut are
developed by the IPHC, the Pacific
Fishery Management Council, the North
Pacific Fishery Management Council,
and the Secretary of Commerce. Section
5 of the Halibut Act (16 U.S.C. 773c)
allows the Regional Council having
authority for a particular geographical
area to develop regulations governing
fishing for halibut in U.S. Convention
waters as long as those regulations do
not conflict with IPHC regulations. The
Halibut Act at section 773c(a) and (b)
provides the Secretary of Commerce
with the general responsibility to carry
out the Convention with the authority
to, in consultation with the Secretary of
the department in which the U.S. Coast
Guard is operating, adopt such
regulations as may be necessary to carry
out the purposes and objectives of the
Convention and the Halibut Act. This
final rule is consistent with the Halibut
Act and other applicable laws.
Executive Order 12866
This final rule has been determined to
be not significant for purposes of
Executive Order 12866. This final rule
also complies with the Secretary of
Commerce’s authority under the Halibut
Act to implement management
measures for the halibut fishery.
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Regulatory Flexibility Act (RFA)
A final regulatory flexibility analysis
(FRFA) is required by the Regulatory
Flexibility Act. This FRFA incorporates
the initial regulatory flexibility analysis
(IRFA) prepared for the proposed rule
and addresses the applicable
requirements of section 604(a) of the
RFA. A statement of the need for and
objectives of, this final rule has already
been provided in the preamble to this
final rule (see Purpose of this Final
Rule) and is not repeated here.
The proposed rule was published in
the Federal Register on December 3,
2014 (79 FR 71729). An initial
regulatory flexibility analysis (IRFA)
was prepared and described in the
Classification section of the proposed
rule. The comment period ended on
January 2, 2015. NMFS received 8
comment submissions containing 10
unique comments. No comments were
received on the IRFA or on the small
entity impacts of this action. No
comments on the proposed rule were
filed with NMFS by the Chief Counsel
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for Advocacy of the Small Business
Administration.
Number and Description of Small
Entities Regulated by the Proposed Rule
On June 12, 2014, the Small Business
Administration (SBA) issued a final rule
revising the small business size
standards for several industries effective
July 14, 2014 (79 FR 33647, June 12,
2014). The new size standards were
used to prepare the FRFA for this final
rule.
The Small Business Administration
(SBA) specifies that for charter fishing
vessel operations, a small business is
one with annual receipts less than $7.5
million. The largest of these charter
vessel operations, which are lodges,
may be considered large entities under
SBA standards, but that cannot be
confirmed because NMFS does not have
or collect economic data on lodges
necessary to definitively determine total
annual receipts. Thus, all charter vessel
operations are considered small entities,
based on SBA criteria, because NMFS
cannot confirm if any entities have gross
revenues greater than $7.5 million on an
annual basis.
This final rule would directly regulate
all CHP holders, and businesses offering
sport fishing guide services that the
regulations require to have CHPs. As of
July 7, 2014, the date of the most recent
information available, there were 975
CHPs issued to 580 permit holders in
Areas 2C and 3A. Data on business
affiliations among permit holders are
not available; therefore, the number of
CHP holders that are directly regulated
cannot be accurately determined, but
would not exceed 580. NMFS notes that
because there is little incentive for a
business that already holds one or more
CHPs to offer sport fishing guide
services without a guide on board to
anglers, the number of current CHP
holders (i.e., small entities) affected by
this proposed regulation is likely to be
very small. The final rule is not
expected to adversely impact small
entities that possess CHPs.
The final rule, however, may
adversely impact those entities that do
not hold CHPs and who provide sport
fishing guide services using guides that
are not on board the vessel with the
anglers. A review of logbook data
suggests that only a few such entities
can be documented. For Area 2C, a
minimum of one to three businesses are
estimated from logbook data to have
routinely offered sport fishing services
for halibut that did not meet the Federal
definition of sport fishing guide services
between 2009 and 2013. Logbook data
for Area 3A did not clearly identify any
businesses that routinely reported trips
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in which halibut were harvested and no
CHP was recorded as used for the
charter vessel fishing trip. It is difficult
to estimate how many businesses may
be providing sport fishing services
where the guide is not on board the
vessel with the anglers because some of
these businesses may not be registered
as charter businesses with the State and
may not be completing logbooks. Under
the final rule, businesses that provide
sport fishing services where the guide is
not on board the vessel with the anglers,
but do not hold CHPs, would have to
either purchase CHPs or change the
services they provide so that they
refrain from having guides accompany
or physically assist anglers in the taking
of halibut during any part of a charter
vessel fishing trip. Information on
availability and price of CHPs is
presented in Section 1.3.1.2 of the RIR/
IRFA. NMFS does not have or collect
data to determine the exact number of
businesses offering sport fishing
services where the guide is not on board
the vessel with the anglers or total
annual receipts for these entities. NMFS
considers all sport fishing services as
small entities, based on SBA criteria,
because NMFS cannot confirm if any of
these entities have gross revenues
greater than $7.5 million on an annual
basis.
Community quota entities may apply
for and receive community CHPs;
therefore, this final rule may directly
regulate entities representing small,
remote communities in Areas 2C and
3A. There are 20 communities in Area
2C and 14 in Area 3A eligible to receive
community CHPs. Of these 34
communities, 21 hold community CHPs.
The action is not expected to adversely
impact communities that hold CHPs.
Description of Significant Alternatives
That Minimize Adverse Impacts on
Small Entities
A FRFA must describe the steps the
agency has taken to minimize the
significant economic impact on small
entities consistent with the stated
objectives of the Halibut Act and other
applicable statues, including a
statement of the factual, policy, and
legal reasons for selecting the alternative
adopted in the final rule and why each
one of the other significant alternatives
to the rule considered by the agency that
affect the impact on small entities was
rejected.
The status quo alternative (Alternative
1) would continue to require that a
guide be on board a charter vessel with
a charter vessel angler to be providing
sport fishing guide services.
Maintaining these regulations is
believed to result in an unknown, but
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relatively small number of anglers
fishing under unguided sport fishing
regulations, rather than the more
restrictive charter fishing regulations.
The status quo may result in potential
inaccuracies in accounting of sport
removals by sector and continued
confusion by the angling public as to
how to report their halibut harvest. The
status quo alternative would not
accomplish the Council’s objective that
receiving compensated assistance while
fishing for halibut be managed under
charter halibut fishery regulations,
whether or not the person providing the
compensated assistance is on the same
vessel as the person fishing for halibut.
The Council considered one
alternative with three options to the
status quo. The first option under
Alternative 2 would change the
definition of ‘‘sport fishing guide
services’’ to remove the requirement
that a guide be on board the charter
vessel with the charter vessel angler to
be providing those services. The second
option would add a Federal definition
for ‘‘compensation’’ and contained two
suboptions. The first suboption would
add a Federal definition for
compensation that matches the State
definition. The second suboption would
add a Federal definition that substitutes
the word ‘‘reasonable’’ for ‘‘actual’’
expenses from the State definition.
These suboptions are described in more
detail in Section 1.3.6.2 of the RIR/
IRFA. The third option under
Alternative 2 would add a Federal
definition for ‘‘assistance’’ to describe
which types of activities fall under sport
fishing guide services. Alternative 2
would better align Federal regulations
regarding sport fishing guide services
for Pacific halibut with State
regulations, would incorporate sport
fishing services whether or not the
person providing the compensated
assistance in on the same vessel as the
person fishing for halibut under the
umbrella of charter regulations, and
would improve the accuracy of
unguided sport and charter halibut
harvest estimates.
The Council recommended a
preferred alternative (i.e., this final rule)
that would better align the State and
Federal definitions of ‘‘sport fishing
guide services’’ (Alternative 2, Option
1), and add a definition for
‘‘compensation’’ (Alternative 2, Option
2) to Federal regulations. Instead of
separately defining ‘‘assistance’’ as
described in Alternative 2, Option 3, the
preferred alternative would add
language to the definition of sport
fishing guide services to define
assistance as ‘‘accompanying or
physically directing the sport fisherman
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in sport fishing activities.’’ The
preferred alternative incorporates the
recommendations developed
cooperatively by State and NMFS
enforcement and management staff and
supported by the discussion of the
effects of Alternative 2, Options 1, 2,
and 3 in Section 1.3.6 of the RIR/IRFA.
The preferred alternative incorporates a
description of assistance consistent with
State regulations without specifying a
list of fishing activities. Broadly
defining assistance in this way would
eliminate the need to identify all
potential activities that could be
considered as providing assistance to an
angler and the risk that a relevant
activity would be inadvertently
excluded from the list.
NMFS proposed the Council’s
preferred alternative, with one
exception. Instead of proposing the
suboption to Alternative 2, Option 2
that would have added a Federal
definition for ‘‘compensation’’ that
differs from the State’s definition by
referring to ‘‘reasonable’’ expenses
rather than ‘‘actual’’ expenses, NMFS
proposed the suboption that would add
a Federal definition that matches the
State’s definition. The preferred
alternative for this option initially
incorporated the recommendations
developed cooperatively by State and
NMFS enforcement and management
staff, but upon further discussion, these
entities determined that matching the
State and Federal definitions for
compensation would be more
enforceable. Additionally, adopting
matching definitions would further the
Council’s objectives of aligning Federal
and State of Alaska regulations.
The entities directly regulated under
this action are assumed to be small
under the SBA definition. Because the
rule serves to benefit the small entities
that are directly regulated under the rule
by clarifying Federal fishery regulations
to better align with Council intent and
State fishery regulations, no significant
negative economic impacts are expected
on directly regulated entities who are
CHP holders; however, charter vessel
guides who provide sport fishing guide
services and are not on board the same
charter vessel as the charter vessel
angler will be required to change their
fishing practices under this final rule.
These directly regulated entities are also
assumed to be small entities. Thus,
NMFS is not aware of any alternatives,
in addition to the alternatives
considered, that would more effectively
meet these Regulatory Flexibility Act
criteria at a lower economic cost to
directly regulated small entities.
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Reporting, Recordkeeping
Requirements, and Other Compliance
Requirements
This action does not impose any
additional reporting requirements on
the participants of the charter halibut
fishery. Although the public reporting
burden will not change, additional
participants would be required to
comply with existing requirements. The
new participants would be subject to the
same recordkeeping and reporting
requirements as existing participants.
Duplicate, Overlapping, or Conflicting
Federal Rules
NMFS has not identified other
Federal rules that may duplicate,
overlap, or conflict with this final rule.
Paperwork Reduction Act Collection-ofInformation Requirements
This final rule contains collection-ofinformation requirements subject to the
Paperwork Reduction Act (PRA), which
have been approved by the Office of
Management and Budget (OMB). The
collections are presented below by OMB
control number.
OMB Control No. 0648–0575
The ADF&G Saltwater Sport Fishing
Charter Trip Logbook, GAF Electronic
Landing Report, and GAF Permit Log
are mentioned in this final rule. This
final rule may require a few more
businesses that currently do not
complete reports and logbooks to do so;
however, the public reporting burden
for these items in this collection-ofinformation are not directly affected by
this final rule.
OMB Control No. 0648–0592
Applications for CHPs and
applications for GAF transfers are
mentioned in this final rule. This final
rule may result in a few more businesses
that currently do not have CHPs and
GAF transfers to purchase and apply for
them, respectively; however, the public
reporting burden for these applications
in this collection-of-information are not
directly affected by this final rule.
Public reporting burden includes the
time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information.
Send comments regarding these
burden estimates or any other aspect of
this data collection, including
suggestions for reducing the burden, to
NMFS (see ADDRESSES) and by email
to OIRA_Submission@omb.eop.gov, or
fax to 202–395–5806.
Notwithstanding any other provision
of the law, no person is required to
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respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
All currently approved NOAA
collections of information may be
viewed at: https://www.cio.noaa.gov/
services_programs/prasubs.html.
This final rule is consistent with
Executive Order 12962 as amended
September, 26, 2008, which required
Federal agencies to ensure that
recreational fishing is managed as a
sustainable activity and is consistent
with existing law.
List of Subjects
15 CFR Part 902
Reporting and recordkeeping
requirements.
50 CFR Part 300
Administrative practice and
procedure, Antarctica, Canada, Exports,
Fish, Fisheries, Fishing, Imports,
Indians, Labeling, Marine resources,
Reporting and recordkeeping
requirements, Russian Federation,
Transportation, Treaties, Wildlife.
Dated: June 10, 2015.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 15 CFR part
902 and 50 CFR part 300 as follows:
Title 15—Commerce and Foreign Trade
PART 902—NOAA INFORMATION
COLLECTION REQUIREMENTS UNDER
THE PAPERWORK REDUCTION ACT:
OMB CONTROL NUMBERS
1. The authority citation for part 902
continues to read as follows:
■
Authority: 44 U.S.C. 3501 et seq.
2. In § 902.1, in the table in paragraph
(b), under the entry ‘‘50 CFR’’:
■ a. Remove the entries for ‘‘300.65
introductory text; (h)(1)(ii) and (iii); and
(i)’’; ‘‘300.65(h)(1)(i)’’; ‘‘300.65(j), (k),
and (l)’’; and ‘‘300.67(h) and (i)’’.
■ b. Add entries in alphanumeric order
for ‘‘300.65(h) through (l)’’; and
‘‘300.67(a) through (j)’’.
■ c. Revise the entry for ‘‘300.65(c)(5)’’;
The additions and revision read as
follows:
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■
§ 902.1 OMB control numbers assigned
pursuant to the Paperwork Reduction Act.
*
*
*
(b) * * *
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*
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and Game, or a person who provides
sport fishing guide services.
Charter vessel operator, for purposes
of § 300.65, means the person in control
of the charter vessel during a charter
vessel fishing trip.
*
*
*
*
*
*
*
*
*
*
50 CFR:
Compensation, for purposes of sport
fishing for Pacific halibut in
*
*
*
*
*
Commission regulatory areas 2C and 3A,
300.65(c)(5) ...................
¥0575,
¥0592, means direct or indirect payment,
¥0665 remuneration, or other benefits received
in return for services, regardless of the
source; for this definition, ‘‘benefits’’
*
*
*
*
*
300.65(h) through (l) ......
¥0512 includes wages or other employment
benefits given directly or indirectly to
*
*
*
*
*
an individual or organization, and any
300.67(a) through (j) ......
¥0592 dues, payments, fees, or other
remuneration given directly or
*
*
*
*
*
indirectly to a fishing club, business,
organization, or individual who
Title 50—Wildlife and Fisheries
provides sport fishing guide services;
and does not include reimbursement for
PART 300—INTERNATIONAL
the actual daily expenses for fuel, food,
FISHERIES REGULATIONS
or bait.
Subpart E—Pacific Halibut Fisheries
*
*
*
*
*
Sport fishing guide services, for
■ 3. The authority citation for part 300,
purposes of §§ 300.65(d) and 300.67,
subpart E, continues to read as follows:
means assistance, for compensation or
with the intent to receive compensation,
Authority: 16 U.S.C. 773–773k.
to a person who is sport fishing, to take
■ 4. In § 300.61:
or attempt to take halibut by
■ a. Add a definition for ‘‘Charter
accompanying or physically directing
vessel’’ in alphabetical order;
the sport fisherman in sport fishing
■ b. Revise the definitions of ‘‘Charter
activities during any part of a charter
vessel angler’’, ‘‘Charter vessel fishing
vessel fishing trip. Sport fishing guide
trip’’, ‘‘Charter vessel guide’’, ‘‘Charter
services do not include services
vessel operator’’;
provided by a crew member, as defined
■ c. Add a definition for
at § 300.61.
‘‘Compensation’’ in alphabetical order;
*
*
*
*
*
and
■ d. Revise the definition of ‘‘Sport
■ 5. In § 300.65,
fishing guide services’’.
■ a. Revise paragraphs (c)(5)(iii)(A)(5);
The additions and revisions read as
(c)(5)(iv)(A) and (G); (d)(3); (d)(4)(i);
follows:
(d)(4)(ii)(B) introductory text;
(d)(4)(ii)(B)(1) through (4); and
§ 300.61 Definitions.
(d)(4)(iii)(A)(1);
*
*
*
*
*
■ b. Add paragraph (d)(4)(iii)(A)(5);
Charter vessel, for purposes of
■ c. Revise paragraph (d)(4)(iii)(D)(4);
§§ 300.65, 300.66, and 300.67, means a
and
vessel used while providing or receiving ■ d. Add paragraph (d)(5).
sport fishing guide services for halibut.
The revisions and addtions read as
Charter vessel angler, for purposes of
follows:
§§ 300.65, 300.66, and 300.67, means a
person, paying or non-paying, receiving § 300.65 Catch sharing plan and domestic
management measures in waters in and off
sport fishing guide services for halibut.
Alaska.
Charter vessel fishing trip, for
purposes of §§ 300.65, 300.66, and
*
*
*
*
*
300.67, means the time period between
(c) * * *
the first deployment of fishing gear into
(5) * * *
the water from a charter vessel by a
(iii) * * *
charter vessel angler and the offloading
(A) * * *
of one or more charter vessel anglers or
(5) If a charter vessel angler harvests
any halibut from that vessel.
GAF from a charter vessel with a charter
Charter vessel guide, for purposes of
vessel guide on board, a legible copy of
§§ 300.65, 300.66 and 300.67, means a
a valid GAF permit and the assigned
person who holds an annual sport
charter halibut permit, community
fishing guide license or registration
charter halibut permit, or military
issued by the Alaska Department of Fish charter halibut permit appropriate for
CFR Part or section where
the information collection requirement is located
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(all numbers
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the Commission regulatory area (2C or
3A) must be carried by the charter
vessel operator on board the charter
vessel used to harvest GAF at all times
that such fish are retained on board and
must be presented for inspection on
request of any authorized officer. If a
charter vessel angler harvests GAF from
a charter vessel without a charter vessel
guide on board, the charter vessel guide
must retain the legible copy of the GAF
permit and the assigned charter halibut
permit, community charter halibut
permit, or military charter halibut
permit must be on the charter vessel
with the charter vessel angler.
*
*
*
*
*
(iv) * * *
(A) If a charter vessel angler harvests
GAF from a charter vessel with a charter
vessel guide on board, the charter vessel
guide must have on board a legible copy
of a valid GAF permit and the valid
charter halibut permit, community
charter halibut permit, or military
charter halibut permit assigned to the
GAF permit for the area of harvest. If a
charter vessel angler harvests GAF from
a charter vessel without a charter vessel
guide on board, the legible copy of the
valid GAF permit must be on board the
same vessel as the charter vessel guide,
and the original charter halibut permit,
community charter halibut permit, or
military charter halibut permit assigned
to the GAF permit for the area of harvest
must be on the charter vessel with the
charter vessel angler.
*
*
*
*
*
(G) The charter vessel guide must be
physically present when the GAF
halibut is harvested and must
immediately remove the tips of the
upper and lower lobes of the caudal
(tail) fin to mark all halibut caught and
retained as GAF. If the GAF halibut is
filleted, the entire carcass, with head
and tail connected as a single piece,
must be retained on board the charter
vessel on which the halibut was caught
until all fillets are offloaded.
*
*
*
*
*
(d) * * *
(3) Charter vessel guide and crew
restriction in Commission regulatory
areas 2C and 3A. A charter vessel guide,
charter vessel operator, or crew member
may not catch and retain halibut during
a charter vessel fishing trip in
Commission regulatory area 2C or 3A,
except that charter vessel operators who
are charter vessel anglers may catch and
retain halibut during a charter vessel
fishing trip if the charter vessel guide is
on a separate charter vessel.
(4) * * *
(i) General requirements. Each charter
vessel angler and charter vessel guide in
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Commission regulatory area 2C or 3A
must comply with the following
recordkeeping and reporting
requirements, except as specified in
paragraph (d)(4)(iii)(C) of this section,
by the end of the calendar day or by the
end of the charter vessel fishing trip,
whichever comes first, unless otherwise
specified.
(ii) * * *
(B) Charter vessel guide requirements.
If halibut were caught and retained in
Commission regulatory area 2C or 3A,
the charter vessel guide must record the
following information (see paragraphs
(d)(4)(ii)(B)(1) through (10) of this
section) in the Alaska Department of
Fish and Game Saltwater Charter
Logbook:
(1) Guide license number. The Alaska
Department of Fish and Game sport
fishing guide license or registration
number held by the charter vessel guide
who certified the logbook data sheet.
(2) Date. Month and day for each
charter vessel fishing trip taken. A
separate logbook data sheet is required
for each charter vessel fishing trip if two
or more trips are taken on the same day.
A separate logbook data sheet is
required for each calendar day that
halibut are caught and retained during
a multi-day trip. A separate logbook
sheet is required if more than one
charter halibut permit is used on a trip.
(3) Charter halibut permit (CHP)
number. The NMFS CHP number(s)
authorizing charter vessel anglers on
that charter vessel fishing trip to catch
and retain halibut.
(4) Guided Angler Fish (GAF) permit
number. The NMFS GAF permit
number(s) authorizing charter vessel
anglers on that charter vessel fishing
trip to harvest GAF.
*
*
*
*
*
(iii) * * *
(A) * * *
(1) Upon retention of a GAF halibut,
the charter vessel guide must
immediately record on the GAF permit
log (on the back of the GAF permit) the
date that the fish was caught and
retained and the total length of that fish
as described in paragraphs
(d)(4)(iii)(D)(5) and (7) of this section. If
GAF halibut are retained on a charter
vessel without a charter vessel guide on
board, the charter vessel guide must also
comply with the reporting requirements
in paragraph (d)(4)(iii)(A)(5) of this
section.
*
*
*
*
*
(5) If a GAF is retained on a charter
vessel without a charter vessel guide on
board, the charter vessel guide must
immediately record in the ADF&G
Saltwater Charter Logbook the GAF
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permit number under which GAF were
caught and retained, and the number of
GAF kept under the corresponding
charter vessel angler’s name.
*
*
*
*
*
(D) * * *
(4) Alaska Department of Fish and
Game sport fishing guide license or
registration number held by the charter
vessel guide who certified the logbook
data sheet.
*
*
*
*
*
(5) Carcass retention requirement for
size-restricted halibut. If a sizerestricted halibut is filleted on board the
charter vessel, the entire carcass, with
head and tail connected as a single
piece, must be retained on board the
charter vessel on which it was caught
until all fillets are offloaded.
*
*
*
*
*
■ 6. In § 300.66:
■ a. Revise paragraph (h) introductory
text and paragraphs (s) and (t);
■ b. Remove paragraph (u);
■ c. Redesignate paragraphs (v) and (w)
as (u) and (v), respectively; and
■ d. Revise newly redesignated
paragraphs (u) and (v).
The revisions read as follows:
§ 300.66
Prohibitions.
*
*
*
*
*
(h) Conduct subsistence fishing for
halibut while commercial fishing or
sport fishing for halibut, as defined in
§ 300.61, from the same vessel on the
same calendar day, or possess on board
a vessel halibut harvested while
subsistence fishing with halibut
harvested while commercial fishing or
sport fishing, except that persons
authorized to conduct subsistence
fishing under § 300.65(g), and who land
their total annual harvest of halibut:
*
*
*
*
*
(s) Be a charter vessel guide with
charter vessel anglers on board, or a
charter vessel operator if the charter
vessel guide is not on board, in
Commission regulatory area 2C or 3A
without an original valid charter halibut
permit for the regulatory area in which
the charter vessel is operating during a
charter vessel fishing trip.
(t) Be a charter vessel guide in
Commission regulatory area 2C or 3A
with more charter vessel anglers
catching and retaining halibut during a
charter vessel fishing trip than the total
angler endorsement number specified
on the charter halibut permit(s) or
community charter halibut permit(s) in
use for that trip.
(u) Be a charter vessel guide of a
charter vessel on which one or more
charter vessel anglers are catching and
retaining halibut in both Commission
E:\FR\FM\19JNR1.SGM
19JNR1
Federal Register / Vol. 80, No. 118 / Friday, June 19, 2015 / Rules and Regulations
regulatory areas 2C and 3A during one
charter vessel fishing trip.
(v) Be a charter vessel guide or a
charter vessel operator during a charter
vessel fishing trip in Commission
regulatory area 2C or 3A with one or
more charter vessel anglers that are
catching and retaining halibut without
having on board the vessel with the
charter vessel anglers a State of Alaska
Department of Fish and Game Saltwater
Charter Logbook in which the charter
vessel guide has specified the following:
(1) The person named on the charter
halibut permit or permits being used
during that charter vessel fishing trip;
(2) The charter halibut permit or
permits number(s) being used during
that charter vessel fishing trip; and
(3) The name and State-issued vessel
registration (AK number) or U.S. Coast
Guard documentation number of the
charter vessel.
7. In § 300.67, revise paragraphs (a)(1)
and (3) to read as follows:
■
§ 300.67 Charter halibut limited access
program.
rmajette on DSK2TPTVN1PROD with RULES
*
*
*
*
*
(a) * * *
(1) In addition to other applicable
permit, licensing, or registration
requirements, any charter vessel guide
of a charter vessel during a charter
vessel fishing trip with one or more
charter vessel anglers catching and
retaining Pacific halibut on board must
have on board the vessel an original
valid charter halibut permit or permits
endorsed for the regulatory area in
which the charter vessel is operating
and endorsed for at least the number of
charter vessel anglers who are catching
and retaining Pacific halibut. Each
charter halibut permit holder must
ensure that the charter vessel operator
and charter vessel guide of the charter
vessel comply with all requirements of
§§ 300.65, 300.66, and 300.67.
*
*
*
*
*
(3) Charter vessel angler endorsement.
A charter halibut permit is valid for up
to the maximum number of charter
vessel anglers on a single charter vessel
for which the charter halibut permit is
endorsed.
*
*
*
*
*
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Parts 200, 230, 232, 239, 240,
249 and 260
[Release Nos. 33–9741B; 34–74578B; 39–
2501B; File No. S7–11–13]
RIN 3235–AL39
Amendments for Small and Additional
Issues Exemptions Under the
Securities Act (Regulation A)
Securities and Exchange
Commission.
ACTION: Final rule; correction.
AGENCY:
This document corrects the
designation of a paragraph in Item 6 of
Part I to Form 1–A in a final rule
published in the Federal Register of
April 20, 2015, regarding the
Amendments for Small and Additional
Issues Exemptions under the Securities
Act (Regulation A).
DATES: This correction is effective June
19, 2015.
FOR FURTHER INFORMATION CONTACT:
Linda Cullen, Office of the Secretary at
(202) 551–5400.
SUPPLEMENTARY INFORMATION: In FR
Document No. 2015–07305 beginning
on page 21806 for Monday, April 20,
2015, the following correction is made:
SUMMARY:
Form 1–A [Corrected]
On page 21906, in the first column,
third line, paragraph (e) of Form 1–A is
redesignated as paragraph (d).
Dated: June 16, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–15146 Filed 6–18–15; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Parts 1 and 602
[TD 9723]
RIN 1545–BM73
Suspension of Benefits Under the
Multiemployer Pension Reform Act of
2014
[FR Doc. 2015–15085 Filed 6–18–15; 8:45 am]
BILLING CODE 3510–22–P
SUMMARY:
15:11 Jun 18, 2015
AGENCY:
This document contains
temporary regulations relating to
multiemployer pension plans that are
projected to have insufficient funds, at
some point in the future, to pay the full
Jkt 235001
PO 00000
Frm 00031
Fmt 4700
benefits to which individuals will be
entitled under the plans (referred to as
plans in ‘‘critical and declining status’’).
The Multiemployer Pension Reform Act
of 2014 (‘‘MPRA’’) amended the Internal
Revenue Code to incorporate
suspension of benefits provisions that
permit these multiemployer plans to
reduce pension benefits payable to
participants and beneficiaries if certain
conditions are satisfied. MPRA requires
the Secretary of the Treasury, in
consultation with the Pension Benefit
Guaranty Corporation and the Secretary
of Labor, to approve or deny
applications by these plans to reduce
benefits. As required by MPRA, these
temporary regulations, together with
proposed regulations being published at
the same time, provide guidance
implementing these statutory
provisions. These temporary regulations
affect active, retired, and deferred
vested participants and beneficiaries of
multiemployer plans that are in critical
and declining status as well as
employers contributing to, and sponsors
and administrators of, those plans. The
text of these temporary regulations also
serves, in part, as the text of the
proposed regulations (REG–102648–15)
set forth in the notice of proposed
rulemaking on this subject in the
Proposed Rules section of this issue of
the Federal Register.
DATES: Effective Date: These regulations
are effective on June 19, 2015.
Applicability Date: For date of
applicability, see § 1.432(e)(9)–1T(j).
FOR FURTHER INFORMATION CONTACT: The
Department of the Treasury MPRA
guidance information line at (202) 622–
1559 (not a toll-free number).
SUPPLEMENTARY INFORMATION:
Paperwork Reduction Act
Internal Revenue Service (IRS),
Treasury.
ACTION: Temporary regulations.
VerDate Sep<11>2014
35207
Sfmt 4700
These temporary regulations are being
issued without prior notice and public
procedure pursuant to the
Administrative Procedure Act (5 U.S.C.
553). For this reason, the collection of
information contained in these
regulations has been reviewed and,
pending receipt and evaluation of
public comments, approved by the
Office of Management and Budget under
control number 1545–2260.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection of information
displays a valid control number.
For further information concerning
this collection of information, and
where to submit comments on the
collection of information and the
accuracy of the estimated burden, and
suggestions for reducing this burden,
E:\FR\FM\19JNR1.SGM
19JNR1
Agencies
[Federal Register Volume 80, Number 118 (Friday, June 19, 2015)]
[Rules and Regulations]
[Pages 35195-35207]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-15085]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
15 CFR Part 902
50 CFR Part 300
[Docket No. 140724618-5506-02]
RIN 0648-BE41
Pacific Halibut Fisheries; Revisions to Charter Halibut Fisheries
Management in Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues regulations that revise Federal regulations
regarding sport fishing guide services for Pacific halibut in
International Pacific Halibut Commission Regulatory Areas 2C (Southeast
Alaska) and 3A (Central Gulf of Alaska). The regulations remove the
requirement that a guided sport (charter) vessel guide be on board the
same vessel as a charter vessel angler to meet the definition of
providing sport fishing guide services. This final rule clarifies that
all sport fishing for halibut in which anglers receive assistance from
a
[[Page 35196]]
compensated guide would be managed under charter fishery regulations,
and all harvest (except halibut harvested under the Guided Angler Fish
Program) would accrue toward charter allocations. This final rule
aligns Federal regulations with State of Alaska regulations. This final
rule makes additional minor changes to the regulatory text pertaining
to the charter halibut fishery to maintain consistency in the
regulations with these new definitions. This action is necessary to
achieve the halibut fishery management goals of the North Pacific
Fishery Management Council.
DATES: Effective July 20, 2015.
ADDRESSES: Electronic copies of the Categorical Exclusion and the
Regulatory Impact Review/Initial Regulatory Flexibility Analysis (RIR/
IRFA) prepared for this action are available from https://www.regulations.gov or from the NMFS Alaska Region Web site at https://alaskafisheries.noaa.gov. A Final Regulatory Flexibility Analysis
(FRFA) was prepared and is included in the Classification section of
this final rule.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
final rule may be submitted to NMFS at the above address and by email
to OIRA_Submission@omb.eop.gov or fax to 202-395-5806.
FOR FURTHER INFORMATION CONTACT: Julie Scheurer, 907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS published a proposed rule for this
action in the Federal Register on December 3, 2014 (79 FR 71729), and
public comments were accepted through January 2, 2015.
Authority for Action
The International Pacific Halibut Commission (IPHC) and NMFS manage
fishing for Pacific halibut (Hippoglossus stenolepis) through
regulations established under authority of the Northern Pacific Halibut
Act of 1982 (Halibut Act). The IPHC adopts regulations governing the
Pacific halibut fishery under the Convention between the United States
and Canada for the Preservation of the Halibut Fishery of the North
Pacific Ocean and Bering Sea (Convention), signed at Ottawa, Ontario,
on March 2, 1953, as amended by a Protocol Amending the Convention
(signed at Washington, DC, on March 29, 1979). For the United States,
regulations developed by the IPHC are subject to acceptance by the
Secretary of State with concurrence from the Secretary of Commerce.
After acceptance by the Secretary of State and the Secretary of
Commerce, NMFS publishes the IPHC regulations in the Federal Register
as annual management measures pursuant to 50 CFR 300.62. The final rule
implementing IPHC regulations for the 2015 fishing season published on
March 17, 2015 (80 FR 13771). IPHC regulations affecting sport fishing
for halibut and vessels in the charter fishery in Areas 2C and 3A may
be found in sections 3, 25, and 28 of that final rule.
The Halibut Act, at sections 773c(a) and (b), provides the
Secretary of Commerce with general responsibility to carry out the
Convention and the Halibut Act. In adopting regulations that may be
necessary to carry out the purposes and objectives of the Convention
and the Halibut Act, the Secretary of Commerce is directed to consult
with the Secretary of the department in which the U.S. Coast Guard is
operating, currently the Department of Homeland Security.
The Halibut Act, at section 773c(c), also provides the North
Pacific Fishery Management Council (Council) with authority to develop
regulations, including limited access regulations, that are in addition
to, and not in conflict with, approved IPHC regulations. Regulations
developed by the Council may be implemented by NMFS only after approval
by the Secretary of Commerce. The Council has exercised this authority
in the development of subsistence halibut fishery management measures,
and sport halibut fishery management measures in Convention waters off
Alaska, codified at 50 CFR 300.61, 300.65, 300.66, and 300.67. The
Council also developed the Individual Fishing Quota Program for the
commercial halibut fishery, codified at 50 CFR part 679, under the
authority of section 773 of the Halibut Act.
Background
This final rule aligns Federal regulations for charter halibut
fishing with State of Alaska regulations for sport fishing to clarify
the Council's and NMFS' intent for management of charter halibut
fisheries in Areas 2C and 3A in Convention waters off Alaska. The
regulatory clarifications also will facilitate enforcement and clarify
recordkeeping and reporting requirements for the charter halibut
fishery. This final rule does not revise regulations for unguided sport
halibut fishing in Alaska found in sections 3, 25, and 28 of the IPHC
annual management measures; however, the 2015 IPHC annual management
measures for charter halibut fishing were modified to maintain
consistency with this final rule. A general description of the halibut
fisheries in Alaska was provided in the proposed rule for this action
(79 FR 71729, December 3, 2014) and is briefly summarized here.
Description of Halibut Fisheries
Sport fishing activities for Pacific halibut in Areas 2C and 3A are
subject to different regulations, depending on whether those activities
are guided or unguided. Guided sport fishing for halibut is subject to
charter restrictions under Federal regulations. These regulations apply
if a charter vessel guide is providing assistance for compensation, or
sport fishing guide services, to an angler during a fishing trip.
Unguided anglers typically use their own vessels and equipment, or they
may rent a vessel and fish with no assistance from a guide.
The charter halibut fisheries in Areas 2C and 3A are managed under
the Charter Halibut Limited Access Program (CHLAP) and the Catch
Sharing Plan (CSP). The CHLAP limits the number of operators in the
charter fishery, while the CSP establishes annual allocations to the
charter and commercial fisheries and describes a process for
determining annual management measures to limit charter harvest to the
allocations in each management area. The proposed rule and Section 1.3
of the RIR/IRFA prepared for this action provide additional detail on
the charter halibut management programs that have been implemented in
Areas 2C and 3A.
The CHLAP established Federal charter halibut permits (CHPs) for
operators in the charter halibut fishery in Areas 2C and 3A. Since
2011, all vessel operators in Areas 2C and 3A with charter anglers on
board must have an original, valid permit on board during every charter
vessel fishing trip on which Pacific halibut are caught and retained.
CHPs are endorsed for the appropriate regulatory area and the number of
anglers that may catch and retain halibut on a charter vessel fishing
trip. Complete regulations for the CHLAP are published at Sec. Sec.
300.65, 300.66, and 300.67.
The CSP established sector allocations that vary proportionally
with changing levels of annual halibut abundance and that balance the
differing needs of the charter and commercial halibut fisheries over a
wide range of halibut abundance in each area. The CSP describes a
public process by which the Council develops recommendations to the
IPHC for charter angler harvest restrictions that are intended to limit
harvest to the annual charter halibut fishery catch
[[Page 35197]]
limit in each area. The CSP also authorizes limited annual leases of
commercial individual fishing quota for use in the charter fishery as
guided angler fish (GAF). GAF authorizes individual charter operators
in Area 2C and Area 3A to offer anglers the opportunity to retain
additional halibut when charter vessel anglers are subject to a more
restrictive daily harvest limit than unguided sport anglers in the same
area. Complete regulations for the CSP are published at Sec. Sec.
300.65 and 300.66. Additional detail on the development and rationale
for the CSP can be found in the final rule implementing the program (78
FR 75844, December 12, 2013).
Each year, based on recommendations from the Council, the IPHC
annually adopts charter halibut management measures designed to keep
charter harvest in Area 2C and Area 3A to the catch limits specified
under the CSP. Once accepted by the Secretary of State with the
concurrence of the Secretary of Commerce, NMFS publishes in the Federal
Register the charter halibut management measures for each area as part
of the IPHC annual management measures. The 2015 IPHC annual management
measures were published on March 17, 2015 (80 FR 13771).
The Alaska Department of Fish and Game (ADF&G) monitors and
estimates charter halibut harvests using the Saltwater Charter Logbook
(hereafter, logbook). The logbook is the primary reporting requirement
for operators in the charter fisheries for all species harvested in
saltwater in Areas 2C and 3A. Logbook data are compiled to show where
fishing occurs, the extent of participation, and the species and the
numbers of fish caught and retained by individual charter anglers. This
information is essential to estimate harvest for regulation and
management of the charter halibut fisheries in Areas 2C and 3A. ADF&G
collects logbook information from charter vessel guides on halibut
harvested by charter vessel anglers to accommodate the information
requirements for implementing and enforcing Federal charter halibut
fishing regulations, such as daily bag limits and the CHLAP.
Purpose of This Final Rule
This final rule is primarily intended to clarify that (1)
compensated assistance to an angler to catch halibut during a fishing
trip will be managed under Federal charter fishery regulations, whether
or not the person providing that compensated assistance is on board the
vessel with the angler, and (2) halibut harvested by an angler
receiving compensated assistance will accrue toward charter
allocations. These clarifications are necessary to apply Federal
charter fishing regulations to a small number of businesses that offer
services in which guides provide assistance to halibut anglers for
compensation, from adjacent vessels or shore. Under previous Federal
regulations, a person providing assistance to an angler during a
fishing trip, and who was not on board the vessel with the angler, was
not providing sport fishing guide services. As a result, an operator
was not required to have a CHP on board the vessel, as required by the
CHLAP regulations at Sec. 300.67, if the compensated assistance
provided to an angler during a fishing trip was by a person who was not
on board the vessel with the angler. In addition, an angler receiving
assistance during the fishing trip from a guide that was not on board
the vessel with the angler was not subject to regulations that limit a
guided angler to more restrictive daily bag and size limits that are
intended to limit charter harvest to allocations specified by the
Council's CSP for Area 2C and Area 3A.
In recommending the revisions to Federal regulations implemented by
this final rule, the Council specified that providing compensated
assistance to an angler from an adjacent vessel or from the shore is a
de facto form of charter fishing and should be managed under charter
fishing regulations. A guide who is not on the same vessel with an
angler and who provides assistance for compensation to an angler will
be included in the definition of sport fishing guide services under
this final rule. The Council was concerned that guide-assisted sport
fishing services might increase if no action was taken to define these
fishing activities as charter fishing.
This final rule also implements regulations recommended by the
Council clarifying that halibut harvests by an angler receiving
compensated assistance from a person not on board the vessel with the
angler (except GAF, which is an alternative use of commercial halibut
individual fishing quota) should accrue to the charter sector
allocation under the CSP. This final rule clarifies logbook reporting
requirements and will improve harvest estimates by aligning the Federal
and State definitions of sport fishing guide services so that halibut
harvested by an angler who receives compensated assistance are required
to be recorded in the logbook, whether the person providing the
assistance is physically present on board the vessel or not. Aligning
State and Federal definitions of sport fishing guide services will
provide the public with clear and consistent management between
management agencies.
Regulations Implemented by This Final Rule
This final rule aligns Federal regulatory text regarding sport
fishing guide services for Pacific halibut with State regulations in a
manner that is consistent with the Council's intent for management of
charter halibut fisheries. The revisions will enhance enforcement of
sport fishing regulations by an authorized officer by clearly defining
when a person is providing sport fishing guide services. This
regulatory clarity will also aid anglers and operators providing sport
fishing guide services to comply with regulations for the charter
halibut fisheries.
This final rule implements clear and consistent regulations that
apply to all businesses providing, and all anglers receiving, sport
fishing guide services. This final rule will improve the accuracy of
the data collected on sport fishing harvest. Specifically, this final
rule requires anglers receiving sport fishing guide services, whether
or not a charter vessel guide is on board, to comply with the
restrictions in place for charter vessel anglers. This final rule
requires businesses that provide sport fishing guide services for
halibut from separate vessels to obtain CHPs for the vessels on which
the anglers are fishing and comply with the restrictions in place for
the charter halibut fishery. This final rule does not increase the
number of CHPs issued under the CHLAP.
As described in the proposed rule and in Section 1.2 of the RIR/
IRFA, this final rule is intended only to address fishing activities
for the charter halibut sector, not businesses that provide equipment
for unguided (or self-guided) sport fishing. The proposed rule provided
a detailed description of the proposed regulatory changes and a brief
summary is provided in the following sections. This final rule
implements three categories of regulatory changes: (1) Revisions to
definitions at Sec. 300.61; (2) revisions to CHLAP and CSP
regulations; and (3) other regulatory revisions. The last section
describes changes made to the 2015 IPHC annual management measures to
aid the implementation of this rule.
Revisions to Definitions at Sec. 300.61
Most critically, this final rule revises the definition of ``sport
fishing guide services,'' and adds definitions for ``compensation'' and
``charter vessel'' at Sec. 300.61. This final rule also makes
technical revisions to the definitions of
[[Page 35198]]
``charter vessel angler,'' ``charter vessel fishing trip,'' ``charter
vessel guide,'' and ``charter vessel operator'' at Sec. 300.61 for
added clarity and consistency among definitions. These changes are
described in detail in Section 2.7 of the RIR/IRFA and in the proposed
rule for this action.
The revision to the definition of ``sport fishing guide services''
removes the requirement that a charter vessel guide be on board the
same vessel as the charter vessel angler. This final rule also revises
the definition to clarify that services provided by a crew member
working directly under the supervision of, and on the same vessel as, a
charter vessel guide are not sport fishing guide services for purposes
of CHLAP and CSP regulations. This revision clarifies the Council's and
NMFS' intent that crew member services will continue to be excluded
from the definition of sport fishing guide services for purposes of
CHLAP and CSP regulations, to clearly identify that the charter vessel
guide, and not a crew member, is the person responsible for complying
with the regulations.
The definition of sport fishing guide services in this final rule
includes the phrase ``accompanying or physically directing the sport
fisherman in sport fishing activities during any part of a charter
vessel fishing trip.'' This phrase is consistent with the State
definition for sport fishing guide services. The Federal definition of
charter vessel fishing trip at Sec. 300.61 specifies that a charter
vessel fishing trip begins when fishing gear is first deployed into the
water and ends when one or more charter vessel anglers or any halibut
are offloaded from that vessel. The proposed rule and Section 1.3.6 of
the RIR/IRFA provides additional detail on this revision to the
definition of sport fishing guide services.
This final rule adds a definition for ``compensation'' to Sec.
300.61 that matches the State's definition (5 AAC 75.995(b)). The
Council and NMFS intend for sport fishing for halibut to be considered
charter fishing for halibut only if a person providing assistance to a
sport angler is receiving compensation. This final rule defines
compensation as, ``direct or indirect payment, remuneration, or other
benefits received in return for services, regardless of the source . .
. `benefits' includes wages or other employment benefits given directly
or indirectly to an individual or organization, and any dues, payments,
fees, or other remuneration given directly or indirectly to a fishing
club, business, organization, or individual who provides sport fishing
guide services; and does not include reimbursement for the actual daily
expenses for fuel, food, or bait.'' This definition of compensation
also means that payments made by a third party, and non-monetary
exchanges of goods and services for taking someone halibut fishing, may
also be considered compensation, as well as payments or non-monetary
exchanges from a person aboard the charter vessel. The Federal
definition does not consider reimbursement for ``actual'' daily
expenses (e.g., bait, fuel, food) to be compensation as explained in
the proposed rule and Section 1.3.6.2 of the RIR/IRFA.
This final rule adds a definition for ``charter vessel'' to Federal
regulations at Sec. 300.61. A charter vessel is defined as ``a vessel
used while providing or receiving sport fishing guide services for
halibut.'' Under this definition, a charter vessel guide will not be
required to be on board the same vessel as the charter vessel angler to
be providing sport fishing guide services. If an angler receives sport
fishing guide services during a charter vessel fishing trip (i.e., the
time between when gear is deployed and when one or more charter anglers
or any harvested halibut are offloaded), even if it is from an adjacent
or nearby vessel, that angler would be considered to be fishing from a
charter vessel.
Under State of Alaska regulations (5 AAC 75.075), charter vessels
are required to be registered with the State and are issued
identification decals and logbooks. Under this final rule, all charter
vessels, including those that will not have charter vessel guides on
board, will need to register with the State, display the charter vessel
decal while operating as a charter vessel, and have the logbook on
board during all charter vessel fishing trips. Each charter vessel from
which an angler may catch and retain halibut will also need to have an
original CHP on board during charter vessel fishing trips.
Revisions to CHLAP and CSP Regulations
The primary responsibility for compliance with charter halibut
fishery CHLAP and CSP regulations will continue to be with the charter
vessel guide. However, some Federal regulations governing the charter
halibut fishery put the burden of compliance on the charter vessel
operator. Under this final rule, if no charter vessel guide is on board
the vessel with the charter anglers, the charter vessel operator could
also be a charter vessel angler. To facilitate compliance in these
instances, this final rule implements regulations at Sec. 300.66(s)
and (v) to hold the charter vessel operator and the charter vessel
guide jointly or severally responsible for compliance with the
requirement to have a valid CHP and a logbook on board the charter
vessel with the charter vessel anglers if no charter vessel guide is on
board the vessel with the charter anglers. If the charter vessel guide
is on a separate vessel, or on the shore, the charter vessel operator
will be the person on board the charter vessel with the angler
(hereafter, ``angler vessel'') that could be held jointly responsible
with the charter vessel guide to ensure that a valid CHP and the
logbook are on the angler vessel. An authorized officer will evaluate
the specific circumstances of a fishing trip to determine whether to
hold the charter vessel operator and the charter vessel guide jointly
or severally responsible for compliance with the requirement to have a
valid CHP and a logbook on board the vessel.
Charter vessel guides will remain responsible for complying with
the CHLAP and CSP reporting requirements at Sec. 300.65(d), and the
person whose business was assigned a logbook will remain responsible
for ensuring that the charter vessel guide complies with those
requirements. This final rule also implements regulations at Sec.
300.65(d) to require that the logbook remain on the charter vessel with
the anglers during the charter vessel fishing trip, even if the guide
is on a separate vessel or on shore.
When halibut are retained by charter vessel anglers, the charter
vessel guide will remain responsible under regulations at Sec.
300.65(d) for completing the remainder of the logbook data fields by
the end of the calendar day, or by the end of the charter vessel
fishing trip, whichever comes first. The charter vessel guide is also
responsible for ensuring that charter vessel anglers who retained
halibut sign the logbook.
Under this final rule, charter vessel guides will remain
responsible for complying with the provisions of the GAF program at
Sec. 300.65. A GAF permit authorizes a charter vessel angler to retain
GAF, and GAF permits are assigned to a single CHP. This final rule
implements regulations at Sec. 300.65(c)(5)(iii)(A)(5), to require the
guide maintain control of a legible copy of the GAF permit to enable an
authorized officer to verify that any GAF retained on the charter
vessel were authorized by a valid GAF permit. As described above,
regulations at Sec. 300.65(d) require that the CHP and logbook remain
on the same charter vessel as the charter vessel anglers.
Regulations at Sec. 300.65(c)(5)(iv)(G) require that upon
retention of a GAF halibut, the guide must immediately
[[Page 35199]]
remove the upper and lower tips of the tail fin lobes to mark and
identify that fish as a GAF halibut. This final rule adds a requirement
that the guide must be physically present when the GAF is harvested to
mark the fish. NMFS anticipates that charter vessel anglers without a
guide on board will need to summon the guide (e.g., by cell phone or
radio) to be in proximity of the charter vessel before any GAF are
harvested. Regulations at Sec. 300.65(d)(4)(iii)(A)(1) require the
charter vessel guide to immediately measure and record the total length
of the GAF halibut in the GAF permit log on the back of the GAF permit.
This final rule does not change this requirement, but adds a reference
at Sec. 300.65(d)(4)(iii)(A)(1) to an additional requirement at Sec.
300.65(d)(4)(iii)(A)(5) that the charter vessel guide must immediately
record in the logbook the GAF permit number under which the GAF was
caught and retained, and the number of GAF retained by the charter
vessel angler who caught and retained GAF, if GAF are retained on a
charter vessel without a guide on board. The term ``immediately,'' for
enforcement purposes, means that the stated activity (e.g., marking the
fish or recording the GAF in the logbook) must occur before the guide
or angler moves on to another activity or resume fishing. For example,
if a charter vessel angler harvests a GAF, the guide will need to mark
and record it before the angler could continue fishing, or transit to
another location. If the guide cannot be physically present at the time
the GAF is caught, the charter vessel angler will not be authorized to
retain that fish.
Regulations at Sec. 300.65(d)(4)(iii)(B) through (E) require a
charter vessel guide to electronically report GAF harvests at the end
of a charter vessel fishing trip in which GAF is retained. This rule
does not revise these regulations and the charter vessel guide will
continue to be responsible for electronically reporting GAF harvests.
Regulations at Sec. 300.65(c)(5)(iv)(G) require that if GAF
halibut are filleted on board a charter vessel, the carcasses of those
GAF halibut must be retained until the end of the charter vessel
fishing trip to enable an authorized officer to verify the recorded
lengths. This final rule revises CSP regulations at Sec.
300.65(c)(5)(iv)(G) to specify that if any GAF are harvested and
filleted on board the charter vessel, those carcasses will also need to
be retained on the charter vessel on which the GAF halibut were
harvested until the end of the charter vessel fishing trip. In other
words, if GAF halibut were harvested on a charter vessel without a
guide on board, it will need to stay on the vessel with the angler who
harvested it until the end of the fishing trip; it may not be
transferred to the vessel that the guide is on for filleting, storage,
or otherwise. Similarly, the 2015 IPHC annual management measures at
section 28(2)(d) and 28(3)(d) require that the carcasses of size-
restricted halibut harvested in the charter fishery in Areas 2C and 3A
be retained, if those size-restricted halibut are filleted on board the
charter vessel. This final rule adds the same carcass retention
requirement to Federal regulations at Sec. 300.65(d)(5) and, once
implemented, could be removed from the IPHC annual management measures
in future years.
Other Regulatory Changes
Charter vessel guides, operators, and crew are prohibited from
harvesting halibut in Areas 2C and 3A during charter vessel fishing
trips under regulations at Sec. 300.65(d)(3). Under this final rule,
the charter vessel operator could potentially be a charter vessel
angler who is operating a vessel without a charter vessel guide onboard
(e.g., the charter vessel guide is on a separate vessel). The Council
and NMFS do not intend to prohibit charter vessel anglers who are
operating charter vessels without a charter vessel guide onboard from
harvesting halibut. Therefore, this final rule revises Sec.
300.65(d)(3) to specify that ``a charter vessel guide, charter vessel
operator, or crew member may not catch and retain halibut during a
charter vessel fishing trip in Commission regulatory area 2C or 3A,
except that charter vessel operators who are charter vessel anglers may
catch and retain halibut during a charter vessel fishing trip if the
charter vessel guide is on a separate charter vessel.''
This final rule makes minor additional changes to regulations at
Sec. Sec. 300.61, 300.65, 300.66, and 300.67 to maintain existing
regulatory responsibilities applicable to specific persons and ensure
consistency in the charter halibut regulations to meet the intent of
this final rule. These changes and the rationale for them are outlined
in detail in the proposed rule and in Section 2.7 of the RIR/IRFA for
this action and are briefly summarized here.
On January 1, 2015, several Alaska Statutes (A.S. 16.40.260 through
16.40.299) pertaining to sport fishing business and guide licensing and
reporting through ADF&G expired. For 2015, there is no ADF&G guide
license, fee, or insurance requirement; however, guides are still
required to register with ADF&G and to hold an Alaska business license.
State of Alaska vessel registration and logbook requirements still
apply in 2015. This final rule implements revisions to Federal
regulations at Sec. 300.65(d)(4)(ii)(B)(1) and (d)(4)(ii)(D)(4), the
definition of ``charter vessel guide'' at Sec. 300.61, and Sec.
300.67(a)(1) to refer to ADF&G sport fishing guide ``licenses or
registrations.'' NMFS is retaining the word ``licenses'' in regulations
because draft legislation has been submitted to the Alaska State
Legislature to reinstate the sport fishing business and guide licensing
statutes for future years.
Regulations at Sec. 300.66(h) prohibit subsistence fishing for
halibut while commercial fishing or sport fishing. The regulation was
intended to prohibit only subsistence fishing for halibut and
commercial or sport fishing for halibut from the same vessel on the
same day. This final rule revises the prohibition at Sec. 300.66(h) to
clarify that it only prohibits subsistence fishing for halibut while
commercial or sport fishing for halibut.
IPHC Annual Management Measures
The proposed rule (79 FR 71729, December 3, 2014) and Section 2.7
of the RIR/IRFA (see ADDRESSES) for this action described several
changes to the IPHC Annual Management Measures that NMFS recommended
for consistency among regulations, to improve compliance, and to
facilitate enforcement. The IPHC convened in January 2015 and approved
NMFS' recommendations. The 2015 IPHC Annual Management Measures were
published on March 17, 2015 (80 FR 13771) and reflect the following
changes for consistency with this final rule:
(1) Minor technical revisions to management measures at sections
3(1)(c), 28(2)(c), and 28(3)(e) to maintain consistency with revisions
to the Federal definition of ``charter vessel'' and with State of
Alaska sport fishing regulations.
(2) Revised section 25(7) to clarify that the charter vessel guide
shall be held liable for any violations of annual management measures
committed by an angler on a charter vessel, whether the guide is on
board the vessel with the angler or on a separate vessel.
(3) Added management measures to section 28(1) to require that all
halibut retained by a charter vessel angler remain on the vessel on
which they were caught until the end of the charter vessel fishing
trip. This revision will facilitate enforcement of daily bag and
possession limits by prohibiting anglers on a charter vessel without a
guide on board from transferring their harvested halibut to the guide's
vessel for processing.
[[Page 35200]]
Changes From the Proposed Rule
Four minor changes were made to paragraphs (c)(5)(iii)(A)(5) and
(c)(5)(iv)(A) of Sec. 300.65 for consistency in wording. These
paragraphs describe on which vessel the GAF permit and CHP must be
held, depending on whether or not a guide is onboard. In the proposed
rule, the language referring to the GAF permit was inconsistent. In one
instance it referred to ``a legible copy of a GAF permit,'' in another
it referred to simply ``the GAF permit,'' and in paragraph
(c)(5)(iv)(A) it referred to a ``valid GAF permit.'' This language has
been standardized for consistency in all instances to read ``a legible
copy of a valid GAF permit.''
Comments and Responses
The proposed rule for this action was published on December 3, 2014
(79 FR 71729), and public comments on it were accepted until January 2,
2015. NMFS received 8 comment submissions containing 10 unique
comments. No comment resulted in a change to the regulatory text from
the proposed rule. NMFS summarized and responded to the comments as
follows:
Comment 1: The commenter disagrees with the proposed regulations at
Sec. 300.66(s) and (v) to hold the charter vessel operator and the
charter vessel guide jointly or severally responsible for ensuring that
a valid CHP and a logbook are on board the charter vessel with the
charter vessel anglers if no charter vessel guide is on board the
vessel with the charter anglers. The commenter recommends that, similar
to charter halibut operations in which the guide is on board the
charter vessel, only the charter vessel guide is responsible for
ensuring that the CHP and logbook are on the charter vessel.
Considering that enforcement staff would still need to find the charter
vessel guide in the case of a violation if he or she is jointly
responsible, making the charter vessel angler responsible seems both
infeasible and unnecessary.
Response: In the proposed rule for this action, NMFS discussed the
rationale for holding the guide, the operator, or both parties
responsible for compliance with certain regulations when charter
fishing without a guide onboard. In most instances the primary
responsibility for compliance with charter halibut fishery regulations
is with the charter vessel guide. However, the Federal regulations at
Sec. 300.66(s) and (v) put the burden of compliance on the charter
vessel operator to have a valid CHP and logbook on board the vessel
with the anglers.
The CHP and logbook are critical enforcement tools used by an
authorized officer to verify when anglers are on a charter vessel
fishing trip and subject to CHLAP, CSP, and other restrictions
applicable to charter vessel anglers. If the charter vessel guide is on
a separate charter vessel or on the shore, or is not in the vicinity of
the charter vessel with anglers aboard (i.e., ``angler vessel''), an
authorized officer must be able to identify a person on board the
angler vessel that is responsible for ensuring that a valid CHP and the
logbook are on the vessel to authorize that charter vessel fishing
trip. If the charter vessel guide is on a separate vessel, or on the
shore, the charter vessel operator should be the person on board the
angler vessel that could be held jointly responsible with the charter
vessel guide to ensure that a valid CHP and the logbook are on the
angler vessel. NMFS notes that enforcement of this provision will
depend on the circumstances of a fishing trip. Authorized officers will
evaluate the specific circumstances to determine whether to hold the
charter vessel operator and the charter vessel guide jointly or
severally responsible for compliance with the requirement to have a
valid CHP and a logbook on board the vessel.
Charter vessel guides will remain responsible for complying with
the CHLAP and CSP reporting requirements at Sec. 300.65(d), and the
person whose business was assigned a logbook remains responsible for
ensuring that the charter vessel guide complies with those
requirements. Before a charter vessel fishing trip begins, the charter
vessel guide is required to record in the logbook the first and last
names and license numbers of each charter vessel angler who will fish
for halibut (exceptions apply for youth, senior, and disabled charter
vessel anglers); ensure that the cover of the logbook lists the person
named on the CHP(s) and the CHP number(s) being used during that
charter vessel fishing trip; and ensure the name and State-issued
vessel registration (AK number) or U.S. Coast Guard documentation
number of the charter vessel is listed. This final rule implements
regulations at Sec. 300.65(d) to require that the logbook remain on
the charter vessel with the anglers during the charter vessel fishing
trip, even if the guide is on a separate vessel or on shore. With this
change, an authorized officer will be able to verify that all anglers
are licensed and listed in the logbook, and that the angler endorsement
on the CHP has not been exceeded.
NMFS notes that the regulations at Sec. 300.66(s) and (v) are
consistent with the IPHC annual management measure at section 25(7)
which states, ``The operator of a charter vessel shall be liable for
any violations of these Regulations committed by an angler on board
said vessel. In Alaska, the charter vessel guide, as defined in Sec.
300.61 and referred to in Sec. Sec. 300.65, 300.66, and 300.67, shall
be liable for any violation of these Regulations committed by an angler
on board a charter vessel.''
Comment 2: NMFS proposed to define sport fishing guide services as
``accompanying or physically directing the sport fisherman in sport
fishing activities during any part of a charter vessel fishing trip.''
The term ``physically directing'' is not defined and may be difficult
to interpret by both charter guides and NOAA Office of Law Enforcement
staff. For example, it is unclear whether providing a chart or GPS
coordinates identifying specific fishing locations or contacting a
guide or lodge owner for instructions via cell phone or UHF radio would
be considered ``physically directing.''
Response: Section 1.3.6 of the RIR/IRFA describes that the Council
and NMFS contemplated identifying a list of activities that would
qualify as ``physically directing'' under this action. The Council
concluded, and NMFS agrees, that defining assistance as ``accompanying
or physically directing the sport fisherman in sport fishing
activities'' eliminates the need to list all potential activities that
could be considered as providing assistance to an angler. This is
consistent with the State of Alaska's definition that does not
specifically define ``physically directing'' as it is used in the
definition for ``sport fishing guide service'' (5 AAC 75.995(a)(42)).
One goal of this final rule is to align State and Federal regulations
for consistency and improved compliance.
The commenter notes that it is unclear whether providing a chart or
GPS coordinates or contacting a guide or lodge owner for instructions
via cell phone or UHF radio would be considered ``physically
directing.'' While ``physically directing'' could imply that the guide
must be in proximity to the angler, certain technologies, such as
cellular video calls, could allow a person to physically direct an
angler to fish without being in proximity to the angler. Therefore, the
nature of the activity will be evaluated as needed to determine if it
is ``physically directing.'' We describe this in greater detail in the
following paragraphs. The definition of sport fishing guide services
implemented by this final rule applies only to assistance
[[Page 35201]]
provided during any part of a charter vessel fishing trip.
A charter vessel fishing trip is defined as ``the time period
between the first deployment of fishing gear into the water from a
charter vessel by a charter vessel angler and the offloading of one or
more charter vessel anglers or any halibut from that vessel.''
Assistance, under the definition of sport fishing guide services
implemented by this final rule, will therefore be restricted to
activities that occur after gear has been deployed. Assistance provided
before gear is deployed would not be considered sport fishing guide
services.
NMFS notes that determination of assistance for purposes of Federal
regulations likely would depend on a combination of factors that, taken
together, would indicate that a charter vessel guide was compensated
for assisting an angler in a manner intended to result in the taking of
halibut. Providing a description, or even a map or GPS coordinates of a
fishing location, before a charter vessel fishing trip begins, would
not in itself be considered as providing sport fishing guide services
because it was not assistance during a charter vessel fishing trip.
According to a recent decision in United States v. Dutton, assistance
includes, but is not limited to the following activities: anchoring and
drifting the vessel on the fishing spots, rigging gear, baiting hooks,
changing lures, suggesting use of a different lure and providing it,
explaining how to operate the manual downrigger and cranking it up,
identifying bottom fish caught, helping land halibut, and netting and
bringing fish on board. According to the decision, these activities
could reasonably be expected to result in the catching or taking of
halibut, and that by performing these activities for compensation, the
respondent was providing sport fishing guide services.
Comment 3: The definition of charter vessel fishing trip should be
broadened to encompass the initial trip period when clients and fishing
gear are aboard the vessel and the vessel is underway to the fishing
grounds. A ``charter vessel fishing trip'' does not begin until an
angler deploys gear into the water and ends when one or more charter
vessel anglers or any halibut are offloaded from the vessel. Under this
definition, a guide could still legally tow or direct clients out to
specific, productive fishing locations and show them when, where, or
how to fish because the trip would not technically start until the
angler deployed his or her gear. These activities should be considered
part of a charter vessel fishing trip.
Response: This final rule does not restrict a person from directing
clients to fishing grounds or instructing them in how to fish before
the clients deploy fishing gear. Once an angler deploys fishing gear,
however, the guide may not assist, accompany, or physically direct the
angler for that trip to be considered unguided. Determining which
activities might be considered fishing before gear is deployed is
difficult. The Council determined, and NMFS agrees, that the activity
of fishing (i.e., deploying fishing gear) is what defines a charter
vessel fishing trip. Therefore, the current definition is consistent
with the Council's intent to manage charter halibut fishing in Areas 2C
and Area 3A.
Comment 4: The summary section of the preamble of the proposed rule
states that ``sport fishing for halibut in which anglers receive
assistance from a compensated guide would be managed under charter
fishery regulations, and all harvest would accrue toward charter
allocations'' (79 FR 71729). However, GAF do not accrue toward charter
allocations. The final rule should clarify that GAF do not accrue
toward charter allocations.
Response: NMFS agrees and notes the clarification to the preamble
to the proposed rule in this response. The Catch Sharing Plan
authorizes transfers of commercial halibut individual fishing quota
(IFQ) as guided angler fish (GAF) to qualified charter halibut permit
holders for harvest by charter vessel anglers in Areas 2C and 3A. Using
GAF, qualified charter halibut permit holders may offer charter vessel
anglers the opportunity to retain halibut up to the limit for unguided
anglers when the charter management measure in place limits charter
vessel anglers to a more restrictive harvest limit. GAF is an
alternative use of commercial halibut IFQ and all harvests of GAF
accrue toward the commercial catch limit. NMFS has modified the
preamble to this final rule to clarify that all charter harvests,
except GAF, will accrue toward the charter sectors' allocations.
Comment 5: The proposed definition of sport fishing guide services
excludes services provided by a crew member working on a charter
vessel. If vessel crew are not covered by these regulations, charter
businesses could continue to avoid the charter fishing regulations by
placing a crew member on board the angler vessel and a licensed guide
on a separate vessel.
Response: NMFS disagrees. A charter vessel guide is defined at
Sec. 300.61 as follows: ``Charter vessel guide, for purposes of
Sec. Sec. 300.65, 300.66 and 300.67, means a person who holds an
annual sport guide license or registration issued by the Alaska
Department of Fish and Game, or a person who provides sport fishing
guide services.'' A crew member is defined at Sec. 300.61 as follows:
``Crew member, for purposes of Sec. Sec. 300.65 and 300.67, means an
assistant, deckhand, or similar person who works directly under the
supervision of, and on the same vessel as, a charter vessel guide or
operator of a vessel with one or more charter vessel anglers on
board.'' According to these definitions, a crew member must be on the
same vessel as the charter vessel guide to be considered a crew member.
If an assistant or deckhand is not on the vessel with the charter
vessel guide, that person does not meet the definition of crew member
at Sec. 300.61. If the assistant or deckhand is providing assistance
for compensation, or with the intent to receive compensation, to a
person who is sport fishing, to take or attempt to take halibut by
accompanying or physically directing the sport fisherman in sport
fishing activities during any part of a charter vessel fishing trip,
that person would be considered a charter vessel guide, not a crew
member, and charter fishing regulations would apply.
The Council and NMFS do not intend for an assistant, deckhand, or
other crew member that works directly under the supervision of a
charter vessel guide to be the person responsible for compliance with
CHLAP and CSP regulations. This final rule maintains current
requirements specifying that a person providing sport fishing guide
services from a charter vessel is responsible for complying with CHLAP
and CSP regulations, whether or not that person has an ADF&G sport
fishing guide license or registration on board that vessel. Therefore,
this final rule revises the final sentence of the definition of sport
fishing guide services to specify that ``sport fishing guide services
do not include services provided by a crew member, as defined at Sec.
300.61.'' The revision implemented by this final rule cites the
definition of a crew member for added clarity.
Comment 6: NMFS should consider carefully defining what will be
considered ``private'' (i.e., unguided) sport fishing and what will be
``charter'' sport fishing and prohibit any practices that do not fit
these two descriptions.
Response: This final rule clarifies specific types of fishing
activities that are defined and managed as unguided sport fishing and
those that are considered to be charter fishing. This final rule is
intended to clarify that all sport fishing for halibut in which anglers
receive assistance from a compensated guide will be managed under
charter fishery regulations. To do
[[Page 35202]]
that, this final rule aligns State of Alaska and Federal definitions
pertaining to sport fishing guide services for Pacific halibut. This
final rule requires businesses that currently provide sport fishing
services in which a charter vessel guide is not on board the vessel
with the anglers to either obtain CHPs and comply with regulations for
the charter halibut fishery, or refrain from accompanying or physically
directing anglers during a fishing trip, thereby creating a clearer
distinction between guided (i.e., charter) and unguided anglers. See
also response to Comment 7.
Comment 7: Data from the ``self-guided'' commercial sport anglers
are not distinguished from data from private anglers in the statewide
harvest survey (SWHS). The SWHS is mailed in the fall to a sample of
sport fishing license holders. The SWHS is not a reliable method to
collect data from such a large sector of the harvest. NMFS and ADF&G
need to improve data collection to distinguish between anglers who use
commercial sport fishing operations and anglers who do not.
Response: The Council and NMFS manage two categories of sport
halibut anglers: guided (charter) and unguided (self-guided). The
Council and NMFS do not distinguish between unguided anglers who fish
using their own boats and gear (what the commenter refers to as
``private'' anglers) and those who may rent boats and gear from a lodge
or outfitter but do not use the services of a charter vessel guide
(what the commenter refers to as ``self-guided commercial sport''
anglers). Both of these types of anglers are considered by NMFS to be
unguided. As described in the proposed rule and Section 1.2 of the RIR/
IRFA, this final rule is intended only to address fishing activities
for the charter halibut sector; no action is proposed to further
regulate businesses that do not provide sport fishing guide services.
Sport halibut harvests are estimated from logbooks for the charter
sector, and from the SWHS for unguided anglers. In developing and
recommending this final rule, the Council did not identify a
conservation concern with regard to sport halibut harvest accounting
because all harvests are estimated based on information submitted in
the logbooks and SWHS. NMFS anticipates this final rule will improve
harvest estimates between the charter sector and unguided anglers by
clarifying logbook reporting requirements and aligning the Federal and
State definitions of sport fishing guide services so that halibut
harvested by an angler who receives compensated assistance are required
to be recorded in the logbook, whether the person providing the
assistance is on board the vessel or not. The Council and NMFS have
determined that the recordkeeping and reporting regulations currently
in place provide for effective monitoring and enforcement of halibut
harvested by charter vessel anglers in Area 2C and Area 3A.
Comment 8: The proposed action will not curtail angling that occurs
when a charter vessel guide is not onboard the vessel with the anglers.
There are several modes of angling that could develop or expand
including (1) allowing clients to run boats themselves after a day or
two of fishing with a guide to learn the ropes; (2) sending anglers out
in skiffs with GPS coordinates and other guidance; (3) charter
businesses or lodges converting from guided to ``self-guided''
operations; and (4) offering catch and release halibut fishing trips.
Response: The Council recommended this final rule to clarify that
all sport fishing for halibut in which anglers receive assistance from
a compensated guide will be managed under the CHLAP and the CSP. This
final rule is not intended to curtail businesses that provide equipment
for unguided sport fishing (e.g., self-guided fishing or bare boat
rentals) (see also response to Comment 7). The Council and NMFS
recognized and considered the alternative fishing scenarios listed by
the commenter in developing Federal regulations for the charter halibut
fisheries in Areas 2C and 3A and this final rule. Anglers who feel
confident to fish without a guide after fishing with a guide for one or
more trips may do so under charter halibut fishing regulations. Anglers
may receive advice on where and how to fish before a fishing trip
begins (see also response to Comment 2). The proposed rule and Section
1.3.7 of the RIR/IRFA describe that businesses currently providing
sport fishing services where the charter vessel guide is not on board a
vessel with the anglers may modify those services so that they comply
with regulations for guided and unguided anglers. Finally, while catch
and release fishing for halibut does not require a charter halibut
permit, IPHC regulations at section 25(3) (80 CFR 13771, March 17,
2015) specify that any halibut brought aboard a vessel and not
immediately returned to the sea with a minimum of injury will be
included in the daily bag limit of the person catching the halibut.
Comment 9: The guideline harvest level regulations that preceded
the CSP, the CSP, and this proposed rule are all based on the false
premise that charter fishing is a commercial harvesting activity. This
proposed rule should be addressing the definition of what constitutes
commercial uses of halibut, not what constitutes guiding services.
Response: This final rule is intended to clarify that all sport
fishing for halibut in which anglers receive assistance from a
compensated guide will be managed under charter fishery regulations and
to align State of Alaska and Federal definitions pertaining to sport
fishing guide services for Pacific halibut. The Council did not
recommend, and NMFS is not implementing changes to commercial halibut
fishing regulations as part of this action. Therefore, changing the
definition of commercial uses of halibut is beyond the scope of this
final rule.
Comment 10: NMFS should insist that charter businesses establish
business models that enable managers to establish allocations instead
of ``guidelines'' for the charter sector and that provide for
verifiable landing statistics.
Response: The primary objective of this final rule is to clarify
the sport fishing activities defined as charter fishing, not to modify
the allocations that are assigned to the charter fishery under the CSP.
As described in the proposed rule and Section 1.3.3 of the RIR/IRFA,
the Council approved and NMFS implemented the CSP in 2014. The CSP
established a method by which allocations are set for the charter and
commercial halibut fisheries in Areas 2C and 3A. This final rule
clarifies that all sport fishing for halibut in which anglers receive
assistance from a compensated guide would be managed under charter
fishery regulations, and all harvest (except halibut harvested under
the GAF Program) would accrue toward charter allocations under the CSP.
As described in the response to Comment 7, the Council and NMFS have
determined that the recordkeeping and reporting regulations currently
in place for sport halibut fisheries provide for effective monitoring
of the charter fishery allocation and enforcement of regulations
applicable to the charter fishery in Area 2C and Area 3A.
OMB Revisions to Paperwork Reduction Act References in 15 CFR 902.1(b)
Section 3507(c)(B)(i) of the PRA requires that agencies inventory
and display a current control number assigned by the Director, OMB, for
each agency information collection. Section 902.1(b) identifies the
location of NOAA regulations for which OMB approval numbers have been
issued. Because this final rule revises and adds data elements within a
collection-of-
[[Page 35203]]
information for recordkeeping and reporting requirements, 15 CFR
902.1(b) is revised to reference correctly the sections resulting from
this final rule.
Classification
Regulations governing the U.S. fisheries for Pacific halibut are
developed by the IPHC, the Pacific Fishery Management Council, the
North Pacific Fishery Management Council, and the Secretary of
Commerce. Section 5 of the Halibut Act (16 U.S.C. 773c) allows the
Regional Council having authority for a particular geographical area to
develop regulations governing fishing for halibut in U.S. Convention
waters as long as those regulations do not conflict with IPHC
regulations. The Halibut Act at section 773c(a) and (b) provides the
Secretary of Commerce with the general responsibility to carry out the
Convention with the authority to, in consultation with the Secretary of
the department in which the U.S. Coast Guard is operating, adopt such
regulations as may be necessary to carry out the purposes and
objectives of the Convention and the Halibut Act. This final rule is
consistent with the Halibut Act and other applicable laws.
Executive Order 12866
This final rule has been determined to be not significant for
purposes of Executive Order 12866. This final rule also complies with
the Secretary of Commerce's authority under the Halibut Act to
implement management measures for the halibut fishery.
Regulatory Flexibility Act (RFA)
A final regulatory flexibility analysis (FRFA) is required by the
Regulatory Flexibility Act. This FRFA incorporates the initial
regulatory flexibility analysis (IRFA) prepared for the proposed rule
and addresses the applicable requirements of section 604(a) of the RFA.
A statement of the need for and objectives of, this final rule has
already been provided in the preamble to this final rule (see Purpose
of this Final Rule) and is not repeated here.
The proposed rule was published in the Federal Register on December
3, 2014 (79 FR 71729). An initial regulatory flexibility analysis
(IRFA) was prepared and described in the Classification section of the
proposed rule. The comment period ended on January 2, 2015. NMFS
received 8 comment submissions containing 10 unique comments. No
comments were received on the IRFA or on the small entity impacts of
this action. No comments on the proposed rule were filed with NMFS by
the Chief Counsel for Advocacy of the Small Business Administration.
Number and Description of Small Entities Regulated by the Proposed Rule
On June 12, 2014, the Small Business Administration (SBA) issued a
final rule revising the small business size standards for several
industries effective July 14, 2014 (79 FR 33647, June 12, 2014). The
new size standards were used to prepare the FRFA for this final rule.
The Small Business Administration (SBA) specifies that for charter
fishing vessel operations, a small business is one with annual receipts
less than $7.5 million. The largest of these charter vessel operations,
which are lodges, may be considered large entities under SBA standards,
but that cannot be confirmed because NMFS does not have or collect
economic data on lodges necessary to definitively determine total
annual receipts. Thus, all charter vessel operations are considered
small entities, based on SBA criteria, because NMFS cannot confirm if
any entities have gross revenues greater than $7.5 million on an annual
basis.
This final rule would directly regulate all CHP holders, and
businesses offering sport fishing guide services that the regulations
require to have CHPs. As of July 7, 2014, the date of the most recent
information available, there were 975 CHPs issued to 580 permit holders
in Areas 2C and 3A. Data on business affiliations among permit holders
are not available; therefore, the number of CHP holders that are
directly regulated cannot be accurately determined, but would not
exceed 580. NMFS notes that because there is little incentive for a
business that already holds one or more CHPs to offer sport fishing
guide services without a guide on board to anglers, the number of
current CHP holders (i.e., small entities) affected by this proposed
regulation is likely to be very small. The final rule is not expected
to adversely impact small entities that possess CHPs.
The final rule, however, may adversely impact those entities that
do not hold CHPs and who provide sport fishing guide services using
guides that are not on board the vessel with the anglers. A review of
logbook data suggests that only a few such entities can be documented.
For Area 2C, a minimum of one to three businesses are estimated from
logbook data to have routinely offered sport fishing services for
halibut that did not meet the Federal definition of sport fishing guide
services between 2009 and 2013. Logbook data for Area 3A did not
clearly identify any businesses that routinely reported trips in which
halibut were harvested and no CHP was recorded as used for the charter
vessel fishing trip. It is difficult to estimate how many businesses
may be providing sport fishing services where the guide is not on board
the vessel with the anglers because some of these businesses may not be
registered as charter businesses with the State and may not be
completing logbooks. Under the final rule, businesses that provide
sport fishing services where the guide is not on board the vessel with
the anglers, but do not hold CHPs, would have to either purchase CHPs
or change the services they provide so that they refrain from having
guides accompany or physically assist anglers in the taking of halibut
during any part of a charter vessel fishing trip. Information on
availability and price of CHPs is presented in Section 1.3.1.2 of the
RIR/IRFA. NMFS does not have or collect data to determine the exact
number of businesses offering sport fishing services where the guide is
not on board the vessel with the anglers or total annual receipts for
these entities. NMFS considers all sport fishing services as small
entities, based on SBA criteria, because NMFS cannot confirm if any of
these entities have gross revenues greater than $7.5 million on an
annual basis.
Community quota entities may apply for and receive community CHPs;
therefore, this final rule may directly regulate entities representing
small, remote communities in Areas 2C and 3A. There are 20 communities
in Area 2C and 14 in Area 3A eligible to receive community CHPs. Of
these 34 communities, 21 hold community CHPs. The action is not
expected to adversely impact communities that hold CHPs.
Description of Significant Alternatives That Minimize Adverse Impacts
on Small Entities
A FRFA must describe the steps the agency has taken to minimize the
significant economic impact on small entities consistent with the
stated objectives of the Halibut Act and other applicable statues,
including a statement of the factual, policy, and legal reasons for
selecting the alternative adopted in the final rule and why each one of
the other significant alternatives to the rule considered by the agency
that affect the impact on small entities was rejected.
The status quo alternative (Alternative 1) would continue to
require that a guide be on board a charter vessel with a charter vessel
angler to be providing sport fishing guide services. Maintaining these
regulations is believed to result in an unknown, but
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relatively small number of anglers fishing under unguided sport fishing
regulations, rather than the more restrictive charter fishing
regulations. The status quo may result in potential inaccuracies in
accounting of sport removals by sector and continued confusion by the
angling public as to how to report their halibut harvest. The status
quo alternative would not accomplish the Council's objective that
receiving compensated assistance while fishing for halibut be managed
under charter halibut fishery regulations, whether or not the person
providing the compensated assistance is on the same vessel as the
person fishing for halibut.
The Council considered one alternative with three options to the
status quo. The first option under Alternative 2 would change the
definition of ``sport fishing guide services'' to remove the
requirement that a guide be on board the charter vessel with the
charter vessel angler to be providing those services. The second option
would add a Federal definition for ``compensation'' and contained two
suboptions. The first suboption would add a Federal definition for
compensation that matches the State definition. The second suboption
would add a Federal definition that substitutes the word ``reasonable''
for ``actual'' expenses from the State definition. These suboptions are
described in more detail in Section 1.3.6.2 of the RIR/IRFA. The third
option under Alternative 2 would add a Federal definition for
``assistance'' to describe which types of activities fall under sport
fishing guide services. Alternative 2 would better align Federal
regulations regarding sport fishing guide services for Pacific halibut
with State regulations, would incorporate sport fishing services
whether or not the person providing the compensated assistance in on
the same vessel as the person fishing for halibut under the umbrella of
charter regulations, and would improve the accuracy of unguided sport
and charter halibut harvest estimates.
The Council recommended a preferred alternative (i.e., this final
rule) that would better align the State and Federal definitions of
``sport fishing guide services'' (Alternative 2, Option 1), and add a