Cardiovascular Devices; Reclassification of Nonroller-Type Cardiopulmonary Bypass Blood Pumps for Cardiopulmonary and Circulatory Bypass; Effective Date of Requirement for Premarket Approval for Nonroller-Type Cardiopulmonary Bypass Blood Pumps for Temporary Ventricular Support, 32307-32311 [2015-13889]
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Federal Register / Vol. 80, No. 109 / Monday, June 8, 2015 / Rules and Regulations
heading of this document. Any
objections received in response to the
regulation may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday, and
will be posted to the docket at https://
www.regulations.gov. We will publish
notice of the objections that we have
received or lack thereof in the Federal
Register.
IX. References
The following references have been
placed on display in the Division of
Dockets Management (see ADDRESSES)
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday, and are available
electronically at https://
www.regulations.gov.
1. FDA Memorandum from H. Lee, Chemistry
Review Group, Division of Petition
Review, to E. Anderson, Regulatory
Group II, Division of Petition Review,
January 5, 2015.
2. FDA Memorandum from H. Lee, Chemistry
Review Group, Division of Petition
Review, to E. Anderson, Regulatory
Group II, Division of Petition Review,
March 13, 2015.
3. FDA Memorandum from S. Park,
Toxicology Team, Division of Petition
Review, to E. Anderson, Regulatory
Group II, Division of Petition Review,
March 18, 2015.
23 percent alcohol by volume but not
including distilled spirits mixtures
containing more than 5 percent wine on
a proof gallon basis.
(B) Cordials, liqueurs, flavored
alcoholic malt beverages, wine coolers,
and cocktails.
(C) Non-alcoholic cocktail mixes and
mixers, such as margarita mix, Bloody
Mary mix, and daiquiri mix, but
excluding eggnog, tonic water, and
beverages that are typically consumed
without added alcohol (e.g., fruit juices,
fruit juice drinks, and soft drinks).
(iii) In egg decorating kits used for
coloring the shells of eggs in amounts
consistent with good manufacturing
practice.
*
*
*
*
*
Dated: June 2, 2015.
Susan Bernard,
Director, Office of Regulations, Policy and
Social Sciences, Center for Food Safety and
Applied Nutrition.
[FR Doc. 2015–13834 Filed 6–5–15; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 870
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs,
Medical devices.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, and redelegated to
the Director, Center for Food Safety and
Applied Nutrition, 21 CFR part 73 is
amended as follows:
[Docket No. FDA–2013–N–1518]
PART 73—LISTING OF COLOR
ADDITIVES EXEMPT FROM
CERTIFICATION
AGENCY:
1. The authority citation for 21 CFR
part 73 continues to read as follows:
SUMMARY:
ACTION:
Authority: 21 U.S.C. 321, 341, 342, 343,
348, 351, 352, 355, 361, 362, 371, 379e.
2. Section 73.350 is amended by
revising paragraph (c)(1)(ii) and by
adding paragraph (c)(1)(iii) to read as
follows:
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■
§ 73.350 Mica-based pearlescent
pigments.
*
*
*
*
(c) * * *
(1) * * *
(ii) In amounts up to 0.07 percent, by
weight, in the following:
(A) Distilled spirits containing not
less than 18 percent and not more than
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Food and Drug Administration,
HHS.
■
*
Cardiovascular Devices;
Reclassification of Nonroller-Type
Cardiopulmonary Bypass Blood
Pumps for Cardiopulmonary and
Circulatory Bypass; Effective Date of
Requirement for Premarket Approval
for Nonroller-Type Cardiopulmonary
Bypass Blood Pumps for Temporary
Ventricular Support
Final order.
The Food and Drug
Administration (FDA) is issuing a final
order to reclassify nonroller-type
cardiopulmonary bypass blood pump
(NRP) devices for cardiopulmonary and
circulatory bypass, a preamendments
class III device, into class II (special
controls), and to require the filing of a
premarket approval application (PMA)
for NRP devices for temporary
ventricular support. FDA is also revising
the title and identification of the
regulation for NRP devices in this order.
DATES: This order is effective June 8,
2015.
FOR FURTHER INFORMATION CONTACT:
Fernando Aguel, Center for Devices and
Radiological Health, Food and Drug
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32307
Administration, 10903 New Hampshire
Ave., Bldg. 66, Rm. 1234, Silver Spring,
MD 20993, 301–796–6326,
fernando.aguel@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background—Regulatory Authorities
The Federal Food, Drug, and Cosmetic
Act (the FD&C Act), as amended by the
Medical Device Amendments of 1976
(the 1976 amendments) (Pub. L. 94–
295), the Safe Medical Devices Act of
1990 (Pub. L. 101–629), the Food and
Drug Administration Modernization Act
of 1997 (FDAMA) (Pub. L. 105–115), the
Medical Device User Fee and
Modernization Act of 2002 (Pub. L. 107–
250), the Medical Devices Technical
Corrections Act (Pub. L. 108–214), the
Food and Drug Administration
Amendments Act of 2007 (Pub. L. 110–
85), and the Food and Drug
Administration Safety and Innovation
Act (FDASIA) (Pub. L. 112–144), among
other amendments, established a
comprehensive system for the regulation
of medical devices intended for human
use. Section 513 of the FD&C Act (21
U.S.C. 360c) established three categories
(classes) of devices, reflecting the
regulatory controls needed to provide
reasonable assurance of their safety and
effectiveness. The three categories of
devices are class I (general controls),
class II (special controls), and class III
(premarket approval).
Under section 513(d) of the FD&C Act,
devices that were in commercial
distribution before the enactment of the
1976 amendments, May 28, 1976
(generally referred to as
‘‘preamendments devices’’), are
classified after FDA has: (1) Received a
recommendation from a device
classification panel (an FDA advisory
committee) (the Panel); (2) published
the Panel’s recommendation for
comment, along with a proposed
regulation classifying the device; and (3)
published a final regulation classifying
the device. FDA has classified most
preamendments devices under these
procedures.
Devices that were not in commercial
distribution prior to May 28, 1976
(generally referred to as
‘‘postamendments devices’’), are
automatically classified by section
513(f) of the FD&C Act into class III
without any FDA rulemaking process.
Those devices remain in class III and
require premarket approval unless, and
until, the device is reclassified into class
I or II or FDA issues an order finding the
device to be substantially equivalent, in
accordance with section 513(i) of the
FD&C Act, to a predicate device that
does not require premarket approval.
The Agency determines whether new
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devices are substantially equivalent to
predicate devices by means of
premarket notification procedures in
section 510(k) of the FD&C Act (21
U.S.C. 360(k)) and part 807 (21 CFR part
807).
A preamendments device that has
been classified into class III and devices
found substantially equivalent by means
of premarket notification (510(k))
procedures to such a preamendments
device or to a device within that type
(both the preamendments and
substantially equivalent devices are
referred to as ‘‘preamendments class III
devices’’) may be marketed without
submission of a PMA until FDA issues
a final order under section 515(b) of the
FD&C Act (21 U.S.C. 360e(b)) requiring
premarket approval or until the device
is subsequently reclassified into class I
or class II. Section 515(b)(1) of the FD&C
Act directs FDA to issue an order
requiring premarket approval for a
preamendments class III device.
Although, under the FD&C Act, the
manufacturer of class III
preamendments device may respond to
the call for PMAs by filing a PMA or a
notice of completion of a product
development protocol (PDP), in
practice, the option of filing a notice of
completion of a PDP has not been used.
For simplicity, although corresponding
requirements for PDPs remain available
to manufacturers in response to a final
order under section 515(b) of the FD&C
Act, this document will refer only to the
requirement for the filing and receiving
approval of a PMA.
On July 9, 2012, FDASIA was enacted.
Section 608(a) of FDASIA amended
section 513(e) of the FD&C Act,
changing the process for reclassifying a
device from rulemaking to an
administrative order. Section 608(b) of
FDASIA amended section 515(b) of the
FD&C Act, changing the process for
requiring premarket approval for a
preamendments class III device from
rulemaking to an administrative order.
A. Reclassification
FDA is reclassifying NRP devices for
cardiopulmonary and circulatory bypass
from class III to class II (special
controls) and renaming these devices
from ‘‘Nonroller-type cardiopulmonary
bypass blood pump’’ to ‘‘Nonroller-type
blood pump.’’
Section 513(e) of the FD&C Act
governs reclassification of classified
preamendments devices. This section
provides that FDA may, by
administrative order, reclassify a device
based upon ‘‘new information.’’ FDA
can initiate a reclassification under
section 513(e) of the FD&C Act or an
interested person may petition FDA to
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reclassify a preamendments device. The
term ‘‘new information,’’ as used in
section 513(e) of the FD&C Act, includes
information developed as a result of a
reevaluation of the data before the
Agency when the device was originally
classified, as well as information not
presented, not available, or not
developed at that time. (See, e.g.,
Holland-Rantos Co. v. United States
Department of Health, Education, and
Welfare, 587 F.2d 1173, 1174 n.1 (D.C.
Cir. 1978); Upjohn v. Finch, 422 F.2d
944 (6th Cir. 1970); Bell v. Goddard, 366
F.2d 177 (7th Cir. 1966).)
Reevaluation of the data previously
before the Agency is an appropriate
basis for subsequent action where the
reevaluation is made in light of newly
available authority (see Bell, 366 F.2d at
181; Ethicon, Inc. v. FDA, 762 F.Supp.
382, 388–391 (D.D.C. 1991)), or in light
of changes in ‘‘medical science’’
(Upjohn, 422 F.2d at 951). Whether data
before the Agency are old or new data,
the ‘‘new information’’ to support
reclassification under section 513(e) of
the FD&C Act must be ‘‘valid scientific
evidence,’’ as defined in section
513(a)(3) of the FD&C Act and 21 CFR
860.7(c)(2). (See, e.g., General Medical
Co. v. FDA, 770 F.2d at 214 (D.C. Cir.
1985); Contact Lens Manufacturers
Association v. FDA, 766 F.2d at 592
(D.C. Cir. 1985), cert. denied, 474 U.S.
1062 (1986).)
FDA relies upon ‘‘valid scientific
evidence’’ in the classification process
to determine the level of regulation for
devices. To be considered in the
reclassification process, the ‘‘valid
scientific evidence’’ upon which the
Agency relies must be publicly
available. Publicly available information
excludes trade secret and/or
confidential commercial information,
e.g., the contents of a pending PMA.
(See section 520(c) of the FD&C Act (21
U.S.C. 360j(c)).) Section 520(h)(4) of the
FD&C Act, added by FDAMA, provides
that FDA may use, for reclassification of
a device, certain information in a PMA
6 years after the application has been
approved. This can include information
from clinical and non-clinical tests or
studies that demonstrate the safety or
effectiveness of the device but does not
include descriptions of methods of
manufacture or product composition
and other trade secrets.
Section 513(e)(1) of the FD&C Act sets
forth the process for issuing a final order
for reclassifying a device. Specifically,
prior to the issuance of a final order
reclassifying a device, the following
must occur: (1) Publication of a
proposed order in the Federal Register;
(2) a meeting of a device classification
panel described in section 513(b) of the
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FD&C Act; and (3) consideration of
comments to a public docket. FDA held
a meeting of a device classification
panel described in section 513(b) of the
FD&C Act with respect to NRP devices
on December 6, 2012 (Ref. 1). The Panel
unanimously recommended that NRP
devices for cardiopulmonary and
circulatory bypass be reclassified from
class III to class II with special controls
because the application of general and
special controls are sufficient to provide
reasonable assurance of safety and
effectiveness for NRP devices when
intended for these uses. The Panel
believed that the special controls
identified by FDA were appropriate to
mitigate the relevant risks to health for
these uses. FDA published a proposed
order in the Federal Register on January
7, 2014 (79 FR 765). FDA received and
has considered two comments on the
proposed order as discussed in section
II of this document (Ref. 2).
B. Requirement for Premarket Approval
Application
FDA is requiring PMAs for NRP
devices for temporary ventricular
support. Section 515(b)(1) of the FD&C
Act sets forth the process for issuing a
final order requiring PMAs. Specifically,
prior to the issuance of a final order
requiring premarket approval for a
preamendments class III device, the
following must occur: (1) Publication of
a proposed order in the Federal
Register; (2) a meeting of a device
classification panel described in section
513(b) of the FD&C Act; and (3)
consideration of comments from all
affected stakeholders, including
patients, payors, and providers.
FDA held a meeting of a device
classification panel described in section
513(b) of the FD&C Act with respect to
NRP devices on December 6, 2012 (Ref.
1). The majority of the Panel
recommended that NRP devices for
temporary ventricular support remain in
class III (subject to premarket approval
application) because there was
insufficient information to establish
special controls, and that the
application of general controls is
insufficient to provide a reasonable
assurance of safety and effectiveness for
NRP devices, which are life-supporting
devices (Ref. 2).
FDA published a proposed order in
the Federal Register of January 7, 2014,
that satisfied the requirements of section
515(b)(2) of the FD&C Act, which
provides that a proposed order to
require premarket approval shall
contain: (1) The proposed order; (2)
proposed findings with respect to the
degree of risk of illness or injury
designed to be eliminated or reduced by
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requiring the device to have an
approved PMA and the benefit to the
public from the use of the device; (3) an
opportunity for the submission of
comments on the proposed order and
the proposed findings; and (4) an
opportunity to request a change in the
classification of the device based on
new information relevant to the
classification of the device. FDA
received and has considered two
comments on the proposed order as
discussed in section II of this document.
A preamendments class III device
may be commercially distributed
without a PMA until 90 days after FDA
issues a final order requiring premarket
approval for the device, or 30 months
after final classification of the device
under section 513 of the FD&C Act,
whichever is later. Since NRP devices
(the preamendments class III devices
that are the subject of this final order)
were classified in 1980, the 30-month
period has expired (45 FR 7959,
February 5, 1980). Thus, for these
devices, the later of these two time
periods is the 90-day period. Therefore,
section 501(f)(2)(B) of the FD&C Act (21
U.S.C. 351(f)(2)(B)) requires that a PMA
for such devices be filed within 90 days
of the date of issuance of this final
order. If a PMA is not filed for such
devices within 90 days after the
issuance of this final order, the device
will be deemed adulterated under
section 501(f) of the FD&C Act.
Also, a preamendments device subject
to a call for PMAs under section 515(b)
of the FD&C Act is not required to have
an approved investigational device
exemption (IDE) (see part 812 (21 CFR
part 812)) contemporaneous with its
interstate distribution until the date
identified by FDA in the final order
requiring the filing of a PMA for the
device. At that time, an IDE is required
only if a PMA has not been filed for
NRP devices for temporary ventricular
support. If the manufacturer, importer,
or other sponsor of the device submits
an IDE application and FDA approves it,
the device may be distributed for
investigational use. If a PMA is not filed
by the later of the two dates, and the
device is not distributed for
investigational use under an IDE, the
device is deemed to be adulterated
within the meaning of section
501(f)(1)(A) of the FD&C Act, and
subject to seizure and condemnation
under section 304 of the FD&C Act (21
U.S.C. 334) if its distribution continues.
Other enforcement actions include, but
are not limited to, the following:
Shipment of devices in interstate
commerce may be subject to injunction
under section 302 of the FD&C Act (21
U.S.C. 332), and the individuals
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responsible for such shipment may be
subject to prosecution under section 303
of the FD&C Act (21 U.S.C. 333). FDA
requests that manufacturers take action
to prevent the further use of devices for
which no PMA has been filed.
II. Public Comments in Response to the
Proposed Order
In response to the January 7, 2014,
proposed order to reclassify NRP
devices for cardiopulmonary and
circulatory bypass into class II and to
require the filing of a PMA for NRP
devices for temporary ventricular
support, FDA received two comments.
One comment disagreed with FDA’s
proposal to reclassify NRP devices for
cardiopulmonary and circulatory bypass
as a class II medical device. The
comment stated general concerns that
reclassification would result in the loss
of important safeguards that are
provided by authorities under the PMA
regime, including proof of safety and
efficacy based on short-term clinical
trials, reporting of postmarket long-term
clinical data as a condition of approval,
inspection of manufacturing facilities
prior to approval of a device, and the
ability to rescind the approval of
devices if the device is later found to be
unsafe. FDA disagrees with this
comment. Currently, NRP devices are
typically regulated through the 510(k)
pathway; therefore, reclassification of
NRP devices for cardiopulmonary and
circulatory bypass to class II will not
result in the loss of current safeguards,
as the regulatory pathway for these
devices will remain the same. FDA
places a device in the lowest
classification that would provide
reasonable assurance of the safety and
effectiveness of the device. Under
section 513(a)(1)(B) of the FD&C Act, a
class II device is defined as a device
which cannot be classified as a class I
device because the general controls by
themselves are insufficient to provide
reasonable assurance of the safety and
effectiveness of the device, and for
which there is sufficient information to
establish special controls to provide
such assurance. The Panel
recommended that NRP devices for
cardiopulmonary and circulatory bypass
be classified as class II because they
believed that there is significant
knowledge and data regarding the safety
and effectiveness of NRP devices for
cardiopulmonary and circulatory
bypass, based on the device’s long
history of use in cardiopulmonary and
circulatory bypass procedures (Ref. 2).
The Panel believed that the application
of general and special controls is
sufficient to provide reasonable
assurance of safety and effectiveness for
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NRP devices for cardiopulmonary and
circulatory bypass (Ref. 2). FDA agrees
with the Panel’s recommendation and
believes that because special controls
are able to provide a reasonable
assurance of safety and effectiveness,
the requirement of a PMA for these
devices is not necessary. By contrast,
the majority of the Panel believed there
remains insufficient valid scientific
evidence to determine that general and
special controls would provide a
reasonable assurance of safety and
effectiveness of NRP devices for
temporary ventricular support. FDA
agrees with the Panel’s recommendation
and as a result, NRP devices for
temporary ventricular support will
remain in class III and require
premarket approval.
Another comment supported FDA’s
proposal to call for PMAs for NRP
devices for temporary ventricular
support, but disagreed with FDA’s
intent to reclassify NRP devices for
cardiopulmonary and circulatory
bypass, stating that ‘‘down-classification
. . . would create an enormous and
dangerous loophole’’ by which devices
cleared by the 510(k) process for a
‘‘particular indication’’ could be used
‘‘off-label for treatments that require a
PMA.’’ FDA notes in response to this
comment that generally, FDA regulates
the use of a device as indicated by the
party offering the device for interstate
commerce. The indications for NRP
devices for cardiopulmonary and
circulatory bypass will be limited by the
codified identification in
§ 870.4360(a)(1) (21 CFR 870.4360(a)(1)).
The commenter also expressed
concern that special controls were
insufficient to mitigate the risk of stroke,
peripheral emboli, or death associated
with NRP devices for cardiopulmonary
and circulatory bypass. FDA disagrees
with the commenter. Under section
513(a)(1)(C) of the FD&C Act, a class III
device is defined as a device which (1)
cannot be classified as a class I device
because insufficient information exists
to determine that the application of
general controls are sufficient to provide
reasonable assurance of the safety and
effectiveness of the device; (2) cannot be
classified as a class II device because
insufficient information exists to
determine that the special controls
would provide reasonable assurance of
its safety and effectiveness; and (3) is
purported or represented to be for a use
in supporting or sustaining human life
or for a use that is of substantial
importance in preventing impairment of
human health, or presents a potential
unreasonable risk of illness or injury.
FDA believes that sufficient information
exists for NRP devices used for
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cardiopulmonary and circulatory bypass
to establish special controls that,
together with general controls, can
provide a reasonable assurance of safety
and effectiveness and mitigate the risks
to health identified in the proposed
order (79 FR 765 at 769, January 7,
2014). Stroke, peripheral emboli, and
death are potential clinical
consequences of the identified risks to
health and are therefore addressed by
mitigating the risks to health through
the general and special controls.
Specifically, in the proposed order (79
FR 765 at 769), FDA determined that
embolism was a risk to health associated
with use of NRP devices for temporary
cardiopulmonary and circulatory
bypass. We explicitly noted that
improper design of the device may
cause the generation of gaseous,
particular, or thrombotic emboli, which
can result in debilitating or fatal
complications such as stroke, peripheral
emboli, or death. However, this risk to
health is mitigated through non-clinical
performance testing and labeling
(special controls (a)(2)(i) and (iv) in the
codified section of this document). Nonclinical performance testing evaluates
the design of the device to ensure that
the device does not generate gaseous,
particular, or thrombotic emboli, which
could cause stroke, peripheral emboli,
or death. Further, the labeling will
provide information regarding the
duration of use to minimize the risk of
embolism. The Panel concluded that
these special controls were sufficient to
mitigate the identified risks to health
and provide reasonable assurance of
safety and effectiveness for NRP devices
for cardiopulmonary and circulatory
bypass (Ref. 2). FDA agrees with the
Panel’s recommendation.
The commenter also provided a
summary of adverse event reports for
this device type from FDA’s
Manufacturer and User Facility Device
Experience (MAUDE) database to
support the perspective that
reclassification is inappropriate for NRP
devices for cardiopulmonary and
circulatory bypass. FDA is aware of this
data, fully considered this information
prior to the proposed reclassification,
and presented the adverse event
information to the 2012 Panel that
ultimately recommended that FDA
reclassify NRP devices for
cardiopulmonary and circulatory bypass
from class III to class II (special
controls). FDA agrees with this
recommendation because special
controls established by this final order
can provide a reasonable assurance of
safety and effectiveness.
The commenter further expressed
concern that ‘‘down-classification of
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these devices means that companies
manufacturing new models with unique
characteristics in the future would not
be required to prove that their products
are safe or effective. The companies
would only need to prove that their
products are substantially equivalent to
other NRPs for cardiopulmonary and
circulatory bypass already on the
market, and would not require scientific
evidence to ensure equivalent safety or
efficacy.’’ FDA disagrees with this
comment. FDA believes that the special
controls will provide a reasonable
assurance of safety and effectiveness for
NRP devices indicated for
cardiopulmonary and circulatory
bypass. Conformance with the identified
special controls will provide a
reasonable assurance of safety and
effectiveness for the available predicate
NRPs when indicated for
cardiopulmonary and circulatory
bypass. Future devices claiming
substantial equivalence to an available
predicate(s) must demonstrate that they
are substantially equivalent, as defined
under section 513(i) of the FD&C Act, to
the predicate device and comply with
all applicable FDA regulations. Future
devices will also need to comply with
the special controls in order to be
classified into class II.
III. The Final Order
Under sections 513(e) and 515(b) of
the FD&C Act, FDA is adopting its
findings as published in the proposed
order (79 FR 765). FDA is issuing this
final order to reclassify NRP devices for
cardiopulmonary and circulatory bypass
from class III to class II and establish
special controls. In addition, FDA is
issuing this final order to require the
filing of a PMA for NRP devices for
temporary ventricular support.
In accordance with the proposed
order, this final order will revise the
title and identification of the regulation
for NRP devices in 21 CFR part 870 to
reflect the different types of NRP
devices, their respective intended uses,
and their respective classifications.
A. NRP Device for Temporary
Ventricular Support
Under the final order, a PMA is
required to be filed on or before 90 days
after the date of publication of the final
order in the Federal Register for any
class III preamendments NRP devices
for temporary ventricular support that
were in commercial distribution before
May 28, 1976, or that have been found
by FDA to be substantially equivalent to
such a device on or before 90 days after
the date of publication of the final order
in the Federal Register. An approved
PMA is required to be in effect for these
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devices on or before 180 days after FDA
files the application. Any other class III
preamendments device subject to this
order that was not in commercial
distribution before May 28, 1976, is
required to have an approved PMA in
effect before it may be marketed.
If a PMA or a notice of completion of
a PDP for any of the class III
preamendments NRP devices intended
for temporary ventricular support is not
filed on or before the 90th day after the
effective date of this final order, that
device will be deemed adulterated
under section 501(f)(1)(A) of the FD&C
Act, and commercial distribution of the
device must cease. The device may,
however, be distributed for
investigational use, if the requirements
of the IDE regulations (part 812) are met.
B. NRP Device for Cardiopulmonary and
Circulatory Bypass
Following the effective date of this
final order, firms submitting a 510(k)
premarket notification for a NRP device
for cardiopulmonary and circulatory
bypass must comply with the particular
mitigation measures set forth in the
codified special controls.
Section 510(m) of the FD&C Act
provides that FDA may exempt a class
II device from the premarket notification
requirements under section 510(k) of the
FD&C Act if FDA determines that
premarket notification is not necessary
to provide reasonable assurance of the
safety and effectiveness of the devices.
FDA has determined that premarket
notification is necessary to provide
reasonable assurance of safety and
effectiveness of NRP devices for
cardiopulmonary and circulatory
bypass, and therefore, this device type
is not exempt from premarket
notification requirements.
An applicant whose device was
legally in commercial distribution
before May 28, 1976, or whose device
has been found to be substantially
equivalent to such a device, and who
does not intend to market such device
for uses other than cardiopulmonary
and circulatory bypass, must remove
uses other than cardiopulmonary and
circulatory bypass from the device’s
labeling and comply with the special
controls to remain legally on the market.
IV. Environmental Impact
The Agency has determined under 21
CFR 25.30 (h) and 25.34(b) that this
action is of a type that does not
individually or cumulatively have a
significant effect on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
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Federal Register / Vol. 80, No. 109 / Monday, June 8, 2015 / Rules and Regulations
V. Paperwork Reduction Act of 1995
This final order refers to previously
approved collections of information
found in FDA regulations. These
collections of information are subject to
review by the Office of Management and
Budget (OMB) under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520). The collections of information in
part 812 have been approved under
OMB control number 0910–0078; the
collections of information in part 807,
subpart E, have been approved under
OMB control number 0910–0120; the
collections of information in 21 CFR
part 814, subpart B, have been approved
under OMB control number 0910–0231;
and the collections of information under
21 CFR part 801 have been approved
under OMB control number 0910–0485.
VI. Codification of Orders
Prior to the amendments by FDASIA,
section 513(e) provided for FDA to issue
regulations to reclassify devices and
section 515(b) of the FD&C Act provided
for FDA to issue regulations to require
approval of an application for premarket
approval for preamendment devices or
devices found to be substantially
equivalent to preamendments devices.
Sections 513(e) and 515(b) as amended
require FDA to issue final orders rather
than regulations, and FDASIA provided
for FDA to revoke previously issued
regulations by order. FDA will continue
to codify classifications and
reclassifications in the Code of Federal
Regulations. Changes resulting from
final orders will appear in the CFR as
changes to codified classification
determinations or as newly codified
orders. Therefore, under section
513(e)(1)(A)(i) of the FD&C Act, as
amended by FDASIA, in this final order,
we are revoking the requirements in
§ 870.4360 related to the classification
of NRP devices for cardiopulmonary
and circulatory bypass as class III
devices and codifying the
reclassification of these devices into
class II.
wreier-aviles on DSK5TPTVN1PROD with RULES
VII. References
The following references have been
placed on display in the Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852,
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday, and are available
electronically at https://
www.regulations.gov. (FDA has verified
the Web site addresses, but we are not
responsible for any subsequent changes
to the Web sites after this document
publishes in the Federal Register.)
VerDate Sep<11>2014
15:05 Jun 05, 2015
Jkt 235001
1. FDA Circulatory System Devices Panel of
the Medical Devices Advisory
Committee Meeting, December 5–6,
2012, available at https://www.fda.gov/
AdvisoryCommittees/Calendar/
ucm327178.htm.
2. Transcript of the December 6, 2012,
meeting of the Circulatory System
Devices Panel, available at https://
www.fda.gov/downloads/
AdvisoryCommittees/
CommitteesMeetingMaterials/
MedicalDevices/
MedicalDevicesAdvisoryCommittee/
CirculatorySystemDevicesPanel/
UCM335464.pdf.
List of Subjects in 21 CFR Part 870
Medical devices.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 870 is
amended as follows:
PART 870—CARDIOVASCULAR
DEVICES
1. The authority citation for 21 CFR
part 870 continues to read as follows:
■
Authority: 21 U.S.C. 351, 360, 360c, 360e,
360j, 371.
2. Revise § 870.4360 to read as
follows:
■
§ 870.4360
Nonroller-type blood pump.
(a) Nonroller-type cardiopulmonary
and circulatory bypass blood pump—(1)
Identification. A nonroller-type
cardiopulmonary and circulatory bypass
blood pump is a prescription device that
uses a method other than revolving
rollers to pump the blood through an
extracorporeal circuit for periods lasting
less than 6 hours for the purpose of
providing either:
(i) Full or partial cardiopulmonary
bypass (i.e., circuit includes an
oxygenator) during open surgical
procedures on the heart or great vessels;
or
(ii) Temporary circulatory bypass for
diversion of flow around a planned
disruption of the circulatory pathway
necessary for open surgical procedures
on the aorta or vena cava.
(2) Classification—Class II (special
controls). The special controls for this
device are:
(i) Non-clinical performance testing
must perform as intended over the
intended duration of use and
demonstrate the following: Operating
parameters, dynamic blood damage,
heat generation, air entrapment,
mechanical integrity, and durability/
reliability;
(ii) The patient-contacting
components of the device must be
demonstrated to be biocompatible;
PO 00000
Frm 00045
Fmt 4700
Sfmt 9990
32311
(iii) Sterility and shelf life testing
must demonstrate the sterility of
patient-contacting components and the
shelf life of these components; and
(iv) Labeling must include
information regarding the duration of
use, and a detailed summary of the
device- and procedure-related
complications pertinent to use of the
device.
(b) Nonroller-type temporary
ventricular support blood pump—(1)
Identification. A nonroller-type
temporary ventricular support blood
pump is a prescription device that uses
any method resulting in blood
propulsion to provide the temporary
ventricular assistance required for
support of the systemic and/or
pulmonary circulations during periods
when there is ongoing or anticipated
hemodynamic instability due to
immediately reversible alterations in
ventricular myocardial function
resulting from mechanical or
physiologic causes. Duration of use
would be less than 6 hours.
(2) Classification. Class III (premarket
approval).
(c) Date premarket approval
application (PMA) or notice of
completion of product development
protocol (PDP) is required. A PMA or
notice of completion of a PDP is
required to be filed with FDA on or
before September 8, 2015, for any
nonroller-type temporary ventricular
support blood pump that was in
commercial distribution before May 28,
1976, or that has, on or before
September 8, 2015, been found to be
substantially equivalent to any
nonroller-type temporary ventricular
support blood pump that was in
commercial distribution before May 28,
1976. Any other nonroller-type
temporary ventricular support blood
pump shall have an approved PMA or
declared completed PDP in effect before
being placed in commercial
distribution.
Dated: June 2, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015–13889 Filed 6–5–15; 8:45 am]
BILLING CODE 4164–01–P
E:\FR\FM\08JNR1.SGM
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Agencies
[Federal Register Volume 80, Number 109 (Monday, June 8, 2015)]
[Rules and Regulations]
[Pages 32307-32311]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-13889]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 870
[Docket No. FDA-2013-N-1518]
Cardiovascular Devices; Reclassification of Nonroller-Type
Cardiopulmonary Bypass Blood Pumps for Cardiopulmonary and Circulatory
Bypass; Effective Date of Requirement for Premarket Approval for
Nonroller-Type Cardiopulmonary Bypass Blood Pumps for Temporary
Ventricular Support
AGENCY: Food and Drug Administration, HHS.
ACTION: Final order.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is issuing a final
order to reclassify nonroller-type cardiopulmonary bypass blood pump
(NRP) devices for cardiopulmonary and circulatory bypass, a
preamendments class III device, into class II (special controls), and
to require the filing of a premarket approval application (PMA) for NRP
devices for temporary ventricular support. FDA is also revising the
title and identification of the regulation for NRP devices in this
order.
DATES: This order is effective June 8, 2015.
FOR FURTHER INFORMATION CONTACT: Fernando Aguel, Center for Devices and
Radiological Health, Food and Drug Administration, 10903 New Hampshire
Ave., Bldg. 66, Rm. 1234, Silver Spring, MD 20993, 301-796-6326,
fernando.aguel@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background--Regulatory Authorities
The Federal Food, Drug, and Cosmetic Act (the FD&C Act), as amended
by the Medical Device Amendments of 1976 (the 1976 amendments) (Pub. L.
94-295), the Safe Medical Devices Act of 1990 (Pub. L. 101-629), the
Food and Drug Administration Modernization Act of 1997 (FDAMA) (Pub. L.
105-115), the Medical Device User Fee and Modernization Act of 2002
(Pub. L. 107-250), the Medical Devices Technical Corrections Act (Pub.
L. 108-214), the Food and Drug Administration Amendments Act of 2007
(Pub. L. 110-85), and the Food and Drug Administration Safety and
Innovation Act (FDASIA) (Pub. L. 112-144), among other amendments,
established a comprehensive system for the regulation of medical
devices intended for human use. Section 513 of the FD&C Act (21 U.S.C.
360c) established three categories (classes) of devices, reflecting the
regulatory controls needed to provide reasonable assurance of their
safety and effectiveness. The three categories of devices are class I
(general controls), class II (special controls), and class III
(premarket approval).
Under section 513(d) of the FD&C Act, devices that were in
commercial distribution before the enactment of the 1976 amendments,
May 28, 1976 (generally referred to as ``preamendments devices''), are
classified after FDA has: (1) Received a recommendation from a device
classification panel (an FDA advisory committee) (the Panel); (2)
published the Panel's recommendation for comment, along with a proposed
regulation classifying the device; and (3) published a final regulation
classifying the device. FDA has classified most preamendments devices
under these procedures.
Devices that were not in commercial distribution prior to May 28,
1976 (generally referred to as ``postamendments devices''), are
automatically classified by section 513(f) of the FD&C Act into class
III without any FDA rulemaking process. Those devices remain in class
III and require premarket approval unless, and until, the device is
reclassified into class I or II or FDA issues an order finding the
device to be substantially equivalent, in accordance with section
513(i) of the FD&C Act, to a predicate device that does not require
premarket approval. The Agency determines whether new
[[Page 32308]]
devices are substantially equivalent to predicate devices by means of
premarket notification procedures in section 510(k) of the FD&C Act (21
U.S.C. 360(k)) and part 807 (21 CFR part 807).
A preamendments device that has been classified into class III and
devices found substantially equivalent by means of premarket
notification (510(k)) procedures to such a preamendments device or to a
device within that type (both the preamendments and substantially
equivalent devices are referred to as ``preamendments class III
devices'') may be marketed without submission of a PMA until FDA issues
a final order under section 515(b) of the FD&C Act (21 U.S.C. 360e(b))
requiring premarket approval or until the device is subsequently
reclassified into class I or class II. Section 515(b)(1) of the FD&C
Act directs FDA to issue an order requiring premarket approval for a
preamendments class III device.
Although, under the FD&C Act, the manufacturer of class III
preamendments device may respond to the call for PMAs by filing a PMA
or a notice of completion of a product development protocol (PDP), in
practice, the option of filing a notice of completion of a PDP has not
been used. For simplicity, although corresponding requirements for PDPs
remain available to manufacturers in response to a final order under
section 515(b) of the FD&C Act, this document will refer only to the
requirement for the filing and receiving approval of a PMA.
On July 9, 2012, FDASIA was enacted. Section 608(a) of FDASIA
amended section 513(e) of the FD&C Act, changing the process for
reclassifying a device from rulemaking to an administrative order.
Section 608(b) of FDASIA amended section 515(b) of the FD&C Act,
changing the process for requiring premarket approval for a
preamendments class III device from rulemaking to an administrative
order.
A. Reclassification
FDA is reclassifying NRP devices for cardiopulmonary and
circulatory bypass from class III to class II (special controls) and
renaming these devices from ``Nonroller-type cardiopulmonary bypass
blood pump'' to ``Nonroller-type blood pump.''
Section 513(e) of the FD&C Act governs reclassification of
classified preamendments devices. This section provides that FDA may,
by administrative order, reclassify a device based upon ``new
information.'' FDA can initiate a reclassification under section 513(e)
of the FD&C Act or an interested person may petition FDA to reclassify
a preamendments device. The term ``new information,'' as used in
section 513(e) of the FD&C Act, includes information developed as a
result of a reevaluation of the data before the Agency when the device
was originally classified, as well as information not presented, not
available, or not developed at that time. (See, e.g., Holland-Rantos
Co. v. United States Department of Health, Education, and Welfare, 587
F.2d 1173, 1174 n.1 (D.C. Cir. 1978); Upjohn v. Finch, 422 F.2d 944
(6th Cir. 1970); Bell v. Goddard, 366 F.2d 177 (7th Cir. 1966).)
Reevaluation of the data previously before the Agency is an
appropriate basis for subsequent action where the reevaluation is made
in light of newly available authority (see Bell, 366 F.2d at 181;
Ethicon, Inc. v. FDA, 762 F.Supp. 382, 388-391 (D.D.C. 1991)), or in
light of changes in ``medical science'' (Upjohn, 422 F.2d at 951).
Whether data before the Agency are old or new data, the ``new
information'' to support reclassification under section 513(e) of the
FD&C Act must be ``valid scientific evidence,'' as defined in section
513(a)(3) of the FD&C Act and 21 CFR 860.7(c)(2). (See, e.g., General
Medical Co. v. FDA, 770 F.2d at 214 (D.C. Cir. 1985); Contact Lens
Manufacturers Association v. FDA, 766 F.2d at 592 (D.C. Cir. 1985),
cert. denied, 474 U.S. 1062 (1986).)
FDA relies upon ``valid scientific evidence'' in the classification
process to determine the level of regulation for devices. To be
considered in the reclassification process, the ``valid scientific
evidence'' upon which the Agency relies must be publicly available.
Publicly available information excludes trade secret and/or
confidential commercial information, e.g., the contents of a pending
PMA. (See section 520(c) of the FD&C Act (21 U.S.C. 360j(c)).) Section
520(h)(4) of the FD&C Act, added by FDAMA, provides that FDA may use,
for reclassification of a device, certain information in a PMA 6 years
after the application has been approved. This can include information
from clinical and non-clinical tests or studies that demonstrate the
safety or effectiveness of the device but does not include descriptions
of methods of manufacture or product composition and other trade
secrets.
Section 513(e)(1) of the FD&C Act sets forth the process for
issuing a final order for reclassifying a device. Specifically, prior
to the issuance of a final order reclassifying a device, the following
must occur: (1) Publication of a proposed order in the Federal
Register; (2) a meeting of a device classification panel described in
section 513(b) of the FD&C Act; and (3) consideration of comments to a
public docket. FDA held a meeting of a device classification panel
described in section 513(b) of the FD&C Act with respect to NRP devices
on December 6, 2012 (Ref. 1). The Panel unanimously recommended that
NRP devices for cardiopulmonary and circulatory bypass be reclassified
from class III to class II with special controls because the
application of general and special controls are sufficient to provide
reasonable assurance of safety and effectiveness for NRP devices when
intended for these uses. The Panel believed that the special controls
identified by FDA were appropriate to mitigate the relevant risks to
health for these uses. FDA published a proposed order in the Federal
Register on January 7, 2014 (79 FR 765). FDA received and has
considered two comments on the proposed order as discussed in section
II of this document (Ref. 2).
B. Requirement for Premarket Approval Application
FDA is requiring PMAs for NRP devices for temporary ventricular
support. Section 515(b)(1) of the FD&C Act sets forth the process for
issuing a final order requiring PMAs. Specifically, prior to the
issuance of a final order requiring premarket approval for a
preamendments class III device, the following must occur: (1)
Publication of a proposed order in the Federal Register; (2) a meeting
of a device classification panel described in section 513(b) of the
FD&C Act; and (3) consideration of comments from all affected
stakeholders, including patients, payors, and providers.
FDA held a meeting of a device classification panel described in
section 513(b) of the FD&C Act with respect to NRP devices on December
6, 2012 (Ref. 1). The majority of the Panel recommended that NRP
devices for temporary ventricular support remain in class III (subject
to premarket approval application) because there was insufficient
information to establish special controls, and that the application of
general controls is insufficient to provide a reasonable assurance of
safety and effectiveness for NRP devices, which are life-supporting
devices (Ref. 2).
FDA published a proposed order in the Federal Register of January
7, 2014, that satisfied the requirements of section 515(b)(2) of the
FD&C Act, which provides that a proposed order to require premarket
approval shall contain: (1) The proposed order; (2) proposed findings
with respect to the degree of risk of illness or injury designed to be
eliminated or reduced by
[[Page 32309]]
requiring the device to have an approved PMA and the benefit to the
public from the use of the device; (3) an opportunity for the
submission of comments on the proposed order and the proposed findings;
and (4) an opportunity to request a change in the classification of the
device based on new information relevant to the classification of the
device. FDA received and has considered two comments on the proposed
order as discussed in section II of this document.
A preamendments class III device may be commercially distributed
without a PMA until 90 days after FDA issues a final order requiring
premarket approval for the device, or 30 months after final
classification of the device under section 513 of the FD&C Act,
whichever is later. Since NRP devices (the preamendments class III
devices that are the subject of this final order) were classified in
1980, the 30-month period has expired (45 FR 7959, February 5, 1980).
Thus, for these devices, the later of these two time periods is the 90-
day period. Therefore, section 501(f)(2)(B) of the FD&C Act (21 U.S.C.
351(f)(2)(B)) requires that a PMA for such devices be filed within 90
days of the date of issuance of this final order. If a PMA is not filed
for such devices within 90 days after the issuance of this final order,
the device will be deemed adulterated under section 501(f) of the FD&C
Act.
Also, a preamendments device subject to a call for PMAs under
section 515(b) of the FD&C Act is not required to have an approved
investigational device exemption (IDE) (see part 812 (21 CFR part 812))
contemporaneous with its interstate distribution until the date
identified by FDA in the final order requiring the filing of a PMA for
the device. At that time, an IDE is required only if a PMA has not been
filed for NRP devices for temporary ventricular support. If the
manufacturer, importer, or other sponsor of the device submits an IDE
application and FDA approves it, the device may be distributed for
investigational use. If a PMA is not filed by the later of the two
dates, and the device is not distributed for investigational use under
an IDE, the device is deemed to be adulterated within the meaning of
section 501(f)(1)(A) of the FD&C Act, and subject to seizure and
condemnation under section 304 of the FD&C Act (21 U.S.C. 334) if its
distribution continues. Other enforcement actions include, but are not
limited to, the following: Shipment of devices in interstate commerce
may be subject to injunction under section 302 of the FD&C Act (21
U.S.C. 332), and the individuals responsible for such shipment may be
subject to prosecution under section 303 of the FD&C Act (21 U.S.C.
333). FDA requests that manufacturers take action to prevent the
further use of devices for which no PMA has been filed.
II. Public Comments in Response to the Proposed Order
In response to the January 7, 2014, proposed order to reclassify
NRP devices for cardiopulmonary and circulatory bypass into class II
and to require the filing of a PMA for NRP devices for temporary
ventricular support, FDA received two comments. One comment disagreed
with FDA's proposal to reclassify NRP devices for cardiopulmonary and
circulatory bypass as a class II medical device. The comment stated
general concerns that reclassification would result in the loss of
important safeguards that are provided by authorities under the PMA
regime, including proof of safety and efficacy based on short-term
clinical trials, reporting of postmarket long-term clinical data as a
condition of approval, inspection of manufacturing facilities prior to
approval of a device, and the ability to rescind the approval of
devices if the device is later found to be unsafe. FDA disagrees with
this comment. Currently, NRP devices are typically regulated through
the 510(k) pathway; therefore, reclassification of NRP devices for
cardiopulmonary and circulatory bypass to class II will not result in
the loss of current safeguards, as the regulatory pathway for these
devices will remain the same. FDA places a device in the lowest
classification that would provide reasonable assurance of the safety
and effectiveness of the device. Under section 513(a)(1)(B) of the FD&C
Act, a class II device is defined as a device which cannot be
classified as a class I device because the general controls by
themselves are insufficient to provide reasonable assurance of the
safety and effectiveness of the device, and for which there is
sufficient information to establish special controls to provide such
assurance. The Panel recommended that NRP devices for cardiopulmonary
and circulatory bypass be classified as class II because they believed
that there is significant knowledge and data regarding the safety and
effectiveness of NRP devices for cardiopulmonary and circulatory
bypass, based on the device's long history of use in cardiopulmonary
and circulatory bypass procedures (Ref. 2). The Panel believed that the
application of general and special controls is sufficient to provide
reasonable assurance of safety and effectiveness for NRP devices for
cardiopulmonary and circulatory bypass (Ref. 2). FDA agrees with the
Panel's recommendation and believes that because special controls are
able to provide a reasonable assurance of safety and effectiveness, the
requirement of a PMA for these devices is not necessary. By contrast,
the majority of the Panel believed there remains insufficient valid
scientific evidence to determine that general and special controls
would provide a reasonable assurance of safety and effectiveness of NRP
devices for temporary ventricular support. FDA agrees with the Panel's
recommendation and as a result, NRP devices for temporary ventricular
support will remain in class III and require premarket approval.
Another comment supported FDA's proposal to call for PMAs for NRP
devices for temporary ventricular support, but disagreed with FDA's
intent to reclassify NRP devices for cardiopulmonary and circulatory
bypass, stating that ``down-classification . . . would create an
enormous and dangerous loophole'' by which devices cleared by the
510(k) process for a ``particular indication'' could be used ``off-
label for treatments that require a PMA.'' FDA notes in response to
this comment that generally, FDA regulates the use of a device as
indicated by the party offering the device for interstate commerce. The
indications for NRP devices for cardiopulmonary and circulatory bypass
will be limited by the codified identification in Sec. 870.4360(a)(1)
(21 CFR 870.4360(a)(1)).
The commenter also expressed concern that special controls were
insufficient to mitigate the risk of stroke, peripheral emboli, or
death associated with NRP devices for cardiopulmonary and circulatory
bypass. FDA disagrees with the commenter. Under section 513(a)(1)(C) of
the FD&C Act, a class III device is defined as a device which (1)
cannot be classified as a class I device because insufficient
information exists to determine that the application of general
controls are sufficient to provide reasonable assurance of the safety
and effectiveness of the device; (2) cannot be classified as a class II
device because insufficient information exists to determine that the
special controls would provide reasonable assurance of its safety and
effectiveness; and (3) is purported or represented to be for a use in
supporting or sustaining human life or for a use that is of substantial
importance in preventing impairment of human health, or presents a
potential unreasonable risk of illness or injury. FDA believes that
sufficient information exists for NRP devices used for
[[Page 32310]]
cardiopulmonary and circulatory bypass to establish special controls
that, together with general controls, can provide a reasonable
assurance of safety and effectiveness and mitigate the risks to health
identified in the proposed order (79 FR 765 at 769, January 7, 2014).
Stroke, peripheral emboli, and death are potential clinical
consequences of the identified risks to health and are therefore
addressed by mitigating the risks to health through the general and
special controls. Specifically, in the proposed order (79 FR 765 at
769), FDA determined that embolism was a risk to health associated with
use of NRP devices for temporary cardiopulmonary and circulatory
bypass. We explicitly noted that improper design of the device may
cause the generation of gaseous, particular, or thrombotic emboli,
which can result in debilitating or fatal complications such as stroke,
peripheral emboli, or death. However, this risk to health is mitigated
through non-clinical performance testing and labeling (special controls
(a)(2)(i) and (iv) in the codified section of this document). Non-
clinical performance testing evaluates the design of the device to
ensure that the device does not generate gaseous, particular, or
thrombotic emboli, which could cause stroke, peripheral emboli, or
death. Further, the labeling will provide information regarding the
duration of use to minimize the risk of embolism. The Panel concluded
that these special controls were sufficient to mitigate the identified
risks to health and provide reasonable assurance of safety and
effectiveness for NRP devices for cardiopulmonary and circulatory
bypass (Ref. 2). FDA agrees with the Panel's recommendation.
The commenter also provided a summary of adverse event reports for
this device type from FDA's Manufacturer and User Facility Device
Experience (MAUDE) database to support the perspective that
reclassification is inappropriate for NRP devices for cardiopulmonary
and circulatory bypass. FDA is aware of this data, fully considered
this information prior to the proposed reclassification, and presented
the adverse event information to the 2012 Panel that ultimately
recommended that FDA reclassify NRP devices for cardiopulmonary and
circulatory bypass from class III to class II (special controls). FDA
agrees with this recommendation because special controls established by
this final order can provide a reasonable assurance of safety and
effectiveness.
The commenter further expressed concern that ``down-classification
of these devices means that companies manufacturing new models with
unique characteristics in the future would not be required to prove
that their products are safe or effective. The companies would only
need to prove that their products are substantially equivalent to other
NRPs for cardiopulmonary and circulatory bypass already on the market,
and would not require scientific evidence to ensure equivalent safety
or efficacy.'' FDA disagrees with this comment. FDA believes that the
special controls will provide a reasonable assurance of safety and
effectiveness for NRP devices indicated for cardiopulmonary and
circulatory bypass. Conformance with the identified special controls
will provide a reasonable assurance of safety and effectiveness for the
available predicate NRPs when indicated for cardiopulmonary and
circulatory bypass. Future devices claiming substantial equivalence to
an available predicate(s) must demonstrate that they are substantially
equivalent, as defined under section 513(i) of the FD&C Act, to the
predicate device and comply with all applicable FDA regulations. Future
devices will also need to comply with the special controls in order to
be classified into class II.
III. The Final Order
Under sections 513(e) and 515(b) of the FD&C Act, FDA is adopting
its findings as published in the proposed order (79 FR 765). FDA is
issuing this final order to reclassify NRP devices for cardiopulmonary
and circulatory bypass from class III to class II and establish special
controls. In addition, FDA is issuing this final order to require the
filing of a PMA for NRP devices for temporary ventricular support.
In accordance with the proposed order, this final order will revise
the title and identification of the regulation for NRP devices in 21
CFR part 870 to reflect the different types of NRP devices, their
respective intended uses, and their respective classifications.
A. NRP Device for Temporary Ventricular Support
Under the final order, a PMA is required to be filed on or before
90 days after the date of publication of the final order in the Federal
Register for any class III preamendments NRP devices for temporary
ventricular support that were in commercial distribution before May 28,
1976, or that have been found by FDA to be substantially equivalent to
such a device on or before 90 days after the date of publication of the
final order in the Federal Register. An approved PMA is required to be
in effect for these devices on or before 180 days after FDA files the
application. Any other class III preamendments device subject to this
order that was not in commercial distribution before May 28, 1976, is
required to have an approved PMA in effect before it may be marketed.
If a PMA or a notice of completion of a PDP for any of the class
III preamendments NRP devices intended for temporary ventricular
support is not filed on or before the 90th day after the effective date
of this final order, that device will be deemed adulterated under
section 501(f)(1)(A) of the FD&C Act, and commercial distribution of
the device must cease. The device may, however, be distributed for
investigational use, if the requirements of the IDE regulations (part
812) are met.
B. NRP Device for Cardiopulmonary and Circulatory Bypass
Following the effective date of this final order, firms submitting
a 510(k) premarket notification for a NRP device for cardiopulmonary
and circulatory bypass must comply with the particular mitigation
measures set forth in the codified special controls.
Section 510(m) of the FD&C Act provides that FDA may exempt a class
II device from the premarket notification requirements under section
510(k) of the FD&C Act if FDA determines that premarket notification is
not necessary to provide reasonable assurance of the safety and
effectiveness of the devices. FDA has determined that premarket
notification is necessary to provide reasonable assurance of safety and
effectiveness of NRP devices for cardiopulmonary and circulatory
bypass, and therefore, this device type is not exempt from premarket
notification requirements.
An applicant whose device was legally in commercial distribution
before May 28, 1976, or whose device has been found to be substantially
equivalent to such a device, and who does not intend to market such
device for uses other than cardiopulmonary and circulatory bypass, must
remove uses other than cardiopulmonary and circulatory bypass from the
device's labeling and comply with the special controls to remain
legally on the market.
IV. Environmental Impact
The Agency has determined under 21 CFR 25.30 (h) and 25.34(b) that
this action is of a type that does not individually or cumulatively
have a significant effect on the human environment. Therefore, neither
an environmental assessment nor an environmental impact statement is
required.
[[Page 32311]]
V. Paperwork Reduction Act of 1995
This final order refers to previously approved collections of
information found in FDA regulations. These collections of information
are subject to review by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The
collections of information in part 812 have been approved under OMB
control number 0910-0078; the collections of information in part 807,
subpart E, have been approved under OMB control number 0910-0120; the
collections of information in 21 CFR part 814, subpart B, have been
approved under OMB control number 0910-0231; and the collections of
information under 21 CFR part 801 have been approved under OMB control
number 0910-0485.
VI. Codification of Orders
Prior to the amendments by FDASIA, section 513(e) provided for FDA
to issue regulations to reclassify devices and section 515(b) of the
FD&C Act provided for FDA to issue regulations to require approval of
an application for premarket approval for preamendment devices or
devices found to be substantially equivalent to preamendments devices.
Sections 513(e) and 515(b) as amended require FDA to issue final orders
rather than regulations, and FDASIA provided for FDA to revoke
previously issued regulations by order. FDA will continue to codify
classifications and reclassifications in the Code of Federal
Regulations. Changes resulting from final orders will appear in the CFR
as changes to codified classification determinations or as newly
codified orders. Therefore, under section 513(e)(1)(A)(i) of the FD&C
Act, as amended by FDASIA, in this final order, we are revoking the
requirements in Sec. 870.4360 related to the classification of NRP
devices for cardiopulmonary and circulatory bypass as class III devices
and codifying the reclassification of these devices into class II.
VII. References
The following references have been placed on display in the
Division of Dockets Management (HFA-305), Food and Drug Administration,
5630 Fishers Lane, Rm. 1061, Rockville, MD 20852, and may be seen by
interested persons between 9 a.m. and 4 p.m., Monday through Friday,
and are available electronically at https://www.regulations.gov. (FDA
has verified the Web site addresses, but we are not responsible for any
subsequent changes to the Web sites after this document publishes in
the Federal Register.)
1. FDA Circulatory System Devices Panel of the Medical Devices
Advisory Committee Meeting, December 5-6, 2012, available at https://www.fda.gov/AdvisoryCommittees/Calendar/ucm327178.htm.
2. Transcript of the December 6, 2012, meeting of the Circulatory
System Devices Panel, available at https://www.fda.gov/downloads/AdvisoryCommittees/CommitteesMeetingMaterials/MedicalDevices/MedicalDevicesAdvisoryCommittee/CirculatorySystemDevicesPanel/UCM335464.pdf.
List of Subjects in 21 CFR Part 870
Medical devices.
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
870 is amended as follows:
PART 870--CARDIOVASCULAR DEVICES
0
1. The authority citation for 21 CFR part 870 continues to read as
follows:
Authority: 21 U.S.C. 351, 360, 360c, 360e, 360j, 371.
0
2. Revise Sec. 870.4360 to read as follows:
Sec. 870.4360 Nonroller-type blood pump.
(a) Nonroller-type cardiopulmonary and circulatory bypass blood
pump--(1) Identification. A nonroller-type cardiopulmonary and
circulatory bypass blood pump is a prescription device that uses a
method other than revolving rollers to pump the blood through an
extracorporeal circuit for periods lasting less than 6 hours for the
purpose of providing either:
(i) Full or partial cardiopulmonary bypass (i.e., circuit includes
an oxygenator) during open surgical procedures on the heart or great
vessels; or
(ii) Temporary circulatory bypass for diversion of flow around a
planned disruption of the circulatory pathway necessary for open
surgical procedures on the aorta or vena cava.
(2) Classification--Class II (special controls). The special
controls for this device are:
(i) Non-clinical performance testing must perform as intended over
the intended duration of use and demonstrate the following: Operating
parameters, dynamic blood damage, heat generation, air entrapment,
mechanical integrity, and durability/reliability;
(ii) The patient-contacting components of the device must be
demonstrated to be biocompatible;
(iii) Sterility and shelf life testing must demonstrate the
sterility of patient-contacting components and the shelf life of these
components; and
(iv) Labeling must include information regarding the duration of
use, and a detailed summary of the device- and procedure-related
complications pertinent to use of the device.
(b) Nonroller-type temporary ventricular support blood pump--(1)
Identification. A nonroller-type temporary ventricular support blood
pump is a prescription device that uses any method resulting in blood
propulsion to provide the temporary ventricular assistance required for
support of the systemic and/or pulmonary circulations during periods
when there is ongoing or anticipated hemodynamic instability due to
immediately reversible alterations in ventricular myocardial function
resulting from mechanical or physiologic causes. Duration of use would
be less than 6 hours.
(2) Classification. Class III (premarket approval).
(c) Date premarket approval application (PMA) or notice of
completion of product development protocol (PDP) is required. A PMA or
notice of completion of a PDP is required to be filed with FDA on or
before September 8, 2015, for any nonroller-type temporary ventricular
support blood pump that was in commercial distribution before May 28,
1976, or that has, on or before September 8, 2015, been found to be
substantially equivalent to any nonroller-type temporary ventricular
support blood pump that was in commercial distribution before May 28,
1976. Any other nonroller-type temporary ventricular support blood pump
shall have an approved PMA or declared completed PDP in effect before
being placed in commercial distribution.
Dated: June 2, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-13889 Filed 6-5-15; 8:45 am]
BILLING CODE 4164-01-P