Redelegation of Authority to Deputy Assistant Attorneys General, Branch Directors, Heads of Offices, and United States Attorneys in Civil Division Cases, 31998-32000 [2015-13782]

Download as PDF 31998 § 1.382–3T ■ Federal Register / Vol. 80, No. 108 / Friday, June 5, 2015 / Rules and Regulations (Removed) Par. 3. Section 1.382–3T is removed. John M. Dalrymple, Deputy Commissioner for Services and Enforcement. Approved: May 13, 2015. Mark J. Mazur, Assistant Secretary of the Treasury (Tax Policy). [FR Doc. 2015–13711 Filed 6–4–15; 8:45 am] BILLING CODE 4830–01–P DEPARTMENT OF JUSTICE 28 CFR Part 0 [Directive No. 1–15] Redelegation of Authority to Deputy Assistant Attorneys General, Branch Directors, Heads of Offices, and United States Attorneys in Civil Division Cases Office of the Assistant Attorney General, Civil Division, Department of Justice. ACTION: Final rule. AGENCY: This final rule amends Civil Directive 1–10, which sets forth the redelegation of authority by the Assistant Attorney General of the Civil Division to deputy assistant attorneys general, branch directors, heads of offices, and United States Attorneys. On May 21, 2015, the Attorney General signed Order No. 3532–2015 increasing the monetary thresholds for the authority of Assistant Attorneys General to compromise or close civil claims, and increasing the redelegation authority to the United States Attorneys with respect to accepting offers of compromise for affirmative claims. Pursuant to the Attorney General’s order, the new rule increases the redelegated authority to Branch Directors, heads of offices, and United States Attorneys to close or compromise affirmative claims. Additionally, the new rule redelegates to United States Attorneys, directors, and attorneys-in-charge the authority to issue compulsory process, and makes a few ‘‘housekeeping’’ revisions. DATES: Effective Date: This rule is effective June 5, 2015, and is applicable beginning May 29, 2015. FOR FURTHER INFORMATION CONTACT: Joyce R. Branda, Deputy Assistant Attorney General, Commercial Litigation Branch, Civil Division, Department of Justice, Washington, DC 20530; 202–307–0231. SUPPLEMENTARY INFORMATION: This rule is a matter of internal Department management. It has been drafted and mstockstill on DSK4VPTVN1PROD with RULES SUMMARY: VerDate Sep<11>2014 17:17 Jun 04, 2015 Jkt 235001 reviewed in accordance with section 1(b) of Executive Order 12866. The Assistant Attorney General for the Civil Division has determined that this rule is not a ‘‘significant regulatory action’’ under section 3(f) of Executive Order 12866 and accordingly this rule has not been reviewed by the Office of Management and Budget. In accordance with the Regulatory Flexibility Act (5 U.S.C. 605(b)), the Assistant Attorney General for the Civil Division has reviewed this rule, and by approving it certifies that this rule will not have a significant economic impact on a substantial number of small entities. This rule will not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with Executive Order 13132, it is determined that this rule does not have sufficient federalism implications to warrant the preparation of a Federalism Assessment. List of Subjects in 28 CFR Part 0 Authority delegations (Government agencies), Government employees, Organization and functions (Government agencies), Privacy, Reporting and recordkeeping requirements, Whistleblowing. Accordingly, for the reasons stated in the preamble, title 28, chapter I, part 0, of the Code of Federal Regulations is amended as set forth below: PART 0—ORGANIZATION OF THE DEPARTMENT OF JUSTICE 1. The authority citation for part 0 continues to read as follows: ■ Authority: 5 U.S.C. 301; 28 U.S.C. 509, 510, 515–519. 2. Appendix to Subpart Y is amended by removing Civil Directive No. 1–10 and adding in its place Civil Directive No. 1–15, to read as follows: ■ Appendix to Subpart Y of Part 0— Redelegations of Authority to Compromise and Close Civil Claims * * * * * [Directive No. 1–15] By virtue of the authority vested in me by part 0 of title 28 of the Code of Federal Regulations, particularly §§ 0.45, 0.160, 0.164, and 0.168, it is hereby ordered as follows: Section 1. Scope of Delegation Authority (a) Delegation to Deputy Assistant Attorneys General. The Deputy Assistant Attorneys General are hereby delegated all the power and authority of the Assistant PO 00000 Frm 00028 Fmt 4700 Sfmt 4700 Attorney General in charge of the Civil Division, including with respect to the institution of suits, the acceptance or rejection of compromise offers, the administrative settlement of claims, and the closing of claims or cases, unless any such authority or power is required by law to be exercised by the Assistant Attorney General personally or has been specifically delegated to another Department official. (b) Delegation to United States Attorneys; Branch, Office and Staff Directors; and Attorneys-in-Charge of Field Offices. Subject to the limitations imposed by 28 CFR 0.160(d) and 0.164, and sections 1(e) and 4(b) of this directive, and the authority of the Solicitor General set forth in 28 CFR 0.163, United States Attorneys; Branch, Office, and Staff Directors; and Attorneys-in-Charge of Field Offices, with respect to matters assigned or delegated to their respective components, are hereby delegated the authority to: (1) Accept offers in compromise of claims asserted by the United States in all cases in which the gross amount of the original claim does not exceed $10,000,000; (2) Accept offers in compromise of, or settle administratively, claims against the United States in all cases in which the principal amount of the proposed settlement does not exceed $1,000,000; (3) Reject any offers in compromise; and (4) Close any affirmative claim or case where the gross amount of the original claim does not exceed $10,000,000. (c) Subject to the limitations imposed by sections 1(e), 4(b), and 5 of this directive, United States Attorneys, Directors, and Attorneys-in-Charge are hereby delegated the authority to: (1) File suits, counterclaims, and crossclaims, or take any other action necessary to protect the interests of the United States in all routine nonmonetary cases, in all routine loan collection and foreclosure cases, and in other monetary claims or cases where the gross amount of the original claim does not exceed $10,000,000. Such actions in nonmonetary cases which are other than routine will be submitted for the approval of the Assistant Attorney General, Civil Division; and, (2) Issue subpoenas, civil investigative demands, and any other compulsory process. (d) United States Attorneys may redelegate in writing the above-conferred compromise and suit authority to Assistant United States Attorneys who supervise other Assistant United States Attorneys who handle civil litigation. (e) Limitations on delegations. (1) The authority to compromise cases, settle claims administratively, file suits, counterclaims, and cross-claims, to close claims or cases, or take any other action necessary to protect the interests of the United States, delegated by paragraphs (a), (b), and (c) of this section, may not be exercised, and the matter shall be submitted for resolution to the Assistant Attorney General, Civil Division, when: (i) For any reason, the proposed action, as a practical matter, will control or adversely influence the disposition of other claims totaling more than the respective amounts designated in the above paragraphs. E:\FR\FM\05JNR1.SGM 05JNR1 Federal Register / Vol. 80, No. 108 / Friday, June 5, 2015 / Rules and Regulations (ii) Because a novel question of law or a question of policy is presented, or for any other reason, the proposed action should, in the opinion of the officer or employee concerned, receive the personal attention of the Assistant Attorney General, Civil Division. (iii) The agency or agencies involved are opposed to the proposed action. The views of an agency must be solicited with respect to any significant proposed action if it is a party, if it has asked to be consulted with respect to any such proposed action, or if such proposed action in a case would adversely affect any of its policies. (iv) The United States Attorney involved is opposed to the proposed action and requests that the matter be submitted to the Assistant Attorney General for decision. (v) The case is on appeal, except as determined by the Director of the Appellate Staff. (2) In fraud or False Claims Act cases and matters, for reasons similar to those listed in sub-section l(e)(l)(i) through l(e)(l)(iii) above, the Director of the Fraud Section of the Commercial Litigation Branch, after consultation with the United States Attorney, may determine that a case or matter will not be delegated to the United States Attorney, but personally or jointly handled, or monitored, by the Civil Division. mstockstill on DSK4VPTVN1PROD with RULES Section 2. Action Memoranda (a) Whenever, pursuant to the authority delegated by this Directive, an official of the Civil Division or a United States Attorney accepts a compromise, closes a claim or files a suit or claim, a memorandum fully explaining the basis for the action taken shall be executed and placed in the file. In the case of matters compromised, closed, or filed by United States Attorneys, a copy of the memorandum must, upon request therefrom, be sent to the appropriate Branch or Office of the Civil Division. (b) The compromising of cases or closing of claims or the filing of suits for claims, which a United States Attorney is not authorized to approve, shall be referred to the appropriate Branch or Office within the Civil Division, for decision by the Assistant Attorney General or the appropriate authorized person within the Civil Division. The referral memorandum should contain a detailed description of the matter, the United States Attorney’s recommendation, the agency’s recommendation where applicable, and a full statement of the reasons therefor. Section 3. Return of Civil Judgment Cases to Agencies Claims arising out of judgments in favor of the United States which cannot be permanently closed as uncollectible may be returned to the referring Federal agency for servicing and surveillance whenever all conditions set forth in USAM 4–3.230 have been met. Section 4. Authority for Direct Reference and Delegation of Civil Division Cases to United States Attorneys (a) Direct reference to United States Attorneys by agencies. The following civil actions under the jurisdiction of the Assistant Attorney General, Civil Division, may be VerDate Sep<11>2014 18:17 Jun 04, 2015 Jkt 235001 referred by the agency concerned directly to the appropriate United States Attorney for handling in trial courts, subject to the limitations imposed by paragraph (b) of this section. United States Attorneys are hereby delegated the authority to take all necessary steps to protect the interests of the United States, without prior approval of the Assistant Attorney General, Civil Division, or his representatives, subject to the limitations set forth in section 1(e) of this directive. Agencies may, however, if special handling is desired, refer these cases to the Civil Division. Also, when constitutional questions or other significant issues arise in the course of such litigation, or when an appeal is taken by any party, the Civil Division should be consulted. (1) Money claims by the United States where the gross amount of the original claim does not exceed $10,000,000. (2) Single family dwelling house foreclosures arising out of loans made or insured by the Department of Housing and Urban Development, the Department of Veterans Affairs, or the Farm Service Agency. (3) Suits to enjoin violations of, or to collect penalties under, the Agricultural Adjustment Act of 1938, 7 U.S.C. 1376; the Packers and Stockyards Act, 7 U.S.C. 203, 207(g), 213, 215, 216, 222, and 228a; the Perishable Agricultural Commodities Act, 1930, 7 U.S.C. 499c(a) and 499h(d); the Egg Products Inspection Act, 21 U.S.C. 1031 et seq.; the Potato Research and Promotion Act, 7 U.S.C. 2611 et seq.; the Cotton Research and Promotion Act of 1966, 7 U.S.C. 2101 et seq.; the Federal Meat Inspection Act, 21 U.S.C. 601 et seq.; and the Agricultural Marketing Agreement Act of 1937, as amended, 7 U.S.C. 601 et seq. (4) Suits by social security beneficiaries under the Social Security Act, 42 U.S.C. 402 et seq. (5) Social Security disability suits under 42 U.S.C. 423 et seq. (6) Black lung beneficiary suits under the Federal Coal Mine Health and Safety Act of 1969, 30 U.S.C. 921 et seq. (7) Suits by Medicare beneficiaries under 42 U.S.C. 1395ff. (8) Garnishment actions authorized by 42 U.S.C. 659 for child support or alimony payments and actions for general debt, 5 U.S.C. 5520a. (9) Judicial review of actions of the Secretary of Agriculture under the food stamp program, pursuant to the provisions of 7 U.S.C. 2022 involving retail food stores. (10) Cases referred by the Department of Labor for the collection of penalties or for injunctive action under the Fair Labor Standards Act of 1938 and the Occupational Safety and Health Act of 1970. (11) Cases referred by the Department of Labor solely for the collection of civil penalties under the Farm Labor Contractor Registration Act of 1963, 7 U.S.C. 2048(b). (12) Cases referred by the Surface Transportation Board to enforce orders of the Surface Transportation Board or to enjoin or suspend such orders pursuant to 28 U.S.C. 1336. (13) Cases referred by the United States Postal Service for injunctive relief under the nonmailable matter laws, 39 U.S.C. 3001 et seq. PO 00000 Frm 00029 Fmt 4700 Sfmt 4700 31999 (b) Cases not covered. Regardless of the amount in controversy (unless otherwise specified), the following matters normally will not be delegated to United States Attorneys for handling but will be personally or jointly handled or monitored by the appropriate Branch or Office within the Civil Division: (1) Cases in the Court of Federal Claims. (2) Cases within the jurisdiction of the Commercial Litigation Branch involving patents, trademarks, copyrights, etc. (3) Cases before the United States Court of International Trade. (4) Any case involving bribery, conflict of interest, breach of fiduciary duty, breach of employment contract, or exploitation of public office. (5) Any case involving vessel-caused pollution in navigable waters. (6) Cases on appeal, except as determined by the Director of the Appellate Staff. (7) Any case involving litigation in a foreign court. (8) Criminal proceedings arising under statutes enforced by the Food and Drug Administration, the Consumer Product Safety Commission, the Federal Trade Commission, and the National Highway Traffic Safety Administration (relating to odometer tampering), except as determined by the Director of the Consumer Protection Branch. (9) Nonmonetary civil cases, including injunction suits, declaratory judgment actions, and applications for inspection warrants, and cases seeking civil penalties where the gross amount of the original claim exceeds $10,000,000. (10) Cases arising under the statutes listed in 28 CFR 0.45(j), except as determined by the Director of the Consumer Protection Branch. (11) Administrative claims arising under the Federal Tort Claims Act. Section 5. Civil Investigative Demands Authority relating to Civil Investigative Demands issued under the False Claims Act is hereby delegated to United States Attorneys in cases that are delegated or assigned as monitored to their respective components. In accordance with guidelines provided by the Assistant Attorney General, each United States Attorney must provide notice and a report of Civil Investigative Demands issued by the United States Attorney. Authority relating to Civil Investigative Demands issued under the False Claims Act in cases that are jointly or personally handled by the Civil Division is hereby delegated to the Director of the Fraud Section of the Commercial Litigation Branch. When a case is jointly handled by the Civil Division and a United States Attorney’s Office, the Director of the Fraud Section will issue a Civil Investigative Demand only after requesting the United States Attorney’s recommendation. Section 6. Adverse Decisions All final judicial decisions adverse to the Government, other than bankruptcy court decisions except as provided herein, involving any direct reference or delegated case must be reported promptly to the Assistant Attorney General, Civil Division, E:\FR\FM\05JNR1.SGM 05JNR1 32000 Federal Register / Vol. 80, No. 108 / Friday, June 5, 2015 / Rules and Regulations attention Director, Appellate Staff. Consult title 2 of the United States Attorney’s Manual for procedures and time limitations. An appeal of such a decision, as well as an appeal of an adverse decision by a district court or bankruptcy appellate panel reviewing a bankruptcy court decision or a direct appeal of an adverse bankruptcy court decision to a court of appeals, cannot be taken without approval of the Solicitor General. Until the Solicitor General has made a decision whether an appeal will be taken, the Government attorney handling the case must take all necessary procedural actions to preserve the Government’s right to take an appeal, including filing a protective notice of appeal when the time to file a notice of appeal is about to expire and the Solicitor General has not yet made a decision. Nothing in the foregoing directive affects this obligation. Section 7. Definitions (a) For purposes of this directive, in the case of claims involving only civil penalties, other than claims defined in 28 CFR 0.169(b), the phrase ‘‘gross amount of the original claim’’ shall mean the maximum amount of penalties sought. (b) For purposes of this directive, in the case of claims asserted in bankruptcy proceedings, the phrase ‘‘gross amount of the original claim’’ shall mean liquidation value. Liquidation value is the forced sale value of the collateral, if any, securing the claim(s) plus the dividend likely to be paid for the unsecured portion of the claim(s) in an actual or hypothetical liquidation of the bankruptcy estate. Section 8. Supersession This directive supersedes Civil Division Directive No. 1–10 regarding redelegation of the Assistant Attorney General’s authority in Civil Division cases to Branch Directors, heads of offices, and United States Attorneys. Section 9. Applicability This directive applies to all cases pending as of the date of this directive and is effective immediately. Section 10. No Private Right of Action This directive consists of rules of agency organization, procedure, and practice and does not create a private right of action for any private party to challenge the rules or actions taken pursuant to them. mstockstill on DSK4VPTVN1PROD with RULES * * * * * Dated: June 1, 2015. Benjamin C. Mizer, Principal Deputy Assistant Attorney General, Civil Division. [FR Doc. 2015–13782 Filed 6–4–15; 8:45 am] BILLING CODE 4410–12–P VerDate Sep<11>2014 17:17 Jun 04, 2015 Jkt 235001 DEPARTMENT OF JUSTICE Bureau of Prisons 28 CFR Part 552 [BOP–1162–F] RIN 1120–AB62 Searches of Housing Units, Inmates, and Inmate Work Areas: Use of X-Ray Devices—Clarification of Terminology Bureau of Prisons, Justice. Final rule. AGENCY: ACTION: In this document, the Bureau of Prisons (Bureau) clarifies that body imaging search devices are ‘‘electronic search devices’’ for routine or random use in searching inmates, and are distinguished from medical x-ray devices, which require the inmate’s consent, or Regional Director approval, for use as search devices. DATES: This rule is effective on July 6, 2015. FOR FURTHER INFORMATION CONTACT: Sarah Qureshi, Office of General Counsel, Bureau of Prisons, phone (202) 307–2105. SUPPLEMENTARY INFORMATION: In this document, the Bureau finalizes its regulation on searches of inmates using x-ray devices and technology (28 CFR part 552, subpart B). We change this regulation to clarify that body imaging search devices are ‘‘electronic search devices’’ for routine or random use in searching inmates, and are distinguished from medical x-ray devices, the use of which require the inmate’s consent, or Regional Director approval, for use as search devices. We published a proposed rule on this subject on February 14, 2014 (79 FR 8910). We received a total of twenty comments on the proposed rule. Three comments were generally in favor of the proposed changes. Eleven comments were copies of the same form letter. We respond below to the issues raised by that form letter and the remaining six comments. SUMMARY: The Electronic Devices That the Bureau Uses Are Unsafe or Will Cause Harm to Inmates Fifteen comments (including the eleven form letters) were concerned that the electronic devices used by the Bureau, particularly those which use xray technology, will be harmful to inmates. Another commenter stated that the use of x-ray technology as intended by the Bureau is so unsafe that it ‘‘is a clear violation of human rights.’’ The x-ray technology used for searches by the Bureau employs a very PO 00000 Frm 00030 Fmt 4700 Sfmt 4700 low level of radiation. Radiation is measured in units called ‘‘sieverts.’’ A person scanned by a Bureau body scanner would receive only 0.25 sieverts and can be scanned up to 1,000 times a year. For context, a scan from this machine is equal to eating two and a half bananas (the potassium in bananas emit radiation). Sleeping next to someone exposes you to .05 sieverts, because we all have minerals in our bones that emit radiation. Also, people living in areas of high elevations are exposed to almost 5 times (1.2 sieverts) as much radiation as one scan from a Bureau body scanner, because there is more cosmic radiation at high elevations. An airplane flight from New York to Los Angeles exposes a human body to 40 sieverts of radiation. Again, the Bureau’s x-ray technology scanners employ only .25 sieverts, so low a level of radiation as to be safe. Further, the Bureau requested an independent study (‘‘Radiation Protection Report’’) of its pilot program use of the ‘‘Radpro SecurPass’’ technology. The review, conducted in 2012, was generated and peer reviewed by radiological physicists holding Certified Health Physicist credentials and board certification of the American Board of Radiology in Diagnostic Radiology. The Report concluded that the average effective reference dose was 0.233 sieverts, which is representative of the maximum possible radiation dose for the machine to one person for one scan. The Report concluded that the system may be operated at that dose level up to 1,000 times per year while maintaining the recommended safe radiation dose. The use of electronic search devices described in the proposed rule is also within established inmate search procedures. There is no impact it will have on the federal inmate population which is not already present. The proposed rule clarified that body x-ray imaging search devices are ‘‘electronic search devices’’ for routine or random use in searching inmates. This change does not affect physical contact with inmates or require disrobement. Other than increased effectiveness at identifying contraband through the use of new minimally invasive hand-held technology, there exists no actual or perceivable difference between alreadyin-use electronic search devices and the proposed x-ray search device. In fact, the use of the technology will cut down the frequency and need for more invasive searches of the type that inmates seek to avoid. Further, prisoners, visitors, and staff have diminished Fourth Amendment protections in a correctional setting E:\FR\FM\05JNR1.SGM 05JNR1

Agencies

[Federal Register Volume 80, Number 108 (Friday, June 5, 2015)]
[Rules and Regulations]
[Pages 31998-32000]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-13782]


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DEPARTMENT OF JUSTICE

28 CFR Part 0

[Directive No. 1-15]


Redelegation of Authority to Deputy Assistant Attorneys General, 
Branch Directors, Heads of Offices, and United States Attorneys in 
Civil Division Cases

AGENCY: Office of the Assistant Attorney General, Civil Division, 
Department of Justice.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule amends Civil Directive 1-10, which sets forth 
the redelegation of authority by the Assistant Attorney General of the 
Civil Division to deputy assistant attorneys general, branch directors, 
heads of offices, and United States Attorneys. On May 21, 2015, the 
Attorney General signed Order No. 3532-2015 increasing the monetary 
thresholds for the authority of Assistant Attorneys General to 
compromise or close civil claims, and increasing the redelegation 
authority to the United States Attorneys with respect to accepting 
offers of compromise for affirmative claims. Pursuant to the Attorney 
General's order, the new rule increases the redelegated authority to 
Branch Directors, heads of offices, and United States Attorneys to 
close or compromise affirmative claims. Additionally, the new rule 
redelegates to United States Attorneys, directors, and attorneys-in-
charge the authority to issue compulsory process, and makes a few 
``housekeeping'' revisions.

DATES: Effective Date: This rule is effective June 5, 2015, and is 
applicable beginning May 29, 2015.

FOR FURTHER INFORMATION CONTACT: Joyce R. Branda, Deputy Assistant 
Attorney General, Commercial Litigation Branch, Civil Division, 
Department of Justice, Washington, DC 20530; 202-307-0231.

SUPPLEMENTARY INFORMATION: This rule is a matter of internal Department 
management. It has been drafted and reviewed in accordance with section 
1(b) of Executive Order 12866. The Assistant Attorney General for the 
Civil Division has determined that this rule is not a ``significant 
regulatory action'' under section 3(f) of Executive Order 12866 and 
accordingly this rule has not been reviewed by the Office of Management 
and Budget. In accordance with the Regulatory Flexibility Act (5 U.S.C. 
605(b)), the Assistant Attorney General for the Civil Division has 
reviewed this rule, and by approving it certifies that this rule will 
not have a significant economic impact on a substantial number of small 
entities. This rule will not have substantial direct effects on the 
states, on the relationship between the national government and the 
states, or on the distribution of power and responsibilities among the 
various levels of government. Therefore, in accordance with Executive 
Order 13132, it is determined that this rule does not have sufficient 
federalism implications to warrant the preparation of a Federalism 
Assessment.

List of Subjects in 28 CFR Part 0

    Authority delegations (Government agencies), Government employees, 
Organization and functions (Government agencies), Privacy, Reporting 
and recordkeeping requirements, Whistleblowing.

    Accordingly, for the reasons stated in the preamble, title 28, 
chapter I, part 0, of the Code of Federal Regulations is amended as set 
forth below:

PART 0--ORGANIZATION OF THE DEPARTMENT OF JUSTICE

0
1. The authority citation for part 0 continues to read as follows:

    Authority: 5 U.S.C. 301; 28 U.S.C. 509, 510, 515-519.


0
2. Appendix to Subpart Y is amended by removing Civil Directive No. 1-
10 and adding in its place Civil Directive No. 1-15, to read as 
follows:

Appendix to Subpart Y of Part 0--Redelegations of Authority to 
Compromise and Close Civil Claims

* * * * *

[Directive No. 1-15]

    By virtue of the authority vested in me by part 0 of title 28 of 
the Code of Federal Regulations, particularly Sec. Sec.  0.45, 
0.160, 0.164, and 0.168, it is hereby ordered as follows:

Section 1. Scope of Delegation Authority

    (a) Delegation to Deputy Assistant Attorneys General. The Deputy 
Assistant Attorneys General are hereby delegated all the power and 
authority of the Assistant Attorney General in charge of the Civil 
Division, including with respect to the institution of suits, the 
acceptance or rejection of compromise offers, the administrative 
settlement of claims, and the closing of claims or cases, unless any 
such authority or power is required by law to be exercised by the 
Assistant Attorney General personally or has been specifically 
delegated to another Department official.
    (b) Delegation to United States Attorneys; Branch, Office and 
Staff Directors; and Attorneys-in-Charge of Field Offices. Subject 
to the limitations imposed by 28 CFR 0.160(d) and 0.164, and 
sections 1(e) and 4(b) of this directive, and the authority of the 
Solicitor General set forth in 28 CFR 0.163, United States 
Attorneys; Branch, Office, and Staff Directors; and Attorneys-in-
Charge of Field Offices, with respect to matters assigned or 
delegated to their respective components, are hereby delegated the 
authority to:
    (1) Accept offers in compromise of claims asserted by the United 
States in all cases in which the gross amount of the original claim 
does not exceed $10,000,000;
    (2) Accept offers in compromise of, or settle administratively, 
claims against the United States in all cases in which the principal 
amount of the proposed settlement does not exceed $1,000,000;
    (3) Reject any offers in compromise; and
    (4) Close any affirmative claim or case where the gross amount 
of the original claim does not exceed $10,000,000.
    (c) Subject to the limitations imposed by sections 1(e), 4(b), 
and 5 of this directive, United States Attorneys, Directors, and 
Attorneys-in-Charge are hereby delegated the authority to:
    (1) File suits, counterclaims, and cross-claims, or take any 
other action necessary to protect the interests of the United States 
in all routine nonmonetary cases, in all routine loan collection and 
foreclosure cases, and in other monetary claims or cases where the 
gross amount of the original claim does not exceed $10,000,000. Such 
actions in nonmonetary cases which are other than routine will be 
submitted for the approval of the Assistant Attorney General, Civil 
Division; and,
    (2) Issue subpoenas, civil investigative demands, and any other 
compulsory process.
    (d) United States Attorneys may redelegate in writing the above-
conferred compromise and suit authority to Assistant United States 
Attorneys who supervise other Assistant United States Attorneys who 
handle civil litigation.
    (e) Limitations on delegations.
    (1) The authority to compromise cases, settle claims 
administratively, file suits, counterclaims, and cross-claims, to 
close claims or cases, or take any other action necessary to protect 
the interests of the United States, delegated by paragraphs (a), 
(b), and (c) of this section, may not be exercised, and the matter 
shall be submitted for resolution to the Assistant Attorney General, 
Civil Division, when:
    (i) For any reason, the proposed action, as a practical matter, 
will control or adversely influence the disposition of other claims 
totaling more than the respective amounts designated in the above 
paragraphs.

[[Page 31999]]

    (ii) Because a novel question of law or a question of policy is 
presented, or for any other reason, the proposed action should, in 
the opinion of the officer or employee concerned, receive the 
personal attention of the Assistant Attorney General, Civil 
Division.
    (iii) The agency or agencies involved are opposed to the 
proposed action. The views of an agency must be solicited with 
respect to any significant proposed action if it is a party, if it 
has asked to be consulted with respect to any such proposed action, 
or if such proposed action in a case would adversely affect any of 
its policies.
    (iv) The United States Attorney involved is opposed to the 
proposed action and requests that the matter be submitted to the 
Assistant Attorney General for decision.
    (v) The case is on appeal, except as determined by the Director 
of the Appellate Staff.
    (2) In fraud or False Claims Act cases and matters, for reasons 
similar to those listed in sub-section l(e)(l)(i) through 
l(e)(l)(iii) above, the Director of the Fraud Section of the 
Commercial Litigation Branch, after consultation with the United 
States Attorney, may determine that a case or matter will not be 
delegated to the United States Attorney, but personally or jointly 
handled, or monitored, by the Civil Division.

Section 2. Action Memoranda

    (a) Whenever, pursuant to the authority delegated by this 
Directive, an official of the Civil Division or a United States 
Attorney accepts a compromise, closes a claim or files a suit or 
claim, a memorandum fully explaining the basis for the action taken 
shall be executed and placed in the file. In the case of matters 
compromised, closed, or filed by United States Attorneys, a copy of 
the memorandum must, upon request therefrom, be sent to the 
appropriate Branch or Office of the Civil Division.
    (b) The compromising of cases or closing of claims or the filing 
of suits for claims, which a United States Attorney is not 
authorized to approve, shall be referred to the appropriate Branch 
or Office within the Civil Division, for decision by the Assistant 
Attorney General or the appropriate authorized person within the 
Civil Division. The referral memorandum should contain a detailed 
description of the matter, the United States Attorney's 
recommendation, the agency's recommendation where applicable, and a 
full statement of the reasons therefor.

Section 3. Return of Civil Judgment Cases to Agencies

    Claims arising out of judgments in favor of the United States 
which cannot be permanently closed as uncollectible may be returned 
to the referring Federal agency for servicing and surveillance 
whenever all conditions set forth in USAM 4-3.230 have been met.

Section 4. Authority for Direct Reference and Delegation of Civil 
Division Cases to United States Attorneys

    (a) Direct reference to United States Attorneys by agencies. The 
following civil actions under the jurisdiction of the Assistant 
Attorney General, Civil Division, may be referred by the agency 
concerned directly to the appropriate United States Attorney for 
handling in trial courts, subject to the limitations imposed by 
paragraph (b) of this section. United States Attorneys are hereby 
delegated the authority to take all necessary steps to protect the 
interests of the United States, without prior approval of the 
Assistant Attorney General, Civil Division, or his representatives, 
subject to the limitations set forth in section 1(e) of this 
directive. Agencies may, however, if special handling is desired, 
refer these cases to the Civil Division. Also, when constitutional 
questions or other significant issues arise in the course of such 
litigation, or when an appeal is taken by any party, the Civil 
Division should be consulted.
    (1) Money claims by the United States where the gross amount of 
the original claim does not exceed $10,000,000.
    (2) Single family dwelling house foreclosures arising out of 
loans made or insured by the Department of Housing and Urban 
Development, the Department of Veterans Affairs, or the Farm Service 
Agency.
    (3) Suits to enjoin violations of, or to collect penalties 
under, the Agricultural Adjustment Act of 1938, 7 U.S.C. 1376; the 
Packers and Stockyards Act, 7 U.S.C. 203, 207(g), 213, 215, 216, 
222, and 228a; the Perishable Agricultural Commodities Act, 1930, 7 
U.S.C. 499c(a) and 499h(d); the Egg Products Inspection Act, 21 
U.S.C. 1031 et seq.; the Potato Research and Promotion Act, 7 U.S.C. 
2611 et seq.; the Cotton Research and Promotion Act of 1966, 7 
U.S.C. 2101 et seq.; the Federal Meat Inspection Act, 21 U.S.C. 601 
et seq.; and the Agricultural Marketing Agreement Act of 1937, as 
amended, 7 U.S.C. 601 et seq.
    (4) Suits by social security beneficiaries under the Social 
Security Act, 42 U.S.C. 402 et seq.
    (5) Social Security disability suits under 42 U.S.C. 423 et seq.
    (6) Black lung beneficiary suits under the Federal Coal Mine 
Health and Safety Act of 1969, 30 U.S.C. 921 et seq.
    (7) Suits by Medicare beneficiaries under 42 U.S.C. 1395ff.
    (8) Garnishment actions authorized by 42 U.S.C. 659 for child 
support or alimony payments and actions for general debt, 5 U.S.C. 
5520a.
    (9) Judicial review of actions of the Secretary of Agriculture 
under the food stamp program, pursuant to the provisions of 7 U.S.C. 
2022 involving retail food stores.
    (10) Cases referred by the Department of Labor for the 
collection of penalties or for injunctive action under the Fair 
Labor Standards Act of 1938 and the Occupational Safety and Health 
Act of 1970.
    (11) Cases referred by the Department of Labor solely for the 
collection of civil penalties under the Farm Labor Contractor 
Registration Act of 1963, 7 U.S.C. 2048(b).
    (12) Cases referred by the Surface Transportation Board to 
enforce orders of the Surface Transportation Board or to enjoin or 
suspend such orders pursuant to 28 U.S.C. 1336.
    (13) Cases referred by the United States Postal Service for 
injunctive relief under the nonmailable matter laws, 39 U.S.C. 3001 
et seq.
    (b) Cases not covered. Regardless of the amount in controversy 
(unless otherwise specified), the following matters normally will 
not be delegated to United States Attorneys for handling but will be 
personally or jointly handled or monitored by the appropriate Branch 
or Office within the Civil Division:
    (1) Cases in the Court of Federal Claims.
    (2) Cases within the jurisdiction of the Commercial Litigation 
Branch involving patents, trademarks, copyrights, etc.
    (3) Cases before the United States Court of International Trade.
    (4) Any case involving bribery, conflict of interest, breach of 
fiduciary duty, breach of employment contract, or exploitation of 
public office.
    (5) Any case involving vessel-caused pollution in navigable 
waters.
    (6) Cases on appeal, except as determined by the Director of the 
Appellate Staff.
    (7) Any case involving litigation in a foreign court.
    (8) Criminal proceedings arising under statutes enforced by the 
Food and Drug Administration, the Consumer Product Safety 
Commission, the Federal Trade Commission, and the National Highway 
Traffic Safety Administration (relating to odometer tampering), 
except as determined by the Director of the Consumer Protection 
Branch.
    (9) Nonmonetary civil cases, including injunction suits, 
declaratory judgment actions, and applications for inspection 
warrants, and cases seeking civil penalties where the gross amount 
of the original claim exceeds $10,000,000.
    (10) Cases arising under the statutes listed in 28 CFR 0.45(j), 
except as determined by the Director of the Consumer Protection 
Branch.
    (11) Administrative claims arising under the Federal Tort Claims 
Act.

Section 5. Civil Investigative Demands

    Authority relating to Civil Investigative Demands issued under 
the False Claims Act is hereby delegated to United States Attorneys 
in cases that are delegated or assigned as monitored to their 
respective components. In accordance with guidelines provided by the 
Assistant Attorney General, each United States Attorney must provide 
notice and a report of Civil Investigative Demands issued by the 
United States Attorney. Authority relating to Civil Investigative 
Demands issued under the False Claims Act in cases that are jointly 
or personally handled by the Civil Division is hereby delegated to 
the Director of the Fraud Section of the Commercial Litigation 
Branch. When a case is jointly handled by the Civil Division and a 
United States Attorney's Office, the Director of the Fraud Section 
will issue a Civil Investigative Demand only after requesting the 
United States Attorney's recommendation.

Section 6. Adverse Decisions

    All final judicial decisions adverse to the Government, other 
than bankruptcy court decisions except as provided herein, involving 
any direct reference or delegated case must be reported promptly to 
the Assistant Attorney General, Civil Division,

[[Page 32000]]

attention Director, Appellate Staff. Consult title 2 of the United 
States Attorney's Manual for procedures and time limitations. An 
appeal of such a decision, as well as an appeal of an adverse 
decision by a district court or bankruptcy appellate panel reviewing 
a bankruptcy court decision or a direct appeal of an adverse 
bankruptcy court decision to a court of appeals, cannot be taken 
without approval of the Solicitor General. Until the Solicitor 
General has made a decision whether an appeal will be taken, the 
Government attorney handling the case must take all necessary 
procedural actions to preserve the Government's right to take an 
appeal, including filing a protective notice of appeal when the time 
to file a notice of appeal is about to expire and the Solicitor 
General has not yet made a decision. Nothing in the foregoing 
directive affects this obligation.

Section 7. Definitions

    (a) For purposes of this directive, in the case of claims 
involving only civil penalties, other than claims defined in 28 CFR 
0.169(b), the phrase ``gross amount of the original claim'' shall 
mean the maximum amount of penalties sought.
    (b) For purposes of this directive, in the case of claims 
asserted in bankruptcy proceedings, the phrase ``gross amount of the 
original claim'' shall mean liquidation value. Liquidation value is 
the forced sale value of the collateral, if any, securing the 
claim(s) plus the dividend likely to be paid for the unsecured 
portion of the claim(s) in an actual or hypothetical liquidation of 
the bankruptcy estate.

Section 8. Supersession

    This directive supersedes Civil Division Directive No. 1-10 
regarding redelegation of the Assistant Attorney General's authority 
in Civil Division cases to Branch Directors, heads of offices, and 
United States Attorneys.

Section 9. Applicability

    This directive applies to all cases pending as of the date of 
this directive and is effective immediately.

Section 10. No Private Right of Action

    This directive consists of rules of agency organization, 
procedure, and practice and does not create a private right of 
action for any private party to challenge the rules or actions taken 
pursuant to them.
* * * * *

    Dated: June 1, 2015.
Benjamin C. Mizer,
Principal Deputy Assistant Attorney General, Civil Division.
[FR Doc. 2015-13782 Filed 6-4-15; 8:45 am]
 BILLING CODE 4410-12-P
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