Changes to the Application Requirements for Authorization to Operate in Reduced Vertical Separation Minimum Airspace, 30394-30399 [2015-12816]
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Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Proposed Rules
and do all applicable related investigative
and corrective actions and other specified
actions; in accordance with the
Accomplishment Instructions of Lockheed
Martin Electra Service Bulletin 88/SB–722,
dated April 30, 2014, except as specified in
paragraph (h) of this AD. Do all applicable
related investigative and corrective actions
and other specified actions before further
flight. If any repairs exceed the repair limits
specified in Lockheed Martin Electra Service
Bulletin 88/SB–722, dated April 30, 2014,
before further flight, repair using a method
approved in accordance with the procedures
specified in paragraph (j) of this AD.
Issued in Renton, Washington, on May 19,
2015.
Dionne Palermo,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
(h) Corrective Action
[Docket No.: FAA–2015–1746; Notice No.
15–05]
(1) If, during any inspection required by
paragraph (g) of this AD, any corrosion or
previous repair is found, before further flight,
repair using a method approved in
accordance with the procedures specified in
paragraph (j) of this AD.
(2) If, during any inspection required by
paragraph (g) of this AD, any loose or
distressed fastener is found, before further
flight, repair using a method approved in
accordance with the procedures specified in
paragraph (j) of this AD.
(i) Exception
Although Lockheed Martin Electra Service
Bulletin 88/SB–722, dated April 30, 2014,
specifies to submit certain information to the
manufacturer, this AD does not include that
requirement.
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(j) Alternative Methods of Compliance
(AMOCs)
(1) The Manager, Atlanta ACO, FAA, has
the authority to approve AMOCs for this AD,
if requested using the procedures found in 14
CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector
or local Flight Standards District Office, as
appropriate. If sending information directly
to the manager of the ACO, send it to the
attention of the person identified in
paragraph (j)(1) of this AD.
(2) Before using any approved AMOC,
notify your appropriate principal inspector,
or lacking a principal inspector, the manager
of the local flight standards district office/
certificate holding district office.
(k) Related Information
(1) For more information about this AD,
Carl Gray, Aerospace Engineer, Airframe
Branch, ACE–117A, FAA, Atlanta ACO, 1701
Columbia Avenue, College Park, GA 30337;
phone: 404–474–5554; fax: 404–474–5605;
email: carl.w.gray@faa.gov.
(2) For service information identified in
this AD, contact Lockheed Martin
Corporation/Lockheed Martin Aeronautics
Company, Airworthiness Office, Dept. 6A0M,
Zone 0252, Column P–58, 86 S. Cobb Drive,
Marietta, GA 30063; phone: 770–494–5444;
fax: 770–494–5445; email: ams.portal@
lmco.com; Internet https://
www.lockheedmartin.com/ams/tools/
TechPubs.html. You may view this service
information at the FAA, Transport Airplane
Directorate, 1601 Lind Avenue SW., Renton,
WA. For information on the availability of
this material at the FAA, call 425–227–1221.
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[FR Doc. 2015–12859 Filed 5–27–15; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
RIN 2120–AK54
Changes to the Application
Requirements for Authorization to
Operate in Reduced Vertical
Separation Minimum Airspace
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
This action would revise the
FAA’s requirements for an application
to operate in Reduced Vertical
Separation Minimum (RVSM) airspace.
This proposal would eliminate the
burden and expense of developing,
processing, and approving RVSM
maintenance programs. As a result of
this proposed revision, an applicant to
operate in RVSM airspace would no
longer be required to develop and
submit an RVSM maintenance program
solely for the purpose of an RVSM
authorization. Because of other,
independent FAA airworthiness
regulations, all aircraft operators would
nevertheless continue to be required to
maintain RVSM equipment in an
airworthy condition.
DATES: Send comments on or before July
27, 2015.
ADDRESSES: Send comments identified
by docket number FAA–2015–1746
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
SUMMARY:
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• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact Charles Fellows,
Aviation Safety Inspector, Avionics
Branch, Aircraft Maintenance Division,
Flight Standards Services, AFS–360,
Federal Aviation Administration, 950
L’Enfant Plaza North SW., Washington,
DC 20024; telephone (202) 267–1706;
email Charles.Fellows@faa.gov.
For legal questions concerning this
action, contact Benjamin Jacobs,
Attorney-Advisor, Office of Chief
Counsel, AGC–200, Federal Aviation
Administration, 800 Independence Ave.
SW., Washington, DC 20591; telephone
(202) 267–7240; email
Benjamin.Jacobs@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Sections 106(f), 40113, and 44701
authorize the FAA Administrator to
prescribe regulations necessary for
aviation safety. Section 40103
authorizes the Administrator to
prescribe regulations to enhance the
efficiency of the national airspace. This
rulemaking is within the scope of these
authorities because it would remove
existing safety and airspace-related
regulations that the FAA no longer finds
necessary to protect aviation safety.
I. Executive Summary
A. Summary of Proposed Rule
This Notice of Proposed Rulemaking
(NPRM) proposes to remove the
requirement in Appendix G of part 91
of Title 14 of the Code of Federal
Regulations (14 CFR) that any operator
seeking Reduced Vertical Separation
Minimum (RVSM) authorization must
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develop and submit an RVSM
maintenance program for FAA approval.
Currently, any applicant for RVSM
authorization must include such a
program as part of the application. This
requirement was first promulgated in
1997, when most aircraft required
significant design changes or
inspections to qualify for RVSM
operation. The FAA, therefore, required
operators to submit for FAA approval a
detailed plan for the maintenance of
RVSM systems and equipment. Since
then, RVSM operations have become
much more common. RVSM systems are
now incorporated into aircraft type
designs or supplemental type designs,
and operators must properly maintain
those systems as part of their
airworthiness obligations.
In light of these developments, the
requirement that RVSM applicants
submit specialized maintenance plans
to the FAA is no longer necessary.
Eliminating this requirement would
reduce both operators’ costs and FAA
workload, while maintaining the
existing high level of safety.
B. Summary of Costs and Benefits
This proposed rulemaking is a
retrospective regulatory review. Because
the RVSM maintenance plan
requirement is no longer necessary, this
proposed rulemaking would eliminate
the considerable burden and expense of
developing, processing, and approving
RVSM maintenance programs. The
proposed rulemaking, therefore,
promotes cost savings for both part 91
operators and the FAA. The total cost
savings are estimated to be $76.1
million over a five-year period ($66.8
million present value).
II. Background
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A. Scope of the Problem
As RVSM technology has become
integral to the design of aircraft capable
of flying in RVSM airspace, the current
requirement that any aircraft operator
seeking RVSM authorization must
submit an RVSM maintenance plan to
the FAA is no longer necessary. More
specifically, now that RVSM technology
is incorporated into aircraft type
designs, the FAA’s airworthiness and
maintenance regulations require any
operator of an aircraft incorporating that
technology to maintain the RVSM
equipment in a condition for safe
operation. The FAA, with input from
industry, has determined that
eliminating the redundant maintenance
plan component of RVSM authorization
will improve efficiency and reduce costs
for both the agency and operators.
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B. History of Vertical Separation
Standards
Vertical separation standards
establish the vertical distance that must
separate aircraft routes in the national
airspace system. In the early 1970’s,
rising air-traffic volume and fuel costs
sparked an interest in reducing vertical
separation standards for aircraft
operating above flight level (FL) 290.
Above 18,000 feet, flight levels are a
measure of altitude assigned in 500-feet
increments; FL290 represents an
altitude of 29,000 feet. At the time, the
FAA required aircraft operating above
FL290 to maintain a minimum of 2000
ft. of vertical separation between routes.
These high-altitude routes were
desirable, because the diminished
atmospheric drag at high altitudes
results in a corresponding decrease in
fuel consumption. Operators, therefore,
sought and continue to seek not only the
most direct routes, but also the most
efficient altitudes for their aircraft.
Higher demand for these high-altitude
routes resulted in greater congestion.
In 1973, the Air Transport Association
of American petitioned the FAA to
reduce the vertical separation of high
altitude routes to 1000 feet. The FAA
denied the petition in 1977, in part,
because of insufficient standards and
technology, including aircraft altitudekeeping standards, maintenance and
operational standards, and altitude
correction technology. In mid-1981,
however, the FAA initiated the Vertical
Studies Program. This program, in
conjunction with the RTCA (formerly
the Radio Technical Commission for
Aeronautics) Special Committee (SC)150 and the International Civil Aviation
Organization (ICAO) Review of General
Concept of Separation Panel (RGCSP),
determined:
• RVSM was ‘‘technically feasible
without imposing unreasonably
demanding technical requirements on
the equipment’’;
• RVSM could provide ‘‘significant
benefits in terms of economy and enroute airspace capacity’’; and
• Implementation of RVSM would
require ‘‘sound operational judgment
supported by an assessment of system
performance based on: aircraft altitudekeeping capability, operational
considerations, system performance
monitoring, and risk assessment.’’ 1
Following these determinations, the
FAA began a two-phase implementation
of RVSM operations for aircraft
registered in the United States (U.S.). In
1997, in the first phase, the FAA
published two amendments to part 91 of
14 CFR. The first amendment added
appendix G (Operations in Reduced
Vertical Separation Minimum (RVSM)
Airspace), containing a set of
operational, aircraft design, and other
standards applicable to operators and
those seeking to operate in RVSM
airspace. Among other things, appendix
G requires all applicants for RVSM
authorization to submit to the FAA an
approved RVSM maintenance plan. In
addition, the FAA promulgated § 91.706
(Operations within airspace designed as
Reduced Vertical Separation Minimum
Airspace), which, among other things,
allows operators of U.S.-registered
aircraft to fly in RVSM airspace outside
of the U.S., in accordance with the
requirements of appendix G.
The second phase of RVSM
implementation occurred in October
2003, with a second RVSM-related FAA
rulemaking. The 2003 rule introduced
RVSM airspace over the U.S. and, like
the 1997 rulemaking, requires all U.S.registered RVSM operators to comply
with the application, operations, and
aircraft design requirements of part 91,
appendix G.2 The FAA’s RVSM program
allows for 1000 feet of vertical
separation for aircraft between FL290
and FL410. Before the 2003 rule, air
traffic controllers could only assign
Instrument Flight Rules (IFR) aircraft
flying at FL290 and above to FL290,
310, 330, 350, 370, 390, and 410 because
the existing vertical separation standard
was 2000 feet. After the rule changes,
IFR aircraft could also fly at FL300, 320,
340, 360, 380, and 400—nearly doubling
capacity within this particular segment
of airspace. The changes both mitigated
the fuel penalties attributed to flying at
sub-optimum altitudes, and increased
the flexibility of air traffic control.
In 2008, the FAA reviewed its RVSM
program and operator authorization
policies. At the time, the FAA database
contained more than 7,000 active RVSM
authorizations, covering in excess of
15,000 U.S.-registered aircraft. The
FAA’s evaluation found the existing
processes ensured compliance with the
RVSM operating requirements.
At the same time, FAA
representatives began meeting with the
National Business Aviation Association
(NBAA) to develop ways to streamline
the RVSM application process to lower
operators’ burden to obtain
authorization and reduce the FAA’s
workload associated with processing
and granting authorizations. The parties
formed the RVSM Process Enhancement
Team (PET), tasking it to focus on
changes that could be accomplished
1 Reduced Vertical Separation Minimum
Operations, 62 FR 17480, 17481 (Apr. 9, 1997).
2 Reduced Vertical Separation Minimum in
Domestic Airspace, 68 FR 61304 (Oct. 27, 2003).
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without rulemaking. The PET
completed its tasks in 2013. Among
other things, it revised existing policies
and guidance to facilitate more efficient
processing of operators’ requests to
change existing authorizations, and
created a job aid to assist inspectors and
standardize their review of operator
applications.
III. Discussion of the Proposal
This proposed rulemaking would
address another element identified by
the PET: reducing the burden on part 91
operators to create and obtain approval
of an RVSM-specific maintenance
program. The PET could not address
this issue because the workgroup’s
charter limited the PET to changes that
could be made through guidance and
without rulemaking action. However,
both the FAA and the NBAA agreed that
RVSM-related airworthiness standards,
applicable to all part 91 operators,
should be treated more like other,
substantially similar aircraft
maintenance requirements, while
maintaining an equivalent level of
safety.
Under current requirements, section 3
(Operator Authorization) of appendix G
contains application requirements for an
operator seeking RVSM authorization.
As described above, this section
requires any RVSM applicant to develop
and submit for FAA approval an RVSM
maintenance program. The program
must outline service and maintenance
procedures and include acceptable
maintenance practices, a quality
assurance program for test equipment,
and procedures for return to service.
During the early implementation of
RVSM, most aircraft required upgrades,
modifications, or the application of
service bulletins to meet the FAA’s
RVSM system safety standards. In 1997,
requiring operators to create RVSM
maintenance programs was essential to
ensure that operators satisfied these
standards and, by extension, the
continued airworthiness of their aircraft.
Today, however, nearly 17 years since
first implementation, RVSM systems are
the standard among aircraft capable of
operating between FL290 and FL410.
Additionally, most RVSM-capable
aircraft are either newly built or have
been modified, under a supplemental
type certificate, to meet RVSM
performance requirements by original
design. All of these aircraft designs have
Instructions for Continued
Airworthiness (ICA)—maintenance
instructions to which aircraft operators
must adhere—providing operators with
detailed instructions for maintaining
any RVSM equipment. And, most
importantly, the continued
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airworthiness of RVSM-capable aircraft
is also ensured by the FAA’s
airworthiness regulations, which require
operators to maintain each aircraft in
accordance with its type design and in
a condition for safe operation.
The specific terms of the FAA’s
maintenance requirements vary
according to the type of operator
involved. Commercial operators are
required to use a structured,
organizational approach to maintenance
that may include named oversight
personnel, manuals, and an FAAapproved maintenance program. Both
currently and under this proposal, these
maintenance programs must account for
the maintenance of RVSM equipment.
On the other hand, non-commercial
operators—such as those operating
privately—are not required to create an
organizational maintenance structure,
but are instead required (both currently
and if this proposal goes into effect) to
have their aircraft inspected in
accordance with part 91, and to have
repairs executed in accordance with
part 43. Ultimately, all operators’
RVSM-related obligations under these
airworthiness regulations are
substantially identical to the
independent maintenance requirements
of section 3 of appendix G. The FAA has
determined, therefore, that an
independent requirement to develop
and submit RVSM-specific maintenance
programs for FAA approval is no longer
necessary or justified.
In light of the foregoing, the FAA
proposes to revise section 3 of appendix
G by removing the requirement that an
applicant submit an approved RVSM
maintenance program, currently
codified as § 3(b)(1)–(3). The FAA
proposal would reserve § 3(b)(1) and
leave in place the other applicationrelated requirements and paragraphs.
The FAA does not intend for this
proposal to affect the other elements of
an application for RVSM authorization.
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 and
Executive Order 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
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unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
DOT Order 2100.5 prescribes policies
and procedures for simplification,
analysis, and review of regulations.
Because this proposed rulemaking is a
retrospective regulatory review, the
expected outcome would be a cost
savings with positive net benefits. The
FAA has, therefore, determined that this
proposed rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures. The
FAA requests comments with
supporting justification about the FAA
determination of the proposed rule
providing a cost savings. The reasoning
for this determination follows:
This proposed rulemaking would
remove the requirement in Appendix G
of part 91 that operators seeking RVSM
authorization must develop and submit
an RVSM maintenance plan for FAA
approval. It would eliminate the
considerable burden and expense to
operators and FAA safety inspectors of
developing, processing, and approving
RVSM maintenance plans.
When the current requirement was
established, RVSM systems were yet to
be incorporated into aircraft type
design. This is no longer the case.
RVSM systems are now incorporated
into aircraft type designs and
supplemental type designs, and
operators must properly maintain these
systems as part of their airworthiness
obligation. In light of these
developments, the requirement in
Appendix G of part 91 for RVSM
applicants to submit specialized
maintenance plans is redundant.
To quantify the relief to part 91
operators and FAA safety inspectors
from the streamlining of regulations, the
FAA has estimated three variables,
which are: (1) The number of RVSM
maintenance programs approved for
calendar year (CY) 2014, (2) the costs
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per operator of submitting an RVSM
maintenance program for FAA approval,
and (3) the average number of hours
expended by an FAA safety inspector to
review and approve an RVSM
maintenance program. The value for
each of these variables is shown below.
CY 2014—Number of maintenance programs submitted to FAA for approval 3
Operator cost
for submitting
a maintenance
program to the
FAA for approval 4
Hours expended by
FAA safety inspectors reviewing maintenance programs for approval 5
2,821 ........................................................................................................................................................................
$5,000 6
12
Applying these estimates, the FAA
anticipates that operators would
experience cost savings of approximate
$14.1 million in year one of
implementation. We calculated this
figure by multiplying the estimated
number of maintenance approvals
submitted to the FAA during CY 2014
(2,821 approvals) by each operator’s cost
for submitting a RVSM maintenance
program to the FAA for approval
($5,000).
In addition to the cost savings
realized by operators, eliminating the
requirement would free 33,852 hours for
FAA safety inspectors to perform
alternative tasks during year one of
implementation. The hours are
calculated by multiplying the average
number of hours FAA safety inspectors
expend reviewing and approving each
RVSM maintenance program submitted
(12 hours) by the number of RVSM
maintenance program approvals
estimated for CY 2014 (2,821 approvals).
The annual cost savings of $1.1 million
to the FAA equals the 33,852 hours
multiplied by the FAA fully-burdened
wage of $33.06.7
Based on these calculations, the cost
savings to operators during the first five
years of the rule’s implementation
would be approximately $70.5 million
($61.9 million present value), and the
FAA cost savings would total $5.6
million ($4.9 million present value).
The results are presented below.
COST SAVINGS DUE TO PROPOSED RULE—MILLIONS OF $
2014
Operator Cost Savings ............................................................................
Present Value 7%—(Millions of $) ...........................................................
FAA Cost Savings ....................................................................................
Present Value 7%—(Millions of $) ...........................................................
$14.1
14.1
1.1
1.1
2015
$14.1
13.2
1.1
1.0
2016
2017
$14.1
12.3
1.1
1.0
$14.1
11.5
1.1
0.9
2018
$14.1
10.8
1.1
0.9
Total
$70.5
61.9
5.6
4.9
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Note: Details may not add due to rounding.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’
The RFA covers a wide-range of small
entities, including small businesses,
not-for-profit organizations, and small
governmental jurisdictions. Agencies
must perform a review to determine
whether a rule will have a significant
economic impact on a substantial
number of small entities. If an agency
anticipates such an impact, the agency
must prepare a regulatory flexibility
analysis as described in the RFA.
Section 603 of the RFA requires
agencies to prepare and make available
for public comment an initial regulatory
flexibility analysis (IRFA) describing the
impact of proposed rule on small
entities. This rule is relieving. The FAA
is issuing this rule to eliminate
duplicative requirements. The FAA
estimates that this rule would reduce
firm’s costs by $5,000 to develop and
submit an RVSM maintenance plan.
Under Section 603(b), this initial
analysis must account for the following
issues, which are addressed below:
3 FAA National Program Tracking and Reporting
Subsystem (NPTRS). Actual data was available
through October. Estimates were made for
November and December.
4 National Business Aviation Association—Part
91 Operator Cost for Submitting an RVSM
Approval.
5 FAA Safety Inspectors involved in RVSM
authorization processing at FAA Flight Standards
District Offices (FSDO).
6 This amount consists of $3,123 in operator costs
for submitting an application form and supporting
documentation to a RVSM manual preparation
service, and then reading, understanding, signing,
and submitting the completed RVSM maintenance
program manual to the FAA for approval. The
remaining $1,977 is an approximation of the
amount paid by an operator for RVSM manual
preparation services. The estimate of $1,977 is an
average of quotes provided on the Internet by seven
companies providing this service. These seven
quotes ranged from $795 to $3,850.
7 2014 General Schedule Salary Table as
published by the U. S. Office of Personnel
Management. The salary used for calculating costs
savings is the fully-burdened hourly wage for a GS
12 Step 5, which is the mid-range salary for this
position.
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• Description of Reasons the Agency Is
Considering the Action
All part 91 operator RVSM-related
obligations are required by FAA
airworthiness regulations to maintain
RVSM equipment in an airworthy
condition. Thus, the requirement in
section 3 of Appendix G, that operators
seeking RVSM authorization to develop
and submit an RVSM maintenance plan
for FAA approval342 is redundant. The
FAA estimates that the removal of this
redundant requirement will save each
affected small entity $5,000 per RVSM
authorization.
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• Statement of the Legal Basis and
Objectives for the Proposed Rule
The FAA’s authority to issue rules
regarding aviation safety is found in 49
U.S.C. Sections 106, 40113, and 44701
therein authorize the FAA
Administrator to prescribe regulations
necessary for aviation safety. Section
40103 authorizes the Administrator to
prescribe regulations to enhance the
efficiency of the national airspace. This
rulemaking is within the scope of these
authorities because it removes existing
safety and airspace-related regulations
that the FAA no longer finds necessary
to protect aviation safety.
• Description of the Recordkeeping and
Other Compliance Requirements of the
Proposed Rule
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined that there would
be no new requirement for information
collection associated with this proposed
rule.
• All Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rule
The FAA is not aware of any Federal
rules that would duplicate, overlap or
conflict with this proposed change. This
rule would reduce duplicative
requirements saving firms about $5,000.
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS
• Description and an Estimated Number
of Small Entities to Which the Proposed
Rule Would Apply
Under the RFA, the FAA must
determine whether a proposed rule
significantly affects a substantial
number of small entities. This
determination is typically based on
small entity size and revenue thresholds
that vary depending on the affected
industry.8 In most cases, the FAA
cannot determine the size of part 91
operators because financial and
employment data for privately held
entities is sparse. Nevertheless, we
believe the number of small business
entities is substantial.
• Alternatives Considered
Alternative 1: Do Nothing.
Analysis: Without changes to
Appendix G of part 91, any operator
seeking RVSM authorization would
8 Thresholds are based on the North American
Industry Classification System (NAICS). The NAICS
is the standard used by Federal statistical agencies
in classifying business establishments for the
purpose of collecting, analyzing, and publishing
statistical data related to the U.S. business
economy.
VerDate Sep<11>2014
15:12 May 27, 2015
Jkt 235001
continue to be required to develop and
submit an RVSM maintenance program.
A non-commercial operator with no
requirement to hold a maintenance
program for any other performancebased authorization would nevertheless
be required to develop and obtain FAA
approval of an RVSM maintenance
program—despite the fact that the
operator is already required by FAA
regulations to maintain RVSM
equipment in accordance with its type
designation and in a condition for safe
operation. Furthermore, the review and
approval of this information would
continue to consume FAA resources.
Alternative 2: Replace the current
Appendix G requirement that operators
include an ‘‘approved RVSM
maintenance program’’ with a
requirement that operators ‘‘identify
practices’’ for the maintenance of RVSM
equipment
Analysis: Relaxing Appendix G
application requirements to allow
operators to ‘‘identify practices’’ for the
maintenance of RVSM equipment
would allow a non-commercial operator
to cite the applicable manufacturer’s
maintenance manual or instructions for
continued airworthiness. This
alternative would likely reduce the time
and resources spent by operators and
the FAA in compiling and reviewing
RVSM applications. This alternative is
undesirable, however, because it fails to
address the absence of any safety
benefits associated with continuing to
require RVSM maintenance programs as
a component of an RVSM application.
If an agency determines that a
rulemaking will not result in a
significant economic impact on a
substantial number of small entities, the
head of the agency may so certify under
section 605(b) of the RFA. This rule
would eliminate an existing duplicative
requirement. In doing so, this rule
would, reduce a firm’s costs by $5,000;
hence the rule reduces costs. Therefore,
as provided in section 605(b), the head
of the FAA certifies that this rulemaking
will not result in a significant economic
impact on a substantial number of small
entities because this rule is cost
relieving.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
PO 00000
Frm 00016
Fmt 4702
Sfmt 4702
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and determined that it would have the
same impact on domestic and
international entities and thus has a
neutral trade impact.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$151.0 million in lieu of $100 million.
This proposed rule does not contain
such a mandate; therefore, the
requirements of Title II of the Act do not
apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act (PRA)
of 1995 (44 U.S.C. 3507(d)) requires the
FAA to consider the impact of
paperwork and other information
collection burdens imposed on the
public. The FAA has determined no
PRA requirement for information
collection associated with this proposed
rule. Specifically, the cost of preparing
and obtaining approval of a
maintenance program was never
evaluated as a paperwork burden in the
original PRA Supporting Statement of
RVSM (OMB Control no. 2120–0679).
F. International Compatibility and
Cooperation
(1) In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these proposed regulations.
(2) Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
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Federal Register / Vol. 80, No. 102 / Thursday, May 28, 2015 / Proposed Rules
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues, and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
G. Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d (regulatory documents
covering administrative or procedural
requirements) and involves no
extraordinary circumstances.
V. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. The
agency has determined that this action
would not have a substantial direct
effect on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, would not have Federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the executive order and would not be
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The agency also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the proposals in this NPRM. The most
VerDate Sep<11>2014
15:12 May 27, 2015
Jkt 235001
helpful comments reference a specific
portion of the proposal, explain the
reason for any recommended change,
and include supporting data. To ensure
the docket does not contain duplicate
comments, commenters should send
only one copy of written comments, or
if comments are filed electronically,
commenters should submit only one
time.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The FAA
will consider comments filed after the
comment period has closed if it is
possible to do so without incurring
expense or delay. The agency may
change this proposal in light of the
comments it receives.
Proprietary or Confidential Business
Information: Commenters should not
file proprietary or confidential business
information in the docket. Such
information must be sent or delivered
directly to the person identified in the
FOR FURTHER INFORMATION CONTACT
section of this document, and marked as
proprietary or confidential. If submitting
information on a disk or CD–ROM, mark
the outside of the disk or CD–ROM, and
identify electronically within the disk or
CD–ROM the specific information that
is proprietary or confidential.
Under 14 CFR 11.35(b), if the FAA is
aware of proprietary information filed
with a comment, the agency does not
place it in the docket. It is held in a
separate file to which the public does
not have access, and the FAA places a
note in the docket that it has received
it. If the FAA receives a request to
examine or copy this information, it
treats it as any other request under the
Freedom of Information Act (5 U.S.C.
552). The FAA processes such a request
under DOT procedures found in 49 CFR
part 7.
B. Availability of Rulemaking
Documents
An electronic copy of rulemaking
documents may be obtained from the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpo.gov/fdsys/.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
PO 00000
Frm 00017
Fmt 4702
Sfmt 4702
30399
Rulemaking, ARM–1, 800 Independence
Avenue SW., Washington, DC 20591, or
by calling (202) 267–9680. Commenters
must identify the docket or notice
number of this rulemaking.
All documents the FAA considered in
developing this proposed rule,
including economic analyses and
technical reports, may be accessed from
the Internet through the Federal
eRulemaking Portal referenced in item
(1) above.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Aviation
safety.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend chapter I of title 14,
Code of Federal Regulations as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 1155,
40103, 40113, 40120, 44101, 44111, 44701,
44704, 44709, 44711, 44712, 44715, 44716,
44717, 44722, 46306, 46315, 46316, 46504,
46506–46507, 47122, 47508, 47528–47531,
47534, articles 12 and 29 of the Convention
on International Civil Aviation (61 Stat.
1180), (126 Stat. 11).
2. Amend Appendix G, Section 3 by
removing and reserving paragraph
(b)(1).
■
Issued under authority provided by 49
U.S.C. 106(f), 40113 and 44701 in
Washington, DC, on May 20, 2015.
John S. Duncan,
Director, Flight Standards Service.
[FR Doc. 2015–12816 Filed 5–27–15; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED–2015–OSERS–0048]
Proposed Priority—Technical
Assistance Center for Vocational
Rehabilitation Agency Program
Evaluation and Quality Assurance
[CFDA Number: 84.263B.]
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Proposed priority.
AGENCY:
The Assistant Secretary for
Special Education and Rehabilitative
Services proposes a priority under the
Experimental and Innovative Training
program. The Assistant Secretary may
SUMMARY:
E:\FR\FM\28MYP1.SGM
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Agencies
[Federal Register Volume 80, Number 102 (Thursday, May 28, 2015)]
[Proposed Rules]
[Pages 30394-30399]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-12816]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2015-1746; Notice No. 15-05]
RIN 2120-AK54
Changes to the Application Requirements for Authorization to
Operate in Reduced Vertical Separation Minimum Airspace
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
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SUMMARY: This action would revise the FAA's requirements for an
application to operate in Reduced Vertical Separation Minimum (RVSM)
airspace. This proposal would eliminate the burden and expense of
developing, processing, and approving RVSM maintenance programs. As a
result of this proposed revision, an applicant to operate in RVSM
airspace would no longer be required to develop and submit an RVSM
maintenance program solely for the purpose of an RVSM authorization.
Because of other, independent FAA airworthiness regulations, all
aircraft operators would nevertheless continue to be required to
maintain RVSM equipment in an airworthy condition.
DATES: Send comments on or before July 27, 2015.
ADDRESSES: Send comments identified by docket number FAA-2015-1746
using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments
from the public to better inform its rulemaking process. DOT posts
these comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL-14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or go to Docket Operations in Room W12-140 of
the West Building Ground Floor at 1200 New Jersey Avenue SE.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this action, contact Charles Fellows, Aviation Safety Inspector,
Avionics Branch, Aircraft Maintenance Division, Flight Standards
Services, AFS-360, Federal Aviation Administration, 950 L'Enfant Plaza
North SW., Washington, DC 20024; telephone (202) 267-1706; email
Charles.Fellows@faa.gov.
For legal questions concerning this action, contact Benjamin
Jacobs, Attorney-Advisor, Office of Chief Counsel, AGC-200, Federal
Aviation Administration, 800 Independence Ave. SW., Washington, DC
20591; telephone (202) 267-7240; email Benjamin.Jacobs@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Sections 106(f), 40113,
and 44701 authorize the FAA Administrator to prescribe regulations
necessary for aviation safety. Section 40103 authorizes the
Administrator to prescribe regulations to enhance the efficiency of the
national airspace. This rulemaking is within the scope of these
authorities because it would remove existing safety and airspace-
related regulations that the FAA no longer finds necessary to protect
aviation safety.
I. Executive Summary
A. Summary of Proposed Rule
This Notice of Proposed Rulemaking (NPRM) proposes to remove the
requirement in Appendix G of part 91 of Title 14 of the Code of Federal
Regulations (14 CFR) that any operator seeking Reduced Vertical
Separation Minimum (RVSM) authorization must
[[Page 30395]]
develop and submit an RVSM maintenance program for FAA approval.
Currently, any applicant for RVSM authorization must include such a
program as part of the application. This requirement was first
promulgated in 1997, when most aircraft required significant design
changes or inspections to qualify for RVSM operation. The FAA,
therefore, required operators to submit for FAA approval a detailed
plan for the maintenance of RVSM systems and equipment. Since then,
RVSM operations have become much more common. RVSM systems are now
incorporated into aircraft type designs or supplemental type designs,
and operators must properly maintain those systems as part of their
airworthiness obligations.
In light of these developments, the requirement that RVSM
applicants submit specialized maintenance plans to the FAA is no longer
necessary. Eliminating this requirement would reduce both operators'
costs and FAA workload, while maintaining the existing high level of
safety.
B. Summary of Costs and Benefits
This proposed rulemaking is a retrospective regulatory review.
Because the RVSM maintenance plan requirement is no longer necessary,
this proposed rulemaking would eliminate the considerable burden and
expense of developing, processing, and approving RVSM maintenance
programs. The proposed rulemaking, therefore, promotes cost savings for
both part 91 operators and the FAA. The total cost savings are
estimated to be $76.1 million over a five-year period ($66.8 million
present value).
II. Background
A. Scope of the Problem
As RVSM technology has become integral to the design of aircraft
capable of flying in RVSM airspace, the current requirement that any
aircraft operator seeking RVSM authorization must submit an RVSM
maintenance plan to the FAA is no longer necessary. More specifically,
now that RVSM technology is incorporated into aircraft type designs,
the FAA's airworthiness and maintenance regulations require any
operator of an aircraft incorporating that technology to maintain the
RVSM equipment in a condition for safe operation. The FAA, with input
from industry, has determined that eliminating the redundant
maintenance plan component of RVSM authorization will improve
efficiency and reduce costs for both the agency and operators.
B. History of Vertical Separation Standards
Vertical separation standards establish the vertical distance that
must separate aircraft routes in the national airspace system. In the
early 1970's, rising air-traffic volume and fuel costs sparked an
interest in reducing vertical separation standards for aircraft
operating above flight level (FL) 290. Above 18,000 feet, flight levels
are a measure of altitude assigned in 500-feet increments; FL290
represents an altitude of 29,000 feet. At the time, the FAA required
aircraft operating above FL290 to maintain a minimum of 2000 ft. of
vertical separation between routes. These high-altitude routes were
desirable, because the diminished atmospheric drag at high altitudes
results in a corresponding decrease in fuel consumption. Operators,
therefore, sought and continue to seek not only the most direct routes,
but also the most efficient altitudes for their aircraft. Higher demand
for these high-altitude routes resulted in greater congestion.
In 1973, the Air Transport Association of American petitioned the
FAA to reduce the vertical separation of high altitude routes to 1000
feet. The FAA denied the petition in 1977, in part, because of
insufficient standards and technology, including aircraft altitude-
keeping standards, maintenance and operational standards, and altitude
correction technology. In mid-1981, however, the FAA initiated the
Vertical Studies Program. This program, in conjunction with the RTCA
(formerly the Radio Technical Commission for Aeronautics) Special
Committee (SC)-150 and the International Civil Aviation Organization
(ICAO) Review of General Concept of Separation Panel (RGCSP),
determined:
RVSM was ``technically feasible without imposing
unreasonably demanding technical requirements on the equipment'';
RVSM could provide ``significant benefits in terms of
economy and en-route airspace capacity''; and
Implementation of RVSM would require ``sound operational
judgment supported by an assessment of system performance based on:
aircraft altitude-keeping capability, operational considerations,
system performance monitoring, and risk assessment.'' \1\
---------------------------------------------------------------------------
\1\ Reduced Vertical Separation Minimum Operations, 62 FR 17480,
17481 (Apr. 9, 1997).
---------------------------------------------------------------------------
Following these determinations, the FAA began a two-phase
implementation of RVSM operations for aircraft registered in the United
States (U.S.). In 1997, in the first phase, the FAA published two
amendments to part 91 of 14 CFR. The first amendment added appendix G
(Operations in Reduced Vertical Separation Minimum (RVSM) Airspace),
containing a set of operational, aircraft design, and other standards
applicable to operators and those seeking to operate in RVSM airspace.
Among other things, appendix G requires all applicants for RVSM
authorization to submit to the FAA an approved RVSM maintenance plan.
In addition, the FAA promulgated Sec. 91.706 (Operations within
airspace designed as Reduced Vertical Separation Minimum Airspace),
which, among other things, allows operators of U.S.-registered aircraft
to fly in RVSM airspace outside of the U.S., in accordance with the
requirements of appendix G.
The second phase of RVSM implementation occurred in October 2003,
with a second RVSM-related FAA rulemaking. The 2003 rule introduced
RVSM airspace over the U.S. and, like the 1997 rulemaking, requires all
U.S.-registered RVSM operators to comply with the application,
operations, and aircraft design requirements of part 91, appendix G.\2\
The FAA's RVSM program allows for 1000 feet of vertical separation for
aircraft between FL290 and FL410. Before the 2003 rule, air traffic
controllers could only assign Instrument Flight Rules (IFR) aircraft
flying at FL290 and above to FL290, 310, 330, 350, 370, 390, and 410
because the existing vertical separation standard was 2000 feet. After
the rule changes, IFR aircraft could also fly at FL300, 320, 340, 360,
380, and 400--nearly doubling capacity within this particular segment
of airspace. The changes both mitigated the fuel penalties attributed
to flying at sub-optimum altitudes, and increased the flexibility of
air traffic control.
---------------------------------------------------------------------------
\2\ Reduced Vertical Separation Minimum in Domestic Airspace, 68
FR 61304 (Oct. 27, 2003).
---------------------------------------------------------------------------
In 2008, the FAA reviewed its RVSM program and operator
authorization policies. At the time, the FAA database contained more
than 7,000 active RVSM authorizations, covering in excess of 15,000
U.S.-registered aircraft. The FAA's evaluation found the existing
processes ensured compliance with the RVSM operating requirements.
At the same time, FAA representatives began meeting with the
National Business Aviation Association (NBAA) to develop ways to
streamline the RVSM application process to lower operators' burden to
obtain authorization and reduce the FAA's workload associated with
processing and granting authorizations. The parties formed the RVSM
Process Enhancement Team (PET), tasking it to focus on changes that
could be accomplished
[[Page 30396]]
without rulemaking. The PET completed its tasks in 2013. Among other
things, it revised existing policies and guidance to facilitate more
efficient processing of operators' requests to change existing
authorizations, and created a job aid to assist inspectors and
standardize their review of operator applications.
III. Discussion of the Proposal
This proposed rulemaking would address another element identified
by the PET: reducing the burden on part 91 operators to create and
obtain approval of an RVSM-specific maintenance program. The PET could
not address this issue because the workgroup's charter limited the PET
to changes that could be made through guidance and without rulemaking
action. However, both the FAA and the NBAA agreed that RVSM-related
airworthiness standards, applicable to all part 91 operators, should be
treated more like other, substantially similar aircraft maintenance
requirements, while maintaining an equivalent level of safety.
Under current requirements, section 3 (Operator Authorization) of
appendix G contains application requirements for an operator seeking
RVSM authorization. As described above, this section requires any RVSM
applicant to develop and submit for FAA approval an RVSM maintenance
program. The program must outline service and maintenance procedures
and include acceptable maintenance practices, a quality assurance
program for test equipment, and procedures for return to service.
During the early implementation of RVSM, most aircraft required
upgrades, modifications, or the application of service bulletins to
meet the FAA's RVSM system safety standards. In 1997, requiring
operators to create RVSM maintenance programs was essential to ensure
that operators satisfied these standards and, by extension, the
continued airworthiness of their aircraft. Today, however, nearly 17
years since first implementation, RVSM systems are the standard among
aircraft capable of operating between FL290 and FL410. Additionally,
most RVSM-capable aircraft are either newly built or have been
modified, under a supplemental type certificate, to meet RVSM
performance requirements by original design. All of these aircraft
designs have Instructions for Continued Airworthiness (ICA)--
maintenance instructions to which aircraft operators must adhere--
providing operators with detailed instructions for maintaining any RVSM
equipment. And, most importantly, the continued airworthiness of RVSM-
capable aircraft is also ensured by the FAA's airworthiness
regulations, which require operators to maintain each aircraft in
accordance with its type design and in a condition for safe operation.
The specific terms of the FAA's maintenance requirements vary
according to the type of operator involved. Commercial operators are
required to use a structured, organizational approach to maintenance
that may include named oversight personnel, manuals, and an FAA-
approved maintenance program. Both currently and under this proposal,
these maintenance programs must account for the maintenance of RVSM
equipment. On the other hand, non-commercial operators--such as those
operating privately--are not required to create an organizational
maintenance structure, but are instead required (both currently and if
this proposal goes into effect) to have their aircraft inspected in
accordance with part 91, and to have repairs executed in accordance
with part 43. Ultimately, all operators' RVSM-related obligations under
these airworthiness regulations are substantially identical to the
independent maintenance requirements of section 3 of appendix G. The
FAA has determined, therefore, that an independent requirement to
develop and submit RVSM-specific maintenance programs for FAA approval
is no longer necessary or justified.
In light of the foregoing, the FAA proposes to revise section 3 of
appendix G by removing the requirement that an applicant submit an
approved RVSM maintenance program, currently codified as Sec. 3(b)(1)-
(3). The FAA proposal would reserve Sec. 3(b)(1) and leave in place
the other application-related requirements and paragraphs. The FAA does
not intend for this proposal to affect the other elements of an
application for RVSM authorization.
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 and Executive Order 13563 direct
that each Federal agency shall propose or adopt a regulation only upon
a reasoned determination that the benefits of the intended regulation
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub.
L. 96-354) requires agencies to analyze the economic impact of
regulatory changes on small entities. Third, the Trade Agreements Act
(Pub. L. 96-39) prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4) requires agencies to prepare a written assessment of
the costs, benefits, and other effects of proposed or final rules that
include a Federal mandate likely to result in the expenditure by State,
local, or tribal governments, in the aggregate, or by the private
sector, of $100 million or more annually (adjusted for inflation with
base year of 1995). This portion of the preamble summarizes the FAA's
analysis of the economic impacts of this proposed rule.
DOT Order 2100.5 prescribes policies and procedures for
simplification, analysis, and review of regulations. Because this
proposed rulemaking is a retrospective regulatory review, the expected
outcome would be a cost savings with positive net benefits. The FAA
has, therefore, determined that this proposed rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures. The FAA requests comments with
supporting justification about the FAA determination of the proposed
rule providing a cost savings. The reasoning for this determination
follows:
This proposed rulemaking would remove the requirement in Appendix G
of part 91 that operators seeking RVSM authorization must develop and
submit an RVSM maintenance plan for FAA approval. It would eliminate
the considerable burden and expense to operators and FAA safety
inspectors of developing, processing, and approving RVSM maintenance
plans.
When the current requirement was established, RVSM systems were yet
to be incorporated into aircraft type design. This is no longer the
case. RVSM systems are now incorporated into aircraft type designs and
supplemental type designs, and operators must properly maintain these
systems as part of their airworthiness obligation. In light of these
developments, the requirement in Appendix G of part 91 for RVSM
applicants to submit specialized maintenance plans is redundant.
To quantify the relief to part 91 operators and FAA safety
inspectors from the streamlining of regulations, the FAA has estimated
three variables, which are: (1) The number of RVSM maintenance programs
approved for calendar year (CY) 2014, (2) the costs
[[Page 30397]]
per operator of submitting an RVSM maintenance program for FAA
approval, and (3) the average number of hours expended by an FAA safety
inspector to review and approve an RVSM maintenance program. The value
for each of these variables is shown below.
------------------------------------------------------------------------
Hours expended
Operator cost by FAA safety
CY 2014--Number of maintenance for submitting inspectors
programs submitted to FAA for approval a maintenance reviewing
\3\ program to the maintenance
FAA for programs for
approval \4\ approval \5\
------------------------------------------------------------------------
2,821................................. $5,000 \6\ 12
------------------------------------------------------------------------
Applying these estimates, the FAA anticipates that operators would
experience cost savings of approximate $14.1 million in year one of
implementation. We calculated this figure by multiplying the estimated
number of maintenance approvals submitted to the FAA during CY 2014
(2,821 approvals) by each operator's cost for submitting a RVSM
maintenance program to the FAA for approval ($5,000).
---------------------------------------------------------------------------
\3\ FAA National Program Tracking and Reporting Subsystem
(NPTRS). Actual data was available through October. Estimates were
made for November and December.
\4\ National Business Aviation Association--Part 91 Operator
Cost for Submitting an RVSM Approval.
\5\ FAA Safety Inspectors involved in RVSM authorization
processing at FAA Flight Standards District Offices (FSDO).
\6\ This amount consists of $3,123 in operator costs for
submitting an application form and supporting documentation to a
RVSM manual preparation service, and then reading, understanding,
signing, and submitting the completed RVSM maintenance program
manual to the FAA for approval. The remaining $1,977 is an
approximation of the amount paid by an operator for RVSM manual
preparation services. The estimate of $1,977 is an average of quotes
provided on the Internet by seven companies providing this service.
These seven quotes ranged from $795 to $3,850.
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In addition to the cost savings realized by operators, eliminating
the requirement would free 33,852 hours for FAA safety inspectors to
perform alternative tasks during year one of implementation. The hours
are calculated by multiplying the average number of hours FAA safety
inspectors expend reviewing and approving each RVSM maintenance program
submitted (12 hours) by the number of RVSM maintenance program
approvals estimated for CY 2014 (2,821 approvals). The annual cost
savings of $1.1 million to the FAA equals the 33,852 hours multiplied
by the FAA fully-burdened wage of $33.06.\7\
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\7\ 2014 General Schedule Salary Table as published by the U. S.
Office of Personnel Management. The salary used for calculating
costs savings is the fully-burdened hourly wage for a GS 12 Step 5,
which is the mid-range salary for this position.
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Based on these calculations, the cost savings to operators during
the first five years of the rule's implementation would be
approximately $70.5 million ($61.9 million present value), and the FAA
cost savings would total $5.6 million ($4.9 million present value). The
results are presented below.
Cost Savings Due to Proposed Rule--Millions of $
----------------------------------------------------------------------------------------------------------------
2014 2015 2016 2017 2018 Total
----------------------------------------------------------------------------------------------------------------
Operator Cost Savings......................... $14.1 $14.1 $14.1 $14.1 $14.1 $70.5
Present Value 7%--(Millions of $)............. 14.1 13.2 12.3 11.5 10.8 61.9
FAA Cost Savings.............................. 1.1 1.1 1.1 1.1 1.1 5.6
Present Value 7%--(Millions of $)............. 1.1 1.0 1.0 0.9 0.9 4.9
----------------------------------------------------------------------------------------------------------------
Note: Details may not add due to rounding.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation.'' To achieve this principle, agencies are
required to solicit and consider flexible regulatory proposals and to
explain the rationale for their actions to assure that such proposals
are given serious consideration.''
The RFA covers a wide-range of small entities, including small
businesses, not-for-profit organizations, and small governmental
jurisdictions. Agencies must perform a review to determine whether a
rule will have a significant economic impact on a substantial number of
small entities. If an agency anticipates such an impact, the agency
must prepare a regulatory flexibility analysis as described in the RFA.
Section 603 of the RFA requires agencies to prepare and make available
for public comment an initial regulatory flexibility analysis (IRFA)
describing the impact of proposed rule on small entities. This rule is
relieving. The FAA is issuing this rule to eliminate duplicative
requirements. The FAA estimates that this rule would reduce firm's
costs by $5,000 to develop and submit an RVSM maintenance plan. Under
Section 603(b), this initial analysis must account for the following
issues, which are addressed below:
Description of Reasons the Agency Is Considering the Action
All part 91 operator RVSM-related obligations are required by FAA
airworthiness regulations to maintain RVSM equipment in an airworthy
condition. Thus, the requirement in section 3 of Appendix G, that
operators seeking RVSM authorization to develop and submit an RVSM
maintenance plan for FAA approval342 is redundant. The FAA estimates
that the removal of this redundant requirement will save each affected
small entity $5,000 per RVSM authorization.
[[Page 30398]]
Statement of the Legal Basis and Objectives for the Proposed
Rule
The FAA's authority to issue rules regarding aviation safety is
found in 49 U.S.C. Sections 106, 40113, and 44701 therein authorize the
FAA Administrator to prescribe regulations necessary for aviation
safety. Section 40103 authorizes the Administrator to prescribe
regulations to enhance the efficiency of the national airspace. This
rulemaking is within the scope of these authorities because it removes
existing safety and airspace-related regulations that the FAA no longer
finds necessary to protect aviation safety.
Description of the Recordkeeping and Other Compliance
Requirements of the Proposed Rule
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The FAA has determined that
there would be no new requirement for information collection associated
with this proposed rule.
All Federal Rules That May Duplicate, Overlap, or Conflict
With the Proposed Rule
The FAA is not aware of any Federal rules that would duplicate,
overlap or conflict with this proposed change. This rule would reduce
duplicative requirements saving firms about $5,000.
Description and an Estimated Number of Small Entities to Which
the Proposed Rule Would Apply
Under the RFA, the FAA must determine whether a proposed rule
significantly affects a substantial number of small entities. This
determination is typically based on small entity size and revenue
thresholds that vary depending on the affected industry.\8\ In most
cases, the FAA cannot determine the size of part 91 operators because
financial and employment data for privately held entities is sparse.
Nevertheless, we believe the number of small business entities is
substantial.
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\8\ Thresholds are based on the North American Industry
Classification System (NAICS). The NAICS is the standard used by
Federal statistical agencies in classifying business establishments
for the purpose of collecting, analyzing, and publishing statistical
data related to the U.S. business economy.
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Alternatives Considered
Alternative 1: Do Nothing.
Analysis: Without changes to Appendix G of part 91, any operator
seeking RVSM authorization would continue to be required to develop and
submit an RVSM maintenance program. A non-commercial operator with no
requirement to hold a maintenance program for any other performance-
based authorization would nevertheless be required to develop and
obtain FAA approval of an RVSM maintenance program--despite the fact
that the operator is already required by FAA regulations to maintain
RVSM equipment in accordance with its type designation and in a
condition for safe operation. Furthermore, the review and approval of
this information would continue to consume FAA resources.
Alternative 2: Replace the current Appendix G requirement that
operators include an ``approved RVSM maintenance program'' with a
requirement that operators ``identify practices'' for the maintenance
of RVSM equipment
Analysis: Relaxing Appendix G application requirements to allow
operators to ``identify practices'' for the maintenance of RVSM
equipment would allow a non-commercial operator to cite the applicable
manufacturer's maintenance manual or instructions for continued
airworthiness. This alternative would likely reduce the time and
resources spent by operators and the FAA in compiling and reviewing
RVSM applications. This alternative is undesirable, however, because it
fails to address the absence of any safety benefits associated with
continuing to require RVSM maintenance programs as a component of an
RVSM application.
If an agency determines that a rulemaking will not result in a
significant economic impact on a substantial number of small entities,
the head of the agency may so certify under section 605(b) of the RFA.
This rule would eliminate an existing duplicative requirement. In doing
so, this rule would, reduce a firm's costs by $5,000; hence the rule
reduces costs. Therefore, as provided in section 605(b), the head of
the FAA certifies that this rulemaking will not result in a significant
economic impact on a substantial number of small entities because this
rule is cost relieving.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this proposed rule and determined that
it would have the same impact on domestic and international entities
and thus has a neutral trade impact.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $151.0 million in lieu of $100
million. This proposed rule does not contain such a mandate; therefore,
the requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3507(d))
requires the FAA to consider the impact of paperwork and other
information collection burdens imposed on the public. The FAA has
determined no PRA requirement for information collection associated
with this proposed rule. Specifically, the cost of preparing and
obtaining approval of a maintenance program was never evaluated as a
paperwork burden in the original PRA Supporting Statement of RVSM (OMB
Control no. 2120-0679).
F. International Compatibility and Cooperation
(1) In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these proposed regulations.
(2) Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory
[[Page 30399]]
cooperation to meet shared challenges involving health, safety, labor,
security, environmental, and other issues, and to reduce, eliminate, or
prevent unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609, and has determined that this action would have
no effect on international regulatory cooperation.
G. Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312d (regulatory documents covering
administrative or procedural requirements) and involves no
extraordinary circumstances.
V. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. The agency has
determined that this action would not have a substantial direct effect
on the States, or the relationship between the Federal Government and
the States, or on the distribution of power and responsibilities among
the various levels of government, and, therefore, would not have
Federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the executive order
and would not be likely to have a significant adverse effect on the
supply, distribution, or use of energy.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy,
or federalism impacts that might result from adopting the proposals in
this NPRM. The most helpful comments reference a specific portion of
the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, commenters should send only one copy of written
comments, or if comments are filed electronically, commenters should
submit only one time.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this proposed rulemaking. Before acting on this
proposal, the FAA will consider all comments it receives on or before
the closing date for comments. The FAA will consider comments filed
after the comment period has closed if it is possible to do so without
incurring expense or delay. The agency may change this proposal in
light of the comments it receives.
Proprietary or Confidential Business Information: Commenters should
not file proprietary or confidential business information in the
docket. Such information must be sent or delivered directly to the
person identified in the FOR FURTHER INFORMATION CONTACT section of
this document, and marked as proprietary or confidential. If submitting
information on a disk or CD-ROM, mark the outside of the disk or CD-
ROM, and identify electronically within the disk or CD-ROM the specific
information that is proprietary or confidential.
Under 14 CFR 11.35(b), if the FAA is aware of proprietary
information filed with a comment, the agency does not place it in the
docket. It is held in a separate file to which the public does not have
access, and the FAA places a note in the docket that it has received
it. If the FAA receives a request to examine or copy this information,
it treats it as any other request under the Freedom of Information Act
(5 U.S.C. 552). The FAA processes such a request under DOT procedures
found in 49 CFR part 7.
B. Availability of Rulemaking Documents
An electronic copy of rulemaking documents may be obtained from the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies or
3. Accessing the Government Printing Office's Web page at https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680.
Commenters must identify the docket or notice number of this
rulemaking.
All documents the FAA considered in developing this proposed rule,
including economic analyses and technical reports, may be accessed from
the Internet through the Federal eRulemaking Portal referenced in item
(1) above.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Aviation safety.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend chapter I of title 14, Code of Federal
Regulations as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 1155, 40103, 40113, 40120,
44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715, 44716,
44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122, 47508,
47528-47531, 47534, articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Amend Appendix G, Section 3 by removing and reserving paragraph
(b)(1).
Issued under authority provided by 49 U.S.C. 106(f), 40113 and
44701 in Washington, DC, on May 20, 2015.
John S. Duncan,
Director, Flight Standards Service.
[FR Doc. 2015-12816 Filed 5-27-15; 8:45 am]
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