Wassenaar Arrangement 2014 Plenary Agreements Implementation and Country Policy Amendments, 29431-29456 [2015-10579]
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Vol. 80
Thursday,
No. 98
May 21, 2015
Part III
Department of Commerce
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Bureau of Industry and Security
15 CFR Parts 738, 740, 742, et al.
Wassenaar Arrangement 2014 Plenary Agreements Implementation and
Country Policy Amendment; Final Rule
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DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 738, 740, 742, 743, 772
and 774
[Docket No. 150304217–5217–01]
RIN 0694–AG44
Wassenaar Arrangement 2014 Plenary
Agreements Implementation and
Country Policy Amendments
Bureau of Industry and
Security, Commerce.
ACTION: Final rule.
AGENCY:
The Bureau of Industry and
Security (BIS) maintains, as part of its
Export Administration Regulations
(EAR), the Commerce Control List
(CCL), which identifies certain of the
items subject to Department of
Commerce jurisdiction. This final rule
revises the CCL to implement changes
made to the Wassenaar Arrangement’s
List of Dual-Use Goods and
Technologies (Wassenaar List)
maintained and agreed to by
governments participating in the
Wassenaar Arrangement on Export
Controls for Conventional Arms and
Dual-Use Goods and Technologies
(Wassenaar Arrangement, or WA) at the
December 2014 WA Plenary Meeting
(the Plenary). The twentieth Plenary
meeting of the Wassenaar Arrangement
was held in Vienna on 2 to 3 December
2014. The Wassenaar Arrangement
advocates implementation of effective
export controls on strategic items with
the objective of improving regional and
international security and stability.
Wassenaar Participating States agreed
to new export controls in a number of
areas, including spacecraft equipment
(Category 9) and technology for fly-bywire/flight-by-light systems (Category
7), while texts for the control of
machine tools (Category 2) and optical
equipment for military utility and fiber
laser components (Category 6) were
substantially revised. In addition,
significant reviews of several categories
resulted in the deletion of obsolete
controls relating to vessels (Category 8)
and in refined controls on Unmanned
Aerial Vehicles—UAVs (Category 9),
specifically taking note of the
substantial progress of technology in
that area. Wassenaar Participating States
modified controls in a number of other
areas, such as equipment for production
of electronic devices (Category 3),
certain telecommunications equipment
where encryption and other
‘‘information security’’ functionality is
limited to operations, administration, or
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SUMMARY:
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maintenance (OAM) tasks (Category
5P2), and general purpose computers or
servers where standard ‘‘information
security’’ functionality is provided by
embedded mass market microprocessors
(CPUs) or operating systems (also
Category 5P2).
This rule amends the CCL by
implementing the changes agreed to by
the WA at the Plenary by revising 42
Export Control Classification Numbers
(ECCNs), adding one ECCN and
removing one ECCN, as well as
amending the General Technology Note,
WA reporting requirements, adding
seven (7) definitions and revising six (6)
definitions in the EAR.
This rule also revises 3 ECCNs to add
License Exception CIV eligibility for
Anisotropic plasma dry etching
equipment and related software and
technology for the development and
production of this equipment, as a result
of BIS’ foreign availability assessment.
Country Group A column 1, the
Coordinating Committee (CoCom)
member countries, is replaced with the
successor national security export
regime the Wassenaar Arrangement
Participating States. In addition, the
second national security column and
the second regional stability column of
the Commerce Country Chart are
amended to harmonize with each other,
as well as make changes based on the
risk of diversion to unauthorized end
user, end uses or destinations.
DATES: This rule is effective: May 21,
2015.
For
general questions contact Sharron Cook,
Office of Exporter Services, Bureau of
Industry and Security, U.S. Department
of Commerce at 202–482–2440 or by
email: Sharron.Cook@bis.doc.gov.
For technical questions contact:
Categories 0, 1 & 2: Michael Rithmire at
202–482–6105
Category 3: Brian Baker at 202–482–
5534
Categories 4 & 5: ITCD staff 202–482–
0707
Category 5 (Satellites): Mark Jaso at 202–
482–0987 or Reynaldo Garcia at 202–
482–3462
Category 6 (optics): Chris Costanzo at
202–482–0718
Category 6 (lasers): Mark Jaso at 202–
482–0987
Category 6 (sensors and cameras): John
Varesi 202–482–1114
Category 8: Darrell Spires 202–482–1954
Categories 7 & 9: Daniel Squire 202–
482–3710 or Reynaldo Garcia 202–
482–3462
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
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Background
The Wassenaar Arrangement (WA) on
Export Controls for Conventional Arms
and Dual-Use Goods and Technologies
is a group of 41 like-minded states
committed to promoting responsibility
and transparency in the global arms
trade, and preventing destabilizing
accumulations of arms. As a
Participating State, the United States
has committed to controlling for export
all items on the WA control lists. The
lists were first established in 1996 and
have been revised annually thereafter.
Proposals for changes to the WA control
lists that achieve consensus are
approved by Participating States at
annual December Plenary meetings.
Participating States are charged with
implementing the agreed list changes as
soon as possible after approval.
Implementation of WA list changes
ensures U.S. companies have a level
playing field with their competitors in
other WA Participating States.
Unless otherwise indicated, the
changes to the EAR described below are
made in order to implement changes to
the WA control lists approved at the
December 2014 Plenary meeting.
Revisions to the Commerce Control List
Revises (42): 0A606, 1A613, 1C002,
1C007, 1C008, 1C010, 1E002, 2B001,
3A001, 3A002, 3A991, 3B001, 4D001,
4E001, 5D001, 5E001, 5A002, 6A001,
6A003, 6A004, 6A005, 6C005, 6D003,
7A003, 7D004, 7E004, 7E001, 8A001,
8A002, 8A620, 8E002, 9A001, 9A003,
9D003, 9A004, 9A010, 9A012, 9B001,
9B010, 9D003, 9D004, and 9E003.
Adds (1): 9D005.
Removes (1): 4D002.
Revises because of the Foreign
Availability Assessment (3): 3B001,
3D001, and 3E001.
Category 0—Nuclear Materials,
Facilities, and Equipment [And
Miscellaneous Items]
0A606 Ground Vehicles and Related
Commodities
ECCN 0A606 is amended by revising
paragraph .b in Note 2 to paragraph .a
in order to remove a comma after the
word ‘‘parts’’ to correct the punctuation.
Category 1—Special Materials and
Related Equipment, Chemicals,
‘‘Microorganisms,’’ and ‘‘Toxins’’
1A613 Armored and Protective
‘‘Equipment’’ and Related Commodities
ECCN 1A613 is amended by adding
‘‘metallic or non-metallic’’ to the
beginning of Items paragraph .a to
clarify that 1A613 includes plates made
from metal or non-metal materials, such
as ceramics, glass, composites, or any
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1E002
combination of metal or non-metal
materials.
1C002 Metal Alloys, Metal Alloy
Powder and Alloyed Materials
ECCN 1C002 is amended by revising
Item paragraphs c.2.f and c.2.g, and
adding Item paragraph c.2.h. Paragraph
c.2.f is revised by removing the word
‘‘or’’ from the end of this paragraph.
Paragraph c.2.g is revised by replacing
the ‘‘and’’ with an ‘‘or’’ at the end of this
paragraph. This rule adds new
paragraph c.2.h to control metal alloy
powder or particulate material specified
in 1C002.c.1 made in a controlled
environment by ‘‘plasma atomization,’’
because this process is capable of
producing fine spherical powders
having the composition specified in
1C002.c.1 and can produce powder
sizes finer than those processes already
listed 1C002.c.2. Also, the definition for
‘‘plasma atomization’’ is added to
§ 772.1 of the EAR.
1C007 Ceramic Powders, Non‘‘Composite’’ Ceramic Materials,
Ceramic-‘‘Matrix’’ ‘‘Composite’’
Materials and Precursor Materials
ECCN 1C007 is amended by revising
the Heading and Item paragraph a. The
Heading is revised by replacing
‘‘ceramic base materials’’ with ‘‘ceramic
powders,’’ because this term is not
commonly used in literature for
ceramics, not commonly recognised by
ceramics manufacturers, and is prone to
misinterpretation. For the same reason,
Items paragraph .a is amended by
replacing ‘‘base materials’’ with
‘‘ceramic powders.’’
1C008 Non-Fluorinated Polymeric
Substances as Follows (see List of Items
Controlled)
ECCN 1C008 is amended by removing
and reserving Items paragraph .b
(Thermoplastic liquid crystal
copolymers), because thermoplastics
have not been able to compete in
structural applications with
thermosetting material controlled in
1C008.a.2.
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1C010 ‘‘Fibrous or Filamentary
Materials’’
ECCN 1C010 is amended by moving
the Technical Notes from below
paragraph .c and adding them to the
beginning of the Items paragraph of the
List of Items Controlled section, because
it applies to the whole ECCN. This rule
also revises Items paragraph d.1.b by
replacing the reference to ‘‘1C008.b to
1C008.f’’ with ‘‘1C008.d to 1C008.f’’ in
order to harmonize with the revision
this rule made to 1C008.
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Other ‘‘Technology’’
ECCN 1E002 is amended by revising
the List Based License Exceptions and
Items paragraphs .c, .c.1., .c.1.c.1.,
.c.1.c.2. and .g; removing Items
paragraphs .c.1.c.3 through .c.1.c.3.c.;
removing and reserving Items paragraph
.d; and removing the Technology Note
to paragraph .g.
1E002.f is removed from License
Exception TSR eligibility because the
General Technology Note, Supplement
No. 2 to part 774, which indicates that
License Exception TSU is not available
for repair ‘‘technology’’ controlled by
1E002.e or .f. A License Requirement
Note is added to explain this in the
ECCN.
Items paragraphs .c, .c.1, .c.1.c.1, and
.c.1.c.2 are amended by replacing the
term ‘‘base materials’’ with ‘‘ceramic
powders,’’ because this term is not
commonly used in literature for
ceramics, not commonly recognised by
ceramics manufacturers and is prone to
misinterpretation.
This rule removes Items paragraphs
.c.1.c.3 through .c.1.c.3.c (technology for
the design or production of ceramic
powders or non-composite ceramic
materials having platelets, whiskers,
and continuous or chopped fibers),
because the advancement of technology
in this area has made the use of these
materials outdated and it is very
unlikely that these materials would ever
be used in the same ceramic
composition formulation.
Items paragraph .d (aromatic
polyamide ‘‘production’’ ‘‘technology’’)
is removed and reserved because this
technology is adequately covered by
ECCN 1E001.
Items paragraph .g is amended by
adding double quotes around the term
‘‘libraries’’, removing the parenthetical
phrase ‘‘(parametric technical
databases)’’ and removing the
Technology Note to paragraph .g that
provided a definition for the term
‘‘library,’’ because the term ‘‘libraries’’ is
changed from a locally defined term to
a globally defined term. See § 774.1(d)
regarding the quote system used in the
CCL. This rule adds the term ‘‘libraries’’
to § 772.1 of the EAR to harmonize with
the WA agreement to make it a global
definition because it is used in both the
WA Military List (ML17) and in 1E002.
Category 2—Materials Processing
Technical Notes for 2B001 to 2B009,
2B201, 2B290 and 2B991 to 2B999
Changes are made in the Technical
Notes under 2B, to provide guidance for
the measurement of ‘‘unidirectional
positioning repeatability’’ (UPR).
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2B001 Machine Tools and any
Combination Thereof, for Removing (or
Cutting) Metals, Ceramics or
‘‘Composites’’, Which, According to the
Manufacturer’s Technical
Specifications, Can Be Equipped With
Electronic Devices for ‘‘Numerical
Control’’
ECCN 2B001 is amended by revising
Items paragraphs a.1, b.1.a, b.2.a
through b.3, c.1.a, c.2 through c.2.c,
Notes 2B001.c paragraph b., and e.2.b.
Items paragraphs a.1, b.1.a, b.2.a
through b.3, c.1.a, c.2 through c.2.c,
Notes 2B001.c paragraph b amendments
change the control parameter for
turning, milling, jig boring and grinding
machine tools from positioning
accuracy (A) to ‘‘unidirectional
positioning repeatability’’ (UPR). This
includes adding a definition for
‘‘unidirectional positioning
repeatability’’ in § 772.1 of the EAR.
Machine tools for milling and turning
having five or more axes are grouped in
3 divisions depending on the travel
length of axis (length < 1m, 1m ≤ length
< 4m and length ≥ 4m) to which specific
control thresholds are associated (1.1
mm, 1.4 mm and 6 mm). Other machines
(Turning, milling, grinding and jig
boring) would be controlled based upon
a specific UPR value and, as
appropriate, their number of linear/
rotary axes. The main reason for the
change is that UPR represents the best
possible accuracy for machine tools.
Additionally, there is no systematic
error in the measurement of UPR
therefore there is no need for
compensation. In particular, this may
solve a loophole that currently exists
with the measurement of positioning
accuracy which is dependent on
compensation. In the course of
discussions at WA, delegations also
addressed the question of used
machines for which UPR values may not
be specified or available. Generally
there is a factor of 1 to 3 (According to
ISO) between A and UPR. This ratio
could be another tool that can assist in
classifying used machine tools.
Items paragraph e.2.b is amended to
add double quotes around the term
‘‘accuracy’’ to indicate that the term is
defined in § 772.1 of the EAR. See
§ 774.1(d) regarding the quote system
used in the CCL.
Category 3—Electronics
3A001 Electronic Components and
‘‘Specially Designed’’ ‘‘Components’’
Therefor
ECCN 3A001 is amended by revising
Items paragraphs a.5.b.1 and a.5.b.2, a.7,
a.7.a and a.7.b, the Technical Notes
following a.7.b, b.7, b.10, and b.11.f and
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b.11.g. Items paragraph a.5.b., which
describes Digital-to-Analog Converters
(DAC) having resolution of 10 bit or
more, is amended by replacing the ‘‘or
greater’’ with ‘‘greater than’’ for the
‘adjusted updated rate.’ Items paragraph
a.5.b.2, which describes DACs having
resolution of 12 bit or more, is amended
by removing the text ‘‘equal to or.’’
Items paragraphs a.7.a and a.7.b, which
specify parameters for Field
Programmable Logic Devices (FPLDs),
are amended by raising the maximum
number of single-ended digital input/
outputs from ‘‘500 or greater’’ to
‘‘greater than 700’’ and ‘aggregate oneway peak serial transceiver data rate’
from ‘‘of 200 Gb/s or greater’’ to ‘‘500
Gb/s or greater.’’ These revisions are
made to reflect the advances made in
recent years to Field Programmable Gate
Arrays (FPGA) and to reduce controls
on used devices. Technical Note 1 that
follows Items paragraph a.7.b is
removed because the Note above it
already specifies FPGAs and Field
Programmable Logic Arrays (FPLAs) in
the list of devices included in
3A007.a.7.
Items paragraph b.7, converters and
harmonic mixers, is amended to add
detailed parameters, (e.g., output power,
frequency range, operating range), for
converters and harmonic mixers that
can extend the frequency range of
equipment in 3A002.c through .f (signal
analyzers, signal generators, network
analyzers, and microwave test
receivers).
Items paragraph b.10, oscillators or
oscillator assemblies, is amended to
clarify that 3A001.b.10 applies not only
between 10 Hz and 10 kHz, but also at
those frequencies, which ensures that
oscillators are properly controlled. The
revisions to 3A001.b.10 seek to adjust
the formula defining the control
thresholds so that they closely
approximate the actual shape of the
phase noise curve in real oscillators/
instruments. This will increase the
effectiveness of the controls.
3A001.b.11.f and b.11.g are revised by
raising the upper frequency limit of 75
GHz to 90 GHz to align the specified
maximum frequency to a standard
waveguide frequency breakpoint that is
relevant to current commercial
applications.
3A002 General Purpose Electronic
Equipment
ECCN 3A002 is amended by revising
Items paragraphs a.5.a through a.5.c;
adding paragraph 3. to the Technical
Notes following Items paragraph a.5.c;
revising Items paragraphs .c through c.3,
c.4.a, .d through d.1.a, d.2, d.3.b through
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d.4.b, d.5, Note 1 after d.5, Technical
Note 1 after d.5, and e.1 through e.2.
3A002.a.5.c and Technical Note
paragraph 3 are added to the recording
equipment and oscilloscopes control to
clarify the scope of controls and, in
particular, to address an issue of overlap
between waveform digitizers and
transient recorders specified by
3A002.a.5 and digital instrumentation
data recorder systems specified by
3A002.a.6.
3A002.c (Signal analyzers) is
amended by removing the term ‘radio
frequency,’ which is no longer
consistent with the scope of controls
specified by this entry. The term ‘radio
frequency’ indicates frequencies up to 6
GHz, but the subparagraphs 3A002.c.1
through c.3, in which frequencies are
specified, all refer to frequencies of 31.8
GHz and higher.
In 3A002.c.1, although the frequency
breakpoint for this band has been 37.5
GHz, it is now recognized that the
breakpoint is 37 GHz, as per ETSI EN
300 197.
In 3A002.c.2, c.3, d.2 (Signal
analyzers and generators), e.1 and e.2
(network analyzers) the high-frequency
maximum limit is raised to 90 GHz.
This figure corresponds to the
maximum frequency of E-band
waveguide (60–90 GHz), which is
relevant to current commercial
applications.
3A002.c.4.a is revised by increasing
the control threshold (real-time
bandwidth) from 85 to 170 MHz.
Civilian data communication networks
have increased in bandwidth to
facilitate and promote these legitimate
commercial uses. The updated
threshold for real-time bandwidth
addresses the 802.11ac WiFi standard.
3A002.d (signal generators) is revised
to align the controls with current
commercial technology requirements,
specifically driven by commercial RF
(Radio Frequency)/MW (Microwave)
communication systems, while
maintaining control on equipment of
national security interests. The
bandwidth (frequency change) is
increased uniformly to 2.2 GHz and the
frequency switching time is decreased
uniformly to 100 ms (except in the range
31.8–37 GHz, for which the bandwidth
and frequency switching time
thresholds remain, unchanged). These
changes are motivated by developments
in modern commercial communication
applications that are utilizing the
modulation formats of the IEEE
802.11ad standard.
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3A991 Electronic Devices, and
‘‘Components’’ not Controlled by 3A001
ECCN 3A991 is amended by revising
the introductory text to Items paragraph
.d (field programmable logic devices) by
raising the maximum limit of input/
outputs from 500 to 700 in order to
accommodate technological advances in
this area and to correspond to the
change made to 3A001.a.7, i.e., greater
than 700. In addition, the text of this
paragraph is simplified by replacing the
phrase ‘‘input/outputs of 200 or greater
and less than 700’’ to ‘‘input/outputs
between 200 and 700,’’ which means the
range includes 200 and 700.
3B001 Equipment for the
Manufacturing of Semiconductor
Devices or Materials and ‘‘Specially
Designed’’ ‘‘Components’’ and
‘‘Accessories’’ Therefor
ECCN 3B001 is amended by revising
the License Exception CIV eligibility
paragraph and revising Items paragraphs
f.1.a through f.2. The License Exception
CIV eligibility paragraph is revised by
adding 3B001.c (anisotropic plasma dry
etching equipment) in light of a foreign
availability assessment completed by
BIS that concluded that equivalent
items are available in China and
therefore, no longer warrant CIV
eligibility. Two lithography equipment
parameters in 3B001.f are revised to
recognize the movement of the state of
the art of lithography equipment and
feature size of advanced integrated
circuits of significance to the military. A
modernization of ‘‘Minimum Resolvable
Feature size’’ (MRF) from 95 nm to 45
nm in Items paragraph f.1.b also
required a change to the source
wavelength in Items paragraph f.1.a
used in direct step wafer lithography
equipment. Therefore, Items paragraph
f.1.a is revised by lowering the light
source wavelength from ‘‘shorter than
245 nm’’ to ‘‘shorter than 193 nm.’’ In
addition, the feature control parameter
for imprint lithography in Items
paragraph f.2 is revised from 95 nm to
45 nm to be consistent with the changes
to direct step wafer equipment in Items
paragraph f.1.
3D001 and 3E001
The License Exception CIV eligibility
paragraphs are revised by adding
software and technology for 3B001.c
(anisotropic plasma dry etching
equipment), because of the foreign
availability assessment completed by
BIS that concluded that equivalent
items are available in China and
therefore, no longer warrant control.
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Category 4—Computers
4D001 ‘‘Software’’
ECCN 4D001 is amended by revising
the License Exception TSR eligibility
paragraph in the List Based License
Exceptions section; revising the License
Exception STA ineligibility paragraph
in the Special Conditions for STA
section; and revising Items paragraph
b.1 in the List of Items Controlled
section. Because the Adjusted Peak
Performance in Items paragraph .b is
raised from 0.60 Weighted TeraFLOPS
(WT) to 1.0 WT, the License Exception
TSR eligibility paragraph and the
License Exception STA ineligibility
paragraphs are adjusted from 1.0 WT to
2.0 WT to account for technological
advancements in software for the
development and production of
computers.
4D002 ‘‘Software’’ ‘‘Specially
Designed’’ or Modified To Support
‘‘Technology’’ Controlled by 4E (Except
4E980, 4E992, and 4E993)
4D002 is removed from the Commerce
Control List, because is it no longer in
use and not of national security
concern.
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4E001 ‘‘Technology’’
ECCN 4E001 is amended by revising
the License Exception TSR eligibility
paragraph in the List Based License
Exceptions section; revising the License
Exception STA ineligibility paragraph
in the Special Conditions for STA
section; and revising Items paragraph
b.1 in the List of Items Controlled
section. Because the Adjusted Peak
Performance in Items paragraph .b is
raised from 0.60 Weighted TeraFLOPS
(WT) to 1.0 WT, the License Exception
TSR eligibility paragraph and the
License Exception STA ineligibility
paragraphs are adjusted from 1.0 WT to
2.0 WT to account for technological
advancements in software for the
development and production of
computers.
Technical Note on ‘‘Adjusted Peak
Performance’’ (‘‘APP’’)
Note 6 of the Technical Note on
‘‘APP’’ is amended by removing the
requirement to calculate the APP value
for multiple memory/processor
combinations operating simultaneously
utilizing ‘‘specially designed’’ hardware,
such as external interconnection
equipment controlled under 4A003.g.
Two Technical Notes are added after
Note 6 for clarification on APP
requirements for multi-processor
systems. The revision to Note 6
simplifies the Note, eliminates an
instance of ‘‘specially designed,’’ and
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tightens the focus of the control on the
more capable shared-memory computer
systems. The Technical Note is added to
define when processors actually share
memory.
Category 5 Part 1—
‘‘Telecommunications’’
5D001 ‘‘Software’’
ECCN 5D001 is amended by removing
and reserving Items paragraph .b,
‘‘Software’’ ‘‘specially designed’’ or
modified to support ‘‘technology’’
controlled by 5E001, because this
control is outdated and no longer in use.
5E001 ‘‘Technology’’
ECCN 5E001 is amended by revising
Items paragraph c.1, infrastructure
transmission and switching
‘‘technology’’, to raise the ‘‘total digital
transfer rate’’ from 120 Gbit/s to 560
Gbit/s in order to accommodate
advances in technology and in public
standards.
Category 5 Part 2—‘‘Information
Security’’
Category 5 Part 2 is amended to revise
Note 1 to Category 5 Part 2, 5A002.a and
5A002.b to clarify that these entries
apply to any system, equipment or
component that meet the control
parameters specified in a particular
5A002 or 5B002 entry. Prior to this
revision there was a risk that exporters
would interpret the current language to
exclude some items that have
‘‘information security’’ functionality but
are not specifically listed. The
definition of ‘‘cryptanalytic items’’ in
§ 772.1 of the EAR is similarly revised,
for the same reasons.
ECCN 5A002 is amended by revising
the Related Controls paragraph in the
List of Items Controlled section to add
recently added paragraphs, i.e., (k), (l),
and (m) to Related Controls Note 2.
This rule also revises paragraph (j) in
the Note at the beginning of the Items
section, 5A002.b, 5D002.d and 5E002.b
and the definition of ‘‘cryptographic
activation’’ in order to address a
loophole regarding the ‘cryptographic
activation’ controls. The concept of
‘‘cryptographic activation’’ was
introduced in 2010. The purpose of (j)
is to release from control cryptographic
equipment where the cryptographic
capability cannot be enabled without
some kind of additional mechanism
such as a license key that is securely
kept and bound to the equipment being
activated. However, it was found that
the original wording of the definition
did not explicitly exclude certain
circumstances by which export controls
on cryptography could be circumvented
by a manufacturer.
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A new paragraph (l) is added to the
Note at the beginning of Items paragraph
to exclude from 5A002 routers, switches
or relays, where the ‘‘information
security’’ functionality is limited to the
tasks of ‘‘Operations, Administration or
Maintenance—OAM,’’ implementing
only published or commercial
cryptographic standards. In addition, a
definition for ‘‘Operations,
Administration or Maintenance’’
(‘‘OAM’’) is added to § 772.1 of the EAR,
as well as a new Note under 5D002.c.
New paragraph (m) is added to the
Note at the beginning of the Items
paragraph to exclude from 5A002
general purpose computing equipment
or servers having standard ‘information
security’ functionality from their
embedded mass market microprocessors
(CPUs) and operating systems, in
addition to OAM functionality.
The Note to 5A002.a.2 (Equipment
performing cryptanalytic functions) is
amended by replacing the word
‘cryptanalysis’ with ‘cryptanalytic
functions’ and adding a new Technical
Note to clarify the meaning of
‘cryptanalytic functions’. This
eliminates ambiguity by explicitly
defining the term ‘cryptanalytic
functions’ for purposes of the control,
while keeping the term ‘cryptanalysis’
as a local definition to the overall
definition of ‘‘information security.’’
The definition of ‘‘cryptanalytic
items’’ in § 772.1 of the EAR is similarly
revised to make clear references to
‘cryptanalytic functions’ and
‘cryptanalysis.’
Items paragraph a.9 and the Technical
Note following Items paragraph a.9 are
corrected by replacing the single quotes
with double quotes around the term
‘‘quantum cryptography’’ and removing
Technical Note 1, which is the
definition for ‘‘quantum cryptography,’’
because that term is now defined in
§ 772.1 of the EAR. See § 774.1(d)
regarding the quote system used in the
CCL.
Category 6—Sensors and Lasers
6A001 Acoustic Systems, Equipment
and ‘‘Components’’
ECCN 6A001 is amended by revising
Items paragraph a.1.a.2.a.2; the
Technical Note after Items paragraph
a.1.a.2.a.2; and Items paragraph a.1.a.3.
Items paragraph a.1.a.2.a.2 (Underwater
survey equipment designed for seabed
topographic mapping) is amended to
add the unit ‘‘m/s’’ to the sounding rate
parameter. The Technical Note that
defines ‘sounding rate’ is amended by
adding the guidance, ‘‘for systems that
produce soundings in two directions
(3D sonars), the maximum of the
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‘sounding rate’ in either direction
should be used.’’
Items paragraph a.1.a.3 (Side Scan
Sonar (SSS) or Synthetic Aperture Sonar
(SAS), designed for seabed imaging) is
amended by adding a control for
‘‘specially designed transmitting and
receiving acoustic arrays therefor,’’
because the quality and size of the
transmitting and receiving hydrophone
arrays is a key component to the
performance of the overall system.
This rule also revises the introductory
text of Items paragraph a.1.c to add two
commas and 1 set of parentheticals for
clarity; adds the phrase ‘‘not specified
by 6A001’’ to Note 1 that appears after
Items paragraph a.1.c; removes Items
paragraph a.1.c.1 and adds in its place
Items paragraphs a.1.c.1, a.1.c.1.a and
a.1.c.1.b; removes the Technical Note
after Items paragraph a.1.c.1 and adds a
Technical Note after Items paragraph
a.1.c.1.b; and removes and reserves
Items paragraph a.1.c.2. The revised text
of 6A001.a.1.c (Acoustic Projectors) is
intended to address an issue with the
former text that did not specify the
conditions under which the specified
criteria were to be determined.
6A003 Cameras, Systems or
Equipment, and ‘‘Components’’
Therefor
ECCN 6A003 is amended by removing
the special license requirement for Hong
Kong in the License Requirement Table,
because 6A003.b.4.b already requires a
license under NS:2, RS:1 and RS:2 for
these items.
ECCN 6A003 is amended by revising
the Reporting Requirement Note, under
the License Requirement Table, by
replacing the list of countries with a
reference to the newly revised Country
Group A:1 of Supplement No. 1 to part
740. This is to align with the revision of
the Regional Stability requirements for
these items in § 742.6 and the overall
national security country group
amendments.
ECCN 6A003 is amended by revising
Items paragraphs a.3 through a.3.b,
paragraph b.4.c.1 in Note 3 to
6A003.b.4.b that appears after Items
paragraph b.4.c; and revising paragraph
.b in Note 4 to 6A003.b.4.c that appears
after Items paragraph b.4.c. Items
paragraph a.3 through a.3.b (mechanical
or electronic streak cameras) are
amended by restructuring the control
text in a cascading format to apply the
writing speed parameter to mechanical
camera and a temporal resolution to
electronic tube cameras. As a result,
plug-ins for streak cameras are
decontrolled, which are relatively
simple devices and do not represent a
concern.
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Note 3 and 4 to 6A003.b.4.b and
6A003.b.4.c respectively are amended to
adjust the parameters in order to
decontrol imaging cameras as a
component of a night vision system for
civil passenger land vehicles.
6A004 Optical Equipment and
‘‘Components,’’
ECCN 6A004 is amended by revising
the GBS and CIV paragraphs under the
List Based License Exceptions section,
adding a Technical Note after
introductory Items paragraph 6A004.a;
revising Items paragraph a.1, including
adding subparagraphs a.1.a through
a.1.b.2; and removing and reserving
Items paragraph d.4. 6A004.a.1 is
revised to address an issue with the text
that essentially captured all deformable
mirrors (DMs) on the market,
irrespective of their military
significance. The revised text includes
new parameters that more closely
identifies DMs with clear military utility
and significance.
In addition, this rule revises Items
paragraph a.4, including adding
subparagraphs a.4.a through a.4.b.2.b
and N.B after a.4.b.2.b. The revised text
of 6A004.a.4 (Mirrors for beam steering
mirror stages) and 6A004.d.2 (Beam
steering mirrors stages and resonator
alignment equipment) are updated to
align the parameters with technological
advancements in this area.
This rule also revises Items paragraph
d.2, including adding subparagraphs
d.2.a through d.2.b in order to separate
and modernize the beam steering mirror
controls in 6A004.a.4 and mirror control
equipment listed 6A004.d.2.
Optical control equipment for
segmented mirror alignment in
6A004.d.4 is removed because space
qualified segmented mirror systems are
already captured by 6A004.c.3, which
makes the 6A004.d.4 control entirely
redundant. Any non-space qualified
optical control equipment for segmented
mirror alignment is widely available
and does not warrant control. License
Exception GBS and CIV paragraphs are
amended to remove reference to
6A004.d.4.
6A005 ‘‘Lasers,’’ ‘‘Components’’ and
Optical Equipment
ECCN 6A005 is amended by removing
the Note to 6A005.c that appears after
the Items paragraph .c; revising Items
paragraph e.2; adding a Note to Items
paragraph e.2; and adding Items
paragraph e.3.
The Note to 6A005.c is removed
because some of the referenced laser
technologies no longer exist. However,
this does not mean that all the lasers
listed in this Note are decontrolled, and
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exporters should look to specific ECCNs
related to specific lasers to confirm
control status.
Items paragraph e.2 (optical mirrors or
transmissive or partially transmissive
optical or electro-optical’’components,’’) is amended to move
‘‘fused tapered fiber combiners and
Multi-Layer Dielectric gratings (MLDs)’’
to Items paragraph e.3.c. Items
paragraph e.3 (fiber laser components) is
added to specify parameters for fiber
laser components of concern.
6C005 Laser Material
The Heading of 6C005 is amended to
be more general, because specific items
paragraphs are added to this entry. What
was previously specified by the Heading
is now specified in Items paragraph
6C005.a. Rare-earth-metal doped
double-clad fibers are added to 6C005.b
to specify components of concern.
6D003 Other ‘‘Software’’
6D003.d is added to control
‘‘software’’ specially designed to
maintain the alignment and phasing of
segmented mirror systems consisting of
mirror segments having a diameter or
major axis length equal to or larger than
1 m. While this rule removes optical
control equipment specially designed to
maintain the alignment and phasing of
segmented mirror systems from
6A004.d.4, because it is widely
available, the software for such
purposes is not widely available and
still warrants controls.
Category 7—Navigation and Avionics
7A003 ‘Inertial Measurement
Equipment or Systems’
This rule replaces the reference to
‘civil aviation authorities in a
Wassenaar Arrangement Participating
State’ with ‘civil aviation authorities of
one or more Wassenaar Arrangement
Participating States’ in various entries of
the control lists (7A003 Note 2, 9A001.a,
9E003.h). This change acknowledges the
fact that, for example in Europe the
authority for certifying civil aircraft and
components for airworthiness is the
European Aviation Safety Agency
(EASA). It would ensure that the Notes
continue to apply to aircraft and
components certified in European
countries that may no longer have a
Civil Aviation Authority.
7D004 & 7E004 Fly-by-Wire and Flyby-Light ‘‘Source Code’’ and
‘‘Technology’’
ECCN 7D004 and 7E004 are amended
by revising the Related Controls
paragraph in the List of Items Controlled
section to remove reference to ECCNs
0D521 and 0E521, because these items
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have been added to 7D004.c and
7E004.b.7 and b.8. Accordingly, 0D521
No. 2 and 0E521 No. 6 are removed from
the Table of Supplement No. 5 to part
774 of the EAR.
These changes are intended to address
an issue with the current text which
only controls ‘active flight control
systems’ for protection-predictive
diagnosis (7E004.b.3 and 7E004.b.4) and
the related software in 7D004. The
revised text will cover technology and
software ‘‘know-how’’ related to high
performance fly-by-wire/fly-by-light
systems that could enhance the
performance capabilities of systems of
concern. Source code for fly-by-wire/flyby-light systems is addressed in a new
entry 7D004.c.
There are two main revisions to
7E004: Addition of a 7E004.b.7, which
is intended to control the
‘‘development’’ ‘‘technology’’ for
specific fly-by-wire functions/
capabilities, which enable or enhance
critical military capabilities; and
addition of 7E004.b.8, which controls
the technology to design a fault tolerant
fly-by-wire system that has a Probability
of Loss of Control (PLOC) rate of less
(better) than 1×10¥9. Also the Note that
appeared after paragraph b.6 is moved
to after paragraph b.8.b, as well as
adding double quotes around the word
‘‘technology’’ within the Note.
from 8A001 remains controlled in
newly added 8E002.c.
8A002 Marine Systems, Equipment,
‘‘Parts’’ and ‘‘Components’’
ECCN 8A002 is amended by removing
Items paragraphs .k (skirts, seals and
fingers), .l (Lift fans), .m (fully
submerged subcavitating or
supercavitating hydrofoils, ‘‘specially
designed’’ for vessels controlled by
8A001.h), .n (active systems ‘‘specially
designed’’ or modified to control
automatically the sea-induced motion of
vehicles or vessels, controlled by
8A001.f, 8A001.g, 8A001.h or 8A001.i),
and o.1 (Water-screw propeller or power
transmission systems, ‘‘specially
designed’’ for surface effect vehicles
(fully skirted or rigid sidewall variety),
hydrofoils or ‘small waterplane area
vessels’ controlled by 8A001.f, 8A001.g,
.8A001.h or 8A001.i), because these are
support systems for the items being
deleted in 8A001. Commodities no
longer controlled in 8A002 may now be
controlled in ECCN 8A992 (Vessels,
marine systems or equipment, not
controlled by 8A001 or 8A002, and
‘‘specially designed’’ ‘‘parts’’ and
‘‘components’’ therefor, and marine
boilers and ‘‘parts,’’ ‘‘components,’’
‘‘accessories,’’ and ‘‘attachments’’).
8A001 Submersible Vehicles and
Surface Vessels
8A620 Submersible Vessels,
Oceanographic and Associated
Commodities
ECCN 8A620 is amended by revising
Items paragraph .f (Closed and semiclosed circuit (rebreathing) apparatus
‘‘specially designed’’ for military use
and not enumerated elsewhere in the
CCL or in the USML) by removing the
control for ‘‘specially designed’’
‘‘components’’ for use in the conversion
of open-circuit apparatus to military
use, because none have been identified.
ECCN 8A001 is amended by removing
Items paragraphs .f (surface-effect
vehicles (fully skirted variety)), .g
(surface-effect vehicles (rigid
sidewalls)), .h (hydrofoil vessels with
active systems for automatically
controlling foil systems), and .i (small
waterplane area vessels), because these
control entries are obsolete.
Commodities no longer controlled in
8A001 may now be controlled in ECCN
8A992 (Vessels, marine systems or
equipment, not controlled by 8A001 or
8A002, and ‘‘specially designed’’
‘‘parts’’ and ‘‘components’’ therefor, and
marine boilers and ‘‘parts,’’
‘‘components,’’ ‘‘accessories,’’ and
‘‘attachments’’). ‘‘Technology’’
according to the General Technology
Note for the ‘‘development’’ or
‘‘production’’ of the equipment removed
8E002 Other ‘‘Technology’’
ECCN 8E002 is amended by removing
License Exception TSR eligibility,
because 8E002.a is specifically
ineligible for License Exception TSU
pursuant to the Note in the General
Technology Note (GTN) of Supplement
No. 2 to part 774. This rule also adds a
License Exception Note to the List
Based License Exceptions section to
reference the Note to the GTN, which
makes this ECCN ineligible for License
Exception TSU, so that people do not
overlook the Note to the GTN that has
been in existence for more than a
decade. In addition, this rule adds Items
paragraph .c to maintain controls on
‘‘technology’’ according to the General
Technology Note for the ‘‘development’’
or ‘‘production’’ of equipment deleted
from 8A001.f through .i. Even though
7E001 Technology for Items Controlled
in Category 7
7E001 Heading is corrected to reinsert
the exceptions to 7A994 and 7B994 that
were inadvertently removed by the last
WA implementation rule.
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Category 8—Marine
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this equipment is obsolete to those that
have advanced technology, the
technology still warrants controls
because of the usefulness of the
equipment.
Category 9—Aerospace and Propulsion
9A001
Aero Gas Turbine Engines
ECCN 9A001 is amended by revising
Notes 1 and 2 in Items paragraph .a for
reasons explained under 7A003 above.
9A003 and 9D003 (Components and
Software for Gas Turbine Engines)
ECCNs 9A003 and 9D003 are
amended by revising the Headings by
replacing the ‘‘and’’ with ‘‘or’’ and to
also control the ‘‘specially designed’’
assemblies or components of the
Auxiliary Power Unit (APU) (which
incorporate ‘‘technologies’’ controlled
by 9E003.a and 9E003.h) and FADEC
software of the APU until it becomes
decontrolled by Note 2 under 9A001
(APU’s). The changes also make clear
that when an APU becomes
decontrolled by Note 2 under 9A001,
then the specially designed assemblies
or components, as well as the FADEC
software, can be exported without any
further licensing requirements. Item
paragraph .b is revised to align the
country scope with the Wassenaar
Participating States of Supplement No.
1 to part 743 of the EAR.
9A004 Space Launch Vehicles and
‘‘Spacecraft,’’ ‘‘Spacecraft Buses’’,
‘‘Spacecraft Payloads’’, ‘‘Spacecraft’’
On-Board Systems or Equipment, and
Terrestrial Equipment
ECCN 9A004 is amended by revising
the Heading; revising the License
Requirements section; redesignating
Items paragraph .a as .w; adding
paragraphs .a through .f.2; and revising
the range of paragraphs that are
Reserved from ‘‘b. through w.’’ to ‘‘g.
through v.’’
Items paragraph .a (the International
Space Station) is moved to Items
paragraph .w, in order to add newly
designated Items paragraphs .a (space
launch vehicles), .b (‘‘spacecraft’’), .c
(‘‘spacecraft buses’’), .d (‘‘spacecraft
payloads’’), .e (on-board systems or
equipment, specially designed for
‘‘spacecraft’’), and .f (terrestrial
equipment, specially designed for
‘‘spacecraft’’). Even though these Items
paragraphs .a–.f are controlled under a
different ECCN 9A515, as indicated by
the new License Requirement Note, they
are listed here so they harmonize with
the placement of them in the Wassenaar
Arrangement Dual-use List in order to
create a pointer to ECCN 9A515 for
those that look for them here first. BIS
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will keep using 9A515 for these items
because it works best with the unique
export controls of the U.S., in that the
‘‘15’’ in the number corresponds to the
category on the USML where related
military items are specified.
Prior to publication of this rule, only
some specific components were
controlled on their own merits in the
relevant categories (e.g., sensors), and
when exported separately. The new
controls capture the major subassemblies or equipment of a satellite
that represent a high level of technology
and are sensitive in terms of the
potential military application they
confer. This is the case of ‘‘spacecraft
buses’’ (9A004.c), ‘‘spacecraft payloads’’
incorporating specific items controlled
elsewhere in the CCL (9A004.d), onboard systems or equipment performing
specific functions such as Attitude and
Orbit Control (9A004.e) and terrestrial
equipment—telemetry and
telecommand equipment or
simulators—(9A004.f).
Finally, the terms ‘‘spacecraft bus’’
and ‘‘spacecraft payload’’ are added to
§ 772.1 to avoid any ambiguity in the
terms used, reflecting the technical state
of the art and the commercial practices,
and to facilitate common interpretation
of both concepts.
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9A010 ‘‘Specially Designed’’ ‘‘Parts,’’
‘‘Components,’’ Systems and Structures,
for Launch Vehicles, Launch Vehicle
Propulsion Systems or ‘‘Spacecraft’’
ECCN 9A010 is amended by adding a
List of Items Controlled section and
Items paragraph heading; and adding
Items paragraphs .a through .d in order
to harmonize with the Wassenaar DualUse List placement and to direct people
who may look for them here first to the
ITAR. These items are ‘‘subject to the
ITAR’’ (See 22 CFR parts 120 through
130).
9A012 Non-Military ‘‘Unmanned
Aerial Vehicles,’’ (‘‘UAVs’’), Unmanned
‘‘Airships’’, Related Equipment and
‘‘Components’’
ECCN 9A012 is amended by revising
the Heading, the MT paragraph in the
License Requirements section, and
Items paragraphs .a through b.2, and b.4.
The word ‘system’ is deleted from the
Heading because the revised text no
longer includes systems. The
capitalization of words that are
abbreviated for the first time is corrected
in the MT license requirement
paragraph. The revised text of 9A012.a
limits the control of UAVs to those
designed to have controlled flight out of
the direct ‘natural vision’ of the
‘operator’ and having either: 1) A
maximum ‘endurance’ greater than or
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equal to 30 minutes but less than 1 hour
and designed to take-off and have stable
controlled flight in wind gusts of 25
knots or greater, or 2) A maximum
‘endurance’ of 1 hour or greater. Three
new Technical Notes explain what is
meant by ‘operator,’ ‘endurance,’
‘natural vision.’ Items paragraphs b.1
and b.2 are deleted because remote
control components are very hard to
distinguish from model aircraft remote
control units for smaller platforms, or
they are not considered as critical
enabling equipment for larger platforms.
Items paragraph b.4 is amended to make
the SI system (International System of
Quantities ISO) the main reference for
parameters as agreed to by WA.
9B001 Equipment, Tooling or Fixtures,
‘‘Specially Designed’’ for Manufacturing
Gas Turbine Engine Blades, Vanes or
‘‘Tip Shrouds’’
ECCN 9B001 is amended by revising
the Heading; the Special Conditions for
STA section; Items paragraph .b; and
adding Items paragraph .c. The Heading
is amended by replacing the ‘‘and’’ with
‘‘or,’’ adding the word ‘‘engine’’ before
‘‘blades,’’ replacing ‘‘tip shroud’’ with
‘‘tip shrouds,’’ and removing the word
‘‘castings’’ to clarify the scope of the
entry. Paragraph .b includes a control on
cores or shells made from refractory
metals. The Special Conditions for STA
that apply to Country Group A:6 are
revised to expand the scope to all of
9B001 to reflect the limited availability
of 9B001.a equipment outside of WA
Participating countries and the emerging
technology of 9B001.c. This change is
also reflected in Supplement No. 6 to
part 774 ‘‘Sensitive List.’’ Items
paragraph .b is revised to update the
current entry and provide a more
comprehensive description of the
critical production tools for the
manufacture of gas turbine blades, vanes
or tip shrouds. Paragraph 9B001.c is
added to control additive manufacturing
equipment for turbine components.
9B010 Equipment ‘‘Specially
Designed’’ for the Production of Items
Specified by 9A012
ECCN 9B010 is amended by revising
the Heading to harmonize with the
changes made to ECCN 9A012.
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9D003 ‘‘Software’’ Incorporating
‘‘Technology’’ Specified by ECCN
9E003.h and Used in ‘‘FADEC Systems’’
for Systems Controlled by ECCN 9A001
to 9A003, 9A101 (Except for Items in
9A101.b that are ‘‘Subject to the ITAR’’,
See 22 CFR Part 121), 9A106.d or .e, or
9B (Except for ECCNs 9B604, 9B610,
9B619, 9B990, and 9B991)
The Heading of 9D003 is amended by
removing the word ‘‘propulsion’’ to
clarify the scope of the entry and by
removing 9A004 from the range of
systems related to ‘‘FADEC Systems.’’
ECCN 9A004 now controls spacecraft
items, which have no gas turbine
engines. FADEC Systems are defined for
gas turbine engines.
9D004 Other ‘‘Software’’
ECCN 9D004 is amended by revising
Items paragraphs .c and .e to specify
software that is specially designed to
control the crystal growth process in
casting or additive manufacturing
equipment specified in 9B001.a or
9B001.c, respectively.
9D005 ‘‘Software’’ Specially Designed
or Modified for the Operation of Items
Specified by 9A004.e or 9A004.f. (This
‘‘Software’’ Is Controlled by ECCN
9D515)
A new entry 9D005 is added to the
CCL to control related software to the
new spacecraft controls added to 9A004.
However, these Items are already
controlled under ECCN 9D515 on the
CCL, as indicated by the text in the
parentheticals. This entry is added to
the CCL to harmonize with the
placement of them in the Wassenaar
Arrangement Dual-use List and so that
people who look for them here first will
be directed to ECCN 9D515 where they
are controlled in the CCL. BIS will keep
using 9D515 for this software because it
works best with the unique export
controls of the U.S., in that the ‘‘15’’ in
the number corresponds to the category
on the USML that specifies related
military items.
9E003 Other ‘‘Technology’’
ECCN 9E003 is amended by revising
the SI License Requirement paragraph
in the License Requirements section, the
items paragraphs a.3 through a.4,
redesignating paragraph .j as .k, and
adding new Items paragraph .j. The SI
license requirement paragraph is
amended by replacing the reference to
paragraph .j with .k, because .j was
redesignated as .k. Item paragraph a.3 is
amended to address an overlap between
entries 1E001, 9E003.a.3.a and
9E003.a.3.c. Item paragraph a.4 is
updated to align with 9E003.a.2 and
9E003.a.5. The Note to 9E003.h that
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appears after Items paragraph h.3 is
revised to align the country scope with
the Wassenaar Participating States of
Supplement No. 1 to part 743 of the
EAR. Items paragraph .j is added to
control wing-folding systems on large,
high-speed civil jet aircraft that
represent an emerging technology in the
civilian sector, as current wing folding
systems are generally limited to military
aircraft designed to operate from aircraft
carriers and to smaller general aviation
aircraft.
Supplement No. 5 to Part 774 ‘‘Items
Classified Under ECCNS 0A521, 0B521,
0C521, 0D521 and 0E521’’
Supplement No. 5 to part 774 is
amended by removing and reserving
0D521 No. 2 ‘‘Source code’’ for the
‘‘development’’ of fly-by-wire control
systems’’; and removing 0E521 No. 6
‘‘Technology’’ for fly-by-wire control
systems,’’ because this software and
technology are now controlled in 7D004
and 7E004.
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Supplement No. 6 to Part 774
‘‘Sensitive List’’
Supplement No. 6 to part 774
‘‘Sensitive List’’ is amended by revising
paragraph (2), removing and reserving
paragraph (5)(iv), and revising
‘‘9B001.b’’ to read ‘‘9B001’’ in paragraph
(9)(ii). Paragraph (2) ‘‘2D001, 2E001, and
2E002’’ are revised to harmonize with
changes made to Category 2 of the CCL,
e.g., changing ‘‘stated positioning
accuracy’’ to ‘‘unidirectional positioning
repeatability.’’ Paragraph (5)(iv)
‘‘5D001.b—‘‘Software’’ specially
designed or modified to support
‘‘technology’’ controlled by this
Supplement’s description of 5E001.a’’ is
removed and reserved because this
control is outdated and no longer used.
Paragraph (9)(ii) is amended to expand
the scope to all of 9B001 to reflect the
limited availability of 9B001.a
equipment outside of WA Participating
countries and the emerging technology
of 9B001.c.
Part 740—License Exceptions and
Country Groups
In order to align Country Group A:1
(formerly Coordinating Committee
(CoCom) member countries) with its
successor the Wassenaar Arrangement,
BIS is adding Argentina, Austria,
Bulgaria, Croatia, Czech Republic,
Estonia, Finland, Hungary, Iceland,
Ireland, South Korea, Latvia, Lithuania,
Mexico, New Zealand, Poland,
Romania, Slovakia, Slovenia, South
Africa, Sweden, and Switzerland to
Country Group A:1 in Supplement No.
1 to part 740. The new name of column
A:1 is Wassenaar Participating States.
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Footnote 1, which was used to identify
the cooperating countries, i.e., those
countries that cooperated with the
policies of CoCom, is removed because
all of the cooperating countries are now
in A:1, except for Hong Kong. New
Footnote 1 is added to the title of
Column A:1 to say, ‘‘Country Group A:1
is a list of the Wassenaar Arrangement
Participating States, except for Malta,
Russia and Ukraine.’’ Footnote 2 is
added to the title of Country Group A:4
Nuclear Suppliers Group to say,
‘‘Country Group A:4 is a list of the
Nuclear Suppliers Group countries,
except for the People’s Republic of
China (PRC).’’
License Exception GOV in § 740.11 is
amended by revising the country scope
of the term ‘‘cooperating governments’’
in paragraph (c)(1). Argentina, Austria,
Finland, Ireland, Korea (Republic of),
New Zealand, Sweden, and Switzerland
are removed from the definition of
‘‘cooperating governments,’’ because
these countries are now included in the
newly revised Country Group A:1,
which is already included in the
definition of cooperating government.
The revision of Country Group A:1
expands the country scope of the term
‘‘cooperating government’’ in
§ 740.11(c)(1) by adding Bulgaria,
Croatia, Czech Republic, Estonia,
Hungary, Iceland, Latvia, Lithuania,
Mexico, Poland, Romania, Slovakia,
Slovenia, and South Africa. These
countries are now eligible destinations
under § 740.11(c) of License Exception
GOV, which authorizes exports,
reexports and transfers (in-country) of
items listed in paragraph § 740.11(c)(2)
consigned to or for official use of any
agency of a cooperating government
within the national territory of
cooperating governments, except items
excluded by paragraph § 740.11(c)(3).
‘‘Official use’’ includes exports,
reexports and transfers (in-country) to
and for the official use of a military end
user or military end use or an agency of
NATO. This authorization also extends
to exports, reexports and transfers (incountry) to and for the official use of a
diplomatic or consular mission located
in any country in Country Group B,
which includes all of the newly added
countries. Paragraph (f) of § 744.17
(Restrictions on certain exports,
reexports and transfers (in-country) of
microprocessors and associated
‘‘software’’ and ‘‘technology’’ for
‘‘military end uses’’ and to ‘‘military
end users.’’), excludes agencies of a
cooperating government from the
license requirements set forth in
§ 744.17. While the License Exception
GOV authorization for cooperating
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29439
governments is referenced in
§ 743.1(b)(1) for WA reporting
requirements, the expansion of the
country scope for cooperating
governments does not change the scope
of the reporting requirements, because
the reports are only required for exports
outside of the WA Participating
Countries and all the additional
countries are WA Participating
Countries.
§ 740.16—License Exception APR
Expanding the country scope of
Country Group A:1 also affects License
Exception APR in § 740.16(a) and (b).
Prior to publication of this rule,
paragraph (a) authorized reexports from
countries in Country Group A:1 and
cooperating countries. As this rule
removes the term ‘‘cooperating
countries,’’ the authorization is now for
destinations in Country Group A:1 and
Hong Kong. The same change is made
to paragraph (b), which authorizes
reexports to and among destinations in
Country Group A:1 and Hong Kong. In
addition, the list of countries in
paragraph (b)(3) that pertain to cameras
is replaced by a reference to Country
Group A:1. This revision removes
Albania, Cyprus and Malta from License
Exception APR eligibility for cameras in
paragraph (b)(3), because of the high
risk of diversion to unauthorized end
users, end uses and destinations.
Supplement No. 1 to Part 738—
Commerce Country Chart
The Commerce Country Chart is
amended by revising the second
columns for national security (NS:2),
and regional stability (RS:2) in order to
harmonize these columns with the
newly revised Country Group A:1,
making the license requirement
consistent with the risk of diversion to
unauthorized end users, end uses and
destinations. Specifically, this rule
would remove the X, i.e., license
requirement, in the NS:2 Column for
Argentina, as well as removing the X in
the RS:2 Column for South Korea,
because the risk of diversion to
unauthorized destinations, parties or
uses is low for these countries. Both
Argentina and South Korea are WA
Participating States, but are not NATO
member countries. This rule also
harmonizes the license requirements
between the NS:2 and RS:2 columns by
adding an X for Albania in the RS:2
column, because the RS controls
generally mirror the NS license
requirements in order to promote
regional stability. Albania is not a WA
Participating State, but it is a NATO
member country; however this rule adds
an X for RS:2, because the risk of
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Federal Register / Vol. 80, No. 98 / Thursday, May 21, 2015 / Rules and Regulations
diversion to unauthorized destinations,
parties or uses is high. The only
difference between NS:2 and RS:2 after
these revisions is that there is not an X
under RS:2 for India. On January 23,
2015 (80 FR 3463), BIS published a rule
that removed the X under RS:2 for India
in order to further implement the
November 8, 2010 bilateral
understanding.
tkelley on DSK3SPTVN1PROD with RULES2
§ 742.4—National Security
Section 742.4(a) is amended by
replacing the reference to Country
Group A:5 with a reference to Country
Group A:1. The difference between
Country Group A:5 and the newly
formulated Country Group A:1 is that
Mexico and South Africa are included
in A:1, but are not in A:5. Mexico and
South Africa are Wassenaar
Participating States and do not pose a
risk of diversion to unauthorized end
users or end uses. This rule also
removes the special country scope for
ECCN 6A003.b.4.b cameras, because this
rule is aligning the country scope for
these cameras with NS:2, which adds a
license requirement for Albania, Cyprus
and Malta because of the high risk of
diversion of these cameras to
unauthorized end users, end uses and
destinations.
§ 742.6—Regional Stability
Section 742.6 is amended by revising
paragraphs (a)(2)(iii), (a)(2)(v), (a)(3) and
(a)(4)(ii) in order to replace the lists of
countries with a reference to the newly
revised Country Group A:1 of
Supplement No. 1 to part 740. This
revision aligns this section with the
revised Country Group A:1 and
Columns NS:2 and RS:2 in the
Commerce Country Chart in
Supplement No. 1 to part 738.
Paragraph (a)(4)(i) is amended by
replacing a reference to ‘‘Australia,
India, Japan, New Zealand and
countries in the North Atlantic Treaty
Organization (NATO)’’ with a reference
to ‘‘Country Group A:1 (see Supplement
No. 1 to part 740 of the EAR) and
India.’’ These countries are excepted
from an RS:2 license requirement.
Newly revised RS Column 2 does not
have an X for India, which makes it
different from NS:2 and Country Group
A:1. On January 23, 2015, BIS published
a rule (80 FR 3463) that removed the X
under RS:2 for India in order to further
implement the November 8, 2010
bilateral understanding.
§ 743.1—Wassenaar Arrangement
Section 743.1 is amended by
correcting a reference to License
Exception GOV in paragraph (b)(1) and
revising paragraphs (g) and (h) to add an
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Email address for submission of the
Wassenaar reports and to update the
contact information for Wassenaar
reports.
§ 743.3—Thermal Imaging Camera
Reporting
Paragraph (b) in § 743.3 is amended
by replacing the list of countries with a
reference to the newly revised Country
Group A:1 of Supplement No. 1 to part
740. This revision aligns these reporting
requirements with the revised Regional
Stability requirements for these items in
§ 742.6 and the overall national security
country group amendments.
Part 772—Definitions
Section 772.1 is amended by adding
in alphabetical order the terms: fly-bylight system, fly-by-wire system, library,
operations, administration or
maintenance (OAM), plasma
atomization, quantum cryptography,
spacecraft bus, and spacecraft payload;
and revising the terms: civil aircraft,
cryptanalytic items, cryptographic
activation, end-effectors, information
security, local area network, and
technology.
See § 774.1(d) regarding the quote
system used in the CCL. If a term on the
CCL uses double quotes it means there
is a defined term in part 772. However,
the absence of double quotes does not
mean that a term used on the CCL is not
defined in part 772.
The reason for revising the definition
of the term ‘‘civil aircraft’’ is stated
under the explanation for amendments
of ECCN 7A003 above.
The definition of ‘‘cryptographic
activation’’ was restructured, and in
places reworded, to more clearly and
precisely reflect the 2010 Wassenaar
agreements, without changing the scope.
The words ‘‘of an item’’ were added
after ‘‘Any technique that activates or
enables cryptographic capability,’’ and
additional wording makes clear that the
‘mechanism for ‘‘cryptographic
activation’’ ’ must be ‘‘uniquely bound’’
to ‘‘a single instance of the item’’ or to
‘‘one customer, for multiple instances of
the item.’’ These clarifications convey
that ‘‘cryptographic activation’’ ’ does
not include changing or upgrading the
controlled cryptographic functionality
of a previously exported item, or using
a single license key or digitally-signed
certificate to activate multiple types of
items. For editorial reasons, the
explanation that license keys or
digitally-signed certificates can be
‘mechanisms for ‘‘cryptographic
activation’’ ’ was moved into the
Technical Notes.
The definition for the term ‘‘endeffectors’’ is amended by replacing the
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double quotes with single quotes around
the term ‘‘active tooling units,’’ because
the definition for ‘‘active tooling unit’’
is in the Note to the definition of ‘‘endeffectors’’ and is not a separate term
defined in Section 772.1 of the EAR.
The terms ‘‘fly-by-wire’’ and ‘‘fly-bylight’’ are added to Section 772.1 in
order to help the exporting community
understand the scope of the new
controls in ECCNs 7D004 and 7E004.
The reference for the term
‘‘information security’’ is amended by
replacing the reference to (Cat 5) with
(Cat 4, 5P1, 5P2, 8, GSN) because this
term is used in all these locations. In
addition, double quotes are replaced by
single quotes around the term
‘cryptanalysis’ because this term is
defined in the Technical Note to the
definition of ‘‘information security.’’
The definition of ‘‘local area network’’
is amended by replacing double quotes
with single quotes around the term ‘data
devices,’ because the term is defined in
a Note to the term ‘‘local area network.’’
The terms ‘‘operations, administration
or maintenance’’ (‘‘OAM’’) and
‘‘quantum cryptography’’ are added to
§ 772.1 and the term ‘‘cryptanalytic
items’’ is revised for reasons stated
under ‘‘Category 5 Part 2—‘‘Information
Security’’ above.
The term ‘‘plasma atomization’’ is
added to § 772.1 for reasons stated
under ECCN 1C002 above.
The terms ‘‘spacecraft bus’’ and
‘‘spacecraft payload’’ are added to
§ 772.1 for reasons stated under ECCN
9A004.
The reference list for the term
‘‘technology’’ is amended by adding
‘‘throughout the EAR,’’ because this
term is used throughout the EAR. In
addition, double quotes are replaced by
single quotes around the terms
‘technical data’ and ‘technical
assistance,’ because these terms are
defined in the Technical Notes to this
definition and not as separate terms
within § 772.1.
The term ‘‘unidirectional positioning
repeatability’’ is added to § 772.1 for
reasons stated in under ECCN 2B001
above.
Export Administration Act
Although the Export Administration
Act expired on August 20, 2001, the
President, through Executive Order
13222 of August 17, 2001, 3 CFR, 2001
Comp., p. 783 (2002), as amended by
Executive Order 13637 of March 8,
2013, 78 FR 16129 (March 13, 2013) and
as extended by the Notice of August 7,
2014, 79 FR 46957 (August 11, 2014),
has continued the Export
Administration Regulations in effect
under the International Emergency
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Federal Register / Vol. 80, No. 98 / Thursday, May 21, 2015 / Rules and Regulations
Economic Powers Act. BIS continues to
carry out the provisions of the Export
Administration Act, as appropriate and
to the extent permitted by law, pursuant
to Executive Order 13222 as amended
by Executive Order 13637.
tkelley on DSK3SPTVN1PROD with RULES2
Saving Clause
Shipments of items removed from
license exception eligibility or eligibility
for export, reexport, or transfer (incountry) without a license as a result of
this regulatory action that were on dock
for loading, on lighter, laden aboard a
carrier, or en route aboard a carrier to
a port, on May 21, 2015, pursuant to
actual orders to a destination, may
proceed to that destination under the
previous license exception eligibility or
without a license so long as they have
been exported, reexported, or
transferred (in-country) before July 20,
2015. Any such items not actually
exported, reexported, or transferred (incountry) before midnight, on July 20,
2015, require a license in accordance
with this regulation.
Rulemaking Requirements
1. Executive Orders 13563 and 12866
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. This rule
has been designated a ‘‘significant
regulatory action,’’ under Executive
Order 12866.
2. Notwithstanding any other
provision of law, no person is required
to respond to, nor shall any person be
subject to a penalty for failure to comply
with a collection of information subject
to the requirements of the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.) (PRA), unless that collection of
information displays a currently valid
Office of Management and Budget
(OMB) Control Number. This rule
involves two collections of information
subject to the PRA. One of the
collections has been approved by OMB
under control number 0694–0088,
‘‘Multi-Purpose Application,’’ and
carries a burden hour estimate of 58
minutes for a manual or electronic
submission. The other of the collections
has been approved by OMB under
control number 0694–0106, ‘‘Reporting
and Recordkeeping Requirements under
the Wassenaar Arrangement,’’ and
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carries a burden hour estimate of 21
minutes for a manual or electronic
submission. Send comments regarding
these burden estimates or any other
aspect of these collections of
information, including suggestions for
reducing the burden, to OMB Desk
Officer, New Executive Office Building,
Washington, DC 20503; and to Jasmeet
Seehra, OMB Desk Officer, by email at
Jasmeet_K._Seehra@omb.eop.gov or by
fax to (202) 395–7285; and to the Office
of Administration, Bureau of Industry
and Security, Department of Commerce,
1401 Constitution Ave. NW., Room
6622, Washington, DC 20230.
3. This rule does not contain policies
with Federalism implications as that
term is defined under Executive Order
13132.
4. The provisions of the
Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed
rulemaking, the opportunity for public
participation, and a 30-day delay in
effective date, are inapplicable because
this regulation involves a military and
foreign affairs function of the United
States (5 U.S.C. 553(a)(1)). Immediate
implementation of these amendments
fulfills the United States’ international
obligation to the Wassenaar
Arrangement on Export Controls for
Conventional Arms and Dual-Use Goods
and Technologies. The Wassenaar
Arrangement contributes to
international security and regional
stability by promoting greater
responsibility in transfers of
conventional arms and dual use goods
and technologies, thus preventing
destabilizing accumulations of such
items. The Wassenaar Arrangement
consists of 41 member countries that act
on a consensus basis and the changes
set forth in this rule implement
agreements reached at the December
2014 plenary session of the WA.
Because the United States is a
significant exporter of the items covered
by this rule, implementation of this rule
is necessary for the WA to achieve its
purpose. Any delay in implementation
will create a disruption in the
movement of affected items globally
because of disharmony between export
control measures implemented by WA
members, resulting in tension between
member countries. Export controls work
best when all countries implement the
same export controls in a timely
manner. If this rulemaking were delayed
to allow for notice and comment and a
30-day delay in effectiveness, it would
prevent the United States from fulfilling
its commitment to the WA in a timely
manner and would injure the credibility
of the United States in this and other
multilateral regimes.
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29441
Further, no other law requires that a
notice of proposed rulemaking and an
opportunity for public comment be
given for this final rule. Because a
notice of proposed rulemaking and an
opportunity for public comment are not
required to be given for this rule under
the Administrative Procedure Act or by
any other law, the analytical
requirements of the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.) are
not applicable. Therefore, this
regulation is issued in final form.
Although there is no formal comment
period, public comments on this
regulation are welcome on a continuing
basis. Comments should be submitted to
Sharron Cook, Office of Exporter
Services, Bureau of Industry and
Security, Department of Commerce,
14th and Pennsylvania Ave. NW., Room
2099, Washington, DC 20230.
List of Subjects
15 CFR Parts 738 and 772
Exports.
15 CFR Part 740
Administrative practice and
procedure, Exports, Reporting and
recordkeeping requirements.
15 CFR Part 742
Exports, Terrorism.
15 CFR Part 743
Administrative practice and
procedure, Reporting and recordkeeping
requirements.
15 CFR Part 774
Exports, Reporting and recordkeeping
requirements.
Accordingly, parts 738, 740, 742, 743,
772 and 774 of the Export
Administration Regulations (15 CFR
parts 730 through 774) are amended as
follows:
PART 738 [AMENDED]
1. The authority citation for part 738
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
7430(e); 22 U.S.C. 287c; 22 U.S.C. 3201 et
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u);
42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of August 7, 2014, 79
FR 46959 (August 11, 2014).
Supplement No. 1 to Part 738—
[AMENDED]
2. Supplement No. 1 is amended by:
a. Revising the NS:2 column by
removing the X for Argentina;
■
■
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b. Revising the RS:2 column by
adding an X for Albania; and
■ c. Revising the RS:2 column by
removing the X for South Korea.
■
PART 740 [AMENDED]
3. The authority citation for part 740
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 7201 et seq.;
E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp.,
p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of August 7, 2014, 79
FR 46959 (August 11, 2014).
4. Section 740.11 is amended by
revising paragraph (c)(1) to read as
follows:
■
§ 740.16
(APR).
Additional permissive reexports
*
§ 740.11 Governments, international
organizations, international inspections
under the Chemical Weapons Convention,
and the International Space Station (GOV).
*
other governmental agencies of a
cooperating national government.
‘Cooperating governments’ are the
national governments of countries listed
in Country Group A:1 (see Supplement
No. 1 to this part) and the national
governments of Hong Kong, Singapore
and Taiwan.
*
*
*
*
*
■ 5. Section 740.16 is amended by
revising the introductory text to
paragraph (a), and paragraphs (b)(1) and
(3), to read as follows:
*
*
*
*
(c) * * *
(1) Scope. The provisions of this
paragraph (c) authorize exports,
reexports, and transfers (in-country) of
the items listed in paragraph (c)(2) of
this section to agencies of cooperating
governments or agencies of the North
Atlantic Treaty Organization (NATO).
‘Agency of a cooperating government’
includes all civilian and military
departments, branches, missions, and
*
*
*
*
(a) Reexports from Country Group A:1
and Hong Kong. Reexports may be made
from countries in Country Group A:1 or
from Hong Kong, provided that:
*
*
*
*
*
(b) Reexports to and among specified
countries. (1) Commodities that are not
controlled for nuclear nonproliferation
or missile technology reasons, described
in 3A001.b.2 or b.3 (except those that
are being reexported for use in civil
telecommunications applications), nor
listed in paragraph (b)(2) or (3) of this
section may be reexported to and among
destinations in Country Group A:1 and
Hong Kong, provided that eligible
commodities are for use or consumption
within a destination in Country Group
A:1 (see Supplement No. 1 to this part)
or Hong Kong, or for reexport from such
country in accordance with other
provisions of the EAR.
*
*
*
*
*
(3) Cameras described in ECCN
6A003.b.3 (having the characteristics
listed in 6A002.a.2.a or a.2.b),
6A003.b.4.b, or 6A003.b.4.c may be
exported or reexported to and among
destinations in Country Group A:1 (see
Supplement No. 1 to this part) if:
(i) Such cameras are fully packaged
for use as consumer ready civil
products; or,
(ii) Such cameras with not more than
111,000 elements are to be embedded in
civil products.
*
*
*
*
*
■ 6. Supplement No. 1 to part 740 is
amended by:
■ a. Revising the first two columns of
Country Group A;
■ b. Revising footnote 1 of Country
Group A; and
■ c. Adding footnote 2 to the heading for
column A:4 of Country Group A.
The revisions and addition read as
follows:
Supplement No. 1 to Part 740—Country
Groups
COUNTRY GROUP A
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Country
[A:1]
Wassenaar
Participating
States 1
Albania .............................................................................................................
Argentina ..........................................................................................................
Australia ...........................................................................................................
Austria ..............................................................................................................
Belarus .............................................................................................................
Belgium ............................................................................................................
Brazil ................................................................................................................
Bulgaria ............................................................................................................
Canada ............................................................................................................
Croatia .............................................................................................................
Cyprus ..............................................................................................................
Czech Republic ................................................................................................
Denmark ..........................................................................................................
Estonia .............................................................................................................
Finland .............................................................................................................
France ..............................................................................................................
Germany ..........................................................................................................
Greece .............................................................................................................
Hong Kong .......................................................................................................
Hungary ...........................................................................................................
Iceland .............................................................................................................
India .................................................................................................................
Ireland ..............................................................................................................
Israel ................................................................................................................
Italy ..................................................................................................................
Japan ...............................................................................................................
Kazakhstan ......................................................................................................
Korea, South ....................................................................................................
Latvia ...............................................................................................................
Lithuania ..........................................................................................................
Luxembourg .....................................................................................................
........................
X
X
X
........................
X
........................
X
X
X
........................
X
X
X
X
X
X
X
........................
X
X
........................
X
........................
X
X
........................
X
X
X
X
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* * * * *
* * * * *
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[A:4] Nuclear
Suppliers
Group 2
* * * * *
* * * * *
Federal Register / Vol. 80, No. 98 / Thursday, May 21, 2015 / Rules and Regulations
29443
COUNTRY GROUP A—Continued
Country
[A:1]
Wassenaar
Participating
States 1
Malta ................................................................................................................
Mexico ..............................................................................................................
Netherlands ......................................................................................................
New Zealand ....................................................................................................
Norway .............................................................................................................
Poland ..............................................................................................................
Portugal ............................................................................................................
Romania ...........................................................................................................
Russia ..............................................................................................................
Serbia ...............................................................................................................
Singapore .........................................................................................................
Slovakia ...........................................................................................................
Slovenia ...........................................................................................................
South Africa .....................................................................................................
Spain ................................................................................................................
Sweden ............................................................................................................
Switzerland ......................................................................................................
Taiwan .............................................................................................................
Turkey ..............................................................................................................
Ukraine .............................................................................................................
United Kingdom ...............................................................................................
United States ...................................................................................................
........................
X
X
X
X
X
X
X
........................
........................
........................
X
X
X
X
X
X
........................
X
........................
X
X
1 Country
2 Country
*
*
*
*
*
7. The authority citation for part 742
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.;
42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; Sec. 1503, Pub. L. 108–11, 117
Stat. 559; E.O. 12058, 43 FR 20947, 3 CFR,
1978 Comp., p. 179; E.O. 12851, 58 FR 33181,
3 CFR, 1993 Comp., p. 608; E.O. 12938, 59
FR 59099, 3 CFR, 1994 Comp., p. 950; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Presidential Determination
2003—23 of May 7, 2003, 68 FR 26459, May
16, 2003; Notice of August 7, 2014, 79 FR
46959 (August 11, 2014); Notice of November
7, 2014, 79 FR 67035 (November 12, 2014).
8. Section 742.4 is amended by
revising paragraph (a) to read as follows:
■
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* * * * *
Group A:1 is a list of the Wassenaar Arrangement Participating States, except for Malta, Russia and Ukraine.
Group A:4 is a list of the Nuclear Suppliers Group countries, except for the People’s Republic of China (PRC).
PART 742—[AMENDED]
§ 742.4
[A:4] Nuclear
Suppliers
Group 2
* * * * *
National security.
(a) License requirements. It is the
policy of the United States to restrict the
export and reexport of items that would
make a significant contribution to the
military potential of any other country
or combination of countries that would
prove detrimental to the national
security of the United States.
Accordingly, a license is required for
exports and reexports to all
destinations, except Canada, for all
items in ECCNs on the CCL that include
NS Column 1 in the Country Chart
column of the ‘‘License Requirements’’
section. A license is required to all
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destinations except those in Country
Group A:1 (see Supplement No. 1 to
part 740 of the EAR), for all items in
ECCNs on the CCL that include NS
column 2 in the Commerce Country
Chart column of the ‘‘License
Requirements’’ section except those
cameras in ECCN 6A003.b.4.b that have
a focal plane array with 111,000 or
fewer elements and a frame rate of 60
Hz or less. A license is required to all
destinations except those in Country
Group A:1 (see Supplement No. 1 to
part 740) for those cameras in ECCN
6A003.b.4.b that have a focal plane
array with 111,000 or fewer elements
and a frame rate of 60 Hz or less and for
cameras being exported or reexported
pursuant to an authorization described
in § 742.6(a)(2)(iii) or (v) of the EAR.
The purpose of the controls is to ensure
that these items do not make a
contribution to the military potential of
countries in Country Group D:1 (see
Supplement No. 1 to part 740 of the
EAR) that would prove detrimental to
the national security of the United
States. License Exception GBS is
available for the export and reexport of
certain national security controlled
items to Country Group B (see § 740.4
and Supplement No. 1 to part 740 of the
EAR).
9. Section 742.6 is amended by
revising paragraphs (a)(2)(iii), (a)(2)(v),
(a)(3), (a)(4)(i) and (a)(4)(ii), as follows:
■
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§ 742.6
Regional stability.
(a) * * *
(2) * * *
(iii) BIS may issue licenses for
cameras subject to the license
requirement of paragraph (a)(2)(ii) of
this section that are fully-packaged for
use as consumer-ready civil products
that, in addition to the specific
transactions authorized by such license,
authorize exports and reexports of such
cameras without a license to any civil
end-user to whom such exports or
reexport are not otherwise prohibited by
U.S. law in a destination in Country
Group A:1 (see Supplement No. 1 to
part 740 of the EAR). The license
requirements of this paragraph (a)(2)
shall not apply to exports or reexports
so authorized. In this paragraph, the
term ‘‘civil end-user’’ means any entity
that is not a national armed service
(army, navy, marine, air force, or coast
guard), national guard, national police,
government intelligence organization or
government reconnaissance
organization, or any person or entity
whose actions or functions are intended
to support ‘‘military end-uses’’ as
defined in § 744.17(d) of the EAR.
*
*
*
*
*
(v) BIS may also issue licenses for the
cameras described in paragraph
(a)(2)(iv) of this section that, in addition
to the specific transactions authorized
by such license, authorize exports and
reexports to authorized companies
described in the license for the purpose
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of embedding such cameras into a
completed product that will be
distributed only in countries in Country
Group A:1 (see Supplement No. 1 to
part 740 of the EAR). The license
requirements of this paragraph (a)(2)
shall not apply to exports or reexports
so authorized. In this paragraph, the
term ‘‘authorized companies’’ means
companies that have been previously
licensed for export, are not the subject
of relevant negative intelligence or open
source information, have not been the
subject of a Department of Commerce or
Department of State enforcement action
within the past two years, have
demonstrable production capacity, and
do not pose an unacceptable risk of
diversion.
(3) Special RS Column 1 license
requirement applicable to military
commodities. A license is required for
reexports to all destinations except
Canada for items classified under ECCN
0A919 except when such items are
being reexported as part of a military
deployment by a unit of the government
of a country in Country Group A:1 (see
Supplement No. 1 to part 740 of the
EAR) or the United States.
(4) * * *
(i) License requirements applicable to
most RS Column 2 items. As indicated
in the CCL and in RS Column 2 of the
Commerce Country Chart (see
Supplement No. 1 to part 738 of the
EAR), a license is required to any
destination except those in Country
Group A:1 (see Supplement No. 1 to
part 740 of the EAR) and India for all
items in ECCNs on the CCL that include
RS Column 2 in the Country Chart
column of the ‘‘License Requirements’’
section. A license continues to be
required for items controlled under
ECCNs 6A003.b.4.b and 9A515.e for RS
Column 2 reasons when destined to
India.
(ii) Special RS Column 2 license
requirements applicable only to certain
cameras. As indicated by the CCL, and
RS column 2 and footnote number 4 to
the Commerce Country Chart, a license
is required to any destination except a
country in Country Group A:1 (see
Supplement No. 1 to part 740 of the
EAR) for fully-packaged thermal
imaging cameras for use as consumerready civil products controlled by
6A003.b.4.b when incorporating ‘‘focal
plane arrays’’ that have not more than
111,000 elements and a frame rate of
60Hz or less and that are not being
exported or reexported to be embedded
in a civil product.
*
*
*
*
*
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10. The authority citation for part 743
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; E.O. 13222, 66 FR 44025,
3 CFR, 2001 Comp., p. 783; E.O. 13637 of
March 8, 2013, 78 FR 16129 (March 13,
2013); 78 FR 16129; Notice of August 7, 2014,
79 FR 46959 (August 11, 2014).
11. Section 743.1 is amended by:
a. Removing the phrase
‘‘(§§ 740.11(b)(2)(iii) and 740.11(b)(2)(iv)
of the EAR)’’ and adding in its place
‘‘(§§ 740.11(c) of the EAR)’’ in paragraph
(b)(1); and
■ b. Revising paragraphs (g) and (h).
The revisions read as follows:
■
■
§ 743.1
Wassenaar Arrangement.
*
*
*
*
*
(g) Where to submit Wassenaar
reports—(1) Email. Reports may be
Emailed to WAreports@bis.doc.gov.
(2) Mail. If mailed, two (2) copies of
reports are required to be delivered via
courier to: Bureau of Industry and
Security, U.S. Department of Commerce,
Attn: ‘‘Wassenaar Reports’’, Room
2099B, 14th Street and Pennsylvania
Ave. NW., Washington, DC 20230. BIS
will not accept reports sent C.O.D.
(3) Facsimile. Reports may also be
sent by facsimile to: (202) 482–3345 or
202–482–1373, Attn: ‘‘Wassenaar
Reports’’.
(h) Contacts. General information
concerning the Wassenaar Arrangement
and reporting obligations thereof is
available from the Office of National
Security and Technology Transfer
Controls, Tel. (202) 482–4479, Fax: (202)
482–3345 or (202) 482–1373, or Email:
WAreports@bis.doc.gov.
■ 12. Section 743.3 is amended by
revising paragraph (b) to read as follows:
§ 743.3
Thermal imaging camera reporting.
*
*
*
*
*
(b) Transactions to be reported.
Exports that are not authorized by an
individually validated license of
thermal imaging cameras controlled by
ECCN 6A003.b.4.b to a destination in
Country Group A:1 (see Supplement No.
1 to part 740 of the EAR) must be
reported to BIS.
*
*
*
*
*
PART 772 [AMENDED]
13. The authority citation for part 772
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; E.O. 13222, 66 FR 44025,
3 CFR, 2001 Comp., p. 783; Notice of August
7, 2014, 79 FR 46959 (August 11, 2014).
■
14. Section 772.1 is amended by:
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a. Adding definitions in alphabetical
order for: ‘‘Fly-by-light system’’, ‘‘Flyby-wire system’’, ‘‘Library’’,
‘‘Operations, Administration or
Maintenance (OAM)’’, ‘‘Plasma
atomization’’, ‘‘Quantum cryptography’’,
‘‘Spacecraft bus’’, ‘‘Spacecraft payload’’,
and ‘‘Unidirectional positioning
repeatability’’;
■ b. Removing the definition for
‘‘Cooperating country’’; and
■ c. Revising the definitions for: ‘‘Civil
aircraft’’, ‘‘Cryptanalytic items’’,
‘‘Cryptographic activation’’, ‘‘Endeffectors’’, ‘‘Information security’’,
‘‘Local area network’’, and
‘‘Technology’’.
The additions and revisions read as
follows:
■
PART 743 [AMENDED]
§ 772.1 Definitions of terms as used in the
Export Administration Regulations (EAR).
*
*
*
*
*
Civil aircraft. (Cat 1, 3, 4, 7 and 9)
Those ‘‘aircraft’’ listed by designation in
published airworthiness certification
lists by civil aviation authorities of one
or more Wassenaar Arrangement
Participating States to fly commercial
civil internal and external routes or for
legitimate civil, private or business use.
(see also ‘‘aircraft’’)
*
*
*
*
*
Cryptanalytic items. (Cat 5P2)
Systems, equipment or components
designed or modified to perform
‘cryptanalytic functions’, software
having the characteristics of
cryptanalytic hardware or performing
‘cryptanalytic functions’, or technology
for the development, production or use
of cryptanalytic commodities or
software.
Notes: 1. ‘Cryptanalytic functions’ are
functions designed to defeat
cryptographic mechanisms in order to
derive confidential variables or sensitive
data, including clear text, passwords or
cryptographic keys. These functions
may include ‘cryptanalysis,’ which is
the analysis of a cryptographic system
or its inputs and outputs to derive
confidential variables or sensitive data,
including clear text. (ISO 7498–2–1988
(E), paragraph 3.3.18).
2. Functions specially designed and
limited to protect against malicious
computer damage or unauthorized
system intrusion (e.g., viruses, worms
and trojan horses) are not construed to
be ‘cryptanalytic functions.’).
Cryptographic activation. (Cat 5P2)
Any technique that activates or enables
cryptographic capability of an item, by
means of a secure mechanism
implemented by the manufacturer of the
item, where this mechanism is uniquely
bound to any of the following:
(a) A single instance of the item; or
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(b) One customer, for multiple
instances of the item.
Technical Notes to definition of
‘‘Cryptographic activation’’: 1.
‘‘Cryptographic activation’’ techniques
and mechanisms may be implemented
as hardware, ‘‘software’’ or
‘‘technology’’.
2. Mechanisms for ‘‘cryptographic
activation’’ can, for example, be serial
number-based license keys or
authentication instruments such as
digitally signed certificates.
*
*
*
*
*
End-effectors. (Cat 2) Grippers, ‘active
tooling units’ and any other tooling that
is attached to the baseplate on the end
of a ‘‘robot’’ manipulator arm.
Technical Note to definition of ‘‘Endeffectors’’: ‘Active tooling unit’: a device
for applying motive power, process
energy or sensing to the workpiece.
*
*
*
*
*
Fly-by-light system. (Cat 7) A primary
digital flight control system employing
feedback to control the aircraft during
flight, where the commands to the
effectors/actuators are optical signals.
Fly-by-wire system. (Cat 7) A primary
digital flight control system employing
feedback to control the aircraft during
flight, where the commands to the
effectors/actuators are electrical signals.
*
*
*
*
*
Information security. (Cat 4, 5P1, 5P2,
8, GSN)—All the means and functions
ensuring the accessibility,
confidentiality or integrity of
information or communications,
excluding the means and functions
intended to safeguard against
malfunctions. This includes
‘‘cryptography’’, ‘‘cryptographic
activation’’, ‘‘cryptanalysis’’, protection
against compromising emanations and
computer security.
Technical Note to definition of
‘‘Information security’’: ‘Cryptanalysis’:
the analysis of a cryptographic system
or its inputs and outputs to derive
confidential variables or sensitive data,
including clear text. (ISO 7498–2–1988
(E), paragraph 3.3.18)
*
*
*
*
*
Library. (Cat 1) (parametric technical
database) A collection of technical
information, reference to which may
enhance the performance of the relevant
systems, equipment or components.
*
*
*
*
*
Local area network. (Cat 4 and 5 Part
1)—A data communication system that:
(a) Allows an arbitrary number of
independent ‘data devices’ to
communicate directly with each other;
and
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(b) Is confined to a geographical area
of moderate size (e.g., office building,
plant, campus, warehouse).
Technical Note to definition of ‘‘Local
area network’’: ‘Data device’ means
equipment capable of transmitting or
receiving sequences of digital
information.
*
*
*
*
*
Operations, Administration or
Maintenance (‘‘OAM’’). (Cat 5P2) Means
performing one or more of the following
tasks:
(a) Establishing or managing any of
the following:
(1) Accounts or privileges of users or
administrators;
(2) Settings of an item; or
(3) Authentication data in support of
the tasks described in paragraphs (a)(1)
or (2) of this definition;
(b) Monitoring or managing the
operating condition or performance of
an item; or
(c) Managing logs or audit data in
support of any of the tasks described in
paragraphs (a) or (b) of this definition.
Note to definition of ‘‘Operations,
Administration or Maintenance’’:
‘‘OAM’’ does not include any of the
following tasks or their associated key
management functions:
a. Provisioning or upgrading any
cryptographic functionality that is not
directly related to establishing or
managing authentication data in
support of the tasks described in
paragraphs (a)(1) or (2) of this
definition; or
b. Performing any cryptographic
functionality on the forwarding or data
plane of an item.
*
*
*
*
*
Plasma atomization. (Cat 1) A process
to reduce a molten stream or solid metal
to droplets of 500 mm diameter or less,
using plasma torches in an inert gas
environment.
*
*
*
*
*
Quantum cryptography. (Cat 5P2) A
family of techniques for the
establishment of a shared key for
‘‘cryptography’’ by measuring the
quantum-mechanical properties of a
physical system (including those
physical properties explicitly governed
by quantum optics, quantum field
theory, or quantum electrodynamics).
*
*
*
*
*
Spacecraft bus. (Cat 9) Equipment
that provides the support infrastructure
of the ‘‘spacecraft’’ and location for the
‘‘spacecraft payload’’.
Spacecraft payload. (Cat 9)
Equipment, attached to the ‘‘spacecraft
bus’’, designed to perform a mission in
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space (e.g., communications,
observation, science).
*
*
*
*
*
Technology. (General Technology
Note, throughout EAR) Specific
information necessary for the
‘‘development’’, ‘‘production’’, or ‘‘use’’
of a product. The information takes the
form of ‘technical data’ or ‘technical
assistance’.
N.B.: Controlled ‘‘technology’’ is
defined in the General Technology Note
and in the Commerce Control List
(Supplement No. 1 to part 774 of the
EAR).
Note 1 to definition of ‘‘Technology’’:
‘‘Technology’’ also is specific
information necessary for any of the
following: Operation, installation
(including on-site installation),
maintenance (checking), repair,
overhaul, refurbishing, or other terms
specified in ECCNs on the CCL that
control ‘‘technology.’’
Note 2 to definition of ‘‘Technology’’:
‘‘Technology’’ not elsewhere specified
on the CCL is designated as EAR99,
unless the ‘‘technology’’ is subject to the
exclusive jurisdiction of another U.S.
Government agency (see § 734.3(b)(1) of
the EAR) or is otherwise not subject to
the EAR (see § 734.4(b)(2) and (3) and
§§ 734.7 through 734.11 of the EAR).
Technical Notes to definition of
‘‘Technology’’: 1.‘Technical data’ May
take forms such as blueprints, plans,
diagrams, models, formulae, tables,
engineering designs and specifications,
manuals and instructions written or
recorded on other media or devices such
as disk, tape, read only memories.
2. ‘Technical assistance’ may take
forms such as instruction, skills,
training, working knowledge, consulting
services. ‘Technical assistance’ may
involve transfer of ‘technical data’.
‘Technical assistance’ may involve
transfer of ‘technical data’.
*
*
*
*
*
Unidirectional positioning
repeatability. (Cat 2) The smaller of
values R↑ and R↓ (forward and
backward), as defined by 3.21 of ISO
230–2:2014 or national equivalents, of
an individual machine tool axis.
*
*
*
*
*
PART 774 [AMENDED]
15. The authority citation for part 774
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u);
42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
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228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of August 7, 2014, 79
FR 46959 (August 11, 2014).
Supplement No. 1 to Part 774—
[Amended]
1C007 Ceramic Powders, Non-’’Composite’’
Ceramic Materials, Ceramic-’’Matrix’’
‘‘composite’’ Materials and Precursor
Materials, as Follows (see List of Items
Controlled).
*
16. In Supplement No. 1 to part 774,
ECCN 0A606 is amended by revising
paragraph b in Note 2 to paragraph .a to
read as follows:
Supplement No. 1 to Part 774—The
Commerce Control List
*
*
*
*
*
0A606 Ground Vehicles and Related
Commodities, as Follows (see List of Items
Controlled).
*
*
*
*
*
*
*
*
*
*
*
*
*
17. In Supplement No. 1 to part 774,
ECCN 1A613 is amended by revising
Items paragraph a to read as follows:
■
1A613 Armored and Protective
‘‘Equipment’’ and Related Commodities, as
Follows (see List of Items Controlled).
*
*
*
*
*
*
*
*
*
Items: a. Metallic or non-metallic armored
plate ‘‘specially designed’’ for military use
and not controlled by the USML.
Note to paragraph a: For controls on body
armor plates, see ECCN 1A613.d.2 and USML
Category X(a)(1).
*
*
*
*
*
■ 18. In Supplement No. 1 to part 774,
ECCN 1C002 is amended by revising
Item paragraphs c.2.f and c.2.g and
adding Item paragraph c.2.h to read as
follows:
1C002 Metal Alloys, Metal Alloy Powder
and Alloyed Materials, as Follows (see List of
Items Controlled).
*
*
*
*
*
*
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*
*
*
*
*
Items: a. Ceramic powders of single or
complex borides of titanium, having total
metallic impurities, excluding intentional
additions, of less than 5,000 ppm, an average
particle size equal to or less than 5 mm and
no more than 10% of the particles larger than
10 mm;
*
*
*
*
20. In Supplement No. 1 to part 774,
ECCN 1C008 is amended by removing
and reserving Items paragraph b.
■ 21. In Supplement No. 1 to part 774,
ECCN 1C010 is amended by:
■ a. Adding Technical Notes at the
beginning of the Items paragraph of the
List of Items Controlled section;
■ b. Removing the Technical Notes
below Items paragraph c; and
■ c. Revising Items paragraph d.1.b.
The additions and revision read as
follows:
1C010 ‘‘Fibrous or Filamentary Materials’’
as Follows (see List of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
Items:
Technical Notes: 1. For the purpose of
calculating ‘‘specific tensile strength’’,
‘‘specific modulus’’ or specific weight of
‘‘fibrous or filamentary materials’’ in
1C010.a, 1C010.b, 1C010.c or 1C010.e.1.b,
the tensile strength and modulus should be
determined by using Method A described in
ISO 10618 (2004) or national equivalents.
2. Assessing the ‘‘specific tensile strength’’,
‘‘specific modulus’’ or specific weight of nonunidirectional ‘‘fibrous or filamentary
materials’’ (e.g., fabrics, random mats or
braids) in 1C010 is to be based on the
mechanical properties of the constituent
unidirectional monofilaments (e.g.,
monofilaments, yarns, rovings or tows) prior
to processing into the non-unidirectional
‘‘fibrous or filamentary materials’’.
*
*
*
*
*
*
*
*
*
*
*
*
Items:
*
*
d. * * *
d.1. * * *
d.1.b. Materials controlled by 1C008.d to
1C008.f; or
List of Items Controlled
*
*
*
List of Items Controlled
*
*
■
Items: a. * * *
Note 2 to paragraph .a: * * *
b. Armored protection of vital ‘‘parts’’ (e.g.,
fuel tanks or vehicle cabs);
*
*
*
List of Items Controlled
*
*
List of Items Controlled
■
c. * * *
c.2. * * *
c.2.f. ‘‘Melt extraction’’ and
‘‘comminution’’;
c.2.g. ‘‘Mechanical alloying’’; or
c.2.h. ‘‘Plasma atomization’’; and
*
*
*
*
*
■ 19. In Supplement No. 1 to part 774,
ECCN 1C007 is amended by revising the
heading and Item paragraph a to read as
follows:
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21:14 May 20, 2015
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*
*
*
*
22. In Supplement No. 1 to part 774,
ECCN 1E002 is amended by:
■ a. Revising License Exception TSR in
the List Based License Exceptions
section;
■ b. Adding a Note at the end of the List
Based License Exceptions section;
■ c. Revising Items paragraphs c
introductory text, c.1., c.1.c.1., and
c.1.c.2.;
■ d. Removing Items paragraphs c.1.c.3.;
■
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e. Removing and reserving Items
paragraph d;
■ f. Revising Items paragraph g; and
■ g. Removing the Technology Note to
paragraph g.
The revisions and addition read as
follows:
■
1E002 Other ‘‘Technology’’ as Follows (see
List of Items Controlled).
*
*
*
*
*
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
*
*
*
*
*
TSR: Yes, except for 1E002.e and .f.
License Exceptions Note: License
Exception TSU is not applicable for the
repair ‘‘technology’’ controlled by 1E002.e or
.f, see Supplement No. 2 to this part.
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: * * *
c. ‘‘Technology’’ for the design or
‘‘production’’ of the following ceramic
powders or non-‘‘composite’’ ceramic
materials:
c.1. Ceramic powders having all of the
following:
*
*
*
*
*
c.1.c. * * *
c.1.c.1. Zirconia (CAS 1314–23–4) with an
average particle size equal to or less than 1
mm and no more than 10% of the particles
larger than 5 mm; or
c.1.c.2. Other ceramic powders with an
average particle size equal to or less than 5
mm and no more than 10% of the particles
larger than 10 mm;
*
*
*
*
*
g. ‘‘Libraries’’ ‘‘specially designed’’ or
modified to enable equipment to perform the
functions of equipment controlled under
1A004.c or 1A004.d.
23. In Supplement No. 1 to part 774,
the Technical Notes for 2B001 to 2B009,
2B201, 2B290 and 2B991 to 2B999 at the
beginning of Category 2, Product Group
B are revised to read as follows:
■
Category 2—Materials Processing
*
*
*
*
*
B. ‘‘Test’’, ‘‘Inspection’’ and ‘‘Production
Equipment’’
Technical Notes for 2B001 to 2B009, 2B201,
2B290 and 2B991 to 2B999:
1. Secondary parallel contouring axes,
(e.g., the w-axis on horizontal boring mills or
a secondary rotary axis the center line of
which is parallel to the primary rotary axis)
are not counted in the total number of
contouring axes. Rotary axes need not rotate
over 360°. A rotary axis can be driven by a
linear device (e.g., a screw or a rack-andpinion).
2. The number of axes which can be
coordinated simultaneously for ‘‘contouring
control’’ is the number of axes along or
around which, during processing of the
workpiece, simultaneous and interrelated
motions are performed between the
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workpiece and a tool. This does not include
any additional axes along or around which
other relative motions within the machine are
performed, such as:
2.a. Wheel-dressing systems in grinding
machines;
2.b. Parallel rotary axes designed for
mounting of separate workpieces;
2.c. Co-linear rotary axes designed for
manipulating the same workpiece by holding
it in a chuck from different ends.
3. Axis nomenclature shall be in
accordance with International Standard ISO
841:2001, Industrial automation systems and
integration—Numerical control of
machines—Coordinate system and motion
nomenclature.
4. A ‘‘tilting spindle’’ is counted as a rotary
axis.
5. ‘Stated ‘‘unidirectional positioning
repeatability’’ ’ may be used for each specific
machine model as an alternative to
individual machine tests, and is determined
as follows:
5.a. Select five machines of a model to be
evaluated;
5.b. Measure the linear axis repeatability
(R↑,R↓) according to ISO 230–2:2014 and
evaluate ‘‘unidirectional positioning
repeatability’’ for each axis of each of the five
machines;
5.c. Determine the arithmetic mean value
of the ’’unidirectional positioning
repeatability’’-values for each axis of all five
machines together. These arithmetic mean
values ‘‘unidirectional positioning
repeatability’’ (UPR) become the stated value
of each axis for the model...) (UPRx, UPRy,
. . .);
5.d. Since the Category 2 list refers to each
linear axis there will be as many ‘stated
‘‘unidirectional positioning repeatability’’ ’
values as there are linear axes;
5.e. If any axis of a machine model not
controlled by 2B001.a. to 2B001.c. has a
‘stated ‘‘unidirectional positioning
repeatability’’ ’ equal to or less than the
specified ‘‘unidirectional positioning
repeatability’’ of each machine tool model
plus 0.7 mm, the builder should be required
to reaffirm the accuracy level once every
eighteen months.
6. For the purpose of 2B, measurement
uncertainty for the ‘‘unidirectional
positioning repeatability’’ of machine tools,
as defined in the International Standard ISO
230–2:2014, shall not be considered.
7. For the purpose of 2B, the measurement
of axes shall be made according to test
procedures in 5.3.2. of ISO 230–2:2014. Tests
for axes longer than 2 meters shall be made
over 2 m segments. Axes longer than 4 m
require multiple tests (e.g., two tests for axes
longer than 4 m and up to 8 m, three tests
for axes longer than 8 m and up to 12 m),
each over 2 m segments and distributed in
equal intervals over the axis length. Test
segments are equally spaced along the full
axis length, with any excess length equally
divided at the beginning, in between, and at
the end of the test segments. The smallest
‘‘unidirectional positioning repeatability’’value of all test segments is to be reported.
24. In Supplement No. 1 to part 774,
ECCN 2B001 is amended by:
■
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a. Revising Items paragraphs a.1, b.1.a,
b.2.a through b.3, c.1.a, c.2, the Notes to
2B001.c, and e.2.b; and
■ b. Adding Items paragraphs c.2.a
through c.2.c.
The revisions and additions read as
follows:
■
2B001 Machine Tools and Any
Combination Thereof, for Removing (or
Cutting) Metals, Ceramics or ‘‘Composites’’,
Which, According to the Manufacturer’s
Technical Specifications, Can Be Equipped
With Electronic Devices for ‘‘Numerical
Control’’; as Follows (see List of Items
Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
*
*
*
Items:
*
*
a. * * *
a.1. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
*
*
*
*
*
b. * * *
b.1. * * *
b.1.a. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
*
*
*
*
*
b.2. * * *
b.2.a. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis with a
travel length less than 1 m;
b.2.b. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.4 mm along one or more linear axis with a
travel length equal to or greater than 1 m and
less than 4 m;
b.2.c. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
6.0 mm along one or more linear axis with a
travel length equal to or greater than 4 m; or
b.2.d. Being a ‘parallel mechanism
machine tool’;
Technical Note: A ‘parallel mechanism
machine tool’ is a machine tool having
multiple rods which are linked with a
platform and actuators; each of the actuators
operates the respective rod simultaneously
and independently.
b.3. A ‘‘unidirectional positioning
repeatability’’ for jig boring machines,, equal
to or less (better) than 1.1 mm along one or
more linear axis; or
*
*
*
*
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c.2.b. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.4 mm along one or more linear axis with a
travel length equal to or greater than 1 m and
less than 4 m; or
c.2.c. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
6.0 mm along one or more linear axis with a
travel length equal to or greater than 4 m.
Notes: 2B001.c does not control grinding
machines as follows:
a. Cylindrical external, internal, and
external-internal grinding machines, having
all of the following:
a.1. Limited to cylindrical grinding; and
a.2. Limited to a maximum workpiece
capacity of 150 mm outside diameter or
length.
b. Machines designed specifically as jig
grinders that do not have a z-axis or a w-axis,
with a ‘‘unidirectional positioning
repeatability’’ less (better) than 1.1 mm.
c. Surface grinders.
*
*
*
*
*
e. * * *
e.2. * * *
e.2.b. A positioning ‘‘accuracy’’ of less
(better) than 0.003°;
*
*
*
*
*
25. In Supplement No. 1 to part 774,
ECCN 3A001 is amended by revising
Items paragraphs a.5.b.1, the
introductory text of a.5.b.2, a.7.a, a.7.b,
the Technical Notes following a.7.b, b.7,
b.10, b.11.f and b.11.g to read as follows:
■
3A001 Electronic Components and
‘‘Specially Designed’’ ‘‘Components’’
Therefor, as Follows (see List of Items
Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. * * *
a.5. * * *
a.5.b. * * *
a.5.b.1. A resolution of 10 bit or more with
an ‘adjusted update rate’ of greater than 3,500
MSPS; or
a.5.b.2. A resolution of 12-bit or more with
an ‘adjusted update rate’ of greater than 1,250
MSPS and having any of the following:
*
*
*
*
*
a.7. * * *
a.7.a. A maximum number of single-ended
digital input/outputs of greater than 700; or
a.7.b. An ‘aggregate one-way peak serial
transceiver data rate’ of 500 Gb/s or greater;
*
*
c. * * *
c.1. * * *
c.1.a. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
c.1.b. Three or more axes which can be
coordinated simultaneously for ‘‘contouring
control’’; or
c.2. Five or more axes which can be
coordinated simultaneously for ‘‘contouring
control’’ having any of the following:
c.2.a. ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis with a
travel length less than 1m;
29447
*
*
*
*
Technical Notes: 1. Maximum number of
digital input/outputs in 3A001.a.7.a is also
referred to as maximum user input/outputs
or maximum available input/outputs,
whether the integrated circuit is packaged or
bare die.
2. ‘Aggregate one-way peak serial
transceiver data rate’ is the product of the
peak serial one-way transceiver data rate
times the number of transceivers on the
FPGA.
*
*
*
*
*
b. * * *
b.7. Converters and harmonic mixers, that
are any of the following:
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b.7.a. Designed to extend the frequency
range of ‘‘signal analyzers’’ beyond 90 GHz;
b.7.b. Designed to extend the operating
range of signal generators as follows:
b.7.b.1. Beyond 90 GHz;
b.7.b.2. To an output power greater than
100 mW (20 dBm) anywhere within the
frequency range exceeding 43.5 GHz but not
exceeding 90 GHz;
b.7.c. Designed to extend the operating
range of network analyzers as follows:
b.7.c.1. Beyond 110 GHz;
b.7.c.2. To an output power greater than
31.62 mW (15 dBm) anywhere within the
frequency range exceeding 43.5 GHz but not
exceeding 90 GHz;
b.7.c.3. To an output power greater than 1
mW (0 dBm) anywhere within the frequency
range exceeding 90 GHz but not exceeding
110 GHz; or
b.7.d. Designed to extend the frequency
range of microwave test receivers beyond 110
GHz;
*
*
*
*
*
b.10. Oscillators or oscillator assemblies,
specified to operate with a single sideband
(SSB) phase noise, in dBc/Hz, less (better)
than—(126 + 20log10F¥20log10f) anywhere
within the range of 10 Hz ≤ F ≤ 10 kHz;
Technical Note: In 3A001.b.10, F is the
offset from the operating frequency in Hz and
f is the operating frequency in MHz.
b.11. * * *
b.11.f. Less than 1 ms for any frequency
change exceeding 2.2 GHz within the
synthesized frequency range exceeding 56
GHz but not exceeding 90 GHz; or
b.11.g. Less than 1 ms within the
synthesized frequency range exceeding 90
GHz;
N.B.: For general purpose ‘‘signal
analyzers’’, signal generators, network
analyzers and microwave test receivers, see
3A002.c, 3A002.d, 3A002.e and 3A002.f,
respectively.
*
*
*
*
*
26. In Supplement No. 1 to part 774,
ECCN 3A002 is amended by:
■ a. Revising Items paragraphs a.5.a and
a.5.b and adding Items paragraph a.5.c
before the Technical Notes;
■ b. Adding paragraph 3. to the
Technical Notes following Items
paragraph a.5.c; and
■ c. Revising Items paragraphs c
introductory text through c.3, c.4.a, d
introductory text through d.1.a, d.2,
d.3.b through d.4.b, d.5, Note 1 after d.5,
Technical Note 1 after d.5, e.1, and e.2.
The revisions and addition read as
follows:
tkelley on DSK3SPTVN1PROD with RULES2
■
3A002 General Purpose Electronic
Equipment, as Follows (see List of Items
Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. * * *
a.5. * * *
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Jkt 235001
a.5.a. Digitizing rates equal to or more than
200 million samples per second and a
resolution of 10 bits or more;
a.5.b. A ‘continuous throughput’ of 2 Gbit/
s or more; and
a.5.c. Triggered acquisition of transients or
aperiodic signals;
Technical Notes: * * *
3. For the purposes of 3A002.a.5.c,
acquisition can be triggered internally or
externally.
d.5. A maximum frequency exceeding 90
GHz;
Note 1: For the purpose of 3A002.d, signal
generators include arbitrary waveform and
function generators.
*
*
*
*
*
*
c. ‘‘Signal analyzers’’ as follows:
c.1. ‘‘Signal analyzers’’ having a 3 dB
resolution bandwidth (RBW) exceeding 10
MHz anywhere within the frequency range
exceeding 31.8 GHz but not exceeding 37
GHz;
c.2. ‘‘Signal analyzers’’ having Displayed
Average Noise Level (DANL) less (better)
than—150 dBm/Hz anywhere within the
frequency range exceeding 43.5 GHz but not
exceeding 90 GHz;
c.3. ‘‘Signal analyzers’’ having a frequency
exceeding 90 GHz;
c.4. * * *
c.4.a. ‘‘Real-time bandwidth’’ exceeding
170 MHz; and
*
*
*
*
*
d. Signal generators having any of the
following:
d.1. Specified to generate pulse-modulated
signals having all of the following, anywhere
within the frequency range exceeding 31.8
GHz but not exceeding 37 GHz:
d.1.a. ‘Pulse duration’ of less than 25 ns;
and
*
*
*
*
*
d.2. An output power exceeding 100 mW
(20 dBm) anywhere within the frequency
range exceeding 43.5 GHz but not exceeding
90 GHz;
d.3. * * *
d.3.b. Less than 100 ms for any frequency
change exceeding 2.2 GHz within the
frequency range exceeding 4.8 GHz but not
exceeding 31.8 GHz;
d.3.c. [Reserved]
d.3.d. Less than 500 ms for any frequency
change exceeding 550 MHz within the
frequency range exceeding 31.8 GHz but not
exceeding 37 GHz; or
d.3.e. Less than 100 ms for any frequency
change exceeding 2.2 GHz within the
frequency range exceeding 37 GHz but not
exceeding 90 GHz;
d.3.f. [Reserved]
d.4. Single sideband (SSB) phase noise, in
dBc/Hz, specified as being any of the
following:
d.4.a. Less (better) than—(126 + 20 log10 F
¥ 20log10f) for anywhere within the range of
10 Hz ≤ F ≤ 10 kHz anywhere within the
frequency range exceeding 3.2 GHz but not
exceeding 90 GHz; or
d.4.b. Less (better) than—(206 ¥ 20log10f)
for anywhere within the range of 10 kHz <
F ≤ 100 kHz anywhere within the frequency
range exceeding 3.2 GHz but not exceeding
90 GHz; or
Technical Note: In 3A002.d.4, F is the
offset from the operating frequency in Hz and
f is the operating frequency in MHz.
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*
*
*
*
*
Technical Notes: 1. The maximum
frequency of an arbitrary waveform or
function generator is calculated by dividing
the sample rate, in samples/second, by a
factor of 2.5.
*
*
*
*
e. * * *
e.1. An output power exceeding 31.62 mW
(15 dBm) anywhere within the operating
frequency range exceeding 43.5 GHz but not
exceeding 90 GHz;
e.2. An output power exceeding 1 mW (0
dBm) anywhere within the operating
frequency range exceeding 90 GHz but not
exceeding 110 GHz;
*
*
*
*
*
27. In Supplement No. 1 to part 774,
ECCN 3A991 is amended by revising
introductory text to Items paragraph d to
read as follows:
■
3A991 Electronic Devices, and
‘‘Components’’ Not Controlled by 3A001
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
*
*
*
Items:
*
*
d. Field programmable logic devices
having a maximum number of single-ended
digital input/outputs between 200 and 700;
*
*
*
*
*
28. In Supplement No. 1 to part 774,
ECCN 3B001 is amended by:
■ a. Revising the CIV paragraph of the
List Based License Exceptions section;
and
■ b. Revising Items paragraphs f.1.a
through f.2.
The revisions read as follows:
■
3B001 Equipment For the Manufacturing of
Semiconductor Devices or Materials, as
Follows (see List of Items Controlled) and
‘‘Specially Designed’’ ‘‘Components’’ and
‘‘Accessories’’ therefor
*
*
*
*
*
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
*
*
*
*
*
CIV: Yes for equipment controlled by
3B001.a.1, a.2 and .c.
List of Items Controlled
*
*
*
*
*
Items: * * *
f. * * *
f.1. * * *
f.1.a. A light source wavelength shorter
than 193 nm; or
f.1.b. Capable of producing a pattern with
a ‘‘Minimum Resolvable Feature size’’ (MRF)
of 45 nm or less;
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f.2 Imprint lithography equipment capable
of production features of 45 nm or less;
The revisions read as follows:
29449
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
*
*
*
*
■ 29. In Supplement No. 1 to part 774,
ECCN 3D001 is amended by revising the
CIV paragraph in the List Based License
Exceptions section to read as follows:
4D001 ‘‘Software’’ as follows (see List of
Items Controlled)
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
TSR: Yes, except for ‘‘technology’’ for the
‘‘development’’ or ‘‘production’’ of
commodities with an ‘‘Adjusted Peak
Performance’’ (‘‘APP’’) exceeding 2.0 WT.
3D001 ‘‘Software’’ ‘‘Specially
Designed’’ for the ‘‘Development’’ or
‘‘Production’’ of Equipment Controlled
by 3A001.b to 3A002.g or 3B (Except
3B991 and 3B992)
*
*
*
*
*
*
*
List Based License Exceptions (See
Part 740 for a description of all license
exceptions)
CIV: Yes for ‘‘software’’ ‘‘specially
designed’’ for the ‘‘development’’ or
‘‘production’’ of equipment controlled
by 3B001.c.
*
*
*
*
*
■ 30. In Supplement No. 1 to part 774,
ECCN 3E001 is amended by revising the
CIV paragraph in the List Based License
Exceptions section to read as follows:
*
3E001 ‘‘Technology’’ according to the
General Technology Note for the
‘‘Development’’ or ‘‘Production’’ of
Equipment or Materials controlled by 3A
(except 3A292, 3A980, 3A981, 3A991 3A992,
or 3A999), 3B (Except 3B991 or 3B992) or 3C
(Except 3C992)
Items: * * *
b. * * *
b.1. ‘‘Digital computers’’ having an
‘‘Adjusted Peak Performance’’ (‘‘APP’’)
exceeding 1.0 Weighted TeraFLOPS (WT);
*
■
*
*
*
*
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
CIV: Yes for ‘‘Technology’’ According to
the General Technology Note for the
‘‘Development’’ or ‘‘Production of Equipment
in 3B001.c.
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*
*
*
*
*
■ 31. In Supplement No. 1 to part 774,
ECCN 4D001 is amended by:
■ a. Revising the TSR paragraph in the
List Based License Exceptions section;
■ b. Revising the STA paragraph in the
Special Conditions for STA section; and
■ c. Revising Items paragraph b.1 in the
List of Items Controlled section.
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*
*
*
*
*
*
*
*
*
TSR: Yes, except for ‘‘software’’ for the
‘‘development’’ or ‘‘production’’ of
commodities with an ‘‘Adjusted Peak
Performance’’ (‘‘APP’’) exceeding 2.0 WT.
*
*
*
*
Special Conditions for STA
STA: License Exception STA may not be
used to ship or transmit ‘‘software’’
‘‘specially designed’’ for the ‘‘development’’
or ‘‘production’’ of equipment specified by
ECCN 4A001.a.2 or for the ‘‘development’’ or
‘‘production’’ of ‘‘digital computers’’ having
an ‘Adjusted Peak Performance’ (‘APP’)
exceeding 2.0 Weighted TeraFLOPS (WT) to
any of the destinations listed in Country
Group A:6 (See Supplement No.1 to part 740
of the EAR).
List of Items Controlled
*
*
*
*
*
*
*
*
*
*
32. In Supplement No. 1 to part 774,
ECCN 4D002 is removed.
■ 33. In Supplement No. 1 to part 774,
ECCN 4E001 is amended by:
■ a. Revising the TSR paragraph in the
List Based License Exceptions section;
■ b. Revising the STA paragraph in the
Special Conditions for STA section; and
■ c. Revising Items paragraph b.1 in the
List of Items Controlled section.
The revisions read as follows:
4E001 ‘‘Technology’’ as Follows (see List of
Items Controlled)
*
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*
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*
*
*
*
*
*
*
*
*
Special Conditions for STA
STA: License Exception STA may not be
used to ship or transmit ‘‘technology’’
according to the General Technology Note for
the ‘‘development’’ or ‘‘production’’ of any of
the following equipment or ‘‘software’’: a.
Equipment specified by ECCN 4A001.a.2; b.
‘‘Digital computers’’ having an ‘Adjusted
Peak Performance’ (‘APP’) exceeding 2.0
Weighted TeraFLOPS (WT); or c. ‘‘software’’
specified in the License Exception STA
paragraph found in the License Exception
section of ECCN 4D001 to any of the
destinations listed in Country Group A:6 (See
Supplement No. 1 to part 740 of the EAR).
List of Items Controlled
*
*
*
*
*
Items: * * *
b. * * *
b.1. ‘‘Digital computers’’ having an
‘‘Adjusted Peak Performance’’ (‘‘APP’’)
exceeding 1.0 Weighted TeraFLOPS (WT);
*
*
*
*
*
34. In Supplement No. 1 to part 774,
the Technical Note on ‘‘Adjusted Peak
Performance’’ after ECCN EAR99 is
amended by:
■ a. Revising Note 6; and
■ b. Adding Technical Notes after Note
6.
The revision and addition read as
follows:
■
Technical Note on ‘‘Adjusted Peak
Performance’’ (‘‘APP’’)
*
*
*
*
*
Note 6: ‘‘APP’’ values must be calculated
for processor combinations containing
processors ‘‘specially designed’’ to enhance
performance by aggregation, operating
simultaneously and sharing memory
Technical Notes: 1. Aggregate all
processors and accelerators operating
simultaneously and located on the same die.
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Federal Register / Vol. 80, No. 98 / Thursday, May 21, 2015 / Rules and Regulations
2. Processor combinations share memory
when any processor is capable of accessing
any memory location in the system through
the hardware transmission of cache lines or
memory words, without the involvement of
any software mechanism, which may be
achieved using ‘‘electronic assemblies’’
specified in 4A003.c.
*
*
*
*
*
35. In Supplement No. 1 to part 774,
ECCN 5D001 is amended by removing
and reserving Items paragraph b.
■ 36. In Supplement No. 1 to part 774,
ECCN 5E001 is amended by revising
Items paragraph c.1 to read as follows:
■
5E001 ‘‘Technology’’ as Follows (see List of
Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: * * *
c. * * *
c.1. Equipment employing digital
techniques designed to operate at a ‘‘total
digital transfer rate’’ exceeding 560 Gbit/s;
*
*
*
*
*
37. In Supplement No. 1 to part 774,
Category 5, Part 2 is amended by
revising Note 1 to read as follows:
Category 5—Telecommunications and
‘‘Information Security’’
*
*
*
*
Part 2—‘‘Information Security’’
Note 1: The control status of ‘‘information
security’’ items or functions is determined in
Category 5, Part 2 even if they are
components, ‘‘software’’ or functions of other
systems or equipment.
N.B. to Note 1: Commodities and software
‘‘specially designed’’ for medical end-use
that incorporate an item in Category 5, part
2 are not classified in any ECCN in Category
5, part 2.
*
*
*
*
*
38. In Supplement No. 1 to part 774,
ECCN 5A002 is amended by:
■ a. Revising the Related Controls
paragraph in the List of Items Controlled
section;
■ b. Revising paragraphs (j) and (k) of
the Note at the beginning of the Items
paragraph;
■ c. Adding paragraphs (l) and (m) to
the of the Note at the beginning of the
Items paragraph;
■ d. Revising the introductory text of
Items paragraph a;
■ e. Revising Items paragraph a.2 and
the Note to 5A002.a.2;
■ f. Adding a Technical Note following
the Note to 5A002.a.2;
■ g. Revising Items paragraph a.9 and
the Technical Notes following
paragraph a.9; and
■ h. Revising Items paragraph b.
The revisions and additions read as
follows:
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■
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*
*
*
*
*
List of Items Controlled
Related Controls: (1) ECCN 5A002.a
controls ‘‘components’’ providing the means
or functions necessary for ‘‘information
security.’’ All such ‘‘components’’ are
presumptively ‘‘specially designed’’ and
controlled by 5A002.a. (2) 5A002 does not
control the commodities listed in paragraphs
(a), (d), (e), (f), (g), (i), (j), (k), (l) and (m) in
the Note in the items paragraph of this entry.
These commodities are instead classified
under ECCN 5A992, and related software and
technology are classified under ECCNs 5D992
and 5E992 respectively. (3) After encryption
registration to or classification by BIS, mass
market encryption commodities that meet
eligibility requirements are released from
‘‘EI’’ and ‘‘NS’’ controls. These commodities
are classified under ECCN 5A992.c. See
§ 742.15(b) of the EAR.
*
■
*
5A002 ‘‘Information Security’’ Systems,
Equipment and ‘‘Components’’ Therefor, as
Follows (see List of Items Controlled)
*
*
*
*
Items:
Note: * * *
(j) Equipment, having no functionality
specified by 5A002.a.2, 5A002.a.4,
5A002.a.7, 5A002.a.8 or 5A002.b, meeting all
of the following:
1. All cryptographic capability specified by
5A002.a meets any of the following:
a. It cannot be used; or
b. It can only be made useable by means
of ‘‘cryptographic activation’’; and
2. When necessary as determined by the
appropriate authority in the exporter’s
country, details of the equipment are
accessible and will be provided to the
authority upon request, in order to ascertain
compliance with conditions described above;
N.B.1: See 5A002.a for equipment that has
undergone ‘‘cryptographic activation.’’
N.B.2: See also 5A002.b, 5D002.d and
5E002.b.
(k) Mobile telecommunications Radio
Access Network (RAN) equipment designed
for civil use, which also meet the provisions
2. to 5. of part a. of the Cryptography Note
(Note 3 in Category 5, Part 2), having an RF
output power limited to 0.1W (20 dBm) or
less, and supporting 16 or fewer concurrent
users;
(l) Routers, switches or relays, where the
‘‘information security’’ functionality is
limited to the tasks of ‘‘Operations,
Administration or Maintenance’’ (‘‘OAM’’)
implementing only published or commercial
cryptographic standards; or
(m) General purpose computing equipment
or servers, where the ‘‘information security’’
functionality meets all of the following:
1. Uses only published or commercial
cryptographic standards; and
2. Is any of the following:
a. Integral to a CPU that meets the
provisions of Note 3 to Category 5-Part 2;
b. Integral to an operating system that is
not specified by 5D002; or
c. Limited to ‘‘OAM’’ of the equipment.
a. Systems, equipment and components,
for ‘‘information security’’, as follows:
*
*
*
*
*
a.2. Designed or modified to perform
‘cryptanalytic functions’;
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Note: 5A002.a.2 includes systems or
equipment, designed or modified to perform
‘cryptanalytic functions’ by means of reverse
engineering.
Technical Note: ‘Cryptanalytic functions’
are functions designed to defeat
cryptographic mechanisms in order to derive
confidential variables or sensitive data,
including clear text, passwords or
cryptographic keys.
*
*
*
*
*
a.9. Designed or modified to use or perform
‘‘quantum cryptography.’’
Technical Note: ‘‘Quantum cryptography’’
is also known as Quantum Key Distribution
(QKD).
b. Systems, equipment and components,
designed or modified to enable, by means of
‘‘cryptographic activation’’, an item to
achieve or exceed the controlled performance
levels for functionality specified by 5A002.a
that would not otherwise be enabled.
39. In Supplement No. 1 to part 774,
ECCN 5D002 is amended by
■ a. Adding a Note to 5D002.c after
Items paragraph c.2; and
■ b. Revising Items paragraph d.
The revisions read as follows:
■
5D002 ‘‘Software’’ as Follows (see List of
Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: * * *
c. * * *
c.2. * * *
Note: 5D002.c does not apply to ‘‘software’’
limited to the tasks of ‘‘OAM’’ implementing
only published or commercial cryptographic
standards.
d. ‘‘Software’’ designed or modified to
enable, by means of ‘‘cryptographic
activation,’’ an item to achieve or exceed the
controlled performance levels for
functionality specified by 5A002.a that
would not otherwise be enabled.
40. In Supplement No. 1 to part 774,
ECCN 5E002 is amended by revising
Items paragraph b and the Note to 5E002
to read as follows:
■
5E002 ‘‘Technology’’ as Follows (see List of
Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:* * *
b. ‘‘Technology’’ to enable, by means of
‘‘cryptographic activation,’’ an item to
achieve or exceed the controlled performance
levels for functionality specified by 5A002.a
that would not otherwise be enabled.
Note: 5E002 includes ‘‘information
security’’ technical data resulting from
procedures carried out to evaluate or
determine the implementation of functions,
features or techniques specified in Category
5-Part 2.
41. In Supplement No. 1 to part 774,
ECCN 6A001 is amended by:
■
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a. Revising Items paragraph a.1.a.2.a.2
and the Technical Note following Items
paragraph a.1.a.2.a.2;
■ b. Revising the introductory text of
Items paragraph a.1.a.3;
■ c. Revising Note 1 after Items
paragraph a.1.c;
■ d. Revising Items paragraph a.1.c.1;
■ e. Removing and reserving Items
paragraph a.1.c.2 and removing the
Technical Note following Items
paragraph a.1.c.2; and
■ f. Adding a N.B. after paragraph
a.1.c.2.
The revisions and additions read as
follows:
■
6A001 Acoustic Systems, Equipment and
‘‘Components’’, as Follows (see List of Items
Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. * * *
a.1. * * *
a.1.a. * * *
a.1.a.2 * * *
a.1.a.2.a. * * *
a.1.a.2.a.2. ‘Sounding rate’ greater than
3,800 m/s; or
Technical Note: ‘Sounding rate’ is the
product of the maximum speed (m/s) at
which the sensor can operate and the
maximum number of soundings per swath
assuming 100% coverage. For systems that
produce soundings in two directions (3D
sonars), the maximum of the ‘sounding rate’
in either direction should be used.
*
*
*
*
*
a.1.a.3. Side Scan Sonar (SSS) or Synthetic
Aperture Sonar (SAS), designed for seabed
imaging and having all of the following, and
specially designed transmitting and receiving
acoustic arrays therefor:
*
*
*
*
*
a.1.c. * * *
Notes: 1. The control status of acoustic
projectors, including transducers, ‘‘specially
designed’’ for other equipment not specified
by 6A001 is determined by the control status
of the other equipment.
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*
*
*
*
a.1.c.1. Operating at frequencies below 10
kHz and having any of the following:
a.1.c.1.a. Not designed for continuous
operation at 100% duty cycle and having a
radiated ‘free-field Source Level (SLRMS)’
exceeding (10log(f) + 169.77)dB (reference 1
mPa at 1 m) where f is the frequency in Hertz
of maximum Transmitting Voltage Response
(TVR) below 10 kHz; or
a.1.c.1.b. Designed for continuous
operation at 100% duty cycle and having a
continuously radiated ‘free-field Source
Level (SLRMS)’ at 100% duty cycle exceeding
(10log(f) + 159.77)dB (reference 1 mPa at 1 m)
where f is the frequency in Hertz of
maximum Transmitting Voltage Response
(TVR) below 10 kHz; or
Technical Note: The ‘free-field Source
Level (SLRMS)’ is defined along the maximum
response axis and in the far field of the
acoustic projector. It can be obtained from
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the Transmitting Voltage Response using the
following equation: SLRMS = (TVR + 20log
VRMS) dB (ref 1mPa at 1 m), where SLRMS is
the source level, TVR is the Transmitting
Voltage Response and VRMS is the Driving
Voltage of the Projector.
*
*
*
*
*
N.B.: See 6A001.a.1.c.1 for items
previously specified in 6A001a.1.c.2.
*
*
*
*
*
42. In Supplement No. 1 to part 774,
ECCN 6A003 is amended by:
■ a. Remove the entry ‘‘RS applies to
6A003.b.4.b’’ from the table in the
License Requirements section;
■ b. Revising the Reporting
Requirements in the License
Requirements section;
■ c. Revising Items paragraph a.3;
■ d. Revising paragraph b.4.c in Note 3
to 6A003.b.4.b; and
■ e. Revising paragraph b in Note 4 to
6A003.b.4.c.
The revisions read as follows:
■
6A003 Cameras, Systems or Equipment,
and ‘‘Components’’ Therefor, as Follows (see
List of Items Controlled)
*
*
*
*
*
License Requirements
*
*
*
*
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. * * *
a.3. Mechanical or electronic streak
cameras as follows:
a.3.a. Mechanical streak cameras having
writing speeds exceeding 10 mm/ms;
a.3.b. Electronic streak cameras having
temporal resolution better than 50 ns;
*
*
*
*
*
b. ***
b.4. ***
b.4.c. ***
Note 3: ***
b. ***
4. ***
c. The camera is ‘‘specially designed’’ for
installation into a civilian passenger land
vehicle and having all of the following:
1. The placement and configuration of the
camera within the vehicle are solely to assist
the driver in the safe operation of the vehicle;
2. Is operable only when installed in any
of the following:
a. The civilian passenger land vehicle for
which it was intended and the vehicle weighs
less than 4,500 kg (gross vehicle weight); or
b. A ‘‘specially designed’’, authorized
maintenance test facility; and
3. Incorporates an active mechanism that
forces the camera not to function when it is
removed from the vehicle for which it was
intended.
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Note: When necessary details of the items
will be provided, upon request, to the Bureau
of Industry and Security in order to ascertain
compliance with the conditions described in
Note 3.b.4 and Note 3.c in this Note to
6A003.b.4.b.
Note 4: ***
b. Where the camera is ‘‘specially
designed’’ for installation into a civilian
passenger land vehicle or passenger and
vehicle ferries and having all of the following:
1. The placement and configuration of the
camera within the vehicle or ferry are solely
to assist the driver or operator in the safe
operation of the vehicle or ferry;
2. Is only operable when installed in any
of the following:
a. The civilian passenger land vehicle for
which it was intended and the vehicle weighs
less than 4,500 kg (gross vehicle weight);
b. The passenger and vehicle ferry for
which it was intended and having a length
overall (LOA) 65 m or greater; or
c. A ‘‘specially designed’’, authorized
maintenance test facility; and
3. Incorporates an active mechanism that
forces the camera not to function when it is
removed from the vehicle for which it was
intended;
*
*
*
*
*
43. In Supplement No. 1 to part 774,
ECCN 6A004 is amended by:
■ a. Revising the GBS and CIV
paragraphs under the List Based License
Exceptions section;
■ b. Adding a Technical Note after the
introductory text of Items paragraph a;
■ c. Revising Items paragraph a.1;
■ d. Revising Items paragraph a.4;
■ e. Revising Items paragraph d.2;
■ f. Removing and reserving Items
paragraph d.4.
The revisions and additions read as
follows:
■
Reporting Requirements See § 743.3 of the
EAR for thermal camera reporting for exports
that are not authorized by an individually
validated license of thermal imaging cameras
controlled by ECCN 6A003.b.4.b to
destinations in Country Group A:1 (see
Supplement No. 1 to part 740 of the EAR),
must be reported to BIS.
*
29451
Sfmt 4700
6A004 Optical Equipment and
‘‘Components,’’ as Follows (see List of Items
Controlled)
*
*
*
*
*
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
*
*
*
*
*
GBS: Yes for 6A004.a.1, a.2, a.4, b, and d.2.
CIV: Yes for 6A004.a.1, a.2, a.4, b, and d.2.
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. ***
Technical Note: For the purpose of
6A004.a, Laser Induced Damage Threshold
(LIDT) is measured according to ISO 21254–
1:2011.
a.1. ‘‘Deformable mirrors’’ having an active
optical aperture greater than 10 mm and
having any of the following, and specially
designed components therefor:
a.1.a. Having all the following:
a.1.a.1. A mechanical resonant frequency
of 750 Hz or more; and
a.1.a.2. More than 200 actuators; or
a.1.b. A Laser Induced Damage Threshold
(LIDT) being any of the following:
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a.1.b.1. Greater than 1 kW/cm2 using a
‘‘CW laser’’; or
a.1.b.2. Greater than 2 J/cm2 using 20 ns
‘‘laser’’ pulses at 20 Hz repetition rate;
*
*
*
*
*
a.4. Mirrors specially designed for beam
steering mirror stages specified in
6A004.d.2.a with a flatness of l/10 or better
(l is equal to 633 nm) and having any of the
following:
a.4.a. Diameter or major axis length greater
than or equal to 100 mm; or
a.4.b. Having all of the following:
a.4.b.1. Diameter or major axis length
greater than 50 mm but less than 100 mm;
and
a.4.b.2. A Laser Induced Damage Threshold
(LIDT) being any of the following:
a.4.b.2.a. Greater than 10 kW/cm2 using a
‘‘CW laser’’; or
a.4.b.2.b. Greater than 20 J/cm2 using 20 ns
‘‘laser’’ pulses at 20 Hz repetition rate;
N.B. For optical mirrors specially designed
for lithography equipment, see 3B001.
*
*
*
*
*
d. ***
d.2. Steering, tracking, stabilisation and
resonator alignment equipment as follows:
d.2.a. Beam steering mirror stages designed
to carry mirrors having diameter or major
axis length greater than 50 mm and having
all of the following, and specially designed
electronic control equipment therefor:
d.2.a.1. A maximum angular travel of ±26
mrad or more;
d.2.a.2. A mechanical resonant frequency
of 500 Hz or more; and
d.2.a.3. An angular accuracy of 10 mrad
(microradians) or less;
d.2.b. Resonator alignment equipment
having bandwidths equal to or more than 100
Hz and an accuracy of 10 mrad or less;
*
*
*
*
44. In Supplement No. 1 to part 774,
ECCN 6A005 is amended by:
■ a. Removing the Note to 6A005.c after
Items paragraph c;
■ b. Revising Items paragraph e.2; and
■ c. Adding Items paragraph e.3.
The revision and additions read as
follows:
6A005 ‘‘Lasers,’’ ‘‘Components’’ and
Optical Equipment, as Follows (see List of
Items Controlled), Excluding Items That Are
Subject to the Export Licensing Authority of
the Nuclear Regulatory Commission (see 10
CFR part 110)
*
*
*
*
List of Items Controlled
*
*
*
*
*
*
*
*
Items:
tkelley on DSK3SPTVN1PROD with RULES2
*
*
e. ***
e.2. Optical mirrors or transmissive or
partially transmissive optical or electrooptical-’’components,’’ other than fused
tapered fiber combiners and Multi-Layer
Dielectric gratings (MLDs), ‘‘specially
designed’’ for use with controlled ‘‘lasers’’;
Note to 6A005.e.2: Fiber combiners and
MLDs are specified by 6A005.e.3.
e.3. Fiber laser ‘‘components’’ as follows:
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*
*
*
*
■ 45. In Supplement No. 1 to part 774,
ECCN 6C005 is amended by:
■ a. Revising the heading; and
■ b. Revising the Items paragraphs.
■ The revisions read as follows:
Jkt 235001
a. Adding an undesignated center
heading before Items paragraph d; and
■ b. Revising Items paragraph d.
The addition and revision read as
follows:
■
6D003 Other ‘‘Software’’ as Follows (see
List of Items Controlled)
*
6C005 ‘‘Laser’’ Materials as Follows (see
List of Items Controlled)
*
*
*
*
*
*
*
*
Items: a. Synthetic crystalline ‘‘laser’’ host
material in unfinished form as follows:
a.1. Titanium doped sapphire;
a.2. [Reserved]
b. Rare-earth-metal doped double-clad
fibers having any of the following:
b.1. Nominal laser wavelength of 975 nm
to 1,150 nm and having all of the following:
b.1.a. Average core diameter equal to or
greater than 25 mm; and
b.1.b. Core ‘Numerical Aperture’ (‘NA’) less
than 0.065; or
Note to 6C005.b.1: 6C005.b.1 does not
apply to double-clad fibers having an inner
glass cladding diameter exceeding 150 mm
and not exceeding 300 mm.
b.2. Nominal laser wavelength exceeding
1,530 nm and having all of the following:
b.2.a. Average core diameter equal to or
greater than 20 mm; and
b.2.b. Core ‘NA’ less than 0.1.
Technical Notes: 1. For the purposes of
6C005, the core ‘Numerical Aperture’ (‘NA’)
is measured at the emission wavelengths of
the fiber.
2. 6C005.b includes fibers assembled with
end caps.
46. In Supplement No. 1 to part 774,
ECCN 6D003 is amended by:
■
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*
*
*
*
*
*
*
*
*
*
*
Items:
*
*
OPTICS
d. ‘‘Software’’ specially designed to
maintain the alignment and phasing of
segmented mirror systems consisting of
mirror segments having a diameter or major
axis length equal to or larger than 1 m;
*
*
*
*
*
■ 47. In Supplement No. 1 to part 774,
ECCN 7A003 is amended by revising
Note 2 in the Items paragraph to read as
follows:
7A003 ‘Inertial Measurement Equipment or
Systems’, Having Any of the Following (see
List of Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
*
*
*
Items:
*
*
Note 2: 7A003 does not apply to ‘inertial
measurement equipment or systems’ which
are certified for use on ‘‘civil aircraft’’ by civil
aviation authorities of one or more
Wassenaar Arrangement Participating States,
see Supplement No. 1 to part 743 of the EAR.
*
*
*
*
*
48. In Supplement No. 1 to part 774,
ECCN 7D004 is amended by:
■ a. Revising the Related Controls
paragraph in the List of Items Controlled
section; and
■ b. Revising Items paragraph c.
The revisions read as follows:
■
List of Items Controlled
*
*
List of Items Controlled
*
*
*
■
*
e.3.a. Multimode to multimode fused
tapered fiber combiners having all of the
following:
e.3.a.1. An insertion loss better (less) than
or equal to 0.3 dB maintained at a rated total
average or CW output power (excluding
output power transmitted through the single
mode core if present) exceeding 1,000 W; and
e.3.a.2. Number of input fibers equal to or
greater than 3;
e.3.b. Single mode to multimode fused
tapered fiber combiners having all of the
following:
e.3.b.1. An insertion loss better (less) than
0.5 dB maintained at a rated total average or
CW output power exceeding 4,600 W;
e.3.b.2. Number of input fibers equal to or
greater than 3; and
e.3.b.3. Having any of the following:
e.3.b.3.a. A Beam Parameter Product (BPP)
measured at the output not exceeding 1.5 mm
mrad for a number of input fibers less than
or equal to 5; or
e.3.b.3.b. A BPP measured at the output not
exceeding 2.5 mm mrad for a number of
input fibers greater than 5;
e.3.c. MLDs having all of the following:
e.3.c.1. Designed for spectral or coherent
beam combination of 5 or more fiber lasers;
and
e.3.c.2. CW Laser Induced Damage
Threshold (LIDT) greater than or equal to 10
kW/cm2;
7D004 ‘‘Source Code’’ Incorporating
‘‘Development’’ ‘‘Technology’’ Specified by
7E004.a.1 to a.6 or 7E004.b, For Any of the
Following: (see List of Items Controlled)
*
*
*
*
*
List of Items Controlled
Related Controls: See also 7D103 and
7D994
*
*
*
*
*
Items: ***
c. ‘‘Fly-by-wire systems’’ or ‘‘fly-by-light
systems‘‘;
*
*
*
*
*
■ 49. In Supplement No. 1 to part 774,
ECCN 7E001 is amended by revising the
heading to read as follows:
7E001 ‘‘Technology’’ According to the
General Technology Note for the
‘‘Development’’ of Equipment or ‘‘Software’’,
Specified by 7A. (except 7A994), 7B. (except
7B994), 7D001, 7D002, 7D003 or 7D005.
*
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50. In Supplement No. 1 to part 774,
ECCN 7E004 is amended by:
■ a. Revising the Related Controls
paragraph in the List of Items
Controlled;
■ b. Revising Items paragraphs b
introductory text and b.1;
■ c. Removing the Note after Items
paragraph b.6;
■ d. Adding Items paragraphs b.7 and
b.8.
The revisions and additions read as
follows:
■
7E004 Other ‘‘Technology’’ as Follows (see
List of Items Controlled)
*
*
*
*
*
List of Items Controlled
Related Controls: (1) See also 7E001,
7E002, 7E101, and 7E994. (2) In addition to
the Related Controls in 7E001, 7E002, and
7E101 that include MT controls, also see the
MT controls in 7E104 for design
‘‘technology’’ for the integration of the flight
control, guidance, and propulsion data into
a flight management system, designed or
modified for rockets or missiles capable of
achieving a ‘‘range’’ equal to or greater than
300 km, for optimization of rocket system
trajectory; and also see 9E101 for design
‘‘technology’’ for integration of air vehicle
fuselage, propulsion system and lifting
control surfaces, designed or modified for
unmanned aerial vehicles capable of
achieving a ‘‘range’’ equal to or greater than
300 km, to optimize aerodynamic
performance throughout the flight regime of
an unmanned aerial vehicle.
*
*
*
*
*
Items: ***
b. ‘‘Development’’ ‘‘technology’’, as
follows, for ‘‘active flight control systems’’
(including ‘‘fly-by-wire systems’’ or ‘‘fly-bylight systems’’):
b.1. Photonic-based ‘‘technology’’ for
sensing aircraft or flight control component
state, transferring flight control data, or
commanding actuator movement, ‘‘required’’
for ‘‘fly-by-light systems’’ ‘‘active flight
control systems’’;
tkelley on DSK3SPTVN1PROD with RULES2
*
*
*
*
*
b.7. ‘‘Technology’’ ‘‘required’’ for deriving
the functional requirements for ‘‘fly-by-wire
systems’’ having all of the following:
b.7.a. ‘Inner-loop’ airframe stability
controls requiring loop closure rates of 40 Hz
or greater; and
Technical Note: ‘Inner-loop’ refers to
functions of ‘‘active flight control systems’’
that automate airframe stability controls.
b.7.b. Having any of the following:
b.7.b.1. Corrects an aerodynamically
unstable airframe, measured at any point in
the design flight envelope, that would lose
recoverable control if not corrected within
0.5 seconds;
b.7.b.2. Couples controls in two or more
axes while compensating for ‘abnormal
changes in aircraft state’;
Technical Note: ‘Abnormal changes in
aircraft state’ include in-flight structural
damage, loss of engine thrust, disabled
control surface, or destabilizing shifts in
cargo load.
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b.7.b.3. Performs the functions specified in
7E004.b.5; or
Note: 7E004.b.7.b.3 does not apply to
autopilots.
b.7.b.4. Enables aircraft to have stable
controlled flight, other than during take-off or
landing, at greater than 18 degrees angle of
attack, 15 degrees side slip, 15 degrees/
second pitch or yaw rate, or 90 degrees/
second roll rate;
b.8. ‘‘Technology’’ ‘‘required’’ for deriving
the functional requirements of ‘‘fly-by-wire
systems’’ to achieve all of the following:
b.8.a. No loss of control of the aircraft in
the event of a consecutive sequence of any
two individual faults within the ‘‘fly-by-wire
system’’; and
b.8.b. Probability of loss of control of the
aircraft being less (better) than 1×10¥9
failures per flight hour;
Note: 7E004.b does not apply to
‘‘technology’’ associated with common
computer elements and utilities (e.g., input
signal acquisition, output signal
transmission, computer program and data
loading, built-in test, task scheduling
mechanisms) not providing a specific flight
control system function.
*
*
*
*
*
■ 51. In Supplement No. 1 to part 774,
ECCN 8A001 is amended by removing
the semicolon at the end of paragraph
e.2. and adding in its place a period and
removing Items paragraph f through the
Technical Note following i.2.
■ 52. In Supplement No. 1 to part 774,
ECCN 8A002 is amended by removing
and reserving Items paragraphs k
through n and o.1.
■ 53. In Supplement No. 1 to part 774,
ECCN 8A620 is amended by revising
Items paragraph f to read as follows:
8A620 Submersible Vessels, Oceanographic
and Associated Commodities (see List of
Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
29453
TSR: N/A
License Exceptions Note: License
Exception TSU is not applicable for the
repair ‘‘technology’’ controlled by 8E002.a or
.b, see Supplement No. 2 to this part.
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: * * *
c. ‘‘Technology’’ according to the General
Technology Note for the ‘‘development’’ or
‘‘production’’ of any of the following:
c.1. Surface-effect vehicles (fully skirted
variety) having all of the following:
c.1.a. Maximum design speed, fully loaded,
exceeding 30 knots in a significant wave
height of 1.25 m or more;
c.1.b. Cushion pressure exceeding 3,830
Pa; and
c.1.c. Light-ship-to-full-load displacement
ratio of less than 0.70;
c.2. Surface-effect vehicles (rigid sidewalls)
with a maximum design speed, fully loaded,
exceeding 40 knots in a significant wave
height of 3.25 m or more;
c.3. Hydrofoil vessels with active systems
for automatically controlling foil systems,
with a maximum design speed, fully loaded,
of 40 knots or more in a significant wave
height of 3.25 m or more; or
c.4. ‘Small waterplane area vessels’ having
any of the following:
c.4.a. Full load displacement exceeding
500 tonnes with a maximum design speed,
fully loaded, exceeding 35 knots in a
significant wave height of 3.25 m or more; or
c.4.b. Full load displacement exceeding
1,500 tonnes with a maximum design speed,
fully loaded, exceeding 25 knots in a
significant wave height of 4 m or more.
Technical Note: A ’small waterplane area
vessel’ is defined by the following formula:
waterplane area at an operational design
draft less than 2x (displaced volume at the
operational design draft). 2 / 3
54. In Supplement No. 1 to part 774,
ECCN 9A001 is amended by revising
Notes 1 and 2 to Items paragraph a to
read as follows:
■
Items: ***
f. Closed and semi-closed circuit
(rebreathing) apparatus ‘‘specially designed’’
or modified for military use and not
enumerated elsewhere in the CCL or in the
USML.
9A001 Aero Gas Turbine Engines Having
Any of the Following (see List of Items
Controlled)
*
Items: a. ***
Note 1: 9A001.a does not control aero gas
turbine engines which meet all of the
following:
a. Certified by civil aviation authorities of
one or more Wassenaar Arrangement
Participating States listed in Supplement No.
1 to Part 743; and
b. Intended to power non-military manned
aircraft for which any of the following has
been issued by civil aviation authorities of
one or more Wassenaar Arrangement
Participating States listed in Supplement No.
1 to Part 743 for the aircraft with this specific
engine type:
b.1. A civil type certificate; or
b.2. An equivalent document recognized by
the International Civil Aviation Organization
(ICAO).
*
*
*
*
■ 54. In Supplement No. 1 to part 774,
ECCN 8E002 is amended by:
■ a. Revising the TSR paragraph in the
List Based License Exceptions section;
■ b. Adding a Note at the end of the List
Based License Exceptions section; and
■ c. Adding Items paragraph c.
The revision and additions read as
follows:
8E002 Other ‘‘Technology’’ as Follows (see
List of Items Controlled)
*
*
*
*
*
List Based License Exceptions (See Part
740 for a description of all license
exceptions)
*
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Note 2: 9A001.a does not apply to aero gas
turbine engines for Auxiliary Power Units
(APUs) approved by the civil aviation
authority of Wassenaar Arrangement
Participating States (see Supplement No. 1 to
part 743 of the EAR).
*
*
*
*
*
■ 55. In Supplement No. 1 to part 774,
ECCN 9A003 is amended by:
■ a. Revising the heading; and
■ b. Revising Items paragraph b.
The revisions read as follows:
9A003 ‘‘Specially Designed’’ Assemblies or
‘‘Components,’’ Incorporating Any of the
‘‘Technologies’’ Controlled by 9E003.a,
9E003.h or 9E003.i, For Any of the Following
Aero Gas Turbine Engines (see List of Items
Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: ***
b. Whose design or production origins are
either not from a Wassenaar Participating
State (see Supplement No. 1 to part 743 of
the EAR) or unknown to the manufacturer.
56. In Supplement No. 1 to part 774,
ECCN 9A004 is amended by:
■ a. Revising the heading;
■ b. Revising the License Requirements
section;
■ c. Redesignating Items paragraph a as
paragraph w and adding new paragraph
.a;
■ d. Adding paragraphs b. through f.
The revisions and addition read as
follows:
■
9A004 Space Launch Vehicles and
‘‘Spacecraft,’’ ‘‘Spacecraft Buses’’,
‘‘Spacecraft Payloads’’, ‘‘Spacecraft’’ Onboard Systems or Equipment, and Terrestrial
Equipment, as Follows (see List of Items
Controlled)
License Requirements
Reason for Control: NS and AT.
Country chart
(See Supp. No.
1 to part 738)
Control(s)
NS applies to 9A004.w and
.x.
AT applies to 9A004.w, .x
and .y.
NS Column 1
AT Column 1
License Requirement Note: 9A004.a
through .f are controlled under ECCN 9A515.
*
*
*
*
*
List of Items Controlled
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*
*
*
*
*
Items:
a. Space launch vehicles;
b. ‘‘Spacecraft’’;
c. ‘‘Spacecraft buses’’;
d. ‘‘Spacecraft payloads’’ incorporating
items specified by 3A001.b.1.a.4, 3A002.g,
5A001.a.1, 5A001.b.3, 5A002.a.5, 5A002.a.9,
6A002.a.1, 6A002.a.2, 6A002.b, 6A002.d,
6A003.b, 6A004.c, 6A004.e, 6A008.d,
6A008.e, 6A008.k, 6A008.l or 9A010.c;
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e. On-board systems or equipment,
specially designed for ‘‘spacecraft’’ and
having any of the following functions:
e.1. ‘Command and telemetry data
handling’;
Note: For the purpose of 9A004.e.1,
‘command and telemetry data handling’
includes bus data management, storage, and
processing.
e.2. ‘Payload data handling’; or
Note: For the purpose of 9A004.e.2,
‘payload data handling’ includes payload
data management, storage, and processing.
e.3. ‘Attitude and orbit control’;
Note: For the purpose of 9A004.e.3,
‘attitude and orbit control’ includes sensing
and actuation to determine and control the
position and orientation of a ‘‘spacecraft’’.
N.B.: Equipment specially designed for
military use is ‘‘subject to the ITAR’’. See 22
CFR parts 120 through 130.
f. Terrestrial equipment, specially designed
for ‘‘spacecraft’’ as follows:
f.1. Telemetry and telecommand
equipment;
f.2. Simulators.
*
*
*
*
■ 57. In Supplement No. 1 to part 774,
ECCN 9A010 is revised to read as
follows:
actively the dynamic response or distortion
of ‘‘spacecraft’’ structures;
d. Pulsed liquid rocket engines with thrustto-weight ratios equal to or more than 1 kN/
kg and a response time (the time required to
achieve 90% of total rated thrust from startup) of less than 30 ms.
58. In Supplement No. 1 to part 774,
ECCN 9A012 is amended by:
■ a. Revising the heading;
■ b. Revising the second entry in the
table under the License Requirements
section; and
■ c. Revising Items paragraphs a
through b.2 and b.4.
The revisions read as follows:
■
9A012 Non-military ‘‘Unmanned Aerial
Vehicles,’’ (‘‘UAVs’’), Unmanned ‘‘Airships’’,
Related Equipment and ‘‘Components’’, as
Follows (see List of Items Controlled)
License Requirements
*
*
*
9A010 ‘‘Specially Designed’’ ‘‘Parts,’’
‘‘Components,’’ Systems and Structures, for
Launch Vehicles, Launch Vehicle Propulsion
Systems or ‘‘Spacecraft’’. (These items are
‘‘subject to the ITAR.’’ See 22 CFR parts 120
through 130.)
List of Items Controlled
Items:
a. ‘‘Parts’’, ‘‘components’’ and structures,
each exceeding 10 kg and ‘‘specially
designed’’ for launch vehicles manufactured
using any of the following:
a.1. ‘‘Composite’’ materials consisting of
‘‘fibrous or filamentary materials’’ specified
by 1C010.e and resins specified by 1C008 or
1C009.b;
a.2. Metal ‘‘matrix’’ ‘‘composites’’
reinforced by any of the following:
a.2.a. Materials specified by 1C007;
a.2.b. ‘‘Fibrous or filamentary materials’’
specified by 1C010; or
a.2.c. Aluminides specified by 1C002.a; or
a.3. Ceramic ‘‘matrix’’ ‘‘composite’’
materials specified by 1C007;
Note: The weight cut-off is not relevant for
nose cones.
b. ‘‘Parts’’, ‘‘components’’ and structures,
‘‘specially designed’’ for launch vehicle
propulsion systems specified by 9A005 to
9A009, manufactured using any of the
following:
b.1. ‘‘Fibrous or filamentary materials’’
specified by 1C010.e and resins specified by
1C008 or 1C009.b;
b.2. Metal ‘‘Matrix ‘‘composites’’ reinforced
by any of the following:
b.2.a. Materials specified by 1C007;
b.2.b. ‘‘Fibrous or filamentary materials’’
specified by 1C010; or
b.2.c. Aluminides specified by 1C002.a; or
b.3. Ceramic ‘‘matrix’’ ‘‘composite’’
materials specified by 1C007;
c. Structural components and isolation
systems, specially designed to control
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*
*
*
Country chart
(See Supp. No.
1 to part 738)
Control(s)
*
*
*
MT applies to non-military
Unmanned Air Vehicle
(UAVs) and Remotely Piloted Vehicles (RPVs)
that are capable of a
maximum range of at
least 300 kilometers
(km), regardless of payload.
*
*
*
*
*
*
*
*
*
MT Column 1
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. ‘‘UAVs’’ or unmanned ‘‘airships’’,
designed to have controlled flight out of the
direct ‘natural vision’ of the ‘operator’ and
having any of the following:
a.1. Having all of the following:
a.1.a. A maximum ‘endurance’ greater than
or equal to 30 minutes but less than 1 hour;
and
a.1.b. Designed to take-off and have stable
controlled flight in wind gusts equal to or
exceeding 46.3 km/h (25 knots); or
a.2. A maximum ‘endurance’ of 1 hour or
greater;
Technical Notes: 1. For the purposes of
9A012.a, ‘operator’ is a person who initiates
or commands the ‘‘UAV’’ or unmanned
‘‘airship’’ flight.
2. For the purposes of 9A012.a,
‘endurance’ is to be calculated for ISA
conditions (ISO 2533:1975) at sea level in
zero wind.
3. For the purposes of 9A012.a, ‘natural
vision’ means unaided human sight, with or
without corrective lenses.
b. Related equipment and ‘‘components’’,
as follows:
b.1 [Reserved]
b.2. [Reserved]
*
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b.4. Air breathing reciprocating or rotary
internal combustion type engines, ‘‘specially
designed’’ or modified to propel ‘‘UAVs’’ or
unmanned ‘‘airships’’, at altitudes above
15,240 meters (50,000 feet).
Note: 9A012 does not control model
aircraft or model ‘‘airships’’.
59. In Supplement No. 1 to part 774,
ECCN 9B001 is amended by:
■ a. Revising the heading;
■ b. Revising the Special Conditions for
STA section;
■ c. Revising Items paragraph b; and
■ d. Adding Items paragraph c.
The revisions and addition read as
follows:
■
9B001 Equipment, Tooling or Fixtures,
‘‘Specially Designed’’ for Manufacturing Gas
Turbine Engine Blades, Vanes or ‘‘Tip
Shrouds’’, as Follows (See List of Items
Controlled)
*
*
*
*
*
Special Conditions for STA
STA: License Exception STA may not be
used to ship commodities in 9B001 to any of
the destinations listed in Country Group A:6
(See Supplement No.1 to part 740 of the
EAR).
List of Items Controlled
*
*
*
*
*
e. ‘‘Software’’ ‘‘specially designed’’ or
modified for the operation of items specified
by 9A012;
*
*
*
*
*
63. In Supplement No. 1 to part 774,
ECCN 9D005 is added to the Commerce
Control List after ECCN 9D004 to read
as follows:
■
9D005 ‘‘Software’’ Specially Designed or
Modified for the Operation of Items Specified
by 9A004.e or 9A004.f. (This ‘‘Software’’ Is
Controlled by ECCN 9D515)
64. In Supplement No. 1 to part 774,
ECCN 9E003 is amended by:
■ c. Revising the second entry in the
table in the License Requirements
section;
■ d. Revising Items paragraphs a.3 and
a.4;
■ e. Revising the Note to 9E003.h after
Items paragraph h.3;
■ f. Redesignating Items paragraph j as
paragraph k; and
■ g. Adding new Items paragraph .j.
The revisions and addition read as
follows:
■
9E003 Other ‘‘Technology’’ as Follows (See
List of Items Controlled).
License Requirements
Items: * * *
b. Cores or shells (moulds), specially
designed for casting, manufactured from
refractory metals or ceramics;
c. Directional-solidification or singlecrystal additive-manufacturing equipment.
*
*
*
*
*
60. In Supplement No. 1 to part 774,
ECCN 9B010 is amended by revising the
heading to read as follows:
Control(s)
9B010 Equipment ‘‘Specially Designed’’ for
the Production of Items Specified by 9A012
*
*
*
SI applies to 9E003.a.1
through a.8,.h, .i, and .k.
See § 742.14 of the EAR
for additional information.
■
*
*
*
*
*
■ 61. In Supplement No. 1 to part 774,
ECCN 9D003 is amended by revising the
heading to read as follows:
9D003 ‘‘Software’’ Incorporating
‘‘Technology’’ Specified by ECCN 9E003.h
and Used in ‘‘FADEC Systems’’ for Systems
Controlled by ECCN 9A001 to 9A003, 9A101
(Except for Items in 9A101.b That Are
‘‘Subject to the ITAR’’, See 22 CFR Part 121),
9A106.d or .e, or 9B (Except for ECCNs
9B604, 9B610, 9B619, 9B990, and 9B991).
*
*
*
*
*
62. In Supplement No. 1 to part 774,
ECCN 9D004 is amended by revising
Items paragraphs c and e to read as
follows:
■
9D004 Other ‘‘Software’’ as Follows (See List
of Items Controlled).
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*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: * * *
c. ‘‘Software’’ ‘‘specially designed’’ to
control directional solidification or single
crystal material growth in equipment
specified by 9B001.a or 9B001.c;
*
*
*
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*
20:53 May 20, 2015
Jkt 235001
a.3.c.3. Manufactured from material
controlled by 1C010.e with resins controlled
by 1C008;
Technical Note: A ‘splitter duct’ performs
the initial separation of the air-mass flow
between the bypass and core sections of the
engine.
a.4. Uncooled turbine blades, vanes or ‘‘tip
shrouds’’ designed to operate at a ‘gas path
temperature’ of 1,373 K (1,100 °C) or more;
*
*
*
*
*
h. * * *
h.3. * * *
Note: 9E003.h does not apply to technical
data related to engine-aircraft integration
required by civil aviation authorities of one
or more Wassenaar Arrangement
Participating States (See Supplement No. 1 to
part 743 of the EAR) to be published for
general airline use (e.g., installation manuals,
operating instructions, instructions for
continued airworthiness) or interface
functions (e.g., input/output processing,
airframe thrust or shaft power demand).
*
*
*
*
*
j. ‘‘Technology’’ ‘‘required’’ for the
‘‘development’’ of wing-folding systems
designed for fixed-wing aircraft powered by
gas turbine engines.
N.B.: For ‘‘technology’’ ‘‘required’’ for the
‘‘development’’ of wing-folding systems
designed for fixed-wing aircraft specified in
USML Category VIII (a), see USML Category
VIII (i).
*
Country chart
(see supp. No. 1
to part 738)
29455
*
*
*
*
Supplement No. 5 to Part 774
[AMENDED]
65. Supplement No. 5 to part 774 is
amended by:
■ a. Removing and reserving item No. 2
under the heading ‘‘0D521. Software’’;
and
■ b. Removing item No. 6 under the
heading ‘‘0E521. Technology’’.
■ 66. Supplement No. 6 to part 774 is
amended by:
■ a. Revising paragraph (2);
■ b. Removing and reserving paragraph
(5)(iv); and
■ c. Revising paragraph (9)(ii).
The revisions read as follows:
■
*
*
*
*
*
*
*
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items: a. * * *
a.3. ‘‘Parts’’ or ‘‘components,’’ that are any
of the following:
a.3.a. Manufactured from organic
‘‘composite’’ materials designed to operate
above 588 K (315 °C);
a.3.b. Manufactured from any of the
following:
a.3.b.1. Metal ‘‘matrix’’ ‘‘composites’’
reinforced by any of the following:
a.3.b.1.a. Materials controlled by 1C007;
a.3.b.1.b. ‘‘Fibrous or filamentary
materials’’ specified by 1C010; or
a.3.b.1.c. Aluminides specified by 1C002.a;
or
a.3.b.2. Ceramic ‘‘matrix’’ ‘‘composites’’
specified by 1C007; or
a.3.c. Stators, vanes, blades, tip seals
(shrouds), rotating blings, rotating blisks or
‘splitter ducts’, that are all of the following:
a.3.c.1. Not specified in 9E003.a.3.a;
a.3.c.2. Designed for compressors or fans;
and
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Supplement No. 6 to Part 774—
Sensitive List
*
*
*
*
*
(2) Category 2
(i) 2D001—‘‘Software’’, other than that
controlled by 2D002, specially designed for
the ‘‘development’’ or ‘‘production’’ of
equipment as follows:
(A) Machine tools for turning (ECCN
2B001.a) having all of the following:
(1) ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
(2) Two or more axes which can be
coordinated simultaneously for ‘‘contouring
control’’;
(B) Machine tools for milling (ECCN
2B001.b) having any of the following:
(1) Having all of the following:
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(a) ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
(b) Three linear axes plus one rotary axis
which can be coordinated simultaneously for
‘‘contouring control’’;
(2) Specified by 2B001.b.2.a, 2B001.b.2.b or
2B001.b.2.c and having a ‘‘unidirectional
positioning repeatability’’ equal to or less
(better) than 1.1 mm along one or more linear
axis; or
(3) A ‘‘unidirectional positioning
repeatability’’ for jig boring machines equal
to or less (better) than 1.1 mm along one or
more linear axis;
(C) Electrical discharge machines (EDM)
controlled under 2B001.d;
(D) Deep-hole-drilling machines controlled
under 2B001.f;
(E) ‘‘Numerically controlled’’ or manual
machine tools controlled under 2B003.
(ii) 2E001—‘‘Technology’’ according to the
General Technology Note for the
‘‘development’’ of ‘‘software’’ specified by
2D001 described in this Supplement or for
the ‘‘development’’ of equipment as follows:
(A) Machine tools for turning (ECCN
2B001.a) having all of the following:
(1) ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
(2) Two or more axes which can be
coordinated simultaneously for ‘‘contouring
control’’;
(B) Machine tools for milling (ECCN
2B001.b) having any of the following:
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20:53 May 20, 2015
Jkt 235001
(1) Having all of the following:
(a) ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
(b) Three linear axes plus one rotary axis
which can be coordinated simultaneously for
‘‘contouring control’’;
(2) Specified by 2B001.b.2.a, 2B001.b.2.b or
2B001.b.2.c and having a ‘‘unidirectional
positioning repeatability’’ equal to or less
(better) than 1.1 mm along one or more linear
axis; or
(3) A ‘‘unidirectional positioning
repeatability’’ for jig boring machines equal
to or less (better) than 1.1 mm along one or
more linear axis;
(C) Electrical discharge machines (EDM)
controlled under 2B001.d;
(D) Deep-hole-drilling machines controlled
under 2B001.f;
(E) ‘‘Numerically controlled’’ or manual
machine tools controlled under 2B003.
(iii) 2E002—‘‘Technology’’ according to the
General Technology Note for the
‘‘production’’ of equipment as follows:
(A) Machine tools for turning (ECCN
2B001.a) having all of the following:
(1) ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
(2) Two or more axes which can be
coordinated simultaneously for ‘‘contouring
control’’;
(B) Machine tools for milling (ECCN
2B001.b) having any of the following:
(1) Having all of the following:
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(a) ‘‘Unidirectional positioning
repeatability’’ equal to or less (better) than
1.1 mm along one or more linear axis; and
(b) Three linear axes plus one rotary axis
which can be coordinated simultaneously for
‘‘contouring control’’;
(2) Specified by 2B001.b.2.a, 2B001.b.2.b or
2B001.b.2.c and having a ‘‘unidirectional
positioning repeatability’’ equal to or less
(better) than 1.1 mm along one or more linear
axis; or
(3) A ‘‘unidirectional positioning
repeatability’’ for jig boring machines equal
to or less (better) than 1.1 mm along one or
more linear axis;
(C) Electrical discharge machines (EDM)
controlled under 2B001.d;
(D) Deep-hole-drilling machines controlled
under 2B001.f;
(E) ‘‘Numerically controlled’’ or manual
machine tools controlled under 2B003.
*
*
*
*
*
*
*
*
*
*
*
(9) Category 9
*
*
(ii) 9B001
*
*
Dated: May 1, 2015.
Kevin J. Wolf,
Assistant Secretary for Export
Administration.
[FR Doc. 2015–10579 Filed 5–20–15; 8:45 am]
BILLING CODE 3510–33–P
E:\FR\FM\21MYR2.SGM
21MYR2
Agencies
[Federal Register Volume 80, Number 98 (Thursday, May 21, 2015)]
[Rules and Regulations]
[Pages 29431-29456]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-10579]
[[Page 29431]]
Vol. 80
Thursday,
No. 98
May 21, 2015
Part III
Department of Commerce
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Bureau of Industry and Security
15 CFR Parts 738, 740, 742, et al.
Wassenaar Arrangement 2014 Plenary Agreements Implementation and
Country Policy Amendment; Final Rule
Federal Register / Vol. 80 , No. 98 / Thursday, May 21, 2015 / Rules
and Regulations
[[Page 29432]]
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DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 738, 740, 742, 743, 772 and 774
[Docket No. 150304217-5217-01]
RIN 0694-AG44
Wassenaar Arrangement 2014 Plenary Agreements Implementation and
Country Policy Amendments
AGENCY: Bureau of Industry and Security, Commerce.
ACTION: Final rule.
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SUMMARY: The Bureau of Industry and Security (BIS) maintains, as part
of its Export Administration Regulations (EAR), the Commerce Control
List (CCL), which identifies certain of the items subject to Department
of Commerce jurisdiction. This final rule revises the CCL to implement
changes made to the Wassenaar Arrangement's List of Dual-Use Goods and
Technologies (Wassenaar List) maintained and agreed to by governments
participating in the Wassenaar Arrangement on Export Controls for
Conventional Arms and Dual-Use Goods and Technologies (Wassenaar
Arrangement, or WA) at the December 2014 WA Plenary Meeting (the
Plenary). The twentieth Plenary meeting of the Wassenaar Arrangement
was held in Vienna on 2 to 3 December 2014. The Wassenaar Arrangement
advocates implementation of effective export controls on strategic
items with the objective of improving regional and international
security and stability.
Wassenaar Participating States agreed to new export controls in a
number of areas, including spacecraft equipment (Category 9) and
technology for fly-by-wire/flight-by-light systems (Category 7), while
texts for the control of machine tools (Category 2) and optical
equipment for military utility and fiber laser components (Category 6)
were substantially revised. In addition, significant reviews of several
categories resulted in the deletion of obsolete controls relating to
vessels (Category 8) and in refined controls on Unmanned Aerial
Vehicles--UAVs (Category 9), specifically taking note of the
substantial progress of technology in that area. Wassenaar
Participating States modified controls in a number of other areas, such
as equipment for production of electronic devices (Category 3), certain
telecommunications equipment where encryption and other ``information
security'' functionality is limited to operations, administration, or
maintenance (OAM) tasks (Category 5P2), and general purpose computers
or servers where standard ``information security'' functionality is
provided by embedded mass market microprocessors (CPUs) or operating
systems (also Category 5P2).
This rule amends the CCL by implementing the changes agreed to by
the WA at the Plenary by revising 42 Export Control Classification
Numbers (ECCNs), adding one ECCN and removing one ECCN, as well as
amending the General Technology Note, WA reporting requirements, adding
seven (7) definitions and revising six (6) definitions in the EAR.
This rule also revises 3 ECCNs to add License Exception CIV
eligibility for Anisotropic plasma dry etching equipment and related
software and technology for the development and production of this
equipment, as a result of BIS' foreign availability assessment.
Country Group A column 1, the Coordinating Committee (CoCom) member
countries, is replaced with the successor national security export
regime the Wassenaar Arrangement Participating States. In addition, the
second national security column and the second regional stability
column of the Commerce Country Chart are amended to harmonize with each
other, as well as make changes based on the risk of diversion to
unauthorized end user, end uses or destinations.
DATES: This rule is effective: May 21, 2015.
FOR FURTHER INFORMATION CONTACT: For general questions contact Sharron
Cook, Office of Exporter Services, Bureau of Industry and Security,
U.S. Department of Commerce at 202-482-2440 or by email:
Sharron.Cook@bis.doc.gov.
For technical questions contact:
Categories 0, 1 & 2: Michael Rithmire at 202-482-6105
Category 3: Brian Baker at 202-482-5534
Categories 4 & 5: ITCD staff 202-482-0707
Category 5 (Satellites): Mark Jaso at 202-482-0987 or Reynaldo Garcia
at 202-482-3462
Category 6 (optics): Chris Costanzo at 202-482-0718
Category 6 (lasers): Mark Jaso at 202-482-0987
Category 6 (sensors and cameras): John Varesi 202-482-1114
Category 8: Darrell Spires 202-482-1954
Categories 7 & 9: Daniel Squire 202-482-3710 or Reynaldo Garcia 202-
482-3462
SUPPLEMENTARY INFORMATION:
Background
The Wassenaar Arrangement (WA) on Export Controls for Conventional
Arms and Dual-Use Goods and Technologies is a group of 41 like-minded
states committed to promoting responsibility and transparency in the
global arms trade, and preventing destabilizing accumulations of arms.
As a Participating State, the United States has committed to
controlling for export all items on the WA control lists. The lists
were first established in 1996 and have been revised annually
thereafter. Proposals for changes to the WA control lists that achieve
consensus are approved by Participating States at annual December
Plenary meetings. Participating States are charged with implementing
the agreed list changes as soon as possible after approval.
Implementation of WA list changes ensures U.S. companies have a level
playing field with their competitors in other WA Participating States.
Unless otherwise indicated, the changes to the EAR described below
are made in order to implement changes to the WA control lists approved
at the December 2014 Plenary meeting.
Revisions to the Commerce Control List
Revises (42): 0A606, 1A613, 1C002, 1C007, 1C008, 1C010, 1E002,
2B001, 3A001, 3A002, 3A991, 3B001, 4D001, 4E001, 5D001, 5E001, 5A002,
6A001, 6A003, 6A004, 6A005, 6C005, 6D003, 7A003, 7D004, 7E004, 7E001,
8A001, 8A002, 8A620, 8E002, 9A001, 9A003, 9D003, 9A004, 9A010, 9A012,
9B001, 9B010, 9D003, 9D004, and 9E003.
Adds (1): 9D005.
Removes (1): 4D002.
Revises because of the Foreign Availability Assessment (3): 3B001,
3D001, and 3E001.
Category 0--Nuclear Materials, Facilities, and Equipment [And
Miscellaneous Items]
0A606 Ground Vehicles and Related Commodities
ECCN 0A606 is amended by revising paragraph .b in Note 2 to
paragraph .a in order to remove a comma after the word ``parts'' to
correct the punctuation.
Category 1--Special Materials and Related Equipment, Chemicals,
``Microorganisms,'' and ``Toxins''
1A613 Armored and Protective ``Equipment'' and Related Commodities
ECCN 1A613 is amended by adding ``metallic or non-metallic'' to the
beginning of Items paragraph .a to clarify that 1A613 includes plates
made from metal or non-metal materials, such as ceramics, glass,
composites, or any
[[Page 29433]]
combination of metal or non-metal materials.
1C002 Metal Alloys, Metal Alloy Powder and Alloyed Materials
ECCN 1C002 is amended by revising Item paragraphs c.2.f and c.2.g,
and adding Item paragraph c.2.h. Paragraph c.2.f is revised by removing
the word ``or'' from the end of this paragraph. Paragraph c.2.g is
revised by replacing the ``and'' with an ``or'' at the end of this
paragraph. This rule adds new paragraph c.2.h to control metal alloy
powder or particulate material specified in 1C002.c.1 made in a
controlled environment by ``plasma atomization,'' because this process
is capable of producing fine spherical powders having the composition
specified in 1C002.c.1 and can produce powder sizes finer than those
processes already listed 1C002.c.2. Also, the definition for ``plasma
atomization'' is added to Sec. 772.1 of the EAR.
1C007 Ceramic Powders, Non- ``Composite'' Ceramic Materials, Ceramic-
``Matrix'' ``Composite'' Materials and Precursor Materials
ECCN 1C007 is amended by revising the Heading and Item paragraph a.
The Heading is revised by replacing ``ceramic base materials'' with
``ceramic powders,'' because this term is not commonly used in
literature for ceramics, not commonly recognised by ceramics
manufacturers, and is prone to misinterpretation. For the same reason,
Items paragraph .a is amended by replacing ``base materials'' with
``ceramic powders.''
1C008 Non-Fluorinated Polymeric Substances as Follows (see List of
Items Controlled)
ECCN 1C008 is amended by removing and reserving Items paragraph .b
(Thermoplastic liquid crystal copolymers), because thermoplastics have
not been able to compete in structural applications with thermosetting
material controlled in 1C008.a.2.
1C010 ``Fibrous or Filamentary Materials''
ECCN 1C010 is amended by moving the Technical Notes from below
paragraph .c and adding them to the beginning of the Items paragraph of
the List of Items Controlled section, because it applies to the whole
ECCN. This rule also revises Items paragraph d.1.b by replacing the
reference to ``1C008.b to 1C008.f'' with ``1C008.d to 1C008.f'' in
order to harmonize with the revision this rule made to 1C008.
1E002 Other ``Technology''
ECCN 1E002 is amended by revising the List Based License Exceptions
and Items paragraphs .c, .c.1., .c.1.c.1., .c.1.c.2. and .g; removing
Items paragraphs .c.1.c.3 through .c.1.c.3.c.; removing and reserving
Items paragraph .d; and removing the Technology Note to paragraph .g.
1E002.f is removed from License Exception TSR eligibility because
the General Technology Note, Supplement No. 2 to part 774, which
indicates that License Exception TSU is not available for repair
``technology'' controlled by 1E002.e or .f. A License Requirement Note
is added to explain this in the ECCN.
Items paragraphs .c, .c.1, .c.1.c.1, and .c.1.c.2 are amended by
replacing the term ``base materials'' with ``ceramic powders,'' because
this term is not commonly used in literature for ceramics, not commonly
recognised by ceramics manufacturers and is prone to misinterpretation.
This rule removes Items paragraphs .c.1.c.3 through .c.1.c.3.c
(technology for the design or production of ceramic powders or non-
composite ceramic materials having platelets, whiskers, and continuous
or chopped fibers), because the advancement of technology in this area
has made the use of these materials outdated and it is very unlikely
that these materials would ever be used in the same ceramic composition
formulation.
Items paragraph .d (aromatic polyamide ``production''
``technology'') is removed and reserved because this technology is
adequately covered by ECCN 1E001.
Items paragraph .g is amended by adding double quotes around the
term ``libraries'', removing the parenthetical phrase ``(parametric
technical databases)'' and removing the Technology Note to paragraph .g
that provided a definition for the term ``library,'' because the term
``libraries'' is changed from a locally defined term to a globally
defined term. See Sec. 774.1(d) regarding the quote system used in the
CCL. This rule adds the term ``libraries'' to Sec. 772.1 of the EAR to
harmonize with the WA agreement to make it a global definition because
it is used in both the WA Military List (ML17) and in 1E002.
Category 2--Materials Processing
Technical Notes for 2B001 to 2B009, 2B201, 2B290 and 2B991 to 2B999
Changes are made in the Technical Notes under 2B, to provide
guidance for the measurement of ``unidirectional positioning
repeatability'' (UPR).
2B001 Machine Tools and any Combination Thereof, for Removing (or
Cutting) Metals, Ceramics or ``Composites'', Which, According to the
Manufacturer's Technical Specifications, Can Be Equipped With
Electronic Devices for ``Numerical Control''
ECCN 2B001 is amended by revising Items paragraphs a.1, b.1.a,
b.2.a through b.3, c.1.a, c.2 through c.2.c, Notes 2B001.c paragraph
b., and e.2.b. Items paragraphs a.1, b.1.a, b.2.a through b.3, c.1.a,
c.2 through c.2.c, Notes 2B001.c paragraph b amendments change the
control parameter for turning, milling, jig boring and grinding machine
tools from positioning accuracy (A) to ``unidirectional positioning
repeatability'' (UPR). This includes adding a definition for
``unidirectional positioning repeatability'' in Sec. 772.1 of the EAR.
Machine tools for milling and turning having five or more axes are
grouped in 3 divisions depending on the travel length of axis (length <
1m, 1m <= length < 4m and length >= 4m) to which specific control
thresholds are associated (1.1 [mu]m, 1.4 [mu]m and 6 [mu]m). Other
machines (Turning, milling, grinding and jig boring) would be
controlled based upon a specific UPR value and, as appropriate, their
number of linear/rotary axes. The main reason for the change is that
UPR represents the best possible accuracy for machine tools.
Additionally, there is no systematic error in the measurement of UPR
therefore there is no need for compensation. In particular, this may
solve a loophole that currently exists with the measurement of
positioning accuracy which is dependent on compensation. In the course
of discussions at WA, delegations also addressed the question of used
machines for which UPR values may not be specified or available.
Generally there is a factor of 1 to 3 (According to ISO) between A and
UPR. This ratio could be another tool that can assist in classifying
used machine tools.
Items paragraph e.2.b is amended to add double quotes around the
term ``accuracy'' to indicate that the term is defined in Sec. 772.1
of the EAR. See Sec. 774.1(d) regarding the quote system used in the
CCL.
Category 3--Electronics
3A001 Electronic Components and ``Specially Designed'' ``Components''
Therefor
ECCN 3A001 is amended by revising Items paragraphs a.5.b.1 and
a.5.b.2, a.7, a.7.a and a.7.b, the Technical Notes following a.7.b,
b.7, b.10, and b.11.f and
[[Page 29434]]
b.11.g. Items paragraph a.5.b., which describes Digital-to-Analog
Converters (DAC) having resolution of 10 bit or more, is amended by
replacing the ``or greater'' with ``greater than'' for the `adjusted
updated rate.' Items paragraph a.5.b.2, which describes DACs having
resolution of 12 bit or more, is amended by removing the text ``equal
to or.'' Items paragraphs a.7.a and a.7.b, which specify parameters for
Field Programmable Logic Devices (FPLDs), are amended by raising the
maximum number of single-ended digital input/outputs from ``500 or
greater'' to ``greater than 700'' and `aggregate one-way peak serial
transceiver data rate' from ``of 200 Gb/s or greater'' to ``500 Gb/s or
greater.'' These revisions are made to reflect the advances made in
recent years to Field Programmable Gate Arrays (FPGA) and to reduce
controls on used devices. Technical Note 1 that follows Items paragraph
a.7.b is removed because the Note above it already specifies FPGAs and
Field Programmable Logic Arrays (FPLAs) in the list of devices included
in 3A007.a.7.
Items paragraph b.7, converters and harmonic mixers, is amended to
add detailed parameters, (e.g., output power, frequency range,
operating range), for converters and harmonic mixers that can extend
the frequency range of equipment in 3A002.c through .f (signal
analyzers, signal generators, network analyzers, and microwave test
receivers).
Items paragraph b.10, oscillators or oscillator assemblies, is
amended to clarify that 3A001.b.10 applies not only between 10 Hz and
10 kHz, but also at those frequencies, which ensures that oscillators
are properly controlled. The revisions to 3A001.b.10 seek to adjust the
formula defining the control thresholds so that they closely
approximate the actual shape of the phase noise curve in real
oscillators/instruments. This will increase the effectiveness of the
controls.
3A001.b.11.f and b.11.g are revised by raising the upper frequency
limit of 75 GHz to 90 GHz to align the specified maximum frequency to a
standard waveguide frequency breakpoint that is relevant to current
commercial applications.
3A002 General Purpose Electronic Equipment
ECCN 3A002 is amended by revising Items paragraphs a.5.a through
a.5.c; adding paragraph 3. to the Technical Notes following Items
paragraph a.5.c; revising Items paragraphs .c through c.3, c.4.a, .d
through d.1.a, d.2, d.3.b through d.4.b, d.5, Note 1 after d.5,
Technical Note 1 after d.5, and e.1 through e.2.
3A002.a.5.c and Technical Note paragraph 3 are added to the
recording equipment and oscilloscopes control to clarify the scope of
controls and, in particular, to address an issue of overlap between
waveform digitizers and transient recorders specified by 3A002.a.5 and
digital instrumentation data recorder systems specified by 3A002.a.6.
3A002.c (Signal analyzers) is amended by removing the term `radio
frequency,' which is no longer consistent with the scope of controls
specified by this entry. The term `radio frequency' indicates
frequencies up to 6 GHz, but the subparagraphs 3A002.c.1 through c.3,
in which frequencies are specified, all refer to frequencies of 31.8
GHz and higher.
In 3A002.c.1, although the frequency breakpoint for this band has
been 37.5 GHz, it is now recognized that the breakpoint is 37 GHz, as
per ETSI EN 300 197.
In 3A002.c.2, c.3, d.2 (Signal analyzers and generators), e.1 and
e.2 (network analyzers) the high-frequency maximum limit is raised to
90 GHz. This figure corresponds to the maximum frequency of E-band
waveguide (60-90 GHz), which is relevant to current commercial
applications.
3A002.c.4.a is revised by increasing the control threshold (real-
time bandwidth) from 85 to 170 MHz. Civilian data communication
networks have increased in bandwidth to facilitate and promote these
legitimate commercial uses. The updated threshold for real-time
bandwidth addresses the 802.11ac WiFi standard.
3A002.d (signal generators) is revised to align the controls with
current commercial technology requirements, specifically driven by
commercial RF (Radio Frequency)/MW (Microwave) communication systems,
while maintaining control on equipment of national security interests.
The bandwidth (frequency change) is increased uniformly to 2.2 GHz and
the frequency switching time is decreased uniformly to 100 [mu]s
(except in the range 31.8-37 GHz, for which the bandwidth and frequency
switching time thresholds remain, unchanged). These changes are
motivated by developments in modern commercial communication
applications that are utilizing the modulation formats of the IEEE
802.11ad standard.
3A991 Electronic Devices, and ``Components'' not Controlled by 3A001
ECCN 3A991 is amended by revising the introductory text to Items
paragraph .d (field programmable logic devices) by raising the maximum
limit of input/outputs from 500 to 700 in order to accommodate
technological advances in this area and to correspond to the change
made to 3A001.a.7, i.e., greater than 700. In addition, the text of
this paragraph is simplified by replacing the phrase ``input/outputs of
200 or greater and less than 700'' to ``input/outputs between 200 and
700,'' which means the range includes 200 and 700.
3B001 Equipment for the Manufacturing of Semiconductor Devices or
Materials and ``Specially Designed'' ``Components'' and ``Accessories''
Therefor
ECCN 3B001 is amended by revising the License Exception CIV
eligibility paragraph and revising Items paragraphs f.1.a through f.2.
The License Exception CIV eligibility paragraph is revised by adding
3B001.c (anisotropic plasma dry etching equipment) in light of a
foreign availability assessment completed by BIS that concluded that
equivalent items are available in China and therefore, no longer
warrant CIV eligibility. Two lithography equipment parameters in
3B001.f are revised to recognize the movement of the state of the art
of lithography equipment and feature size of advanced integrated
circuits of significance to the military. A modernization of ``Minimum
Resolvable Feature size'' (MRF) from 95 nm to 45 nm in Items paragraph
f.1.b also required a change to the source wavelength in Items
paragraph f.1.a used in direct step wafer lithography equipment.
Therefore, Items paragraph f.1.a is revised by lowering the light
source wavelength from ``shorter than 245 nm'' to ``shorter than 193
nm.'' In addition, the feature control parameter for imprint
lithography in Items paragraph f.2 is revised from 95 nm to 45 nm to be
consistent with the changes to direct step wafer equipment in Items
paragraph f.1.
3D001 and 3E001
The License Exception CIV eligibility paragraphs are revised by
adding software and technology for 3B001.c (anisotropic plasma dry
etching equipment), because of the foreign availability assessment
completed by BIS that concluded that equivalent items are available in
China and therefore, no longer warrant control.
[[Page 29435]]
Category 4--Computers
4D001 ``Software''
ECCN 4D001 is amended by revising the License Exception TSR
eligibility paragraph in the List Based License Exceptions section;
revising the License Exception STA ineligibility paragraph in the
Special Conditions for STA section; and revising Items paragraph b.1 in
the List of Items Controlled section. Because the Adjusted Peak
Performance in Items paragraph .b is raised from 0.60 Weighted
TeraFLOPS (WT) to 1.0 WT, the License Exception TSR eligibility
paragraph and the License Exception STA ineligibility paragraphs are
adjusted from 1.0 WT to 2.0 WT to account for technological
advancements in software for the development and production of
computers.
4D002 ``Software'' ``Specially Designed'' or Modified To Support
``Technology'' Controlled by 4E (Except 4E980, 4E992, and 4E993)
4D002 is removed from the Commerce Control List, because is it no
longer in use and not of national security concern.
4E001 ``Technology''
ECCN 4E001 is amended by revising the License Exception TSR
eligibility paragraph in the List Based License Exceptions section;
revising the License Exception STA ineligibility paragraph in the
Special Conditions for STA section; and revising Items paragraph b.1 in
the List of Items Controlled section. Because the Adjusted Peak
Performance in Items paragraph .b is raised from 0.60 Weighted
TeraFLOPS (WT) to 1.0 WT, the License Exception TSR eligibility
paragraph and the License Exception STA ineligibility paragraphs are
adjusted from 1.0 WT to 2.0 WT to account for technological
advancements in software for the development and production of
computers.
Technical Note on ``Adjusted Peak Performance'' (``APP'')
Note 6 of the Technical Note on ``APP'' is amended by removing the
requirement to calculate the APP value for multiple memory/processor
combinations operating simultaneously utilizing ``specially designed''
hardware, such as external interconnection equipment controlled under
4A003.g. Two Technical Notes are added after Note 6 for clarification
on APP requirements for multi-processor systems. The revision to Note 6
simplifies the Note, eliminates an instance of ``specially designed,''
and tightens the focus of the control on the more capable shared-memory
computer systems. The Technical Note is added to define when processors
actually share memory.
Category 5 Part 1--``Telecommunications''
5D001 ``Software''
ECCN 5D001 is amended by removing and reserving Items paragraph .b,
``Software'' ``specially designed'' or modified to support
``technology'' controlled by 5E001, because this control is outdated
and no longer in use.
5E001 ``Technology''
ECCN 5E001 is amended by revising Items paragraph c.1,
infrastructure transmission and switching ``technology'', to raise the
``total digital transfer rate'' from 120 Gbit/s to 560 Gbit/s in order
to accommodate advances in technology and in public standards.
Category 5 Part 2--``Information Security''
Category 5 Part 2 is amended to revise Note 1 to Category 5 Part 2,
5A002.a and 5A002.b to clarify that these entries apply to any system,
equipment or component that meet the control parameters specified in a
particular 5A002 or 5B002 entry. Prior to this revision there was a
risk that exporters would interpret the current language to exclude
some items that have ``information security'' functionality but are not
specifically listed. The definition of ``cryptanalytic items'' in Sec.
772.1 of the EAR is similarly revised, for the same reasons.
ECCN 5A002 is amended by revising the Related Controls paragraph in
the List of Items Controlled section to add recently added paragraphs,
i.e., (k), (l), and (m) to Related Controls Note 2.
This rule also revises paragraph (j) in the Note at the beginning
of the Items section, 5A002.b, 5D002.d and 5E002.b and the definition
of ``cryptographic activation'' in order to address a loophole
regarding the `cryptographic activation' controls. The concept of
``cryptographic activation'' was introduced in 2010. The purpose of (j)
is to release from control cryptographic equipment where the
cryptographic capability cannot be enabled without some kind of
additional mechanism such as a license key that is securely kept and
bound to the equipment being activated. However, it was found that the
original wording of the definition did not explicitly exclude certain
circumstances by which export controls on cryptography could be
circumvented by a manufacturer.
A new paragraph (l) is added to the Note at the beginning of Items
paragraph to exclude from 5A002 routers, switches or relays, where the
``information security'' functionality is limited to the tasks of
``Operations, Administration or Maintenance--OAM,'' implementing only
published or commercial cryptographic standards. In addition, a
definition for ``Operations, Administration or Maintenance'' (``OAM'')
is added to Sec. 772.1 of the EAR, as well as a new Note under
5D002.c.
New paragraph (m) is added to the Note at the beginning of the
Items paragraph to exclude from 5A002 general purpose computing
equipment or servers having standard `information security'
functionality from their embedded mass market microprocessors (CPUs)
and operating systems, in addition to OAM functionality.
The Note to 5A002.a.2 (Equipment performing cryptanalytic
functions) is amended by replacing the word `cryptanalysis' with
`cryptanalytic functions' and adding a new Technical Note to clarify
the meaning of `cryptanalytic functions'. This eliminates ambiguity by
explicitly defining the term `cryptanalytic functions' for purposes of
the control, while keeping the term `cryptanalysis' as a local
definition to the overall definition of ``information security.''
The definition of ``cryptanalytic items'' in Sec. 772.1 of the EAR
is similarly revised to make clear references to `cryptanalytic
functions' and `cryptanalysis.'
Items paragraph a.9 and the Technical Note following Items
paragraph a.9 are corrected by replacing the single quotes with double
quotes around the term ``quantum cryptography'' and removing Technical
Note 1, which is the definition for ``quantum cryptography,'' because
that term is now defined in Sec. 772.1 of the EAR. See Sec. 774.1(d)
regarding the quote system used in the CCL.
Category 6--Sensors and Lasers
6A001 Acoustic Systems, Equipment and ``Components''
ECCN 6A001 is amended by revising Items paragraph a.1.a.2.a.2; the
Technical Note after Items paragraph a.1.a.2.a.2; and Items paragraph
a.1.a.3. Items paragraph a.1.a.2.a.2 (Underwater survey equipment
designed for seabed topographic mapping) is amended to add the unit
``m/s'' to the sounding rate parameter. The Technical Note that defines
`sounding rate' is amended by adding the guidance, ``for systems that
produce soundings in two directions (3D sonars), the maximum of the
[[Page 29436]]
`sounding rate' in either direction should be used.''
Items paragraph a.1.a.3 (Side Scan Sonar (SSS) or Synthetic
Aperture Sonar (SAS), designed for seabed imaging) is amended by adding
a control for ``specially designed transmitting and receiving acoustic
arrays therefor,'' because the quality and size of the transmitting and
receiving hydrophone arrays is a key component to the performance of
the overall system.
This rule also revises the introductory text of Items paragraph
a.1.c to add two commas and 1 set of parentheticals for clarity; adds
the phrase ``not specified by 6A001'' to Note 1 that appears after
Items paragraph a.1.c; removes Items paragraph a.1.c.1 and adds in its
place Items paragraphs a.1.c.1, a.1.c.1.a and a.1.c.1.b; removes the
Technical Note after Items paragraph a.1.c.1 and adds a Technical Note
after Items paragraph a.1.c.1.b; and removes and reserves Items
paragraph a.1.c.2. The revised text of 6A001.a.1.c (Acoustic
Projectors) is intended to address an issue with the former text that
did not specify the conditions under which the specified criteria were
to be determined.
6A003 Cameras, Systems or Equipment, and ``Components'' Therefor
ECCN 6A003 is amended by removing the special license requirement
for Hong Kong in the License Requirement Table, because 6A003.b.4.b
already requires a license under NS:2, RS:1 and RS:2 for these items.
ECCN 6A003 is amended by revising the Reporting Requirement Note,
under the License Requirement Table, by replacing the list of countries
with a reference to the newly revised Country Group A:1 of Supplement
No. 1 to part 740. This is to align with the revision of the Regional
Stability requirements for these items in Sec. 742.6 and the overall
national security country group amendments.
ECCN 6A003 is amended by revising Items paragraphs a.3 through
a.3.b, paragraph b.4.c.1 in Note 3 to 6A003.b.4.b that appears after
Items paragraph b.4.c; and revising paragraph .b in Note 4 to
6A003.b.4.c that appears after Items paragraph b.4.c. Items paragraph
a.3 through a.3.b (mechanical or electronic streak cameras) are amended
by restructuring the control text in a cascading format to apply the
writing speed parameter to mechanical camera and a temporal resolution
to electronic tube cameras. As a result, plug-ins for streak cameras
are decontrolled, which are relatively simple devices and do not
represent a concern.
Note 3 and 4 to 6A003.b.4.b and 6A003.b.4.c respectively are
amended to adjust the parameters in order to decontrol imaging cameras
as a component of a night vision system for civil passenger land
vehicles.
6A004 Optical Equipment and ``Components,''
ECCN 6A004 is amended by revising the GBS and CIV paragraphs under
the List Based License Exceptions section, adding a Technical Note
after introductory Items paragraph 6A004.a; revising Items paragraph
a.1, including adding subparagraphs a.1.a through a.1.b.2; and removing
and reserving Items paragraph d.4. 6A004.a.1 is revised to address an
issue with the text that essentially captured all deformable mirrors
(DMs) on the market, irrespective of their military significance. The
revised text includes new parameters that more closely identifies DMs
with clear military utility and significance.
In addition, this rule revises Items paragraph a.4, including
adding subparagraphs a.4.a through a.4.b.2.b and N.B after a.4.b.2.b.
The revised text of 6A004.a.4 (Mirrors for beam steering mirror stages)
and 6A004.d.2 (Beam steering mirrors stages and resonator alignment
equipment) are updated to align the parameters with technological
advancements in this area.
This rule also revises Items paragraph d.2, including adding
subparagraphs d.2.a through d.2.b in order to separate and modernize
the beam steering mirror controls in 6A004.a.4 and mirror control
equipment listed 6A004.d.2.
Optical control equipment for segmented mirror alignment in
6A004.d.4 is removed because space qualified segmented mirror systems
are already captured by 6A004.c.3, which makes the 6A004.d.4 control
entirely redundant. Any non-space qualified optical control equipment
for segmented mirror alignment is widely available and does not warrant
control. License Exception GBS and CIV paragraphs are amended to remove
reference to 6A004.d.4.
6A005 ``Lasers,'' ``Components'' and Optical Equipment
ECCN 6A005 is amended by removing the Note to 6A005.c that appears
after the Items paragraph .c; revising Items paragraph e.2; adding a
Note to Items paragraph e.2; and adding Items paragraph e.3.
The Note to 6A005.c is removed because some of the referenced laser
technologies no longer exist. However, this does not mean that all the
lasers listed in this Note are decontrolled, and exporters should look
to specific ECCNs related to specific lasers to confirm control status.
Items paragraph e.2 (optical mirrors or transmissive or partially
transmissive optical or electro-optical-''components,'') is amended to
move ``fused tapered fiber combiners and Multi-Layer Dielectric
gratings (MLDs)'' to Items paragraph e.3.c. Items paragraph e.3 (fiber
laser components) is added to specify parameters for fiber laser
components of concern.
6C005 Laser Material
The Heading of 6C005 is amended to be more general, because
specific items paragraphs are added to this entry. What was previously
specified by the Heading is now specified in Items paragraph 6C005.a.
Rare-earth-metal doped double-clad fibers are added to 6C005.b to
specify components of concern.
6D003 Other ``Software''
6D003.d is added to control ``software'' specially designed to
maintain the alignment and phasing of segmented mirror systems
consisting of mirror segments having a diameter or major axis length
equal to or larger than 1 m. While this rule removes optical control
equipment specially designed to maintain the alignment and phasing of
segmented mirror systems from 6A004.d.4, because it is widely
available, the software for such purposes is not widely available and
still warrants controls.
Category 7--Navigation and Avionics
7A003 `Inertial Measurement Equipment or Systems'
This rule replaces the reference to `civil aviation authorities in
a Wassenaar Arrangement Participating State' with `civil aviation
authorities of one or more Wassenaar Arrangement Participating States'
in various entries of the control lists (7A003 Note 2, 9A001.a,
9E003.h). This change acknowledges the fact that, for example in Europe
the authority for certifying civil aircraft and components for
airworthiness is the European Aviation Safety Agency (EASA). It would
ensure that the Notes continue to apply to aircraft and components
certified in European countries that may no longer have a Civil
Aviation Authority.
7D004 & 7E004 Fly-by-Wire and Fly-by-Light ``Source Code'' and
``Technology''
ECCN 7D004 and 7E004 are amended by revising the Related Controls
paragraph in the List of Items Controlled section to remove reference
to ECCNs 0D521 and 0E521, because these items
[[Page 29437]]
have been added to 7D004.c and 7E004.b.7 and b.8. Accordingly, 0D521
No. 2 and 0E521 No. 6 are removed from the Table of Supplement No. 5 to
part 774 of the EAR.
These changes are intended to address an issue with the current
text which only controls `active flight control systems' for
protection-predictive diagnosis (7E004.b.3 and 7E004.b.4) and the
related software in 7D004. The revised text will cover technology and
software ``know-how'' related to high performance fly-by-wire/fly-by-
light systems that could enhance the performance capabilities of
systems of concern. Source code for fly-by-wire/fly-by-light systems is
addressed in a new entry 7D004.c.
There are two main revisions to 7E004: Addition of a 7E004.b.7,
which is intended to control the ``development'' ``technology'' for
specific fly-by-wire functions/capabilities, which enable or enhance
critical military capabilities; and addition of 7E004.b.8, which
controls the technology to design a fault tolerant fly-by-wire system
that has a Probability of Loss of Control (PLOC) rate of less (better)
than 1x10-9. Also the Note that appeared after paragraph b.6
is moved to after paragraph b.8.b, as well as adding double quotes
around the word ``technology'' within the Note.
7E001 Technology for Items Controlled in Category 7
7E001 Heading is corrected to reinsert the exceptions to 7A994 and
7B994 that were inadvertently removed by the last WA implementation
rule.
Category 8--Marine
8A001 Submersible Vehicles and Surface Vessels
ECCN 8A001 is amended by removing Items paragraphs .f (surface-
effect vehicles (fully skirted variety)), .g (surface-effect vehicles
(rigid sidewalls)), .h (hydrofoil vessels with active systems for
automatically controlling foil systems), and .i (small waterplane area
vessels), because these control entries are obsolete. Commodities no
longer controlled in 8A001 may now be controlled in ECCN 8A992
(Vessels, marine systems or equipment, not controlled by 8A001 or
8A002, and ``specially designed'' ``parts'' and ``components''
therefor, and marine boilers and ``parts,'' ``components,''
``accessories,'' and ``attachments''). ``Technology'' according to the
General Technology Note for the ``development'' or ``production'' of
the equipment removed from 8A001 remains controlled in newly added
8E002.c.
8A002 Marine Systems, Equipment, ``Parts'' and ``Components''
ECCN 8A002 is amended by removing Items paragraphs .k (skirts,
seals and fingers), .l (Lift fans), .m (fully submerged subcavitating
or supercavitating hydrofoils, ``specially designed'' for vessels
controlled by 8A001.h), .n (active systems ``specially designed'' or
modified to control automatically the sea-induced motion of vehicles or
vessels, controlled by 8A001.f, 8A001.g, 8A001.h or 8A001.i), and o.1
(Water-screw propeller or power transmission systems, ``specially
designed'' for surface effect vehicles (fully skirted or rigid sidewall
variety), hydrofoils or `small waterplane area vessels' controlled by
8A001.f, 8A001.g, .8A001.h or 8A001.i), because these are support
systems for the items being deleted in 8A001. Commodities no longer
controlled in 8A002 may now be controlled in ECCN 8A992 (Vessels,
marine systems or equipment, not controlled by 8A001 or 8A002, and
``specially designed'' ``parts'' and ``components'' therefor, and
marine boilers and ``parts,'' ``components,'' ``accessories,'' and
``attachments'').
8A620 Submersible Vessels, Oceanographic and Associated Commodities
ECCN 8A620 is amended by revising Items paragraph .f (Closed and
semi-closed circuit (rebreathing) apparatus ``specially designed'' for
military use and not enumerated elsewhere in the CCL or in the USML) by
removing the control for ``specially designed'' ``components'' for use
in the conversion of open-circuit apparatus to military use, because
none have been identified.
8E002 Other ``Technology''
ECCN 8E002 is amended by removing License Exception TSR
eligibility, because 8E002.a is specifically ineligible for License
Exception TSU pursuant to the Note in the General Technology Note (GTN)
of Supplement No. 2 to part 774. This rule also adds a License
Exception Note to the List Based License Exceptions section to
reference the Note to the GTN, which makes this ECCN ineligible for
License Exception TSU, so that people do not overlook the Note to the
GTN that has been in existence for more than a decade. In addition,
this rule adds Items paragraph .c to maintain controls on
``technology'' according to the General Technology Note for the
``development'' or ``production'' of equipment deleted from 8A001.f
through .i. Even though this equipment is obsolete to those that have
advanced technology, the technology still warrants controls because of
the usefulness of the equipment.
Category 9--Aerospace and Propulsion
9A001 Aero Gas Turbine Engines
ECCN 9A001 is amended by revising Notes 1 and 2 in Items paragraph
.a for reasons explained under 7A003 above.
9A003 and 9D003 (Components and Software for Gas Turbine Engines)
ECCNs 9A003 and 9D003 are amended by revising the Headings by
replacing the ``and'' with ``or'' and to also control the ``specially
designed'' assemblies or components of the Auxiliary Power Unit (APU)
(which incorporate ``technologies'' controlled by 9E003.a and 9E003.h)
and FADEC software of the APU until it becomes decontrolled by Note 2
under 9A001 (APU's). The changes also make clear that when an APU
becomes decontrolled by Note 2 under 9A001, then the specially designed
assemblies or components, as well as the FADEC software, can be
exported without any further licensing requirements. Item paragraph .b
is revised to align the country scope with the Wassenaar Participating
States of Supplement No. 1 to part 743 of the EAR.
9A004 Space Launch Vehicles and ``Spacecraft,'' ``Spacecraft Buses'',
``Spacecraft Payloads'', ``Spacecraft'' On-Board Systems or Equipment,
and Terrestrial Equipment
ECCN 9A004 is amended by revising the Heading; revising the License
Requirements section; redesignating Items paragraph .a as .w; adding
paragraphs .a through .f.2; and revising the range of paragraphs that
are Reserved from ``b. through w.'' to ``g. through v.''
Items paragraph .a (the International Space Station) is moved to
Items paragraph .w, in order to add newly designated Items paragraphs
.a (space launch vehicles), .b (``spacecraft''), .c (``spacecraft
buses''), .d (``spacecraft payloads''), .e (on-board systems or
equipment, specially designed for ``spacecraft''), and .f (terrestrial
equipment, specially designed for ``spacecraft''). Even though these
Items paragraphs .a-.f are controlled under a different ECCN 9A515, as
indicated by the new License Requirement Note, they are listed here so
they harmonize with the placement of them in the Wassenaar Arrangement
Dual-use List in order to create a pointer to ECCN 9A515 for those that
look for them here first. BIS
[[Page 29438]]
will keep using 9A515 for these items because it works best with the
unique export controls of the U.S., in that the ``15'' in the number
corresponds to the category on the USML where related military items
are specified.
Prior to publication of this rule, only some specific components
were controlled on their own merits in the relevant categories (e.g.,
sensors), and when exported separately. The new controls capture the
major sub-assemblies or equipment of a satellite that represent a high
level of technology and are sensitive in terms of the potential
military application they confer. This is the case of ``spacecraft
buses'' (9A004.c), ``spacecraft payloads'' incorporating specific items
controlled elsewhere in the CCL (9A004.d), on-board systems or
equipment performing specific functions such as Attitude and Orbit
Control (9A004.e) and terrestrial equipment--telemetry and telecommand
equipment or simulators--(9A004.f).
Finally, the terms ``spacecraft bus'' and ``spacecraft payload''
are added to Sec. 772.1 to avoid any ambiguity in the terms used,
reflecting the technical state of the art and the commercial practices,
and to facilitate common interpretation of both concepts.
9A010 ``Specially Designed'' ``Parts,'' ``Components,'' Systems and
Structures, for Launch Vehicles, Launch Vehicle Propulsion Systems or
``Spacecraft''
ECCN 9A010 is amended by adding a List of Items Controlled section
and Items paragraph heading; and adding Items paragraphs .a through .d
in order to harmonize with the Wassenaar Dual-Use List placement and to
direct people who may look for them here first to the ITAR. These items
are ``subject to the ITAR'' (See 22 CFR parts 120 through 130).
9A012 Non-Military ``Unmanned Aerial Vehicles,'' (``UAVs''), Unmanned
``Airships'', Related Equipment and ``Components''
ECCN 9A012 is amended by revising the Heading, the MT paragraph in
the License Requirements section, and Items paragraphs .a through b.2,
and b.4. The word `system' is deleted from the Heading because the
revised text no longer includes systems. The capitalization of words
that are abbreviated for the first time is corrected in the MT license
requirement paragraph. The revised text of 9A012.a limits the control
of UAVs to those designed to have controlled flight out of the direct
`natural vision' of the `operator' and having either: 1) A maximum
`endurance' greater than or equal to 30 minutes but less than 1 hour
and designed to take-off and have stable controlled flight in wind
gusts of 25 knots or greater, or 2) A maximum `endurance' of 1 hour or
greater. Three new Technical Notes explain what is meant by `operator,'
`endurance,' `natural vision.' Items paragraphs b.1 and b.2 are deleted
because remote control components are very hard to distinguish from
model aircraft remote control units for smaller platforms, or they are
not considered as critical enabling equipment for larger platforms.
Items paragraph b.4 is amended to make the SI system (International
System of Quantities ISO) the main reference for parameters as agreed
to by WA.
9B001 Equipment, Tooling or Fixtures, ``Specially Designed'' for
Manufacturing Gas Turbine Engine Blades, Vanes or ``Tip Shrouds''
ECCN 9B001 is amended by revising the Heading; the Special
Conditions for STA section; Items paragraph .b; and adding Items
paragraph .c. The Heading is amended by replacing the ``and'' with
``or,'' adding the word ``engine'' before ``blades,'' replacing ``tip
shroud'' with ``tip shrouds,'' and removing the word ``castings'' to
clarify the scope of the entry. Paragraph .b includes a control on
cores or shells made from refractory metals. The Special Conditions for
STA that apply to Country Group A:6 are revised to expand the scope to
all of 9B001 to reflect the limited availability of 9B001.a equipment
outside of WA Participating countries and the emerging technology of
9B001.c. This change is also reflected in Supplement No. 6 to part 774
``Sensitive List.'' Items paragraph .b is revised to update the current
entry and provide a more comprehensive description of the critical
production tools for the manufacture of gas turbine blades, vanes or
tip shrouds. Paragraph 9B001.c is added to control additive
manufacturing equipment for turbine components.
9B010 Equipment ``Specially Designed'' for the Production of Items
Specified by 9A012
ECCN 9B010 is amended by revising the Heading to harmonize with the
changes made to ECCN 9A012.
9D003 ``Software'' Incorporating ``Technology'' Specified by ECCN
9E003.h and Used in ``FADEC Systems'' for Systems Controlled by ECCN
9A001 to 9A003, 9A101 (Except for Items in 9A101.b that are ``Subject
to the ITAR'', See 22 CFR Part 121), 9A106.d or .e, or 9B (Except for
ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991)
The Heading of 9D003 is amended by removing the word ``propulsion''
to clarify the scope of the entry and by removing 9A004 from the range
of systems related to ``FADEC Systems.'' ECCN 9A004 now controls
spacecraft items, which have no gas turbine engines. FADEC Systems are
defined for gas turbine engines.
9D004 Other ``Software''
ECCN 9D004 is amended by revising Items paragraphs .c and .e to
specify software that is specially designed to control the crystal
growth process in casting or additive manufacturing equipment specified
in 9B001.a or 9B001.c, respectively.
9D005 ``Software'' Specially Designed or Modified for the Operation of
Items Specified by 9A004.e or 9A004.f. (This ``Software'' Is Controlled
by ECCN 9D515)
A new entry 9D005 is added to the CCL to control related software
to the new spacecraft controls added to 9A004. However, these Items are
already controlled under ECCN 9D515 on the CCL, as indicated by the
text in the parentheticals. This entry is added to the CCL to harmonize
with the placement of them in the Wassenaar Arrangement Dual-use List
and so that people who look for them here first will be directed to
ECCN 9D515 where they are controlled in the CCL. BIS will keep using
9D515 for this software because it works best with the unique export
controls of the U.S., in that the ``15'' in the number corresponds to
the category on the USML that specifies related military items.
9E003 Other ``Technology''
ECCN 9E003 is amended by revising the SI License Requirement
paragraph in the License Requirements section, the items paragraphs a.3
through a.4, redesignating paragraph .j as .k, and adding new Items
paragraph .j. The SI license requirement paragraph is amended by
replacing the reference to paragraph .j with .k, because .j was
redesignated as .k. Item paragraph a.3 is amended to address an overlap
between entries 1E001, 9E003.a.3.a and 9E003.a.3.c. Item paragraph a.4
is updated to align with 9E003.a.2 and 9E003.a.5. The Note to 9E003.h
that
[[Page 29439]]
appears after Items paragraph h.3 is revised to align the country scope
with the Wassenaar Participating States of Supplement No. 1 to part 743
of the EAR. Items paragraph .j is added to control wing-folding systems
on large, high-speed civil jet aircraft that represent an emerging
technology in the civilian sector, as current wing folding systems are
generally limited to military aircraft designed to operate from
aircraft carriers and to smaller general aviation aircraft.
Supplement No. 5 to Part 774 ``Items Classified Under ECCNS 0A521,
0B521, 0C521, 0D521 and 0E521''
Supplement No. 5 to part 774 is amended by removing and reserving
0D521 No. 2 ``Source code'' for the ``development'' of fly-by-wire
control systems''; and removing 0E521 No. 6 ``Technology'' for fly-by-
wire control systems,'' because this software and technology are now
controlled in 7D004 and 7E004.
Supplement No. 6 to Part 774 ``Sensitive List''
Supplement No. 6 to part 774 ``Sensitive List'' is amended by
revising paragraph (2), removing and reserving paragraph (5)(iv), and
revising ``9B001.b'' to read ``9B001'' in paragraph (9)(ii). Paragraph
(2) ``2D001, 2E001, and 2E002'' are revised to harmonize with changes
made to Category 2 of the CCL, e.g., changing ``stated positioning
accuracy'' to ``unidirectional positioning repeatability.'' Paragraph
(5)(iv) ``5D001.b--``Software'' specially designed or modified to
support ``technology'' controlled by this Supplement's description of
5E001.a'' is removed and reserved because this control is outdated and
no longer used. Paragraph (9)(ii) is amended to expand the scope to all
of 9B001 to reflect the limited availability of 9B001.a equipment
outside of WA Participating countries and the emerging technology of
9B001.c.
Part 740--License Exceptions and Country Groups
In order to align Country Group A:1 (formerly Coordinating
Committee (CoCom) member countries) with its successor the Wassenaar
Arrangement, BIS is adding Argentina, Austria, Bulgaria, Croatia, Czech
Republic, Estonia, Finland, Hungary, Iceland, Ireland, South Korea,
Latvia, Lithuania, Mexico, New Zealand, Poland, Romania, Slovakia,
Slovenia, South Africa, Sweden, and Switzerland to Country Group A:1 in
Supplement No. 1 to part 740. The new name of column A:1 is Wassenaar
Participating States. Footnote 1, which was used to identify the
cooperating countries, i.e., those countries that cooperated with the
policies of CoCom, is removed because all of the cooperating countries
are now in A:1, except for Hong Kong. New Footnote 1 is added to the
title of Column A:1 to say, ``Country Group A:1 is a list of the
Wassenaar Arrangement Participating States, except for Malta, Russia
and Ukraine.'' Footnote 2 is added to the title of Country Group A:4
Nuclear Suppliers Group to say, ``Country Group A:4 is a list of the
Nuclear Suppliers Group countries, except for the People's Republic of
China (PRC).''
License Exception GOV in Sec. 740.11 is amended by revising the
country scope of the term ``cooperating governments'' in paragraph
(c)(1). Argentina, Austria, Finland, Ireland, Korea (Republic of), New
Zealand, Sweden, and Switzerland are removed from the definition of
``cooperating governments,'' because these countries are now included
in the newly revised Country Group A:1, which is already included in
the definition of cooperating government. The revision of Country Group
A:1 expands the country scope of the term ``cooperating government'' in
Sec. 740.11(c)(1) by adding Bulgaria, Croatia, Czech Republic,
Estonia, Hungary, Iceland, Latvia, Lithuania, Mexico, Poland, Romania,
Slovakia, Slovenia, and South Africa. These countries are now eligible
destinations under Sec. 740.11(c) of License Exception GOV, which
authorizes exports, reexports and transfers (in-country) of items
listed in paragraph Sec. 740.11(c)(2) consigned to or for official use
of any agency of a cooperating government within the national territory
of cooperating governments, except items excluded by paragraph Sec.
740.11(c)(3). ``Official use'' includes exports, reexports and
transfers (in-country) to and for the official use of a military end
user or military end use or an agency of NATO. This authorization also
extends to exports, reexports and transfers (in-country) to and for the
official use of a diplomatic or consular mission located in any country
in Country Group B, which includes all of the newly added countries.
Paragraph (f) of Sec. 744.17 (Restrictions on certain exports,
reexports and transfers (in-country) of microprocessors and associated
``software'' and ``technology'' for ``military end uses'' and to
``military end users.''), excludes agencies of a cooperating government
from the license requirements set forth in Sec. 744.17. While the
License Exception GOV authorization for cooperating governments is
referenced in Sec. 743.1(b)(1) for WA reporting requirements, the
expansion of the country scope for cooperating governments does not
change the scope of the reporting requirements, because the reports are
only required for exports outside of the WA Participating Countries and
all the additional countries are WA Participating Countries.
Sec. 740.16--License Exception APR
Expanding the country scope of Country Group A:1 also affects
License Exception APR in Sec. 740.16(a) and (b). Prior to publication
of this rule, paragraph (a) authorized reexports from countries in
Country Group A:1 and cooperating countries. As this rule removes the
term ``cooperating countries,'' the authorization is now for
destinations in Country Group A:1 and Hong Kong. The same change is
made to paragraph (b), which authorizes reexports to and among
destinations in Country Group A:1 and Hong Kong. In addition, the list
of countries in paragraph (b)(3) that pertain to cameras is replaced by
a reference to Country Group A:1. This revision removes Albania, Cyprus
and Malta from License Exception APR eligibility for cameras in
paragraph (b)(3), because of the high risk of diversion to unauthorized
end users, end uses and destinations.
Supplement No. 1 to Part 738--Commerce Country Chart
The Commerce Country Chart is amended by revising the second
columns for national security (NS:2), and regional stability (RS:2) in
order to harmonize these columns with the newly revised Country Group
A:1, making the license requirement consistent with the risk of
diversion to unauthorized end users, end uses and destinations.
Specifically, this rule would remove the X, i.e., license requirement,
in the NS:2 Column for Argentina, as well as removing the X in the RS:2
Column for South Korea, because the risk of diversion to unauthorized
destinations, parties or uses is low for these countries. Both
Argentina and South Korea are WA Participating States, but are not NATO
member countries. This rule also harmonizes the license requirements
between the NS:2 and RS:2 columns by adding an X for Albania in the
RS:2 column, because the RS controls generally mirror the NS license
requirements in order to promote regional stability. Albania is not a
WA Participating State, but it is a NATO member country; however this
rule adds an X for RS:2, because the risk of
[[Page 29440]]
diversion to unauthorized destinations, parties or uses is high. The
only difference between NS:2 and RS:2 after these revisions is that
there is not an X under RS:2 for India. On January 23, 2015 (80 FR
3463), BIS published a rule that removed the X under RS:2 for India in
order to further implement the November 8, 2010 bilateral
understanding.
Sec. 742.4--National Security
Section 742.4(a) is amended by replacing the reference to Country
Group A:5 with a reference to Country Group A:1. The difference between
Country Group A:5 and the newly formulated Country Group A:1 is that
Mexico and South Africa are included in A:1, but are not in A:5. Mexico
and South Africa are Wassenaar Participating States and do not pose a
risk of diversion to unauthorized end users or end uses. This rule also
removes the special country scope for ECCN 6A003.b.4.b cameras, because
this rule is aligning the country scope for these cameras with NS:2,
which adds a license requirement for Albania, Cyprus and Malta because
of the high risk of diversion of these cameras to unauthorized end
users, end uses and destinations.
Sec. 742.6--Regional Stability
Section 742.6 is amended by revising paragraphs (a)(2)(iii),
(a)(2)(v), (a)(3) and (a)(4)(ii) in order to replace the lists of
countries with a reference to the newly revised Country Group A:1 of
Supplement No. 1 to part 740. This revision aligns this section with
the revised Country Group A:1 and Columns NS:2 and RS:2 in the Commerce
Country Chart in Supplement No. 1 to part 738. Paragraph (a)(4)(i) is
amended by replacing a reference to ``Australia, India, Japan, New
Zealand and countries in the North Atlantic Treaty Organization
(NATO)'' with a reference to ``Country Group A:1 (see Supplement No. 1
to part 740 of the EAR) and India.'' These countries are excepted from
an RS:2 license requirement. Newly revised RS Column 2 does not have an
X for India, which makes it different from NS:2 and Country Group A:1.
On January 23, 2015, BIS published a rule (80 FR 3463) that removed the
X under RS:2 for India in order to further implement the November 8,
2010 bilateral understanding.
Sec. 743.1--Wassenaar Arrangement
Section 743.1 is amended by correcting a reference to License
Exception GOV in paragraph (b)(1) and revising paragraphs (g) and (h)
to add an Email address for submission of the Wassenaar reports and to
update the contact information for Wassenaar reports.
Sec. 743.3--Thermal Imaging Camera Reporting
Paragraph (b) in Sec. 743.3 is amended by replacing the list of
countries with a reference to the newly revised Country Group A:1 of
Supplement No. 1 to part 740. This revision aligns these reporting
requirements with the revised Regional Stability requirements for these
items in Sec. 742.6 and the overall national security country group
amendments.
Part 772--Definitions
Section 772.1 is amended by adding in alphabetical order the terms:
fly-by-light system, fly-by-wire system, library, operations,
administration or maintenance (OAM), plasma atomization, quantum
cryptography, spacecraft bus, and spacecraft payload; and revising the
terms: civil aircraft, cryptanalytic items, cryptographic activation,
end-effectors, information security, local area network, and
technology.
See Sec. 774.1(d) regarding the quote system used in the CCL. If a
term on the CCL uses double quotes it means there is a defined term in
part 772. However, the absence of double quotes does not mean that a
term used on the CCL is not defined in part 772.
The reason for revising the definition of the term ``civil
aircraft'' is stated under the explanation for amendments of ECCN 7A003
above.
The definition of ``cryptographic activation'' was restructured,
and in places reworded, to more clearly and precisely reflect the 2010
Wassenaar agreements, without changing the scope. The words ``of an
item'' were added after ``Any technique that activates or enables
cryptographic capability,'' and additional wording makes clear that the
`mechanism for ``cryptographic activation'' ' must be ``uniquely
bound'' to ``a single instance of the item'' or to ``one customer, for
multiple instances of the item.'' These clarifications convey that
``cryptographic activation'' ' does not include changing or upgrading
the controlled cryptographic functionality of a previously exported
item, or using a single license key or digitally-signed certificate to
activate multiple types of items. For editorial reasons, the
explanation that license keys or digitally-signed certificates can be
`mechanisms for ``cryptographic activation'' ' was moved into the
Technical Notes.
The definition for the term ``end-effectors'' is amended by
replacing the double quotes with single quotes around the term ``active
tooling units,'' because the definition for ``active tooling unit'' is
in the Note to the definition of ``end-effectors'' and is not a
separate term defined in Section 772.1 of the EAR.
The terms ``fly-by-wire'' and ``fly-by-light'' are added to Section
772.1 in order to help the exporting community understand the scope of
the new controls in ECCNs 7D004 and 7E004.
The reference for the term ``information security'' is amended by
replacing the reference to (Cat 5) with (Cat 4, 5P1, 5P2, 8, GSN)
because this term is used in all these locations. In addition, double
quotes are replaced by single quotes around the term `cryptanalysis'
because this term is defined in the Technical Note to the definition of
``information security.''
The definition of ``local area network'' is amended by replacing
double quotes with single quotes around the term `data devices,'
because the term is defined in a Note to the term ``local area
network.''
The terms ``operations, administration or maintenance'' (``OAM'')
and ``quantum cryptography'' are added to Sec. 772.1 and the term
``cryptanalytic items'' is revised for reasons stated under ``Category
5 Part 2--``Information Security'' above.
The term ``plasma atomization'' is added to Sec. 772.1 for reasons
stated under ECCN 1C002 above.
The terms ``spacecraft bus'' and ``spacecraft payload'' are added
to Sec. 772.1 for reasons stated under ECCN 9A004.
The reference list for the term ``technology'' is amended by adding
``throughout the EAR,'' because this term is used throughout the EAR.
In addition, double quotes are replaced by single quotes around the
terms `technical data' and `technical assistance,' because these terms
are defined in the Technical Notes to this definition and not as
separate terms within Sec. 772.1.
The term ``unidirectional positioning repeatability'' is added to
Sec. 772.1 for reasons stated in under ECCN 2B001 above.
Export Administration Act
Although the Export Administration Act expired on August 20, 2001,
the President, through Executive Order 13222 of August 17, 2001, 3 CFR,
2001 Comp., p. 783 (2002), as amended by Executive Order 13637 of March
8, 2013, 78 FR 16129 (March 13, 2013) and as extended by the Notice of
August 7, 2014, 79 FR 46957 (August 11, 2014), has continued the Export
Administration Regulations in effect under the International Emergency
[[Page 29441]]
Economic Powers Act. BIS continues to carry out the provisions of the
Export Administration Act, as appropriate and to the extent permitted
by law, pursuant to Executive Order 13222 as amended by Executive Order
13637.
Saving Clause
Shipments of items removed from license exception eligibility or
eligibility for export, reexport, or transfer (in-country) without a
license as a result of this regulatory action that were on dock for
loading, on lighter, laden aboard a carrier, or en route aboard a
carrier to a port, on May 21, 2015, pursuant to actual orders to a
destination, may proceed to that destination under the previous license
exception eligibility or without a license so long as they have been
exported, reexported, or transferred (in-country) before July 20, 2015.
Any such items not actually exported, reexported, or transferred (in-
country) before midnight, on July 20, 2015, require a license in
accordance with this regulation.
Rulemaking Requirements
1. Executive Orders 13563 and 12866 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility. This rule has been designated a ``significant regulatory
action,'' under Executive Order 12866.
2. Notwithstanding any other provision of law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with a collection of information subject to the
requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et
seq.) (PRA), unless that collection of information displays a currently
valid Office of Management and Budget (OMB) Control Number. This rule
involves two collections of information subject to the PRA. One of the
collections has been approved by OMB under control number 0694-0088,
``Multi-Purpose Application,'' and carries a burden hour estimate of 58
minutes for a manual or electronic submission. The other of the
collections has been approved by OMB under control number 0694-0106,
``Reporting and Recordkeeping Requirements under the Wassenaar
Arrangement,'' and carries a burden hour estimate of 21 minutes for a
manual or electronic submission. Send comments regarding these burden
estimates or any other aspect of these collections of information,
including suggestions for reducing the burden, to OMB Desk Officer, New
Executive Office Building, Washington, DC 20503; and to Jasmeet Seehra,
OMB Desk Officer, by email at Jasmeet_K._Seehra@omb.eop.gov or by fax
to (202) 395-7285; and to the Office of Administration, Bureau of
Industry and Security, Department of Commerce, 1401 Constitution Ave.
NW., Room 6622, Washington, DC 20230.
3. This rule does not contain policies with Federalism implications
as that term is defined under Executive Order 13132.
4. The provisions of the Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed rulemaking, the opportunity for
public participation, and a 30-day delay in effective date, are
inapplicable because this regulation involves a military and foreign
affairs function of the United States (5 U.S.C. 553(a)(1)). Immediate
implementation of these amendments fulfills the United States'
international obligation to the Wassenaar Arrangement on Export
Controls for Conventional Arms and Dual-Use Goods and Technologies. The
Wassenaar Arrangement contributes to international security and
regional stability by promoting greater responsibility in transfers of
conventional arms and dual use goods and technologies, thus preventing
destabilizing accumulations of such items. The Wassenaar Arrangement
consists of 41 member countries that act on a consensus basis and the
changes set forth in this rule implement agreements reached at the
December 2014 plenary session of the WA. Because the United States is a
significant exporter of the items covered by this rule, implementation
of this rule is necessary for the WA to achieve its purpose. Any delay
in implementation will create a disruption in the movement of affected
items globally because of disharmony between export control measures
implemented by WA members, resulting in tension between member
countries. Export controls work best when all countries implement the
same export controls in a timely manner. If this rulemaking were
delayed to allow for notice and comment and a 30-day delay in
effectiveness, it would prevent the United States from fulfilling its
commitment to the WA in a timely manner and would injure the
credibility of the United States in this and other multilateral
regimes.
Further, no other law requires that a notice of proposed rulemaking
and an opportunity for public comment be given for this final rule.
Because a notice of proposed rulemaking and an opportunity for public
comment are not required to be given for this rule under the
Administrative Procedure Act or by any other law, the analytical
requirements of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.)
are not applicable. Therefore, this regulation is issued in final form.
Although there is no formal comment period, public comments on this
regulation are welcome on a continuing basis. Comments should be
submitted to Sharron Cook, Office of Exporter Services, Bureau of
Industry and Security, Department of Commerce, 14th and Pennsylvania
Ave. NW., Room 2099, Washington, DC 20230.
List of Subjects
15 CFR Parts 738 and 772
Exports.
15 CFR Part 740
Administrative practice and procedure, Exports, Reporting and
recordkeeping requirements.
15 CFR Part 742
Exports, Terrorism.
15 CFR Part 743
Administrative practice and procedure, Reporting and recordkeeping
requirements.
15 CFR Part 774
Exports, Reporting and recordkeeping requirements.
Accordingly, parts 738, 740, 742, 743, 772 and 774 of the Export
Administration Regulations (15 CFR parts 730 through 774) are amended
as follows:
PART 738 [AMENDED]
0
1. The authority citation for part 738 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c; 22 U.S.C. 3201 et
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42
U.S.C. 6212; 43 U.S.C. 1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p.
783; Notice of August 7, 2014, 79 FR 46959 (August 11, 2014).
Supplement No. 1 to Part 738--[AMENDED]
0
2. Supplement No. 1 is amended by:
0
a. Revising the NS:2 column by removing the X for Argentina;
[[Page 29442]]
0
b. Revising the RS:2 column by adding an X for Albania; and
0
c. Revising the RS:2 column by removing the X for South Korea.
PART 740 [AMENDED]
0
3. The authority citation for part 740 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
22 U.S.C. 7201 et seq.; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp.,
p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice
of August 7, 2014, 79 FR 46959 (August 11, 2014).
0
4. Section 740.11 is amended by revising paragraph (c)(1) to read as
follows:
Sec. 740.11 Governments, international organizations, international
inspections under the Chemical Weapons Convention, and the
International Space Station (GOV).
* * * * *
(c) * * *
(1) Scope. The provisions of this paragraph (c) authorize exports,
reexports, and transfers (in-country) of the items listed in paragraph
(c)(2) of this section to agencies of cooperating governments or
agencies of the North Atlantic Treaty Organization (NATO). `Agency of a
cooperating government' includes all civilian and military departments,
branches, missions, and other governmental agencies of a cooperating
national government. `Cooperating governments' are the national
governments of countries listed in Country Group A:1 (see Supplement
No. 1 to this part) and the national governments of Hong Kong,
Singapore and Taiwan.
* * * * *
0
5. Section 740.16 is amended by revising the introductory text to
paragraph (a), and paragraphs (b)(1) and (3), to read as follows:
Sec. 740.16 Additional permissive reexports (APR).
* * * * *
(a) Reexports from Country Group A:1 and Hong Kong. Reexports may
be made from countries in Country Group A:1 or from Hong Kong, provided
that:
* * * * *
(b) Reexports to and among specified countries. (1) Commodities
that are not controlled for nuclear nonproliferation or missile
technology reasons, described in 3A001.b.2 or b.3 (except those that
are being reexported for use in civil telecommunications applications),
nor listed in paragraph (b)(2) or (3) of this section may be reexported
to and among destinations in Country Group A:1 and Hong Kong, provided
that eligible commodities are for use or consumption within a
destination in Country Group A:1 (see Supplement No. 1 to this part) or
Hong Kong, or for reexport from such country in accordance with other
provisions of the EAR.
* * * * *
(3) Cameras described in ECCN 6A003.b.3 (having the characteristics
listed in 6A002.a.2.a or a.2.b), 6A003.b.4.b, or 6A003.b.4.c may be
exported or reexported to and among destinations in Country Group A:1
(see Supplement No. 1 to this part) if:
(i) Such cameras are fully packaged for use as consumer ready civil
products; or,
(ii) Such cameras with not more than 111,000 elements are to be
embedded in civil products.
* * * * *
0
6. Supplement No. 1 to part 740 is amended by:
0
a. Revising the first two columns of Country Group A;
0
b. Revising footnote 1 of Country Group A; and
0
c. Adding footnote 2 to the heading for column A:4 of Country Group A.
The revisions and addition read as follows:
Supplement No. 1 to Part 740--Country Groups
Country Group A
----------------------------------------------------------------------------------------------------------------
[A:1] Wassenaar [A:4] Nuclear
Country Participating * * * * * Suppliers Group * * * * *
States \1\ \2\
----------------------------------------------------------------------------------------------------------------
Albania..................................... ............... * * * * * * * * * *
Argentina................................... X
Australia................................... X
Austria..................................... X
Belarus..................................... ...............
Belgium..................................... X
Brazil...................................... ...............
Bulgaria.................................... X
Canada...................................... X
Croatia..................................... X
Cyprus...................................... ...............
Czech Republic.............................. X
Denmark..................................... X
Estonia..................................... X
Finland..................................... X
France...................................... X
Germany..................................... X
Greece...................................... X
Hong Kong................................... ...............
Hungary..................................... X
Iceland..................................... X
India....................................... ...............
Ireland..................................... X
Israel...................................... ...............
Italy....................................... X
Japan....................................... X
Kazakhstan.................................. ...............
Korea, South................................ X
Latvia...................................... X
Lithuania................................... X
Luxembourg.................................. X
[[Page 29443]]
Malta....................................... ...............
Mexico...................................... X
Netherlands................................. X
New Zealand................................. X
Norway...................................... X
Poland...................................... X
Portugal.................................... X
Romania..................................... X
Russia...................................... ...............
Serbia...................................... ...............
Singapore................................... ...............
Slovakia.................................... X
Slovenia.................................... X
South Africa................................ X
Spain....................................... X
Sweden...................................... X
Switzerland................................. X
Taiwan...................................... ...............
Turkey...................................... X
Ukraine..................................... ...............
United Kingdom.............................. X
United States............................... X
----------------------------------------------------------------------------------------------------------------
\1\ Country Group A:1 is a list of the Wassenaar Arrangement Participating States, except for Malta, Russia and
Ukraine.
\2\ Country Group A:4 is a list of the Nuclear Suppliers Group countries, except for the People's Republic of
China (PRC).
* * * * *
PART 742--[AMENDED]
0
7. The authority citation for part 742 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
22 U.S.C. 3201 et seq.; 42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; Sec. 1503, Pub. L. 108-11, 117 Stat. 559; E.O. 12058,
43 FR 20947, 3 CFR, 1978 Comp., p. 179; E.O. 12851, 58 FR 33181, 3
CFR, 1993 Comp., p. 608; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp.,
p. 950; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O.
13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Presidential
Determination 2003--23 of May 7, 2003, 68 FR 26459, May 16, 2003;
Notice of August 7, 2014, 79 FR 46959 (August 11, 2014); Notice of
November 7, 2014, 79 FR 67035 (November 12, 2014).
0
8. Section 742.4 is amended by revising paragraph (a) to read as
follows:
Sec. 742.4 National security.
(a) License requirements. It is the policy of the United States to
restrict the export and reexport of items that would make a significant
contribution to the military potential of any other country or
combination of countries that would prove detrimental to the national
security of the United States. Accordingly, a license is required for
exports and reexports to all destinations, except Canada, for all items
in ECCNs on the CCL that include NS Column 1 in the Country Chart
column of the ``License Requirements'' section. A license is required
to all destinations except those in Country Group A:1 (see Supplement
No. 1 to part 740 of the EAR), for all items in ECCNs on the CCL that
include NS column 2 in the Commerce Country Chart column of the
``License Requirements'' section except those cameras in ECCN
6A003.b.4.b that have a focal plane array with 111,000 or fewer
elements and a frame rate of 60 Hz or less. A license is required to
all destinations except those in Country Group A:1 (see Supplement No.
1 to part 740) for those cameras in ECCN 6A003.b.4.b that have a focal
plane array with 111,000 or fewer elements and a frame rate of 60 Hz or
less and for cameras being exported or reexported pursuant to an
authorization described in Sec. 742.6(a)(2)(iii) or (v) of the EAR.
The purpose of the controls is to ensure that these items do not make a
contribution to the military potential of countries in Country Group
D:1 (see Supplement No. 1 to part 740 of the EAR) that would prove
detrimental to the national security of the United States. License
Exception GBS is available for the export and reexport of certain
national security controlled items to Country Group B (see Sec. 740.4
and Supplement No. 1 to part 740 of the EAR).
0
9. Section 742.6 is amended by revising paragraphs (a)(2)(iii),
(a)(2)(v), (a)(3), (a)(4)(i) and (a)(4)(ii), as follows:
Sec. 742.6 Regional stability.
(a) * * *
(2) * * *
(iii) BIS may issue licenses for cameras subject to the license
requirement of paragraph (a)(2)(ii) of this section that are fully-
packaged for use as consumer-ready civil products that, in addition to
the specific transactions authorized by such license, authorize exports
and reexports of such cameras without a license to any civil end-user
to whom such exports or reexport are not otherwise prohibited by U.S.
law in a destination in Country Group A:1 (see Supplement No. 1 to part
740 of the EAR). The license requirements of this paragraph (a)(2)
shall not apply to exports or reexports so authorized. In this
paragraph, the term ``civil end-user'' means any entity that is not a
national armed service (army, navy, marine, air force, or coast guard),
national guard, national police, government intelligence organization
or government reconnaissance organization, or any person or entity
whose actions or functions are intended to support ``military end-
uses'' as defined in Sec. 744.17(d) of the EAR.
* * * * *
(v) BIS may also issue licenses for the cameras described in
paragraph (a)(2)(iv) of this section that, in addition to the specific
transactions authorized by such license, authorize exports and
reexports to authorized companies described in the license for the
purpose
[[Page 29444]]
of embedding such cameras into a completed product that will be
distributed only in countries in Country Group A:1 (see Supplement No.
1 to part 740 of the EAR). The license requirements of this paragraph
(a)(2) shall not apply to exports or reexports so authorized. In this
paragraph, the term ``authorized companies'' means companies that have
been previously licensed for export, are not the subject of relevant
negative intelligence or open source information, have not been the
subject of a Department of Commerce or Department of State enforcement
action within the past two years, have demonstrable production
capacity, and do not pose an unacceptable risk of diversion.
(3) Special RS Column 1 license requirement applicable to military
commodities. A license is required for reexports to all destinations
except Canada for items classified under ECCN 0A919 except when such
items are being reexported as part of a military deployment by a unit
of the government of a country in Country Group A:1 (see Supplement No.
1 to part 740 of the EAR) or the United States.
(4) * * *
(i) License requirements applicable to most RS Column 2 items. As
indicated in the CCL and in RS Column 2 of the Commerce Country Chart
(see Supplement No. 1 to part 738 of the EAR), a license is required to
any destination except those in Country Group A:1 (see Supplement No. 1
to part 740 of the EAR) and India for all items in ECCNs on the CCL
that include RS Column 2 in the Country Chart column of the ``License
Requirements'' section. A license continues to be required for items
controlled under ECCNs 6A003.b.4.b and 9A515.e for RS Column 2 reasons
when destined to India.
(ii) Special RS Column 2 license requirements applicable only to
certain cameras. As indicated by the CCL, and RS column 2 and footnote
number 4 to the Commerce Country Chart, a license is required to any
destination except a country in Country Group A:1 (see Supplement No. 1
to part 740 of the EAR) for fully-packaged thermal imaging cameras for
use as consumer-ready civil products controlled by 6A003.b.4.b when
incorporating ``focal plane arrays'' that have not more than 111,000
elements and a frame rate of 60Hz or less and that are not being
exported or reexported to be embedded in a civil product.
* * * * *
PART 743 [AMENDED]
0
10. The authority citation for part 743 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; E.O. 13637 of
March 8, 2013, 78 FR 16129 (March 13, 2013); 78 FR 16129; Notice of
August 7, 2014, 79 FR 46959 (August 11, 2014).
0
11. Section 743.1 is amended by:
0
a. Removing the phrase ``(Sec. Sec. 740.11(b)(2)(iii) and
740.11(b)(2)(iv) of the EAR)'' and adding in its place ``(Sec. Sec.
740.11(c) of the EAR)'' in paragraph (b)(1); and
0
b. Revising paragraphs (g) and (h).
The revisions read as follows:
Sec. 743.1 Wassenaar Arrangement.
* * * * *
(g) Where to submit Wassenaar reports--(1) Email. Reports may be
Emailed to WAreports@bis.doc.gov.
(2) Mail. If mailed, two (2) copies of reports are required to be
delivered via courier to: Bureau of Industry and Security, U.S.
Department of Commerce, Attn: ``Wassenaar Reports'', Room 2099B, 14th
Street and Pennsylvania Ave. NW., Washington, DC 20230. BIS will not
accept reports sent C.O.D.
(3) Facsimile. Reports may also be sent by facsimile to: (202) 482-
3345 or 202-482-1373, Attn: ``Wassenaar Reports''.
(h) Contacts. General information concerning the Wassenaar
Arrangement and reporting obligations thereof is available from the
Office of National Security and Technology Transfer Controls, Tel.
(202) 482-4479, Fax: (202) 482-3345 or (202) 482-1373, or Email:
WAreports@bis.doc.gov.
0
12. Section 743.3 is amended by revising paragraph (b) to read as
follows:
Sec. 743.3 Thermal imaging camera reporting.
* * * * *
(b) Transactions to be reported. Exports that are not authorized by
an individually validated license of thermal imaging cameras controlled
by ECCN 6A003.b.4.b to a destination in Country Group A:1 (see
Supplement No. 1 to part 740 of the EAR) must be reported to BIS.
* * * * *
PART 772 [AMENDED]
0
13. The authority citation for part 772 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August
7, 2014, 79 FR 46959 (August 11, 2014).
0
14. Section 772.1 is amended by:
0
a. Adding definitions in alphabetical order for: ``Fly-by-light
system'', ``Fly-by-wire system'', ``Library'', ``Operations,
Administration or Maintenance (OAM)'', ``Plasma atomization'',
``Quantum cryptography'', ``Spacecraft bus'', ``Spacecraft payload'',
and ``Unidirectional positioning repeatability'';
0
b. Removing the definition for ``Cooperating country''; and
0
c. Revising the definitions for: ``Civil aircraft'', ``Cryptanalytic
items'', ``Cryptographic activation'', ``End-effectors'', ``Information
security'', ``Local area network'', and ``Technology''.
The additions and revisions read as follows:
Sec. 772.1 Definitions of terms as used in the Export Administration
Regulations (EAR).
* * * * *
Civil aircraft. (Cat 1, 3, 4, 7 and 9) Those ``aircraft'' listed by
designation in published airworthiness certification lists by civil
aviation authorities of one or more Wassenaar Arrangement Participating
States to fly commercial civil internal and external routes or for
legitimate civil, private or business use. (see also ``aircraft'')
* * * * *
Cryptanalytic items. (Cat 5P2) Systems, equipment or components
designed or modified to perform `cryptanalytic functions', software
having the characteristics of cryptanalytic hardware or performing
`cryptanalytic functions', or technology for the development,
production or use of cryptanalytic commodities or software.
Notes: 1. `Cryptanalytic functions' are functions designed to
defeat cryptographic mechanisms in order to derive confidential
variables or sensitive data, including clear text, passwords or
cryptographic keys. These functions may include `cryptanalysis,' which
is the analysis of a cryptographic system or its inputs and outputs to
derive confidential variables or sensitive data, including clear text.
(ISO 7498-2-1988 (E), paragraph 3.3.18).
2. Functions specially designed and limited to protect against
malicious computer damage or unauthorized system intrusion (e.g.,
viruses, worms and trojan horses) are not construed to be
`cryptanalytic functions.').
Cryptographic activation. (Cat 5P2) Any technique that activates or
enables cryptographic capability of an item, by means of a secure
mechanism implemented by the manufacturer of the item, where this
mechanism is uniquely bound to any of the following:
(a) A single instance of the item; or
[[Page 29445]]
(b) One customer, for multiple instances of the item.
Technical Notes to definition of ``Cryptographic activation'': 1.
``Cryptographic activation'' techniques and mechanisms may be
implemented as hardware, ``software'' or ``technology''.
2. Mechanisms for ``cryptographic activation'' can, for example, be
serial number-based license keys or authentication instruments such as
digitally signed certificates.
* * * * *
End-effectors. (Cat 2) Grippers, `active tooling units' and any
other tooling that is attached to the baseplate on the end of a
``robot'' manipulator arm.
Technical Note to definition of ``End-effectors'': `Active tooling
unit': a device for applying motive power, process energy or sensing to
the workpiece.
* * * * *
Fly-by-light system. (Cat 7) A primary digital flight control
system employing feedback to control the aircraft during flight, where
the commands to the effectors/actuators are optical signals.
Fly-by-wire system. (Cat 7) A primary digital flight control system
employing feedback to control the aircraft during flight, where the
commands to the effectors/actuators are electrical signals.
* * * * *
Information security. (Cat 4, 5P1, 5P2, 8, GSN)--All the means and
functions ensuring the accessibility, confidentiality or integrity of
information or communications, excluding the means and functions
intended to safeguard against malfunctions. This includes
``cryptography'', ``cryptographic activation'', ``cryptanalysis'',
protection against compromising emanations and computer security.
Technical Note to definition of ``Information security'':
`Cryptanalysis': the analysis of a cryptographic system or its inputs
and outputs to derive confidential variables or sensitive data,
including clear text. (ISO 7498-2-1988 (E), paragraph 3.3.18)
* * * * *
Library. (Cat 1) (parametric technical database) A collection of
technical information, reference to which may enhance the performance
of the relevant systems, equipment or components.
* * * * *
Local area network. (Cat 4 and 5 Part 1)--A data communication
system that:
(a) Allows an arbitrary number of independent `data devices' to
communicate directly with each other; and
(b) Is confined to a geographical area of moderate size (e.g.,
office building, plant, campus, warehouse).
Technical Note to definition of ``Local area network'': `Data
device' means equipment capable of transmitting or receiving sequences
of digital information.
* * * * *
Operations, Administration or Maintenance (``OAM''). (Cat 5P2)
Means performing one or more of the following tasks:
(a) Establishing or managing any of the following:
(1) Accounts or privileges of users or administrators;
(2) Settings of an item; or
(3) Authentication data in support of the tasks described in
paragraphs (a)(1) or (2) of this definition;
(b) Monitoring or managing the operating condition or performance
of an item; or
(c) Managing logs or audit data in support of any of the tasks
described in paragraphs (a) or (b) of this definition.
Note to definition of ``Operations, Administration or
Maintenance'': ``OAM'' does not include any of the following tasks or
their associated key management functions:
a. Provisioning or upgrading any cryptographic functionality that
is not directly related to establishing or managing authentication data
in support of the tasks described in paragraphs (a)(1) or (2) of this
definition; or
b. Performing any cryptographic functionality on the forwarding or
data plane of an item.
* * * * *
Plasma atomization. (Cat 1) A process to reduce a molten stream or
solid metal to droplets of 500 [micro]m diameter or less, using plasma
torches in an inert gas environment.
* * * * *
Quantum cryptography. (Cat 5P2) A family of techniques for the
establishment of a shared key for ``cryptography'' by measuring the
quantum-mechanical properties of a physical system (including those
physical properties explicitly governed by quantum optics, quantum
field theory, or quantum electrodynamics).
* * * * *
Spacecraft bus. (Cat 9) Equipment that provides the support
infrastructure of the ``spacecraft'' and location for the ``spacecraft
payload''.
Spacecraft payload. (Cat 9) Equipment, attached to the ``spacecraft
bus'', designed to perform a mission in space (e.g., communications,
observation, science).
* * * * *
Technology. (General Technology Note, throughout EAR) Specific
information necessary for the ``development'', ``production'', or
``use'' of a product. The information takes the form of `technical
data' or `technical assistance'.
N.B.: Controlled ``technology'' is defined in the General
Technology Note and in the Commerce Control List (Supplement No. 1 to
part 774 of the EAR).
Note 1 to definition of ``Technology'': ``Technology'' also is
specific information necessary for any of the following: Operation,
installation (including on-site installation), maintenance (checking),
repair, overhaul, refurbishing, or other terms specified in ECCNs on
the CCL that control ``technology.''
Note 2 to definition of ``Technology'': ``Technology'' not
elsewhere specified on the CCL is designated as EAR99, unless the
``technology'' is subject to the exclusive jurisdiction of another U.S.
Government agency (see Sec. 734.3(b)(1) of the EAR) or is otherwise
not subject to the EAR (see Sec. 734.4(b)(2) and (3) and Sec. Sec.
734.7 through 734.11 of the EAR).
Technical Notes to definition of ``Technology'': 1.`Technical data'
May take forms such as blueprints, plans, diagrams, models, formulae,
tables, engineering designs and specifications, manuals and
instructions written or recorded on other media or devices such as
disk, tape, read only memories.
2. `Technical assistance' may take forms such as instruction,
skills, training, working knowledge, consulting services. `Technical
assistance' may involve transfer of `technical data'. `Technical
assistance' may involve transfer of `technical data'.
* * * * *
Unidirectional positioning repeatability. (Cat 2) The smaller of
values R[uarr] and R[darr] (forward and backward), as defined by 3.21
of ISO 230-2:2014 or national equivalents, of an individual machine
tool axis.
* * * * *
PART 774 [AMENDED]
0
15. The authority citation for part 774 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42
U.S.C. 6212; 43 U.S.C. 1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22
U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p.
[[Page 29446]]
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of
August 7, 2014, 79 FR 46959 (August 11, 2014).
Supplement No. 1 to Part 774--[Amended]
0
16. In Supplement No. 1 to part 774, ECCN 0A606 is amended by revising
paragraph b in Note 2 to paragraph .a to read as follows:
Supplement No. 1 to Part 774--The Commerce Control List
* * * * *
0A606 Ground Vehicles and Related Commodities, as Follows (see List
of Items Controlled).
* * * * *
List of Items Controlled
* * * * *
Items: a. * * *
Note 2 to paragraph .a: * * *
b. Armored protection of vital ``parts'' (e.g., fuel tanks or
vehicle cabs);
* * * * *
0
17. In Supplement No. 1 to part 774, ECCN 1A613 is amended by revising
Items paragraph a to read as follows:
1A613 Armored and Protective ``Equipment'' and Related Commodities,
as Follows (see List of Items Controlled).
* * * * *
List of Items Controlled
* * * * *
Items: a. Metallic or non-metallic armored plate ``specially
designed'' for military use and not controlled by the USML.
Note to paragraph a: For controls on body armor plates, see ECCN
1A613.d.2 and USML Category X(a)(1).
* * * * *
0
18. In Supplement No. 1 to part 774, ECCN 1C002 is amended by revising
Item paragraphs c.2.f and c.2.g and adding Item paragraph c.2.h to read
as follows:
1C002 Metal Alloys, Metal Alloy Powder and Alloyed Materials, as
Follows (see List of Items Controlled).
* * * * *
List of Items Controlled
* * * * *
Items:
* * * * *
c. * * *
c.2. * * *
c.2.f. ``Melt extraction'' and ``comminution'';
c.2.g. ``Mechanical alloying''; or
c.2.h. ``Plasma atomization''; and
* * * * *
0
19. In Supplement No. 1 to part 774, ECCN 1C007 is amended by revising
the heading and Item paragraph a to read as follows:
1C007 Ceramic Powders, Non-''Composite'' Ceramic Materials,
Ceramic-''Matrix'' ``composite'' Materials and Precursor Materials,
as Follows (see List of Items Controlled).
* * * * *
List of Items Controlled
* * * * *
Items: a. Ceramic powders of single or complex borides of
titanium, having total metallic impurities, excluding intentional
additions, of less than 5,000 ppm, an average particle size equal to
or less than 5 [mu]m and no more than 10% of the particles larger
than 10 [mu]m;
* * * * *
0
20. In Supplement No. 1 to part 774, ECCN 1C008 is amended by removing
and reserving Items paragraph b.
0
21. In Supplement No. 1 to part 774, ECCN 1C010 is amended by:
0
a. Adding Technical Notes at the beginning of the Items paragraph of
the List of Items Controlled section;
0
b. Removing the Technical Notes below Items paragraph c; and
0
c. Revising Items paragraph d.1.b.
The additions and revision read as follows:
1C010 ``Fibrous or Filamentary Materials'' as Follows (see List of
Items Controlled).
* * * * *
List of Items Controlled
* * * * *
Items:
Technical Notes: 1. For the purpose of calculating ``specific
tensile strength'', ``specific modulus'' or specific weight of
``fibrous or filamentary materials'' in 1C010.a, 1C010.b, 1C010.c or
1C010.e.1.b, the tensile strength and modulus should be determined
by using Method A described in ISO 10618 (2004) or national
equivalents.
2. Assessing the ``specific tensile strength'', ``specific
modulus'' or specific weight of non-unidirectional ``fibrous or
filamentary materials'' (e.g., fabrics, random mats or braids) in
1C010 is to be based on the mechanical properties of the constituent
unidirectional monofilaments (e.g., monofilaments, yarns, rovings or
tows) prior to processing into the non-unidirectional ``fibrous or
filamentary materials''.
* * * * *
d. * * *
d.1. * * *
d.1.b. Materials controlled by 1C008.d to 1C008.f; or
* * * * *
0
22. In Supplement No. 1 to part 774, ECCN 1E002 is amended by:
0
a. Revising License Exception TSR in the List Based License Exceptions
section;
0
b. Adding a Note at the end of the List Based License Exceptions
section;
0
c. Revising Items paragraphs c introductory text, c.1., c.1.c.1., and
c.1.c.2.;
0
d. Removing Items paragraphs c.1.c.3.;
0
e. Removing and reserving Items paragraph d;
0
f. Revising Items paragraph g; and
0
g. Removing the Technology Note to paragraph g.
The revisions and addition read as follows:
1E002 Other ``Technology'' as Follows (see List of Items
Controlled).
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
* * * * *
TSR: Yes, except for 1E002.e and .f.
License Exceptions Note: License Exception TSU is not applicable
for the repair ``technology'' controlled by 1E002.e or .f, see
Supplement No. 2 to this part.
* * * * *
List of Items Controlled
* * * * *
Items: * * *
c. ``Technology'' for the design or ``production'' of the
following ceramic powders or non-``composite'' ceramic materials:
c.1. Ceramic powders having all of the following:
* * * * *
c.1.c. * * *
c.1.c.1. Zirconia (CAS 1314-23-4) with an average particle size
equal to or less than 1 [mu]m and no more than 10% of the particles
larger than 5 [mu]m; or
c.1.c.2. Other ceramic powders with an average particle size
equal to or less than 5 [mu]m and no more than 10% of the particles
larger than 10 [mu]m;
* * * * *
g. ``Libraries'' ``specially designed'' or modified to enable
equipment to perform the functions of equipment controlled under
1A004.c or 1A004.d.
0
23. In Supplement No. 1 to part 774, the Technical Notes for 2B001 to
2B009, 2B201, 2B290 and 2B991 to 2B999 at the beginning of Category 2,
Product Group B are revised to read as follows:
Category 2--Materials Processing
* * * * *
B. ``Test'', ``Inspection'' and ``Production Equipment''
Technical Notes for 2B001 to 2B009, 2B201, 2B290 and 2B991 to
2B999:
1. Secondary parallel contouring axes, (e.g., the w-axis on
horizontal boring mills or a secondary rotary axis the center line
of which is parallel to the primary rotary axis) are not counted in
the total number of contouring axes. Rotary axes need not rotate
over 360[deg]. A rotary axis can be driven by a linear device (e.g.,
a screw or a rack-and-pinion).
2. The number of axes which can be coordinated simultaneously
for ``contouring control'' is the number of axes along or around
which, during processing of the workpiece, simultaneous and
interrelated motions are performed between the
[[Page 29447]]
workpiece and a tool. This does not include any additional axes
along or around which other relative motions within the machine are
performed, such as:
2.a. Wheel-dressing systems in grinding machines;
2.b. Parallel rotary axes designed for mounting of separate
workpieces;
2.c. Co-linear rotary axes designed for manipulating the same
workpiece by holding it in a chuck from different ends.
3. Axis nomenclature shall be in accordance with International
Standard ISO 841:2001, Industrial automation systems and
integration--Numerical control of machines--Coordinate system and
motion nomenclature.
4. A ``tilting spindle'' is counted as a rotary axis.
5. `Stated ``unidirectional positioning repeatability'' ' may be
used for each specific machine model as an alternative to individual
machine tests, and is determined as follows:
5.a. Select five machines of a model to be evaluated;
5.b. Measure the linear axis repeatability (R[uarr],R[darr])
according to ISO 230-2:2014 and evaluate ``unidirectional
positioning repeatability'' for each axis of each of the five
machines;
5.c. Determine the arithmetic mean value of the ''unidirectional
positioning repeatability''-values for each axis of all five
machines together. These arithmetic mean values ``unidirectional
positioning repeatability'' (UPR) become the stated value of each
axis for the model...) (UPRx, UPRy, . . .);
5.d. Since the Category 2 list refers to each linear axis there
will be as many `stated ``unidirectional positioning repeatability''
' values as there are linear axes;
5.e. If any axis of a machine model not controlled by 2B001.a.
to 2B001.c. has a `stated ``unidirectional positioning
repeatability'' ' equal to or less than the specified
``unidirectional positioning repeatability'' of each machine tool
model plus 0.7 [mu]m, the builder should be required to reaffirm the
accuracy level once every eighteen months.
6. For the purpose of 2B, measurement uncertainty for the
``unidirectional positioning repeatability'' of machine tools, as
defined in the International Standard ISO 230-2:2014, shall not be
considered.
7. For the purpose of 2B, the measurement of axes shall be made
according to test procedures in 5.3.2. of ISO 230-2:2014. Tests for
axes longer than 2 meters shall be made over 2 m segments. Axes
longer than 4 m require multiple tests (e.g., two tests for axes
longer than 4 m and up to 8 m, three tests for axes longer than 8 m
and up to 12 m), each over 2 m segments and distributed in equal
intervals over the axis length. Test segments are equally spaced
along the full axis length, with any excess length equally divided
at the beginning, in between, and at the end of the test segments.
The smallest ``unidirectional positioning repeatability''-value of
all test segments is to be reported.
0
24. In Supplement No. 1 to part 774, ECCN 2B001 is amended by:
0
a. Revising Items paragraphs a.1, b.1.a, b.2.a through b.3, c.1.a, c.2,
the Notes to 2B001.c, and e.2.b; and
0
b. Adding Items paragraphs c.2.a through c.2.c.
The revisions and additions read as follows:
2B001 Machine Tools and Any Combination Thereof, for Removing (or
Cutting) Metals, Ceramics or ``Composites'', Which, According to
the Manufacturer's Technical Specifications, Can Be Equipped With
Electronic Devices for ``Numerical Control''; as Follows (see List
of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items:
* * * * *
a. * * *
a.1. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [mu]m along one or more linear axis; and
* * * * *
b. * * *
b.1. * * *
b.1.a. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [mu]m along one or more linear axis; and
* * * * *
b.2. * * *
b.2.a. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [mu]m along one or more linear axis with a
travel length less than 1 m;
b.2.b. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.4 [mu]m along one or more linear axis with a
travel length equal to or greater than 1 m and less than 4 m;
b.2.c. ``Unidirectional positioning repeatability'' equal to or
less (better) than 6.0 [mu]m along one or more linear axis with a
travel length equal to or greater than 4 m; or
b.2.d. Being a `parallel mechanism machine tool';
Technical Note: A `parallel mechanism machine tool' is a machine
tool having multiple rods which are linked with a platform and
actuators; each of the actuators operates the respective rod
simultaneously and independently.
b.3. A ``unidirectional positioning repeatability'' for jig
boring machines,, equal to or less (better) than 1.1 [mu]m along one
or more linear axis; or
* * * * *
c. * * *
c.1. * * *
c.1.a. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [mu]m along one or more linear axis; and
c.1.b. Three or more axes which can be coordinated
simultaneously for ``contouring control''; or
c.2. Five or more axes which can be coordinated simultaneously
for ``contouring control'' having any of the following:
c.2.a. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [mu]m along one or more linear axis with a
travel length less than 1m;
c.2.b. ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.4 [mu]m along one or more linear axis with a
travel length equal to or greater than 1 m and less than 4 m; or
c.2.c. ``Unidirectional positioning repeatability'' equal to or
less (better) than 6.0 [mu]m along one or more linear axis with a
travel length equal to or greater than 4 m.
Notes: 2B001.c does not control grinding machines as follows:
a. Cylindrical external, internal, and external-internal
grinding machines, having all of the following:
a.1. Limited to cylindrical grinding; and
a.2. Limited to a maximum workpiece capacity of 150 mm outside
diameter or length.
b. Machines designed specifically as jig grinders that do not
have a z-axis or a w-axis, with a ``unidirectional positioning
repeatability'' less (better) than 1.1 [mu]m.
c. Surface grinders.
* * * * *
e. * * *
e.2. * * *
e.2.b. A positioning ``accuracy'' of less (better) than
0.003[deg];
* * * * *
0
25. In Supplement No. 1 to part 774, ECCN 3A001 is amended by revising
Items paragraphs a.5.b.1, the introductory text of a.5.b.2, a.7.a,
a.7.b, the Technical Notes following a.7.b, b.7, b.10, b.11.f and
b.11.g to read as follows:
3A001 Electronic Components and ``Specially Designed''
``Components'' Therefor, as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: a. * * *
a.5. * * *
a.5.b. * * *
a.5.b.1. A resolution of 10 bit or more with an `adjusted update
rate' of greater than 3,500 MSPS; or
a.5.b.2. A resolution of 12-bit or more with an `adjusted update
rate' of greater than 1,250 MSPS and having any of the following:
* * * * *
a.7. * * *
a.7.a. A maximum number of single-ended digital input/outputs of
greater than 700; or
a.7.b. An `aggregate one-way peak serial transceiver data rate'
of 500 Gb/s or greater;
* * * * *
Technical Notes: 1. Maximum number of digital input/outputs in
3A001.a.7.a is also referred to as maximum user input/outputs or
maximum available input/outputs, whether the integrated circuit is
packaged or bare die.
2. `Aggregate one-way peak serial transceiver data rate' is the
product of the peak serial one-way transceiver data rate times the
number of transceivers on the FPGA.
* * * * *
b. * * *
b.7. Converters and harmonic mixers, that are any of the
following:
[[Page 29448]]
b.7.a. Designed to extend the frequency range of ``signal
analyzers'' beyond 90 GHz;
b.7.b. Designed to extend the operating range of signal
generators as follows:
b.7.b.1. Beyond 90 GHz;
b.7.b.2. To an output power greater than 100 mW (20 dBm)
anywhere within the frequency range exceeding 43.5 GHz but not
exceeding 90 GHz;
b.7.c. Designed to extend the operating range of network
analyzers as follows:
b.7.c.1. Beyond 110 GHz;
b.7.c.2. To an output power greater than 31.62 mW (15 dBm)
anywhere within the frequency range exceeding 43.5 GHz but not
exceeding 90 GHz;
b.7.c.3. To an output power greater than 1 mW (0 dBm) anywhere
within the frequency range exceeding 90 GHz but not exceeding 110
GHz; or
b.7.d. Designed to extend the frequency range of microwave test
receivers beyond 110 GHz;
* * * * *
b.10. Oscillators or oscillator assemblies, specified to operate
with a single sideband (SSB) phase noise, in dBc/Hz, less (better)
than--(126 + 20log10F-20log10f) anywhere
within the range of 10 Hz <= F <= 10 kHz;
Technical Note: In 3A001.b.10, F is the offset from the
operating frequency in Hz and f is the operating frequency in MHz.
b.11. * * *
b.11.f. Less than 1 ms for any frequency change exceeding 2.2
GHz within the synthesized frequency range exceeding 56 GHz but not
exceeding 90 GHz; or
b.11.g. Less than 1 ms within the synthesized frequency range
exceeding 90 GHz;
N.B.: For general purpose ``signal analyzers'', signal
generators, network analyzers and microwave test receivers, see
3A002.c, 3A002.d, 3A002.e and 3A002.f, respectively.
* * * * *
0
26. In Supplement No. 1 to part 774, ECCN 3A002 is amended by:
0
a. Revising Items paragraphs a.5.a and a.5.b and adding Items paragraph
a.5.c before the Technical Notes;
0
b. Adding paragraph 3. to the Technical Notes following Items paragraph
a.5.c; and
0
c. Revising Items paragraphs c introductory text through c.3, c.4.a, d
introductory text through d.1.a, d.2, d.3.b through d.4.b, d.5, Note 1
after d.5, Technical Note 1 after d.5, e.1, and e.2.
The revisions and addition read as follows:
3A002 General Purpose Electronic Equipment, as Follows (see List of
Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: a. * * *
a.5. * * *
a.5.a. Digitizing rates equal to or more than 200 million
samples per second and a resolution of 10 bits or more;
a.5.b. A `continuous throughput' of 2 Gbit/s or more; and
a.5.c. Triggered acquisition of transients or aperiodic signals;
Technical Notes: * * *
3. For the purposes of 3A002.a.5.c, acquisition can be triggered
internally or externally.
* * * * *
c. ``Signal analyzers'' as follows:
c.1. ``Signal analyzers'' having a 3 dB resolution bandwidth
(RBW) exceeding 10 MHz anywhere within the frequency range exceeding
31.8 GHz but not exceeding 37 GHz;
c.2. ``Signal analyzers'' having Displayed Average Noise Level
(DANL) less (better) than--150 dBm/Hz anywhere within the frequency
range exceeding 43.5 GHz but not exceeding 90 GHz;
c.3. ``Signal analyzers'' having a frequency exceeding 90 GHz;
c.4. * * *
c.4.a. ``Real-time bandwidth'' exceeding 170 MHz; and
* * * * *
d. Signal generators having any of the following:
d.1. Specified to generate pulse-modulated signals having all of
the following, anywhere within the frequency range exceeding 31.8
GHz but not exceeding 37 GHz:
d.1.a. `Pulse duration' of less than 25 ns; and
* * * * *
d.2. An output power exceeding 100 mW (20 dBm) anywhere within
the frequency range exceeding 43.5 GHz but not exceeding 90 GHz;
d.3. * * *
d.3.b. Less than 100 [micro]s for any frequency change exceeding
2.2 GHz within the frequency range exceeding 4.8 GHz but not
exceeding 31.8 GHz;
d.3.c. [Reserved]
d.3.d. Less than 500 [micro]s for any frequency change exceeding
550 MHz within the frequency range exceeding 31.8 GHz but not
exceeding 37 GHz; or
d.3.e. Less than 100 [micro]s for any frequency change exceeding
2.2 GHz within the frequency range exceeding 37 GHz but not
exceeding 90 GHz;
d.3.f. [Reserved]
d.4. Single sideband (SSB) phase noise, in dBc/Hz, specified as
being any of the following:
d.4.a. Less (better) than--(126 + 20 log10 F -
20log10f) for anywhere within the range of 10 Hz <= F <=
10 kHz anywhere within the frequency range exceeding 3.2 GHz but not
exceeding 90 GHz; or
d.4.b. Less (better) than--(206 - 20log10f) for
anywhere within the range of 10 kHz < F <= 100 kHz anywhere within
the frequency range exceeding 3.2 GHz but not exceeding 90 GHz; or
Technical Note: In 3A002.d.4, F is the offset from the operating
frequency in Hz and f is the operating frequency in MHz.
d.5. A maximum frequency exceeding 90 GHz;
Note 1: For the purpose of 3A002.d, signal generators include
arbitrary waveform and function generators.
* * * * *
Technical Notes: 1. The maximum frequency of an arbitrary
waveform or function generator is calculated by dividing the sample
rate, in samples/second, by a factor of 2.5.
* * * * *
e. * * *
e.1. An output power exceeding 31.62 mW (15 dBm) anywhere within
the operating frequency range exceeding 43.5 GHz but not exceeding
90 GHz;
e.2. An output power exceeding 1 mW (0 dBm) anywhere within the
operating frequency range exceeding 90 GHz but not exceeding 110
GHz;
* * * * *
0
27. In Supplement No. 1 to part 774, ECCN 3A991 is amended by revising
introductory text to Items paragraph d to read as follows:
3A991 Electronic Devices, and ``Components'' Not Controlled by
3A001
* * * * *
List of Items Controlled
* * * * *
Items:
* * * * *
d. Field programmable logic devices having a maximum number of
single-ended digital input/outputs between 200 and 700;
* * * * *
0
28. In Supplement No. 1 to part 774, ECCN 3B001 is amended by:
0
a. Revising the CIV paragraph of the List Based License Exceptions
section; and
0
b. Revising Items paragraphs f.1.a through f.2.
The revisions read as follows:
3B001 Equipment For the Manufacturing of Semiconductor Devices or
Materials, as Follows (see List of Items Controlled) and
``Specially Designed'' ``Components'' and ``Accessories'' therefor
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
* * * * *
CIV: Yes for equipment controlled by 3B001.a.1, a.2 and .c.
List of Items Controlled
* * * * *
Items: * * *
f. * * *
f.1. * * *
f.1.a. A light source wavelength shorter than 193 nm; or
f.1.b. Capable of producing a pattern with a ``Minimum
Resolvable Feature size'' (MRF) of 45 nm or less;
[[Page 29449]]
[GRAPHIC] [TIFF OMITTED] TR21MY15.000
f.2 Imprint lithography equipment capable of production features
of 45 nm or less;
* * * * *
0
29. In Supplement No. 1 to part 774, ECCN 3D001 is amended by revising
the CIV paragraph in the List Based License Exceptions section to read
as follows:
3D001 ``Software'' ``Specially Designed'' for the ``Development'' or
``Production'' of Equipment Controlled by 3A001.b to 3A002.g or 3B
(Except 3B991 and 3B992)
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
CIV: Yes for ``software'' ``specially designed'' for the
``development'' or ``production'' of equipment controlled by 3B001.c.
* * * * *
0
30. In Supplement No. 1 to part 774, ECCN 3E001 is amended by revising
the CIV paragraph in the List Based License Exceptions section to read
as follows:
3E001 ``Technology'' according to the General Technology Note for
the ``Development'' or ``Production'' of Equipment or Materials
controlled by 3A (except 3A292, 3A980, 3A981, 3A991 3A992, or
3A999), 3B (Except 3B991 or 3B992) or 3C (Except 3C992)
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
CIV: Yes for ``Technology'' According to the General Technology
Note for the ``Development'' or ``Production of Equipment in
3B001.c.
* * * * *
0
31. In Supplement No. 1 to part 774, ECCN 4D001 is amended by:
0
a. Revising the TSR paragraph in the List Based License Exceptions
section;
0
b. Revising the STA paragraph in the Special Conditions for STA
section; and
0
c. Revising Items paragraph b.1 in the List of Items Controlled
section.
The revisions read as follows:
4D001 ``Software'' as follows (see List of Items Controlled)
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
* * * * *
TSR: Yes, except for ``software'' for the ``development'' or
``production'' of commodities with an ``Adjusted Peak Performance''
(``APP'') exceeding 2.0 WT.
* * * * *
Special Conditions for STA
STA: License Exception STA may not be used to ship or transmit
``software'' ``specially designed'' for the ``development'' or
``production'' of equipment specified by ECCN 4A001.a.2 or for the
``development'' or ``production'' of ``digital computers'' having an
`Adjusted Peak Performance' (`APP') exceeding 2.0 Weighted TeraFLOPS
(WT) to any of the destinations listed in Country Group A:6 (See
Supplement No.1 to part 740 of the EAR).
List of Items Controlled
* * * * *
Items: * * *
b. * * *
b.1. ``Digital computers'' having an ``Adjusted Peak
Performance'' (``APP'') exceeding 1.0 Weighted TeraFLOPS (WT);
* * * * *
0
32. In Supplement No. 1 to part 774, ECCN 4D002 is removed.
0
33. In Supplement No. 1 to part 774, ECCN 4E001 is amended by:
0
a. Revising the TSR paragraph in the List Based License Exceptions
section;
0
b. Revising the STA paragraph in the Special Conditions for STA
section; and
0
c. Revising Items paragraph b.1 in the List of Items Controlled
section.
The revisions read as follows:
4E001 ``Technology'' as Follows (see List of Items Controlled)
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
* * * * *
TSR: Yes, except for ``technology'' for the ``development'' or
``production'' of commodities with an ``Adjusted Peak Performance''
(``APP'') exceeding 2.0 WT.
* * * * *
Special Conditions for STA
STA: License Exception STA may not be used to ship or transmit
``technology'' according to the General Technology Note for the
``development'' or ``production'' of any of the following equipment
or ``software'': a. Equipment specified by ECCN 4A001.a.2; b.
``Digital computers'' having an `Adjusted Peak Performance' (`APP')
exceeding 2.0 Weighted TeraFLOPS (WT); or c. ``software'' specified
in the License Exception STA paragraph found in the License
Exception section of ECCN 4D001 to any of the destinations listed in
Country Group A:6 (See Supplement No. 1 to part 740 of the EAR).
List of Items Controlled
* * * * *
Items: * * *
b. * * *
b.1. ``Digital computers'' having an ``Adjusted Peak
Performance'' (``APP'') exceeding 1.0 Weighted TeraFLOPS (WT);
* * * * *
0
34. In Supplement No. 1 to part 774, the Technical Note on ``Adjusted
Peak Performance'' after ECCN EAR99 is amended by:
0
a. Revising Note 6; and
0
b. Adding Technical Notes after Note 6.
The revision and addition read as follows:
Technical Note on ``Adjusted Peak Performance'' (``APP'')
* * * * *
Note 6: ``APP'' values must be calculated for processor
combinations containing processors ``specially designed'' to enhance
performance by aggregation, operating simultaneously and sharing
memory
Technical Notes: 1. Aggregate all processors and accelerators
operating simultaneously and located on the same die.
[[Page 29450]]
2. Processor combinations share memory when any processor is
capable of accessing any memory location in the system through the
hardware transmission of cache lines or memory words, without the
involvement of any software mechanism, which may be achieved using
``electronic assemblies'' specified in 4A003.c.
* * * * *
0
35. In Supplement No. 1 to part 774, ECCN 5D001 is amended by removing
and reserving Items paragraph b.
0
36. In Supplement No. 1 to part 774, ECCN 5E001 is amended by revising
Items paragraph c.1 to read as follows:
5E001 ``Technology'' as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: * * *
c. * * *
c.1. Equipment employing digital techniques designed to operate
at a ``total digital transfer rate'' exceeding 560 Gbit/s;
* * * * *
0
37. In Supplement No. 1 to part 774, Category 5, Part 2 is amended by
revising Note 1 to read as follows:
Category 5--Telecommunications and ``Information Security''
* * * * *
Part 2--``Information Security''
Note 1: The control status of ``information security'' items or
functions is determined in Category 5, Part 2 even if they are
components, ``software'' or functions of other systems or equipment.
N.B. to Note 1: Commodities and software ``specially designed''
for medical end-use that incorporate an item in Category 5, part 2
are not classified in any ECCN in Category 5, part 2.
* * * * *
0
38. In Supplement No. 1 to part 774, ECCN 5A002 is amended by:
0
a. Revising the Related Controls paragraph in the List of Items
Controlled section;
0
b. Revising paragraphs (j) and (k) of the Note at the beginning of the
Items paragraph;
0
c. Adding paragraphs (l) and (m) to the of the Note at the beginning of
the Items paragraph;
0
d. Revising the introductory text of Items paragraph a;
0
e. Revising Items paragraph a.2 and the Note to 5A002.a.2;
0
f. Adding a Technical Note following the Note to 5A002.a.2;
0
g. Revising Items paragraph a.9 and the Technical Notes following
paragraph a.9; and
0
h. Revising Items paragraph b.
The revisions and additions read as follows:
5A002 ``Information Security'' Systems, Equipment and
``Components'' Therefor, as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
Related Controls: (1) ECCN 5A002.a controls ``components''
providing the means or functions necessary for ``information
security.'' All such ``components'' are presumptively ``specially
designed'' and controlled by 5A002.a. (2) 5A002 does not control the
commodities listed in paragraphs (a), (d), (e), (f), (g), (i), (j),
(k), (l) and (m) in the Note in the items paragraph of this entry.
These commodities are instead classified under ECCN 5A992, and
related software and technology are classified under ECCNs 5D992 and
5E992 respectively. (3) After encryption registration to or
classification by BIS, mass market encryption commodities that meet
eligibility requirements are released from ``EI'' and ``NS''
controls. These commodities are classified under ECCN 5A992.c. See
Sec. 742.15(b) of the EAR.
* * * * *
Items:
Note: * * *
(j) Equipment, having no functionality specified by 5A002.a.2,
5A002.a.4, 5A002.a.7, 5A002.a.8 or 5A002.b, meeting all of the
following:
1. All cryptographic capability specified by 5A002.a meets any
of the following:
a. It cannot be used; or
b. It can only be made useable by means of ``cryptographic
activation''; and
2. When necessary as determined by the appropriate authority in
the exporter's country, details of the equipment are accessible and
will be provided to the authority upon request, in order to
ascertain compliance with conditions described above;
N.B.1: See 5A002.a for equipment that has undergone
``cryptographic activation.''
N.B.2: See also 5A002.b, 5D002.d and 5E002.b.
(k) Mobile telecommunications Radio Access Network (RAN)
equipment designed for civil use, which also meet the provisions 2.
to 5. of part a. of the Cryptography Note (Note 3 in Category 5,
Part 2), having an RF output power limited to 0.1W (20 dBm) or less,
and supporting 16 or fewer concurrent users;
(l) Routers, switches or relays, where the ``information
security'' functionality is limited to the tasks of ``Operations,
Administration or Maintenance'' (``OAM'') implementing only
published or commercial cryptographic standards; or
(m) General purpose computing equipment or servers, where the
``information security'' functionality meets all of the following:
1. Uses only published or commercial cryptographic standards;
and
2. Is any of the following:
a. Integral to a CPU that meets the provisions of Note 3 to
Category 5-Part 2;
b. Integral to an operating system that is not specified by
5D002; or
c. Limited to ``OAM'' of the equipment.
a. Systems, equipment and components, for ``information
security'', as follows:
* * * * *
a.2. Designed or modified to perform `cryptanalytic functions';
Note: 5A002.a.2 includes systems or equipment, designed or
modified to perform `cryptanalytic functions' by means of reverse
engineering.
Technical Note: `Cryptanalytic functions' are functions designed
to defeat cryptographic mechanisms in order to derive confidential
variables or sensitive data, including clear text, passwords or
cryptographic keys.
* * * * *
a.9. Designed or modified to use or perform ``quantum
cryptography.''
Technical Note: ``Quantum cryptography'' is also known as
Quantum Key Distribution (QKD).
b. Systems, equipment and components, designed or modified to
enable, by means of ``cryptographic activation'', an item to achieve
or exceed the controlled performance levels for functionality
specified by 5A002.a that would not otherwise be enabled.
0
39. In Supplement No. 1 to part 774, ECCN 5D002 is amended by
0
a. Adding a Note to 5D002.c after Items paragraph c.2; and
0
b. Revising Items paragraph d.
The revisions read as follows:
5D002 ``Software'' as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: * * *
c. * * *
c.2. * * *
Note: 5D002.c does not apply to ``software'' limited to the
tasks of ``OAM'' implementing only published or commercial
cryptographic standards.
d. ``Software'' designed or modified to enable, by means of
``cryptographic activation,'' an item to achieve or exceed the
controlled performance levels for functionality specified by 5A002.a
that would not otherwise be enabled.
0
40. In Supplement No. 1 to part 774, ECCN 5E002 is amended by revising
Items paragraph b and the Note to 5E002 to read as follows:
5E002 ``Technology'' as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items:* * *
b. ``Technology'' to enable, by means of ``cryptographic
activation,'' an item to achieve or exceed the controlled
performance levels for functionality specified by 5A002.a that would
not otherwise be enabled.
Note: 5E002 includes ``information security'' technical data
resulting from procedures carried out to evaluate or determine the
implementation of functions, features or techniques specified in
Category 5-Part 2.
0
41. In Supplement No. 1 to part 774, ECCN 6A001 is amended by:
[[Page 29451]]
0
a. Revising Items paragraph a.1.a.2.a.2 and the Technical Note
following Items paragraph a.1.a.2.a.2;
0
b. Revising the introductory text of Items paragraph a.1.a.3;
0
c. Revising Note 1 after Items paragraph a.1.c;
0
d. Revising Items paragraph a.1.c.1;
0
e. Removing and reserving Items paragraph a.1.c.2 and removing the
Technical Note following Items paragraph a.1.c.2; and
0
f. Adding a N.B. after paragraph a.1.c.2.
The revisions and additions read as follows:
6A001 Acoustic Systems, Equipment and ``Components'', as Follows
(see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: a. * * *
a.1. * * *
a.1.a. * * *
a.1.a.2 * * *
a.1.a.2.a. * * *
a.1.a.2.a.2. `Sounding rate' greater than 3,800 m/s; or
Technical Note: `Sounding rate' is the product of the maximum
speed (m/s) at which the sensor can operate and the maximum number
of soundings per swath assuming 100% coverage. For systems that
produce soundings in two directions (3D sonars), the maximum of the
`sounding rate' in either direction should be used.
* * * * *
a.1.a.3. Side Scan Sonar (SSS) or Synthetic Aperture Sonar
(SAS), designed for seabed imaging and having all of the following,
and specially designed transmitting and receiving acoustic arrays
therefor:
* * * * *
a.1.c. * * *
Notes: 1. The control status of acoustic projectors, including
transducers, ``specially designed'' for other equipment not
specified by 6A001 is determined by the control status of the other
equipment.
* * * * *
a.1.c.1. Operating at frequencies below 10 kHz and having any of
the following:
a.1.c.1.a. Not designed for continuous operation at 100% duty
cycle and having a radiated `free-field Source Level (SLRMS)'
exceeding (10log(f) + 169.77)dB (reference 1 [mu]Pa at 1 m) where f
is the frequency in Hertz of maximum Transmitting Voltage Response
(TVR) below 10 kHz; or
a.1.c.1.b. Designed for continuous operation at 100% duty cycle
and having a continuously radiated `free-field Source Level (SLRMS)'
at 100% duty cycle exceeding (10log(f) + 159.77)dB (reference 1
[mu]Pa at 1 m) where f is the frequency in Hertz of maximum
Transmitting Voltage Response (TVR) below 10 kHz; or
Technical Note: The `free-field Source Level (SLRMS)' is defined
along the maximum response axis and in the far field of the acoustic
projector. It can be obtained from the Transmitting Voltage Response
using the following equation: SLRMS = (TVR + 20log VRMS) dB (ref
1[mu]Pa at 1 m), where SLRMS is the source level, TVR is the
Transmitting Voltage Response and VRMS is the Driving Voltage of the
Projector.
* * * * *
N.B.: See 6A001.a.1.c.1 for items previously specified in
6A001a.1.c.2.
* * * * *
0
42. In Supplement No. 1 to part 774, ECCN 6A003 is amended by:
0
a. Remove the entry ``RS applies to 6A003.b.4.b'' from the table in the
License Requirements section;
0
b. Revising the Reporting Requirements in the License Requirements
section;
0
c. Revising Items paragraph a.3;
0
d. Revising paragraph b.4.c in Note 3 to 6A003.b.4.b; and
0
e. Revising paragraph b in Note 4 to 6A003.b.4.c.
The revisions read as follows:
6A003 Cameras, Systems or Equipment, and ``Components'' Therefor,
as Follows (see List of Items Controlled)
* * * * *
License Requirements
* * * * *
Reporting Requirements See Sec. 743.3 of the EAR for thermal
camera reporting for exports that are not authorized by an
individually validated license of thermal imaging cameras controlled
by ECCN 6A003.b.4.b to destinations in Country Group A:1 (see
Supplement No. 1 to part 740 of the EAR), must be reported to BIS.
* * * * *
List of Items Controlled
* * * * *
Items: a. * * *
a.3. Mechanical or electronic streak cameras as follows:
a.3.a. Mechanical streak cameras having writing speeds exceeding
10 mm/[mu]s;
a.3.b. Electronic streak cameras having temporal resolution
better than 50 ns;
* * * * *
b. ***
b.4. ***
b.4.c. ***
Note 3: ***
b. ***
4. ***
c. The camera is ``specially designed'' for installation into a
civilian passenger land vehicle and having all of the following:
1. The placement and configuration of the camera within the
vehicle are solely to assist the driver in the safe operation of the
vehicle;
2. Is operable only when installed in any of the following:
a. The civilian passenger land vehicle for which it was intended
and the vehicle weighs less than 4,500 kg (gross vehicle weight); or
b. A ``specially designed'', authorized maintenance test
facility; and
3. Incorporates an active mechanism that forces the camera not
to function when it is removed from the vehicle for which it was
intended.
Note: When necessary details of the items will be provided, upon
request, to the Bureau of Industry and Security in order to
ascertain compliance with the conditions described in Note 3.b.4 and
Note 3.c in this Note to 6A003.b.4.b.
Note 4: ***
b. Where the camera is ``specially designed'' for installation
into a civilian passenger land vehicle or passenger and vehicle
ferries and having all of the following:
1. The placement and configuration of the camera within the
vehicle or ferry are solely to assist the driver or operator in the
safe operation of the vehicle or ferry;
2. Is only operable when installed in any of the following:
a. The civilian passenger land vehicle for which it was intended
and the vehicle weighs less than 4,500 kg (gross vehicle weight);
b. The passenger and vehicle ferry for which it was intended and
having a length overall (LOA) 65 m or greater; or
c. A ``specially designed'', authorized maintenance test
facility; and
3. Incorporates an active mechanism that forces the camera not
to function when it is removed from the vehicle for which it was
intended;
* * * * *
0
43. In Supplement No. 1 to part 774, ECCN 6A004 is amended by:
0
a. Revising the GBS and CIV paragraphs under the List Based License
Exceptions section;
0
b. Adding a Technical Note after the introductory text of Items
paragraph a;
0
c. Revising Items paragraph a.1;
0
d. Revising Items paragraph a.4;
0
e. Revising Items paragraph d.2;
0
f. Removing and reserving Items paragraph d.4.
The revisions and additions read as follows:
6A004 Optical Equipment and ``Components,'' as Follows (see List of
Items Controlled)
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
* * * * *
GBS: Yes for 6A004.a.1, a.2, a.4, b, and d.2.
CIV: Yes for 6A004.a.1, a.2, a.4, b, and d.2.
* * * * *
List of Items Controlled
* * * * *
Items: a. ***
Technical Note: For the purpose of 6A004.a, Laser Induced Damage
Threshold (LIDT) is measured according to ISO 21254-1:2011.
a.1. ``Deformable mirrors'' having an active optical aperture
greater than 10 mm and having any of the following, and specially
designed components therefor:
a.1.a. Having all the following:
a.1.a.1. A mechanical resonant frequency of 750 Hz or more; and
a.1.a.2. More than 200 actuators; or
a.1.b. A Laser Induced Damage Threshold (LIDT) being any of the
following:
[[Page 29452]]
a.1.b.1. Greater than 1 kW/cm\2\ using a ``CW laser''; or
a.1.b.2. Greater than 2 J/cm\2\ using 20 ns ``laser'' pulses at
20 Hz repetition rate;
* * * * *
a.4. Mirrors specially designed for beam steering mirror stages
specified in 6A004.d.2.a with a flatness of [lambda]/10 or better
([lambda] is equal to 633 nm) and having any of the following:
a.4.a. Diameter or major axis length greater than or equal to
100 mm; or
a.4.b. Having all of the following:
a.4.b.1. Diameter or major axis length greater than 50 mm but
less than 100 mm; and
a.4.b.2. A Laser Induced Damage Threshold (LIDT) being any of
the following:
a.4.b.2.a. Greater than 10 kW/cm2 using a ``CW laser''; or
a.4.b.2.b. Greater than 20 J/cm2 using 20 ns ``laser'' pulses at
20 Hz repetition rate;
N.B. For optical mirrors specially designed for lithography
equipment, see 3B001.
* * * * *
d. ***
d.2. Steering, tracking, stabilisation and resonator alignment
equipment as follows:
d.2.a. Beam steering mirror stages designed to carry mirrors
having diameter or major axis length greater than 50 mm and having
all of the following, and specially designed electronic control
equipment therefor:
d.2.a.1. A maximum angular travel of 26 mrad or
more;
d.2.a.2. A mechanical resonant frequency of 500 Hz or more; and
d.2.a.3. An angular accuracy of 10 [mu]rad (microradians) or
less;
d.2.b. Resonator alignment equipment having bandwidths equal to
or more than 100 Hz and an accuracy of 10 [mu]rad or less;
* * * * *
0
44. In Supplement No. 1 to part 774, ECCN 6A005 is amended by:
0
a. Removing the Note to 6A005.c after Items paragraph c;
0
b. Revising Items paragraph e.2; and
0
c. Adding Items paragraph e.3.
The revision and additions read as follows:
6A005 ``Lasers,'' ``Components'' and Optical Equipment, as Follows
(see List of Items Controlled), Excluding Items That Are Subject to
the Export Licensing Authority of the Nuclear Regulatory Commission
(see 10 CFR part 110)
* * * * *
List of Items Controlled
* * * * *
Items:
* * * * *
e. ***
e.2. Optical mirrors or transmissive or partially transmissive
optical or electro-optical-''components,'' other than fused tapered
fiber combiners and Multi-Layer Dielectric gratings (MLDs),
``specially designed'' for use with controlled ``lasers'';
Note to 6A005.e.2: Fiber combiners and MLDs are specified by
6A005.e.3.
e.3. Fiber laser ``components'' as follows:
e.3.a. Multimode to multimode fused tapered fiber combiners
having all of the following:
e.3.a.1. An insertion loss better (less) than or equal to 0.3 dB
maintained at a rated total average or CW output power (excluding
output power transmitted through the single mode core if present)
exceeding 1,000 W; and
e.3.a.2. Number of input fibers equal to or greater than 3;
e.3.b. Single mode to multimode fused tapered fiber combiners
having all of the following:
e.3.b.1. An insertion loss better (less) than 0.5 dB maintained
at a rated total average or CW output power exceeding 4,600 W;
e.3.b.2. Number of input fibers equal to or greater than 3; and
e.3.b.3. Having any of the following:
e.3.b.3.a. A Beam Parameter Product (BPP) measured at the output
not exceeding 1.5 mm mrad for a number of input fibers less than or
equal to 5; or
e.3.b.3.b. A BPP measured at the output not exceeding 2.5 mm
mrad for a number of input fibers greater than 5;
e.3.c. MLDs having all of the following:
e.3.c.1. Designed for spectral or coherent beam combination of 5
or more fiber lasers; and
e.3.c.2. CW Laser Induced Damage Threshold (LIDT) greater than
or equal to 10 kW/cm\2\;
* * * * *
0
45. In Supplement No. 1 to part 774, ECCN 6C005 is amended by:
0
a. Revising the heading; and
0
b. Revising the Items paragraphs.
0
The revisions read as follows:
6C005 ``Laser'' Materials as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: a. Synthetic crystalline ``laser'' host material in
unfinished form as follows:
a.1. Titanium doped sapphire;
a.2. [Reserved]
b. Rare-earth-metal doped double-clad fibers having any of the
following:
b.1. Nominal laser wavelength of 975 nm to 1,150 nm and having
all of the following:
b.1.a. Average core diameter equal to or greater than 25 [mu]m;
and
b.1.b. Core `Numerical Aperture' (`NA') less than 0.065; or
Note to 6C005.b.1: 6C005.b.1 does not apply to double-clad
fibers having an inner glass cladding diameter exceeding 150 [mu]m
and not exceeding 300 [mu]m.
b.2. Nominal laser wavelength exceeding 1,530 nm and having all
of the following:
b.2.a. Average core diameter equal to or greater than 20 [mu]m;
and
b.2.b. Core `NA' less than 0.1.
Technical Notes: 1. For the purposes of 6C005, the core
`Numerical Aperture' (`NA') is measured at the emission wavelengths
of the fiber.
2. 6C005.b includes fibers assembled with end caps.
0
46. In Supplement No. 1 to part 774, ECCN 6D003 is amended by:
0
a. Adding an undesignated center heading before Items paragraph d; and
0
b. Revising Items paragraph d.
The addition and revision read as follows:
6D003 Other ``Software'' as Follows (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items:
* * * * *
OPTICS
d. ``Software'' specially designed to maintain the alignment and
phasing of segmented mirror systems consisting of mirror segments
having a diameter or major axis length equal to or larger than 1 m;
* * * * *
0
47. In Supplement No. 1 to part 774, ECCN 7A003 is amended by revising
Note 2 in the Items paragraph to read as follows:
7A003 `Inertial Measurement Equipment or Systems', Having Any of
the Following (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items:
* * * * *
Note 2: 7A003 does not apply to `inertial measurement equipment
or systems' which are certified for use on ``civil aircraft'' by
civil aviation authorities of one or more Wassenaar Arrangement
Participating States, see Supplement No. 1 to part 743 of the EAR.
* * * * *
0
48. In Supplement No. 1 to part 774, ECCN 7D004 is amended by:
0
a. Revising the Related Controls paragraph in the List of Items
Controlled section; and
0
b. Revising Items paragraph c.
The revisions read as follows:
7D004 ``Source Code'' Incorporating ``Development'' ``Technology''
Specified by 7E004.a.1 to a.6 or 7E004.b, For Any of the Following:
(see List of Items Controlled)
* * * * *
List of Items Controlled
Related Controls: See also 7D103 and 7D994
* * * * *
Items: ***
c. ``Fly-by-wire systems'' or ``fly-by-light systems``;
* * * * *
0
49. In Supplement No. 1 to part 774, ECCN 7E001 is amended by revising
the heading to read as follows:
7E001 ``Technology'' According to the General Technology Note for
the ``Development'' of Equipment or ``Software'', Specified by 7A.
(except 7A994), 7B. (except 7B994), 7D001, 7D002, 7D003 or 7D005.
* * * * *
[[Page 29453]]
0
50. In Supplement No. 1 to part 774, ECCN 7E004 is amended by:
0
a. Revising the Related Controls paragraph in the List of Items
Controlled;
0
b. Revising Items paragraphs b introductory text and b.1;
0
c. Removing the Note after Items paragraph b.6;
0
d. Adding Items paragraphs b.7 and b.8.
The revisions and additions read as follows:
7E004 Other ``Technology'' as Follows (see List of Items
Controlled)
* * * * *
List of Items Controlled
Related Controls: (1) See also 7E001, 7E002, 7E101, and 7E994.
(2) In addition to the Related Controls in 7E001, 7E002, and 7E101
that include MT controls, also see the MT controls in 7E104 for
design ``technology'' for the integration of the flight control,
guidance, and propulsion data into a flight management system,
designed or modified for rockets or missiles capable of achieving a
``range'' equal to or greater than 300 km, for optimization of
rocket system trajectory; and also see 9E101 for design
``technology'' for integration of air vehicle fuselage, propulsion
system and lifting control surfaces, designed or modified for
unmanned aerial vehicles capable of achieving a ``range'' equal to
or greater than 300 km, to optimize aerodynamic performance
throughout the flight regime of an unmanned aerial vehicle.
* * * * *
Items: ***
b. ``Development'' ``technology'', as follows, for ``active
flight control systems'' (including ``fly-by-wire systems'' or
``fly-by-light systems''):
b.1. Photonic-based ``technology'' for sensing aircraft or
flight control component state, transferring flight control data, or
commanding actuator movement, ``required'' for ``fly-by-light
systems'' ``active flight control systems'';
* * * * *
b.7. ``Technology'' ``required'' for deriving the functional
requirements for ``fly-by-wire systems'' having all of the
following:
b.7.a. `Inner-loop' airframe stability controls requiring loop
closure rates of 40 Hz or greater; and
Technical Note: `Inner-loop' refers to functions of ``active
flight control systems'' that automate airframe stability controls.
b.7.b. Having any of the following:
b.7.b.1. Corrects an aerodynamically unstable airframe, measured
at any point in the design flight envelope, that would lose
recoverable control if not corrected within 0.5 seconds;
b.7.b.2. Couples controls in two or more axes while compensating
for `abnormal changes in aircraft state';
Technical Note: `Abnormal changes in aircraft state' include in-
flight structural damage, loss of engine thrust, disabled control
surface, or destabilizing shifts in cargo load.
b.7.b.3. Performs the functions specified in 7E004.b.5; or
Note: 7E004.b.7.b.3 does not apply to autopilots.
b.7.b.4. Enables aircraft to have stable controlled flight,
other than during take-off or landing, at greater than 18 degrees
angle of attack, 15 degrees side slip, 15 degrees/second pitch or
yaw rate, or 90 degrees/second roll rate;
b.8. ``Technology'' ``required'' for deriving the functional
requirements of ``fly-by-wire systems'' to achieve all of the
following:
b.8.a. No loss of control of the aircraft in the event of a
consecutive sequence of any two individual faults within the ``fly-
by-wire system''; and
b.8.b. Probability of loss of control of the aircraft being less
(better) than 1x10-9 failures per flight hour;
Note: 7E004.b does not apply to ``technology'' associated with
common computer elements and utilities (e.g., input signal
acquisition, output signal transmission, computer program and data
loading, built-in test, task scheduling mechanisms) not providing a
specific flight control system function.
* * * * *
0
51. In Supplement No. 1 to part 774, ECCN 8A001 is amended by removing
the semicolon at the end of paragraph e.2. and adding in its place a
period and removing Items paragraph f through the Technical Note
following i.2.
0
52. In Supplement No. 1 to part 774, ECCN 8A002 is amended by removing
and reserving Items paragraphs k through n and o.1.
0
53. In Supplement No. 1 to part 774, ECCN 8A620 is amended by revising
Items paragraph f to read as follows:
8A620 Submersible Vessels, Oceanographic and Associated Commodities
(see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: ***
f. Closed and semi-closed circuit (rebreathing) apparatus
``specially designed'' or modified for military use and not
enumerated elsewhere in the CCL or in the USML.
* * * * *
0
54. In Supplement No. 1 to part 774, ECCN 8E002 is amended by:
0
a. Revising the TSR paragraph in the List Based License Exceptions
section;
0
b. Adding a Note at the end of the List Based License Exceptions
section; and
0
c. Adding Items paragraph c.
The revision and additions read as follows:
8E002 Other ``Technology'' as Follows (see List of Items
Controlled)
* * * * *
List Based License Exceptions (See Part 740 for a description of
all license exceptions)
* * * * *
TSR: N/A
License Exceptions Note: License Exception TSU is not applicable
for the repair ``technology'' controlled by 8E002.a or .b, see
Supplement No. 2 to this part.
* * * * *
List of Items Controlled
* * * * *
Items: * * *
c. ``Technology'' according to the General Technology Note for
the ``development'' or ``production'' of any of the following:
c.1. Surface-effect vehicles (fully skirted variety) having all
of the following:
c.1.a. Maximum design speed, fully loaded, exceeding 30 knots in
a significant wave height of 1.25 m or more;
c.1.b. Cushion pressure exceeding 3,830 Pa; and
c.1.c. Light-ship-to-full-load displacement ratio of less than
0.70;
c.2. Surface-effect vehicles (rigid sidewalls) with a maximum
design speed, fully loaded, exceeding 40 knots in a significant wave
height of 3.25 m or more;
c.3. Hydrofoil vessels with active systems for automatically
controlling foil systems, with a maximum design speed, fully loaded,
of 40 knots or more in a significant wave height of 3.25 m or more;
or
c.4. `Small waterplane area vessels' having any of the
following:
c.4.a. Full load displacement exceeding 500 tonnes with a
maximum design speed, fully loaded, exceeding 35 knots in a
significant wave height of 3.25 m or more; or
c.4.b. Full load displacement exceeding 1,500 tonnes with a
maximum design speed, fully loaded, exceeding 25 knots in a
significant wave height of 4 m or more.
Technical Note: A 'small waterplane area vessel' is defined by
the following formula: waterplane area at an operational design
draft less than 2x (displaced volume at the operational design
draft). \2\ / \3\
0
54. In Supplement No. 1 to part 774, ECCN 9A001 is amended by revising
Notes 1 and 2 to Items paragraph a to read as follows:
9A001 Aero Gas Turbine Engines Having Any of the Following (see
List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: a. ***
Note 1: 9A001.a does not control aero gas turbine engines which
meet all of the following:
a. Certified by civil aviation authorities of one or more
Wassenaar Arrangement Participating States listed in Supplement No.
1 to Part 743; and
b. Intended to power non-military manned aircraft for which any
of the following has been issued by civil aviation authorities of
one or more Wassenaar Arrangement Participating States listed in
Supplement No. 1 to Part 743 for the aircraft with this specific
engine type:
b.1. A civil type certificate; or
b.2. An equivalent document recognized by the International
Civil Aviation Organization (ICAO).
[[Page 29454]]
Note 2: 9A001.a does not apply to aero gas turbine engines for
Auxiliary Power Units (APUs) approved by the civil aviation
authority of Wassenaar Arrangement Participating States (see
Supplement No. 1 to part 743 of the EAR).
* * * * *
0
55. In Supplement No. 1 to part 774, ECCN 9A003 is amended by:
0
a. Revising the heading; and
0
b. Revising Items paragraph b.
The revisions read as follows:
9A003 ``Specially Designed'' Assemblies or ``Components,''
Incorporating Any of the ``Technologies'' Controlled by 9E003.a,
9E003.h or 9E003.i, For Any of the Following Aero Gas Turbine
Engines (see List of Items Controlled)
* * * * *
List of Items Controlled
* * * * *
Items: ***
b. Whose design or production origins are either not from a
Wassenaar Participating State (see Supplement No. 1 to part 743 of
the EAR) or unknown to the manufacturer.
0
56. In Supplement No. 1 to part 774, ECCN 9A004 is amended by:
0
a. Revising the heading;
0
b. Revising the License Requirements section;
0
c. Redesignating Items paragraph a as paragraph w and adding new
paragraph .a;
0
d. Adding paragraphs b. through f.
The revisions and addition read as follows:
9A004 Space Launch Vehicles and ``Spacecraft,'' ``Spacecraft
Buses'', ``Spacecraft Payloads'', ``Spacecraft'' On-board Systems
or Equipment, and Terrestrial Equipment, as Follows (see List of
Items Controlled)
License Requirements
Reason for Control: NS and AT.
------------------------------------------------------------------------
Country chart (See Supp. No.
Control(s) 1 to part 738)
------------------------------------------------------------------------
NS applies to 9A004.w and .x.............. NS Column 1
AT applies to 9A004.w, .x and .y.......... AT Column 1
------------------------------------------------------------------------
License Requirement Note: 9A004.a through .f are controlled
under ECCN 9A515.
* * * * *
List of Items Controlled
* * * * *
Items:
a. Space launch vehicles;
b. ``Spacecraft'';
c. ``Spacecraft buses'';
d. ``Spacecraft payloads'' incorporating items specified by
3A001.b.1.a.4, 3A002.g, 5A001.a.1, 5A001.b.3, 5A002.a.5, 5A002.a.9,
6A002.a.1, 6A002.a.2, 6A002.b, 6A002.d, 6A003.b, 6A004.c, 6A004.e,
6A008.d, 6A008.e, 6A008.k, 6A008.l or 9A010.c;
e. On-board systems or equipment, specially designed for
``spacecraft'' and having any of the following functions:
e.1. `Command and telemetry data handling';
Note: For the purpose of 9A004.e.1, `command and telemetry data
handling' includes bus data management, storage, and processing.
e.2. `Payload data handling'; or
Note: For the purpose of 9A004.e.2, `payload data handling'
includes payload data management, storage, and processing.
e.3. `Attitude and orbit control';
Note: For the purpose of 9A004.e.3, `attitude and orbit control'
includes sensing and actuation to determine and control the position
and orientation of a ``spacecraft''.
N.B.: Equipment specially designed for military use is ``subject
to the ITAR''. See 22 CFR parts 120 through 130.
f. Terrestrial equipment, specially designed for ``spacecraft''
as follows:
f.1. Telemetry and telecommand equipment;
f.2. Simulators.
* * * * *
0
57. In Supplement No. 1 to part 774, ECCN 9A010 is revised to read as
follows:
9A010 ``Specially Designed'' ``Parts,'' ``Components,'' Systems and
Structures, for Launch Vehicles, Launch Vehicle Propulsion Systems
or ``Spacecraft''. (These items are ``subject to the ITAR.'' See 22
CFR parts 120 through 130.)
List of Items Controlled
Items:
a. ``Parts'', ``components'' and structures, each exceeding 10
kg and ``specially designed'' for launch vehicles manufactured using
any of the following:
a.1. ``Composite'' materials consisting of ``fibrous or
filamentary materials'' specified by 1C010.e and resins specified by
1C008 or 1C009.b;
a.2. Metal ``matrix'' ``composites'' reinforced by any of the
following:
a.2.a. Materials specified by 1C007;
a.2.b. ``Fibrous or filamentary materials'' specified by 1C010;
or
a.2.c. Aluminides specified by 1C002.a; or
a.3. Ceramic ``matrix'' ``composite'' materials specified by
1C007;
Note: The weight cut-off is not relevant for nose cones.
b. ``Parts'', ``components'' and structures, ``specially
designed'' for launch vehicle propulsion systems specified by 9A005
to 9A009, manufactured using any of the following:
b.1. ``Fibrous or filamentary materials'' specified by 1C010.e
and resins specified by 1C008 or 1C009.b;
b.2. Metal ``Matrix ``composites'' reinforced by any of the
following:
b.2.a. Materials specified by 1C007;
b.2.b. ``Fibrous or filamentary materials'' specified by 1C010;
or
b.2.c. Aluminides specified by 1C002.a; or
b.3. Ceramic ``matrix'' ``composite'' materials specified by
1C007;
c. Structural components and isolation systems, specially
designed to control actively the dynamic response or distortion of
``spacecraft'' structures;
d. Pulsed liquid rocket engines with thrust-to-weight ratios
equal to or more than 1 kN/kg and a response time (the time required
to achieve 90% of total rated thrust from start-up) of less than 30
ms.
0
58. In Supplement No. 1 to part 774, ECCN 9A012 is amended by:
0
a. Revising the heading;
0
b. Revising the second entry in the table under the License
Requirements section; and
0
c. Revising Items paragraphs a through b.2 and b.4.
The revisions read as follows:
9A012 Non-military ``Unmanned Aerial Vehicles,'' (``UAVs''),
Unmanned ``Airships'', Related Equipment and ``Components'', as
Follows (see List of Items Controlled)
License Requirements
* * * * *
------------------------------------------------------------------------
Country chart (See Supp. No.
Control(s) 1 to part 738)
------------------------------------------------------------------------
* * * * *
MT applies to non-military Unmanned Air MT Column 1
Vehicle (UAVs) and Remotely Piloted
Vehicles (RPVs) that are capable of a
maximum range of at least 300 kilometers
(km), regardless of payload.
* * * * *
------------------------------------------------------------------------
* * * * *
List of Items Controlled
* * * * *
Items: a. ``UAVs'' or unmanned ``airships'', designed to have
controlled flight out of the direct `natural vision' of the
`operator' and having any of the following:
a.1. Having all of the following:
a.1.a. A maximum `endurance' greater than or equal to 30 minutes
but less than 1 hour; and
a.1.b. Designed to take-off and have stable controlled flight in
wind gusts equal to or exceeding 46.3 km/h (25 knots); or
a.2. A maximum `endurance' of 1 hour or greater;
Technical Notes: 1. For the purposes of 9A012.a, `operator' is a
person who initiates or commands the ``UAV'' or unmanned ``airship''
flight.
2. For the purposes of 9A012.a, `endurance' is to be calculated
for ISA conditions (ISO 2533:1975) at sea level in zero wind.
3. For the purposes of 9A012.a, `natural vision' means unaided
human sight, with or without corrective lenses.
b. Related equipment and ``components'', as follows:
b.1 [Reserved]
b.2. [Reserved]
* * * * *
[[Page 29455]]
b.4. Air breathing reciprocating or rotary internal combustion
type engines, ``specially designed'' or modified to propel ``UAVs''
or unmanned ``airships'', at altitudes above 15,240 meters (50,000
feet).
Note: 9A012 does not control model aircraft or model
``airships''.
0
59. In Supplement No. 1 to part 774, ECCN 9B001 is amended by:
0
a. Revising the heading;
0
b. Revising the Special Conditions for STA section;
0
c. Revising Items paragraph b; and
0
d. Adding Items paragraph c.
The revisions and addition read as follows:
9B001 Equipment, Tooling or Fixtures, ``Specially Designed'' for
Manufacturing Gas Turbine Engine Blades, Vanes or ``Tip Shrouds'',
as Follows (See List of Items Controlled)
* * * * *
Special Conditions for STA
STA: License Exception STA may not be used to ship commodities
in 9B001 to any of the destinations listed in Country Group A:6 (See
Supplement No.1 to part 740 of the EAR).
List of Items Controlled
* * * * *
Items: * * *
b. Cores or shells (moulds), specially designed for casting,
manufactured from refractory metals or ceramics;
c. Directional-solidification or single-crystal additive-
manufacturing equipment.
0
60. In Supplement No. 1 to part 774, ECCN 9B010 is amended by revising
the heading to read as follows:
9B010 Equipment ``Specially Designed'' for the Production of Items
Specified by 9A012
* * * * *
0
61. In Supplement No. 1 to part 774, ECCN 9D003 is amended by revising
the heading to read as follows:
9D003 ``Software'' Incorporating ``Technology'' Specified by ECCN
9E003.h and Used in ``FADEC Systems'' for Systems Controlled by
ECCN 9A001 to 9A003, 9A101 (Except for Items in 9A101.b That Are
``Subject to the ITAR'', See 22 CFR Part 121), 9A106.d or .e, or 9B
(Except for ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991).
* * * * *
0
62. In Supplement No. 1 to part 774, ECCN 9D004 is amended by revising
Items paragraphs c and e to read as follows:
9D004 Other ``Software'' as Follows (See List of Items Controlled).
* * * * *
List of Items Controlled
* * * * *
Items: * * *
c. ``Software'' ``specially designed'' to control directional
solidification or single crystal material growth in equipment
specified by 9B001.a or 9B001.c;
* * * * *
e. ``Software'' ``specially designed'' or modified for the
operation of items specified by 9A012;
* * * * *
0
63. In Supplement No. 1 to part 774, ECCN 9D005 is added to the
Commerce Control List after ECCN 9D004 to read as follows:
9D005 ``Software'' Specially Designed or Modified for the Operation
of Items Specified by 9A004.e or 9A004.f. (This ``Software'' Is
Controlled by ECCN 9D515)
0
64. In Supplement No. 1 to part 774, ECCN 9E003 is amended by:
0
c. Revising the second entry in the table in the License Requirements
section;
0
d. Revising Items paragraphs a.3 and a.4;
0
e. Revising the Note to 9E003.h after Items paragraph h.3;
0
f. Redesignating Items paragraph j as paragraph k; and
0
g. Adding new Items paragraph .j.
The revisions and addition read as follows:
9E003 Other ``Technology'' as Follows (See List of Items Controlled).
License Requirements
* * * * *
------------------------------------------------------------------------
Country chart (see supp. No.
Control(s) 1 to part 738)
------------------------------------------------------------------------
* * * * *
SI applies to 9E003.a.1 through a.8,.h,
.i, and .k. See Sec. 742.14 of the EAR
for additional information.
* * * * *
------------------------------------------------------------------------
* * * * *
List of Items Controlled
* * * * *
Items: a. * * *
a.3. ``Parts'' or ``components,'' that are any of the following:
a.3.a. Manufactured from organic ``composite'' materials
designed to operate above 588 K (315 [deg]C);
a.3.b. Manufactured from any of the following:
a.3.b.1. Metal ``matrix'' ``composites'' reinforced by any of
the following:
a.3.b.1.a. Materials controlled by 1C007;
a.3.b.1.b. ``Fibrous or filamentary materials'' specified by
1C010; or
a.3.b.1.c. Aluminides specified by 1C002.a; or
a.3.b.2. Ceramic ``matrix'' ``composites'' specified by 1C007;
or
a.3.c. Stators, vanes, blades, tip seals (shrouds), rotating
blings, rotating blisks or `splitter ducts', that are all of the
following:
a.3.c.1. Not specified in 9E003.a.3.a;
a.3.c.2. Designed for compressors or fans; and
a.3.c.3. Manufactured from material controlled by 1C010.e with
resins controlled by 1C008;
Technical Note: A `splitter duct' performs the initial
separation of the air-mass flow between the bypass and core sections
of the engine.
a.4. Uncooled turbine blades, vanes or ``tip shrouds'' designed
to operate at a `gas path temperature' of 1,373 K (1,100 [deg]C) or
more;
* * * * *
h. * * *
h.3. * * *
Note: 9E003.h does not apply to technical data related to
engine-aircraft integration required by civil aviation authorities
of one or more Wassenaar Arrangement Participating States (See
Supplement No. 1 to part 743 of the EAR) to be published for general
airline use (e.g., installation manuals, operating instructions,
instructions for continued airworthiness) or interface functions
(e.g., input/output processing, airframe thrust or shaft power
demand).
* * * * *
j. ``Technology'' ``required'' for the ``development'' of wing-
folding systems designed for fixed-wing aircraft powered by gas
turbine engines.
N.B.: For ``technology'' ``required'' for the ``development'' of
wing-folding systems designed for fixed-wing aircraft specified in
USML Category VIII (a), see USML Category VIII (i).
* * * * *
Supplement No. 5 to Part 774 [AMENDED]
0
65. Supplement No. 5 to part 774 is amended by:
0
a. Removing and reserving item No. 2 under the heading ``0D521.
Software''; and
0
b. Removing item No. 6 under the heading ``0E521. Technology''.
0
66. Supplement No. 6 to part 774 is amended by:
0
a. Revising paragraph (2);
0
b. Removing and reserving paragraph (5)(iv); and
0
c. Revising paragraph (9)(ii).
The revisions read as follows:
Supplement No. 6 to Part 774--Sensitive List
* * * * *
(2) Category 2
(i) 2D001--``Software'', other than that controlled by 2D002,
specially designed for the ``development'' or ``production'' of
equipment as follows:
(A) Machine tools for turning (ECCN 2B001.a) having all of the
following:
(1) ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; and
(2) Two or more axes which can be coordinated simultaneously for
``contouring control'';
(B) Machine tools for milling (ECCN 2B001.b) having any of the
following:
(1) Having all of the following:
[[Page 29456]]
(a) ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; and
(b) Three linear axes plus one rotary axis which can be
coordinated simultaneously for ``contouring control'';
(2) Specified by 2B001.b.2.a, 2B001.b.2.b or 2B001.b.2.c and
having a ``unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; or
(3) A ``unidirectional positioning repeatability'' for jig
boring machines equal to or less (better) than 1.1 [micro]m along
one or more linear axis;
(C) Electrical discharge machines (EDM) controlled under
2B001.d;
(D) Deep-hole-drilling machines controlled under 2B001.f;
(E) ``Numerically controlled'' or manual machine tools
controlled under 2B003.
(ii) 2E001--``Technology'' according to the General Technology
Note for the ``development'' of ``software'' specified by 2D001
described in this Supplement or for the ``development'' of equipment
as follows:
(A) Machine tools for turning (ECCN 2B001.a) having all of the
following:
(1) ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; and
(2) Two or more axes which can be coordinated simultaneously for
``contouring control'';
(B) Machine tools for milling (ECCN 2B001.b) having any of the
following:
(1) Having all of the following:
(a) ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; and
(b) Three linear axes plus one rotary axis which can be
coordinated simultaneously for ``contouring control'';
(2) Specified by 2B001.b.2.a, 2B001.b.2.b or 2B001.b.2.c and
having a ``unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; or
(3) A ``unidirectional positioning repeatability'' for jig
boring machines equal to or less (better) than 1.1 [micro]m along
one or more linear axis;
(C) Electrical discharge machines (EDM) controlled under
2B001.d;
(D) Deep-hole-drilling machines controlled under 2B001.f;
(E) ``Numerically controlled'' or manual machine tools
controlled under 2B003.
(iii) 2E002--``Technology'' according to the General Technology
Note for the ``production'' of equipment as follows:
(A) Machine tools for turning (ECCN 2B001.a) having all of the
following:
(1) ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; and
(2) Two or more axes which can be coordinated simultaneously for
``contouring control'';
(B) Machine tools for milling (ECCN 2B001.b) having any of the
following:
(1) Having all of the following:
(a) ``Unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; and
(b) Three linear axes plus one rotary axis which can be
coordinated simultaneously for ``contouring control'';
(2) Specified by 2B001.b.2.a, 2B001.b.2.b or 2B001.b.2.c and
having a ``unidirectional positioning repeatability'' equal to or
less (better) than 1.1 [micro]m along one or more linear axis; or
(3) A ``unidirectional positioning repeatability'' for jig
boring machines equal to or less (better) than 1.1 [micro]m along
one or more linear axis;
(C) Electrical discharge machines (EDM) controlled under
2B001.d;
(D) Deep-hole-drilling machines controlled under 2B001.f;
(E) ``Numerically controlled'' or manual machine tools
controlled under 2B003.
* * * * *
(9) Category 9
* * * * *
(ii) 9B001
* * * * *
Dated: May 1, 2015.
Kevin J. Wolf,
Assistant Secretary for Export Administration.
[FR Doc. 2015-10579 Filed 5-20-15; 8:45 am]
BILLING CODE 3510-33-P