Takes of Marine Mammals Incidental to Specified Activities; Marine Geophysical Survey in the Northwest Atlantic Ocean Offshore New Jersey, June to August, 2015, 27635-27659 [2015-11589]
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Federal Register / Vol. 80, No. 93 / Thursday, May 14, 2015 / Notices
deposit rate will continue to be the
exporter-specific rate published for the
most recent period; (3) for all PRC
exporters of subject merchandise which
have not been found to be entitled to a
separate rate, the cash deposit rate will
be the PRC-wide rate $2.63 per
kilogram; and (4) for all non-PRC
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applicable to the PRC exporters that
supplied that non-PRC exporter. These
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notice.
Reimbursement of Duties
This notice also serves as a final
reminder to importers of their
responsibility under 19 CFR 351.402(f)
to file a certificate regarding the
reimbursement of antidumping duties
prior to liquidation of the relevant
entries during this POR. Failure to
comply with this requirement could
result in the Department’s presumption
that reimbursement of antidumping
duties has occurred and the subsequent
assessment of doubled antidumping
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Administrative Protective Order
This notice also serves as a reminder
to parties subject to administrative
protective order (‘‘APO’’) of their
responsibility concerning the return or
destruction of proprietary information
disclosed under APO in accordance
with 19 CFR 351.305, which continues
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proceeding. Timely written notification
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Failure to comply with the regulations
and terms of an APO is a violation
which is subject to sanction.
We are issuing and publishing this
administrative review and notice in
accordance with sections 751(a)(1) and
777(i) of the Act.
Dated: May 7, 2015.
Paul Piquado,
Assistant Secretary for Enforcement and
Compliance.
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Appendix—List of Topics Discussed in
the Decision Memorandum
I. Summary
II. Background
1. Scope of the Order
2. Case Timeline
III. Discussion of the Issues
Comment 1: Whether the Department’s
Rejection of Kunshan Xinlong’s PostDeadline Extension Requests Was
Appropriate
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Comment 2: Whether the Department
Properly Disallowed Kunshan Xinlong to
Submit a Supplemental Section C
Questionnaire Response
Comment 3: Whether the Adverse
Inference Is Appropriate
Comment 4: Whether the AFA Rate Is
Appropriate
IV. Recommendation
[FR Doc. 2015–11577 Filed 5–13–15; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
International Trade Administration
[C–570–025, C–533–862, C–523–811]
Certain Polyethylene Terephthalate
Resin From the People’s Republic of
China, India and the Sultanate of
Oman: Postponement of Preliminary
Determinations in the Countervailing
Duty Investigations
Enforcement and Compliance,
International Trade Administration,
Department of Commerce.
FOR FURTHER INFORMATION CONTACT:
David Cordell (India) at (202) 482–0408,
Ilissa Shefferman (People’s Republic of
China) at (202) 482–4684, and Thomas
Martin (Sultanate of Oman) at (202)
482–3935, AD/CVD Operations,
Enforcement and Compliance,
International Trade Administration,
Department of Commerce, 14th Street
and Constitution Avenue NW.,
Washington, DC 20230.
SUPPLEMENTARY INFORMATION:
AGENCY:
On March 30, 2015, the Department of
Commerce (the Department) initiated
countervailing duty investigations on
certain polyethylene terephthalate resin
from the People’s Republic of China
(PRC), India, and the Sultanate of Oman
(Oman).1 Currently, the preliminary
determinations are due no later than
June 3, 2015.
Postponement of the Preliminary
Determination
Section 703(b)(1) of the Tariff Act of
1930, as amended (the Act), requires the
Department to issue the preliminary
determination in a countervailing duty
investigation within 65 days after the
date on which the Department initiated
the investigation. However, if the
petitioner makes a timely request for an
extension in accordance with 19 CFR
351.205(e), section 703(c)(1)(A) of the
Act allows the Department to postpone
1 See Certain Polyethylene Terephthalate Resin
from the People’s Republic of China, India, and the
Sultanate of Oman: Initiation of Countervailing
Duty Investigations, 80 FR 18376 (April 6, 2015).
Frm 00008
the preliminary determination until no
later than 130 days after the date on
which the Department initiated the
investigation.
On May 4, 2015, the petitioners 2
submitted a timely request pursuant to
section 703(c)(1)(A) of the Act and 19
CFR 351.205(e) to postpone the
preliminary determinations.3 Therefore,
in accordance with section 703(c)(1)(A)
of the Act, we are fully extending the
due date for the preliminary
determination to not later than 130 days
after the day on which the investigation
was initiated. As a result, the deadline
for completion of the preliminary
determination is now August 7, 2015.
This notice is issued and published
pursuant to section 703(c)(2) of the Act
and 19 CFR 351.205(f)(1).
Dated: May 7, 2015.
Ronald K Lorentzen,
Acting Assistant Secretary for Enforcement
and Compliance.
[FR Doc. 2015–11654 Filed 5–13–15; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XD773
Takes of Marine Mammals Incidental to
Specified Activities; Marine
Geophysical Survey in the Northwest
Atlantic Ocean Offshore New Jersey,
June to August, 2015
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
Background
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In accordance with the
Marine Mammal Protection Act
(MMPA) implementing regulations, we
hereby give notice that we have issued
an Incidental Harassment Authorization
(Authorization) to Lamont-Doherty
Earth Observatory (Lamont-Doherty), a
component of Columbia University, in
collaboration with the National Science
Foundation (NSF), to take marine
mammals, by harassment, incidental to
conducting a marine geophysical
(seismic) survey in the northwest
Atlantic Ocean off the New Jersey coast
June through August, 2015.
SUMMARY:
2 DAK Americas, LLC, M&G Chemicals, and Nan
Ya Plastics Corporation, America, (the petitioners).
3 See Letters from Petitioners, entitled
‘‘Polyethylene Terephthalate Resin From the
People’s Republic of China, India and Sultanate of
Oman: Petitioners’ Request for Extension of the
Preliminary Determination,’’ dated May 4, 2015.
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Federal Register / Vol. 80, No. 93 / Thursday, May 14, 2015 / Notices
Effective June 1, 2015, through
August 31, 2015.
ADDRESSES: A copy of the final
Authorization and application are
available by writing to Jolie Harrison,
Chief, Incidental Take Program, Permits
and Conservation Division, Office of
Protected Resources, National Marine
Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910, by
telephoning the contacts listed here, or
by visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental/research.htm.
The NSF prepared an amended
Environmental Assessment (EA) in
accordance with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and the
regulations published by the Council on
Environmental Quality. Their EA titled,
‘‘Final Amended Environmental
Assessment of a Marine Geophysical
Survey by the R/V Marcus G. Langseth
in the Atlantic Ocean off New Jersey,
Summer 2015,’’ prepared by LGL, Ltd.
environmental research associates, on
behalf of the NSF and the LamontDoherty, is available at https://
www.nsf.gov/geo/oce/envcomp/
index.jsp.
NMFS also prepared an EA titled,
‘‘Proposed Issuance of an Incidental
Harassment Authorization to LamontDoherty Earth Observatory to Take
Marine Mammals by Harassment
Incidental to a Marine Geophysical
Survey in the Northwest Atlantic Ocean,
June–August, 2015,’’ in accordance with
NEPA and NOAA Administrative Order
216–6. To obtain an electronic copy of
these documents, write to the
previously mentioned address,
telephone the contact listed here (see
FOR FURTHER INFORMATION CONTACT), or
download the files at: https://
www.nmfs.noaa.gov/pr/permits/
incidental/research.htm.
NMFS also issued a Biological
Opinion under section 7 of the
Endangered Species Act (ESA) to
evaluate the effects of the survey and
Authorization on marine species listed
as threatened and endangered. The
Biological Opinion is available online
at: https://www.nmfs.noaa.gov/pr/
consultations/opinions.htm.
FOR FURTHER INFORMATION CONTACT:
Jeannine Cody, NMFS, Office of
Protected Resources, NMFS (301) 427–
8401.
SUPPLEMENTARY INFORMATION:
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DATES:
Background
Section 101(a)(5)(D) of the Marine
Mammal Protection Act of 1972, as
amended (MMPA; 16 U.S.C. 1361 et
seq.) directs the Secretary of Commerce
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to allow, upon request, the incidental,
but not intentional, taking of small
numbers of marine mammals of a
species or population stock, by U.S.
citizens who engage in a specified
activity (other than commercial fishing)
within a specified geographical region
if, after NMFS provides a notice of a
proposed authorization to the public for
review and comment: (1) NMFS makes
certain findings; and (2) the taking is
limited to harassment.
An Authorization shall be granted for
the incidental taking of small numbers
of marine mammals if NMFS finds that
the taking will have a negligible impact
on the species or stock(s), and will not
have an unmitigable adverse impact on
the availability of the species or stock(s)
for subsistence uses (where relevant).
The Authorization must also set forth
the permissible methods of taking; other
means of effecting the least practicable
adverse impact on the species or stock
and its habitat (i.e., mitigation); and
requirements pertaining to the
monitoring and reporting of such taking.
NMFS has defined ‘‘negligible impact’’
in 50 CFR 216.103 as ‘‘an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.’’
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering [Level B
harassment].
Summary of Request
On December 23, 2014, NMFS
received an application from LamontDoherty requesting that NMFS issue an
Authorization for the take of marine
mammals, incidental to the State
University of New Jersey at Rutgers
(Rutgers) conducting a seismic survey in
the northwest Atlantic Ocean June
through August, 2015. NMFS
determined the application complete
and adequate on February 20, 2015, and
published a notice of proposed
Authorization on March 17, 2015 (80 FR
13961). The notice afforded the public
a 30-day comment period on the
proposed MMPA Authorization.
Lamont-Doherty proposes to conduct
a high-energy, 3-dimensional (3–D)
seismic survey on the R/V Marcus G.
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Langseth (Langseth) in the northwest
Atlantic Ocean approximately 25 to 85
kilometers (km) (15.5 to 52.8 miles [mi])
off the New Jersey coast for
approximately 30 days from June 1 to
August 31, 2015. The following specific
aspect of the proposed activity has the
potential to take marine mammals:
Increased underwater sound generated
during the operation of the seismic
airgun arrays. We anticipate that take,
by Level B harassment only, of 32
species of marine mammals could result
from the specified activity.
Description of the Specified Activity
Overview
Lamont-Doherty plans to use one
source vessel, the Langseth, two pairs of
subarrays configured with four airguns
as the energy source, and four
hydrophone streamers, and a P-Cable
system to conduct the conventional
seismic survey. In addition to the
operations of the airguns, LamontDoherty intends to operate a multibeam
echosounder and a sub-bottom profiler
on the Langseth continuously
throughout the proposed survey which
would run 24 hours a day. However,
they would not operate the multibeam
echosounder or sub-bottom profiler
during transits to and from the survey
area.
The purpose of the survey is to collect
and analyze data on the arrangement of
sediments deposited during times of
changing global sea level from roughly
60 million years ago to present. The 3–
D survey would investigate features
such as river valleys cut into coastal
plain sediments now buried under a
kilometer of younger sediment and
flooded by today’s ocean. LamontDoherty’s proposed seismic survey is
purely scientific in nature and not
related to oil and natural gas exploration
on the outer continental shelf of the
Atlantic Ocean. The proposed survey’s
principal investigator is Dr. G. Mountain
(Rutgers) and the collaborating
investigators are Drs. J. Austin and C.
Fulthorpe, and M. Nedimovic
(University of Texas at Austin).
Lamont-Doherty, Rutgers, and the
NSF originally proposed conducting the
survey in 2014. After completing
appropriate environmental analyses
under appropriate federal statutes,
NMFS issued an Authorization under
the MMPA and a Biological Opinion
with an Incidental Take Statement (ITS)
under the Endangered Species Act of
1973 (16 U.S.C. 1531 et seq.) to LamontDoherty on July 1, 2014 effective from
July 1 through August 17, 2014. LamontDoherty commenced the seismic survey
on July 1, 2014, but was unable to
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complete the survey due to the Langseth
experiencing mechanical issues during
the effective periods set forth in the
2014 Authorization and the ITS. Thus,
Lamont-Doherty has requested a new
Authorization under the MMPA and the
NSF consulted with NMFS for a new
Biological Opinion under the ESA to
conduct this re-scheduled survey in
2015. The project’s objectives remain
the same as those described for the 2014
survey (see 79 FR 14779, March 17,
2014 and 79 FR 38496, July 08, 2014,
and 80 FR 13961, March 17, 2015).
Dates and Duration
Lamont-Doherty proposes to conduct
the seismic survey for approximately 30
days. The proposed study (e.g.,
equipment testing, startup, line changes,
repeat coverage of any areas, and
equipment recovery) would include
approximately 720 hours of airgun
operations (i.e., 30 days over 24 hours).
Some minor deviation from LamontDoherty’s requested dates of June
through August, 2015, is possible,
depending on logistics, weather
conditions, and the need to repeat some
lines if data quality is substandard.
Thus, this Authorization will be
effective from June 1 through August 31,
2015.
Specified Geographic Area
Lamont-Doherty proposes to conduct
the seismic survey in the Atlantic
Ocean, approximately 25 to 85 km (15.5
to 52.8 mi) off the coast of New Jersey
between approximately 39.3–39.7° N.
and approximately 73.2–73.8° W. Water
depths in the survey area are
approximately 30 to 75 m (98.4 to 246
feet [ft]). They would conduct the
proposed survey outside of New Jersey
state waters and within the U.S.
Exclusive Economic Zone.
Detailed Description of the Specified
Activities
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Transit Activities
The Langseth will depart from New
York, NY, and transit for approximately
eight hours to the proposed survey area.
Setup, deployment, and streamer
ballasting would occur over
approximately three days. At the
conclusion of the 30-day survey (plus
additional days for gear deployment and
retrieval), the Langseth will return to
New York, NY.
Vessel Specifications
NMFS outlined the vessel’s
specifications in the notice of proposed
Authorization (80 FR 13961, March 17,
2015). NMFS does not repeat the
information here as the vessel’s
specifications have not changed
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between the notice of proposed
Authorization and this notice of an
issued Authorization.
Data Acquisition Activities
NMFS outlined the details regarding
Lamont-Doherty’s data acquisition
activities using the airguns, multibeam
echosounder, and the sub-bottom
profiler in the notice of proposed
Authorization (80 FR 13961, March 17,
2015). NMFS does not repeat the
information here as the data acquisition
activities have not changed between the
notice of proposed Authorization and
this notice of an issued Authorization.
For a more detailed description of the
authorized action, including vessel and
acoustic source specifications, metrics,
characteristics of airgun pulses,
predicted sound levels of airguns, etc.,
please see the notice of proposed
Authorization (80 FR 13961, March 17,
2015) and associated documents
referenced above this section.
Comments and Responses
NMFS published a notice of receipt of
Lamont-Doherty’s application and
proposed Authorization in the Federal
Register on March 17, 2015 (80 FR
13961). During the 30-day public
comment period, NMFS received
comments from the following: 26
private citizens, Senators Cory A.
Booker and Robert Menendez,
Representatives Tom MacArthur and
Frank Pallone, the Marine Mammal
Commission (Commission), and the
following organizations: Clean Ocean
Action; the Marcus Langseth Science
Oversight Committee (MLSOC); the
State of New Jersey Department of
Environmental Protection (NJDEP); the
Sierra Club—Ocean County Group
(Sierra Club); the New Jersey Marine
Fisheries Council; SandyHook SeaLife
Foundation; and NY4 Whales. NMFS
has posted the comments online at:
https://www.nmfs.noaa.gov/pr/permits/
incidental/research.htm#nj2015.
NMFS addresses any comments
specific to Lamont-Doherty’s
application related to the statutory and
regulatory requirements or findings that
NMFS must make in order to issue an
Authorization. Following is a summary
of the public comments and NMFS’
responses.
Requests To Extend the Public Comment
Period
Comment 1: Prior to the conclusion of
the public comment period for the
notice of proposed Authorization (80 FR
13961, March 17, 2015), NMFS received
requests through the public comment
process from Senators Cory A. Booker
and Robert Menendez, and
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27637
Representatives Tom MacArthur and
Frank Pallone, Clean Ocean Action, and
one private citizen for NMFS to extend
the 30-day public comment period by an
additional 60 days for constituent
review and comment.
Response: NMFS acknowledges the
requests from the public and members
of the New Jersey Congressional
delegation for an extension of the public
comment period. However, NMFS did
not extend the public comment period
for the Federal Register notice of
proposed Authorization which closed
on April 16, 2015 based on the
following factors.
1. The NSF, sponsor of the research
seismic survey, released a draft
amended EA, titled, ‘‘Draft Amended
Environmental Assessment of a Marine
Geophysical Survey by the R/V Marcus
G. Langseth in the Atlantic Ocean off
New Jersey, Summer 2015,’’ on the
proposed seismic survey on December
19, 2014 with a 37-day public comment
period. The NSF’s draft amended EA
tiers to a 2014 NSF Final EA for the
same project and to the Programmatic
Environmental Impact Statement/
Overseas Environmental Impact
Statement (PEIS) for Marine Seismic
Research Funded by the National
Science Foundation or Conducted by
the U.S. Geological Survey (NSF, 2011).
It contains a description of the action,
addresses potential impacts to tourism
and commercial and recreational
fisheries, and discusses mitigation
measures for marine mammals.
In response to requests from the
public and from members of the New
Jersey Congressional delegation, the
NSF extended their public comment
period for the draft amended EA by an
additional 15 days providing a total of
52 days for adequate review by the
public.
2. NMFS published a Federal Register
notice of the proposed Authorization for
the 2015 survey on March 17, 2015 with
a 30-day public comment period. Also,
on March 17, 2015, NMFS informed
Clean Ocean Action of the availability of
the application and Federal Register
notice for review and comment.
We note that the 2015 seismic survey
is substantively the same as the one
analyzed and authorized in 2014 (see 79
FR 14779, March 17, 2014 and 79 FR
38496, July 08, 2014), except that
Lamont-Doherty proposes to use a 50percent smaller airgun array, which
equates to fewer anticipated effects on
marine mammals. Thus, the 2015
proposed survey (again, substantively
the same as the 2014 survey) has been
in the public domain for minimally one
year (March 17, 2014 through April 17,
2015). In fact, NMFS extended the
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public comment period for the 2014
notice of the proposed Authorization by
an additional 30 days (see 79 FR 19580,
April 9, 2014) to accommodate
additional review and analyses by the
same if not similar interested parties.
3. For the 2015 survey, NMFS
provided the public 30 days to review
and comment on our preliminary
determinations, in accordance with
section 101(a)(5)(D) of the MMPA.
NMFS believes that the two public
comment periods (i.e., one for NSF’s
draft amended EA and one for NMFS’
proposed authorization) provided a total
of 82 days for the public to consider and
provide input on the marine mammal
effects of the 2015 action (which again,
is substantively the same as last year’s
survey), as well as the proposed
mitigation, monitoring, and reporting
measures for marine mammals.
4. The NSF lead principal investigator
(Dr. Gregory Mountain, Rutgers
University) posted a public Web site on
the Internet at https://
geology.rutgers.edu/slin3d-home on
February 18, 2015 with information
about the proposed seismic survey. The
Web site clearly outlines the proposed
project’s goals, presents frequently
asked questions in an easy to
understand format, describes the
Langseth and its operations, discusses
compliance with federal environmental
statutes, and includes clarification that
the proposed project is not related to oil
& gas activities.
Extending the public comment period
would have impacted NSF’s continuing
science program, through which other
Federal agencies and academic
institutions use the Langseth for
upcoming scientific research. Impacts to
survey timelines typically cascade into
subsequent work, which can have
financial and science mission effects on
NSF and other entities.
NMFS is aware that this is a sensitive
issue and appreciates the interest that
the members of the New Jersey
Congressional delegation and their
constituents have in the protection and
conservation of marine mammals and
the environment.
Effects Analyses
Comment 2: The Commission
commented that NMFS’ presentation of
the marine mammal species that could
be affected, marine mammal densities,
take estimation method, and numbers of
takes estimated in the Federal Register
notice differed from Lamont-Doherty’s
approach presented in their application.
The Commission questioned why
Lamont-Doherty did not include those
species and associated takes included
within in their 2015 application given
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their potential occurrence in the project
area and the fact that they were
included in the authorization issued by
NMFS in 2014. The Commission
recommended that, in the future, NMFS
require Lamont-Doherty and the NSF to
provide revised applications that reflect
the best available scientific information
concerning the species affected, marine
mammal densities, take estimation
method, and estimated numbers of
takes, before it deems the application
complete and publishes a proposed
authorization.
Response: Lamont-Doherty submitted
their application to NMFS in
accordance with the requirements under
section 101(a)(5)(D) of the MMPA to
provide information that NMFS uses to
analyze impacts to marine mammals.
NMFS reviewed the application and
considered it complete after conducting
additional research and reviews which
we presented in the notice of proposed
Authorization (80 FR 13961, March 17,
2015).
While NMFS encourages applicants to
include information on species and
species presence within a proposed
action area, NMFS uses a wide variety
of information when making its
determinations under the MMPA.
However, NMFS does not solely rely on
the information presented in the
application. NMFS uses the application
as a basis for consultation under the
MMPA, conducts an independent
review of the information presented,
and presents its own information with
supporting evidence to provide the best
available information on mammal
species that could be affected, marine
mammal densities, and approaches to
take estimation in the notice of
proposed Authorization (80 FR 13961,
March 17, 2015). NMFS will continue to
encourage applicants for MMPA
incidental take authorization to provide
applications that reflect the best
available scientific information and if
necessary, require them to submit
revised applications reflecting that
information.
Comment 3: The Commission
commented a revised approach for
estimating take in the notice of
proposed Authorization (80 FR 13961,
March 17, 2015) (which differed from
Lamont-Doherty’s standard approach of
multiplying the ensonified area by
marine mammal density to estimate
take), and understands through
consultation with NMFS staff, that
NMFS intends to use another method to
estimate take that will likely yield
different take estimates than those
discussed in the notice of proposed
authorization. The Commission
expressed concern that public review
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opportunity is meaningful only if the
notice of proposed Authorization
contains current information on
methodologies to evaluate potential
impacts and recommended that NMFS
publish a revised proposed Incidental
Harassment Authorization in the
Federal Register with updated
estimated numbers of takes and small
numbers and negligible impact analyses
to provide a more informed public
comment opportunity.
Response: NMFS’ analysis in this
document is based on the best available
information after careful consideration
of the Commission’s comments on a
more appropriate method for estimating
take, including the Commission’s
recommendation on a more appropriate
method to account for the survey
duration of 30 days. Refer to comment
9 for NMFS’ rationale regarding our
recalculation of estimated takes based
on the Commission’s recommendation.
These changes to the methodology and
the resulting estimates do not have any
substantial effect on our small numbers
and negligible impact analyses and
determinations, given that the
proportion of animals taken is safely
within the bounds of our small numbers
practice, and the anticipated severity of
impacts has not changed. We agree there
may be circumstances where a change to
our proposed action (e.g., based on a
public comment or an applicant request)
may warrant a second notice and
comment period before we take final
action, but given the changes here we do
not believe a second notice and
comment period is necessary in this
case.
Comment 4: The Commission
expressed concerns regarding LamontDoherty’s use of a ray trace-based model
to estimate exclusion and buffer zones
for NSF-funded geophysical research.
They stated that the model is not
conservative because it assumes
spherical spreading, a constant sound
speed, and no bottom interactions
instead of incorporating site-specific
environmental characteristics (e.g.,
sound speed profiles, refraction,
bathymetry/water depth, sediment
properties/bottom loss, or absorption
coefficients).
Response: We acknowledge the
Commission’s concerns about LamontDoherty’s current modeling approach
for estimating exclusion and buffer
zones and also acknowledge that
Lamont-Doherty did not incorporate
site-specific sound speed profiles,
bathymetry, and sediment
characteristics of the research area in
the current approach to estimate those
zones for this proposed seismic survey.
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In 2015, Lamont-Doherty explored
solutions to this issue by conducting a
retrospective sound power analysis of
one of the lines acquired during
Lamont-Doherty’s truncated seismic
survey offshore New Jersey in 2014
(Crone, 2015). NMFS presented this
information in Table 4 in the notice of
proposed Authorization (80 FR 13961,
March 17, 2015) and presents this
information again later in this notice
(see Table 1) with additional
information regarding the predicted
radii with the upper 95 percent crossline prediction bound radii.
Briefly, Crone’s (2015) preliminary
analysis, specific to the proposed survey
site offshore New Jersey, confirmed that
in-situ measurements and estimates of
the 160- and 180-decibel (dB) isopleths
collected by the Langseth’s hydrophone
streamer in shallow water were smaller
than the predicted exclusion and buffer
zones proposed for use in the 2015
survey. Based upon the best available
information, the exclusion and buffer
zone calculations are appropriate for use
in this particular survey.
Lamont-Doherty’s application (LGL,
2014) and the NSF’s draft amended EA
(NSF, 2014) describe the approach to
establishing mitigation exclusion and
buffer zones. In summary, LamontDoherty acquired field measurements
for several array configurations at
shallow- and deep-water depths during
acoustic verification studies conducted
in the northern Gulf of Mexico in 2003
(Tolstoy et al., 2004) and in 2007 and
2008 (Tolstoy et al., 2009). Based on the
empirical data from those studies,
Lamont-Doherty developed a sound
propagation modeling approach that
conservatively predicts received sound
levels as a function of distance from a
particular airgun array configuration in
deep water. For this proposed survey,
Lamont-Doherty developed the shallowwater exclusion and buffer zones for the
airgun array based on the empiricallyderived measurements from the Gulf of
Mexico calibration survey (Fig. 5a in
Appendix H of the NSF’s 2011 PEIS).
Following is a summary of two
additional analyses of in-situ data that
support Lamont-Doherty’s use of the
proposed exclusion zones in this
particular case.
In 2010, Lamont-Doherty assessed the
accuracy of their modeling approach by
comparing the sound levels of the field
measurements in the Gulf of Mexico
study to their model predictions
(Diebold et al., 2010). They reported
that the observed sound levels from the
field measurements fell almost entirely
below the predicted mitigation radii
curve for deep water (Diebold et al.,
2010).
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In 2012, Lamont-Doherty used a
similar process to develop mitigation
radii (i.e., exclusion and buffer zones)
for a shallow-water seismic survey in
the northeast Pacific Ocean offshore
Washington in 2012. Lamont-Doherty
conducted the shallow-water survey
using an airgun configuration that was
approximately 89 percent larger than
the total discharge volume proposed for
this shallow-water survey (i.e., 6,600
cubic inches (in3) compared to 700 in3)
and recorded the received sound levels
on the shelf and slope off Washington
using the Langseth’s 8-kilometer (km)
hydrophone streamer. Crone et al.
(2014) analyzed those received sound
levels from the 2012 survey and
reported that the actual distances for the
exclusion and buffer zones were two to
three times smaller than what LamontDoherty’s modeling approach predicted.
While the results confirm bathymetry’s
role in sound propagation, Crone et al.
(2014) were able to confirm that the
empirical measurements from the Gulf
of Mexico calibration survey (the same
measurements used to inform LamontDoherty’s modeling approach for this
survey in shallow water) overestimated
the size of the exclusion and buffer
zones for the shallow-water 2012 survey
off Washington and were thus
precautionary, in that particular case.
In summary, at present, LamontDoherty cannot adjust their modeling
methodology to add the environmental
and site-specific parameters as
requested by the Commission. We
continue to work with the NSF to
address the issue of incorporating sitespecific information to further inform
the analysis and development of
mitigation measures in coastal areas for
future surveys with Lamont-Doherty
and the NSF. NMFS will continue to
work with Lamont-Doherty, the NSF,
and the Commission on continuing to
verify the accuracy of their modeling
approach. However, Lamont-Doherty’s
current modeling approach represents
the best available information to reach
our determinations for the
Authorization. As described earlier, the
comparisons of Lamont-Doherty’s model
results and the field data collected in
the Gulf of Mexico, offshore
Washington, and offshore New Jersey
illustrate a degree of conservativeness
built into Lamont-Doherty’s model for
deep water, which NMFS expects to
offset some of the limitations of the
model to capture the variability
resulting from site-specific factors,
especially in shallow water.
Comment 5: The Commission
disagreed with Lamont-Doherty’s use of
extrapolations and correction factors (or
a scaling approach) to generate
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exclusion zones for shallow-water for
this proposed survey and stated that the
use of those scaling factors for shallowwater surveys is unsubstantiated. The
Commission states that because LamontDoherty has not verified the
applicability of its model to conditions
outside the Gulf of Mexico, it
recommends that NMFS and/or the
respective applicants estimate exclusion
and buffer zones using either empirical
measurements from the particular
survey site or a model that accounts for
the conditions in the proposed survey
area by incorporating site-specific
environmental and operational
parameters.
Response: See our response to
Comment 4. Lamont-Doherty’s approach
compares the sound exposure level
(SEL) outputs between two different
types of airgun configurations in deep
water. This approach allows them to
derive scaling relationships between the
arrays and extrapolate empirical
measurements or model outputs to
different array sizes and tow depths. For
example, if an Airgun Source A
produces sound energy that is three
times greater than Airgun Source B in
deep water, it is reasonable to infer that
the shallow-water mitigation zones for
Airgun Source A would be three times
larger than the shallow-water mitigation
zones for Airgun Source B. This
approach of deriving scaling factors is
an appropriate approach to extrapolate
existing empirical measurements for
shallow water. Thus, this is the best
available information to extrapolate the
in-situ shallow water measurements to
array tow depths without field
verification studies (Crone et al., 2014;
Barton and Diebold, 2006).
Based upon NMFS and the
Commission’s recommendation,
Lamont-Doherty used in-situ empirical
measurements from the 2014 survey to
compare them to the accuracy of the
predicted mitigation zones used in the
2014 and 2015 survey. The preliminary
in-situ measurement results from Crone
(2015) show that the predicted
mitigation exclusion zones are
appropriate. This analysis also
confirmed the effectiveness of LamontDoherty’s use of scaling factors. Based
on the best available information
(Diebold et al., 2010; Crone et al., 2014;
and Crone, 2015), NMFS concludes that
in the case for this survey, requiring the
use of a model with environmental
characteristics of the specific study area
is not necessary.
Lamont-Doherty has conveyed to us
that additional modeling efforts to refine
the process and conduct comparative
analysis may be possible with the
availability of research fund and other
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resources. Obtaining research funds is
typically through a competitive process,
including those submitted to Federal
agencies. The use of models for
calculating buffer and exclusion zone
radii and for developing take estimates
is not a requirement of the MMPA
incidental take authorization process.
Furthermore, our agency does not
provide specific guidance on model
parameters nor prescribes a specific
model for applicants as part of the
MMPA incidental take authorization
process. There is a level of variability
not only with parameters in the models,
but also the uncertainty associated with
data used in models, and therefore the
quality of the model results submitted
by applicants. NMFS, however,
considers this variability when
evaluating applications. Applicants use
models as a tool to evaluate potential
impacts, estimate the number of and
type of takes of marine mammals, and
for designing mitigation. NMFS takes
into consideration the model used and
its results in determining the potential
impacts to marine mammals; however,
it is just one component of our analysis
during the MMPA consultation process
as we also take into consideration other
factors associated with the proposed
action, (e.g., geographic location,
duration of activities, context, intensity,
etc.).
Comment 6: The Commission also
commented on Lamont-Doherty’s
retrospective sound analysis to verify
the accuracy of its acoustic modeling
approach for estimating exclusion and
buffer zones that NMFS presented in the
notice of proposed Authorization (80 FR
13961, March 17, 2015) (Crone, 2015).
The Commission understands that
Crone (2015) used a simple logarithmic
regression model to fit the data that
were collected 500 m to 3.5 km in line
from the source; estimated the cross-line
mean based on a 1.63 correction factor
(Carton, pers. comm.); and used a 95th
percentile fit to the regression model for
all shots along the line. The
Commission states, however, because
the closest hydrophone was 500 m from
the source, Lamont-Doherty
extrapolated the distances to the 180-dB
re 1 mPa threshold based on the model—
in some instances, the extrapolation was
more than 400 m. The Commission also
stated that Crone (2015) did not provide
similar information provided in Tolstoy
et al. (2009) and Crone et al. (2014),
such as the slope or the y-intercept for
the logarithmic regression model; the
basis for the cross-line correction factor;
the sound speed profile when the
measurements were collected, or
whether the near-field extrapolated data
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would have been better fitted with
another model, since propagation loss in
the near- and far-field may not
necessarily be the same.
The Commission further stated that
polynomial and non-parametric cubic
spline models best represented the data
off Washington (Crone et al., 2014),
neither of which are logarithmic in
nature and a linear least squares method
was fit to the typical spherical spreading
model to extrapolate the 160-dB re 1 mPa
radii to account for radii that fall
beyond the length of the hydrophone
streamer.
Response: The NSF and LamontDoherty shared their preliminary
analysis presented in Crone’s draft
report (2015) to both NMFS and the
Commission and provided additional
clarifying information via email to both
parties including information on some
of the points identified in the
Commission’s letter. Here, we provide
additional information to inform the
Commission’s understanding of the
2015 in-situ analysis.
First, Lamont-Doherty believes that it
is not correct to call the fitting
parameters the slope and y-intercept, as
one would do for a straight line using
Cartesian coordinates and considers the
use of constant and exponent
parameters as more appropriate
terminology when discussing the Crone
(2015) results.
Second, Lamont-Doherty confirms
that the regression model used in Crone
(2015) is the same as equation 6 in
Crone et al., (2014), but without the
linear term, which comes third in the
formulation. There are fitting
parameters (i.e., the constant and
exponent) for every shot along the line.
Because Crone (2015) used a method to
fit the data (which changes with every
shot) for approximately 3,000 shots, it is
not reasonable to list the data for every
shot. However, Lamont-Doherty will
continue to evaluate this exponent
change variability along the line.
Third, Lamont-Doherty confirms that
Crone (2015) estimated the parameters
using linear least squares. However, in
this case, and for equation 6 in Crone et
al., (2014), both have a logarithmic term,
which is appropriate since Crone (2015)
employs linear regression models. Thus,
the fitting model used is appropriate
and the results for the 160-dB distance
would likely not change significantly
using another model to fit the data. In
March, 2015, Lamont-Doherty also
provided clarification to the
Commission that the near-field data best
fit using a logarithmic regression model.
Lamont-Doherty offered to discuss the
information presented in Crone (2015)
with Commission staff and members of
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its Committee of Scientific Advisors;
however, the availability of all parties
was limited before the conclusion of the
public comment period and Dr. Crone
was unable to discuss the results
directly with the Commission prior to
their submission of their letter. LamontDoherty and the NSF welcome the
opportunity to further discuss these
results in the near future with the
Commission and NMFS.
Comment 7: The Commission states
that NMFS misrepresented the data
from Crone (2015) in Table 4 of the
Federal Register notice (page 13981, 80
FR 13961, March 17, 2015) by including
the in-line measured and extrapolated
means (78 and 1,521 m for the 180- and
160-dB re 1 mPa thresholds,
respectively) rather than the 95th
percentile cross-line predicted means,
which Lamont-Doherty generally uses
for its best-fit model.
Further, the Commission states that
Crone (2015) indicated that the contour
of the seafloor along the line was quite
flat and varied by only a few meters
along most of its 50-km length, which
limited the shadowing and focusing that
have been seen in other datasets (Crone
et al., 2014). Crone (2015) then noted
that the variability observed in Figures
3 and 4 for the 180- and 160-dB re 1 mPa
thresholds, respectively, likely was
caused by the shadowing and focusing
of seismic energy from bathymetric
features. The Commission stated that
Crone’s statements did not comport.
Response: NMFS’s comparison of the
predicted radii for the 2014 survey with
the in-situ measured radii for the 2014
survey was not misrepresented as
suggested by the Commission as the
information and analysis provided were
accurate. However, NMFS agrees with
the Commission that we could have also
provided a comparison of the predicted
radii with the upper 95 percent crossline prediction bound radii. We
acknowledge that those results show
that the percent differences in the model
predicted radii and the 95th percentile
cross-line predicted radii based on insitu measurements were approximately
28 and 33 percent smaller for the 180and 160-dB re: 1 mPa thresholds. Thus,
the results demonstrate that the in situ
measured and estimated 160 and 180-dB
isopleths for the 2014 survey were
significantly smaller than the predicted
radii and therefore conservative, as
emphasized by Lamont-Doherty in its
application and in supporting
environmental documentation. We
present the complete information here
in Table 1 with the additional
information regarding the predicted
radii with the upper 95 percent crossline prediction bound radii.
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27641
TABLE 1—SUMMARY OF RMS POWER LEVELS WITH ESTIMATED MITIGATION RADII CALCULATED USING STREAMER DATA,
AND IN THE LAST COLUMN THE PREDICTED RADII USED DURING THE 2014 SURVEY
RMS Level
(dB re 1 μPa)
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180 ......................
160 ......................
In-line mean
(m)
Estimated
cross-line
mean
(m)
78
1,521
128
2,479
With respect to Crone’s (2015)
observations on shadowing and focusing
of seismic energy, Crone (2015) did
indicate that the contour of the seafloor
along the line was quite flat and varied
by only a few meters along most of its
50-km length, resulting in limited
shadowing and focusing of seismic
energy from bathymetric features
frequently seen in other datasets (Crone
et al. 2014). Crone, however, did not
state that effects from shadowing and
focusing were entirely absent from the
2014 data set. In fact, he noted that the
limited amount of shadowing and
focusing of seismic energy from
bathymetric features present likely
caused the minor variability observed.
Comment 8: The Commission also
recommends that we require LamontDoherty to re-estimate the proposed
zones and take estimates using sitespecific parameters (including at least
sound speed profiles, bathymetry, and
sediment characteristics) for the
proposed Authorization. They also
recommend that we require the same for
all future incidental harassment
authorization requests submitted by
Lamont-Doherty, the NSF, and other
related entities.
Response: See NMFS’ responses to
Comment 4 and 5. There are many
different modeling products and
services commercially available that
applicants could potentially use in
developing their take estimates and
analyses for MMPA authorizations.
These different models range widely in
cost, complexity, and the number of
specific factors that one can consider in
any particular modeling run. NMFS
does not, and does not believe that it is
appropriate to, prescribe the use of any
particular modeling package. Rather,
NMFS evaluates each applicant’s
approach independently in the context
of their activity. In cases where an
applicant uses a simpler model and
there is concern that a model might not
capture the variability across a
parameter(s) that is not represented in
the model, conservative choices are
often made at certain decision points in
the model to help ensure that modeled
estimates are buffered in a manner that
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Upper 95%
cross-line
prediction
bound
(m)
273
3,505
Predicted levels used for the 2014 survey
(m)
378 at 4.5-m tow depth; 439 at 6-m tow depth.
5,240 at 4.5 m tow depth; 6,100 at 6-m tow depth.
would not result in the agency
underestimating takes or effects. In this
case, results have shown that LamontDoherty’s model reliably and
conservatively estimates mitigation radii
in deep water. First, the observed sound
levels from the field measurements fell
almost entirely below Lamont-Doherty’s
estimated mitigation radii for deep
water (Diebold et al., 2010). These
conservative mitigation radii are the
foundation for Lamont-Doherty’s
shallow water radii used in this survey.
Second, Lamont-Doherty’s analysis of
measured shallow water radii during the
2012 survey offshore Washington (Crone
et al., 2014) show that Lamont-Doherty’s
modeled radii for the Washington
survey overestimated the measured 160dB radii by approximately 10 km (6.2
mi) and overestimated the measured
180-dB radii by approximately 500 m
(1,640 ft) (Crone et al., 2014). Based on
Crone et al.’s (2014) findings, NMFS
find that Lamont-Doherty’s shallowwater radii based on the Gulf of Mexico
calibration study were larger (i.e., more
conservative) for that particular study.
Based on these empirical data, which
illustrate the model’s conservative
exposure estimates across two sites, as
well as the preliminary results from a
third site offshore New Jersey (Crone,
2015), NMFS finds that Lamont-Doherty
reasonably estimates sound exposures
for this survey.
Comment 9: The Commission
acknowledges that NMFS’ attempt to
address shortcomings in LamontDoherty’s method to estimate take by
developing an alternate approach based
on the Commission’s recommendation
in its public comments on the 2014
survey (see page 38500, 79 FR 38496,
July 08, 2014). NMFS’ method used the
total ensonified area (including overlap
and the 25 percent contingency) for the
30 days multiplied by: (1) The revised
density estimates from the SERDP SDSS
Marine Animal Model Mapper tool for
the summer months (DoN, 2007;
accessed on February 10, 2015); (2) an
adjustment factor of 25 percent based on
Wood et al. (2012); and (3) an estimate
of re-exposure (a ratio of 35.5) overlap
of the survey.
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The Commission commented that the
area times the density method, which
still serves as the basis for NMFS’
proposed method, assumes a snapshot
approach for take estimation (i.e.,
uniform distribution) and does not
account for the survey occurring over a
30 day period. Thus, the Commission
states that NMFS did not incorporate a
time element into the take estimation
method and did not apply the Wood et
al. (2012) correction factor of 1.25
correctly.
The Commission understands that
following publication of the Federal
Register notice, NMFS began to revise
the take estimates based on a different
methodology for the proposed survey.
The Commission understands that the
total numbers of exposures likely will
decrease but the estimated numbers of
individuals that could be taken likely
will increase. If NMFS chooses not to
amend and republish its notice, the
Commission recommends that NMFS:
(1) Use one of the two methods
described in their letter to estimate the
total number of takes for each species/
stock for the survey; and (2) if NMFS
intends to estimate the total number of
individuals for each species/stock taken
during the survey, include a review of
the applicable scientific literature
regarding migratory, residence, and
foraging patterns for the various species
off the East coast and relate those data
to the 30-day survey period for the
proposed survey off New Jersey.
Response: NMFS agrees with the
Commission’s recommendation to
appropriately include a time component
into our calculations and has revised its
take estimation methodology for the
proposed survey by following their
recommendation to estimate take in the
following manner: (1) Calculate the total
area (not including contingency or
overlap) that the Langseth would
ensonify within a 24-hour period (i.e., a
daily ensonified area); (2) multiply the
daily ensonified area by each speciesspecific density (when available) to
derive the expected number of instance
of exposures to received levels greater
than or equal to 160 dB re: 1 mPa on a
given day. NMFS takes this product (i.e.,
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the expected number of instance of
exposures within a day) and multiplies
it by the number of survey days (30)
with 25 percent contingency (i.e., a total
of 38 days). This approach assumes a
100 percent turnover of the marine
mammal population within the area for
those species of marine mammals that
had density estimates from the SERDP
SDSS summer NODE data. For those
species of marine mammals where
density estimates were not available in
the SERDP SDSS Marine Animal Model
Mapper tool for the summer months
(DoN, 2007; accessed on February 10,
2015) dataset because of their limited or
rare occurrence in the survey area, we
used additional information (CETAP,
1982; AMAPPS, 2010, 2011, and 2013)
to estimate take.
We present this information later in
this notice (see Table 4 in this notice)
and note here that our revised approach
does not include the use of a turnover
rate nor does it rely on the use of Wood
et al., 2012 to determine take estimates,
based on the information presented in
the Commission’s letter on the nonapplicability of that data set for our
calculations.
The method recommended by the
Commission is a way to help
understand the instances of exposure
above the Level B threshold, however,
we note that method would
overestimate the number of individual
marine mammals exposed above the
160-dB threshold.
Comment 10: The New Jersey Marine
Fisheries Council (NJMFC) commented
on the timing of the proposed study and
effects to striped bass, blue fish, and
black sea bass. They stated that the
testing would affect fish behavior and
distribution (avoidance of areas),
schooling behavior and their ability to
locate food. They also stated that the
proposed timeframe for the study would
take place during the peak abundance
and fishing activity for many of New
Jersey fisheries resulting in poor fish
health. The NJMFSC also requested that
NMFS not issue an Incidental
Harassment Authorization for the take
of marine mammals. The SandyHook
SeaLife Foundation also submitted
similar concerns stating that the survey
would disperse fish, the result of which
will negatively affect New Jersey’s
recreational and commercial fishing
industry during the tourist season.
Similarly, Clean Ocean Action (COA)
also requested that Lamont-Doherty not
conduct the survey during the summer
months and that NMFS consider
alternate survey times to avoid times of
peak marine mammal activity.
Finally, the New Jersey Department of
Environmental Protection (NJDEP) also
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submitted comments expressing
concern for effects to marine mammal
habitat and for the potential impacts to
New Jersey’s marine mammal boat tour
operators and the recreational and
commercial fishing industry.
Response: The NJMFC did not
provide references supporting their
statement which limits our ability to
respond to the commenters’ statements.
However, we refer readers to the notice
of the proposed Authorization (page
13977, 80 FR 13961, March 17, 2015)
which provided information on the
anticipated effects of airgun sounds on
fish, fish behavior, and invertebrates in
the context of those animals as marine
mammal prey.
NMFS considered the effects of the
survey on marine mammal prey (i.e.,
fish and invertebrates), as a component
of marine mammal habitat, in the notice
of the proposed Authorization (80 FR
13961, March 17, 2015). Studies have
shown both decreases and increases in
fisheries catch rates and behavioral
changes in captive marine fish and
squid during exposure to seismic sound
(Lokkeborg et al., 2012; Fewtrell and
McCauley, 2012). We acknowledge that
disturbance of prey species has the
potential to adversely affect marine
mammals while foraging. However,
given the limited spatio-temporal scale
of the survey, the survey would
ensonify only a small fraction of
available habitat at any one time
because the vessel is continually
moving during data acquisition. We
would expect prey species to return to
their pre-exposure behavior once
seismic firing ceased (Lokkeborg et al.,
2012; Fewtrell and McCauley, 2012).
Although there is a potential for injury
to fish or marine life in close proximity
to the vessel, we expect that prey
responses would have temporary effects
on a marine mammal’s ability to forage
in the immediate survey area. However,
we don’t expect that temporary
reductions in feeding ability would
reduce an individual animal’s overall
feeding success.
Laboratory studies have observed
permanent damage to sensory epithelia
for captive fish exposed at close range
to a sound source (McCauley et al.,
2003) and abnormalities in larval
scallops after exposure to low frequency
noise in tanks (de Soto et al., 2013);
however, wild fish are likely to move
away from a seismic source (Fewtrell
and McCauley, 2012). Finally, other
studies provide examples of no fish
mortality upon exposure to seismic
sources (e.g., Popper et al., 2005; Boeger
et al., 2006).
In summary, in examining impacts to
fish as prey species for marine
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mammals, we expect fish to exhibit a
range of behaviors including no reaction
or habituation (Pena et al., 2013) to
startle responses and/or avoidance
(Fewtrell and McCauley, 2012). We
expect that the seismic survey would
have no more than a temporary and
minimal adverse effect on any fish or
invertebrate species that serve as prey
species for marine mammals, and
therefore consider the potential impacts
to marine mammal habitat minimal as
well.
Regarding the survey’s impacts on
commercial and recreational fishing, we
refer readers to the NSF’s amended EA
for this survey (Sections III and IV)
which includes consideration of the
effects of sound on marine invertebrates,
fish, and fisheries and the effects of the
survey on the recreational and
commercial fishing sectors in New
Jersey. The NSF also completed an ESA
Section 7 consultation to address the
effects of the research seismic survey on
ESA-listed species within the proposed
area as well as a consultation under the
Magnuson–Stevens Fishery
Conservation and Management Act for
essential fish habitat.
Regarding the timing of the proposed
survey, we analyzed the specified
activity, including the specified dates,
as presented in Lamont-Doherty’s
application and were able to make the
requisite findings for issuing the
Authorization. We do not have the
authority to cancel Lamont-Doherty’s
research seismic activities under
Section 101(a)(5)(D) of the MMPA, as
that authority lies with the NSF. NMFS
and the NSF considered in their EAs, a
modification of the survey schedule to
an alternate time. However, we
determined this could result in an
increase in the number of takes of North
Atlantic right whales due to their
increased presence off New Jersey in the
fall, spring, and winter months. Whitt et
al. (2013) concluded that right whales
were not present in large numbers off
New Jersey during the summer months
(Jun 22–Sep 27) which overlaps with
the effective dates of the seismic survey
(Jun through August). In contrast, peak
acoustic detections for North Atlantic
right whales occurred in the winter (Dec
18–Apr 9) and in the spring (Apr 10–Jun
21) (Whitt, et al., 2013).
Comment 11: The NJDEP asserted that
there was insufficient information to
conclude that the impacts to the marine
mammals that could potentially occur
in the action area would be negligible.
They state that marine mammals,
especially cetaceans, would be
adversely affected by noise created
during seismic testing activities; noise
pollution, in the form of repeated or
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prolonged sounds would adversely
impact marine mammals by disrupting
otherwise normal behaviors associated
with migration, feeding, alluding
predators, resting, and breeding, etc.;
and any alterations to these behaviors
would jeopardize the survival of an
individual simply by increasing efforts
directed at avoidance of the noise and
the perceived threat. They also state that
that the project will add to an existing
and increasing anthropogenic noise
pollution which may already be
negatively impacting species.
Response: NMFS disagrees with the
commenter’s assertions regarding our
neglible impact determinations under
the MMPA discussed in the notice of
proposed Authorization (80 FR 13961,
March 17, 2015). The NJDEP did not
provide did not provide references
supporting their statements related to
marine mammals which limits our
ability to respond to the commenter’s
statements. We refer to our detailed
discussion of the potential effects of the
proposed survey on marine mammals
(pages 13967–13979) which covers
acoustic impacts, masking, behavioral
disturbance, and non-auditory physical
effects to cetaceans and pinnipeds.
Additionally, NMFS has issued a
Biological Opinion under the ESA that
concluded that the issuance of the
Authorization and the conduct of the
seismic survey were not likely to
jeopardize the continued existence of
blue, fin, humpback, North Atlantic
right, sei, and sperm whales. The
Opinion also concluded that the
issuance of the Authorization and the
conduct of the seismic survey would not
affect designated critical habitat for
these species.
Comment 12: COA expressed
concerns related to the survey’s impact
on the local (coastal) bottlenose dolphin
population. They include: cumulative
adverse impacts of the survey in light of
the ongoing Unusual Mortality Event
(UME); potential increases in marine
mammal strandings due to the use of the
multibeam echosounder; the survey’s
temporal overlap with the bottlenose
dolphin calving period; and the
potential heightened sensitivity of
bottlenose dolphin calves to
anthropogenic noise.
Response: In 2013, NMFS declared a
UME for elevated bottlenose dolphin
strandings along the Atlantic coast (New
York through Florida). From July 1,
2013–April 5, 2015, NMFS has recorded
a total of 1,660 strandings from New
York to Florida. Of those strandings, 153
dolphins have stranded in New Jersey,
which is significantly higher than the
average annual bottlenose dolphin
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stranding rate of 15 strandings (based on
2007–2012 data).
NMFS expects that the survey’s
activities would result, at worst, in a
temporary modification in behavior,
temporary changes in animal
distribution, and/or low-level
physiological effects (Level B
harassment) of bottlenose dolphins. We
expect these impacts to be minor at the
individual level and we do not
anticipate impacts on the population or
impacts to rookeries, mating grounds,
and other areas of similar significance.
The Authorization outlines reporting
measures and response protocols with
the Greater Atlantic Region Stranding
Coordinator intended to minimize the
impacts of, and enhance the analysis of,
any potential stranding in the survey
area. Lamont-Doherty’s activities are
approximately 20 km (12 mi) away from
the habitat in which the coastal
bottlenose dolphins are expected to
occur (Toth et al., 2011; 2012), which
means that area is not expected to be
ensonified above 160 dB and that take
of this stock or calves of this stock (i.e.,
the Western North Atlantic Northern
Migratory Coastal) is not anticipated.
Additionally, airgun pulses are outside
of the range of frequencies in which
dolphin hearing is most sensitive, and
Schlundt et al.’s (2013) study suggests
that the low-frequency content of air
gun impulses may have fewer predicted
impacts on bottlenose dolphins. Last,
we do not have specific information
related to how any acoustic stressors
may or may not exacerbate the effects of
the UME with bottlenose dolphins.
However, based on the fact that the
acoustic effects are expected to be
limited to behavioral harassment, and
the survey is constantly moving
(predominantly far offshore and well
away from coastal species and the
associated calving areas), we do not
anticipate any focused adverse effects to
animals involved in the UME.
Regarding COA’s concerns about
increased strandings, we note that
Lamont-Doherty has not ever
experienced a stranding event
associated with their activities during
the past 10 years that NMFS has issued
Authorizations to them. In the past
decade of seismic surveys conducted
carried out by the Langseth, protected
species observers and other crew
members have neither observed nor
reported any seismic-related marine
mammal injuries or mortalities.
The NSF’s EA (NSF, 2014)
acknowledges that scientists have
conducted numerous 2–D seismic
surveys in the general vicinity of the
proposed survey from 1979 to 2002. The
previous surveys used different airgun
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array configurations (e.g., a 6-airgun,
1,350-in3 array in 1990; a single, 45-in3
GI Gun in 1996 and 1998; and two 45in3 GI Guns in 2002). The researchers
did not observe any seismic soundrelated marine mammal related injuries
or mortality, or impacts to fish during
these past seismic surveys in the
proposed survey area (NSF, 2014; G.
Mountain, Pers. Comm.).
We have considered the potential for
behavioral responses such as stranding
and indirect injury or mortality from
Lamont-Doherty’s use of the multibeam
echosounder. In 2013, an International
Scientific Review Panel (ISRP)
investigated a 2008 mass stranding of
approximately 100 melon-headed
whales in a Madagascar lagoon system
(Southall et al., 2013) associated with
the use of a high-frequency mapping
system. The report indicated that the
use of a 12-kHz multibeam echosounder
was the most plausible and likely initial
behavioral trigger of the mass stranding
event. This was the first time that a
relatively high-frequency mapping sonar
system had been associated with a
stranding event. However, the report
also notes that there were several siteand situation-specific secondary factors
that may have contributed to the
avoidance responses that lead to the
eventual entrapment and mortality of
the whales within the Loza Lagoon
system (e.g., the survey vessel transiting
in a north-south direction on the shelf
break parallel to the shore, may have
trapped the animals between the sound
source and the shore driving them
towards the Loza Lagoon). They
concluded that for odontocete cetaceans
that hear well in the 10–50 kHz range,
where ambient noise is typically quite
low, high-power active sonars operating
in this range may be more easily audible
and have potential effects over larger
areas than low frequency systems that
have more typically been considered in
terms of anthropogenic noise impacts
(Southall, et al., 2013). However, the
risk may be very low given the extensive
use of these systems worldwide on a
daily basis and the lack of direct
evidence of such responses previously
reported (Southall, et al., 2013).
Given that Lamont-Doherty proposes
to conduct the survey offshore and the
Langseth is not conducting the survey
parallel to any coastline, we do not
anticipate that the use of the source
during the seismic survey would entrap
marine mammals between the vessel’s
sound sources and the New Jersey
coastline. In addition, the Authorization
includes reporting measures and
response protocols to minimize the
impacts of, and enhance the analysis of,
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any potential stranding in the survey
area.
With respect to Clean Ocean Action’s
concerns about the survey’s temporal
overlap with the bottlenose dolphin
calving period, we note again that
Lamont-Doherty’s study area is
approximately 20 km (12 mi) away from
the identified habitats for coastal
bottlenose dolphins and their calves in
Toth et al. (2011, 2012) thereby
reducing further the likelihood of
causing an effect on this species or
stock.
In response to COA’s concerns that
dolphin calves may be limited in their
ability to flee the ensonified area due to
their dependence on their mothers and
small size, we considered several
studies which note that seismic
operators and protected species
observers regularly see dolphins and
other small toothed whales near
operating airgun arrays, but in general
there is a tendency for most delphinids
to show some avoidance of operating
seismic vessels (e.g., Moulton and
Miller, 2005; Holst et al., 2006; Stone
and Tasker, 2006; Weir, 2008;
Richardson et al., 2009; Barkaszi et al.,
2009; Moulton and Holst, 2010). Also,
some dolphins seem to be attracted to
the seismic vessel and floats, and some
ride the bow wave of the seismic vessel
even when large arrays of airguns are
firing (e.g., Moulton and Miller, 2005).
Nonetheless, small toothed whales more
often tend to head away, or to maintain
a somewhat greater distance from the
vessel, when a large array of airguns is
operating than when it is silent (e.g.,
Stone and Tasker, 2006; Weir, 2008,
Barry et al., 2010; Moulton and Holst,
2010). We note that in most cases, the
avoidance radii for delphinids appear to
be small, on the order of one km or less,
and some individuals show no apparent
avoidance. In considering the potential
heightened sensitivity of neonate
dolphins to noise, Schlundt et al. (2013)
suggest that the potential for airguns to
cause hearing loss in dolphins is lower
than previously predicted, perhaps as a
result of the low-frequency content of
air gun impulses compared to the highfrequency hearing ability of dolphins.
We do not expect marine mammals to
experience any repeated exposures at
very close distances to the sound source
because Lamont-Doherty would
implement the required shutdown and
power down mitigation measures to
ensure that marine mammals do not
approach the applicable exclusion zones
for Level A harassment. In addition, we
anticipate that the required ramp-up
procedures at the start of the survey or
anytime after a shutdown of the entire
array would ‘‘warn’’ marine mammals
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in the vicinity of the airguns, and
provide the time for them to leave the
area and thus avoid any potential injury
or impairment of their hearing abilities
or annoyance at higher exposure levels.
Comment 13: COA states that we did
not present species information for
North Atlantic right whales in our
analyses, including the Whitt et al.
(2013) peer-reviewed study
demonstrating North Atlantic right
whale presence off the New Jersey coast
year-round, particularly in the spring
and summer months.
Response: NMFS disagrees. Table 1 in
our notice of proposed authorization
(pages 13966 and 13987, 80 FR 13961,
March 17, 2015) specifically states that
we base the year-round seasonal
presence of North Atlantic right whales
on the Whitt et al. (2013) paper. Whitt
et al. (2013) conducted acoustic and
visual surveys for North Atlantic right
whales off the coast of New Jersey from
January 2008 to December 2009 and
observed one sighting of a cow-calf pair
in May 2008, but no other sightings of
cow-calf pairs throughout the remainder
of the study. In the discussion of the
Whitt et al. (2013) data, NMFS
concluded that it was appropriate to
increase Lamont-Doherty’s original
request for incidental take related to
North Atlantic right whales from zero to
three (3) to be conservative in estimating
potential take for cow/calf pairs. NMFS
based this adjustment on several sources
(AMAPPS, 2010, 2011, and 2013; and
Whitt et al., 2013) that reported sighting
information on the presence of North
Atlantic right whales (including a cow/
calf pair) in the survey area.
Monitoring and Reporting
Comment 14: The Commission has
indicated that monitoring and reporting
requirements should provide a
reasonably accurate assessment of the
types of taking and the numbers of
animals taken by the proposed activity.
They state that ‘‘. . . the assessments
should account for animals at the
surface but not detected [i.e., g(0)
values] and for animals present but
underwater and not available for
sighting [i.e., f(0) values]. They further
state that g(0) and f(0) values are
essential to accurately assess the
numbers of marine mammals taken
during geophysical surveys based on the
extent of the Level B harassment zones
extending from more than 10 km in
some instances and to more than 26 km
in other instances. In light of the
comments, the Commission
recommends that NMFS consult with
the funding agency (i.e., the NSF) and
individual applicants (e.g., LamontDoherty and other related entities) to
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develop, validate, and implement a
monitoring program that provides a
scientifically sound, reasonably accurate
assessment of the types of marine
mammal takes and the actual numbers
of marine mammals taken, accounting
for applicable g(0) and f(0) values. In
previous letters, the Commission has
not suggested that the NSF and LamontDoherty collect information in the field
to support the development of surveyspecific correction factors (80 FR 4892);
rather they suggest that Lamont-Doherty
and other relevant entities to continue
to collect appropriate sightings data in
the field which NMFS can then pool to
determine g(0) and f(0) values relevant
to the various geophysical survey types.
The Commission would welcome
another meeting to help further this
goal.
Response: NMFS’ implementing
regulations require that applicants
include monitoring that will result in
‘‘an increased knowledge of the species,
the level of taking or impacts on
populations of marine mammals that are
expected to be present while conducting
activities . . .’’ This increased
knowledge of the level of taking could
be qualitative or relative in nature, or it
could be more directly quantitative.
Scientists use g(0) and f(0) values in
systematic marine mammal surveys to
account for the undetected animals
indicated above, however, these values
are not simply established and the g(0)
value varies across every observer based
on their sighting acumen. While we
want to be clear that we do not generally
believe that post-activity take estimates
using f(0) and g(0) are required to meet
the monitoring requirement of the
MMPA, in the context of the NSF and
Lamont-Doherty’s monitoring plan, we
agree that developing and incorporating
a way to better interpret the results of
their monitoring (perhaps a simplified
or generalized version of g(0) and f(0))
is desirable. We are continuing to
examine this issue with the NSF to
develop ways to improve their postsurvey take estimates. We will continue
to consult with the Commission and
NMFS scientists prior to finalizing any
future recommendations.
We note that current monitoring
measures for past and current
Authorizations for research seismic
surveys require the collection of visual
observation data by protected species
observers prior to, during, and after
airgun operations. This data collection
may contribute to baseline data on
marine mammals (presence/absence)
and provide some generalized support
for estimated take numbers (as well as
providing data regarding behavioral
responses to seismic operation that are
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observable at the surface). However, it is
unlikely that the information gathered
from these cruises alone would result in
any statistically robust conclusions for
any particular species because of the
small number of animals typically
observed.
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MMPA Concerns
Comment 15: Clean Ocean Action
states that NMFS must ensure that the
Authorization complies with the MMPA
and requests that NMFS deny the
Authorization based on their opinion
that the potential impacts to marine
mammals are incompatible with the
prohibitions of the MMPA and that the
take would be more than negligible.
Response: Our Federal Register
notices for the proposed and final
Authorization lay out our analysis and
rationale for our conclusions.
Based on the analysis of the likely
effects of the specified activity on
marine mammals and their habitat
contained within this document, the
NSF’s amended EA and our own EA,
and taking into consideration the
implementation of the mitigation and
monitoring measures, we find that
Lamont-Doherty’s proposed activity
would result in the take of small
numbers of marine mammals, would
have a negligible impact on the affected
species or stocks, and would not result
in an unmitigable adverse impact on the
availability of such species or stocks for
taking for subsistence uses as no
subsistence users would be affected by
the proposed action.
Acoustic Thresholds
Comment 16: COA states that the
current NMFS 160-decibel (dB) re: 1 mPa
threshold for Level B harassment does
not reflect the best available science and
is not sufficiently conservative.
Response: NMFS’ practice has been to
apply the 160 dB re: 1 mPa received
level threshold for underwater impulse
sound levels to determine whether take
by Level B harassment occurs.
Specifically, we derived the 160 dB
threshold data from mother-calf pairs of
migrating gray whales (Malme et al.,
1983, 1984) and bowhead whales
(Richardson et al., 1985, 1986)
responding to seismic airguns. We
acknowledge there is more recent
information bearing on behavioral
reactions to seismic airguns, and we
discuss the science on this issue
qualitatively in our analysis of potential
effects to marine mammals (80 FR
13961, March 17, 2015), but those data
only illustrate how complex and
context-dependent the relationship is
between the two, and do not, as a
whole, invalidate the current threshold.
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Accordingly, it is not a matter of simply
replacing the existing threshold with a
new one.
NMFS is working to develop guidance
for assessing the effects of
anthropogenic sound on marine
mammals, including thresholds for
behavioral harassment. Until NMFS
finalizes that guidance (a process that
includes internal agency review, public
notice and comment, and peer review),
we will continue to rely on the existing
criteria for Level A and Level B
harassment shown in Table 5 of the
notice for the proposed authorization
(80 FR 13961, March 17, 2015).
As mentioned in the Federal Register
notice for the proposed authorization
(80 FR 13961, March 17, 2015), we
expect that the onset for behavioral
harassment is largely context dependent
(e.g., behavioral state of the animals,
distance from the sound source, etc.)
when evaluating behavioral responses of
marine mammals to acoustic sources.
Although using a uniform sound
pressure level of 160-dB re: 1 mPa for the
onset of behavioral harassment for
impulse noises may not capture all of
the nuances of different marine mammal
reactions to sound, it is a reasonable and
workable way to evaluate and manage/
regulate anthropogenic noise impacts on
marine mammals as NMFS considers
more complex options.
Comment 17: COA requested that we
use a behavioral threshold below 160 dB
for estimating take based on results
reported in Clark and Gagnon (2006),
MacLeod et al. (2006), Risch et al.
(2012), McCauley et al. (1998),
McDonald et al. (1995), Bain and
Williams (2006), DeRuiter et al. (2013).
They also cite comments submitted by
Clark et al. (2012) on the Arctic Ocean
Draft Environmental Impact Statement
regarding NMFS’ current acoustic
thresholds.
Response: NMFS is constantly
evaluating new science and how to best
incorporate it into our decisions. This
process involves careful consideration
of new data and how it is best
interpreted within the context of a given
management framework. Each of these
cited articles emphasizes the
importance of context (e.g., behavioral
state of the animals, distance from the
sound source, etc.) in evaluating
behavioral responses of marine
mammals to acoustic sources.
These papers and the studies
discussed in our notice of proposed
authorization (80 FR 13961, March 17,
2015) note that there is variability in the
behavioral responses of marine
mammals to noise exposure. However, it
is important to consider the context in
predicting and observing the level and
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type of behavioral response to
anthropogenic signals (Ellison et al.,
2012). There are many studies showing
that marine mammals do not show
behavioral responses when exposed to
multiple pulses at received levels at or
above 160 dB re: 1 mPa (e.g., Malme et
al., 1983; Malme et al., 1984;
Richardson et al., 1986; Akamatsu et al.,
1993; Madsen and Mohl, 2000; Harris et
al., 2001; Miller et al., 2005; and Wier,
2008). And other studies show that
whales continue important behaviors in
the presence of seismic pulses (e.g.,
Richardson et al., 1986; McDonald et al.,
1995; Greene et al., 1999a, 1999b;
Nieukirk et al., 2004; Smultea et al.,
2004; Holst et al., 2005, 2006; Dunn and
Hernandez, 2009).
In a passive acoustic research program
that mapped the soundscape in the
North Atlantic Ocean, Clark and Gagnon
(2006) reported that some fin whales
(Balaenoptera physalus) stopped
singing for an extended period starting
soon after the onset of a seismic survey
in the area. The study did not provide
information on received levels or
distance from the sound source. The
authors could not determine whether or
not the whales left the area ensonified
by the survey, but the evidence suggests
that most if not all singers remained in
the area (Clark and Gagnon, 2006).
Support for this statement comes from
the fact that when the survey stopped
temporarily, the whales resumed
singing within a few hours and the
number of singers increased with time
(Clark and Gagnon, 2006). Also, they
observed that one whale continued to
sing while the seismic survey was
actively operating (Figure 4; Clark and
Gagnon, 2006).
The authors conclude that there is not
enough scientific knowledge to
adequately evaluate whether or not
these effects on singing or mating
behaviors are significant or would alter
survivorship or reproductive success
(Clark and Gagnon, 2006). Thus, to
address COA’s concerns related to the
results of this study, it is important to
note that the Lamont-Doherty’s study
area is well away from any known
breeding/calving grounds for low
frequency cetaceans and approximately
20 km (12 mi) away from the identified
habitats for coastal bottlenose dolphins
and their calves in Toth et al. (2011,
2012) thereby reducing further the
likelihood of causing an effect on
marine mammals.
MacLeod et al. (2006) discussed the
possible displacement of fin and sei
whales related to distribution patterns
of the species during a large-scale
seismic survey offshore the west coast of
Scotland in 1998. The authors
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hypothesized about the relationship
between the whale’s absence and the
concurrent seismic activity, but could
not rule out other contributing factors
(Macleod, et al., 2006; Parsons et al.,
2009). We would expect that marine
mammals may briefly respond to
underwater sound produced by the
seismic survey by slightly changing
their behavior or relocating a short
distance. Based on the best available
information, we expect short-term
disturbance reactions that are confined
to relatively small distances and
durations (Thompson et al., 1998;
Thompson et al., 2013), with no adverse
impacts on annual rates of recruitment
or survival.
Regarding the suggestion that blue
whales ‘‘significantly’’ changed course
during the conduct of a seismic survey
offshore Oregon, we disagree. We
considered the McDonald et al. (1995)
paper in the notice for the proposed
authorization (80 FR 13961, March 17,
2015). In brief, the study tracked three
blue whales relative to a seismic survey
with a 1,600 in3 airgun array (higher
than Lamont-Doherty’s 700 in3 airgun
array). The whale started its call
sequence within 15 km (9.3 mi) from the
source, then followed a pursuit track
that decreased its distance to the vessel
where it stopped calling at a range of 10
km (6.2 mi) (estimated received level at
143 dB re: 1 mPa (peak-to-peak)
(McDonald et al., 1995). After that point,
the ship increased its distance from the
whale, which continued a new call
sequence after approximately one hour
(McDonald et al., 1995) and 10 km (6.2
mi) from the ship. The authors
suggested that the whale had taken a
track paralleling the ship during the
cessation phase but observed the whale
moving diagonally away from the ship
after approximately 30 minutes
continuing to vocalize (McDonald et al.,
1995). The authors also suggest that the
whale may have approached the ship
intentionally or perhaps was unaffected
by the airguns. They concluded that
there was insufficient data to infer
conclusions from their study related to
blue whale responses (McDonald et al.,
1995).
Risch et al. (2012) documented
reductions in humpback whale
(Megaptera novaeangliae) vocalizations
in the Stellwagen Bank National Marine
Sanctuary concurrent with
transmissions of the Ocean Acoustic
Waveguide Remote Sensing (OAWRS)
low-frequency fish sensor system at
distances of 200 kilometers (km) from
the source. The recorded OAWRS
produced a series of frequency
modulated pulses and the signal
received levels ranged from 88 to 110
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dB re: 1 mPa (Risch et al., 2012). The
authors hypothesize that individuals
did not leave the area but instead ceased
singing and noted that the duration and
frequency range of the OAWRS signals
(a novel sound to the whales) were
similar to those of natural humpback
whale song components used during
mating (Risch et al., 2012). Thus, the
novelty of the sound to humpback
whales in the study area provided a
compelling contextual probability for
the observed effects (Risch et al., 2012).
However, the authors did not state or
imply that these changes had long-term
effects on individual animals or
populations (Risch et al., 2012), nor did
they necessarily rise to the level of
harassment. However, (Gong et al.
2014), disputes these findings,
suggesting that (Risch et al. 2012)
mistakes natural variations in
humpback whale song occurrence for
changes caused by OAWRS activity
approximately 200 km away. (Risch
et al., 2014) responded to (Gong et al.,
2014) and highlighted the contextdependent nature of behavioral
responses to acoustic stressors.
We considered the McCauley et al.
(1998) paper (along with McCauley
et al., 2000) in the notice of proposed
authorization (80 FR 13961, March 17,
2015). Briefly, McCauley et al. (1998,
2000) studied the responses of migrating
humpback whales off western Australia
to a full-scale seismic survey with a 16airgun array (2,678 in3) and to playbacks
using a single, 20-in3airgun. Both
studies point to a contextual variability
in the behavioral responses of marine
mammals to sound exposure. The mean
received level for initial avoidance of an
approaching airgun was 140 dB re: 1
mPa for resting humpback whale pods
containing females. In contrast, some
individual humpback whales, mainly
males, approached within distances of
100 to 400 m (328 to 1,312 ft), where
sound levels were 179 dB re: 1 mPa
(McCauley et al., 2000). The authors
hypothesized that the males gravitated
towards the single operating airgun
possibly due to its similarity to the
sound produced by humpback whales
breaching (McCauley et al., 2000).
Despite the evidence that some
humpback whales exhibited localized
avoidance reactions at received levels
below 160 dB re: 1 mPa, the authors
found no evidence of any gross changes
in migration routes, such as inshore/
offshore displacement during seismic
operations (McCauley et al., 1998,
2000).
With repeated exposure to sound,
many marine mammals may habituate
to the sound at least partially
(Richardson & Wursig, 1997). Bain and
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Williams (2006) examined the effects of
a large airgun array (maximum total
discharge volume of 1,100 in3) on six
species in shallow waters off British
Columbia and Washington: harbor seal,
California sea lion (Zalophus
californianus), Steller sea lion
(Eumetopias jubatus), gray whale
(Eschrichtius robustus), Dall’s porpoise
(Phocoenoides dalli), and the harbor
porpoise. Harbor porpoises showed
‘‘apparent avoidance response’’ at
received levels less than 145 dB re: 1
mPa at a distance of greater than 70 km
(43 miles) from the seismic source (Bain
and Williams, 2006). However, the
tendency for greater responsiveness by
harbor porpoise is consistent with their
relative responsiveness to boat traffic
and some other acoustic sources
(Richardson et al. 1995; Southall et al.,
2007). In contrast, the authors reported
that gray whales seemed to tolerate
exposures to sound up to approximately
170 dB re: 1 mPa (Bain and Williams,
2006) and Dall’s porpoises occupied and
tolerated areas receiving exposures of
170–180 dB re: 1 mPa (Bain and
Williams, 2006; Parsons et al., 2009).
The authors observed several gray
whales that moved away from the
airguns toward deeper water where
sound levels were higher due to
propagation effects resulting in higher
noise exposures (Bain and Williams,
2006). However, it is unclear whether
their movements reflected a response to
the sounds (Bain and Williams, 2006).
Thus, the authors surmised that the gray
whale data (i.e., voluntarily moving to
areas where they are exposed to higher
sound levels) are ambiguous at best
because one expects the species to be
the most sensitive to the low-frequency
sound emanating from the airguns (Bain
and Williams, 2006).
DeRuiter et al. (2013) recently
observed that beaked whales
(considered a particularly sensitive
species to sound) exposed to playbacks
(i.e., simulated) of U.S. tactical midfrequency sonar from 89 to 127 dB re:
1 mPa at close distances responded
notably by altering their dive patterns.
In contrast, individuals showed no
behavioral responses when exposed to
similar received levels from actual U.S.
Navy tactical mid-frequency sonar
operated at much further distances
(DeRuiter et al., 2013). As noted earlier,
one must consider the importance of
context (for example, the distance of a
sound source from the animal) in
predicting behavioral responses.
Regarding the public comments
submitted by Clark et al. (2012) on the
Arctic Ocean Draft EIS in reference to
our use of the current acoustic exposure
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criteria, please refer to our earlier
response to comments.
None of these studies on the effects of
airgun noise on marine mammals point
to any associated mortalities, strandings,
or permanent abandonment of habitat
by marine mammals. Bain and Williams
(2006) specifically conclude that ‘‘. . .
although behavioral changes were
observed, the precautions utilized in the
SHIPS survey did not result in any
detectable marine mammal mortalities
during the survey, nor were any
reported subsequently by the regional
marine mammal stranding network
. . .’’ McCauley et al. (2000) concluded
that any risk factors associated with
their seismic survey ‘‘. . . lasted for a
comparatively short period and resulted
in only small range displacement . . .’’
Further, the total discharge volume of
the airgun arrays cited in McCauley et
al., 1998, 2000; Bain and Williams, 2006
were generally over 40 percent larger
than the 1,400 in3 array configurations
proposed for use during this survey
(e.g., 2,768 in3, McCauley et al., 1998;
6,730 in3, Bain and Williams, 2006).
Thus, Lamont-Doherty’s 160-dB
threshold radius is not likely to reach
the threshold distances reported in
these studies.
Comment 18: COA takes issue with
our conclusion that Level A harassment
take would not occur during the survey.
Citing Lucke et al. (2009); Thompson et
al. (1998); Kastak et al. (2008); Kujawa
and Lieberman (2009); Wood et al.
(2012); and Cox et al. (2006), the
commenters assert that our preliminary
determinations for Level A harassment
take and the likelihood of temporary
and or permanent threshold shift do not
consider the best available science.
Response: As explained in Table 3 in
the notice of proposed authorization (80
FR 13961, March 17, 2015), the
predicted distances at which sound
levels could result in Level A
harassment are relatively small (439 m;
1,440 ft for cetaceans; 118 m; 387 ft for
pinnipeds). At those distances, we
expect that the required vessel-based
visual monitoring of the exclusion zones
is effective to implement mitigation
measures to prevent Level A
harassment.
First, if the protected species
observers observe marine mammals
approaching the exclusion zone,
Lamont-Doherty must shut down or
power down seismic operations to
ensure that the marine mammal does
not approach the applicable exclusion
radius. Second, if the observer detects a
marine mammal outside the 180- or 190dB exclusion zones, and the animal—
based on its position and the relative
motion—is likely to enter the exclusion
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zone, Lamont-Doherty may alter the
vessel’s speed and/or course—when
practical and safe—in combination with
powering down or shutting down the
airguns, to minimize the effects of the
seismic survey. The avoidance
behaviors discussed in the notice of
proposed authorization (80 FR 13961,
March 17, 2015) supports our
expectations that individuals will avoid
exposure at higher levels. Also, it is
unlikely that animals would encounter
repeated exposures at very close
distances to the sound source because
Lamont-Doherty would implement the
required shutdown and power down
mitigation measures to ensure that
marine mammals do not approach the
applicable exclusion zones for Level A
harassment. Finally, ramp-up of the
airguns is required.
Regarding the Lucke et al. (2009)
study, the authors found a threshold
shift (TS) of a harbor porpoise after
exposing it to airgun noise (single pulse)
with a received sound pressure level
(SPL) at 200.2 dB (peak-to-peak) re: 1
mPa, which corresponds to a sound
exposure level of 164.5 dB re: 1 mPa2 s
after integrating exposure. We currently
use the root-mean-square (rms) of
received SPL at 180 dB and 190 dB re:
1 mPa as the threshold above which
permanent threshold shift (PTS) could
occur for cetaceans and pinnipeds,
respectively. Because the airgun noise is
a broadband impulse, one cannot
directly extrapolate the equivalent of
rms SPL from the reported peak-to-peak
SPLs reported in Lucke et al. (2009).
However, applying a conservative
conversion factor of 16 dB for
broadband signals from seismic surveys
(Harris et al. 2001; McCauley et al.
2000) to correct for the difference
between peak-to-peak levels reported in
Lucke et al. (2009) and rms SPLs, the
rms SPL for TTS would be
approximately 184 dB re: 1 mPa, and the
received levels associated with PTS
(Level A harassment) would be higher.
This is still above the current 180 dB
rms re: 1 mPa threshold for injury. Yet,
we recognize that the temporary
threshold shift (TTS) of harbor porpoise
is lower than other cetacean species
empirically tested (Finneran et al. 2002;
Finneran and Schlundt, 2010; Kastelein
et al., 2012). We considered this
information in the notice of proposed
authorization (80 FR 13961, March 17,
2015).
The Thompson et al. (1998) telemetry
study on harbor (Phoca vitulina) and
grey seals (Halichoerus grypus)
suggested that avoidance and other
behavioral reactions by individual seals
to small airgun sources may at times be
strong, but short-lived. The researchers
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conducted 1-hour controlled exposure
experiments exposing individual seals
fitted with telemetry devices to small
airguns with a reported source level of
215–224 dB re: 1 mPa (peak-to-peak)
(Thompson et al., 1998; Gordon et al.,
2003). The researchers measured dive
behavior, swim speed heart rate and
stomach temperature (indicator for
feeding), but they did not measure
hearing threshold shift in the animals.
The researchers observed startle
responses, decreases in heart rate, and
temporary cessation of feeding. In six
out of eight trials, harbor seals exhibited
strong avoidance behaviors, and swam
rapidly away from the source
(Thompson et al., 1998; Gordon et al.,
2003). One seal showed no detectable
response to the airguns, approaching
within 300 m (984 ft) of the source
(Gordon et al., 2003). However, they
note that the behavioral responses were
short-lived and the seals’ behavior
returned to normal after the trials
(Thompson et al., 1998; Gordon et al.,
2003). The study does not discuss
temporary threshold shift or permanent
threshold shift in harbor seals and the
estimated rms SPL for this survey is
approximately 200 dB re: 1 mPa, well
above NMFS’ current 180 dB rms re: 1
mPa threshold for injury for cetaceans
and NMFS’ current 190 dB rms re: 1 mPa
threshold for injury for pinnipeds
(accounting for the fact that the rms
sound pressure level (in dB) is typically
16 dB less than the peak-to-peak level).
In a study on the effect of nonimpulsive sound sources on marine
mammal hearing, Kastak et al. (2008)
exposed one harbor seal to an
underwater 4.1 kHz pure tone fatiguing
stimulus with a maximum received
sound pressure of 184 dB re: 1 mPa for
60 seconds (Kastak et al., 2008;
Finneran and Branstetter, 2013). A
second 60-second exposure resulted in
an estimated threshold shift of greater
than 50 dB at a test frequency of 5.8 kHz
(Kastak et al., 2008). The seal recovered
at a rate of ¥10 dB per log(min).
However, 2 months post-exposure, the
researchers observed incomplete
recovery from the initial threshold shift
resulting in an apparent permanent
threshold shift of 7 to 10 dB in the seal
(Kastak et al., 2008). We note that
seismic sound is an impulsive source,
and the context of the study is related
to the effect of non-impulsive sounds
(i.e., a continuous 6-second exposure)
on marine mammals. In contrast,
Lamont-Doherty’s seismic survey has a
short, pulsed, intermittent shot-interval
of 5 to 6 seconds every 12.5 m traveled.
We also considered two other Kastak
et al. (1999, 2005) studies. Kastak et al.
(1999) reported TTS of approximately
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4–5 dB in three species of pinnipeds
(harbor seal, California sea lion, and
northern elephant seal) after underwater
exposure for approximately 20 minutes
to sound with frequencies ranging from
100–2,000 Hz at received levels 60–75
dB above hearing threshold. This
approach allowed similar effective
exposure conditions to each of the
subjects, but resulted in variable
absolute exposure values depending on
subject and test frequency. Recovery to
near baseline levels was reported within
24 hours of sound exposure. Kastak et
al. (2005) followed up on their previous
work, exposing the same test subjects to
higher levels of sound for longer
durations. The animals were exposed to
octave-band sound for up to 50 minutes
of net exposure. The study reported that
the harbor seal experienced TTS of 6 dB
after a 25-minute exposure to 2.5 kHz of
octave-band sound at 152 dB (183 dB
SEL). The California sea lion
demonstrated onset of TTS after
exposure to 174 dB (206 dB SEL).
We considered that PTS could occur
at relatively lower levels, such as at
levels that would normally cause TTS,
if the animal experiences repeated
exposures at very close distances to the
sound source. However, an animal
would need to stay very close to the
sound source for an extended amount of
time to incur a serious degree of PTS,
which in this case, would be highly
unlikely due to the required mitigation
measures in place to avoid Level A
harassment and the expectation that a
mobile marine mammal would generally
avoid an area where received sound
pulse levels exceed 160 dB re: 1 mPa
(rms) (review in Richardson et al. 1995;
Southall et al. 2007).
We also considered recent studies by
Kujawa and Liberman (2009) and Lin et
al. (2011). These studies found that
despite completely reversible threshold
shifts that leave cochlear sensory cells
intact, large threshold shifts could cause
synaptic level changes and delayed
cochlear nerve degeneration in mice and
guinea pigs, respectively. We note that
the high level of TTS that led to the
synaptic changes shown in these studies
is in the range of the high degree of TTS
that Southall et al. (2007) used to
calculate PTS levels. It is not known
whether smaller levels of TTS would
lead to similar changes. NMFS
acknowledges the complexity of noise
exposure on the nervous system, and
will re-examine this issue as more data
become available.
In contrast, a recent study on
bottlenose dolphins (Schlundt, et al.,
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17:59 May 13, 2015
Jkt 235001
2013) measured hearing thresholds at
multiple frequencies to determine the
amount of TTS induced before and after
exposure to a sequence of impulses
produced by a seismic air gun. The
airgun volume and operating pressure
varied from 40–150 in3 and 1000–2000
psi, respectively. After three years and
180 sessions, the authors observed no
significant TTS at any test frequency, for
any combinations of air gun volume,
pressure, or proximity to the dolphin
during behavioral tests (Schlundt, et al.,
2013). Schlundt et al. (2013) suggest
that the potential for airguns to cause
hearing loss in dolphins is lower than
previously predicted, perhaps as a result
of the low-frequency content of airgun
impulses compared to the highfrequency hearing ability of dolphins.
NEPA Concerns
Comment 19: COA states that we
should prepare an Environmental
Impact Statement (EIS), not an EA, to
adequately consider the potentially
significant impacts of the proposed
Authorization, including the cumulative
impacts and consideration of a full
range of alternatives.
Response: We prepared an EA to
evaluate whether significant
environmental impacts may result from
the issuance of an Authorization to
Lamont-Doherty for the take of marine
mammals incidental to conducting their
seismic survey in the northwest Atlantic
Ocean. After completing the EA, which
includes two no action alternatives, we
determined that there would not be
significant impacts to the human
environment related to our issuance of
an Authorization and accordingly
issued a Finding of No Significant
Impact (FONSI). Therefore, this action
does not require an EIS.
Comment 20: COA states that our
analysis of alternatives in the EA was
incomplete because the NSF’s EA did
not sufficiently evaluate the No Action
alternative.
Response: The NEPA and the
implementing CEQ regulations (40 CFR
parts 1500–1508) require consideration
of alternatives to proposed major federal
actions and NAO 216–6 provides agency
policy and guidance on the
consideration of alternatives to our
proposed action. An EA must consider
all reasonable alternatives, including the
No Action Alternative. This provides a
baseline analysis against which we can
compare the other alternatives.
NMFS’ EA titled, ‘‘Issuance of an
Incidental Harassment Authorization to
Lamont Doherty Earth Observatory to
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Fmt 4703
Sfmt 4703
Take Marine Mammals by Harassment
Incidental to a Marine Geophysical
Survey in the Northwest Atlantic Ocean,
Summer, 2015,’’ addresses the potential
environmental impacts of four
alternatives, namely:
—Issue the Authorization to LamontDoherty for take, by Level B
harassment, of marine mammals
during the seismic survey, taking into
account the prescribed means of take,
mitigation measures, and monitoring
requirements;
—Not issue an Authorization to LamontDoherty in which case we assume that
the activities would not proceed; or
—Not issue an Authorization to LamontDoherty in which case, for the
purposes of NEPA analysis only, we
assume that the activities would
proceed and cause incidental take
without the mitigation and
monitoring measures prescribed in
the Authorization; or
—Issue the Authorization to LamontDoherty for take, by Level B
harassment, of marine mammals
during the seismic survey by
incorporating additional mitigation
requirements.
To warrant detailed evaluation as a
reasonable alternative, an alternative
must meet our purpose and need. In this
case, an alternative meets NMFS’
purpose and need if it satisfies the
requirements under section 101(a)(5)(D)
the MMPA. We evaluated each potential
alternative against these criteria;
identified two action alternatives along
with two No Action Alternatives; and
carried these forward for evaluation in
our EA.
General Comments
Comment 21: Several commenters
expressed general opposition or general
support for the survey.
Response: We acknowledge their
comments and thank them for their
interest.
Description of Marine Mammals in the
Area of the Specified Activity
Table 2 in this notice provides the
following: all marine mammal species
with possible or confirmed occurrence
in the proposed activity area;
information on those species’ regulatory
status under the MMPA and the
Endangered Species Act of 1973 (16
U.S.C. 1531 et seq.); abundance;
occurrence and seasonality in the
activity area.
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TABLE 2—GENERAL INFORMATION ON MARINE MAMMALS THAT COULD POTENTIALLY OCCUR IN THE PROPOSED SURVEY
AREA DURING THE SUMMER (JUNE THROUGH AUGUST) IN 2015
Species
Stock name
Regulatory
status 1 2
Stock/
species
abundance 3
North Atlantic right whale
(Eubalaena glacialis).
Humpback whale (Megaptera
novaeangliae).
Common minke whale
(Balaenoptera acutorostrata).
Sei whale (Balaenoptera borealis)
Western Atlantic .................
456
common coastal/shelf ........
year-round.4
823
common coastal .................
spring–fall.
20,741
rare coastal/shelf ................
spring–summer.
357
uncommon shelf edge ........
spring.
Fin whale (Balaenoptera physalus)
Western North Atlantic .......
1,618
common pelagic .................
year-round.
Blue whale (Balaenoptera
musculus).
Sperm whale (Physeter
macrocephalus).
Dwarf sperm whale (Kogia sima) ..
Western North Atlantic .......
MMPA—D
ESA—EN
MMPA—D
ESA—EN
MMPA—D
ESA—NL
MMPA—D
ESA—EN
MMPA—D
ESA—EN
MMPA—D
ESA—EN
MMPA—D
ESA—EN
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—D
ESA—NL
uncommon coastal/pelagic
occasional.
2,288
common pelagic .................
year-round.
3,785
uncommon shelf .................
year-round.
3,785
uncommon shelf .................
year-round.
6,532
uncommon shelf/pelagic ....
spring–summer.
5 7,092
uncommon shelf/pelagic ....
spring–summer.
5 7,092
uncommon shelf/pelagic ....
spring–summer.
5 7,092
uncommon shelf/pelagic ....
spring–summer.
5 7,092
uncommon shelf/pelagic ....
spring–summer.
unknown
rare pelagic ........................
unknown.
271
rare pelagic ........................
summer.
77,532
common pelagic .................
spring–summer.
6 11,548
summer.
3,333
uncommon coastal within
the 25-m isobath and estuaries.
rare pelagic ........................
44,715
common coastal .................
summer–fall.
unknown
rare pelagic ........................
unknown.
54,807
uncommon shelf .................
summer.
173,486
common shelf/pelagic ........
summer–fall.
2,003
rare coastal/shelf ................
summer.
48,819
uncommon shelf/slope .......
summer–winter.
7 6,086
rare slope ...........................
summer.
8 726
Pelagic ................................
Rare.
18,250
common shelf/slope ...........
year-round.
9 2,283
Pelagic ................................
Rare.
442
rare pelagic ........................
spring–summer.
10 1,108
Pelagic ................................
unknown.
11 28
Coastal ...............................
unknown.
26,535
uncommon shelf/pelagic ....
summer.
21,515
uncommon shelf/pelagic ....
summer.
Pygmy sperm whale (K.
breviceps).
Cuvier’s beaked whale (Ziphius
cavirostris).
Blainville’s beaked whale
(Mesoplodon densirostris).
Gervais’ beaked whale (M.
europaeus).
Sowerby’s beaked whale (M.
bidens).
True’s beaked whale (M. mirus) ...
Northern bottlenose whale
(Hyperoodon ampullatus).
Rough-toothed dolphin (Steno
bredanensis).
Bottlenose dolphin (Tursiops
truncatus).
Gulf of Maine ......................
Canadian East Coast .........
Nova Scotia ........................
Nova Scotia ........................
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic Offshore.
Western North Atlantic
Northern Migratory
Coastal.
Western North Atlantic .......
Western North Atlantic .......
Striped dolphin (S. coeruleoalba) ..
Western North Atlantic .......
Short-beaked common dolphin
(Delphinus delphis).
White-beaked dolphin
(Lagenorhynchus albirostris).
Atlantic white-sided-dolphin (L.
acutus).
Clymene dolphin (Stenella
clymene).
Fraser’s dolphin (Lagenodelphis
hosei).
Risso’s dolphin (Grampus griseus)
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Pantropical spotted dolphin
(Stenella attenuata).
Atlantic spotted dolphin (S. frontalis).
Spinner dolphin (S. longirostris) ....
Western North Atlantic .......
Melon-headed whale
(Peponocephala electra).
False killer whale (Pseudorca
crassidens).
Pygmy killer whale (Feresa attenuate).
Killer whale (Orcinus orca) ............
Western North Atlantic .......
Long-finned pilot whale
(Globicephala melas).
Short-finned pilot whale (G.
macrorhynchus).
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Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
Western North Atlantic .......
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MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
Fmt 4703
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440
Occurrence and range
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TABLE 2—GENERAL INFORMATION ON MARINE MAMMALS THAT COULD POTENTIALLY OCCUR IN THE PROPOSED SURVEY
AREA DURING THE SUMMER (JUNE THROUGH AUGUST) IN 2015—Continued
Species
Stock name
Regulatory
status 1 2
Stock/
species
abundance 3
Harbor porpoise (Phocoena
phocoena).
Gray seal (Halichoerus grypus) ....
Gulf of Maine/B Bay of
Fundy.
Western North Atlantic .......
79,883
common coastal .................
year-round.
331,000
common coastal .................
fall–spring.
Harbor seal (Phoca vitulina) ..........
Western North Atlantic .......
75,834
common coastal .................
fall–spring.
Harp seal (Pagophilus
groenlandicus).
Western North Atlantic .......
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
MMPA—NC
ESA—NL
8,600,000
rare pack ice ......................
Jan–May.
Occurrence and range
Season
1 MMPA:
D = Depleted, S = Strategic, NC = Not Classified.
EN = Endangered, T = Threatened, DL = Delisted, NL = Not listed.
Technical Memorandum NMFS–NE–228, U.S. Atlantic and Gulf of Mexico Marine Mammal Stock Assessments—2013 (Waring et al.,
2014) and the Draft 2014 U.S. Atlantic and Gulf of Mexico Marine Mammal Stock Assessments (in review, 2014).
4 Seasonality based on Whitt et al., 2013.
5 Undifferentiated beaked whales abundance estimate (Waring et al., 2014).
6 During summer months, the primary habitat of the western north Atlantic, Northern Migratory Coastal Stock of bottlenose dolphins is primarily
in waters less than 20 m deep within the 25-m isobath, including estuarine and inshore waters (Waring et al., 2014; Kenney 1990). Toth et al.
(2012) suggested a portioning of the Northern Migratory Coastal Stock in waters off of New Jersey. They identified two clusters, one cluster inhabiting waters 0–1.9 km from the shore and a second cluster inhabiting waters 1.9 to 6 km from shore.
7 There is no abundance information for this species in the Atlantic. The best available estimate of abundance was 6,086 (CV=0.93) (Mullin
and Fulling, 2003).
8 There is no abundance information for this species in the Atlantic. The best available estimate of abundance was 726 (CV=0.70) for the Gulf
of Mexico stock (Mullin and Fulling, 2004).
9 There is no abundance information for this species in the Atlantic. The best available estimate of abundance was 2,283 (CV=0.76) for the
Gulf of Mexico stock (Mullin, 2007).
10 There is no abundance information for this species in the Atlantic. Abundance estimate derived from the Northern Gulf of Mexico stock =
152 (Mullin, 2007) and the Hawaii stock = 956 (Barlow, 2006).
11 There is no abundance information for this species in the Atlantic. Abundance estimate derived from the Northern Gulf of Mexico stock = 28
(Waring et al., 2014).
2 ESA:
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3 NOAA
Potential Effects of the Specified
Activities on Marine Mammals
We provided a summary and
discussion of the ways that the types of
stressors associated with the specified
activity (e.g., seismic airgun operations,
vessel movement, and entanglement)
impact marine mammals (via
observations or scientific studies) in the
notice of proposed Authorization (80 FR
13961, March 17, 2015).
The ‘‘Estimated Take by Incidental
Harassment’’ section later in this
document will include a quantitative
discussion of the number of marine
mammals anticipated to be taken by this
activity. The ‘‘Negligible Impact
Analysis’’ section will include a
discussion of how this specific activity
will impact marine mammals. The
Negligible Impact analysis considers the
anticipated level of take and the
effectiveness of mitigation measures to
draw conclusions regarding the likely
impacts of this activity on the
reproductive success or survivorship of
individuals and from that on the
affected marine mammal populations or
stocks.
Operating active acoustic sources,
such as airgun arrays, has the potential
for adverse effects on marine mammals.
The majority of anticipated impacts
would be from the use of acoustic
sources. The effects of sounds from
airgun pulses might include one or more
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of the following: Tolerance, masking of
natural sounds, behavioral disturbance,
and temporary or permanent hearing
impairment or non-auditory effects
(Richardson et al., 1995). However, for
reasons discussed in the proposed
Authorization, it is very unlikely that
there would be any cases of temporary
or permanent hearing impairment
resulting from Lamont-Doherty’s
activities. As outlined in previous
NMFS documents, the effects of noise
on marine mammals are highly variable,
often depending on species and
contextual factors (based on Richardson
et al., 1995).
In the ‘‘Potential Effects of the
Specified Activity on Marine Mammals’’
section of the notice of proposed
Authorization (80 FR 13961, March 17,
2015), we included a qualitative
discussion of the different ways that
Lamont-Doherty’s seismic survey may
potentially affect marine mammals.
Marine mammals may behaviorally
react to sound when exposed to
anthropogenic noise. These behavioral
reactions are often shown as: Changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
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slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haulouts or
rookeries).
Masking is the obscuring of sounds of
interest by other sounds, often at similar
frequencies. Marine mammals use
acoustic signals for a variety of
purposes, which differ among species,
but include communication between
individuals, navigation, foraging,
reproduction, avoiding predators, and
learning about their environment (Erbe
and Farmer, 2000; Tyack, 2000).
Masking, or auditory interference,
generally occurs when sounds in the
environment are louder than, and of a
similar frequency as, auditory signals an
animal is trying to receive. Masking is
a phenomenon that affects animals that
are trying to receive acoustic
information about their environment,
including sounds from other members
of their species, predators, prey, and
sounds that allow them to orient in their
environment. Masking these acoustic
signals can disturb the behavior of
individual animals, groups of animals,
or entire populations. For the airgun
sound generated from Lamont-Doherty’s
seismic survey, sound will consist of
low frequency (under 500 Hz) pulses
with extremely short durations (less
than one second). Masking from airguns
is more likely in low-frequency marine
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Mitigation
Anticipated Effects on Marine Mammal
Habitat
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mammals like mysticetes. There is little
concern that masking would occur near
the sound source due to the brief
duration of these pulses and relative
silence between air gun shots
(approximately 5 to 6 seconds). Masking
is less likely for mid- to high-frequency
cetaceans and pinnipeds.
Hearing impairment (either temporary
or permanent) is also unlikely. Given
the higher level of sound necessary to
cause permanent threshold shift as
compared with temporary threshold
shift, it is considerably less likely that
permanent threshold shift would occur
during the seismic survey. Cetaceans
generally avoid the immediate area
around operating seismic vessels, as do
some other marine mammals. Some
pinnipeds show avoidance reactions to
airguns.
The Langseth will operate at a
relatively slow speed (typically 4.6
knots [8.5 km/h; 5.3 mph]) when
conducting the survey. Protected
species observers would monitor for
marine mammals, which would trigger
mitigation measures, including vessel
avoidance where safe. Therefore, NMFS
does not anticipate nor do we authorize
takes of marine mammals from vessel
strike.
NMFS refers the reader to LamontDoherty’s application, our EA, and the
NSF’s amended EA for additional
information on the behavioral reactions
(or lack thereof) by all types of marine
mammals to seismic vessels. We have
reviewed these data along with new
information submitted during the public
comment period and based our decision
on the relevant information.
Lamont-Doherty would position
observers aboard the seismic source
vessel to watch for marine mammals
near the vessel during daytime airgun
operations and during any start-ups at
night. Observers would also watch for
marine mammals near the seismic
vessel for at least 30 minutes prior to the
start of airgun operations after an
extended shutdown (i.e., greater than
approximately eight minutes for this
proposed cruise). When feasible, the
observers would conduct observations
during daytime periods when the
seismic system is not operating for
comparison of sighting rates and
behavior with and without airgun
operations and between acquisition
periods. Based on the observations, the
Langseth would power down or
shutdown the airguns when marine
mammals are observed within or about
to enter a designated exclusion zone for
cetaceans or pinnipeds.
NMFS included a detailed discussion
of the potential effects of this action on
marine mammal habitat, including
physiological and behavioral effects on
marine mammal prey items (e.g., fish
and invertebrates) in the notice of
proposed Authorization (80 FR 13961,
March 17, 2015). While we anticipate
that the specified activity may result in
marine mammals avoiding certain areas
due to temporary ensonification, the
impact to habitat is temporary and
reversible. Further, we also considered
these impacts to marine mammals in
detail in the notice of proposed
Authorization as behavioral
modification. The main impact
associated with the activity would be
temporarily elevated noise levels and
the associated direct effects on marine
mammals.
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In order to issue an incidental take
authorization under section 101(a)(5)(D)
of the MMPA, NMFS must prescribe,
where applicable, the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable adverse impact on
such species or stock and its habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (where
relevant).
Lamont-Doherty reviewed the
following source documents and
incorporated a suite of proposed
mitigation measures into their project
description:
(1) Protocols used during previous
NSF-funded seismic research cruises as
approved by us and detailed in the
NSF’s 2011 PEIS and 2014 amended EA;
(2) Previous incidental harassment
authorization applications and
authorizations that we have approved
and authorized; and
(3) Recommended best practices in
Richardson et al. (1995), Pierson et al.
(1998), and Weir and Dolman, (2007).
Lamont-Doherty proposed to
implement the following mitigation
measures for marine mammals:
(1) Vessel-based visual mitigation
monitoring;
(2) Proposed exclusion zones;
(3) Power down procedures;
(4) Shutdown procedures;
(5) Ramp-up procedures; and
(6) Speed and course alterations.
Vessel-Based Visual Mitigation
Monitoring
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During seismic operations, at least
four protected species observers would
be aboard the Langseth. Lamont-Doherty
would appoint the observers with
NMFS concurrence and they would
conduct observations during ongoing
daytime operations and nighttime rampups of the airgun array. During the
majority of seismic operations, two
observers would be on duty from the
observation tower to monitor marine
mammals near the seismic vessel. Using
two observers would increase the
effectiveness of detecting animals near
the source vessel. However, during
mealtimes and bathroom breaks, it is
sometimes difficult to have two
observers on effort, but at least one
observer would be on watch during
bathroom breaks and mealtimes.
Observers would be on duty in shifts of
no longer than four hours in duration.
Two observers on the Langseth would
also be on visual watch during all
nighttime ramp-ups of the seismic
airguns. A third observer would monitor
the passive acoustic monitoring
equipment 24 hours a day to detect
vocalizing marine mammals present in
the action area. In summary, a typical
daytime cruise would have scheduled
two observers (visual) on duty from the
observation tower, and an observer
(acoustic) on the passive acoustic
monitoring system. Before the start of
the seismic survey, Lamont-Doherty
would instruct the vessel’s crew to
assist in detecting marine mammals and
implementing mitigation requirements.
The Langseth is a suitable platform for
marine mammal observations. When
stationed on the observation platform,
the eye level would be approximately
21.5 m (70.5 ft) above sea level, and the
observer would have a good view
around the entire vessel. During
daytime, the observers would scan the
area around the vessel systematically
with reticle binoculars (e.g., 7 x 50
Fujinon), Big-eye binoculars (25 x 150),
and with the naked eye. During
darkness, night vision devices would be
available (ITT F500 Series Generation 3
binocular-image intensifier or
equivalent), when required. Laser rangefinding binoculars (Leica LRF 1200 laser
rangefinder or equivalent) would be
available to assist with distance
estimation. They are useful in training
observers to estimate distances visually,
but are generally not useful in
measuring distances to animals directly.
The user measures distances to animals
with the reticles in the binoculars.
Lamont-Doherty would immediately
power down or shutdown the airguns
when observers see marine mammals
within or about to enter the designated
exclusion zone. The observer(s) would
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continue to maintain watch to
determine when the animal(s) are
outside the exclusion zone by visual
confirmation. Airgun operations would
not resume until the observer has
confirmed that the animal has left the
zone, or if not observed after 15 minutes
for species with shorter dive durations
(small odontocetes and pinnipeds) or 30
minutes for species with longer dive
durations (mysticetes and large
odontocetes, including sperm, pygmy
sperm, dwarf sperm, killer, and beaked
whales).
one would expect to receive sound
levels (160-, 180-, and 190-dB,) from the
airgun subarrays and a single airgun. If
the protected species visual observer
detects marine mammal(s) within or
about to enter the appropriate exclusion
zone, the Langseth crew would
immediately power down the airgun
array, or perform a shutdown if
necessary (see Shut-down Procedures).
Mitigation Exclusion Zones
Lamont-Doherty would use safety
radii to designate exclusion zones and
to estimate take for marine mammals.
Table 3 shows the distances at which
TABLE 3—DISTANCES TO WHICH SOUND LEVELS GREATER THAN OR EQUAL TO 160 re: 1 μPa COULD BE RECEIVED
DURING THE PROPOSED SURVEY OFFSHORE NEW JERSEY IN THE NORTH ATLANTIC OCEAN, JUNE THROUGH AUGUST, 2015
Source and volume
(in3)
Tow depth
(m)
Water depth
(m)
Predicted RMS distances
(m) 1
190 dB 2
Single Bolt airgun (40 in3) .......................................................................
4-Airgun subarray (700 in3) .....................................................................
4-Airgun subarray (700 in3) .....................................................................
6
4.5
6
<100
<100
<100
180 dB
21
101
118
73
378
439
160 dB
995
5,240
6,100
1 Predicted
distances for 160 dB based on information in Table 1 of the NSF’s application.
did not request take for pinniped species in their application and consequently did not include distances for the 190-dB
isopleth for pinnipeds in Table 1 of their application. Because NMFS anticipates that pinnipeds have the potential to occur in the survey area, Lamont-Doherty calculated the distances for the 190-dB isopleth and submitted them to NMFS on for inclusion in this table.
2 Lamont-Doherty
The 180- or 190-dB level shutdown
criteria are applicable to cetaceans and
pinnipeds as specified by NMFS (2000).
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Power Down Procedures
A power down involves decreasing
the number of airguns in use such that
the radius of the 180-dB or 190-dB
exclusion zone is smaller to the extent
that marine mammals are no longer
within or about to enter the exclusion
zone. A power down of the airgun array
can also occur when the vessel is
moving from one seismic line to
another. During a power down for
mitigation, the Langseth would operate
one airgun (40 in3). The continued
operation of one airgun would alert
marine mammals to the presence of the
seismic vessel in the area. A shutdown
occurs when the Langseth suspends all
airgun activity.
If the observer detects a marine
mammal outside the exclusion zone and
the animal is likely to enter the zone,
the crew would power down the airguns
to reduce the size of the 180-dB or 190dB exclusion zone before the animal
enters that zone. Likewise, if a mammal
is already within the zone after
detection, the crew would power-down
the airguns immediately. During a
power down of the airgun array, the
crew would operate a single 40-in3
airgun which has a smaller exclusion
zone. If the observer detects a marine
mammal within or near the smaller
exclusion zone around the airgun (Table
3), the crew would shut down the single
airgun (see next section).
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Resuming Airgun Operations After a
Power Down: Following a power-down,
the Langseth crew would not resume
full airgun activity until the marine
mammal has cleared the 180-dB or 190dB exclusion zone. The observers would
consider the animal to have cleared the
exclusion zone if:
• The observer has visually observed
the animal leave the exclusion zone; or
• An observer has not sighted the
animal within the exclusion zone for 15
minutes for species with shorter dive
durations (i.e., small odontocetes or
pinnipeds), or 30 minutes for species
with longer dive durations (i.e.,
mysticetes and large odontocetes,
including sperm, pygmy sperm, dwarf
sperm, and beaked whales); or
The Langseth crew would resume
operating the airguns at full power after
15 minutes of sighting any species with
short dive durations (i.e., small
odontocetes or pinnipeds). Likewise, the
crew would resume airgun operations at
full power after 30 minutes of sighting
any species with longer dive durations
(i.e., mysticetes and large odontocetes,
including sperm, pygmy sperm, dwarf
sperm, and beaked whales).
NMFS estimates that the Langseth
would transit outside the original 180dB or 190-dB exclusion zone after an 8minute wait period. This period is based
on the average speed of the Langseth
while operating the airguns (8.5 km/h;
5.3 mph). Because the vessel has
transited away from the vicinity of the
original sighting during the 8-minute
period, implementing ramp-up
procedures for the full array after an
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extended power down (i.e., transiting
for an additional 35 minutes from the
location of initial sighting) would not
meaningfully increase the effectiveness
of observing marine mammals
approaching or entering the exclusion
zone for the full source level and would
not further minimize the potential for
take. The Langseth’s observers are
continually monitoring the exclusion
zone for the full source level while the
mitigation airgun is firing. In general,
observers can observe to the horizon (10
km; 6.2 mi) from the height of the
Langseth’s observation deck and should
be able to say with a reasonable degree
of confidence whether a marine
mammal would be encountered within
the relevant exclusion zone distance
before resuming airgun operations at
full power.
Shutdown Procedures
The Langseth crew would shut down
the operating airgun(s) if they see a
marine mammal within or approaching
the exclusion zone for the single airgun.
The crew would implement a
shutdown:
(1) If an animal enters the exclusion
zone of the single airgun after the crew
has initiated a power down; or
(2) If an observer sees the animal is
initially within the exclusion zone of
the single airgun when more than one
airgun (typically the full airgun array) is
operating.
Resuming Airgun Operations after a
Shutdown: Following a shutdown in
excess of eight minutes, the Langseth
crew would initiate a ramp-up with the
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smallest airgun in the array (40-in3). The
crew would turn on additional airguns
in a sequence such that the source level
of the array would increase in steps not
exceeding 6 dB per five-minute period
over a total duration of approximately
30 minutes. During ramp-up, the
observers would monitor the exclusion
zone, and if he/she sees a marine
mammal, the Langseth crew would
implement a power down or shutdown
as though the full airgun array were
operational.
During periods of active seismic
operations, there are occasions when the
Langseth crew would need to
temporarily shut down the airguns due
to equipment failure or for maintenance.
In this case, if the airguns are inactive
longer than eight minutes, the crew
would follow ramp-up procedures for a
shutdown described earlier and the
observers would monitor the full
exclusion zone and would implement a
power down or shutdown if necessary.
If the full exclusion zone is not visible
to the observer for at least 30 minutes
prior to the start of operations in either
daylight or nighttime, the Langseth crew
would not commence ramp-up unless at
least one airgun (40-in3 or similar) has
been operating during the interruption
of seismic survey operations. Given
these provisions, it is likely that the
vessel’s crew would not ramp up the
airgun array from a complete shutdown
at night or in thick fog, because the
outer part of the zone for that array
would not be visible during those
conditions.
If one airgun has operated during a
power down period, ramp-up to full
power would be permissible at night or
in poor visibility, on the assumption
that marine mammals would be alerted
to the approaching seismic vessel by the
sounds from the single airgun and could
move away. The vessel’s crew would
not initiate a ramp-up of the airguns if
an observer sees the marine mammal
within or near the applicable exclusion
zones during the day or close to the
vessel at night.
Ramp-Up Procedures
Ramp-up of an airgun array provides
a gradual increase in sound levels, and
involves a step-wise increase in the
number and total volume of airguns
firing until the full volume of the airgun
array is achieved. The purpose of a
ramp-up is to ‘‘warn’’ marine mammals
in the vicinity of the airguns, and to
provide the time for them to leave the
area and thus avoid any potential injury
or impairment of their hearing abilities.
Lamont-Doherty would follow a rampup procedure when the airgun array
begins operating after an 8 minute
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period without airgun operations or
when shut down has exceeded that
period. Lamont-Doherty has used
similar waiting periods (approximately
eight to 10 minutes) during previous
seismic surveys.
Ramp-up would begin with the
smallest airgun in the array (40 in3). The
crew would add airguns in a sequence
such that the source level of the array
would increase in steps not exceeding
six dB per five minute period over a
total duration of approximately 30 to 35
minutes. During ramp-up, the observers
would monitor the exclusion zone, and
if marine mammals are sighted, LamontDoherty would implement a powerdown or shut-down as though the full
airgun array were operational.
If the complete exclusion zone has not
been visible for at least 30 minutes prior
to the start of operations in either
daylight or nighttime, Lamont-Doherty
would not commence the ramp-up
unless at least one airgun (40 in3 or
similar) has been operating during the
interruption of seismic survey
operations. Given these provisions, it is
likely that the crew would not ramp up
the airgun array from a complete shutdown at night or in thick fog, because
the outer part of the exclusion zone for
that array would not be visible during
those conditions. If one airgun has
operated during a power-down period,
ramp-up to full power would be
permissible at night or in poor visibility,
on the assumption that marine
mammals would be alerted to the
approaching seismic vessel by the
sounds from the single airgun and could
move away. Lamont-Doherty would not
initiate a ramp-up of the airguns if an
observer sights a marine mammal
within or near the applicable exclusion
zones.
Special Procedures for Situations or
Species of Concern
Considering the highly endangered
status of North Atlantic right whales,
the Langseth crew would shut down the
airgun(s) immediately in the unlikely
event that observers detect this species,
regardless of the distance from the
vessel. The Langseth would only begin
ramp-up if observers have not seen the
North Atlantic right whale for 30
minutes.
The Langseth would avoid exposing
concentrations of humpback, sei, fin,
blue, and/or sperm whales to sounds
greater than 160 dB and would power
down the array, if necessary. For
purposes of this planned survey, a
concentration or group of whales will
consist of six or more individuals
visually sighted that do not appear to be
traveling (e.g., feeding, socializing, etc.).
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Speed and Course Alterations
If during seismic data collection,
Lamont-Doherty detects marine
mammals outside the exclusion zone
and, based on the animal’s position and
direction of travel, is likely to enter the
exclusion zone, the Langseth would
change speed and/or direction if this
does not compromise operational safety.
Due to the limited maneuverability of
the primary survey vessel, altering
speed, and/or course can result in an
extended period of time to realign onto
the transect. However, if the animal(s)
appear likely to enter the exclusion
zone, the Langseth would undertake
further mitigation actions, including a
power down or shut down of the
airguns.
Mitigation Conclusions
NMFS has carefully evaluated
Lamont-Doherty’s proposed mitigation
measures in the context of ensuring that
we prescribe the means of effecting the
least practicable impact on the affected
marine mammal species and stocks and
their habitat. Our evaluation of potential
measures included consideration of the
following factors in relation to one
another:
• The manner in which, and the
degree to which, the successful
implementation of the measure is
expected to minimize adverse impacts
to marine mammals;
• The proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned; and
• The practicability of the measure
for applicant implementation.
Any mitigation measure(s) prescribed
by NMFS should be able to accomplish,
have a reasonable likelihood of
accomplishing (based on current
science), or contribute to the
accomplishment of one or more of the
general goals listed here:
1. Avoidance or minimization of
injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may
contribute to this goal).
2. A reduction in the numbers of
marine mammals (total number or
number at biologically important time
or location) exposed to airgun
operations that we expect to result in
the take of marine mammals (this goal
may contribute to 1, above, or to
reducing harassment takes only).
3. A reduction in the number of times
(total number or number at biologically
important time or location) individuals
would be exposed to airgun operations
that we expect to result in the take of
marine mammals (this goal may
contribute to 1, above, or to reducing
harassment takes only).
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4. A reduction in the intensity of
exposures (either total number or
number at biologically important time
or location) to airgun operations that we
expect to result in the take of marine
mammals (this goal may contribute to a,
above, or to reducing the severity of
harassment takes only).
5. Avoidance or minimization of
adverse effects to marine mammal
habitat, paying special attention to the
food base, activities that block or limit
passage to or from biologically
important areas, permanent destruction
of habitat, or temporary destruction/
disturbance of habitat during a
biologically important time.
6. For monitoring directly related to
mitigation—an increase in the
probability of detecting marine
mammals, thus allowing for more
effective implementation of the
mitigation.
Based on the evaluation of LamontDoherty’s proposed measures, as well as
other measures proposed by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on marine mammal
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Monitoring
In order to issue an Incidental Take
Authorization for an activity, section
101(a)(5)(D) of the MMPA states that
NMFS must set forth ‘‘requirements
pertaining to the monitoring and
reporting of such taking’’. The MMPA
implementing regulations at 50 CFR
216.104(a)(13) indicate that requests for
Authorizations must include the
suggested means of accomplishing the
necessary monitoring and reporting that
will result in increased knowledge of
the species and of the level of taking or
impacts on populations of marine
mammals that we expect to be present
in the proposed action area.
Lamont-Doherty submitted a marine
mammal monitoring plan in section XIII
of the Authorization application. NMFS,
the NSF, or Lamont-Doherty may
modify or supplement the plan based on
comments or new information received
from the public during the public
comment period.
Monitoring measures prescribed by
NMFS should accomplish one or more
of the following general goals:
1. An increase in the probability of
detecting marine mammals, both within
the mitigation zone (thus allowing for
more effective implementation of the
mitigation) and during other times and
locations, in order to generate more data
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to contribute to the analyses mentioned
later;
2. An increase in our understanding
of how many marine mammals would
be affected by seismic airguns and other
active acoustic sources and the
likelihood of associating those
exposures with specific adverse effects,
such as behavioral harassment,
temporary or permanent threshold shift;
3. An increase in our understanding
of how marine mammals respond to
stimuli that we expect to result in take
and how those anticipated adverse
effects on individuals (in different ways
and to varying degrees) may impact the
population, species, or stock
(specifically through effects on annual
rates of recruitment or survival) through
any of the following methods:
a. Behavioral observations in the
presence of stimuli compared to
observations in the absence of stimuli
(i.e., to be able to accurately predict
received level, distance from source,
and other pertinent information);
b. Physiological measurements in the
presence of stimuli compared to
observations in the absence of stimuli
(i.e., to be able to accurately predict
received level, distance from source,
and other pertinent information);
c. Distribution and/or abundance
comparisons in times or areas with
concentrated stimuli versus times or
areas without stimuli;
4. An increased knowledge of the
affected species; and
5. An increase in our understanding
of the effectiveness of certain mitigation
and monitoring measures.
Monitoring Measures
Lamont-Doherty will sponsor marine
mammal monitoring during the present
project to supplement the mitigation
measures that require real-time
monitoring, and to satisfy the
monitoring requirements of the
Authorization. Lamont-Doherty planned
the monitoring work as a self-contained
project independent of any other related
monitoring projects that may occur in
the same regions at the same time.
Further, Lamont-Doherty is prepared to
discuss coordination of its monitoring
program with any other related work
that might be conducted by other groups
working insofar as it is practical for
Lamont-Doherty.
Vessel-Based Passive Acoustic
Monitoring
Passive acoustic monitoring would
complement the visual mitigation
monitoring program, when practicable.
Visual monitoring typically is not
effective during periods of poor
visibility or at night, and even with
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good visibility, is unable to detect
marine mammals when they are below
the surface or beyond visual range.
Passive acoustical monitoring can
improve detection, identification, and
localization of cetaceans when used in
conjunction with visual observations.
The passive acoustic monitoring would
serve to alert visual observers (if on
duty) when vocalizing cetaceans are
detected. It is only useful when marine
mammals call, but it can be effective
either by day or by night, and does not
depend on good visibility. The acoustic
observer would monitor the system in
real time so that he/she can advise the
visual observers if they acoustically
detect cetaceans.
The passive acoustic monitoring
system consists of hardware (i.e.,
hydrophones) and software. The ‘‘wet
end’’ of the system consists of a towed
hydrophone array connected to the
vessel by a tow cable. The tow cable is
250 m (820.2 ft) long and the
hydrophones are fitted in the last 10 m
(32.8 ft) of cable. A depth gauge,
attached to the free end of the cable,
which is typically towed at depths less
than 20 m (65.6 ft). The Langseth crew
would deploy the array from a winch
located on the back deck. A deck cable
would connect the tow cable to the
electronics unit in the main computer
lab where the acoustic station, signal
conditioning, and processing system
would be located. The Pamguard
software amplifies, digitizes, and then
processes the acoustic signals received
by the hydrophones. The system can
detect marine mammal vocalizations at
frequencies up to 250 kHz.
One acoustic observer, an expert
bioacoustician with primary
responsibility for the passive acoustic
monitoring system would be aboard the
Langseth in addition to the four visual
observers. The acoustic observer would
monitor the towed hydrophones 24
hours per day during airgun operations
and during most periods when the
Langseth is underway while the airguns
are not operating. However, passive
acoustic monitoring may not be possible
if damage occurs to both the primary
and back-up hydrophone arrays during
operations. The primary passive
acoustic monitoring streamer on the
Langseth is a digital hydrophone
streamer. Should the digital streamer
fail, back-up systems should include an
analog spare streamer and a hullmounted hydrophone.
One acoustic observer would monitor
the acoustic detection system by
listening to the signals from two
channels via headphones and/or
speakers and watching the real-time
spectrographic display for frequency
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tkelley on DSK3SPTVN1PROD with NOTICES
ranges produced by cetaceans. The
observer monitoring the acoustical data
would be on shift for one to six hours
at a time. The other observers would
rotate as an acoustic observer, although
the expert acoustician would be on
passive acoustic monitoring duty more
frequently.
When the acoustic observer detects a
vocalization while visual observations
are in progress, the acoustic observer on
duty would contact the visual observer
immediately, to alert him/her to the
presence of cetaceans (if they have not
already been seen), so that the vessel’s
crew can initiate a power down or
shutdown, if required. The observer
would enter the information regarding
the call into a database. Data entry
would include an acoustic encounter
identification number, whether it was
linked with a visual sighting, date, time
when first and last heard and whenever
any additional information was
recorded, position and water depth
when first detected, bearing if
determinable, species or species group
(e.g., unidentified dolphin, sperm
whale), types and nature of sounds
heard (e.g., clicks, continuous, sporadic,
whistles, creaks, burst pulses, strength
of signal, etc.), and any other notable
information. Acousticians record the
acoustic detection for further analysis.
Observer Data and Documentation
Observers would record data to
estimate the numbers of marine
mammals exposed to various received
sound levels and to document apparent
disturbance reactions or lack thereof.
They would use the data to estimate
numbers of animals potentially ‘taken’
by harassment (as defined in the
MMPA). They will also provide
information needed to order a power
down or shut down of the airguns when
a marine mammal is within or near the
exclusion zone.
When an observer makes a sighting,
they will record the following
information:
1. Species, group size, age/size/sex
categories (if determinable), behavior
when first sighted and after initial
sighting, heading (if consistent), bearing
and distance from seismic vessel,
sighting cue, apparent reaction to the
airguns or vessel (e.g., none, avoidance,
approach, paralleling, etc.), and
behavioral pace.
2. Time, location, heading, speed,
activity of the vessel, sea state,
visibility, and sun glare.
The observer will record the data
listed under (2) at the start and end of
each observation watch, and during a
watch whenever there is a change in one
or more of the variables.
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Observers will record all observations
and power downs or shutdowns in a
standardized format and will enter data
into an electronic database. The
observers will verify the accuracy of the
data entry by computerized data validity
checks during data entry and by
subsequent manual checking of the
database. These procedures will allow
the preparation of initial summaries of
data during and shortly after the field
program, and will facilitate transfer of
the data to statistical, graphical, and
other programs for further processing
and archiving.
Results from the vessel-based
observations will provide:
1. The basis for real-time mitigation
(airgun power down or shutdown).
2. Information needed to estimate the
number of marine mammals potentially
taken by harassment, which LamontDoherty must report to the Office of
Protected Resources.
3. Data on the occurrence,
distribution, and activities of marine
mammals and turtles in the area where
Lamont-Doherty would conduct the
seismic study.
4. Information to compare the
distance and distribution of marine
mammals and turtles relative to the
source vessel at times with and without
seismic activity.
5. Data on the behavior and
movement patterns of marine mammals
detected during non-active and active
seismic operations.
Reporting
Lamont-Doherty would submit a
report to us and to the NSF within 90
days after the end of the cruise. The
report would describe the operations
conducted and sightings of marine
mammals and turtles near the
operations. The report would provide
full documentation of methods, results,
and interpretation pertaining to all
monitoring. The 90-day report would
summarize the dates and locations of
seismic operations, and all marine
mammal sightings (dates, times,
locations, activities, associated seismic
survey activities). The report would also
include estimates of the number and
nature of exposures that could result in
‘‘takes’’ of marine mammals by
harassment or in other ways.
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner not
permitted by the authorization (if
issued), such as an injury, serious
injury, or mortality (e.g., ship-strike,
gear interaction, and/or entanglement),
Lamont-Doherty shall immediately
cease the specified activities and
immediately report the take to the Chief,
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27655
Permits and Conservation Division,
Office of Protected Resources, NMFS, at
301–427–8401 and the Greater Atlantic
Regional Stranding Coordinator at (978)
281–9300. The report must include the
following information:
• Time, date, and location (latitude/
longitude) of the incident;
• Name and type of vessel involved;
• Vessel’s speed during and leading
up to the incident;
• Description of the incident;
• Status of all sound source use in the
24 hours preceding the incident;
• Water depth;
• Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, and visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Lamont-Doherty shall not resume its
activities until we are able to review the
circumstances of the prohibited take.
We shall work with Lamont-Doherty to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. Lamont-Doherty may not
resume their activities until notified by
us via letter, email, or telephone.
In the event that Lamont-Doherty
discovers an injured or dead marine
mammal, and the lead visual observer
determines that the cause of the injury
or death is unknown and the death is
relatively recent (i.e., in less than a
moderate state of decomposition as we
describe in the next paragraph), LamontDoherty will immediately report the
incident to the Chief, Permits and
Conservation Division, Office of
Protected Resources, NMFS, at 301–
427–8401 and the Greater Atlantic
Regional Stranding Coordinator at (978)
281–9300. The report must include the
same information identified in the
paragraph above this section. Activities
may continue while NMFS reviews the
circumstances of the incident. NMFS
would work with Lamont-Doherty to
determine whether modifications in the
activities are appropriate.
In the event that Lamont-Doherty
discovers an injured or dead marine
mammal, and the lead visual observer
determines that the injury or death is
not associated with or related to the
authorized activities (e.g., previously
wounded animal, carcass with moderate
to advanced decomposition, or
scavenger damage), Lamont-Doherty
would report the incident to the Chief,
Permits and Conservation Division,
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Office of Protected Resources, NMFS, at
301–427–8401 and the Greater Atlantic
Regional Stranding Coordinator at (978)
281–9300, within 24 hours of the
discovery. Lamont-Doherty would
provide photographs or video footage (if
available) or other documentation of the
stranded animal sighting to NMFS.
Estimated Take by Incidental
Harassment
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering [Level B
harassment].
In the notice of proposed
Authorization, NMFS explained the
impacts and parts of the seismic survey
that were likely to result in take (i.e., the
acoustic stressors), as well as those that
were not, and further indicated the
acoustic thresholds that would be used
in the take calculations. This
information remains unchanged.
However, NMFS received valuable
input from the Commission during the
public comment period recommending
that we modify our method of
estimating take to better incorporate the
duration of the survey. We agree with
the Commission’s recommendations and
have modified our survey methods to
incorporate duration for the majority of
species and also included speciesspecific modifications for a few species
with unique circumstances that support
the use of a different method to quantify
take.
The following sections describe
NMFS’ methods to estimate take by
incidental harassment. We have based
these estimates on the number of marine
mammals that could be harassed by
seismic operations with the airgun subarray during approximately 4,906 km of
transect lines in the northwest Atlantic
Ocean as depicted in Figure 1 (Figure 1
of Lamont-Doherty’s application).
NMFS’ Density Estimates: For the
Authorization, NMFS reviewed LamontDoherty’s take estimates presented in
Table 3 of their application and revised
the density estimates (where available)
as well as the take calculations for
several species based upon the best
available density information from the
SERDP SDSS Marine Animal Model
Mapper tool for the summer months
(DoN, 2007; accessed on February 10,
2015).
For species where ; mean group size
information from CETAP (1982) and the
Atlantic Marine Assessment Program for
Protected Species (AMAPPS) surveys in
2010, 2011, and 2013.
NMFS’ Take Estimates: In order to
estimate the potential number of
instances that marine mammals would
be exposed to airgun sounds above the
160-dB Level B harassment threshold
(i.e., taken), NMFS used the following
approach for a majority of the species:
(1) Calculate the total area (not
including contingency or overlap) that
the Langseth would ensonify above the
160-dB Level B harassment threshold
within a 24-hour period which includes
some within day overlap (i.e., a daily
ensonified area of 1,226 km2 [473 square
miles (mi2)] based on the Langseth
traveling 200 km [124 mi] in one day);
(2) Multiply the daily ensonified area
by each species-specific density (when
available) to derive the expected
number of instance of exposures to
received levels greater than or equal to
160 dB re: 1 mPa on a given day; and
(3) Multiply the product (i.e., the
expected number of instance of
exposures within a day) by the number
of survey days that includes a 25
percent contingency (i.e., a total of 38
days).
Table 5 presents the revised estimates
of the possible numbers of instances
that marine mammals would be exposed
to sound levels greater than or equal to
160 dB re: 1 mPa during the proposed
seismic survey. In many cases, this
estimate of instances of take is likely an
overestimate of the number of
individuals that are taken, because it
assumes 100 percent turnover in the
area every day, (i.e., that each new day
results in takes of entirely new
individuals with no repeat takes of the
same individuals over the 30-day
period). However, it is difficult to
quantify what degree of an overestimate
of individuals it might be. Except as
described later for a few specific
species, this number of instances is used
as the estimate of individuals (and
authorized take) even though we know
it is high.
TABLE 5—DENSITIES, MEAN GROUP SIZE, AND ESTIMATES OF THE POSSIBLE NUMBERS OF MARINE MAMMALS AND POPULATION PERCENTAGES EXPOSED TO SOUND LEVELS GREATER THAN OR EQUAL TO 160 dB re: 1 μPa OVER 30 DAYS
DURING THE PROPOSED SEISMIC SURVEY IN THE NORTH ATLANTIC OCEAN, SUMMER 2015
Density
estimate 1
tkelley on DSK3SPTVN1PROD with NOTICES
Species
Blue whale ................................................................................
Fin whale ..................................................................................
Humpback whale ......................................................................
Minke whale .............................................................................
North Atlantic right whale .........................................................
Sei whale ..................................................................................
Sperm whale ............................................................................
Dwarf sperm whale ..................................................................
Pygmy sperm whale .................................................................
Cuvier’s beaked whale .............................................................
Gervais’ beaked whale .............................................................
Sowerby’s beaked whale .........................................................
True’s beaked whale ................................................................
Blainville beaked whale ............................................................
Bottlenose dolphin ....................................................................
Pantropical spotted dolphin ......................................................
Atlantic spotted dolphin ............................................................
Striped dolphin .........................................................................
VerDate Sep<11>2014
17:59 May 13, 2015
Jkt 235001
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Frm 00029
Modeled number
of instances
of exposures
to sound levels
≥160 dB 2
0
0.014
0
0
0
0.74
17.07
0.004
0.004
0.57
0.57
0.57
0.57
0.57
269
0
87.3
0
Fmt 4703
Sfmt 4703
Authorized
take 3
0
0.65
0
0
0
34.48
795.26
0.19
0.19
26.56
26.56
26.56
26.56
26.56
12,532.17
0
4,067.13
0
E:\FR\FM\14MYN1.SGM
1
3
3
2
63
75
7 31
2
2
3
4
3
3
3
12,532
6
4,067
52
14MYN1
Percent
of species
or stock 4
0.23
0.23
0.36
0.01
0.65
1.40
1.35
0.06
0.06
0.45
0.43
0.42
0.42
0.42
16.16
0.18
18.19
0.09
Population
trend 5
Unknown.
Unknown.
Increasing.
Unknown.
Increasing.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
27657
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TABLE 5—DENSITIES, MEAN GROUP SIZE, AND ESTIMATES OF THE POSSIBLE NUMBERS OF MARINE MAMMALS AND POPULATION PERCENTAGES EXPOSED TO SOUND LEVELS GREATER THAN OR EQUAL TO 160 dB re: 1 μPa OVER 30 DAYS
DURING THE PROPOSED SEISMIC SURVEY IN THE NORTH ATLANTIC OCEAN, SUMMER 2015—Continued
Density
estimate 1
Species
Short-beaked common dolphin ................................................
White-beaked dolphin ...............................................................
Atlantic white-sided dolphin ......................................................
Risso’s dolphin .........................................................................
Clymene dolphin .......................................................................
False killer whale ......................................................................
Pygmy killer whale ...................................................................
Killer whale ...............................................................................
Long-finned pilot whale ............................................................
Short-finned pilot whale ............................................................
Harbor porpoise ........................................................................
Gray seal ..................................................................................
Harbor seal ...............................................................................
Harp seal ..................................................................................
Modeled number
of instances
of exposures
to sound levels
≥160 dB 2
0
0
0
32.88
0
0
0
0
0.444
0.444
0
0
0
0
Authorized
take 3
0
0
0
1,531.81
0
0
0
0
20.69
20.69
0
0
0
0
36
16
53
1,532
27
7
2
7
21
21
4
2
2
2
Percent
of species
or stock 4
0.02
0.80
0.11
16.79
0.44
1.58
1.32
1.86
0.16
0.19
0.005
0.001
0.003
0.00003
Population
trend 5
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Unknown.
Increasing.
Unknown.
Increasing.
tkelley on DSK3SPTVN1PROD with NOTICES
1 Except where noted, densities are the mean values for the survey area calculated from the SERDP SDSS NODES summer model expressed
as number of individuals per 1,000 km2 (Read et al., 2009).
2 The modeled number of instances of exposures to sound levels ≥160 dB re: 1 μPa is the product of the species density (where available),
the daily ensonified area of 1,226 km2, and the number of survey days (30 plus 25 percent contingency for a total of 38 days).
3 Take estimate includes adjustments for species with no density information or where the SERDP SDSS NODES summer model (DoN, 2007;
accessed on February 10, 2015) produced a density estimate of less than 1, NMFS increased the take estimates based on sighting information
and mean group size from the Atlantic Marine Assessment Program for Protected Species (AMAPPS) surveys in 2010, 2011, and 2013.
4 5 Table 2 in this notice lists the stock species abundance estimates used in calculating the percentage of species/stock. Population trend information from Waring et al., 2014. Unknown = Insufficient data to determine population trend.
6 For North Atlantic right whales, NMFS increased the estimated mean group size of one whale (based on CeTAP (1982) and AMAPPS (2010,
2011, and 2013) survey data) to three whales account for cow/calf pairs based on information from Whitt et al. (2013).
7 For sei and sperm whales, the result of the total number of instances of exposures for the duration of the survey would likely overestimate
the take estimates because of sei and sperm whale movement patterns and habitat preferences. NMFS adjusted the authorized incidental take
based on the mean number of individuals sighted during the 2010, 2011, and 2013 AMAPPS summer surveys (northern and southern legs).
These surveys also included fine scale-surveys of NJ waters.
Take Estimates for Species with One
Instance of Exposure or Less: Using the
approach described earlier, the model
generated instances of take for some
species that were less than or equal to
one over the 38-day duration. Those
species include the fin whale (0.65), and
the dwarf and pygmy sperm whale
(0.18). NMFS based the take estimates to
3 and 2, respectively on sighting
information and mean group size from
CETAP (1982) and the Atlantic Marine
Assessment Program for Protected
Species (AMAPPS) surveys in 2010,
2011, and 2013.
Take Estimates for Species with No
Density Information in SERDP–SDSS:
For those species of marine mammals
where density estimates were not
available in the SERDP SDSS Marine
Animal Model Mapper tool for the
summer months (DoN, 2007) dataset
because of their limited or rare
occurrence in the survey area, we used
additional data based on sighting
information and mean group size from
CETAP (1982) and the Atlantic Marine
Assessment Program for Protected
Species (AMAPPS) surveys in 2010,
2011, and 2013 to estimate take. Those
species include the following: North
Atlantic Right, humpback, minke, and
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blue whales; pantropical spotted,
striped, short-beaked common, whitebeaked, Atlantic white-sided, and
Clymene dolphin; pygmy, false killer,
and killer whales; harbor porpoise; and
gray, harbor, and harp seals.
For North Atlantic Right whales,
NMFS increased the take estimate from
zero to three based on a more reasonable
group size estimate based on CETAP
(1982) and AMAPPS (2010, 2011, and
2013) survey data as well as additional
supporting information from Whitt et al.
(2013) which reported on the
occurrence of cow-calf pair in nearshore
waters off New Jersey.
NMFS assumed that Lamont-Doherty
could potentially encounter one group
of each species during the seismic
survey. NMFS believes it is reasonable
to use the average (mean) groups size
(weighted by effort and rounded up) to
estimate the take from these potential
encounters. Because we believe it is
unlikely, we do not think it is necessary
to assume that Lamont-Doherty would
encounter the largest group size.
Take Estimates for Sei and Sperm
Whales: For sei and sperm whales, the
result of the total number of instances
of exposures for the duration of the
survey would be 34.48 and 795.26,
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Fmt 4703
Sfmt 4703
respectively. However, equating this
number with the take of individuals
would likely overestimate the numbers
for these species even more than for
others because of their known habitat
use.
Sei and sperm whale known
movement patterns, habitat preferences,
and survey data suggest that
significantly fewer individuals would be
exposed than the instances model
estimates. NMFS adjusted the take
estimate based on the following factors:
—There are rare sightings of sei whales
in the proposed survey area based on
NMFS-sponsored aerial or vessel
based transect surveys conducted
during the summer.
—Sei whales are often associated with
deeper waters and areas along
continental shelf edges (Hain et al.
1985). However, studies note that sei
whale may disrupt this general
offshore pattern during occasional
incursions into shallower inshore
waters (Waring et al., 2014).
—Individual sei whales are capable of
using large sections of the North
Atlantic Ocean for seasonal migration
and feeding. Sei whales have the
capacity to move large distances in
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short periods of time (Olsen et al.,
2009).
—Sperm whales have a strong
preference for waters deeper than
1,000 m (Reeves and Whitehead,
1997). It is not reasonable to expect
that over 700 sperm whales would
occur in the survey area which is on
the shelf in reasonably flat and
shallow bottom topography.
—While deep water is their typical
habitat, sperm whales rarely inhabit
waters less than 300 m in depth
(Clarke, 1956).
—Sperm whales have occurred near
Long Island, NY, in water between
40–55 m deep (Scott and Sadove,
1997). When found relatively close to
shore, sperm whale presence is
usually associated with sharp
increases in topography where
upwelling occurs and biological
production is high, implying the
presence of a good food supply
(Clarke, 1956). Such areas include
oceanic islands and along the outer
continental shelf.
In consideration of this and other
information, NMFS is authorizing
incidental take for five sei and 31 sperm
whales based on the mean number of
individuals reported by experienced
teams of marine mammal observers
(vessel and aerial based) during the
2010, 2011, and 2013 AMAPPS summer
surveys (northern and southern legs).
The AMAPPS surveys are a robust
dataset of marine mammal sightings
(also corrected for detectability [g(0)] of
marine mammals in the survey area)
which includes fine scale-surveys of
New Jersey waters. The summer surveys
were of similar duration to LamontDoherty’s survey (approximately 12 to
41 days) and provide the best available
information comparable to the duration
of NSF’s survey.
Encouraging and Coordinating
Research
Lamont-Doherty would coordinate the
planned marine mammal monitoring
program associated with the seismic
survey in the northwest Atlantic Ocean
with applicable U.S. agencies.
Analysis and Determinations
tkelley on DSK3SPTVN1PROD with NOTICES
Negligible Impact
Negligible impact is ‘‘an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival’’
(50 CFR 216.103). The lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., population
level effects) forms the basis of a
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negligible impact finding. Thus, an
estimate of the number of takes, alone,
is not enough information on which to
base an impact determination. In
addition to considering estimates of the
number of marine mammals that might
be ‘‘taken’’ through behavioral
harassment, NMFS must consider other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), as well as the number
and nature of estimated Level A
harassment takes, the number of
estimated mortalities, effects on habitat,
and the status of the species.
In making a negligible impact
determination, NMFS considers:
• The number of anticipated injuries,
serious injuries, or mortalities;
• The number, nature, and intensity,
and duration of Level B harassment; and
• The context in which the takes
occur (e.g., impacts to areas of
significance, impacts to local
populations, and cumulative impacts
when taking into account successive/
contemporaneous actions when added
to baseline data);
• The status of stock or species of
marine mammals (i.e., depleted, not
depleted, decreasing, increasing, stable,
impact relative to the size of the
population);
• Impacts on habitat affecting rates of
recruitment/survival; and
• The effectiveness of monitoring and
mitigation measures to reduce the
number or severity of incidental take.
To avoid repetition, our analysis
applies to all the species listed in Table
5, given that the anticipated effects of
the seismic airguns are expected to be
similar in nature, and there is no
information about the size, status, or
structure of any species or stock that
would lead to a different analysis. In
some cases we add species-specific
factors.
For reasons stated previously in this
document and based on the following
factors, Lamont-Doherty’s specified
activities are not likely to cause longterm behavioral disturbance, permanent
threshold shift, or other non-auditory
injury, serious injury, or death. They
include:
• The anticipated impacts of LamontDoherty’s survey activities on marine
mammals are temporary behavioral
changes due to avoidance of the area.
• The likelihood that marine
mammals approaching the survey area
will be traveling through the area or
opportunistically foraging within the
vicinity, as no breeding, calving,
pupping, or nursing areas, or haul-outs,
overlap with the survey area.
PO 00000
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Fmt 4703
Sfmt 4703
• The low potential of the survey to
have an effect on coastal bottlenose
dolphin populations due to the fact that
Lamont-Doherty’s study area is
approximately 20 km (12 mi) away from
the identified habitats for coastal
bottlenose dolphins and their calves.
• The low likelihood that North
Atlantic right whales would be exposed
to sound levels greater than or equal to
160 dB re: 1 mPa due to the requirement
that the Langseth crew must shutdown
the airgun(s) immediately if observers
detect this species, at any distance from
the vessel.
• The likelihood that, given sufficient
notice through relatively slow ship
speed, NMFS expects marine mammals
to move away from a noise source that
is annoying prior to its becoming
potentially injurious;
• The availability of alternate areas of
similar habitat value for marine
mammals to temporarily vacate the
survey area during the operation of the
airgun(s) to avoid acoustic harassment;
• NMFS also expects that the seismic
survey would have no more than a
temporary and minimal adverse effect
on any fish or invertebrate species that
serve as prey species for marine
mammals, and therefore consider the
potential impacts to marine mammal
habitat minimal;
• The relatively low potential for
temporary or permanent hearing
impairment and the likelihood that
Lamont-Doherty would avoid this
impact through the incorporation of the
required monitoring and mitigation
measures; and
• The high likelihood that trained
visual protected species observers
would detect marine mammals at close
proximity to the vessel.
NMFS does not anticipate that any
injuries, serious injuries, or mortalities
would occur as a result of LamontDoherty’s proposed activities, and
NMFS does not authorize injury, serious
injury, or mortality. We anticipate only
behavioral disturbance to occur
primarily in the form of avoidance
behavior to the sound source during the
conduct of the survey activities.
Table 5 in this document outlines the
number of requested Level B harassment
takes that we anticipate as a result of
these activities. NMFS anticipates that
32 marine mammal species could occur
in the proposed action area. Of the
marine mammal species under our
jurisdiction that are known to occur or
likely to occur in the study area, six of
these species are listed as endangered
under the ESA and depleted under the
MMPA, including: The blue, fin,
humpback, north Atlantic right, sei, and
sperm whales.
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Federal Register / Vol. 80, No. 93 / Thursday, May 14, 2015 / Notices
tkelley on DSK3SPTVN1PROD with NOTICES
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (i.e., 24 hour
cycle). Behavioral reactions to noise
exposure (such as disruption of critical
life functions, displacement, or
avoidance of important habitat) are
more likely to be significant if they last
more than one diel cycle or recur on
subsequent days (Southall et al., 2007).
While NMFS anticipates that the
seismic operations would occur on
consecutive days, the estimated
duration of the survey would last no
more than 30 days but would increase
sound levels in the marine environment
in a relatively small area surrounding
the vessel (compared to the range of the
animals), which is constantly travelling
over distances, and some animals may
only be exposed to and harassed by
sound for less than a day.
In summary, NMFS expects marine
mammals to avoid the survey area,
thereby reducing the risk of higher
exposure and related impacts. We do
not anticipate disruption to
reproductive behavior and there is no
anticipated effect on annual rates of
recruitment or survival of affected
marine mammals.
Due to the nature, degree, instances,
and context of Level B (behavioral)
harassment anticipated and described
(see ‘‘Potential Effects on Marine
Mammals’’ section in this notice),
NMFS does not expect the activity to
impact annual rates of recruitment or
survival for any affected species or
stock. The seismic survey would not
take place in areas of significance for
marine mammal feeding, resting,
breeding, or calving and would not
adversely impact marine mammal
habitat, including the identified habitats
for coastal bottlenose dolphins and their
calves.
Based on the analysis herein of the
likely effects of the specified activity on
marine mammals and their habitat, and
taking into consideration the
implementation of the proposed
monitoring and mitigation measures,
NMFS finds that Lamont-Doherty’s
proposed seismic survey would have a
negligible impact on the affected marine
mammal species or stocks.
Small Numbers
As mentioned previously, NMFS
estimates that Lamont-Doherty’s
activities could potentially affect, by
Level B harassment only, 32 species of
marine mammals under our jurisdiction.
For each species, these take estimates
are small numbers relative to the
population sizes: Less than 19 percent
of the regional populations estimates of
Atlantic spotted dolphins, less than 17
VerDate Sep<11>2014
17:59 May 13, 2015
Jkt 235001
percent of Risso’s and bottlenose
dolphins; and under 2 percent for all
other species and stocks. We have
provided the regional population and
take estimates for the marine mammal
species that may be taken by Level B
harassment in Tables 2 and Table 5 in
this notice.
Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses
There are no relevant subsistence uses
of marine mammals implicated by this
action.
Endangered Species Act (ESA)
There are six marine mammal species
listed as endangered under the
Endangered Species Act that may occur
in the proposed survey area: The blue,
fin, humpback, North Atlantic right, sei,
and sperm whales. Under section 7 of
the ESA, the NSF has initiated formal
consultation with NMFS on the
proposed seismic survey. NMFS (i.e.,
National Marine Fisheries Service,
Office of Protected Resources, Permits
and Conservation Division) has also
consulted internally with NMFS on the
issuance of an Authorization under
section 101(a)(5)(D) of the MMPA.
In May, 2015, the Endangered Species
Act Interagency Cooperation Division
issued a Biological Opinion with an ITS
to us and to the NSF which concluded
that the issuance of the Authorization
and the conduct of the seismic survey
were not likely to jeopardize the
continued existence of blue, fin,
humpback, North Atlantic right, sei, and
sperm whales. The Biological Opinion
also concluded that the issuance of the
Authorization and the conduct of the
seismic survey would not affect
designated critical habitat for these
species.
National Environmental Policy Act
(NEPA)
The NSF has prepared a draft
amended EA titled, ‘‘Environmental
Assessment of a Marine Geophysical
Survey by the R/V Marcus G. Langseth
in the Atlantic Ocean off New Jersey,
summer 2015,’’ prepared by LGL, Ltd.
environmental research associates, on
behalf of the NSF and Lamont-Doherty.
We have also prepared an EA titled,
‘‘Proposed Issuance of an Incidental
Harassment Authorization to Lamont
Doherty Earth Observatory to Take
Marine Mammals by Harassment
Incidental to a Marine Geophysical
Survey in the Northwest Atlantic Ocean,
June–August, 2015,’’ and FONSI in
accordance with NEPA and NOAA
Administrative Order 216–6. We
provided relevant environmental
PO 00000
Frm 00032
Fmt 4703
Sfmt 4703
27659
information to the public through our
notice of proposed Authorization (80 FR
13961, March 17, 2015) and considered
public comments received prior to
finalizing our EA and deciding whether
or not to issue a Finding of No
Significant Impact (FONSI). We
concluded that issuance of an Incidental
Harassment Authorization would not
significantly affect the quality of the
human environment and have issued a
FONSI. Because of this finding, it is not
necessary to prepare an environmental
impact statement for the issuance of an
Authorization to Lamont-Doherty for
this activity. Our EA and FONSI for this
activity are available upon request (see
ADDRESSES).
Authorization
We have issued an Incidental
Harassment Authorization to LamontDoherty for the take of marine
mammals, incidental to conducting a
marine seismic survey in the Atlantic
Ocean, June 1, 2015 to August 31, 2015.
Dated: May 8, 2015.
Perry F. Gayaldo,
Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 2015–11589 Filed 5–13–15; 8:45 am]
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E:\FR\FM\14MYN1.SGM
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Agencies
[Federal Register Volume 80, Number 93 (Thursday, May 14, 2015)]
[Notices]
[Pages 27635-27659]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-11589]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XD773
Takes of Marine Mammals Incidental to Specified Activities;
Marine Geophysical Survey in the Northwest Atlantic Ocean Offshore New
Jersey, June to August, 2015
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Marine Mammal Protection Act (MMPA)
implementing regulations, we hereby give notice that we have issued an
Incidental Harassment Authorization (Authorization) to Lamont-Doherty
Earth Observatory (Lamont-Doherty), a component of Columbia University,
in collaboration with the National Science Foundation (NSF), to take
marine mammals, by harassment, incidental to conducting a marine
geophysical (seismic) survey in the northwest Atlantic Ocean off the
New Jersey coast June through August, 2015.
[[Page 27636]]
DATES: Effective June 1, 2015, through August 31, 2015.
ADDRESSES: A copy of the final Authorization and application are
available by writing to Jolie Harrison, Chief, Incidental Take Program,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service, 1315 East-West Highway, Silver
Spring, MD 20910, by telephoning the contacts listed here, or by
visiting the internet at: https://www.nmfs.noaa.gov/pr/permits/incidental/research.htm.
The NSF prepared an amended Environmental Assessment (EA) in
accordance with the National Environmental Policy Act of 1969 (NEPA; 42
U.S.C. 4321 et seq.) and the regulations published by the Council on
Environmental Quality. Their EA titled, ``Final Amended Environmental
Assessment of a Marine Geophysical Survey by the R/V Marcus G. Langseth
in the Atlantic Ocean off New Jersey, Summer 2015,'' prepared by LGL,
Ltd. environmental research associates, on behalf of the NSF and the
Lamont-Doherty, is available at https://www.nsf.gov/geo/oce/envcomp/index.jsp.
NMFS also prepared an EA titled, ``Proposed Issuance of an
Incidental Harassment Authorization to Lamont-Doherty Earth Observatory
to Take Marine Mammals by Harassment Incidental to a Marine Geophysical
Survey in the Northwest Atlantic Ocean, June-August, 2015,'' in
accordance with NEPA and NOAA Administrative Order 216-6. To obtain an
electronic copy of these documents, write to the previously mentioned
address, telephone the contact listed here (see FOR FURTHER INFORMATION
CONTACT), or download the files at: https://www.nmfs.noaa.gov/pr/permits/incidental/research.htm.
NMFS also issued a Biological Opinion under section 7 of the
Endangered Species Act (ESA) to evaluate the effects of the survey and
Authorization on marine species listed as threatened and endangered.
The Biological Opinion is available online at: https://www.nmfs.noaa.gov/pr/consultations/opinions.htm.
FOR FURTHER INFORMATION CONTACT: Jeannine Cody, NMFS, Office of
Protected Resources, NMFS (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
Section 101(a)(5)(D) of the Marine Mammal Protection Act of 1972,
as amended (MMPA; 16 U.S.C. 1361 et seq.) directs the Secretary of
Commerce to allow, upon request, the incidental, but not intentional,
taking of small numbers of marine mammals of a species or population
stock, by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if, after
NMFS provides a notice of a proposed authorization to the public for
review and comment: (1) NMFS makes certain findings; and (2) the taking
is limited to harassment.
An Authorization shall be granted for the incidental taking of
small numbers of marine mammals if NMFS finds that the taking will have
a negligible impact on the species or stock(s), and will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses (where relevant). The Authorization must
also set forth the permissible methods of taking; other means of
effecting the least practicable adverse impact on the species or stock
and its habitat (i.e., mitigation); and requirements pertaining to the
monitoring and reporting of such taking. NMFS has defined ``negligible
impact'' in 50 CFR 216.103 as ``an impact resulting from the specified
activity that cannot be reasonably expected to, and is not reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.''
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild [Level A harassment]; or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering [Level B harassment].
Summary of Request
On December 23, 2014, NMFS received an application from Lamont-
Doherty requesting that NMFS issue an Authorization for the take of
marine mammals, incidental to the State University of New Jersey at
Rutgers (Rutgers) conducting a seismic survey in the northwest Atlantic
Ocean June through August, 2015. NMFS determined the application
complete and adequate on February 20, 2015, and published a notice of
proposed Authorization on March 17, 2015 (80 FR 13961). The notice
afforded the public a 30-day comment period on the proposed MMPA
Authorization.
Lamont-Doherty proposes to conduct a high-energy, 3-dimensional (3-
D) seismic survey on the R/V Marcus G. Langseth (Langseth) in the
northwest Atlantic Ocean approximately 25 to 85 kilometers (km) (15.5
to 52.8 miles [mi]) off the New Jersey coast for approximately 30 days
from June 1 to August 31, 2015. The following specific aspect of the
proposed activity has the potential to take marine mammals: Increased
underwater sound generated during the operation of the seismic airgun
arrays. We anticipate that take, by Level B harassment only, of 32
species of marine mammals could result from the specified activity.
Description of the Specified Activity
Overview
Lamont-Doherty plans to use one source vessel, the Langseth, two
pairs of subarrays configured with four airguns as the energy source,
and four hydrophone streamers, and a P-Cable system to conduct the
conventional seismic survey. In addition to the operations of the
airguns, Lamont-Doherty intends to operate a multibeam echosounder and
a sub-bottom profiler on the Langseth continuously throughout the
proposed survey which would run 24 hours a day. However, they would not
operate the multibeam echosounder or sub-bottom profiler during
transits to and from the survey area.
The purpose of the survey is to collect and analyze data on the
arrangement of sediments deposited during times of changing global sea
level from roughly 60 million years ago to present. The 3-D survey
would investigate features such as river valleys cut into coastal plain
sediments now buried under a kilometer of younger sediment and flooded
by today's ocean. Lamont-Doherty's proposed seismic survey is purely
scientific in nature and not related to oil and natural gas exploration
on the outer continental shelf of the Atlantic Ocean. The proposed
survey's principal investigator is Dr. G. Mountain (Rutgers) and the
collaborating investigators are Drs. J. Austin and C. Fulthorpe, and M.
Nedimovic (University of Texas at Austin).
Lamont-Doherty, Rutgers, and the NSF originally proposed conducting
the survey in 2014. After completing appropriate environmental analyses
under appropriate federal statutes, NMFS issued an Authorization under
the MMPA and a Biological Opinion with an Incidental Take Statement
(ITS) under the Endangered Species Act of 1973 (16 U.S.C. 1531 et seq.)
to Lamont-Doherty on July 1, 2014 effective from July 1 through August
17, 2014. Lamont-Doherty commenced the seismic survey on July 1, 2014,
but was unable to
[[Page 27637]]
complete the survey due to the Langseth experiencing mechanical issues
during the effective periods set forth in the 2014 Authorization and
the ITS. Thus, Lamont-Doherty has requested a new Authorization under
the MMPA and the NSF consulted with NMFS for a new Biological Opinion
under the ESA to conduct this re-scheduled survey in 2015. The
project's objectives remain the same as those described for the 2014
survey (see 79 FR 14779, March 17, 2014 and 79 FR 38496, July 08, 2014,
and 80 FR 13961, March 17, 2015).
Dates and Duration
Lamont-Doherty proposes to conduct the seismic survey for
approximately 30 days. The proposed study (e.g., equipment testing,
startup, line changes, repeat coverage of any areas, and equipment
recovery) would include approximately 720 hours of airgun operations
(i.e., 30 days over 24 hours). Some minor deviation from Lamont-
Doherty's requested dates of June through August, 2015, is possible,
depending on logistics, weather conditions, and the need to repeat some
lines if data quality is substandard. Thus, this Authorization will be
effective from June 1 through August 31, 2015.
Specified Geographic Area
Lamont-Doherty proposes to conduct the seismic survey in the
Atlantic Ocean, approximately 25 to 85 km (15.5 to 52.8 mi) off the
coast of New Jersey between approximately 39.3-39.7[deg] N. and
approximately 73.2-73.8[deg] W. Water depths in the survey area are
approximately 30 to 75 m (98.4 to 246 feet [ft]). They would conduct
the proposed survey outside of New Jersey state waters and within the
U.S. Exclusive Economic Zone.
Detailed Description of the Specified Activities
Transit Activities
The Langseth will depart from New York, NY, and transit for
approximately eight hours to the proposed survey area. Setup,
deployment, and streamer ballasting would occur over approximately
three days. At the conclusion of the 30-day survey (plus additional
days for gear deployment and retrieval), the Langseth will return to
New York, NY.
Vessel Specifications
NMFS outlined the vessel's specifications in the notice of proposed
Authorization (80 FR 13961, March 17, 2015). NMFS does not repeat the
information here as the vessel's specifications have not changed
between the notice of proposed Authorization and this notice of an
issued Authorization.
Data Acquisition Activities
NMFS outlined the details regarding Lamont-Doherty's data
acquisition activities using the airguns, multibeam echosounder, and
the sub-bottom profiler in the notice of proposed Authorization (80 FR
13961, March 17, 2015). NMFS does not repeat the information here as
the data acquisition activities have not changed between the notice of
proposed Authorization and this notice of an issued Authorization.
For a more detailed description of the authorized action, including
vessel and acoustic source specifications, metrics, characteristics of
airgun pulses, predicted sound levels of airguns, etc., please see the
notice of proposed Authorization (80 FR 13961, March 17, 2015) and
associated documents referenced above this section.
Comments and Responses
NMFS published a notice of receipt of Lamont-Doherty's application
and proposed Authorization in the Federal Register on March 17, 2015
(80 FR 13961). During the 30-day public comment period, NMFS received
comments from the following: 26 private citizens, Senators Cory A.
Booker and Robert Menendez, Representatives Tom MacArthur and Frank
Pallone, the Marine Mammal Commission (Commission), and the following
organizations: Clean Ocean Action; the Marcus Langseth Science
Oversight Committee (MLSOC); the State of New Jersey Department of
Environmental Protection (NJDEP); the Sierra Club--Ocean County Group
(Sierra Club); the New Jersey Marine Fisheries Council; SandyHook
SeaLife Foundation; and NY4 Whales. NMFS has posted the comments online
at: https://www.nmfs.noaa.gov/pr/permits/incidental/research.htm#nj2015.
NMFS addresses any comments specific to Lamont-Doherty's
application related to the statutory and regulatory requirements or
findings that NMFS must make in order to issue an Authorization.
Following is a summary of the public comments and NMFS' responses.
Requests To Extend the Public Comment Period
Comment 1: Prior to the conclusion of the public comment period for
the notice of proposed Authorization (80 FR 13961, March 17, 2015),
NMFS received requests through the public comment process from Senators
Cory A. Booker and Robert Menendez, and Representatives Tom MacArthur
and Frank Pallone, Clean Ocean Action, and one private citizen for NMFS
to extend the 30-day public comment period by an additional 60 days for
constituent review and comment.
Response: NMFS acknowledges the requests from the public and
members of the New Jersey Congressional delegation for an extension of
the public comment period. However, NMFS did not extend the public
comment period for the Federal Register notice of proposed
Authorization which closed on April 16, 2015 based on the following
factors.
1. The NSF, sponsor of the research seismic survey, released a
draft amended EA, titled, ``Draft Amended Environmental Assessment of a
Marine Geophysical Survey by the R/V Marcus G. Langseth in the Atlantic
Ocean off New Jersey, Summer 2015,'' on the proposed seismic survey on
December 19, 2014 with a 37-day public comment period. The NSF's draft
amended EA tiers to a 2014 NSF Final EA for the same project and to the
Programmatic Environmental Impact Statement/Overseas Environmental
Impact Statement (PEIS) for Marine Seismic Research Funded by the
National Science Foundation or Conducted by the U.S. Geological Survey
(NSF, 2011). It contains a description of the action, addresses
potential impacts to tourism and commercial and recreational fisheries,
and discusses mitigation measures for marine mammals.
In response to requests from the public and from members of the New
Jersey Congressional delegation, the NSF extended their public comment
period for the draft amended EA by an additional 15 days providing a
total of 52 days for adequate review by the public.
2. NMFS published a Federal Register notice of the proposed
Authorization for the 2015 survey on March 17, 2015 with a 30-day
public comment period. Also, on March 17, 2015, NMFS informed Clean
Ocean Action of the availability of the application and Federal
Register notice for review and comment.
We note that the 2015 seismic survey is substantively the same as
the one analyzed and authorized in 2014 (see 79 FR 14779, March 17,
2014 and 79 FR 38496, July 08, 2014), except that Lamont-Doherty
proposes to use a 50-percent smaller airgun array, which equates to
fewer anticipated effects on marine mammals. Thus, the 2015 proposed
survey (again, substantively the same as the 2014 survey) has been in
the public domain for minimally one year (March 17, 2014 through April
17, 2015). In fact, NMFS extended the
[[Page 27638]]
public comment period for the 2014 notice of the proposed Authorization
by an additional 30 days (see 79 FR 19580, April 9, 2014) to
accommodate additional review and analyses by the same if not similar
interested parties.
3. For the 2015 survey, NMFS provided the public 30 days to review
and comment on our preliminary determinations, in accordance with
section 101(a)(5)(D) of the MMPA. NMFS believes that the two public
comment periods (i.e., one for NSF's draft amended EA and one for NMFS'
proposed authorization) provided a total of 82 days for the public to
consider and provide input on the marine mammal effects of the 2015
action (which again, is substantively the same as last year's survey),
as well as the proposed mitigation, monitoring, and reporting measures
for marine mammals.
4. The NSF lead principal investigator (Dr. Gregory Mountain,
Rutgers University) posted a public Web site on the Internet at https://geology.rutgers.edu/slin3d-home on February 18, 2015 with information
about the proposed seismic survey. The Web site clearly outlines the
proposed project's goals, presents frequently asked questions in an
easy to understand format, describes the Langseth and its operations,
discusses compliance with federal environmental statutes, and includes
clarification that the proposed project is not related to oil & gas
activities.
Extending the public comment period would have impacted NSF's
continuing science program, through which other Federal agencies and
academic institutions use the Langseth for upcoming scientific
research. Impacts to survey timelines typically cascade into subsequent
work, which can have financial and science mission effects on NSF and
other entities.
NMFS is aware that this is a sensitive issue and appreciates the
interest that the members of the New Jersey Congressional delegation
and their constituents have in the protection and conservation of
marine mammals and the environment.
Effects Analyses
Comment 2: The Commission commented that NMFS' presentation of the
marine mammal species that could be affected, marine mammal densities,
take estimation method, and numbers of takes estimated in the Federal
Register notice differed from Lamont-Doherty's approach presented in
their application. The Commission questioned why Lamont-Doherty did not
include those species and associated takes included within in their
2015 application given their potential occurrence in the project area
and the fact that they were included in the authorization issued by
NMFS in 2014. The Commission recommended that, in the future, NMFS
require Lamont-Doherty and the NSF to provide revised applications that
reflect the best available scientific information concerning the
species affected, marine mammal densities, take estimation method, and
estimated numbers of takes, before it deems the application complete
and publishes a proposed authorization.
Response: Lamont-Doherty submitted their application to NMFS in
accordance with the requirements under section 101(a)(5)(D) of the MMPA
to provide information that NMFS uses to analyze impacts to marine
mammals. NMFS reviewed the application and considered it complete after
conducting additional research and reviews which we presented in the
notice of proposed Authorization (80 FR 13961, March 17, 2015).
While NMFS encourages applicants to include information on species
and species presence within a proposed action area, NMFS uses a wide
variety of information when making its determinations under the MMPA.
However, NMFS does not solely rely on the information presented in the
application. NMFS uses the application as a basis for consultation
under the MMPA, conducts an independent review of the information
presented, and presents its own information with supporting evidence to
provide the best available information on mammal species that could be
affected, marine mammal densities, and approaches to take estimation in
the notice of proposed Authorization (80 FR 13961, March 17, 2015).
NMFS will continue to encourage applicants for MMPA incidental take
authorization to provide applications that reflect the best available
scientific information and if necessary, require them to submit revised
applications reflecting that information.
Comment 3: The Commission commented a revised approach for
estimating take in the notice of proposed Authorization (80 FR 13961,
March 17, 2015) (which differed from Lamont-Doherty's standard approach
of multiplying the ensonified area by marine mammal density to estimate
take), and understands through consultation with NMFS staff, that NMFS
intends to use another method to estimate take that will likely yield
different take estimates than those discussed in the notice of proposed
authorization. The Commission expressed concern that public review
opportunity is meaningful only if the notice of proposed Authorization
contains current information on methodologies to evaluate potential
impacts and recommended that NMFS publish a revised proposed Incidental
Harassment Authorization in the Federal Register with updated estimated
numbers of takes and small numbers and negligible impact analyses to
provide a more informed public comment opportunity.
Response: NMFS' analysis in this document is based on the best
available information after careful consideration of the Commission's
comments on a more appropriate method for estimating take, including
the Commission's recommendation on a more appropriate method to account
for the survey duration of 30 days. Refer to comment 9 for NMFS'
rationale regarding our recalculation of estimated takes based on the
Commission's recommendation. These changes to the methodology and the
resulting estimates do not have any substantial effect on our small
numbers and negligible impact analyses and determinations, given that
the proportion of animals taken is safely within the bounds of our
small numbers practice, and the anticipated severity of impacts has not
changed. We agree there may be circumstances where a change to our
proposed action (e.g., based on a public comment or an applicant
request) may warrant a second notice and comment period before we take
final action, but given the changes here we do not believe a second
notice and comment period is necessary in this case.
Comment 4: The Commission expressed concerns regarding Lamont-
Doherty's use of a ray trace-based model to estimate exclusion and
buffer zones for NSF-funded geophysical research. They stated that the
model is not conservative because it assumes spherical spreading, a
constant sound speed, and no bottom interactions instead of
incorporating site-specific environmental characteristics (e.g., sound
speed profiles, refraction, bathymetry/water depth, sediment
properties/bottom loss, or absorption coefficients).
Response: We acknowledge the Commission's concerns about Lamont-
Doherty's current modeling approach for estimating exclusion and buffer
zones and also acknowledge that Lamont-Doherty did not incorporate
site-specific sound speed profiles, bathymetry, and sediment
characteristics of the research area in the current approach to
estimate those zones for this proposed seismic survey.
[[Page 27639]]
In 2015, Lamont-Doherty explored solutions to this issue by
conducting a retrospective sound power analysis of one of the lines
acquired during Lamont-Doherty's truncated seismic survey offshore New
Jersey in 2014 (Crone, 2015). NMFS presented this information in Table
4 in the notice of proposed Authorization (80 FR 13961, March 17, 2015)
and presents this information again later in this notice (see Table 1)
with additional information regarding the predicted radii with the
upper 95 percent cross-line prediction bound radii.
Briefly, Crone's (2015) preliminary analysis, specific to the
proposed survey site offshore New Jersey, confirmed that in-situ
measurements and estimates of the 160- and 180-decibel (dB) isopleths
collected by the Langseth's hydrophone streamer in shallow water were
smaller than the predicted exclusion and buffer zones proposed for use
in the 2015 survey. Based upon the best available information, the
exclusion and buffer zone calculations are appropriate for use in this
particular survey.
Lamont-Doherty's application (LGL, 2014) and the NSF's draft
amended EA (NSF, 2014) describe the approach to establishing mitigation
exclusion and buffer zones. In summary, Lamont-Doherty acquired field
measurements for several array configurations at shallow- and deep-
water depths during acoustic verification studies conducted in the
northern Gulf of Mexico in 2003 (Tolstoy et al., 2004) and in 2007 and
2008 (Tolstoy et al., 2009). Based on the empirical data from those
studies, Lamont-Doherty developed a sound propagation modeling approach
that conservatively predicts received sound levels as a function of
distance from a particular airgun array configuration in deep water.
For this proposed survey, Lamont-Doherty developed the shallow-water
exclusion and buffer zones for the airgun array based on the
empirically-derived measurements from the Gulf of Mexico calibration
survey (Fig. 5a in Appendix H of the NSF's 2011 PEIS). Following is a
summary of two additional analyses of in-situ data that support Lamont-
Doherty's use of the proposed exclusion zones in this particular case.
In 2010, Lamont-Doherty assessed the accuracy of their modeling
approach by comparing the sound levels of the field measurements in the
Gulf of Mexico study to their model predictions (Diebold et al., 2010).
They reported that the observed sound levels from the field
measurements fell almost entirely below the predicted mitigation radii
curve for deep water (Diebold et al., 2010).
In 2012, Lamont-Doherty used a similar process to develop
mitigation radii (i.e., exclusion and buffer zones) for a shallow-water
seismic survey in the northeast Pacific Ocean offshore Washington in
2012. Lamont-Doherty conducted the shallow-water survey using an airgun
configuration that was approximately 89 percent larger than the total
discharge volume proposed for this shallow-water survey (i.e., 6,600
cubic inches (in\3\) compared to 700 in\3\) and recorded the received
sound levels on the shelf and slope off Washington using the Langseth's
8-kilometer (km) hydrophone streamer. Crone et al. (2014) analyzed
those received sound levels from the 2012 survey and reported that the
actual distances for the exclusion and buffer zones were two to three
times smaller than what Lamont-Doherty's modeling approach predicted.
While the results confirm bathymetry's role in sound propagation, Crone
et al. (2014) were able to confirm that the empirical measurements from
the Gulf of Mexico calibration survey (the same measurements used to
inform Lamont-Doherty's modeling approach for this survey in shallow
water) overestimated the size of the exclusion and buffer zones for the
shallow-water 2012 survey off Washington and were thus precautionary,
in that particular case.
In summary, at present, Lamont-Doherty cannot adjust their modeling
methodology to add the environmental and site-specific parameters as
requested by the Commission. We continue to work with the NSF to
address the issue of incorporating site-specific information to further
inform the analysis and development of mitigation measures in coastal
areas for future surveys with Lamont-Doherty and the NSF. NMFS will
continue to work with Lamont-Doherty, the NSF, and the Commission on
continuing to verify the accuracy of their modeling approach. However,
Lamont-Doherty's current modeling approach represents the best
available information to reach our determinations for the
Authorization. As described earlier, the comparisons of Lamont-
Doherty's model results and the field data collected in the Gulf of
Mexico, offshore Washington, and offshore New Jersey illustrate a
degree of conservativeness built into Lamont-Doherty's model for deep
water, which NMFS expects to offset some of the limitations of the
model to capture the variability resulting from site-specific factors,
especially in shallow water.
Comment 5: The Commission disagreed with Lamont-Doherty's use of
extrapolations and correction factors (or a scaling approach) to
generate exclusion zones for shallow-water for this proposed survey and
stated that the use of those scaling factors for shallow-water surveys
is unsubstantiated. The Commission states that because Lamont-Doherty
has not verified the applicability of its model to conditions outside
the Gulf of Mexico, it recommends that NMFS and/or the respective
applicants estimate exclusion and buffer zones using either empirical
measurements from the particular survey site or a model that accounts
for the conditions in the proposed survey area by incorporating site-
specific environmental and operational parameters.
Response: See our response to Comment 4. Lamont-Doherty's approach
compares the sound exposure level (SEL) outputs between two different
types of airgun configurations in deep water. This approach allows them
to derive scaling relationships between the arrays and extrapolate
empirical measurements or model outputs to different array sizes and
tow depths. For example, if an Airgun Source A produces sound energy
that is three times greater than Airgun Source B in deep water, it is
reasonable to infer that the shallow-water mitigation zones for Airgun
Source A would be three times larger than the shallow-water mitigation
zones for Airgun Source B. This approach of deriving scaling factors is
an appropriate approach to extrapolate existing empirical measurements
for shallow water. Thus, this is the best available information to
extrapolate the in-situ shallow water measurements to array tow depths
without field verification studies (Crone et al., 2014; Barton and
Diebold, 2006).
Based upon NMFS and the Commission's recommendation, Lamont-Doherty
used in-situ empirical measurements from the 2014 survey to compare
them to the accuracy of the predicted mitigation zones used in the 2014
and 2015 survey. The preliminary in-situ measurement results from Crone
(2015) show that the predicted mitigation exclusion zones are
appropriate. This analysis also confirmed the effectiveness of Lamont-
Doherty's use of scaling factors. Based on the best available
information (Diebold et al., 2010; Crone et al., 2014; and Crone,
2015), NMFS concludes that in the case for this survey, requiring the
use of a model with environmental characteristics of the specific study
area is not necessary.
Lamont-Doherty has conveyed to us that additional modeling efforts
to refine the process and conduct comparative analysis may be possible
with the availability of research fund and other
[[Page 27640]]
resources. Obtaining research funds is typically through a competitive
process, including those submitted to Federal agencies. The use of
models for calculating buffer and exclusion zone radii and for
developing take estimates is not a requirement of the MMPA incidental
take authorization process. Furthermore, our agency does not provide
specific guidance on model parameters nor prescribes a specific model
for applicants as part of the MMPA incidental take authorization
process. There is a level of variability not only with parameters in
the models, but also the uncertainty associated with data used in
models, and therefore the quality of the model results submitted by
applicants. NMFS, however, considers this variability when evaluating
applications. Applicants use models as a tool to evaluate potential
impacts, estimate the number of and type of takes of marine mammals,
and for designing mitigation. NMFS takes into consideration the model
used and its results in determining the potential impacts to marine
mammals; however, it is just one component of our analysis during the
MMPA consultation process as we also take into consideration other
factors associated with the proposed action, (e.g., geographic
location, duration of activities, context, intensity, etc.).
Comment 6: The Commission also commented on Lamont-Doherty's
retrospective sound analysis to verify the accuracy of its acoustic
modeling approach for estimating exclusion and buffer zones that NMFS
presented in the notice of proposed Authorization (80 FR 13961, March
17, 2015) (Crone, 2015). The Commission understands that Crone (2015)
used a simple logarithmic regression model to fit the data that were
collected 500 m to 3.5 km in line from the source; estimated the cross-
line mean based on a 1.63 correction factor (Carton, pers. comm.); and
used a 95th percentile fit to the regression model for all shots along
the line. The Commission states, however, because the closest
hydrophone was 500 m from the source, Lamont-Doherty extrapolated the
distances to the 180-dB re 1 [mu]Pa threshold based on the model--in
some instances, the extrapolation was more than 400 m. The Commission
also stated that Crone (2015) did not provide similar information
provided in Tolstoy et al. (2009) and Crone et al. (2014), such as the
slope or the y-intercept for the logarithmic regression model; the
basis for the cross-line correction factor; the sound speed profile
when the measurements were collected, or whether the near-field
extrapolated data would have been better fitted with another model,
since propagation loss in the near- and far-field may not necessarily
be the same.
The Commission further stated that polynomial and non-parametric
cubic spline models best represented the data off Washington (Crone et
al., 2014), neither of which are logarithmic in nature and a linear
least squares method was fit to the typical spherical spreading model
to extrapolate the 160-dB re 1 [mu]Pa radii to account for radii that
fall beyond the length of the hydrophone streamer.
Response: The NSF and Lamont-Doherty shared their preliminary
analysis presented in Crone's draft report (2015) to both NMFS and the
Commission and provided additional clarifying information via email to
both parties including information on some of the points identified in
the Commission's letter. Here, we provide additional information to
inform the Commission's understanding of the 2015 in-situ analysis.
First, Lamont-Doherty believes that it is not correct to call the
fitting parameters the slope and y-intercept, as one would do for a
straight line using Cartesian coordinates and considers the use of
constant and exponent parameters as more appropriate terminology when
discussing the Crone (2015) results.
Second, Lamont-Doherty confirms that the regression model used in
Crone (2015) is the same as equation 6 in Crone et al., (2014), but
without the linear term, which comes third in the formulation. There
are fitting parameters (i.e., the constant and exponent) for every shot
along the line. Because Crone (2015) used a method to fit the data
(which changes with every shot) for approximately 3,000 shots, it is
not reasonable to list the data for every shot. However, Lamont-Doherty
will continue to evaluate this exponent change variability along the
line.
Third, Lamont-Doherty confirms that Crone (2015) estimated the
parameters using linear least squares. However, in this case, and for
equation 6 in Crone et al., (2014), both have a logarithmic term, which
is appropriate since Crone (2015) employs linear regression models.
Thus, the fitting model used is appropriate and the results for the
160-dB distance would likely not change significantly using another
model to fit the data. In March, 2015, Lamont-Doherty also provided
clarification to the Commission that the near-field data best fit using
a logarithmic regression model.
Lamont-Doherty offered to discuss the information presented in
Crone (2015) with Commission staff and members of its Committee of
Scientific Advisors; however, the availability of all parties was
limited before the conclusion of the public comment period and Dr.
Crone was unable to discuss the results directly with the Commission
prior to their submission of their letter. Lamont-Doherty and the NSF
welcome the opportunity to further discuss these results in the near
future with the Commission and NMFS.
Comment 7: The Commission states that NMFS misrepresented the data
from Crone (2015) in Table 4 of the Federal Register notice (page
13981, 80 FR 13961, March 17, 2015) by including the in-line measured
and extrapolated means (78 and 1,521 m for the 180- and 160-dB re 1
[mu]Pa thresholds, respectively) rather than the 95th percentile cross-
line predicted means, which Lamont-Doherty generally uses for its best-
fit model.
Further, the Commission states that Crone (2015) indicated that the
contour of the seafloor along the line was quite flat and varied by
only a few meters along most of its 50-km length, which limited the
shadowing and focusing that have been seen in other datasets (Crone et
al., 2014). Crone (2015) then noted that the variability observed in
Figures 3 and 4 for the 180- and 160-dB re 1 [mu]Pa thresholds,
respectively, likely was caused by the shadowing and focusing of
seismic energy from bathymetric features. The Commission stated that
Crone's statements did not comport.
Response: NMFS's comparison of the predicted radii for the 2014
survey with the in-situ measured radii for the 2014 survey was not
misrepresented as suggested by the Commission as the information and
analysis provided were accurate. However, NMFS agrees with the
Commission that we could have also provided a comparison of the
predicted radii with the upper 95 percent cross-line prediction bound
radii. We acknowledge that those results show that the percent
differences in the model predicted radii and the 95th percentile cross-
line predicted radii based on in-situ measurements were approximately
28 and 33 percent smaller for the 180- and 160-dB re: 1 [mu]Pa
thresholds. Thus, the results demonstrate that the in situ measured and
estimated 160 and 180-dB isopleths for the 2014 survey were
significantly smaller than the predicted radii and therefore
conservative, as emphasized by Lamont-Doherty in its application and in
supporting environmental documentation. We present the complete
information here in Table 1 with the additional information regarding
the predicted radii with the upper 95 percent cross-line prediction
bound radii.
[[Page 27641]]
Table 1--Summary of RMS Power Levels With Estimated Mitigation Radii Calculated Using Streamer Data, and in the
Last Column the Predicted Radii Used During the 2014 Survey
----------------------------------------------------------------------------------------------------------------
Upper 95%
In-line mean Estimated cross-line Predicted levels used for
RMS Level (dB re 1 [mu]Pa) (m) cross-line prediction the 2014 survey (m)
mean (m) bound (m)
----------------------------------------------------------------------------------------------------------------
180............................... 78 128 273 378 at 4.5-m tow depth; 439
at 6-m tow depth.
160............................... 1,521 2,479 3,505 5,240 at 4.5 m tow depth;
6,100 at 6-m tow depth.
----------------------------------------------------------------------------------------------------------------
With respect to Crone's (2015) observations on shadowing and
focusing of seismic energy, Crone (2015) did indicate that the contour
of the seafloor along the line was quite flat and varied by only a few
meters along most of its 50-km length, resulting in limited shadowing
and focusing of seismic energy from bathymetric features frequently
seen in other datasets (Crone et al. 2014). Crone, however, did not
state that effects from shadowing and focusing were entirely absent
from the 2014 data set. In fact, he noted that the limited amount of
shadowing and focusing of seismic energy from bathymetric features
present likely caused the minor variability observed.
Comment 8: The Commission also recommends that we require Lamont-
Doherty to re-estimate the proposed zones and take estimates using
site-specific parameters (including at least sound speed profiles,
bathymetry, and sediment characteristics) for the proposed
Authorization. They also recommend that we require the same for all
future incidental harassment authorization requests submitted by
Lamont-Doherty, the NSF, and other related entities.
Response: See NMFS' responses to Comment 4 and 5. There are many
different modeling products and services commercially available that
applicants could potentially use in developing their take estimates and
analyses for MMPA authorizations. These different models range widely
in cost, complexity, and the number of specific factors that one can
consider in any particular modeling run. NMFS does not, and does not
believe that it is appropriate to, prescribe the use of any particular
modeling package. Rather, NMFS evaluates each applicant's approach
independently in the context of their activity. In cases where an
applicant uses a simpler model and there is concern that a model might
not capture the variability across a parameter(s) that is not
represented in the model, conservative choices are often made at
certain decision points in the model to help ensure that modeled
estimates are buffered in a manner that would not result in the agency
underestimating takes or effects. In this case, results have shown that
Lamont-Doherty's model reliably and conservatively estimates mitigation
radii in deep water. First, the observed sound levels from the field
measurements fell almost entirely below Lamont-Doherty's estimated
mitigation radii for deep water (Diebold et al., 2010). These
conservative mitigation radii are the foundation for Lamont-Doherty's
shallow water radii used in this survey.
Second, Lamont-Doherty's analysis of measured shallow water radii
during the 2012 survey offshore Washington (Crone et al., 2014) show
that Lamont-Doherty's modeled radii for the Washington survey
overestimated the measured 160-dB radii by approximately 10 km (6.2 mi)
and overestimated the measured 180-dB radii by approximately 500 m
(1,640 ft) (Crone et al., 2014). Based on Crone et al.'s (2014)
findings, NMFS find that Lamont-Doherty's shallow-water radii based on
the Gulf of Mexico calibration study were larger (i.e., more
conservative) for that particular study. Based on these empirical data,
which illustrate the model's conservative exposure estimates across two
sites, as well as the preliminary results from a third site offshore
New Jersey (Crone, 2015), NMFS finds that Lamont-Doherty reasonably
estimates sound exposures for this survey.
Comment 9: The Commission acknowledges that NMFS' attempt to
address shortcomings in Lamont-Doherty's method to estimate take by
developing an alternate approach based on the Commission's
recommendation in its public comments on the 2014 survey (see page
38500, 79 FR 38496, July 08, 2014). NMFS' method used the total
ensonified area (including overlap and the 25 percent contingency) for
the 30 days multiplied by: (1) The revised density estimates from the
SERDP SDSS Marine Animal Model Mapper tool for the summer months (DoN,
2007; accessed on February 10, 2015); (2) an adjustment factor of 25
percent based on Wood et al. (2012); and (3) an estimate of re-exposure
(a ratio of 35.5) overlap of the survey.
The Commission commented that the area times the density method,
which still serves as the basis for NMFS' proposed method, assumes a
snapshot approach for take estimation (i.e., uniform distribution) and
does not account for the survey occurring over a 30 day period. Thus,
the Commission states that NMFS did not incorporate a time element into
the take estimation method and did not apply the Wood et al. (2012)
correction factor of 1.25 correctly.
The Commission understands that following publication of the
Federal Register notice, NMFS began to revise the take estimates based
on a different methodology for the proposed survey. The Commission
understands that the total numbers of exposures likely will decrease
but the estimated numbers of individuals that could be taken likely
will increase. If NMFS chooses not to amend and republish its notice,
the Commission recommends that NMFS: (1) Use one of the two methods
described in their letter to estimate the total number of takes for
each species/stock for the survey; and (2) if NMFS intends to estimate
the total number of individuals for each species/stock taken during the
survey, include a review of the applicable scientific literature
regarding migratory, residence, and foraging patterns for the various
species off the East coast and relate those data to the 30-day survey
period for the proposed survey off New Jersey.
Response: NMFS agrees with the Commission's recommendation to
appropriately include a time component into our calculations and has
revised its take estimation methodology for the proposed survey by
following their recommendation to estimate take in the following
manner: (1) Calculate the total area (not including contingency or
overlap) that the Langseth would ensonify within a 24-hour period
(i.e., a daily ensonified area); (2) multiply the daily ensonified area
by each species-specific density (when available) to derive the
expected number of instance of exposures to received levels greater
than or equal to 160 dB re: 1 [mu]Pa on a given day. NMFS takes this
product (i.e.,
[[Page 27642]]
the expected number of instance of exposures within a day) and
multiplies it by the number of survey days (30) with 25 percent
contingency (i.e., a total of 38 days). This approach assumes a 100
percent turnover of the marine mammal population within the area for
those species of marine mammals that had density estimates from the
SERDP SDSS summer NODE data. For those species of marine mammals where
density estimates were not available in the SERDP SDSS Marine Animal
Model Mapper tool for the summer months (DoN, 2007; accessed on
February 10, 2015) dataset because of their limited or rare occurrence
in the survey area, we used additional information (CETAP, 1982;
AMAPPS, 2010, 2011, and 2013) to estimate take.
We present this information later in this notice (see Table 4 in
this notice) and note here that our revised approach does not include
the use of a turnover rate nor does it rely on the use of Wood et al.,
2012 to determine take estimates, based on the information presented in
the Commission's letter on the non-applicability of that data set for
our calculations.
The method recommended by the Commission is a way to help
understand the instances of exposure above the Level B threshold,
however, we note that method would overestimate the number of
individual marine mammals exposed above the 160-dB threshold.
Comment 10: The New Jersey Marine Fisheries Council (NJMFC)
commented on the timing of the proposed study and effects to striped
bass, blue fish, and black sea bass. They stated that the testing would
affect fish behavior and distribution (avoidance of areas), schooling
behavior and their ability to locate food. They also stated that the
proposed timeframe for the study would take place during the peak
abundance and fishing activity for many of New Jersey fisheries
resulting in poor fish health. The NJMFSC also requested that NMFS not
issue an Incidental Harassment Authorization for the take of marine
mammals. The SandyHook SeaLife Foundation also submitted similar
concerns stating that the survey would disperse fish, the result of
which will negatively affect New Jersey's recreational and commercial
fishing industry during the tourist season.
Similarly, Clean Ocean Action (COA) also requested that Lamont-
Doherty not conduct the survey during the summer months and that NMFS
consider alternate survey times to avoid times of peak marine mammal
activity.
Finally, the New Jersey Department of Environmental Protection
(NJDEP) also submitted comments expressing concern for effects to
marine mammal habitat and for the potential impacts to New Jersey's
marine mammal boat tour operators and the recreational and commercial
fishing industry.
Response: The NJMFC did not provide references supporting their
statement which limits our ability to respond to the commenters'
statements. However, we refer readers to the notice of the proposed
Authorization (page 13977, 80 FR 13961, March 17, 2015) which provided
information on the anticipated effects of airgun sounds on fish, fish
behavior, and invertebrates in the context of those animals as marine
mammal prey.
NMFS considered the effects of the survey on marine mammal prey
(i.e., fish and invertebrates), as a component of marine mammal
habitat, in the notice of the proposed Authorization (80 FR 13961,
March 17, 2015). Studies have shown both decreases and increases in
fisheries catch rates and behavioral changes in captive marine fish and
squid during exposure to seismic sound (Lokkeborg et al., 2012;
Fewtrell and McCauley, 2012). We acknowledge that disturbance of prey
species has the potential to adversely affect marine mammals while
foraging. However, given the limited spatio-temporal scale of the
survey, the survey would ensonify only a small fraction of available
habitat at any one time because the vessel is continually moving during
data acquisition. We would expect prey species to return to their pre-
exposure behavior once seismic firing ceased (Lokkeborg et al., 2012;
Fewtrell and McCauley, 2012). Although there is a potential for injury
to fish or marine life in close proximity to the vessel, we expect that
prey responses would have temporary effects on a marine mammal's
ability to forage in the immediate survey area. However, we don't
expect that temporary reductions in feeding ability would reduce an
individual animal's overall feeding success.
Laboratory studies have observed permanent damage to sensory
epithelia for captive fish exposed at close range to a sound source
(McCauley et al., 2003) and abnormalities in larval scallops after
exposure to low frequency noise in tanks (de Soto et al., 2013);
however, wild fish are likely to move away from a seismic source
(Fewtrell and McCauley, 2012). Finally, other studies provide examples
of no fish mortality upon exposure to seismic sources (e.g., Popper et
al., 2005; Boeger et al., 2006).
In summary, in examining impacts to fish as prey species for marine
mammals, we expect fish to exhibit a range of behaviors including no
reaction or habituation (Pena et al., 2013) to startle responses and/or
avoidance (Fewtrell and McCauley, 2012). We expect that the seismic
survey would have no more than a temporary and minimal adverse effect
on any fish or invertebrate species that serve as prey species for
marine mammals, and therefore consider the potential impacts to marine
mammal habitat minimal as well.
Regarding the survey's impacts on commercial and recreational
fishing, we refer readers to the NSF's amended EA for this survey
(Sections III and IV) which includes consideration of the effects of
sound on marine invertebrates, fish, and fisheries and the effects of
the survey on the recreational and commercial fishing sectors in New
Jersey. The NSF also completed an ESA Section 7 consultation to address
the effects of the research seismic survey on ESA-listed species within
the proposed area as well as a consultation under the Magnuson-Stevens
Fishery Conservation and Management Act for essential fish habitat.
Regarding the timing of the proposed survey, we analyzed the
specified activity, including the specified dates, as presented in
Lamont-Doherty's application and were able to make the requisite
findings for issuing the Authorization. We do not have the authority to
cancel Lamont-Doherty's research seismic activities under Section
101(a)(5)(D) of the MMPA, as that authority lies with the NSF. NMFS and
the NSF considered in their EAs, a modification of the survey schedule
to an alternate time. However, we determined this could result in an
increase in the number of takes of North Atlantic right whales due to
their increased presence off New Jersey in the fall, spring, and winter
months. Whitt et al. (2013) concluded that right whales were not
present in large numbers off New Jersey during the summer months (Jun
22-Sep 27) which overlaps with the effective dates of the seismic
survey (Jun through August). In contrast, peak acoustic detections for
North Atlantic right whales occurred in the winter (Dec 18-Apr 9) and
in the spring (Apr 10-Jun 21) (Whitt, et al., 2013).
Comment 11: The NJDEP asserted that there was insufficient
information to conclude that the impacts to the marine mammals that
could potentially occur in the action area would be negligible. They
state that marine mammals, especially cetaceans, would be adversely
affected by noise created during seismic testing activities; noise
pollution, in the form of repeated or
[[Page 27643]]
prolonged sounds would adversely impact marine mammals by disrupting
otherwise normal behaviors associated with migration, feeding, alluding
predators, resting, and breeding, etc.; and any alterations to these
behaviors would jeopardize the survival of an individual simply by
increasing efforts directed at avoidance of the noise and the perceived
threat. They also state that that the project will add to an existing
and increasing anthropogenic noise pollution which may already be
negatively impacting species.
Response: NMFS disagrees with the commenter's assertions regarding
our neglible impact determinations under the MMPA discussed in the
notice of proposed Authorization (80 FR 13961, March 17, 2015). The
NJDEP did not provide did not provide references supporting their
statements related to marine mammals which limits our ability to
respond to the commenter's statements. We refer to our detailed
discussion of the potential effects of the proposed survey on marine
mammals (pages 13967-13979) which covers acoustic impacts, masking,
behavioral disturbance, and non-auditory physical effects to cetaceans
and pinnipeds.
Additionally, NMFS has issued a Biological Opinion under the ESA
that concluded that the issuance of the Authorization and the conduct
of the seismic survey were not likely to jeopardize the continued
existence of blue, fin, humpback, North Atlantic right, sei, and sperm
whales. The Opinion also concluded that the issuance of the
Authorization and the conduct of the seismic survey would not affect
designated critical habitat for these species.
Comment 12: COA expressed concerns related to the survey's impact
on the local (coastal) bottlenose dolphin population. They include:
cumulative adverse impacts of the survey in light of the ongoing
Unusual Mortality Event (UME); potential increases in marine mammal
strandings due to the use of the multibeam echosounder; the survey's
temporal overlap with the bottlenose dolphin calving period; and the
potential heightened sensitivity of bottlenose dolphin calves to
anthropogenic noise.
Response: In 2013, NMFS declared a UME for elevated bottlenose
dolphin strandings along the Atlantic coast (New York through Florida).
From July 1, 2013-April 5, 2015, NMFS has recorded a total of 1,660
strandings from New York to Florida. Of those strandings, 153 dolphins
have stranded in New Jersey, which is significantly higher than the
average annual bottlenose dolphin stranding rate of 15 strandings
(based on 2007-2012 data).
NMFS expects that the survey's activities would result, at worst,
in a temporary modification in behavior, temporary changes in animal
distribution, and/or low-level physiological effects (Level B
harassment) of bottlenose dolphins. We expect these impacts to be minor
at the individual level and we do not anticipate impacts on the
population or impacts to rookeries, mating grounds, and other areas of
similar significance.
The Authorization outlines reporting measures and response
protocols with the Greater Atlantic Region Stranding Coordinator
intended to minimize the impacts of, and enhance the analysis of, any
potential stranding in the survey area. Lamont-Doherty's activities are
approximately 20 km (12 mi) away from the habitat in which the coastal
bottlenose dolphins are expected to occur (Toth et al., 2011; 2012),
which means that area is not expected to be ensonified above 160 dB and
that take of this stock or calves of this stock (i.e., the Western
North Atlantic Northern Migratory Coastal) is not anticipated.
Additionally, airgun pulses are outside of the range of frequencies in
which dolphin hearing is most sensitive, and Schlundt et al.'s (2013)
study suggests that the low-frequency content of air gun impulses may
have fewer predicted impacts on bottlenose dolphins. Last, we do not
have specific information related to how any acoustic stressors may or
may not exacerbate the effects of the UME with bottlenose dolphins.
However, based on the fact that the acoustic effects are expected to be
limited to behavioral harassment, and the survey is constantly moving
(predominantly far offshore and well away from coastal species and the
associated calving areas), we do not anticipate any focused adverse
effects to animals involved in the UME.
Regarding COA's concerns about increased strandings, we note that
Lamont-Doherty has not ever experienced a stranding event associated
with their activities during the past 10 years that NMFS has issued
Authorizations to them. In the past decade of seismic surveys conducted
carried out by the Langseth, protected species observers and other crew
members have neither observed nor reported any seismic-related marine
mammal injuries or mortalities.
The NSF's EA (NSF, 2014) acknowledges that scientists have
conducted numerous 2-D seismic surveys in the general vicinity of the
proposed survey from 1979 to 2002. The previous surveys used different
airgun array configurations (e.g., a 6-airgun, 1,350-in\3\ array in
1990; a single, 45-in\3\ GI Gun in 1996 and 1998; and two 45-in\3\ GI
Guns in 2002). The researchers did not observe any seismic sound-
related marine mammal related injuries or mortality, or impacts to fish
during these past seismic surveys in the proposed survey area (NSF,
2014; G. Mountain, Pers. Comm.).
We have considered the potential for behavioral responses such as
stranding and indirect injury or mortality from Lamont-Doherty's use of
the multibeam echosounder. In 2013, an International Scientific Review
Panel (ISRP) investigated a 2008 mass stranding of approximately 100
melon-headed whales in a Madagascar lagoon system (Southall et al.,
2013) associated with the use of a high-frequency mapping system. The
report indicated that the use of a 12-kHz multibeam echosounder was the
most plausible and likely initial behavioral trigger of the mass
stranding event. This was the first time that a relatively high-
frequency mapping sonar system had been associated with a stranding
event. However, the report also notes that there were several site- and
situation-specific secondary factors that may have contributed to the
avoidance responses that lead to the eventual entrapment and mortality
of the whales within the Loza Lagoon system (e.g., the survey vessel
transiting in a north-south direction on the shelf break parallel to
the shore, may have trapped the animals between the sound source and
the shore driving them towards the Loza Lagoon). They concluded that
for odontocete cetaceans that hear well in the 10-50 kHz range, where
ambient noise is typically quite low, high-power active sonars
operating in this range may be more easily audible and have potential
effects over larger areas than low frequency systems that have more
typically been considered in terms of anthropogenic noise impacts
(Southall, et al., 2013). However, the risk may be very low given the
extensive use of these systems worldwide on a daily basis and the lack
of direct evidence of such responses previously reported (Southall, et
al., 2013).
Given that Lamont-Doherty proposes to conduct the survey offshore
and the Langseth is not conducting the survey parallel to any
coastline, we do not anticipate that the use of the source during the
seismic survey would entrap marine mammals between the vessel's sound
sources and the New Jersey coastline. In addition, the Authorization
includes reporting measures and response protocols to minimize the
impacts of, and enhance the analysis of,
[[Page 27644]]
any potential stranding in the survey area.
With respect to Clean Ocean Action's concerns about the survey's
temporal overlap with the bottlenose dolphin calving period, we note
again that Lamont-Doherty's study area is approximately 20 km (12 mi)
away from the identified habitats for coastal bottlenose dolphins and
their calves in Toth et al. (2011, 2012) thereby reducing further the
likelihood of causing an effect on this species or stock.
In response to COA's concerns that dolphin calves may be limited in
their ability to flee the ensonified area due to their dependence on
their mothers and small size, we considered several studies which note
that seismic operators and protected species observers regularly see
dolphins and other small toothed whales near operating airgun arrays,
but in general there is a tendency for most delphinids to show some
avoidance of operating seismic vessels (e.g., Moulton and Miller, 2005;
Holst et al., 2006; Stone and Tasker, 2006; Weir, 2008; Richardson et
al., 2009; Barkaszi et al., 2009; Moulton and Holst, 2010). Also, some
dolphins seem to be attracted to the seismic vessel and floats, and
some ride the bow wave of the seismic vessel even when large arrays of
airguns are firing (e.g., Moulton and Miller, 2005). Nonetheless, small
toothed whales more often tend to head away, or to maintain a somewhat
greater distance from the vessel, when a large array of airguns is
operating than when it is silent (e.g., Stone and Tasker, 2006; Weir,
2008, Barry et al., 2010; Moulton and Holst, 2010). We note that in
most cases, the avoidance radii for delphinids appear to be small, on
the order of one km or less, and some individuals show no apparent
avoidance. In considering the potential heightened sensitivity of
neonate dolphins to noise, Schlundt et al. (2013) suggest that the
potential for airguns to cause hearing loss in dolphins is lower than
previously predicted, perhaps as a result of the low-frequency content
of air gun impulses compared to the high-frequency hearing ability of
dolphins.
We do not expect marine mammals to experience any repeated
exposures at very close distances to the sound source because Lamont-
Doherty would implement the required shutdown and power down mitigation
measures to ensure that marine mammals do not approach the applicable
exclusion zones for Level A harassment. In addition, we anticipate that
the required ramp-up procedures at the start of the survey or anytime
after a shutdown of the entire array would ``warn'' marine mammals in
the vicinity of the airguns, and provide the time for them to leave the
area and thus avoid any potential injury or impairment of their hearing
abilities or annoyance at higher exposure levels.
Comment 13: COA states that we did not present species information
for North Atlantic right whales in our analyses, including the Whitt et
al. (2013) peer[hyphen]reviewed study demonstrating North Atlantic
right whale presence off the New Jersey coast year-round, particularly
in the spring and summer months.
Response: NMFS disagrees. Table 1 in our notice of proposed
authorization (pages 13966 and 13987, 80 FR 13961, March 17, 2015)
specifically states that we base the year-round seasonal presence of
North Atlantic right whales on the Whitt et al. (2013) paper. Whitt et
al. (2013) conducted acoustic and visual surveys for North Atlantic
right whales off the coast of New Jersey from January 2008 to December
2009 and observed one sighting of a cow-calf pair in May 2008, but no
other sightings of cow-calf pairs throughout the remainder of the
study. In the discussion of the Whitt et al. (2013) data, NMFS
concluded that it was appropriate to increase Lamont-Doherty's original
request for incidental take related to North Atlantic right whales from
zero to three (3) to be conservative in estimating potential take for
cow/calf pairs. NMFS based this adjustment on several sources (AMAPPS,
2010, 2011, and 2013; and Whitt et al., 2013) that reported sighting
information on the presence of North Atlantic right whales (including a
cow/calf pair) in the survey area.
Monitoring and Reporting
Comment 14: The Commission has indicated that monitoring and
reporting requirements should provide a reasonably accurate assessment
of the types of taking and the numbers of animals taken by the proposed
activity. They state that ``. . . the assessments should account for
animals at the surface but not detected [i.e., g(0) values] and for
animals present but underwater and not available for sighting [i.e.,
f(0) values]. They further state that g(0) and f(0) values are
essential to accurately assess the numbers of marine mammals taken
during geophysical surveys based on the extent of the Level B
harassment zones extending from more than 10 km in some instances and
to more than 26 km in other instances. In light of the comments, the
Commission recommends that NMFS consult with the funding agency (i.e.,
the NSF) and individual applicants (e.g., Lamont-Doherty and other
related entities) to develop, validate, and implement a monitoring
program that provides a scientifically sound, reasonably accurate
assessment of the types of marine mammal takes and the actual numbers
of marine mammals taken, accounting for applicable g(0) and f(0)
values. In previous letters, the Commission has not suggested that the
NSF and Lamont-Doherty collect information in the field to support the
development of survey-specific correction factors (80 FR 4892); rather
they suggest that Lamont-Doherty and other relevant entities to
continue to collect appropriate sightings data in the field which NMFS
can then pool to determine g(0) and f(0) values relevant to the various
geophysical survey types. The Commission would welcome another meeting
to help further this goal.
Response: NMFS' implementing regulations require that applicants
include monitoring that will result in ``an increased knowledge of the
species, the level of taking or impacts on populations of marine
mammals that are expected to be present while conducting activities . .
.'' This increased knowledge of the level of taking could be
qualitative or relative in nature, or it could be more directly
quantitative. Scientists use g(0) and f(0) values in systematic marine
mammal surveys to account for the undetected animals indicated above,
however, these values are not simply established and the g(0) value
varies across every observer based on their sighting acumen. While we
want to be clear that we do not generally believe that post-activity
take estimates using f(0) and g(0) are required to meet the monitoring
requirement of the MMPA, in the context of the NSF and Lamont-Doherty's
monitoring plan, we agree that developing and incorporating a way to
better interpret the results of their monitoring (perhaps a simplified
or generalized version of g(0) and f(0)) is desirable. We are
continuing to examine this issue with the NSF to develop ways to
improve their post-survey take estimates. We will continue to consult
with the Commission and NMFS scientists prior to finalizing any future
recommendations.
We note that current monitoring measures for past and current
Authorizations for research seismic surveys require the collection of
visual observation data by protected species observers prior to,
during, and after airgun operations. This data collection may
contribute to baseline data on marine mammals (presence/absence) and
provide some generalized support for estimated take numbers (as well as
providing data regarding behavioral responses to seismic operation that
are
[[Page 27645]]
observable at the surface). However, it is unlikely that the
information gathered from these cruises alone would result in any
statistically robust conclusions for any particular species because of
the small number of animals typically observed.
MMPA Concerns
Comment 15: Clean Ocean Action states that NMFS must ensure that
the Authorization complies with the MMPA and requests that NMFS deny
the Authorization based on their opinion that the potential impacts to
marine mammals are incompatible with the prohibitions of the MMPA and
that the take would be more than negligible.
Response: Our Federal Register notices for the proposed and final
Authorization lay out our analysis and rationale for our conclusions.
Based on the analysis of the likely effects of the specified
activity on marine mammals and their habitat contained within this
document, the NSF's amended EA and our own EA, and taking into
consideration the implementation of the mitigation and monitoring
measures, we find that Lamont-Doherty's proposed activity would result
in the take of small numbers of marine mammals, would have a negligible
impact on the affected species or stocks, and would not result in an
unmitigable adverse impact on the availability of such species or
stocks for taking for subsistence uses as no subsistence users would be
affected by the proposed action.
Acoustic Thresholds
Comment 16: COA states that the current NMFS 160-decibel (dB) re: 1
[mu]Pa threshold for Level B harassment does not reflect the best
available science and is not sufficiently conservative.
Response: NMFS' practice has been to apply the 160 dB re: 1
[micro]Pa received level threshold for underwater impulse sound levels
to determine whether take by Level B harassment occurs. Specifically,
we derived the 160 dB threshold data from mother-calf pairs of
migrating gray whales (Malme et al., 1983, 1984) and bowhead whales
(Richardson et al., 1985, 1986) responding to seismic airguns. We
acknowledge there is more recent information bearing on behavioral
reactions to seismic airguns, and we discuss the science on this issue
qualitatively in our analysis of potential effects to marine mammals
(80 FR 13961, March 17, 2015), but those data only illustrate how
complex and context-dependent the relationship is between the two, and
do not, as a whole, invalidate the current threshold. Accordingly, it
is not a matter of simply replacing the existing threshold with a new
one.
NMFS is working to develop guidance for assessing the effects of
anthropogenic sound on marine mammals, including thresholds for
behavioral harassment. Until NMFS finalizes that guidance (a process
that includes internal agency review, public notice and comment, and
peer review), we will continue to rely on the existing criteria for
Level A and Level B harassment shown in Table 5 of the notice for the
proposed authorization (80 FR 13961, March 17, 2015).
As mentioned in the Federal Register notice for the proposed
authorization (80 FR 13961, March 17, 2015), we expect that the onset
for behavioral harassment is largely context dependent (e.g.,
behavioral state of the animals, distance from the sound source, etc.)
when evaluating behavioral responses of marine mammals to acoustic
sources. Although using a uniform sound pressure level of 160-dB re: 1
[mu]Pa for the onset of behavioral harassment for impulse noises may
not capture all of the nuances of different marine mammal reactions to
sound, it is a reasonable and workable way to evaluate and manage/
regulate anthropogenic noise impacts on marine mammals as NMFS
considers more complex options.
Comment 17: COA requested that we use a behavioral threshold below
160 dB for estimating take based on results reported in Clark and
Gagnon (2006), MacLeod et al. (2006), Risch et al. (2012), McCauley et
al. (1998), McDonald et al. (1995), Bain and Williams (2006), DeRuiter
et al. (2013). They also cite comments submitted by Clark et al. (2012)
on the Arctic Ocean Draft Environmental Impact Statement regarding
NMFS' current acoustic thresholds.
Response: NMFS is constantly evaluating new science and how to best
incorporate it into our decisions. This process involves careful
consideration of new data and how it is best interpreted within the
context of a given management framework. Each of these cited articles
emphasizes the importance of context (e.g., behavioral state of the
animals, distance from the sound source, etc.) in evaluating behavioral
responses of marine mammals to acoustic sources.
These papers and the studies discussed in our notice of proposed
authorization (80 FR 13961, March 17, 2015) note that there is
variability in the behavioral responses of marine mammals to noise
exposure. However, it is important to consider the context in
predicting and observing the level and type of behavioral response to
anthropogenic signals (Ellison et al., 2012). There are many studies
showing that marine mammals do not show behavioral responses when
exposed to multiple pulses at received levels at or above 160 dB re: 1
[micro]Pa (e.g., Malme et al., 1983; Malme et al., 1984; Richardson et
al., 1986; Akamatsu et al., 1993; Madsen and Mohl, 2000; Harris et al.,
2001; Miller et al., 2005; and Wier, 2008). And other studies show that
whales continue important behaviors in the presence of seismic pulses
(e.g., Richardson et al., 1986; McDonald et al., 1995; Greene et al.,
1999a, 1999b; Nieukirk et al., 2004; Smultea et al., 2004; Holst et
al., 2005, 2006; Dunn and Hernandez, 2009).
In a passive acoustic research program that mapped the soundscape
in the North Atlantic Ocean, Clark and Gagnon (2006) reported that some
fin whales (Balaenoptera physalus) stopped singing for an extended
period starting soon after the onset of a seismic survey in the area.
The study did not provide information on received levels or distance
from the sound source. The authors could not determine whether or not
the whales left the area ensonified by the survey, but the evidence
suggests that most if not all singers remained in the area (Clark and
Gagnon, 2006). Support for this statement comes from the fact that when
the survey stopped temporarily, the whales resumed singing within a few
hours and the number of singers increased with time (Clark and Gagnon,
2006). Also, they observed that one whale continued to sing while the
seismic survey was actively operating (Figure 4; Clark and Gagnon,
2006).
The authors conclude that there is not enough scientific knowledge
to adequately evaluate whether or not these effects on singing or
mating behaviors are significant or would alter survivorship or
reproductive success (Clark and Gagnon, 2006). Thus, to address COA's
concerns related to the results of this study, it is important to note
that the Lamont-Doherty's study area is well away from any known
breeding/calving grounds for low frequency cetaceans and approximately
20 km (12 mi) away from the identified habitats for coastal bottlenose
dolphins and their calves in Toth et al. (2011, 2012) thereby reducing
further the likelihood of causing an effect on marine mammals.
MacLeod et al. (2006) discussed the possible displacement of fin
and sei whales related to distribution patterns of the species during a
large-scale seismic survey offshore the west coast of Scotland in 1998.
The authors
[[Page 27646]]
hypothesized about the relationship between the whale's absence and the
concurrent seismic activity, but could not rule out other contributing
factors (Macleod, et al., 2006; Parsons et al., 2009). We would expect
that marine mammals may briefly respond to underwater sound produced by
the seismic survey by slightly changing their behavior or relocating a
short distance. Based on the best available information, we expect
short-term disturbance reactions that are confined to relatively small
distances and durations (Thompson et al., 1998; Thompson et al., 2013),
with no adverse impacts on annual rates of recruitment or survival.
Regarding the suggestion that blue whales ``significantly'' changed
course during the conduct of a seismic survey offshore Oregon, we
disagree. We considered the McDonald et al. (1995) paper in the notice
for the proposed authorization (80 FR 13961, March 17, 2015). In brief,
the study tracked three blue whales relative to a seismic survey with a
1,600 in3 airgun array (higher than Lamont-Doherty's 700 in\3\ airgun
array). The whale started its call sequence within 15 km (9.3 mi) from
the source, then followed a pursuit track that decreased its distance
to the vessel where it stopped calling at a range of 10 km (6.2 mi)
(estimated received level at 143 dB re: 1 [mu]Pa (peak-to-peak)
(McDonald et al., 1995). After that point, the ship increased its
distance from the whale, which continued a new call sequence after
approximately one hour (McDonald et al., 1995) and 10 km (6.2 mi) from
the ship. The authors suggested that the whale had taken a track
paralleling the ship during the cessation phase but observed the whale
moving diagonally away from the ship after approximately 30 minutes
continuing to vocalize (McDonald et al., 1995). The authors also
suggest that the whale may have approached the ship intentionally or
perhaps was unaffected by the airguns. They concluded that there was
insufficient data to infer conclusions from their study related to blue
whale responses (McDonald et al., 1995).
Risch et al. (2012) documented reductions in humpback whale
(Megaptera novaeangliae) vocalizations in the Stellwagen Bank National
Marine Sanctuary concurrent with transmissions of the Ocean Acoustic
Waveguide Remote Sensing (OAWRS) low-frequency fish sensor system at
distances of 200 kilometers (km) from the source. The recorded OAWRS
produced a series of frequency modulated pulses and the signal received
levels ranged from 88 to 110 dB re: 1 [mu]Pa (Risch et al., 2012). The
authors hypothesize that individuals did not leave the area but instead
ceased singing and noted that the duration and frequency range of the
OAWRS signals (a novel sound to the whales) were similar to those of
natural humpback whale song components used during mating (Risch et
al., 2012). Thus, the novelty of the sound to humpback whales in the
study area provided a compelling contextual probability for the
observed effects (Risch et al., 2012). However, the authors did not
state or imply that these changes had long-term effects on individual
animals or populations (Risch et al., 2012), nor did they necessarily
rise to the level of harassment. However, (Gong et al. 2014), disputes
these findings, suggesting that (Risch et al. 2012) mistakes natural
variations in humpback whale song occurrence for changes caused by
OAWRS activity approximately 200 km away. (Risch et al., 2014)
responded to (Gong et al., 2014) and highlighted the context-dependent
nature of behavioral responses to acoustic stressors.
We considered the McCauley et al. (1998) paper (along with McCauley
et al., 2000) in the notice of proposed authorization (80 FR 13961,
March 17, 2015). Briefly, McCauley et al. (1998, 2000) studied the
responses of migrating humpback whales off western Australia to a full-
scale seismic survey with a 16-airgun array (2,678 in\3\) and to
playbacks using a single, 20-in\3\airgun. Both studies point to a
contextual variability in the behavioral responses of marine mammals to
sound exposure. The mean received level for initial avoidance of an
approaching airgun was 140 dB re: 1 [mu]Pa for resting humpback whale
pods containing females. In contrast, some individual humpback whales,
mainly males, approached within distances of 100 to 400 m (328 to 1,312
ft), where sound levels were 179 dB re: 1 [mu]Pa (McCauley et al.,
2000). The authors hypothesized that the males gravitated towards the
single operating airgun possibly due to its similarity to the sound
produced by humpback whales breaching (McCauley et al., 2000). Despite
the evidence that some humpback whales exhibited localized avoidance
reactions at received levels below 160 dB re: 1 [mu]Pa, the authors
found no evidence of any gross changes in migration routes, such as
inshore/offshore displacement during seismic operations (McCauley et
al., 1998, 2000).
With repeated exposure to sound, many marine mammals may habituate
to the sound at least partially (Richardson & Wursig, 1997). Bain and
Williams (2006) examined the effects of a large airgun array (maximum
total discharge volume of 1,100 in\3\) on six species in shallow waters
off British Columbia and Washington: harbor seal, California sea lion
(Zalophus californianus), Steller sea lion (Eumetopias jubatus), gray
whale (Eschrichtius robustus), Dall's porpoise (Phocoenoides dalli),
and the harbor porpoise. Harbor porpoises showed ``apparent avoidance
response'' at received levels less than 145 dB re: 1 [mu]Pa at a
distance of greater than 70 km (43 miles) from the seismic source (Bain
and Williams, 2006). However, the tendency for greater responsiveness
by harbor porpoise is consistent with their relative responsiveness to
boat traffic and some other acoustic sources (Richardson et al. 1995;
Southall et al., 2007). In contrast, the authors reported that gray
whales seemed to tolerate exposures to sound up to approximately 170 dB
re: 1 [mu]Pa (Bain and Williams, 2006) and Dall's porpoises occupied
and tolerated areas receiving exposures of 170-180 dB re: 1 [mu]Pa
(Bain and Williams, 2006; Parsons et al., 2009). The authors observed
several gray whales that moved away from the airguns toward deeper
water where sound levels were higher due to propagation effects
resulting in higher noise exposures (Bain and Williams, 2006). However,
it is unclear whether their movements reflected a response to the
sounds (Bain and Williams, 2006). Thus, the authors surmised that the
gray whale data (i.e., voluntarily moving to areas where they are
exposed to higher sound levels) are ambiguous at best because one
expects the species to be the most sensitive to the low-frequency sound
emanating from the airguns (Bain and Williams, 2006).
DeRuiter et al. (2013) recently observed that beaked whales
(considered a particularly sensitive species to sound) exposed to
playbacks (i.e., simulated) of U.S. tactical mid-frequency sonar from
89 to 127 dB re: 1 [mu]Pa at close distances responded notably by
altering their dive patterns. In contrast, individuals showed no
behavioral responses when exposed to similar received levels from
actual U.S. Navy tactical mid-frequency sonar operated at much further
distances (DeRuiter et al., 2013). As noted earlier, one must consider
the importance of context (for example, the distance of a sound source
from the animal) in predicting behavioral responses.
Regarding the public comments submitted by Clark et al. (2012) on
the Arctic Ocean Draft EIS in reference to our use of the current
acoustic exposure
[[Page 27647]]
criteria, please refer to our earlier response to comments.
None of these studies on the effects of airgun noise on marine
mammals point to any associated mortalities, strandings, or permanent
abandonment of habitat by marine mammals. Bain and Williams (2006)
specifically conclude that ``. . . although behavioral changes were
observed, the precautions utilized in the SHIPS survey did not result
in any detectable marine mammal mortalities during the survey, nor were
any reported subsequently by the regional marine mammal stranding
network . . .'' McCauley et al. (2000) concluded that any risk factors
associated with their seismic survey ``. . . lasted for a comparatively
short period and resulted in only small range displacement . . .''
Further, the total discharge volume of the airgun arrays cited in
McCauley et al., 1998, 2000; Bain and Williams, 2006 were generally
over 40 percent larger than the 1,400 in\3\ array configurations
proposed for use during this survey (e.g., 2,768 in\3\, McCauley et
al., 1998; 6,730 in\3\, Bain and Williams, 2006). Thus, Lamont-
Doherty's 160-dB threshold radius is not likely to reach the threshold
distances reported in these studies.
Comment 18: COA takes issue with our conclusion that Level A
harassment take would not occur during the survey. Citing Lucke et al.
(2009); Thompson et al. (1998); Kastak et al. (2008); Kujawa and
Lieberman (2009); Wood et al. (2012); and Cox et al. (2006), the
commenters assert that our preliminary determinations for Level A
harassment take and the likelihood of temporary and or permanent
threshold shift do not consider the best available science.
Response: As explained in Table 3 in the notice of proposed
authorization (80 FR 13961, March 17, 2015), the predicted distances at
which sound levels could result in Level A harassment are relatively
small (439 m; 1,440 ft for cetaceans; 118 m; 387 ft for pinnipeds). At
those distances, we expect that the required vessel-based visual
monitoring of the exclusion zones is effective to implement mitigation
measures to prevent Level A harassment.
First, if the protected species observers observe marine mammals
approaching the exclusion zone, Lamont-Doherty must shut down or power
down seismic operations to ensure that the marine mammal does not
approach the applicable exclusion radius. Second, if the observer
detects a marine mammal outside the 180- or 190-dB exclusion zones, and
the animal--based on its position and the relative motion--is likely to
enter the exclusion zone, Lamont-Doherty may alter the vessel's speed
and/or course--when practical and safe--in combination with powering
down or shutting down the airguns, to minimize the effects of the
seismic survey. The avoidance behaviors discussed in the notice of
proposed authorization (80 FR 13961, March 17, 2015) supports our
expectations that individuals will avoid exposure at higher levels.
Also, it is unlikely that animals would encounter repeated exposures at
very close distances to the sound source because Lamont-Doherty would
implement the required shutdown and power down mitigation measures to
ensure that marine mammals do not approach the applicable exclusion
zones for Level A harassment. Finally, ramp-up of the airguns is
required.
Regarding the Lucke et al. (2009) study, the authors found a
threshold shift (TS) of a harbor porpoise after exposing it to airgun
noise (single pulse) with a received sound pressure level (SPL) at
200.2 dB (peak-to-peak) re: 1 [mu]Pa, which corresponds to a sound
exposure level of 164.5 dB re: 1 [mu]Pa2 s after integrating exposure.
We currently use the root-mean-square (rms) of received SPL at 180 dB
and 190 dB re: 1 [mu]Pa as the threshold above which permanent
threshold shift (PTS) could occur for cetaceans and pinnipeds,
respectively. Because the airgun noise is a broadband impulse, one
cannot directly extrapolate the equivalent of rms SPL from the reported
peak-to-peak SPLs reported in Lucke et al. (2009). However, applying a
conservative conversion factor of 16 dB for broadband signals from
seismic surveys (Harris et al. 2001; McCauley et al. 2000) to correct
for the difference between peak-to-peak levels reported in Lucke et al.
(2009) and rms SPLs, the rms SPL for TTS would be approximately 184 dB
re: 1 [mu]Pa, and the received levels associated with PTS (Level A
harassment) would be higher. This is still above the current 180 dB rms
re: 1 [mu]Pa threshold for injury. Yet, we recognize that the temporary
threshold shift (TTS) of harbor porpoise is lower than other cetacean
species empirically tested (Finneran et al. 2002; Finneran and
Schlundt, 2010; Kastelein et al., 2012). We considered this information
in the notice of proposed authorization (80 FR 13961, March 17, 2015).
The Thompson et al. (1998) telemetry study on harbor (Phoca
vitulina) and grey seals (Halichoerus grypus) suggested that avoidance
and other behavioral reactions by individual seals to small airgun
sources may at times be strong, but short-lived. The researchers
conducted 1-hour controlled exposure experiments exposing individual
seals fitted with telemetry devices to small airguns with a reported
source level of 215-224 dB re: 1 [mu]Pa (peak-to-peak) (Thompson et
al., 1998; Gordon et al., 2003). The researchers measured dive
behavior, swim speed heart rate and stomach temperature (indicator for
feeding), but they did not measure hearing threshold shift in the
animals. The researchers observed startle responses, decreases in heart
rate, and temporary cessation of feeding. In six out of eight trials,
harbor seals exhibited strong avoidance behaviors, and swam rapidly
away from the source (Thompson et al., 1998; Gordon et al., 2003). One
seal showed no detectable response to the airguns, approaching within
300 m (984 ft) of the source (Gordon et al., 2003). However, they note
that the behavioral responses were short-lived and the seals' behavior
returned to normal after the trials (Thompson et al., 1998; Gordon et
al., 2003). The study does not discuss temporary threshold shift or
permanent threshold shift in harbor seals and the estimated rms SPL for
this survey is approximately 200 dB re: 1 [mu]Pa, well above NMFS'
current 180 dB rms re: 1 [mu]Pa threshold for injury for cetaceans and
NMFS' current 190 dB rms re: 1 [mu]Pa threshold for injury for
pinnipeds (accounting for the fact that the rms sound pressure level
(in dB) is typically 16 dB less than the peak-to-peak level).
In a study on the effect of non-impulsive sound sources on marine
mammal hearing, Kastak et al. (2008) exposed one harbor seal to an
underwater 4.1 kHz pure tone fatiguing stimulus with a maximum received
sound pressure of 184 dB re: 1 [mu]Pa for 60 seconds (Kastak et al.,
2008; Finneran and Branstetter, 2013). A second 60-second exposure
resulted in an estimated threshold shift of greater than 50 dB at a
test frequency of 5.8 kHz (Kastak et al., 2008). The seal recovered at
a rate of -10 dB per log(min). However, 2 months post-exposure, the
researchers observed incomplete recovery from the initial threshold
shift resulting in an apparent permanent threshold shift of 7 to 10 dB
in the seal (Kastak et al., 2008). We note that seismic sound is an
impulsive source, and the context of the study is related to the effect
of non-impulsive sounds (i.e., a continuous 6-second exposure) on
marine mammals. In contrast, Lamont-Doherty's seismic survey has a
short, pulsed, intermittent shot-interval of 5 to 6 seconds every 12.5
m traveled.
We also considered two other Kastak et al. (1999, 2005) studies.
Kastak et al. (1999) reported TTS of approximately
[[Page 27648]]
4-5 dB in three species of pinnipeds (harbor seal, California sea lion,
and northern elephant seal) after underwater exposure for approximately
20 minutes to sound with frequencies ranging from 100-2,000 Hz at
received levels 60-75 dB above hearing threshold. This approach allowed
similar effective exposure conditions to each of the subjects, but
resulted in variable absolute exposure values depending on subject and
test frequency. Recovery to near baseline levels was reported within 24
hours of sound exposure. Kastak et al. (2005) followed up on their
previous work, exposing the same test subjects to higher levels of
sound for longer durations. The animals were exposed to octave-band
sound for up to 50 minutes of net exposure. The study reported that the
harbor seal experienced TTS of 6 dB after a 25-minute exposure to 2.5
kHz of octave-band sound at 152 dB (183 dB SEL). The California sea
lion demonstrated onset of TTS after exposure to 174 dB (206 dB SEL).
We considered that PTS could occur at relatively lower levels, such
as at levels that would normally cause TTS, if the animal experiences
repeated exposures at very close distances to the sound source.
However, an animal would need to stay very close to the sound source
for an extended amount of time to incur a serious degree of PTS, which
in this case, would be highly unlikely due to the required mitigation
measures in place to avoid Level A harassment and the expectation that
a mobile marine mammal would generally avoid an area where received
sound pulse levels exceed 160 dB re: 1 [mu]Pa (rms) (review in
Richardson et al. 1995; Southall et al. 2007).
We also considered recent studies by Kujawa and Liberman (2009) and
Lin et al. (2011). These studies found that despite completely
reversible threshold shifts that leave cochlear sensory cells intact,
large threshold shifts could cause synaptic level changes and delayed
cochlear nerve degeneration in mice and guinea pigs, respectively. We
note that the high level of TTS that led to the synaptic changes shown
in these studies is in the range of the high degree of TTS that
Southall et al. (2007) used to calculate PTS levels. It is not known
whether smaller levels of TTS would lead to similar changes. NMFS
acknowledges the complexity of noise exposure on the nervous system,
and will re-examine this issue as more data become available.
In contrast, a recent study on bottlenose dolphins (Schlundt, et
al., 2013) measured hearing thresholds at multiple frequencies to
determine the amount of TTS induced before and after exposure to a
sequence of impulses produced by a seismic air gun. The airgun volume
and operating pressure varied from 40-150 in\3\ and 1000-2000 psi,
respectively. After three years and 180 sessions, the authors observed
no significant TTS at any test frequency, for any combinations of air
gun volume, pressure, or proximity to the dolphin during behavioral
tests (Schlundt, et al., 2013). Schlundt et al. (2013) suggest that the
potential for airguns to cause hearing loss in dolphins is lower than
previously predicted, perhaps as a result of the low-frequency content
of airgun impulses compared to the high-frequency hearing ability of
dolphins.
NEPA Concerns
Comment 19: COA states that we should prepare an Environmental
Impact Statement (EIS), not an EA, to adequately consider the
potentially significant impacts of the proposed Authorization,
including the cumulative impacts and consideration of a full range of
alternatives.
Response: We prepared an EA to evaluate whether significant
environmental impacts may result from the issuance of an Authorization
to Lamont-Doherty for the take of marine mammals incidental to
conducting their seismic survey in the northwest Atlantic Ocean. After
completing the EA, which includes two no action alternatives, we
determined that there would not be significant impacts to the human
environment related to our issuance of an Authorization and accordingly
issued a Finding of No Significant Impact (FONSI). Therefore, this
action does not require an EIS.
Comment 20: COA states that our analysis of alternatives in the EA
was incomplete because the NSF's EA did not sufficiently evaluate the
No Action alternative.
Response: The NEPA and the implementing CEQ regulations (40 CFR
parts 1500-1508) require consideration of alternatives to proposed
major federal actions and NAO 216-6 provides agency policy and guidance
on the consideration of alternatives to our proposed action. An EA must
consider all reasonable alternatives, including the No Action
Alternative. This provides a baseline analysis against which we can
compare the other alternatives.
NMFS' EA titled, ``Issuance of an Incidental Harassment
Authorization to Lamont Doherty Earth Observatory to Take Marine
Mammals by Harassment Incidental to a Marine Geophysical Survey in the
Northwest Atlantic Ocean, Summer, 2015,'' addresses the potential
environmental impacts of four alternatives, namely:
--Issue the Authorization to Lamont-Doherty for take, by Level B
harassment, of marine mammals during the seismic survey, taking into
account the prescribed means of take, mitigation measures, and
monitoring requirements;
--Not issue an Authorization to Lamont-Doherty in which case we assume
that the activities would not proceed; or
--Not issue an Authorization to Lamont-Doherty in which case, for the
purposes of NEPA analysis only, we assume that the activities would
proceed and cause incidental take without the mitigation and monitoring
measures prescribed in the Authorization; or
--Issue the Authorization to Lamont-Doherty for take, by Level B
harassment, of marine mammals during the seismic survey by
incorporating additional mitigation requirements.
To warrant detailed evaluation as a reasonable alternative, an
alternative must meet our purpose and need. In this case, an
alternative meets NMFS' purpose and need if it satisfies the
requirements under section 101(a)(5)(D) the MMPA. We evaluated each
potential alternative against these criteria; identified two action
alternatives along with two No Action Alternatives; and carried these
forward for evaluation in our EA.
General Comments
Comment 21: Several commenters expressed general opposition or
general support for the survey.
Response: We acknowledge their comments and thank them for their
interest.
Description of Marine Mammals in the Area of the Specified Activity
Table 2 in this notice provides the following: all marine mammal
species with possible or confirmed occurrence in the proposed activity
area; information on those species' regulatory status under the MMPA
and the Endangered Species Act of 1973 (16 U.S.C. 1531 et seq.);
abundance; occurrence and seasonality in the activity area.
[[Page 27649]]
Table 2--General Information on Marine Mammals That Could Potentially Occur in the Proposed Survey Area During the Summer (June Through August) in 2015
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock/
Regulatory species
Species Stock name status \1\ \2\ abundance Occurrence and range Season
\3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic right whale Western Atlantic................. MMPA--D 456 common coastal/shelf............. year-round.\4\
(Eubalaena glacialis). ESA--EN
Humpback whale (Megaptera Gulf of Maine.................... MMPA--D 823 common coastal................... spring-fall.
novaeangliae). ESA--EN
Common minke whale Canadian East Coast.............. MMPA--D 20,741 rare coastal/shelf............... spring-summer.
(Balaenoptera acutorostrata). ESA--NL
Sei whale (Balaenoptera Nova Scotia...................... MMPA--D 357 uncommon shelf edge.............. spring.
borealis). ESA--EN
Fin whale (Balaenoptera Western North Atlantic........... MMPA--D 1,618 common pelagic................... year-round.
physalus). ESA--EN
Blue whale (Balaenoptera Western North Atlantic........... MMPA--D 440 uncommon coastal/pelagic......... occasional.
musculus). ESA--EN
Sperm whale (Physeter Nova Scotia...................... MMPA--D 2,288 common pelagic................... year-round.
macrocephalus). ESA--EN
Dwarf sperm whale (Kogia Western North Atlantic........... MMPA--NC 3,785 uncommon shelf................... year-round.
sima). ESA--NL
Pygmy sperm whale (K. Western North Atlantic........... MMPA--NC 3,785 uncommon shelf................... year-round.
breviceps). ESA--NL
Cuvier's beaked whale Western North Atlantic........... MMPA--NC 6,532 uncommon shelf/pelagic........... spring-summer.
(Ziphius cavirostris). ESA--NL
Blainville's beaked whale Western North Atlantic........... MMPA--NC \5\ 7,092 uncommon shelf/pelagic........... spring-summer.
(Mesoplodon densirostris). ESA--NL
Gervais' beaked whale (M. Western North Atlantic........... MMPA--NC \5\ 7,092 uncommon shelf/pelagic........... spring-summer.
europaeus). ESA--NL
Sowerby's beaked whale (M. Western North Atlantic........... MMPA--NC \5\ 7,092 uncommon shelf/pelagic........... spring-summer.
bidens). ESA--NL
True's beaked whale (M. Western North Atlantic........... MMPA--NC \5\ 7,092 uncommon shelf/pelagic........... spring-summer.
mirus). ESA--NL
Northern bottlenose whale Western North Atlantic........... MMPA--NC unknown rare pelagic..................... unknown.
(Hyperoodon ampullatus). ESA--NL
Rough-toothed dolphin (Steno Western North Atlantic........... MMPA--NC 271 rare pelagic..................... summer.
bredanensis). ESA--NL
Bottlenose dolphin (Tursiops Western North Atlantic Offshore.. MMPA--NC 77,532 common pelagic................... spring-summer.
truncatus). ESA--NL
Western North Atlantic Northern MMPA--D \6\ 11,548 uncommon coastal within the 25-m summer.
Migratory Coastal. ESA--NL isobath and estuaries.
Pantropical spotted dolphin Western North Atlantic........... MMPA--NC 3,333 rare pelagic..................... summer-fall.
(Stenella attenuata). ESA--NL
Atlantic spotted dolphin (S. Western North Atlantic........... MMPA--NC 44,715 common coastal................... summer-fall.
frontalis). ESA--NL
Spinner dolphin (S. Western North Atlantic........... MMPA--NC unknown rare pelagic..................... unknown.
longirostris). ESA--NL
Striped dolphin (S. Western North Atlantic........... MMPA--NC 54,807 uncommon shelf................... summer.
coeruleoalba). ESA--NL
Short-beaked common dolphin Western North Atlantic........... MMPA--NC 173,486 common shelf/pelagic............. summer-fall.
(Delphinus delphis). ESA--NL
White-beaked dolphin Western North Atlantic........... MMPA--NC 2,003 rare coastal/shelf............... summer.
(Lagenorhynchus albirostris). ESA--NL
Atlantic white-sided-dolphin Western North Atlantic........... MMPA--NC 48,819 uncommon shelf/slope............. summer-winter.
(L. acutus). ESA--NL
Clymene dolphin (Stenella Western North Atlantic........... MMPA--NC \7\ 6,086 rare slope....................... summer.
clymene). ESA--NL
Fraser's dolphin Western North Atlantic........... MMPA--NC \8\ 726 Pelagic.......................... Rare.
(Lagenodelphis hosei). ESA--NL
Risso's dolphin (Grampus Western North Atlantic........... MMPA--NC 18,250 common shelf/slope............... year-round.
griseus). ESA--NL
Melon-headed whale Western North Atlantic........... MMPA--NC \9\ 2,283 Pelagic.......................... Rare.
(Peponocephala electra). ESA--NL
False killer whale (Pseudorca Western North Atlantic........... MMPA--NC 442 rare pelagic..................... spring-summer.
crassidens). ESA--NL
Pygmy killer whale (Feresa Western North Atlantic........... MMPA--NC \10\ 1,108 Pelagic.......................... unknown.
attenuate). ESA--NL
Killer whale (Orcinus orca).. Western North Atlantic........... MMPA--NC \11\ 28 Coastal.......................... unknown.
ESA--NL
Long-finned pilot whale Western North Atlantic........... MMPA--NC 26,535 uncommon shelf/pelagic........... summer.
(Globicephala melas). ESA--NL
Short-finned pilot whale (G. Western North Atlantic........... MMPA--NC 21,515 uncommon shelf/pelagic........... summer.
macrorhynchus). ESA--NL
[[Page 27650]]
Harbor porpoise (Phocoena Gulf of Maine/ Bay of Fundy...... MMPA--NC 79,883 common coastal................... year-round.
phocoena). ESA--NL
Gray seal (Halichoerus Western North Atlantic........... MMPA--NC 331,000 common coastal................... fall-spring.
grypus). ESA--NL
Harbor seal (Phoca vitulina). Western North Atlantic........... MMPA--NC 75,834 common coastal................... fall-spring.
ESA--NL
Harp seal (Pagophilus Western North Atlantic........... MMPA--NC 8,600,000 rare pack ice.................... Jan-May.
groenlandicus). ESA--NL
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ MMPA: D = Depleted, S = Strategic, NC = Not Classified.
\2\ ESA: EN = Endangered, T = Threatened, DL = Delisted, NL = Not listed.
\3\ NOAA Technical Memorandum NMFS-NE-228, U.S. Atlantic and Gulf of Mexico Marine Mammal Stock Assessments--2013 (Waring et al., 2014) and the Draft
2014 U.S. Atlantic and Gulf of Mexico Marine Mammal Stock Assessments (in review, 2014).
\4\ Seasonality based on Whitt et al., 2013.
\5\ Undifferentiated beaked whales abundance estimate (Waring et al., 2014).
\6\ During summer months, the primary habitat of the western north Atlantic, Northern Migratory Coastal Stock of bottlenose dolphins is primarily in
waters less than 20 m deep within the 25-m isobath, including estuarine and inshore waters (Waring et al., 2014; Kenney 1990). Toth et al. (2012)
suggested a portioning of the Northern Migratory Coastal Stock in waters off of New Jersey. They identified two clusters, one cluster inhabiting
waters 0-1.9 km from the shore and a second cluster inhabiting waters 1.9 to 6 km from shore.
\7\ There is no abundance information for this species in the Atlantic. The best available estimate of abundance was 6,086 (CV=0.93) (Mullin and
Fulling, 2003).
\8\ There is no abundance information for this species in the Atlantic. The best available estimate of abundance was 726 (CV=0.70) for the Gulf of
Mexico stock (Mullin and Fulling, 2004).
\9\ There is no abundance information for this species in the Atlantic. The best available estimate of abundance was 2,283 (CV=0.76) for the Gulf of
Mexico stock (Mullin, 2007).
\10\ There is no abundance information for this species in the Atlantic. Abundance estimate derived from the Northern Gulf of Mexico stock = 152
(Mullin, 2007) and the Hawaii stock = 956 (Barlow, 2006).
\11\ There is no abundance information for this species in the Atlantic. Abundance estimate derived from the Northern Gulf of Mexico stock = 28 (Waring
et al., 2014).
Potential Effects of the Specified Activities on Marine Mammals
We provided a summary and discussion of the ways that the types of
stressors associated with the specified activity (e.g., seismic airgun
operations, vessel movement, and entanglement) impact marine mammals
(via observations or scientific studies) in the notice of proposed
Authorization (80 FR 13961, March 17, 2015).
The ``Estimated Take by Incidental Harassment'' section later in
this document will include a quantitative discussion of the number of
marine mammals anticipated to be taken by this activity. The
``Negligible Impact Analysis'' section will include a discussion of how
this specific activity will impact marine mammals. The Negligible
Impact analysis considers the anticipated level of take and the
effectiveness of mitigation measures to draw conclusions regarding the
likely impacts of this activity on the reproductive success or
survivorship of individuals and from that on the affected marine mammal
populations or stocks.
Operating active acoustic sources, such as airgun arrays, has the
potential for adverse effects on marine mammals. The majority of
anticipated impacts would be from the use of acoustic sources. The
effects of sounds from airgun pulses might include one or more of the
following: Tolerance, masking of natural sounds, behavioral
disturbance, and temporary or permanent hearing impairment or non-
auditory effects (Richardson et al., 1995). However, for reasons
discussed in the proposed Authorization, it is very unlikely that there
would be any cases of temporary or permanent hearing impairment
resulting from Lamont-Doherty's activities. As outlined in previous
NMFS documents, the effects of noise on marine mammals are highly
variable, often depending on species and contextual factors (based on
Richardson et al., 1995).
In the ``Potential Effects of the Specified Activity on Marine
Mammals'' section of the notice of proposed Authorization (80 FR 13961,
March 17, 2015), we included a qualitative discussion of the different
ways that Lamont-Doherty's seismic survey may potentially affect marine
mammals. Marine mammals may behaviorally react to sound when exposed to
anthropogenic noise. These behavioral reactions are often shown as:
Changing durations of surfacing and dives, number of blows per
surfacing, or moving direction and/or speed; reduced/increased vocal
activities; changing/cessation of certain behavioral activities (such
as socializing or feeding); visible startle response or aggressive
behavior (such as tail/fluke slapping or jaw clapping); avoidance of
areas where noise sources are located; and/or flight responses (e.g.,
pinnipeds flushing into water from haulouts or rookeries).
Masking is the obscuring of sounds of interest by other sounds,
often at similar frequencies. Marine mammals use acoustic signals for a
variety of purposes, which differ among species, but include
communication between individuals, navigation, foraging, reproduction,
avoiding predators, and learning about their environment (Erbe and
Farmer, 2000; Tyack, 2000). Masking, or auditory interference,
generally occurs when sounds in the environment are louder than, and of
a similar frequency as, auditory signals an animal is trying to
receive. Masking is a phenomenon that affects animals that are trying
to receive acoustic information about their environment, including
sounds from other members of their species, predators, prey, and sounds
that allow them to orient in their environment. Masking these acoustic
signals can disturb the behavior of individual animals, groups of
animals, or entire populations. For the airgun sound generated from
Lamont-Doherty's seismic survey, sound will consist of low frequency
(under 500 Hz) pulses with extremely short durations (less than one
second). Masking from airguns is more likely in low-frequency marine
[[Page 27651]]
mammals like mysticetes. There is little concern that masking would
occur near the sound source due to the brief duration of these pulses
and relative silence between air gun shots (approximately 5 to 6
seconds). Masking is less likely for mid- to high-frequency cetaceans
and pinnipeds.
Hearing impairment (either temporary or permanent) is also
unlikely. Given the higher level of sound necessary to cause permanent
threshold shift as compared with temporary threshold shift, it is
considerably less likely that permanent threshold shift would occur
during the seismic survey. Cetaceans generally avoid the immediate area
around operating seismic vessels, as do some other marine mammals. Some
pinnipeds show avoidance reactions to airguns.
The Langseth will operate at a relatively slow speed (typically 4.6
knots [8.5 km/h; 5.3 mph]) when conducting the survey. Protected
species observers would monitor for marine mammals, which would trigger
mitigation measures, including vessel avoidance where safe. Therefore,
NMFS does not anticipate nor do we authorize takes of marine mammals
from vessel strike.
NMFS refers the reader to Lamont-Doherty's application, our EA, and
the NSF's amended EA for additional information on the behavioral
reactions (or lack thereof) by all types of marine mammals to seismic
vessels. We have reviewed these data along with new information
submitted during the public comment period and based our decision on
the relevant information.
Anticipated Effects on Marine Mammal Habitat
NMFS included a detailed discussion of the potential effects of
this action on marine mammal habitat, including physiological and
behavioral effects on marine mammal prey items (e.g., fish and
invertebrates) in the notice of proposed Authorization (80 FR 13961,
March 17, 2015). While we anticipate that the specified activity may
result in marine mammals avoiding certain areas due to temporary
ensonification, the impact to habitat is temporary and reversible.
Further, we also considered these impacts to marine mammals in detail
in the notice of proposed Authorization as behavioral modification. The
main impact associated with the activity would be temporarily elevated
noise levels and the associated direct effects on marine mammals.
Mitigation
In order to issue an incidental take authorization under section
101(a)(5)(D) of the MMPA, NMFS must prescribe, where applicable, the
permissible methods of taking pursuant to such activity, and other
means of effecting the least practicable adverse impact on such species
or stock and its habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance, and on the
availability of such species or stock for taking for certain
subsistence uses (where relevant).
Lamont-Doherty reviewed the following source documents and
incorporated a suite of proposed mitigation measures into their project
description:
(1) Protocols used during previous NSF-funded seismic research
cruises as approved by us and detailed in the NSF's 2011 PEIS and 2014
amended EA;
(2) Previous incidental harassment authorization applications and
authorizations that we have approved and authorized; and
(3) Recommended best practices in Richardson et al. (1995), Pierson
et al. (1998), and Weir and Dolman, (2007).
Lamont-Doherty proposed to implement the following mitigation
measures for marine mammals:
(1) Vessel-based visual mitigation monitoring;
(2) Proposed exclusion zones;
(3) Power down procedures;
(4) Shutdown procedures;
(5) Ramp-up procedures; and
(6) Speed and course alterations.
Vessel-Based Visual Mitigation Monitoring
Lamont-Doherty would position observers aboard the seismic source
vessel to watch for marine mammals near the vessel during daytime
airgun operations and during any start-ups at night. Observers would
also watch for marine mammals near the seismic vessel for at least 30
minutes prior to the start of airgun operations after an extended
shutdown (i.e., greater than approximately eight minutes for this
proposed cruise). When feasible, the observers would conduct
observations during daytime periods when the seismic system is not
operating for comparison of sighting rates and behavior with and
without airgun operations and between acquisition periods. Based on the
observations, the Langseth would power down or shutdown the airguns
when marine mammals are observed within or about to enter a designated
exclusion zone for cetaceans or pinnipeds.
During seismic operations, at least four protected species
observers would be aboard the Langseth. Lamont-Doherty would appoint
the observers with NMFS concurrence and they would conduct observations
during ongoing daytime operations and nighttime ramp-ups of the airgun
array. During the majority of seismic operations, two observers would
be on duty from the observation tower to monitor marine mammals near
the seismic vessel. Using two observers would increase the
effectiveness of detecting animals near the source vessel. However,
during mealtimes and bathroom breaks, it is sometimes difficult to have
two observers on effort, but at least one observer would be on watch
during bathroom breaks and mealtimes. Observers would be on duty in
shifts of no longer than four hours in duration.
Two observers on the Langseth would also be on visual watch during
all nighttime ramp-ups of the seismic airguns. A third observer would
monitor the passive acoustic monitoring equipment 24 hours a day to
detect vocalizing marine mammals present in the action area. In
summary, a typical daytime cruise would have scheduled two observers
(visual) on duty from the observation tower, and an observer (acoustic)
on the passive acoustic monitoring system. Before the start of the
seismic survey, Lamont-Doherty would instruct the vessel's crew to
assist in detecting marine mammals and implementing mitigation
requirements.
The Langseth is a suitable platform for marine mammal observations.
When stationed on the observation platform, the eye level would be
approximately 21.5 m (70.5 ft) above sea level, and the observer would
have a good view around the entire vessel. During daytime, the
observers would scan the area around the vessel systematically with
reticle binoculars (e.g., 7 x 50 Fujinon), Big-eye binoculars (25 x
150), and with the naked eye. During darkness, night vision devices
would be available (ITT F500 Series Generation 3 binocular-image
intensifier or equivalent), when required. Laser range-finding
binoculars (Leica LRF 1200 laser rangefinder or equivalent) would be
available to assist with distance estimation. They are useful in
training observers to estimate distances visually, but are generally
not useful in measuring distances to animals directly. The user
measures distances to animals with the reticles in the binoculars.
Lamont-Doherty would immediately power down or shutdown the airguns
when observers see marine mammals within or about to enter the
designated exclusion zone. The observer(s) would
[[Page 27652]]
continue to maintain watch to determine when the animal(s) are outside
the exclusion zone by visual confirmation. Airgun operations would not
resume until the observer has confirmed that the animal has left the
zone, or if not observed after 15 minutes for species with shorter dive
durations (small odontocetes and pinnipeds) or 30 minutes for species
with longer dive durations (mysticetes and large odontocetes, including
sperm, pygmy sperm, dwarf sperm, killer, and beaked whales).
Mitigation Exclusion Zones
Lamont-Doherty would use safety radii to designate exclusion zones
and to estimate take for marine mammals. Table 3 shows the distances at
which one would expect to receive sound levels (160-, 180-, and 190-
dB,) from the airgun subarrays and a single airgun. If the protected
species visual observer detects marine mammal(s) within or about to
enter the appropriate exclusion zone, the Langseth crew would
immediately power down the airgun array, or perform a shutdown if
necessary (see Shut-down Procedures).
Table 3--Distances To Which Sound Levels Greater Than or Equal to 160 re: 1 [micro]Pa Could Be Received During
the Proposed Survey Offshore New Jersey in the North Atlantic Ocean, June Through August, 2015
----------------------------------------------------------------------------------------------------------------
Predicted RMS distances (m) \1\
Source and volume (in\3\) Tow depth Water depth --------------------------------------
(m) (m) 190 dB \2\ 180 dB 160 dB
----------------------------------------------------------------------------------------------------------------
Single Bolt airgun (40 in\3\).................. 6 <100 21 73 995
4-Airgun subarray (700 in\3\).................. 4.5 <100 101 378 5,240
4-Airgun subarray (700 in\3\).................. 6 <100 118 439 6,100
----------------------------------------------------------------------------------------------------------------
\1\ Predicted distances for 160 dB based on information in Table 1 of the NSF's application.
\2\ Lamont-Doherty did not request take for pinniped species in their application and consequently did not
include distances for the 190-dB isopleth for pinnipeds in Table 1 of their application. Because NMFS
anticipates that pinnipeds have the potential to occur in the survey area, Lamont-Doherty calculated the
distances for the 190-dB isopleth and submitted them to NMFS on for inclusion in this table.
The 180- or 190-dB level shutdown criteria are applicable to
cetaceans and pinnipeds as specified by NMFS (2000).
Power Down Procedures
A power down involves decreasing the number of airguns in use such
that the radius of the 180-dB or 190-dB exclusion zone is smaller to
the extent that marine mammals are no longer within or about to enter
the exclusion zone. A power down of the airgun array can also occur
when the vessel is moving from one seismic line to another. During a
power down for mitigation, the Langseth would operate one airgun (40
in\3\). The continued operation of one airgun would alert marine
mammals to the presence of the seismic vessel in the area. A shutdown
occurs when the Langseth suspends all airgun activity.
If the observer detects a marine mammal outside the exclusion zone
and the animal is likely to enter the zone, the crew would power down
the airguns to reduce the size of the 180-dB or 190-dB exclusion zone
before the animal enters that zone. Likewise, if a mammal is already
within the zone after detection, the crew would power-down the airguns
immediately. During a power down of the airgun array, the crew would
operate a single 40-in\3\ airgun which has a smaller exclusion zone. If
the observer detects a marine mammal within or near the smaller
exclusion zone around the airgun (Table 3), the crew would shut down
the single airgun (see next section).
Resuming Airgun Operations After a Power Down: Following a power-
down, the Langseth crew would not resume full airgun activity until the
marine mammal has cleared the 180-dB or 190-dB exclusion zone. The
observers would consider the animal to have cleared the exclusion zone
if:
The observer has visually observed the animal leave the
exclusion zone; or
An observer has not sighted the animal within the
exclusion zone for 15 minutes for species with shorter dive durations
(i.e., small odontocetes or pinnipeds), or 30 minutes for species with
longer dive durations (i.e., mysticetes and large odontocetes,
including sperm, pygmy sperm, dwarf sperm, and beaked whales); or
The Langseth crew would resume operating the airguns at full power
after 15 minutes of sighting any species with short dive durations
(i.e., small odontocetes or pinnipeds). Likewise, the crew would resume
airgun operations at full power after 30 minutes of sighting any
species with longer dive durations (i.e., mysticetes and large
odontocetes, including sperm, pygmy sperm, dwarf sperm, and beaked
whales).
NMFS estimates that the Langseth would transit outside the original
180-dB or 190-dB exclusion zone after an 8-minute wait period. This
period is based on the average speed of the Langseth while operating
the airguns (8.5 km/h; 5.3 mph). Because the vessel has transited away
from the vicinity of the original sighting during the 8-minute period,
implementing ramp-up procedures for the full array after an extended
power down (i.e., transiting for an additional 35 minutes from the
location of initial sighting) would not meaningfully increase the
effectiveness of observing marine mammals approaching or entering the
exclusion zone for the full source level and would not further minimize
the potential for take. The Langseth's observers are continually
monitoring the exclusion zone for the full source level while the
mitigation airgun is firing. In general, observers can observe to the
horizon (10 km; 6.2 mi) from the height of the Langseth's observation
deck and should be able to say with a reasonable degree of confidence
whether a marine mammal would be encountered within the relevant
exclusion zone distance before resuming airgun operations at full
power.
Shutdown Procedures
The Langseth crew would shut down the operating airgun(s) if they
see a marine mammal within or approaching the exclusion zone for the
single airgun. The crew would implement a shutdown:
(1) If an animal enters the exclusion zone of the single airgun
after the crew has initiated a power down; or
(2) If an observer sees the animal is initially within the
exclusion zone of the single airgun when more than one airgun
(typically the full airgun array) is operating.
Resuming Airgun Operations after a Shutdown: Following a shutdown
in excess of eight minutes, the Langseth crew would initiate a ramp-up
with the
[[Page 27653]]
smallest airgun in the array (40-in\3\). The crew would turn on
additional airguns in a sequence such that the source level of the
array would increase in steps not exceeding 6 dB per five-minute period
over a total duration of approximately 30 minutes. During ramp-up, the
observers would monitor the exclusion zone, and if he/she sees a marine
mammal, the Langseth crew would implement a power down or shutdown as
though the full airgun array were operational.
During periods of active seismic operations, there are occasions
when the Langseth crew would need to temporarily shut down the airguns
due to equipment failure or for maintenance. In this case, if the
airguns are inactive longer than eight minutes, the crew would follow
ramp-up procedures for a shutdown described earlier and the observers
would monitor the full exclusion zone and would implement a power down
or shutdown if necessary.
If the full exclusion zone is not visible to the observer for at
least 30 minutes prior to the start of operations in either daylight or
nighttime, the Langseth crew would not commence ramp-up unless at least
one airgun (40-in\3\ or similar) has been operating during the
interruption of seismic survey operations. Given these provisions, it
is likely that the vessel's crew would not ramp up the airgun array
from a complete shutdown at night or in thick fog, because the outer
part of the zone for that array would not be visible during those
conditions.
If one airgun has operated during a power down period, ramp-up to
full power would be permissible at night or in poor visibility, on the
assumption that marine mammals would be alerted to the approaching
seismic vessel by the sounds from the single airgun and could move
away. The vessel's crew would not initiate a ramp-up of the airguns if
an observer sees the marine mammal within or near the applicable
exclusion zones during the day or close to the vessel at night.
Ramp-Up Procedures
Ramp-up of an airgun array provides a gradual increase in sound
levels, and involves a step-wise increase in the number and total
volume of airguns firing until the full volume of the airgun array is
achieved. The purpose of a ramp-up is to ``warn'' marine mammals in the
vicinity of the airguns, and to provide the time for them to leave the
area and thus avoid any potential injury or impairment of their hearing
abilities. Lamont-Doherty would follow a ramp-up procedure when the
airgun array begins operating after an 8 minute period without airgun
operations or when shut down has exceeded that period. Lamont-Doherty
has used similar waiting periods (approximately eight to 10 minutes)
during previous seismic surveys.
Ramp-up would begin with the smallest airgun in the array (40
in\3\). The crew would add airguns in a sequence such that the source
level of the array would increase in steps not exceeding six dB per
five minute period over a total duration of approximately 30 to 35
minutes. During ramp-up, the observers would monitor the exclusion
zone, and if marine mammals are sighted, Lamont-Doherty would implement
a power-down or shut-down as though the full airgun array were
operational.
If the complete exclusion zone has not been visible for at least 30
minutes prior to the start of operations in either daylight or
nighttime, Lamont-Doherty would not commence the ramp-up unless at
least one airgun (40 in\3\ or similar) has been operating during the
interruption of seismic survey operations. Given these provisions, it
is likely that the crew would not ramp up the airgun array from a
complete shut-down at night or in thick fog, because the outer part of
the exclusion zone for that array would not be visible during those
conditions. If one airgun has operated during a power-down period,
ramp-up to full power would be permissible at night or in poor
visibility, on the assumption that marine mammals would be alerted to
the approaching seismic vessel by the sounds from the single airgun and
could move away. Lamont-Doherty would not initiate a ramp-up of the
airguns if an observer sights a marine mammal within or near the
applicable exclusion zones.
Special Procedures for Situations or Species of Concern
Considering the highly endangered status of North Atlantic right
whales, the Langseth crew would shut down the airgun(s) immediately in
the unlikely event that observers detect this species, regardless of
the distance from the vessel. The Langseth would only begin ramp-up if
observers have not seen the North Atlantic right whale for 30 minutes.
The Langseth would avoid exposing concentrations of humpback, sei,
fin, blue, and/or sperm whales to sounds greater than 160 dB and would
power down the array, if necessary. For purposes of this planned
survey, a concentration or group of whales will consist of six or more
individuals visually sighted that do not appear to be traveling (e.g.,
feeding, socializing, etc.).
Speed and Course Alterations
If during seismic data collection, Lamont-Doherty detects marine
mammals outside the exclusion zone and, based on the animal's position
and direction of travel, is likely to enter the exclusion zone, the
Langseth would change speed and/or direction if this does not
compromise operational safety. Due to the limited maneuverability of
the primary survey vessel, altering speed, and/or course can result in
an extended period of time to realign onto the transect. However, if
the animal(s) appear likely to enter the exclusion zone, the Langseth
would undertake further mitigation actions, including a power down or
shut down of the airguns.
Mitigation Conclusions
NMFS has carefully evaluated Lamont-Doherty's proposed mitigation
measures in the context of ensuring that we prescribe the means of
effecting the least practicable impact on the affected marine mammal
species and stocks and their habitat. Our evaluation of potential
measures included consideration of the following factors in relation to
one another:
The manner in which, and the degree to which, the
successful implementation of the measure is expected to minimize
adverse impacts to marine mammals;
The proven or likely efficacy of the specific measure to
minimize adverse impacts as planned; and
The practicability of the measure for applicant
implementation.
Any mitigation measure(s) prescribed by NMFS should be able to
accomplish, have a reasonable likelihood of accomplishing (based on
current science), or contribute to the accomplishment of one or more of
the general goals listed here:
1. Avoidance or minimization of injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may contribute to this goal).
2. A reduction in the numbers of marine mammals (total number or
number at biologically important time or location) exposed to airgun
operations that we expect to result in the take of marine mammals (this
goal may contribute to 1, above, or to reducing harassment takes only).
3. A reduction in the number of times (total number or number at
biologically important time or location) individuals would be exposed
to airgun operations that we expect to result in the take of marine
mammals (this goal may contribute to 1, above, or to reducing
harassment takes only).
[[Page 27654]]
4. A reduction in the intensity of exposures (either total number
or number at biologically important time or location) to airgun
operations that we expect to result in the take of marine mammals (this
goal may contribute to a, above, or to reducing the severity of
harassment takes only).
5. Avoidance or minimization of adverse effects to marine mammal
habitat, paying special attention to the food base, activities that
block or limit passage to or from biologically important areas,
permanent destruction of habitat, or temporary destruction/disturbance
of habitat during a biologically important time.
6. For monitoring directly related to mitigation--an increase in
the probability of detecting marine mammals, thus allowing for more
effective implementation of the mitigation.
Based on the evaluation of Lamont-Doherty's proposed measures, as
well as other measures proposed by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on marine mammal species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring
In order to issue an Incidental Take Authorization for an activity,
section 101(a)(5)(D) of the MMPA states that NMFS must set forth
``requirements pertaining to the monitoring and reporting of such
taking''. The MMPA implementing regulations at 50 CFR 216.104(a)(13)
indicate that requests for Authorizations must include the suggested
means of accomplishing the necessary monitoring and reporting that will
result in increased knowledge of the species and of the level of taking
or impacts on populations of marine mammals that we expect to be
present in the proposed action area.
Lamont-Doherty submitted a marine mammal monitoring plan in section
XIII of the Authorization application. NMFS, the NSF, or Lamont-Doherty
may modify or supplement the plan based on comments or new information
received from the public during the public comment period.
Monitoring measures prescribed by NMFS should accomplish one or
more of the following general goals:
1. An increase in the probability of detecting marine mammals, both
within the mitigation zone (thus allowing for more effective
implementation of the mitigation) and during other times and locations,
in order to generate more data to contribute to the analyses mentioned
later;
2. An increase in our understanding of how many marine mammals
would be affected by seismic airguns and other active acoustic sources
and the likelihood of associating those exposures with specific adverse
effects, such as behavioral harassment, temporary or permanent
threshold shift;
3. An increase in our understanding of how marine mammals respond
to stimuli that we expect to result in take and how those anticipated
adverse effects on individuals (in different ways and to varying
degrees) may impact the population, species, or stock (specifically
through effects on annual rates of recruitment or survival) through any
of the following methods:
a. Behavioral observations in the presence of stimuli compared to
observations in the absence of stimuli (i.e., to be able to accurately
predict received level, distance from source, and other pertinent
information);
b. Physiological measurements in the presence of stimuli compared
to observations in the absence of stimuli (i.e., to be able to
accurately predict received level, distance from source, and other
pertinent information);
c. Distribution and/or abundance comparisons in times or areas with
concentrated stimuli versus times or areas without stimuli;
4. An increased knowledge of the affected species; and
5. An increase in our understanding of the effectiveness of certain
mitigation and monitoring measures.
Monitoring Measures
Lamont-Doherty will sponsor marine mammal monitoring during the
present project to supplement the mitigation measures that require
real-time monitoring, and to satisfy the monitoring requirements of the
Authorization. Lamont-Doherty planned the monitoring work as a self-
contained project independent of any other related monitoring projects
that may occur in the same regions at the same time. Further, Lamont-
Doherty is prepared to discuss coordination of its monitoring program
with any other related work that might be conducted by other groups
working insofar as it is practical for Lamont-Doherty.
Vessel-Based Passive Acoustic Monitoring
Passive acoustic monitoring would complement the visual mitigation
monitoring program, when practicable. Visual monitoring typically is
not effective during periods of poor visibility or at night, and even
with good visibility, is unable to detect marine mammals when they are
below the surface or beyond visual range. Passive acoustical monitoring
can improve detection, identification, and localization of cetaceans
when used in conjunction with visual observations. The passive acoustic
monitoring would serve to alert visual observers (if on duty) when
vocalizing cetaceans are detected. It is only useful when marine
mammals call, but it can be effective either by day or by night, and
does not depend on good visibility. The acoustic observer would monitor
the system in real time so that he/she can advise the visual observers
if they acoustically detect cetaceans.
The passive acoustic monitoring system consists of hardware (i.e.,
hydrophones) and software. The ``wet end'' of the system consists of a
towed hydrophone array connected to the vessel by a tow cable. The tow
cable is 250 m (820.2 ft) long and the hydrophones are fitted in the
last 10 m (32.8 ft) of cable. A depth gauge, attached to the free end
of the cable, which is typically towed at depths less than 20 m (65.6
ft). The Langseth crew would deploy the array from a winch located on
the back deck. A deck cable would connect the tow cable to the
electronics unit in the main computer lab where the acoustic station,
signal conditioning, and processing system would be located. The
Pamguard software amplifies, digitizes, and then processes the acoustic
signals received by the hydrophones. The system can detect marine
mammal vocalizations at frequencies up to 250 kHz.
One acoustic observer, an expert bioacoustician with primary
responsibility for the passive acoustic monitoring system would be
aboard the Langseth in addition to the four visual observers. The
acoustic observer would monitor the towed hydrophones 24 hours per day
during airgun operations and during most periods when the Langseth is
underway while the airguns are not operating. However, passive acoustic
monitoring may not be possible if damage occurs to both the primary and
back-up hydrophone arrays during operations. The primary passive
acoustic monitoring streamer on the Langseth is a digital hydrophone
streamer. Should the digital streamer fail, back-up systems should
include an analog spare streamer and a hull-mounted hydrophone.
One acoustic observer would monitor the acoustic detection system
by listening to the signals from two channels via headphones and/or
speakers and watching the real-time spectrographic display for
frequency
[[Page 27655]]
ranges produced by cetaceans. The observer monitoring the acoustical
data would be on shift for one to six hours at a time. The other
observers would rotate as an acoustic observer, although the expert
acoustician would be on passive acoustic monitoring duty more
frequently.
When the acoustic observer detects a vocalization while visual
observations are in progress, the acoustic observer on duty would
contact the visual observer immediately, to alert him/her to the
presence of cetaceans (if they have not already been seen), so that the
vessel's crew can initiate a power down or shutdown, if required. The
observer would enter the information regarding the call into a
database. Data entry would include an acoustic encounter identification
number, whether it was linked with a visual sighting, date, time when
first and last heard and whenever any additional information was
recorded, position and water depth when first detected, bearing if
determinable, species or species group (e.g., unidentified dolphin,
sperm whale), types and nature of sounds heard (e.g., clicks,
continuous, sporadic, whistles, creaks, burst pulses, strength of
signal, etc.), and any other notable information. Acousticians record
the acoustic detection for further analysis.
Observer Data and Documentation
Observers would record data to estimate the numbers of marine
mammals exposed to various received sound levels and to document
apparent disturbance reactions or lack thereof. They would use the data
to estimate numbers of animals potentially `taken' by harassment (as
defined in the MMPA). They will also provide information needed to
order a power down or shut down of the airguns when a marine mammal is
within or near the exclusion zone.
When an observer makes a sighting, they will record the following
information:
1. Species, group size, age/size/sex categories (if determinable),
behavior when first sighted and after initial sighting, heading (if
consistent), bearing and distance from seismic vessel, sighting cue,
apparent reaction to the airguns or vessel (e.g., none, avoidance,
approach, paralleling, etc.), and behavioral pace.
2. Time, location, heading, speed, activity of the vessel, sea
state, visibility, and sun glare.
The observer will record the data listed under (2) at the start and
end of each observation watch, and during a watch whenever there is a
change in one or more of the variables.
Observers will record all observations and power downs or shutdowns
in a standardized format and will enter data into an electronic
database. The observers will verify the accuracy of the data entry by
computerized data validity checks during data entry and by subsequent
manual checking of the database. These procedures will allow the
preparation of initial summaries of data during and shortly after the
field program, and will facilitate transfer of the data to statistical,
graphical, and other programs for further processing and archiving.
Results from the vessel-based observations will provide:
1. The basis for real-time mitigation (airgun power down or
shutdown).
2. Information needed to estimate the number of marine mammals
potentially taken by harassment, which Lamont-Doherty must report to
the Office of Protected Resources.
3. Data on the occurrence, distribution, and activities of marine
mammals and turtles in the area where Lamont-Doherty would conduct the
seismic study.
4. Information to compare the distance and distribution of marine
mammals and turtles relative to the source vessel at times with and
without seismic activity.
5. Data on the behavior and movement patterns of marine mammals
detected during non-active and active seismic operations.
Reporting
Lamont-Doherty would submit a report to us and to the NSF within 90
days after the end of the cruise. The report would describe the
operations conducted and sightings of marine mammals and turtles near
the operations. The report would provide full documentation of methods,
results, and interpretation pertaining to all monitoring. The 90-day
report would summarize the dates and locations of seismic operations,
and all marine mammal sightings (dates, times, locations, activities,
associated seismic survey activities). The report would also include
estimates of the number and nature of exposures that could result in
``takes'' of marine mammals by harassment or in other ways.
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner not permitted by the
authorization (if issued), such as an injury, serious injury, or
mortality (e.g., ship-strike, gear interaction, and/or entanglement),
Lamont-Doherty shall immediately cease the specified activities and
immediately report the take to the Chief, Permits and Conservation
Division, Office of Protected Resources, NMFS, at 301-427-8401 and the
Greater Atlantic Regional Stranding Coordinator at (978) 281-9300. The
report must include the following information:
Time, date, and location (latitude/longitude) of the
incident;
Name and type of vessel involved;
Vessel's speed during and leading up to the incident;
Description of the incident;
Status of all sound source use in the 24 hours preceding
the incident;
Water depth;
Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, and visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Lamont-Doherty shall not resume its activities until we are able to
review the circumstances of the prohibited take. We shall work with
Lamont-Doherty to determine what is necessary to minimize the
likelihood of further prohibited take and ensure MMPA compliance.
Lamont-Doherty may not resume their activities until notified by us via
letter, email, or telephone.
In the event that Lamont-Doherty discovers an injured or dead
marine mammal, and the lead visual observer determines that the cause
of the injury or death is unknown and the death is relatively recent
(i.e., in less than a moderate state of decomposition as we describe in
the next paragraph), Lamont-Doherty will immediately report the
incident to the Chief, Permits and Conservation Division, Office of
Protected Resources, NMFS, at 301-427-8401 and the Greater Atlantic
Regional Stranding Coordinator at (978) 281-9300. The report must
include the same information identified in the paragraph above this
section. Activities may continue while NMFS reviews the circumstances
of the incident. NMFS would work with Lamont-Doherty to determine
whether modifications in the activities are appropriate.
In the event that Lamont-Doherty discovers an injured or dead
marine mammal, and the lead visual observer determines that the injury
or death is not associated with or related to the authorized activities
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), Lamont-Doherty would report the
incident to the Chief, Permits and Conservation Division,
[[Page 27656]]
Office of Protected Resources, NMFS, at 301-427-8401 and the Greater
Atlantic Regional Stranding Coordinator at (978) 281-9300, within 24
hours of the discovery. Lamont-Doherty would provide photographs or
video footage (if available) or other documentation of the stranded
animal sighting to NMFS.
Estimated Take by Incidental Harassment
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild [Level A harassment]; or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering [Level B harassment].
In the notice of proposed Authorization, NMFS explained the impacts
and parts of the seismic survey that were likely to result in take
(i.e., the acoustic stressors), as well as those that were not, and
further indicated the acoustic thresholds that would be used in the
take calculations. This information remains unchanged. However, NMFS
received valuable input from the Commission during the public comment
period recommending that we modify our method of estimating take to
better incorporate the duration of the survey. We agree with the
Commission's recommendations and have modified our survey methods to
incorporate duration for the majority of species and also included
species-specific modifications for a few species with unique
circumstances that support the use of a different method to quantify
take.
The following sections describe NMFS' methods to estimate take by
incidental harassment. We have based these estimates on the number of
marine mammals that could be harassed by seismic operations with the
airgun sub-array during approximately 4,906 km of transect lines in the
northwest Atlantic Ocean as depicted in Figure 1 (Figure 1 of Lamont-
Doherty's application).
NMFS' Density Estimates: For the Authorization, NMFS reviewed
Lamont-Doherty's take estimates presented in Table 3 of their
application and revised the density estimates (where available) as well
as the take calculations for several species based upon the best
available density information from the SERDP SDSS Marine Animal Model
Mapper tool for the summer months (DoN, 2007; accessed on February 10,
2015).
For species where ; mean group size information from CETAP (1982)
and the Atlantic Marine Assessment Program for Protected Species
(AMAPPS) surveys in 2010, 2011, and 2013.
NMFS' Take Estimates: In order to estimate the potential number of
instances that marine mammals would be exposed to airgun sounds above
the 160-dB Level B harassment threshold (i.e., taken), NMFS used the
following approach for a majority of the species:
(1) Calculate the total area (not including contingency or overlap)
that the Langseth would ensonify above the 160-dB Level B harassment
threshold within a 24-hour period which includes some within day
overlap (i.e., a daily ensonified area of 1,226 km\2\ [473 square miles
(mi\2\)] based on the Langseth traveling 200 km [124 mi] in one day);
(2) Multiply the daily ensonified area by each species-specific
density (when available) to derive the expected number of instance of
exposures to received levels greater than or equal to 160 dB re: 1
[mu]Pa on a given day; and
(3) Multiply the product (i.e., the expected number of instance of
exposures within a day) by the number of survey days that includes a 25
percent contingency (i.e., a total of 38 days).
Table 5 presents the revised estimates of the possible numbers of
instances that marine mammals would be exposed to sound levels greater
than or equal to 160 dB re: 1 [mu]Pa during the proposed seismic
survey. In many cases, this estimate of instances of take is likely an
overestimate of the number of individuals that are taken, because it
assumes 100 percent turnover in the area every day, (i.e., that each
new day results in takes of entirely new individuals with no repeat
takes of the same individuals over the 30-day period). However, it is
difficult to quantify what degree of an overestimate of individuals it
might be. Except as described later for a few specific species, this
number of instances is used as the estimate of individuals (and
authorized take) even though we know it is high.
Table 5--Densities, Mean Group Size, and Estimates of the Possible Numbers of Marine Mammals and Population
Percentages Exposed to Sound Levels Greater Than or Equal to 160 dB re: 1 [mu]Pa Over 30 Days During the
Proposed Seismic Survey in the North Atlantic Ocean, Summer 2015
----------------------------------------------------------------------------------------------------------------
Modeled number
of instances of Percent of
Species Density exposures to Authorized species or Population trend
estimate \1\ sound levels take \3\ stock \4\ \5\
>=160 dB \2\
----------------------------------------------------------------------------------------------------------------
Blue whale..................... 0 0 1 0.23 Unknown.
Fin whale...................... 0.014 0.65 3 0.23 Unknown.
Humpback whale................. 0 0 3 0.36 Increasing.
Minke whale.................... 0 0 2 0.01 Unknown.
North Atlantic right whale..... 0 0 \6\ 3 0.65 Increasing.
Sei whale...................... 0.74 34.48 \7\ 5 1.40 Unknown.
Sperm whale.................... 17.07 795.26 \7\ 31 1.35 Unknown.
Dwarf sperm whale.............. 0.004 0.19 2 0.06 Unknown.
Pygmy sperm whale.............. 0.004 0.19 2 0.06 Unknown.
Cuvier's beaked whale.......... 0.57 26.56 3 0.45 Unknown.
Gervais' beaked whale.......... 0.57 26.56 4 0.43 Unknown.
Sowerby's beaked whale......... 0.57 26.56 3 0.42 Unknown.
True's beaked whale............ 0.57 26.56 3 0.42 Unknown.
Blainville beaked whale........ 0.57 26.56 3 0.42 Unknown.
Bottlenose dolphin............. 269 12,532.17 12,532 16.16 Unknown.
Pantropical spotted dolphin.... 0 0 6 0.18 Unknown.
Atlantic spotted dolphin....... 87.3 4,067.13 4,067 18.19 Unknown.
Striped dolphin................ 0 0 52 0.09 Unknown.
[[Page 27657]]
Short-beaked common dolphin.... 0 0 36 0.02 Unknown.
White-beaked dolphin........... 0 0 16 0.80 Unknown.
Atlantic white-sided dolphin... 0 0 53 0.11 Unknown.
Risso's dolphin................ 32.88 1,531.81 1,532 16.79 Unknown.
Clymene dolphin................ 0 0 27 0.44 Unknown.
False killer whale............. 0 0 7 1.58 Unknown.
Pygmy killer whale............. 0 0 2 1.32 Unknown.
Killer whale................... 0 0 7 1.86 Unknown.
Long-finned pilot whale........ 0.444 20.69 21 0.16 Unknown.
Short-finned pilot whale....... 0.444 20.69 21 0.19 Unknown.
Harbor porpoise................ 0 0 4 0.005 Unknown.
Gray seal...................... 0 0 2 0.001 Increasing.
Harbor seal.................... 0 0 2 0.003 Unknown.
Harp seal...................... 0 0 2 0.00003 Increasing.
----------------------------------------------------------------------------------------------------------------
\1\ Except where noted, densities are the mean values for the survey area calculated from the SERDP SDSS NODES
summer model expressed as number of individuals per 1,000 km\2\ (Read et al., 2009).
\2\ The modeled number of instances of exposures to sound levels >=160 dB re: 1 [mu]Pa is the product of the
species density (where available), the daily ensonified area of 1,226 km\2\, and the number of survey days (30
plus 25 percent contingency for a total of 38 days).
\3\ Take estimate includes adjustments for species with no density information or where the SERDP SDSS NODES
summer model (DoN, 2007; accessed on February 10, 2015) produced a density estimate of less than 1, NMFS
increased the take estimates based on sighting information and mean group size from the Atlantic Marine
Assessment Program for Protected Species (AMAPPS) surveys in 2010, 2011, and 2013.
4 5 Table 2 in this notice lists the stock species abundance estimates used in calculating the percentage of
species/stock. Population trend information from Waring et al., 2014. Unknown = Insufficient data to determine
population trend.
\6\ For North Atlantic right whales, NMFS increased the estimated mean group size of one whale (based on CeTAP
(1982) and AMAPPS (2010, 2011, and 2013) survey data) to three whales account for cow/calf pairs based on
information from Whitt et al. (2013).
\7\ For sei and sperm whales, the result of the total number of instances of exposures for the duration of the
survey would likely overestimate the take estimates because of sei and sperm whale movement patterns and
habitat preferences. NMFS adjusted the authorized incidental take based on the mean number of individuals
sighted during the 2010, 2011, and 2013 AMAPPS summer surveys (northern and southern legs). These surveys also
included fine scale-surveys of NJ waters.
Take Estimates for Species with One Instance of Exposure or Less:
Using the approach described earlier, the model generated instances of
take for some species that were less than or equal to one over the 38-
day duration. Those species include the fin whale (0.65), and the dwarf
and pygmy sperm whale (0.18). NMFS based the take estimates to 3 and 2,
respectively on sighting information and mean group size from CETAP
(1982) and the Atlantic Marine Assessment Program for Protected Species
(AMAPPS) surveys in 2010, 2011, and 2013.
Take Estimates for Species with No Density Information in SERDP-
SDSS: For those species of marine mammals where density estimates were
not available in the SERDP SDSS Marine Animal Model Mapper tool for the
summer months (DoN, 2007) dataset because of their limited or rare
occurrence in the survey area, we used additional data based on
sighting information and mean group size from CETAP (1982) and the
Atlantic Marine Assessment Program for Protected Species (AMAPPS)
surveys in 2010, 2011, and 2013 to estimate take. Those species include
the following: North Atlantic Right, humpback, minke, and blue whales;
pantropical spotted, striped, short-beaked common, white-beaked,
Atlantic white-sided, and Clymene dolphin; pygmy, false killer, and
killer whales; harbor porpoise; and gray, harbor, and harp seals.
For North Atlantic Right whales, NMFS increased the take estimate
from zero to three based on a more reasonable group size estimate based
on CETAP (1982) and AMAPPS (2010, 2011, and 2013) survey data as well
as additional supporting information from Whitt et al. (2013) which
reported on the occurrence of cow-calf pair in nearshore waters off New
Jersey.
NMFS assumed that Lamont-Doherty could potentially encounter one
group of each species during the seismic survey. NMFS believes it is
reasonable to use the average (mean) groups size (weighted by effort
and rounded up) to estimate the take from these potential encounters.
Because we believe it is unlikely, we do not think it is necessary to
assume that Lamont-Doherty would encounter the largest group size.
Take Estimates for Sei and Sperm Whales: For sei and sperm whales,
the result of the total number of instances of exposures for the
duration of the survey would be 34.48 and 795.26, respectively.
However, equating this number with the take of individuals would likely
overestimate the numbers for these species even more than for others
because of their known habitat use.
Sei and sperm whale known movement patterns, habitat preferences,
and survey data suggest that significantly fewer individuals would be
exposed than the instances model estimates. NMFS adjusted the take
estimate based on the following factors:
--There are rare sightings of sei whales in the proposed survey area
based on NMFS-sponsored aerial or vessel based transect surveys
conducted during the summer.
--Sei whales are often associated with deeper waters and areas along
continental shelf edges (Hain et al. 1985). However, studies note that
sei whale may disrupt this general offshore pattern during occasional
incursions into shallower inshore waters (Waring et al., 2014).
--Individual sei whales are capable of using large sections of the
North Atlantic Ocean for seasonal migration and feeding. Sei whales
have the capacity to move large distances in
[[Page 27658]]
short periods of time (Olsen et al., 2009).
--Sperm whales have a strong preference for waters deeper than 1,000 m
(Reeves and Whitehead, 1997). It is not reasonable to expect that over
700 sperm whales would occur in the survey area which is on the shelf
in reasonably flat and shallow bottom topography.
--While deep water is their typical habitat, sperm whales rarely
inhabit waters less than 300 m in depth (Clarke, 1956).
--Sperm whales have occurred near Long Island, NY, in water between 40-
55 m deep (Scott and Sadove, 1997). When found relatively close to
shore, sperm whale presence is usually associated with sharp increases
in topography where upwelling occurs and biological production is high,
implying the presence of a good food supply (Clarke, 1956). Such areas
include oceanic islands and along the outer continental shelf.
In consideration of this and other information, NMFS is authorizing
incidental take for five sei and 31 sperm whales based on the mean
number of individuals reported by experienced teams of marine mammal
observers (vessel and aerial based) during the 2010, 2011, and 2013
AMAPPS summer surveys (northern and southern legs).
The AMAPPS surveys are a robust dataset of marine mammal sightings
(also corrected for detectability [g(0)] of marine mammals in the
survey area) which includes fine scale-surveys of New Jersey waters.
The summer surveys were of similar duration to Lamont-Doherty's survey
(approximately 12 to 41 days) and provide the best available
information comparable to the duration of NSF's survey.
Encouraging and Coordinating Research
Lamont-Doherty would coordinate the planned marine mammal
monitoring program associated with the seismic survey in the northwest
Atlantic Ocean with applicable U.S. agencies.
Analysis and Determinations
Negligible Impact
Negligible impact is ``an impact resulting from the specified
activity that cannot be reasonably expected to, and is not reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival'' (50 CFR 216.103). The lack of
likely adverse effects on annual rates of recruitment or survival
(i.e., population level effects) forms the basis of a negligible impact
finding. Thus, an estimate of the number of takes, alone, is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through behavioral harassment, NMFS must consider other
factors, such as the likely nature of any responses (their intensity,
duration, etc.), the context of any responses (critical reproductive
time or location, migration, etc.), as well as the number and nature of
estimated Level A harassment takes, the number of estimated
mortalities, effects on habitat, and the status of the species.
In making a negligible impact determination, NMFS considers:
The number of anticipated injuries, serious injuries, or
mortalities;
The number, nature, and intensity, and duration of Level B
harassment; and
The context in which the takes occur (e.g., impacts to
areas of significance, impacts to local populations, and cumulative
impacts when taking into account successive/contemporaneous actions
when added to baseline data);
The status of stock or species of marine mammals (i.e.,
depleted, not depleted, decreasing, increasing, stable, impact relative
to the size of the population);
Impacts on habitat affecting rates of recruitment/
survival; and
The effectiveness of monitoring and mitigation measures to
reduce the number or severity of incidental take.
To avoid repetition, our analysis applies to all the species listed
in Table 5, given that the anticipated effects of the seismic airguns
are expected to be similar in nature, and there is no information about
the size, status, or structure of any species or stock that would lead
to a different analysis. In some cases we add species-specific factors.
For reasons stated previously in this document and based on the
following factors, Lamont-Doherty's specified activities are not likely
to cause long-term behavioral disturbance, permanent threshold shift,
or other non-auditory injury, serious injury, or death. They include:
The anticipated impacts of Lamont-Doherty's survey
activities on marine mammals are temporary behavioral changes due to
avoidance of the area.
The likelihood that marine mammals approaching the survey
area will be traveling through the area or opportunistically foraging
within the vicinity, as no breeding, calving, pupping, or nursing
areas, or haul-outs, overlap with the survey area.
The low potential of the survey to have an effect on
coastal bottlenose dolphin populations due to the fact that Lamont-
Doherty's study area is approximately 20 km (12 mi) away from the
identified habitats for coastal bottlenose dolphins and their calves.
The low likelihood that North Atlantic right whales would
be exposed to sound levels greater than or equal to 160 dB re: 1 [mu]Pa
due to the requirement that the Langseth crew must shutdown the
airgun(s) immediately if observers detect this species, at any distance
from the vessel.
The likelihood that, given sufficient notice through
relatively slow ship speed, NMFS expects marine mammals to move away
from a noise source that is annoying prior to its becoming potentially
injurious;
The availability of alternate areas of similar habitat
value for marine mammals to temporarily vacate the survey area during
the operation of the airgun(s) to avoid acoustic harassment;
NMFS also expects that the seismic survey would have no
more than a temporary and minimal adverse effect on any fish or
invertebrate species that serve as prey species for marine mammals, and
therefore consider the potential impacts to marine mammal habitat
minimal;
The relatively low potential for temporary or permanent
hearing impairment and the likelihood that Lamont-Doherty would avoid
this impact through the incorporation of the required monitoring and
mitigation measures; and
The high likelihood that trained visual protected species
observers would detect marine mammals at close proximity to the vessel.
NMFS does not anticipate that any injuries, serious injuries, or
mortalities would occur as a result of Lamont-Doherty's proposed
activities, and NMFS does not authorize injury, serious injury, or
mortality. We anticipate only behavioral disturbance to occur primarily
in the form of avoidance behavior to the sound source during the
conduct of the survey activities.
Table 5 in this document outlines the number of requested Level B
harassment takes that we anticipate as a result of these activities.
NMFS anticipates that 32 marine mammal species could occur in the
proposed action area. Of the marine mammal species under our
jurisdiction that are known to occur or likely to occur in the study
area, six of these species are listed as endangered under the ESA and
depleted under the MMPA, including: The blue, fin, humpback, north
Atlantic right, sei, and sperm whales.
[[Page 27659]]
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (i.e., 24 hour cycle).
Behavioral reactions to noise exposure (such as disruption of critical
life functions, displacement, or avoidance of important habitat) are
more likely to be significant if they last more than one diel cycle or
recur on subsequent days (Southall et al., 2007). While NMFS
anticipates that the seismic operations would occur on consecutive
days, the estimated duration of the survey would last no more than 30
days but would increase sound levels in the marine environment in a
relatively small area surrounding the vessel (compared to the range of
the animals), which is constantly travelling over distances, and some
animals may only be exposed to and harassed by sound for less than a
day.
In summary, NMFS expects marine mammals to avoid the survey area,
thereby reducing the risk of higher exposure and related impacts. We do
not anticipate disruption to reproductive behavior and there is no
anticipated effect on annual rates of recruitment or survival of
affected marine mammals.
Due to the nature, degree, instances, and context of Level B
(behavioral) harassment anticipated and described (see ``Potential
Effects on Marine Mammals'' section in this notice), NMFS does not
expect the activity to impact annual rates of recruitment or survival
for any affected species or stock. The seismic survey would not take
place in areas of significance for marine mammal feeding, resting,
breeding, or calving and would not adversely impact marine mammal
habitat, including the identified habitats for coastal bottlenose
dolphins and their calves.
Based on the analysis herein of the likely effects of the specified
activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS finds that Lamont-Doherty's proposed seismic
survey would have a negligible impact on the affected marine mammal
species or stocks.
Small Numbers
As mentioned previously, NMFS estimates that Lamont-Doherty's
activities could potentially affect, by Level B harassment only, 32
species of marine mammals under our jurisdiction. For each species,
these take estimates are small numbers relative to the population
sizes: Less than 19 percent of the regional populations estimates of
Atlantic spotted dolphins, less than 17 percent of Risso's and
bottlenose dolphins; and under 2 percent for all other species and
stocks. We have provided the regional population and take estimates for
the marine mammal species that may be taken by Level B harassment in
Tables 2 and Table 5 in this notice.
Impact on Availability of Affected Species or Stock for Taking for
Subsistence Uses
There are no relevant subsistence uses of marine mammals implicated
by this action.
Endangered Species Act (ESA)
There are six marine mammal species listed as endangered under the
Endangered Species Act that may occur in the proposed survey area: The
blue, fin, humpback, North Atlantic right, sei, and sperm whales. Under
section 7 of the ESA, the NSF has initiated formal consultation with
NMFS on the proposed seismic survey. NMFS (i.e., National Marine
Fisheries Service, Office of Protected Resources, Permits and
Conservation Division) has also consulted internally with NMFS on the
issuance of an Authorization under section 101(a)(5)(D) of the MMPA.
In May, 2015, the Endangered Species Act Interagency Cooperation
Division issued a Biological Opinion with an ITS to us and to the NSF
which concluded that the issuance of the Authorization and the conduct
of the seismic survey were not likely to jeopardize the continued
existence of blue, fin, humpback, North Atlantic right, sei, and sperm
whales. The Biological Opinion also concluded that the issuance of the
Authorization and the conduct of the seismic survey would not affect
designated critical habitat for these species.
National Environmental Policy Act (NEPA)
The NSF has prepared a draft amended EA titled, ``Environmental
Assessment of a Marine Geophysical Survey by the R/V Marcus G. Langseth
in the Atlantic Ocean off New Jersey, summer 2015,'' prepared by LGL,
Ltd. environmental research associates, on behalf of the NSF and
Lamont-Doherty. We have also prepared an EA titled, ``Proposed Issuance
of an Incidental Harassment Authorization to Lamont Doherty Earth
Observatory to Take Marine Mammals by Harassment Incidental to a Marine
Geophysical Survey in the Northwest Atlantic Ocean, June-August,
2015,'' and FONSI in accordance with NEPA and NOAA Administrative Order
216-6. We provided relevant environmental information to the public
through our notice of proposed Authorization (80 FR 13961, March 17,
2015) and considered public comments received prior to finalizing our
EA and deciding whether or not to issue a Finding of No Significant
Impact (FONSI). We concluded that issuance of an Incidental Harassment
Authorization would not significantly affect the quality of the human
environment and have issued a FONSI. Because of this finding, it is not
necessary to prepare an environmental impact statement for the issuance
of an Authorization to Lamont-Doherty for this activity. Our EA and
FONSI for this activity are available upon request (see ADDRESSES).
Authorization
We have issued an Incidental Harassment Authorization to Lamont-
Doherty for the take of marine mammals, incidental to conducting a
marine seismic survey in the Atlantic Ocean, June 1, 2015 to August 31,
2015.
Dated: May 8, 2015.
Perry F. Gayaldo,
Deputy Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2015-11589 Filed 5-13-15; 8:45 am]
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